547

Studies in Second Language Learning and Teaching
Department of English Studies, Faculty of Pedagogy and Fine Arts, Adam Mickiewicz University, Kalisz

SSLLT 10 (3). 2020. 547-578
http://dx.doi.org/10.14746/ssllt.2020.10.3.7

http://pressto.amu.edu.pl/index.php/ssllt

The ability of young learners
to construct word meaning in context

Yuko Goto Butler
University of Pennsylvania, Philadelphia, USA

https://orcid.org/0000-0002-9531-3469
ybutler@upenn.edu

Abstract
This study examines young English readers’ ability to infer word meanings in
context and to use metacognitive knowledge for constructing word meanings in
relation to their reading performance. The participants were 61 fourth-grade
students in the United States, comprising 24 monolingual English-speaking (ME)
students and 37 English-as-a-second-language (L2) students; each group was
also divided into strong and emergent readers in English. Participants were
asked to read aloud paragraphs containing words unfamiliar to them in two dif-
ferent contextual conditions (i.e., explicit and implicit conditions), to guess the
unfamiliar word meanings, and to tell a teacher how they arrived at the inferred
meanings. Quantitative analyses found significant differences between strong
and emergent readers in their oral fluency as well as in their ability to infer word
meanings and articulate their use of metacognitive knowledge. Although signif-
icant differences were found in the ability to infer word meanings and the use
of metacognitive reasoning between ME and L2 students, such differences dis-
appeared after controlling for the size of students’ receptive vocabulary. Quali-
tative analyses also revealed differences in the kinds of knowledge and strate-
gies that strong and emergent readers relied on when constructing the meaning
of unknown words in both explicit and implicit contexts.

Keywords: young learners; vocabulary; strategies; meaning construction; context



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1. Introduction

It is well known that vocabulary plays a critical role in reading comprehension
(Marulis & Neuman, 2010; Moghadam, Zainal, & Ghaderpour, 2012; Takanishi &
Menestrel, 2017), although the precise mechanism linking learners’ vocabulary
knowledge and reading comprehension is not totally clear (Cain, Oakhill, & Lem-
mon, 2004). Many studies have reported positive relationships between learners’
vocabulary size (i.e., how many words they know, also referred to as vocabulary
breadth) and their reading comprehension (Duke & Carlisle, 2011; National Insti-
tute of Health, 2000; Tannenbaum, Torgesen, & Wagner, 2006), but vocabulary
size is only one aspect of learners’ vocabulary knowledge (Nation, 2013). To better
understand the relationship between young readers’ vocabulary knowledge and
reading comprehension, their depth of vocabulary knowledge, or “richness of
word understandings” (Proctor, Silverman, Harring, & Montecillo, 2012, p. 1636)
and their ability to construct word meanings in a given context (Duke & Carlisle,
2011; Walters, 2004) must be examined as well. Unfortunately, however, there is
a paucity of research looking into young readers’ depth of vocabulary, their ability
to infer meanings in context, and how such lexical abilities relate to reading com-
prehension. Research in this area is particularly limited when it comes to young
learners of a second language (L2). This study, therefore, focuses on young English
readers (both monolingual students and L2 learners at the upper-elementary
school level) and aims to provide insights into: (a) their ability to infer meaning
and define words in context, (b) their use of metacognitive knowledge for cons-
tructing word meanings, and, finally, (c) how such ability and knowledge relate to
their reading performance. Information gained from this study is likely to be use-
ful for developing effective strategy instruction for young L2 readers as well for
emergent readers. In this paper, “young learners” and “young readers” are used
synonymously and are defined as school-age children (both monolingual and L2-
learning children) up to the age of 12.

2. Literature review

2.1. Knowledge and strategies to infer and construct word meaning in context

Vocabulary size, receptive vocabulary size in particular, is often reported to be highly
correlated with reading comprehension among both L1 and L2 readers. For exam-
ple, it is well known that adult English L2 learners need to be familiar with at least
95% to 98% of the words in a text in order to comprehend the text independently
(without getting help from teachers, dictionaries, and other means; e.g., Laufer,
1997; Schmitt, Jiang, & Grabe, 2011). Recent studies on adult L2 readers, however,



The ability of young learners to construct word meaning in context

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have uncovered complex relationships between vocabulary size and reading com-
prehension. For example, Masrai (2019) found that among high-proficient adult En-
glish L2 readers, vocabulary size of mid-frequent words contributed most to their
reading comprehension, rather than vocabulary size of most-frequent words or low-
frequent words. Simply counting the number of known words, therefore, tells us
only a partial story of the mechanism of reading comprehension.

Vocabulary depth is a complex notion, and researchers have proposed nu-
merous ways to conceptualize it (Schmitt, 2014). Some researchers have looked at
word depth on a continuum from partial to precise knowledge, proceeding from
never having seen a word, through the middle stages of having a general sense of
the meaning, to knowing it well (Dale, 1965). Cronbach (1942) discussed vocabulary
depth in relation to ability levels, ranging from generalization (the ability to define
a word) to availability (the ability to use a word in production). Other researchers
have proposed a receptive-productive knowledge continuum, although it is not easy
to determine where on the continuum a word becomes available for productive use
(Read, 2000). Still others have conceptualized vocabulary depth as a composition of
multiple elements, such as knowledge of spoken form (e.g., pronunciation), written
form (e.g., spelling), meaning, grammar, collocation, register, frequency, and asso-
ciations (for detailed discussions, refer to Nation, 2013, and Schmitt, 2014).

Because young readers are in the midst of rapid development of word
knowledge, the ability to infer and construct word meaning in context appears to
be critical for their reading comprehension. Indeed, average young readers have
to deal with many unfamiliar words when they read. Nagy and Herman (1987)
estimated that the average English-speaking fifth grader encounters at least
10,000 different unknown words in a year. Because words “often have more than
one meaning,” even if young readers “know” the word, they still need to identify
the most suitable meaning for a given context (Nagy & Scott, 2000, p. 72). In rea-
lity, while young readers may have clearer representations of certain words, they
may only have partial knowledge of others, and as such they must constantly re-
vise or add meanings to their vocabulary knowledge to make sense of texts.

To successfully infer word meanings in context, what kind of knowledge is ne-
cessary? Nagy (1995) proposed that three types of knowledge influence readers’ con-
textual inferencing: linguistic knowledge, world knowledge, and strategic knowledge.
Linguistic knowledge includes readers’ vocabulary size, knowledge about possible
word meanings (what Nagy called “word schemas”), and syntactic knowledge. World
knowledge refers to readers’ concepts about the world. Strategic knowledge is rea-
ders’ metacognitive control over their cognitive resources when reading.

With respect to linguistic knowledge, L2 researchers have found that in-
ternal lexical representations (i.e., readers’ knowledge about phonological, or-
thographical and morphological information about the word in question), as well as



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knowledge of syntactical and semantic relations among words and discourse know-
ledge, play a significant role in the inference of word meaning (e.g., de Bot, Pari-
bakht, & Wesche, 1997; Haynes, 1993; Ke & Koda, 2019; Paribakht & Wesche,
1999). Decoding accuracy appears to be associated with word meaning inference in
L2 as well (Prior et al., 2014). In L1 research, it is well documented that children as
young as two, if not younger, are able to rely on parts of speech and other syntactic
information to arrive at the meanings of new words (Westermann & Mani, 2018).

The roles of world knowledge and strategic knowledge in inferring word me-
anings in context are much less understood. Nassaji (2003) found that adult L2 rea-
ders relied most heavily on world knowledge when making lexical inferences in re-
ading. In an L1 context, Diakidoy (1998) found that US sixth graders’ prior know-
ledge about the content of passages predicted their comprehension, which in turn
influenced their learning of unknown words in the passages. The value of strategic
knowledge is thought to be important from an instructional point of view. Nassaji
also reported that, among adult English learners, repeating the word or sections of
the text was the most popular strategy for lexical inference, followed by analogy
(i.e., guessing based on other phonologically or orthographically similar words), and
verifying (i.e., checking appropriateness against the wider textual context).

Huckin and Block (1993) proposed a cognitive processing model of L2 le-
xical inference that involves cognitive and metalinguistic control processing.
Cognitive processing is a quick and dynamic process that takes place in various
components, or what they referred to as modules, including vocabulary know-
ledge, morphosyntax knowledge, world knowledge, knowledge about textual
discourse patterns, and so forth. Metalinguistic processing is both a linear and
parallel process in which hypotheses about word meanings are generated and
tested in context. The model predicts that, with these two processes activating
together, a reader can infer meaning by strategically deciding how to use various
knowledge types while interacting with contextual sources.

2.2. The role of context in constructing word meaning

Constructing meaning in context may not always happen effortlessly, but cons-
cious and strategic use of textual context facilitates students’ ability to infer the
meaning of unknown words. Researchers have conceptualized context differen-
tly (Walters, 2004). Some have classified it based on the explicitness or implicit-
ness  of  cues,  others  have  paid  attention  to  the  location  of  cues  for  inference
(i.e., local vs. global cues), and still others have focused on the types of know-
ledge required for making inferences. For example, Carton (1971) argues that
context is composed of intralingual context (arising from knowledge about the
target language), interlingual context (cues from other languages, including loan



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551

words and cognates), and extralingual context (arising from world knowledge
and the target culture). Similarly, but somewhat more simply, Pressley, Levin,
and McDaniel (1987) distinguished external context from internal context, defi-
ning external context as “surrounding sentence and paragraph cues” and inter-
nal context as “inspection of word parts” (p. 121). This distinction is worth no-
ting because the influence of internal context has often been neglected or un-
derestimated in studies due to the use of pseudowords as test stimuli. Even in
the absence of many external cues, lexical/morphological knowledge (internal
context) could provide enough cues to help readers guess the meaning of some
words. Beck, McKeown, and McGaslin (1983) distinguished pedagogical con-
texts from natural contexts. Pedagogical contexts are specially designed for ins-
tructional purposes, and they contain explicit information to help students gu-
ess the meaning of unknown words. In contrast, natural contexts do not contain
such explicit cues. Importantly, the majority of words in authentic texts appear
without explicit contextual information.

There are very few empirical studies investigating the role of context in
inferring word meaning among young learners. In Cain, Oakhill, and Lemmon
(2004), L1 readers aged 9-10 with less developed reading comprehension skills
found it more challenging than their more skilled counterparts to infer the me-
aning of unknown words (pseudowords were used) in contexts that required
more processing demands (i.e., the cues for the word meaning did not appear
in the immediate context). From a different perspective, Cain and Oakhill (2014)
examined the impact of young L1 readers’ word knowledge (both size and
depth) on two types of inferences: local cohesion inferences (i.e., making con-
nections between propositions by relying on synonyms or mapping related lexi-
cal items) and global coherence inferences (i.e., using vocabulary knowledge or
general world knowledge to fill in gaps). Both types of inferences were associa-
ted with reading comprehension, but the students’ vocabulary knowledge, their
depth of knowledge in particular (measured by defining word meaning and jud-
ging similarities in the meaning of pairs of words), was more important for global
coherence inferences than for local cohesion inferences.

2.3. Variables associated with young learners’ reading comprehension

In addition to word-meaning inference abilities, many other possible variables in-
fluence reading comprehension. Concerning young L1 readers, research consis-
tently reports strong relationships among word recognition (including phonologi-
cal awareness), reading fluency, and reading comprehension (e.g., National Insti-
tute of Health, 2000). Interestingly, various oral language abilities (e.g., listening
comprehension, syntactic complexity in spoken language, etc.) show increasingly



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stronger associations with reading comprehension from the early to later ele-
mentary school years, perhaps at least in part because the growing complexity
of texts for upper-grade students requires more sophisticated language know-
ledge in general (Duke & Carlisle, 2011). Toward the middle and upper elemen-
tary school years, some children start exhibiting difficulties in reading, a pheno-
menon known as the fourth-grade slump (Chall, 1987). Importantly, the major
challenges experienced by students going through the fourth-grade slump appear
to differ from the major challenges experienced by students who start having
reading difficulties at earlier grades. Rather than struggling with word recogni-
tion, students who face challenges at upper primary grades seem to have diffi-
culties with texts that contain increasingly more unfamiliar and abstract words
and that pose heavier conceptual demands (Kucan & Palincsar, 2011). Working
memory also influences their performance (Cain et al., 2004). The timing of the
onset of these challenges coincides with the drastic development of their meta-
cognitive abilities, including metalinguistic knowledge such as knowledge of
morphosyntax (Anglin, Miller, & Wakefield, 1993). In addition, various home fac-
tors, such as the frequency of storybook reading at home, are found to influence
reading comprehension throughout kindergarten to upper elementary school
(Sénéchal, 2006). Importantly, such home factors interact with school factors.
Various instructional approaches and techniques (e.g., types of questions stu-
dents are asked, teachers’ interactive styles of engagement, the amount of time
spent on reading tasks, etc.) all appear to influence reading comprehension
(Duke & Carlisle, 2011).

2.4. Reading among young L2 readers

Compared with the large body of research on young L1 readers, empirical infor-
mation on young L2 readers is relatively limited. The variables addressed in the
previous section, such as oral language proficiency, reading fluency, decoding
skills, word recognition in the target language, as well as working memory, so-
cioeconomic status (SES), and literacy environment at home, also by and large
apply to young L2 readers (e.g., August & Shanahan, 2006). However, research
has also shown that, compared with monolingual children, young L2 readers
have different types of linguistic knowledge (including vocabulary knowledge),
background knowledge, and metacognitive reading strategies, depending on
their unique bilingual experiences (e.g., García, 1991; Jimenez, García, & Pear-
son, 1996; Peregoy & Boyle, 2000; Verhoeven, 2011). Young L2 readers’ L1 de-
coding skills and vocabulary knowledge can have some positive effects on their
L2 reading, but the effects appear to depend on their L1-L2 typological combi-
nation and their chance of receiving high-quality L1 instruction (e.g., Proctor et



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553

al., 2012). While the importance of bilingualism is increasingly recognized in
education, language-minority children worldwide are often denied access to re-
ading instruction (and schooling) in their home language.

Identifying unique characteristics of young L2 readers can offer useful in-
formation for improving instruction, but comparative studies of L1 and L2 rea-
ders need to be conducted with careful consideration since researchers can ea-
sily overlook L2 readers’ home language resources and unique bilingual experi-
ences. For example, it is frequently reported that young L2 learners have smaller
vocabulary sizes both in their L1 and L2 compared with their respective mono-
lingual counterparts (e.g., Bialystok, Luk, Peets, & Yang, 2010; Carlo et al., 2004;
Mancilla-Martinez & Lesaux, 2011). However, L2 learners are usually exposed to
L1 and L2 words in different contexts with different purposes, and their L1 and
L2 vocabularies largely do not overlap (e.g., Peña, Bedore, & Zlatic-Giunta,
2002). In studies where L2 readers’ vocabulary in their home language was ta-
ken into account, their overall vocabulary size (L1 and L2 combined) was com-
patible with that of their monolingual peers (e.g., Butler, 2019; De Houwer,
2009; Goodrich & Lonigan, 2018).

3. Research questions

Unfortunately, many young L2 learners around the world receive school instruc-
tion only in their target language. Improving our understanding of the relation-
ship between young readers’ – particularly young L2 readers’ – ability to cons-
truct word meaning in context and their reading comprehension, has great po-
tential to inform the development of useful strategy instruction for young rea-
ders in need. Therefore, the present study, as part of a larger study investigating
the role of lexical abilities in young learners’ reading comprehension, explores
the following questions related to English reading:

· RQ1: Among fourth-grade students (both monolingual and bilingual)
who have received academic instruction only in English, are there any
differences in their performance, in relation to their reading comprehen-
sion levels (reading – strong readers vs. emergent readers) and language
backgrounds (language – monolingual English-speaking students vs. L2
students), in the following areas?

- vocabulary size (receptive domain);
- oral reading fluency;
- inference of meaning of unfamiliar words;
- metacognitive reasoning to arrive at meaning.



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· RQ2: Does context (explicit context vs. implicit context) influence the stu-
dents’ performance, in relation to their reading levels and language back-
grounds, when inferring/constructing the meaning of unfamiliar words?

· RQ3: How does context influence the kinds of knowledge and strategies the
students use when inferring/constructing the meaning of unfamiliar words?

The study focuses on fourth graders because this grade is a critical time for chil-
dren’s reading development (recall the fourth-grade slump, Chall, 1987) and be-
cause it is when children start drastically improving their metacognitive skills
(Anglin et al., 1993).

With respect to context, this study adopts the conceptualizations of Press-
ley  et  al.  (1987)  and  Beck  et  al.  (1983)  mentioned  above,  and  compares  two
context conditions: explicit and implicit contexts. The former contains more ex-
ternal information “surrounding sentence and paragraph cues” (Pressley et al.,
1987, p. 121), while the latter has very little such external information. Thus,
learners must rely more on “inspection of word parts” (p. 121). The explicit con-
text is designed to be more pedagogically friendly because it provides learners
with more information that they can use for making lexical inferences.

It should be emphasized that this study focuses on how students infer and
explain word meanings for reading comprehension rather than for vocabulary
learning (a distinction suggested by Nation, 2013). Even if a reader can success-
fully infer word meanings in a given context, it does not necessarily mean that
the same individual could learn such words from the context. Moreover, in exa-
mining learners’ abilities to infer word meaning, some researchers make a dis-
tinction between source of knowledge (e.g., linguistic knowledge, world know-
ledge, etc.) and strategies (e.g., analyzing, monitoring, etc.; e.g., Nassaji, 2003).
However, our data among children did not always allow us to make such a dis-
tinction reliably; consequently, the present study combines these elements and
refers to them as inference knowledge and strategies hereafter.

4. Method

4.1. Participants

The participants were 61 fourth-grade students (aged 9-10) in the United States
from a single school district. Twenty-four of them were monolingual English-
speaking students (ME students), and 37 were L2 learners of English from either
Spanish- or Vietnamese-speaking homes.1 In an effort to minimize variations in
the amount and type of formal English instruction participants had previously

1 There were 14 Spanish-speaking students and 23 Vietnamese-speaking students in the study.



The ability of young learners to construct word meaning in context

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received, we included only participants (both ME and L2 students) who had been
enrolled in the same schools since kindergarten.2 The L2 students all received En-
glish language development (ELD) instruction (i.e., they were pulled out of regular
classes and received individual or small group ELD instruction) but had received
no special support in their home language at school. All participants came from
Title I schools, meaning that they came from middle to lower socioeconomic sta-
tus (SES) backgrounds. Responses to questionnaires distributed to the partici-
pants’ parents as part of this study also indicated that there were no major diffe-
rences in SES (measured by parental educational levels and occupation, the num-
ber of books at home, habits of reading to children, etc.) across groups.3

Both ME and L2 students were further categorized as either strong or emer-
gent readers based on their reading levels in English. The reading level for L2 stu-
dents was gauged by the following measurements: (a) a standardized reading test
(reading performance on the Stanford Achievement Test; using normal curve
equivalent [NCE] scores, students scoring 40 and lower were grouped as emer-
gent readers and students scoring 60 and higher were grouped as strong readers);
(b) San Diego Quick (a reading diagnostic test); (c) a district-administered running
record (a teacher-based assessment in which miscues and self-corrections during
oral reading were examined by teachers), and a recommendation from district
ELD teachers. The Stanford Achievement Test was the only measurement used to
determine reading levels for ME students. The same criterion based on NCE des-
cribed above was used to group ME students into strong and emergent readers.
The  average  NCEs  for  Stanford  Achievement  Test  reading  scores  were  70.5  for
strong ME readers (ME+), 25.3 for emergent ME readers (ME–), 70.2 for strong L2
readers (L2+), and 30.7 for emergent L2 readers (L2–).4

All the L2 participants were originally judged as English-language learners
(ELLs) who needed special ELD assistance when they entered kindergarten. At
the time of their participation in this study (while they were enrolled in the fourth

2 The precise age of first intensive exposure to English among L2 students was not known,
but it was earlier than 5 years of age.
3 There was no statistically significant difference in the years of schooling among parents
with different L1: 14.4, 13.0, and 11.5 years for English, Vietnamese, and Spanish speakers,
respectively. All the L2 students’ parents indicated that both English and the students’ home
language (either Vietnamese or Spanish) were used at home, except one Vietnamese family
who reported that Vietnamese was almost exclusively used at home.
4 For L2 students, there was no significant difference in the average scores of Stanford Achieve-
ment Test by their home languages. For the L2+ students, the average scores were 70.3 and
69.9 for Vietnamese and Spanish groups, respectively. For the L2- students, the average scores
were 27.8 and 32.6 for Vietnamese and Spanish, respectively. Because the numbers of each
language group were small and there was no home language support at school among the L2
students, systematic analyses by home language were not performed in this study.



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556

grade), all L2+ readers were classified as fluent English proficient (FEP) students
and were no longer classified as ELLs by the district, while all L2-readers were still
classified as ELLs. However, all L2 students from both reading groups had acquired
sufficient oral skills in English based on a standardized test (the IDEA Oral Langu-
age Proficiency Test, IPT), which was also used by the district as a redesignation
criterion. Namely, L2-students in the study were still classified as ELLs because
they had not yet met the districts’ criteria in reading and writing for redesignation,
even though they had already acquired sufficient oral skills in English.

Participants were randomly selected from the students at the participa-
ting schools who met the preceding criteria.

4.2. Instruments and procedures

Two vocabulary assessments were employed in this study. First, to assess the size
of students’ English receptive vocabularies, the peabody picture vocabulary test-
revised (PPVT-R, Dunn & Dunn, 1981, referred to as PPVT hereafter) was individu-
ally administered. Second, in order to assess students’ ability to infer and explain
word meanings in context, a vocabulary assessment (referred to as the inference
assessment hereafter) was developed and administered. This assessment had two
components. First, students were asked to read aloud short paragraphs that con-
tained words that were unfamiliar to them, and then they were asked to guess
the meanings of the unfamiliar words in question. This was designed to assess
their reading fluency and ability to infer and explain the meaning of specified
words in context. The students were allowed to read the paragraphs silently after
reading  them  aloud  if  they  wished  to  do  so.  They  were  also  allowed  to  ask  the
administrator the meanings of any unfamiliar words (if any) besides the words in
question. Second, immediately after inferring the meaning of each word, students
were asked to explain how they arrived at the meanings of the words as they de-
fined them. This question was designed to elicit their use of metacognitive reaso-
ning for determining the meanings of the words in question.

The inference assessment consisted of 20 items that were assumed to be un-
familiar5 to fourth graders, and two versions of this test (each version with the same
set of 20 items) were prepared. Half of the words in each version were presented
with explicit external contextual information and the other half were presented

5 Unfamiliarity was originally judged by two ELD specialists and one fourth-grade teacher at
one of the participating schools. The words identified by the teachers as being potentially
“unfamiliar” were pilot tested with fourth graders at a nonparticipating school within the
same district. Six ME students and 10 L2 students who were considered to be strong readers
were tested in the pilot study. The final words used in the inference assessment were com-
posed of words that none of the pilot study participants had known.



The ability of young learners to construct word meaning in context

557

with implicit contextual information. As is evident from the following example, the
paragraphs were short, and every effort was made to keep the syntax simple:

Explicit context The  teacher  left  Ricardo  to  watch  the  class  while  she
went to make copies. She told him to be responsible and
make sure we kept working on our project. She wanted
him to oversee us.

Implicit context The teacher left Ricardo with the class while she went to
make copies. She wanted him to oversee us.

The items were counterbalanced, with half of the students in each group taking
Version 1 and the other half taking Version 2 of the test. The items were selected
from a larger pool of items for which four research assistants with ELD teaching
experience had graded the explicitness of contextual information on a scale from
1 to 5, with 1 being least explicit and 5 being most explicit. Only the pairs whose
difference in average rating was more than 2.5 scores apart were selected as final
test  items.  The  average  score  for  items  with  explicit  context  was  4.3;  for  items
with implicit context the average score was 1.3. Note that we controlled only for
external contextual information; the degree of explicitness was judged based on
the availability of external contextual cues (e.g., restatements of the word mea-
ning, examples, and synonyms) but not on the availability of internal contextual
cues (e.g., affixes and compounds). All the words in question were actual nouns,
verbs, and adjectives; we did not use pseudowords (see the appendix for the list
of words used in the inference assessment). The assessment was conducted indi-
vidually by a district ELD coordinator with more than 10 years of teaching experi-
ence. She was blind to the backgrounds of the participating students.

4.3. Data analyses

All of the students’ responses as well as their interactions with the teacher dur-
ing the inference assessment were audio-recorded and transcribed. Several dif-
ferent coding systems were employed to analyze the data, as explained below.
For each coding system, 12 students (three students from each group) were ran-
domly chosen, and their responses were independently coded by two research-
ers. The disagreements were discussed (accounting for approximately 15% to
20% of the items for each coding system), and the rest of the data were inde-
pendently coded again. Intraclass correlation coefficients between the two
raters for the entire data set were calculated for each coding system, as reported
below. The transcribed data were also analyzed qualitatively in order to under-
stand the students’ use of metacognitive knowledge.



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558

First, overall fluency was judged based on students’ performance when
they read the item paragraphs aloud, and it was coded once for each student.
Overall fluency was intended to holistically capture the level of speed and accu-
racy in oral text reading and was judged using a scale from 0 to 3 (where 0 indi-
cated “not fluent” and 3 indicated “very fluent”). In other words, it was a gross
measurement of students’ ease in oral reading processing. The intraclass corre-
lation coefficient was .91.

Second, students’ ability to infer and define words in context (defining words,
considered a kind of depth of word knowledge in previous research) was coded for
each of the students’ responses. A 4-point scale was employed (where 0 was “men-
tioned completely irrelevant meaning in the given context or no response” and 3
was “could clearly define a relevant meaning in context”). Even if an answer did not
exactly match the conventional meaning but the definition perfectly made sense in
the given context, students could score a 3 (although such cases were rare). Admit-
tedly, this coding could not unpack students’ abilities to construct word meaning
and to articulate ideas. What this coding captured, therefore, was their ability to
articulate constructed meanings. The intraclass correlation coefficient was .92. In
addition, word category identification was also coded for each response. This cod-
ing aimed to capture to what extent students’ explanations of word meanings
matched the lexical categories of the target words, such as nouns, verbs, and so
forth. This is considered a kind of vocabulary knowledge (depth) that gives us addi-
tional information on the accuracy of their inference. A 3-point scale (where 0 was
“did not match the target lexical category” and 2 was “perfectly matches”) was em-
ployed. The intraclass correlation coefficient was .88.

Finally, students’ use of metacognitive knowledge was analyzed both quan-
titatively and qualitatively. For the quantitative analysis, first, the degree of meta-
cognitive reasoning was judged holistically using a 4-point scale (0 was “no sign of
metacognitive reasoning” and 3 indicated “extensive metacognitive reasoning”)
for each response. This measure captures how well students could articulate their
reasoning in meaning making. To receive a 3 for this measure, for example, stu-
dents needed to provide an involved explanation or theory for why they gave a
particular definition, such as identifying one or more specific sources of cues in
context. The intraclass correlation coefficient was .85. To further examine the
source of inferencing knowledge and strategies, the following coding scheme was
developed inductively while consulting with previous studies of strategies employed
by adult learners (e.g., Nassaji, 2003; Paribakht & Wesche, 1999): (a) phonological
cues; (b) lexical cues (e.g., use of knowledge of compound and root words, mor-
phological knowledge such as prefixes and suffixes, and use of first language lexical
knowledge or cognates); (c) world knowledge; (d) external contextual information
(use of contextual cues available in the text); (e) partial memory/knowledge (use



The ability of young learners to construct word meaning in context

559

of partial knowledge of the word in question); and (f) unspecified or no response.6
The first two categories (phonological and lexical cues) concern internal infor-
mation residing in the target words, whereas the next three (world knowledge,
external contextual information, and the partial memory/knowledge) concern in-
formation external to the targeted words. Thus, for example, identifying a synonym
of the target word in a given paragraph is categorized as the use of external con-
textual information. Multiple entries were possible for this coding, although it
hardly happened.7 The intraclass correlation coefficient was .91.

5. Results

Before answering the research questions, it was necessary to confirm that the two
versions of the inference assessment were indeed compatible. First, the reliabili-
ties of the two versions of the assessment were checked. The reliability coeffici-
ents (Cronbach’s alpha) were .85 for Version 1 and .76 for Version 2. Second, the
mean scores of defining words of the two versions were compared. The means
for versions 1 and 2 were 1.92 and 1.76, respectively, and a one-way ANOVA failed
to find a significant difference (F(1, 38) = .59, p > .1, ηp2 = .03). Thus, the scores
from both versions were combined for the analyses described below.

5.1. Students’ ability to infer and define words in context and other related abilities
by group

First, the students’ performance on the PPVT (receptive vocabulary size) and the
inference assessment (overall reading fluency, defining words, word category
identification, and metacognitive reasoning) was examined. The descriptive re-
sults (means and standard deviations) are indicated in Table 1. With respect to the
PPVT, students’ performance was normalized with a mean (M) of 50 and a stan-
dard deviation (SD) of 21.06.8 A two-way ANOVA indicated significant differences

6 One can argue that reading texts silently after the read-aloud (an option given to the stu-
dents) can be a strategy. In the current study, it was not coded as a strategy. This is because
when the students made a pause before responding and it was not clear whether they were
reading the text silently or thinking about the meaning of the target word. A systematic
analysis on the potential impact of this strategy can be a topic of future investigation.
7 Out of 10 items for each contextual condition, the average numbers of coding per child
were 10.20 (for the explicit context condition) and 10.24 (for the implicit context condition).
It was very unlikely that the multiple coding significantly inflated the frequencies of each
category of metacognitive knowledge and strategies for inferring word meaning.
8 The  normed  scores  were  used  for  the  PPVT  because  the  normalization  was  based  on  a
large, nationwide representative sample in the USA, and all the participating students in this



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560

between strong and emergent readers (F(1, 57) = 41.22, p < .001, ηp2 = .42) and
ME and L2 readers (F(1, 57) = 19.25, p < .001, ηp2 = .25). It failed to find a signi-
ficant interaction effect, however (F(1, 57) = .83, p =.37, ηp2 = .01). Note that for
L2 students, only their L2 (English) vocabulary size was assessed, without taking
their L1 vocabulary knowledge into account; as discussed in the literature re-
view section, because this could be a potential bias towards L2 students, PPVT
is used as a covariate in the analyses below.

In comparing the mean scores across groups for the rest of the measures,
a series of two-factor ANOVAs were employed, first without controlling for PPVT
and then controlling for PPVT (PPVT was used as a covariate). As shown in Table
2, when no covariate was used, significant differences between strong and
emergent readers were found in all these measures, and differences between
ME and L2 readers were found only for defining words and metacognitive rea-
soning. None of the variables showed interaction effects. After controlling for
PPVT, a significant main effect for reading level was found for all the measures
(overall fluency, defining words, word category identification, and metacogni-
tive reasoning) while the main effect for language in defining words and meta-
cognitive reasoning disappeared. In other words, when we controlled for stu-
dents’ receptive vocabulary size, all the other measures examined in the infe-
rence assessment showed differences in performance between strong and
emergent readers (strong readers having higher scores) but failed to show any
difference in performance between ME and L2 students.

Table 1 Means and standard deviations for overall fluency, defining word mean-
ing, word category identification, and metacognitive reasoning

Monolingual English-speaking (ME)
readers

English as a second language (L2)
readers

Strong (ME+)
(N = 12)

Emergent (ME–)
(N = 12)

Strong (L2+)
(N = 18)

Emergent (L2–)
(N = 19)

PPVTa 66.92 (15.30) 38.67 (13.05) 46.50 (14.83) 25.26 (15.15)
Overall fluency (0-3) 2.83 (.58) 1.25 (.87) 2.83 (.38) 1.37 (.68)
Defining words (0-3) 2.33 (.39) 1.61 (.33) 2.07 (.33) 1.45 (.40)
Word category (0-2) 1.86 (.13) 1.56 (.34) 1.79 (.14) 1.50 (.15)
Metacognitive reasoning (0-3) 2.48 (.23) 1.90 (.30) 2.25 (.25)b 1.69 (.34)

Notes. Word category identification scores were based on a 3-point scale (from 0 to 2), and the others
were based on a 4-point scale (from 0 to 3). Standard deviations are indicated in parentheses. aNor-
malized scores. bN = 17 (one student could not offer any reasoning and was thus was excluded from
the metacognitive reasoning analysis).

study received schooling only in English. Although the PPVT has been used extensively among
L2 learners as well, problems with using it with L2 learners have been raised, and potential
influence in performance from the students’ L1 was reported (e.g., Goriot et al., 2018).



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561

Table 2 Comparison of mean scores across groups
No covariate PPVT

controlled
Main effect

reading
Main effect

language
Interaction Main effect

reading
Main effect

language
Interaction

Strong vs.
emergent

ME vs. L2 Reading vs.
language

Strong vs.
emergent

ME vs. L2 Reading vs.
language

Overall
fluency

F(1, 57) =
84.38**
(ηp = .60)

F(1, 57) = .13
(ηp2 = .002)

F(1, 57) = .13
(ηp2 = .002)

F(1, 56) =
39.39**

(ηp2 = .35)

F(1, 56) = 3.48
(ηp2 = .06)

F(1, 56) < .001
(ηp2 < .001)

Defining
words

F(1, 57) =
50.41**

(ηp2 = .47)

F(1, 57) = 5.00*
(ηp2 = .08)

F(1, 57) = .29
(ηp2 = .01)

F(1, 56) =
10.82*

(ηp2 = .16)

F(1, 56) = .01
(ηp2 < .001)

F(1, 56) < .001
(ηp2 < .001)

Word
category

F(1, 57) =
33.43**

(ηp2 = .37)

F(1, 57) = 1.62
(ηp2 = .03)

F(1, 57) = .001
(ηp2 < .001)

F(1, 56) =
9.74*

(ηp2 = .15)

F(1, 56) < .001
(ηp2 < .001)

F(1, 56) = .05
(ηp2 < .001)

Metacognitive
reasoning

F(1, 56) =
55.96**
(ηp2 = .5)

F(1, 56) = 8.39**
(ηp2 = .13)

F(1, 56) = .042
(ηp2 = .84)

F(1, 55) =
13.52**

(ηp2 = .20)

F(1, 55) = .42
(ηp2 = .01)

F(1, 55) = .09
(ηp2 < .001)

Notes. ** p < .001, * p < .05. Effect sizes (partial eta-squared, ηp2) are indicated in parentheses.

5.2. The role of context in inferring word meaning

When examining students’ performance in defining words in context, we also
compared performance in explicit and implicit contextual conditions across
groups (Figure 1). A two-factor ANOVA with a repeated measure (context being a
within-subject measure) indicated that there were main effects in reading level
(F(1, 57) = 50.00, p < .001, ηp2 = .47), language (F(1, 57) = 5.08, p = .028, ηp2 = .08),
and context (F(1, 57) = 78.51, p < .001, ηp2 = .58). There was no interaction effect.9
After  controlling  for  PPVT,  there  were  main  effects  in reading level (F(1,  56)  =
10.62, p = .002, ηp2 = .16) and context (F(1, 56) = 21.11, p < .001, ηp2 = .27), whereas
the main effect for language disappeared (F(1, 56) = .01, p = .94, ηp2 = .00). An
interaction effect was found between language and context (F(1, 56) = 5.19, p =
.027, ηp2 = .09) when controlling for PPVT (although the effect size was small).10

Next, students’ degree of metacognitive reasoning in explicit and implicit
contexts was compared (Figure 2). As explained above, this measure captures
how well students can articulate their reasoning for arriving at the meaning of
words in context. A two-factor ANOVA with repeated measures showed that there
were main effects in reading level (F(1, 56) = 52.83, p < .001, ηp2 = .49), language
(F(1, 56) = 7.84, p = .007, ηp2 = .12), and context (F(1, 56) = 16.88, p < .001, ηp2 =.23).

9 The results of the interactions were as follows: context and language (F(1, 57) = 2.30, p =
.14, ηp2 = .04); context and reading (F(1, 57) = 3.06, p = .09, ηp2 = .05); and context, language,
and reading (F(1, 57) = 1.52, p = .22, ηp2 = .03).
10 Other interactions were not significant: context and reading (F(1, 56) = .02, p = .88, ηp2 =
.00); and context, language, and reading (F(1, 56) = 1.06, p = .31, ηp2 = .02).



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There was no interaction effect.11 After controlling for PPVT, only the main effect in
reading level was significant (F(1, 55) = 12.05, p < .001, ηp2 = .18).12

Figure 1 Defining words by context (means and SDs; the black lines indicate SDs
for each group).

Figure 2 Metacognitive reasoning by context (means and SDs; the black lines in-
dicate SDs for each group).

11 The results of other interactions were as follows: context and language (F(1, 56) = .14, p
= .72, ηp2 = .002); context and reading (F(1, 56) = 3.10, p = .08, ηp2 = .05); and context, lan-
guage, and reading (F(1, 56) = .43, p = .52, ηp2 = .008).
12 The results of others were as follows: language (F(1, 55) = .28, p = .60, ηp2 = .005); context
(F(1, 55) = 1.77, p = .14, ηp2 = .03); context and language (F(1, 55) = .12, p = .73, ηp2 = .002);
context and reading (F(1, 55) = 1.66, p = .20, ηp2 = .03); and context, language, and reading
(F(1, 55) = .41, p = .53, ηp2 = .007).

0

0,5

1

1,5

2

2,5

3

ME+ ME– L2+ L2–D
EF

IN
IN

G
W

O
RD

-M
EA

N
IN

G
(M

EA
N

)

GROUP

Explicit Context Implicit Context

0

0,5

1

1,5

2

2,5

3

ME+ ME– L2+ L2–

M
ET

A
CO

G
N

IT
IV

E
RE

A
SO

N
IN

G
(M

EA
N

)

GROUP

Explicit Context Implicit Context



The ability of young learners to construct word meaning in context

563

In sum, after controlling for students’ vocabulary size, students across
groups defined words and used metacognitive reasoning better in explicit con-
texts than in implicit contexts, and stronger readers outperformed emergent re-
aders irrespective of ME and L2 status.

5.3. Knowledge and strategies for inferring word meaning by context

Students’ source of knowledge and strategies are shown in Figures 3 (explicit
context) and 4 (implicit context). The figures indicate the average frequencies
that the students used for each category and the standard deviations. In order
to get a general picture of their use of knowledge and strategies, a series of two-
way ANOVAs with repeated measures were conducted while context was inclu-
ded as the between-subject factor. Because multiple comparisons were made,
p-value was adjusted to .008. The phonological category was excluded from the
ANOVA analyses because the distributions of the residuals were heavily skewed.
It turned out the overwhelmingly majority of the students did not use the pho-
nological strategy; only a handful of students repeatedly used it. For the rest of
the categories, the results indicated that there were significant differences in
the average mean frequencies between the explicit and implicit contexts in ex-
ternal information (F(1, 56) = 10.56, p = .002, ηp2 = .16), partial memory/know-
ledge (F(1, 56) = 8.77, p = .004, ηp2 = .14), and unspecified/no-response catego-
ries (F(1, 56) = 21.37, p < .001, ηp2 = .28).13 For lexical information, a significant
difference was found in reading (F(1, 56) = 11.96, p < .001, ηp2 = .18). For partial
memory/knowledge, in addition to context, main effects were found both in re-
ading (F(1, 56) = 11.30, p < .001, ηp2 = .17) and language (F(1, 56) = 10.80, p =
.002, ηp2 = .16). Namely, strong readers on average used the internal lexical in-
formation more than emergent readers. Strong readers and ME readers made
more use of partial memory and knowledge. Although it did not reach the ad-
justed significant level, there was an approaching level in the main effect of re-
ading for unspecified/non-response (emergent readers being higher) (F(1, 56) =
6.30, p = .01, ηp2 = .10). No interaction effect was found in any of the categories.
Note, however, that the frequencies for each category were small and the stan-
dard deviations were relatively large, suggesting that there were substantial in-
dividual differences. Thus, we interpreted the statistical results only for a gross
tendency, and then examined the data qualitatively for more detail.

13 Statistical results for other strategies were: F(1, 56) = 5.33, p = .025, ηp2 = .09 for lexical
knowledge; and F(1, 56) = 5.42, p = .024, ηp2 = .09 for world knowledge.



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Figure 3 Knowledge and strategies to infer word meaning by group in the explicit
context

Figure 4 Knowledge and strategies to infer word meaning by group in the implicit
context

0

1

2

3

4

5

6

7

8

9

ME+ ME– L2+ L2–

A
V

ER
A

G
E

FR
EQ

U
EN

CY
PE

R
ST

U
D

EN
T

GROUP

Phonological Lexical World knowledge

External Partial memory Unspecified/ no response

0

1

2

3

4

5

6

7

8

9

ME+ ME– L2+ L2–

A
V

ER
A

G
E

FR
EQ

U
EN

CY
PE

R
ST

U
D

EN
T

GROUP

Phonological Lexical World knowledge

External Partial memory Unspecified/ no response



The ability of young learners to construct word meaning in context

565

In the explicit context, as expected, students frequently relied on external
contextual information as a cue, but the sources used often appeared to differ
between students who could and could not successfully construct meaning. A
close look at the transcription showed that the students who succeeded in cons-
tructing meaning in context were usually better at using multiple sources of con-
textual information available in the entire paragraph. They also tended to mo-
nitor and clearly articulate their meaning-construction process, as exemplified
by the following case of a strong reader:

Excerpt 1
Student: (Reading aloud)

I haven’t eaten anything for three days. I am famished.14 I’m very hungry.
I think I will go to the store and buy some food.
Um, he’s amazed? I don’t know, he’s [?]

Teacher: WHAT DO YOU THINK?
Student: I am hungry. He’s really starving.
Teacher: OKAY. WHY DO YOU THINK IT MEANS HUNGRY OR STARVING?
Student: Because it goes, I haven’t eaten anything for three days. That’s a clue that

he’s really hungry…
And it says right here, I’m very hungry. And he said, I think I’ll go to the
store and buy some food, like starving.

Teacher: GOOD JOB, AND YOU’RE RIGHT. FAMISHED MEANS STARVING OR HUNGRY. GOOD.

By contrast, when the students could not infer the word meaning successfu-
lly, they tended to pay attention only to the immediate context of the word in ques-
tion and guess the meaning by relying on their own knowledge associated with the
limited information that they focused on. They also often missed syntactic or cohe-
sion cues such as conjunctions, determiners, and pronouns that would provide re-
aders with relational information among propositions and ultimately help them
make suitable inferences in context. Below is an example from an emergent reader:

Excerpt 2

Student: (Reading aloud)
Anthony had been working hard for several months, and he was feeling
very tired. He decided to take a trip to Hawaii. The getaway was just what
he needed to relax.

Teacher: GOOD. WHAT DO YOU THINK GETAWAY MEANS?
Student: A jacuzzi?
Teacher: A JACUZZI? WHY DO YOU THINK IT MEANS A JACUZZI?
Student: ‘Cause he wants to relax.

14 In the excerpts, the underlined words are the target words. The teacher’s utterances are indi-
cated in capital letters.



Yuko Goto Butler

566

“A jacuzzi” was a creative guess, and one can imagine why this student associated
this idea with “relaxing.” However, the definite article “the” in front of “getaway”
indicates that “the getaway” is supposed to be mutual knowledge between the
reader and the writer. Thus, introducing a new piece of information (in this case,
“a jacuzzi”) is not the most natural reading in this particular context.

Another notable characteristic of the students’ inference knowledge/stra-
tegies in the explicit context condition was relatively high frequencies of the
partial memory/knowledge category. The contextual information provided in
the explicit condition seemed to help students improve or modify their partially
acquired knowledge of the word in question. Some students retrieved inciden-
ces of encountering the target word somewhere else and used contextual infor-
mation associated with the previous encounters as well as contextual informa-
tion in the task at hand to construct the word meaning. For example, when as-
ked what “pending” means after reading “the school board decided to build a
new gym at the school last year. But this plan is pending because they don’t have
enough money. We don’t have a gym yet,” a student remembered her mother,
who was trying to sell a house, saying to her neighbor that “the sale is pending.”
Another student, after being asked the meaning of “aviator,” realized that he
had heard of “aviation” on TV recently and guessed the meaning of “aviator” to
be a pilot. Students with larger vocabularies seemed to have more advantage in
using partial word knowledge/memory (the frequency was the highest among
the ME+ group, as shown in Figure 3), and extra contextual information given in
the paragraph helped them refine the meaning of the word in context. This me-
chanism may in turn assist them in further developing their vocabulary.

In the implicit context condition, we can expect that students need to rely
more on internal word knowledge and their own world knowledge, given that
there is relatively less contextual information available in the paragraphs them-
selves. This assumption is not necessarily supported in our data. But strong re-
aders, regardless of ME and L2 backgrounds, used lexical knowledge more fre-
quently than emergent readers, irrespective of the contexts. For example:

Excerpt 3
Student: (Reading aloud)

Ken really wanted to wear a new suit to the party, but he couldn’t because
his new penn-i-less.

Teacher: BECAUSE HE WAS.
Student:  . . . he was penni…
Teacher:  PENNILESS.
Student: . . . penniless.
Teacher: CAN YOU GUESS WHAT THE WORD PENNILESS MEANS?
Student:  Broke.



The ability of young learners to construct word meaning in context

567

Teacher: AND WHAT MAKES YOU THINK THAT?
Student:  Because, uh, I know that penny means and what less means, so I thought

he probably doesn’t have any money.
Teacher: OKAY. GOOD. PENNILESS MEANS BEING POOR OR HAVING NO MONEY.

Other students seemed to use internal word knowledge to ensure that
the meaning they constructed based on (limited) external contextual informa-
tion was appropriate.

Excerpt 4
Student: (Reading aloud)

At first, the doctor worried about John. Then, the new medicine prolonged
John’s life.

Teacher: SO, WHAT DO YOU THINK PROLONGED MEANS?
Student:  I think it made it longer, it made his life longer.
Teacher:  OKAY, WHY?
Student: Well, if, at first the doctor worried about John. Then the new medicine . .

John’s life. John, that, the last sentence actually gives me a hint.
Teacher:  HMM,  OKAY.  AND  IS  THERE  ANYTHING  IN  THE  WORD  THAT  ALSO  GAVE

YOU A HINT OR…
Student:  Yes, long!
Teacher: THERE’S THE WORD LONG IN THERE; RIGHT.
Student: Yes.
Teacher:  GOOD, AND YOU’RE RIGHT. PROLONG MEANS TO MAKE LONGER, TO

STRETCH, ANYTHING THAT HAPPENS TO…
Student:  Even bigger.
Teacher: UM-HMM, TO EXTEND, RIGHT, GOOD.

As regards lexical knowledge, students, strong readers in particular, could
use knowledge of suffixes and prefixes appropriately in context, when such in-
formation was available. In contrast, students’ efforts to use compound word
knowledge did not work well on occasion despite their rather creative attempts.
Students’ difficulty constructing the meaning of compound words reflects the
complexity of compound word meanings in English. For instance, one student
reasoned that “outgoing girl” means “she goes out a lot,” while another reaso-
ned that “to oversee” means “to double-check” because “over means to do it
over, to do it again.” The next example, from an emergent reader, illustrates that
segmenting a word is not always easy for students.

Excerpt 5
Student: (Reading aloud)

The school board decided to build a new gym. But the plan is pending.
Teacher: THE PLAN IS PENDING. WHAT DOES PENDING MEAN?



Yuko Goto Butler

568

Student: The plan is pending. Um, pending means, like, the plan is working?
Teacher: UM-HMM. WHAT MAKES YOU THINK IT MEANS WORKING?
Student: Because they’re using a pen.

Across different groups, students did not frequently rely on phonological
sources of knowledge, but when students used this source, they usually arrived
at inappropriate or confusing meanings. Those students tended to simply guess
the meaning of words based on phonologically similar words, which were com-
pletely irrelevant to the context. Examples include “bending” and “depending”
for the meaning of “pending,” “nice” for the meaning of “durable” (based on
the association that this was related to the word “adorable”), and “to show” for
the meaning of “apparel” because of its phonological similarity to “appear.” Re-
lying on phonologically similar words often resulted in the misidentification of
lexical categories as well (e.g., “apparel” is a noun but “appear” is a verb).

Finally, it is important to note that the frequency of “unspecifiable or no
response” was higher among participants in the implicit context (more authentic
contexts) than in the explicit contexts (more pedagogically oriented contexts).
This finding can serve as a basis for implications for the use of explicit pedagogical
texts in vocabulary learning for young readers, emergent readers in particular.

6. Discussion

This study investigated fourth-grade students’ abilities to infer the meaning of
words in context as well as their abilities to employ metacognitive know-
ledge/strategies to do so. It examined how such abilities differ between strong
and emergent readers and between ME and L2 readers. It also explored how the
explicitness of contextual information influenced the ability to construct mea-
ning among students with different reading proficiency and language back-
grounds. How students employ metacognitive sources in two contextual condi-
tions was also investigated. Quantitative analyses indicate significant differences
between strong and emergent readers in performance in overall fluency, rea-
ding aloud, defining words, identifying word categories, and metacognitive rea-
soning. Although performance in defining words and metacognitive reasoning
was initially significantly different between ME and L2 readers, such differences
disappeared after controlling for their receptive vocabulary size. As discussed
above, reporting on L2 learners’ vocabulary in the target language only can se-
riously mislead their “true” lexical knowledge, which is assumed to be spread
across languages (e.g., De Houwer, 2009). In the present study, after controlling
for students’ vocabulary size in English, in addition to other potentially confoun-
ding variables (e.g., basic oral proficiency levels in English, SES backgrounds, and



The ability of young learners to construct word meaning in context

569

the amount and types of instruction previously received at school), the perfor-
mances of ME and L2 students were found to be compatible. In contrast, diffe-
rences between strong and emergent readers were unaffected even after con-
trolling for their vocabulary size. The challenges that emergent readers faced,
regardless of ME and L2 backgrounds, went beyond the need to increase their
vocabulary size, including abilities for allocating sufficient mental resources
(e.g., memory), making a good use of external information, and enhancing vari-
ous types of lexical knowledge (i.e., vocabulary depth) in order to process texts
for comprehension and articulate responses based on higher order reasoning.

All students, irrespective of their backgrounds, were better at defining words
and using metacognitive reasoning to construct word meanings in explicit contexts
(more pedagogically oriented texts) than in implicit contexts (more authentic texts).
Providing more explicit contextual information, such as restating the meaning of the
target words and offering synonyms and concrete examples, certainly helped all
participants construct word meaning; the pedagogical benefits of having explicit in-
formation were evident. Although all students relied heavily on such external con-
textual information, readers who successfully could infer the word meaning see-
med to be better at fully taking advantage of multiple sources of contextual infor-
mation in the entire paragraph. By contrast, unsuccessful inference often came
from paying insufficient attention to cohesive devices (e.g., conjunctions and deter-
miners) across sentences and focusing on a certain word or phrase that appeared
immediately before or after the target word within the same sentence. This finding
is consistent with the study conducted by Can (2016) among L1 secondary school
students which showed that their understanding of cohesive relations, conjunctions
in particular, was associated with their reading comprehension levels. The finding
in the present study suggests that young readers would also benefit from receiving
instructional assistance on how to effectively use more global contextual cues and
cohesive devices in meaning construction when they read.

Explicit contextual information also helped students evoke their partially
acquired word knowledge and refine the word meaning in context. As noted pre-
viously, word knowledge is multifaceted and gradual (Schmitt, 2014). As children
are exposed to new words, they refine and modify the meanings every time they
encounter them in different contexts. Offering explicit contextual information se-
ems to facilitate such a process. It is well known that over time, children with lar-
ger vocabulary size tend to develop their vocabulary size more rapidly than their
peers with smaller vocabulary size. This phenomenon of cumulative advantage is
called the Matthew effect (Duff, Tomblin, & Catts, 2015). Indeed, students with
larger vocabularies in this study appeared to benefit more from the above-men-
tioned mechanism of refining word meaning, and this mechanism may partially
explain why gaps in vocabulary size among students increase over time.



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570

With respect to internal word information, strong readers, regardless of ME
and L2 backgrounds, used such sources more frequently than emergent readers,
irrespective of the textual context conditions. Students used knowledge of prefi-
xes  and  suffixes  strategically,  when  they  used  such  knowledge  at  all.  A  study
among L1-learning students in Grades 4 and 7, as well as high school undertaken
by Nagy, Diakidoy, and Anderson (1993) indicated that the participants’ know-
ledge of suffixes was so influential over their reading comprehension that it can
be used as a diagnostic tool. The researchers also found that knowledge of suffixes
developed substantially between the fourth- and seventh-grade levels. Moreover,
individual differences in their morphological knowledge grew during the same
time period. Considering that fourth graders who were strong readers in our study
already seemed to benefit from using morphological knowledge to construct me-
aning in context, it may be a good idea to introduce explicit instruction on mor-
phology to emergent readers at this grade level, if not earlier, before gaps in know-
ledge between strong and emergent readers become even more substantial.

Unlike participants’ experiences with morphology, as exemplified in the
“outgoing” and “oversee” cases reported above, the students appeared to find it
challenging to identify the meaning of compound words regardless of their back-
ground. Indeed, syntactic and semantic relations within compounds in English are
not straightforward. For example, “a magnifying glass” is a glass that magnifies,
but “a looking glass” is not a glass that looks. Moreover, the meaning of a com-
pound is not necessarily a combination of the meanings of each root. Complicated
internal structures of English compounds are language specific. In English, there
is no limit to the number of words that are allowed to be put together. Various
types of combinations of lexical categories are possible, and determining the lexi-
cal category of compounds can be confusing for young learners. The lexical cate-
gory of compounds usually follows the lexical category of the final root. For exam-
ple, headstrong (noun + adjective) is an adjective and cellphone (noun + noun) is
a noun. There are exceptions, however. Hands-on (noun + preposition) is not a
preposition but an adjective, whereas higher-up (adjective + preposition) is a
noun. Children need to understand such complexity associated with compounds.
Again, it may be beneficial to have occasional explicit instruction on word forma-
tion in English as part of reading instruction in order to raise students’ awareness
of complex internal structures of compounds, as addressed above.

Curiously, there was hardly any instance of L2 students relying on cogna-
tes or their L1 knowledge in this study. This may be related to the fact that the L2
students in this study did not receive formal academic instruction in their L1 at
school; they were not taught how to make use of their L1 resources at school. The
lack of explicit reliance on L1 knowledge may also be due to the fact that Vietna-
mese was the L1 of the majority of the L2 students in this study, and Vietnamese



The ability of young learners to construct word meaning in context

571

is not related to English and thus has no cognates. Small sample sizes and an unba-
lanced number of students with Vietnamese and Spanish backgrounds did not
allow us to conduct any systematic analyses of the influence of their L1 over their
performance in the inference assessment. For a future study, it would be worth-
while to systematically investigate the role of L1 in students’ meaning-making pro-
cesses and strategies during their L2 reading (and ideally in their L1 reading as well).

In implicit contexts, namely more authentic texts, young readers had gre-
ater frequencies of unspecified and no responses than in the explicit context (a
more pedagogical condition). It seems that less authentic texts more effectively
support young readers (emergent readers in particular) in constructing word
meaning in context with their more explicit cues. Until young readers have de-
veloped a certain level of ability to use both external and internal information
to make sense of word meaning in context, providing them with authentic texts
without any assistance (independent reading) may have a limited effect on im-
proving their reading comprehension.

There are a few limitations in this study. First, because paragraphs in the
inference assessment were rather short, we were able to examine students’ abi-
lity to use relatively local cohesion relationships but had limited capacity to tho-
roughly examine the role of global contextual information – information that
goes beyond a single lexical or phrasal cue that connects propositions. Global
coherence inference requires readers to construct relevant lexical and mental
networks in order to fill gaps in concepts that are not directly stated in the text.
It would be interesting to investigate the role of global contexts in children’s
meaning-making processes. Second, only the students’ receptive vocabulary
size in English was obtained in this study. For L2 readers, it would have been
better if their vocabulary knowledge in their L1 had been taken into account
(even though the participants in this study had academic instruction exclusively
in English). Moreover, information on participants’ expressive vocabulary would
have been useful, even though all the participants were identified as orally pro-
ficient by a standardized measure (i.e., IPT). This is because one could argue that
expressive vocabulary might be a better indicator of children’s ability to define
word meanings and express their metacognitive reasoning. Having information
on students’ expressive vocabulary size would be particularly helpful for L2 rea-
ders because larger gaps between receptive and productive vocabulary are of-
ten found among bilingual children (e.g., Gibson, Jarmulowicz, & Oller, 2018).
Furthermore, in this study we focused on understanding how young students
construct the meaning of unknown words but not on their actual learning of
such words. Research examining how the meaning-making process relates to
the learning of words would be of great value.



Yuko Goto Butler

572

7. Conclusion

Although there is substantial research on young learners’ vocabulary size and its
relation to reading comprehension, students’ ability to construct meaning in
context is not well understood. This study investigated fourth-grade students’
ability to infer and define meanings of unknown words in context and how they
use metacognitive knowledge and strategies to arrive at meanings in two diffe-
rent contexts (i.e., explicit and implicit contexts). The study found that such abi-
lities differed between strong and emergent readers as well as between ME and
L2 readers. Importantly, however, after controlling for the students’ English re-
ceptive vocabulary size, ME and L2 readers were compatible in their perfor-
mance. The study also found that the students used more strategies in the ex-
plicit context and used different strategies depending on context.

Given these results, the present study can provide a few practical implica-
tions  for  pedagogy.  The  first  suggestion  is  to  recognize  the  potential  merit  of
using texts with explicit contexts to provide instruction on strategies for inferring
word meaning. Second, it would be pedagogically useful to provide emergent
readers with explicit instruction on how to use external information. Metacog-
nitive knowledge used by strong readers can be viewed as an important source
of information when designing instruction to assist emergent readers. Useful
strategies can include paying attention to syntactic or cohesive information and
using wider contexts rather than focusing on the immediate local contexts of
the words in question. Similarly, it would be helpful to give students explicit ins-
truction on how to use internal lexical information by relying on morphological
knowledge, compounds, and so forth. Fostering such knowledge in emergent
readers would strengthen their reading skills.



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573

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APPENDIX

Target words (in alphabetical order)

apparel
aviator
confirm
disadvantage
dishonesty
durable
envy
famish
getaway
loiter
malicious
masterpiece
navigate
outgoing
oversee
pending
penniless
prolong
trustworthy
unicycle