HIV 874


    
        
            
                

            

        

        
            GUIDELINES

            The 2012 southern African ARV
                    drug resistance testing guidelines

            
                by the
                          Southern African HIV Clinicians Society
            

            
                 
            

            
                F Conradie, D Wilson
                          (Chairpersons of the Resistance Testing Guidelines Committee), A Basson, T de Oliveira, G Hunt, 

                          D Joel, M Papathanasopoulos, W Preiser, J Klausner, D Spencer,
                          W Stevens, F Venter, C van Vuuren (Expert
                
                          Panel Members), L Levin, G Meintjes,
                          C Orrell, H Sunpath, T Rossouw, G van Zyl (Reviewers)

                

            

            
                Corresponding
                
                          author:
                 F Conradie
                          (fconradie@witshealth.co.za)

                

            
        

    

    
        
            Disclaimer: Specific recommendations
                    provided here are intended only as a guide to clinical therapy,
                    based on expert consensus and best current evidence. Treatment
                    decisions for patients should be made by their responsible
                    clinicians, with due consideration for individual circumstances.
                    The most current version of this document should always be
                    consulted.

            

        

    

    
        Following the
                rapid scale-up of the programme for universal access to
                antiretroviral therapy (ART) in southern Africa, resistance to
                antiretroviral medications will occur. A detectable viral load
                must be treated as an emergency and should trigger intensive
                patient tracking and adherence counselling. In contrast to the
                developed world, the incidence of transmitted resistance is
                still low in most areas in the region. Therefore, in this
                consensus statement we do not recommend resistance testing in
                HIV-infected adults upon diagnosis or ART initiation. However,
                baseline resistance testing is recommended for children who have
                been exposed to ART for prevention of
                mother-to-child-transmission therapy and subsequently become
                HIV-infected. Resistance testing is also recommended after
                virological failure of first- and second-line ART regimens. 

        
            S Afr J HIV Med 2012;13(4):162-167.
                      DOI:10.7196/SAJHIVMED.874

            

        

    

    
        
            1. Opening statement 
        

        Antiretroviral
                therapy (ART) has converted HIV infection from an almost
                universally fatal illness to a chronic manageable disease.
                Adherence to therapy is essential for full viral suppression and
                optimal immune reconstitution. If antiretroviral (ARV) drug
                levels are suboptimal, the risk of developing ARV drug
                resistance is high due to the high rate of HIV replication and
                the lack of proofreading capacity in the viral reverse
                transcriptase enzyme. Continuation of a failing ART regimen can
                affect both the treated individual and the community, as
                resistant viral strains can be transmitted to other persons.

        Resistance can be minimised by
                  uninterrupted supply of medication, scientifically sound
                  prescribing practices, long-term adherence support, viral load
                  (VL) monitoring, and rapid responses to demonstrated
                  virological failure with timeous changes of therapy.1
    

    We developed consensus guidelines for
              HIV resistance testing that consider international best
              practice and the financial constraints encountered in southern
              Africa. The guidelines, presented here, are based on the
              levels of resistance in the community as reported in the 2012
              World Health Organization (WHO) HIV drug resistance report.2  The
              North American and British resistance testing guidelines,3
    ,
    4
    ,
    5 
              although ideal, are not affordable nor applicable in most
              southern African situations. These guidelines are aimed at
              southern African clinicians who manage individuals with HIV
              infection in both the private and public sectors in our
              region.

    Appropriate,
    
              affordable resistance testing needs to be incorporated
              strategically into national guidelines relevant to southern
              Africa. In late 2012, the South African National Department of
              Health sanctioned the formalisation of a National HIV Drug
              Resistance Working Group. All relevant stakeholders were
              identified and a steering committee was formed. The working
              group has 4 clear pillars: (i) a clinical stream; (ii)
              a national database development team; (iii) a laboratory team (National
              Health Laboratory Service (NHLS) and National Institute for
              Communicable Disease (NICD)); and (iv)
              an epidemiology stream.

    The presence of a VL >1 000 copies/
            ml in an individual who has been receiving ART for
              >6 months constitutes an adherence emergency, and should
              trigger a vigorous response from the healthcare provider,
              including increased adherence support, before the VL
              measurement is repeated.

    
        2. Recommendations for ARV
                  drug resistance testing
    

    
        2.1 The
                  diagnosis of HIV in children aged <2 years
    

    Genotyping
    
              at baseline to detect resistance mutations should be performed
              for all HIV-infected infants who have been exposed to any form
              of ART taken by the mother or infant for the prevention of
              mother-to-child transmission (PMTCT) of HIV, or who have
              unknown exposure to PMTCT. Infants and children are a
              challenging group to treat with ART, especially in
              resource-constrained healthcare settings. Children and their
              mothers are likely to have been exposed to ARV medications in
              PMTCT programmes. Approximately 52.6% (95% confidence interval
              (CI) 37.7 - 67.0) of children who fail PMTCT therapy have at
              least one non-nucleoside reverse transcriptase inhibitor
              (NNRTI) mutation after single-dose nevirapine (sdNVP), and
              about 16.5% (CI 8.9 - 28.3) after sdNVP combined with
              antepartum, postpartum or postnatal zidovudine (AZT) with or
              without lamivudine (3TC).6  These mutations will
              generally have disappeared, or may not be detectable by
              routine resistance testing, 2 years after the last dose of
              prophylactic ART. Children aged <3 years are treated with a
              boosted protease inhibitor (PI) regimen, but it is important
              to document NNRTI resistance, as this will have implications
              in the choice of second-line regimens.7 
              Resistance mutations in children failing ART seem to be more
              common than in adults.8  Results from baseline
              resistance testing will ensure the most appropriate selection
              of ARV drugs. Further research on appropriate drug regimens in
              paediatric and adolescent populations is, critically, an unmet
              need. 

     

    
        2.2 Failure
                  of ARV regimens
    

    Resistance
            testing is recommended for all patients (children and adults)
            failing first-line NNRTI-based ARV regimens, with failure
            defined as two VL measurements >1 000 RNA copies/ml, with
            adherence and other issues addressed in the interval (see
            section 5). The accumulation of resistance mutations can be
            minimised by repeating the VL measurement within 3 months.9
    ,
    10
    ,
    11  If
            the first-line regimen is fully effective, then the VL should
            have fallen by 1.0 log10 copies/ml within 4 weeks or
            be undetectable by 3 months (or <1 000 RNA copies/ml in
            patients whose initial VL was very high).4


Resistance

          tests serve two purposes: (i) a fully sensitive pattern may
          imply that the patient is not adhering to treatment or has
          completely interrupted ART; and (ii) if resistance mutations are
          present, then the clinician, preferably together with an
          expert, can decide on the most appropriate second-line
          regimen. In patients on a stavudine (d4T)- or AZT-containing
          NNRTI-regimen, or on a tenofovir (TDF)-containing regimen, the
          importance of excluding resistance to TDF is crucial. TDF may
          be required as part of the nucleoside reverse transcriptase
          inhibitor (NRTI) backbone in second-line ART, or for treatment
          of hepatitis B virus (HBV)/HIV co-infection in combination
          with 3TC.12


Resistance testing is recommended for
          all patients (children and adults) failing a PI-based ARV
          regimen. Failure is defined as two VL measurements >1 000
          RNA copies/ml, with measurements taken 3 - 6 months apart and
          with adherence and other issues addressed in the interval. An
          absence of PI mutations during PI-based therapy strongly
          suggests non-adherence to treatment.13 
          Children on any PI regimen are at high risk for PI resistance
          if co-treated with rifampicin (for tuberculosis). Repeated VL
          measurements and resistance testing are recommended for
          patients failing long-term PI regimens with a concurrent
          decline in CD4 count.

 


    2.3 Acute
              infection 


Recent HIV
        infection in adults is rarely documented; however, viral
        genotyping at this time may give valuable public health insights
        into currently circulating strains. Resistance testing
        recommendations for specific acute infection scenarios are shown
        in Table 1. 




    	
                
                    Table 1.
                                        Recommendations for HIV resistance testing
                

            
	
                
                    Patient
                                        group
                

            	
                
                    Recommendation
                

            	
                
                    Comments
                

            
	
                
                    Recent
                                        infection
                

            
	
                Infected
                                  infants aged <2 years exposed to PMTCT or infected
                                  children aged >2 years who stopped taking daily NVP
                                  less than 2 years previously

            	
                Recommended

            	
                As soon as HIV infection is
                                  diagnosed

            
	
                Infants aged
                                  <2 years where exposure to PMTCT is uncertain

            	
                Recommended

            	
                As soon as HIV infection is
                                  diagnosed

            
	
                Documented acute infection*
                                  (seroconversion)

            	
                Recommended

            	
                Possible public health
                                  surveillance function

            
	
                
                    HIV diagnosis
                

            	
                 

            	
                 

            
	
                Patients without documented
                                  seroconversion presenting for routine clinical care

            	
                Not recommended

            	
                Background
                                  prevalence of transmitted resistance is low and time
                                  since infection is likely to be long, decreasing the
                                  likelihood of detecting resistance mutations

            
	
                
                    ARV initiation
                

            
	
                Children
                                  aged >2 years about to start first-line ART

            	
                Not recommended

            	
                Unless within 2 years of stopping
                                  daily NVP

            
	
                Pregnant women about to start
                                  first-line ART

            	
                Not recommended

            	
                Pregnant women should have a VL
                                  measurement 3 months after ART initiation. Detectable
                                  viraemia >1 000 RNA
                                  copies/ml should be treated as an adherence emergency.

            
	
                Adults about to start first-line
                                  ART

            	
                Not recommended

            	
                Background prevalence resistance
                                  is very low and the time since infection is likely to
                                  be long, decreasing the likelihood of detecting
                                  resistance mutations.

            
	
                
                    Failure of
                                        NNRTI-based ART
                

            
	
                Adults and
                                  children with two VL measurements >1 000 RNA
                                  copies/ml† and/or at
                                  least a <2 log10 drop in VL while on
                                  NNRTI-based ART (measurements at least 4 weeks,
                                  preferably 3 months, apart)

            	
                Recommended

            	
                Adherence‡ issues should be
                                  addressed comprehensively between the 2 measurements.
                                  Resistance testing should be performed while the
                                  patient is on the failing regimen or within 4 weeks of
                                  discontinuation.

            
	
                
                    Failure of a boosted PI-based regimen
                

            	
                
                     
                

            	
                
                     
                

            
	
                Adults and
                                  children with two VL measurements >1 000 RNA
                                  copies/ml† and/or a
                                  <2 log10
                                  drop in VL while on PI-based ART (measurements 3 - 6
                                  months apart)

            	
                Recommended

            	
                Failure
                
                                    on PI regimens is almost always due to poor
                                    adherence. Adherence‡
                                    issues should be addressed comprehensively between
                                    the 2 measurements. Resistance testing should be
                                    performed while the patient is on the failing
                                    regimen or within 4 weeks of discontinuation.

            
	
                 

                PMTCT =
                                  prevention of mother-to-child transmission; NVP =
                                  nevirapine; ART = antiretroviral therapy; RNA =
                                  ribonucleic acid; NNRTI = non-nucleoside reverse
                                  transcriptase inhibitor; PI = protease inhibitor; VL =
                                  viral load.

                *Some
                                  or all of the following features: high fever,
                                  generalised lymphadenopathy, oral ulcers, pharyngitis,
                                  maculopapular rash, lymphopenia, thrombocytopenia, and
                                  transaminases, in combination with a history
                                  suggestive of HIV exposure.

                
                    †Definition of
                                      virological failure may vary between southern African
                                      countries. A persisting VL of 500 - 1 000 copies/ml
                                      could be considered for resistance testing, with
                                      access to sensitive in-house assays.

                    
                        ‡See
                        
                                          section on ARV adherence (section 5).

                    


        

        
        

        
            

            
            
        

        
            3. 
            Scenarios where ARV resistance testing is not
                      recommended 
            
            
        

        
            3.1 HIV
                      diagnosis in adults and adolescents
        

        At the current
                level of transmitted resistance in the community, performing
                resistance testing in all individuals who are diagnosed with HIV
                infection is not cost-effective. 

         For pregnant women, although we do not
                  recommend routine resistance testing, we do recommend HIV VL
                  testing 3 months after initiating triple ARV therapy (for CD4
                  counts <350 cells/mm3
        )
                  or at the time that pregnancy is confirmed in women already
                  receiving ART. A VL >1 000 RNA copies/ml at this point
                  should be regarded as an emergency, and should lead to
                  intensive adherence support and screening for drug
                  interactions or other reasons for failure (section 5), to
                  minimise fetal transmission risk. The VL measurement should be
                  repeated after 4 weeks, and, if >1 000 copies/ml, HIV
                  resistance testing and an immediate switch to a second-line
                  ART regimen must be performed. 

         

        
            3.2 ARV
                      initiation in adults and children aged >2 years
        

        Children aged
                >2 years who stopped taking prophylactic NVP during
                breastfeeding more than 2 years previously do not need a
                resistance test prior to ARV initiation. In such cases,
                resistance, if present, is very unlikely to be detected by
                genotyping. While super-infection with a resistant viral strain
                is a theoretical possibility, it is considered to be so rare
                that performing resistance tests would not be cost-effective.

         

        
            3.3
                      Treatment interruptions without documented failure
        

        Patients
                  who have interrupted therapy for reasons other than proven
                  virological failure should not have HIV genotype testing
                  performed upon presentation for subsequent ART.14  Rather, the previous ART
                  regimen should be re-started, and VL should be measured after
                  3 months. Resistance mutations generally disappear rapidly in
                  the absence of drug pressure and a reliable resistance test
                  result may not be obtained during treatment interruptions. If
                  the VL is not suppressed after adherence intervention, a
                  resistance test can be obtained to document resistance, and an
                  appropriate second-line regimen can be selected.15
    

    
        4. National integration of
                  public sector laboratories
    

    In the public
            sector in South Africa, the NHLS has five centralised facilities
            capable of conducting sequence-based resistance testing.
            Currently, only two of these facilities perform routine
            genotyping for patient care on a large scale (Tygerberg and
            Johannesburg). Laboratories focus on genotyping assays, most
            using in-house assays, with backup from commercial assays such
            as Viroseq or TruGene. National surveillance is conducted at the
            NICD. As the ARV programme expands and patients receive
              treatment for longer periods of time, the capacity for
              resistance testing will need to be expanded. Currently,
              phenotyping capabilities for resistance are available, largely
              for research purposes, at several academic centres. Numerous
    
              research projects are underway to develop and assess more
              affordable and accessible approaches to resistance testing
              (e.g. sequencing short regions of the reverse transcriptase
              gene).

    The Southern Africa Treatment and
              Resistance Network (SATuRN) has integrated the efforts of
              laboratories, researchers and clinicians to monitor HIV
              resistance patterns and advise on the clinical management of
              patients failing ART. The SATuRN drug resistance database
              systems are freely available and include two of the best
              public drug resistance databases in the world: the Stanford
              HIV Drug Resistance database and the RegaDB Clinical
              Management Database. SATuRN databases are used to deliver an
              approach to virological failure, delivering resistance
              genotyping, interpretation and clinical management to remote
              primary healthcare clinics without elaborate computer systems
              or infectious diseases specialists at each clinic.

    For each case, all laboratories
            (non-governmental, public and private) generate a report that
            includes clinical and resistance data. This report is sent to
            HIV specialists for review and feedback, to advise management at
            the primary clinic.

    Meaningful interpretation of the results of
            genotypic resistance tests requires a detailed knowledge of the
            patient’s full ARV history, including drug regimens used, VL and
            CD4 test results, any previous resistance test results,
            co-occurrence of other infections, and timelines. This
            information needs to be provided by the clinician/nurse upon
            submitting the resistance test. 

    
    

    
        4.1
                  Surveillance of ARV drug resistance
    

    The
              ongoing monitoring of ARV drug resistance is a critical public
              health activity, particularly in settings where individualised
              ARV drug resistance testing (genotyping) is not routinely
              performed prior to ART initiation. The success of empiric ART
              regimens depends on the regular and timely knowledge and
              review of the epidemiology of ARV drug resistance. Recommended
              systems for surveillance include prevalence monitoring of HIV
              genotype results at sentinel sites among populations who have
              recently acquired infection: e.g. recent seroconverters,
              HIV-infected pregnant women aged ≤21 years, infants infected
              despite ARV exposure and those with acute HIV infection. There
              may also be additional value in prevalence monitoring at
              sentinel sites of ARV drug resistance among those newly
              initiating therapy.

    
        4.2
                  Monitoring and evaluation 
    

    The proportion
            of ART-treated patients on first-line, second-line and
            subsequent therapy should be monitored routinely. Because a
            detectable plasma VL while on ART requires immediate
            intervention, national monitoring of the proportion of patients
            with detectable plasma VLs is recommended. Thresholds for
            response should be determined at the public health level. For
            example, a facility or geographic area with >20% detectable
            plasma viraemia in patients on ARV who were previously
            undetectable, should urgently be investigated. Analyses should
            be performed according to demographic and geographic
            characteristics, and reported quarterly to national HIV
            treatment programmes.

    The evaluation of the effect of HIV genotype
            testing on the selection of ARV regimens and clinical outcomes
            should be supported through networks of clinical programmes.
            Indicators to monitor the use of HIV genotype resistance assays
            should include: the number of assays per specified time period;
            the proportion of assays performed in adults, children and
            pregnant women; and the prevalence and type of resistance
            (including class of resistance and specific mutations). As the
            surveillance of ARV resistance and clinical use of HIV
            genotyping increases, additional monitoring and evaluation
            activities may be required.

    Most settings require increased capacity for
            monitoring and evaluation. Resources to sustain adequate data
            management and interpretation are a public health priority. The
            net cost of incorporating resistance testing, for surveillance
            as well as patient management, needs to be evaluated carefully
            in ARV programmes in southern Africa.16
    
    



    5.
    
    
    Non-adherence: Causes and
              interventions


The adherence
        requirements of ART are onerous, necessitating adherence rates
        >90% for first-line NNRTI-based regimens. The best biological
        marker of adherence is an undetectable VL in patients on ART.
        The regularity of pharmacy pick-ups is also a good marker of
        adherence. Other strategies, including pill counts, have limited
        practical utility in busy clinics, and are often inaccurate.17  Pill boxes
        and treatment supporters may be useful in selected individuals.18


A detectable VL in patients on ART
          should be treated as a medical emergency, with immediate
          intervention, prompt evaluation by an experienced clinician
          and appropriate support staff (e.g. social workers,
          psychologists, and counsellors), and frequent follow-up. In
          the case of first-line virological failure, up to 50% of
          patients can re-suppress their VL,7
,
8 if
          virological failure is identified timeously, and if adherence
          can be improved.

In patients failing
        second-line therapies, and where expensive third-line options
        are being evaluated, newer measures such as the use of
        electronic pill boxes (e.g. Medication Event Monitoring System
        (MEMS) caps) and hair PI levels may be used, if available.

In a
          significant minority of cases, patients will have no
          resistance on resistance testing. Data from South Africa
          reveal that this can be as high as 15 - 20% where patients
          have been genotyped.19
,
20 This means the patient is
          missing a large number of doses, consequently resulting in
          insufficient drug pressure to induce or select out existing
          resistance. These patients have a poorer prognosis,
          paradoxically, than patients with established resistance,21
,
22  as their poor adherence is
          often difficult to remedy, and may persist into subsequent
          regimen choices. Such patients often require the intervention
          of a psychologist or experienced counsellor.

Common causes of poor
        adherence (sections 5.1 - 5.12) are often complex and linked to
        social issues.


    5.1
              Inadequate treatment literacy


Most HIV
        programmes have extraordinary adherence rates when compared with
        other chronic diseases – largely due to efforts by clinic staff
        to ensure that patients understand HIV infection and ART. If a
        patient fails therapy, then some examination of the pre-ART
        counselling may be merited.


    5.2
              Side-effects


Side-effects
        are a very common reason for patients to default therapy. A
        careful history of often subtle but distressing side-effects
        (bad dreams, sleepiness, poor concentration, nausea, loss of
        appetite), in conjunction with a work history (shift work in
        particular) may allow for drug substitutions. Subtle signs of
        lipo-atrophy due to NRTIs are often not taken seriously by
        healthcare providers. Regular enquiry and immediate drug
        substitutions should form part of every healthcare worker
        encounter. Single drug substitutions should only be performed if
        the VL is undetectable. 


    5.3
              Depression and mental illness


Undiagnosed or
        under-treated depression and other mental illnesses are often
        overlooked. The frequency of major depression is twice as high
        in HIV-infected patients as in matched HIV-negative patients.23 Patients
        with depression usually respond well to treatement with an
        antidepressant in combination with other non-pharmaceutical
        interventions. Patients who respond to antidepressant medication
        should be treated accordingly for at least 6 months.


    5.4 Poverty
              and food insecurity


Both poverty
        and food insecurity have been related to poor adherence and an
        increased frequency of missed clinic visits. Patients often lose
        their jobs due to ill health in the period leading up to ART
        initiation. Patients should be encouraged to return to the job
        market as soon as is feasible, or to seek support. The need to
        seek work may cause patients to move away from the current
        clinic; therefore, referral must be facilitated. Access to
        available grants, social support and employment NGOs may provide
        additional support.


    5.5
              Work-related issues


Work-related
        issues, including shift work and an inability to attend clinic
        visits on weekdays, are a major cause of poor adherence. Long
        clinic waiting times and monthly medication pick-ups, may make
        holding down a job untenable, especially with an unsympathetic
        employer.


    5.6
              Substance use


Alcohol use
        may cause significant problems with adherence. In addition,
        other recreational drugs may cause problems in certain parts of
        the country. Use may fluctuate according to availability and
        peer pressure.


    5.7 Social
              problems


Social
        problems that affect adherence include stigma, both external and
        internal, and poor social support networks. Perceived stigma is
        correlated with poor adherence. This may manifest in: a fear of
        tablets being found; an inability to solicit family or partner
        support; fear around visiting the clinic or pharmacy; or anxiety
        regarding an employer, neighbours or a community. Social support
        groups may assist in this regard.


    5.8 Denial


ART initiation
        in ambivalent, conflicted patients is unlikely to have a
        successful outcome. The involvement of family members and
        partners may be an effective mechanism for addressing denial.


    5.9 Pill
              burden


Pill burden is
        less of an issue with current regimens, but must be considered
        in patients who are failing treatment. Pill burden due to
        treatment for other conditions, such as hypertension or
        diabetes, should also be addressed. Dosing simplification, such
        as provision of fixed-dose combination regimens, where possible,
        should be a major part of advocacy within public programmes.


    5.10
              Altered fertility intentions


HIV-discordant
        or -concordant couples may spontaneously decide to cease their
        ART regimen with the intent to begin a family. Empathetic
        fertility counselling during ART initiation should prevent this
        from occurring.


    5.11
              Conflict of opinions


Conflict of
        opinions on the use of ARVs occurs frequently between healthcare
        providers, certain alternative health providers and churches.
        This is best addressed with an honest and non-judgmental
        conversation.


    5.12 Other


Drug doses
        should be checked, especially in patients referred from the
        private sector or inexperienced sites. Drug interactions (e.g.
        rifampicin with a PI), absorption issues and primary acquisition
        of resistant virus may also result in failure.


    6. Laboratory objectives



    6.1
              Recommendations and requirements


A meaningful
        interpretation of genotypic resistance test results requires
        detailed knowledge of the patient’s full ARV history, including
        drug regimens used, VL and CD4 test results, any previous
        resistance test results, and timelines.

It is desirable that national databases be
        built, using unique patient identifiers (e.g. ID numbers), to
        allow the easy retrieval of information for patients who have
        been cared for at different clinics and tested by different
        laboratories. Besides improving patient care and easing clinical
        workload, this approach is cost-effective, as it prevents
        unnecessary repeat testing.

All resistance test results (including
        clinical information and sequences obtained) should be entered
        into a central database, such as the one maintained by SATuRN,
        to enable research and surveillance.


    6.2
              Genotypic ARV resistance testing: Practical issues


Testing
        requires ethylenediaminetetra-acetic acid (EDTA) whole blood or
        EDTA plasma (purple-top tubes). Alternatively, where
        established, dried blood spots (DBSs) may be used. To ensure
          sample integrity, whole-blood and plasma samples must be
          maintained and shipped cooled (4°C – fridge temperature) and
          reach the laboratory within 48 hours. For longer delays,
          whole-blood specimens must be centrifuged and the plasma
          stored at -20°C (frozen). Repeat freeze-thaw cycles must be
          avoided. DBSs can be maintained at room temperature for up to
          4 weeks, and must be frozen at -20°C if the delay is longer
          than 4 weeks.

Current commercial tests have been licensed
        for specimens with a VL value of at least 1 000 RNA copies/ml.
        If DBSs are used, then the minimum usable VL is 2 000 - 5 000
        RNA copies/ml. Nevertheless, many in-house assays can detect VLs
        of 500 - 1 000 RNA copies/ml. The probability of harbouring
        resistance in the VL range of 500 - 1 000 RNA
        copies/ml is only marginally less than in the 1 000 - 10 000

        copies/ ml range.24  The acquisition of additional
        mutations is not necessarily associated with incremental
        increases in VL.25


Once a failing ART regimen has been
        discontinued, most resistant viral variants quickly become
        undetectable. Samples must therefore be obtained while the
        patient is still on the failing regimen or very shortly after
        discontinuation (to a maximum of 4 weeks).

Current test methods do not detect minority
        resistant viral variants (quasi-species present at less than
        approximately 20% of the total population) or archived
        resistance.26


Even in the best hands, the rate of failure
        to amplify virus is 5 - 10%, so not all samples submitted to the
        laboratory will have a genotype result.


    6.3
              Genotypic ARV resistance assays


Currently
        available genotype tests evaluate only the viral reverse
        transcriptase and protease genes. Mutations in the genes
        encoding these enzymes underlie resistance to the NRTIs, NNRTIs
        and PIs. 

Raltegravir (RAL),27
,
28  the first of the integrase
        strand-transfer inhibitors (ISTIs), is now registered in South
        Africa. Currently, no entry inhibitors – e.g. maraviroc (a CCR5
        co-receptor inhibitor) or enfuvirtide (a fusion inhibitor ) –
        have been registered. Future genotype tests will also need to
        incorporate these drug classes.

Current resistance testing is performed
          by means of polymerase chain reaction (PCR) amplification and
          sequencing/genotyping of the HIV-1 protease and reverse
          transcriptase genes, using commercial or validated in-house
          assays. The turnaround time of these assays is approximately 2
          weeks. Current United States Food and Drug Administration
          (FDA)-approved commercial assays, including ViroSeq and
          Trugene, can be performed at a cost of approximately R5 000
          per assay. In-house assays are about 50% cheaper. Results can
          provide data on the presence or absence of resistance
          mutations, with resistance mutations interpretable by drug
          resistance algorithms, many of which are available online. 


    7. Research priorities



    7.1
              Resistance assays


The main
        thrust of research activities remains the need to develop rapid,
        affordable, accessible resistance assays, including:

• advocacy to drive down
        current commercial assay costs

• the evaluation of
        innovative new testing approaches, e.g. the use of more
        cost-effective strategies such as allele-specific assays (e.g.
        M184V) to determine adherence

• improved logistics using
        creative approaches such as DBS technology

• national
          standardisation of technology and reporting across the country

• continual review to ensure
        the incorporation of new drug classes into assays

• integrase assays

• tropism assays for CCR5
        inhibitors

• the constant evaluation of
        new testing platforms, e.g. ultra-deep sequencing strategies

• the suitability of assays
        for relevant local HIV subtypes.


    7.2
              Operational research activities



    7.2.1
              Laboratory-based activities


Laboratory-based

        activities should include:

• the upgrading and
        up-scaling of infrastructure, human resource skills,
        interpretation skills, and improved emergency reporting within
        and by the laboratory

• national data flow and
        reporting

• a monitoring and evaluation
        framework to evaluate the effect of the intervention

• ongoing cost-effectiveness
        modelling and analyses to assess cost-effectiveness

• ensured support for
        strengthened national surveillance activities (i.e. increased
        numbers processed in realtime).


    7.2.2
              Clinical activities


Clinical
        activities must include:

• strategies to develop a
        hierarchy of specialist support for interpretation, e.g. failure
        clinics

• resistance testing to
        support ongoing clinical research and guideline development

• strategising for the
        components of an appropriate standardised third-line regimen.


    7.2.3 Basic
              research questions


Future work
        should address:

• the contribution of
        detecting minority variants and their effect on patient outcome
        (including ultra-deep sequencing)

• the significance and role
        of PI mutations in the local population 

• the development of a
        national reference facility that conducts phenotyping and other
        sophisticated assays to support and develop a strong scientific
        agenda for resistance testing.


    8. Closing comment


These
        guidelines reflect the current status quo
        in terms of levels of HIV resistance in southern Africa in late
        2012, and will be reviewed every few years. Implementation of
        the recommendations herein will require a drastic expansion of
        the laboratory capacity in the region. 


    




    Conflict of interest. All expert panel members and
              reviewers have completed and submitted conflict of interest
              disclosure forms. Disclosure information represents the
              previous 3 years (updated 13 October 2012) and pertains to
              relationships with pharmaceutical companies and medical aids.
              F Conradie has received research support from Bristol-Myers
              Squibb, Gilead, GlaxoSmithKline and Tibotec. She is also a
              consultant for Discovery Health. L Levin has received
              honoraria from Abbott, Aspen, Novagen, Optipharm and ViiV
              Healthcare for speaking engagements, and served as a
              consultant to Optipharm and Discovery Health. G Meintjes has
              received honoraria from Sanofi-Aventis for speaking
              engagements and is a consultant to Aid for AIDS. C Orrell
              received funding support from Merck Sharp & Dohme (MSD) to
              attend a workshop, and received honoraria from Abbott for a
              speaking engagement. T Rossouw received honoraria from Abbott
              for a speaking engagement, and serves as a consultant to
              Discovery Health. D Spencer has received honoraria from
              Abbott, Adcock Ingram, Aspen, MSD and Janssen for speaking
              engagements. H Sunpath received research support from Gilead
              Sciences. G van Zyl has received honoraria from Abbott for
              speaking engagements. F Venter has received support from
              Adcock Ingram to attend conferences and honoraria from Johnson
              and Johnson, Merck and Tibotec for speaking engagements. A Basson, T de Oliveira, G Hunt, D Joel, M
              Papathanasopoulos, W Preiser, J Klausner, W Stevens, C van
              Vuuren and D Wilson have no conflicts of interest to declare.

     

    
        Acknowledgement. This work was supported and
                  funded by the Southern African HIV Clinicians Society through
                  an educational grant from Atlantic Philanthropies. The authors
                  wish to acknowledge Lynsey Isherwood for her assistance in the
                  development of this document.

    

    
        

        
        
    

    
        References 
    

    
1. Kantor R, Shafer RW, Follansbee S, et al. Evolution of
                  resistance to drugs in HIV-1-infected patients failing
                  antiretroviral therapy. AIDS 2004;18(11):1503-1511.

        1. Kantor R, Shafer RW, Follansbee S, et al. Evolution of
                  resistance to drugs in HIV-1-infected patients failing
                  antiretroviral therapy. AIDS 2004;18(11):1503-1511.

        2. World Health Organization (WHO). HIV Resistance Report,
                  2012. Geneva: WHO, 2012. http://www.who.int/hiv/pub/drugresistance/report2012/en/index.html
        
                  (accessed 9 October 2012).

        2. World Health Organization (WHO). HIV Resistance Report,
                  2012. Geneva: WHO, 2012. http://www.who.int/hiv/pub/drugresistance/report2012/en/index.html
        
                  (accessed 9 October 2012).

        3. Hirsch MS, Gunthard HF, Schapiro JM, et al. Antiretroviral
                  drug resistance testing in adult HIV-1 infection: 2008
                  recommendations of an International AIDS Society-USA panel.
                  Clin Infect Dis 2008;47(2):266-285. [http://dx.doi.org/
                  10.1086/589297]

        3. Hirsch MS, Gunthard HF, Schapiro JM, et al. Antiretroviral
                  drug resistance testing in adult HIV-1 infection: 2008
                  recommendations of an International AIDS Society-USA panel.
                  Clin Infect Dis 2008;47(2):266-285. [http://dx.doi.org/
                  10.1086/589297]

        4. Williams I, Churchill D, Anderson J, et al. British
                    HIV Association guidelines for the treatment of
                    HIV-1-positive adults with antiretroviral therapy 2012. HIV
                    Med 2012;13:1-85.
                    [http://dx.doi.org/10.1111/j.1468-1293.2012.01029.x]

        4. Williams I, Churchill D, Anderson J, et al. British
                    HIV Association guidelines for the treatment of
                    HIV-1-positive adults with antiretroviral therapy 2012. HIV
                    Med 2012;13:1-85.
                    [http://dx.doi.org/10.1111/j.1468-1293.2012.01029.x]

        5. Thompson MA, Aberg JA, Hoy JF, et al. Antiretroviral
                    treatment of adult HIV infection: 2012 recommendations of
                    the International Antiviral Society – USA Panel. JAMA
                    2012;308(4):387-402. [http://dx.doi.org/
                    10.1001/jama.2012.7961]

        5. Thompson MA, Aberg JA, Hoy JF, et al. Antiretroviral
                    treatment of adult HIV infection: 2012 recommendations of
                    the International Antiviral Society – USA Panel. JAMA
                    2012;308(4):387-402. [http://dx.doi.org/
                    10.1001/jama.2012.7961]

        6. Arrive E, Newell ML, Ekouevi DK, et al. Prevalence
                    of resistance to nevirapine in mothers and children after
                    single-dose exposure to prevent vertical transmission of
                    HIV-1: A meta-analysis. Int J Epidemiol 2007;36;1009-1021.
                    [http://dx.doi.org/ 10.1093/ije/dym104]

        6. Arrive E, Newell ML, Ekouevi DK, et al. Prevalence
                    of resistance to nevirapine in mothers and children after
                    single-dose exposure to prevent vertical transmission of
                    HIV-1: A meta-analysis. Int J Epidemiol 2007;36;1009-1021.
                    [http://dx.doi.org/ 10.1093/ije/dym104]

        7. Martinson NA, Morris L, Gray G, et al. Selection and
                  persistence of viral resistance in HIV-infected children after
                  exposure to single-dose nevirapine. J Acquir Immune Defic
                  Syndr 2007;44:148-153.

        7. Martinson NA, Morris L, Gray G, et al. Selection and
                  persistence of viral resistance in HIV-infected children after
                  exposure to single-dose nevirapine. J Acquir Immune Defic
                  Syndr 2007;44:148-153.

        8. Sigaloff KC, Calis JC, Geelen SP, van Vugt M, de Wit TF.
                  HIV-1-resistance-associated mutations after failure of
                  first-line antiretroviral treatment among children in
                  resource-poor regions: A systematic review. Lancet Infect Dis
                  2011;11(10):769-779.
                  [http://dx.doi.org/10.1016/S1473-3099(11)70141-4]

        8. Sigaloff KC, Calis JC, Geelen SP, van Vugt M, de Wit TF.
                  HIV-1-resistance-associated mutations after failure of
                  first-line antiretroviral treatment among children in
                  resource-poor regions: A systematic review. Lancet Infect Dis
                  2011;11(10):769-779.
                  [http://dx.doi.org/10.1016/S1473-3099(11)70141-4]

        9. Sigaloff KC, Ramatsebe T, Vlana R, et al.
                    Accumulation of HIV drug resistance mutations in patients
                    failing first-line antiretroviral treatment in South Africa.
                    AIDS Res Hum Retroviruses 2012;28(2):171-175.
                    [http://dx.doi.org/ 10.1089/aid.2011.0136]

        9. Sigaloff KC, Ramatsebe T, Vlana R, et al.
                    Accumulation of HIV drug resistance mutations in patients
                    failing first-line antiretroviral treatment in South Africa.
                    AIDS Res Hum Retroviruses 2012;28(2):171-175.
                    [http://dx.doi.org/ 10.1089/aid.2011.0136]

        10. Cozzi-Lepri A, Phillips AN, Martinez-Picado J, et al. Rate
                  of accumulation of thymidine analogue mutations in patients
                  continuing to receive virologically failing regimens
                  containing zidovudine or stavudine: Implications for
                  antiretroviral therapy programs in resource-limited settings.
                  J Infect Dis 2009;200(5):687-697.
                  [http://dx.doi.org/10.1086/604731]

        10. Cozzi-Lepri A, Phillips AN, Martinez-Picado J, et al. Rate
                  of accumulation of thymidine analogue mutations in patients
                  continuing to receive virologically failing regimens
                  containing zidovudine or stavudine: Implications for
                  antiretroviral therapy programs in resource-limited settings.
                  J Infect Dis 2009;200(5):687-697.
                  [http://dx.doi.org/10.1086/604731]

        11. Cozzi-Lepri A, Paredes, Phillips AN, et al. The
                    rate of accumulation of nonnucleoside reverse transcriptase
                    inhibitor (NNRTI) resistance in patients kept on a
                    virologically failing regimen containing an NNRTI. HIV Med
                    2012;13(1):62-72.
                    [http://dx.doi.org/10.1111/j.1468-1293.2011.00943.x]

        11. Cozzi-Lepri A, Paredes, Phillips AN, et al. The
                    rate of accumulation of nonnucleoside reverse transcriptase
                    inhibitor (NNRTI) resistance in patients kept on a
                    virologically failing regimen containing an NNRTI. HIV Med
                    2012;13(1):62-72.
                    [http://dx.doi.org/10.1111/j.1468-1293.2011.00943.x]

        12. Sunpath H, Wu B, Gordon M, et al. High rate of K65R for
                  ART naïve patients with subtype C HIV infection failing a
                  TDF-containing first-line regimen in South Africa. AIDS 2012
                  (in press). [http://dx.doi.org/10.1097/QAD.0b013e328356886d]

        12. Sunpath H, Wu B, Gordon M, et al. High rate of K65R for
                  ART naïve patients with subtype C HIV infection failing a
                  TDF-containing first-line regimen in South Africa. AIDS 2012
                  (in press). [http://dx.doi.org/10.1097/QAD.0b013e328356886d]

        13. Wallis CL, Mellors JW, Venter WD, Sanne I, Stevens
                    W. Protease inhibitor resistance is uncommon in HIV-1
                    subtype C infected patients on failing second-line
                    lopinavir/r-containing antiretroviral therapy in South
                    Africa. AIDS Res Treat 2011;769627.

        13. Wallis CL, Mellors JW, Venter WD, Sanne I, Stevens
                    W. Protease inhibitor resistance is uncommon in HIV-1
                    subtype C infected patients on failing second-line
                    lopinavir/r-containing antiretroviral therapy in South
                    Africa. AIDS Res Treat 2011;769627.

        14. Dlamini JN, Hu Z, Ledwaba J, Morris L, Maldarelli
                    FM, Dewar RL, et al. Genotypic resistance at viral rebound
                    among patients who received lopinavir/ritonavir-based or
                    efavirenz-based first antiretroviral therapy in South
                    Africa. J Acquir Immune Defic Syndr 2011;58(3):304-308.
                    [http://dx.doi.org/10.1097/QAI.0b013e3182278c29]

        14. Dlamini JN, Hu Z, Ledwaba J, Morris L, Maldarelli
                    FM, Dewar RL, et al. Genotypic resistance at viral rebound
                    among patients who received lopinavir/ritonavir-based or
                    efavirenz-based first antiretroviral therapy in South
                    Africa. J Acquir Immune Defic Syndr 2011;58(3):304-308.
                    [http://dx.doi.org/10.1097/QAI.0b013e3182278c29]

        15. El-Khatib Z, Delong AK, Katzenstein D, et al. Drug
                  resistance patterns and virus re-suppression among HIV-1
                  subtype C infected patients receiving non-nucleoside reverse
                  transcriptase inhibitors in South Africa. J AIDS Clin Res
                  2011;2(117):1000117.
                  [http://dx.doi.org/10.4172/2155-6113.1000117]

        15. El-Khatib Z, Delong AK, Katzenstein D, et al. Drug
                  resistance patterns and virus re-suppression among HIV-1
                  subtype C infected patients receiving non-nucleoside reverse
                  transcriptase inhibitors in South Africa. J AIDS Clin Res
                  2011;2(117):1000117.
                  [http://dx.doi.org/10.4172/2155-6113.1000117]

        16. de Oliveira T, Shafer RW, Seebregts C. Public database for
                  HIV drug resistance in southern Africa. Nature
                  2010;464(7289):673.

        16. de Oliveira T, Shafer RW, Seebregts C. Public database for
                  HIV drug resistance in southern Africa. Nature
                  2010;464(7289):673.

        17. Lima V, Harrigan R, Murray M, et al. Differential impact
                  of adherence on long-term treatment response among naive
                  HIV-infected individuals. AIDS 2008;22:2371-2380.
                  [http://dx.doi.org/ 10.1097/QAD.0b013e328315cdd3]

        17. Lima V, Harrigan R, Murray M, et al. Differential impact
                  of adherence on long-term treatment response among naive
                  HIV-infected individuals. AIDS 2008;22:2371-2380.
                  [http://dx.doi.org/ 10.1097/QAD.0b013e328315cdd3]

        18. Murphy RA, Sunpath H, Castilla C, et al. Second-line
                  antiretroviral therapy: long-term outcomes in South Africa. J
                  Acquir Immune Defic Syndr 2012 (in press).
                  [http://dx.doi.org/10.1097/QAI.0b013e3182615ad1]

        18. Murphy RA, Sunpath H, Castilla C, et al. Second-line
                  antiretroviral therapy: long-term outcomes in South Africa. J
                  Acquir Immune Defic Syndr 2012 (in press).
                  [http://dx.doi.org/10.1097/QAI.0b013e3182615ad1]

        19. Rueda S, Park-Wyllie LY, Bayoumi A, et al. Patient support
                  and education for promoting adherence to highly active
                  antiretroviral therapy for HIV/AIDS. Cochrane Database of
                  Systematic Reviews 2006;3:CD001442.
                  [http://dx.doi.org/10.1002/14651858.CD001442.pub2]

        19. Rueda S, Park-Wyllie LY, Bayoumi A, et al. Patient support
                  and education for promoting adherence to highly active
                  antiretroviral therapy for HIV/AIDS. Cochrane Database of
                  Systematic Reviews 2006;3:CD001442.
                  [http://dx.doi.org/10.1002/14651858.CD001442.pub2]

        20. Rosen S, Long L, Sanne I, Stevens WS, Fox MP. The net cost
                  of incorporating resistance testing into HIV/AIDS treatment in
                  South Africa: a Markov model with primary data. J Intl AIDS
                  Soc 2011;14:24.

        20. Rosen S, Long L, Sanne I, Stevens WS, Fox MP. The net cost
                  of incorporating resistance testing into HIV/AIDS treatment in
                  South Africa: a Markov model with primary data. J Intl AIDS
                  Soc 2011;14:24.

        21. Marconi VC, Sunpath H, Lu Z, et al. Prevalence of
                    HIV-1 drug resistance after virologic failure of first-line
                    antiretroviral therapy (ART) in a resource-limited setting:
                    Initial results of the South Africa Resistance Cohort Study
                    (SARCS). CID 2008;46:1589-1597.

        21. Marconi VC, Sunpath H, Lu Z, et al. Prevalence of
                    HIV-1 drug resistance after virologic failure of first-line
                    antiretroviral therapy (ART) in a resource-limited setting:
                    Initial results of the South Africa Resistance Cohort Study
                    (SARCS). CID 2008;46:1589-1597.

        22. Orrell C, Harling G, Lawn SD, et al. Conservation
                    of first-line antiretroviral treatment regimen where
                    therapeutic options are limited. Antivir ther
                    2007;12(1):83-88.

        22. Orrell C, Harling G, Lawn SD, et al. Conservation
                    of first-line antiretroviral treatment regimen where
                    therapeutic options are limited. Antivir ther
                    2007;12(1):83-88.

        23. Nakasujja N, Skolasky RL, Musisi S, et al.
                    Depression symptoms and cognitive function among individuals
                    with advanced HIV infection initiating HAART in Uganda. BMC
                    Psychiatry 2010;10:10-44.
                    [http://dx.doi.org/10.1186/1471-244X-10-44]

        23. Nakasujja N, Skolasky RL, Musisi S, et al.
                    Depression symptoms and cognitive function among individuals
                    with advanced HIV infection initiating HAART in Uganda. BMC
                    Psychiatry 2010;10:10-44.
                    [http://dx.doi.org/10.1186/1471-244X-10-44]

        24. Sunpath H, Lu Z, Chelin N, et al. Outcomes after virologic
                  failure of first-line ART in South Africa. AIDS
                  2010;24(7):1007-1012.

        24. Sunpath H, Lu Z, Chelin N, et al. Outcomes after virologic
                  failure of first-line ART in South Africa. AIDS
                  2010;24(7):1007-1012.

        25. Prosperi MC, Mackie N, Di Giambenedetto S, et al.
                    Detection of drug resistance mutations at low plasma HIV-1
                    RNA load in a European multicentre cohort study. J
                    Antimicrob Chemother 2011;66(8):1886-1896.
                    [http://dx.doi.org/10.1093/jac/dkr171]

        25. Prosperi MC, Mackie N, Di Giambenedetto S, et al.
                    Detection of drug resistance mutations at low plasma HIV-1
                    RNA load in a European multicentre cohort study. J
                    Antimicrob Chemother 2011;66(8):1886-1896.
                    [http://dx.doi.org/10.1093/jac/dkr171]

        26. Nettles RE, Kieffer TL, Simmons RP, et al. Genotypic
                  resistance in HIV-1-infected patients with persistently
                  detectable low-level viremia while receiving highly active
                  antiretroviral therapy. Clin Infect Dis 2004;39(7):1030-1037.

        26. Nettles RE, Kieffer TL, Simmons RP, et al. Genotypic
                  resistance in HIV-1-infected patients with persistently
                  detectable low-level viremia while receiving highly active
                  antiretroviral therapy. Clin Infect Dis 2004;39(7):1030-1037.

        27. Steigbigel RT, Cooper DA, Kumar PN, et al. Raltegravir
                  with optimized background therapy for resistant HIV-1
                  infection. N Engl J Med 2008;359(4):339-354.
                  [http://dx.doi.org/10.1056/NEJMoa0708975]

        27. Steigbigel RT, Cooper DA, Kumar PN, et al. Raltegravir
                  with optimized background therapy for resistant HIV-1
                  infection. N Engl J Med 2008;359(4):339-354.
                  [http://dx.doi.org/10.1056/NEJMoa0708975]

        28. Lennox JL, DeJesus E, Lazzarin A, et al. Safety and
                  efficacy of raltegravir-based versus efavirenz-based
                  combination therapy in treatment-naive patients with HIV-1
                  infection: A multicentre, double-blind randomised controlled
                  trial. Lancet 2009;374(9692):796-806.
                  [http://dx.doi.org/10.1016/S0140-6736(09)60918-1]

        28. Lennox JL, DeJesus E, Lazzarin A, et al. Safety and
                  efficacy of raltegravir-based versus efavirenz-based
                  combination therapy in treatment-naive patients with HIV-1
                  infection: A multicentre, double-blind randomised controlled
                  trial. Lancet 2009;374(9692):796-806.
                  [http://dx.doi.org/10.1016/S0140-6736(09)60918-1]