P r o f e s s i o n a l P e r s p e c t i v e O u t c o m e s R e s e a r c h Sh i f t i n g t h e D o m i n a n t R e s e a r c h Pa r a d i g m i n P h y s i c a l T h e r ap y ALAN M JETTE P ublished w ith the perm ission of P h y s i c a l T h e r a p y A M Jette, PhD, PT, is Chief Research Scientist. New England Research Institute, 9 Galen St, Watertown, M A 02172 (USA) (alanj%neri@mci- mail.com), and Professor of Social & Behavior Sciences, Boston University School of Public Health, Boston, M A 02215. An earlier version of this article was present­ ed at the Second Joint Congress of the American Physical Therapy Association and the Canadian Physiotherapy Association; Toronto, Ontario, Canada; June 5, 1994. this work was support­ ed, in part, by the Edward R Roybal Research Center on Applied Gerontology (AG 11669). This article was submit­ ted May2, 1995, and was accepted August 4, 1995. This article discusses outcom es research in physical therapy and p laces its conceptual roots within the w o rk on qu ality-of-care assessm ent. An argument is advanced that the outcom es research m ove­ ment in m edicine has stim ulated clinical researchers in p h y sical therapy to address disability out­ com es in addition to traditional im pairm ent outcom es. I f p h y sical therapy clin ical research m oves beyond this broadening o f clin ical outcom es to investigate explicitly the hypothesized relationship betw een im pairm ent and disability, outcom es research will have stim ulated a shift in the dom inant research paradigm in the profession. The developm ent and testing o f theory regarding the p a th o ­ genesis o f disability will be n eeded to guide the direction o f this type o f p h y sical therapy research. Such a shift in the dom inant research paradigm in physical therapy could produce dram atic fin d ­ ings that have direct im pact on clin ical practice. (Jette AM Outcomes research: shifting the d om i­ nant research paradigm in p h y sical therapy. Phys Ther. 1995;75:965-970) KEY WORDS: Outcome and process assessment (health care), Quality o f health care, Research, Research design. INTRODUCTION T h e T h ir d R ev o lu tio n in th e M o d e m M e d ic a l E ra A rnold R e im a n ,1 past editor of the N ew E n g lan d J o u r n a l o f M edicin e, has described the ascen ­ dancy o f o u tco m es research as the last o f three resolu tion s in the m od ern age o f m ed icin e as p rac­ tised in the U nited States. F irst, he e x p la in s , c am e the E ra o f E x p a n sio n , from the end of W orld W ar II throu gh the late 1 9 6 0 s , the h a llm a rk o f w h ic h w as the exp an din g role o f the U S federal and state g o v e rn m e n ts in the financin g o f m ed ical facilities and m edical services. T h is first era was h ig h lig h te d b y a fu n d a m en ta l change in the federal g ov ern m en t’s Social S ecu rity Act. the passage of Titles 18 and 19 (M edicare and M edicaid ), w h ich fun d am entally changed the role o f the federal govern m en t in fin an cin g h ealth care for m any of its citizens. By 1 9 9 0 , the 2 5 t h a n n iv e rsa ry o f M edicare and M edicaid, the total exp en d itu re of the U S federal gov­ ern m en t for health care was in excess o f $ 1 5 0 b illion , up from $ 5 .6 b illion in 1 9 6 5 / T he first m o d ern era of m ed i­ c in e, R eim an exp lains, was fo l­ low ed b y the Era o f C ost C o n tain m en t, as the increase in h e a lth care e x p e n d itu re s grew relentlessly through the 1 9 7 0 s and 1 9 8 0 s (reach in g $ 6 2 0 billion in 1 9 8 9 , 1 1 .2 % o f the gross national p rod u ct). A series o f cost-co n ta in - m en t reg ulations and legislative actio n s were en acted d uring the 1 9 7 0 s and 1 9 8 0 s in response to the grow th in health care e x p en d i­ tures. O ne exam ple is the in tro ­ d u ction of the d iagnostic related groups (D R G s) as the basis for h o s ­ p ital re im b u rse m e n t u n d e r the M edicare program . As noted by R eim an, we are cu rren tly in the third stage o f this m od ern revolu­ tion , the Era of A ssessm ent and A ccountability, in w h ich the focus has been d irected toward the q u al­ ity and effectiveness o f health care. T h e em p h asis is n o lo n g er on u n brid led grow th n o r on blin d cost con tain m en t, but on a balance b e tw e e n a s se s sm en t o f g ain s achieved for certain costs and an a c c o u n ta b ility fo r th o se c o s ts incurred. R eim an 1 has described the “o u t­ com es m ovem en t in m ed icin e” as ch aracterizin g this third stage in m o d ern m edical care. Its p ro p o ­ nen ts have defined ou tcom es m a n ­ agem ent in m ed icine as the c en te r­ p iece o f this era o f assessm en t and accountability. 31 It is a tech n olog y o f patient exp erience designed to h e lp p a tie n ts, p ay ers, and providers m ake rational m ed ical care-related ch o ices based on b e t­ ter insight into the effect of these ch o ices on the patien t’s life. Today, o u tco m es research is b ein g used in m e d ic in e , an d in c re a sin g ly in physical therapy, to ju stify policie regulating practice, in clu d in g c o n ­ sensus statem en ts, p ractice gu ide­ lin es , an d p ra c tic e p ro to c o ls , w h ich are b ein g offered in creasin g ­ ly as sta n d a rd s for th ird -p a rty reim b u rsem en t and m alp ractice, p ro te c tio n .5'6 T h e ou tcom es m ovem en t w ithin m ed icin e has also stim u lated its share of controversy. As A nderson recen tly com m en ted in the jo u rn a l S cien ce, ...5 years and $ 2 0 0 m illion later, c ritics are asking: W h e re ’s the b eef? 2 P e r s p e c t i v e REFERENCES 1 R eim a n A. A ssessm ent an d a c co u n ta b ility : th e th ird re v o lu tio n in m ed ica l care. N Engl J M ed. 1 9 8 8 ; 3 1 9 : 1 2 2 0 - 1 2 2 2 . 2 A n d erso n C. M easu rin g w hai w o rk s in h ea lth care. S cien ce. 1 9 9 4 ; 2 6 3 : 1 0 8 0 - 1 0 8 2 . 3 E llw o o d P O u tc o m e s m a n a g em en t; a te ch n o lo g y o f p atien t ex p e ri­ en ce. N Engl J M ed. 1 9 8 8 ; 3 1 8 ; 1 5 4 9 - 1 5 5 6 . 4 E p stein A. T h e o u tco m e s m o v em en t; W ill it get us w here we warn to go? N E n g l] M ed . 1 9 9 0 ; 3 2 3 ;2 6 6 - 2 7 0 . 5 In s titu te o f M e d ic in e . G u id e lin e s f o r C linical P r a c tic e : F r o m D ev elo p m en t to Use. W a sh in g to n , D C: N ation al A c jd e m y Press; 1 9 9 2 . 6 G a m ic k DW, H en d rick s A M , B ren n a n TA. Can p ra ctice gu id elin es re d u ce th e n u m b e r and co sts o f m a lp ra c tic e claim s? JA M A . 1 9 9 1 ; 2 6 6 : 2 8 5 6 - 2 8 6 0 . 7 T a n en b a u m SJ. S o u n d in g bo ard : W h a t p h y sicia n s know. N Engl J M ed. 1 9 9 3 ; 3 2 9 : 1 2 6 8 - 1 2 7 0 8 W e n n b e r g J E . D ea lin g w ith m edical p ra c tic e variatio ns: a pro p o sal for a c tio n . H ealth A ff (M illw o o d ). 1 9 8 4 ; 3 ( 2 ) : 6 - 3 2 9 D o n a b ed ia n A. Q u ality asses sm e n t an d assu ra n ce : u n ity o f p u rp o se, diversity o f m ean s. Inquiry. 1 9 8 8 ; 2 5 : 1 7 3 - 1 9 2 . 1 0 M cD e rm o tt W. A b sen c e o f in d ica to rs o f the in flu en ce o f p h y sicia n s o n a s o c ie ty ’s h e a lih . Am J M ed. 1 9 8 1 , 7 0 : 8 3 3 -8 4 3 .. 11 Tarlov A R, W are J E , G reen field S, et al. T h e m ed ica l o u tco m e s study: a n d a p p lic a tio n o f m eth o d s for m o n ito rin g the resu lts o f m edical care. JA M A . 1 9 8 9 ; 2 6 2 : 9 2 5 - 9 3 0 . 12 R o th s tie n JM . E d ito rs n o te: D is ability and o u r identity. Phys Ther. 1 9 9 4 ; 7 4 : 3 7 5 - 3 7 8 . 13 Sa h rm a n n SA. D iag n o sis b y the p h ysical th erap isi - a p rereq u isite for trea tm en t: a sp e cia l c o m m u n ic a tio n . Phys T h e r 1 9 8 8 ; 6 8 : 1 7 0 3 - 1 7 0 6 . 1 4 K u hn T S . T h e S tructure o f S cien tific R evolutions. C h ica g o , 111: U n iv ersity o f C h ica g o P ress; 1 9 6 2 . 15 N agi S. So m e c o n c e p tu a l issues in d isab ility and reh a b ilita tio n . In: S u ssm a n M, eel. S o ciolog y a n d R eh a bilita tio n . W a sh in g to n , D C: A m erican So c io lo g ica l A sso cia tio n ; 1 9 6 5 : 1 0 0 - 1 1 3 . 1 6 Nagi S. D is a b ility c o n c e p ts revisited: im p lica tio n for p rev en tio n . In : Pop e A, Tarlov A, ed s. D isa bility in A m e ric a : T ow ard a N a tio n a l A g en d a f o r P revention. W a sh in to n , D C: N atio n al A cadem y P ress; 1 9 9 1 : 3 0 9 - 3 2 7 . 1 7 In t e r n a t io n a l C la s s ific a tio n o f Im p a ir m e n ts , D is a b ilitie s , a n d H a n d ica p s. G en ev a, Sw itzerlan d : W orld H ealth O rg a n iz a tio n ; 1 9 8 0 . 1 8 Je tte AM . Physical d isa b lem en t c o n c e p ts for p h ysical th erap y research and p ra c tic e. Phys T h e r 1 9 9 4 ; 7 4 : 3 8 0 - 3 8 6 . 19 F ro n tera W R , M eredith C N , O ’Reilly KP, et al. Stren g th c o n d itio n ­ in g in o ld er m en : sk e leta l m u scle h y p ertro p h y and im p ro ved fu n c iio n . J A p p l P hysiol. 1 9 8 8 ; 6 4 : 1 0 3 8 - 1 0 4 4 . 2 0 F is h e r N M , G resh am G E , A b ram s M, et al. Q u a n titiv e effects o f p h y sica l th erap y on m u sc u la r and fu n ctio n a l p e rfo rm a n ce in su b je c ts w ith o ste o a rth ritis o f the kn ees. A rch Phys M ed R eh ab il. 1 9 9 3 ; 7 4 : 8 4 0 - 8 4 7 2 1 J e t t e D U , D o w n in g J . H ealth sta tu s o f ind ivid u als e n te rin g a c a r ­ d iac re h a b ilita tio n p ro g ram as m easu red b y th e M edical O u tc o m e s Study 3 6 -I te m S h o rt-F o r m Su rvey ( S F - 3 6 ) . Phys Ther. 1 9 9 4 ; 7 4 : 5 2 1 - 5 2 7 . 2 2 Stratford PW, B in k ley J , S o lo m o n P, et al. A ssessing c h a n g e over tim e in p a tie n ts w ith lo w b a c k pain. Phys T h e r 1 9 9 4 ; 7 4 : 5 2 8 - 5 3 3 . 2 3 Erhard RE, D elitto A, C ib u lk a M T Relative effectiv en e ss o f an e x ten sio n p rog ram an d a c o m b in e d p ro g ram o f m a n ip u la tio n and flex ­ io n an d e x ten sio n e x e rc ises in p a tie n ts w ith a c u te low b a c k syn drom e. P hys T h e r 1 9 9 4 ; 7 4 : 1 0 9 3 - 1 1 0 0 . 2 4 Tovin B J, W o lf SL , G reen field BH , et al. C o m p a riso n o f the effects o f ex e rcise in w ater and o n lan d o n the re h a b ilita tio n o f p a tien ts with in tra -a rtic u la r a n terio r c ru c ia te lig a m en t re co n stru c tio n s. P hys Ther. 1 9 9 4 ; 7 4 : 7 1 0 - 7 1 9 . 2 5 V erbrugge L, Je tte A. T h e d isa b lem en t p ro cess. S oc Sci M ed. 1 9 9 4 ; 3 8 : 1 -1 4 . 2 6 B u c h n e r D M , B eresfo rd SA, L arson EB, et al. E ffects o f p h ysical activity o n h ea lth sta tu s in o ld er ad u lts, II: in terv en tio n s stu d ies Annu R ev P u blic H ealth . 1 9 9 2 ; 1 3 : 4 6 9 - 4 8 8 . 2 7 B u c h n e r D M , de L ateu r BJ. T h e im p o rta n ce o f sk eleta l m uscle stren g th to p h y sica l fu n ctio n in o ld er adu lts. Ann B e h a v M ed. 1 9 9 1 ; 13: 9 1 - 9 7 . 2 8 P hysical Disability. Phys Ther. 1 9 9 4 ; 7 4 (sp ecia l issu e ): 3 7 5 - 5 0 5 . SA J o u r n a l o f Ph y sio t h e r a p y V o l 53 No 2 9 R ep ro du ce d by S ab in et G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r (d at ed 2 01 3. )