ISSN: 2469-6706 Vol. 5 2018 The Importance of Following ACC/AHA Cholesterol Guidelines 2013 by Residents′ Physicians to Reduce Atherosclerotic Cardiovascular Disease in Different Populations Gheith Yousif a 1 Kevin Phelps a Robert Gotfried a aThe University of Toledo Health Science Campus, Family Medicine Department, 3000 Arlington Ave., Toledo Ohio 43560 The 2013 American College of Cardiology (ACC)/American Heart Association (AHA) cholesterol protocols recommend the use of Pooled Cohort Equations to estimate 10-year and life time Atherosclerotic cardio-vascular disease (ASCVD) risk as a guide for primary prevention treatment options. Many providers under- utilize this important tool. To observe resident physicians′ HMG COA inhibitor (statins) prescribing pattern, with particular at- tention to appropriate dosing as per 2013 ACC/AHA Cholesterol Guidelines, at the University of Toledo Family Medicine Resi- dency Program and to increase Resident Physicians′ awareness of the ASCVD risk calculator as a tool to improve appropriate statin dosing. A retrospective, observational, cross-sectioned chart review was performed to analyze pre-existing data col- lected from a patient population within a defined time period. The study included 237 patient charts, who received care from among 12 Family Medicine Residents. The success rate for cor- rect statins prescriptions for first year residents was 63%, includ- ing 24 correct dose prescriptions out of 38 patients total. Second year residents success rate increased to 73%, representing 58 correct dose prescriptions out of 80 patients total. Third year residents success rate was 63% with 75 correct dose prescrip- tions out of 119 patients total. Out of 237 chart reviewed, 157 patients received appropriately dosed statin prescriptions, rep- resenting a success rate of 66%. This suggests that across all 3 levels of resident training, there is room of improvement in the utilization of the 2013 ACC/AHA lipid lowering guidelines. ASCVD | statin | residents physicians | success rate | prescriptions | The secret to prevent chronic disease is to start with primarypreventive measures. The 2013 American College of Cardi- ology (ACC)/American Heart Association (AHA) cholesterol pro- tocols recommend the use of Pooled Cohort Equations to estimate 10-year and lifetime Atherosclerotic cardio-vascular disease (AS- CVD) risk as a guide for primary prevention treatment options (1, 8, 10). In 1948, the Framingham Heart Study was commissioned by the United States Congress. The study is an ongoing cohort car- diovascular (CVD) risk assessment developed to identify risk fac- tors for cardiovascular disease. Data obtained via the Framingham Study originally formed the basis for the management of hyperlipi- demia. One of the limitations though was Framingham used an ASCVD risk calculator which was only estimating Coronary Heart Disease (CHD) risk. After 2008 other factors were added includ- ing, Cerebrovascular Accident (CVA), Peripheral Arterial Disease (PAD), and heart failure as disease outcomes. The 2013 lipid man- agement guidelines expanded upon the directives of the Framing- ham study by incorporating the use of the previously mentioned equations. An emphasis was made regarding risk reduction while considering cost effectiveness. These recommendations supported the use of a statin prescription for primary CVD prevention when 10-year ASCVD risk of having a heart attack or stroke is more than 7.5%, but not to prescribe statins for general populations with low density lipoprotein-C (LDL-C) levels less than 190 mg per dL (4.92 mmol per L) with risk scores less than 7.5% (2). This recommenda- tion to not treat this particular segment of the population was based on a lack of cost-effectiveness. JAMA, in 2014 reiterated the valid- ity of using the risk equations, indicating they were well calibrated for the general population, and that using them constituted good clinical practice. (10,11). An important study published in JAMA 2016 described the lack of cost-effectiveness of a novel class of a potent class of lipid low- ering medications. The study demonstrated that while Proprotein convertase subtilisin/kexin type 9 (PCSK9) Inhibitor therapy in pa- tients with ASCVD or heterozygous familial hypercholesterolemia clearly had a profound impact on LDL levels, routine implementa- tion was estimated to increase US health care costs substantially (3). Conversely, a significant number of studies published in 2012, 2013, and 2015 consecutively demonstrated that as a class, statins had a beneficial impact on cardiac risk reduction, were cost-effective, had a consistent safety profile, and thus, justified different recom- mendations. (4-6, 9, 12). The American Diabetes Association (ADA) expanded on its recommendations for cardiac risk reduc- tion when it focused in 2015 on treating risk factors associated with diabetes including dyslipidemia and hypertension. They stated that aggressively managing lipids would significantly improve the 10- year (CHD) risk among U.S. adults with diabetes (7). The Ameri- can Journal of Medicine in 2015 clarified guidelines that statin in- tensity dosing based on ASCVD risk, as opposed to dosing based on LDL levels could significantly improve CVD outcomes (12). In developing this study it was apparent that, in an academic setting, adoption of these guidelines, and understanding the role of cardiac risk calculators could enhance learners’ clinical practice skills and their adoption of evidence-based primary prevention strategies. A MESH-based literature search failed to identify any prior studies addressing Family Medicine residents’ knowledge or attitudes re- garding correct statin dosing according to ACC/AHA guidelines us- ing an estimated ASCVD risk calculator. Thus, our study focused on our residents’ awareness of guidelines for primary prevention of All authors contributed to this paper. 1To whom correspondence should be sent: Gheith.Yousif@UToledo.edu The authors declare no conflict of interest. Submitted: May/04/2018, published: Septem- ber/24//2018. Freely available online through the UTJMS open access option utdc.utoledo.edu/Translation UTJMS 2018 Vol. 5 17–20 CVD risk in general population, and in particular their statin pre- scribing habits. Methods A retrospective, observational, cross-sectioned chart review was done to analyze pre-existing data collected from a patient popula- tion within a defined time period. The charts reviewed were selected from among patients cared for by Family Medicine residents at the University of Toledo Family Medicine Center, Glendale Medical East Clinic (GME). Study population. The pooled cohort equations incorporated in 2013 ACC/AHA guidelines utilize a patient population between the ages of 40 and 75 years old. Hence our study focused on Health Center patients within the same age range. While the ACC/AHA calculator is primarily intended to guide treatment for primary pre- vention, we opted to include patients with pre-existing cardiovas- cular disease within the same age range. This was done to assess compliance with treatment guidelines for the residents′ patients at highest risk. This included patients with clinical ASCVD or equiva- lents including: diabetes, acute coronary syndrome, myocardial in- farction, stable or unstable angina, coronary or other arterial revas- cularization, stroke, transient ischemic attack, and peripheral artery disease. We excluded pregnant women, patients no longer under our care, patients who had not been prescribed statins, and those patients who had not had a lipid profile performed during the time- frame of the study. Study Design. From a patient stand point, this study was a de- identified, retrospective chart review. Thus individual patient con- sent was not required. However, each resident was required to pro- vide consent for the purpose of chart review their patients. Once the target patient population was identified, records were filtered to identify those patients with a diagnosis of hyperlipidemia, who were currently being prescribed a statin. This was subsequently limited to those patients under resident care who had a documented lipid pro- file. A total of 237 charts were reviewed. Once the study population was established, the patients were de-identified so as to maintain patient confidentiality. The following data points were pooled for study purposes: physician name, patient age, gender, LDL, HDL, total cholesterol, systolic blood pressure, diabetes diagnosis, co- morbidities other than diabetes and hypertension (related to hyper- lipidemia), smoking status, race, presence of statin usage, specific statin prescribed and dosage, calculated 10 year ASCVD risk, op- timal 10 year ASCVD risk, lifetime ASCVD risk, optimal lifetime ASCVD risk, and recommended statin intensity. Of the 273 total chart reviewed the approximate breakdown was as follows: 50.2% were from third year residents, 33.7% from second year residents, and 16.1% from first year residents. A total of twelve residents′ (in- cluding the author′s) charts were studied. Methodology. The ACA/AHA calculator available online at (http://clincalc.com/Cardiology/ASCVD/PooledCohort.aspx) was used to determine each patient′s predicted cardiac risk. This peer- reviewed online calculator uses the Pooled Cohort Equations to estimate the 10 year risk of ASCVD among patients without pre- existing cardiovascular disease who are between 40 and 75 years of age. However we also included those patients with pre-existing AS- CVD to monitor if they were already using appropriate statin doses. Patients are considered to be at "elevated" risk if the Pooled Cohort Equations predicted risk is >7.5%. The ACC/AHA Pooled Cohort Equations have been proposed to replace the Framingham Risk 10- year Cardio-Vascular Disease (CVD) calculation, which was origi- nally recommended for use by the National Cholesterol Education Program (NCEP) - Adult Treatment Panel (ATP III) guidelines for high blood cholesterol in adults. Guidelines. This study utilized the 2013 ACC/AHA guidelines on the treatment of blood cholesterol to reduce atherosclerotic car- diovascular risk in adults, please refer to 2013 ACC/AHA choles- terol guidelines. This algorithm identifies treatment options with either moderate or high intensity statins. Table 1 identifies those statins currently available in the US with respective doses equiva- lent to tiered treatment intensity. Table 1. Statins of different intensity and dosage. H ig h in te ns it y st at in s M od er at e in te ns it y st at in s L ow in te ns it y st at in s A to rv as ta ti n 40 -8 0 m g A to rv as ta ti n 10 -2 0 m g S im va st at in 10 m g R os uv as ta ti n 20 -4 0 m g R os uv as ta ti n 5- 10 m g P ra va st at in 10 -2 0 m g S im va st at in 20 -4 0 m g L ov as ta ti n 20 m g P ra va st at in 40 -8 0 m g F lu va st at in 20 -4 0 m g L ov as ta ti n 40 m g P it av as ta ti n 1 m g F lu va st at in X L 80 m g F lu va st at in 40 m g bi d P it av as ta ti n 2- 4 m g Results The entire resident contingent of 12 residents were included in the study, four residents per PGY (post-graduate year). The original goal was to identify 10 charts per PGY-1 resident, 20 per PGY-2 resident, and 30 per PGY-3 resident. This would have resulted in 240 total patients′ charts studied. Three patient records were un- able to be used due to a lack of recent lipid results. Of the 237 total charts reviewed the breakdown was as follows: 119 were from third year residents, 80 from second year residents, and 38 from first year residents. This is represented by Fig. 1. Patient demographics are indicated in Fig. 2. Caucasian pa- tients outnumbered African-American ones at a rate of 2.08/1; more men were studied than women at a rate of 1.2/1. Additional cardiac risk criteria were assayed for the patient pop- ulation. These include the presence or absence of diabetes or pre- diabetes, hypertension, and smoking status. This is represented by Fig. 3. The method of analysis used to calculate the success rate of ap- propriate statin prescribing was via the following formula (Correct dose/Patients Number * 100). Results were calculated for the pro- 18 utdc.utoledo.edu/Translation Yousif et al. gram overall as well as per year of residency. This is represented in Fig. 4. 16 % PGY-1, 38 patients PGY-2, 80 patients PGY-3, 119 patients 50 % 34 % PGY-1: Postgraduate year-1 PGY-2: Postgraduate year-2 PGY-3: Postgraduate year-3 Fig 1. Number of patients per residents 237 patients were stud- ied, representing 9.5 per PGY-1 (total 38); 20 per PGY-2 (total 95); 29.75 per PGY-3 (total 119). Population Female 102 2 % Male 135 14 % 4 % 22 % While 144 30 % 28 % Black 64 Other race 18 Non-specified 11 Fig 2. Study population 102 patients (22%) females, and 135 pa- tients (28%) were males; 144 patients (30%) were white, 64 pa- tients (14%) were black, 18 patients (4%) were other races, and 11 patients (2%) didn′t specify their races. Discussion To best utilize the ACC/AHA algorithm total cholesterol levels should range from 130-320 mg/dl. For that reason, patients whose cholesterol was < 130 mg/dl were rounded to 130 mg/dl. Patients whose total cholesterol was > 320 mg/dl were rounded to 320 mg/dl. These corrections represented less than 1% of the total patient pop- ulation in our study. A similar approach was taken with patients whose systolic blood pressure was either less than 90 mm/hg or greater than 200 mm/hg who also represented less than 1% of total patient population. This study was developed as a tool to improve our family medicine residents′ knowledge of current guidelines for ASCVD risk reduction. Presence of statin use and dosage intensity was reviewed for each patient individually. After completion of the study, each resident received feedback regarding his/her manage- ment. Suggestions were made regarding appropriate statin selection and treatment intensity, both individually and as a group when this project was presented as a scholarly activity to our Residency pro- gram by the author. The residents had a highly favorable response to the study, and found the results to be highly informative. All residents downloaded the ASCVD risk Calculator Application im- mediately after we recommended it during the presentation. They indicated their intent to use this beneficial tool for both previously established patients and new patients coming to the practice having ASCVD risk. While this study focused primarily on lipid management, it was also provided an opportunity to revisit approaching those patients with modifiable risk factors. This was a good reminder for both res- idents and faculty at GME to address this risk and adhering with current guidelines. The 10 year and life time ASCVD risk for patients with clin- ically significant atherosclerotic disease was highly elevated. The success rate prescribing correct statin doses by our residents who took care of those patients was 75%. This means that our residents are diligent when prescribing statins for high risk patients, but still there is room for improvement. The initial focus of this study how- ever, was to focus on patients being treated with statins for primary prevention. The 10 year and lifetime ASCVD risk for patients with clinical ASCVD equivalents was lower than those with pre-existing cardiovascular disease. We found out that 70% of prescriptions pro- vided for these patients conformed to current guidelines. We sus- pect the decline in this percentage could be related to this slightly lower risk versus those with pre-existing cardiovascular disease, and residents′ perception of risk. Unfortunately there was insufficient data for those patients whose LDL level was less than 90 mg/dl, and had either a prior history of ASCVD, or an equivalent cardiac risk factor. Those pa- tients calculated 10 year and life time ASCVD risk was elevated based on ACC/AHA 2013 guideline. They were eight patients to- tal to whom this applied. Seven out of eight received prescribed statin doses that were correct. Previously our decision to initiate statin therapy was just based on the patient′s LDL calculation. Via the use of the ACC/AHA guidelines and on-line calculator we are better able to identify those patients that may have increased AS- CVD risk despite having LDL levels less than 90. In particular, we can capture those patients with prior ASCVD or cardiac equiv- alents diagnoses, and treat them appropriately. The 10 year and life time ASCVD risk for our general population greater than or equal to 7.5% was lower than above mentioned patient categories. The success rate prescribing statins for this patient population was about 55%. Again this suggests a lack of familiarity with current guide- lines and/or the availability of the online ASCVD calculator among our residents. Conclusion We are optimistic that this study will enhance our resident′s awareness of current statin prescribing guidelines, and improve our statin prescribing patterns. We strongly believe that after this study and our subsequent recommendations to our residents the percent- age of correct statins prescriptions will increase. Yousif et al. UTJMS 2018 Vol. 5 19 200 180 160 140 120 100 80 60 40 20 0 183 156 124 74 66% 77% 54 63 52.3% 50 31% 7 3% Diabetic, Not diabetic, Prediabetic 23% 26.5% 21.2% Hypertensive, Never smoked, Not hypertensive Smokers, Former smokers Fig 3. Additional cardiac risk factors 156 patients (66%) were diabetics, 74 patients (31%) were not diabetics, and 7 patients (3%) were pre-diabetics; 183 patients (77%) were hypertensive, and 54 patients (23%) were not hypertensive; 124 patients (52.3%) were never smoked, 63 patients (26.5%) were currently smokers, and 50 patients (21.2%) were former smokers. We also believe this study has, and will continue to impact the residents′ use of this and similar online clinical decision tools. Ul- timately we hope this study will improve the quality of care we are providing our patients for both primary and secondary prevention of ASCVD. Ideally this study will increase residents′ awareness of the need to be more diligent when addressing cardiovascular risk. Fig 4. Success rate of prescribing statins per PGY teams. Success rate for PGY-3 was 63%, PGY-2 was 73%, PGY-1 was 63%, and overall GME performance for the residents was 66%. Disclosure As a residents in an accredited residency program at University of Toledo, Ohio, we disclose that we have no financial interest or other relationship with a commercial interest producing healthcare goods or services that have a direct bearing on the subject matter of this project or the outcome. Also we have no other relationship with other organizations outside UTMC. All patients and residents information kept confidential and saved at the University of Toledo, Family Medicine Center department for the next five years. 1. Stone NJ, Robinson JG, Lichtenstein AH, et al. (2013), American College of Cardi- ology/American Heart Association Task Force on Practice Guidelines. ACC/AHA guideline on the treatment of blood cholesterol to reduce atherosclerotic cardio- vascular risk in adults: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines. J Am Coll Cardiol. 63 (25 Pt B):2889-934. 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(2015), Guideline-Based Statin Eligibility, Coronary Artery Calcification, and Cardiovas- cular Events. JAMA, 314(2):134-41. 12. Schoen MW, Salas J, Scherrer JF, Buckhold FR. (2015), Cholesterol Treatment and Changes in Guidelines in an Academic Medical Practice.JAMA Cardiology, 124, (4) 403-409. 20 utdc.utoledo.edu/Translation Yousif et al. Cover Volume 5 1035 final 1