editorial 1 screening for prostate cancer: what are the benefits? murad lesmana department of microbiology medical faculty, trisakti university univ med vol. 31 no.1 in men of advanced age, the epithelial cells of the prostate gland undergo substantial stressassociated changes that may result in dna damage. the aging prostate gland acquires several cancer cell foci originating from special clonal transformation. most of these foci never develop into clinically detectable cancer.(1) in the united states, prostate cancer ranks second as the cause of death of all cancers affecting men. with the increasing use of screening for prostate-spesific antigen (psa), the mortality rate from prostate cancer has decreased. for example, the mortality rate in 1997 was far below that recorded for 1986 when psa tests were seldom performed. there is a consensus of opinion among clinicians that the psa test has the highest predictive value for prostate cancer, and that psa screening may help detect prostate cancer in its early stages. however, there is no consensus on the level of psa that may be used as an indicator for performing biopsy. this difference in opinion is based on the following: defining a higher psa threshold carries the risk of loss of the probability of detecting prostate cancer until too late, while a lower threshold unnecessarily increases such measures as biopsies. the use of a psa threshold value of 4.0 ng/ml for men older than 50 years has been accepted by most clinicians as a middle way for the above issue. however, there is a lack of information on the prevalence of prostate cancer detectable by biopsy among persons with a psa value of > 4.0 ng/ml without indications for biopsy.(2) recently the u.s. preventive services task force (uspstf) has issued a recommendation statement against the use of psa tests as the basis for prostate cancer screening, after this test had been extensively applied for that purpose in the last couple of decades.(3) all guidelines recommend that clinicians discuss beforehand with the patients the advantages and disadvantages of this test and to leave the decision to the patients individually in accordance with their choice. to help the patients make their choice, clinicians are recommended to provide information on the uncertainties and risks, in addition to the potential benefits of this test. among the benefits may be that screening may lead to early detection of prostate cancer, whereas one of the risks is that screening may result in serious complications for the patients due to the effect of interventions. however, for both clinicians and patients, it is not easy to reach a decision on this issue, because it includes a number of unanswered possibilities, for example, what is the best cut-off point for psa? at which concentration or value is it considered necessary to perform repeat psa tests, or is there a need for performing biopsy? should a repeat test be indicated, when should it be performed? how high is the probability that psa tests in combination with biopsy can detect cancer, assuming the existence of prostate cancer? the most important question is: can screening 2 univ med reduce the risk of death from prostate cancer? because of the high number of possibilities evaluated on the pros and contras, reaching informed decisions may be said to be difficult; as most of these decisions reflect the patients’ general concern about cancer or their inclination to accept (or reject) medical intervention.(4) since 2009, clinicians’ considerations about the need for performing psa tests are becoming increasingly more difficult to deal with, because of the indefinite results of 2 large studies and the fact that experts in this field are still not agreed on their interpretation.(5) discussion with patients on the advantages and disadvantages of psa tests has becomes increasingly more difficult, because now clinicians must explain to patients why there is uncertainty about the results of psa screening and why two large studies are still incapable of providng certainty. another variable causing problems is the management of psa values in primary health care. many psa values are near the threshold commonly used to determine measures, this being in the range of 2.5 – 4.0 ng per ml. the patients are then to be retested a number of times at arbitrary intervals. frequently cven the increase in psa values causes the patients to be prescribed quinolones that are intended to reduce the psa values in these asymptomatic patients who are assumed to have prostatitis. these attitudes reflect either a fundamental misunderstanding or an unwillingness to accept the limitations of the psa test as a marker for early detection of prostate cancer. observational studies clearly indicate that psa values fluctuate spontaneously above or below any threshold level, while random biopsies may detect prostate cancer in 12% of men with psa values of < 2 ng/ml and in 25% of men whose psa values are between 2.1 and 4.0 ng/ml. the latter percentage almost equals the prevalence of prostate cancer frequently found in men with psa values of 4.0 – 10.0 ng/ml. one problem that is of no less importance and is frequently ignored is the economic factor, i.e. the costs to be paid by individuals in connection with psa screening. this includes repeat screenings in cases of equivocal psa results or interpretation of fluctuating results of psa screening. in addition the patients have to return many times to the clinicians for discussion of the equivocal test results. it is the required time and costs that frequently receive less attention in the management of psa screening. according to the european randomized study of screening for prostate cancer (erspc) in estimating the risk of prostate cancer, the probability of finding cancer by biopsy is 21% in a 65-year old man who has decided to undergo biopsy on the basis of a psa value of 4.0 ng/ml. if this man has a routine urological examination, comprising digital rectal examination (dre) and estimation of prostatic volume by transrectal ultrasonography (tu) or other methods, the expected value of biopsy results changes dramatically. if a normal dre is found without any suspicious lesions being found on tu, and the prostatic volume is 55 ml, the risk of a positive biopsy result decreases to 8%. if dre and tu results are abnormal, even with a prostatic volume of 25 ml, the risk of positive biopsy is 65%. therefore, inclusion of other results dramatically changes the indications for biopsy on the basis of psa tests. in view of the abovementioned factors, presumably the paradigm of psa screening is less in step with the priorities of health management. nevertheless, consideration for performing psa screening psa should not be ignored by assuming that it is of no benefit at all. however, the decision to perform psa screening should be made individually by patients who are clearly informed and after discussing it with their physicians, with consideration of various relevant factors. 3vol. 31 no.1 references 1. gelmann ep. complexities of prostate cancer risk. n engl j med 2008;358:961-3. 2. carter h. prostate cancers in men with low psa levels – must we find them? n engl j med 2004;350: 2292-4. 3. u.s. preventive services task force. screening for prostate cancer: u.s. preventive services task force recommendation statement. ann intern med 2008;149:185-91. 4. barry mj. screening for prostate cancer among men 75 years of age or older. n engl j med 2008;350:25156. 5. schwarttz lm, woloshin s, fowler fj jr, welch hg. enthusiasm for cancer screening in the united states. jama 2004;291:71-8. c:\users\universa medicina\docu 1 primary health care for all: lessons from its failure to achieve its goal and covid-19 erlangga yusuf department of medical microbiology and infectious diseases, erasmus mc university medical center, rotterdam, the netherlands according to the world health organization (who), primary health care (phc) can be defined as a whole-of-society approach to health and well-being, centered on the needs and preferences of individuals, f amilies and communities.(1) in the last five years, several major events occurred that emphasize the importance of and the need for phc. first, the publication of the united nations sustainable development goals (sdgs) in 2015.(2) one of the sdgs is to achieve universal health care (uhc). uhc means that all people can get access to health service without it resulting in financial hardship, and the who believes that phc is fundamental to achieving uhc.(3) second, a new international declaration on phc has been released in astana, kazakhstan, in 2018.(4) this is a new declaration and global commitment on phc, four decennia after the first declaration on phc in alma-ata, in the former soviet union. despite the great beginning that culminated in the alma-ata declaration, phc failed to reach the aim of 'health for all by 2000'. in the year 2000, there was still inequity in the access to health care.(5) part of this failure can be explained by the rivalry between the phc and the 'selective' phc proponents. the 'selective' phc concept was launched almost immediately after alma-ata in 1978. as the word 'selective' implies, selective phc covered only a narrow package of low-cost technical interventions to tackle the main disease problems of poor countries, for example by the introduction of growth monitoring, or al rehydration, breastfeeding, and immunization program (gobi). this was the reaction of the 'selective' phc supporters who considered that the broad phc was slow, and even impossible to achieve because it was too comprehensive and too optimistic. the division was even more difficult to reconcile since the choice of public health priorities in the 'selective' phc was done by policy makers (top down), which was exactly the contrary of what the phc was aiming, i.e. public participation. despite the phc failure to achieve health for all and the success of gobi, in the four decades since alma-ata, the recognition of the importance of the declaration's original vision for phc never really faded.(6) yet, it is clear that the commitment to phc from the government is needed more than ever, to make phc a success. regarding 'broad' phc versus 'selective' phc, it should be realized that broad phc can go hand in hand with 'selective' phc because they share many important beliefs. they both consider poverty, deprivation, malnutrition, lack of education, and a gross maldistribution of resources as important problems causing ill health.(7) similarly, they believe that cheap interventions could prevent many infant, child, and maternal deaths and some other illnesses and deaths. supporters of 'selective' phc put too much emphasis on economic aspects and costefficiency while they may forget that holistic approach and putting permanent infrastructure (as strived for in the original version of phc) has universa medicina january-april 2021 vol.40no.1 *email: angga.yusuf@gmail.com orcid id: 0000-0003-4779-2191 2 many other effects that cannot be measured using money and cur renc ie s, such as selfempowerment and happiness. it is important to end the discussion and to decide to choose one direction. broad phc is indeed ambitious. therefore, it can be expected that achieving properly functioning phc is a long, and painstaking process. let it grow at its own speed, and accept that the process is more an evolution than a revolution. at this moment, we are at the dawn of economic recession due to the corona virus disease of 2019 (covid-19) pandemic. the recession will hit many countries, including developing countries. it is not unthinkable that these countries are going to knock on the door of the international monetary fund (imf) in the future for a loan. in the past, the imf that is an institutional embodiment of neoliberalism (an idea that is shared by several supporters of 'selective' phc), requested structural adjustment policies to the countries that needed loans from it.(8) this approach may be counterproductive to the phc. the neoliberal idea puts emphasis on the minimum influence of governments and is associated with free-market capitalism and often with austerity. struc tural adj ustmen t policies r equired governments to reduce spending, including subsidies and investment in health care. the imf considered health as a commodity, for which fees should be paid for services. consequently, access to health care became limited. many countries have overlooked primary care services and the primary health-care strategy as the vehicle for tackling disease outbreaks.(9) in conclusion, phc failed to achieve 'health for all by 2000' but it has led to an unexpected twist with the success of 'selective' phc. the recent renewal of commitment from many governments of the world on phc in astana, kazakhstan in 2018 is the first important step in reaching uhc. the possible economic impact due to the covid-19 pandemic may pose a thr eat to phc and uhc, a nd should be anticipated. references 1. world health organization. primary health care. geneva: world health organization; 2019. 2. barredo l, agyepong i, liu g, reddy s. ensure healthy lives and promote well-being for all at all ages. un chronicle 2015;51:4. https://doi.org/ 10.18356/3bfe3cfa-en. 3. van weel c, kidd mr. why strengthening primary health care is essential to achieving universal health coverage. cmaj 2018; 190:e4636. doi: 10.1503/cmaj.170784. 4. world health organization. declaration on primary health care. astana: world health organization; 2018. 5. haider w. why health for all by 2000 policy (hfa 2000) failed to achieve its goal? ann king edw med univ 2019;25:1-3. 6. world health organization regional office for europe. from alma-ata to astana: primary health care reflecting on the past, transforming for the future. copenhagen, denmark: who regional office for europe; 2018. 7. world health organization. why is primary health care important? geneva: world health organization; 2019. https://www.who.int/newsroom/fact-sheets/detail/primary-health-care. 8. clift b. the imf and the politics of austerity in the wake of the global financial crisis. oxford: oxford university press; 2018. 9. rasanathana k, evans tg. primary health care, the declaration of astana and covid-19. bull world health organ 2020;98:801-8. doi: http:// dx.doi.org/10.2471/blt.20.252932. universa medicina january-april 2021 vol.40no.1 univ med 2021;40:1-2. doi: http://dx.doi.org/10.18051/univmed.2021.v40.1-2 c:\users\user\documents\41 no 2 101 reflections on the concept of sedentary behavior during the covid-19 pandemic leandro dragueta delfino* postgraduate program in movement sciences, são paulo state university/unesp, brazil the topic of sedentar y behavior has permeated the scientific community for some time now; however, the covid-19 pandemic resulted in increased sedentary time irrespective of loc kdown conditi ons or popula tion. (1 ) therefore, it is opportune to br ing some reflections on the concept of sedentary behavior, taking into account its literal, historical and teleological aspects. the acts of conceptualizing, which consists of defining something, and that of classifying, which is nothing more than separating and organizing by classes using some methodology or system, are human actions carried out to select significant data on a given theme. in addition to having a relevant didactic character, concepts and classifications deserve special attention in their elaboration, as they will compose a whole systematized set. according to young et al.,(2) the daily estimate of time spent by adults in different contexts of energy expenditure is: 8.3 hours in sleeping; 7.7 hours in sedentary behavior; 7.8 hours in light activities and 0.2 hours in moderate or vigorous physical activities. the importance of understanding the meanings of the concepts of sedentary behavior and light physical activity is evident, since 98% of an adult’s daily waking time is spent on these activities. sedentary behaviors are typically defined by physical activity with low energy expenditure, with a metabolic rate generally less than 1.5 metabolic equivalents of tasks (mets), and in a sitting or reclining posture.(3) the sedentary be h a vi o r re s e a r c h ne t wo r k ( sbrn) ( 4 ) suggested that journal editors formally define sedentary behavior as any waking behavior characterized by an energy expenditure of less than 1.5 met’s in a sitting, reclining or lying position. complementing the classification, there is physical activity of light intensity defined as any activity with energy expenditure between 1.5 and 3.0 mets; moderate intensity physical activity, any activity with a met value between 3.0 and 5.9; and that of vigorous intensity with values 6 met’s.(5) these consensus definitions, as presented here, were derived to assist with the standardization, or at least harmonization, of measurement procedures, data processing, and data analytics. this editorial aims to reflect the need to understand sedentary time and behavior, and their relationship(s) with health outcomes, and may be more important than ever with the emergence of the novel coronavirus 2019 disease (covid-19). coronavirus disease (covid-19) has severely impacted lifestyles worldwide. responses to covid-19 have intentionally been restricted to the factors that encourage regular and frequent physical activity (pa), namely opportunity, c apability and motivation. there is a universal need to address the low levels of physical activities postcovid-19. the consequences of decreased physical activity across all intensities has powerful, potentially recoverable impacts. it is evident that sedentary behavior is present day after day in the contemporary lifestyle, characterized by the high availability universa medicina may-august 2022 vol.41no.2 *email: ledragueta@hotmail.com orcid id: 0000-0002-5359-8910 102 of technologies that leads the individual to develop a monotonous life, with little movement and minimum physical effort;(4) in view of this, the fact that the concept of sedentary behavior is restricted to an activity with reduced energy expenditure only, and only in the lying, sitting or reclining position, not only seems inappropriate, but completely disregards the etymological and historical interpretation of the concept. in april 2020, over 50% of the global population were subj ect to some form of government restrictions, many of which may h a ve h a d un i nt e n d e d d e l e t e r io us h e a l t h consequences.(6) more specifically, homestay strategies may have increased sitting and screen time, due to children participating in online learning and adults working from home, whilst decreasing opportunities to break-up prolonged periods of sedentary time or behavior.(7) the “compendium of physical activities: classification of energy costs of human physical activities” provides a comprehensive list of physical activity met values for use in scoring physical activity questionnaires.(8) once a met value is obtained for a physical activity performed, an activity score can be computed. a physical activity score can be a simple ordinal number, with higher numbers reflecting greater levels of activity, or a volume score computed by multiplying the frequency in sessions per week (or month), minutes per session, and intensity of the activity recalled. the intensity often is expressed as mets. several activities are being classified as sedentary, simply because they are performed in the sitting position, not observing the energy expenditure, and at the same time there are activities that according to the criterion of energy expenditure are considered sedentary, but because they are performed in the orthostatic position, do not fit the concept due to the postural requirement. concepts and classifications must not give rise to any kind of uncertainty, inaccuracy and imprecision; in addition, the criteria and methods used to classify must not be applied to just one subject under any justification, as they distort the system; and the interpretation, to be well performed, must take into account the literal context of the word, as well as the historical (its representation in the past) and teleological context. for all the above the most plausible thing is to understand the concept of sedentary behavior as “any waking behavior characterized by an energy expenditure of 1.5 met’s or less”. acknowledgements funding source: this study was supported in part by the coordenação de aperfeiçoamento de pessoal de nível superior – capes (finance code 001). references 1. runacres a, mackintosh ka, knight rl, et al. impact of the covid-19 pandemic on sedentary time and behaviour in children and adults: a systematic review and meta-analysis. int j environ res public health 2021;18:11286. doi: 10.3390/ ijerph182111286. 2. young dr, hivert mf, alhassan s, et al. sedentary behavior and cardiovascular morbidity and mortality: a science advisory from the american heart association. circulation 2016; 134:e262-279. doi: 10.1161/cir.0000000000000440. 3. saunders tj, chaput jp, tremblay ms. sedentary behaviour as an emerging risk factor for cardiometabolic diseases in children and youth. can j diabetes 2014;38:53–61. doi: 10.1016/ j.jcjd.2013.08.266. 4. tremblay ms, aubert s, barnes jd, et al. sedentary behavior research network (sbrn) – terminology consensus project process and outcome. int j behav nutr phys act 2017;14: 75. doi: 10.1186/s12966-017-0525-8. 5. van der ploeg hp, hillsdon m. is sedentary behaviour just physical inactivity by another name? int j behav nutr phys act 2017;14:142. doi : 10.1186/s12966-017-0601-0. 6. world health organisation. coronavirus disease 2019 (covid-19) situation report 51; geneva (switzerland): world health organization;2020. 7. unicef for every children. rethinking screentime in the time of covid-19. new york: unicef; 2020. universa medicina may-august 2022 vol.41no.2 103 univ med 2022;41:101-3. doi: http://dx.doi.org/10.18051/univmed.2022.v41.101-103 8. ainsworth be, haskell wl, herrmann sd, et al. 2011 compendium of physical activities: a second update of codes and met values. med sci sports exerc 2011;43:1575-81. doi: 10.1249/mss. 0b013e31821ece12. universa medicina may-august 2022 vol.41no.2 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1298 c:\users\universa medicina\docu 187 being aware of the neurological manifestations of covid-19 infection basak atalay* department of radiology, istanbul medeniyet university, school of medicine the novel cor onavirus disease-2019 (covid-19) was first reported from china, but is unfortunately no longer restricted and has spread over all geographic areas.(1) the main symptoms of covid-19 infection are respiratory tract related. infected patients usually have symptoms such as fever, sore throat, and fatigue, and they may have atypical symptoms like headache, seizures, anosmia, stroke, and even impaired consciousness.(2,3) although most patients with covid-19 have a mild or moderate illness, up to 5-10% have a life-threatening disease course, with a mortality rate of about 2%.(4) strong evidence of an association between covid-19 infection and neur ological manifestations has been reported.(5) besides, the neurologic manifestations may be the initial presentation of covid-19 infection.(6) although it is now accepted that neurological involvement and complications may accompany, studies on this topic are being added to the literature every day. one of the most extensive systematic r eviews about neur ological manifestations of covid-19 infection involved 6335 patients from 49 studies. acute ischemic and hemorrhagic strokes or cerebral sinus venous thrombosis were the most common neurological complications, whereas headache, dizziness, nausea, vomiting, and confusion were the most common neurological symptoms. encephalopathy, encephalitis, oculomotor nerve palsy, anosmia, and guillain-barré syndrome were the other covid19 relevant neurological disorders.(5) while there have been attempts to explain the increased stroke rates in covid-19 patients by hypercoagulopathy that may have been induced by inflammation, this issue remains open to research.(7) other neurological findings can be explained by the passage of infected leukocytes through the blood-brain barrier or the direct olfactory pathway of the neurotropic virus.(8) once the body is in contact with the virus, a cytokine storm can be triggered by a dysregulated immune host response. this cytokine storm may lead to neurological diseases such as encephalitis or acute necrotizing encephalopathy.(9) with disseminated intravascular coagulation arterial and venous thromboembolic phenomena in the severely ill covid-19 patients have been reported.(10) also isolated sudden onset of anosmia has been reported as an early symptom of covid-19 infection. the interesting point is that covid-19 patients can have anosmia without signs of nasal obstruction and rhinorrhea. whether this is caused by damage to epithelial tissue or by retrograde transmission to the central nervous system is not clear yet.(11) de sp i t e e x t e n si ve d a t a on t ypi c a l respiratory signs of covid-19 infection, radiological data on neurological signs that may accompany or may be an initial finding are still lacking. in addition, many patients have not been evaluated by imaging and some have normal imaging findings. it is also difficult to obtain imaging, especially for patients in intensive care units. universa medicina september-december 2021 vol.40no.3 *e-mail: basak_hosgoren@yahoo.com orcid id: 0000-0003-3318-3555 invited editorial 188 the fact that patients with neurological findings or with worsening conditions during follow-up have been reported increasingly, awareness of complications such as stroke, encephalitis, and seizures, which are of vital importance, raises the importance of brain imaging and the role of the radiologist in terms of not only the detection of pulmonary infection findings but also brain involvement. at the beginning of the pandemic, people were asked not to visit hospitals, unless it was required, in our country as in the whole world, according to the restrictions and recommendations of the health ministry and social media to avoid covid-19 transmission and preserve hospital capacity. as a consequence, we observed a dec rease in both the numb er of hospi tal admissions and imaging. this situation, which we initially observed in non-covid hospital admissions, has gained a different dimension in this dynamic period where varied data are constantly flowing. with the increasing cases of covid-19 infection, a significant rise in the number of inpatients and intensive care patients was observed. in our practice, one of turkey's largest university hospitals, we also observed stroke, spontaneous intracerebral hemorrhage, meningitis, encephalitis, and signal intensity c h a n ge s amon g i ma gi n g mod a li t i e s. we experienced that the most common neurological c o mp l i c a ti on wa s s t r o ke a n d t ha t bo t h hemorrhagic and ischemic strokes could be seen. co ns i de r ing t h a t min i ma l o r t r a ns i e n t neurological findings such as transient ischemic attack (tia) can be neglected by patients and overlooked by clinicians, it is expected that we have seen more frequent stroke complications caused by large vessel occlusions. also, patients referred to the radiology department with a prediagnosis of headache, anosmia, tremor, move me nt d i so r d e r s , a nd s e izur e s w e r e evaluated for any abnormality on computed tomography (ct) or magnetic resonance (mr) imaging. nevertheless, most of the patients with these symptoms did not show abnormal findings on imaging. although the justification of neurovirulent potential seems to be speculative, the referring clinicians and radiologists should consider the possibility of central nervous system transmission and its possible sequelae in covid-19 patients with neurological symptoms. although the reasons for the tendency to thromboembolism and stroke, and also to the neurological manifestations are still not obvious, both the clinicians and radiologists should be aware of this possibility. the necessity of imaging of the brain is essential for an exact diagnosis. regardless of any direct or indirect neurological manifestations, the covid-19 pandemic has a huge impact on the management of neurological patients. using a global network with standardized protocols and common data elements is critical to facilitate further studies to under stand covid-19 neurological manifestations. references 1. zhu n, zhang d, wang w, et al. a novel coronavirus from patients with pneumonia in china, 2019. n engl j med 2020;382:727-33. doi: 10.1056/nejmoa2001017. 2. guan wj, ni zy, hu y, et al. on behalf of the china medical treatment expert group for covid19. clinical characteristics of coronavirus disease 2019 in china. n engl j med 2020;382:1708-20. doi: 10.1056/nejmoa2002032. 3. jiang f, deng l, zhang l, cai y, cheung cw, xia z. review of the clinical characteristics of coronavirus disease 2019 (covid-19). j gen intern med 2020;35:1545-9. doi: 10.1007/s11606020-05762-w. 4. gavriatopoulou m, ntanasis-stathopoulos i, korompoki e, et al. emerging treatment strategies for covid-19 infection. clin exp med 2021;21:167-79. doi: 10.1007/s10238-020-00671-y. 5. collantes mev, espiritu ai, sy mcc, anlacan vmm, jamora rdg. neurological manifestations in covid-19 infection: a systematic review and meta-analysis. can j neurol sci 2021;48:66-76. doi: 10.1017/cjn.2020.146. 6. singhania n, bansal s, singhania g. an atypical presentation of novel coronavirus disease 2019 (covid-19). am j med 2020;133:e365-e6. doi: 10.1016/j.amjmed.2020.03.026. 7. katal s, balakrishnan s, gholamrezanezhad a. neuroimaging and neurologic findings in covidatalay neurological manifestations of covid-19 infection 189 universa medicina vol.40no.3 19 and other coronavirus infections: a systematic review in 116 patients. j neuroradiol 2021;48:4350. doi: 10.1016/j.neurad.2020.06.007. 8. mankad k, perry md, mirsky dm, rossi a. covid-19: a primer for neuroradiologists. neuroradiology 2020;62:647-8. doi: 10.1007/ s00234-020-02437-5. 9. mehta p, mcauley df, brown m, et al. on behalf of the hlh across speciality collaboration, uk. covid-19: consider cytokine storm syndromes and immunosuppression. lancet 2020;395:10334. doi: 10.1016/s0140-6736(20)30628-0. 10. ma j, xia p, zhou y, et al. potential effect of blood purification therapy in reducing cytokine storm as a late complication of critically ill covid-19. clin immunol 2020 ;214:108408. doi: 10.1016/ j.clim.2020.108408. 11. aghagoli g, gallo marin b, katchur nj, chavessell f, asaad wf, murphy sa. neurological involvement in covid-19 and potential mechanisms: a review. neurocrit care 2020:1-10. doi: 10.1007/s12028-020-01049-4. univ med 2021;40:187-9. doi: http://dx.doi.org/10.18051/univmed.2021.v40.187-189 c:\users\universa medicina\docu 151 emerging zoonoses in indonesia: implication for the future toni wandra* directorate of postgraduate, sari mutiara indonesia university, medan, indonesia the world health organization (who) defines zoonotic diseases (zoonoses) as those diseases and infections which are naturally transmitted between vertebrate animals and humans.(1) more than 250 zoonoses have been described, over 60% of pathogens that cause diseases in humans are zoonoses, comprising 75% of emerging infectious diseases.(2) not all zoonotic diseases become pandemics, but most pandemics are caused by zoonoses and they have become characteristic of the anthropocene era.(3) joint consultation on emerging zoonotic diseases was provided by who, food and agr i c u l t ur e orga ni za t i on , a n d wor l d organization for animal health in geneva in 2004, and defined an emerging zoonosis as a pathogen that is newly recognized or newly evolved, or that has occurred previously but shows an increase in incidence or expansion in geographical, host or vector range. some agents causing such diseases may evolve further and become transmissible from human to human.(3) fa c t o r s in f l u e n c i ng zoo no s es c ompr i se ecological changes in the environment, intensive livestock farming and agriculture, international trade of exotic animals, the rapid increase in movements of humans and transportation, and urbanization that has disrupted the humananimal-environment interface.(4) pervasive evidence has shown that severe acute respiratory syndrome (sars), middle east respiratory syndrome (mers) and severe acute respiratory syndrome coronavirus-2 (sars-cov-2) have a bat origin and are transmitted to humans via intermediate hosts.(5) co nt r a r i ly, t h e r e c e n t p and e mi c o f cov id-1 9 h a s s h own t he p o te nt i a l of microorganisms from animal reservoirs to adapt to human hosts, and evolve further and become e f f e c t i ve ly a n d e s se nt i a l l y exc l u s ive l y transmissible from human to human.(3) as of 26 august 2020, the government of indonesia announced 160,165 confirmed cases of covid-19, 6,944 deaths and 115, 409 recovered cases from 485 districts across all 34 provinces. as of 26 august, most confirmed cases were in java: dki jakarta followed by east java, central java, and west java. south sulawesi is the only province outside java that is among the top five provinces in terms of the reported number of confirmed cases. java c o nt r ib u t ed 5 8. 4% o f t he t o t al c a se s i n indonesia.(6) since covid-19 was declared as a global pandemic on 11 march, 2020, social lives have been upended, and economic activities disrupted around the world, including in indonesia. key sectors such as the travel and tourism sector, and other services sectors have been affected.(7) covid-19 will presumably not be the last zoonotic pandemic,(3) such that reducing the risk of zoonotic outbreaks should be prioritized at all levels. therefore in 2005, the who western pacific region and the south-east asian region created asia pacific strategy for emerging diseases a nd public health emergencies (apsed). there must be close multisectoral universa medicina september-december 2020 vol.39no.3 *email: tony_wdr2009@yahoo.com orcid id: 0000-0002-4606-5411 152 cooperation, particularly between the health and agricultural sector at each level to prevent and control zoonoses.(8) on the other hand, one health is a concept that human and animal health are linked as important now as ever. the term one health was first introduced in 2003–2004 and was associated with the emergence of severe acute respiratory disease (sars) in early 2003 and by the spread of highly pathogenic avian influenza.(9) in indonesia, the presidential decree no 7/2020 on the acceleration of the country’s covid-19 handling, through a task force st e e r in g co u nc i l , a nd w a s a me n d e d b y presidential decree, no. 9/2020. the new decree mandates governors as members of the task force steering council to form a task force at the provincial levels to monitor and evaluate the implementation of the control program.(10) however, synergies in implementing the program and people’s awareness to adhere to the health protocols are needed as well as law e n f o r c e men t . t h e cov id -1 9 pa n d e mi c reminds us of the devastating effect that previous emerging diseases had in our history until the development of effective vaccines that greatly reduced the burden caused by those i nf e c ti on s . ( 1 1 ) in do n e si a mu st i mpr ove biosecurity measures and good hygiene at the human–animals interface and thus may impact the human health in the future. references 1. world health organization. zoonoses. available at: https://www.who.int/topics/zoonoses/en/. accessed july 30, 2020. 2. dahal r, kahn l. zoonotic diseases and one health approach. epidemiol 2014; 4: e115. doi: 10.4172/2161-1165.1000e115. 3. zoonoses: beyond the human–animal– environment interface. lancet 2020;396:1. [editorial]. 4. hassell jm, begon m, ward mj, fèvre em. urbanization and disease emergence: dynamics at the wildlife–livestock–human interface. trends ecol evol 2017;32:55–67. doi: 10.1016/j.tree.2016. 09.012: 10.1016/j.tree.2016.09.012. 5. ye zw, yuan s, yuen ks, fung sy, chan cp, jin dy. zoonotic origins of human coronaviruses. int j biol sci 2020;16:1686–97. doi: 10.7150/ ijbs.45472. 6. world health organization. coronavirus disease 2019 (covid-19): indonesia situation report – 22. available at: https://www.who.int/indonesia. accessed august 31, 2020. 7. asean integration monitoring directorate at the asean secretariat. asean policy brief: economic impact of covid-19 outbreak on asean. analysis and monitoring on finance and socio-economic;2020. 8. world health organization. asia pacific strategy for emerging diseases and public health emergencies (apsed iii): advancing implementation of the international health regulations (2005). manila, philippines: world health organization regional office for the western pacific; 2017. 9. mackenzie js, jeggo m. the one health approach – why is it so important? trop med infect dis 2019;4:88. doi: 10.3390/tropicalmed4020088. 10. office of assistant to deputy cabinet secretary for state documents & translation. gov’t declares covid-19 pandemic as national disaster. jakarta pusat: cabinet secretariat of the republic of indonesia; 2020. 11. florindo hf, kleiner r, vaskovich-koubi d, et al. immune-mediated approaches against covid-19. nature nanotechnol 2020;15:630–45. https:// doi.org/10.1038/s41565-020-0732-3. universa medicina september-december 2020 vol.39no.3 univ med 2020;39:151-2. doi: http://dx.doi.org/10.18051/univmed.2020.v39.151-152 c:\users\user\documents\editori 71 real-time polymerase chain reaction for detecting sars-cov-2 in indonesia: are the results reliable? monica dwi hartanti* department of medical biology, faculty of medicine, trisakti university since it was first reported in wuhan, china, in december 2019, coronavirus disease 2019 ( co v id-19 ) ha s b ee n c o n si d e r e d a s a pandemic. (1 ) it is caused by sever e acute respiratory syndrome coronavirus 2 (sarscov-2), a member of the coronavirus family.(1) in indonesia, this disease was first detected in the beginning of march 2020 and has been spreading in 34 provinces and more than 417 districts all over indonesia, with more than 27,000 confirmed cases and a case fatality rate of around 6%.(2-3) the indonesian government has implemented several strategies in order to slow d own t he s pr e a d o f cov id -19, s uc h a s promoting social distancing, implementing largescale social restriction, providing personal protection equipment for health workers, adding hospitals for treating covid-19 patients, and improving diagnostic management. currently the most widely used method of confirming covid19 cases is real-time pcr. the term "polymerase chain reaction" was first introduced in 1985 in a paper written by saiki et al.(4) the general concept of pcr involves primers, dna polymerase, nucleotides, ions, and dna template and consists of cycles t ha t c o mpr i s e 3 s te ps , wh i ch a r e dna denaturation, primer annealing, and extension. pcr h a s ind e e d p r o vi d e d a si gn i f i c a n t contribution to the development of biomedical research. however, the most fundamental change in pcr application was the introduction of the concept of real-time pcr. real-time pcr or quantitative pcr (qpcr) is a method of quantifying the amplified nucleic acid present in a sample in real time using a fluorescent dye or fluorescent-labeled oligos. the fluorescence will be measured after each cycle and the fluorescent signal intensity denotes the amount of transient dna amplicons in a sample at that particular time. the intensity of the fluorescent signal will be below the detectable level at the beginning of cycles due to background signals. once it increases above the level, the intensity corresponds proportionally to the preliminary number of dna molecules in the sample. this is the point where the absolute quantity of target dna in the sample is measured based on a calibration curve created by serial diluted standard s amples with known concentrations. this point is known as the quantification cycle (cq) or the cycle threshold (ct). the quantitative real-time pcr is known to play a critical role in detecting and quantifying viral pathogens due to its appropriate sensitivity and specificity, as well as fast and highthroughput results compared to other methods, s uc h a s e lisa a n d c u lt u r e me t ho ds . ( 5 ) additionally, cross-contamination can be avoided because qpcr does not require further sample ma ni p u la ti o n a f t e r th e a mp li f i c a t i on . furthermore, its ability to amplify several targets in a single reaction makes that users can include internal amplification controls in one run. the multiplexing option is essential for detection and universa medicina may-august 2020 vol.39no.2 *department of medical biology, faculty of medicine, trisakti university jl. kyai tapa no.260, grogol, jakarta barat email: mdhartanti@trisakti.ac.id orcid id: 0000-0001-7542-6434 72 quantification in diagnostic qpcr assays that rely on the inclusion of internal amplification controls. ac c or din g t o t h e wor ld he a lt h organization (who), one-step quantitative realtime pcr (qrt-pcr) assays have become a standard assessment for identifying sars-cov2 in suspected patients.(6) covid-19 cases are confirmed by detecting unique sequences of viral rna by nucleic acid amplification tests such as qrt-pcr. the targeted viral genes so far include the three genes that encode structural proteins; n (nucleocapsid), e (envelope), and s (spike), as well as the rna-dependent rna polymerase (rdrp) gene that plays critical roles in viral rna synthesis. rna extraction should be done in a biosafety cabinet. it seems that qrt-pcr is the most widely used and preferred method for confirming covid-19 cases. the only critical problem regarding the real-time pcr test would be any possibility of false negative or false positive results. it has been reported that a patient in wuhan, china, had three negative sars-cov2 rt-pcr testing results within 3 weeks before showing positive results for both rt-qpcr and next generation sequencing (ngs) testing from bronchoalveolar lavage fluid (balf) samples.(7) another study in wuhan reported that 21 of 70 hospitalized covid-19 patients with two consecutive negative results had positive results for the third testing.(8) what would be causing these false negative results? there are several factors that are thought to be related to the inconsistency of qpcr results. firstly, the primers. those used in qrt-pcr can be influenced by the variant of viral rna sequences, leading to the discrepancy of the results. there are 3 strains of sars-cov-2 that have been identified, type a, b, and c.(9) a recent study shows that the strain of sars-cov-2 in indonesia is different from those three strains, with mutation sites in the s protein and open reading frame (orf) protein.(10) primers that are able to detect the indonesian sars-cov-2 strains are needed to produce accurate and consistent results. secondly, the laboratory practice standards and personnel skills. qrt-pcr is a method that requires skills in the relevant technical procedures, such as pipetting skills. additionally, safety procedures must be implemented in running this method in at least a biosafety level 2 laboratory. there are 148 laboratories across indonesia that have been certified to perform this test and more than 200,000 samples have been tested so far (as of 2 june 2020).(2) lastly, sampling procedures, such as sample types, collecting timing and tools, and sampling transfer. the sample should be collected from the upper (nasopharyngeal and oropharyngeal swab) and/or lower respiratory tracts (sputum and/or endotracheal aspirate or bronchoalveolar lavage).(11) the collection time must be carefully determined due to different viral load kinetics of sars-cov-2 in different patients, leading to different results.(7) dacron or polyester flocked swabs should be used for collecting samples and the latter must be transferred to the laboratory at 2-8°c as soon as possible after collection to prevent interference by inhibitors in the sample.(11) indonesia has been able to identify more than 27,000 sars-cov-2 positive samples from 237,947 total samples (as of 2 june 2020) using qrt-pcr methods (equal to 0.03 test per thousand inhabitants) and the recovery numbers have been increased to almost 8,000 cases.(2,3) thus, the results of qrt-pcr have been used to confirm many suspected covid-19 cases in indonesia. however, the interpretation of the results must be made cautiously. negative results with clinical characteristics of covid19 must be followed by multiple sample types at various points of time. it is worth noting that the combination of qrt-pcr results and clinical feat ures s hould a lways be c on sidere d in managing the disease. good laboratory practice standards must be implemented in testing samples of covid-19 cases to improve the resulting quality and reduce the inconsistency. universa medicina september-december 2019 vol.38no.3 73 references 1. world health organization. covid 19 public health emergency of international concern (pheic). geneva: world health organization; 2020. 2. corona disease mitigation acceleration task force. covid-19 in indonesia (2 june 2020). jakarta: corona disease mitigation acceleration task force;2020. 3. hasell j, ortiz-ospina e, mathieu e, et al. coronavirus (covid-19) testing. our world in data;2020. 4. saiki rk, scharf s, faloona f, et al. enzymatic amplification of beta-globin genomic sequences and restriction site analysis for diagnosis of sickle cell anemia. science 1985;230:1350-4. doi: 10.1126/ science.2999980. 5. shen m, zhou y, ye j, et al. recent advances and perspectives of nucleic acid detection for coronavirus. j pharm anal 2020;10:97-101. https:/ /doi.org/10.1016/j.jpha.2020.02.010. 6. world health organization. laboratory testing for coronavirus disease 2019 (covid-19) in suspected human cases: interim guidance. geneva: world health organization;2020. 7. wang y, kang h, liu x, tong z. combination of rt-qpcr testing and clinical features for diagnosis of covid-19 facilitates management of sars-cov-2 outbreak. j med virol 2020;1-2. doi: 10.1002/jmv.25721. 8. xiao at, tong yx, gao c, et al. dynamic profile of rt-pcr findings from 301 covid-19 patients in wuhan, china: a descriptive study. j clin virol 2020;104346.https://doi.org/10.1016/j.jcv.2020. 104346. 9. forster p, forster l, renfrew c, forster m. phylogenetic network analysis of sars-cov-2 genomes. proc natl acad sci usa 2020; 117:92413. doi: 10.1073/pnas.2004999117. 10. global initiative on sharing all influenza data. genomic epidemiology of hcov-19. bonn: global initiative on sharing all influenza data (gisaid), 2020. 11. pengurus pusat perhimpunan dokter spesialis patologi klinik dan kedokteran laboratorium indonesia. manajemen spesimen dan diagnosis laboratorium kasus suspek 2019-ncov;2020. univ med 2020;39:71-3. doi: http://dx.doi.org/10.18051/univmed.2020.v39.71-73 universa medicina january-april vol.42no.1, 2023 invited editorial potential role of probiotic supplementation in cognitive improvement and other metabolic biomarkers phakkharawat sittiprapaporn head, neuropsychological research laboratory head, neuroscience research center school of anti-aging and regenerative medicine, mae fah luang university, bangkok, thailand gut dysbiosis and changes in gut homeostasis, which are linked to a number of physical and mental problems, affect the connection between the gut and the brain. probiotics are considered dietary supplements that can be used to treat mental illnesses and cognitive issues. probiotics are live bacteria that, when consumed in sufficient quantities, benefit the host's health. probiotics can improve cognitive performance by improving the gut-brain axis and the microbial environment in the gut.(1) cognitive development refers to a child's ability to think, reason, and use language, all of which are necessary for their overall development. attention deficit/ hyperactivity disorder (adhd) is the most common problem with a child's brain development, which occurs in parallel to the child's cognition. attention deficit/hyperactivity disorder is caused by a number of factors, of which gut homeostasis and gut microbiota are two of the most important ones.(1) fukngoen et al.(1) recently investigated the effect of lactobacillus paracasei hii01 on the attention state of healthy children as well as changes in representative neuroinflammatory markers. they predicted that taking lactobacillus paracasei hii01 could reduce the risk of developing neuropsychiatric disorders. ten healthy young thai children were given 109 cfu of lactobacillus paracasei hii01 daily for 12 weeks in this study. the go/no-go activities were used to assess changes in attention state. changes in brain waves were also tracked using electroencephalographic (eeg) recordings. quinolinic acid (qa, a tryptophan metabolite), and 5-hydroxyindoleacetic acid (5-hiaa, a serotonin metabolite), were measured in urine at the start of the study and 12 weeks later. both the qa and 5-hiaa concentrations significantly decreased and increased, respectively. the qa/5hiaa ratio also decreased significantly. according to the go/no-go test, the percentages of go accuracy and go error increased and decreased dramatically, respectively. in terms of eeg data, theta, alpha, and beta waves were significantly changed between the study's baseline and 12th week. the data revealed that lactobacillus paracasei hii01 may improve gut flora and oscillatory brain activity, hence preserving the attention states of persons.(1) urbanization influences our way of life, especially in fast-paced environments where we are more prone to stress. it is believed that stress management increases longevity. the use of probiotics for psychological treatment is supported by a small body of diversely established evidence.(2) there are currently few studies on the use of synbiotics to reduce stress in stressed subjects. lalitsuradej et al.(2) recently investigated how synbiotics affected stress levels in a thai population. a thai stress test (tst) was used to screen 32 people and determine how stressed they were. participants were divided into two groups: stressed and *email: wichian.sit@mfu.ac.th orcid id: 0000-0002-4103-9396 1 mailto:wichian.sit@mfu.ac.th https://orcid.org/0000-0002-4103-9396 2 non-stressed. synbiotic preparation contained 10g of prebiotics (5g galacto-oligosaccharides (gos) and 5g oligofructose (fos)), and a combination of 2 probiotic strains at a total concentration of 1 x 1010 cfu/day (5.0 x 109 cfu of lactobacillus paracasei hii01 and 5.0 x 10 9 cfu of bifidobacterium animalis subsp. lactis). all parameters were measured at the start of the trial and again after the 12th week. synbiotics significantly reduced the negative and positive tst scale scores in the stressed group, but increased the corresponding scores in the nonstressed group (p<0.05).(2) synbiotics significantly decreased tryptophan levels in the non-stressed group (p<0.05), but significantly increased levels of dehydroepiandrosterone sulfate (dhea-s), tumor necrosis factor-α ( tnf-α), 5hydroxyindoleacetic acid (5-hiaa), short-chain fatty acids (scfas), acetate, and propionate. both gr oups had lower levels of cortisol and lipopolysaccharide (lps), but higher levels of interleukin-10 (il-10) and immunoglobulin a (iga). the synbiotics administration slightly improved stress status in the stressed group but not in the non-stressed group.(2) obesity, dyslipidemia, hypertension, and glucose intolerance are metabolic conditions that incr ease the risk of type 2 dia betes and cardiovascular disease. according to emerging evidence, microbiota may play an important role in human health and disease, including digestion, energy and gluc ose metabolism, immunomodulation, and brain function. obesity is becoming more common, and the primary causes are overly processed diets and sedentary lifestyles. furthermore, hypercholesterolemia is a major contributor to cardiovascular disease. probiotics may ben efit patients with hypercholesterolemia by lowering their high blood lipid levels.(3) chaiyasut et al.(3) recently proposed a method for comprehending and elucidating the synergistic role of prebiotics and probiotics in the treatment of obesity. obese thai people were tested for biomarkers of obesity such as cholesterol, gut permeability, oxidative stress, bacterial toxins, cytokines, and short-chain fatty acids after being given a synbiotic supplement containing lac tobacillus paracasei, bifidobacterium longum, bifidobacterium breve, inulin, and fructooligosaccharide. the results showed that including synbiotics in one's diet had a significant and positive effect on biomarkers linked to obesity.(3) in another study, chaiyasut et al.(4) investigated 52 subjects randomly divided into two gr oups, the lactobacillus paracasei hii01 treatment group and the placebo group, to understand how lac tobacillus paracasei hii01 affec ts cholesterol, oxidative stress, and other indicators. the study was conducted over a 12-week supplemental intervention period. lactobacillus paracasei hii01 significantly improved the subjects' high density lipoprotein (hdl), total antioxidant capacity (tac), and propionic acid levels while significantly lowering their total cholesterol (tch), triglycerides (tgs), tumor necrosis factor-α (tnf), and lipopolysaccharide (lps). the findings suggest that lactobacillus paracasei hii01 improves blood lipid profiles and reduce s oxidative stress in thai hypercholesterolemic subjects.(4) bacteria, poisons, and allergens are prevented from diffusing into surrounding tissue and the circulatory system by the integrity of the intestines. inflammation, gastrointestinal issues, neurological diseases, and neurodegenerative disorders are just a few of the minor to major health issues that can arise as a result of intestinal integrity damage.(5) it is essential to maintain a healthy gut barrier function in order to preserve health. protecting and restoring intestinal permeability in vitro and in vivo are known features of probiotics. multiple strains of probiotics are more effective in protecting the body than a single strain. the e ff ects of pr obiotic supplementation on intestinal permeability, lipid profile, obesity index, and metabolic indicators in elderly thai participants were recently analyzed by chaiyasut et al. (5 ) t he pr obiotic supplementation included lac toba cillus paracasei hii01, bifidobacterium breve, and bifidobacterium longum. the r esults universa medicina 3 univ med 2023;42:1-3. doi: http://dx.doi.org/10.18051/univmed.2023.v42.1-3 demonstrated that supplementation with the investigated probiotics significantly boosted highdensity lipoprotein (hdl) cholesterol (up to 48%) and enhanced the function of the intestinal barrier. furthermore, the intervention increased shortchain fatty acid levels as well as anthropometric indicators associated with obesity in humans. this study began with the goal of developing probioticbased health supplements as an adjunctive therapy for a variety of metabolic diseases.(5) in contrast, a randomised, double-blind, placebocontrolled trial to assess whether a 12-week b. breve a1 supplementation could affect the cognitive function of elderly subjects with memory complaints, showed that no significant intergroup difference was observed in terms of changes in scores from the baseline scores.(6) the recent studies' restricted sample size, the questionnaire about eating habits, exercise, work activity, and overcoming the disease, the lack of extended follow-up, and microbiome analysis, must be supported by further studies. to prove probiotics' benefits and develop health supplements to treat metabolic illnesses, more research is needed. references 1. fukngoen, p, sivamaruthi, bs, sirilun, s, et al. the influence of lactobacillus paracasei hii01 supplementation on performance in attention (go/ no-go) tasks and quinolinic acid and 5hydroxyindoleacetic acid levels in thai childrena preliminary study. appl sci 2022;12:5658. https:/ /doi.org/10.3390/app12115658. 2. lalitsuradej e, sirilun s, sittiprapaporn p, et al. the effects of synbiotics administration on stress related parameters in thai subjects: a preliminary study. foods 2022;11:759. https://doi.org/10.3390/ foods11050759. 3. chaiyasut c, sivamaruthi bs, kesika p, et al. synbiotic supplementation improves obesity index and metabolic biomarkers in thai obese adults: a randomized clinical trial. foods 2021; 10:1580. https://doi.org/10.3390/foods10071580. 4. chaiyasut c, tirawat y, sivamaruthi bs, et al. effect of lactobacillus paracasei hii01 supplementation on total cholesterol, and on the parameters of lipid and carbohydrate metabolism, oxidative stress, inflammation and digestion in thai hypercholesterolemic subjects. appl sci 2021;11:4333. https://doi.org/10.3390/ app11104333. 5. chaiyasut c, sivamaruthi bs, lailerd n, et al. probiotics supplementation improves intestinal permeability, obesity index and metabolic biomarkers in elderly thai subjects: a randomized controlled trial. foods 2022;11:268. https:// doi.org/10.3390/foods11030268. 6. kobayashi y, kuhara t, oki m, xiao jz. effects of bifidobacterium breve a1 on the cognitive function of older adults with memory complaints: a randomised, double-blind, placebo-controlled trial. benef microbes 2019;10:511-20. https:// doi.org/10.3920/bm2018.0170. january-april 2023 vol.42 no.1 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1410 january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 effect of hypnotherapy on prolactin level in women after cesarean section supriyadi hari respati1 *, risang bhaskoro1 , eric edwin yuliantara1 , uki retno budihastuti1 , and debree septiawan2 abstract background postpartum depression occurs in women after cesarean section, due to increased cortisol and decreased prolactin levels, leading to delayed breast milk production. hypnotherapy is one of the most effective and efficient complementary therapy options for reducing postpartum depression. hypnotherapy increases oxytocin secretion from the paraventricular nucleus of the anterior pituitary gland, decreases cortisol levels, and increases prolactin, thereby increasing breast milk production. this study evaluates hypnotherapy’s effect on prolactin levels after a cesarean section. methods this study was an experimental non-blinded randomized controlled trial with a post-test-only control group design conducted at dr. moewardi general hospital and uns hospital. a total of 20 post-cesarean -section women were included in the study. they were randomized into two groups, a group i: given hypnotherapy, and group 2: the control group (without hypnotherapy). both groups were tested for prolactin levels. group i received hypnotherapy 6 to 12 hours post-cesarean section, and study participants were confirmed to be unaffected by the anesthetic. data analysis used the independent t-test and p<0.05. results at baseline, there was no significant difference in age, parity, and indication for cesarean section between the hypnotherapy and the control groups (p>0.05). after intervention, the mean prolactin level was higher in the hypnotherapy group (247.6 ± 81.1 ng/ml) compared to the control group (120.1 ± 55.4 ng/ml) (p<0.001). conclusion hypnotherapy increases post-cesarean prolactin levels compared to the controls. our findings open up a wide range of potential hypnotic applications among women with postpartum depression. keywords: cesarean section, hypnotherapy, prolactin, breastfeeding 1department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ dr. moewardi hospital, jawa tengah, indonesia 2department of psychiatry, faculty of medicine, universitas sebelas maret/ dr. moewardi hospital, jawa tengah, indonesia *correspondence: supriyadi hari respati department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ dr. moewardi hospital, jawa tengah, indonesia email: sp.obgin@staff.uns.ac.id orcid id: 0000-0001-7210-996x date of first submission, september 13, 2022 date of final revised submission, january 7, 2023 date of acceptance, january 16, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 6 doi: http://dx.doi.org/10.18051/univmed.2023.v42:6-11 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1373 cite this article as: respati sh, b has koro r, yuliantara ee, budihastuti ur, septiawan d. effect of hypnotherapy on prolactin level in women after cesarean section. univ med 2023 ;42:6-11. doi: 10.18051/ univmed.2023.v42:6-11. mailto:sp.obgin@staff.uns.ac.id https://orcid.org/0000-0001-7210-996x https://orcid.org/0000-0002-7722-4016 https://orcid.org/0000-0001-7622-3380 https://orcid.org/0000-0003-0611-7464 https://orcid.org/0000-0002-4631-6268 7 univ med vol. 42 no. 1 introduction a cesarean section is the birth of an infant by surgery on the abdomen (laparotomy) and the uterus (hysterotomy). cesarean sections are increasing significantly worldwide.(1,2) between 1990 and 2014, an analysis of 121 countries found that cesarean section rates increased by 12.4% (from 6.7% to 19.1%), with an average annual increase rate of 4.4%.(3) in 2018, indonesia’s cesarean section rate was 17.6%.(4) cesarean delivery carries a higher risk of postpartum mood disorders for women than does vaginal delivery.(5,6) in one study, postpartum depression occurred in 21.1% (43 of 205) of patients who had undergone elective cesarean section. increased risk of postpartum depression is associated with increased preoperative anxiety, pain scores, central sensitization, and decreased need for analgesics.(5) maternal psychological stress is associated with an increase in postpartum cortisol levels, interfering with the regulation of oxytocin and prolactin, which can affect the frequency and duration of breastfeeding.(7) breastfeeding mothers who had undergone elective cesarean section had lower l actation rates than breastfeeding mothers who gave birth vaginally.(8) the combination of depressive symptoms and difficulty in breastfeeding can ultimately affect the duration and su ccess of exclusive breastfeeding.(7) hypnotherapy significantly affects the optimization of postpartum maternal colostrum on the first day due to the release of endorphins (hormones that support prolactin secretion).(9) a previous study stated that there were significant differences in depression and anxiety symptoms in the two months postpartum, with control group results being higher than those of the experimental gr oup who underwen t hypnosis during pregnancy.(10) one study reported that the combination of hypnotherapy and acupressure reduced anxiety and pain levels significantly in post-c esar ean mothers, ther eby implying increased breast milk production.(11) prolactin levels increased significantly in postpartum mothers who received oxytocin massage and breast care compared to the control group.(12) psychological symptoms during pregnancy, such as depression, can potentially cause postpartum depression.(13) a systematic review showed that the hypnosis-based interventions improved women’s emotional experiences and outlook towards birth, with less anxiety, increased satisfaction, fewer birth interventions, more postnatal well-being, and better childbirth experience. (1 4) however, recent literature suggests the effectiveness of hypnosis in alleviating postpartum psychological symptoms, such as anxiety and depression.(10) although a correlation between the amount of milk produced and the maternal prolactin level is not yet well established, it remains high in nursing mothers, with peaks in response to breastfeeding.(15) considering all this, this study aims to evaluate the effects of hypnotherapy in raising prolactin levels in post-cesarean patients. methods research design this study used an experimental non-blinded randomized controlled trial with a post-test-only control group design to determine the effects of hypnotherapy on prolactin levels in post-cesarean patients. the study was conducted at dr. moewardi general hospital and uns hospital. the research duration was from march 2022 to may 2022. study subjects the study population was post-cesarean section patients treated at dr. mewardi general hospital and uns hospital. research subjects were taken from those who met the inclusion and exclusion criteria. inclusion criteria: post-cesarean -section patients, patients undergoing cesarean section under spinal anesthesia, patients without hearing loss, and patients who can attend hypnotherapy sessions. exclusion criteria: patients with complications of other diseases and 8 a previous history of mental disorders. twenty subjects involved in the study were divided randomly into two groups (10 subjects in the hypnotherapy group and 10 subjects in the control group). the sample size was calculated using comparing two means formula with effect size=0.9, α=0.05, =0.2, and the optimum number of subjects was 10 for each group. intervention the treatment gr oup underwent a hypnotherapy intervention 6-12 hours after the cesarean section to confirm that they were unaffected by anesthesia. hypnotherapy is carried out once, after which audio recordings are used before bedtime and in the morning after waking up. hypnotherapy interventions are carried out by a psychiatrist with expertise in hypnotherapy. hypnotherapy is carried out through the following procedures: providing information to the patient to obtain her informed consent for hypnotherapy, explaining hypnothe r apy, indications, contraindications, and side ef fects of hypnotherapy so that the patient understands the action to be performed, conducting a suggestibility test to test/find out the patient’s response to specific suggestions, and choosing the strategy to be used and training to enter a trance/hypnosis condition, induction (method for transferring the patient from the conscious state of mind to the subconscious state). during this phase, the patient must organize physical and psychological relaxation so that the patient is in a trance), trance deepening (to bring the patient to a deeper subconscious state), suggestion (to induce a feeling of calmness and reduce anxiety), termination (r eturn the patie nt to full consciousness). the control group did not receive hypnotherapy treatment. laboratory analysis prolactin hormone levels were evaluated in the hypnotherapy group and the control group. first, a 5-ml blood sample was taken. then, it is allowed to stand for 15 minutes and centrifuged at 3000 rpm for 15 minutes. next, it is sent in a cooler bag within 24 hours to the laboratory to measure the level of prolactin in the blood on the condition that the sample should not be frozen. statistical analysis the research data were analyzed using the ibm spss version 22 statistical application. in addition, normality tests were carried out. finally, because the data distribution was normal, an independent t-test was used to analyze the data. ethical clearance this study was approved by the ethical health research commission of the dr. moewardi hospital, surakarta, jawa tengah, indonesia, under no. 352/ iii/ hrec/ 2022, dated march 18, 2022. results a total of 20 subjects participated in the study and were randomized into the hypnotherapy (n=10) a nd control gr oups ( n=10). t he hypnotherapy subjects were given hypnotherapy intervention 6-12 hours after the cesarean section to confirm that they were unaffe cted by anesthesia (figure 1). at baseline, there was no significant difference in age, education, occupation, parity, history, indication for cesarean section, height, weight, and bmi between the hypnotherapy and the control groups (p>0.05) (table 1). after treatment mean prolactin level in the hypnotherapy group (247.6 ± 81.1 mg/dl) was significantly higher than that in the control group (120.1 ± 55.4 mg/dl) (p=0.001) (data not shown). discussion this study showed that hypnotherapy may increase prolactin levels in patients who have undergone cesarean section, compared to those not receiving hypnotherapy. this is consistent with a study by anuhgera et al.,(9) which states that hypnotherapy is more effective than acupressure in stimulating the production of the hormone prolactin and the production of breast milk in women who give birth by cesarean section. respati , bhaskoro, yuliantara, et al post-cesarean hypnotherapy 9 univ med vol. 42 no. 1 variable hypnotherapy (n=10) control (n=10) p value age (years) 28.90 ±7.23 29.60 ± 3.77 0.789 parity primipara 2 (20) 6 (60) 0.068 multipara 8 (80) 4 (40) history cesarean section history 6 (60) 3 (30) 0.178 primary 4 (40) 7 (70) indication for cesarean section elective 4 (40) 2 (20) 0.329 emergency 6 (60) 8 (80) weight (kg) 58.20 ±18.22 60.70 ±13.16 0.729 height (cm) 152.70 ± 5.77 152.20 ± 6.00 0.851 bmi (kg/m2) 20.95 ± 7.22 26.55 ± 4.89 0.631 education junior high school 2 (20) 1 (10) 0.480 senior high school 4 (40) 3 (30) diploma 3 3 (30) 2 (20) bachelor 1 (10) 4 (40) occupation civil servant 0 (0) 2 (20) 0.315 private employee 3 (30) 4 (40) housewife 6 (60) 4 (40) farmer 1 (10) 0 (0) table 1. distribution of several characteristics of the research subjects by treatment groups at baseline *significant at p<0.05; bmi: body mass index; data presented as mean ± sd and n (%) figure 1. flow diagram of the participants 10 based on research conducted by findik et al.,(13) post-cesarean pain and anxiety adversely affect milk production. postpartum pain and anxiety were lower with vaginal delivery than with cesarean delivery. epinephrine release increases during cesarean section and reduces the release of oxytocin, which in turn inhibits milk production and delays the onset of lactation. stress activates the hypothalamic–pituitary– adrenal (hpa) axis and triggers the release of corticotrophin releasing hormone (crh) in the paraventricular nucleus (pvn), which will increase the secretion of adrenocorticotrophin (act h) from the a nterior pituitary. adrenocorticotrophin will induce the release of cortisol and reduce prolactin secretion.(16–18) in addition, stress can indirectly inhibit prolactin through sympathetic activation. prola ctin deficiency can cause lactation problems.(19,20) hypnotherapy is therapy that uses hypnosis to work on the subconscious mind. hypnotherapy brings joy, contentment, relief, and peace to patients after cesarean delivery. in addition, hypnosis can also reduce stress. cortisol levels can drop very low during hypnotherapy,(21–23) showing that there is a relationship between hypnotherapy and the hpa axis. hypnotherapy has a statistically significant effect in lowering serum cortisol levels in patients.(19) hypnotherapy may affect maternal beliefs, although temporarily, in the form of effective attention focus control, especially for breastfeeding. this effect will reduce depression and affect the hormonal axis. our study did not measure prolactin levels at baseline because research funding was limited, and this was not a routine post-cesarean test. therefore, there was no data on prolactin levels before administering hypnotherapy. high prolactin levels increase breast milk production, reduce low birth weight infants and infant mortality, and support exclusive breastfeeding. we suggest to reduce the use of drugs to raise prolactin levels, make patients more relaxed, and reduce trauma after cesarean delivery. conclusions this study demonstrated that hypnotherapy after cesarean delivery increased prolactin levels. in addition, hypnosis-based interventions improve women’s experience after cesarean section. conflict of interest no relevant disclosures. acknowledgment we thank the director of dr. moewardi general hospital f or his permission and cooperation. contributors shr drafted the manuscript. rb contributed to data collection. all authors contributed to the analysis and interpretation of the data. shr, eey, urb, and ds contributed to critically revising the manuscript for critical intellectual content. all authors have read and approved the final manuscript. references 1. mengesha mb, adhanu hh, weldegeorges da, et al. maternal and fetal outcomes of cesarean delivery and factors associated with its unfavorable management outcomes in ayder specialized comprehensive hospital, mekelle, tigray, ethiopia, 2017. bmc res notes 2019;12:4– 9. doi: 10.1186/s13104-019-4690-5. 2. boerma t, ronsmans c, melesse dy, et al. global epidemiology of use of and disparities in caesarean sections. lancet 2018;392:1341–8. doi: 10.1016/s0140-6736(18)31928-7. 3. betrán ap, ye j, moller ab, zhang j, gülmezoglu am, torloni mr. the increasing trend in caesarean section rates: global, regional and national estimates: 1990-2014. plos one 2016;11:1–12. doi: 10.1371/journal.pone.0148343. 4. kementrian kesehatan republik indonesia/ kemenkes ri. laporan nasional riskesdas respati , bhaskoro, yuliantara, et al post-cesarean hypnotherapy 11 univ med vol. 42 no. 1 2018. badan penelitian dan pengembangan kesehatan. jakarta: badan penelitian dan pengembangan kesehatan; 2018. 5. chan clj, tan cw, chan jji, et al. factors associated with the development of postnatal depression after cesarean delivery: a prospective study. neuropsychiatr dis treat 2020;16:715–27. doi: 10.2147/ndt.s241984. 6. benton m, salter a, tape n, wilkinson c, turnbull d. women’s psychosocial outcomes following an emergency caesarean section: a systematic literature review. bmc pregnancy childbirth 2019;19. doi: 10.1186/s12884-019-2687-7. 7. mohd shukri nh, wells jck, fewtrell m. the effectiveness of interventions using relaxation therapy to improve breastfeeding outcomes: a systematic review. matern child nutr 2018;14: e12563. doi: 10.1111/mcn.12563. 8. ýsik y, dag zo, tulmac ob, pek e. early postpartum lactation effects of cesarean and vaginal birth. ginekol pol 2016;87:426–30. doi: 10.5603/gp.2016.0020. 9. anuhgera de, kuncoro t, sumarni s, mardiyono m, suwondo a. hypnotherapy is more effective than acupressure in the production of prolactin hormone and breast milk among women having given birth with caesarean section. med sci int med j 2017;1. doi: 10.5455/medscience.2017. 06.8659. 10. beevi z, low wy, hassan j. the effectiveness of hypnosis intervention in alleviating postpartum psychological symptoms. am j clin hypn 2019; 61:409–25. doi: 10.1080/00029157.2018.1538870. 11. anuhgera de, kuncoro t, sumarni s, mardiyono, suwondo a. effect of combination of hypnobreastfeeding and acupressure on anxiety and wound pain in post-caesarean mothers. belitung nurs j 2017;3:525–32. doi: 10.33546/ bnj.191. 12. aini yn, hadi, rahayu s, pramono n, mulyantoro dk. effect of combination of oxytocin massage and hypnobreastfeeding on uterine involution and prolactin levels in postpartum mothers. belitung nurs j 2017;3:784-90. doi: 10.33546/ bnj.293. 13. redshaw m, henderson j. from antenatal to postnatal depression: associated factors and mitigating influences. j womens health (larchmt) 2013;22:518-25. doi: 10.1089/jwh.2012.4152. 14. catsaros s, wendland j. hypnosis-based interventions during pregnancy and childbirth and their impact on women’s childbirth experience: a systematic review. midwifery 2020;84: 102666. doi: 10.1016/j.midw.2020.102666. 15. mcguire tm. drugs affecting milk supply during lactation. aust prescr 2018;41:7–9. doi: 10.18773/ austprescr.2018.002. 16. torner l. actions of prolactin in the brain: from physiological adaptations to stress and neurogenesis to psychopathology. front endocrinol (lausanne) 2016;7:25. doi: 10.3389/ fendo.2016.00025. 17. yuan y, wu w, chen m, et al. reward inhibits paraventricular crh neurons to relieve stress. curr biol 2019;29:1243-51.e4. doi: 10.1016/ j.cub.2019.02.048. 18. stephens mac, mccaul me, wand gs. the potential role of glucocorticoids and the hpa axis in alcohol dependence. in : noronha abc, cui c, harris ra, crabbe jc, editors. neurobiology of alcohol dependence. academic press;2014. p.429-50. https://doi.org/10.1016/c2012-0-02501x. 19. begum t, rahman a, nababan h, et al. indications and determinants of caesarean section delivery: evidence from a populationbased study in matlab, bangladesh. plos one 2017;12:1–16. doi: 10.1371/journal.pone. 0188074. 20. bernard v, young j, binart n. prolactin a pleiotropic factor in health and disease. nat rev endocrinol 2019;15:356–65. doi:10.1038/s41574019-0194-6. 21. mahandaru ah, respati sh, sulistyowati s, laqif a, prasetya h. the effect of hypnotherapy on postpartum pain and depression in women with post caesarean delivery. indones j med 2021; 6:194–205. doi: 10.26911/theijmed.2021.06.02.08. 22. alizamar a, ifdil i, fadli rp, et al. the effectiveness of hypnotherapy in reducing stress levels. addict disord trea 2018;17:191–5. doi: 10.1097/adt. 0000000000000140. 23. fisch s, trivaković-thiel s, roll s, et al. group hypnosis for stress reduction and improved stress coping: a multicenter randomized controlled trial. bmc complement med ther 2020; 20:344. doi: 10.1186/s12906-017-1806-0. black sugarcane decoction reduces rat brain ischemia 40 *anatomy department of medical faculty, islamic university of indonesia **physiology department of medical faculty, islamic university of indonesia ***histology department of medical faculty, islamic university of indonesia ****medical profession program, medical faculty, islamic university of indonesia correspondence : dr. ety sari handayani, m.kes department of anatomy, faculty of medicine, islamic university of indonesia jalan kaliurang km 14,5 yogyakarta indonesia phone: +62858 7819 2619 email: eshyasser@yahoo.co.id univ med 2016;35:40-5 doi: 10.18051/univmed.2016.v35.40-45 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 black sugarcane decoction reduces rat brain ischemia ety s. handayani*, zainuri s. nugraha*, titis nurmasitoh**, kuswati*, dwi n. ahsani***, and ajeng g. nanda**** background there are people in yogyakarta, who use black sugarcane decoction (bsd) to prevent stroke. bsd contains policosanol and antioxidants. it has been proven that policosanol can reduce global ischemia in mongolian gerbils. this study aims to evaluate the effect of bsd on brain ischemia in a rat stroke model. methods a laboratory experiment using eighteen 3-month old male wistar rats without any defects, of 175-250 g body weight. brain ischemia was produced by a 20-minute bilateral carotid communis artery oclusion (bccao). using a rat stroke model, brain ischemia was produced by a 20-minute bccao. the rats were randomized into three groups: bsd treated stroke model rats (group 1), non treated stroke model rats (group 2), and sham operated rats (group 3). bsd was administered by gavage for 1 week before bccao. decapitation of rats was performed two hours post bccao. brain tissues were stained with 2,3,5-triphenyltetrazolium chloride (ttc). ischemic areas were analyzed using image j softwere. statistical analysis was conducted by one way anova test. results the mean percentages of rat brain ischemic area differed between group 3 (0.0 ± 0.0%), group 2 (3.13 ± 0.59%) and group 1 (1.15 ± 0.47%) p =0.001). post hoc test showed that there was no difference between group 3 with group 1. instead, there was a significant difference between group 2 and the other groups. conclusion the administration of bsd reduced rat brain ischemia after bilateral carotid artery ligation. keywords: sugarcane, brain ischemia, bilateral carotid communis artery oclusion, rats doi: http://dx.doi.org/10.18051/univmed.2016.v35.40-45 41 univ med vol. 35 no.1 introduction scientific research shows that sugarcane contains policosanol, a mixture of long-chain alcohols, including mainly octacosanol.(1) preclinical trials on policosanol showed that the compound had the ability to reduce the incidence of stroke through the mechanism of inhibition of platelet aggregation and a decrease in blood cholesterol levels.(1,2) it was the question of the benefits of policosanol as a stroke therapy that was still debatable. a clinical study showed that administration of policosanol immediately after the incidence of ischemic stroke would reduce subsequent ischemic strokes.(3) an experimental study showed that oral policosanol pre-treatment (50– 400 mg/kg) protected against blood-brain barrier damage induced by cerebral ischemia/ reperfusion in rats.(4) in addition to policosanol, sugarcane also contains antioxidants, especially quercetin. in vivo, the ability of quercetin in reducing cerebral ischemia is still debated. there are controversies about the ability of quercetin to pass through the blood brain barrier.(5) in contrast, antioxidant compounds in sugarcane could reduce oxidative stress in human hepg2 cells in vitro.(6,7) based on the fact that sugarcane contains policosanol and quercetin, the usage of black sugar cane decoction (bsd) as a stroke therapy in the community, and the development of a rat stroke model, in which brain ischemia was produced by a 20-minute bilateral carotid communis artery oclusion (bccao).the objective of this study was evaluate the effect of bsd in decreasing bccao-induced rat brain ischemia. methods research design this research applied a quasi-experimental design, using a post-test for the control group. the study was conducted from september until november 2015 at the pharmacy laboratory, islamic university of indonesia. animals and experimental procedure the animals used in this study were 18 male rats (rattus norvegicus of the wistar strain) that had met the inclusion and exclusion criteria. the rats were reared in the pharmacy laboratory, inslamic university of indonesia. inclusion criteria for this study were healthy 3-month old male rats without any defects, of 175-250 g body weight. determination of healthy rats was based on the physical state of the rats, i.e. those with clean, not wet or sticky bristles, active movements, and appropriate cycle of eating, drinking and sleeping. exclusion criteria of this research were sick and dying rats during the study. from day 1 to 7, the experimental animals were kept in cages of 40 x 20 x 20 cm for adaptation, at a density of one rat per cage. the inside temperature of the cage was set at room temperature. lighting was arranged with a 12hour light-dark cycle. the light cycle began at 06.00 am and dark cycle at 06:00 pm. pellets were given every day in the morning at 06.00 am. drinking water was provided ad libitum. subjects were randomized into three groups, of which each consisted of 6 rats. the groups were as follows: group 1 consisted of bsd treated stroke model rats (rats with the stroke model receiving bsd by gavage for 1 week before bccao), group 2 contained non-treated stroke model rats, and group 3 comprised sham operated rats (rats undergoing the same operation without bccao). brain ischemia was produced by a 20minute bccao. bccao procedure bccao was performed on the 15th day. stages of the ligation are as follows: a). anesthesia. during surgery, the rats were anesthetized using 80-100 mg/kg i.m. ketamine. the rats were placed on a sterile platform and the rat rectal temperature was kept at 37 ± 1° c. b). disinfection stage. this stage aims to prevent infection. surgical swipes are done with betadine from the center of surgical site outwards (anterior surface of the rat neck). c). incision stage. the anterior neck was opened with a midline vertical 42 incision. the underlying submandibular gland was then dissected, as was also the medial side of the right sternocleidomastoid muscle to expose the common carotid artery (cca). the arteries were then carefully separated from the vagus nerve and connective tissue. d. ligation stage. using a sterile nylon suture, both carotid arteries were ligated for 20 minutes. e. subsequently analgesic therapy was administered as 0.1 ml 0.25% bupivacaine, at the frequency of one time/ day (bupivacaine is the analgesic recommended for the rat stroke model). preparation of bsd the bsd was made based according to a modification of asikin’s protocol. (7) the policosanol dose was 200 mg/kg/day. (4) since 100 g fresh sugarcane peel contains 500 mg policosanol, the sugarcane peel dose was 40 g/ kg/day. the number of boiled sugarcane stalks were determined by the daily volume of the solution that was required. before boiling, the b l a c k s u g a r c a n e s h o u l d b e s t o r e d a t a temperature of 10° c.(8) preparation of the brain the rat brain tissues were taken at day 15, two hours post bccao. decapitation of rats was performed with a transcardial perfusion technique. brain tissues were stained with 2,3,5triphenyltetrazolium chloride (ttc) as follows: a 2% ttc solution in 1x phosphate-buffered solution (pbs) was prepared (i.e. 2 g ttc in 100 ml 1x pbs). the brain was cut in the coronal plane at 2 mm thickness, and the sliced brain was incubated in the 2% ttc solution in black boxes for 15-20 min. the ttc solution was carefully aspirated and fresh 10% pfa solution was added. the ttc solution should be p r o t e c t e d f r o m l i g h t a n d k e p t a t r o o m temperature. the parts of the rat brains that were studied comprised the cerebral cortex and striatum at the first slice of brain. statistical analysis the relative sizes of the ischemic areas were analyzed using image j. statistical analysis was performed by using one-way anova test . ethical clearance this study was reviewed by the ethical clearance committee for preclinical research, faculty of medicine, islamic university of indonesia. results the ischemic brain area appeared white in each group using image j software (figure 1). the size of the ischemic area was expressed as a percentage, i.e. the ratio of the ischemic area to the total area of the brain. figure 1. ttc staining results. a. sham-operated rats, b. non-treated stroke model rats, c. bsd-treated stroke model rats handayani, nugraha, nurmasitoh, et al black sugarcane and rat brain inchemia 43 univ med vol. 35 no.1 table 1. mean percentages of rat brain ischemic areas by treatment groups bsd=black sugarcane decoction; *statistically significant table 2. post hoc test bsd=black sugarcane decoction; *statistically significant these results indicated that there were differences in the mean percentage of rat brain ischemic area between sham-operated rats (0.00 ± 0.00%), non-treated stroke model rats (3.13 ± 0.59%) and bsd-treated stroke model rats (1.15 ± 0.47%) (p=0.001) (table 1). post hoc test showed that there was no difference between the percentage of ischemic brain area in shamoperated rats and in the bsd-treated stroke model rats. meanwhile, there was a significant difference between the group of non-treated stroke model rats and the other groups (table 2). discussion our results show that a 20-minute bccao can induce the occurrence of ischemic areas of the cortex and striatum. ttc staining shows ischemic areas of the brains of non-treated stroke model rats, occurring 2 hours post bccao. the results support the other research studies, stating that bilateral ligation of the carotid arteries for 30 minutes and reperfusion for 1 hour caused global ischemia in sprague-dawley rat brains and infarcted areas on ttc staining.(9) 2,3,5-triphenyltetrazolium chloride is a water-soluble dye that binds to dehydrogenases and nicotinamide cofactors (nad) in the mitochondria. a healthy tissue is dark red whereas damaged mitochondria in ischemic areas of the brain are white because they will not be stained by ttc.(9) bilateral carotid artery ligation causes brain ischemia, resulting in necrosis and s w e l l i n g o f t h e c e l l s , b r e a k d o w n o f t h e intracellular organelles and plasma membrane, releasing enzymes such as lactate dehydrogenase (ldh) into the plasma,(10) where its concentration can be measured. compared to other enzymes, lactate dehydrogenase is a more sensitive marker of brain ischemia and can be used to assess the incidence of stroke.(11) the period in which the enzyme levels increase in the blood varies from 8 hours to several days after the onset of stroke. lactate dehydrogenase levels in brain tissue may reach a peak at 48-120 hours post stroke. in the first hours of stroke there are differences in lactate dehydrogenase levels between cerebral cortical and subcortical ischemic lesions.(11) in one study, an increase was found in rat brain ldh activity under occlusion of the carotid artery for 1 hour.(12) similarly, in another study, there was an increase in the ldh activity in pyramidal neurons of the hippocampus and layers ii, iii and v of the cerebral cortex of the mongolian gerbils after 7 minutes of ischemia. the ldh activity was variable, ldh levels beginning to appear at the 7th minute of ligation, declining in the first 2 hours post-ligation, and returning to normal 7 days after the onset of ischemia (reperfusion period).(11) 44 the ischemic areas of the bsd-treated stroke model rats are smaller than those of the non-treated stroke model rats. these results show that black sugarcane can be used as a neuroprotectant, since sugarcane is a source of antioxidants.(13) the phenolic concentration in molasses is 381 µg/g molasses. the phenolic compounds contain cathechin (16.42 mg/g molasses) and quercetin 3-o-glucosyl-xyloxide (25.27 mg/g molasses). catechin functions as an antioxidant,(14) while it is known that quercetin has anti-tumoral, antithrombotic, anti-inflammatory and anti-apoptotic effects. quercetin plays an active role in the cellular mechanisms, by acting as an inhibitor of phosphatidylinositol-3 kinase, protein kinase c, xanthine oxidase and nadph diaphorase, causing quercetin to have a neuroprotective effect.(5) the high levels of these phenolics in molasses allow the use of these compounds in the prevention and treatment of diseases caused by oxidative stress, because molasses is able to protect the cells, being even more protective than á-tocopherol.(6,7) phenolics in black sugarcane can inhibit lipid peroxidation in the brain so that black sugarcane can be used as a neuroprotectant.(15) in addition, there are higher primary aliphatic acids derived from sugarcane wax that are called d-003. these compounds have antioxidant properties and mainly contain octacosanoic acid (c28). d-003 is able to inhibit plasma lipid peroxidase.(16,17) toxicity tests of sugarcane molasses have proven that d-003 is safe since it does not increase ldh levels.(18) one study found that 50–400 mg/kg policosanol protects effectively against cerebral ischemia in gerbils.(19) the administration of 200 mg/kg d-003 reduces cerebral edema and clinical signs in mongolian gerbils with bilateral carotid artery ligation.(17) policosanol, a mixture of high molecular weight alcohols purified from sugarcane wax, has been shown to produce antiplatelet and antioxidant effects.(20) one limitation of this study is the use of catgut threads to tie the carotid arteries. it is necessary to ensure that the ligatures on both sides are of equal strength. the results of this study can be used as a scientific basis for the community that the black sugarcane can be used as a neuroprotectant to prevent stroke. further research is necessary to determine the therapeutic dose, toxicity of black sugarcane decoction, and development of the ligation technique using artery clamps. conclusion this study demonstrated the neuroprotective effects of bsd in experimental brain ischaemia rats. conflict of interest competing interests: no relevant disclosures. acknowledgement this study used a grant from uppm, faculty medicine, islamic university of indonesia. references 1. gnanaraj ra. applications of sugarcane wax and it’s products: a review. int j chemtech res 2012;4:705-12 2. taylor j, rapport l, lockwood g.b. octacosanol in human health. nutrition 2003;19:192–5. 3. sánchez j, illnait j, mas r, et al. effects of policosanol plus aspirin therapy on the neurological recovery and plasma oxidative markers of patients with ischemic stroke. j pharm 2013;3:31-40. 4. guerra yp, cuevas vm, ferreiro rm, et al. effects of policosanol pre-treatment on bloodbrain barrier damage induced by ischemiareperfusion in rats. int j pharm sci rev res 2015;32:1-6. 5. dajas f, rivera-megret f, blasina f, et al. neuroprotection by flavonoids. braz j med biol res 2003;36:1613-20. 6. valli v, caravaca a, nunzio m, et al. sugar cane and sugar beet molasses, antioxidant-rich alternatives to refined sugar. j agric food chem 2012;60:12508-15. 7. asikin y. flavor characteristics and biological functions of okinawan sugary and citrus materials (thesis). united graduate school of handayani, nugraha, nurmasitoh, et al black sugarcane and rat brain inchemia 45 univ med vol. 35 no.1 agricultural sciences: kagoshima university, japan;2014. 8. krishnakumar t, thamilselvi c, devadas ct. effect of delayed extraction and storage on quality of sugarcane juice. afr j agric res 2013; 8:930-5. 9. rekabi md, hussein fh, mosawi a, et al. histopathological effects of im methionine in rat cerebral ischemia reperfusion i/r injury. br j med health res 2015;2:2394-67. 10. chan f, moriwaki k, rosa mj. detection of necrosis by release of lactate dehydrogenase (ldh) activity. methods mol biol 2013;979:65– 70. doi:10.1007/978-1-62703-290-2_7. 11. shcherbak ns, galagudza mm, ovchinnikov da, et al. lactate dehydrogenase activity in the cerebral cortex and hippocampus of mongolian gerbils in ischemic and reperfusion injuries. neurosci behav physiol 2013;43:941-5. 12. khalilov ra, dzhafarova am, dzhabrailova rn, et al. analysis of the kinetic characteristics of lactate dehydrogenase from the rat brain during ischemia and reperfusion.neurochem j 2014;8:265-70. 13. khan sk, tahir m, lone kp, et al. protective effect of saccharum officinarum l. (sugar cane) juice on isoniazid induced hepatotoxicity in male albino mice. j ayub med coll abbottabad 2015; 27:2. 14. chacko sm, thambi pt, kuttan r, et al. beneficial effects of green tea: a literature review. chinese med 2010;5:13. 15. almeida jm, novoa av, linares af, et al. antioxidant activity of phenolics compounds from sugar cane (saccharum officinarum l.) juice. plant foods hum nutr 2006;61:187-92. 16. perez y, molina v, mas r, et al. comparison of in vivo effects of d-003, a mixture of high molecular weight sugarcane wax acids and grape seed extract on lipid peroxidation markers in rats. lat am j pharm 2008;27:498-504. 17. molina v, noa m, arruzazabala l, et al. effect of d-003, a mixture of very-long-chain aliphatic acids purified from sugarcane wax on cerebral ischemia in mongolian gerbils. j med food 2005;8:482-7. doi:10.1089/jmf.2005.8.482. 18. rahiman f, pool ej. preliminary study on the effect of sugar cane (saccharum officinarum) molasses on steroidogenesis in testicular cell cultures. african j food sci 2010;4:37-40. 19. molina v, ravelo y, noa m, et al. therapeutic effects of policosanol and atorvastatin against global brain ischaemia-reperfusion injury in gerbils. indian j pharm sci 2013;75:635-41. 20. molina v, carbajal d, arruzazabala ml, et al. comparative study of policosanol and grape seed extract on platelet aggregation in rats. rev cienc biol 2011;42:3-6. oktavianus 165 *center for the study of oncology, faculty of medicine, universitas padjadjaran **department of pathology, faculty of medicine, universitas padjadjaran/ dr. hasan sadikin general hospital, bandung ***department of biochemistry and molecular biology, faculty of medicine, universitas padjadjaran ****department of obstetrics and gynecology, faculty of medicine, universitas padjadjaran/ dr. hasan sadikin general hospital, bandung corresponding: afandi charles center for the study of oncology faculty of medicine, universitas padjadjaran jl. raya bandung sumedang km.21, jatinangor, west java, indonesia. phone and fax number: +6282297446690 email: afandi.charles@gmail.com univ med 2016;35:165-70 doi: 10.18051/univmed.2016.v35.165-170 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2016september-december, 2016september-december, 2016september-december, 2016september-december, 2016 vol.35 no.3 vol.35 no.3 vol.35 no.3 vol.35 no.3 vol.35 no.3 paclitaxel-carboplatin chemotherapy induced hematologic toxicities among epithelial ovarian cancer patients afandi charles*, birgitta m. dewayani**, edhyana sahiratmadja***, gatot n.a. winarno****, and herman susanto**** background epithelial ovarian cancer (eoc) is one of the most common cancers diagnosed in indonesian women. a combination of paclitaxel and carboplatin is used to treat eoc as standard chemotherapy which is known to have hematologic toxicities. this study aimed to investigate the effect of combined paclitaxel-carboplatin chemotherapy on hematologic status in eoc patients managed at dr. hasan sadikin general hospital, bandung, west java. methods all patients with confirmed pathological diagnosis of eoc at dr. hasan sadikin general hospital in the period of 2013 to 2014 were registered. only patients with complete hematologic data before and after chemotherapy were collected and compared using the paired nonparametric wilcoxon and mcnemar tests. results in total there were 147 patients with eoc (median age 46 ± 12 years), with the most dominant pathological diagnosis of mucinous (32.7%) and serous (29.3%) types. only 33 patients had hematologic data before the initiation of chemotherapy. there was a significant decrease after chemotherapy including hemoglobin level (12.0 vs 10.9 g/dl, p=0.013), erythrocyte count (4.53 vs 3.74 million/µl, p<0.001), leukocyte count (7,700 vs 4,000/mm3 p<0.001) and platelet count (343,000 vs 215,000/ mm3, p<0.001). interestingly, anemia cases after chemotherapy were predominant (87.9%) compared with erythopenia, leukopenia, thrombocytopenia i.e. 39.4%, 57.6%, and 27.3% respectively. conclusions this study confirmed the hematologic toxicities after paclitaxelcarboplatin chemotherapy in eoc patients treated in hasan sadikin general hospital, west java. the hemoglobin concentration may serve as prognostic factor. further studies directed to other factors such as genetic factor for polymorphisms may be encouraged to explore the decrease of the hematologic indices. keywords: anemia, erythropenia, leukopenia, thrombocytopenia, epithelial ovarian cancer, paclitaxel-carboplatin doi: http://dx.doi.org/10.18051/univmed.2016.v35.165-170 166 charles, dewayani, sahiratmadja, et al hematologic toxicities by paclitaxel-carboplatin chemotherapy introduction epithelial ovarian cancers (eoc) are still burdening female health nowadays. the world health organization estimated that this type of cancer accounted for 151,905 female deaths worldwide in 2012.(1) in indonesia, eoc, together with other ovarian cancers are placed in the third rank of the most prevalent gynecologic cancers, next to breast and cervical cancers.(2) there are several risk factors associated with eoc, for example age older than 50 years, no pregnancy and lactation history and family history of breast and ovarian cancers.(3) management of eoc consists of explorative surgery and chemotherapy.(3) the standard regimen for eoc is intravenous paclitaxel 175 mg/m2 and carboplatin area under curve is 7.5 for six cycles.(3) these regimen components, especially carboplatin have several side effects in bone marrow, resulting in suppression of hematopoiesis. common hematologic toxicities developing in patients include anemia, thrombocytopenia, and leukopenia.(4) these side effects are mediated by the formation of dnaprotein cross-linking that further disrupts cellcycle regulation and suppresses cell growth.(5) chemotherapy is a standardized process performed at dr. hasan sadikin hospital, bandung. there is a need for research on the hematologic impact of the paclitaxelcarboplatin combined therapy in eoc patients. therefore, the aim of this study was to explore eoc patients treated in dr. hasan sadikin general hospital, bandung and to investigate the effect of the paclitaxel-carboplatin regimen. methods research design this study employed an analytical retrospective cohort study design conducted using medical records of patients treated in dr. hasan sadikin general hospital, bandung. the medical records were collected in the period of january 2013 to december 2014. research subjects all subjects with a pathological diagnosis of eoc were recruited for this study. other types of ovarian cancer including malignant granulosa cell tumor and teratoma were excluded. clinical, laboratory and chemotherapy data including the number of chemotherapy cycles were recorded. laboratory analysis as for laboratory data, hematologic findings were collected before the initiation of chemotherapy and after chemotherapy of 6 cycles. anemia was defined at a hb concentration of <12.0 g/dl, erythropenia at an erythrocyte count of <3.6 million/µl, leukopenia at a leukocyte count of <4400/mm3 and thrombocytopenia at a platelet count of <150,000/mm3. only patients with complete hematologic data and number of chemotherapy cycles were included. statistical analysis descriptive statistics for clinical data and histopathological category of eoc were shown as frequencies. mcnemar and wilcoxon tests were used to determine the association of the h e m a t o l o g i c s t a t u s b e f o r e a n d a f t e r chemotherapy. for the statistical analyses, the spss 22.0 software package (spss inc. chicago. il) was used. ethical clearance the ethical clearance required for this study was granted by the health research ethics committee, faculty of medicine, universitas padjadjaran dr. hasan sadikin general hospital, bandung (no. 3010/un6.c.c1/pp/ 2015). results in total, there were 147 women with a median age of 46 years and an age range of 14 to 81 years, among whom more than half (59.2%) were younger than 50 years, i.e. the cut-off point of menopausal age in indonesia. the most common histopathological types found in these 167 univ med vol. 35 no.3 table 1. characteristics of epithelial ovarian cancer patients with complete hematologic data (n=33) *figo=international federation of gynecology and obstetrics table 2. difference of hematologic findings between preand post-chemotherapy *p values were statistically significant. analysis conducted using wilcoxon test. significance level p=0.05 **values were x1.000 patients were the mucinous and serous types, comprising 32.7% and 29.3%, respectively. many of the subjects were lost to follow up; some of them refused to undergo chemotherapy m a n a g e m e n t o r d i d n o t h a v e c o m p l e t e hematologic laboratory data, resulting in only 33 patients with complete laboratory and chemotherapy data who were further analyzed in this study. of these eoc patients, most (54.5%) were diagnosed before the age of 50 years and were already in stage iii (51.5%). only 12 of 33 patients completed the six cycles of chemotherapy, while others underwent only three t o f i v e c y c l e s ( ta b l e 1 ) . t h e r e w a s n o documentation in the medical records regarding t h e c a u s e o f e a r l y t e r m i n a t i o n o f t h e chemotherapy. the hematologic findings were not normally distributed, except for erythrocyte counts. therefore the hemoglobin, leukocyte and platelet counts were presented as mean and standard deviation, whereas the erythrocyte count was presented as median and range. the hemoglobin level and the erythrocyte, leukocyte and platelet c o u n t s d e c r e a s e d s i g n i f i c a n t l y a f t e r chemotherapy as depicted in table 2. using categorical laboratory references, the distribution of patients with anemia, erythropenia, leukopenia, and thrombocytopenia also decreased significantly as shown in table 3. interestingly, after chemotherapy there was a predominant increase in anemia in 20 of 33 patients (60.6%), while erythropenia, leukopenia, and thrombocytopenia increased only in 13/33 (39.4%), 19/33 (57.6%), and 9/33 (27.3%) of patients, respectively (table 3). the age at clinical presentation of eoc was analyzed to determine whether it was associated with the decrease in all post-chemotherapy hematologic findings, but the results showed no association (data not shown). 168 charles, dewayani, sahiratmadja, et al hematologic toxicities by paclitaxel-carboplatin chemotherapy table 3. chemotherapy induced anemia, erythropenia, leukopenia and thrombocytopenia in adults *p values were statistically different. analysis conducted using mcnemar test. significance level p=0.05 **low hematologic counts after chemotherapy discussion our study explored the hematologic findings before and after paclitaxel-carboplatin chemotherapy among patients with epithelial ovarian cancer (eoc) and confirmed that there was a significant decrease in hematologic findings such as anemia, erythropenia, leukopenia, and thrombocytopenia. these findings are coherent with studies in advanced eoc cases, either using conventional or dose-dense paclitaxel-carboplatin regimen.(4,7) the paclitaxel-carboplatin regimen is known to have a lower incidence of high-grade neutropenia in eoc chemotherapy compared to its alternative regimen, docetaxel and carboplatin.(8) in our study we did not perform neutrophil counts; however, the hemoglobin level was significantly reduced after chemotherapy. hemoglobin levels before chemotherapy have proposed to have prognostic value in terms of progression-free survival time for eoc patients.(9) the paclitaxel-carboplatin regimen is also used in other neoplasm cases, notably non-small cell lung cancer (nsclc) and urothelial cancer, and has been associated with febrile neutropenia.(10) furthermore, anemia, neutropenia, and thrombocytopenia are the most frequently observed toxicities after paclitaxel-carboplatin chemotherapy in advanced urothelial cancer patients in japan.(11) these hematologic toxicities are also observed in nsclc, and in addition, the paclitaxel-carboplatin regimen has been revealed to produce more severe anemia and neutropenia in asian than in non-asian patients.(12) as hematopoietic stem cells undergo senescence, many lesions and mutations are accumulated in their dna, producing exhaustion in stem cell division.(7) this underlying mechanism may be responsible for the more severe hematologic toxicities of cytotoxic chemotherapy regimens, for example cyclophosphamidedoxorubicin in breast cancer and bevacizumabpaclitaxel-carboplatin in nsclc.(13,14) however, an association between age and severity was not documented in these studies, and another study in nsclc cases with paclitaxel-carboplatin chemotherapy also yielded similar results.(15) the hematologic toxicities occurring in eoc patients after having received paclitaxelcarboplatin chemotherapy are influenced by several factors, i.e. from the regimen itself and patient background. paclitaxel exerts its c y t o t o x i c e ff e c t s b y d e p o l y m e r i z i n g microtubules, thus arresting the cell cycle and inducing apoptosis.(16) however, paclitaxel only induces minimal hematologic toxicities when administered alone.(16) carboplatin used in this regimen has a myelosuppressive effect via the mechanism of dna-protein damage in bone marrow by means of crosslinking between them, t h u s r e s u l t i n g i n d e c r e a s e d n u m b e r s o f erythrocytes, leukocytes, and platelets, as well 169 univ med vol. 35 no.3 as other toxic effects (neurotoxicity, ototoxicity, and nephrotoxicity).(17,18) it also seems that carboplatin may increase serum tnf-α, suppressing the development of hematologic progenitor cells.(19) currently, genetic polymorphisms are being investigated to determine their association with paclitaxel-carboplatin hematologic toxicity, depending on race and ethnicity. the single nucleotide polymorphisms 2677g>t/a and 3435c>t of abcb1 genes have been associated with neutropenia in paclitaxel chemotherapy in e o c c a s e s i n s o m e s t u d i e s , ( 2 0 , 2 1 ) b u t n o association has been found in others.(22,23) some studies in nsclc have demonstrated that polymorphisms in drug-transporter genes (abcb1 and abcg2), dna-repair pathway genes ( ercc4 and xcc ), and apoptosis pathway genes (casp 8 and casp10) are associated with thrombocytopenia, neutropenia, and severe hematologic toxicity, respectively, due to paclitaxel-carboplatin effects.(24-26) one limitation of this study is the small sample size which was not appropriate to the estimated sample size due to incomplete data. another limitation is inadequate hematologic data in each of the chemotherapy cycles, which l i m i t s s t a t i s t i c a l a n a l y s i s ; h o w e v e r, t h e decreasing trend in the hematologic data might be used to generalize the findings. conclusion in conclusion, the decrease in hematologic data such as anemia, leukopenia, and thrombocytopenia after paclitaxel-carboplatin chemotherapy were confirmed in eoc patients treated in dr. hasan sadikin general hospital. the hemoglobin concentration may serve as prognostic factor. in addition, further studies are needed on genetic background factors that may play a role in the decrease in hematologic data. conflict of interest competing interest: no relevant disclosures. acknowledgement this research is part of a progress grants 2014 study conducted under the oncology working group, faculty of medicine, universitas padjadjaran. references 1. union for international cancer control. epithelial ovarian cancer. geneva: world health organization;2014. 2. wahidin m, noviani r, hermawan s, et al. population-based cancer registration in indonesia. asian pac j cancer prev 2012;13: 1709-10. 3. jelovac d, armstrong dk. recent progress in the diagnosis and treatment of ovarian cancer. ca 2011;61:183-203. 4. katsumata n, yasuda m, takahashi f, et al. dose-dense paclitaxel once a week in combination with carboplatin every 3 weeks for advanced ovarian cancer: a phase 3, openlabel, randomised controlled trial. lancet 2009;374:1331-8. 5. barker s, weinfeld m, murray d. dna– protein crosslinks: their induction, repair, and biological consequences. mutat res 2005;589:111-35. 6. siregar mfg. perimenopausal and postmenopausal complaints in paramedics assesed by menopause rating scale in indonesia. j dental med sci 2009;13:38:42. 7. van der burg m, vergote i, onstenk w, et al. long-term results of weekly paclitaxel carboplatin induction therapy: an effective and well-tolerated treatment in patients with platinum-resistant ovarian cancer. eur j cancer 2013;49:1254-63. 8. pignata s, cannella l, leopardo d, et al. chemotherapy in epithelial ovarian cancer. cancer lett 2011;303:73-83. 9. eichbaum mh, weiss lm, bruckner t, et al. prognostic impact of hemoglobin levels before and during carboplatin/taxane-based chemotherapy in patients with primary invasive epithelial ovarian cancer. med sci monit basic res 2009;15:cr156-cr63. 10. aapro ms, cameron da, pettengell r, et al. eortc guidelines for the use of granulocyte-colony stimulating factor to reduce the incidence of chemotherapyinduced febrile neutropenia in adult patients 170 charles, dewayani, sahiratmadja, et al hematologic toxicities by paclitaxel-carboplatin chemotherapy with lymphomas and solid tumours. eur j cancer 2006;42:2433-53. 11. soga n, onishi t, arima k, et al. paclitaxel carboplatin chemotherapy as a second line chemotherapy for advanced platinum resistant urothelial cancer in japanese cases. int j urol 2007;14:828-32. 12. hasegawa y, kawaguchi t, kubo a, et al. ethnic difference in hematological toxicity in patients with non-small cell lung cancer treated with chemotherapy: a pooled analysis on asian versus non-asian in phase ii and iii clinical trials. j thorac oncol 2011;6: 1881-8. 13. ramalingam ss, dahlberg se, langer cj, et al. outcomes for elderly, advanced-stage non–small-cell lung cancer patients treated with bevacizumab in combination with carboplatin and paclitaxel: analysis of eastern cooperative oncology group trial 4599. j clin oncol 2008;26:60-5. 14. muss hb, berry da, cirrincione c, et al. toxicity of older and younger patients treated with adjuvant chemotherapy for nodepositive breast cancer: the cancer and leukemia group b experience. j clin oncol 2007;25:3699-704. 15. ganti ak, loberiza fr jr, kessinger a. factors affecting bone marrow toxicity following administration of carboplatin and paclitaxel in patients with non-small cell lung cancer. anticancer res 2010;30:1365-9. 16. kampan nc, madondo mt, mcnally om, et al. paclitaxel and its evolving role in the management of ovarian cancer. biomed res int 2015;2015:413076. 17. hildebrandt ma, gu j, wu x. pharmacogenomics of platinum-based chemotherapy in nsclc. expert opin drug metab toxicol 2009;5:745-55. 18. joerger m, huitema ad, richel dj, et al. population pharmacokinetics and pharmacodynamics of paclitaxel and carboplatin in ovarian cancer patients: a study by the european organization for research and treatment of cancer-pharmacology and molecular mechanisms group and new drug development group. clin cancer res 2007; 13:6410-8. 19. arafa hm, ismail rs, nabil n, et al. carnitine deficiency: a causative clue or a sequel in carboplatin myelosuppression. j cancer res updates 2014;3:226-35. 20. sissung tm, mross k, steinberg sm, et al. association of abcb1 genotypes with paclitaxel-mediated peripheral neuropathy and neutropenia. eur j cancer 2006;42:28936. 21. bergmann tk, brasch andersen c, gréen h, et al. impact of abcb1 variants on neutrophil depression: a pharmacogenomic study of paclitaxel in 92 women with ovarian cancer. basic clin pharmacol toxicol 2012; 110:199-204. 22. bergmann tk, gréen h, brasch-andersen c, et al. retrospective study of the impact of pharmacogenetic variants on paclitaxel toxicity and survival in patients with ovarian cancer. eur j clin pharmacol 2011;67:693700. 23. marsh s, paul j, king cr, et al. pharmacogenetic assessment of toxicity and outcome after platinum plus taxane chemotherapy in ovarian cancer: the scottish randomised trial in ovarian cancer. j clin oncol 2007;25:4528-35. 24. qian j, qu h-q, yang l, et al. association between casp8 and casp10 polymorphisms and toxicity outcomes with platinum-based chemotherapy in chinese patients with non-small cell lung cancer. oncologist 2012;17:1551-61. 25. lamba jk, fridley bl, ghosh tm, et al. genetic variation in platinating agent and taxane pathway genes as predictors of outcome and toxicity in advanced non-smallcell lung cancer. pharmacogenomics 2014;15:1565-74. 26. gu s, wu q, zhao x, et al. association of casp3 polymorphism with hematologic toxicity in patients with advanced non small cell lung carcinoma treated with platinum based chemotherapy. cancer sci 2012;103: 1451-9. c:\users\universa medicina\docu 263 abstract universa medicina marasmus and stunting in 2-month-old boy with pneumatocele: a case report maya susanti1 and aidah juliaty1* case report pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.263-269 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1142 september-december 2021 vol.40no.3 cite this article as: susanti m, juliaty a. marasmus and stunting in 2-monthold boy with pneumatocele: a case report. univ med 2021;40:263-9. doi: 1 0 . 1 8 0 5 1 / un i v m ed . 2 0 2 1 .v4 0 . 2 6 3 2 6 9 1department of pediatrics, faculty of medicine, hasanuddin university/ wahidin sudirohusodo hospital, makassar, indonesia correspondence: *aidah juliaty, md, ph.d department of pediatrics, faculty of medicine, hasanuddin university jl. perintis kemerdekaan km. 10, tamalanrea 90245, makassarindonesia email: juliatyaidah07@gmail.com orcid id: 0000-0001-9927-1940 date of first submission, february 22, 2020 date of final revised submission, october 6, 2021 date of acceptance, october 11, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license background nutrition is essential for humans and if inadequate may lead to undernutrition. undernourished children are very susceptible to infections, such as pneumonia, one of its complications being pneumatocele, which is a more severe condition. pulmonary pneumatoceles are thin-walled, air-filled cysts that develop within the lung parenchyma and have been found in 2.4 percent of 493 infants and children with pneumonia. however, in staphylococcal pneumonias, the frequency of pneumatocele can reach as high as 85 percent. infants and young children are more likely to have pneumatoceles. it is critical to distinguish marasmus with pneumatocele from many other similar diagnoses. failure to recognize can lead to incorrect diagnosis and treatment, causing more harm than good to patient care. this case highlights the importance of maintaining a high suspicion of pneumonia in neonates even with normal radiological findings and of searching for pneumatoceles. case description we report a case of marasmus and stunting accompanied by pneumatocele in a 2-month-old boy. the diagnosis was made based on history, physical examination, anthropometric examination using the who child growth standards, laboratory tests, and radiological imaging. management of the patient was according to a multidisciplinary system including antibiotics administration and wasting management. conclusion pneumatoceles are serious complications after pneumonia. pneumonia is common in children with marasmus. children with marasmus are caused by various underlying factors. the progression begins in the womb and continues through the first 1000 days of life. keywords: stunting, pneumonia, pneumatocele, marasmus 264 susanti, juliaty marasmus and stunting with pneumatocele introduction pulmonary pneumatoceles are thin-walled, air-filled cysts that develop within the lung parenchyma as a complication of pneumonia. they can also result from non-infectious etiologies such as trauma and positive pressure ventilation.(1) in most patients, pneumatoceles are asymptomatic and do not require surgical treatment. hussain et al.(2) in the post surfactant era, including 1053 infants with a gestational age o f d ” 30 w ee ks a nd r e spi ra tor y d i st r ess syndrome (rds) requiring positive pressure ventilation, identified pneumatoceles in 19 infants, giving an incidence of 1.8% and a male to fema le ratio of 12:7. pneumatocele is commonly seen in infants and young children as a c omplication of staphylococcus aureus pneumonia,(3) its frequency can be as high as 85% and its predilection site depends on the susceptibility of the individual to infection. the high incidence was attributed to the high level of undernutrition in children.(4) nutrition is essential and plays a role in the quality of life, because inadequate dietary intake will cause undernutrition, which then induces long-term effects on child physical and mental development and quality of life.(5,6) under nutr ition occurs as a result of malabsorption or metabolic failure. clinical signs of undernutrition are identified by indicators measuring body weight (bw), body length (bl), and upper arm circumference (uac) that are significantly lower than the mean. undernutrition can have long-term consequences for child physical and mental development and quality of life.(6) the 2018 global nutrition report stated that the case burden of severe wasting reached 7.5% or 50.5 million children under five in 2017.(7) indonesia ranks second highest (12.1%) in prevalence of wasting among 17 countries in the asian region. in south sulawesi, the prevalence of wasting reaches 9.6%.(8) stunting affected 159 million children younger than 5 years of age in 2014.(9) toddler s with unde rnutrition have a decreased immune system, thus they are prone to infections, such as pneumonia, which is one of the most common causes of death in children under five.(10) pneumonia accounts for 15% of all deaths of children under 5 ye ars old. (1 1) pneumatocele is a complication of communityacquired pneumonia (cap) and increases the risk of death in children under five years.(3) the purpose of this case is to highlight the importance of adequate treatment when neonatal pneumonia is highly suspected with normal radiological findings, to search for pneumatocele as a complication of marasmus and stunting and to rule out congenital malformations in case of pulmonary cyst. case report a two-month-old boy was transferred from the jaury jusuf putera academic hospital, makassar, south sulawesi, to the emergency unit of our hospital with the main complaint of shortness of breath that had been noticed for 17 days and was getting worse a day before admission. there was no cyanosis and no cough but there was a history of cough two weeks before being admitted to the hospital. oral intake was stopped in the last three days before the patient was transferred. he was treated for 11 days and received antibiotic therapy (cefotaxime and gentamicin). there were no abnormalities during delivery. the patient’s birth weight was 3500 grams and his body length was 50 cm. his condition after birth was good. he only received hepatitis b immunization and had formula milk since birth. the mother never visited the health care center after being discharged after birth. physical examination revealed tachypnea, which had been present for 17 days prior to hospital admission and had worsened one day before admission. there was no fever and the oxygen saturation was 98% with nasal cannula. on examination of the head, the patient had an old man’s face. chest examination revealed intercosta l and subc ostal r etr action and 265 univ med vol. 40 no 3 bronchovesicular breathing sounds with rales were heard in both lung fields. wasting was found on the extremities. skin examination showed no bcg scars. the examination of other regions was within normal limits (figure 1). anthropometric examination showed that body weight (bw) was 3000 grams, body length (bl) 52 cm, head circumference (hc) 39 cm (normal 38-42 cm), and upper arm circumference (uac) 8.5 cm. weight-for-length was below -2 figure 1. clinical examination on the 1st day of care: the patient appeared very wasted, with wasting on chest and extremities; on the 5th day, the patient began to regain weight figure 2. child growth: weight-for-length was below -2 sd (a), weight-for-age was below -3 sd (b), length-for-age was below -3 sd (c), body mass index (bmi)-for-age was below-3 sd (d), using who child growth standards 266 susanti, juliaty marasmus and stunting with pneumatocele sd (wasting), weight-for-age was below -3 sd (severely underweight), and length-for-age was below -3 sd (severely stunted), all based on the who child growth standards (figure 2). based on the patient’s anthropometric and clinical status, it was concluded that the child had nutritional marasmus. laboratory examin ation fr om j aury academic hospital showed hb 10.9 g/dl, ht 34.8%, leukocytes 23,560/ul, platelets 353,000/ ul. laboratory examination from our hospital showed hb 8.2g/dl, mcv 91 fl (femtoliter), mch 30 pg, ht 25%, leukocytes 6,300/ul, platelets 251,000/ul, lymphocytes 29.9%, neutrophils 55.7%, monocytes 8.5%, glucose 174 mg/dl, sodium 133 mmol/l, potassium 4.3 mmol/ ll, ureum 8 mg/dl, creatinine 0.31 mg/dl, sgot 132 u/l, sgpt 71 u/l, albumin 2.8 g/dl, crp 2.0 mg/l, procalcitonin 2.03 ng/ml, ferritin 1018.22 ng/ml. blood and urine cultures show no growth of aerobic bacteria. radiological examination (multi slice computed tomography/ msct of thorax without contrast) showed bilateral pneumonia accompanied by multiple left pulmonary cavities suspected as pneumatoceles and bilateral pleural effusions (figure 3a). figure 3a. thoracic msct (without contrast) july, 23 2020 showed bilateral pneumonia accompanied by multiple left pulmonary cavities suspected of being pneumatocele and bilateral pleural effusion figure 3b. thoracic msct (without contrast) after 2 months of observation, september 20, 2020 showed bilateral pneumonia and no multiple pulmonary cavities 267 the patient was diagnosed as having nutritional marasmus, with an additional diagnosis of inadequate intake, stunting, communityacquired pneumonia, pneumatocele, bilateral pleural effusions, anemia of chronic disease, hypoalbuminemia, elevated transaminases, and delayed immunization. the patient was treated with nasal oxygen and antibiotics (ceftazidime and amikacin) . we also per for med gastric decompression and gave the nutrition via parenteral route. the patient was planned for tuberculosis work-up. the stabilization phase of wasting management was temporarily postponed. the patient’s fluid requirement on the first day after the restriction was 240 ml/day with an energy requirement (schofield) of 257.85 kcal/ day. after treatment, laboratory examination showed hb 9.9 g/dl, mcv 84 fl, mch 29 pg, ht 22%, leukocytes 9,600/ul, platelets 312,000/ ul,%, glucose 155 mg/dl, sodium 130 mmol/l, potassium 4.3 mmol/l, ureum 12 mg/dl, creatinine 0.26 mg/dl, sgot 23 u/l , sgpt 14 u/l, albumin 3.3 g/dl, crp 0.0 mg/l, procalcitonin 0.25 ng/ml, and it ratio 10%. on the third day, the child was given enteral priming at 10 ml/kg/day through a nasogastric tube while still being given parenteral nutrition. on the 4th and 5th days, enteral priming was increased gradually to 30 ml/kg/day. on the 6th day, the child’s condition improved, dyspnea had decrease d, entera l administra tion via the nasogastric tube was given to 50% of energy requirement with high-calorie formula milk, and the remaining 50% with parenteral nutrition. on the 8th day of treatment, the patient was started on the stabilization phase of wasting treatment on day one using high-calorie formula milk at 12 x 25 ml (240 kcal) through the nasogastric tube, with supplementation. on the 9th, 10th, and 11th days, the treatment was followed by the transition and rehabilitation phase of wasting management. after 2 months of observation, radiological examination (msct thorax without contrast) showed bilateral pneumonia with no evidence of multiple pulmonary cavities (figure 3b). written informed consent was obtained from the patient’s parents for publication of this case report and accompanying images. discussion the nutritional status of undernutrition children under the age of five influences the risk of pneumonia in these children. undernourished children under the age of five have a weakened immune system, making them vulnerable to infectious diseases. wasting is a nutritional disorder that can have a negative impact on the health of children under the age of five and will stifle their growth if not handled properly.(12) our case report is consistent with the findings of a case of pulmonary pneumatocele in postpneumonic empyema in a 4-year-old female.(13) following pneumonia, inf lammation and narrowing of the bronchi cause the formation of an endobronchial ball valve mechanism, resulting in distal dilatation of the bronchi and alveoli. the obstr uction is belie ved to be caused by inflammatory exudates within the airway lumen or wall, allowing air to enter but not to leave the cystic space. there is little information available about infective pulmonary cysts in infants. the high incidence is attributed to undernutrition in children. it is hypothesized that undernutrition would delay the development of kohn’s pores, resulting in undernourished children having lungs similar to newborns. when there is a valvular obstruction, air continues to enter with no way out due to the absence of kohn’s pores, resulting in pneumatocele.(4) the majority of children with severe pneumonia ar e malnour ished and unhealthy. the decrease in immunity is caused by a decrease in the activity of leukocytes to phagocytize and kill germs. according to a study, there is a link between infant pneumonia and nutritional status. the toddlers do not have appetite, which leads to undernutrition.(6) in the present case, the patient had a weightfor-height value below -2 sd. he had clinical symptoms of marasmus. we also found that the patient’s length-for-age was below -3 sd with the growth rate in these patients for ages 0-12 univ med vol. 40 no 3 268 susanti, juliaty marasmus and stunting with pneumatocele months being 23-27 cm/year or 1.9-2.2 cm/month. the patient met the diagnostic criteria for stunting. according to epidemiological studies, an estimated 155 million children under the age of five were stunted in 2016, with 52 million suffering from wasting and 17 million suffering from severe wasting. marasmus is equally distributed between the sexes; however, due to cultural differences in some parts of the world, women may be at greater risk of developing marasmus. meanwhile, the causes of stunting are classified as direct and indirect. food intake and infectious diseases have a direct impact on stunting, while the indirect causes are food accessibility, parenting, drinking water availability, sanita tion, and health services.(14) inadequate total caloric intake is the main cause of marasmus. however, it is critical to understand what causes the decrease in calorie intake in a marasmic patient. severe caloric restriction increases susceptibility to infection, which occurs as a result of secondary immune deficiency. prolonged caloric restriction is associated with impaired mucosal barrier integrity in the respiratory and gastrointestinal systems. inflammatory cytokines such as interleukin 1 (il1), il-6, and il-12 disrupt growth hormone function, contributing to short stature. as a result of t cell dysfunction and decreased neutrophil microbicidal activity, there is an increased susceptibility to infection.(14,15) infection with gram-negative organisms, in particular, has been linked to marasmus. in addition, marasmus is linked to urinary, gastrointestinal, and respiratory tract infections.(10) pneumatocele is one of the complications of pneumonia that are found in children under five. it occurs due to inflammation and narrowing of the bronc hi causi ng the for mation of endobronchial ball valves which initiate dilatation of the distal part of the bronchi and alveoli. the obstr uction is belie ved to be caused by inflammatory exudate within the lumen or airway walls, allowing air to enter the cystic space but not to escape. subsequent enlargement of the pneumatocele occurs either due to pressure from the adjacent pneumatocele or intraluminal inflammatory exudate.(5) in our case, the patient complained of dyspnea, and a radiological examination revealed that the patient had pneumonia with pneumatocele. as described in the theory above, this patient has several risk factors, including: low socioeconomic status, residence in a densely populated area, non-exclusive breastfeeding, and malnutrition. due to the high incidence of infection in malnourished children and to the patient’s complaints, we also performed radiological examinations to determine the patient’s source of infection. the chest ct scan results revealed bilateral pneumonia with multiple left pulmonary cavities suspected of being a pneumatocele. pneumatoceles can be treated using a variety of methods, including: i) observation; 90% of pneumatoceles resolve spontaneously within a few weeks up to 6 to 12 months without intervention. however, antimicrobials were still administered during the observation period; ii) utilization of unilateral ventilation with highfrequency oscillation (hfo); iii) percutaneous drainage in the decubitus position with the affected side down, followed by selective intubation of the unaffected side; iv) surgical resection; including video-assisted thoracoscopic surgery (vats), lobectomy, pneumatocele consideration/deroofing, and pneumonectomy.(16) in this case, we planned to perform observation by giving antibiotics and to do thoracic msct 3 months later to observe the progress. one of the contraindications for enteral nutrition is severe respiratory distress. therefore, we used parenteral nutrition (pn). when the condition is stable, children with pn may possibly be given enteral or oral nutrition. in this transition period, pn was given cyclically to prevent hyperinsulinism and hypoglycemia. therefore, even though we had enteral priming on the second day, pn was continued and decreased slowly.(17) parenteral nutrition should be stopped gradually and malnutrition management should be initiated. the stabilization phase should be started when the children receive full enteral nutrition.(17) 269 patients with good oro-motor function should have oral nutrition directly. the patient was discharged on the eleventh day to continue outpatient care with the consideration of improved clinical condition, being conscious, without medical problems or edema, the baby getting adequate intake, and the weight gain being sufficient (>5 g/kg/day) for three consecutive days.(17) however, adequate nutrition for children is essential for growth, development, and defense of the body, ensuring that they are not susceptible to infection. conclusion this case highlights the importance of maintaining a high suspicion of pneumonia in marasmic and stunted infants with multiple left pulmona ry cavities suspected of being pneumatoceles and bilateral pleural effusions in radiological findings with a focus on the diagnostic value and sputum cultures and viral testing to complete the investigation on infectious etiology. clinicians should search for pneumatoceles and other complications when pneumonia is diagnosed, especially in cases accompanied by malnutrition. conflict of interest the authors declare no conflict of interest. contributors all authors critic ally reviewed the manuscript and approved the final version submitted for publication. references 1. kesieme eb, kesieme cn, akpede go, et al. tension pneumatocele due to enterobacter gergoviae pneumonia: a case report. case rep med 2012;2012:808630. 2. hussain n, noce t, sharma p, et al. pneumatoceles in preterm infants: incidenceand outcome in the post surfactant era. j perinatol 2010;30:330-6. https://doi.org/10.1038/jp.2009.162. 3. choueiry e, diab s, el haber c, torbey ph, ghorayeb z, gerbaka b. incomplete treatment of neonatal pneumonia causing giant pneumatocele in a 45-day infant. int j clin pediatr 2017;6:24-7. 4. jamil a, kasi a. pneumatocele. treasure island (fl): statpearls publishing llc;2021 5. lelijveld n, seal a, wells jc, et al. chronic disease outcomes after severe acute malnutrition in malawian children (chrosam): a cohort study. lancet glob heal 2016;4:e654–62. doi: 10.1016/ s2214-109x(16)30133-4. 6. direktorat gizi masyarakat. kebijakan pencegahan dan tata laksana gizi buruk pada balita. jakarta: direktorat gizi masyarakat; 2019. 7. global nutrition report. 2018 global nutrition report. new york : global nutrition report;2018 8. kementerian kesehatan republik indonesia. status gizi indonesia alami perbaikan. jakarta; kementerian kesehatan republik indonesia;2019. 9. international food policy research institute. global nutrition report 2016. international food policy research institute, washington, dc;2016 10. ruwandasari n. correlation between severe malnutrition and pneumonia among under-five children in east java. j berk epidemiol 2019;7:120. 11. world health organization. pneumonia. geneva: world health organization;2019. 12. artawan a, purniti ps, sidiartha igl. the relationship between nutritional status with pneumonia severity in children at sanglah hospital, bali, indonesia. sari pediatr 2016;17:418. 13. hsairi m, louati h, abid h, et al. pneumatocele in postpneumonic empyema in children: a case report. int j pediatr 2017; 5:6539-40. doi:10.22038/ ijp.2017.27673.2393. 14. ibrahim mk, zambruni m, melby cl, melby pc. impact of childhood malnutrition on host defense and infection. clin microbiol rev 2017;30:919– 71. 15. mortaz e, alipoor sd, adcock im,mumby s,koenderman l. update on neutrophil function in severe inflammation. front immunol 2018; 9: 2171. doi: 10.3389/fimmu.2018.02171. 16. takele y, adem e, getahun m, et al. malnutrition in healthy individuals results in increased mixed cytokine profiles, altered neutrophil subsets and function. plos one 2016;11:e0157919. https:// doi.org/10.1371/journal.pone.0157919. 17. munoz a, moores dc, khan fa, baerg j, radulescu a. successful treatment of postinfectious pneumatocele via percutaneous drainage in a premature infant. j pediatr surg case reports 2019;47:101235. https://doi.org/10.1016/ j.epsc.2019.101235. univ med vol. 40 no 3 c:\users\user\documents\afifah. 114 abstract universa medicina the protective effect of celery ethanol extract on oxidative stress in chronic kidney disease rat model afifah1*, fajar wahyu pribadi1, aulia salsabiela2, dimo hari anggara2, zahra muthmainnah komara2, and robby al fauzy2 background chronic kidney disease (ckd) is a serious health problem in which oxidative stress plays an important role. oxidative stress is an imbalance of reactive oxygen species (ros) production and antioxidant defense, where antioxidants have the potential to inhibit ckd progression. celery contains several substances that have an antioxidant effect. this study aimed to evaluate the administration of celery ethanol extract in the prevention of the progressive damage in ckd caused by oxidative stress in male rats. methods twenty male sprague-dawley rats were randomly divided into 5 groups: sham operation (so, n=4), subtotal nephrectomy (sn, n=4), sn+celery ethanol extract 200 mg/kg bw (sn+s1, n=4), sn+celery ethanol extract 250 mg/kg bw (sn+s2, n=4), sn+celery ethanol extract 300 mg/kg bw (sn+s3, n=4). the celery ethanol extract was given for 14 days before induction of ckd and 21 days after induction of the ckd rat model. serum creatinine, malondialdehyde (mda), superoxide dismutase (sod) and glutathione (gsh) were examined in this study. data were analyzed by one way anova followed by lsd test for creatinine, mda, sod, and kruskal wallis test for gsh. results there were significant between-group differences in serum creatinine, sod, and mda (p<0.05), but not in gsh (p>0.05). the administration of celery ethanol extract at 250 mg/kg bw was the most effective in preventing an increase in mda and a decrease in sod and gsh. conclusion celery ethanol extract has the potential to prevent oxidative stress in the ckd rat model. keywords: celery, chronic kidney disease, oxidative stress, nephrectomy, rats original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.114-120 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1265 may-august 2022 vol.41no.2 1department of pharmacology, faculty of medicine, universitas jenderal soedirman, purwokerto, indonesia 2medical profession study program, faculty of medicine, universitas jenderal soedirman, purwokerto, indonesia correspondence: afifah jalan sidodadi 3 rt1 rw7, sokaraja tengah, sokaraja, banyumas, central java, indonesia phone: +6282242637171 email: afifah@unsoed.ac.id orcid id: 0000-0002-5703-7061 date of first submission, december 14, 2021 date of final revised submission, may 9, 2022 date of acceptance, may 18, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: afifah, pribadi fw, salsabiela a, anggara dh, komara zm, al fauzy r. the protective effect of celery ethanol extract on oxidative stress in chronic kidney disease rat model. univ med 2022;41:104-13. doi: 10.18051/univmed.2022.v41. 114-120. 115 univ med vol. 41 no 2 introduction chronic kidney disease (ckd) is a serious public health probl em characterized by progressive loss in renal function that is growing in incidence. the worldwide prevalence of ckd is 11%-13%.(1) there are more than 2 million people with ckd glo bally and most are undergoing hemodialysis or need other forms of renal replacement therapy. oxidative stress has an essential role in ckd.(2) oxidative stress, which is an overproduction of reactive oxygen species (ros) and/or a reduction in antioxidant defense capacity,(2) is known to occur in ckd patients and contributes to inflammation, endothelial dysfunction, risk of atherosclerosis, and progression of ckd. oxidative stress causes oxidative damage and results in the production of various compounds such as malondialdehyde (mda) which is a marker of oxidative injury. antioxidants such as superoxide dismutase (sod) and glutathione (gsh) decrease with the increase in renal dysfunction. ther efore, antioxidants have the potential for inhibiting ckd progression.(3) inhibition of ckd progression is important to prevent complications and mortality in ckd. using natural ingredients as a preventive agent is one effort that can be done because it is widely available in the community. celery (apium graveolens l.) is a vegetable that has many health benefits, functioning as antioxidant and anti-inflammatory agent and preventing cardiovascular disease.(4– 6) celery contains phenols, flavonoids, alkaloids, steroids, furocoumarins, volatile oils, sesquiterpene alcohols, and fatty acids.(7) celery ethanol extract is known to prevent increased renal dysfunction.(8) li et al.(9) investigated the in vivo and in vitro effect of apiin, an antioxidant flavonoid isolated from celery, and showed that apiin has significant inhibitory activity on mda, and dramatically enhances the activity of sod, glutathione (gsh) peroxidase, and catalase.(9) our previous study about the protective effect of celery ethanol extract at doses of 250, 500, and 1000 mg/kgbw, administered for 14 days before and 14 days after induction of 5/6 subtotal nephrectomy on anemia in the 5/6 subtotal nephrectomy rat model showed that celery ethanol extract at a dose 250 mg/kgbw is the most effective in preventing decreases in hemoglobin, red blood cells, and hematocrit and also in preventing decreases in serum creatinine. however, the prevention of anemia in that study was not significantly different between groups, therefore in the present study we try to extend the time after surgery. the administration of celery ethanol extract at doses of 500 mg/kgbw and 1000 mg/kgbw resulted in a higher serum creatinine level and in lower levels of hemoglobin, red blood cell count, and hematocrit. (8) other our previous study about protective effect of ethanol extract of celery (apium graveolens l.) on kidney damage in an ischemia/reperfusion injury rat model showed that celery ethanol extract at a dose of 1000 mg/kgbw was the most effective in preventing kidney damage in the ischemia/ reperfusion injury rat model. the difference between our previous study and our present study is that the present study uses a chronic model of kidney disease and longer administration times of celery ethanol extract, i.e. 14 days before and 21 days after operation . the pr esent study investigated the effect of celery ethanol extract on oxidative stress in the ckd rat model. methods research design a study of experimental design with a posttest-only control group was conducted in the animal house of the pharmacology laboratory, faculty of medicine, universitas jenderal soedirman, while laboratory measurements of the variables were performed in the research laboratory, faculty of medicine, universitas jenderal soedirman from july until october 2020. the preparation of celery ethanol extract was conducted in the lansida herbal technology laboratory, yogyakarta. 116 collection of plant material and extraction celery stems and leaves were collected from pratin, purbalingga, central java, indonesia. the stems and leaves were washed and dried before being crushed in a disk mill with a sieve of 60 mesh. this material was then added to 70% ethanol in an extractor and extracted using an ultra-turrax® disperser at 1000 rpm and macerated for 24 hours. filtration of the mixture was performed with a buchner funnel attached to a vacuum pump. a vacuum rotary evaporator was used for evaporation of the filtrate at 45oc and 90 rpm. the extract was transferred into a porcelain dish and placed in a digital oven at 45oc, then dried 3 times to a constant weight. the extract was prepared with distilled water. animals and treatment twenty sprague dawley male rats, 190-210 g, 2-3 months old were used in this study. the minimum total number of subjects in this study was 15 based on the ‘resource equation’ approach.(10) we used four animals per group in this study. the study subjects were selected through a simple random sampling technique. the rats were randomized into 5 groups: sham operation (so, n=4), subtotal nephrectomy (sn, n=4), sn+celery ethanol extract 200 mg/kg bw (sn+s1, n=4), sn+celery ethanol extract 250 mg/ kg bw (sn+s2, n=4), sn+celery ethanol extract 300 mg/kg bw (sn+s3, n=4). celery ethanol extract was administered orally 14 days before and 21 days after induction of experimental ckd by 5/6 subtotal nephrectomy. the rats were housed in 12-h light-dark cycle, 25oc ambient temperature, 40-60% humidity with free access to water and food. induction of experimental chronic kidney disease the 5/6 subtotal nephr ectomy was performed to induce ckd. the procedure performed on the animals was either 5/6 subtotal nephrectomy or a sham operation, both under ke tamine anesthesi a (100 mg/kg bw). nephrectomy was started on the left kidney followed by the removal of the upper and lower poles of the right kidney. the peritoneum and skin were then closed and sutured using 3/0 silk.(8) the rats were sacrificed by cervical dislocation. laboratory analysis blood serum was obtained from the retroorbital vein for serum creatinine, sod, gsh, and mda level measurement. serum creatinine levels, measured in the medico laboratory, purwokerto, were used to evaluate renal function. the antioxidant parameters were the sod and gsh levels. for sod measurement serum samples and the wst-1 cell viability and proliferation assay (manufacturer, cat. no. 0000) were used. the absorbance was assessed using a spectrophotometer at 595 nm wavelength. measurement of glutathione was carried out using an elisa kit, prepared by the research laboratory, faculty of medicine, universitas jenderal soedirman. the oxidant parameter was the measurement of the mda level, using a colorimetric method with a spectrophotometer at 532 nm wavelength. the measurement was carr ied out in the research labora tory, universitas jenderal soedirman. statistical analysis we used the shapiro-wilk data normality test and levene’s test for homogeneity. the statistical analysis was performed using one-way anova followed by lsd test f or serum creatinine, sod, and mda, and the kruskalwallis test for glutathione at a level of significance of 0.05. ethical clearance this study has obtained ethical clearance from the ethics committee of the medical faculty, universitas jenderal soedirman, purwokerto, indonesia, under no. 138/kepk/vii/2020. results serum creatinine levels after sn and administration of celery ethanol extract are afifah, pribadi, salsabiela, et al celery ethanol extract on oxidative stress 117 univ med vol. 41 no 2 a b presented in table 1. the level of serum creatinine in the sn group (0.95 ± 0.07 mg/dl) was higher than in the so group (0.75 ± 0.08 mg/dl) (p<0.05). this study used celery ethanol extract at 200, 250, and 300 mg/kg bw once daily for 14 days befor e and 21 days after 5/6 sn. administration of celery ethanol extract at a dose of 200 mg/kg bw prevented an increase in serum creatinine level, but the effect was not significantly different from the sn group (p=0.268). administration of celery ethanol extract at 250 and 300 mg/kg bw for 14 days before and 21 days after 5/6 sn prevented an increase in serum creatinine level compared to the sn group (p=0.049 and p=0.441, respectively), but there were no significant differences between the 5/6 sn+celery 250 mg/kg bw group and the 5/6 sn+celery 300 mg/kg bw group (p=0.959). the mean mda level in the sn group (33.41 ± 12.99 nmol/ml) was significantly higher than in the so group (16.36 ± 0.94 nmol/ml) (p<0.021) (table 1), whereas the mean mda level in the treatment groups was lower than that in the sn group. the mda level after administration of celery ethanol extract at doses of 200, 250, and 300 mg/kgbw was 17.2 ± 1.48 nmol/ml, 18.21 ± 3.42 nmol/ml, and 28.64 ± 3.68 nmol/ml, respectively. the mean glutathione and sod levels in the sn group were lower than in the so group (table 1). the mean sod levels in the treatment groups were 22.01 ± 1.22 u/ml, 22.91 ± 0.76 u/ml, and 23.92 ± 1.5 u/ml, after administration of celery ethanol extract at doses of 200, 250, and 300 mg/kgbw, respectively. discussion induction of the ckd rat model by means of 5/6 subtotal nephrectomy in this study was successful, which can be seen from the mean serum creatinine level, this being significantly higher in the sn group than in the so group. according to sari et al.,(11) 14 days after 5/6 sn operation the serum creatinine level has increased significantly in the rats. the reduction in renal mass in 5/6 sn led to decreased renal function and resulted in progressive hypertension, hype rtrophy and f ocal segmental glomerulosclerosis. according to afifah et al.,(8) celery at a dose of 250 mg/kg bw can inhibit the increase in serum creatinine level for 14 days before and after 5/6 sn operation. however, although 14 days after sn operation there was an increase in serum creatinine, the operation was not able to cause anemia as a result of ckd. therefore, the present study increased the time period after 5/6 sn operation to 21 days. creatinine is produced from creatine, the important molecule in the energy production process in the muscle. this molecule is carried into the kidneys and filtered out in the urine, and is a reliable marker of renal function.(12) oxidative stress, the imbalance of ros production and antioxidant defense, is an important mechanism in ckd. even in the early stage of ckd, there is an increase in ros production mainly caused by hyperactivation of nicotinamide adeninedinucleotide phosphate ( nadph) oxidase, and increased synthesis of oxidative stress markers and of uremic toxins.(13) in line with layal et al. ( 14 ) the mda level was significantly higher in the 5/6 sn rat model than in the control group. malondialdehyde, which is the product of lipid peroxidation, is used as an indicator of the intensity of oxidative stress. the increase of mda in ckd patients indicates increased oxidative stress and its progressive increase with worsening renal function implies that oxidative stress increases with disease progression.(3) oxidative stress arises when there is an imbalance between free radical production and antioxidant defense. oxidative stress is involved in the progression of renal injury.(2) the oxidative stress further causes oxidative damage to important biomolecules such as lipids, proteins, and nucleic acids resulting in the formation of various compounds such as mda that have relatively longer half-lives and are used as general markers of oxidative injury.(3) in the early stages of ckd, nutritional and pharmacological 118 t a b le 1 . d is tr ib u ti o n o f cr ea ti n in e, g lu ta th io n e, m d a , a n d s o d l ev el b y t re at m en t gr o u p s n o te : m d a : m al o nd ia ld eh yd e; s o d : su p er o xi de d is m ut as e; d at a p re se nt ed a s m ea n ± s d , e xc ep t gl u ta th io n e [m ed ia n ( q 1q 4 ) a = p < 0. 0 5 i n a n o v a a n al ys is . b : p > 0 .0 5 i n k ru sk al w al li s an al ys is . * = p < 0. 0 5 v s s n , # = p < 0. 0 5 v s s o . s o ( s h am o p er at io n ), s n ( s ub to ta l n ep h re ct o m y) , s n + s 1 (s u b to ta l n ep h re ct o m y+ ce le ry 2 0 0 m g /k g b w ), s n + s 2 ( s ub to ta l n ep h re ct o m y+ ce le ry 2 5 0 m g/ kg b w ), s n + s 3 (s u b to ta l n ep h re ct om y+ ce le ry 3 0 0 m g /k g b w ) afifah, pribadi, salsabiela, et al celery ethanol extract on oxidative stress 119 univ med vol. 41 no 2 conclusions this study demonstrated that celery ethanol extract has the potential to prevent oxidative stress in the ckd rat model. celery ethanol extract at 250 mg/kg bw has the greatest effect in preventing oxidative stress in the ckd rat model. conflict of interest the authors declared no conflict of interests. acknowledgement the authors would like to tha nk the research institutions and community service, universitas jenderal soedirman. contributors af, fwp interpreted the data and prepared the manuscript for publication. af, as, dha, zk, raf collected the data and conducted the study. all of the authors have read and approved this manuscript. references 1. hill nr, fatoba st, oke jl, et al. global prevalence of chronic kidney disease – a systematic review and meta-analysis. plos one 2016;11:1–18. https://doi.org/10.1371/journal.pone.0158765. 2. ling xc, kuo k. oxidative stress in chronic kidney disease. ren replace ther 2018;4:1–9. https://doi.org/10.1186/s41100-018-0195-2 3. sridhar avssn, rao pvlns, sivakumar v, et al. study of oxidant and anti oxidant status in patients with chronic kidney disease. j clin sci res 2018;7:124–30. doi: 10.4103/jcsr.jcsr_ 45_18. 4. sukketsiri w, chonpathompikunlert p, tanasawet s, choosri n, wongtawatchai t. effects of apium graveolens extract on the oxidative stress in the liver of adjuvant-induced arthritic rats. prev nutr food sci 2016;21:79–84. http://dx.doi.org/10.3746/ pnf.2016.21.2.79 5. zhu lh, bao th, deng y, li h, chen lx. constituents from apium graveolens and their anti-inflammatory effects. j asian nat prod res 2017;19:1079-86. doi: 10.1080/10286020.2017. 1381687. intervention is needed to prevent the progressive damage in ckd.(13) in our present study, the administration of celery ethanol extract at doses of 200, 250 mg/kg bw significantly prevents the increase in mda level. celery ethanol extract at 250 mg/kg bw is the most effective in preventing the increase in mda level in the 5/6 subtotal nephrectomy rat model. chronic kidney disease increases ros formation in the cells. the high production of ros accompanies an incr ease in endogenous antioxidants. the increase in ros production for an extended period will disturb the antioxidant activity against oxidative stress. glutathione and sod are the antioxidant enzymes that act as a defense against oxidative stress.(2) celery is a widely used plant in traditional medicine because of its content of phytochemical compounds.(15) celery ethanol extract has an antioxidant effect. celery contains phenols, flavonoids, alkaloids, steroids, glycosides, fatty acids, and a wide range of trace elements, limonene, salinene, furocoumarine glycosides, vitamin a and vitamin c.(16,17) phenols and flavonoids have an antioxidant effect.(18) the antioxidant capacity of flavonoids is derived from their ability to scavenge the ros directly. flavonoids can chelate free radicals quickly by donating a hydrogen atom or by single-electron transfer.(12,19) flavonoids can also stimulate antioxidant enzymes.(20) one type of flavonoids are the flavones, of which apigenin is the most commonly found in celery.(21) in addition to flavonoids, celery also contains high amounts of vitamin c, which scavenges ros and reactive nitrogen species by forming semidehydroascorbic acid and thus protec ts aga inst oxidative damage.(13) the limitation of this study is that it did not measure the antioxidant content of the celery ethanol extract. the clinical implication of this study is that celery has the potential to prevent the progressive damage in chronic kidney disease via its antioxidant effect. further research is recommended to determine the contents of celery ethanol extract a nd examine other pathomechanisms in the ckd rat model. 120 6. kooti w, ali-akbari s, asadi-samani m, ghadery h, ashtary-larky da. review on medicinal plant of apium graveolens. adv herb med 2014;1:48– 59. 7. khairullah ar, solikhah ti, ansori anm, et al. review on the pharmacological and health aspects of apium graveolens l or celery: an update. sys rev pharm 2021;12:606–12. 8. afifah a, muflikhah k, lestari t, sutrisna e, kirana as, prastiwi sd. the protective effect of celery (apium graveolens l.) ethanol extract on anemia in 5/6 subtotal nephrectomy rat model. univ med 2020;39:12–8. doi: http://dx.doi.org/ 10.18051/univmed.2020.v39.12-18. 9. li p, jia j, zhang d, xie j, xu x, wei d. in vitro and in vivo antioxidant activities of a flavonoid isolated from celery (apium graveolens l. var. dulce). food funct 2014;5:50–6. doi: 10.1039/ c3fo60273g. 10. arifin wn, zahiruddin wm. sample size calculation in animal studies using resource equation approach. malays j med sci 2017;24: 101–5. https://doi.org/10.21315/mjms2017.24.5.11. 11. sari dcr, putri mw, leksono tp, et al. calcitriol ameliorates kidney injury through reducing podocytopathy, tubular injury, inflammation and fibrosis in 5/6 subtotal nephrectomy model in rats. kobe j med sci 2020;65:153–63. 12. nainggolan m, sinaga kr, sinaga sm, nugraha se. activity of ethyl acetate fraction of celery herb (apium graveolens l.) on creatinine and urea level in ethylene glycol induced rats. int res j pharm 2018;9:70–2. doi: 10.7897/2230-8407. 0910228. 13. granata s, dalla gassa a, tomei p, lupo a, zaza g. mitochondria: a new therapeutic target in chronic kidney disease. nutr metab 2015;12:1– 21. http://dx.doi.org/10.1186/s12986-015-0044-z. 14. layal k, perdhana is, louisa m, estuningtyas a, soetikno v. the effects of quercetin on oxidative stress and fibrosis markers in chronic kidney disease rat model. med j indones 2017;26:169– 77. http://dx.doi.org/10.13181/mji.v26i3.1462. 15. kooti w, daraei n. a review of the antioxidant activity of celery (apium graveolens l). j evid based complementary altern med 2017;22:1029– 34. doi: 10.1177/2156587217717415. 16. ravichandran h, magesh a. phytochemical analysis of two medicinal plants dicorea bulbifera and apium graveooslons. int j pharm sci rev res 2015;33:344–7. 17. jung ws, chung im, kim sh, kim my, ahmad a, praveen n. in vitro antioxidant activity, total phenolics and flavonoids from celery (apium graveolens) leaves. j med plants res 2011;5: 7022–30. doi: 10.5897/jmpr11.1129. 18. huyut z, beydemir ª, gülçin i. antioxidant and antiradical properties of selected flavonoids and phenolic compounds. biochem res int 2017;2017. https://doi.org/10.1155/2017/7616791. 19. banjarnahor sds, artanti n. antioxidant properties of flavonoids. med j indones 2014;23: 239–44. http://dx.doi.org/10.13181/mji.v23i4.1015. 20. panche an, diwan ad, chandra sr. flavonoids: an overview. j nutr sc 2016;5:e47. doi: 10.1017/ jns.2016.41. 21. shahidi f, ambigaipalan p. phenolics and polyphenolics in foods, beverages and spices: antioxidant activity and health effects a review. j funct foods 2015;18:820–97. http://dx.doi.org/ 10.1016/j.jff.2015.06.018. afifah, pribadi, salsabiela, et al celery ethanol extract on oxidative stress henie12 88 *department of pharmacy, faculty of medicine and health sciences, jenderal soedirman university **center of excellence for translational research in oncology (centro) correspondence heny ekowati, m.sc., apt department of pharmacy, faculty of medicine and health sciences, jenderal soedirman university jl. dr. soeparno, karangwangkal purwokerto 53122 phone:+62281-642840 purwokerto 53123 email: heny240377@gmail.com univ med 2012;31:88-95 universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background liver cancer is the third most common cause of death from cancer worldwide. recently, natural products have been widely used as an alternative therapy for liver cancer. previous studies have reported that nigella sativa has chemopreventive activity in vitro and in vivo. the objective of this study was to evaluate the effect of a chloroform extract of nigella sativa seeds (nss) on female rat hepatocytes after administration of 7,12-dimethylbenz [á] anthracene (dmba). methods the experimental design comprised five groups of rats. group i (dbma control group) received oral dmba at a dosage of 20 mg/kgbw twice weekly for five weeks, while group v (solvent control group) was given corn oil only. the other three groups received dmba + nss at dosages of 250 mg/kgbw, 500 mg/kgbw, and 750 mg/kgbw, respectively. each group consisted 12 rats. the nss extract dissolved in corn oil was administered daily by the oral route for 2 weeks before and subsequenyly during dmba tumor induction. at the end of the study, rat livers were collected and stained with hematoxylin and eosin (h&e) and silver staining by the the agnor method. results there was a difference in liver tissue histopathological profile between the nss, dmba control, and the solvent control group. agnor counts in the dmba control group, the dmba+nss 250 mg/kgbw group, dmba+nss 500 mg/kgbw group, and dmba+nss 750 mg/kgbw group were 1.79, 1.51, 1.41, and 1.35, respectively. conclusion nigella sativa seed extract was able to reduce the liver damage and proliferation in rats induced by dmba administration. keywords: nigella sativa, liver, dmba, cancer, female rats protective effects of nigella sativa against 7,12-dimethylbenz [á] anthracene (dmba) induced carcinogenesis in rats nur fatmi alisah*,**, hanif nasiatul baroroh* and heny ekowati*,** abstract 89 univ med vol. 31 no.2 efek protektif nigella sativa terhadap karsinogenesis yang diinduksi 7,12-dimetilbenz [á] antrasena (dmba) pada tikus abstrak latar belakang kanker hati merupakan penyebab ketiga kematian di dunia yang disebabkan kanker. produk bahan alam digunakan secara luas akhir-akhir ini sebagai terapi alternatif untuk kanker hati. penelitian sebelumnya melaporkan bahwa nigella sativa mempunyai aktivitas kemopreventif in vitro dan in vivo. penelitian ini bertujuan untuk menilai efek dari ekstrak kloroform biji n. sativa (nss) terhadap sel hepar tikus betina setelah diinisiasi dengan 7,12dimetilbenz(á)antrasene (dmba). metode sebuah rancangan eksperimental mengikutsertakan lima kelompok tikus. grup i adalah kelompok kontrol dmba yang diberi dmba oral dengan dosis 20 mg/kgbb dua kali seminggu selama lima minggu,, sedangkan grup v adalah kelompok kontrol pelarut yang diberi minyak jagung semata. ketiga grup lainnya diberi dmba + nss, dengan dosis masing-masing 250 mg/kgbb, 500 mg/kgbb dan 750 mg/kgbb. setiap grup terdiri dari 12 ekor tikus. ekstrak nss yang dilarutkan dalam minyak jagung diberikan tiap hari dengan rute peroral dua minggu sebelum dan selanjutnya selama inisiasi dmba. pada akhir percobaan, tikus dinekropsi dan dilakukan pengecatan hematoksilin eosin (h&e) dan perak dengan metode agnor. hasil terdapat perbedaan pada profil histopatologi jaringan hati antara grup perlakuan ekstrak, grup dmba dan grup minyak jagung. hasil pewarnaan agnor menunjukkan bahwa pemberian nss dapat menginhibisi proliferasi sel hepar pada kanker hati pada tikus betina yang diinduksi dmba. nilai rerata agnor pada grup kontrol dmba; dmba+nss 250 mg/kgbb, 500 mg/kgbb dan 750 mg/kgbb berturut-turut adalah 1,79; 1,51; 1,41 dan 1,35. kesimpulan penelitian ini mengindikasikan bahwa n. sativa dapat mengurangi kerusakan dan proliferasi hati pada kanker hati yang diinduksi dmba. kata kunci: nigella sativa, hati, dmba, kanker, tikus introduction cancer is the second most common cause of death in the united states,(1) and liver cancer is the third most common cause of death from cancer worldwide. liver cancer is extremely difficult to treat and the overall 5-year survival rate (for all stages) is only about 7% in the united states and even lower in developing countries.(2) several methods for liver cancer therapy such as surgery, chemotherapy, hormonal therapy, and radiotherapy have been established. however, there are no recognized methods for prevention of liver cancer, and only recently has there been e x p l o r a t i o n o f n a t u r a l p r o d u c t s t o f i n d chemopreventive agents, in an attempt to reduce the number of cancer patients. chemoprevention is defined as the use of substances of natural origin, phytochemical agents, synthetic, or chemical compounds to prevent cancer or suppress cancer progression, effect a reversal to normal physiological functions, and perform e a r l y d e t e c t i o n o f p a t h o l o g i c a l c a n c e r conditions.(3) one of the medicinal plants that 90 has been extensively investigated is black cumin (nigella sativa seeds), which contain fixed and essential (volatile) oils, that presumably have anticancer activity. the main components of the fixed oil are linoleic acid, oleic acid, and palmitic acid.(4) the effects of n. sativa have been evaluated in animal studies as well as in vitro. chloroform extracts of black cumin have cytotoxic activity against t47d cells with ic 50 of 124.21 ìg/ml.(5) there are many reports in the literature on the biological activities of n. sativa, i n c l u d i n g i m m u n o p o t e n t i a t i n g , a n t i inflammatory, analgesic, antihypertensive, antiulcerogenic, respiratory stimulation, antibacterial, antifungal, anticestode, antinematode, a n t i g l y c e m i c , a n t i t u m o r, a n d a n t i c a n c e r effects.(6-10) an experimental study showed that orally administered n. sativa had hepatoprotective effects against dimethylaminoazobenzene (dab)-induced cholangiocarcinoma in male swiss albino mice.(11) n. sativa essential oils injected into tumors grafted in dba2 mice presumably showed either antimetastatic activity, or an inhibitory or delaying effect on metastasis through rapid reduction of primary tumor volume at the site of induction.(12) another study indicated that an ethanol extract of n. sativa effected a significant decrease in cell proliferation, dna synthesis, mitosis and the extension of the percentage of live rats.(13) the administration of ns reduced the carcinogenic effects of dmba in skin carcinoma, suggesting a protective effect.(14) cancers have a high proliferation rate that i s p o s i t i v e l y r e l a t e d t o t h e a m o u n t o f argyrophilic proteins (agnor proteins) in the nucleolar organizer regions (nors), which are dna loops located on acrocentric chromosomes responsible for their synthesis. agnor proteins are visualized as black-brown dots by their binding to silver nitrate according the agnor method. a higher agnor count indicates a correspondingly higher proliferation rate (as in c a n c e r c e l l s ) , a n d c o n v e r s e l y, a l o w e r proliferation rate (as in normal cells) is shown by a low agnor count.(15) the objective of our s t u d y w a s t o e v a l u a t e t h e a c t i v i t y o f a chloroform extract of ns seeds (nss) on 7,12dimethylbenz [á ] anthracene (dmba)-induced liver carcinogenesis in rats by examination of h i s t o p a t h o l o g i c s e c t i o n s s t a i n e d w i t h hematoxylin-eosin and with silver-staining by the agnor method. methods animals thirty-day old female sprague dawley rats weighing from 100 to 150 g were obtained from the laboratory of pharmacology and toxicology, faculty of pharmacy, gadjah mada university, yogyakarta, indonesia. prior to the experiments, the rats were fed a standard pellet diet and water ad libitum, and acclimatized to a 1 2 h l i g h t d a r k c y c l e . t h e s t u d y w a s conducted from march – october 2011. study design a total of 60 female rats was randomized into 5 groups (control and experimental groups) of twelve rats each. the minimum group size as derived from the formula (t-1) (r-1) >15, where t = number of treatments and r = number of rats, was 4 rats per group. however, in this study we used 12 rats in each group. group i ( d m b a c o n t r o l g r o u p ) r e c e i v e d d m b a dissolved in corn oil (sigma) at a dosage of 20 mg/kg bw for 5 weeks. in group ii, iii and iv, two weeks before dmba initiation, the animals were given a single oral dose of nss daily at a dosage of 250 mg/kg bw, 500 mg/kg bw, and 750 mg/kg bw, respectively, followed by dbma administration at a dosage of 20 mg/ kg bw for 5 weeks. group v (solvent control group) received corn oil for 5 weeks. after 16 weeks, all animals were sacrificed by ether as scheduled. body weights of the animals were recorded weekly throughout the study. alisah, baroroh, , ekowati n. sativa protective effects in vivo 91 univ med vol. 31 no.2 histopathologic examination at autopsy, the rat livers were removed and fixed in 10% buffered formalin. after 12–24 h of fixation, paraffin-embedded 3–5 ìm sections were stained with hematoxylin-eosin (h&e) and agnor for histopathologic examination. mean agnor scores were calculated by counting at l east 100 cells per par aff in section at a magnification of 1000 x. ethical clearance animals were handled according to the rules and regulations of the animal care committee of the faculty of medicine, gadjah mada university. statistical analysis a statistically significant difference in the mean number of black dots (mean agnor score) was evaluated by one way anova, continued with tukey hsd. a p value of <0.05 between groups was considered statistically significant using spss. results this study showed that the ns chloroform extract was capable of reducing cellular proliferation in dmba-induced liver cancers in rats. as may be seen from table 1, the mean a g n o r v a l u e s i n t h e f i v e g r o u p s w e r e statistically significantly different (p<0.05) by one way anova continued with tukey hsd. the cellular proliferation rate was found to be highest i n t h e d m b a c o n t r o l g r o u p a n d t o b e significantly decreased in the rats of group iv receiving 750 mg/kgbw nss extract and corn o i l . t h e n s s e x t r a c t h a d a n o p t i m a l antiproliferation activity at a concentration of 750 mg/kg with a mean agnor value of 1.35 ± 0.038. anova was followed by tukey hsd to differentiate between groups, and the results showed significant differences in mean agnor between nss extract groups (at dosages of 250 mg/kg, 500 mg/kg, and 750 mg/kg) and dmba 20 mg/kg. by contrast, mean agnor values of the nss extract groups and the corn oil control group showed no significant difference. observation was terminated at 8 w e e k s a f t e r t h e l a s t d m b a i n i t i a t i o n . macroscopic observation showed morphological differences of the livers in the five groups. the livers from the dmba control group (group i) were nodular in appearance, while the livers in groups ii-v did not show any nodules. the histopathological appearance of liver tumors in dmba and dmba+ns treated rats are depicted in figure 1. h&e staining showed necrosis (figure 2). treatment with corn oil did not induce cancer in the livers of the rats. the agnors appeared as intranuclear black dots (figure 3). discussion this study explored the effect of ns seed chloroform extract on dmba-induced liver cancers in female rats. nss extract was given two weeks before and also during tumor table 1. magnor value of n. sativa on proliferation of dmba-induced liver female rats magnor=mean agnor; dmba=7,12-dimethylbenz[á ]anthracene; values are means ± sd; *p<0.05 compared with dmba 92 induction by dmba. nss treatment was designed to prevent metabolic activation of dmba and suppress liver cancer progression. the liver is exceedingly vulnerable to damage by chemical carcinogens, which is thought to result from its central role in the metabolism of foreign substances (xenobiotics), including potential carcinogens.(16) dmba is a polycyclic aromatic hydrocarbon (pah) carcinogen that is oxidized to 7,12-dmba-3,4-oxide by cytochrome p450 enzymes (cyps), then hydrolyzed to its corresponding diol and finally figure 2. histological evaluation in liver tissues of control and experimental group. rats were divided into 5 groups, (a) corn oil; (b) dmba control group (20 mg/kgbw in corn oil); (c) dmba+ 250 mg/kgbw nss; (d) dmba+500 mg/kgbw nss, (e) dmba+750 mg/kgbw nss; (�) necrosis magnification x600 alisah, baroroh, , ekowati n. sativa protective effects in vivo figure 1. morphological difference of liver treated with nss in dmba-induced female rats liver cancer. (a) dmba control group; (b) dmba+250 mg/kgbw nss; (c) dmba+500 mg/kgbw nss; (d) dmba+750 mg/kgbw nss; (e) corn oil; (�) nodule 93 univ med vol. 31 no.2 oxidized by cyps to 7,12-dmba-3,4-oxided i o l 1 , 2 e p o x i d e , w h i c h i s t h e u l t i m a t e carcinogen.(17) individual pahs may affect their own metabolism, which is catalyzed by cyp 1a1, 1a2, and 1b1.(18) dmba metabolites are toxic and cause oxidative stress, leading to structural damage to cells and possibly cell necrosis.(19) dmba administration to experimental animals causes an increase in lactate dehydrogenase (ldh), followed by necrosis.(20) figure 1 shows that the livers in the dmba control group were nodular in appearnce. h&e staining showed necrosis in the dmba control and dmba + nss groups, with the group treated with nss at a dosage of 750 mg/kgbw showing negligible necrosis on h&e sections, if at all, which was similar to the solvent control (corn oil-only) group. necrosis is defined as a type of cell death without apoptosis and autophagy, and is usually considered out of control.(21) damage due to oxidative stress in sixty swiss albino rats weighing about 40 ± 5 g, which were orally a d m i n i s t e r e d o f 0 . 5 % d m b a s o l u t i o n demonstrated the presence of necrosis. (16) necrotic hepatocytes release factors (damage signals or alarmins) that activate kupffer cells (kcs), which in turn produce cytokines, such as interleukin 6 (il-6), that promote compensatory hepatocyte proliferation.(22) fractionation of the nss chloroform extract yields linoleic and palmitic acids, and an indole compound which is an alkaloid that is tryptamine.(5) linoleic acid (omega-3) and á-linoleic acid (omega-6) can influence gene expression in experimental animals, have antiinflammatory activity, and can suppress interleukin-1â (il-1â), tumor necrosis factor-á (tnfá) and interleukin-6 (il-6).(23) the linoleic acid content of ns seeds can inhibit cell proliferation. linoleic acid reduces cancer cell proliferation in lung, breast, prostate and colon cancers.(24) the linoleic and palmitic acid content of nss has antiproliferative activity by induction of apoptosis in liver cells.(25) cancer is a complex disease that involves many regulatory proteins that differ with the figure 3. agno3 stained liver tissues of control and experimental group. rats were divided into 5 groups, (a) corn oil; (b) dmba control group (20 mg/kgbw in corn oil); (c) dmba+ 250 mg/kgbw nss; (d) dmba+500 mg/kgbw nss; (e) dmba+750 mg/kgbw nss. argyrophilic nucleolar organiser regions (agnors) are visible as dark dots within the plasma cell nuclei (pointed by black arrow); magnification x1000 94 t y p e o f c a n c e r. t h i s s t u d y p r o v i d e s t h e information that nss inhibits liver cancer growth. in the present study, nss inhibited tumor incidence based on histopathological profile and mean agnor value. however, the proposed molecular mechanism involving cyp and glutathione s-transferases (gst) by the nss extract needs to be further explored. gsts may be potential targets on which to base the development of new antitumor compounds. these results suggest that nss may be a promising new anticancer therapeutic agent and a potential candidate to be further evaluated. conclusions ns seed extract was able to reduce the hepatic cellular damage and proliferation in dnba-induced liver cancers. this study indicated that ns can be developed into a chemopreventive agent for liver cancer. acknowledgements the authors whish to express their sincere g r a t i t u d e t o t h e d i r e c t o r a t e o f h i g h e r education, ministry of education and culture, and to jenderal soedirman university for f i n a n c i a l s u p p o r t o f t h i s s t u d y t h r o u g h competitive research grant 2010-2011. references 1. hope s. rugo md. cancer. in: current medical diagnosis and treatment. new york: mcgrawhill;2008.p.1387-458. 2. ruddon rw. the epidemiology of human cancer. in: cancer biology, 4nd ed. new york: oxford university press inc;2007.p.70-116. 3. greenwald p. cancer chemoprevention. bmj 2002;324:714–8. 4. nickavar b, mojab f, javidnia k, amoli mar. chemical composition of the fixed and volatile oils of nigella sativa l. from iran. z naturforsch 2003;58c:629-31. 5. ekowati h, prasasti e, rastuti u. the active fraction from nigella sativa and its activity against t47d cell line. indo j chem 2011;20: 217-22. 6. nazrul sk, begum f, ahsan t, saiful hma. immunosuppressive and cytotoxic properties of nigella sativa. phytother res 2004;18:395-8. 7. al-naggar tb, serranillos gmp, carreto me, villar am. neuropharmacological activity of nigella sativa l. extract. j ethnopharmacol 2003;88:63-8. 8. mohtashami r, amini m, huseini f, ghamarchehre m, sadeqhi z, hajiagaee r, et al. blood glucose lowering effects of nigella sativa l. seeds oil in healthy volunteers: a randomized, double-blind, placebo-controlled clinical trial. j med plants 2011;10:1-5. 9. rooney s, ryan mf. effects of alpha-hederin and thymoquinone – a constituent of nigella sativa, on human cancer cell lines. anticancer res 2005;25:2197-204. 10. salim ei, fukushima s. chemopreventive potential of volatile oil from black cumin (nigella sativa) seeds against rat colon carcinogenesis. nutr cancer 2003;45:195-202. 11. mohamed ha, el-sayed ih, moawad m. protective effect of nigella sativa seeds against dimethylaminoazobenzene (dab) induced liver carcinogenesis. nat sci 2010;8:80-7. 12. mbarek la, mouse ha, elabbadi n, bensalah m, gamouh a, aboufatima, r, et al. anti-tumor properties of blackseed (nigella sativa l.) extracts. braz j med biol res 2007;40:839-47. 13. daoud m, nihat d, hatice g, gulruh u, muharrem b. antitumor activity of an ethanol extract of n. sativa seeds. biol brat 2004;59:73540. 14. shoieb am, elgayyari m, dudrick ps, bell jl, tithof pk. in vitro inhibition of growth and induction of apoptosis in cancer cell lines by thymoquinone. int j oncol 2003;22:107-13. 15. silva bak, silva is, pereira dm, aydos rd, carvalho ptc. usefulness of argyrophilic nucleolar organizer regions in detection of lung cells alterations after benzo[a]pyrene instillation. acta cir bras 2006;21 suppl 4:s36-9. 16. muqbil i, banu n. enchancement of pro-oxodant effect of 7,12-dimethylbenz (α ) anthracene (dmba) in rats by pre-exposure to restraint stress. cancer lett 2006;240:213-20. 17. shimada t, kuriyama fy. metabolic activation of polycyclic aromatic hydrocarbons to carcinogens by cytochromes p450 1a1 and 1b1. cancer sci 2004;95:1-6. 18. shimada t, guengerich fp. inhibition of human cytochrome p450 1a1-, 1a2-, and 1b1-mediated activation of procarcinogens to genotoxic metabolites by polycyclic aromatic hydrocarbons. chem res toxicol 2006;19:228-94. alisah, baroroh, , ekowati n. sativa protective effects in vivo 95 univ med vol. 31 no.2 19. patri m, padmini p. polycyclic aromatic hydrocarbons in air and their neurotoxic potency in assosiation with oxidative stress: a brief perspective. ann neurosci 2009;16:340-9. 20. al-attar ma. the influence of dietary grapeseed oil on dmba-induced liver enzymes disturbance in the frog, rana ridibunda. pakistan j nutr 2004;3:304-9. 21. golstein p, kroemer g. cell death by necrosis: towards a molecular definition. sci dir 2006;32: 37-43. 22. naugler we, sakurai t, kim s, maeda s, kim k, elsharkawy am, et al. gender disparity in liver cancer due to sex differences in myd88dependent il-6 production. sci 2007;317:121– 4. 23. simopoulos ap. the omega-6/omega-3 fatty acid ratio, genetic variation, and cardiovascular disease. asia pac j clin nutr 2008;17:131-4. 24. maggiora m, bologna m, ceru mp, possati l, angelucci a, cimini a, et al. an overview of the effect of linoleic and conjugated linoleic acids on the growth of several human tumor cell lines. j int cancer 2004;112:909-19. 25. zhang y, xue r, zhang z, yang x, shi h. palmitic and linoleic acids induce er stress and apoptosis in hepatoma cells. lipids health dis 2012;11:1-8. oktavianus 12 *department of medical pharmaceutics, faculty of medicine, diponegoro university **department of pharmacology and clinical pharmacy, faculty of pharmacy, gajah mada university correspondence dra. endang sri sunarsih, m.kes., apt. department of medical pharmaceutics, faculty of medicine, diponegoro university e-mail : endss2007@yahoo.co.id univ med 2012;31:12-19 abstract universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background indole and its derivatives, such as indole acetic acid are active constituents of cauliflower (brassica oleracea var. botrytis l.) with are known to function as plant growth hormones. drug metabolism mainly occurs in the liver, so that the possibility of damage to this organ is considerable. the purpose of this study was to evaluate the effect of cauliflower extract on alanine transaminase (alt) levels and on the hepatocyte morphology induced by theophylline in wistar rats. methods twenty wistar rats were divided randomly into four groups. group i was given only theophylline 20 mg/kg bw. groups ii, iii, and iv were given cauliflower extract 200 g/kg bw, for 5, 10, 15 days, and on the last day were given theophylline 20 mg/kg bw. on days 5, 10, and 15 the animals were terminated, their livers taken and observed for microscopic appearance, while blood samples were taken for measuring alt levels. results cauliflower affected a reduction in alt levels, mean serum alt concentration in rats given cauliflower for 5 days (109.86 ± 2.20 iu/l was significant higher compared to rats given cauliflower for 15 days (71.58 ± 3.17 iu/l) (p=0.000). mean values of histopathologic liver cells in rats given cauliflower for 15 days (1.17 ± 0.01) significant lower compared to rats given cauliflower for 5 days (1.45 ± 0.06) (p=0.000). conclusions cauliflower extract reduced the level of alt and improved the microscopic appearance of hepatic cells in the rats. cauliflower extract could lead to the development of potent anti-tumor agents for hepatic cancer treatment. keywords: cauliflower extract, theophylline, liver microscopic appearance, wistar rats protective effect of brassica oleracea var. botrytis l. against theophylline-induced hepatocellular abnormalities in rats endang sri sunarsih*, lukman hakim**, sugiyanto** and sumantri** 13 univ med vol. 31 no. 1 efek protektif dari brassica oleracea var. botrytis l. terhadap kelainan hepatoseliler pada tikus diinduksi teofilin latar belakang kubis bunga (brassica oleracea l. var. botrytis l.) mengandung senyawa aktif indole acetic acid (iaa) memiliki fungsi sebagai hormon pertumbuhan pada tumbuh-tumbuhan. interaksi cauliflower dengan teofilin metabolismenya terjadi di hepar, kemungkinan terjadinya perubahan komposisi sel hepar menjadi sangat besar. penelitian ini bertujuan untuk menilai pengaruh pemberian ekstrak cauliflower terhadap perubahan kadar alanine transaminase (alt) dan gambaran mikroskopis sel hepar pada tikus wistar yang diberi teofilin. metode duapuluh ekor tikus wistar dibagi secara acak menjadi 4 kelompok. kelompok i berupa kelompok kontrol hanya diberi teofilin 20 mg/kgbb/1x pemberian. kelompok ii, iii, dan iv adalah kelompok perlakuan diberi ekstrak cauliflower dengan dosis 200g/kgbb selama 5, 10, dan 15 hari, pada hari terakhir perlakuan diberi teofilin 20 mg/ kgbb/1x pemberian. pada hari ke-5, 10, 15 dilakukan terminasi, organ hepar diamati gambaran mikroskopis dan sampel darah untuk pengukuran kadar alt. hasil hasil penelitian menunjukkan bahwa rata-rata kadar enzim alt pada pemberian kubis bunga selama 5 hari (109,86 ± 2,20 iu/l) lebih tinggi secara bermakna dibandingkan pemberian ekstrak cauliflower selama 15 hari (71,58 ± 3,17 iu/l) (p=0,000). rata-rata nilai histopatologi sel hepar pada tikus yang diberi ekstrak kubis bunga selama 15 hari (1,17 ± 0,01) lebih rendah secara bermakna dibandingkan pemberian ekstrak kubis bunga selama 15 hari (1,45 ± 0,06) (p=0,000). kesimpulan pemberian ekstrak kubis bunga mampu menurunkan kadar enzym alt dan memperbaiki sel hepar menuju normal pada tikur yng diinduksi dengan teofiline. ekstrak kubis bunga cauliflower perlu dikembangkan lebih lanjut sebagai agen anti kanker yang bermanfaat untuk pengobatan kanker hati. kata kunci: ekstrak bunga kubis, teofilin, mikroskopik hepar, tikus wistar introduction cauliflower is a common vegetable in the diet of many communities. this plant belongs to the family brassicaceae and its scientific name is brassica oleracea l., comprising a large number of varieties, including broccoli. the regular consumption of cauliflower results in a high probability that this vegetable is taken concurrently with drugs. cauliflower is known to contain compounds capable of accelerating the biotransformation of concurrently ingested drugs,(1) as it contains the active compounds indole and sulforaphane. indole has been recognized as an inducer of enzymes for the biotransformation of drugs. both compounds are capable of inducing cytochrome p-450 and s e v e r a l e n z y m e s c a t a l y z i n g c o n j u g a t i o n reactions.(2,3) in addition, both components have definite anticancer effects.(4) cauliflower also has antioxidant properties, since it contains vitamin a, vitamin c, and several minerals. cauliflower is capable of repairing the cytoplasmic membrane of hepatocytes and one of the mechanisms involved is through its antioxidant effect. one study reported that progoitrin was one of the abstrak 14 predominant glucosinolates in brassica oleracea (cabbage). glucosinolates and their derived products have been reported to have health beneficial effects by reducing the risk of certain cancers in humans.(5) theophylline is one of the antiasthma drugs that is still frequently utilized. in addition to its relatively low cost, this drug is also much prescribed by doctors. furthermore, the side effects of theophylline are known, and may therefore be anticipated by doctors, while it is clinically beneficial as a bronchodilator.(6) theophylline has even been recommended by the ministry of health of the republic of indonesia, and in (2007/2008) year it was classified as a drug for respiratory tract complaints obtainable without prescription in the “one thousand drugs program” (“program obat seribu”). however, because theophylline is metabolized in the liver and has a narrow therapeutic range, it may become relatively dangerous if not consumed according to need. drugs that are metabolized in the liver may have potential hepatotoxic effects. xenobiotics or drugs that are given in high doses and/or for long periods result in an i n t i m a t e a n d l o n g e r c o n t a c t w i t h t h e hepatocytes.(6) drug interactions are considered to be clinically important if they increase the toxicity or decrease the effectiveness of the i n t e r a c t i n g d r u g s . . i n t h e h e p a t o c e l l u l a r environment the effect of these interactions may r e s u l t i n i n f l a m m a t i o n , d e g e n e r a t i o n , intracellular deposits, necrosis, and fibrosis. these effects depend on the xenobiotics in question, but are also affected by their dose and duration of contact.(6) one simple and routine test for determining liver functions is the measurement of alanine a m i n o t r a n s f e r a s e ( a lt ) a n d a s p a r t a t e aminotransferase (ast). alt is bound to the cytoplasm of hepatocytes, while ast is bound to their organelles. hepatocytes undergoing n e c r o s i s w i l l c a u s e a r i s e i n t h e s e r u m concentrations of both enzymes. although alt and ast are frequently considered to be liver enzymes, because of the high concentration of both enzymes in hepatocytes, only alt is specific to the liver. in contrast, ast is also found in cardiac muscle, skeletal muscle, the kidneys, and the pancreas.(7) the purpose of this study was to evaluate the effect of administration of cauliflower extract on alt concentrations and hepatocyte morphology in wistar rats given theophylline. methods study design this was an experimental laboratory study using a post test only with control group design to evaluate the effect of cauliflower extract on alt concentrations and hepatocyte morphology in wistar rats given theophylline. the study was conducted from january until june 2011. preparation of cauliflower extract the cauliflower sample (brassica oleracea v a r. botr ytis l . ) c a m e f r o m t h e a r e a o f bandungan in central java. to prepare the extract, the vegetable was macerated in water at low temperature, to obtain a concentration and volume corresponding to the desired dose. experimental animals the experimental animals used were male wistar albino rats, 2-3 months old and weighing 190-250 grams, obtained from the integrated research and testing institute (lembaga penelitian dan pengujian terpadu, lppt), gajah mada university, yogyakarta. the study used a total of twenty animals, based on a sample size of 5 animals per group. the inclusion criteria were: wistar rats, male, age 2-3 months, weight 190-250 grams, in healthy condition. rats with anatomical deformity were excluded from the study. the twenty male wistar rats were assigned to 4 groups by simple randomization, resulting in 5 animals in each group. group i was given a single oral theophylline dose of 20 mg/kgbw,(5) while groups ii-iv received cauliflower extract orally for 5 days at a concentration of 200g/ sunarsih, hakim, sugiyanto, et al brassica oleracea var botrytis. l 15 univ med vol. 31 no. 1 kgbw, for 5, 10, and 15 days, respectively, followed by a single oral theophyilline dose of 20mg/kgbw on the last day of intervention. on days 5, 10, and 15 the animals were terminated and the livers taken and observed for abnormal hepatocyte morphology, which was scored by the method of maretnowati, (8) blood samples was a l s o t a k e n f o r d e t e r m i n a t i o n o f a lt concentrations. the use of a single oral theophylline dose of 20 mg/kgbb was based on the therapeutic dose generally used in medical practice, and the cauliflower extract was given for 5, 10 and 15 days to protect the hepatocytes against theophylline-induced abnormalities. measurement of alt blood samples were collected from the lateral ocular vein for determination of post test alt concentrations and analyzed by means of a 4010 photometer and gpt ready-made reagents. the enzyme concentration was measured by putting 100 µl serum into a cuvette, adding 1000 µl of the enzyme reagent r1, letting the mixture stand for 5 minutes, then adding 200 µl of the substrate reagent r2, mixing, and reading the result in a spectrophotometer at 340 nm wavelength. preparation of histopathology slides liver tissue was fixed in formalin 10%, made into blocks and sectioned with a microtome at a thickness of ± 3 mm, then stained with hematoxylin-eosin, and observed under the microscope at a magnification of 400x. the degree of hepatocyte abnormality was scored according to the method used by maretnowati (table 1).(8) the scoring results were obtained from observation of 20 hepatocytes in five different fields of view, thus obtaining a total of 100 cells, at a magnification of 400x, then the scores were used to calculate the histopathologic value of the hepatocytes, expressed as the mean (± standard deviation) of 100 observations for each group. ethical clearance ethical clearance was obtained from the committee for animal research ethics at the faculty of public health, diponegoro university. data analysis the obtained results in the form of data on serum alt activity and histopathologic value of hepatocytes were tested by one way anova at confidence level of 95%, using spss version 13. results administration of cauliflower extract for 5, 10 and 15 days resulted in measurable changes in alt concentrations, determined on the last day of intervention. the resulting serum alt concentrations are shown in table 2. these demonstrate the occurrence of interactions between theophylline and cauliflower, with degree of abnormality score normal cellular morphology 1 paren chymatous degeneration 2 hydropic degeneration 3 necrosis 4 table 1. scoring of hepatocyte abnormality (8) table 2. mean serum alt* concentrations by intervention group *alt=alanine aminotransferase intervention p theophylline (n=5) caulifl ower extract for 5 days + theophylline (n=5) cauliflower extract for 1 0 days + theophylline (n=5) cauliflower extract for 10 days + theophylline (n=5) alt level (iu/l) 176.26 ± 5.48 109.86 ± 2.20 85.10 ± 3.89 71.58 ± 3.17 0.000 16 i n c r e a s i n g l e n g t h o f a d m i n i s t r a t i o n o f cauliflower, leading to a reduction in serum alt concentrations in the rats. mean serum alt concentration in rats given cauliflower for 5 days (109.86 ± 2.20 iu/l was significant higher compared to rats given cauliflower for 15 days (71.58 ± 3.17 iu/l) (p=0.000). the results of tukey multiple comparison test indicated significant differences in alt concentrations between theophylline and cauliflower administration for 5, 10 and 15 days followed by theophylline (p=0.000). h i s t o p a t h o l o g i c a n a l y s i s o f t h e hepatocytes was performed qualitatively and quantitatively to determine the hepatocyte m o r p h o l o g i c a b n o r m a l i t i e s i n d u c e d b y i n t e r a c t i o n s b e t w e e n t h e o p h y l l i n e a n d c a u l i f l o w e r, w i t h i n c r e a s i n g l e n g t h o f administration of cauliflower. the data on microscopic observation of the hepatocytes representative of each intervention group, may be seen in table 3 and figures 1-4. table 3 shows that the histopathologic value of the hepatocyte after administration of cauliflower extract for 5, 10, and 15 days, d e c r e a s e d w i t h i n c r e a s i n g l e n g t h o f administration. mean values of histopathologic liver cells in rats given cauliflower for 15 days (1.17 ± 0.01) significant lower compared to rats given cauliflower for 5 days (1.45 ± 0.06) (p=0.000) this may be explained by the presence in cauliflower of sulforaphane and indole, which are capable of restoring the cytoplasmic membrane of hepatocytes, to accelerate their regeneration. the histopathologic morphology representing the various histopathologic values obtained in this study may be seen in figures 1 – 4. . sunarsih, hakim, sugiyanto, et al brassica oleracea var. botrytis l. figure 1. hepatocyte morphology, magnification 400x , he stain. (!) : congested cells (2.778) table 3. mean values of histopathologic of hepatocytes, by intervention group 17 univ med vol. 31 no. 1 figure 2 hepatocyte morphology, magnification 400x , he stain.(!) : cells with parenchymatous degeneration (1.456) figure 3. hepatocyte morphology, magnification 400x, he stain.(!) : cells with parenchymatous degeneration. (1.266) figure 4. hepatocyte morphology, magnification 400x , he stain.(!) : normal cells (1.176) 18 discussion the present study demonstrates that administration of cauliflower extract for 5, 10, and 15 days was capable of reducing serum alt concentrations in rats given a single dose of theophylline. the results of this study are c o n s i s t e n t w i t h t h o s e o f a s t u d y o n t h e administration of brassica oleracea var. botrytis l. for 30 days to female rats followed by intraperitoneal diethylnitrosamine (den) for 7 days.(9,10) essentially similar results were obtained in another study, in which oral administration of broccoli caused a significant decrease in serum alt levels in rats with hepatotoxic lesions induced by n-nitrosodiethylamine (ndea) and carbon tetrachloride (ccl4).(11) the biomarkers used in this study provide the measures of carcinogen exposure in rats as an area of high risk for development of hepatocellular carcinoma. this study revealed that oral administration of cauliflower extracts caused a significant decrease in serum levels of a lt. b r o c c o l i i s a p l a n t o f t h e f a m i l y brassicaceae. the observed enhancement level by brassica vegetables was due to their content o f g l u c o s i n o l a t e s , f l a v o n o i d s a n d o t h e r phenolics.(12) the anticarcinogenic activity is related to the presence of biologically active components that modulate the activity of phase i and ii detoxification enzymes and other mechanisms triggered by glucosinolates, which are formed as a result of hydrolysis and catalyzed by the enzyme myrosinase. hepatotoxic abnormalities may be evaluated from the aspects of both cellular structure and function. evaluation of hepatocellular structure was performed by light microscopy. cauliflower with its indole and sulforaphane content is capable of inducing conjugases through phase ii drug metabolism, as demonstrated by its ability to reduce alt concentrations.(9) in addition, its high antioxidant content also plays a role in improving liver functions. hepatotoxic effects may take the form of inflammation, degeneration, necrosis, and fibrosis. the observed prophylactic effect of cauliflower extract on hepatocyte morphology of the experimental animals, indicate the occurrence of significant between-group differences in histopathologic picture. the hepatocyte abnormalities may take the from of p a r e n c h y m a t o u s d e g e n e r a t i o n , h y d r o p i c degeneration, as well as necrosis. on average, histopathologic picture of the hepatocytes tended to decrease in proportion to the length of administration of the cauliflower extract. these hepatocellular changes may be due to decreased atp levels caused by covalent binding of theophylline to intracellular proteins, resulting in abnormalities of action. failure of actin fibril assembly on the hepatocyte surface causes cytoplasmic membrane rupture.(13) the reduction in alt concentrations and improvement in hepatocyte morphology by cauliflower extract in this study are due to the central role of the liver in the detoxification of drugs such as theophylline. the high content of antioxidants in cauliflower, such as vitamin a, vitamin c, and several minerals, which may act synergistically, is capable of restoring cellular functions and repairing hepatocyte menbrane damage. in addition, cauliflower contains indole and sulforaphane, which are capable of restoring hepatocellular functions to their original status.(4,12,13) this is also supported by previous studies demonstrating that cauliflower (brassica oleracea var. botrytis l.) is also capable of reducing ldl and increasing hdl cholesterol in hyperlipidemic rats, as well as decreasing total cholesterol and mda (malondialdehyde).(14) a phase i clinical study have characterized the metabolism and excretion of glucosinolates and isothiocyanates of broccoli sprouts in humans to assist in the design of dosing regimens for studies of efficacy.(15) studies of cultured cancer cells and animal models of cancer provide the most compelling evidence that the nonnutrient phytochemical composition of brassica reduces tumor incidence.(16,17) sunarsih, hakim, sugiyanto, et al brassica oleracea var. botrytis l 19 univ med vol. 31 no. 1 conclusions administration of cauliflower (brassica oleracea var. botrytis l.) has a protective effect on hepatocyte abnormalities and reduced the alt concentrations induced by theophylline in r a t s . t h e r e f o r e t h i s s t u d y r e c o m m e n d s increasing the dietary intake of cauliflower (brassica oleracea var. botrytis l), as a complementary medicines for patients with liver cancer. references 1. gibson gg, martínez-sánchez a, gil-izquierdo a, gil mi, ferreres f. a comparative study of flavonoid compounds, vitamin c, and antioxidant properties of baby leaf brassicaceae species. j agricul food chem 2008;56:2330-40. 2. perocco p, bronzetti g, canistro d. glucoraphanin, the bioprecursor of the widely extolled chemopreventive agent sulforaphane found in broccoli, induces phase-i xenobiotic metabolizing enzymes and increases free radical generation in rat liver. mutat res 2006;595:12536. 3. lee sa, fowke jh, lu w, ye c, zheng y, cai q, et al. cruciferous vegetables, the gstp1 ile105val genetic polymorphism,and breast cancer risk. am j clin nutr 2008;87:753-60. 4. myzak mc, tong p, dashwood wm, dashwood rh. sulforaphane retards the growth of human pc-3 xenografts and inhibits hdac activity in human subjects. exp biol med 2007;232:22734. 5. kumar s, andy a. health promoting bioactive phytochemicals from brassica. int food res j 2012;19:141-52. 6. darmansjah i, wiria mss. dasar toksikologi. in: gunawan sg, setiabudi r, nafrialdi, editors. farmakologi dan terapi. 5th ed. jakarta: departemen farmakologi dan terapeutik fakultas kedokteran universitas indonesia; 2007.p.820-5. 7. giannini e, risso d, botta f, chiarbonello b, fasoli a, malfatti f, et al. validity and clinical utility of the aspartatea–alanine aminotransferase ratio in assessing disease severity and prognosis in patients with hepatitis c virus–related chronic liver disease. arch intern med 2003;163:21824. 8. maretnowati n, widyawaruyanti a, santosa mh. uji toksisitas akut dan subakut ekstrak etanol dan ekstrak air kulit batang artocarpus champeden spreng dengan parameter histopatologi hati mencit. majalah farmasi airlangga 2005;5:91-5. 9. hamed ma, aly hf, ali sa, metwalley ns, hassan sa, ahmed sa. in vitro and in vivo assessment of some functional foods against initiation of hepatocellular carcinoma. j basic appl sci res 2012;2:471-83. 10. hecht ss, carmella sg, kenney pm, low sh, arakawa k, yu mc. effects of cruciferous vegetable consumption on urinary metabolites of the tobacco-specific lung carcinogen 4(methylnitrosamino)-1-(3-pyridyl)-1-butanone in singapore chinese. cancer epidemiol biomark prev 2004;13:997–1004. 11. morsy af, ibrahima hs, shalabyb ma. protective effect of broccoli and red cabbage against hepatocellular carcinoma induced by nnitrosodiethylamine in rats. j am sci 2010;6: 1136-44. 12. galati g, o’brien pj. potential toxicity of flavonoids and other dietary phenolics: significance for their chemopreventive and anticancer properties. free rad biol med 2004; 37:287-330. 13. richard a, matthew r. clinical diagnosis and management by laboratory methods. new york: saunders elsevier;2007. 14. sunarsih es, cecilia mns, fajaryanti n. pengaruh pemberian jus bunga kubis (brassica oleracea var. botrytis) terhadap kadar mda dan kadar kholesterol pada tikus putih jantan dengan hiperlipidemia. majalah farmasi indonesia 2009;1:35-41. 15. shapiro t, fahey jw, wade kl, stephenson kk, talalay p. chemoprotective glucosinolates and isothiocyanates of broccoli sprouts: metabolism and excretion in humans. cancer epidemiol biomark prev 2001;10:501–8. 16. isbir t, yaylim i, aydin m, ozturk o, koyuncu h, zeybek u. the effect of brassica oleracea var capitata on epidermal glutathione and lipid peroxides in dmba-initated-tpa-promoted mice. anticancer res 2000;20:219–24. 17. fowke jh, morrow jd, motley s, bostick rm, ness rm. brassica vegetable consumption reduces urinary f2-isoprostane levels independent of micronutrient intake. carcinogenesis 2006;27:2096–102. c:\users\universa medicina\docu 11 abstract universa medicina pre-operative intraocular pressure as a predictor of post-operative intraocular pressure after phacoemulsification in non-glaucomatous patients titiek ernawati1,2,*, kevin anggakusuma hendrawan1, wilson christianto khudrati1, and kevin samsudin1 background cataract has been known to cause high intraocular pressure which may lead to secondary glaucoma. some anatomical changes in cataract patients are assumed to be factors contributing to increased intraocular pressure (iop). the changes in iop after cataract surgery tend to help surgeons to predict clinical outcomes. therefore, iop control is very important in these patients. this study aimed to determine the ocular biometric parameters and pressure-to-depth (pd) ratio associated with iop in non-glaucomatous patients who undergo cataract surgery. methods a prospective study using secondary clinical data collected from 81 nonglaucomatous patients. data were collected by examining each subject preand post-operatively. the changes in ocular biometry parameters and iop were measured one week before surgery and 8 weeks after the surgery. univariate and multivariate linear regression were performed to analyze the data. results the mean anterior chamber depth (acd) change was 0.73 ± 0.16 mm, mean pd ratio was 5.04 ± 1.16, and the mean pre-operative iop was 16.07 ± 2.92 mmhg, decreasing by 2.35 mm hg (14.6 %) to 13.72 ± 3.42 mm hg at 8 weeks postoperatively. univariate linear regression results showed a significant correlation between pd ratio and post-operative iop (p=0.000), but no significant association was observed between pd ratio and post-operative iop in multiple linear regression (p=0.126). however, pre-operative iop was significantly associated with post-operative iop (beta=1.244; p=0.004) conclusions our data demonstrated that pre-operative iop was the most influential risk factor of iop reduction after phacoemulsification in non-glaucomatous patients. keywords : biometry, intraocular pressure, phacoemulsification, pressure to depth ratio, nonglaucomatous patients original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.11-17 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1209 january-april, 2022 vol.41no.1 1ophthalmology department, faculty of medicine, widya mandala catholic university surabaya 2ophthalmology department primasataya husada citra hospital surabaya correspondence: *titiek ernawati, ph.d ophthalmology department, faculty of medicine, widya mandala catholic university surabaya phone and fax +6281 2300 6365 email: titiek@ukwms.ac.id orcid id: 0000-0002-8638-672x date of first submission, august 8, 2021 date of final revised submission, february 5, 2022 date of acceptance, february 8, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: ernawati t, hendrawan ka, khudrati wc, samsudin k. preop erat ive intr aocu lar pressure as a predictor of post-operative intraocular pressure after phacoemulsification in nonglaucomatous patients. univ med 2022; 41:11-7. doi: 10.18051/univmed. 2022. v41 . 11 -1 7 12 ernawati, hendrawan, khudrati, et al pre-operative intraocular pressure introduction rapid assessment of avoidable blindness data shows that the frequency of blindness in people aged >50 years in indonesia in the year 2018 was 3%, with cataract as the leading cause of blindness in indonesia. cataract causes visual impairment which can be prevented and treated through cataract extraction surgery.(1) cataract surgery has become one of the most frequently performed surgical procedure in the world. the high cataract prevalence increases the need for cataract surgery to reduce the cataract backlog.(2) biometric measurements are important in cataract surgery to achieve the targeted post-operative refraction.(3,4) unaddressed cataract can lead to further complications, one of them being the increase in intraocular pressure (iop) which can cause glaucoma. phacoemulsification is one of the cataract surgery techniques that has been proposed as a potential procedure to lower iop.(5) the specific ocular parameters which can be used to predict the iop lowering effect following phacoemulsification, remain unclear.(6) the pressure-to-depth (pd) ratio is the ratio of the pre-operative intraocular pressure to preoperative anterior chamber depth. it has been shown that pd ratio is a useful predictor of changes in the iop post-surgery.(7) the pd ratio is a simple indicator to check because acd and iop are standard pre-operative examinations that must be performed in all cataract patients. if the pd ratio can be used as a predictor of iop reduction, it would be great if it can be applied in clinical practice. the study of hsu et al. (8) reported a diurnal fluctuation in iop, which makes other predictors, such as pre-operative iop and pd ratio, become less reliable. furthermore, the study of mar kic e t al. (9 ) showed t hat the predictability of the pd ratio parameter was low in post-operative iop changes. on the other hand, ramakrishman et al.(10) demonstrated that the pd ratio is a valuable prognostic indicator to predict postoperative iop outcome. dhamankar et al.(11) also found that pre-operative pd ratio was consistently associated with changes in the iop among glaucomatous eyes undergoing cataract surgery. the contradictory results reported by previous studies provided us the opportunity for further research. the difference between present study and the previous ones are that our study employed only non-glaucomatous patients. the objective of this study was to determine the ocular biometric parameters and pressure-to-depth (pd) ratio associated with iop in non-glaucomatous patients undergoing cataract surgery. methods research design a longitudinal analysis using secondary clinical data was performed at primasatya husada citra hospital surabaya, from december 2019 until march 2020. study subjects a total of 81 non-glaucomatous subjects were enrolled in this study. patients were monitored until 2 months after the cataract surgery to evaluate the post-operative biometry parameter changes and post-operative iop. the inclusion criteria in this study were: 1) non-glaucomatous patients; 2) age more than 40 years old; 3) male and female; 4) iop of less than 21 mmhg; 5) no history of ocular intervention or trauma; 6) undergoing cataract extraction surgery using phacoemulsification and willing to participate in the study. the exclusion criteria were: patients who were absent on the scheduled biometry and intraocular pressure examinations, patients with co-morbidities, except cataract, patients who were absent on the scheduled follow-up and patients with complications during and after the surgery. sample size determination 𝑛 = [ (𝑍𝛼 + 𝑍𝛽) 0.5 ln 1 + 𝑟 1 − 𝑟 ]2 + 3 = [ (1.960 + 1.282) 0.5 ln 1 + 0.56 1 − 0.56 ]2 + 3 = 47 subjects 13 notes: n: minimum number of subjects z : 1.96 with α = 0.05 z :1.282 with β= 0.2 r: correlation coefficient, the reference r=0.56 from ramezani et al. (7) that shows the correlation between pre-operative iop and post-operative iop. the anticipated drop-out was 15% and the optimal sample size was 54. surgical technique phacoemulsification was conducted under topical anesthesia by a skilled surgeon. eyes were prepared for surgery by instilling tropicamide 0.5 % and phenylephrine 10 % for pupil dilation. after making a 2.75 mm incision in the temporal cornea, viscoelastic injection was performed, then continuous curvilinear capsulorrhexis, that creates access to the cata ract, f ollowed by phacoemulsification and intraocular lens implantation. study assessment pressure-to-depth (pd) ratio, anterior chamber depth, lens thickness, and ocular axial length were measured with alcon ocuscan rxp ophthalmic ultrasound; iop was measured using a canon tx-20p full auto non-contact tonometer. pre-operative biometry and iop measurements were performed one week prior to the surgery while the post-operative measurements were determined 8 weeks after the surgery. statistical analysis we analyzed the data using univariate regression analyses, in which the associations between independent variables and the postoperative iop change were evaluated; these variables included gender, age, pre-operative iop, underlying disease, pd ratio, anterior chamber depth, lens thickness, and axial length. all variables showing a significant association in the univariate analysis at p<0.25 were entered into a multivariate linear regression model of risk factors associated with the post-operative iop. a value of p<0.05 was considered statistically significant. ethical clearance the ethical clearance protocol of this study was approved by the health research ethics committee of the medical faculty, widya mandala surabaya catholic university, under no. 070/wm12/kepk/dosen/t/2019 in a c c or d an c e w i th th e who-cio m s international ethical guidelines for health related research. results eighty-one patients were enrolled into the study. in table 1, the baseline characteristics show that most of the patients suffered from diabetes mellitus as co-morbidity. sex and history of hypertension did not exhibit any significant differences in the number of patients. all subjects were non-glaucomatous. baseline characteristic n (%) sex male female 30 (37.0) 51 (63.0) age (years) 65.21  7.41 history of dm yes no 19 (23.5) 62 (76.5) history of ht yes no 40 (49.4) 41 (50.6) acd (mm) pre-operative post-operative 3.24 ± 0.44 3.97 ± 0.28 al (mm) pre-operative post-operative 23.82 ± 0.91 23.62 ± 0.95 lt (mm) pre-operative 4.47 ± 0.55 iop (mmhg) pre-operative post-operative 16.07 ± 2.92 13.72 ± 3.42 pressure to depth ratio 5.04 ± 1.16 table 1. baseline demographics and clinical features of non-glaucomatous subjects (n=81) note: data presented as mean ± sd, except for sex, history of dm and history of ht; dm = diabetes mellitus; ht = hypertension; acd = anterior chamber depth; al = axial length; lt = lens thickness; iop = intraocular pressure 14 ernawati, hendrawan, khudrati, et al pre-operative intraocular pressure c table 1 shows us some data about baseline demographics and clinical features of age, sex, history of diabetes mellitus, history of hypertension, acd, axial length (al), lens thickness (lt ), and iop. t he se da ta are descr iptive pr e-oper ative values in nonglaucomatous patients. the mean intraocular pressure reduction was 2.35 mmhg. table 2 shows analysis of univariate and multivariate linear regression of baseline demographics, pre-operative clinical features and post-operative iop. the data show that the univariate linear regression analysis gave significant results e xcept for history of hypertension (p=0.729), pre-operative acd (p=0.085) and pre-operative al (p=0.561). the multivariate linear regression analysis showed that the variables of sex (p=0.014), pre-operative al (p=0.036) and pre-operative iop (p=0.004) were significantly associated with post-operative iop. pre-operative iop was the most influential predictive factor of post-operative iop (beta = 1.244; p=0.004) discussion this study showed that the mean value of post-operative iop was 13.72 ± 3.42 mmhg. this is in agreement with the average post-operative iop value (14.47±2.39 mmhg), as reported by a study in malaysia.(12) another study conducted by ramakrishnan et al.,(10) reported the mean 3month post-operative iop to be 19.23±2.2 mmhg. our study showed that the post-operative acd increased from 3.24 ±0.44 mm to 3.97 ±0.28 mm. this is similar to that of the study by huang et al.(13) where mean acd increased from 2.52 ± 0.43 mm before surgery to 3.84 ± 0.29 mm after surgery. our study showed that there were no significant roles of acd and lt in postoperative iop after phacoemulsification. many studies have been conducted in order to analyze the role of many parameters which can be used to predict post-op erative iop after phacoemulsification.(14-17) most studies which have been carried out prior to our study used preoperative parameters in predicting post-operative iop. the results of our study are in agreement with a study performed in malaysia, reporting that there was no significant correlation between postoperative iop reduction and the parameters of acd and lt.(12) on the contrary, huang et al.(14) observed a significant role of acd widening and lens vault in predicting the iop reduction after phacoemulsification surgery.(14) deepening of the acd is postulated as the mechanism of iop reduction. although there was a significant change in acd in our study, this was not significantly associated with iop reduction. we assumed that this might be associated with other factors such table 2. univariate and multivariate linear regression analyses of baseline demographics, preoperative clinical features, and post -operative iop variables univariate linear regression multivariate linear regression* β 95% ci p value β beta 95% ci p value age sex history of dm history of ht pre-operative acd pre-operative al pre-operative lt pre-operative iop pre-operative pd ratio -0.418 0.217 0.263 -0.039 0.193 -0.066 -0.288 0.643 0.431 -0.584, -0.221 0.008, 0.425 0.055, 0.449 -0.269, 0.171 -0.049, 0.415 -0.288, 0.151 -0.491, -0.074 0.500, 0.741 0.203, 0.608 0.000 0.052 0.018 0.729 0.085 0.561 0.009 0.000 0.000 -0.048 1.632 0.432 -1.286 1.206 1.460 -2.307 -0.104 0.232 0.054 -0.166 0.194 1.244 -0.784 -0.142, 0.045 0.344, 2.919 -1.070, 1.934 -7.273, 4.700 -0.497, 2.909 0.474, 2.446 -5.283, 0.668 0.308 0.014 0.568 0.670 0.162 0.004 0.126 *including age, sex and parameters with p<0.25 in univariate linear regression analysis note : β : regression coefficient; ci : confidence interval; dm : diabetes mellitus; ht: hypertension; acd : anterior chamber depth; al = axial length; lt = lens thickness; iop = intraocular pressure; pd : pressure to depth 15 as angle configuration which was not being investigated and observed in our study. the differences might be caused by the different measurement methods involved in this study. a usg scan was utilized in measuring the biometry parameters in this study, whereas huang et al.(14) u se d a n t er i o r s e gme n t oc u l ar c o mpu t e d tomography (as-oct) as their modality. in this study, we found that the preoperative iop value was the determinant factor in predicting the post-operative iop and also the reduction in iop. similarly, beato et al. (5) and picoto et al. (18) found that a higher preoperative iop is significantly associated with the reduction in iop, measured 6 months after surgery. our study found that the pd ratio played an important role in determining both the posto pe r a t ive iop. ou r r e su l t s w e r e a l s o in agreement with the study by ramakrishman et al.(10) showing a significant correlation between reduction in iop and pd ratio. furthermore yoo et al.(19) stated that the pd ratio was found to be a significant predictor of absolute iop change following cataract surgery in patients with or at risk of primary open angle glaucoma (poag). additionally dhamankar et al.(11) found that the p r e -o pe r a t i ve pd r at i o w a s c o ns i s t ent l y associated with changes in iop. however, our multivariate analysis of the pd ratio shows no significant relation with post-operative iop. this finding can indirectly explain the importance of acd in iop reduction. calculation of the pd ratio can help the clinician predict iop reduction after cataract extraction surgery. this study also shows that age and iop reduction have a significant inverse correlation in univariate linear regression, thus supporting the findings of zhao et al.(20) that age and iop reduction in cataract surgery have inverse longitudinal and cross-sectional associations. structural changes in the trabecular meshwork can explain the inverse association because an aging tra becular meshwork increases the resistance to aqueous humor outflow, resulting in increased iop.(20) sex-related post-operative iop reduction has been inconsistent across studies. in our study, men had lower iop reduction than women. in contrast, the kangbuk samsung health (20) and gutenberg health studies(21) f oun d t h at w ome n h a d l ow e r iop. t he y hypothesized that higher iop in men could be due to a higher prevalence of cardiovascular risk factors. also, estrogen may affect the inflow of aqueous humor; an indian study(22) showed that the iop was higher in postmenopausal than in premenopausal women and attributed this difference to higher levels of testosterone and decrease of estrogen and progesterone levels with onset of menopause. however, our study f o u nd t h a t s e x -r e la te d iop r ed u c t i on i s significant in univariate and multivariate a n a l ys i s . fu r t h e r r e se a r c h i s n e e d e d to under sta nd the se x-r ela ted di f fe ren ce in intraocular pressure. as the limitation of our study, the iop measurement was done using non-contact tonometry instead of the goldmann applanation tonometer which is the gold standard in measuring iop value. the follow-up period in our study was also limited to two months only. a longer follow-up period needs to be used to further evaluate the iop changes. the clinical implication of this study is that the clinicians will know that phacoemulsification can decrease intraocular pressure. in nongla uc o ma tou s p a t i e n t s t h e pd r a t i o i s significantly associated with postoperative iop in univariate analysis and non-significantly associated with iop in multivariate analysis so that it has been shown that the pd ratio can be used independently as a predictive factor of iop after phacoemulsification. conclusions this study demonstrated that pre-operative iop is an independent and good predictor of iop reduction after phacoemulsification surgery in non-glaucomatous patients. univ med vol. 41 no 1 16 ernawati, hendrawan, khudrati, et al pre-operative intraocular pressure conflict of interest there is no conflict of interest in this study. acknowledgement we would like to acknowledge the support of medical faculty, widya mandala surabaya catholic university, for this study as an approved research proposal, and primasatya husada citra hospital for their support and assistance. contributors et and hka contributed to study concept and design, provision of study material or patients. et, hka and kwc contributed to data analysis and interpretation. et and ks contributed to administrative support and data collection and assembly. et, hka, kwc and ks contributed to manuscript writing and reviewing. all authors approved the final manuscript and will take public responsibility for the content of the manuscript submitted to universa medicina.. references 1. direktorat pencegahan dan pengendalian penyakit tidak menular direktorat jenderal pencegahan dan pengendalian penyakit. peta jalan penanggulangan gangguan penglihatan di indonesia tahun 2017-2030. jakarta: direktorat pencegahan dan pengendalian penyakit tidak menular direktorat jenderal pencegahan dan pengendalian penyakit; 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97: e12881. doi: 10.1097/ md.0000000000012881. univ med vol. 41 no 1 20. zhao d, kim mh, pastor-barriuso r, et al. a longitudinal study of age-related changes in intraocular pressure: the kangbuk samsung health study. invest ophthalmol vis sci 2014; 55: 6244-50. doi: 10.1167/iovs.14-14151. 21. hoehn r, mirshahi a, hoffmann em. distribution of intraocular pressure and its association with ocular features and cardiovascular risk factors: the gutenberg health study. ophthalmology 2013;120:961-8. doi: 10.1016/j.ophtha.2012.10.031. 22. panchami, pai sr, shenoy jp, shivakumar j, kole sb. postmenopausal intraocular pressure changes in south indian females. j clin diagn res 2013;7:1322-4. doi: 10.7860/jcdr/2013/ 5325.3145. c:\users\user\documents\39 no 2 121 abstract universa medicina body mass index increases cd4+ count in hiv/aids patients on first-line therapy mirna widiyanti*, moch irfan hadi**, mei lina fitri kumalasari***, evi iriani natalia*, dedi purba*, and setyo adiningsih* background the body mass index (bmi) may contribute somewhat to drug metabolism, thus affecting the efficacy of antiretroviral therapy (art). cd4+ counts in people infected with hiv are essential in determining the stage of the disease, initiation of antiretroviral therapy, opportunistic infections and evaluating treatment outcomes. the aim of this study was to determine the association of bmi and clinical stage with cd4+ counts in hiv patients seeking treatment using first-line antiretroviral therapy (art). methods an analytic study with a cross-sectional approach was conducted involving 251 hiv/aids patients who had received first-line antiretrovirals over six months. bmi, clinical staging according to who and cd4 + were collected. multiple linear regression was used to evaluate the relationship between bmi, clinical stage and cd4+. results among the enrolled patients, the median age was 36 years, 135 (55%) of the patients was female, 102 (40.6%) was overweight/obese, 161 (64.1%) was in stage 3 of the disease, and the median cd4+ count was 389 cells/ mm3. multiple linear regression test showed two variables with a significant effect on cd4+ count, namely bmi (b=69.247; 95 % ci : 42.886-95.608) and clinical stage (b=61.590; 28.910-94.270). bmi was the most influencing factor for cd4+ count (=0.307) compared to clinical stage (=0.216). conclusions body mass index was the most influencing factor for cd4 + counts of hiv/ aids patients. regular art can increase cd4+ counts and maintain the health of hiv/aids patients. keywords: cd4 + count, body mass index, clinical staging, hiv patients original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.121-127 may-august 2020 vol.39no.2 cite this article as: widiyanti m, hadi mi, kumalasari mlf, natalia ei, purba d, adiningsih s. body mass index increases cd4+ count in hiv/aids patients on first-line therapy. univ med 202 0;39 :1 2 1 -7 . doi : 10 .18 05 1/ univmed.2020. v39.121-127 *centre for papua health research and development, ministry of health, republic of indonesia **faculty of science and technology, universitas islam negeri sunan ampel, surabaya ***faculty of psychology and health sciences, universitas islam negeri sunan ampel, surabaya correspondence: mirna widiyanti centre for papua health research and development, ministry of health, republic of indonesia phone: +6281344388000 email: ninawidhy@gmail.com orcid id: 0000-0001-8246-7672 date of first submission, june 19, 2020 date of final revised submission, august 12, 2020 date of acceptance, august 13, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 122 widiyanti, hadi, kumalasari, et al bmi increases cd4+ count in hiv/aids patients introduction hiv/aids is a global health problem, with the number of cases to date reaching 32 million. incr eased access to effective prevention, diagnosis, treatment and care makes this disease manageable and allows people living with hiv (plhiv) to live healthier lives. at the end of 2018 there were around 37.9 million people living with hiv and 1.7 million new cases of infection.(1) the latest data in 2019 show that the numbers of hiv and aids cases in papua province were 34,473 and 22,554 respectively, while in the province of west papua there were 5,243 and 1,741 cases, respectively. (2) this remains a challenge in the prevention and control of hiv/aids in papua, especially in we st pa pua . west pa pua provinc e a s of september 2016 had 5,839 cases, where the highest number of cases was in manokwari district with 1,422 cases, followed by sorong city with 1,902 cases, sorong district with 1,026 cases, and fak-fak district with 423 cases.(3) this led us to consider making manokwari regency, sorong city and fak-fak regency our research sites in west papua province. the measurement of body weight is an important evaluation in diagnosing hiv. low body mass index (bmi) is the first criteria in defining aids. in addition, bmi also plays a role in determining who clinical stage, which includes weight loss, where weight loss of <10% is categorized as stage 2, while a weight loss of >10% or a body mass index of 18.5 kg/m2 is included in stage 3, and the hiv wasting syndrome falls into the clinical category of stage 4.(4) the body mass index of hiv patients is an important predictor of antiretroviral outcomes(57) including prediction of cd4 cell changes (8) and death.(9-11) negative changes in a patient’s bmi are also independent predictors of dropout from hiv care cases.(12) the bmi of hiv patients is influenced by gender, who stage (13), duration of treatment,(14-15) and cd4 cell count.(16) world health organization (who) classifies body mass index by dividing the bmi value into underweight (<18.5 kg/m2), normal weight (18.5-24.9 kg/m2), pre-obesity (25-29.9 kg/ m2), obesity (30-39.9 kg/m2), and morbid obesity (>40kg/m2).(17) one study found that a higher bmi is associated with more robust cd4+ t-cell recovery in haart-treated patients.(18) crumcianflone et al.(19) discovered that following haart, obese hiv-infected patients acquired fewer cd4+ t lymphocytes compared to normal weight hiv-infected patients, indicating that the potentially adverse immune response is associated with excess weight.(19) however, the study of tedaldi et al.(20) found that higher bmi is not correlated with immunological and viral responses to antiretroviral therapy.(20) thus the effects of bmi on immune reconstitution after initiating haart remain inconsistent. the present study focused on patients with first-line art and used bmi data that are easily calculated but important for predicting the outcome of art treatment, treatment drop-out and cd4 recovery and death. the aim of this study was to determine the association of demographic factors, bmi and clinical staging with cd4+ counts that illustrate the progression of the disease in hiv patients seeking treatment using first-line antiretrovirals. methods research design an analytic research of cross-sectional design was conducted in west papua (manokwari regency, sorong regency and fak-fak regency) from may to july 2019. study subjects the sample size was estimated using a 3% level precision (d), estimated population proportion 0.98 with 95% confidence interval. based on formula calculations the total sample to be taken in the three regencies was 251 persons. the respondents were hiv or aids patients who 123 went to the voluntary counseling testing (vct) clinics of manokwari hospital, sele be solu hospital (sorong city), and fak-fak regional hospital in 2019 and who had received first-line art for 6 months. the inclusion criteria of the study were availability of cd4 data and complete medical records, and having received art for a minimum of 6 months and a maximum of 60 months. female patients who were pregnant at baseline or during the follow-up visits were excluded from the study. measurements body mass index (bmi) was calculated using the formula weight (kilograms)/height (meters squared). the body mass index (bmi) in this study was also analyzed based on groupings from the western pacific region of the who criteria pertaining to obesity (wpro criteria, 2000), namely underweight (bmi <18.5), normal bmi (18.5–22.9), overweight (bmi 2324,) obese i (25-29.9) and obese ii (bmi=30). world health organization clinical staging: stage 1, patients who are asymptomatic or have persistent generali zed lympha denopathy (lymphadenopathy of at least two sites [not including inguinal] for longer than 6 months) are categorized as being in stage 1, where they may remain for several years. stage 2, even in early hiv infection, patients may demonstrate several clinical manifestations. clinical findings included in stage 2 (mildly symptomatic stage) are unexplained weight loss of less than 10 percent of total body weight and recurrent respiratory infections (such as sinusitis, bronchitis, otitis media, and pharyngitis). stage 3, as disease progresses, additional clinical manifestations may appear. those encompassed by the who clinical stage 3 category (the moderately symptomatic stage) are weight loss of greater than 10 percent of total body weight, prolonged (more than 1 month) unexpla ined diarr hea, pulmonary tuberculosis, and severe systemic bacterial infections including pneumonia, pyelonephritis, empyema, pyomyositis, meningitis, bone and joint infections, and bacteremia. stage 4, the who clinical stage 4 (the severely symptomatic stage) designation includes all of the aids-defining illnesses.(4) laboratory analysis cd4 + cell examination uses the pima analyzer (alere), pima bead count and the pima cd4 cartridge. the cd4 value that comes out of the pima tool is an absolute value without a percentage value. as a priority, art should be initiated in all individuals with severe or advanced hiv clinical disease (who clinical stages 3 or 4) and individuals with cd4 count 350 cells/ mm3 (strong recommendation, moderate-quality evidence). the art should be initiated in all individuals with hiv with a cd4 count of >350 cells/mm3 and 500 cells/mm3, regardless of who clinical stage (strong recommendation, moderate-quality evidence).(21) statistical analysis the independent variables were age (years), gender (m/f), education (years), occupation (yes/ no), body mass index and clinical stage, while the dependent (outcome) variable was the cd cell count. data were analyzed using multiple linear regression with 95% confidence interval to quantify the strength of association between cd4 as the dependent variable and the independent variables. a p-value of less than 0.05 was considered significant. ethical clearance this study has been approved by the health research ethics committee of the board of health research and development, ministry of health, republic of indonesia, under number lb.02.01/2/ke.008/2019. results demographic char a cteristics of hiv research subjects include age, sex, occupation and education, while clinical characteristics include bmi, clinical stage and cd4+ count. univ med vol. 39 no.2 124 widiyanti, hadi, kumalasari, et al bmi increases cd4+ count in hiv/aids patients a b c table 1 shows that the subjects were of productive age, that the highest level of education was high school, and that almost half were private employees. many hiv subjects were of normal weight, and had hiv/aids stage 3. table 2 shows the results of the multiple linear regression analysis showing that the two variables that had a significant relationship with cd4+ count were bmi (b=69.247;95% ci= 42.886-95.608) and clinical stage (b=61.590; 95% ci=28.910-94.270). bmi was the most influencing factor for cd4+ (β=0.307) compared to clinical stage (β=0.216). discussion demogr aphic char a cteristics of hiv respondents in west papua indicate that the characteristics of gender, age, education and occupation are still dominated by women of productive age, secondary education level and private employment. in a previous study in papua province it was also found that most of the subjects were women, were of productive a ge ( 1 7 -35 ye a r s ) a n d ha d hi gh s c ho o l education.(22) as to the clinical characteristics of west papuan patients, the majority of patients have a cd4 count of >350 cells/mm3, are in clinical stage 3 and have a normal body mass index of 18.5-22.9 kg/m2. this is in contrast to a study in timika (mimika regency) where more patients in stages 1-2 were found.(23) from the results of the analysis it was found that there is a significant association between cd4+ count and body mass index of hiv patients in west papua. the greater the bmi value, the higher the cd4+ count. the profile of nutritional changes in hiv patients has been reported to have changed since starting therapy, characteristic n (%) age (median-range in years) 36 (15-72) sex (n%) male 113 (45) female 138 (55) education (n%) no schooling primary school junior high school senior high school bachelor employment (n%) government employee military/police private employee sailor farmer laborer unemployed body mass index (n%) underweight normal weight overweight obese clinical stage (n%) stage i stage ii stage iii stage iv cd4 count (median range) 2 (8) 24 (9.6) 40 (15.9) 106 (42.2) 79 (31.5) 41 (16.3) 3 (1.2) 110 (43.8) 3 (1.2) 8 (3.2) 7 (2.8) 79 (31.5) 49 (19.5) 100 (39.8) 37 (14.7) 65 (25.9) 50 (19.9) 30 (12) 161 (64.1) 10 (4) 389 (10-1500) table 1. demographic and clinical characteristics of the subjects (n=251) characteristics b β p value 95% ci lower upper sex 6.304 0.156 0.120 -13.632 16.975 age 0.239 0.009 0.877 -2.795 3.274 education 12.568 0.050 0.432 -44.048 18.912 employment 2.493 0.024 0.718 -11.112 16.098 body mass index 69.247 0.307 0.000* 42.886 95.608 clinical stage 61.590 0.216 0.000* 28.910 94.270 table 2. factors associated with cd4+ lymphocyte resulting from multiple linear regression b: unstandardized regression coefficient; β: standardized regression coefficient 125 univ med vol. 39 no.2 with an increase in the prevalence of obesity and weight loss. several studies have shown that the level of overweight found in people with hiv/ aids does not diffe r f rom the gener al population.(24) changes in body fat distribution, dyslipidemia and insulin resistance are common conditions in adult hiv patients undergoing antiretroviral ther apy and be ing o verweight can cause complications.(25-26) a decrease in bmi is associated with a worse prognosis in people with hiv. body mass index is related to nutritional status of hiv sufferers, while nutritional status influences the function and immunity status of hiv patients.(27-28). the poor immune function due to hiv/aids causes nutritional deficiencies resulting in immune dysfunction and accelerated disease progression to aids.(29) besides body mass index, another factor associated with cd4 + is the clinical stage of the disease. the analysis of hiv patients in west papua found that the higher the clinical stage, the lower the cd4 + value. as many as 61.4% of hiv patients in west papua are in clinical stage 3. like cd4 counts, recognition of these clinical findings included in the who system is an important method for identifying hiv-infected individuals at high risk for morbidity and mortality. remaining aware of the natural course of hiv infection allows one to base management decisions on the patient’s clinical presentation. according to the who, advanced hiv/aids disease is defined for surveillance purposes as any clinical stage-3 or stage-4 disease or any clinical stage with a cd4 count greater than 350 per cubic mm, and this information can be used to calculate the burden of disease and the demand for antiretroviral therapy.(5) there is strong evidence supporting the clinical benefit of antiretroviral medications for adults with advanced hiv/aids as determined clinically or immunologically, with the who recommending definitive initiation of antiretroviral therapy in adults and adolescents in clinical stage 4, consideration of therapy initiation for those in clinical stage 3, and antiretroviral use for those in clinical stage 1 or 2 only if the cd4 count is greater than 200 per cubic mm. for patients taking antiretroviral therapy for more than 24 weeks, new or recurrent clinical staging events can be a guide to decision-making. prior to 24 weeks of antiretroviral treatment, clinical events are largely influenced by immune reconstitution or treatment toxicity and may not accurately reflect immune deterioration.(21) who guidelines report that the appearance of new or recurrent who clinical stage 3 and 4 conditions beyond 24 weeks after initiation of therapy suggests treatment failure. the hiv/aids epidemic clearly has broad and significant implications for individuals living around the globe. populations in developing nations are especially hard-hit by hiv infection and, at the same time, frequently lack access to technological advances and other resources for diagnosing and managing care. screening strategies, such as the who clinical staging system, allow for efficient identification of early infection and aggressive management when clinicians are equipped with the knowledge to apply them, and can therefore be useful tools for improving access to and implementation of care. a limitation of our study was its cross-sectional design. staging at a single visit may not adequately capture events that might have occurred prior to the study evaluation. also, the who clinical staging depends largely on gathering relevant clinical information from the patient and is therefore subjective. the clinical implication of this study is that an absolute cd4 cell count below 200 cells/mm3 indicates severe damage to the body’s immune system. absolute cd4 cell counts can still be used to determine the initiation of antiretroviral therapy. future studies should perform a cd4 percentage check in addition to an absolute cd4 count, because cd4 percentage is more stable than the absolute value. conclusions clinical stage and body mass index affect the absolute cd4+ count; a greater bmi value 126 widiyanti, hadi, kumalasari, et al bmi increases cd4+ count in hiv/aids patients will increase the cd4+ count and a higher clinical hiv stage will decrease the cd4+ count. conflict of interest the authors declare that there is no conflict of interest. acknowledgement this work was partially supported by a grant f r om th e bo a r d of he a lth re se a r c h a n d development, ministry of health, republic of indonesia. the authors are grateful to the vcts of manokwari, sorong and fak-fak health agencies for their generous support. contributors mw contributed to design of the study, sampling and performing the experiment; mih and mlf interpreted the data. mw and ei contributed to writing the draft of the manuscript , dp and sa contributed to the revision and finalization the manuscript. all authors have read and approved the final manuscript. references 1. world health organization. hiv/aids : key facts. geneva : world health organization;2020. 2. kementrian kesehatan ri. general situation of hiv/aids and hiv test. jakarta: pusat data dan informasi kementrian kesehatan ri; 2018. 3. dinas kesehatan provinsi papua barat. jumlah kasus hiv aids papua barat; 2016. 4. weinberg jl, kovarik cl. the who clinical staging system for hiv/aids. virtual mentor 2010;12:202-6. doi: 10.1001/virtualmentor2010. 12.3.cprl1-1003. 5. tsegaye at, wubshet m, awoke t, alene ka. predictors of treatment failure on second-line antiretroviral therapy among adults in northwest ethiopia: a multicentre retrospective follow-up study. bmj open 2016;6:e012537. doi: 10.1136/ bmjopen-2016-012537. 6. seyoum a, ndlovu p, zewotir t. quasi-poisson versus negative binomial regression models in identifying factors affecting initial cd4 cell count change due to antiretroviral therapy administered to hiv-positive adults in north-west ethiopia (amhara region). aids res ther 2016;13:36. doi: 10.1186/s12981-016-0119-6. 7. dalhatu i, onotu d, odafe s, et al. outcomes of nigeria’s hiv/aids treatment program for patients initiated on antiretroviral treatment between 2004-2012. plos one 2016;11:e0165528. doi: 10.1371/journal.pone.0165528. 8. koethe jr, jenkins ca, lau b, et al. body mass index and early cd4+ t cell revovery among adults initiating antiretroviral therapy in north america,1998-2010. hiv med 2015;16:572–7. doi: 10.1111/hiv.12259. 8. chakravarty j, sundar s, chourasia a, et al. outcome of patients on second line antiretroviral therapy under programmatic condition in india. bmc infect dis 2015;15: 517. doi: 10.1186/s12879015-1270-8. 10. thao vp, quang vm, wolbers m, et al. secondline hiv therapy outcomes and determinants of mortality at the largest hiv referral center in southern vietnam. medicne (baltimore) 2015;94:e1715. doi: 10.1097/md.000000000000 1715. 11. swain pk, grover g. determination of predictors associated with hiv/aids patients on art using accelerated failure time model for interval censored survival aata. am j biostat 2016;6:12–9. doi: 10.3844/ajbssp.2016. 12. asiimwe sb, kanyesigye m, bwana b, okello s, muyindike w. predictors of dropout from care among hiv-infected patients initiating antiretroviral therapy at a public sector hiv treatment clinic in sub-saharan africa. bmc infect dis 2016;16: 43. doi: 10.1186/s12879-0161392-7. 13. in ‘t veld dh, balestre e, buyze j, et al. determinants of weight evolution among hivpositive patients initiating antiretroviral treatment in low resource settings. j acquir immune defic syndr 2015;70:146–54. doi: 10.1097/qai. 0000000000000691. 14. baraki ag,gezie ld, zeleke eg, awoke t, tsegaye at . body mass index variation over time and associated factors among hiv-positive adults on second-line art in northwest ethiopia: a retrospective follow-up study. bmj open 2019; 9:e033393. doi:10.1136/bmjopen-2019-033393. 15. tang am, sheehan hb, jordan mr, et al. predictors of weight change in male hiv-positive injection drug users initiating antiretroviral therapy in hanoi, vietnam. aids res treat 2011;2011:890308. doi: 10.1155/2011/890308. 127 univ med vol. 39 no.2 16. li n, spiegelman d, drain p, et al. predictors of weight loss after haart initiation among hivinfected adults in tanzania. aids 2012 ;26:577– 85. doi: 10.1097/qad.0b013e32834f9851. 17. world health organization regional office for europe. body mass index bmi. copenhagen, denmark : world health organization regional office for europe;2020. 18. koethe jr, jenkins ca, lau b, et al. higher timeupdated body mass index: association with improved cd4+ cell recovery on hiv treatment. j acquir immune defic syndr 2016;73:197–204. doi: 10.1097/qai.0000000000001035. 19. crum-cianflone nf, roediger m, eberly le, et al. impact of weight on immune cell counts among hiv-infected persons. clin vaccine immunol 2011;18:940–6. doi:10.1128/cvi.00020-11. 20. tedaldi em, brooks jt, weidle pj, et al. increased body mass index does not alter response to initial highly active antiretroviral therapy in hiv-1infected patients. j acquir immune defic syndr 2006;43:35–41. doi: 10.1097/01.qai.0000234084. 11291.d4. 21. world health organization. consolidated guidelines on the use of antiretroviral drugs for treatning and preventing hiv infection: recommendation for a public health approach. 2nd ed. geneva: world health organization;2016. 22. widiyanti m, hadi mi, adiningsih s, et al. demographic characteristics of the people living with hiv in papua. j heal sci prev 2019;3:10–5. doi: http://doi.org/10.29080/jhsp.v3i1.175. 23. widiyanti m, ubra r, fitriana e. low body mass index increases risk of anemia in patients with hiv-aids receiving antiretroviral therapy. univ med 2017;36:221–7. doi: 10.18051/univmed. 2017.v36.221-227. 24. de araújo mariz c, de albuquerque mfpm, de alencar ximenes ra, et al. body mass index in individuals with hiv infection and factors associated with thinness and overweight/obesity. cad saude publica 2011;27:1997–2008. doi: 10.1590/s0102-311x2011001000013. 25. lake je, currier js. metabolic disease in hiv infection. lancet infect dis 2013;13:964–75. doi: 10.1016/s1473-3099(13)70271-8. 26. duncan ad, goff lm, peters bs. type 2 diabetes prevalence and its risk factors in hiv: a crosssectional study. plos one 2018;13:e0194199. doi: 10.1371/journal.pone.0194199 27. crum-cianflone n, roediger mp, eberly l, et al. increasing rates of obesity among hiv-infected persons during the hiv epidemic. plos one 2010;5: e10106. doi:10.1371/journal.pone.0010106. 28. thimmapuram r, lanka s, esswein a, dall l. correlation of nutrition with immune status in human immunodeficiency virus outpatients. mo med 2019;116:336–9. 29. sicotte m, langlois év, aho j, ziegler d, zunzunegui mv. association between nutritional status and the immune response in hiv + patients under haart: protocol for a systematic review. systematic reviews 2014 3:9. doi: 10.1186/20464053-3-9 oktavianus 63 *department of physical and rehabilitation medicine faculty of medicine, trisakti university, jakarta correspondence dr. dr. maria regina rachmawati, sprm department of physical and rehabilitation medicine, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: +6221-5672731 ext.2101 email: ati_dr@yahoo.com univ med 2012;31:63-70 universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background menopause is an aging process of the female reproductive system characterized by reduced estrogen levels. this results in increased osteoclastic activity, causing increased bone resorption and thus reduced bone mineral density (bmd). in addition to being influenced by osteoclastic activity, bmd of the lumbar vertebrae is also affected by the erector spinae muscle. the purpose of this study was to determine an association between postural scoliosis and erector spinae muscle endurance and its relation to bmd in postmenopausal women. methods this was a cross-sectional study conducted on postmenopausal women, who were selected by simple random sampling among residents of mampang prapatan subdistrict. the postural abnormality of scoliosis was determined by physical examnation, while erector spinae muscle endurance time was assessed using a modified biering-sorensen technique, and bmd was measured by bone mineral densitometry, to categorize into normal, osteopenia, and osteoporosis. results a total of 213 postmenopausal women with mean age of 53.52 ± 3.64 years participated in the study. the prevalence of scoliosis was 54.0%, and osteoporosis was 38.1%. the prevalence of osteoporosis was higher in women with scoliosis (48.7%) in comparison with those without scoliosis (31.6%) (p=0.411). in postmenopausal women with strong erector spinae muscle endurance the risk of of scoliosis was lower (0.76;95% confidence interval = 0.58 0.99) conclusions in post menopausal women with postural scoliosis found a higher incidence of osteoporosis. high endurance of erector spinae muscle lowers the risk of scoliosis. exercise to improve posture and increase endurance of erector spinae muscle need to be done to prevent decline of bmd. key words: scoliosis, erector spinae muscle, endurance, postmenopausal women prevalence of osteoporosis increased in postmenopausal women with postural scoliosis maria regina rachmawati*, nuryani sidarta* and yefta d. bastian* abstract 64 rachmawati, sidarta, bastian osteoporosis in postural scoliosis prevalensi osteoporosis meningkat pada perempuan pascamenopause dengan skoliosis postural latar belakang menopause adalah proses penuaan sistem reproduksi perempuan, yang ditandai dengan terjadinya penurunan hormon esterogen. penurunan hormon esterogen akan menstimulasi peningkatan aktivitas osteoklas, yang akan menyebabkan terjadinya peningkatan aktivitas resorbsi tulang, sehingga terjadi penurunan densitas masa tulang. densitas masa tulang vertebra lumbal selain dipengaruhi oleh aktivitas osteoklas, juga dipengaruhi oleh tekanan tonus otot yang bekerja di sekitar vertebra. kelemahan otot erektor spina juga diperkirakan menyebabkan skoliosis postural. penelitian ini bertujuan untuk menentukan adanya hubungan antara skolisis dan ketahanan otot erektor spina serta kaitannya dengan densitas masa tulang pada perempuan pascamenopause. metode rancangan penelitian jenis potong lintang digunakan pada subjek perempuan pasca menopause, yang dipilih secara random sederhana pada kecamatan mampang prapatan jakarta selatan. abnormalitas postur berupa skoliosis ditentukan berdasarkan pemeriksaan fisik, ketahanan otot erektor spina ditentukan dengan modifikasi metode biering-sorensen. densitas masa tulang ditentukan dengan bone mineral densitometry (bmd), dengan menilai skor t kemudian dibuat kategori densitas tulang normal, osteopenia, dan osteoporosis. hasil sebanyak 213 perempuan pasca menopause dengan rata-rata usia 53,52 ± 3,64 tahun ikut serta pada penelitian. prevalensi osteoporosis (48.7%) lebih tinggi pada pada perempuan pascamenopause yang mengalami skoliosis postural dibandingkan yang tidak mengalami skoliosis (31,6%) (p=0,411). pada perempuan pascamenopause yang memiliki ketahanan otot erektor spina yang kuat risiko terjadinya skolisis lebih kecil sebesar 0,76 (95% interval keperayaan 0,580,99). kesimpulan pada perempuan pascamenopause yang mengalami skoliosis postural dijumpai kejadian osteoporosis yang lebih tinggi. ketahanan erektor spina yang kuat menurunkan risiko terjadinya skoliosis pada perempuan pascamenopause. perlu dilakukan pelatihan perbaikan postur dan peningkatan ketahanan otot erektor spina untuk mencegah terjadinya penurunan densitas masa tulang. kata kunci: skoliosis, ketahanan, otot erektor spina, perempuan pasca menopause abstrak introduction menopause is an irreversible aging process of the female reproductive system, leading to cessation of menstruation. per definition menopause starts 12 months after the last menstruational period. at this point in time no graaffian follicles are to be found in the ovaries, thus reducing the sinthesis of estrogens. the reduction in estrogen concentrations gives rise to numerous symptoms, including signs of vasomotor instability such as tachycardia and 65 facial hot flushes, urogenital abnormalities such as vaginal dryness and dyspareunia, and disturbances of bone metabolism.(1-3) as a result of repeated microtraumas, bony tissues are constantly undergoing dynamic remodeling, in which bone formation is followed by resorption. the cells playing a role in the process of bone remodeling are the osteoblasts, which give rise to the formation of osteoid cells, and the osteoclasts, which function in bone resorption. bone consists of two types of tissue, i.e. trabecular or cancellous bone and compact or cortical bone. trabecular bone undergoes an annual rate of bone formation and resorpstion of approximately 25%, wheras cortical has an annual turnover rate of only 3%.(4-6) in menopause there is a decrease in gonadal functioning, leading to increased activity of osteoclastic progenitor cells. the reduction in estrogen synthesis initiates e x c e s s i v e b o n e r e s o r p t i o n , f o l l o w e d b y inadequate bone formation. all osteoblasts, osteocytes, and osteoclasts possess estrogen receptors. estrogens influence bone cells indirectly through cytokines growth factors. high estrogen levels increase apoptosis of osteoclasts through production of transforming growth factor (tgf-â). in conditions of estrogen deficiency, t cells increase the recruitment, differensiation, and survival of osteoclasts through interleukin-1 (il-1), il-6, and tumor necrosis factor alpha (tnf-á). one s t u d y o n o v a r i e c t o m i z e d m i c e f o u n d significantly higher levels of il-6 and higher numbers of macrophages and granulocytes. these findings demonstrate that estrogens play a role in inhibiting the secreetion of il-6, and t h a t i l 6 p l a y s a r o l e i n r e c r u i t m e n t o f osteoclasts via monocytes.(2,5,6) the excessive activity of osteoclasts leads to imbalance of the bone formation and resorption processes, with a higher resorption rate relative to the rate of bone formation, thus resulting in a reduction of bone mass. in a cross-sectional study on 203 postmenopausal women aged 47-60 years a prevalence of osteoporosis of 30% was found, while according to the national osteopororosis foundation 55% of postmenopausal women aged 50 years or older have osteoporosis.(7,8) i n t h e b o n e r e m o d e l i n g p r o c e s s , contraction of muscles is also believed to play a role, where stresses and strains on the bones stimulate bone remodeling. decreased muscular a c t i v i t y o r c o n t r a c t i o n m a y p r e s u m a b l y decrease bone formation and is thought to play a role in reducing bone mass. the muscles responsible for maintaining vertebral alignment are the erector spinae. adequate functioning of the erector spinae is thought to be capable of preventing postural abnormalities and reduction in vertebral bone mass. one of the most frequent postural abnormality occurring as a result of faulty alignment is postural scoliosis. another postural abnormality frequently found in patients with osteoporosis is kyphosis. the postural abnormalities in postmenopausal women with osteoporosis are caused by thinning of the vertebral bodies and/or weakness of erector spinae muscles.(9,10) erector spinae muscles are type i muscles, which are adapted for long-term low-intensity activities and serve to support the spinal column in a given posture, to control spinal motion, and to particularly protect the spinal column in truncal flexion. these supporting, control, and protective functions may be disturbed when the erector spinae muscles are fatigued.(11,12) t h e d e g e n e r a t i v e p r o c e s s e s i n postmenopausal women commonly lead to a decreased work capacity or endurance of the muscles, including the erector spinae. the decreased erector spinae endurance could be explained as a result of prolonged low back pain.(12) in women with osteoporosis, tasks that challenge balance may cause associated coc o n t r a c t i o n o f t r u n k m u s c l e s , ( 1 3 ) t h u s considerably increasing spinal loading. in this connection, vertebral fractures in individuals with fragile bone may lead to further fractures, as a result of aforementioned spinal loading. in other studies, scoliosis was assessed by measuring cobb’s angle on x-ray radiographs univ med vol. 31 no.1 66 rachmawati, sidarta, bastian osteoporosis in postural scoliosis a n d e n d u r a n c e o f t r u n c a l m u s c l e s b y electromyopgraphy. (14,15) in view of these facts, this study was conducted with the purpose to determine an association between scoliosis and bone mineral density in postmenopausal women and its relation to erector spinae muscle endurance. methods study design this study used a cross-sectional design and was conducted from december 2009 to march 2010 at mampang prapatan subdistrict in south jakarta. study subjects a total of 213 postmenopausal women who had menopause for 5 years were recruited for participation in this study. the inclusion c r i t e r i o n w a s a c u t e l y o r c h r o n i c a l l y i l l postmenopausal women. the subjects were selected by simple random sampling from among residents of the catchment area of the mampang prapatan subdistrict health center in south jakarta. data collection d a t a c o l l e c t i o n w a s d o n e b y p h y s i o t h e r a p i s t s w h o h a d b e e n t r a i n e d previously by the investigators. the subjects w e r e i n t e r v i e w e d u s i n g a q u e s t i o n n a i r e containing items on age, education, occupation, number of past pregnancies, and duration of menopause. physical examination physical examination was performed to determine body weight, height, presence of p o s t u r a l s c o l i o s i s , a n d e r e c t o r s p i n a e endurance. the presence of scoliosis was determined by a simple physical examination, in which the minimally clothed subjects standing in a relaxed posture were inspected for symmetry of shoulders and hips. vertebral alignment was determined by comparison with a plumb line made from a cord with a suspended weight. the subjects were initially palpated to find the spinal process of the seventh cervical vertebra. subsequently the plumb line was suspended without touching the subjects, and the alignment of the vertebrae was compared against the plumb line, to find any lateral deviation of the spine.(16) the procedure for determination of postural scoliosis is shown in figure 1. modified biering-sorensen test for erector spinae endurance the strength of the erector spinae muscles was assessed by placing the subjects in a position of horizontal truncal extension on a special examination table and is illustrated in figure 2. the biering-sorensen test has a demonstrated validity and reliability for determining erector spinae endurance.(17) figure 1. postural scoliosis examination 67 figure 2. horizontal truncal extension test based on the results of a preliminary study using our modified biering-sorensen test, n o r m a l m u s c l e e n d u r a n c e t i m e f o r postmenopausal women was set at 30 seconds for the present study.(12) measurement of bone mineral density measurements of bone mineral density (bmd) were expressed as t scores of the lumbar spine. the bmd was determined at budi jaya hospital, jakarta, using the lunar dpx bravo nomusa densitometer (ge medical systems), which is a dual-energy x-ray (dxa) absorptiometer. bmd was measured for the carpal bones, lumbar vertebrae, and femoral head. the t score criteria for determining bone mineral density used the follwing who standards: normal bmd if the t score is > -1, osteopenia if the t score is < -1 and > -2.5, and osteoporosis if the t score is < -2.5.(18) ethical clearance this study was obtained approval and ethical clearance from the research ethical committee, faculty of medicine, trisakti university. all participating subjects agreed to a written and signed informed consent. statistical analysis chi-square test was used to compare the bmd between normal subjects and those with postural scoliosis. the relationship between postural scoliosis and erector spinae endurance w a s d e t e r m i n e d f r o m c a l c u l a t i o n o f t h e prevalence ratio. the alpha level was set at 0.05 for all statistics. results mean age of the subjects was 53.51 ± 3.62 years, the majority (50.7%) of them had finished primary school, and most of them (66.6%) were unemployed. mean body mass index (bmi) was 26.21 ± 5.53, indicating overweight nutritional status. (table 1) *mean ± sd; #classification: normal: t score >-1; osteopenia t score >-2.5 <-1; osteoporosis t score <-2.5 table 1. distribution of subject characterisitics, posture, erector spinae endurance, and vertebral bone mineral density (n=213) characteristic n (% ) age (years)* 53.51 ± 3.62 educational level 21 (9.8) no formal educat ion 20 (9.3) pr imary sch ool (not finished) 109 (50.7) pr imary sch ool 40 (18.6) junior high school 19 (8.8) senior high sch ool 4 (1.8) university/college 21 (9.8) employment entrepren eur 19 (8.9) government official 2 (0.01) trader 49 (23.0) unemployed 143 (66.6) postural abnormalities normal 98 (46.0) postural scoliosis 115 (54.0) erector spinae endurance more than or equal to 30 seconds 90 (42.3) less than 30 seconds 123 (57.7) duration of menopau se (years)* 4.00 ± 2.20 body weight (kg)* 59.14 ± 11.33 height (cm)* 148.86 ± 5.21 body mass index(kg/m2)* 26.21 ± 5.53 bone mineral density t score* -1.61 ± 1.05 classification # normal 26 (12.2) osteopenia 100 (46.9) osteopor osis 87 (40.9) univ med vol. 31 no.1 68 rachmawati, sidarta, bastian osteoporosis in postural scoliosis post ural scoli osis bone mineral density category p normal (n,%) osteopenia (n,%) osteoporosis (n,%) yes 12 (10.4) 47 (40.9) 56 (48.7) 0.0411 no 14 (14.3) 53 (54.1) 31 (31.6) table 2. bone mineral density category by postural scoliosis postural (n=213) most of the subjects (54.0%) had postural scoliosis, while 57.7% was unable to perform horzontal contraction of the erector sipnae muscles for 30 seconds. the majority of bmd scores of the subjects (46.9% of all subjects) was in the osteopenia category. in subjects with postural scoliosis, the p r o p o r t i o n o f o s t e o p o r o s i s ( 4 8 . 7 % ) w a s significantly higher than that of subjects without postural scoliosis (31.6%) (p=0.041) (table 2). the data on the relationship between erector spinae endurance and postural scoliosis is shown in table 3. t h e r e w a s a s i g n i f i c a n t a s s o c i a t i o n between erector spinae muscle endurance and postural scolisosis. in subjects with high erector spinae muscle endurance (> 30 seconds), the risk of postural scoliosis was 0.76 (95% confidence interval 0.58 – 0.99) (p=0.0351) which was lower than that in subjects with poor erector spinae muscle endurance (table 3). discussion our study shows that the majority of postmenopausal women have postural scoliosis, which is similar to the results of a previous study conducted by birkes et al., who found an increased scoliosis prevalence in individuals older than 60 years. our results are also similar to those of schwab et al., showing a mean cobb’s angle of 17º at age 70.5 years.(14,19) differing results were found in a study involving 380 postmenopausal women aged 50 years and older, where the prevalence of lumbar scoliosis was 12.9%.(20) this difference between this study and ours was due to the differing methods used for the assessment of scoliosis. in the study by urrutia,(20) the presence or absence of scoliosis was based on lumbar curvature magnitude in the coronal plane, as measured in dxa images with cobb’s method. a lumbar curvature of 10° or above was taken as indicating the presence of scoliosis. in our study the prevalence of osteoporosis was higher in postmenopausal women with scoliosis, as compared to subjects without postural scoliosis. the results of a retrospective study of radiographs of 454 consecutive adult patients were consistent with our results, as they showed that scoliosis was common among the osteoporotic subjects and that lumbar scoliosis is a useful clinical marker for osteoporosis.(21) the study conducted by cheng et al. showed a l o w e r b m d i n s u b j e c t s w i t h i d i o p a t h i c scoliosis.(15) the amount of bone in the vertebral bodies is directly related to their load-bearing strength. in osteoporosis, the reduction in bone mass of the vertebral bodies may result in their failure *pr : prevalence ratio table 3. relationship between between erector spinae endurance and postural scoliosis (n=231) erector spinae endurance postural scoliosis pr* (95% c.i.) p yes no > 30 seconds 41 49 0.76 (0.580.99) 0,0351* < 30 seconds 74 49 69 under the load of the body, as they are essential for supporting the weight of the body .(22) epidemiological studies indicate that adults with osteoporosis or osteomalacia have a six-fold higher risk of scoliosis, which is associated with significant morbidity, including low back pain and radicular symptoms.(23) our study shows that there is a lower risk of postural scoliosis in subjects with high erector spinae muscle endurance in comparison with subjects low erector spinae muscle endurance. these results support those of a previous study conducted by kawahara et al. in patients with osteoid osteoma and scoliosis, indicating that the occurrence of scoliosis was associated with w e a k n e s s o f t h e e r e c t o r s p i n a e m u s c l e endurance.(24) another study on patients with progressive idiopathic scoliosis, who underwent electromyography (emg) examination, also found a higher degree of paravertebral muscle imbalance in these patients.(25) this study demonstrated that subjects with postural scoliosis have lower bone mineral densities and that the occurrence of postural scoliosis is influenced by weakness of the erector spinae muscles. erector spinae muscles of adequate strength exert strains and stresses on the spinal column, thus stimulating balanced b o n e r e m o d e l i n g a n d p l a y i n g a r o l e i n maintaining aligment of the spinal column and preventing postural scoliosis. a limitation of this study was the absence of an analysis of the relation between type of activity and sports habits of the subjcts and erector spinae endurance. conclusions postmenopausal women with postural s c o l i o s i s h a v e a s i g n i f i c a n t l y i n c r e a s e d prevalence of osteoporosis. high erector spinae muscle endurance reduces the risk of postural scoliosis postural. to reduce the risk of osteoporosis in postmenopausal women with scoliosis, it is recommended that postmenopausal women perform exercises for improving their posture and erector spinae muscle endurance. acknowledgements we hereby wish to express our profoundest gratitude to the dean of the faculty of medicine, trisakti university, who provided the funds for conducting this study, to the head of the mampang prapatan subdistrict health center, s o u t h j a k a r t a , f o r c o o r d i n a t i o n a n d accommodation during the study, and to the participants of this study for their cooperation. references 1. freedman rr. hot flash trends and mechanisms. menopause 2002;9:151-2. 2. etgen am, ansonoff ma, quesada a. mechanisms of ovarian steroid regulation of norepinephrine receptor mediated signal transduction in the hypothalamus: implications for female reproductive physiology. horm behav 2001;40:169-77. 3. recker r, lappe j, davies km, heaney r. bone remodeling increases substantially in the years after menopause and remains increased in older osteoporosis patients. j bone miner res 2004;19: 1628-33. 4. johnell o, kanis j. epidemiology of osteoporotic fractures. osteoporos int 2005;16 (suppl 2): s37. 5. seeman e, delmas pd. bone quality-the material and structural basis of bone strength and fragility. n engl j med 2006;354:2250-61. 6. raisz lg. pathogenesis of osteoporosis: concepts, conflicts, and prospects. j clin invest. 2005;115: 3318-25. 7. meiyanti. epidemiology of osteoporosis in postmenopausal women aged 47 to 60 years. univ med 2010;29:169-76. 8. national osteoporosis foundation. prevalence report. available at: http://www.nof.org/advocacy /resources/prevalencereport. accessed december 2, 2011. 9. bono cm, einhorn ta. overview of osteoporosis: pathophysiology and determinants of bone strength. eur spine j 2003;12 suppl 2:s90-6. 10. knutson ga, owens e. erector spinae and quadratus lumborum muscle endurance tests and supine leg-length alignment asymmetry: an observational study. j manipulative physiol ther 2005;28:575-81. 11. suden e, ereline j, gapeyeva h, pasuke m. low back muscle fatigue during sorensen endurance univ med vol. 31 no.1 70 rachmawati, sidarta, bastian osteoporosis in postural scoliosis test in patients with chronic low back pain: relationship between electromyographic spectral compression and anthropometric characteristics. electromyogr clin neurophysiol 2008;48:18592. 12. rachmawati mr. high erector spinae endurance reduced low back pain in postmenopausal women. univ med 2011;30:111-9. 13. greiga am, bennella kl, briggsa am, hodges pw. postural taping decreases thoracic kyphosis but does not influence trunk muscle electromyographic activity or balance in women with osteoporosis. man ther 2007; doi:10.1016/ j.math.2007.01.011. 14. schwab f, dubey a, gamez l, el fegoun ab, hwang k, pagala m, et al. adult scoliosis: prevalence, sf-36, and nutritional parameters in an elderly volunteer population. spine 2005;30:1082-5. 15. cheng jcy, qin l, cheung csk, sher ahl, lee km, ng swe, et al. generalized low areal and volumetric bone mineral density in adolescent idiopathic scoliosis. j bone miner res 2000;15:1587–95. 16. gross jm, fetto j, rosen e. musculoskeletal examination. 3rd ed. singapore: wiley-blackwell; 2009. 17. demoulin c, vanderthommen m, duysens c, crielaard jm. spinal muscle evaluation using the sorensen test: a critical appraisal of the literature. joint bone spine 2006;73:43-50. 18. kanis ja, burlet n, cooper c. european guidance for the diagnosis and management of osteoporosis in postmenopausal women. osteoporos int 2008;19:399-428. 19. birkes jk, white ap, albert tj. adult degenerative scoliosis: a review. neurosurgery 2008;63:a94-a103. 20. urrutia j, diaz-ledezma c, espinosa j, berven sh. lumbar scoliosis in postmenopausal women: prevalence and relationship with bone density, age, and body mass index. spine 2011;36:73740. 21. pappou ip, girardi fp, sandhu hs, parvataneni hk, cammisa fp jr, schneider r, et al. discordantly high spinal bone mineral density values in patients with adult lumbar scoliosis. spine 2006;31:1614-20. 22. leone a, guglielmi g, cassar-pullicino vn, bonomo l. lumbar intervertebral instability: a review. radiology 2007;245:62-77. 23. daffner sd, vaccaro ar. adult degenerative lumbar scoliosis. am j orthop 2003;32:77–82. 24. kawahara c, tanaka y, kato h, watanabe s, kokobun s. myolysis of the erector spinae muscles as the cause of scoliosis in osteoid osteoma. spine 2002;27:e313-15. 25. cheung j, halbertsma jpk, veldhuizen ag, sluiter wj, maurits nm, cool jc, et al. a preliminary study on electromyographic analysis of the paraspinal musculature in idiopathic scoliosis. eur spine j 2005;14:130-7. oktavianus 3 *health analyst, faculty of nursing and health, muhammadiyah university, semarang **department of nutrition, dr. kariadi hospital/ diponegoro university, semarang ***department of pathology, dr. kariadi hospital/ diponegoro university, semarang ****department of pharmacy, dr. kariadi hospital/ diponegoro university, semarang correspondence dr. budi santosa, s.km, m.si.med health analyst, faculty of nursing and health, muhammadiyah university, semarang jl. kedungmundu raya 18 semarang mobile: +6281805867211 email: budisantosa.unimus@gmail.com univ med 2015;34:3-9 doi: 10.18051/univmed.2016.v35.3-9 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2015january-april, 2015january-april, 2015january-april, 2015january-april, 2015 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 background lead acetate (pb) inhibits heme biosynthesis through inhibition of δaminolevulinic acid dehydrogenase (δ-alad), copro porphyrinogen oxidase, and ferro chelatase. zinc supplementation increases lead-binding metallothionein proteins. the purpose of this study was to find evidence that zinc supplementation prior to lead exposure improves heme biosynthesis in rats. methods this was a randomized post-test only control-group design study involving 28 rats assigned to 4 groups (1 control and 3 treatment groups). the treatment groups were supplemented with zinc at doses of 0.2, 0.4, and 0.8 mg daily by gavage for 3 weeks. from week 4 to 13, all groups were exposed to lead 0.5 g/kg bw/day by gavage. at the end of week 13, δalad, erythrocyte protoporphyrin (epp), and heme concentrations were determined by means of elisa. one-way anova, followed by bonferroni’s test was used to analyse the data. results mean δ-alad concentrations decreased from the control group down to treatment group 3 (0.24 ± 0.20; 0.15 ± 0.15; 0.12 ± 0.11; 0.05 ± 0.06 ng/ mean per unit). mean epp concentrations decreased from the control group down to treatment group 3 (1.96 ± 0.50; 1.24 ± 0.24; 1.03 ± 0.05; 0.62 ± 0.16 ng/ml). mean heme concentrations increased from the control group up to treatment group 3 (8.07 ± 2.64; 10.11 ± 2.27; 10.04 ± 1.65; 11.41 ± 2.58 µm). anova followed by bonferroni showed that epp concentrations differed significantly between the control group and treatment group 3 (p=0.00). conclusion zinc supplementation prior to lead exposure improves heme biosynthesis in rats exposed to lead. keywords: zinc, δ-alad, epp, heme zinc supplementation improves heme biosynthesis in rats exposed to lead budi santosa*, hertanto wahyu subagio**, lisyani suromo***, and henna rya sunoko**** doi: http://dx.doi.org/10.18051/univmed.2015.v34.3-9 4 santosa, subagio, suromo, et al zinc improves heme biosynthesis suplementasi seng memperbaiki biosintesis heme pada tikus yang terpajan pb latar belakang plumbum (pb) asetat menghambat proses biosintesis heme melalui inhibisi enzim δ-alad, coproporfirinogen oksidase, ferrokhelatase. suplementasi seng meningkatkan protein metallothionein yang mengikat pb. tujuan penelitian ini untuk membuktikan suplementasi seng sebelum pajanan pb memperbaiki proses biosintesis heme pada tikus. metoda penelitian eksperimental dengan rancangan pra-pasca dengan menggunakan kontrol dilakukan pada 28 ekor tikus yang secara acak sederhana dibagi menjadi 4 kelompok yaitu 1 kelompok kontrol dan 3 kelompok perlakuan. pada kelompok perlakuan disuplementasi seng 0,2; 0,4; 0,8 mg setiap hari melalui sonde sampai minggu ke-3, awal minggui ke-4 kelompok kontrol dan perlakuan dipajan pb 0,5 gr/kg bb/hari melalui sonde sampai minggu ke-13. akhir minggu ke-13 diperiksa δ-alad, epp, heme menggunakan elisa. analisa data menggunakan kruskal wallis, kadar epp dan heme dengan uji one way anova, dilanjutkan bonferroni. hasil rerata δ-alad menurun mulai kelompok kontrol sampai perlakuan ke-3 (0,24 ± 0,20; 0,15 ± 0,15; 0,12 ± 0,11; 0,05 ± 0,06 ng rerata per unit). rerata epp menurun dari kelompok kontrol sampai perlakuan ke-3 (1,96 ± 0,50; 1,24 ± 0,24; 1,03 ± 0,05; 0,62 ± 0,16 ng/ml). rerata heme meningkat dari kelompok kontrol sampai perlakuan ke3 (8,07± 2,64; 10,11 ± 2,27; 10,04 ± 1,65; 11,41 ± 2,58 µm). uji anova diteruskan bonferroni menunjukkan epp berbeda bermakna antara kelompok kontrol dengan ke-3 kelompok perlakuan (p=0,00). kesimpulan suplementasi seng sebelum pajanan pb mampu memperbaiki biosisntesis pada tikus terpajan pb. kata kunci: seng, δ−alad, epp, dan heme abstrak introduction health problems may have various causes; one of these are heavy metals such as lead, which is a hazardous air pollutant. the environment can be polluted by lead through increased human acitivities, such as mining, smelting, combustion of gasoline, and the use of lead for commercial purposes.(1) some of the main sources of lead poisoning are vegetables, batteries, paints, cosmetics, jewelry, toys, gasoline, and others. in west and central java the increasing use of phosphate fertilizers, pesticides, and herbicides have the potential to increase lead exposure. the study conducted by shah f et al.(2) showed that in general anemia occurs in children between 15 years old, who have higher lead levels as compared with children without anemia. among children with blood lead levels of > 10 µg/dl there are 2.87-fold more anemia cases in comparison with children with blood lead levels of <10 µg/dl.(3) lead intoxication may occur through inhalation, ingestion of contaminated foods and drinks, and transdermally.(4) lead accumulates in the mitochondria, resulting in the predominant 5 effects of lead, i.e. abnormal heme biosynthesis and hematopoiesis.(5) lead binds and inhibits the sulfhydryl-rich enzymes involved in heme b i o s y n t h e s i s , i . e . δa m i n o l e v u l i n i c a c i d dehydrogenase (δ-alad) in the cytosol, and coproporphyrinogen oxidase and ferrochelatase in the mitochondria.(6) the inhibition of these enzymes in heme biosynthesis as a result of lead exposure occurs at the starting point, at midpoint, and at the endpoint of heme biosynthesis. deltaalad is the initial enzyme inhibited by lead. inhibition of δ-alad prevents the conversion o f δa m i n o l e v u l i n i c a c i d (δa l a ) i n t o porphobilinogen (pbg), causing increased δala and δ-alad concentrations in the blood. the enzyme inhibited at midpoint of heme biosynthesis is coproporphyrinogen oxidase, resulting in increased coproporphyrinogen concentrations. the last enzyme inhibited by lead in heme biosynthesis is ferrochelatase, causing increased protoporphyrin concentrations in the erythrocytes (free erythrocyte protoporphyrin/ epp). (7) t h e s e a b n o r m a l i t i e s o f h e m e biosynthesis result in a reduction in heme concentrations, leading to decreased hemoglobin concentrations and anemia. various attempts have been made to treat lead intoxication, such as the use of edta as chelating agent.(8) a chelating agent binds lead to form a polar (hydrophilic) complex that is excreted from the body through the kidneys. according to studies that have been conducted on the use of edta, this is a therapeutic or curative agent. however, edta treatment is far f r o m m a x i m a l , a n d i t i s a d m i n i s t e r e d intravenously. therefore preventive agents should be studied to reduce lead toxicity, one of these being metallothionein proteins, since these play important roles in poisoning by heavy metals, including lead.(9) metallothioneins are rich in sulfhydryl groups, which form covalent bonds with heavy metals such as lead. studies on metallothioneins have found correlations with zinc levels in the body.(10) the study by santosa et al.(11) showed that zinc supplementation in stepwise increasing doses, i.e. at 0.2 mg, 0.4 mg, and 0.8 mg daily to rats (rattus norvegicus) is capable of increasing metallothioneins. these d o s e s h a v e b e e n c a l c u l a t e d b y t a k i n g a conversion factor from humans to rats into consideration. preventive zinc supplementation has been proven to enhance hematopoesis by reducing basophilic stippling and hematocrit values in lead-exposed rats.(12) the mechanism of the prevention of lead intoxication by zinc through heme biosynthesis is by blocking enzyme action, competition between lead and zinc, and covalent bonding. the blocking mechanism is due to the binding of lead to enzyme/protein active groups, thus inactivating the enzyme. competition between l e a d a n d z i n c a t o m s m a y o c c u r f o r t h e metallothionein sulfhydryl groups. for each bond, the higher the cationic charge of the metal, the stronger the bond. the nearer the metal is to the noble metals the stronger its affinity. in the periodic system of elements, lead belongs to period vii and zinc to period iv. therefore, the cationic charge of lead is greater than that of zinc, favoring lead in the competition for the metallothionein sulfhydryl groups.(13) the covalent bonding of pb2+ with the metallothionein sulfhydryl groups is stable and irreversible. the formation of irreversible covalent bonds between l e a d a n d m e t a l l o t h i o n e i n c a u s e s h e m e biosynthesis to be disturbed by lead exposure. therefore zinc supplementation should be studied as a preventive alternative against inhibition of heme biosynthesis by lead exposure. the aim of this study was to evaluate the effect of zinc supplementation on heme biosynthesis in lead-exposed rats. methods study design the present study was carried out according to an experimental randomized posttest only control-group design. the time period from selection of experimental animals and their housing up to the interventions was 100 days, the study being conducted between december univ med vol. 34 no.1 6 santosa, subagio, suromo, et al zinc improves heme biosynthesis 2012 and march 2013. the study took place in the integrated research and testing laboratory (laboratorium penelitian dan pengujian terpadu, lppt), gadjah mada university, yogyakarta. experimental animals the experimental animals used were 28 15week old male black rats (rattus norvegicus. the sampled size was determined by means of the formula: sample size = (t – 1) (r – 1) > 15 where t = number of groups, r = number of experimental animals per treatment group. the study used 3 treatment groups and and 1 control group, so that t=4, (4-1) (r-1) > 15, r > 6. the number of rats used was 6 per group (3 treatment groups and 1 control group) so that total sample size to be used in this study was 24. to the number of rats per group, one animal was added as reserve, in anticipation of deaths, so that the total sample size comprised 28 rats. zinc supplementation zinc supplementtion was administered to the treatment groups in stepwise increasing doses of 0.2, 0.4, and 0.8 mg/day by gavage, whereas t h e c o n t r o l g r o u p d i d n o t r e c e i v e z i n c supplementation. the supplementation period was from the first week to the third week. the 7 animals per group were assigned by simple random sampling.(13) lead exposure lead exposure was by administration of 0.5g/kgbw/day (acute dose) for 10 weeks, from the third week to the thirteenth week. the amount of lead exposure was based on a previous study on the effect of lead acetate administration to rattus norvegicus.(14) lead exposure was given in the form of a solution of 0.5 g/ml. measurement of blood parameters for determination of heme biosynthesis, the parameters investigated were serum δ-alad, epp, and heme concentrations. this was performed by means of the elisa assay in the gaki laboratory, diponegoro university, semarang, for all experimental animals of the control and treatment groups on the last day of the thirteenth week. data analysis differences in δ-alad concentrations between control and treatment groups were analyzed by the kruskal-wallis test, whereas differences in epp and heme concentrations were tested by one way anova, followed by bonferroni’s test. ethical clearance we conducted this study after receiving ethical clearance from the ethics commission, faculty of medicine, diponegoro university/dr. kariadi hospital, semarang, under no. 339/ec/ fk/rsdk/2012. the head of the integrated research and testing laboratory, gadjah mada university, yogyakarta, permitted the study to b e c a r r i e d o u t a f t e r h a v i n g r e c e i v e d communications regarding the ethical clearance. results improvement of heme biosynthesis was determined from δ-alad, epp, and heme concentrations. the concentrations of δ-alad a n d e p p w e r e d e c r e a s e d w i t h z i n c supplementation, in comparison with the control group, whereas the heme concentrations were increased. the details of the mean differences and statistical test results for δ-alad, epp, and heme concentrations after the thirteenth week by treatment group are presented in tables 1 and 2 below. there was a difference in mean δ-alad concentrations between control and treatment groups. the highest mean was in the control groups (0.24 ± 0.20 ng/ml) and the lowest in the zinc iii treatment group (0.05 ± 0.06 ng/ ml). the kruskal-wallis test did not find any significant differences between control and treatment groups (p=0.16). 7 table 1. mean δ-alad, epp, and heme concentrations after the thirteenth week by treatment group there were differences in mean epp concentrations between the control and treatment groups. the highest mean (1.96 ± 0.50 ng/ml) w a s i n t h e c o n t r o l g r o u p w i t h o u t z i n c supplementation, and the lowest mean (0.62 ± 0.16 ng/ml) was in the treatment group receiving zinc supplementation at a dose of 0.8 mg. a n o va t e s t r e s u l t s s h o w e d s i g n i f i c a n t differences between control and treatment groups (p=0.00). there was no significant difference in mean heme concentrations (p=0.13). the results of bonferroni’s muliple comparison test showed significant differences in mean epp concentrations between the control group versus the zinc i, zinc ii and zinc ii treatment groups (table 2). discussion from the results of this study, there was a reduction in δ-alad concentrations in the treatment groups receiving zinc supplementation. however, laboratory investigations showed a downward trend in δ-alad concentrations, starting from the control group to the treatment groups of the lead-exposed rats. higher zinc doses resulted in lower δ-alad concentrations in the lead-exposed rats. lead can inhibit precursors of heme biosynthesis, such as δalad. the activity of δ-alad is disturbed by lead, causing δ-ala not to be converted into porphobilinogen so that there is an increase in δ-alad concentrations. these changes due to lead exposure are acute or toxic. further studies are needed on the possibility of compensatory mechanisms of the body in the form of increases in δ-alad concentrations to convert δ-ala into porphobilinogen. the elisa assay used in the present study was capable of measuring all δalad concentrations, both those from lead inhibition as well as those excreted by the body as a compensatory mechanism, so that δ-alad concentrations increased after lead exposure. lead exposure of rats that have previously received zinc supplementation resulted in decreased δ-alad concentrations. this may be because the metallothioneins that are formed will bind the lead, while the metallothionein-bound zinc is released and activates δ-alad. because of activation, δ-alad again functions normally, being capable of converting δ-ala into porphobilinogen, so that the body does no longer i n c r e a s e δa l a d c o n c e n t r a t i o n s i n compensation, so decreasing its concentrations. this δ-alad activation improves heme biosynthesis. several studies support our results stating that lead is capable of increasing δ-alad and some of these studies have been conducted on zinc and δ-alad.(14-16) the epp concentrations were reduced in the treatment groups receiving zinc supplementation in comparison with the control group that were only exposed to lead. this may be explained by the fact that the last enzyme to be inhibited by lead in heme biosynthesis is ferrochelatase. this table 2. results of bonferroni’s test for epp after thirteenth week by treatment group univ med vol. 34 no.1 8 santosa, subagio, suromo, et al zinc improves heme biosynthesis enzyme is present in the mitochondria and plays a r o l e i n t h e c o m p l e x i n g o f f e t o t h e protoporphyrin ring. ( 1 7 ) i n h i b i t i o n o f f e r r o c h e l a t a s e i n c r e a s e s e r y t h r o c y t e protoporphyrin/epp. several studies have found evidence for a correlation between lead exposure and erythrocyte protoporphyrin. lowry et al.(18) s t u d i e d t h e e ff e c t s o f l e a d e x p o s u r e o n cytochrome 450 (cyp) and found that lowintensity lead exposure had no effects on cytochrome 450 metabolism, but affected several pathways in hemoglobin synthesis. the epp concentrations increased on exposure to lead of >10 µg/dl. epp concentrations increased significantly in the exposed group (battery factory workers) as compared with controls.(15) shah f et al.(2) studied blood lead levels and the prevalence of iron deficiency anemia in children aged between 1 to 5 years, and found that children with severe iron deficiency anemia had higher lead levels in the blood as compared with children with mild iron deficiency anemia. there was a significant negative correlation between blood lead levels and iron deficiency anemia. these results are similar to those of zinc supplementation, but are based on different mechanisms. iron complexes with porphyrin to form heme, whereas zinc supplementation competes with lead for metallothionein sulfhydryl groups so that there is no accumulation of epp. in the present study, heme concentrations were low after lead exposure without zinc supplementation, whereas heme concentrations increased, although not significantly, after lead exposure with zinc supplementation. this proves t h a t z i n c s u p p l e m e n t a t i o n i s c a p a b l e o f increasing heme synthesis in lead-exposed rats. to increase heme concentrations significantly in lead-exposed rats, the zinc supplementation dose should be increased. zinc is an important micromineral in biological processes in the body. the role of zinc in heme biosynthesis is with regard to alad, which is a zinc-containing enzyme that plays a role in catalyzing the condensation of two molecules of ala into two molecules of water and one molecule of porphobilinogen (pbg). zinc deficiency inhibits this reaction and influences heme formation.(3) in heme synthesis, the second enzyme that plays a role is δ-alad. this enzyme is exceedingly rich in sulfhydryl groups with a stronger affinity for lead in comparison with zinc. full enzyme activity requires intact or complete sulfhydryl groups and one zinc atom for each subunit. enzyme activity is inhibited if the zinc is replaced by other metals, such as lead.(3) addition of zinc may reverse the inhibition of δ-alad, but this requires higher zinc concentrations.(14) according to santosa et al.(12) zinc supplementation may increase metallothioneins that are rich in sulfhydryl groups capable of binding lead, causing no interference with delta alad (3) and no inhibition of heme biosynthesis. various studies of the effect of lead exposure on heme biosynthesis have supported the results of the present study. several studies on lead exposure in battery factory workers showed increases in the heme biosynthesis parameters δ-alad and epp, but showed decreases in heme and hemoglobin concentrations.(18) lead exposure in 30 automobile workers caused increases in δalad, epp, porphobilinogen and decreases in heme and hemoglobin concentrations.(19) heme is an integral part of proteins involved in several electron transport chains for energy renewal that are found in nearly all forms of life. in addition, heme is a cofactor of enzymes, including catalase, peroxidase, cytochrome p450, and is a part of sensor molecules.(20) one limitation of this study was that the elisa assay for assessment of δ-alad concentrations will measure all forms of the enzyme, and cannot distinguish between leadinhibited and noninhibited forms. the clinical i m p l i c a t i o n o f t h i s s t u d y i s t h a t z i n c supplementation has been proved to reduce δalad and epp concentrations and to increase heme concentrations, indicating that zinc is capable of repairing heme biosynthesis in rats exposed to lead, so that further studies are necessary to apply these findings to humans. 9 conclusion zinc supplementation at doses of 0.4 mg and 0.8 mg significantly improves heme biosynthesis, marked by reduced δ-alad and epp concentratioins and increased heme concentrations. acknowledgments we thank the directorate-general of the department of higher education (dirjen dikti), ministry of education and culture (kemendikbud), for the funding of this study. references 1. markowitz m. lead poisoning. in: behrman re, kliegman rm, jenson hb, editors. nelson textbook of pediatrics. 18th ed. philadelphia: saunders; 2010.p.2913-7. 2. shah f, kazi tg, afridi hi, et al. environmental exposure of lead and iron deficit anemia in children age range 1-5 years: a cross sectional study. sci total environ 2010;408:5325-30. doi: 10.1016/j.scitotenv.2010.07.091. 3. ahamed m, singh s, behari jr, et al. interaction of lead with some essential trace metals in the blood of anemic children from lucknow, india. clin chim acta 2007;2:92-7. 4. hamilton wj, ledvina ps, lopez ra, et al. childhood lead poisoning in galveston, texas: background health effects hot spots – intervention. version 1. texas: baylor college of medicine; 2007. 5. manahan se. toxicological chemistry and biochemistry. 3rd ed. new york washington: lewis publishers; 2003. 6. world health organization. childhood lead poisoning. geneva: world health organization; 2010. 7. kabe y, ohmori m, shinouchi k, et al. porphyrin accumulation in mitochondria is mediated by 2oxoglutarate carrier. j biol chem 2006;281: 31729-35. 8. american academy of pediatrics, committee on environmental health. lead exposure in children: prevention, detection, and management. pediatrics 2005;16:1036-46. 9. zuo p, qu w, cooper rn, et al. potential role of a-synuclein metallothionein in lead-induced inclusion body formation. tox sci 2009;111:1008. 10. lee sm, mclaughlin jn, frederick dr, et al. metallothionein-induced zinc partitioning exacerbates hyperoxic acute lung injury. am j physiol lung cell mol physiol 2013;304:35060. 11. santosa b, subagio ws, suromo l, et al. zinc supplementation dosage variations to metallothionein protein level of rattus norvegicus. int j sci eng 2013;5:15-7. 12. santosa b, subagio hw, suromo l, et al. zinc supplementation decreases basophilic stippling in rats exposed to lead. univ med 2014;33:118. 13. krêzel a, hao q, maret w. the zinc/thiolate redox biochemistry of metallothionein and the control of zinc ion fluctuations in cell signaling. arch biochem biophys 2007;463:188-200. 14. hariono b. efek pemberian plumbum (timah hitam) pada tikus putih anorganik (rattus norvegicus). j sain vet 2006;24:125-33. 15. shaik ap, jamil k. a study on the alad gene polymorphisms associated with lead exposure. toxicol ind health 2008;24:501-06. 16. yang y, wu j, sun p. effects of deltaaminolevulinic acid dehydratase polymorphisms on susceptibility to lead in han subjects from southwestern china. int j environ res public health 2012;9:2326-38. 17. atamna h, killilea dw, killilea an, et al. heme deficiency may be a factor in the mitochondrial and neuronal decay of aging. pnas 2002;99: 14807-12. 18. lowry ja, pearce re, gaedigk a, et al. lead and its effects on cytochromes p450. j drug metab toxicol 2012;5:1-4. 19. dongre nn, suryakar an, patil aj, et al. biochemical effects of lead exposure on systolic & diastolic blood pressure, heme biosynthesis and hematological parameters in automobile workers of north karnataka (india). ind j clin biochem 2011;26:400-6. 20. heinemann iu, jahn m, jahn d. the biochemistry of heme biosynthesis. arch biochem biophys 2008;474:238-51. univ med vol. 34 no.1 central obesity increases the risk of type 2 diabetes mellitus among urban adults 187 *public health intervention technology center, hrda-moh ri **clinical epidemiology and applied health technology center, hrdamoh ri correspondence: dr. dr. julianty pradono, ms. jl.dewi sartika no.292 jakarta timur mobile: +62812 100 4523 email: jpradono@yahoo.com univ med 2015;34:187-96 doi: 10.18051/univmed.2016.v35.187-196 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background in indonesia the number of persons with type 2 diabetes mellitus (t2dm) was 8.5 million in 2013, and is estimated to be 11.8 million in 2030. the aim of this study was to determine the major risk factors associated with t2dm prevalence in urban aged >15 years. methods an observational study with cross-sectional design was used with the data from riskesdas 2007 and 2013 on population aged >15 years. total respondents were 294,352 (2007) and 368,281 (2013). data were collected by trained personnel through interviews, blood pressure and anthropometry measurements, and blood glucose and lipid tests. odds ratio (or) was used to test the relationship between t2dm and a number of other variables. multiple logistic regression analysis was obtained to determine the main risk factor associated with t2dm prevalence. results type 2 diabetes mellitus prevalence increased from 2.3% (2007) to 2.5% (2013). t2dm tended to be increased in the younger age groups. low education, middle-to-high economic status, less physical activity, smoking >200 cigarettes, and high risk blood lipid levels were strongly associated with t2dm prevalence. the main risk factors were inadequate physical activity (2007: or 1.9;95% ci:1.16–2.98 and 2013: or 2.44;95% ci: 1.57-3.78) and central obesity (2007: or 1.8;95% ci:0.99–3.10, and 2013:or 3.84; 95% ci: 2.49-5.93) after controlling for age, gender, employment and economic status. conclusions type 2 diabetes mellitus prevalence in the population aged >15 years increased within 5 years. lack of physical activity and central obesity were the major risk factors of t2dm prevalence in urban adults. keywords: physical activity, central obesity, type 2 diabetes mellitus, adults, urban areas central obesity increases the risk of type 2 diabetes mellitus among urban adults julianty pradono*, nunik kusumawardani*, and delima** doi: http://dx.doi.org/10.18051/univmed.2015.v34.187-196 188 pradono, kusumawardani, delima central obesity risk diabetes mellitus obesitas sentral meningkatkan kejadian diabetes melitus tipe 2 pada orang dewasa di perkotaan latar belakang di indonesia jumlah penduduk dengan diabetes melitus tipe 2 (dm2) adalah 8,5 juta orang pada tahun 2013, dan diperkirakan menjadi 11,8 juta pada tahun 2030. tujuan penelitian ini untuk mendapatkan faktor risiko utama yang berhubungan dengan kejadian dm pada penduduk umur >15 tahun di perkotaan. metode penelitian observasional dengan desain potong lintang digunakan dengan data riskesdas 2007 dan 2013 pada penduduk umur >15 tahun. jumlah sampel sebanyak 294.352 (2007) dan 368.281 responden (2013). pengumpulan data oleh enumerator terlatih melalui wawancara, pengukuran tekanan darah, antropometri, dan pemeriksaan darah (kadar glukosa darah dan lipid darah). odds rasio (or) digunakan untuk menetukan hubungan antara t2dm dan beberapa variabel. regresi logistik ganda digunakan untuk menentukan faktor risiko utama yang mempunyai hubungan dengan kejadian dm2. hasil prevalensi dm2 meningkat dari 2,3% (2007) menjadi 2,5% (2013). ada kecendrungan peningkatan dm2 pada umur lebih muda. penduduk dengan pendidikan rendah, status ekonomi mampu, kurang aktivitas fisik, merokok >200 batang, dan kadar lipid darah berisiko mempunyai hubungan kuat dengan kejadian dm2. sedangkan faktor risiko utama adalah kurang aktivitas fisik (2007: or 1,9;95% ci:1,16–2,98 dan 2013: or 2,44;95% ci: 1,57-3,78) dan obesitas sentral (2007: or 1;8; 95% ci:0,99–3,10, dan 2013: or 3,84;95% ci: 2,49-5,93) setelah dikontrol oleh umur, jenis kelamin, pekerjaan dan status ekonomi. kesimpulan terjadi peningkatan prevalensi dm2 pada penduduk umur >15 tahun dalam kurun waktu 5 tahun di perkotaan. kurang aktivitas fisik dan obesitas sentral merupakan faktor risiko utama dari kejadian dm2 pada orang dewasa di perkotaan. kata kunci: aktivitas fisik, obesitas sentral, diabetes melitus tipe 2, orang dewasa, perkotaan abstrak introduction the number of persons with type 2 diabetes mellitus (t2dm) is expected to become a burden in adults, particularly in especially developing countries. in 2013, there were 382 million people with diabetes, and this number is projected to become 592 million in 2035. the majority (77%) of people with diabetes live in low and middle income countries.(1) the international diabetes federation (idf) estimates that in 2030 a total of 398 million (7.1%) will have impaired glucose tolerance (igt) and that dm will cause 4.9 million deaths in 2014, or that every seven seconds one person will die from dm.(2) i n t h e a s i a p a c i f i c r e g i o n , t 2 d m constitutes a health problem. undiagnosed cases or case with delayed diagnosis and low levels of monitoring are frequently associated with i n c r e a s e d r i s k o f m i c r o v a s c u l a r a n d c a r d i o v a s c u l a r d i s e a s e , d i s a b i l i t i e s , a n d premature deaths.(3,4) 189 univ med vol. 34 no.3 although indonesia does not belong to the 10 countries with the highest diabetes prevalence in the world, as a country with a large population, in 2013 it was number 7 in rank, with 8.5 million persons with t2dm, which is projected to become 11.8 million in 2030.(5) the results of the basic health research (riset kesehatan dasar, riskesdas) of 2007 and 2013 showed that the prevalence of t2dm in indonesia, as obtained by interviews, also tended to increase from 1.1% (6) to 2.1%.(7) diabetes mellitus is a life-long chronic metabolic disease that is a risk factor for cardiovascular disease, a major cause of death. uncontrolled diabetes mellitus results in various complications, such as diabetic foot, neuropathy, retinopathy, chronic renal disease, coronary heart disease, and stroke.(8) the results of several studies have indicated a number of unmodifiable and modifiable factors that increase the risk of dm. unmodifiable risk factors include ethnicity, family history of diabetes, age, history of delivery of infants of >4kg body weight, and history of gestational dm. modifiable risk factors comprise overweight, low physical activity level, hypertension, dyslipidemia, and unhealthy diet (high in sugar and low in fiber).(6,9) awareness of the increased incidence of t2dm and measures to prevent t2dm by controlling the risk factors need to be promoted. for this purpose, the prevalence and the determining risk factors of t2dm should be continuously investigated and analyzed from year to year. to date no information was available on studies showing a tendency of increased t2dm incidence in indonesia adults residing in urban areas. the objective of this study was to determine a tendency of increased prevalence of t2dm and its determining risk factors in urban adults. methods research design this research was part of the riskesdas 2007 and 2013 studies. this was a noninterventional cross-sectional study conducted from september to november 2007 and from august to october 2013. study subjects the respondents were household members aged >15 years, residing in urban areas, of households selected as samples in riskesdas 2007 or riskesdas 2013. the inclusion criteria were residents >15 years old, males and females, agreeing to be interviewed and to be subjected to blood sampling. the number of respondents fullfilling the inclusion criteria in 2007 and 2013 were 294,352 and 368,281 respectively. interviews interviews were performed using a questionnaire comprising items on sociodemographic characteristics, past history of disease, and high risk behavioral factors. the questions focused on the respondents having been diagnosed by health personnel as suffering from t2dm, on the t2dm symptom triad (polyphagia, polydipsia, and polyuria) and on current use of antidiabetics or insulin injections. measurements of the anthropometrical measurements, weight was measured in “kg” using personal scales, and height was measured in “cm” using a stadiometer. abdominal circumference was measured in “cm” using a measuring tape. body mass index (bmi) was calculated from the formula: bmi (kg/m2) = weight (kg)/[height (m)2]. blood pressure was measured using a digital sphygmomanometer. laboratory analysis blood samples from the cubital vein were drawn after the respondents had fasted for 10-12 hours. fasting and 2-hour postload blood glucose concentrations were determined by electroenzymatic methods. blood lipid concentration was determined at the health research and development agency (hrda, balitbangkes) integrated laboratory, using the 190 pradono, kusumawardani, delima central obesity risk diabetes mellitus cobas 6000 roche analyzer and the c501module kit on enzymatic colorimetric principles.(10,11) blood examinations consisted of fasting glucose measurement and determination of blood glucose 2 hours after loading with a solution of 75 g glucose in 250 ml water, total cholesterol, high density lipoprotein (hdl), low density lipoprotein (ldl), and triglyceride concentrations. diabetes mellitus type 2 was diagnosed according to the 2011 guidelines of the american diabetes association (ada).(12) the t2dm diagnostic criteria were considered to be met if: 1) random plasma glucose concentration was >200 mg/dl and the classical symptoms of t2dm were present, such as polyuria, polydipsia, polyphagia, and unexplained weight loss; 2) fasting plasma glucose of >126 mg% with classical t2dm symptoms; 3) 2-hour postload glucose >200 mg/dl. blood lipid concentration was referenced to the normal values according to the national cholesterol education program (ncep)-adult treatment panel (atp) iii.(13) normal total cholesterol was taken as <200 mg/dl, and abnormal total cholesterol concentrations included the criteria borderline (200-239 mg/dl) and high (>240 mg/dl). in the analysis, the limit of 240 mg/dl was taken. the normal hdl value in males and females was >40 mg/dl and the optimal ldl value was <100 mg/dl. based on the reference, the category of near optimal/above optimal was 100-129 mg/dl, borderline high was 130-159 mg/ dl, high had a value of 160-189 mg/dl, and very high had a value of >190 mg/dl. in the analysis, ldl values were categorized as <160 mgdl and >160 mg/dl. the normal triglyceride value was <150 mg/dl. there were several triglyceride categories, i.e. borderline high with the values of 150-199 mg/dl, high with 200-499 mg/dl and very high with >500 mg/dl. in the analysis, the triglyceride limits were taken as <200 mg/dl and >200 mg/dl. data analysis data analysis was performed descriptively to describe the prevalence distribution of t2dm based on several variables. the odds ratio was used to test for a relationship between t2dm and a number of other variables. furthermore, multiple logistic regression analysis was used to obtain models of t2dm risk factors. ethical clearance the conduct of riskesdas 2007 and riskesdas 2013 had obtained ethical approval from the ethical commission of the health research and development agency, ministry of health, republic of indonesia (nhrd-moh ri). results t h e p r e v a l e n c e o f t 2 d m b a s e d o n symptoms (dm triad) and blood glucose testing (fasting and 2 hour postload) in persons aged >15 years increased from 2.3% in 2007 to 2.5% in 2013. the prevalence of t2dm increased with advancing age up to 55-64 years, then tended to decrease up to 75 years or above. this was found in both the findings of the year 2007 and 2013. when comparing these two studies, there was a tendency for the t2dm prevalence to increase, particularly in the younger age groups. the prevalence of t2dm was higher in persons with low education and middle-to-high economic status (quintiles 3-5) in comparison with high education and low economic status (quintiles 1-2). working males had more f r e q u e n t l y t 2 d m i n c o m p a r i s o n w i t h nonworking females in 2007, but the opposite occurred in 2013 (table 1). the prevalence of t2dm was higher in persons with inadequate physical activity, in smokers with a brinkman index of 200 cigarettes or more, in ex-smokers, consumers of fruits and vegetables of 3 servings or more per day, consumers of sweets and consumers of coffee of less than once daily in 2007 and 2013. on the other hand, the prevalence of t2dm was higher in 2007, but lower in 2013, in persons who consumed fatty foods once daily or more (table 1). 191 table 1. relationship between t2dm and sociodemographic characteristics and behavior of respondents or = odds ratio; t2dm = type 2 diabetes mellitus in general, higher fasting and 2-hour postload blood glucose concentrations were strongly associated with the incidence of t2dm. in 2007 no fasting blood glucose concentrations were collected, so that this finding could not be compared. highrisk blood lipid concentrations (total cholesterol, hdl, ldl, triglycerides) had a strong association with the incidence of t2dm univ med vol. 34 no.3 192 pradono, kusumawardani, delima central obesity risk diabetes mellitus table 2. relationship between t2dm and biological risk factor or : odds ratio; t2dm : type 2 diabetes mellitus in the studies of 2007 and 2013. the prevalence of total cholesterol and ldl versus t2dm showed an increase in comparison with 5 years previously (2007). similar, in the obese, body mass index and abdominal obesity carried a higher risk than in the non-obese. the prevalence of hypertension and mental-emotional disturbances in persons with t2dm increased within the 5year period (table 2). riskesdas 2007 showed that the factors associated with t2dm, in addition to age, also comprised inadequate physical activity, consumption of sweets, and central obesity, after controlling for the variables gender, employment, and economic status. higher age was strongly associated with incidence of t2dm. persons with inadequate physical activity had a 1.9 fold higher risk (95% ci:1.16-2.98) for t2dm, in comparison with those with adequate physical activity. persons with central obesity had a 1.8 fold higher risk (95% ci:0.99-3.10) in comparison with those without central obesity. the models had a 97.9 percent concordance with the true classification (table 3). the factors associated with t2dm in riskesdas 2013 showed a 97.5 percent concordance with the true classification, except for inadequate physical activity with or 2.4 (95% 193 table 3. determining factors of t2dm prevalence in 2007 *adjusted odds ratio controlled for variables in this table ci: 1,57-3,78) and central obesity with or 3.8 (95% ci: 2.49-5.93) (table 4). active smokers and ex-smokers had a 4.3 fold higher risk (95% ci: 2.63-6.96) of suffering from t2dm than non-smokers. persons with emotional disturbances had a 3.4 fold higher risk (95% ci: 2.03–5.57) of suffering from t2dm than those without mental emotional disturbances. persons with inadequate physical activity (less active) had a 2.4 fold higher risk (95% ci 1.573.78) than those with adequate physical activity. persons with ldl cholesterol concentrations of >200 mg/dl had a 1.9 fold higher risk (95% ci 1.08– 3.38) than those with ldl cholesterol concentrations of <200 mg/dl. persons who smoked >200 cigarettes had a 1.7 fold higher risk (95% ci 1.06-2.56) than those who smoked <200 cigarettes. persons with hypertension had a 1.5 fold higher risk (95% ci 0.99-2.37) than those without hypertension. persons with fasting blood glucose concentrations of 100-125 mg/dl had a 2.5 fold higher risk (95% ci 1.45–4.23), but those with fasting blood glucose concentrations of >126 mg/dl had a 9.6 higher risk (95% ci 5.17-17.85), whereas persons with 2-hour postload blood glucose concentrations of >200 mg/dl had a 2.4 fold higher risk (95% ci 1.32-4.34), after controlling for the variables age, gender, and economic status. discussion diabetes mellitus is a health problem that has most rapidly developed as a consequence of changes in life style. the prevalence of t2dm based on symptoms and blood glucose testing in persons aged >15 years within a period of 5 years increased by 0.2% (2.3% in 2007 vs 2.5% in 2013). the results of analysis showed that the determining factors of t2dm incidence are inadequate physical activity and central obesity in both 2007 and 2013. in the bivariate analysis of the 2007 data, the incidence of t2dm had a significant association with bmi scores of >27 table 4. determining factors of t2dm prevalence in 2013 *adjusted odds ratio controlled for variables in this table univ med vol. 34 no.3 194 pradono, kusumawardani, delima central obesity risk diabetes mellitus kg/m2, smokers with a brinkman index of >200 cigarettes, ldl cholesterol concentrations of >200 mg%, emotional disturbances, and hypertension, but had no significant association in the multivariate analysis. however, a cohort study showed that central obesity was not a risk factor for the o c c u r r e n c e o f n e w o n s e t t 2 d m . ( 1 4 ) t h e occurrence of new onset t2dm consists of increases in positive components of the metabolic syndrome. even accumulation of triglycerides and free fatty acids may be associated with insulin resistance and beta cell dysfunction, so that monitoring of the blood glucose and triglyceride concentrations is very important in patients with t2dm, particularly those with central obesity.(15) as a developing country with increasingly improved conditions, changes in dietary structure and life style result in altered food consumption, with more high caloric and high fat foods, while the requirement for physical exertion in occupational and daily activities has been reduced. these factors have led to increased obesity, thus causing a serious increase in the risks of comorbidity such as t2dm, heart disease, certain cancers, and shorter life expectancy. longitudinal studies are in support of the fact that a diet high in fat and calories and inadequate physical activity are risk factors for obesity and that the diabetes incidence of 8095% may be associated with obesity with fat distribution in the abdominal region. however, there are still many people who tolerate obesity. the underlying mechanism of genetic diversity i n t h e o x i d a t i o n o f s u b s t r a t e s i s p o o r l y understood, and may explain the occurrence of inter-individual variability in weight gain from l i f e s t y l e . ( 1 6 ) t h e n e g a t i v e i n f l u e n c e o f urbanization (living in metropolitan areas, having at least one car) on the level of activity, thus increasing the risk of t2dm, has been demonstrated in a lebanese study in adults.(17) in addition, the significantly decreased physical activity in the older age groups and in females does not reach the recommended targets, in comparison with males.(18) a study in china showed that the prevalence of diabetes increased with increasing age and weight on the basis of body mass index. the prevalence of diabetes was also found to be higher in the u r b a n t h a n i n t h e r u r a l p o p u l a t i o n . ( 1 9 ) furthermore, the cognitive factor of emotion, which affects dietary intake, may explain why some individuals are able to survive while having obesity.(20) whatever the reasons associated with it, obesity has contributed to non-communicable disease, especially diabetes mellitus.(21) a study of the national institutes of health in the us found that moderate activity (30 minutes daily per week) or vigorous exercise (20 minutes three times weekly) is associated with overall reductions in the risk of death by 27% and 32%, respectively. the study concluded that regular physical activity is the most important part of diabetes management planning and this finding underlines the importance of the regular application of physical activity as part of life style measures.(22) blomster et al.(23) in their study concluded that moderate and vigorous activity are significantly associated with the reduction of cardiovascular and microvascular incidence, and of all-cause mortality in patients with t2dm. another study showed a significant association of physical activity with age, gender, and ethnicity. with increasing age the level of physical activity was lower than recommended. females (49%) had less physical activity than recommended, in comparison with males (62.4%).(19) a cohort study involving 6,997 respondents showed that metabolic dysfunction increased the risk of t2dm. in the group with normal weight the risk was 4.7 fold higher, in the group with overweight the risk was 8.5 fold higher, and in the group with obesity 16.3 fold higher, in comparison with the group with normal weight without metabolic dysfunction.(24) one of the limitations of this study was its cross-sectional design, which takes a momentary snapshot of the conditions of the subjects, so that it cannot as yet provide an answer to the causes and effects 195 of central obesity in increasing the incidence of t2dm in urban adults. conclusions within a five-year period there was an increase in the prevalence of t2dm. the major risk factors associated with the prevalence of t2dm was central obesity. this may be of note in the institution of preventive and promotive measures to inhibit or prevent t2dm events, particularly in urban areas. acknowledgements we wish to express our gratitude to the head and secretariat of the health research and development agency, ministry of health, republic of indonesia [badan penelitian dan p e n g e m b a n g a n k e s e h a t a n , k e m e n t e r i a n kesehatan ri] who provided us with the opportunity to perform further analyses of the data from riskesdas 2007 and 2013. thanks are also due to the data laboratory for providing the data for analysis. conflict of interest the authors had no conflict of interest to declare in the conduct of this study. references 1. guariguata l, whiting dr, hambleton i, et al. global estimates of diabetes prevalence for 2013 and projections for 2035. diabetes res clin pract 2014;103:137-49. 2. international 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10.1186/1471-245813-1002. 18. baldew ss, krishnadath is, smits cc, et al. self-reported physical activity behavior of a multi-ethnic adult population within the urban and rural setting in suriname.bmc public health 2015;15:485. doi: 10.1186/s12889-0151807-1. 19. yang w, lu j, weng j, et al. china national diabetes and metabolic disorders study group: p revalence of diabetes among men and women in china. n engl j med 2010;362:1090-101. doi: 10.1056/nejmoa0908292. 20. galgani j, ravussin e. energy metabolism, fuel selection and body weight regulation. int j obes 2008;32:s109–19. doi: 10.1038/ijo.2008.246. 21. australian institute of health and welfare. overweight and obesity;2015.available at : http:/ /www.aihw.gov.au/overweight-and-obesity. accessed april 7, 2005. 22. zethelius b, gudbjornsdottir s, eliasson b, et al. level of physical activity associated with risk of cardiovascular diseases and mortality in patients with type-2 diabetes: report from the swedish national diabetes register. eur j prev cardiol 2013;2047487313510893. 23. blomster ji, chow c k, zoungas s, et al. the influence of physical activity on vascular complications and mortality in patients with type 2 diabetes mellitus. diabetes obes metab 2013; 15:1008–12. 24. franssens bt, van der graaf y, kappelle lj, et al. body weight, metabolic dysfunction, and risk of type 2 diabetes in patients at high risk for cardiovasculare events or with manifest cardiovascular disease: acohort study. diabetes care 2015;38:1945-51. c:\users\user\documents\41 no 2 219 abstract universa medicina knowledge levels of fetal rights in turkish pediatric nurses selen ozakar akca1*, ahu pinar turan1, and dilek kalkan yalcin2 background fetal rights are violated due to acts such as negligence, ignorance, false beliefs and substance addiction. pediatric nurses, as defenders of the fetus, should inform pregnant women and the family about the rights of the fetus and assist the family in the decision-making process. this study aims to determine the knowledge levels of pediatric nurses on fetal rights. methods this cross-sectional study involved 121 nurses working in the pediatric clinic of a training and research hospital. data about characteristics of pediatric nurses and knowledge levels about fetal rights were collected. statistical analyses were made with spss package program. mann whitney u test and kruskal wallis test was used to analyse the data. results in this study, it was found that 76.9% of the pediatric nurses participating in the study did not have prior knowledge about fetal rights. there was a statistically significant difference between the participants’ mean scores of knowledge levels about fetal rights and their age, educational status, status of prior knowledge about fetal rights and where this knowledge was gained (p<0.05). conclusion as a result, it was found that most of the pediatric nurses did not have prior knowledge about fetal rights, and that their knowledge about fetal rights was lacking. considering that pediatric nurses, as the defenders of the fetus, have a duty to inform the family about fetal rights, it is recommended to plan trainings on fetal rights for pediatric nurses. keywords: fetus, rights, pediatric nurse, education, birth original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.219-227 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1345 1hitit university faculty of health sciences, department of child health and diseases nursing. corum, turkey. 2 çorum private elitpark hospital, department of gynecology and obstetrics. corum, turkey *correspondence: selen ozakar akca. hitit university faculty of health sciences, corum, turkey email:selenozakar@hotmail.com, selenozakar@gmail.com, selenozakar@hitit.edu.tr phone: +903642230730; fax: +9036422230731 orcid id: 0000-0002-6943-6713 date of first submission, may 18, 2022 date of final revised submission, august 28, 2022 date of acceptance, september 2, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: ozakar akca s, turan ap, kalkan yalcin d. knowledge levels of fetal rights in turkish pediatric nurses. univ med 202 2;41 :2 1 9 -2 2 7 . doi : 10 .18 05 1/ univmed.2022.v41.219-227. september-december 2022 vol.41no.3 220 ozakarakca, turan, kalkan yalcin fetal rights introduction the rights of the fetus, based on the right to live, include the rights to life, health, nutrition, shelter and protection.(1) fetal rights are violated due to acts such as negligence, ignorance, false beliefs and substance addiction.(2,3) in addition, the fetus might be harmed by the pathological conditions that occur in the fetus before birth and the failure to perform the diagnosis and treatment required for the health of the fetus or by the family who do not want the baby(2,4), which leads to the rise of questions such as “are there fetal rights? does the pregnant woman have the right to terminate the pregnancy? can a pregnant woman terminate the pregnancy at any time? until when can a pregnancy be legally terminated? is there a penalty for illegal actions to terminate a pregnancy?”(5,6) although many rights, especially human rights, are guaranteed in the world with laws and codes, there is no legal regulation directly related to the rights of the fetus. however, there are legal decisions on the position of the fetus.(7) the decisions made by the legal system to protect the fetus are important for the rights of the fetus. these decisions differ from country to country. in the canadian legal system, the pregnant woman is not held responsible for the damage she causes to the fetus.(1) in contrast, while the australian and uk legal systems do not accept the fetus as an individual and do not give the fetus a right in the prenatal period, those who cause fetal harm with live birth are held legally responsible for this.(8) according to the “congenital disabilities act” enacted in england in 1976, the baby can sue those who harm him or her after birth and can be taken from his or her family for protection purposes if deemed necessary.(1,8) in the united states of america, the status of being held responsible for the harm caused to the fetus differs according to states.(8) in turkey, it is understood from the entailments of articles in the turkish civil code and turkish penal code that the fetus is taken under protection from the very first days of the pregnancy.(9-11) the first person a pregnant woman encounters and gets information from about prenatal care is the nurse.(12) for this reason, fetal rights come to the fore intensely in the field of nursing, which causes nurses from time to time to come into conflict with the rights of the fetus. although the fetus has the right to live and be treated, both the family and the nurses should be able to make ethical decisions in case of possible dilemmas.(13) pediatric nurses as defenders of the fetus, should inform pregnant women and the family about the rights of the fetus and assist the family in the decision-making process.(12) a study to assess the knowledge regarding fetal well-being among the staff nurses working in obstetrics and gynecological wards showed that 72.5% of staff nurses have average knowledge and 15% have poor knowledge regarding assessment of fetal well-being.(14) a quasi-experimental study showed that after participants completed a prenatal genetic nursing education program (pgnep) workshop, the mean score of total information needs about prenatal genetic testing and nursing (i-pgtn) decreased from 95.00 ± 8.86 to 91.53 ± 15.16. but this change was not statistically significant (p>0.05).(15) however, current nursing education does not sufficiently prepare nurses for the full range of competencies needed for effective prenatal fetal well-being.(16) in this direction, the purpose of this study was to determine the level of knowledge of pediatric nurses on fetal rights and to form the basis for training programs on fetal rights. methods research design the study was of cross-sectional design and conducted in the pediatric clinic of a training and research hospital in corum, turkey from october 2020 to march 2021. research subjects the study subjects were composed of pediatric nurses working in the pediatric clinic of a training and research hospital in corum, 221 turkey. no sample selection was made and the sample consisted of nurses (n=121), who were working between the dates (15.10.20/15.03.21) of the study and participated voluntarily. in the study, it was aimed to reach the whole population, so no sample size calculation was performed. the study was completed with 121 nurses. the inclusion criteria were being a pediatric nurse, accepting to participate in the study, not having a problem that would prevent communication, and willingness and volunteering to participate in the study. nurses who did not work in the pediatric clinic were excluded. data collection tools the data were obtained through a data collection form developed by the principal investigator in line with the literature and expert opinions.(1,7,10,11) the data collection form consists of two parts. in the first part, there are 7 q ue s t i on s to d e t e r mi ne t h e de s c r i pt i ve characteristics of pediatric nurses, and in the second part there are 8 statements to determine the pediatric nurses’ knowledge levels about fetal rights. the questions about fetal rights were as follows: 1. turkey has legislations directly dealing with the fetal rights; 2. it is legal to terminate the pregnancy within 10 weeks, depending on the mother ’s conse nt; 3. when anomalies i nc omp a t ibl e wi t h l i f e a r e e nc o un t e r e d , termination of pregnancy between 10-22 weeks of gestation is medically, legally and ethically appropriate; 4.no one has the right to take away the right of the fetus to be delivered alive and healthy, at the right time and with the right method after the 22nd gestational week, for any reason; 5. any person who performs an abortion of a child upon a woman without her consent shall be sentenced to a penalty of imprisonment for a term of five to ten years; 6. a person who, in the absence of medical necessity, performs an abortion of a child, upon a woman, who is more than ten weeks pregnant and with her consent, shall be sentenced to imprisonment for a term of two to four years; 7. where a woman is pregnant due to an offence that she was a victim of, no penalty shall be imposed upon any person who terminates such pregnancy, where the term of pregnancy is not more than 20 weeks and there is consent from the woman; however this requires the termination of a pregnancy by expert doctors in a hospital; 8. a woman who willingly aborts a child where the term of pregnancy is more than ten weeks shall be sentenced to a penalty of imprisonment for a term up to one year and a judicial fine. those who gave a correct answer to each statement to determine the knowledge level of the participants about fetal rights were given 1 point, and 0 point was given to those who answered incorrectly or answered “do not know”. the knowledge levels of the participants were calculated by adding these scores. a maximum of 8 points and a minimum of 0 point can be obtained from these statements. a high score indicates that the nurse has a high level of knowledge about fetal rights. content validity and non-additive analyses were conducted regarding the validity of the form for determining the knowledge level of pediatric nurses about fetal rights. in order to evaluate the content validity of this form, it was submitted to the opinion of 5 experts in the field of child health and diseases nursing. the experts were asked to rate the questions as “item appropriate”, “item not appropriate” and “item should be revised”. necessary changes were made in the form in line with the experts’ opinions, the data collection tool was made ready for application, and reliability analyses of the questionnaire and noncollectibility analyses were carried out for 8 items determined by the experts. the additiveness of the questionnaire was tested using tukey nonadditive analysis of variance. according to the results of the analysis of variance, 8 items are additive and there is a significant difference in t he c ha nge b e t we en t he me a su r e me n t s (p<0.001).(17,18) according to these results, the lowest and the highest score that can be obtained from the 8-item form is 0 and 8, respectively. univ med vol. 41 no. 3 222 ozakarakca, turan, kalkan yalcin fetal rights a b data collection the data of the study were collected from pediatric nurses working in a training and research hospital between october 2020 and march 2021 and agreeing to participate in the study. the study was explained to the participants by the researchers and written informed consent statements were obtained from the nurses. data collection forms were distributed to the pediatric nurses in october 2020 and the nurses were asked to fill in the data collection forms in 10-15 minutes in the hospital environment. the research data were collected by face-to-face interviews under the supervision of the researchers in a total of five days. ethical dimension of the study in order to conduct the study, approval was obtained from the ethics committee (30.09.2020/ 2020-96) and written permission was obtained from the training and research hospital, the institution where the study was planned to be conducted. informed consent statements were obtained from the nurses who agreed to participate in the study upon informing them about the purpose of the study and the confidentiality of the information they gave. statistical analysis statistical analyses were made with the spss package program. numerical variables were presented as mean and standard deviation, and categorical variables as numbers and percentages. in statistical analysis, normal distribution of data for test selection was evaluated by kolmogorov-smirnov and shapiro-wilk tests. as a result, it wa s obser ved that all the questionnaire score data were not normally distributed. since the data did not show a normal distribution, the mann whitney u test was used for two independent groups and kruskal wallis test was used for mor e than two groups. bonferroni-corrected mann-whitney u test was used to determine the between-group differences. questionnaire scores were presented as mean and standard deviation. statistically, a value of p<0.05 was considered significant. results a total of 39.7% of the pediatric nurses participating in the study were in the age group of 26-31 years, 53.7% were married and 71.1% were undergraduate. it was determined that 55.4% of the nurses had incomes equal to their expenses, 45.5% worked as a nurse for 0-5 years, 23.1% had prior knowledge about fetal rights and 71.4% received this knowledge during undergraduate and graduate education. the distribution of the answers given to the questions about fetal rights by the pediatric nurses participating in the study is given in table 1. when the relationship between pediatric nurses’ knowledge levels of fetal rights and their descriptive characteristics (ta ble 2) was examined, it was found that there was a statistically significant difference between the participants’ mean scores of knowledge levels about fetal rights with their age, educational status, status of prior knowledge about fetal rights and where this knowledge was gained (p<0.05). it was determined that there was no statistically significant difference between the mean scores of knowledge level about fetal rights with the pediatric nurses’ marital status, monthly income, and working years as a nurse (p>0.05). discussion the findings which we have obtained from this study show that most of the pediatric nurses did not receive any education about fetal rights, that the maj ority ob tained it during the undergraduate or graduate education, and that the knowledge level of those who had knowledge on the subject was found to be insufficient. fetal rights are one of the issues that have not been defined precisely and are not sufficiently raised in many countries.(1) unlike patients’ rights, the topic of fetal rights is not one of the subjects 223 t ab le 1 .d is tr ib u ti o n o f th e an sw er s gi ve n b y th e p ed ia tr ic n u rs es t o t h e q u es ti o n s ab o u t fe ta l ri gh ts ( n = 1 2 1 ) univ med vol. 41 no. 3 224 ozakarakca, turan, kalkan yalcin fetal rights undergraduate and graduate education. these results show that these pediatric nurses lack information about fetal rights and that they are not sufficiently informed about it in the hospital where they work. although rights such as human rights, women’s rights and children’s r ights are guaranteed by laws in the world, there is no legal regulation directly related to the rights of the fetus.(1) this situation is no different in turkey. however, the penalties are available in the penal code of turkey that can be applied in case the fetus is harmed by the mother or others.(10) in our study, the majority of the pediatric nurses was found to have given the response “do not know”to the statement that “turkey has legal regulations directly related to fetal rights” (55.4; table 1). the fact that turkey has no regulation directly related to fetal rights implies that pediatric nurses lack information about this question. on the agenda in many countries such as uk, netherlands, sweden, canada etc. as well as in turkey.(1,7,12,19) the fetus can be harmed due to ignorance, insensibility and false beliefs of the mother and family. (7,20) when the mother and family have false information or insufficient knowledge, the first persons that they can get information from and can trust in are the nurses. considering that nurses have the advocacy role for the patients and that pediatric nurses are the defenders of the fetus, (7,12,13) pediatric nurses are expected to have knowledge about this issue. while training on patient rights for nurses is included in the quality program of almost all hospitals, services such as education, training and consultancy on fetal rights are not common. in this study, it was determined that most of the pediatric nurses did not have prior knowledge about fetal rights (76.9%), and 71.4% of those who received information received it during table 2.knowledge levels on fetal rights according to the several variables in pediatric nurses note: mwu: mann whitney u test; kw: kruskal wallis test; *p<0.05 variables n % median (q1-q3) test p value age (years) 20-25 26-31 32-37 38-43 35 48 16 22 28.9 39.7 13.2 18.2 0.40 (0.13-0.93) 0.53 (0.00-1.00) 0.53 (0.27-0.80) 0.36 (0.00-0.93) kw 0.018* marital status married single 65 56 53.7 46.3 0.46 (0.00-0.93) 0.47 (0.00-1.00) mw u 0.591 educational status (graduation) high school undergraduate graduate 16 86 19 13.2 71,1 15.7 0.40 (0.00-0.80) 0.46 (0.00-0.93) 0.60 (0.07-1.00) kw 0.022* monthly income incomeexpense 32 67 22 26.4 55.4 18.2 0.40 (0.00-0.93) 0.53 (0.00-0.93) 0.53 (0.07-1.00) kw 0.302 years of work as a nurse 0-5 6-10 11-15 16 years and more 55 35 16 15 45.5 28.9 13.2 12.4 0.53 (0.00-1.00) 0.46 (0.00-0.80) 0.53 (0.13-0.80) 0.33 (0.00-0.93) kw 0.545 prior knowledge about fetal rights yes no 28 93 23.1 76.9 0.53 (0.20-0.93) 0.40 (0.00-1.00) mw u 0.012* where prior knowledge about fetal right was gained undergraduate/graduate education workplace (the hospital) 20 8 71.4 28.6 0.60 (0.20-1.00) 0.36 (0.20-0.93) mw u 0.016* 225 studies show that termination of pregnancy in the first 10 weeks is safe for health(22), and this is recognized by law in many countries such as turkey, germany, france, spain, and the netherlands.(20) according to turkish population planning law no. 2827, the legal termination limit of pregnancy is within 10 weeks, depending on the mother’s consent.(23) in our study, it was determined that most of the pediatric nurses knew that termination of pregnancy within 10 weeks is legal (71.9%; table 1), which might be due to the fact that pregnancy termination is one the most common situations that pediatric nurses should face in the hospitals.(24) article 99/1 of the turkish penal code states that “any person who performs an abortion of a child upon a woman without her consent shall be sentenced to a penalty of imprisonment for a term of five to ten years.”, article 99/2 states that “a person who, in the absence of medical necessity, performs an abortion of a child, upon a woman, who is more than ten weeks pregnant and with her consent, shall be sentenced to imprisonment for a term of two to four years. “ and article 99/ 6 states that “where a woman is pregnant due to an offence that she was a victim of, no penalty shall be imposed upon any person who terminates such pregnancy, where the term of pregnancy is not more than 20 weeks and there is consent from the woman. however this requires the termination of the pregnancy by expert doctors in a hospital environment”. article 100/1 of the same law states that “a woman who willingly aborts a child where the term of pregnancy is more than ten weeks shall be sentenced to a penalty of imprisonment for a term of up to one year and a judicial fine.”(10) in the present study, it was determined that more than half of the pediatric nurses gave to the questions about fetal rights (5,6,7 and 8) the incorrect answers of “false” and “do not know” (table 1). in line with all these results, it is seen that pediatric nurses have minimal knowledge of legal codes regarding abortion and miscarriage. in this study, it was determined that most of the pediatric nurses did not have prior knowledge about fetal rights (76.9%), and that 71.4% of those who received information received it during undergraduate and graduate education. in this study, mean scores of pediatric nurses’ knowledge level were found to be higher in the age group of 26-31 years compared to those in the other age groups, in graduates compared to high school graduates and undergraduates, in nurses receiving information about fetal rights compared to those who did not, and in those who received information during undergraduate / graduate education compared to those receiving education in the hospital where they work. the differences between the mean scores of the knowledge level were found to be statistically significant (p<0.05; table 2). unlike patients’ rights, fetal rights is not one of the subjects on the agenda in many countries such as uk, netherlands, sweden, canada etc. as well as in turkey.(1,7,12,19) while training on patient rights for nurses is included in the quality program of almost all hospitals, services such as education, training and consultancy on fetal rights are not common. these results show that pediatric nurses lack information about fetal rights and that education and level of education increase the level of knowledge about the subject.(25) the research data collected to determine the knowledge level of the participants about fetal rights is limited to the answers given by nurses. caution is thus needed in generalizing the study’s finding. conclusion as a result of this study, it was found that most of the pediatric nurses did have prior knowledge about fetal rights, that the majority of those had obtained it during the undergraduate / graduate education, and that knowledge level of those who had knowledge on the subject was found insufficient. in this direction, there is a need for studies on fetal rights, which play an important role in the development of healthcare services. the effectiveness of in-service trainings for personnel by training units should be increased, and knowledge, attitude and behavior change univ med vol. 41 no. 3 226 ozakarakca, turan, kalkan yalcin fetal rights should be created in pediatric nurses. activities and programs should be planned to establish the culture and to educate nurses and patient’s relatives about fetal rights. conflict of interest there is no conflict of interest authorship contributions soa, apt and dky contributed to writing the manuscript, soa and apt contributed to design and data collection. soa and apt contributed to analyzing the data. soa contributed to revising the manuscript. all authors have read and approved the final manuscript. acknowledgments we thank the pedia tr ic nurses who participated in this study. funding the author (s) received no financial support for the research, authorship and/or publication of this article. references 1. atar s, yalým y. 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death of the fetus. bioethics 2017;31:697-702. https://doi.org/10.1111/bioe.12404. 7. anolak h, thornton c, davis d. what’s wrong with using the f word? a systematic integrative review of how the fetus is talked about in situations of fetal demise or high risk of fetal loss. midwifery 2019;79:102537. https://doi.org/ 10.1016/j.midw.2019.102537. 8. wilkinson d, skene l, de crespigny l, savulescu j. protecting future children from ýn utero harm. bioethics 2016;30:425-32. https://doi.org/10.1111/ bioe.12238. 9. mathison e, davis j. is there a right to the death of the foetus? bioethics 2017;31:313-20. https:// doi.org/10.1111/bioe.12331. 10. european commission for democracy through law (venice commission). penal code of turkey. strasbourg: council of europe;2016. 11. republic of turkey. turkish civil code; 2001. 12. hutti mh. a comparison of the caring processes used by obstetric, surgical, and emergency nurses when caring for the woman with a fetal loss. j obstet gynecol neonatal nurs 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abortion laws; 2021. 23. laws turkey. turkish population planning law; 1983. 24. mccallum c, menezes g, reis apd. the dilemma of a practice: experiences of abortion in a public maternity hospital in the city of salvador, bahia. hist ciên saúde manguinhos 2016;23:37-56. https://doi.org/10.1590/s0104-597020160001000 04. 25. diaz-quijano fa, martínez-vega ra, rodriguezmorales aj, rojas-calero ra, luna-gonzález ml, díaz-quijano rg. association between the level of education and knowledge, attitudes and practices regarding dengue in the caribbean region of colombia. bmc public health 2018;18:110. doi: 10.1186/s12889-018-5055-z. univ med vol. 41 no. 3 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 pleural plaques and pleural changes among lung cancer patients exposed to asbestos aziza ghanie icksan1 , canti widharisastra2, anna suraya3* , and martina ferstl4 abstract background indonesia is one of the world's largest asbestos importing countries. while asbestos is the main contributor to work-related lung cancer, studies or reports regarding the ct findings of asbestos-related lung cancer have been limited in the country. the objective of this study was to compare ct findings of the size of the tumor and pleural and lung parenchymal changes between lung cancer patients exposed to asbestosis and those not exposed. methods this cross-sectional study involved 96 lung cancer patients consisting of 48 subjects who had been exposed to asbestos and 48 who had not been exposed. they underwent thoracic ct scans at the radiology department of persahabatan hospital. asbestos exposure was determined using interviews that followed a protocol similar to that of a previous study about asbestos-related lung cancer. senior radiologists investigated the existence of pleural and parenchymal changes. an independent t-test and chi-square test to compare ct scan features between the two groups. results the mean age was 57.75 ± 8.56 years in the asbestos-exposed group and 58.56 ± 7.99 years in the unexposed group. the proportion of tumor sizes of more than five cm, pleural plaques, and subpleural dotlike or branching opacities were significantly higher among asbestosexposed subjects compared to the non-exposed group (p=0.044; p=0.37; p=0.041, respectively). conclusions asbestos exposure is significantly related to the size of the tumor and the existence of pleural plaques and asbestosis. these findings may help further management of lung cancer patients and the policy of asbestos use in indonesia. keywords: pleural plaque, asbestosis, lung cancer, asbestos, adults 1department of radiology, persahabatan hospital, jakarta, medical faculty of universitas pembangunan nasional veteran jakarta, indonesia 2bhayangkara lemdiklat polri hospital, jakarta, indonesia 3occupational health and safety department, binawan university, jakarta, indonesia 4münchen klinik schwabing, institut für diagnostische und interventionelle radiologie und kinderradiologie, munich, germany *correspondence: anna suraya jl. sudirman no. 45 rt 03/01 harapan mulya, bekasi, 17143, indonesia phone: 08569813835 fax: +62-21-88966141 annasuraya13@gmail.com, anna.suraya@binawan.ac.id orcid id: 0000-0002-5862-3521 date of first submission, february 28, 2022 date of final revised submission, august 18, 2022 date of acceptance, august 22, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license 210 doi: http://dx.doi.org/10.18051/univmed.2022.v41.210-218 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1307 original article cite this article as: icksan ag, widharisastra c, suraya a, ferstl m. pleural plaques and pleural changes among lung cancer patients exposed to asbestos. univ med 2022;41:210 8. doi: 10.18051/univmed.2022.v41. 210-218. mailto:annasuraya13@gmail.com mailto:anna.suraya@binawan.ac.id https://orcid.org/0000-0001-8064-1526 https://orcid.org/0000-0002-5862-3521 http://dx.doi.org/10.18051/univmed.2022.v41.210-218 211 univ med vol. 41 no. 3 introduction lung cancer is the most commonly diagnosed cancer in men and the leading cause of cancer death worldwide. in indonesia, lung cancer ranks first in men and third in both sexes in terms of incidence, with 34,783 new cases and accounting for 30,843 deaths in 2020.(1) even though the cause of lung cancer is mainly attributed to tobacco smoking, other agents also play a role in lung cancer.(2) studies found that the incidence of lung cancer also rises among non-smokers, indicating that environmental and occupational exposure to other agents contribute to lung cancer as the world is becoming more industrialized.(3) asbestos, radon, and arsenic are widely known non-t obac co carcinogens associated strongly with lung cancer.(2,4,5) occupational exposure contributes 17% to 29% of all lung cancers in men. out of all work-related lung cancers, asbestos has been proclaimed the primary contributor, responsible for around 85% of all occupational deaths.(6) according to the world health organization (who), at least 125 million workers are exposed to asbestos in the workplace, and 107,000 people die each year from asbestos-related diseases.(7) asbestos is a group of natural fibrous minerals that can cause a spectrum of benign to malignant pulmonary diseases, such as asbestosis, pleural fibrosis and plaques, benign asbestos pleural effusion, and malignant mesothelioma, besides lung cancer.(8) asbestos gained popularity in the late nineteenth century due to its fireproof and insulation properties. it was widely used for commercial applications, predominantly in the construction industry throughout the twentieth century.(9) at present, around 65 countries have completely banned all forms of asbestos.(10) unfortunately, the use of asbestos is increasing in eastern europe, asia, and south america.(11) indonesia has imported asbestos since 1950 and is currently one of the world’s largest importers of asbestos, after india and china.(12) the most common asbe stos-related malignancy with high mortality is lung cancer.(13) chest ct is the best imaging modality to diagnose lung cancer. it can also detect abnormalities in the lung parenchyma and pleura, such as pleural plaques or diffuse pleural thickening, likely to be found in individuals with asbestos exposure.(14,15) several studies showed that pleural plaques are early manifestations of asbestos exposure, and that asbestos exposure is associated with an increased risk of malignancies. therefore studies on ct imaging of asbestos-related lung cancers have been conducted in various countries.(16–19) lung cancer caused by asbestos exposure is not always preceded by asbestosis. the presence of asbestosis and pleural plaques on ct imaging of l ung ca nce r pa tie nt s ma y sugge st t he possibility of asbestos exposure as the cause of cancer. therefore, it should not be ignored. however, a case report on the risk of lung cancer and radiology imaging in a construction worker have proved the existence of asbestosrelated lung cancer in indonesia.(20) some studies evaluated the tumor location or histopathological type of lung cancers in asbestos-exposed and unexposed patients.(21) several studies have also demonstrated an increase in lung cancer risk, although no consistent dose-response relationship was observed while considering occupational exposure to specific lung carcinogens such as asbestos or silica.(22,23) although there is still no uniformity of results, the majority of studies reported no significant difference between asbestos-exposed and unexposed lung cancers based on tumor location and histopathology. therefore further research must be done. the objective of this study was to compare ct findings of tumor size and pleural and lung parenchymal changes between lung cancer patients exposed to asbestosis and those not exposed. methods research design a cross-sectional study analyzed the presence of asbestos-related parenchymal and pleural abnormalities and cancer morphology in 212 subjects who had histologically confirmed lung cancer. the study was conducted in jakarta, indonesia, from september 2020 to january 2021 at the radiology department of persahabatan hospital. research subjects subjects were recruited from secondary data of a previous study entitled ”asbestos-related lung cancer: a hospital-based case-control study in indonesia”.(5) the inclusion criteria were patients with primary lung cancer who had chest cts and a clear history of asbestos exposure (exposed or unexposed). asbestos exposure was considered to be positive if there was a history of occupational exposure to asbestos at least ten years prior to the interview. subjects who had chemothera py and inc omplete data were excluded. a total of 48 subjects met the asbestosexposure criteria, and 48 subjects with no history of asbestos exposure were enrolled as controls. both groups were similar in age, sex, and smoking history. image interpretation this study used 128-slice siemens ct scanner detector configurations with reference protocol, radiation dose of 80–160 mas and 120 kvp tube current time, as well as gantry rotation time of 0.33–0.50 seconds. the images obtained were interpreted by a general radiologist from indonesia and 2 thoracic consultant radiologists with more than 10-year e xperience from germany. the features of lung cancer assessed included size and margin of the mass, enlarged lymph nodes, and metastases, based on the eighth edition of the tnm staging system.(24) the pleural abnormalities assessed were pleural effusion, pleural plaques, diffuse pleural thickening, and rounded atelectasis. other lung parenchyma abnormalities evaluated were linear opacities and subpleural nodularities, curvilinear lines, parenchymal bands, interstitial intralobular thickening, interlobular septal thickening, groundglass opacities, and honeycomb appearance.(25) statistical analysis the data were processed using the statistical package for the social sciences (spss) version 25. univariate analysis was carried out to describe the characteristics of the research subjects, including age, gender, ct findings of lung cancer characteristics. categorical data were presented as proportions while numerical data were presented as mean and standard deviation. using the independent -t-test and chi-squared test, bivariate analysis was done to compare ct scan features between as bestos-exposed and unexposed lung cancer. ethical clearance the ethics committee of persahabatan hospital has approved this study under no. 18/ kepk-rsupp/03/2018. results almost all subjects were male (97.2%), with mean age of 57.75 ± 8.56 years in the asbestosexposed group and 58.56 ±7.99 years in the unexposed group. the commonest smoking history for both asbestos-exposed and unexposed groups was 501 to 1,000 pack-years. the distribution of smoking rate is shown in table 1. in asbestos-exposed subjects, it was found that the tumor mass was more likely to be found in the right lung (58.3%), upper lobe (52.1%), and central (66.7%) in location. the mass was mostly more than 7 cm (60.4%) and had regular edges (62.5%). ipsilateral mediastinal and subcarinal lymph node enlargement (n2) was the most typical (16.3%). metastasis was primarily found in the lung (20.8%). other conditions caused by the tumors such as rib fracture were seen in 6.25% of patients and pleural effusion in 52% of patients. the comparison of the tumor mass imaging characteristics between the exposed and unexposed groups is shown in table 1. there was a significant difference in tumor size in which the proportion of tumor sizes of 5–7 cm and >7 cm was higher in the asbestos-exposed group (p=0.044). icksan, widharisastra, suraya pleural plaques and pleural changes 213 univ med vol. 41 no. 3 a b the histological features of the lung cancers in all subjects can be seen in table 2. the most common type of cancer found in this study was adenocarcinoma. using the chi-squared test, there was no significant difference in histological type between the two groups of subjects. figure 1 and figure 2 present the pleural and the lung parenchyma abnormalities on ct of asbestos-exposed subjects and table 3 describes the proportion of these abnormalities in both asbestos-exposed and unexposed groups. the proportion of pleural effusion in both groups of subjects was identical. diffuse pleural thickening and pleural plaque were more frequent in the exposed group (p<0.05). among pulmonary parenchymal abnormalities related to asbestosis, table 1. selected characteristics on chest ct of the study subjects by asbestos exposure data presented as n (%) except for age (mean ± sd); * chi-squared test was used for categorical variables; ¶ independent-t-test asbestos exposure p value* exposed (n=48) unexposed (n=48) n (%) n (%) age (years) [mean ± sd]¶ 57.75 ± 8.56 58.56 ± 7.99 0.623 sex 1.000 male 47 (97.92) 47 (97.92) female 1 (2.08) 1 (2.08) smoking history (pack-years) 0 – 200 9 (18.8) 10 (20.8) 201 – 500 13 (27.1) 12 (25) 0.992 501 – 1.000 20 (41.7) 21 (43.8) 1001 – 1.500 4 (8.3) 3 (6.3) >1501 – 2.000 2 (4.2) 2 (4.2) tumor location location a right left location b superior inferior medially/lingula multiple lobes location c peripheral central size (cm) < 3 3 -5 5 -7 > 7 edge regular irregular lymph node enlargement n1 n2 n3 metastasis lung pericardial effusion lung and pericardial effusion others 28 (58.3) 20 (41.7) 25 (52.1) 14 (29.2) 1 (2.2) 8 (16.7) 16 (33.3) 32 (66.7) 4 (8.3) 4 (8.3) 11 (22.9) 29 (60.4) 30 (62.5) 18 (37.5) 2 (4.2) 16 (33.3) 5 (10.4) 10 (20.8) 6 (12.5) 4 (8.3) 2 (4.2) 31 (64.6) 17 (35.4) 27 (56.25) 12 (25) 4 (8.33) 5 (10.41) 12 (25) 36 (75) 4 (8.33) 14 (29.16) 5 (10.41) 25 (52.08) 26 (54.2) 22 (45.8) 1 (2.1) 15 (31.3) 7 (14.6) 11(22.9) 7 (14.6) 3 (6.2) 1 (2.1) 0.529 0.436 0.369 0.044 0.408 0.873 0.749 214 the proportions of parenchymal bands, subpleural dot-like or branching opacities, and subpleural curvilinear lines were significantly higher in the asbestos-exposed group. discussion several studies on ct imaging of asbestosrelated lung cancers have been conducted in various countries.(16-19) some studies evaluated the tumor locations or histopathological type of lung cancers in asbestos-exposed and unexposed patients and although there is still no uniformity of results, the majority of these studies reported no significant difference between asbestosexposed and unexposed lung cancers based on tumor location and histopathology. lung cancer caused by asbestos exposure is not always preceded by asbestosis. however, asbestosis may be associated with an increased risk of lung cancer due to fibrotic reaction.(26) this study pr ovid es an overview of differences in ct scan findings between asbestos-exposed and unexposed lung cancer patients. parenchymal and pleural changes such as pleural plaques, parenchymal bands, subpleural dot-like or branching nodularities, and subpleural curvilinear lines are significantly found in asbestos exposure p-value * exposed unexposed n (%) n (%) non-small cell carcinoma squamous cell carcinoma 14 (29.2) 13 (27.1) adenocarcinoma 16 (33.3) 17 (35.4) 0.843 large cell carcinoma 1 (2.1) 0 others 1 (2.1) 2 (4.2) small cell carcinoma 0 2 (4.2) neuroendocrine carcinoma 0 1 (2.1) unidentified 16 (33.3) 13 (27.1) table 2. comparison of histological features of lung cancer in asbestos-exposed and unexposed subjects * chi-squared test was used for categorical variables asbestos exposure p-value *exposed unexposed n (%) n (%) pleural abnormality pleural effusion 25 (52.1) 25 (52.1) 1.000 diffuse pleural thickening 14 (29.2) 9 (18.8) 0.232 pleural plaques 10 (20.8) 3 (6.3) 0.037 pulmonary parenchymal abnormality round atelectasis 0 0 parenchymal band 11 (22.9) 4 (8.3) 0.049 subpleural dot-like or branching opacities 4 (8.3) 0 0.041 interlobular septal thickening 8 (16.7) 3 (6.3) 0.109 intralobular interstitial septal thickening 5 (10.4) 2 (4.2) 0.239 subpleural curvilinear lines 4 (8.3) 0 0.041 traction bronchiectasis/bronchiectasis/ bronchiectasis 6 (12.5) 9 (18.8) 0.399 honeycomb 1 (2.1) 0 0.315 ground glass opacities 2 (4.2) 2 (4.2) 1.000 table 3. comparison of pleural and lung parenchymal abnormalities on chest ct in asbestosexposed and unexposed lung cancer patients * chi-squared test was used for categorical variables icksan, widharisastra, suraya pleural plaques and pleural changes 215 univ med vol. 41 no. 3 dot-like structures, subpleural lines, intralobular interstitial thickening, interlobular septal thickening, ground-glass opac ities, and parenchymal bands.(27) this is in accordance with our study which found that parenchymal bands, subpleural nodularities, and subpleural curvilinear opacities were more frequent and statistically asbestos-exposed lung cancer patients. according to cha et al.,(14) the most common parenchymal features in korean patients with asbestosis are subpleural dot-like or branching opacities (97.5%), parenchymal bands (50.5%) and pleural plaques (98.5%). . in the early stage of asbestosis, the high resolution ct findings include subpleural figure 1. pleural abnormalities found in the study subjects: pleural plaques (a,b), calcified pleural plaques (c), and pleural effusion with pleural thickening (d) figure 2. lung parenchymal abnormalities found in the study subjects: bronchiectasis (a), traction bronchiectasis (b), thickening of interlobular and intralobular interstitial septa (c), nodular opacity/branching in the subpleura (d) and curvelinear lines (e, f) 216 more significant in the asbestos-exposed group. asbestosis is not necessarily found in asbestosrelated lung cancer, but it is associated with an increased risk of lung cancer.(16,20) detection of these abnormalities might indicate previous asbestos exposure and help radiologists assess the possibility of asbestos-related lung cancer. therefore, these abnormalities should not be ignored. pleural plaque is considered a marker of asbestos exposure.(26) the presence of pleural plaque increases the risk of lung cancer. therefore, the attribution of lung cancer to asbestos exposure has to be supported by occupational history.(28) attention should be given particularly to individuals with a history of employment in the construction industry, as this sector has the highest prevalence of pleural plaques.(17) other parenchymal and pleural changes, namely interlobular septal thickening, interstitial intralobular septal thickening, traction bronchiectasis, honeycomb appearance, groundglass opacity, pleural effusion, and diffuse pleural thickening were not significantly different in asbestos-exposed and unexposed groups. those abnormalities can also be caused by other conditions, such as post-infection or interstitial pulmonary fibrosis (ipf).(14,29) pleural plaques occur more commonly in subjects with increasing time since first exposure to asbestos and with greater cumulative exposure, especially to amphibole varieties of asbestos.(30) although cumulative asbestos exposure is associated with an increased risk of lung cancer, contradictory data from other studies raise questions as to whether subjects with pleural plaques have an additional higher risk of lung cancer.(31,32) according to ct features in the lung cancer patients, the difference in tumor size between asbestos-exposed and nonexposed groups is statistically significant. to the best of our knowledge, there is no study reporting that tumor size in lung cancer is significantly associated with asbestos exposure. the findings of histological features in this study are in accordance with previous studies in which the major histological types of lung cancer are found in asbestosexposed and nonexposed individuals with no significant d if ferences. (1 9,,33) theref ore, histological type has no value in determining asbestos exposure in lung cancer. seve ral fea tures of the pleur al and lung parenchymal abnormalities may be caused by other diseases such as tuberculosis which also causes fibrotic changes and is very common in indonesia. unfortunately, this study did not perform histopathological examination to exclude other possible causes. in order to overcome the issue, this study referred to existing studies that may explain those lesions.(14,29) in addition, all ct scans were interpreted by two senior radiologists who had more than ten years experience as a thoracal consultant. the limitation of this study is that it was conducted in one center, although that center is a national referral hospital for lung disease in indonesia. in indonesia there is a lack of studies such as the present study and as far as the author knows, this is the first study so it cannot be compared to other studies. further studies are needed and it would be better if these studies were conducted in multiple centers because it would better represent the population. conclusions this study revealed that the proportions of pleural plaques and asbestosis are significantly higher in asbestos-exposed lung cancer subjects than in the nonexposed ones. these findings may help further management of lung cancer patients and the policy of asbestos use in indonesia. conflict of interest the authors declare no conflict of interest related to the subject matter discussed in this manuscript. icksan, widharisastra, suraya pleural plaques and pleural changes 217 univ med vol. 41 no. 3 acknowledgements the authors are grateful to have some support from prof. dennis nowak, dr. stephan boese-o’reilly, and all staff members of persahabatan hospital. author contributions conceptualization and methodology agi, cw, as; data collection as, agi, cw, mf; data analysis agi, cw, as, mf; writing—original draft preparation, agi, cw, as; writing—review and 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pleural plaques, and the risk of death from lung cancer. am j respir crit care med 2014;190:1413–20. doi: 10.1164/rccm.201406-1074. 32. silva m, sverzellati n, colombi d, et al. pleural plaques in lung cancer screening by low-dose computed tomography: prevalence, association with lung cancer and mortality. bmc pulm med 2017;17:155. doi: 10.1186/s12890-017-0506-3. 33. nielsen ls, bælum j, rasmussen j, et al. occupational asbestos exposure and lung cancer—a systematic review of the literature. arch environ occup health 2014;69:191–206. arch environ occup health 2014;69:191-206. doi: 10.1080/19338244.2013.863752. icksan, widharisastra, suraya pleural plaques and pleural changes c:\users\universa medicina\docu 96 abstract universa medicina effective perioperative scoring in orthopedic surgery to prevent covid-19 infection komang agung irianto1* and taufan adityawardhana2 background the pandemic has placed health-care workers (hcw) under an unprecedented strain where surgeries are being delayed and health care workers’ deaths because of covid-19 are prominent and causing staff shortages. an effective, fast, and concise approach to preoperative screening is very much needed. hospitals are suggested to develop their own algorithm to minimize delays and complications. the objective of this study was to optimize hcw safety by developing a working system based on the hospital’s service capability in treating orthopedic surgeries. methods a retrospective study was conducted involving 305 hcw. data were collected on the application of a novel elective and emergency orthopedic surgery clinical pathway and scoring method based on questionnaires, and laboratory and radiographic chest examinations for several months to ensure the safety of hcw. hcw covid-19 status was routinely checked as the indicator of hcw’s safety. results mean age of all patients was 47.0 ± 22.41 years. the screening process was done in a series of questionnaires and laboratory examinations, with the majority of patients (82 or 35.9%) having a score of 0. patients with a score of 3 or more and testing positive for covid-19 were immediately referred to a hospital having adequate facilities to prevent delays. there were 51 patients (16.7%) with positive rapid test results, and 21 patients (6.8%) with positive pcr tests. there were 4 (1.3%) covid-19 positive hcw. conclusions despite covid-19 being a new threat, we have shown that developing an effective perioperative clinical pathway could eventually optimize healthcare worker safety. keywords: covid-19, pandemic, screening, scoring, orthopedic surgery, healthcare workers original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.99-109 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1122 may-august 2021 vol.40no.2 ci te this art icle as: ir iant o ka, ad itya ward hana t. effecti ve perioperative scoring in orthopedic surgery to prevent covid-19 infection. uni v med 20 21;4 0:9 6 -1 0 6 . doi: 10.18051/univmed.2021.v40.99-109. 1surabaya orthopedic and traumatology hospital, department of orthopedic and traumatology, faculty of medicine, universitas airlangga, surabaya, indonesia 2medical education research and staff development unit, faculty of medicine, universitas airlangga, surabaya, indonesia correspondence: *komang agung irianto surabaya orthopedic and traumatology hospital, department of orthopedic and traumatology, faculty of medicine, universitas airlangga, jl. mayjend.prof.dr. moestopo 6-8 surabaya,60286 fax: +6231-5030406 surabaya, indonesia email: komang168@yahoo.com orcid id: 0000-0001-6625-970x date of first submission, january 31, 2021 date of final revised submission, june 27, 2021 date of acceptance, july 7, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 97 univ med vol. 40 no 2 introduction covid-19 has been a catastrophe since 2019 and is classified as a global pandemic.(1) since march 2020 orthopedic surgeons have been facing a dilemma on whether or not to postpone elective surgeries; however, it is not easy to delay the emergency surgeries (2) the pandemic also placed health-care workers (hcw) under an unprecedented strain, with more than 100,000 hcw deaths worldwide as of april 2020.(3) as reported in indonesia, in june 2020 2.6% of covid-19 confirmed patients were indonesian hcw (1,077 persons).(4) at least 282 hcw have died of covid-19 ever since the start of the outbreak in indonesia until november 10th based on the statement of the indonesian medical association (idi).(5) it has even been supposed that the actual number may have been much higher.(4) staff shortages in healthcare eventually became a significant conflict worldwide. the pandemic has forced hcw to have more specific strategic deployment towards their clinical services as a response to their service d e ma nd s in t e r ms o f b ot h e le c t i ve a nd emergency clinical services.(6) thus, the question arises as to the best medical practice for patients who suffer from both fracture and covid-19 infection at the time of presentation.(1) however, the covid-19 screening is time-consuming, which delays surgery and may result in malunion, disability of an extremity, or a more serious complication. therefore, maintaining a balance between adequate screening and timely surgery is essential for perioperative management of traumatic fractures.(2) a standardized approach to perioperative covid-19 testing is based on the patient’s symptoms, and evaluating the risk of the procedure is crucial to ensure maximal safety of patients, their families, and hcw. a healthy hcw is an asset to the prolonged response in this pandemic and helps to reduce burnout.(7) a previously published guideline was more focused on laboratory examination to predict covid-19 infection and was proven to be effective,(7) while another guideline was issued t o mi n i mize d e l a ys a nd pe r iop e r a ti ve complications in orthopedic surgery but required several rooms and much space for proper covid-19 screening, which we were unable to contemplate. (2) hospitals were then suggested to develop their own protocol based on their own resources and facilities to prevent covid-19 and optimize what they had.(9) the aim of this study is to ensure hcw safety with the application of novel clinical p a t hw a ys b a se d o n qu e s t i on na i r e s a nd laboratory and radiographic chest examinations in all orthopedic surgeries, including elective and e me r ge n c y s ur ge r ie s, a nd obs e r ve t h e effectiveness of the clinical pathway as indicated by the number of infected hcw which could be emulated by hospitals with limited space or resources. methods research design this was a retrospective cross-sectional study of the orthopedic division’s medical records of patients that underwent surgeries from march 2020 to october 2020 at the orthopedic & traumatology hospital, surabaya. study subjects a total of 305 medical records from march 2020 to october 2020 had adequate data and were included in this stud y. patients’ clinical presentation, laboratory examination and radiogr aphic exa mination were recorded, analyzed statistically and grouped. instr uments and o rthopedic surgery classification since april 2020, an emergency specialized task force at the orthopedic & traumatology hospital was tasked to develop instruments for a perioperative clinical pathway for personal protective equipmen t (ppe) to be used specifically for orthopedics surgery in the hospital. 98 the task force agreed to focus more on the screening process to decide what type of ppe should be used in the surgery, with the goal of ensuring the safety of hcw, non-medical staff and patients. the clinical pathway used in elective orthopedic surgery differs from that in emergency orthopedic surgery. types of surgery were classified further, elective orthopedic surgery consisted of one-day surgery and non-emergency inpatient care, whereas emergency orthopedic surgery consisted of immediate, acute and urgent orthopedic cases. the surgery classification is described further in table 1. emergency acute urgent nonemergency surgery one day surgery time to surgery < 24 hrs 24-48 hrs 48 hrs-1 week > 1 week definition life threatening/ limb threatening. delay in treatment potentially causes disability or mortality delay in treatment may cause severe infection, disability or mortality. estimate significant ongoing blood loss delay in treatment potentially causes complications due to bleeding, infection, joint disruption and prolonged immobilization delay may not cause significant morbidities/ complication without hospital admission case compartment syndrome femoral shaft fracture every type of closed fracture including spine and femoral shaft every implant removal surgery every surgery requiring local anaesthetic open fracture pelvic fracture every acute ligament and tendon injury whereas end-to-end repair is planned total joint arthroplasty ctev cases avn injury multiple long bone fracture every pain management cases that requires inpatient care curettage and bone graft dislocation open degloving injury neglected open fracture minimally invasive spine surgery, including interspinous device insertion and cervical disc arthroplasty table 1. orthopedic surgery classification irianto, adityawardhana scoring in orthopedic surgery and covid-19 99 univ med vol. 40 no 2 a b c clinical pathway and scoring system for covid-19 prevention this study combined, compared and was modele d a fter published guidelines from international and national suggestions. this eventually resulted in a scoring based on questionnaires and laboratory and radiographic chest examinations (7,8) and periope rative assessment,(9-11) the scoring was made by the hospital’s service capability and is described in table 2. these screening results will be taken into consideration, thus influencing the clinical pathway, surgical process, and level of personal protective equipment (ppe) for the surgery. the clinical pathway was compared to previous published clinical pathways for emerge ncy (2 ,8,12 ) and ele ctive orthopedic surgery.(13) the proper ppe suggestions and training for hcw was also considered based on other publications. (9,14) the clinical pathways for elective orthopedic surgery and emergency orthopedic surgery are described in figures 1 and 2, respectively. h e a l t hc a r e w or ke r s ( h c w) s af e t y indicators the covid-19 status of the hcw was routinely checked by means of the pcr test. it acute septic arthritis with sirs/sepsis osteomyelitis with subperiosteal abscess musculoskeletal malignancies amputation every soft tissue related case, including tendon lengthening and tenotomy crush injury cellulitis with sirs/sepsis osteomyelitis/tb infection debridement every arthroscopic procedure and ligament reconstruction damage control surgeries fracture dislocation of spine with cord compression/ spinal cord injury musculoskeletal abscess without sepsis acromioplasty bursectomy suppurative tenosynovitis acute joint infection without sepsis tumor excision displaced talar neck fracture bony and soft tissue reconstruction unstable scfe every case requiring general anesthesia that is not included in emergency, acute or urgent group closed fracture dislocation abbreviation : avn: avascular necrosis, also called osteonecrosis; sirs: systemic inflammatory response syndrome; scfe: slipped capital femoral epiphysis; ctev: congenital talipes equinovarus table 1. continued 100 criteria score history of last 14 days fever (>37.8) 0 = none 1 = one of the criteria 2 = ≥ 2 criteria 3 = close contact (+) cough / flu / sore throat breathing difficulty abdominal pain / diarrhea / nausea/ vomiting anosmia / cephalgia myalgia / arthralgia returned from abroad close contact with suspected or confirmed covid-19 patients clinical symptoms fever (>37.8) 0 = none 1 = one of the criteria 2 = ≥ 2 criteria 3 = desaturation (+) cough/sneeze/sore throat breathing difficulty (respiration rate ≥ 24 per minute) abdominal pain/diarrhea/nausea vomiting anosmia/cephalgia myalgia/arthralgia rhonchi / wheezing desaturation (spo2 ≤ 95% without oxygen supply) laboratory results leukopenia (< 5000/mm3) or leukocytosis (>10000/mm3) 0 = none 1 = one of the criteria 2 = ≥ 2 criteria lymphopenia (alc < 1500/mm3) nlr ≥ 5.8 crp > 10 with normal procalcitonine thrombocytopenia of unknown origin increased bun/serum creatinine or sgot/sgpt of unknown origin radiology consolidation or multifocal infiltrates observed on x-ray, unilateral or bilateral 0 = none 3 = positive total score = table 2. scoring based on questionnaire, laboratory and radiographic chest examination results abbreviations: alc: absolute lymphocyte counts; nlr: neutrophil-to-lymphocyte ratio; crp: c-reactive protein became the indicator for the caregivers’ safety and was routinely reported to evaluate the application of the clinical pathway. the hcw with positive results for covid-19 were to be traced until the virus transmission was clearly pointed out. data analysis descriptive analysis was presented as frequency for categorical data and as mean (± standard deviation) for numerical data. ethical clearance this study was approved by the health research ethics commission of the surabaya orthopedic & traumatology hospital under no. 01/pers-ec/rsot/v/2021. results a total of 305 medical records from march 2020 to october 2020 containing adequate data were included in this study. around 55.8% of the records were of female patients and 44.2% of male patients. mean age of all patients was 47.0 ± 22.41 years. due to the continuous development of the screening process not all the records contained adequate data for all three parts of screening. unfortunately only 228 medical records had adequate data for scoring and 289 medical records for orthopedic surgery classification. thankfully, preoperative rapid tests wer e done to all orthopedics patients —with swab tests done accordingly. irianto, adityawardhana scoring in orthopedic surgery and covid-19 101 univ med vol. 40 no 2 figure 1. elective orthopedic surgery clinical pathway figure 2. emergency orthopedic surgery clinical pathway emergency orthopedic surgery (immediate, acute, urgent) screening with scoring system during admission score ≥ 3 rapid test (-) score < 3 rapid test (-) score ≥ 3 rapid test (+) or score < 3 rapid test (+) surgery  • ppe level 2 • head box for patients if using general anaesthetic • pre-operation and after operation at different room • normal room for patient post-operation internal discussion between surgeon, anaesthesiologist and internist refer to referral hospital surgery  • ppe level 3 • head box for patients if using general anaesthetic • pre operation and after operation at same room • isolation room for patient post-operation allowed not allowed non-emergency surgery one-day surgery • pre-operation lab • chest radiograph • covid-19 rapid test rapid test (+) rapid test (-) • delay surgery • referred for covid -19 pcr test surgery  • covid-19 pcr test • pre-operation lab • chest radiograph • patients self-isolation at home while waiting for pcr test result pcr (+) pcr (-) rapid test before surgery rapid test (+) rapid test (-) refer to referral hospital surgery  elective orthopedic surgery 102 the screening process was done in a series of questionnaires and laboratory examinations and 82 patients (35.9%) had a score of 0. due to the hospital’s inability to provide a negative pressure operating theater, some patients having a score of 3 or more were immediately referred to a hospital with a negative pressure operating theater and were therefore not included in this research. the same procedure was followed for emergency patients that tested positive with the rapid test, which resulted in their data not being recorded properly to be included in this study. overall, there were 51 patients (16.7%) with positive rapid test results, and 21 patients (6.8%) with positive pcr tests. every patient who received a pcr test had already shown positive rapid test results. based on the surgery classification, the majority of 163 patients (56.4%) underwent elective surgery and 86 patients (29.7%) were classified into urgent surgery. the summary of covid-19 screening score, patients’ rapid test and swab test results; and surgery classification are presented in table 3. routine checkup was done for the hcw. there were four (1.3%) hospital staff with covid-19 positive results from march 2020 to october 2020, namely one anesthesiologist, one nurse, one lab officer and one marketing officer. after being traced, none of them had picked up the virus from the hospital environment. the anesthesiologist had caught it from a colleague at another hospital, the lab officer had it from family members, and the nurse had got the virus from her parents and had transmitted it to the marketing officer. there was no hcw that had caught the virus from the patients. discussion we were able to formulate the screening method, apply it to the clinical pathway for elective and emergency orthopedic patients, determine the time of surgery and refer the patient to avoid patient delays and to pr otect the hcw. unfortunately there were 4 (1.3%) hospital staff with covid-19. it is consistent with previous publications that using an easy-to-follow decision tree algorithm for the interventional platforms, early screening and triage,(15) if implemented with proper training and self-discipline, hcw safety will be optimized.(11,12) this is accomplished by minimizing perioperative complications and reducing delay of surgery (2,9) as an alternative method based on hospital capabilities.(7) strict infection-control measures should be implemented to orthopedic patients particularly patients receiving surgical intervention.(1) the importance of covid-19 is undeniable and further steps have to be taken more carefully in order to not worsen the contamination that eventually may endanger the hcw.(2) it is the role of hospitals to develop protocol and workflow guidelines for diagnosis, management and precaution.(10) the toughest problem is the emergency orthopedic surgery, where delays could bring significant harm to the patient or the outcome.(6) maintaining the balance between adequate screening and time-saving is essential, especially covid-19 screening score (n=228) n (%) score of 0 82 (35.9) score of 1 52 (22.8) score of 2 89 (39.1 score of 3 4 (1.7) score of 4 1(0.4) patients’ rapid and swab test (n=305) positive rapid test 51 (16.7) positive swab test 21 (6.8) surgery classification (289) one day surgery 13(4.5) elective 163 (56.4) urgent 86 (29.7) acute 3 (1.1) emergency 24 (8.3) table 3. distribution of covid-19 screening score, rapid and swab test and surgery classification irianto, adityawardhana scoring in orthopedic surgery and covid-19 103 univ med vol. 40 no 2 in emergency cases.(2) by screening with a scoring system during admission the response time could be faster, the preparation could be started as soon as possible and the referral process could be started sooner if necessary. with proper training and discipline, this definitive scoring system and clinical pathway results in shortening of hcw’s contact time with the patient, thus lowering the risk of covid-19 transmission. due to the demand for elective surgeries, to stop them altogether for a long period of time is very unlikely. by march 2020 it was suggested to stop elective surgery altogether for a period of time and by then it was commonly agreed that the covid-19 incidence in the hospital should decrease for at least 2 weeks before the elective surgery.(2) the goal is to make the hospital stay as short as possible, as long as the roadmap of elective surgery is able to clearly sort out the problems, resumption seems possible.(6) we applied the same approach as described in figure 1 for elective surgery and in fact, most of our included medical records are about elective surgery. granted the number of emergency surgeries included in this study could be higher but the fact that elective surgeries were done in high numbers suggests that it is possible to do. the key in our hospital was to be able to determine when to do the surgery, when to delay or to refer the patient because of the hospital’s limitations. e mergency specialized task forces were suggested to be assembled with the sole purpose of developing a perioperative scoring system based on the hospital’s service capability because there is lack of proper and standardized scoring for covid-19 screening, especially in surgical patients.(11) a combination of the patient’s history for the last 14 days, clinical findings, laboratory data, and radiological pattern based on the institutional or national policy are sufficient and are interpreted as a scoring based on published scoring guidelines.(7,8) the scoring then suggested the appropriate management (9) with appropriate ppe(11) and perioperative preparation (11,14) which can also be used for elective surgery.(13) this was modeled into a clinical pathway for an easy-to-follow guideline as suggested.(12) this was simplified into a scoring system that was proven to be effective, because hcw could make faster and more objective decisions that can reduce covid-19 transmission by shortening contact time. with a proper clinical pathway, training and discipline preparation, the patient’s management could be started sooner. it is very unfortunate that there were limitations with the study design being retrospective, the data were secondary data and this scoring only applied to orthopedic surgery. however, it was shown to be effective with only 4 (1.3%) hcw becoming covid-19 positive and it can potentially be used in all other types of surgery, whether an emergency or elective surgery, with promising results. it is recommended that other hospitals develop a scoring system and risk assessment based on their capabilities and limitations with the sole purpose of protecting t he p a t i ent s a n d t he hcw a t l e a s t f or emergency management during the covid-19 pandemic.(15) ideally a negative pressure operating room should be provided for covid-19 patients. but in some hospitals, including our own hospital where a negative pressure operating theater is not available, the surgeries had to be done in a positive pressure operating room. but not all orthopedic patients could be referred, especially with the hospital that has a negative pressure operating room being overloaded. emergency cases still have to be treated if the hospital is capable and due to the demand for elective surgeries, to stop them altogether for a long period of time is very unlikely.(2,6) fortunately there were several guidelines, both international (10,12,13) and national,(11) that are also specific for orthopedic surgery (14) on how to manage the surgical process without negative pressure operating room. for the latter to succeed, the positive pressure system and the air conditioners have 104 to be turned off.(11) we used a portable highefficiency particulate air or hepa machine to help maintain the proper air ventilation that is important to reduce the number of viruses in the circulating air.(11,13,14) in the case of elective surgery, surgery can be performed in rooms at the normal positive pressure but there have to be modalities to maintain air ventilation.(14) it is also recommended to minimize the number of people in the operating room, and if possible the patient’s recovery in the post-operative phase should also be done in the operating room.(11,14) hospitals have to develop their own screening system based on their capabilities.(13) to be able to decide which patient to operate on and which to refer is essential to reduce covid-19 transmission both inside a nd outside the operating room. on top of all, hcw protection should become a priority. while there is a shortage of staff, protecting hcw has to be prioritized while the hcw themselves have to adapt to the new situation.(17) with social distancing not essentially effective in controlling covid-19 incidence,(18) the stressor among hcw in dealing with the possibility of a prolonged pandemic could cause burnouts.(19) supplies of personal protective e q ui p me nt ( ppe) ma y be li mi t e d , a n d unfortunately this requires a more restricted access to ppe to make sure it is being used properly.(10) routine testing and tracing are suggested in the hospital environment because the infection rate is still high, but unfortunately the number of pcr swab tests for covid-19 is still limited. proper management to maintain the balance between screening needs and swab test supplies is required. the hcw or other hospital staff who have been proved positive should be isolated and their contacts traced.(16) proper training and self-discipline once again has to be applied with the already existing clinical pathways and regulations.(10) fortunately we were able to routinely check the hcw. four of them were swab positive from march 2020 to october 2020 and only two of the four (an anesthesiologist and a nurse) were in close contact with patients, whereas the other two (a lab officer and a marketing officer) were not. after tracing was done as suggested,(16,17) it was found that the anesthesiologist caught it from a colleague in another hospital, the lab officer had it from family members, and the nurse got the virus from her parents and transmitted it to the marketing officer. there were no hcw that caught the virus from the patients. hcw with a positive swab test were to be self-quarantined for at least 2 weeks and if showing signs and symptoms were to be admitted to hospital. these results may be an indicator that the use of a proper clinical pathway, proper scoring for immediate screening and proper surgery regulation combined with proper training and discipline may minimize the chance of hcw contracting covid-19 from their patients. in addition, with the possibility of economic impact on primary and universal healthcare the simple alterations to our daily practice may benefit the hcw and their patients.(20) the limitation of this study is that this is a retrospective review study and all the data for this study are secondary data. the score has also to be validated in larger populations. hopefully the screening methods, clinical pathways and results of this research could be a model for hospital service that can be used for a ll orthopedic surger y interve ntional platforms and trigger hospitals in underdeveloped and developing countries to devise their own easy-to-use algorithms. conclusion the covid-19 pandemic has forced rapid development of novel hospital guidelines across a spectrum of clinical environments, including orthopedics. despite covid-19 being a new threat, we have shown that developing an effective perioperative clinical pathway could eventually optimize healthcare worker safety. irianto, adityawardhana scoring in orthopedic surgery and covid-19 105 univ med vol. 40 no 2 conflict of interest the authors declared no potential conflicts o f in te re st w it h re sp e ct to th e re se ar ch , authorship and/or publication of this article. funding the authors received no financial support for the research, authorship and/or publication of this article. contributors bo th k ai a n d ta we re in vol ve d i n conception and design of study, data acquisition, drafting of the manuscript and revising the ma nu sc ri pt . bot h auth or s have re ad a nd approved the final manuscript. references 1. mi b, chen l, xiong y, xue h, zhou w. liu g. characteristics and early prognosis of covid-19 infection in fracture patients. j bone joint surg am 2020;102:750-8. doi: 10.2106/jbjs.20.00390. 2. meng y, leng k, shan l, et al. a clinical pathway for pre-operative screening of covid-19 and its influence on clinical outcome in patients with traumatic fractures. int orthop 2020; 44:1549-55. doi:10.1007/s00264-020-04645-3. 3. black jr, bailey c, przewrocka j, et al. covid-19: the case for health-care worker screening to prevent hospital transmission. lancet 2020; 395:1418-20. doi: 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19. windarwati hd, ati na, paraswati md, et al. stressor, coping mechanism, and motivation among health care workers in dealing with stress due to the covid-19 pandemic in indonesia. asian j psychiat 2021;56:102470.j.ajp.2020. 102470. 20. yusuf e. primary health care for all: lessons from its failure to achieve its goal and covid-19. univ med 2021;40:1-2. doi: 10.18051/univmed.2021. v40. 1-2. irianto, adityawardhana scoring in orthopedic surgery and covid-19 increased knowledge of thalassemia promotes early carrier status examination among medical students 220 *department of biochemistry, faculty of medicine, universitas padjadjaran, bandung indonesia **department of public health, faculty of medicine, universitas padjadjaran, bandung indonesia ***working group of genetics, faculty of medicine, universitas padjadjaran, bandung indonesia correspondence: dr. julius broto dewanto department of biochemistry, faculty of medicine, universitas padjadjaran jl. raya sumedang km 121 jatinangor jawa barat mobile: 0812-1459 6149 email: juliusdewanto@yahoo.com univ med 2015;34:220-8 doi: 10.18051/univmed.2016.v35.220-228 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background thalassemia is an autosomal recessive genetic disorder, in which the patient requires life-long blood transfusion. as indonesia harbors 6 to 10% thalassemia carriers, thalassemia prevention measures such as early screening and education in the community are urgently needed. the aim of this study was to explore the knowledge, attitude and practice about thalassemia among young medical students. methods a cross-sectional analytic observational study was conducted on 179 subjects in 2015, using a questionnaire with items on knowledge, attitude and practice about thalassemia for data collection. after signing informed consent, the questionnaire was filled in by the students and a blood test was performed when the students agreed to be examined. detection of probable thalassemia carrier status was done by determination of hemoglobin, mean corpuscular volume and mean corpuscular hemoglobin. results the knowledge about thalassemia of the first year medical students (n=179) was good (21.1%), moderate (70.9%) and poor (21.1%). only 67 (38.3%) of the students agreed to a blood examination for determination of their carrier status after filling-in the questionnaire. the knowledge of thalassemia among first year medical students was statistically related to the timing when they would agree to have their thalassemia carrier status examined (p=0.021, one way anova test). conclusion a higher thalassemia knowledge score causes medical students to be willing to undergo thalassemia carrier status examination at an earlier point in timing. a well-organized educational program focusing on thalassemia and early screening in young adults may enhance the thalassemia prevention program. keywords: early detection, knowledge, thalassemia, carrier status, medical students increased knowledge of thalassemia promotes early carrier status examination among medical students julius broto dewanto*, haryono tansah*, sari puspa dewi**, helena napitu***, ramdan panigoro*, and edhyana sahiratmadja* doi: http://dx.doi.org/10.18051/univmed.2015.v34.220-228 221 univ med vol. 34 no.3 pengetahuan thalassemia yang lebih baik berdampak pada pemeriksaan dini status karir thalessemia mahasiswa kedokteran latar belakang thalassemia merupakan kelainan autosomal resesif yang penderitanya membutuhkan transfusi darah sepanjang hidupnya. di indonesia terdapat 6 sampai 10% penduduk dengan karir thalassemia, sehingga tindakan pencegahan penyakit thalassemia seperti deteksi dini terhadap karir dan edukasi pada masyarakat mengenai beban penyakit thalassemia sangat diperlukan. tujuan studi ini adalah untuk mendalami pengetahuan, sikap dan perilaku mengenai thalassemia pada mahasiswa kedokteran. metoda penelitian potong lintang studi analitik observasional yang dilakukan pada 179 subjek pada tahun 2015. kuesioner yang meliputi pertanyaan mengenai pengetahuan, sikap dan perilaku tentang thalassemia digunakan untuk pengumpulan data. setelah mendatangani surat pernyataan persetujuan penelitian, mahasiswa mengisi kuesioner dan diperiksa darahnya bila berkenan. deteksi untuk kemungkinan awal status karir thalassemia dilakukan dengan memeriksa nilai hemoglobin (hb), mean corpuscular volume (mcv) dan mean cospuscular hemoglobin (mch). hasil pengetahuan mahasiswa kedokteran tingkat pertama (n=179) mengenai thalassemia dapat dikategorikan baik (21,1%), sedang (70,9%) dan buruk (21,1%). hanya 67 (38.3%) mahasiswa yang setuju untuk dilakukan pemeriksaan darah dalam menentukan status karir thalassemianya setelah pengisian kuesioner. pengetahuan thalassemia diantara mahasiswa fakultas kedokteran ini secara statistik berelasi dengan waktu mereka mau diperiksa status karir thalassemianya (p=0,021, oneway anova test). kesimpulan nilai pengetahuan thalassemia yang lebih baik membuat mahasiswa kedokteran melakukan pemeriksaaan status karir thalasemianya lebih awal. program edukasi yang organisasinya baik dan berfokus kepada thalassemia serta deteksi dini status karir thalassemia pada dewasa muda dapat meningkatkan program pencegahan penyakit thalassemia. kata kunci: deteksi dini, pengetahuan, status karir thalassemia, mahasiswa kedokteran abstrak introduction thalassemia, an autosomal recessive genetic disorder involving hemoglobin (hb) chain synthesis, is prevalent among populations in mediterranean, middle eastern, south asian and south east asian countries.(1-4) the disease is not curable and the patients require life-long blood transfusion; however, new technologies o ff e r t h e p o s s i b i l i t y f o r b o n e m a r r o w transplantation. (5) due to life-long blood transfusion, thalassemia patients may have complications of iron overload leading to abnormalities associated with iron deposition in tissues, ultimately resulting in death, thus necessitating iron chelation therapy.(6) infants with thalassemia major are born from parents who both harbor heterozygous mutations or are carriers, therefore their probability of having a child with thalassemia is one out of four pregnancies. 222 there are several tests in the laboratory to diagnose thalassemia carrier status. early screening for possible thalassemia carrier status does not require special examinations, only routine blood examination for hb, mean c o r p u s c u l a r v o l u m e ( m c v ) , a n d m e a n c o r p u s c u l a r h e m o g l o b i n ( m c h ) . ( 7 ) t h e heterozygous form of thalassemia carrier may manifest in healthy young adults as a low hb. since iron deficiency anemia due to dietary foods that are poor in iron accounts for approximately 75% of all anemia types in the developing countries,(8) healthy young adults with low hb need to be investigated accordingly. when apparently healthy young adults have low hb, mcv and mch, further examinations are necessary, including iron parameters to exclude iron deficiency, and hb electrophoresis to measure the hba2 level. a hba2 value over 3.5% confirms β-thalassemia carrier status and a value less than 3.5% may indicate the presence of iron deficiency, α-thalassemia, or rare forms of β-thalassemia. however, the definitive diagnosis can only be determined following dna analysis. a combination of hb analysis and dna testing seems to be the best way to confirm carrier status in a region with high frequency of thalassemia.(9) the knowledge about thalassemia in some areas with high thalassemia carrier state varies. unknown thalassemia carrier status may lead to h i g h p r e v a l e n c e o f t h a l a s s e m i a d i s e a s e . thalassemia can be prevented by premarital screening for early thalassemia carrier status or by prenatal diagnosis.(10) a pregnancy with an affected fetus can be terminated after the carrier parents opt for the prenatal diagnosis; however, in some religions abortion of a fetus is definitely not an option.(11) young adults from an area with high prevalence of thalassemia are prospective parents, and ideally they should be aware of their carrier status before pregnancy or even before marriage.(12) since indonesia harbors 6 to 10% of thalassemia carriers, early screening and education of young adults and the community is of interest.(13) therefore, early detection of thalassemia carriers in the general population, especially in school students and young adults is encouraged.(14) the aim of the present study was to explore the knowledge and perception of thalassemia among first year medical students and their attitudes towards informed consent for thalassemia carrier testing. these students may be representative of young adults on their attitude towards managing their thalassemia carrier status. methods study design this study was of cross-sectional analytic observational design, and was conducted in march 2015 at the faculty of medicine, universitas padjadjaran, bandung. research subjects this was a study exploring the knowledge, attitude and practice of young adults using one questionnaire. total sampling was used for sample size determination, therefore, all first year medical students were asked to participate. there were no exclusion criteria in this study. questionnaire about knowledge, attitude and practice of thalassemia the questionnaire was comprised of 25 questions and divided into 3 parts. the first part was to explore the knowledge about thalassemia, consisting of 18 questions. in brief, participants were given closed questions with three answers of ‘yes, no and don’t know’. the answer was checked with the open questions to ensure that the questions were rightor wrong answered. for each question, the correct answer was given a score of one, and the incorrect or “don’t know” answer was scored as zero, with a total possible score of 0 to 18. a score of 0-6 indicates poor knowledge, a score of 7-12 indicates moderate a n d a s c o r e o f 1 3 1 8 g o o d k n o w l e d g e . cronbach’s alpha was used to assess the reliability of the knowledge scale, with values dewanto, tansah, dewi, et al knowledge of thalassemia early carrier 223 univ med vol. 34 no.3 of at least 0.7 indicating acceptability of the internal consistency. the second part of the questionnaire was to assess the attitude toward thalassemia, and consisted of 5 questions. participants were asked for their agreement on premarital screening, marriage between individuals who are both carriers, pregnancy of carrier couples, and termination of pregnancies with a fetus affected by thalassemia major. in the third part of the questionnaire with 2 questions, the practice or willingness to screen for possible thalassemia status were asked. the questionnaire was adapted and modified from a published article (11) and translated into bahasa indonesia. early screening for possible thalassemia carrier status students who had agreed to take part in the screening as stated in the third part of the questionnaire were invited to have their blood e x a m i n e d . e a r l y s c r e e n i n g f o r p o s s i b l e thalassemia carrier status was performed by routine blood examination, using as indicators l o w h b o r h y p o c h r o m i c a n e m i a ( m e a n corpuscular hemoglobin/mch<27pg) and m i c r o c y t i c a n e m i a ( m e a n c o r p u s c u l a r mcv<80fl).(9) the venous blood samples were collected in 3 ml edta vacuum tubes by welltrained laboratory technicians (laboratorium p r o d i a , b a n d u n g ) . a n e m i a w a s d e f i n e d according to who criteria,(8) corrected by gender, as a hb concentration of <12g/dl and <13g/dl, for females and males, respectively. the severity of anemia was classified into three stages: mild (10-11g/dl), moderate (7-10/dl), or severe (hb<7 g/dl). the laboratory results were distributed to the students in closed e n v e l o p e s . st u d e n t s w h o h a d p r o b a b l e thalassemia carrier status were counselled individually. statistical analyses responses to the questionnaire were expressed as percentages. knowledge was scored and categorized as good, moderate, or poor; and comparison between genders was analyzed using pearson chi-square or anova-test where needed. hematological data were presented and analyzed for probable thalassemia carriers. the description and statistical analyses were conducted using spss 16.0 for windows. ethical clearance information about the study had been given prior to the filling-in of the questionnaire, both verbally and written in the informed consent form that was signed, ensuring the confidentiality of the study results. the study protocol was approved by the ethical committee of the medical faculty, universitas padjadjaran, bandung, indonesia, under no. 715/un6.c2.1.2/ kepk/pn/2014. results questionnaires were distributed to 219 firstyear medical students, but only 175 (70.9%) s t u d e n t s r e s p o n d e d a n d r e t u r n e d t h e questionnaire. these students consisted of 45 (25.7%) males and 130 (74.3%) females. the mean age of the students was 18.1 years (sd = 0.71), and the age range was from 16 to 21 years. the students identified themselves as sundanese (n 55; 31.4%) or javanese (n 47; 26.8%), the two dominant ethnicities on java. the reliability of the knowledge scale (cronbach’s alpha) for 18 questions was tested, resulting in high score of 0.86. therefore, the questionnaire can be used to assess thalassemia knowledge. the data distribution of the knowledge scores among the students was not normal (shaphiro-wilk score 0.012). the median knowledge score among the students was 9 and thus categorized as moderate knowledge. there was no difference between genders in knowledge about thalassemia (p=0.781, pearson chi-square) as depicted in table 1. w h e n e x p l o r i n g e a c h i t e m o f t h e questionnaire, only 37.7% knew the definition of thalassemia as a disease with low numbers of red blood cells. this was in line with the low 224 number of students who successfully mentioned the types of thalassemia (30.9%) and thalassemia as an autosomal recessive inherited disease (57.1%). despite their low percentage of general knowledge of thalassemia, most of the students knew that thalassemia was not infectious (93.1%) and required life-long blood transfusion (90.3%). they knew that thalassemia major is not curable (77.1%), but they did not know that iron chelators are needed for the iron overload (92.6%). the students knew that infants born as thalassemia carriers will remain carriers and do not develop into thalassemia major later in life (72.6%), but the majority of the students (81.1%) could not tell about the prevention of thalassemia carriers. furthermore, they did not know the estimated prevalence rate of thalassemia in indonesia (100%) and in west java (97.1%). when stratified by gender, there was no statistically significant difference in all of these answers between female and male students (data not shown). the majority of the students were of the opinion that premarital screening for thalassemia is necessary (99.4%). should they know that their partner is also a carrier, they would agree not to marry their partner (77.1%), and that premarital counseling would therefore be necessary (98.9%). termination of a pregnancy affected with thalassaemia major or abortion of the fetus was agreed to by 62.3%. among moslem students, 94 of 151 (62.2%) were for termination. we could not further compare the religious background for the termination of an affected fetus as the percentage of non-moslem students was low, with 13 of 17 protestants and 1 of 5 roman catholics being for termination. when the students were asked whether they would screen for thalassemia carrier status, 2 (1.6%) reported that they had indeed been screened for thalassaemia status, while 3 (1.7%) rejected screening and thought that it was not necessary as no one in the direct family line was affected. the majority of students (n=170; 95.6%), who had not been screened for thalassemia carrier status, indicated their willingness to undergo screening, but the timing of screening varied from soon after filling-in the questionnaire (n=67; 39.4%), some timing before getting married (n=69; 40.6%) to some timing in the future (n=34; 20.0%). when the willingness to undergo carrier status examination was compared between male and female students, no statistical difference was found between genders (p=0.584, pearson chi-square test, table 1). the results of further analyses of the knowledge and the timing of thalassemia carrier status examination indicated that the knowledge of these students had a statistically significant association with the timing of thalassemia status screening. therefore, higher thalassemia knowledge scores signify earlier thalassemia status examination (p=0.021, one way anova test) as depicted in table 2. on post-hoc analysis, there was a significant difference between mean table 1. knowledge among subjects about thalassemia and timing of thalassemia carrier status examination by gender note. knowledge criteria: good (>12 good answers), moderate (7-12 good answers) and poor (<6 good answers) out of 18 questions. statistical significance was set at p<0.05 (pearson chi-square) dewanto, tansah, dewi, et al knowledge of thalassemia early carrier 225 univ med vol. 34 no.3 knowledge scores of individuals who were willing to get their status examined directly after fillingin the questionnaire and mean knowledge scores of individuals who would postpone the examination until a later period in life (bonferroni p=0.025). students above 18 years old were considered to be young adults, but most students stated that they needed their parents’ consent before undergoing definitive thalassemia screening (84.6%), and should they finally know that they were carriers, most of them (95.4%) would persuade their siblings and parents to check for their thalassemia status to prevent the disease and decrease the number of thalassemia cases. one month after filling-in the questionnaire, the students were invited to have their blood examined for probable thalassemia carrier status. we expected that 67 students (table 1) would come for direct blood examination as stated in the questionnaire. surprisingly, the participation rate was higher, as there were 87 students who came up for the thalassemia carrier screening. laboratory hematology findings showed that 7 female students, corrected by gender according to who criteria, were identified as having mild anemia (hb 10-11 g/dl). on the basis of hb concentration only, the prevalence of anemia in these apparently healthy first year medical students in bandung was 8% (7 out of 87 students). interestingly, some of those who had normal hb, had low mcv (<80 fl) and mch (<27 pg) (table 3), so that 24 of 87 students (27.5%) had probable thalassemia carrier status, and therefore needed further examination for determination of definitive thalassemia carrier status. discussion thalassemia is prevalent in indonesia,(13) but studies on knowledge, attitude and practice related to thalassemia are relatively scarce. first year medical students in our medical faculty have lectures about ‘fundamentals of basic sciences’ including the central dogma of dna/rna/ table 2. relation between knowledge and timing of thalassemia carrier status examination among first year medical students in bandung note: statistical significance was set at p<0.05 (one-way anova) table 3. probable thalassemia carrier status among first year medical students in bandung stratified by gender, according to triple parameters of hb, mcv and mch note: * low hb corrected by gender according to who(8), low mcv <80fl, mch <27pg; hb hemoglobin; mch mean cospuscular hemoglobin; mcv mean corpuscular volume. in total there were 24 out of 87 (27.5%) students with probable thalassemia carrier status 226 protein, and thalassemia is introduced as one of the cases in the problem-based learning program. it is shown that most of the first year medical students (70.9%) have a moderate knowledge about thalassemia after the lecture, but the knowledge of a substantial percentage still remains poor. although the thalassemia knowledge level among the first year students is moderate, the median knowledge score of 9 out of 18 may reflect a general lack of knowledge among the students. the responses also indicated that specific knowledge on thalassemia was poor, with regard to the existence of different types of thalassemia, the genetic nature of the disease, and its pattern of inheritance. the limitation here is that the questions in the questionnaire may not be very understandable for first year students, therefore, the questionnaire may need further revision. owing to the genetic complexity of the disorder, it remains a challenge to educate the young adult. regular educational efforts are needed to raise awareness of thalassemia in young adults at school and at the university.(14) it is suggested to screen the hb in young adults so they can become aware of their overall health condition, specifically with the extended mcv and mch when hb is low. genetic counselling for thalassemia needs to be provided alongside with confirmation of the thalassemia carrier status, so the young adult carriers are reassured of their condition. the awareness of carrier status in the indonesian community has not yet been explored and this is reflected among the students as they do not know that the prevalence of the carrier status is quite high. in general, studies have shown that the awareness of thalassemia is higher in the higher educational and professional or managerial categories.(11) as for our students, this study confirmed that the knowledge is associated with the timing of examination for carrier status, thus, the better the thalassemia knowledge score, the sooner will they have their thalassemia status examined. in some countries, students and young adults have good responses for thalassemia screening.(4,14) in our study, a very positive attitude was expressed by the majority of the students toward screening for thalassemia, but what is of concern is that only one-third of the students would come for thalassemia status screening after the lecture, while two-thirds of the students would only want to be screened later in the future. therefore, the thalassemia carrier screening program for young and unmarried women should be included in the national programs, and this may dramatically reduce the incidence of infants born with thalassemia major. for example, a screening program in iran resulted in a 70% reduction in the annual birth rate of infants with thalassemia,(15) and interestingly it has been reported from italy that screening can reduce the number of births of affected infants in the latium native population to zero.(14) identification of carriers is also offered early in pregnancy in most developed countries due to high migration rates of populations from high thalassemia prevalence areas to west european countries.(16) undoubtedly these studies have shown that thalassemia prevention programs including premarital and prenatal screening have been cost-effective in reducing the thalassemia prevalence.(17) one should bear in mind that it is of utmost importance to dispel the misconception about thalassemia carriers, so that this genetic disorder is not stigmatized by society. the general public should be educated on the fairly high prevalence of thalassemia in indonesia. health care providers are encouraged to discuss thalassemia as a public health problem and therefore may enhance public awareness to prevent prejudice and discrimination against carriers. at the end of the study, a sharing experience about thalassemia and carriers was given by one of the researchers who is also a carrier. with her personal sharing, communication among the students was experienced as effective. the study by wong (2011) showed that audio-visual aids and personal experience sharing have been s u g g e s t e d a s a n e ff e c t i v e m e a n s f o r communication and education among young adults.(18) therefore, efforts to promote screening are of great interest to young adults. dewanto, tansah, dewi, et al knowledge of thalassemia early carrier 227 univ med vol. 34 no.3 thalassemia can be prevented by prenatal diagnosis, but selective abortion is not widely accepted by the public. the majority of the first year students in our university were of the opinion that premarital screening for thalassaemia is necessary and when they know that their partner is also a carrier, then they agree not to marry their partner, so that premarital counseling is needed. these findings confirm those of studies that premarital screening is necessary as one of the early screening strategies or genetic counselling,(2) and this can have an impact on families with thalassemia major. early screening in the extended family is also very important, especially where resources and budgets for screening are limited.(19) undoubtedly public education in the community regarding thalassemia can impact on the prevalence of thalassemia and can direct the policy in the population.(14) religion has a significant impact on the decision for screening and may also be associated with refusal for prenatal diagnosis and termination of an affected fetus.(11) in indonesian law, an abortion is only permitted if the pregnancy is likely to result in danger to the mother’s physical and mental health.(20) we did not analyze this issue further since the religious issue is sensitive in the society. given diversity in attitudes toward termination of a fetus in different religions, thalassemia prevention programs should consider the beliefs and preferences of individuals in the multiethnic society. when thalassemia prevention is offered to the population through carrier screening and premarital or prenatal diagnosis, then socio-economic, cultural and religious factors must be carefully taken into account.(11) this study has several limitations. this current study limits in-depth exploration of the reasons for delaying thalassemia carrier screening. further investigations in future qualitative studies may be of great benefit to explore the reason for this delay. although the questionnaire was adapted from a published article,(11) the translated questionnaire has not yet been validated. the small numbers of participants are not representative of first year medical students in indonesia per se, thus larger numbers from various regions in indonesia are needed to represent the general thalassemia knowledge of young adults from differing ethnic groups and religions in indonesia. despite the limitations of this study, there was a good response rate for the willingness to undergo laboratory screening. our study has increased awareness of thalassemia among these young adults and their education needs to be enhanced. carrier status screening at an early age in school and premarital screening programs aimed at identifying individuals before marriage has been proven to be effective and culturally acceptable when compared to prenatal diagnosis. the implication of this study is to increase the knowledge of young adults, especially first year medical students. it is therefore recommended that young first year medical students as future health care professionals need to have good knowledge for this disease, and in turn they can give better education in thalassemia prevention to the next generation. conclusions this study has identified that thalassemia is not well known among our young adults. a higher thalassemia knowledge score causes medical students to be willing to undergo thalassemia carrier status examination at an earlier point in timing. the results of this study warrant further evidence-based surveys on a larger scale to validate these findings and to eventually set a wellorganized educational program targeting young adult awareness of thalassemia and the complications of thalassemia therapy. conflict of interest the authors had no conflict of interest to declare. acknowledgements we are grateful to alvinsyah pramono for his help in this study. this work was supported 228 by research grant hibah internal fakultas kedokteran universitas padjadjaran 2014 no. 4142/un6.c/hk/2014. references 1. cao a, kan yw. the prevention of thalassemia. cold spring harb perspect med 2013;3:a011775. doi: 10.1101/cshperspect. a011775. 2. saffi m, howard n. exploring the effectiveness of mandatory premarital screening and genetic counselling programmes for â-thalassaemia in the middle east: a scoping review. public health genomics 2015;18:193-203. 3. verma ic, saxena r, kohli s. past, present & future scenario of thalassaemic care & control in india. indian j med res 2011;134:507-21. 4. rahimah an, nisha s, safiah b, et al. distribution of alpha thalassaemia in 16 year old malaysian students in penang, melaka and sabah. med j malaysia 2012;67:565-70. 5. gaziev j, marziali m, isgro a, et al. bone marrow transplantation for thalassemia from alternative related donors: improved outcomes with a new approach. blood 2013;122:2751-6. 6. saliba an, harb ar, taher at. iron chelation therapy in transfusion-dependent thalassemia patients: current strategies and future directions. j blood med 2015;6:197-209. 7. schoorl m, schoorl m, van pelt j, et al. application of innovative hemocytometric parameters and algorithms for improvement of microcytic anemia discrimination. hematol rep 2015;7:5843. doi: 10.4081/hr.2015.5843 8. benoist b, mclean e, egll i, et al. worldwide prevalence of anaemia 1993–2005: who global database on anaemia. geneva: world health organization; 2008. 9. viprakasit v, limwongse c, sukpanichnant s, et al. problems in determining thalassemia carrier status in a program for prevention and control of severe thalassemia syndromes: a lesson from thailand. clin chem lab med 2013;51:1605-14. 10. ip hw, so cc. diagnosis and prevention of thalassemia. crit rev clin lab sci 2013;50: 125-41. 11. wong lp, george e, tan ja. public perceptions and attitudes toward thalassaemia: influencing factors in a multi-racial population. bmc public health 2011;11:193. doi: 10.1186/1471-245811-193. 12. hashemizadeh h, noori r. premarital screening of beta thalassemia minor in north-east of iran. iran j ped hematol oncol 2013;3:210-5. 13. widayanti cg, ediati a, tamam m, et al. feasibility of preconception screening for thalassaemia in indonesia: exploring the opinion of javanese mothers. ethn health 2011; 16:483-99. 14. amato a, cappabianca mp, lerone m, et al. carrier screening for inherited haemoglobin disorders among secondary school students and young adults in latium, italy. j community genet 2014;5:265-8. 15. miri-moghaddam e, motaharitabar e, erfannia l, et al. high school knowledge and attitudes towards thalassemia in southeastern iran. int j hematol oncol stem cell res 2014;8:24-30. 16. giordano pc, harteveld cl, bakker e. genetic epidemiology and preventive healthcare in multiethnic societies: the hemoglobinopathies. int j environ res public health 2014;11:613646. 17. ahmadnezhad e, sepehrvand n, jahani ff, et al. evaluation and cost analysis of national health policy of thalassaemia screening in westazerbaijan province of iran. int j prev med 2012;3:687-92. 18. wong lp, george e, tan ja. a holistic approach to education programs in thalassemia for a multiethnic population: consideration of perspectives, attitudes, and perceived needs. j community genet 2011;2:71-9. 19. ansari sh, baig n, shamsi ts, et al. screening immediate family members for carrier identification and counseling: a cost-effective and practical approach. j pak med assoc 2012;62: 1314-7. 20. kementerian kesehatan republik indonesia. peraturan pemerintah republik indonesia nomor 61 tahun 2014 tentang kesehatan reproduksi. available at: http://www.kemenpppa.go.id/jdih/ peraturan/pp-nomor-61-tahun-2014-tentangkesehatan-reproduksi.pdf. accessed may 11, 2015. dewanto, tansah, dewi, et al knowledge of thalassemia early carrier c:\users\universa medicina\docu 29 abstract universa medicina increased oxidative stress in adult women with iron deficiency anemia alpaslan karabulut1, gulcin alp avci2, and emre avci3* background iron deficiency anemia (ida), a type of anemia with an increasing global frequency, is more common in women than men in the population. in ida, the sensitivity of erythrocytes to oxidants is increased and their lifespan is shortened. oxidative stress is an imbalance between free radicals and antioxidant molecules which is one of the potential biochemical mechanisms involved in the pathogenesis of ida. in our study, we aimed to determine the levels of oxidant and antioxidant markers by assessing the levels of total antioxidant status (tas), total oxidant status (tos), oxidative stress index (osi), paraoxonase-1 (pon-1), and myeloperoxidase (mpo) in women with ida. methods this was a cross-sectional study involving 47 women with ida aged 40 years and 47 women volunteers. the levels of tas, tos, osi, pon-1, and mpo were determined spectrophotometrically using appropriate kits. nonparametric mann whitney-u tests were used to analyze the data. results the levels of antioxidants tas (1.42 mmol trolox equiv./l) and mpo (54.00 u/l) in the ida group were significantly lower than in the control group [tas (1.67 mmol trolox equiv./l) and mpo (89.00 u/l)] (p=0.000 and p= 0.019, respectively). however, tos (6.25 μmol h 2 o 2 equiv./l) level in the ida group was significantly higher than in the control group (4.13 μmol h 2 o 2 equiv./l) (p=0.000), but pon-1 was not significantly different between the two groups (p=0.375). conclusion in women with ida, the oxidant-antioxidant balance is impaired, resulting in oxidative stress. therefore, ida in adult women must receive adequate attention in clinical practice. keywords: iron deficiency anemia, antioxidants, paraoxonase-1, myeloperoxidase, oxidative stress, women. original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.29-36 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1250 january-april, 2022 vol.41no.1 1hitit university, faculty of medicine, department of internal medicine, corum, turkey 2health sciences university, gülhane faculty of dentistry, department of basic medical sciences, medical microbiology, ankara, turkey 3health sciences university, gülhane faculty of pharmacy, department of biochemistry, ankara, turkey *correspondence: emre avci, university of health sciences, gülhane faculty of pharmacy, department of biochemistry, ankara, turkey, avci.emre@yahoo.com, emre.avci@sbu.edu.tr orcid id: 0000-0003-1046-8208 date of first submission, november 11, 2021 date of final revised submission, february 21 2022 date of acceptance, maret 3, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: karabulut a, alpavci g, avci e. increased oxidative stress in ad ult women with i ron defi cien cy anemia. univ med 2022;41:29-36. doi: 10.18051/univmed.2022.v41.29-36 30 karabulut a, alpavci g, avci e anemia in women and oxidative stress introduction anemia is called iron deficiency anemia (ida) when the iron that the body loses daily cannot be compensated for by the iron taken with food. iron deficiency is the most common cause of anemia in the world and is more common in women than men.(1,2) despite the decline in the prevalence of anemia worldwide, the burden of anemia remains consistently high in many regions. greater focus on interventions is needed to accelerate progress towards the global nutrition target 2, which is to reduce anemia in women of reproductive age by 50% by 2025 and to alleviate significant health losses in children under five.(3) the total amount of iron in the body is 4-5 grams, of which about 65% is in hemoglobin, 4% in myoglobin, 1% in heme compounds that facilitate intracellular oxidation, and 0.1% is associated with transferrin protein in blood plasma. in addition, 15-30% of iron is stored as ferritin in the reticuloendothelial system and liver parenchymal cells.(4) a fine balance exists between dietary intake and loss of iron and is normally maintained in a healthy person. the iron loss is approximately 1 mg daily through the shedd in g of ce ll s f ro m mu cosal a nd cutaneous surfaces, but in premenopausal female adults it may increase to about 2 mg t hr ou gh mens t r u a t i on . in a d dit i o n, i r on requirements are temporarily greater during neonatal and childhood growth spurts because of increased body mass.(5,6) with the formation of free radicals under normal physiological conditions, the antioxidant defense system is in a continuous state of alertness. antioxidants retain reactive oxygen species (ros) within normal limits and reduce their harmful effects.(7) if this equilibrium slips to oxidants, oxidative stress occurs, and it creates ros and damages the body.(8) reactive oxygen species plays a role in the pathogenesis of various diseases such as malignancies, systemic lupus erythematosus, coronary artery disease, rheumatic diseases, diabetes mellitus, and bechet’s disease.(9) recently, studies were performed on oxidant/antioxidant molecules. it is possible to measure the plasma levels of the oxidizing molecules separately, but this may not be appropriate, as these molecules can affect each other. therefore, total oxidant status (tos) level reflecting the oxidant status is used.(10-11) th e mea su remen t of t os a lon e is mo re enlightening than the individual measurements of the oxidants. for the same reason, instead of individual antioxidant measurements, total antioxidant status (tas) measurements are more widely used.(10) besides, the enzyme myeloperoxidase (mpo) is a lysosomal enzyme secreted from leukocytes in response to oxidative s tr es s. m ye lop er oxi da s e is a te t ra mer ic , glyc osylated, heme-containing protein.(1 2) myeloperoxidase produces free radicals and oxidants with its antimicrobial effects, thus causing oxidative damage in the main tissues in regions of inflammation.(13,14) an antioxidant, paraoxonase-1 (pon-1), which is synthesized by the liver, is transported in plasma depending on high-density lipoprotein (hdl). it ensures the anti-atherogenic features of hdl, by a voi d i ng lo w-d e n si t y l i p op r ot e i n ( l dl ) oxidation.(15) iron deficiency is an important health problem of women over the age of 40, which is frequently encountered in our country as well as all over the world and creates a certain burden on the health economy of a country. a cross-sectional study showed that mean paraoxonase-1 (pon-1) in the iron-deficiency anemia group was significantly lower than in the control group (102.4 ±19.2 u/l and 163.3 ±13.68 u/ l ; p =0. 00 0 ) . ( 1 6 ) a c r o ss -s e c t i o na l observational study among men and women with anemia and without anemia (i.e., healthy controls), showed that tas levels did not vary significantly among the categories (p=009).(17) however, another study among 26 subjects with ida and 20 healthy controls showed different results, the serum tas being significantly lower in patients with iron deficiency anemia than in controls (p<0.05).(18) there were inconsistent results of the previous studies, therefore, a study 31 was performed to compare tas between ida and healthy controls. in our study, it was aimed to evaluate more than one oxidative stress parameter together in female patients diagnosed with iron deficiency anemia. in this study, we planned to compare a number of oxidative stress markers (tas, tos, serum mpo, and pon-1 levels) between patients with ida and healthy controls. methods research design the present cross-sectional observational study was conducted at the internal medicine o ut p a t i e nt c l i n i c be t we e n j a nu a r y a n d december 2020. research subjects healthy female individuals who were not diagnosed with ida were included as the control group. the sample size determination comparing the means of pon-1 between two groups with effect size =0.6; α=0.05 and β=0,1, yielded a minimum sample size for each group of 45.(16) the most important clinical indicators in the diagnosis of ida for the inclusion of patients in t he s t u dy we r e : a ge 40 ye a r s a nd ove r, hemoglobin concentration hb <12 g/dl in women, transferrin saturation 15%, mean red blood cell volume <80 fl, serum iron concentration <45 g/ dl, and serum ferritin concentration <15 ng/ml as an internationally valid criterion.(19) the healthy females, who did not have the exclusion criteria and anemia, were included in the study as the control group. exclusion criteria were: i) usage of any medication, ii) chronic disease, iii) oral or parenteral iron treatment in the last 3 months, iv) presence of dimorphic anemia, v) history of blood transfusion within 3 months before the study, vi) systemic or local infection, and liver and renal diseases. blood sample collection the blood samples of the individuals included in the study were taken after 8 hours of fasting. the biochemistry panel was studied the same day, the blood sample taken for other markers was centrifuged at 5000 rpm for 5 minutes and the serum was separated and transferred to eppendorf tubes. the separated sera were stored at -20o c until the studies were carried out to determine the parameters that are indicators of oxidative stress. laboratory analysis complete blood counts of the individuals in the study group were studied with the beckman coulter lh 780 (miami, florida, usa) device. iron, iron-binding capacity, and ferritin from the collected samples were determined by the e n zyma t i c c ol o r i me tr i c me t h od i n a n autoanalyzer (olympus au 2700, mishima ol ymp u s co. lt d. j a p a n ) . tr a ns f e r r i n saturation was calculated using the formula: serum iron / serum iron-binding capacity x 100. folic acid and vitamin b12 levels were measured in all patients to exclude vitamin b12 and folic acid deficiency. de t e r m i na t i o n o f oxi dat iv e st r e s s parameters oxidant and antioxidant markers (tas. tos, osi, pon-1, and mpo levels) were measured in the individuals constituting the study groups. the total antioxidant status (tas) the tas of all individuals in the study group was determined spectrophotometrically using the automatic measurement method. with this test, the antioxidants in the samples reduce the dark blue-green, 2'-azinobis-(3-ethylbenzothiazoline6-sulfonic acid radical cation (abts(*+)), abts radical to the colorless reduced abts form. the change in absorbance at 660 nm observed in this reaction is associated with the total antioxidant level of the sample. the results are expressed as millimolar hydrogen peroxide equivalents per liter (mmol trolox equiv./l). 32 karabulut a, alpavci g, avci e anemia in women and oxidative stress c the total oxidant status (tos) the tos in serum samples of individuals belonging to the study groups was determined spectrophotometrically using an automatic measurement method.(10) with this test, the oxidants in the sample oxidize the ferrous iono-dianisidine complex to the ferric ion, and the oxidation reaction here is prolonged by the glycerol molecules in the reaction medium. the ferric ion forms a colored complex with the c h r o mo ge n x yl e n ol o r a n ge i n a n a c i d ic environment. here, a measurable color intensity occurs and the total amount of oxidant molecules in the sample is determined with the help of a spectrophotometer. the results are expressed as micromolar hydrogen peroxide equivalents per liter (μmol h 2 o 2 equiv./l). the oxidative stress index (osi) the osi, which is the indicator of oxidative load, was calculated according to the formula below and the results are shown in arbitrary units (au).(19) the paraoxonase-1 the pon-1 activity was measured using a kit, which consists of two different sequential reagents, namely tris-buffer as a cofactor of pon-1 enzyme and a stable substrate solution. the sample is mixed with reagent 1 and the substrate solution is added. the linear increase in absorbance of p-nitrophenol produced from paraoxon is examined. the non-enzymatic hydrolysis of paraoxon is subtracted from the total hydrolysis rate. based on the molar absorptivity rate of p-nitrophenol of 18,290 m-1 cm-1, one unit of pon-1 activity is equal to 1 mole of paraoxon hydrolyzed per liter per minute at 37°c.(20) the pon-1 results were expressed as u/l in serum. the myeloperoxidase (mpo) the spectrophotometric method was used to determine mpo activity. myeloperoxidase activity is evaluated by measuring the h 2 o 2 dependent oxidation of o-dianisidine. with this method, one unit of enzymatic activity is defined as the amount of mpo that causes a 1.0/min change in absorbance at 410 nm at 37oc.(19) statistical analysis statistical analysis was performed using the ibm spss statistics 20.0 software (ibm spss inc., usa). the normality of the resulting data distribution was investigated by the shapiro-wilk test. since the significance level of each parameter with the shapiro-wilk test was p<0.05, it was decided that the distribution was not normal (p=0.000-0.016). for this reason, nonparametric mann whitney-u tests were used. the critical significance level was determined at 0.05. all data are reported as median and interquartile range (iqr). ethical clearance for this study, we obtained written consent from the patients and approval from the local ethics committee of our hospital under no. 28.08.2019-32. results all demographic data belonging to patient and control groups are shown in table 1. according to the findings, age parameters were not found to be significantly different between ida patients and healthy individuals (u=262.500, p=0.211, p>0.05). however, for other all parameters, statistically significant differences between the patient group and control group were found (p<0.05). in our study, serum iron, transferrin saturation, and ferritin data were found to be significantly lower in patients with ida compared to healthy individuals in the control group. in addition, there was a significant increase in iron-binding capacity among the r e l a te d gr ou p s. w h e n w e c o mp a r e d t he complete blood count (cbc) parameters, mcv, mch, and mchc were found to be significantly lower in the patients with ida compared to the healthy individuals (table 1). oxidative stress parameter data of patients and controls are given 33 in table 2 together with the statistical analysis data. a significant between-group difference was observed for tas, tos, and mpo using the mann-whitney u test (p<0.005). the tas (1.67 mmol trolox equiv./l) and mpo (89.0 u/ l) levels in the control group were significantly higher than those in the ida patient group [1.42 mmol trolox equiv./l (p=0.000) and 54.00 u/l (p=0.019), respectively] (table 2). however, the tos level (6.44 μmol h 2 o 2 equiv./l) and the osi level (0.42 arbitrary unit) of the patient group was significantly higher than that of the control group (4.13 μmol h 2 o 2 equiv./l) and (0.24 arbitrary unit , respectively (p=0.000). moreover, for pon-1 data, a statistically nonsignificant difference was observed among these groups (p=0.375, which is greater than 0.05) (table 2). discussion iron deficiency anemia, one of the most common causes of anemia, is an important public health problem, especially in developing countries where nutritional problems are much more common.(20,21) this disease is mostly seen in women. menstruation, pregnancy, abortion, and curettage are the most frequent causes in women. in menopausal women, the reason for the emergence of iron deficiency anemia is assumed to be located in the digestive system until proven otherwise.(22) in this study, we planned to compare some oxidative stress markers (tas, tos, serum mpo, and pon-1 levels) between patients with iron deficiency anemia and healthy controls. in our study, tas levels were found to be statistically lower in the patient group. univ med vol. 41 no 1 parameters ida (n:47) (median, iqr) control (n:47) (median, iqr) p-value age (year) 37.0 (28.0-44.0) 31.0 (24.0-41.0) 0.211* hemoglobin (g/dl) 9.6 (7.2-11.0) 12.8 (12.5-13.8) 0.000 mcv (fl) 67.4 (60.4-77.5) 81.4 (78.783.3) 0.000 mch (pg) 20.9 (16.8-23.9) 26.9 (24.5-28.0) 0000 mchc (g/l) 30.1 (27.8-32.3) 33.2 (31.3-34.1) 0.000 serum iron (ug/l) 18.0 (16.0-25.0) 57.0 (41.0-93.0) 0.000 tibc (ug/dl) 446.0 (382.0-477.0) 370.0 (324.0-431.0) 0.001 transferrin saturation (%) 4.0 (3.0-6.0) 23.0 (13.0-34.0) 0.000 ferritin (ng/ml) 4.6 (2.2-8.7) 18.7 (9.9-42.2) 0.000 table 1. comparison of demographic and clinical parameters between patients with ida and control group ida: iron deficiency anemia; iqr: inter quartile range. critical statistical significance level at p>0.05. mcv : mean corpuscular volume ;mch : mean corpuscular hemoglobin ;mchc : mean corpuscular hemoglobin concentration; tibc : total ironbinding capacity variables ida (n=47) (median, iqr) control (n=47) (median, iqr) p-value tas (mmol trolox equiv./l) 1.42 (1.39-1.54) 1.67 (1.55-1.81) 0.000 tos (µmol h2o2 equiv./l) 6.25 (5.30-8.16) 4.13 (3.60-5.75) 0.000 osi (arbitrary unit) 0.42 (0.38-0.55) 0.24 (0.20-0.37) 0.000 mpo (u/l) 54.00 (38.0-74.0) 89.0 (53.0-120.0) 0.019 pon-1 (u/l) 272.00 (97.0-382.0) 147.0 (113.0-298.0) 0.375* table 2. median values of oxidative and antioxidants stress markers in the iron-deficiency anemia (ida) and control group iqr: inter quartile range; tas, total antioxidant capacity; tos, total oxidant status; osi, oxidative stress index; mpo, myeloperoxidase; pon-1, paraoxonase-1 activity; p=0.05, critical statistical significance level at p>0.05 34 karabulut a, alpavci g, avci e anemia in women and oxidative stress so me s tud i es h ave inc lud e d s i mil a r parameters. it is noteworthy that in most of the s t ud i e s , oxi d a t i ve s t r e s s i nc re a s e d , a n d antioxidant parameters decreased in these patients. in the case of oxidative stress, while sod, glutathione peroxidase (gsh-px), and glutathione reductase increase, antioxidant vitamins decrease, and tas can determine the r e a l e f f ec t . (2 3 ,2 4) in t he c a se o f ida, th e antioxidant capacities of erythrocytes are d e c r e a se d, a nd l i p id p e r o xid a t i on i s accelerated.(25) in ida, increased oxidative stress, an inadequate antioxidant system (such as sod, gsh-px) and hypoxic conditions may be attributed to increased superoxide release because of mitochondrial function disorders in skeletal muscle, heart, liver, and blood cells.(26) in the study of zaka-ur-rab et al.(27) levels of antioxidant enzymes were significantly lower in children with ida as compared to controls. in the study of aslan et al.(18) oxidative stress was investigated in 26 patients with ida and 20 healthy individuals. in this study, serum tas was found to be significantly lower in ida compared to healthy subjects. myeloperoxidase is considered an important oxidant marker in many diseases. in the studies conducted, it is accepted that lipid peroxidation plays a role in the pathogenesis of various disorders and diseases.(28) inhibition of lipid peroxidation, which causes changes in fluidity and permeability, inhibition of metabolic processes, and changes in ion transport and membrane organization, are important for antioxidants.(29) in our study, a significant between-group difference was observe d f or tas, tos, osi, and mpo. another antioxidant has been included in the studies recently, namely pon-1, which is a protective enzyme and an important molecule in the pathogenesis of many diseases.(30) in some studies, it has been observed that the level of pon-1, which is an important antioxidant marker of oxidant balance, is low in some diseases such as cardiovascular diseases, insulin resistance, and diabetes.(31,32) in a study by okuturlar et al.(17) pon-1 activity was investigated in 50 patients with iron deficiency anemia (ida) and 40 healthy individuals. they found that the mean pon-1 activity in the iron-deficiency anemia group was significantly lower than that of the control group, which was also found by merono et al.(33) similarly, in our study we observed a decreased level of pon-1 activity in patients with ida. a statistically significant difference in pon-1 data was not observed among these groups. in another study, it was stated that the oxidant-antioxidant balance was disturbed, and oxidative stress occurred during the anemia process in individuals with iron deficiency. the investigators also stated that the inadequacy of the high antioxidant activity of erythrocytes in patients with iron deficiency in the process of anemia may be attributed to the release of superoxide, which cr eate s mitoc hondrial dysfunctions in skeletal muscle, liver, heart, and blood cells.(34) an increase in oxidative stress may play a role in the pathophysiology of iron deficiency anemia. it has been stated that in individuals with iron de fic iency anemia, antioxidant supplementation together with iron therapy may provide better responses and early improvement of the symptoms related to iron deficiency anemia.(18) the present study has broad implications. low hemoglobin and hematocrit associated with iron deficiency anemia are closely associated with poor quality of life and performance. this is important in terms of demonstrating the effectiveness of oxidative stress, which plays a role in the processes affecting activities of daily living, and of the role of antioxidant support in overcoming this stress. in addition, anemia also influences the cardiovascular system. therefore, although these patients have risk factors for cardiovascular diseases, some biomarkers are important to obtain information about the process. on the other hand, low ferritin levels or transferrin saturation indicate an absolute or functional iron deficiency state. the difficulty of distinguishing chronic diseases accompanying iron deficiency anemia from the anemia itself limits this study. in future studies adding different 35 markers specific to iron deficiency anemia and oxidative stress is important in terms of the p at ho physi olo gy of t his di se a se a n d the prevention of the development of other diseases. conclusion this study demonstrated that adult women with ida are subject to chronic oxidative stress. therefore, it is important to determine the oxidative stress status from important markers to minimize the risk of ida in adult women. conflict of interest the authors declare that they have no conflicts of interest for this work. author contributions ea contributed to writing the manuscript, ea and gaa contributed to design and data collection. ak and gaa contributed to analyzing the da ta. ea contributed to revising the manuscript. all authors have read and approved the final manuscript. references 1. paternostro r, kapzan l, mandorfer m, et al. anemia and iron deficiency in compensated and decompensated cirrhosis: prevalence and impact on clinical outcomes. j gastroenterol hepatol 2020; 35: 1619-27. doi:10.1111/jgh.14988. 2. owaidah t, al-numair, n, al-suliman a, et al. 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gender-based analysis a 36 karabulut a, alpavci g, avci e anemia in women and oxidative stress pilot study. j evolution med dent sci 2020;9:373942. doi:10.14260/jemds/2020/821. 18. aslan m, horoz m, çelik h. evaluation of oxidative status in iron deficiency anemia through total antioxidant capacity measured using an automated method. turk j hematol 2011;28:42-6. doi: 10.5152/tjh.2011.04. 19. calim a, kanat e, mazi ee, oygen s, karabay u, borlu f. evaluation of in-patients with iron deficiency anemia in terms of etiology. med bull sisli etfal hosp 2020;54:428-32. doi: 10.14744/ semb.2018.47354. 20. jimenez k, lang m. diagnostic approach to iron deficiency anemia. wien med wochenschr 2016;166:402-10. doi: 10.1007/ s10354-016-0495-5. 21. chandyo rk, henjum s, ulak m, et al. prevalence of anemia and iron deficiency is more common in breastfed infants than their mothers in bhaktapur, nepal. eur j clin nutr 2016;70:456-62. doi: 10.1038/ ejcn.2015.199. 22. bayen s, le grand c, bayen m, 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relation to oxidative stress and response to iron therapy. pediatr nephrol 2015;30:1835-42. doi: 10.1007/s00467015-3122-6. 32. meneses mj, silvestre r, sousa-lima i, macedo mp. paraoxonase-1 as a regulator of glucose and lipid homeostasis: impact on the onset and progression of metabolic disorders. int j mol sci 2019;20:4049. doi: 10.3390/ijms20164049 33. meroño t, dauteuille c, tetzlaff w, et al. oxidative stress, hdl functionality and effects of intravenous iron administration in women with iron deficiency anemia. clin nutr 2017;36:552-8. doi: 10.1016/j.clnu.2016.02.003. 34. asci d, ekerbicer n, guvenc demiragci y, yilmaz r. oxidative stress investigation in anemia. j health med nur 2020;75:16-25. doi: 10.7176/ jhmn/75-03. c:\users\universa medicina\docu 190 abstract universa medicina epidemiological aspects of colorectal cancer in east azerbaijan, northwest iran: five year survival analysis ramin barnous1, mohammad hossein somi1, zohreh sanaat2, pooneh jabbaripoor1, neda dolatkhah3, and roya dolatkhah2* background colorectal cancer (crc) is the third most common cancer and the second leading cause of death from cancer in the world. currently, crc is the fourth most common cancer in men and the second common cancer in women of all ages in iran. the aim of this study was to determine the epidemiologic profile of crc along with crc specific survival analysis. methods this was an analytical cross-sectional study using the east azerbaijan population based cancer registry database (ea-pbcr) as a source for data related to patients with a diagnosis of crc. colorectal cancer specific 1to 5-year survival analysis and mortality rates were calculated. log-rank test and cox regression analysis was performed to test the equality of survival function and mortality hazard. results a total of 2,366 newly diagnosed crcs were registered during 3 years, with a male: female ratio of 1.31. overall survival rate was 49.8%. oneto 5-year survival rates were 96.21%, 56.94%, 48.62%, 47.88% and 46.76% respectively. at multivariate level, after adjusting for all variables, regression analysis showed that the hazard of mortality in stage iv cancers was 46.44 times higher than that in stage i cancers (hr=46.44, 95% ci: 14.86-145.14, p=0.000). however, differences in patients’ age group and sex and the subsite of cancer did not create any statistically significant variation between groups in regards to mortality hazards (p>0.05). conclusion this study demonstrated that the stage and grade of crc were important prognostic factors and that early screening and diagnosis of crc were essential. keywords: colorectal cancer, epidemiology, survival, prognosis, east azerbaijan original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.190-199 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1171 september-december 2021 vol.40no.3 cite this article as: barnous r, somi m h, sa na a t z, j a b b a rip oor p, dolatkhah n, dolatkhah r. epidemiological aspects of colorectal cancer in east azerbaijan, northwest iran: five yea r su rviva l an alysis. univ m ed 2021 ;40 :1 9 0-9 . doi: 10. 1805 1/ univmed.2021.v40.190-199 1liver and gastrointestinal diseases research center, tabriz university of medical sciences, tabriz, iran 2hematology and oncology research center, tabriz university of medical sciences, tabriz, iran 3physical medicine and rehabilitation research center, aging research institute, tabriz university of medical sciences, tabriz, iran *correspondence : roya dolatkhah, md phd postal address: hematology and oncology research center, tabriz university of medical sciences, tabriz, iran postal code/ p.o. box: 5166614731 telephone number: +98 4133361358 email: royadolatkhah@yahoo.com orcid id: 0000-0002-6897-7120 date of first submission, april 7, 2021 date of final revised submission, august 25, 2021 date of acceptance, august 30, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 191 univ med vol. 40 no 3 introduction according to the latest report of the international agency for research on cancer in 2020, colorectal cancer (crc) is the third most common cancer and the second leading cause of death from cancer in the world. (1) the incidence rate is three times higher in developed countries, but due to higher mortality in developing countries, there is a smaller gap in mortality rates.(2) currently, colorectal cancer is the fourth most common cancer in men and the second common cancer in women of all ages in iran. (3) globally three patterns are identifiable in relation to development when it comes to crc mortality and incidence trends: 1) an increase in incidence and mortality trends; 2) increasing incidence but decreasing mortality trends; 3) a decrease in mortality and incidence trends. (2,4) in iran there was an increase in the agestandardized incidence rates (asrs) for crc in 2012-2015, and their incidence is moving in an upward manner.(5-7) in east azerbaij an province crc is the second most common cancer in both sexes, with an overall incidence rate of 20.2 and 16.2 per 100000 respectively in men and women.(8) east azerbaijan province has the 4th place among iran’s provinces when it comes to crc asrs, and is the only province in north/northwest iran with an asr higher than 20 (asr= 20.77). however, the highest asr was reported from semnan (asr= 24.29), a province located in central iran, and the lowest is for kohkiloye-boyerahmad (asr= 6.39), in central iran.(6) comprehensive overviews revealed a significant increasing trend in crc incidence in iran, (5) but systematic analysis of survival rates in different regions of the country revealed that the prognosis of crc patients in iran was better than that in similar asian countries. the pooled 5-year survival rates were reported to be 33.6% in india and 34.3% in malaysia, which 5-year survival rate was estimated at 0.54 (95% ci: 0.490.58) in iran.(9) the highest 5-year survival rate was reported to be 84.6% from kermanshah (west iran), and the lowest was 27.02 from shira z ( south iran). on the othe r hand, multivariate model analysis revealed a significant improvement in the prognosis of crc patients during the study period.(9-11) since crc has a high incidence and cancer-related mortality in iran and east azerbaijan province, it is necessary to have an epidemiological study of the incidence, sex, age distribution and morphological types of colorectal cancer. the aim of the present study was to determine the most recent epidemiological profile of colorectal cancer along with 1to 5year colorectal cancer specific survival in east azerbaijan, northwest iran. methods research design this was an analytical cross-sectional study using the east azerbaijan population based cancer registry database (ea-pbcr) as a source for data related to patients with a diagnosis of colorectal cancer in east azerbaijan province. the ea-pbcr database includes the data from all newlydiagnosed cancer patients, from march 20th 2015 to march 19th 2017 (3 iranian solar years); encompassing the data collected from cancer related databases, including reports from pathology laboratorie s, hospital records, radiotherapy centers, and the death registry database. study subjects east azerbaijan is a province in northwest iran and is one of the most populated provinces in iran with a population of around 4 million people -at the time of performing this studymost of whom are of azeri ethnicity. as we used the eapbcr database, all newly diagnosed colorectal cancer patients during three years of study were included in the study, so we did not have any sample size determination. we included all cases with confirmed primary and newly diagnosed colorectal cancer for each year of the study from diff erent da ta sourc es. we excluded any duplicated cases by checking the patients’ national 192 identification number (nid), first name, family name and fathers’ name. also we evaluated any cancer cases with invasion, metastasis, or recurrence according to the morphology and behavior of the cancers, to avoid any missed and/ or duplicated cancer data. data collection this database includes patients’ data from three main aspects namely patient, tumor and data source. patient demographic information included name, nid, birth date, sex, place of residence, date of first diagnosis and fathers’ name. tumor information included the morphology (histology, behavior, stage and grade) and topography (primary site of tumor), the latter being coded and collected in accordance with the international classification of disease for oncology (icd-o3). also contact information and data sources were recorded. we performed statistical analysis and consistency check to ensure that the data were non-duplicated. follow-up data and the data related to patient outcomes were obtained through contacting patients/relatives, and from hospital information system (his), although these data were not available for all patients. outcome of the study the primary outcome of interest was colorectal cancer specific overall survival (os), defined as the time from crc diagnosis to date of death or date of last follow-up. also overall mortality rate and oneto 5-year survival rates were obtained. statistical analysis colorectal cancer specific 1to 5-year survival and mortality rates were calculated using stata mp 14.2 (stata corp lp, college station, texas 77845 usa). survival was calculated from the date of diagnosis to the date of cancer-related death, and/or the last follow-up time. the final follow-up date of the patients was september 30th, 2020. survival analysis was performed using the kaplan-meier method and life tables for 1to 5-year survival data. logrank test and cox regression were used to test the equality of survival function and mortality ha za rd (hr, with 95% c.i.) by age, se x, morphology, subsite, stage and grade. statistical significance was set at a value of p < 0.05. ethical clearance the ethics committee of tabriz university of medical sciences approved this study as a confirmed researc h proj ect (code: ir.tbzmed.rec.1398.1002). in line with the ethics rules of ea-pbcr, all patient information and records were kept confidential. results characteristics of the studied population the total number of crc patients diagnosed in this 3-year period was 2,366; of these, 701 (29.63%), 870 (36.77%) and 795 (33.60%) were diagnosed during 2 015, 2016 and 2017 respectively. the male: female ratio was 1.31 and 1344 patients (56.80%) were male and 1022 (43.20%) female. the mean age of the patients was 63.37 ± 14.26 years, with the youngest and oldest patients being 14 and 96 years old respectively, while 601 patients (25.40%) were in the 7th decade of their lives. data about the stage and the grade of the cancers wer e available in 1 722 and 1832 ca ses, respectively; 0.41% (7 patients) were in stage 0, 7.90 % (136 patients) in stage i, 23.98 % (413 patients) in stage ii, 35.71 % (615 patients) in stage iii and 32% (551 patients) were in stage iv. as for grading, 1023 cases (55.84%) were in grade i, 671 cases (36.63%) in grade ii and 138 cases (7.53%) were in grade iii of colorectal cancer. the most common morphological type was adenocarcinoma (ac) (n=1681, 71.05%). as for topography, the majority of cases (101843.03%) were not otherwise specified (nos), followed by cancers of the anus and rectum (72630.68%) (table 1). barnous, somi, sanaat, et al colorectal cancer in east azerbaijan 193 univ med vol. 40 no 3 a b c characteristic total cohort (n=2366) cohort with follow-up (n=1425) age (years) mean (±sd) range ≤50 >50 63.37 ± 14.26 14-96 318(13.44%) 2048 (86.56%) 62.48 ± 13.959 14-96 179 (12.56%) 1246 (87.44%) sex male female 1344 (56.80%) 1022 (43.20%) 821(57.61%) 604 (42.39%) subsite proximal colon distal colon rectum, anal canal nos 239 (10.10%) 383 (16.19%) 726(30.68%) 1018 (43.03%) 161(11.30%) 257(18.04%) 462 (32.42%) 545 (38.25%) morphology ac mucinous ac nos others 1681 (71.05%) 68 (2.87%) 530(22.40%) 87 (3.68) 996 (69.89%) 59 (4.14%) 311 (21.82%) 59 (4.14%) grade i ii iii 1023 (55.84%) 671 (36.63%) 138 (7.53%) total (n=1832) 739 (54.10%) 512 (37.48%) 115 (8.42%) total (n=1366) stage i ii iii iv 143 (8.30%) 413 (23.98%) 615 (35.71%) 551 (32.00%) total (n=1722) 70 (5.22%) 286 (21.34%) 495 (36.94%) 489 (36.49%) total (n=1340) table1. distribution of characteristics and pathologic parameters of total cohort and cohort with follow-up of studied population ac: adenocarcinoma; nos: not otherwise specified survival analysis due to lack of contact information for 941 patients, we were able to perform survival analysis for 1,425 cases only. of these, in the 5year follow-up period, 715 (50.2%) patients died, giving an overall survival rate of 49.8%. oneto 5-year survival rates were 96.21%, 56.94%, 48.62%, 47.88% and 46.76% respectively. the overall mortality rate was 19.99 per 100,000 people, and mean follow-up time was 35.29 months (95% ci: 34.21-36.38) (table 2). years of study case (%) no. of events* (%) mortality rate/100,000 overall survival (%) mean follow up time 2015 190 (13.33) 108 (15.10) 19.84 43.2 28.64 2016 566 (39.71) 254 (35.52) 16.96 55.1 34.55 2017 669 (46.94) 353 (49.37) 22.99 47.2 25.94 total 1425 715 19.99 49.8 35.29 table 2. summary of statistics of 1425 cases included in survival analysis during three years of study * event=death 194 as for survival functions, there was a significant difference in regard to the grade and stage of the cancers (p log-rank=0.000for both the grade and the stage of the cancer). also, the effects of morphological type (p logrank=0.000) and the subsite of tumor (p logrank=0.012) on survival functions, showed a statistical significance. however, the effects of age group (50 years and >50 years) and sex on survival functions was not statistically significant. (p log-rank= 0.538 and 0.562 respectively) (figure-1) detailed results of univariate and multivariate cox regression analysis are presented in table 3. figure 1: kaplan-meier survival curve, results for the test of equality of colorectal cancer-speciûc survival functions for the diûerent variables in northwest iran in (a) sex (b) age groups, (c) subsite groups, (d) grades, (e) stages and (f) morphologic types (a) (b) (c) (d) (e) (f) barnous, somi, sanaat, et al colorectal cancer in east azerbaijan 195 univ med vol. 40 no 3 cox regression analysis at univariate level showed that as expected, in comparison with lowe r cancer stages, higher stages had a significantly higher mortality hazard (hr=53.05; 95% ci:17.01-165.342; p=0.000) for stage iv vs. stage i. these effects are the same for cancer grading, as the mortality hazard for grade iii was 2.25 times higher than for grade i. (hr=2.25; 95% ci: 1.78-2.83; p=0.000) at multivariate level, after adjusting for all variables, regression analysis showed that the hazard of mortality in stage iv cancers were 46.44 times higher (hr=46.44; 95% ci:14.86145.14; p=0.000), in stage iii cancers 10.06 time higher (hr=10.09;95% ci:3.22-3160, p=0.000), and in stage ii cancers 3.35 times higher (hr=3.35;95% ci:1.04-10.83, p=0.043) than in stage i cancers. however, differences in age group, sex and subsite of cancer among patients did not create any statistically significant variation between groups in regards to mortality hazards. discussion the number of newly diagnosed colorectal cancers in east azerbaijan province during the 3-year period of stu dy was 2,366 ca ses. adenocarcinoma had the highest proportion (1681, 71.05%); cancers of the rectum and anal canal (726, 30.68%) were the most frequent. in east azerbaijan colorectal cancer ranked second among most common cancers both in men and women with an asr of 18.2 and 13.7 respectively.(8) this, alongside the increasing trend of the incidence of colorectal cancer in iran shows the importan ce of an extended epidemiologic analysis on colorectal cancer.(12) recently colorectal cancer was the third highest variable univariate cox regression multivariate cox regression* n (%) hr† 95% confidence interval p value hr* 95% confidence interval p value age (years) ≤50 179 (12.56) ref. ref. >50 1246 (87.44) 0.93 0.75 1.16 0.578 1.01 0.80 1.26 0.908 sex male 821 (57.61) ref. ref. female 604 (42.39) 0.96 0.82 1.11 0.601 0.86 0.74 1.00 0.058 subsite proximal colon 161 (11.30) ref. ref. distal colon 257 (18.04) 0.90 0.67 1.22 0.526 0.92 0.68 1.25 0.626 rectum, anal canal 462 (32.42) 1.05 0.80 1.37 0.693 0.92 0.68 1.17 0.443 nos 545 (38.25) 1.45 1.12 1.87 0.004 0.99 0.76 1.30 0.993 stage i 70 (5.22) ref. ref. ii 286 (21.34) 3.54 1.09 11.44 0.034 3.35 1.04 10.83 0.043 iii 495 (36.94) 10.77 17.01 33.71 0.000 10.09 3.22 31.60 0.000 iv 489 (36.94) 53.05 17.01 165.42 0.000 46.44 14.86 3.33 0.000 grade i 739 (54.10) ref. ref. ii 512 (37.48) 1.14 0.97 1.34 0.089 1.07 0.91 1.25 0.394 iii 115 (8.42) 2.25 1.78 2.83 0.000 1.24 0.98 1.57 0.069 morphology nos 311 (21.82) ref. ref. others 59 (4.14) 0.69 0.49 0.97 0.033 0.75 0.53 1.06 0.111 ac 996 (69.89) 0.38 0.32 0.45 0.000 0.54 0.49 0.71 0.000 mucinous ac 59 (4.14) 0.42 0.28 0.63 0.000 0.59 0.39 0.90 0.014 table 3. univariate and multivariate analysis with significant baseline characteristics (cox proportional hazards regression, breslow method for ties) notes: †unadjusted hazard ratio; *adjusted hazard ratio; **total p-value; abbreviations: hr: hazard ratio; ci: confidence interval; cox regression — breslow method for ties, p value 0.05; ac: adenocarcinoma; nos: not otherwise specified 196 incidence cancer in iran in terms of incidence, crude rate and age-standardized incidence rate (asir), which had a 41% increase since 2000, with a sex transition in the incidence pattern which was higher in women than men.(13) we aimed to determine the epidemiologic profile of colorectal cancer along with 1to 5-year colorectal cancer specific survival analysis in east azerbaijan, iran. colorectal cancer is the second among cancer-related deaths and occupies the third place in terms of worldwide incidence. as reported in globocan 2020, colorectal cancer deaths account for 9.4% of all cancer deaths in the world (935,000 deaths).(1) colorectal cancer has a higher incidence in developed countries(2) and there is also an increase in the incidence rate of several types of cancer, including colorectal, prostate and breast cancer in lo w and middle-income countries.(1,14) in iran, as a developing country, cancers are the third leading cause of death; there has been an increase in the incidence of colorectal cancers in iran ove r the past decade. (1 3) colorectal cancers have a higher incidence in central iran and the highest asr in both men and women has been reported from semnan, a province in central iran (24.29 and 16.64 per 100000 respectively), closely followed by east azerbaijan province which also has a high asr for colorectal cancer (20.77 and 15.69 for men and women respectively),(15) being second to stomach cancer in men and breast cancer in women.(8) as shown in figure 1-e colorectal cancer 5-year survival is greatly affected by the stage of the cancer, with survival rates for stages i and iv being at the extremes of the survival spectrum. similar results were found in different studies, from 90% 5-year survival rates for cancers being diagnosed in localized stages to nearly 10% survival for metastatic cancers.(16) survival rates for colorectal cancers have increased throughout the years.(16) even though the incidence is higher in developed countries, due to still lower survival rates in developing countries the overall mortality in developed and developing countries are somewhat close.(2) in asian countries, the overall 5-year survival rates of colorectal cancer is around 60%,(17) with china having recently reported 1-, 2-, 3-, 4-, and 5-year survival rates of 80.73, 74.12, 64.74, 61.37 and 52.37% for all crc patients, r espectively.(18 ) as per the surveillance, epidemiology, and end results (seer) database, 5-year relative survival rates for colon and rectal cancer for all stages combined were 63% and 67% respectively, in the united states.(19) our study yielded a 5-year survival rate of 49.8%, which was lower than in most developed countries but similar to other asian countries.(18) around 39% of colorectal cancers were diagnosed in the early stages.(16) the current study yielded somewhat similar results as the percentage of patients being diagnosed with colorectal cancers in stage 0, i, ii was 32.28%. these results show the importance of early screening and diagnosis of colorectal cancers. yet the lower percentage of patients in the earlier stages may be the reason for the somewhat higher mortality rates in the present study compared to china and the united states. stage, grade and morphology of the cancer are factors that seem to have an effect on the survival rate, as the mortality hazard for stage iv was 53.05 times higher than for stage i cancers. although the effect of grade was not as strong as that of the stage of cancer, still, grade iii cancers had a 2.25 fold higher mortality hazard than grade i. similar results were reported both in iran and in different parts of the world.(10, 20-24) as saadati et al. (10) and hassan et al. ( 23 ) repor ted, sex was a prognostic factor in colorectal cancers both in iran and malaysia, but in the majority of studies, sex did not have a prognostic value.(20, 25-27) we did not find a significant relationship between sex and mortality either; yet the incidence was higher in men than in women, with a male: female ratio of 1.31. this was similar to previous reports from east azerbaijan,(8) iran (15) and the world.(2) age was a prognostic factor mentioned in some studies, as higher age relates to poor prognosis and lower 5-year survival rate.(10,28,29) applying additive hazard models revealed that barnous, somi, sanaat, et al colorectal cancer in east azerbaijan 197 univ med vol. 40 no 3 increasing age of crc patients significantly increased the mortality hazard rate and remained in effect over the entire time of the period, signifying that age at first diagnosis of crc was not dependent on the time of diagnosis.(29) also during a systematic review of 28 studies from different parts of iran, 12 studies revealed an association between age and crc prognosis, in that about 12% of these patients were younger than 40 years.(11) however in another group of studies age was not reported as an important prognostic factor. (30,31) it has been elucidated that age at diagnosis has no impact on colorectal cancer specific survival rates, but has an impact on deaths due to other causes and on hazard ratio of age at first diagnosis of colorectal cancer.(32) however our results in relation to effects of age were similar to those of the latter group, as there was no significant difference between patients younger than 50 years and older than 50 years of age in terms of mortality hazard. the most important limitation of this study was the lack of contact information on some of the patients that limited the survival analysis to 60% percent of the diagnosed patients. another limitation was due to the stage of the disease not being a mandatory factor in the recent iranian national cancer registry program, and so staging was not available for all of the colorectal cancers. however, with the aim to achieve a more complete data set, another national program has recently been initiated and is ongoing in iran for cancer staging. the strength of our study lies in the fact that our work is based on the east azerbaijan populationbased cancer registry (ea-pbcr) which is one of the best and most reliable population-based cancer databases created in recent years in iran. overall, population-based cancer registries are a great resource for epidemiological studies about cancers and ea-pbcr is an ongoing project, helping to improve the quality of data available on cancer patients. our aim is to improve the quality indicators and coverage of ea-pbcr in the near future. in view of the recent improvement of prognosis and overall survival rates in most developed countries, due to effective and population-based early diagnosis and prevention programs, it is necessary to thoroughly determine the total impact of clinico-pathological factors on survival rates and prognosis of colorectal cancer patients. a priority of iranian health policy must be to develop an executive plan to identify the most appropriate risk assessment tool, screening method, and target age group for colorectal cancer. conclusion our data showed that the stage and grade of colorectal cancers are important prognostic factors. because the patients’ age and sex and the subsite of the cancers were not significant prognostic factors in this study, additional studies are needed, as they will be most helpful in determining the effect of cancer morphology and other clinic-pathological factors. conflict of interest the authors report no conflicts of interest in this work. acknowledgments we would like to acknowledge the support of the hematology and oncology research center for this study as an approved research proposal and dr ramin barnous’ doctoral thesis (thesis no: 60473; ir.tbzmed.rec.1398. 1002). contributors rb and rd contributed to conception and design, provision of study material or patients, data ana lysis and interpretation. mhs and zs contributed to administrative support. rb and pj contributed to collection and assembly of data. rb, rd, and nd contributed to manuscript 198 writing and reviewing. all authors approved the final manuscript. all authors take public responsibility for the content of the manuscript submitted to universa medicina. funding this study was supported and funded based on population based cancer registry program of east azerbaijan from the ministry of health and medical education, deputy of research technology (grant number: 700/1480,1395.10.4). data availability data are openly available in a public repository that issues datasets with the responsibility of the corresponding author. consent for publication as per the ethics rules of ea-pbcr, all patient information and records are confidential. availability of data and material the datasets analyzed and presented in this study are available from the corresponding author on reasonable request. references 1. sung h, ferlay j, siegel rl, et al. global cancer statistics 2020: globocan estimates of incidence and mortality 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cancer 2020;51:401-11. doi: 10.1007/ s12029-019-00275-0. 11. tahmasbi b, abedi g, moosazadeh m, et al. determining the survival rate of colorectal cancer in iran: a systematic review and meta-analysis. asian pac j cancer prev 2018;19:3009-18. doi: 10.31557/apjcp.2018.19.11.3009. 12. dolatkhah r, somi mh, kermani ia, et al. increased colorectal cancer incidence in iran: a systematic review and meta-analysis. bmc public health 2015;15:997. doi: 10.1186/s12889-015-23429. 13. khanali j, kolahi aa. national and subnational cancer incidence for 22 cancer groups, 2000 to 2016: a study based on cancer registration data of iran. j cancer epidemiol 2021;2021:6676666. doi:10.1155/2021/6676666. 14. young c, wood hm, seshadri ra, et al. the colorectal cancer-associated faecal microbiome of developing countries resembles that of developed countries. genome med 2021;13:27. doi: 10.1186/s13073-021-00844-8. 15. roshandel g, ghanbari-motlagh a, partovipour e, et al. cancer incidence in iran in 2014: 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nomogram to predict the overall survival of colorectal cancer patients: a multicenter national study. int j environ res public health 2021;18: 7734. doi:10.3390/ijerph18157734. 29. madadizadeh f, ghanbarnejad a, ghavami v, bandamiri mz, mohammadianpanah m. applying additive hazards models for analyzing survival in patients with colorectal cancer in fars province, southern iran. asian pac j cancer prev 2017;18:1077-83. doi: 10.22034/apjcp.2017. 18.4.1077. 30. hosseini sv, rezaianzadeh a, rahimikazerooni s, et al. prognostic factors of rectal cancer in southern iran. j gastrointest cancer 2020. doi: 10.1007/s12029-020-00553-2. 31. jalaeikhoo h, khajeh-mehrizi a, zokaasadi m, et al. sixteen years of experience with the treatment of advanced colorectal cancer in iran; a report from three institutions. middle east j dig dis 2018;10:160-8. doi: 10.15171/mejdd.2018.105. 32. moamer s, baghestani a, pourhoseingholi ma, hajizadeh n, ahmadi f, norouzinia m. evaluation of prognostic factors effect on survival time in patients with colorectal cancer, based on weibull competing-risks model. gastroenterol hepatol bed bench 2017;10:54-9. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 nurses' knowledge, attitudes and practices related to physical restraint: the case from turkey selen ozakar akca1* and ahu pinar turan1 abstract background nurses are primarily for the care of patients and should ensure that physical restraint, which has many negative consequences, be applied according to standard practice. therefore, they should have knowledge about physical restraint and apply physical restraint by observing existing laws and ethical principles. this study aimed to determine the knowledge level, attitude and practices of pediatric nurses on physical restraint and identify the factors influencing physical restraint use. methods a cross-sectional study was conducted involving 150 pediatric nurses working in the pediatric clinic of a training and research hospital. the data were collected with an information form containing the introductory characteristics of the nurses and the level of knowledge, attitudes and practices of staff regarding physical restraints questionnaire. data were analyzed using the mann-whitney u test and the kruskal-wallis test. results overall, nurses had good restraint-related knowledge with positive attitudes, although the physical restraint practices of nurses were not the best and there were some deficiencies. a statistically non-significant difference was found between age, gender, education status, nurses' work unit, and training status regarding physical restraint on the one hand and knowledge, attitude and practice scores relating to the use of physical restraints on the other (p>0.05). conclusion pediatric nurses' level of knowledge about physical restraint was quite good and their attitudes were positive. however, there were some deficiencies in their practices. future training should therefore be emphasized to enhance nurses' ethical and sensitive thinking, increase their competence in applying physical restraint and working with patients. keywords: physical restraint, patient rights, child nursing, knowledge, attitude, practices 1hitit university faculty of health sciences, department of child health and diseases nursing. corum, turkey *correspondence: assoc. prof. selen ozakar akca hitit university faculty of health sciences, corum, turkey email: selenozakar@hotmail.com, selenozakar@gmail.com, selenozakar@hitit.edu.tr phone: +903642230730; fax: +9036422230731 orcid id: 0000-0002-6943-6713 date of first submission, july 20, 2022 date of final revised submission, january 24, 2023 date of acceptance, january 31, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 12 doi: http://dx.doi.org/10.18051/univmed.2023.v42:6-12-20 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1352 cite this article as: ozakar akca s, turan ap. nurses' knowledge, at titudes and practices related to physical restraint: the case from turkey. univ med 2023;42:12 -20. doi: 10.18051/ univmed.2023.v42:12-20. mailto:selenozakar@hotmail.com mailto:selenozakar@gmail.com mailto:selenozakar@hitit.edu.tr https://orcid.org/0000-0002-6943-6713 https://orcid.org/0000-0001-6560-4153 13 univ med vol. 42 no. 1 introduction physical restraint is defined as applying physical force to the patient’s body for a short time or using mechanical devices, materials and tools that the individual cannot easily remove.(1-3) physical restraint is applied when the patient’s behaviors are physically harmful and alternative methods are insufficient to protect the patient or the people around her or him.(3,4) physical restraint is used to support the proper posture of patients at risk of falling out of bed who are demented, delirious, agitated, or confused.(5) in addition, this practice is performed to keep patients under control, to prevent them from pulling out the connections such as tubes, drains and medical devices and to prevent them from harming themselves, to facilitate the application of medical treatments, and to help relieve them.(6) therefore, it is recommended to use physical restraint widely, especially in intensive care, neurology, psychiatry and pediatric clinics.(7) in the studies conducted in egypt (5) and czechia,(8) it is seen that physical restraint is widely used in health institutions to ensure patient safety. it is reported that physical restraint is widely used in the management of agitated patients, especially in intensive care units, in austra lia, (9 ) the usa (1 0) and eu ropean countries.(11) quality standards are mentioned in the health standards issued by the ministry of health of turkey. according to these standards, it is emphasized that the decision of physical restraint should be made by the physician and should be reviewed every 24 hours.(12) in physical restraint practices, nurses should seek physicians’ requests, show due care in keeping records, and know the physical and psychological complications of the practice.(7,13) it is emphasized that physical restraint can be started and terminated by the decision of the physician or in cooperation with the physician, and that physical restraint should be considered as a last resort in ensuring patient safety and continuity of treatment. therefore, before deciding on the application of physical restraint, nurses should consider alternatives that better comply with human rights than existing policies and procedures and should be aware of the psychological and physical effects that may occur in the patient due to physical restraint.(14-16) however, studies conducted in our country (17,18) reported that nurses do not receive a physician’s request in applying physical restraints and that the necessary care is not shown in this regard, the number of nurses who know the complications associated with physical restraint is low, and most of them resort to physical restraint practice in clinics.(14) these deficiencies indicate that more studies should be conducted on the use of physical restraints. physical restraint practice of nurses working in these clinics is seen as a mandatory intervention, especially since children in pediatric clinics have a risk of harming themselves and their environment. for this reason, the importance of studies on the knowledge, attitude and practices of nurses working in the pediatric clinic about physical restraint comes to the fore.(14,19,20) in the present study, it was aimed to determine the knowledge, attitudes and practices of pediatric nurses regarding physical restraint. methods research design the cross-sectional study was carried out in a training and research hospital between january and november 2019. research subjects the population of the study was composed of pediatric nurses working in a training and research hospital (n=161). in the study, it was aimed to reach the whole population, so the sample size calculation was not made. a total of 11 nurses were not included in the study, of whom 1 was not willing to participate in the study, 5 were on shift leave and 5 participated in our data collection pilot study. the study was completed with 150 nurses and 93.1% of the population was reached. 14 study inclusion c ri te ria are tha t the participant should work between january and november 2019, be a pediatric nurse, accept to participate in the study, should not have any communication prob lems, be eager and volunteering to participate in the study. nurses who did not work in the pediatric clinic and did not agree to participate in the study were excluded. instruments an introductory characteristics form and the level of knowledge, attitudes and practices of staff regarding ph ysical restr aints questionnaire were used to collect data in the study. the introductory characteristics form was prepared by the researchers in line with the literature and expert opinions.(1-4) this form deals with the nurses’ age, gender, education status, the unit they work in, the number of working years in nursing, and physical restraint training status. the level of knowledge, attitudes and practices of staff regarding physical restraints questionnaire was developed by by janelli (1994) and improved by suen (1999) and adapted for turkish society by kaya et al.(21) in the first section of this three-part scale, there are 11 items that measure nurses’ knowledge of physical restraint. in this section, 10 items are true and one item is false. correct responses are given a score of 1 point and incorrect responses a score of 0, with the scores ranging from 0 to 11. a high score indicates a “high level of knowledge”. the second section includes 12 items that deal with nurses’ attitudes towards physical restraint. in this section, participants are asked to respond on a four point likert scale as to whether they “strongly agree” 4 points, “agree” 3 points, “disagree “ 2 points, or “strongly disagree” 1 point with the 12 statements. in this section, the score varies between 12 and 48 points, the high score reflecting the positive attitude, the low score the negative attitude. section 3 contains 14 items that deal with the practices of nurses regarding physical restraint. in this section, responses are evaluated on a three-point likert scale with a score of 3 for “always”, 2 for “sometimes” and 1 for “never”. the section’s score limit is between 14 and 42. the highest score obtained from the section indicates the best practice. the test-retest total correlation coefficient of the original scale was found to be between 0.85-0.99, and in this study, cronbach’s alpha value for the total scale was 0.95. data collection the data of the study were collected from pediatric nurses who worked at the training and research hospital and agreed to participate in the study. explanations about the study were made by the researchers and written informed consent was obtained from the nurses. data collection forms were distributed to the nurses, who were asked to fill the data collection forms in 10-15 minutes in the hospital environment. in order to determine the intelligibility and application time of the questionnaire and the scale prepared for the research, a pilot study was made on 5 of the pediatric nurses, in which it was found that no changes were needed on the data collection forms. the data collected in the pilot application were excluded from the sample. ethical considerations in order to conduct the study, approval from ethics committee (28.02.2018/2018-27) and written permission from the training and research hospital, which was the institution where the research was to be conducted, were obtained. informed consent was obtained from the nurses who agreed to participate in the study, by providing information about the purpose of the study and the confidentiality of the information. statistical analysis statistical analysis was performed with spss (ve rsion 22.0) package program. categorical variables are presented as numbers and percentages, while numerical variables are presented as median and minimum-maximum scores. since the data did not show a normal distribution, in analyzing the median (min-max) scores of the scale according to the descriptive ozakar akca, turan physical restraint 15 univ med vol. 42 no. 1 characteristics of the nurses, the mann-whitney u test was used in the comparisons of two groups, and the kruskal-wallis h test was used in the comparison of more than two groups. statistically, the value of p<0.05 was considered significant. results the age of the nurses in the study was 22 to 29 years (48.0%) , 80.0% were women, 78.0% had a bachelor’s degree, 42.0% worked in pediatric clinics and 52.0% did not receive training in physical restraint. nurses’ sub-scale median scores from the level of knowledge, attitudes and practices of staff regarding physical restr aints questionnaire based on their introductory characteristics are provided in table 1. a statistically non-significant difference was found between age, gender, education status, the unit the nurse work in, and training status regarding physical restraint on the one hand and knowledge, attitude and practice scores relating to the use of physical restraints on the other (p>0.05) (table 1). according to nurses’ sub-scale median scores of the level of knowledge, attitudes and practices of staff regarding physical restraints questionnaire, their knowledge level median score was found to be 8.0, and the minimum and maximum scores were found to be 1 to 11. considering that the highest score that pediatric nurses can get is 11, it has been concluded that their knowledge on the use of physical restraint is quite good (table 2). it was determined that the attitude sub-scale median score of the level of knowledge, attitudes and practices of staff regarding physical restraints questionnaire was 31.0, and the minimum and maximum scores were 24 and 48, respectively (scale score range 12-48). the attitudes of pediatric nurses were found to be positive (table 3) considering that high scores in the attitude sub-scale show a positive attitude. characteristics n (%) knowledge attitudes practices age (years) 22-29 30-37 38-45 p value * gender female male p value** educational status high school diploma bachelor’s degree master’s degree or above p value * the unit the nurse work in pediatrics clinics child/ neonatal intensive care child emergency p value * training status regarding physical restraint received training did not receive training p value ** 72 (48.0) 57 (38.0) 21 (14.0) 120 (80.0) 30 (20.0) 18 (12.0) 117 (78.0) 15 (10.0) 63 (42.0) 48 (32.0) 39 (26.0) 72 (48.0) 78 (52.0) md (min-max) 8.0 (1-11) 9.0 (5-11) 8.0 (7-11) 0.671 9.0 (1-11) 8.0 (5-10) 0.291 7.5 (5-10) 9.0 (5-11) 8.0 (1-9) 0.662 8.0 (7-11) 9.0 (6-11) 7.0 (1-11) 0.104 8.5 (5-11) 8.0 (1-11) 0.541 md (min-max) 31.0 (26-48) 31.0 (25-48) 30.0 (24-40) 0.713 31.0 (24-38) 33.0 (27-39) 0.4041 29.0 (24-35) 31.0 (25-48) 29.0 (27-32) 0.481 30.0 (24-33) 31.0 (27-39) 32.0 (25-48) 0.411 30.5 (26-39) 31.0 (24-48) 0.552 md (min-max) 39.0 (29-42) 39.0 (32-42) 38.0 (30-39) 0.122 39.0 (29-42) 38.0 (32-42) 0.43 38.5 (37-40) 39.0 (30-42) 34.0 (29-39) 0.261 39.0 (32-41) 39.0 (30-42) 38.0 (29-42) 0.572 39.0 (30-42) 39.0 (29-42) 0.434 table 1. distribution for average scores of nurses’ levels of knowledge, attitudes, and practices regarding physical restraints based on some characteristics (n=150) note : data presented as median (min-max), *kruskal wallis test **mann whitney u test 16 scale division median minimum maximum scale limits knowledge 8.0 1 11 0-11 knowledge items i agree n (%) i disagree n (%) 1informed consent must be obtained from a family member when a restraint is applied to the patient. 108 (72.0)* 42 (28.0) 2restraint is practiced by professionals only. 108 (72.0)* 42 (28.0) 3the appropriate restraint should be determined based on the patient's condition. 102 (68.0)* 48 (32.0) 4the restraint should be attached to the edges of the bed. 135 (90.0)* 15 (10.0) 5the restraint should be loosened in 2 hours. 117 (78.0)* 33 (22.0) 6when the restraint is applied to the patient, the risk of skin integrity deterioration increases. 135 (90.0)* 15 (10.0) 7the patient should never be restrained face down because there may be a suffocation risk 114 (76.0)* 36 (24.0) 8there is no restraint method or device that we can say works very well in every condition. 129 (86.0)* 21 (14.0) 9when practiced, type of restraint, time of application, and reason for using restraint should be recorded in the nursing notes. 141 (94.0)* 9 (6.0) 10the patient has the right to appeal use of restraints. 87 (58.0)* 63 (42.0) 11restraint is practiced when the patient cannot be closely monitored by nurses. 27 (18.0) 123 (82.0)* table 2. pediatric nurses’ knowledge levels of physical restraint use *correct response table 3. pediatric nurses’ attitudes of physical restraint use scale division median minimum maximum scale limits attitude 31.0 24 48 12 48 attitude items i strongly agree n (%) i agree n(%) i do not agree n (%) i strongly disagree n (%) 1if i were the patient, i would have had the right to accept or refuse application of a restraint 0 (0.0) 33 (22.0) 84 (56.0) 33 (22.0) 2i feel guilty if i apply the restraint to the patient myself. 0 (0.0) 15 (10.0) 78 (52.0) 57 (38.0) 3i feel bad when one of the family members enters the room of a patient to whom a restraint was applied 15 (10.0) 108 (72.0) 24 (16.0) 3 (2.0) 4i feel bad when the patient is worse / angry after application of a restraint 39 (26.0) 69 (46.0) 18 (12.0) 24 (16.0) 5the patient experiences a decrease in selfconfidence after application of a restraint 15 (10.0) 90 (60.0) 36 (24.0) 9 (6.0) 6the application of a restraint reduces the duration of nursing care 6 (4.0) 78 (52.0) 51 (34.0) 15 (10.0) 7i think restraints decrease the rate of falls in patients 6 (4.0) 72 (48.0) 60 (40.0) 12 (8.0) 8i think that family members have the right to oppose application of a restraint 3 (2.0) 54 (36.0) 63 (42.0) 30 (20.0) 9the reason for using restraints in intensive care unit is the inadequate number of nurses 0 (0.0) 27 (18.0) 78 (52.0) 45 (30.0) 10i feel bad when the patient’s orientation deteriorates after application of a restraint. 15 (10.0) 69 (46.0) 78 (52.0) 18 (10.0) 11it is important for me and for my institution to apply the restraint while observing the legal measures. 9 (6.0) 90 (60.0) 45 (30.0) 6 (4.0) 12i think restraints increases the risk of suffocation in patients 0 (0.0) 15 (10.0) 93 (62.0) 42 (28.0) ozakar akca, turan physical restraint 17 univ med vol. 42 no. 1 in table 4, it was determined that the practice median score of pediatric nurses was 39.0 (29-42). considering that the minimum score that pediatric nurses can get is 14 and the highest score is 42, it has been determined that the physical restraint practices of nurses are not the best and that there are some deficiencies. discussion physical restraint is among the practice standards of various clinics in order to ensure patient safety and to create a therapeutic envi ronment.( 2 2 ,2 3 ) si n c e n ur se s ha ve a n important role in eliminating the negative c o ns e q u e nce s of p hysi c a l r e st r a i n t a n d preventing the physical and psychological complications that may develop, they must have sufficient knowledge, attitude and practical skills in this regard. in this study, conducted to determine the knowledge, attitudes and practices of pediatric nurses on physical restraint, it was determined that the majority (52.0%) of pediatric nurses do not receive training on physical restraint (table 1). it was determined that correct responses were given to most of the questions that evaluate the information level; however, they were not at a perfect level. for example, it is a sad finding that 42.0% of the pediatric nurses in the study said they do not agree with the statement “residents are allowed to refuse to be placed in a restraint”. it is a sad finding that 32.0% said they do not agree with the item that “the physical restraint suitable for the patient’s condition should be determined.” (table 2). although pediatric nurses’ knowledge level median scores regarding the use of physical restraints are at a desired level, it is still not the best, which indicates that nurses need in-service training. the knowledge level of nurses was scale division median minimum maximum scale limits practice 39.0 29 42 14 42 practice items always n (%) sometimes n (%) never n (%) 1i try different nursing interventions to prevent the patient from falling before applying a restraint to the patient. 87 (58.0) 60 (40.0) 3 (2.0) 2i apply a restraint to the patient only by physician’s directive 102 (68.0) 39 (26.0) 9 (6.0) 3i share my idea with the physician when i think the patient does not need to be restrained. 102 (68.0) 48 (32.0) 0 (0.0) 4if the patient has been restrained, i respond to the patient’s calls as soon as possible. 135 (90.0) 15 (10.0) 0 (0.0) 5i check the restraint every two hours to determine whether it is in the correct position. 120 (80.0) 30 (20.0) 0 (0.0) 6i check the skin of the patient with restraint in terms of friction or irritation. 132 (88.0) 18 (12.0) 0 (0.0) 7i inform family members why the patient was restrained. 138 (92.0) 12 (8.0) 0 (0.0) 8i inform the patient why the restrain is necessary. 120 (80.0) 27 (18.0) 3 (2.0) 9i inform the patient when the restraint will be removed. 111 (74.0) 36 (24.0) 3 (2.0) 10i check the restraint frequently to determine whether it has opened automatically 45 (30.0) 63 (42.0) 42 (28.0) 11when the restraint is applied, i record the type of the restraint, the reason for using restraint, application hour, and relevant nursing interventions in nursing notes. 60 (40.0) 87 (58.0) 3 (2.0) 12when the restraint is applied, i frequently check, evaluate, and record its effects. 117 (78.0) 27 (18.0) 6 (4.0) 13as the number of colleagues decreases, the number of patients with restraints increases. 0 (0.0) 27 (18.0) 123 (82.0) 14we try to find different ways of controlling the patient's movements in our institution rather than applying restraint. 132 (88.0) 18 (12.0) 0 (0.0) table 4. pediatric nurses’ practices of physical restraint use 18 found to be good in the studies by abd elhameed and elemam(24) and karagozoglu et al.(17) who investigated the knowledge, attitudes and practices of nurses regarding the use of physical restraints. however, in two similar studies conducted by kisacik et al.(18) and cui et al.(25) it was determined that the knowledge level of nurses about physical restraint was low. it is thought that this difference may be due to the importance given to physical fixation in countries and hospitals and the differences in education. the findings of our study have similarities to those of abd elhameed and elemam(24 ) and kar agozoglu et al. (17) however, in line with the findings of all these studies and the present research, it is necessary to increase the knowledge level of all nurses in order to correctly fulfill the knowledge level, attitude and practices of nurses regarding physical restraint. in our study, it was determined that the pediatric nurses’ attitudes towards the use of physical restraint were positive. the attitude of the person about the subject-matter is one of the most basic elements of the use of physical restraints. in this study, it is a promising finding that pediatric nurses’ positive attitudes towards the use of physical restraints will also reflect on the quality of nursing care practices. in the literature, it is seen that nurses’ attitudes towards the use of physical restraints differ. in this study in which nurses’ attitudes towards the use of physical restraints were investigated and in the studies by karagozoglu et al.(17) and kassew et al.(26) it was determined that nurses have a positive attitude towards the use of physical restraint. in contrast, mehrok et al.(22) and wang et al.(27) observed that nurses’ attitudes towards the use of physical restraint were negative. in addition, in our study, the fact that nurses did not feel guilty when applying restraints to the patient, did not see the lack of staff as the main reason for physical restraint, and took on the roles of caregivers and decision makers imply that they displayed a professional attitude rather than an emotional approach to the psychological consequences of physical restraint use. however, the fact that pediatric nurses were found to feel bad when a family member entered the room of a patient with restraint, and that nurses’ attitudes were found to be negative about the thought that self-confidence would decrease in patients with restraints suggest that nurses have dilemmas about the practice of physical restraint. it is a saddening finding that 90% of pediatric nurses stated that they do not agree and strongly disagree in response to the statement that “i believe that restraints increase the risk of strangulation.” which is an indication of how serious the nurses’ lack of knowledge on the subject was in this study. in the study, it was determined that the practices of pediatric nurses regarding the use of physical restraint were positive. in this study, showed that nurses did not attach the necessary importance to the process of recording, which is a legal assur ance f or nurses. in ma ny studies(3,24,27) parallel to this study, it was observed that the nurses’ physical restraint practice scores were positive, but were not perfect, and it was found that nurses’ physical restraint practices were inadequate considering the distribution of practice regarding the use of physical restraint by pediatric nurses. for example, it was found that nurses paid less attention to checking frequently in order to determine whether the restraint could be released, and when the restrainer was applied, to record the type of the restraint in the nursing note, the reason for using it, the time of practice, and the necessary nursing interventions. in the literature(7,24) it is seen that there are results of studies that are in line with those of this study. there are limitations in this study that need to be taken into consideration. first, the participants were working in pediatric wards. theref ore, the study results may not be generalizable to other settings. second, the design of our study was cross-sectional, and therefore no causal relationship can be inferred based on our r esults. further, collecting data via questionnaires may be subject to social desirability response bias. ozakar akca, turan physical restraint 19 univ med vol. 42 no. 1 in this direction, it is suggested that more studies should be conducted to determine the needs and shortcomings of nurses regarding physical restraint, and to support nurses with training programs. it is recommended to develop a standard implementation procedure and guideline for physical restraint in health institutions. conclusions this study demonstrated that pediatric nurses’ level of knowledge about physical restraint was quite good and their attitudes were positive, and they mostly reflected these in their practices. however, it was observed that the nurses within the scope of the study had shortcomings in checking the restraint and recording it in the nursing note when the restraint was applied. conflict of interest there is no conflict of interest. authorship contributions soa and apt contributed to writing the manuscript, soa and apt contributed to design and data collection. soa and apt contributed to analyzing the data. soa contributed to revising the manuscript. all authors have read and approved the final manuscript. acknowledgments we thank the pedia tr ic nurses who participated in this study. funding the author (s) received no financial support for the research, authorship and/or publication of this 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is the most influential risk factor of cardiopulmonary endurance in older women rita khairani1 , donna adriani2, and patwa amani3 background pulmonary function decreases with age. similarly, physical exercise capacity measured by maximal oxygen uptake, which is one indicator to measure the level of cardiac and pulmonary vascular resistance, decreases by >1% per year. this results in many respiratory diseases that occur in older persons, especially in obese older persons. pulmonary function is a basic component of cardiopulmonary endurance, besides other factors such as age, hemodynamics, metabolism, and lifestyle. the objective of this study was to determine whether body mass index (bmi) and pulmonary function have a significant association with cardiopulmonary endurance in older women. methods the study used a cross-sectional design involving 66 subjects aged 60 years and older in south jakarta. data was collected by measuring body mass index (bmi), pulmonary function (fev1, fvc, fev 1 /fvc) and maximal oxygen uptake (vo 2 max) for cardiopulmonary endurance. data analysis used simple and multiple linear regression tests in spss v.25, with p<0.05. results of the 66 older persons, 57.6% was obese. pulmonary function of subjects showed restriction (33.3%), obstruction (6.1%) and a combination of restriction and obstruction (1.5%). furthermore, mean vo 2 max was 12.2 ml/kg/min. multiple linear regression analysis showed a significant association of bmi and fev 1 /fvc with vo 2 max (β =-0.56; 95% ci=-0.81 (-) 0.31; p=0.000; β =0.09; 95% ci=0.01-0.18; p=0.028). bmi was the most influential risk factor of vo 2 max (beta = -0.46). conclusions there was a significant association of bmi and fev 1 /fvc with vo 2 max, bmi being the most influential risk factor of cardiopulmonary endurance in older women. keywords : pulmonary function, body mass index, maximal oxygen uptake, obesity, elderly women original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.254-262 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1215 september-december 2021 vol.40no.3 cite this article as: khairani r, adriani d, amani p. obesity is the most influential risk factor of cardiopulmonary endurance in older women. univ med 202 1;40 :2 5 4-6 2 . doi: 10 .18 05 1/ univmed.2021.v40.254-262. 1department of internal medicine, faculty of medicine universitas trisakti, jakarta 2department of physiology, faculty of medicine universitas trisakti, jakarta 3department of physiology, faculty of medicine universitas trisakti, jakarta correspondence: rita khairani faculty of medicine universitas trisakti jl kyai tapa 260 grogol jakarta, indonesia phone: +62 82124004364 email : rita.khairani@trisakti.ac.id orcid id : 0000-0001-7831-0816 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license date of first submission, august 14, 2021 date of final revised submission, december 2, 2021 date of acceptance, december 6, 2021 255 univ med vol. 40 no 3 introduction the population of older persons is increasing rapidly in the world, including in indonesia. within a span of five decades, the percentage of the older population (aged >60 years) in indonesia has doubled to 9.6%, or around 25 million people from 1971 to 2019.(1) in old age, the body experience changes in biologic al and psychological processes due to aging, which results in susceptibility to degenerative diseases, including those related to the respiratory system. in healthy aging, changes in respiration usually do not lead to serious pulmonary problems.(1) the changes in old age related to the respiratory system include changes in lung parenchymal tissue and structural changes of the thoracic cage, pulmonary function abnormalities, air ventilation and diffusion problems, and decreased respiratory muscle strength leading to low exercise capacity, but these will not cause serious problems, such as airway obstruction or pulmonary parenchymal disease, due to the sufficient functioning of pulmonary reserves capacity.(2,3) in addition, older persons may also experience a decrease in lung stretch capacity caused by a decrease in the elasticity or recoil of the lung parenchyma and chest cavity. this condition is associated with a decrease in energy expenditur e of the r espiratory system. (2 ) pulmonary function tests measure lung volume, capacity and rate of flow, and some measurements such as forced expiratory volume in one second (fev 1 ) and forced vital capacity (fvc) which decreases along with increasing age. meanwhile, pulmonary capacity remains the same. in addition, forced vital capacity may decrease due to an increase in residual volume and decreased diffusion capacity.(2,4) cardiopulmonary endurance is defined as the ability of the circulatory, respiratory, and muscular systems to efficiently deliver oxygen and nutrients into the cells through the blood vessels during physical activity. maximal oxygen uptake (vo 2 max) is one indicator to measure the level of cardiac and pulmonary vascular resistance, which can determine a person’s physical exercise ability.(5) aging is associated with a progressive decrease in physical activity capacity. in addition, maximal oxygen uptake ( v o2 ma x) d e c r e a se s by > 1% pe r ye a r depending on the individual capacity of physical activity.(3,6) furthermore, the main problem is a decrease in the maximal oxygen uptake rate or vo2 max, caused by an increase in the ratio of dead space to ventilation volume and the differences in oxygen levels between the alveoli and the arteries that occur during physical activity.(7) pulmonary function is a basic component of cardiopulmonary endurance although several other factors also are of influence, such as age, hemodynamics, metabolism, and lifestyle. several studies have been conducted to assess the correlation between age and pulmonary function, such as the study conducted by roman et al.,(8) which found that age can cause a reduction in pulmonary function that cannot be overcome by physical exercise. decreased pulmonary function can cause limitations in ventilation and reduce the capacity for physical activity. a study by park (9) showed opposite findings, where high-intensity aerobic exercise had a positive effect on pulmonary function in older women. low birth weight, ambient air pollution, obesity, a nd asthma were confirmed as determinants of lung function impairment among never-smokers.(10) several studies have reported a reduction in lung volume and capacity in obese individuals as compared to the non-obese.(11-13) one cross-sectional study by liu et al.(14) showed that there was no evidence that body mass index (bmi) is associated with vital capacity in college students. a study of white morbidly obese subjects with normal lung function demonstrated that increasing levels of bmi were significantly associated with decreasing po2 and increasing pco2 even after adjustments for age, gender, and smoking habit (pack-years). this study also found no association between alterations of vital capacity and bmi.(15) 256 another study involving 60 young healthy male subjects in the age group of 18 to 22 years showed a highly significant negative correlation between obe sity an d v o2 max (r=-0.88 p<0.05).(16) the epi health cohort study involving 12.791 women, aged 45–75 years, showed that in the absence of central obesity, a high bmi is not related to restrictive lung function impairment but rather to higher lung function.(17) because the results of these previous studies were inconsistent, therefore a new study was deemed necessary to determine which variables were correlated with cardiopulmonary endurance. the present study aimed to assess the characteristics of older persons and to find out whether bmi and pulmona ry function are assoc iated with cardiopulmonary endurance in the elderly. methods research design this observational analytic study using a cross-sectional desi gn was conducted in mampang prapatan district, south jakarta, from january–may 2018. research subjects the sample size was determined based on the results of a preliminary study showing that the pearson correlation coefficient (r) between bmi and vo2 max was 0.49 (data not shown). using r=0.49, α=0.05 and β=0.1 plus anticipated dropout rate of 15%, the optimum sample size was 54. the inclusion criteria were: i). men and women aged 60-76 years; ii) independent; able to walk without assistive devices; iii) and having signed the consent form. the exclusion criteria were: i) having a history of cardiovascular diseases ii) unable to complete the 6-minute walking test. a consecutive non-random sampling method was used to select the research subjects. written informed consent was obtained from all subjects prior to participation. measurements demographic data, including age and gender, wer e obtained through inter views. other parameters measured were bmi, blood pressure, pulmonary function, and the 6-minute walking test. body height was measured using a height measuring device (microtoise), with an accuracy of 0.1 cm, while body weight was measured using a stamping scale, with an accuracy of 0.1 kg. bmi was calculated as body mass divided by height squared (kg/m2). based on bmi, the subjects were categorized as underweight (bmi <18 kg/m2), normal weight (bmi 18.5 – 22.9 kg/ m2), overweight (bmi 23 – 24.9 kg/m2), obesity i (bmi 25 – 29.9 kg/m2), and obesity ii (bmi 30 kg/m2).(18) furthermore, blood pressure was measured using a c alibrated mercury sphygmomanometer. the measurement of blood pressure was conducted with the subject in a sitting position following standard procedures after taking a rest for at least 5 minutes before the test. blood pressure was measured in millimeters of mercury (mghg), consisting of systolic blood pressure (sbp) and diastolic blood pressure (dbp).(19) pulmonary function tests pulmonary function tests including forced expiratory volume in one second (fev 1 ), forced vital capacity (fvc) and the ratio of fev 1 to fvc (fev 1 /fvc) were performed using a mir spirolab spirometer, based on american thoracic society criteria. briefly, the pulmonary function test was conducted with the subject in a standing position following standard procedures and at least three maneuvers were performed, with the largest fvc and the largest fev 1 observed from all of the acceptable values being reported. fev 1 is forced expiratory volume in one second, i.e. the volume of air exhaled in the first second under force after a maximal inhalation, while fvc is forced vital capacity, i.e. the total volume of air that can be exhaled during a maximal forced expiration effort. the fev 1 /fvc ratio is the percentage of the fvc expired in one second.(20) cardiopulmonary endurance the data on maximal oxygen uptake were collected using a predictive formula by calculating the results of a 6-minute walking test, and utilizing khairani, adriani, amani obesity and cardiopulmonary endurance 257 univ med vol. 40 no 3 a b the nury formula for healthy indonesian adults (mongoloid). this test is performed on a straight 15 meter long track with markers every 3 meters, 30 centimeters wide to the right and left from the center line. the subject are to go straight forward as close to the center line as possible. when the subject has arrived at both ends, the subject rotates with the three-step method. the nury formula which consists of five variables is more applicable because it does not require any measurement tools or specific competency.(21) statistical analysis the collected data were analyzed with the shapiro-wilk normality test and the results showed tha t all va ri ables were normally distributed. simple and multiple linear regression were used to analyze the relationship between severa l independe nt var ia bles and cardiopulmonary endurance as the dependent variable using spss v.25 program. statistical significance was set at p<0.05. ethical clearance the research was approved by the faculty of medicine researc h ethics committee universitas trisakti under no.119/ker/fk/xii/ 2017. results a total of 66 subjects was recruited during the study. table 1 shows that the majority of subjects were older women (98.5%) with mean age of 64.8 ± 4.1 years. based on bmi, it was found that 57.6% were obese with bmi of 25, that around 24.2% had normal weight and 16.7% were overweight, and that only 1.5% were underweight. blood pressure assessment showed that the majority of subjects had normal blood pressure (90.9%). the average pulmonary function was still above 70% in fev 1 , fvc, and the ratio of fev 1 / fvc parameters, thus the average subject still had normal pulmonary function. in addition, around 33.3% had restriction (fvc<70%) and 6.1% had obstruction (fev1/fvc<70), and only 1.5% had a combination of restriction and obstruction. on cardiopulmonary endurance, the obtained vo2 max was a minimum of 1.3 ml/kg/min and a maximum of 21.1 ml/kg/min with a mean of 12.2 ml/kg/min. in simple regression analysis, bmi, dbp, fev1 and fev1/fvc were significantly associated with vo2 max (β=-0.67; 95%ci=0.92–(-)0.49; p=0.000; β=0.08; 95%ci=0.010.11; p=0.016; β=0.06; 95%ci=0.01–0.10; p=0.013; β=0.15; 95%ci=0.06–0.25; p=0.02; respectively), but in multiple linear regression after adjustment for age, only bmi and fev1/fvc were significantly associated with vo2 max (β=0.56; 95%ci=-0.81–(-)0.31; p=0.000; β=0.09; 95%ci=0.01-0.18; p=0.028; respectively). bmi was the most influential risk factor of vo2 max (beta=-0.46)) compared to fev 1 /fvc (beta =0.23) (table 2). discussion in this study, the majority of subjects were older women with a mean age of 64.8 years. according to data from the central bureau of statistics, the number of older women is one percent higher than that of older men (10.10%:9.10%). in addition, the majority (63.82%) in the cohort were the younger old (aged 60-69 years).(1) table 1. characteristics of the subjects (n=66) notes: § data are presented as n (%); afev 1 = forced expiratory volume in one second; bfvc = forced vital capacity characteristics mean ± sd age (years) 64.8 ± 4.1 body weight (kg) 59.2 ± 9.6 body height (cm) 152.2 ± 6.8 body mass index (kg/m2) 25.5± 3.8 systolic blood pressure (mmhg) 124.8 ± 16.1 diastolic blood pressure (mmhg) 79.0 ± 15.3 fev1a § 75.9 ± 8.8 fvcb § 74.7 ± 10.2 fev1/fvc § 84.5 ± 9.1 vo2 max (ml/kg/min) § 12.2 ± 3.6 normal § 39 (59.1) restriction (fvc<70%) § 22 (33.3) obstruction (fev1/fvc < 70) § 4 (6.1) combination of restriction and obstruction § 1 (1.5) 258 based on bmi, more than half (57.6%) of the subjects were obese (bmi 25). physiological functions in older persons will decrease due to the aging process promoting the occurrence of degenerative diseases. factors affecting the health of older persons include unhealthy eating habits since early in life and lack of exercise. these main factors will affect susceptibility to diseases in old age.(22) our study showed that obesity is the most influential risk factor of vo2 max in the elderly and that obesity significantly decreases cardiopulmonary endurance. this finding confirms a previous report showing that bmi was negatively associated with cardiorespiratory fitness among 151 adolescent girls in south africa.(23 ) in the obese, excess fat in the abdominal cavity and chest limits the two primary inspiratory movements: contraction of the diaphragm propelling the abdominal contents downwards and forwards, and increased chest diameter by means of rib movement.(24) the results of this study confirm the presence of a restrictive pattern in obese individuals when they demonstrate a decrease in lung volume and capacity. furthermore, age, obesity and comorbidity were identified as a significant predictor of functional decline in future. a previous study has reported that bmi could be one of the independent factors for functional limitations and disabilities due to reduced muscle mass and strength (in those with sarcopenic obesity), such as increased joint dysfunction, limited activities, being prone to falls, table 2. factors associated with vo 2 max in elderly women using simple and multiple regression analysis (n=66) note : multiple linear regression adjusted for age; β: regression coefficient; beta: standardized regression coefficient; ci: confidence interval having chronic pain, resulting in low quality of life.(25) both obesity and aging are characterized by low-grade systemic inflammatory conditions and endocrine changes. aging is associated with increased adipose tissue. this is the primary cause of low-grade systemic inflammation signified by cytokin e elevation, r educed respiratory capacity and its resultant decrease in body immune status. this is the major cause of chronically elevated levels of pro-inflammatory cytokines and is associated with reduced muscle strength and decreased immune function.(26) this study showed that most of the subjects still had good pulmonary function. about 40.9% experienced either restriction, obstruction, or a combination of both, as recorded by spirometry. due to the aging process, pulmonary function gradually decreases, as recorded by either fev 1 , fvc, or peak expiratory flow. pulmonary function will peak at the age of 20–36 years and will begin to decline along with age, namely about 20 ml/ year, starting at the age of 25 years. in addition, it will decrease even more to 38 ml/year after the age of 65 years.(27) the results of a cohort study, conducted for more than 10 years in subjects having no previous history of pulmonary disease, indicated that the decrease in fev 1 ranged from 17.7 to 46.4 ml/ year with a median of 22.4 ml/year. in addition, in men the decrease is more rapid (median of 43.5 ml/year) than in women (median of 30.5 ml/year).(18) furthermore, results of another study on subjects aged 25–75 years that examined the various factors affecting pulmonary function khairani, adriani, amani obesity and cardiopulmonary endurance variables simple linear regression multiple linear regression β 95% ci p value β beta 95 % ci p value age bmi sbp dbp fev1 fvc fev1/fvc -0.58 -0.67 0.04 0.08 0.06 0.01 0.15 -2.64 – 1.48 -0.92 -0.49 -0.05 – 0.06 0.010.11 0.01 – 0.10 -0.030.03 0.06 – 0,25 0.577 0.000* 0.884 0.016* 0.013* 0.978 0.002* -0.56 0.18 0.03 0.09 -0.46 0.06 0.17 0.23 -0.81 -0.31 -0.420.07 0.010.07 0.010.18 0.000* 0.547 0.100 0.028* 259 univ med vol. 40 no 3 indicated that pulmonary function significantly decreased along with increase in age. the decline can occur more rapidly in subjects aged over 60 years and remain constant throughout ages 60– 90 years.(28,29) cardiac and pulmonary endurance is defined as the ability of the heart and lungs to supply oxygen throughout the body in the long term. it is measured by vo2 max, the maximal value of oxygen uptake, distribution, and utilization in the body during physical activity. the vo2 max is an indicator to assess health status including the risk of heart disease in older persons.(30) the present study found a mean vo2 max of 12.25 ml/kg/min as measured by the 6-minute walking test. when compared with the mean vo2 max based on age, the vo2 max value obtained was very poor for subjects aged 56–65 years or >65 years.(2) the subjects were mostly older women who have 40% lower vo2 max than older men due to their lower percentage of muscle tissue and higher percentage of body fat from their total body weight. furthermore, hemoglobin levels are different between older men and women. lower hemoglobin levels in older women lead to lower blood transport capacity and less oxygen uptake in women so that their physical activity capacity is lower than that of older men.(9,30) the blood oxygen-carrying capacity declines slightly with age, around 10% from 30 to 80 years and in females the decline is much lower than in males.(31) it contributes to the decline in vo2 max in old age. furthermore, if a person does not do regular exercise, the value decreases more drastically. the combination of aging and sedentary lifestyle dramatically affects oxygen delivery and utilization, and influences vo2 max capacity. regular exercise improves oxygen extraction by muscle activity and increases vo2 max. furthermore, the 30% increase in vo2 max found in the elderly is due to an increase in cardiac output (70%) and oxygen extraction (30%) by skeletal muscles.(6,32) the results of our study indicated that fev 1 / fvc was significantly associated with vo2 max. these results are similar to those of the study conducted by fatemi et al.,(33) in which 51 subjects divided into three groups of vo2 max level (high, medium, and low) suggested a significant difference (p<0.001) in pulmonary function as assessed by measuring the values of fev 1 , fvc and fev 1 /fvc, where the lower the pulmonary function, the lower the level of vo2 max. the measurement of pulmonary function can be influenced by several factors, such as height and weight, measurement position, respiratory muscle strength, the condition of the lung, and thoracic cavity expansion. several factors that can affect vital capacity are age, sex, height, physical exercise, and possibly ethnicity and comorbidities. the spirometry results also depend on the effort and consistency of the subject.(34) doewes et al.(35) assessed the correlation of pulmonary function, hemoglobin, and heart rate with vo2 max in athletes of several sports. they showed that the contribution of the respiratory system (tidal volume) to vo2 max was 12.32%, which was far below that of the cardiovascular system (36.97%) and the oxygen transport system (49.29%). the contribution of the respiratory system depends on the type of sport performed. the largest contribution was found in swimming, followed by badminton. meanwhile, the smallest was found in volleyball. the insignificant association between other pulmonary function parameters and vo2 max may also have been caused by obesity because the mean bmi of the subjects was in the obesity category. the results of the multiple regression analysis between bmi and vo2 max indicated a significant negative association, meaning that the higher the bmi, the lower the vo2 max. body mass index also has its limitations in assessing body composition because it cannot distinguish between body fat and lean mass. furthermore, it cannot provide the adiposity index, weak distribution, and metabolic risk. in addition, the bmi score can be influenced by age, gender, and ethnicity.(36) 260 there are some other factors that affect lung compliance in obesity. the position of the diaphragm in the thoracic cavity is obviously elevated when the individual gains weight. the change will result in a decline in pulmonary function and in the extra work of breathing. fat accumulation on the chest wall will impede the movement of the thoracic cage by a direct resistance or the abnormal function of the intercostal muscles. obesity increases the release of inflammatory markers in the lung, with slight effect on airway diameter, is related to the lung volumes not airway obstruction.(12) an increase in age and bmi may cause a decrease in vo2 max. decreased pulmonary function is associated with decreased respiratory muscle strength and decreased elasticity of pulmonary tissue. physical exercise will increase vo2 max due to oxygen consumption and concurrent increase in muscle performance. the ability of muscles to generate aerobic energy optimally will increase the maximal oxygen uptake capacity.(6,35) the beneficial effects of 12 weeks sprint interval training among obese subjects on vo2 max while concurrently decreasing body fat distribution was found by bagley et al.(36) after completion of the 12-week exercise, there was an increase in vo2 max of 18.7% in women and 6.0% in men. men and women both improved their vo2 max, but the increases among women were greater than in men. a higher amount of lean body mass was found in men as compared to women, which partially explains the differences between men and women in maximal oxygen capacity. maintaining physical activities in older persons is an integral part of the healthy aging process and minimizes multi-pathologies. decreased pulmonary function may cause limitations in physical activity that contribute to low activity tolerance and compliance in healthy aging, especially in older persons who experience gradual lowering of their internal capacity.(8) this study has several imitations. first, bmi takes no account of body fat distribution as an indicator of obesity. differences in fat distribution may cause changes in lung function. second, the examination of pulmonary function is also influenced by the effort and consistency of the subjects following the aforementioned procedures with all their limited internal capacities. in addition to the respiratory system that affects vo2 max, other factors, such as the cardiovascular and oxygen transport systems, were not investigated in the study. this study showed that obesity in older persons especially women and decreased pulmonary function may cause limitations in physical activity that c ontr ib ut e to l ow a ct ivit y to le r a nc e an d compliance in healthy aging, especially in older persons who experience gradual lowering of their internal capacity. in future, it is recommended that chest, abdominal and hip circumferences or their ratios are used instead of bmi. other factors that affect cardiopulmonary endurance in older persons should also be investigated. conclusions the study demonstrated that increased bmi correlates with decreased cardiopulmonary enduran ce i n th e eld erly women. it a lso reinforced the tendency that women in the older p op ul a t i o n wi t h sa r c o pe ni c obe s i t y a n d decreased pulmonary capacity will be more susceptible to both non-communicable and communicable diseases. conflict of interests the author(s) declared no potential conflicts o f in te re st w it h re sp e ct to th e re se ar ch , authorship, and/or publication of this article. acknowledgement the authors wish to express their gratitude to the faculty of medicine, universitas trisakti, for the funding of this study. khairani, adriani, amani obesity and cardiopulmonary endurance 261 univ med vol. 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and the rates of fatty acid oxidation and vo2 max during exercise. bmj open sport exerc med 2016;2: e000056. doi:10.1136/bmjsem-2015-000056. c:\users\universa medicina\docu 104 abstract universa medicina relationship between depression and physical disability by gender among elderly in indonesia ana satria1, yeni1, hairil akbar2, henny kaseger3, linda suwarni4, abubakar yakubu abbani5,6, and maretalinia5,7 background the increasing population of older people can be a positive impact if they could be productive, or it could be negative as a burden if they depend on others. elderly with physical disabilities can be influenced by various factors, including depression, which can be caused by functional changes in the body due to aging, loss of work, or even the loss of a loved one. this study aimed to determine the relationship between depression and physical disabilities among the elderly in indonesia who were stratified by gender. methods a cross-sectional study using a national survey dataset namely basic health survey and socio-economic survey for 2018 involving 85,427 elderly. depression and disability were assessed using mini international neuropsychiatric interview and barthel index. chi-square test and multiple binary logistic regression were used to analyze the data. results the results revealed that 24.75% of elderly people experienced physical disabilities. the probability of males and females with depression having physical disabilities was respectively 2.95 (95% ci = 2.74-3.17) and 2.49 (95% ci = 2.36-2.64) times higher compared to those without depression. the interaction between depression and gender was statistically significant, in that females with depression had an 11% probability of having physical disability. conclusion this study reaffirmed that disability is a risk factor for depression in the elderly and female gender is the effect modifier rather than the risk factor. the male depression group showed more physical disability symptoms than the female depression group. there is collaboration from various sectors to prevent depression and physical disabilities. keywords: depression, physical disability, elderly, 2018 basic health survey original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.104-113 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1277 may-august 2022 vol.41 no.2 1department of public health, faculty of public health, universitas sriwijaya, indonesia 2department of public health, faculty of health science, institut kesehatan dan teknologi graha medika, indonesia 3nursing program, faculty of health science, institut kesehatan dan teknologi graha medika, indonesia 4department of public health, faculty of health science, university of muhammadiyah pontianak, indonesia 5ph.d. program in demography, institute for population and social research, mahidol university, thailand 6department of demography and social statistics, federal university birnin kebbi, nigeria 7department of public health, university of mohammad husni thamrin, jakarta, indonesia correspondence: maretalinia faculty of public health, university of mohammad husni thamrin jl. raya pondok gede no.23-25 jakarta timur 13550, indonesia phone: (+62)82376690768 email: mareta.linia.21@gmail.com orcid id: 0000-0003-0250-7721 date of first submission, january 9, 2022 date of final revised submission, april 22, 2022 date of acceptance, may 5, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: satria a, yeni, akbar h, kaseger h, suwarni l, abbani ay, maretalinia. relationship between depression and physical disability by gender among elderly in indonesi a. uni v med 20 22 ;41 :1 0 41 3 . doi: 10 .18 05 1/ univmed.2022.v41.104-113. 105 univ med vol. 41 no 2 introduction aging is the decreased ability of biological organs to maintain and rebuild their structure and function normally.(1) one of the health issues among the elderly is psychological, including depression. depression is a disability of human feeling which disturbs the sleeping pattern and appetite, as shown by decreased concentration, anhedonia, and attempt at suicide.(2) physical disability among the elderly is the condition when the elderly cannot independently, routinely, and universally do their activities of daily living.(3) life expectancy is one indicator to assess the public health index. from 2000 to 2016, global data showed that the combined life expectancy for males and females has increased by 5.5 years to 72 years.(4) the elderly population is increasing due to the high quality of life.(5) however, the dependency ratio increased to 18.4 in 2019.(6) as a result of demographic transition in indonesia, several impacts have occurred, such as increasing numbers of those aged 60 years and over, declining fertility and mortality, modernization in all aspects of life, the practice of good disease prevention programs, and increasing life expectancy.(6) the indonesian population pyramid in 1950, 1990, and 2020 showed an increased number of elderly, while the projections for 2030, 2050, and 2100 are showing a rapid increase in elderly.(7) population aging is defined as a significant decline of fertility level in a certain group of people, that leads to infertility and mortality, and the increased proportion of elderly is calculated by comparing the number of the older population and the total population.(8) indonesia has an aging population, since the proportion of elderly was 9.6% in 2019 or very close to 10%. the structure of the older population shows that the proportion of older people has increased over time. the quantity and well-being of the elderly can indicate the quality of health, economic, and social status in a country. the adults of reproductive age are also important to support the economic development as well as the elderly’s quality of life. the indonesian ministry of health has categorized indonesia as an aging c ountry sinc e 2017 because the proportion of elderly has reached 9.03%.(9) in the past five decades, the population of elderly in indonesia had increased twice from 1971 to 2019, from 9.6% or around 25 million which consisted of 1% more e lderly wome n than men. (1 0) according to ministry of social affair data, as of 31 march 2020, there were 6,452 staff supporting 176,283 older individuals, of which 20,000 individuals were receiving home care; 2,655 receiving therapy services, and 7,000 were under family support.(11) overall, indonesia had 9.6% elderly in 2019 which had increased from 9.03% in 2017.(12) in 2015, every 100 persons of working age had to support 13 persons aged less than 15 or more than 60 years.(10) in the same year, the indonesian ministry of health reported that 28.62% of the elderly were likely to be at higher risk of morbidity due to non-communicable diseases.(9) one of the human development indexes in indonesia is the life expectancy, which increased to 71.2 years in 2018.(6) the increasing life expectancy also affects the number of elderly. according to data from statistics indonesia, the population of elderly in indonesia in 2019 was 25,901.9 million. (1 0) t he worl d health organization reported that about 280 million elderly in the world are depressed at an average age of 60 years.(13) in indonesia, the prevalence of adults more than 15 years old is 6.1% and 91% do not have access to health services.(14) the dependency ratio is also related to the vulnerable physical condition to perform the activities of daily living.(15) the common result found from previous studies was age as the mediator of correlation between depression and physical disabilities. it was revealed that the risk of disabilities is higher for older people because of their declining physical function. the correlation between depression and age may arise from medical reasons, because higher age leads to a higher risk of cognitive function and dementia. however, depression and age are not exactly positively linked since one 106 study found that younger participants endorsed a higher level of depression.(16) in contrast with previous studies, one indonesian study found that severe functional status has the greatest influence on depression in old age.(17) the attractiveness of this new topic is shown by the fact that there is a study that examined the correlation between gender, depression, and disabilities,(18) the results of which are still controversial because some researchers assert that the correlation between gender and depression is variable throughout the life span.(18) the lack of studies examining the association between depression and physical disabilities among the elderly stratified by gender led the authors to conduct this study. this study aimed to examine the relationship between depression and physical disability by gender among the elderly in indonesia. methods research design this was a quantitative study of crosssectional analytic design. the basic health research is the official representative survey which is conducted every 5 years in 34 provinces, 416 districts, and 98 cities. the original survey on which the present study was based, was conducted from april to may 2018. research subjects the subjects of this study were persons aged 60 years or older. the study sample was selected from the sampling designed by susenas (survei sosial ekonomi nasional). the original survey was the cross-sectional primary health research (riskesdas 2018) that had been conducted by the ministry of health, indonesia. the data are closed national data from: https:// labmandat.litbang.kemkes.go.id/menu-layan. the primary health research 2018 study was a largescale multi-topic household and community survey that covered 34 provinces on a national scale, in which were visited 300,000 households from 30,000 census blocks selected by probability proportional to size sampling. this sampling method has been selected by two-stage linear systematic sampling. the total number of respondents in this study was 85,427 elderly aged more than 60 years. the inclusion criteria for the sample used in this study were: elderly 60 years or older who completely answered the questions about depression and physical disabilities. the exclusion criterion was elderly who did not answer the questions completely. the present study used supporting variables such as age, gender, marital status, place of residence, employment status, and history of chronic diseases. instruments the physical disabilities variable is defined by using the barthel index questionnaire for activities of daily living.(19) this index uses the ordinal scale with 10 items (d24 to d33) to measure the functional indepe ndence for activities of daily living and mobility. the total score of this variable is 20. the interpretation of assessment is as follows: 20 (independent), 1219 (slight dependen ce), 9-11 ( moder ate dependence), 5-8 (severe dependence), and 0-4 (total dependence). the depression variable was defined by using the mini international neuropsychiatric interview questionnaire (mini icd-10).(20) this questionnaire is a tool to diagnose the main psyc hiatric pr oblems in the international classification of diseases and consists of 10 questions (items c01-c10) with a total score of 10. interpretation of the assessment: a score of 4 or higher is defined as depression and a score of less than 4 is defined as not having depression. statistical analysis this study conducted the univariate, bivariate, and multivar iate analyses. t he univar iate analysis aims to describe the sociodemographic information of the subject by using frequency, percentage, median, and mean. the bivariate analysis aims to determine the association between stress and disability and the association between confounders and disability. satria, yeni, akbar, et al relationship between depression and physical disability 107 univ med vol. 41 no 2 a b the bivariate analysis was done by using the chisquare test. finally, the multivariate analysis aims to examine the association between depression and disability by controlling the confounders, namely age, gender, educational level, occupation, and place of residence. the analysis was done using spss software. ethical clearance ethical approval for the use of secondary data was obtained from the health research ethics committee, faculty of public health, universitas sriwijaya under no. 019/un9.1.10/ kke/2020. results the results of this study were categorized into bivariate, and multivariate analysis. table 1 below describes the cross-tabulation by gender and the bivariate results. the data were presented as frequency. among 85,427 elderly who were eligible to be included in this study, about onefourth of them had physical disabilities. in total, 24.75% of the study sample experienced physical disabilities. the crude odds ratio (cor) explains the correlation between each independent variable and physical disabilities. the results were categorized by gender to explore the differences between males and females who have depression regarding the physical disabilities. the probability of those males and females with depression of having physical disabilities was respectively 2.95 (95% c.i. 2.74-3.17) and 2.49 (95% c.i. 2.362.64) times higher than those without depression. in terms of age, male and female elderly who were older than 70 years had a higher probability of respectively 1.97 (85% c.i. 1.87-2.06) and 2.10 (95% c.i. 2.02-2.19) times for having physical disabilities compared to those aged less than 70 years. males with low educational level have a higher probability of physical disabilities compared to fe male s (1.24 and 1.33, respectively). males without a job had a higher probability of physical disability (2.45 and 1.92, respectively). females who lived in urban areas had a higher probability of physical disabilities (1.07 and 0.95, respectively). females who were single or divorced had a higher probability of physical disability than did males (1.50 and 1.39, respectively). females with a history of chronic diseases had a higher probability of physical disability than did males (1.54 and 1.47, respe ctively). ge ne ra lly, among seven independent variables, five of them showed that the probability of physical disability was higher for females than males. the multiple binary logistic regression has been done to examine the relationship between depression and physical disability by controlling the confounders. table 2 below presents the results of the multivariate analysis. it shows in detail that depression is significantly associated with physical activity, after controlling for other independent variables. compared with the elderly without depression, the elderly with depression significantly 2.64 (95 % c.i. 2.45 2.84) times more likely to have physical disabilities. compared with elderly aged 61 to 69 years, elderly aged 70 or above tend to be 1.74 ( 95% c.i. 1.68 1.80) times more likely to have a physical disability. in terms of educational level, compared to the elderly who had high educational levels, the elderly who had low educational levels were 1.15 times more likely to have physical disabilities. after controlling for other independent variables, compared to elderly who worked, elderly who did not work were 1.78 times more likely to have physical disabilities. additionally, compared with married ones, single or divorced elderly were 1.13 times more likely to have physical disabilities. then, compared to the elderly who did not have a history of chronic disease, the elderly who did have a history of chronic disease were 1.42 times more likely to have physical disabilities. the interaction between gender and depression was included in this study, and it was found that compared with males without depression, females with depression had a decreased probability of 11% (aor= 0.89;95% c.i. 0.81-0.98) of having a physical disability. however, the variables of gender and place of residence did not show a significant association with physical disability. 108 t ab le 1 . t h e ch ar ac te ri st ic s o f re sp o n d en ts a n d e ac h i n d ep en d en t v ar ia b le r el at ed t o p h y si ca l d is ab il it y s tr at if ie d b y g en d er satria, yeni, akbar, et al relationship between depression and physical disability c o r : cr u d e o d d s ra ti o ;c i : c o n fi d en ce in te rv al 109 univ med vol. 41 no 2 table 2. the multiple binary logistic regression of physical disability and the interaction between females and depression lr chi2 (9) = 5618.24, prob > chi2 = 0.000, pseudo r2 = 0.0588, log likelihood = -44988.776 aor: adjusted odds ratio; ci: confidence interval discussion depression is a mental illness that can be coped with by spiritual practices as shown by the study that found a relationship between spirituality and depression.(21) in an aging society, social participation is imp ortant for cognitive functioning.(22) a study in korea found that comorbidity such as anxiety and depression is increasing the risk of physical disorders and disability after a follow-up of over two years.(23) the covid-19 situation also influences the emotional and social experience of older people in england and as a result, it also affects physical disabilities.(24) physical disability itself is also inf luenc ed by seve ra l f actors including malignancies, female gender, and depressive mood.(25) in line with the previous study, the study by lamonica et al. (16) found that depressive symptoms were the most significant variable related to disability.click or tap here to enter text. the role of gender was found by the study of mahwati (21) in indonesia who revealed that females comprise the largest population that is prone to depression. similar to the results of our study, mahwati (21)also found that the variables age 70 years, low educational level, unemployed, unmarried, and multimorbidity were risk factors of depression.) however, mahwati’s (21)study did not include physical disabilities as one of the dependent variables. in contrast to mahwati’s study, a study in brazil found that severe depression is increasing among males, rather than females.(24) however, according to girgus and independent variables aor 95% ci for aor p-value lower upper depression absent 1 present 2.64 2.45 2.84 0.000 age (years) 61-69 1 >70 1.74 1.68 1.80 0.000 gender male 1 female 1.02 0.98 1.06 0.460 educational level high 1 low 1.15 1.09 1.21 0.000 employment status employed 1 unemployed 1.78 1.72 1.85 0.000 place of residence rural 1 urban 0.99 0.96 1.03 0.630 marital status married 1 single/and divorce 1.13 1.09 1.17 0.000 history of chronic disease absent 1 present 1.42 1.37 1.47 0.000 depression x gender no x male 1 yes x female 0.89 0.81 0.98 0.017 110 yang,(18) females are twice more likely to be diagnosed with depression.click or tap here to enter text. vice versa to our study, a study in four south asian countries found that lower frequencies of physical activity lead the higher rates of depression.(25) another study also put depression as a dependent variable instead of a predictor. it was shown by a study in korea that disability is a risk factor for depression and that female gender is the effect modifier.(26) the recommendation for decreasing depression and physical disability among the elderly is by human-animal interac tion. (2 7) a study in china that put depression as the dependent variable found that the mobility problem among the elderly is one factor that increases the risk of depressive symptoms. (2 8) previous studie s a lso put depression as the outcome, and found that the number of physical activities was negatively associated with depression.(29,30) the finding by a study in germany was that physical activity as shown by sports activity was associated with a lower occurrence of depression.(31) the manner in which physical activity can influence depression may be explained by changes in neuroplasticity, inflammation, oxidative stress, the endocrine system, self-esteem, social support, and selfefficacy.(32) social support has negatively mediated the relationship between physical disability and depressive symptoms.(33) our study found depression as the risk factor for physical disabilities among the elderly aged >60 years. the findings from our study are in line with those of previous studies, in that psychological aspects could influence physical disabilities. two studies found a relationship between depression or anxiety and physical condition.(34,35) mental health is also found to be the predictor of the physical condition among the elderly in the united states of america.(36) the physical disorders were found to be associated with depression and other medical conditions. depression in late life had a relationship with worse physical health, while dementia was also found to be associated with physical health and accommodation. studies in china and india found a strong association between depression and physical disabilities that also affect social support.(33,37) in indonesia, a strong association between depression and physical disabilities was also found.(38) two studies showed partial dependence among almost all elderly with physical disabilities.(39,40) depression itself is stimulated by several factors including social networks.(41) overall, most of the findings from previous studies found an association of stress or depression or other kinds of mental health problems with physical disabilities. the rationale of the findings might be that health status is the combination of 3 health conditions namely mental health, social health, and physical health, each of which needs the other. many other factor s might have an association with depression and physical disabilities. a study in spain found that noncommunicable diseases could affect depression status.(42) the psychological health problem is also linked with crohn’s disease.(43) in terms of the age of the elderly, one study found age and low education as the risk factors for disability of community mobility.(44) a study in japan found that living with children tends to reduce the risk of having physical disabilities.(45) based on one study, the factors of older age, unmarried status, and having ncds are associated with physical disabilities.(46) physical disabilities have been investigated by previous studies, most of which included physical health problems. for example, one study has found that diabetes mellitus is the major risk factor for physical disabilities. this study brought the mental health instead of the physical health problem to examine the risk factors of physical disabilities. therefore, it can be concluded that age, education, employment status, marital status, and history of chronic diseases could inf luenc e the assoc iation between depression and physical disability. our study may need more assessment to determine the role of non-communicable diseases since it was based on self-report data. the present study only includes depression as the main predictor instead satria, yeni, akbar, et al relationship between depression and physical disability 111 univ med vol. 41 no 2 of other psychological health problems. this is due to the limitation of variables in the secondary data. our study did not include some important variables such as smoking behavior and accident history. the clinical implications of this study are that physical disability might also influence other chronic and acute diseases. future research might include the mediator of the association between depression and physical disability to obtain a clearer result. the recommendation for future study includes the role of other independent variables, mediators, and confounding factors to build the fixed model. the variable of depression was assessed by self-report and needs to be checked by the researcher. this study has included mental and physical health; the next study could add the social aspects in assessing the health status of the elderly. conclusion this study confirms the role of depression as the risk factor of physical disability and female gender is the effect modifier rather than the risk factor. female elderly with depression had a lower risk of physical disabilities. conflict of interest the authors declare no potential conflicts of interest concerning the research, authorship, and/or publication of this article. acknowledgment the authors wish to express their gratitude to the ministry of health indonesia which permitted us to use the raw data 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http://dx.doi.org/ 10.1111/jgs.15801. 42. rohaedi s, putri st, kharimah ad. tingkat kemandirian lansia dalam activities daily livingdi panti sosial tresna werdha senja rawi. j pendidikan keperawatan indonesia 2016;2:16–21. http:// dx.doi.org/10.17509/jpki.v2i1.2848. 43. tough h, siegrist j, fekete c. social relationships, mental health and wellbeing in physical disability: a systematic review. bmc public health 2017;17:1–18. http://dx.doi.org/10.1186/s12889017-4308-6. 44. amboage-paz mt, díaz-peromingo ja, díazperomingo ja. comorbidity between physical disorders and depression: prevalence and risk factors. int j med sci health res 2020;4:56-67. 45. ananthakrishnan an, khalili h, pan a, et al. association between depressive symptoms and incidence of crohn’s disease and ulcerative colitis: results from the nurses’ health study. clin gastroenterol hepatol 2013;11:57–62. http:// dx.doi.org/10.1016/j.cgh.2012.08.032. 46. nunes jd, de oliveira sm, nunes bp, et al. functional disability indicators and associated factors in the elderly: a population-based study in bagé, rio grande do sul, brazil. epidemiol serv saude brasília 2017;26:295–304. doi: 10.5123/ s1679-49742017000200007. 47. saito e, ueki s, yasuda n, yamazaki s, yasumura s. risk factors of functional disability among community-dwelling elderly people by household in japan: a prospective cohort study. bmc geriatr 2014;14:1-9. http://dx.doi.org/10.1186/1471-231814-93. 48. schuch fb, stubbs b, meyer j, et al. physical activity protects from incident anxiety: a meta analysis of prospective cohort studies. depress anxiety 2019;36:846–58. http://dx.doi.org/ 10.1002/da.22915. oktavianus 120 *department of pharmacology, faculty of medicine trisakti university **department of pharmacology, faculty of medicine university of indonesia ***department of internal medicine, faculty of medicine university of indonesia §department of obstetrics and gynecology, faculty of medicine university of indonesia §§department of community medicine, faculty of medicine, trisakti university correspondence dr. dr. elly herwana, m.biomed department of pharmacology, faculty of medicine trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: +6221-5672731 ext.2801 email:elly_herwana@cbn.net.id univ med 2012;31:120-30 universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background isoflavone containing soy protein has been associated with beneficial health effects. equol, a gut bacterial metabolite of the isoflavone daidzein, has been hypothesized to be the cause of the effectiveness of isoflavones. the objective of this study was to evaluate the effect of 100 mg/day soy isoflavone supplementation for 3 months on the ability to produce equol in postmenopausal women with osteopenia. method a pre-post experimental study was conducted to assess the effects of 100 mg/ day soy isoflavone supplementation on equol production capability and the proportion of equol producers to non-equol producers in postmenopausal women with osteopenia. a total of 39 subjects received 1 supplement tablet containing 100 mg soy isoflavones (genistein, daidzein) for 3 months. determination of serum genistein, daidzein, and equol concentrations was performed twice at baseline and at 3 months post-supplementation using high-performance liquid chromatography mass spectrophotometry (hplc-ms). equol producer status was determined by the detection of a serum equol concentration of 5 ì g/l. results mean genistein and daidzein concentrations at baseline were 86.2 ± 68.4 ì g/ l and 16.7 ± 18.6 ìg/l, respectively. the proportion of equol producers was 69.2%. after 3 months of soy isoflavone supplementation the serum concentrations of genistein and daidzein significantly increased to 161.0 ± 5.8 ì g / l (p=0.000) and 49.9 ± 40.4 ìg/l (p=0.000), respectively, and the proportion of equol producers also significantly increased (100.0%). conclusion soy isoflavone supplementation was capable of increasing the serum concentrations of isoflavones (genistein and daidzein) and the equol-producing capacity of postmenopausal women with osteopenia. key words: soy isoflavone, equol, postmenopausal, osteopenia soy isoflavone supplementation increases equol-producing capability in postmenopausal women with osteopenia elly herwana*, rianto setiabudy**, sidartawan soegondo***, ali baziad§ and adi hidayat§§ abstract 121 univ med vol. 31 no.2 suplementasi isoflavon kedelai meningkatkan produksi equol pada perempuan pascamenopause dengan osteopenia latar belakang protein kedelai yang mengandung isoflavon bermanfaat bagi kesehatan. equol, yaitu metabolit bakteri usus dari isoflavon daidzein, diperkirakan merupakan penyebab efektivitas isoflavon. penelitian ini bertujuan untuk menilai efek suplementasi isoflavon kedelai 100 mg/hari selama 3 bulan terhadap kemampuan memproduksi equol pada perempuan pascamenopause dengan osteopenia. metode penelitian ini menggunakan desain pre-post experimental study untuk menilai efek suplementasi isoflavon kedelai 100 mg/hari pada kadar isoflavon dalam serum, kadar equol, dan proporsi equol producer terhadap non-equol producer pada perempuan pascamenopause dengan osteopenia. sebanyak 39 subjek setiap hari menerima 1 tablet suplemen yang berisi 100 mg isoflavon kedelai (genistein, daidzein) selama 3 bulan. pengukuran kadar genistein, daidzein, dan equol dalam serum dilakukan 2 kali pada kadar awal dan pada 3 bulan pascasuplementasi menggunakan high performance liquid chromatography mass spectro-photometry (hplc-ms). status equol producer ditetapkan bilamana dapat terdeteksi kadar equol serum sebesar 5µg/l. hasil rerata asupan genistein dan daidzein masing-masing besarnya 149,0 ± 138,2 mg/hari dan 239,5 ± 175,8 mg/hari. proporsi kelompok yang memproduksi equol besarnya 69,2%. setelah suplementasi isoflavon kedelai selama 3 bulan, kadar genistein dan daidzein meningkat menjadi 161,0 ± 5,8 ì g/l (p=0,000) dan 49,9 ± 40,4 ì g/l (p=0,000) serta proporsi kelompok yang memproduksi equol naik menjadi 100,0%. kesimpulan suplementasi isoflavon kedelai 100 mg/hari selama 3 bulan mampu meningkatkan kadar isoflavon dalam serum (genistein dan daidzein) dan kemampuan memproduksi equol pada perempuan pascamenopause dengan osteopenia. kata kunci: isoflavon kedelai, equol, pasacamenopause, osteopenia abstrak introduction menopause is the most important risk factor for osteopenia and osteoporosis. (1) p o s t m e n o p a u s a l w o m e n e x p e r i e n c e a permanently decreased secretion of the ovarian hormones estrogen and progesterone as a result of depletion of ovarian follicles.(1) the higher prevalence of osteopenia, osteoporosis, and cardiovascular disease in post-menopausal women is presumably due to decreased estrogen c o n c e n t r a t i o n s . ( 2 , 3 ) a l t h o u g h i t h a s b e e n demonstrated that the decrease in estrogen concentrations may actually reduce bone density, numerous studies are being conducted to clarify the latter process. studies using tissue cultures have demonstrated direct effects of estrogen on bone cells via estrogen receptors.(4) several of the most recent studies indicate that estrogen plays a role in regulation of bone homeostasis through regulatory effects on the immune system, oxidative stress, and direct effects on bone cells.(5) the direct effects of estrogen on bone cells comprise effects on 122 osteoblasts, osteocytes, and osteoclasts, mediated through estrogen receptors (ers). ers are of two types, erá and erâ , both of which a r e p r e s e n t o n b o n e c e l l s , a l t h o u g h n o t uniformly distributed. erá being predominantly in cortical bone, while erâ is mainly found in trabecular bone.(4,6) accelerated postmenopausal osteoporosis requires effective management to prevent the o c c u r r e n c e o f f r a c t u r e s , w h i c h a r e characteristic of osteoporosis due to reduced b o n e d e n s i t y. h o r m o n a l r e p l a c e m e n t b y administration of synthetic estrogens or selective estrogen receptor modulator (serm) has been demonstrated to be an effective t r e a t m e n t o p t i o n f o r p o s t m e n o p a u s a l osteoporosis.(7-10) the clinical trial conducted by the women’s health initiative (whi) revealed that hormonal replacement reduced the r i s k o f a l l f r a c t u r e s a s s o c i a t e d w i t h osteoporosis, including femoral neck and vertebral fractures, although only in patients with a low risk of fractures. (8) however, hormonal replacement also shows an increased risk of cardiovascular disorders such as venous thromboembolism and breast and endometrial malignancies, such that the benefits to risks ratio should be considered. in japanese and asian women with a high consumption of dietary products derived from isoflavone-containing soy beans, the incidence of osteoporosis was found to be lower than in western women with a low consumption of isoflavones.(11,12) this reinforces the idea that isoflavones in soy beans serve to inhibit postmenopausal osteoporosis, because soy isoflavones have been identified to possess phytoestrogenic effects.(13,14) the major class of phytoestrogens attracting attention from the nutritional and medical viewpoint are the ligans and isoflavones. genistein, daidzein, and g l y c i t e i n , w h i c h a r e f r e e f o r m s o f s o y isoflavones, have a molecular structure similar to estradiol and display estrogenic effects (figure 1).(15) there are many pharmacokinetic studies on isoflavones in connection with equol, which is an active metabolite of daidzein. equol enters the enterohepatic circulation and is actively secreted in the renal tubules, such that it is detectable in the blood and urine. equol has a greater estrogenic effect than genistein or daidzein.(16-18) various studies also demonstrate an association of equol concentrations with the variable biologic effects as well as the clinical benefits of isoflavone administration.(18,19) figure 1. molecular structure of isoflavone derivatives and estradiol.(15) herwana, setiabudy, soegondo, et al isoflavone increases equal capability 123 univ med vol. 31 no.2 individuals differ in their capacity to metabolize daidzein into equol, and therefore can be classified into equol producers and non-equol producers.(21,22) numerous in vitro studies have found evidence that the characteristics of intestinal bacteria play a role in the metabolism of daidzein into equol, with daidzein being hydrolyzed into equol by bacterial endo-â glycosidases.(20-22) there is a wide variation in the capacity of individuals to produce equol, with a proportion of equol producers of 30-40% in western countries, (23,24) while several studies have reported a higher proportion of equol producers i n a s i a n a s c o m p a r e d w i t h we s t e r n populations.(20,25) lampe et al.(26) reported that genetic variation may affect phytochemical metabolic pathways such as to potentially induce changes in their biological response. vergne et al.(27) reported that isoflavone pharmacokinetics and bioavailability are influenced by ethnicity and dietary history of isoflavone intakes. in our study, the criterion of osteopenia w a s u s e d o n t h e c o n s i d e r a t i o n t h a t p o s t m e n o p a u s a l w o m e n w i t h o s t e o p e n i a comprise the largest group compared to normal bone mineral density (bmd) and osteoporosis groups.(28) there are few reports of studies on e q u o l p r o d u c e r s i n i n d o n e s i a , a l t h o u g h indonesian communities consume a high proportion of soy-based foods, usually in the form of tofu, tempeh, soy sauce, and soy milk. the aim of the present study was to evaluate the effects of soy isoflavone supplementation on serum isoflavone concentrations and the potential to stimulate equol-producing capacity in postmenopausal women with osteopenia. methods research design this study was a study of pre-post test experimental design conducted between january and july 2010 to assess the effects of soy isoflavone supplementation on equol-producing capacity. study subjects the study subjects were 48-60 year old postmenopausal women with osteopenia, who were recruited by consecutive random sampling from the mampang parapatan district, south jakarta. screening was performed by means of questionnaires, physical examination, and measurement of bmd. the inclusion criteria were as follows: postmenopausal women 48-60 years of age, duration of menopause of more than one year but not exceeding 10 years, osteopenia (t score between –1 and –2.5), without a history of medications in the past 6 months, such as hormonal replacement, isoflavone-containing supplements, antidiabetics, antihyper-lipidemic agents and anticoagulants, agreeing to participate in the study and signing informed consent. laboratory investigations: bilirubin < 2.0 mg/ dl, glutamic pyruvic transaminase (sgpt) and serum glutamic oxaloacetic transaminase (sgot) within normal limits, creatinine < 1.5 mg/dl, capable of walking unaided and capable of communication. exclusion criteria were: women with a past history of hysterectomy or oophorectomy, irradiation, chemotherapy, malignant disease (such as mammary, cervical or endometrial carcinomas), and chronic disease (such as hepatic cirrhosis, renal failure, diabetes mellitus, cardiac disorders, hyperthyroidism, or stroke). intervention soybean extract was imported from huisong pharmaceuticals, china. each 100 mg of soy extract contained 40% soy isoflavones. the supplement tablets used in this study were prepared and packaged by pt ikapharmindo putramas. the supplements contained 250 mg s o y b e a n e x t r a c t e q u i v a l e n t t o 1 0 0 m g isoflavones (composed of genistein 56%, d a i d z e i n 4 1 % , a n d g l y c i t e i n 3 % ) . a l l postmenopausal women took 1 tablet daily for 3 m o n t h s . t h e s u p p l e m e n t a t i o n w a s administered at daily home visits under direct observation by the cadre on duty and recorded in a check list. 124 measurements s u b j e c t s m e e t i n g t h e i n c l u s i o n a n d exclusion criteria on the basis of interviews, were screened by physical examination, laboratory t e s t s , a n d b m d m e a s u r e m e n t . p h y s i c a l examination comprised determination of pulse rate, body weight, and height. dual-energy xray absorptiometry (dxa) was used for bmd screening, with the subjects with t-scores b e t w e e n – 1 a n d – 2 . 5 b e i n g s e l e c t e d f o r participation in the study.(7) the bmd was determined at budi jaya hospital, jakarta, using the lunar dpx bravo nomusa densitometer (ge medical systems). laboratory screening tests were done on fasting subjects and comprised blood glucose, bilirubin, sgpt, sgot, and creatinine. soy intake measurement intake of soybean-containing foods was assessed at baseline by means of food records and food recall. the subjects recorded their complete dietary intake per day for 3 days (2 work days and 1 holiday), to be confirmed by food recall. the dietary intake was calculated semi-quantitively using the soy food frequency questionnaire (ffq) and the results of an analysis of the soy isoflavone content of foods frequently consumed by the subjects. isoflavone analysis the serum concentrations of genistein, daidzein, and equol were determined at baseline a n d a t 3 m o n t h s p o s t s u p p l e m e n t a t i o n . measurement of isoflavone concentrations was performed by means of the high-performance liquid chromatography mass spectrophotometer (hplc-ms) using the waters 2690 separation module-alliance-ms (micromass quattro lc triple quadropole). a c18 column with a photo diode array detector was used at 200-350 nm.(29) the detection limit was 0.5 ng/ml, with an individual being classified as equol producer if the serum equol concentration was > 5 ìg/l.(23) the coefficients of variation of daidzein, genistein and equol were 1.51%, 1.53%, and 2.67%, respectively. compliance measures subject compliance was assessed by means of the supplementation checklist and by counting the remaining tablets in the bottle, and was monitored by the investigators in periodic meetings with the subjects. the subjects were categorized as dropouts if they failed to take the supplements for a total of more than 10% of the tablets (9 tablets) within 3 months of supplementation. statistical analysis subject characteristics such as age, body weight, height, body mass index (bmi), blood pressure, and laboratory screening test results were presented as descriptive statistics, with the values given as mean ± standard deviation (sd). the paired t-test and mcnemar test were used to compare the differences in isoflavone concentration and equol producer status between baseline and post-supplementation, pvalue of <0.05 being considered significant. ethical clearance the study protocol was approved by the committee of medical research ethics of the faculty of medicine, university of indonesia. figure 2. flowchart of study subjects herwana, setiabudy, soegondo, et al isoflavone increases equal capability 125 univ med vol. 31 no.2 table 1. subject characteristics at baseline (n=39) a) values are mean ± standard deviation; b) number of subjects (%) isoflavone intake, and serum isoflavone concentration are presented as mean ± sd. the subjects were postmenopausal women aged 4860 years with osteopenia. among the 39 subjects who completed the study, the youngest was 48 years and the eldest 60 years of age, with mean age of 53.0 ± 3.5 years. the shortest duration of menopause was 1 year and the longest 9 years, with a mean duration of 4.4 ± 2.1 years. marital status was categorized as married with living husband 27 (69.2%) and unmarried (single) or widow 26 (30.8%). most of the subjects (25 or 64.2%) had a low educational l e v e l ( n o e d u c a t i o n – p r i m a r y s c h o o l ) . employment status was divided into employed (48.7%) and unemployed (51.3%). mean bmi was 27 ± 4.4 kg/m 2, and estradiol concentration was 7.3 ± 5.6 pg/ml. isoflavone intake was assessed by means of the ffq method for the isoflavone derivatives genistein and daidzein. daily genistein intake was 149.0 ± 138.2 mg, while daidzein intake was higher at 239.5 ± 175.8 mg. i n t h i s s t u d y, s e r u m i s o f l a v o n e concentrations, comprising genistein, daidzein, and equol concentrations, were determined twice, namely at baseline and at 3 months postsupplementation. baseline isoflavone concentrations, presented in table 1, showed mean genistein concentration of 86.2 ± 68.4 ìg/ l, mean daidzein concentration of 16.7 ±18.6 ìg/l, and mean equol concentration of 7.5 ± 4.6 ìg/l, with 27 (69.2%) equol producers and 12 (30.8%) non-equol producers. a f t e r 3 m o n t h s o f i s o f l a v o n e supplementation there was a significant increase in the concentrations of genistein (86.2 ± 68.4 vs. 161 ± 5.8 ìg/l; p = 0.000), daidzein (16.7 ± 18.6 vs. 49.3 ± 40.4 ìg/l; p=0.000), and equol (7.5 ± 4.5 vs 13.0 ± 5.9; p =0.000) (table 2). as presented in table 3, the results of mcnemar’s test showed a significant difference in equol-producer status at baseline and at 3 months post-supplementation (p=0.000). results study subjects in this study, 44 subjects fulfilled the inclusion and exclusion criteria. five subjects dropped out for the following reasons: 3 subjects declined to continue participation, 1 subject had a change of residence, and 1 subject discontinued participation due to diarrhea in the third month. a total of 39 subjects participated until completion of the study, and were analyzed as per protocol (figure 1). baseline characteristics of the study subjects are listed in table 1. age, years since m e n o p a u s e , b o d y w e i g h t , h e i g h t , b m i , 126 discussion the study subjects were postmenopausal women with osteopenia, which is a condition that without intervention is at risk of deteriorating to osteoporosis. the results of the present study indicate high genistein and daidzein daily intakes of 149.0 ± 138.2 mg and 239.5 ± 175.8 mg, respectively, which are higher than those of postmenopausal women in texas (58.7 ± 21 mg/ d for genistein and 53.4 ± 10.7 mg/d for daidzein).(30) a study in japan(31) showed that older japanese adults consume approximately 611 g of soy protein and 25-50 mg of isoflavones per day (expressed as aglycone equivalents), which are lower than the isoflavone intakes among postmenopausal women in our study. in indonesia, soy beans are on the daily menu in processed form as tempeh, tofu, soy sauce, and soy milk, which are much consumed by the subjects of this study in particular and by indonesian communities in general, in view of their low cost and ready availability in traditional markets. dietary isoflavone intakes show considerable individual variation in many countries. i n o u r s t u d y, s e r u m i s o f l a v o n e concentrations were already high at baseline, before the administration of the isoflavone supplements, while post-supplementation serum isoflavone concentrations increased significantly (p=0.000). these data may be considered as o b j e c t i v e e v i d e n c e c o n f i r m i n g s u b j e c t compliance in taking the supplements and at the same time demonstrating that the administered supplementation was able to reach the systemic circulation. pharmacokinetics deals with the fate of drugs in the body and comprises 4 processes, i.e. absorption, distribution, metabolism, and e x c r e t i o n . i n t e ri n d i v i d u a l v a r i a t i o n i n metabolizing capacity for a drug may influence the effectiveness of the drug. modification of soy isoflavones by intestinal bacteria may produce metabolites that differ in biological activity from the parent compounds. bacterial metabolism of soy isoflavone varies among individuals.(32) usually, further degradation and transformation of aglycones produce less active compounds, but hydrolysis of daidzein glycosides results in the more active compound equol [7-hydroxy-3-(4’hydroxyphenyl)-[chroman]]. although the herwana, setiabudy, soegondo, et al isoflavone increases equal capability table 3. comparison of equol producer status before and after administration of soy isoflavones for 3 months (n=39) a) number of subjects; b) p value calculated by mc nemars test tabel 2. mean isoflavone at baseline and at 3 months post-supplementation a) values are mean standard deviation; b) p value calculated by paired t-test 127 univ med vol. 31 no.2 factors that influence equol-producing capacity are not clearly established, intestinal physiology, host genetics, and diet appear to contribute to interindividual differences in the conversion of daidzein to equol.(32) other studies state that intake of fructo-oligosaccharidies (fos)(21) or lactobacillus casei with isoflavone may increase equol production.(17) a high carbohydrate diet may also increase the production of equol.(13) in contrast, administration of antibiotics has the opposite effect, modifying the numbers and characteristics of intestinal bacteria and thus inhibiting the metabolic conversion of daidzein into equol. assessment of equol may be done on serum or urinary samples. on the basis of their equolp r o d u c i n g c a p a c i t y, i n d i v i d u a l s c a n b e classified into equol producers and non-equol producers. there is as yet no standard criterion for this classification, as many studies use different criteria. a number of studies consider their subjects to be equol producers if their serum equol concentration is >5 ìg/l or their urinary equol is >20 ìg/l.(23) in the present study, a value of serum equol of >5 µg/l was used, while the limit of detection of the measuring instrument used for determining equol concentration was 0.5 ìg/l.(23) the proportions of equol producers between countries show considerable variation, with the proportion of equol producers in western countries being approximately 33%, while japan and korea, with their high dietary soy isoflavone c o n s u m p t i o n , s h o w a p r o p o r t i o n o f approximately 55-60%.(33) in indonesia there are not many study reports on the proportions of equol producers and non-equol producers. in the present study, serum isoflavone concentrations were determined twice, namely at baseline and at 3 months post-supplementation. at baseline, mean serum equol concentration was 7.5 ± 4.6 ìg/l and the proportion of equol producers was 27/39 (69.2%). although no supplementation had yet been administered, the proportion of equol producers was already relatively high, because soy beans are much consumed by the subjects of this study in particular and by indonesian communities in general. at 3 months post-supplementation the proportion of equol producers increased to 39/39 (100%). this indicates that mean equol concentration and the proportion of equol producers was already high since the start of the study, while the proportion increased at 3 months post-supplementation. differing results were found in the study by vedrine et al.,(20) who reported that soy isoflavone supplementation for one month was unable to convert non-equol producers into equol producers. the modification of individual equolproducing status is as yet controversial and affected by a variety of factors. in contrast, liu et al.(34) reported the existence of an association between age, isoflavone intake, and proportion o f e q u o l p r o d u c e r s i n e t h n i c c h i n e s e . supplementation of 41 mg genistein for 3 days was capable of raising the proportion of equol producers from 26.8% to 60.4%. vergne et al.(27) reported that ethnic differences and dietary history play a role in the differing bioavailability of isoflavones in ethnic asians and caucasians. a one-time dose of isoflavone led to an increase in maximal isoflavone concentration (c max ) and a larger area under the plasma concentration time c u r v e ( a u c ) i n a s i a n s a s c o m p a r e d t o caucasians. on isoflavone administration for 10 days, c max and auc were raised in caucasians but not in asians.(27) the factor of dietary background in asian ethnic groups with a prior high consumption of isoflavones plays a role in inter-ethnic differences in bioavailability. setchell (23) reported a proportion of equol producers of 33.3% in non-vegetarians and a higher proportion (51.7%) in vegetarians. lampe et al.(32) have explained interi n d i v i d u a l d i ff e r e n c e s i n m e t a b o l i s m o f naturally occurring compounds. intake of naturally occurring compounds does not always accurately reflect their tissue concentrations. inter-individual differences may be due to genetic variability involving pharmacokinetic factors, such as absorption, distribution, and metabolism, thus resulting in different tissue 128 concentrations and modification of disease risk. plant polyphenols including the isoflavones as phytoestrogens are extensively metabolized by intestinal bacteria. inter-individual differences influencing the host bacteria are associated with isoflavone metabolism. soy isoflavones contain flavonoids in the form of glycosides that are difficult to absorb. under the influence of âglycosidases from bacteria as well as the i n t e s t i n a l m u c o s a , t h e s e g l y c o s i d e s a r e hydrolyzed into readily absorbable aglycones, such that their absorption rate is influenced by the hydrolyzing capacity. similarly to other naturally occurring compounds or xenobiotics, isoflavones also undergo biotransformation. polymorphisms in biotransforming enzymes, such as glutathione s-transferase (gst), uridine 5’-diphosphate (udp)-glucuronosyltransferase (ugt), sulfotransferase (sult), cytochrome p450, also play a role in the varying effects on natural compounds. pharmacodynamic factors such as changes in target receptor sensitivity or mutations may affect the binding site of drug receptors, resulting in modification of drug effects. the study conducted by pusparini(35) on a population of indonesian postmenopausal women irrespective of osteopenic status, showed a lower proportion of equol producers of 60.4%. in the present study, there exists the possibility that the specific subject characteristic of osteopenia in postmenopausal women also contributed to a more homogenous group of equol producers. it is apparent that there is a need for further extensive studies on the effects of dietary patterns on daidzein metabolizing capacity in various indonesian communities, considering that equol producer status is highly dependent on the characteristics of intestinal bacteria, which are in turn affected by individual dietary patterns. a history of high isoflavone intake in all study subjects since the start of the study has an important role in the equol-producing capacity of the subjects. high carbohydrate intake and a history of high longterm dietary isoflavone intakes in indonesian communities in general, also constitute factors that affect isoflavone metabolism in the subjects of this study. there is a need for further studies to acquire a more c o m p r e h e n s i v e i n s i g h t i n t o t h e f a c t o r s influencing equol-metablizing capacity. this study has a number of limitations, the first being that the isoflavone intake levels of t h e s t u d y p a r t i c i p a n t s w e r e p r o b a b l y underestimated, because the estimation was based on a questionnaire. secondly, the isoflavone content of some modern processed protein-containing foods (e.g. white bread) could not be estimated because the ingredients and composition were not available. finally, the effect of isoflavone supplementation may have been influenced by the fact that the dietary soy isoflavone intake of the study subjects could not be controlled, since they lived at their own homes. conclusion the increase in equol producer status following isoflavone supplementation in the present study demonstrates that administration of soy isoflavones 100 mg/day for 3 months resulted in increased equol-producing capacity. acknowledgements the authors thank the postmenopausal women who volunteered for partication in this study. thanks are also due to the dean and vice deans of the faculty of medicine, trisakti university, for funding this study. references 1. nelson hd. menopause. the lancet 2008;371: 760-70. 2. raisz lg. pathogenesis of osteoporosis: concepts, conflict, and prospects. j clin invest 2005;115: 3318-25. 3. finkelstein js, brockwell se, mehta v, greendalega, sowers mr, ettinger b, et al. bone mineral density changes during the menopause transition in a multiethnic cohort of herwana, setiabudy, soegondo, et al isoflavone increases equal capability 129 univ med vol. 31 no.2 women. j clin endocrinol metab 2008;93:8618. 4. deroo bj, korachks. estrogen receptor and human disease. j clin invest 2006;116:561-70. 5. weitzmann mn, pacifici r. estrogen deficiency and bone loss: an inflammatory tale. j clin invest 2006;116:1186-94. 6. gustafsson ja. erâ scientific visions translate to clinical uses. climacteric 2006;9:156-60. 7. kanis ja, burlet n, cooper c, delmas pd, reginster jy, borgstrom f,et al. european guidance for diagnosis and management of osteoporosis in postmenopausal women. osteoporosis int 2008;19:399-428. 8. de villiers t. the role of menopausal hormone therapy in osteoporosis. climacteric 2007;10:713. 9. barlow dh. osteoporosis guidelines. climacteric 2007;10(suppl 2):79-82. 10. jordan n, barry m, murphy e. comparative effects of antiresorptive agents on bone mineral density and bone turnover in postmenopausal women. clin invest aging 2006;1:377-87. 11. kronenberg f, fugh-berman a. complementary and alternative medicine for menopausal symptoms: a review of randomized, controlled trials. annals intern med 2002;137:805-13. 12. chanteranne b, branca f, kaardinal a, wahala k, braesco v, ladroite p, et al. food matrix and isoflavones bioavailability in early post menopausal women: a european clinical study. clin interv aging 2008;3:711-8. 13. setchell kdr, lydeking-olsen e. dietary phytoestrogen and their effect on bone: evidence from in-vitro and in-vivo, human observational, and dietary intervention studies. am j clin nutr 2003;78:593s-609s. 14. vincent a, fitzpatrick la. soy isoflavones: are they useful in menopause? mayo clin proc 2000; 75:1174-83. 15. wood ce, appt se, clarkson tb, franke aa, lees cj, doerge dr, et al. effect of high-dose soy isoflavones and equol on reproductive tissues in female cynomolgus monkeys. biol reprod 2006;75:477-86. 16. setchell kdr. soy isoflafone-benefit and risk from narure’s selective estrogen receptor modulators (serms). j am coll nutr 2001;20: 354s-62s. 17. mathey j, mardon j, fokialakis n, puel c, katicoulibaly s, mitakou s, et al. modulation of soy isoflavones bioavailability and subsequent effects on bone health in ovariectomized rats: the case for equol. osteoporos int 2007;18:671-9. 18. fujioka m, uehara m, wu j, adlercreutz h, suzuki k, kanasawa k, et al. equol, a metabolite of daidzein, inhibits bone loss in ovariectomized mice. j nutr 2004;134:2623-7. 19. setchell kdr, brown nm, olsen el. the clinical importance of the metabolite equol –a clue to the effectiveness of soy and its isoflavones. j nutr 2002;132:3577-85. 20. vedrine n, mathey j, morand c, brandolini m, davicco mj, guy l, et al. one-month exposure to soy isoflavones did not induce the ability to produce equol in postmenopausal women. eur j clin nutr 2006;60:1039-45. 21. bolca s, possemiers s, herregat a, huybrechts i, heyerick a, de vriese s, et al. microbial and dietary factors are associated with the equol producer phenotype in healthy postmenopausal women. j nutr 2007;137:2242-6. 22. decroos k, eeckhaut e, possemiers s, verstraete w. administration of equol-producing bacteria alters the equol production status in the simulator of the gastrointestinal microbial ecosystem (shime). j nutr 2006;136:946-52. 23. setchell kdr, cole sj. method of defining equol-producer status and its frequency among vegetarians. j nutr 2006;136:2188-93. 24. frankenfeld cl, atkinson c, thomas wk, gonzales a, jokela t, wahala k, et al. high concordance of daidzein metabolizing phenotypes in individuals measured 1 to 3 years apart. br j nutr 2005;94:873-6. 25. mascarinec g, yamakawa r, hebshi s, franke aa. urinary isoflavonoid excretion and soy consumption in three generation of japanese women in hawaii. eur j clin nutr 2007;61:25561. 26. lampe jw, chang jl. interindividual differences in phytochemical metabolism and disposition. semin cancer biol 2007;17:347-53. 27. vergne s, sauvant p, lamothe v, chantre p, asselineau j, perez p, et al. influence of ethnic origin (asian vs. caucasian) and background diet on the bioavailability of dietary isoflavones. br j nutr 2009;102:1642-53. 28. meiyanti. epidemiology of osteoporosis in postmenopausal women aged 47 to 70 years. univ med 2010;29:169-76. 29. lee kj, row kh, jun ic. preparative separation of isoflavones from korean soy bean be hplc. asian j scien res 2008;3:288-92. 30. huang y, cao s, nagamani m, anderson ke, grady jj, lu ljw. decreased circulating levels of tumor necrosis factor-α in postmenopausal women during consumption of soy-containing 130 isoflavones. j clin endocrinol metab 2005;90: 3956–62. 31. messina m, nagata c, wu ah. estimated asian adult soy protein and isoflavone intakes. nutr cancer 2006;55:1–12. 32. lampe jw. is equol the key to the efficacy of soy foods? am j clin nutr 2009;89 suppl:s1664-7. 33. akaza h, miyanaga n, takashima n, naito s, hirao y, tsukamoto t, et al. comparisons of percent equol producer between prostate cancer patients and controls: case controlled studies of isoflavones in japanese, korean and american residents. jpn clin oncol 2004:34:86-9. 34. liu b, qin l, liu a, uchiyama s, ueno t, li x, et al. prevalence of equol-producer phenotype and its relationship with dietary isoflavone and serum lipids in healthy chinese adult. j epidemiol 2010;20:377-84. 35. pusparini. pengaruh suplementasi isoflavon kedelai terhadap penanda fungsi endotel pada perempuan pascamenopause (disertasi). jakarta: universitas indonesia; 2011. herwana, setiabudy, soegondo, et al isoflavone increases equal capability c:\users\universa medicina\docu 163 abstract universa medicina chronic limb ischemia manifestation in covid-19 infection: awareness and treatment in primary care sidhi laksono1,2*, reynaldo halomoan siregar3, and hillary kusharsamita4 review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.166-175 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1038 cite this article as: laksono s, reynaldo halomoan r, kusharsamita k. chronic limb ischemia manifestation in covid19 infection: awareness and treatment in prima ry ca re. un iv m ed 2 021 ; 40 :1 63 -72 . doi: 10.18051/ univmed. 2021 .v40.16 6-1 75 1head of cardiac catheterization laboratory, department of cardiology and vascular medicine, rsud pasar rebo, east jakarta 2faculty of medicine, universitas muhammadiyah prof. dr. hamka, tangerang 3 faculty of medicine of universitas katolik indonesia atma jaya 4 faculty of medicine, universitas diponegoro, semarang *correspondence: sidhi laksono faculty of medicine, universitas muhammadiyah prof. dr. hamka jl. raden patah no.01, rt.002/ rw.006, parung serab, kec. ciledug, kota tangerang, banten 13460 phone number: +622127564161 email: sidhilaksono@uhamka.ac.id orcid id: 0000-0002-2959-8937 date of first submission, october 20, 2020 date of final revised submission, may 4, 2021 date of acceptance, may 24, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license chronic limb ischemia (cli) is a type of peripheral arterial disease (pad) that is still underdiagnosed and undertreated despite the increasing incidence, thus becoming a global health burden. and cli reflects the local manifestations of a lethal systemic disease — atherosclerosis. if left untreated, chronic limb ischemia can result in major limb loss. in this pandemic era, limb ischemia has become one of several clinical manifestations that occur in patients with covid-19 infection. systemic inflammation in covid-19 infection, direct viral infection, hypercoagulable state, and hyperinflammatory response are responsible for damage to the arterial system, causing endothelial dysfunction. diagnosing pad has become a challenge especially in the early stage and in the asymptomatic phase. the untreated condition could lead to the development of cli. the primary physicians in the primary health facilities hold an important role in the early diagnosis and management of patients with cli symptoms or with risk factors of cli, especially in patients who have experienced covid-19 infection. due to the limitation of diagnostic testing modalities at primary health facilities, the physician can assess the ankle-brachial index (abi) to determine the presence of cli. management of the disease is different for every patient and is customized based on the other comorbidities. risk factors should be controlled in order to achieve a better outcome. a good management strategy will improve the quality of life of the patient. this review will discuss the occurrence of cli in covid19 infection. keywords: covid-19, ankle-brachial index, chronic limb ischemia, management 164 laksono, siregar, kusharsamita cli in covid-19 infection introduction peripheral arteria l disease (pad) is becoming a burden for the health system globally. pad is closely related to atherosclerotic disease. the disease has affected more than 200 million people around the world and causes 12-15% mortality in europe.(1,2) in the united states, the disease affects 1.3% of men and 1.7% of women (ages 40-49 years). t he prevalence was significantly increased in the older population with 29.5% of men and 24.7% of women older than 80 years.(3) chronic limb ischemia (cli) is a type of pad that is underdiagnosed and undertreated because about 20-50% of the patients may be asymptomatic at the beginning.(4,5) the burden is even higher due to unawareness of the physicians (70%) that the diagnosis had already been established during pad screening.(6) however, during the progression of the disease, cli would manifest in several symptoms that are related to the impairment of the quality of life. cli is mainly associated with the presence of diabetes mellitus, dyslipidemia, hypertension, smoking, and also older age. these risk factors would damage the arterial system, reducing the blood flow causing poor perfusion to the tissues.(7) although the patient may experience mild symptoms, the prevention of further progression is crucial. the well-known severe form of cli is critical limb ischemia. this manifestation could put someone at a higher risk of limb loss and cardiovascular disease.(8) critical limb ischemia affects 12% of the adult population and is related to a quite high mortality rate, 25% at 1 year, and 60% at 5 years. the prognosis may become poorer for patients with critical limb ischemia, thus there is a need for establishing a rapid diagnosis and early management.(9) critical limb ischemia is also more common in the older population.(10) the ongoing spr ea d of severe ac ute respiratory coronavirus syndrome-2 (sars-cov2) has resulted in a coronavirus disease (covid19) pandemic, raising major challenges in all medical specialties. limb and digit ischemia have recently been linked to covid-19 infection. systemic inflammation in covid-19 infection may play a role in developing limb ischemia due to endothelial dysfunction related to the ace2 receptor.(11) moreover, critical limb ischemia remains a life-thre a tening disease that necessitate s prompt treatment to prevent mortality and limb loss.(12) diagnostic modalities and management strategies in the hospital are able to treat the patient thoroughly.(4) however, patients may come to the primary health facilities at the beginning to treat the symptoms. due to the limited modalities in the primary health facilities, necessarily the physician should be able to perform the simple yet reliable examination that is needed to establish the diagnosis of cli. a literature search was conducted from pubmed on topic-related articles from 2011 to 2020 using the keywords “covid-19”, “sars-cov-2”, “coronavirus”, and “chronic limb ischemia”. all types of article such as observational studies, systematic reviews and meta-analyses, guidelines, and other narrative reviews were included. the present review will highlight the curr ent knowledge on covid-19 pathophysiology, with a focus on cli. def inition of chronic limb ischemia chronic limb ischemia (cli) is often also defined as critical limb ischemia, thus both share a common definition. the american heart association/american college of cardiology (aha/acc) guideline defines this disease as a chronic condition (14 days) with the characteristics of ischemic pain at rest, nonhealing ulcers, and the presence of gangrene. these characteristics may occur in 1 or both legs with the presence of arterial occlusive disease objectively proven.(13) these symptoms are the result of poor peripheral perfusion caused by the chronic pathological process in the arterial system. critical limb ischemia is also defined as a chronic limb-threatening ischemia (clti) by another guideline.(14) it affects 11.08% of the pad population annually. (15) 165 pathophysiology of limb ischemia in covid-19 infection the mechanisms underlying thrombosis in covid-19 infection are not fully understood yet, although var ious me c hanisms have bee n proposed, including direct infection of the virus to the vascular system, hyperinflammatory responses, and coagulation abnormalities.(16) in patients with covid-19, there are higher levels of some hypercoagulability biomarkers such as d-dimer, f ibrinogen , factor v iii, and antiphospolipid antibodies and lower protein c, protein s, and antithrombin levels. these abnormalities are related to peripheral arterial ischemia.(17) along with an increased proinflammatory cytokine production (interleukin, tumor necrosis factor, interferon) , these mechanisms will lead to the formation of microthrombi. covid-19 infection result in higher levels of helper t lymphocytes, triggering interleukin-6 (il-6) production, which is responsible for the production of acute-phase reactants such as c-reactive protein (crp) and fibrinogen. both crp and fibrinogen cause hypercoagulopathy, leading to thrombosis.(18,19) direct infection of sars-cov-2 through the ace2 receptor (which is expressed in endothelial cells) and inflammatory cells induce endothelitis, which is characterized by disruption of the circulation.(20) another well-known endothelial dysfunction-based mechanism is oxidative stressmediated endothelial dysfunction (figure 1), (21) endothelial cells (ecs) are found mostly in the inner layer of blood vessels and are covered by pericytes, which help to maintain the vessel structure.(22) depending on the tissues and muscles, ecs have various functions and structures. controlling vascular permeability and regulating vascular tone are two widely known roles of ecs in body physiology homeostasis.(22) ecs can produce and release endothelial-derived relaxing factors such as nitric oxide (no) and prostaglandin (pg), as well as contractile factors such as endothelin (et), thromboxane a2 (txa2), reactive oxygen species (ros), and angiotensin ii (ang ii), all of which play important roles in the control of vascular tone.(23) when activated, ecs se cre te che moattr acta nts, cytokines, and adhesion molecules, resulting in increased blood vessel permeability.(22) in resting ecs, no can suppress the synthesis of these molecules. no has a direct effect on leukocytes, inhibiting them from activating into motile forms capable of penetrating tissues.(24) a dysfunctional endothelial response to damage or infection, on the other hand, cannot produce sufficient no.(25) covid-19 patients have been shown to have a nitric oxide deficiency.(26) as a result, a decrease in no bioavailability always indicates endothelial dysfunction. reduced endothelial nitric oxide synthase (enos) production, a loss of enos substrates, enos inactivation, and accelerated no degradation are thought to induce a decrease in no bioavailability.(27) as previously mentioned, the serum level of no in covid-19 patients is reduced, suggesting oxidative stress (oxs).(26) oxidative stress plays an important role in the development of a variety of arterial diseases. according to several studies of oxs in pad, there is a series of reac tive oxygen species (ros) formation, mitochondrial injury, endothelial dysfunction, and selective damage to muscle myofibers. thus, oxs functions as a critical mechanism in both the creation and progression of pad.(24) risk factors associated with the develop ment of chronic limb ischemia the presence of cli is highly associated with the atherosclerotic process which is related to several risk factors such as smoking, diabetes mellitus, dyslipidemia, and hypertension. a study by joosten et al. (28) showed that smoking is one of the leading risk factors for cli, affecting 44% of the population. an active smoker has a 4.3 times higher risk for developing symptomatic pad (including cli) while a former smoker has a 2.3 times higher risk.(29) while it is clear that an active smoker has an increased risk of developing may-august 2021 vol.40no.2 166 laksono, siregar, kusharsamita cli in covid-19 infection pad, studies on the passive smoker are lacking. however, two studie s showed a similar association between passive smoking and pad. the first study showed that 2.4% (134 of 5686) of the population who never smokes, had pad.(30) the second study showed that 3.2% of the population had intermittent claudication.(31) diabetes mellitus increases the risk of pad. increased hba1c level in diabetic patients also accounts for a 26% risk for pad. (2) diabetic patients with pad are also at a 5-times higher risk of amputation.(32) infection rates are higher in the diabetic patients and this can increase the possibility of amputation in the patients.(33) hypertension is an important risk factor after smoking and diabetes. itoga et al. (34) found that a systolic blood pressure of 160 mmhg was related to a 21% higher risk of pad. however, this study figure 1. mechanisms of endothelial activation and dysfunction during covid-19. (21) 167 also found a relation between lower systolic blood pressure (< 120 mmhg) and pad. the result of the itoga study is different from other cohort studies that found an association of a higher but not a lower systolic blood pressure with the risk of pad.(35,36) the difference might come from the fact that itoga et al.(34) conducted their study on a population that had hypertension and other cardiovascular risk factors, while the other two studies were conducted in healthy populations. dyslipidemia is a ssoc iated with the progression of pad and its complication. the increased ratio between total cholesterol and highdensity lipoprotein cholesterol (hdl-c), triglyceride-rich lipoprotein, and also a decreased hdl level are associated with the incidence of pad. (37) diagnostic confirmation of chronic lim b ischemia in primary care chronic limb ischemia is diagnosed based on the clinical condition, and supporting investigations. while some cases might need advanced imaging mod alities, the initial examination is important and can be done by the primary physician at the primary health care facility. history taking the primary physician must address the related signs and symptoms and also risk factors. the patient may have symptoms of claudication, pain at rest, walking impairment, and even ulcers. claudication is defined as pain that occurs with activity or exercise and resolves after 10 minutes of rest. it usually includes pain in the hip, buttock, calf, thigh, and foot. (39) the ischemic rest pain is usually felt in the forefoot and metatarsal area.(4) physical examination in the cli suspected patient, assessment of the arterial system of the limb is very important. the physician must palpate and address any abnormal pulses of the arteries (femoral, popliteal, dorsalis pedis, and posterior tibialis).(4) the absence of dorsalis pedis pulsation might happen in 12% of patients, but the absence of a posterior tibial pulse is always abnormal. other physical findings are audible bruits, nonhealing wounds or ulcers, gangrenous tissue, pallor at elevation, delayed capillary refill, and cool limbs. (4,9) besides the examination of the affected limb, we must also examine the blood pressure on both arms to evaluate if there is subclavian artery disease. a 20 mmhg difference between both arms is sugges tive for subclavian disease.(40,41) diagnostic testing suspicion of cli must be supported with the presence of occlusive disease. however, there are limitations in the primary health care facilities to perform a more advanced examination such as treadmill test, duplex ultrasound, computed tomography angiography/magnetic resonance angiography (cta/mra). the resting anklebrachial index (abi) is an initial diagnostic test that can be done to confirm cli in primary health facilities. abi is the highest systolic blood pressure of the foot (dorsalis pedis or posterior tibial) divided by the highest systolic pressure of the arm.(42) the resting abi is defined as abnormal (0.90), borderline (0.91-0.99), normal (1.00-1.40), and noncompressible (>1.40).(43,44) age  65 years old age 50-64 years old along with risk factors of atherosclerosis: diabetes mellitus, hypertension, cigarette smoking, or dyslipidemia. age < 50 years old with diabetes mellitus and an additional risk factor for atherosclerosis atherosclerotic disease in other vascular beds table 1. risk factors of cli(38) may-august 2021 vol.40no.2 168 laksono, siregar, kusharsamita cli in covid-19 infection an abi score of 0.90 shows reduced peripheral blood flow and is suggestive for the diagnosis with 95% sensitivity and 99% specificity. abi <0.4 is indicative of severe ischemia. a lower abi indicates a more severe ischemia.(45) however, an abi of more than 1.40 may be associated with calcified, rigid, and non-compressible arterial walls; a risk of having cardiovascular events, and impairment of quality of life. (4 6,4 7) it is recommended to measure abi in patients with a history and physical examination suggestive of cli and in patients with an increased risk for cli without features in the history and physical examination. management strategy of chronic limb ischemia once the diagnosis of cli is established, the management strategy should be initiated to prevent complications, reduce the risk of cardiovascular events, and improve the functional capacity. the early management strategy in primary health care includes pharmacological therapy and lifestyle modification. pharmacological therapy the treatment using pharmacological agents in patients with cli is customized, based on the comorbidities (hypertension, dyslipidemia, diabetes mellitus). antiplatelet therapy using aspirin (75325 mg/day) or clopidogrel (75 mg/day) can be given in symptomatic patients. (class: i, level of evidence: a). antiplatelet therapy is indicated as secondary prevention in patients at high risk of cardiovascular events.(13) in pad patients who are asymptomatic, the use of aspirin may reduce the risk of cardiovascular events even though a systematic review conducted by schmit et al.(48) showed no benefit of aspirin in asymptomatic pad patients. the use of clopidogrel is highlighted in a study by katsanos et al.(49) where clopidogrel was able to reduce the risk of major adverse cardiovascular events (mace). clopidogrel can be used as a single therapy for pad patients to prevent the risk of bleeding if combined with aspirin. in covid-19 infection, early medical ther apy to revascula rize can be done by administering anticoagulants with therapeutic doses of heparin or enoxaparin. however, patients should be referred to hospitals with availability of tissue plasminogen activator (thrombolytic therapy) and interventional facilities if needed.(11) other comorbidities must be tr eated according to the guidelines. statin therapy is indicated in all patients with pad (asymptomatic and symptomatic) and it is associated with reduced cardiovascular events and mortality. this is supported by the data from the reduction of atherothrombosis fo r continued health (reach) registry which showed a 17% reduction of the adverse cardiovascular events. in cli patients, the low-density lipoprotein cholesterol (ldl-c) should be maintained at <70mg/dl or 50% from the initial ldl-c levels (if baseline: 70-135 mg/dl).(14,50,51) for the hypertensive condition, administration of angiotensin-converting enzyme inhibitor (acei) and angiotensin ii receptor blocker (arb) are also associated with a decreased cardiovascular events with the goal to maintain the blood pressure at <140/90 mmhg.(14) in diabetic patients, the hba1c levels should be maintained at <7% to prevent further complication.(52) symptomatic treatment for pain is also important to improve the quality of life. physician could prescribe paracetamol or non-steroidal antiinflammatory drugs (nsaid) to eliminate the pain, although those medications might not be sufficient.(47,53) however, we have to be aware giving the nsaid because it can disrupt the wound healing process.(54,55) lifestyle modification smoking has been a major risk factor in cli development. smoking cessation must be advised to the patient. smoking cessation is associated with smoking abstinence and therefore decreases the risk of cli.(56) stopping of smoking will lower the mortality of the patient and also will increase amputation-free survival.(57) some additional therapy could be given to help the smoking 169 cessation program, such as varenicline, bupropion, and nicotine replacement therapy.(13) physical activity is important for cli patients because it reduces the role of risk factors in the progression of the disease. it is recommended for patients to do structured exercise therapy, which is also able to reduce the claudication symptoms. several studies were able to show the beneficial effect of exercise on claudication.(58,59) structured exercise therapy (set) can be done in a health facility or at home. the set program at the health facility (class: i, level of evidence: a) includes an intermittent walking exercise which is supervised by the healthcare provider. the exercise is performed with a minimum duration of 30-45 minutes/session, with 3 sessions/ week for a minimum of 12 weeks. the patient can do the self-directed set program at home or the set can be community-based (class: iia, level of evidence: a) with the guidance and exercise regimen prescription from the healthcare provider. (1 3) patien ts who do no t have improvements after therapy and even experience limb-threatening conditions should be referred to the adva nced health facilities to undergo revasc ularization ther apy and wound management by the wound specialist team.(60-62) patients with chronic limb-threatening ischemia (clti) need a more adequate approach with a multi-specialist team. the goals are: to control the symptoms, increase the quality of life, and prevent any complications (medical goals); revasc ularization t o preserve the limb (interventional goal); and proper monitoring after treatment (surveillance goal). primary care physicians have an important role and should be able to give care to achieve the medical goals.(63) preventive strategy of cli reducing the risk of cli progression is the goal especially in the vulnerable population. physical activity can prevent the development of the disease. it is related to its effect on controlling the atherosclerotic factor in the patient. the benefit of physical activity is also related to its function on increasing nitric oxide, thus preventing endothelial dysfunction.(64) other preventive strategies include the maintenance or control of lipid level, blood pressure, and also blood glucose level.(65) conclusion endothelial dysfunction due to covid-19 infection puts patients at higher risk for developing cli. resting abi is a reliable diagnostic test for patients with suspected cli. an abi of 0.90 is suggestive of the presence of ischemia. the management includes pharmacological therapy and lifestyle modification to reduce cardiovascular risks and prevent further complications. conflict of interest there is no potential conflict of interest acknowledgement the authors thank all who supported this manuscript. contributors sb contributed significantly in writing the review. rh and hk all wrote the revision. all authors participated in identifying the relevant studies for inclusion. manuscript. all authors read and approved 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f, et al. physical activity in the prevention of peripheral artery disease in the elderly. front physiol 2014;5:12. doi:10.3389/fphys.2014.00012. 65. aggarwal s, loomba rs, arora r. preventive aspects in peripheral artery disease. ther adv cardiovasc dis 2012;6:53-70. doi: 10.1177/ 1753944712437359. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 resveratrol protects against copper and iron toxicity in drosophila melanogaster osaretin godwin igharo1* , lucky osemu ebaluegbeifoh2 , godwin aigbedo aikpitanyiiduitua3 , henry uzor oshilonyah4 , and idris babatunde momodu5 abstract background copper (cu) and iron (fe) are essential trace elements that when in excess are capable of causing cytotoxic effects leading to lipid peroxidation and promoting oxidative stress. resveratrol (res) is a natural polyphenol with antioxidant and anti-inflammatory properties. this study was carried out to evaluate the protective role of res in fe and cu sulphate-induced oxidative stress in drosophila melanogaster. methods adult wild type flies were fed cu2+ and fe2+ (1 mm each) and/or res (30 and 60 mg/kg diet) for 7 days. survival, negative geotaxis and emergence rate were evaluated by daily recording of fruit fly mortality and final analysis. fruit flies were anaesthetized using co 2 gas, homogenized and centrifuged at 4,000 rpm for 10 minutes at 4°c. aliquots of the supernatants were used for the estimation of biochemical markers using spectrophotometry. results fruit flies co-treated with feso4 + cuso4 (1 mm each) + res (30 and 60 mg/kg) significantly elevated h2o2, no, lipid peroxidation, acetylcholinesterase as well as gsh, gst, catalase and total thiols (p<0.05) compared with the cu2+ + fe2+ (1mm each) treated group. flies co-treated with feso4 + cuso4 (1mm each) + res (30 and 60mg/kg) also had significantly improved (p< 0.05) eclosion and climbing rates compared with the cu2+ + fe2+ (1mm each) treated group. 1biomedical toxicology and chemical safety research group, department of medical laboratory sciences, school of basic medical sciences, college of medical sciences, university of benin, benin city, nigeria 2centre of excellence in reproductive health innovative, university of benin, benin city, nigeria 3education department, medical laboratory science council of nigeria, abuja, nigeria 4department of microbiology, faculty of science, university of delta, agbor, delta state, nigeria 5department of science laboratory technology, federal polytechnic, kaltungo, gombe state *correspondence: dr. osaretin godwin igharo university of benin, benin city, nigeria tel.: +2348038664896 email: osaretin.igharo@uniben.edu orcid id: 0000-0002-7086-534 conclusion this study demonstrated that res reduced cu2+ and fe2+-induced radical generation in d. melanogaster and improved the antioxidant buffering capability of the flies. therefore, res could be used in management of disorders involving oxidative stress. keywords: resveratrol, reactive oxygen species, antioxidant, drosophila melanogaster date of first submission, october 31, 2022 date of final revised submission, march 1, 2023 date of acceptance, march 8, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article cite this article as: igharo og, ebaluegbeifoh lo, aikpitanyi-iduitua ga, oshilonyah hu, momodu ib. resveratrol protects against copper and iron toxicity in drosophila melanogaster. univ med 2023;42:29-40. doi: 10.18051/ univmed.2023.v42:29-40 29 doi: http://dx.doi.org/10.18051/univmed.2023.v42:29-40 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1385 https://orcid.org/0000-0002-7086-5347 https://orcid.org/0000-0001-5382-428x https://orcid.org/0000-0002-8914-1998 https://orcid.org/0000-0003-2202-2713 https://orcid.org/0000-0002-8877-1998 30 igharo, ebaluegbeifoh, aikpitanyi-iduitua. et al drosophila melanogaster introduction iron (fe2+)) and copper (cu2+) are essential trace elements (ete) for biological processes and vital functions such as cell respiration, maturation of erythrocytes, antioxidant defence, and enzyme cofactors.(1) iron and copper are cofactors required by enzymes for structural and catalytic activities in oxidative phosphorylation, protein synthesis, and neurotransmission modulation.(2) the routes for copper and iron administration are through inhalation, consumption of contaminated food and water, and dermal contact with polluted air, water, and soil. once inside the body, copper and iron are first deposited in the liver after which liver detoxification activities occur. these metals are present in trace amounts because a variety of homeostatic mec hanisms in normal circumstances maintains a physiologically essential amount of these metals.(1) however, when in excess, dyshomeostatic mechanisms of iron and copper are capable of causing cytotoxic effects and production of highly damaging free radicals by fenton or haber-weiss reactions, thus causing brain lipid peroxidation and protein oxidation which promotes oxidative stress.(3,4) reactive oxygen species (ros) are formed by the ability of copper to change states, from cupric (cu2+) to cuprous (cu+) by cuproenzymes which are involved in redox reactions. cuprous ions can catalyse hydrogen peroxide decomposition, through the fenton reaction, which forms hydroxyl radicals (oh) capable of reacting with biological molecules such as proteins, lipids and dna, thereby damaging them.(5) the ability of iron to accept and donate electrons can lead to the formation of reactive nitrogen and oxygen species which trigger the oxidative attack of the brain, thereby contributing to brain disease and perhaps aging itself. the buildup of copper or iron in the liver, kidneys, brain, and eyes results in possible cell death, permanent nerve damage, oxidative stress, and reduced cell proliferation.(6,7) re s ve r a tr o l ( re s) i s a po l yp h e no l commonly found in grapes, wine, peanuts, and soy, and is known to possess anti-oxidative, anticarcinogenic, and anti-inflammatory properties.(8, 9) a study showed that res can alleviate liver injury in iron-overloaded mice. the mechanism may be related to improving antioxidant capacity and reducing excess iron in the liver.(10) interestingly, drosophila melanogaster models have been used in vivo to investigate disease mechanisms. (8-10) drosophila has a genetic makeup of about 60% homology to that of humans. also, the fruit fly possesses 75% of the genes responsible for human diseases as homologues, thereby making it a very good model organism.(11) as a result of ros production which links oxidative stress, resveratrol mitigates ros generation through (i) the prevention of molecular oxygen and/or peroxide reactions and the chelation of iron and copper ion; (ii) the chelation of iron and copper to the redox state being kept, making the iron and copper incapable to reduce molecular oxygen; (iii) the trapping of formed radicals.(12) previous studies have shown that res has the potency to increase glutathione peroxidase, superoxide dismutase as well as glutathione levels. futher more, res also dec reases lipi d pero xidati on and prot ein oxidation. thus, a decrease in the amount of lipid peroxides also confirms the decrease in oxidative stress.(8, 9) one study showed that res can alleviate liver injury in iron-overloaded mice. the mechanism may be related to improvement of antioxidant capacity and reduction of excess iron i n t he l ive r. ( 13 ) st u di e s on t h e us e of d. melanogaster in iron and copper-induced oxidative stress and the preventive effects of r e s ve r a t r ol a r e s c a r c e i n t h e l i t e r a t u r e . therefore, as an alternative to conventional rodent models, a study is needed to investigate the cu2+ and fe2+-induced toxicity and the r e l e va n c e o f res p r o t e c t i ve r ol e in d. me la n og as t e r. in t hi s r e s e a r c h , d. melanogaster was employed as a model to examine cu2+ and fe2+-induced toxicity and the ameliorative impact of res. 31 univ med vol. 42 no. 1 methods research design the experimental study was carried out at the drosophila laboratory, department of biochemistry, university of ibadan, nigeria, between january and august, 2021. drosophila melanogaster stock and culture dros o ph i l a me l a no g as t e r ( ha r wi c h strain) of both genders (1-3 days old) were cultured and maintained in the drosophila me la n og as t e r re se a r c h la bo r a t o r y, de pa rtment of bioc he mistry, col le ge of medicine, university of ibadan, oyo state, nigeria. the flies were allowed to mate in vials monitored at regulated temperature and humidity (22–24°c; 60–70% relative humidity) until the eggs hatched into young adult fruit flies under 12 hours’ light and 12 hours’ dark daily cycles for the period of administration of the chemical compound under investigation. chemical compounds re sve ra tr ol wa s p ro cur e d fro m a k scientific, 30023 ahern ave, union city, ca 94587, united states of america at a percentage purity of 95%. copper sulphate and ferrous sulphate were procured from sigma aldrich. all chemicals used were of analytical grade. 1chloro-2,4-d initr obenzene ( cdnb), 5, 5'd it h i ob i s-2-n i t r o -be nzo i c a ci d ( dt n b) , acetylthiocholine iodide, and hydrogen peroxide (30% solution [w/w]) were purchased from sigma usa. other reagents were commercial products of high analytical grade. treatment of d. melanogaster with cuso 4 and feso 4 for oxidative stress inducement the flies were fed on diet mixed with cuso 4 and feso 4 at a final dose of feso 4 0.5 mm, feso 4 1 mm, feso 4 0.5 mm + cuso 4 0.5 mm a n d fe so 4 1 mm + cuso 4 1 mm , respectively. the flies were monitored for 7 days, harvested and homogenized, after which free radical generation was determined. treatment of d. melanogaster with cuso 4 , feso 4 and resveratrol the flies were fed on a diet mixed with cuso 4 , feso 4 , and/or res, while the final group (g5) received edta instead of res, at a dose of 50mg/kg diet. the flies were divided into six groups, each containing five replicates/groups with 40 flies/vial: positive control: 50 mg edta /kg diet, g1: 30 mg res/kg diet), g2: 60 mg res/kg diet), g3: 1mm cuso 4 + 1mm feso 4 + 30 mg res/kg diet), g4: 1mmcuso 4 + 1mm feso 4 + 60 mg res/kg diet and g5: (1mm cuso 4 + 1mm feso 4 + 50mg edta/kg diet). the flies were monitored for 7 days, harvested and homogenized, followed by determination of free radical generation. preparation of samples for biochemical assays for the determination of biochemical assays, 50 flies (of both genders) were exposed to final concentrations of feso 4 0.5 mm, feso4 1 mm, feso 4 0.5 mm + cuso 4 0.5 mm and feso 4 1 mm + cuso 4 1mm and res (30 and 60 mg/kg diet) for 7 days. at the end of the treatment period, flies were anaesthetized using co 2 , weighed, homogenized in 0.1m phosphate buffer, ph 7.0 (ratio of 1 mg:10 ml), and centrifuged at 4000 g for 10 min at 4 æ%c in a t he r mo sc i e n t i f i c so r va l mi c r o 1 7 r refrigerated centrifuge. subsequently, the supernatants were separated from the pellets into labelled eppendorf tubes, stored at -20 o c a n d u s e d f or t he d e t e r min a t io n of acetylcholinesterase (ache), gst and catalase activities as well as cell viability and tsh and h 2 o 2 levels. all the assays were carried out in duplicate for each of the five replicates of feso 4 + cuso 4 and resveratrol concentrations. in vivo assays survival and negative geotaxis (climbing) rate of flies the flies were exposed to a diet mixed with cuso 4 and feso 4 , namely feso 4 0.5 mm, 32 feso 4 1 mm, feso 4 0.5 mm + cuso 4 0.5 mm and feso 4 1 mm + cuso 4 1mm for 21 days. the survival rates were evaluated by daily recording of fly mortality after which the data were analysed.(14) we determined negative ge ot a x i s a n d e me r ge nc e r a t e o f d. melanogaster offspring after being fed for a period of seven days on a diet mixed with cuso 4 , feso 4 , and/or res and edta, respectively, in the positive control group and groups g1–g5, as stated in a previous section. ex vivo assays sample preparation for biochemical assays drosophila melanogaster treated with cuso 4 , feso 4 , and res for 7 days were anaesthetized using co 2 gas. the fruit flies were weighed and homogenized in 0.1 m potassium phosphate buffer (ph 7.4, 1 mg: 10 μl buffer). the homogenates were centrifuged at 4,000g for 10 minutes at 4 °c in a thermo scientific sorval legend micro 7r centrifuge. the aliquots of the supernatants were separated from the pellets into eppendorf tubes, kept at “20°c in a freezer and were used for the estimation of biochemical markers, ie. lipid peroxidation, hydrogen peroxide (h 2 o 2 ), total thiols (tsh), glutathione (gsh), protein, and nitric oxide (no, nitrate and nitrite) levels as well as the activity of enzymes such as acetylcholinesterase, catalase and glutathione-s-transferase (gst). in addition, behavioural parameters such as negative geotaxis were also determined. biochemical assays protein determination the principle of the assay is based on the reaction of cu+, produced by the oxidation of peptide bonds, with folin-ciocalteu reagent (a mi xt u r e of ph o sp hot u ngs ti c a c i d a n d phosphomolybdic acid. the reaction mechanism involves reduction of the folin-ciocalteu reagent and oxidation of aromatic residues (mainly tryptophan, also tyrosine). cysteine residues in p r o te in p ro ba b l y a l s o c o nt r i but e t o t he absorbance seen in the lowry assay. the concentration of the reduced folin reagent was measured by absorbance at 750nm. de t e r m ina t i o n o f c a t al as e an d acetylcholinesterase activity catalase activity was determined by the method descri bed by a ebi .(15) the reaction mi xt u r e co ns i s t e d o f 5 0 mm po t a s si u m phosphate buffer (ph 7.0), 300 mm h 2 o 2 and sample (1:50 dilution). the loss in absorbance of h 2 o 2 was monitored for 2 min at 240 nm and thence used for the calculation of catalase activity expressed as μmol of h 2 o 2 consumed per minutes per milligram of protein. the reaction was carried out in 0.1 m potassium phosphate buffer of ph 7.4, 1 mm dtnb and 0.8 mm acetylthiocholine as the initiator. the reaction was monitored for 2 min (at 30 s intervals) at 412 nm. the enzyme activity was determined as μmol of acetylthiocholine hydrolysed/minute/mg protein. the activity of acetylcholinesterase was determined according to the method described by ellman et al.(16) determination of total thiols, hydrogen peroxide, and nitric oxide (nitrate/nitrite) le ve l the reaction mixture contained 510 μl of 0.1 m phosphate buffer (ph 7.4), 20 μl of sample, 35 μl of 1 mm dtnb and 35 μl of distilled water. then, incubation was carried out at room temperature for 30 min. the absorbance was measured at 412 nm. hydrogen peroxide level was determined using the method of wolff.(17) the reaction mixture consisted of fox 1 (10 ml of 100 mm xylenol orange, 50 ml of 250 mm ammonium ferrous sulphate, 10 ml of 100 mm sorbitol, 5 ml of 25 mm h 2 so 4 and 30 ml of distilled water) and was reacted with the sample. after 30 min incubation at room temperature, the absorbance was measured at 560 nm and the values were extrapolated from the standard curve and expressed in micromole per milligram (μm/mg) protein. igharo, ebaluegbeifoh, aikpitanyi-iduitua. et al drosophila melanogaster 33 univ med vol. 42 no. 1 nitric oxide (nitrate and nitrite) level was estimated according to the method of the griess reaction. 250 μl of sample was incubated with 250 μl of griess reagent [0.1 % n-(1-naphthyl) ethylenediamine di hydrochloride; 1% sulfanilamide in 5% phosphoric acid; 1:1 ratio] at room temperature for 20 min. the absorbance was measured spectrophotometrically at 550 nm (od 550) and nitrite concentration was quantified by comparison with the od 550 of a standard sodium nitrite solution of known concentration. determination of glutathione s-transferase activity the activity of gst was quantified based on the method of habig and jakoby (18) where 1chloro-2, 4-dinitrobenzene (cdnb) was used as substrate. the reaction mixture contained 270 μl of a solution made up of 20 μl of 0.25 m potassium phosphate buffer, ph 7.0, with 2.5 mm edta, 10.5 μl of distilled water and 500 μl of 0.1 m gsh at 25 °c),10 μl of 25 mm cdnb and 20 μl of sample (1:5 dilution). the mixture was monitored for 5 min (at 10 s intervals) and absorbance was read at 340 nm using a spectrophotometer. determination of lipid peroxidation lipid peroxidation was estimated by measuring the formation of thiobarbituric acid reactive substances (tbars) following the method of varshney and kale. (19) under acidic condition, malondialdehyde (mda) produced from peroxidation of membrane fatty acids and food products react with the chromogenic reagent, 2-thiobarbituric acid (tba). a pink coloured complex is generated and absorbance is read at 532 nm. determination of reduced glutathione level the reduced glutathione (gsh) level was measured according to the method of beutler et al. (20) the reduced form of glutathione comprises in most instances the bulk of cellular non-protein sulphhydryl groups. this technique depends on the development of a relatively stable (yellow) colour when 5´, 5´-dithiobis-(2-nitrobenzoic acid) (ellman’s reagent) is added to sulphhydryl compounds. the chromophoric product resulting from the reaction of ellman’s reagent with the reduced glutathione is measured at 412nm. estimation of glutathione (gsh) content glutathione (gsh) content was determined colorimetrically using ellman’s reagent (dtnb) according to the procedure described by jollow et al.(21) the supernatant was precipitated with 4% sulphosalicylic acid (4%) in the ratio of 1:1. the samples were preserved at 4 æ%c for 1 h and then subjected to centrifugation at 5000 rpm for 10 min at 4 æ%c. the assay mixtures consisted of 550 µl of 0.1 m phosphate buffer, 100 µl of supernatant and 100 µl of dtnb. the od was read at 412 nm and the results were expressed as moles of gsh/gram tissue. statistical analysis data were expressed as mean  standard error of mean. treated and control groups were compared using one-way anova followed by tukey’s post hoc test. in all the groups, differences with a p-value < 0.05 were considered statistically significant. results survival rate and selected biochemical markers af ter exposure to fe rrous and copper sulphate induced oxidative stress in drosophila melanogaster figure 1 shows the effects of ferrous and copper sulphate on the survival biochemical markers in of d. melanogaster. all doses of feso 4 and cuso 4 induced a toxic effect thus, reducing the survival of flies (figure 1). at varied concentration, feso 4 and cuso 4 significantly (p<0.05) depleted t-sh, gst, gsh levels and catalase activities except 1mm feso 4 where there was no significant difference for both gst and catalase after 7 days of treatment when compared to the control group (figure. 1b, 1c, 1e and 1g) (p>0.05). furthermore, significant 34 (a) (b) (c) (d) (e) (f) (f) (g) figure.1. effects of feso 4 and cuso 4 on survival rate and biochemical parameters in d. melanogaster. data are presented as mean ± se of 40 flies/ vial with 5 replicates per treatment group. significant differences when compared with the control group are indicated by (p<0.05) igharo, ebaluegbeifoh, aikpitanyi-iduitua. et al drosophila melanogaster 35 univ med vol. 42 no. 1 t ab le 1 . c o m p ar is o n o f am el io ra ti ve i m p ac t o f re sv er at ro l o n f er ro u s an d c o p p er s u lp h at ein d u ce d o x id at iv e st re ss i n d ro so p h il a m el a n o g a st er *s ig n if ic an t d if fe re n ce c o m p ar ed w it h c o n tr o l g ro u p ( p < 0 .0 5 ) t ab le 2 : c o m p ar is o n o f am el io ra ti ve im p ac t o f re sv er at ro l o n c li m b in g ra te , e cl o si o n r at e, a n d s el ec te d b io ch em ic al m ar ke rs a ft er e x p o su re o f d . m el a n o g a st er t o v ar ie d c o n ce n tr at io n s o f fe rr o u s an d c o p p er s u lp h at e k ey : v al u es e xp re ss ed i n m ea n + s ta nd ar d e rr o r o f m ea n ( n = 5 ), p < 0 .0 5 = si gn if ic an t, f es o 4 = f er ro u s su lp h at e, c u s o 4 = co pp er s u lp h at e, r e s = r es ve ra tr o l, e d t a = et h yl en ed ia m in et et ra ac et ic a ci d , a c h e = a ce ty lc h o li n es te ra se 36 increase was observed in no (nitrate and nitrite, figure. 1d) and h 2 o 2 (figure 1f) levels at varied concentration of feso 4 and cuso 4 when compared to the control goup (p<0.05). resveratrol reverses ferrous and copper sulphate induced oxidative stre ss in drosophila melanogaster we assessed hydrogen peroxide and nitric oxide levels in d. melanogaster after 7 days of ferrous and copper sulphate exposure and observed that res restored ferrous and copper sulphate -induced elevations of h 2 o 2 (p < 0.05), and no levels (p<0.05). we also evaluated selected markers of antioxidants such as tbars, tsh, gsh, gst, and catalase (table 1). the levels of total thiols (tsh) in cu + fe and resexposed flies were not significantly different when compared with the controls (p>0.05) as shown in table 1. in addition, res reversed cu + feinduced inhibition of catalase activity and improved gst activity that was inhibited by cu + fe in d. melanogaster (p<0.05). for tbars, a significant increase (p<0.05) was observed in the flies when comparisons between the control group and the various treatment groups were made. however, flies that were treated with 60mg res /kg diet were closer in values to that of the control group. it could be inferred that resveratrol restored ferrous and copper sulphate-induced elevated h 2 o 2 , no and tbars levels in drosophila melanogaster. compar ison of amel ior ative impact of resveratrol on negative geotaxis (climbing rate), eclosion and selected biochemical markers after exposure of d. melanogaster table 2 shows th e c omparison of ameliorative impact of res on climbing rate, eclosion and selected biochemical marker after exposure of d. melanogaster to var ied concentration of ferrous and copper sulphate after seven days of treatment. there was a significant reduction in the climbing rate (p<0.05) in cu + fe challenged flies when compared with other groups; however, resveratrol significantly increased the climbing rate (p<0.05). a significant reduction in the eclosion rate (table 2, p<0.05) in cu + fe challenged flies when compared with the control and other groups was also observed. however, resveratrol significantly increased the eclosion rate of flies as shown in table 2. for acetylcholine sterase enzyme, a significant increase (p<0.05) was observed when comparison between control and cu + fe challenged flies were made. interestingly, a significant decrease (p<0.05) was observed in the acetylcholinesterase activities of flies treated with resveratrol. therefore, resveratrol significantly reduced the activities of acetylcholinesterase after co-treatment with toxicants to a level comparable to the control group as well as improved the climbing rate and the eclosion rate in drosophila melanogaster. effects of ferrous sulphate (feso 4 ) and copper sulphate (cuso 4 ) on survival rate of drosophila melanogaster the effect of ferrous sulphate (feso 4 ) and copper sulphate (cuso 4 ) on sur viva l of drosophila melanogaster is shown in figure 2 below. selected concentrations of feso 4 and combination of feso 4 and cuso 4 doses were used as shown in figure 2., 7 days exposure duration was carried out and daily mortality was recorded in the survival study. it was observed that feso 4 and cuso 4 induced toxic effect at all doses used when compared with the control. hence, feso 4 and cuso 4 reduced the survival rate of the flies. discussion this study showed that ferrous and copper sulphate reduced the sur vival rate of d. melanogaster, suggesting that these metal ions are harmful at 1mm. excessive ros formation, which is an unavoidable by-product of cellular breakdown, leads to oxidative damage to macromolecules, increasing the susceptibility to degenerative disorders.(22) the significant increase in the levels of h 2 o 2 , nitric oxide, lipid peroxidation (tbars) with reduced total thiols igharo, ebaluegbeifoh, aikpitanyi-iduitua. et al drosophila melanogaster 37 univ med vol. 42 no. 1 and glutathione as well as catalase inhibition across flies treated with ferrous and copper sulphates (1mm each) in this study suggests that the formation of oxidants in the metal-treated flies outpaced the antioxidant buffering capability of the flies, resulting in ineffective oxidant detoxification. elevated nitric oxide (no) serves as a pro-inflammatory mediator.(14,23) therefore, both the ineffective oxidant detoxification and inflammation directly reduced the survival rate of the flies in the face of oxidative stress. remarkably, treati ng flie s with j ust resveratrol (30 or 60 mg/kg) increased their antioxidant and anti-inflammatory capacity, as seen by the lowering of hydrogen peroxide, nitric oxide, and lipid peroxidation, while increasing catalase activity and elevating glutathione, glutathione-s-transferase and total thiols. our study agrees with a previous study done by konyalioglu et al.,(24) which suggested that resveratrol partially protected embryonic neural stem cells from hydrogen peroxide-induced toxicity. these findings also agreed with a previous study carried out by rege et al.,(25) which postulated that resveratrol inhibited membrane lipid peroxidation and decreased the toxic effects produced by ros. in living organisms, glutathione-s-transferases (gsts) as detoxifying enzymes catalyse the conjugation of gsh to exogenous and endogenous electrophilic sites.(26) glutathione-s-transferase is a component of the first line of antioxidant defence. it aids in the prevention of free radical chain reactions and the detoxification of harmful ros when used in conjunction with gsh-dependent enzymes.(27 indeed, resveratrol corrected the depletion of gsh and total thiols caused by copper and ferrous sulphate in the flies. total thiols (including nonprotein and protein thiols) protect the body from oxidative stress.(28) in addition, resveratrol shielded gst activity from copper and iron-induced reduction, and the flies’ response to oxidative stress and heavy metal detoxification was activated. this finding led us to believe that resveratrol’s protective mechanism against copper and iron-induced toxicity is improved further by the enhancement of thiol-containing proteins other than the gsh molecule alone. these findings agree with a previous report that res restored cigarette smoke extract (cse)de pleted gsh levels by up regulation of antioxidant genes such as glutamate-cysteine ligase (gcl) through activation of nuclear erythroid-related factor 2 (nrf2) and also quenched cse-induced release of reactive oxygen species.(29) the antioxidative effects of rsv determined in the current study were consistent with the results of a study by li et al.,(30) which indicate the role of rsv in protecting against oxidative stress by decreasing ros levels and increasing the expression of cat, gsh-px, gsh and t-sod in obese-asthmatic rat models. increased catalase by resveratrol catalyses the dismutation of h 2 o 2 to molecular oxygen and water to reduce oxidative stress-induced toxicity.(31) the fact that resveratrol significantly decreases ferrous and copper sulphate-induced nitric oxide increase to levels comparable to the control group, shows that the flies’ basal level of no, which is essential for physiological functions, was restored. this finding is in line with man et al.,(32) who suggested that resveratrol inhibits the acetylation of endogenous enos on lysine residues in vitro and postulated that sirt 1 gene activation may play a fundamental role in regulating endothelial no and endotheliumdependent vascular tone by deacetylating nitric oxide synthase (enos). also, oh and yun (33) state that activation of sirt 1 through resveratrol in rinm5f cells (a pancreatic islet cell line) or isolated rat islets also prevented the proinflammatory stress induced by il-1β and ifn-γ by inhibiting inos and nitric oxide production likely through the inhibition of the nfκb signalling pathway. this observation also agrees with a previous report that resveratrol is effective in reducing the inflammatory status in vitro and in vivo settings of neuroinflammation.(34,35) the levels of tbars, the end result of lipid peroxidation, were also measured to support the idea that ferrous and copper sulphate cause oxidative stress. the copperand ferrous-sulphate 38 treated groups had significantly higher levels of tbars, indicating ox idative stress, but resveratrol treatment was able to ameliorate this impact. this observation is in agreement with a previous study, in that resveratrol prevents irondriven mitochondrial dysfunction by inhibiting glycogen synthase kinase-3 beta activity (a mechanism useful also to prevent tau hyper phosphorylation),(36) and by reducing peroxidation of lipoproteins and lipids through its activity as scavenger. therefore, the protective effects of resveratrol on ferrous and copper sulphateinduced oxidative stress can be related to its ability to scavenge free radicals and restore the cellular redox balance as well as control physiological activities of the flies. due to certain constraints, elucidation of the possible mechanism by which these metals induce their oxidative effects on drosophila melanogaster could not be ascertained. however, the ability of resveratrol in ameliorating these effects may present it as a suitable antioxidant agent in the prevention of heavy metal-associated diseases. conclusion we demonstrated that feso 4 and cuso 4 were able to induce oxidative stress. interestingly, resveratrol was able to ameliorate free radical generation. as a result, resveratrol protects against copper and iron oxidant toxicity in vivo when studied in combination. because of the greatly complex chemical composition and multiple pharmacological effects of res, further research on its protective mechanism is required. conflict of interest the authors declare that there is no conflict of interests. acknowledgement the authors sincerely appreciate all staff members of the drosophila unit, department of biochemistry, university of ibadan. contributors all authors take public responsibility for the contents of the manuscript submitted to universa medicina. the concept of this research was developed by ogi and loe. ogi, loe, and gaaii performed the animal experiments. huo and ibm worked on the concept and draft, and prepared the manuscript. all authors have read and approved the final manuscript. references 1. pavelková m, vysloužil j, kubová k, vetchý d. biologická role mědi jako základního stopového prvku v lidském organismu. 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aikpitanyi-iduitua. et al drosophila melanogaster september-december 2022 vol. 41 no. 2 no.3 universa medicina cite this article as: sulfiana, iswanti fc. chemokines in allergic asthma inflammation. univ med 2022;41: ........doi: 10.18051/univmed.2022. v41..... pissn: 1907-3062 / eissn: 2407-2230 chemokines in allergic asthma inflammation sulfiana1 and febriana catur iswanti2* abstract asthma is the most frequent noncommunicable disease and one of the leading causes of years lived with disability. asthma has a severe impact on a patient's life, being able to disturb the activities of both children and adults. the morbidity and mortality of asthma may depend on the severity and progressiveness of the symptoms experienced by the patient. different and complex pathomechanisms underline the pathology of asthma, in which the regulation of innate and adaptive immune responses plays a role. there is a complex interaction between immune cells including chemokines involved in the pathogenesis of asthma. immune cell trafficking is orchestrated by a family of small proteins called chemokines. leukocytes express cell-surface receptors that bind to chemokines and trigger transendothelial migration. this review article outlines the main role of chemokines in inflammatory reactions that occur in allergic asthma, based on the latest literature studies that have been published previously. the allergic reaction in asthma expresses various chemokines and their receptors. chemokines including eotaxins (ccl11, ccl24, and ccl26), ccl2, ccl5, ccl17, and ccl22 regulate immune cells that under pathological conditions travel to the inflammatory site, mainly in the lung, to protect the body from pathogen invasion. chemokines are released by a number of immune cells such as monocytes, dendritic cells, mast cells, and epithelial cells in the airway. the biological effects of chemokine production are enhanced by secreted cytokines when an allergic reaction occurs in asthma, such as il-4, il-5, and il-13. chemokines cause an accumulation of different inflammatory cells at the site of inflammation, which ultimately results in tissue damage to the airway. the inhibition of the reactions evoked by the interaction between chemokines and their receptors is considered a candidate for the development of potent therapeutic drugs for asthma in the future. keywords: asthma, allergic inflammation, chemokines, immune cells. abbreviations: asm : airway smooth muscle cells; ba: bronchial asthma; bams: bronchoalveolar macrophages; ccl: chemokine (c-c motif) ligand; ccr: cc chemokine receptor; cd: cluster of differentiation 2; cdc42 : cell division cycle 42; crs: chemokine recognition site; crth2: chemoattractant receptor-homologous molecule expressed on th2 cells; cxcl: chemokine (c-x-c motif) ligand; cxcr : cxc chemokine receptor; cys-lts: cysteinyl leukotrienes; dag: 1,2-diacylglycerol; dalys: disability-adjusted life years; dc: dendritic cell; ec: epithelial cell; ecl: extracellular loop; egfr: epidermal 1master's programme in biomedical sciences, faculty of medicine, universitas indonesia, jakarta, indonesia 2department of biochemistry and molecular biology, faculty of medicine, universitas indonesia, jakarta, indonesia *correspondence: dr. dr. febriana catur iswanti, m. biomed department of biochemistry and molecular biology, faculty of medicine, universitas indonesia, jakarta, indonesia phone: +628151665231 email: febriana.iswanti@ui.ac.id orcid id: 0000-0001-7593-2716 date of first submission, april 18, 2022 date of final revised submission, september 6, 2022 date of acceptance, september 19, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2022.v41.................... copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1332 review article mailto:febriana.iswanti@ui.ac.id https://orcid.org/0000-0001-9164-049x https://orcid.org/0000-0001-7593-2716 http://dx.doi.org/10.18051/univmed.2022.v41................. sulfiana, iswanti allergic asthma inflammation introduction allergic disorders are a significant public health concern. ec ological changes, industrialization, and immunologic associations increase the prevalence of allergic disease such as bronchial asthma.(1,2) asthma is a chronic respiratory disease characterized by reversible airway obstruction, increasing mucus production, bronchospasm, and underlying airwa y inflammation.(3) the global initiative for asthma (gina) defined asthma as “a heterogeneous disease, usually characterized by chronic airway inflammation. it is defined by the history of respiratory symptoms such as wheeze, shortness of breath, chest tightness and cough, that vary over time and intensity, together with variable expiratory airflow limitation”.(4) the prevalence of asthma has been increasing consistently for several decades.(5) about 339 million individuals have asthma globally.(6) asthma is positioned 16th among the leading causes of years lived with disability and 28th among the main causes of disease burden, as estimated by disability-adjusted life years (dalys) universally. the percentage of total dalys due to asthma in 0-9-year-olds ranked 19th in 2019.(7) around 418,000 people die every year because of asthma, and dalys attributable to asthma account for 24.8 million.(1) the percentage of asthma in the u.s. population has increased over time. current asthma prevalence increased from 7.3% in 2001 to 7.9% in 2017. in 2019, the total prevalence of asthma in the u.s was about 7.8%, while the percentage of asthma in the child population (<18 years) and in adults (18 years) was 7.0% and 8.0 %, respectively.(6) according to the 2018 indonesian basic health research, the prevalence of asthma at all ages in indonesia is about 2.4%, while the highest percentage of asthma is for yogyakarta (4.5%), followed by east kalimantan (4.0%), bali (3.9%), centra l kalimantan (3.4%), and nor th kalimantan (3.3%).(8) based on research utilizing the international study of asthma and allergies in childhood (isaac) questionnaire, the asthma prevalence in indonesia varies by region, ranging from 4-11% in 6-7-year-olds and 6-13% in 1314-year-olds.(9) under pathologic conditions, the immune responses of the ind ividual r equire the coordination of various cells and secreted factors to defend the body against invasion by pathogens. complex interactions between cells, cytokines, and chemokines are involved in asthma pathogenesis. leukocytes express cell surface receptors (chemokine ligands) capable of binding to chemokines on endothelial cells, resulting in growth factor receptor; er: endoplasmic reticulum; fcεri: high-affinity ige receptor; fcεrii: low-affinity ige receptor; feno : fraction of exhaled nitric oxide; gag: glycosaminoglycan; gata3: gata binding protein 3; gdp: guanosine diphosphate; gefs: guanine nucleotide exchange factors; gina: global initiative for asthma; gm-csf: granulocyte-macrophage colony-stimulating factor; gpcrs: g protein-coupled receptors; gtp: guanosine triphosphate; gtpases: guanosine triphosphatases; icl: intracellular loop; icos: inducible co-stimulator; ifnγ: interferon gamma; ige: immunoglobulin e; il: interleukin; ilc2: innate lymphoid cells 2; ip-10: interferon gammainducible protein 10; ip3: inositol 1,4,5-trisphosphate; isaac: international study of asthma and allergies in childhood; jak: janus kinase; mapk: mitogen-activated protein kinase; mbp: major basic protein; mcp-1: monocyte chemoattractant protein-1; mdc: macrophage-derived chemokine; mhc: major histocompatibility complex; nap-1: neutrophil activating protein-1; nf-κb : nuclear factor κb; nk: natural killer; pak1: p21-activated kinase 1; pbmcs: peripheral blood mononuclear cells; pga: paucigranulocytic asthma; pgd2: prostaglandin d2; ph: pleckstrin homology; pi3kγ: phosphatidylinositol-3-kinase γ; pip2: phosphatidylinositol (4,5)-bisphosphate; plc-: phospholipase c-; ptks: protein tyrosine kinases; px : phox homology; rantes: regulated upon activation normal t-cell expressed and presumably secreted; ros: reactive oxygen species; stat6: signal transducer and activator of transcription 6; tarc: thymus and activation-regulated chemokine; tgf-β1: transforming growth factor β1; th: t-helper; tlrs: toll-like receptors; tnfα: tumor necrosis factor-α; tslp: thymic stromal lymphopoietin; yld: years lived with disability; 7tm: 7-transmembrane. transendothelial migration of the leukocytes.(10– 12) tissue-resident cells release inflammatory chemokines during an inflammatory response. interaction between chemokines and types of lymphocytes in some allergic diseases has been presented in a previous literature study.(13) here, this r eview aims to descri be the role of chemokines especially in the allergic inflammation of asthma. an understanding of the cellular process of chemokines in asthma is essential for developing advanced asthma therapy. we used search engines including pubmed and google scholar to explore research articles, reviews, reports, e-books, and other data sources, published in 2013-2022. the search terms used include allergic inflammation, chemokine-receptor interactions, asthma endotypes, eosinophilic and non-eosinophilic asthma, and therapeutic strategies. classif icat ion of asthm a and clinical manifestation asthma is a common heterogeneous chronic respiratory disorder and has a variety of phenotypes. classically, asthma has been divided into extrinsic and intrinsic asthma. extrinsic asthma or atopic asthma is commonly associated with allergy, begins in childhood, the patient has relatives with allergy, and starts after an individual has been exposed to the allergen. in intrinsic asthma, there is no allergy or family history of asthma and the disorder begins in adulthood. the global initiative for asthma has classified asthma according to the frequency and severity of symptoms into intermittent, mild persistent, moderate persistent, and severe persistent asthma.(14,15) however, based on the underlying pathological mechanism, asthma is classified as type 2 and non-type 2 asthma. this classification is widely accepted because it is considered to reflect better the endotypes.(16) type 2 is the most common type of asthma, in which t helper 2 (th2) lymphocytes are related to airway inflammation. the involvement of th2 lymphocytes causes eosinophilic inflammation of the airway by producing interleukin (il)-4, il-5, il-13, and immunoglobulin e (ige). innate lymphoid cells 2 (ilc2) also add to the airway inflammatory responses in type 2 asthma.(17) frequently, patients with this type have a level of blood eosinophilia of 150/µl and fraction of exhaled nitric oxide (feno) of 20 ppb. type 2 asthma has been classified into early-onset allergic eosinophilic airway inflammation and late-onset nonallergic eosinophilic airway inflammation. the allergic form of type 2 asthma can be triggered by exposure to an allergen, but in late-onset nonallergic eosinophilic airway inflammation, there is no allergy involved. microbes, viruses, air pollutants, glycolipids, and irritants can trigger this airway inflammation.(18,19) non-type 2 asthma is characterized as a non-eosinophilic asthma without the presence of type 2 inflammatory markers and consists of neutrophilic and paucigranulocytic inflammation, depending on the cellular findings in sputum specimens. th1 and th17 cells are involved in its pathobiology. other cytokines implicated in this non-type 2 asthma include il 1ß, il 6, il 8, il 17a/f, tumor necrosis factor-α (tnf α), and interferon-gamma (ifn γ).(20) neutrophilic inflammation is characterized by the proportion of neutrophils of 40%–60% i n sputum specimens. infection, tobacco smoke, and irritants can trigger this type of inflammation. neutrophilic inflammation is often associated with th1 and th17-related cytokines, il-8, and granulocytemacrophage colony-stimulating factor (gm-csf) that induce neutrophils to migrate to the airways. paucigranulocytic asthma (pga) is the least common and milder disorder, in which the patients have normal eosinophils and neutrophils in the sputum.(18–20) the frequency of asthma symptoms varies greatly, as various triggers can exacerbate the symptoms. some patients have infrequent, brief attacks of asthma a nd some can suffer continuous symptoms. asthma is characterized by excessive sputum production, shortness of breath, cough, and wheezing, sometimes accompanied by the inability to lie flat, insomnia, and fatigue. symptoms often deteriorate at night. univ med vol. 41 no 3 sulfiana, iswanti allergic asthma inflammation a b circadian rhythms of bronchomotor tone and bronchial reactivity reach the lowest point between 3-4 in the morning, increasing bronchoconstriction symptoms. the presence of tachypnea, wheezing, chest hyperinflation, tachycardia, diaphoresis, inability to speak, and difficulty lying are the signs that arise in severe asthma.(21,22) pathomechanism of asthma when the body is exposed to allergens, generally aeroallergens such as pollen and house dust mites, these attach to the toll-like receptors (tlrs) and promote their activation. activated tlrs induce epithelial cells to produce the cytokines thymic stromal lymphopoietin (tslp), il-25, and il-33, which are able to promote type2 asthma adaptive immune responses. tlr activation also triggers the secretion of chemokines such as ccl2 and ccl20, that aim to promote the maturation of dendritic cells (dc). the dendritic cells then head to the lumen of the airway to take up aeroallergens and produce allergen peptide fragments to be served to type ii major histocompatibility complex (mhc) proteins. activation of th2-mediated immune responses and inflammatory cytokine generation are induced by il-33.(14,23,24) naive t cell stimulation requir es costimulatory molecules such as cd28, inducible co-stimulator (icos), and ox40 with ligands that exist in dc (cd80/b7.1, cd86/b7.2, ox40 ligands, and icos ligands). differentiation of t lymphocytes is also heavily influenced by the cytokine environment. th2 polarization implies high amounts of il-4 and low levels of il-12.(14) activation of th2 cells through the main transcription factor, namely gata binding protein 3 (gata3), induces the secretion of il-5, il-4, and il-13 by these cells. il-5 plays a role in the maturation and survi val of eosinophils. furthermore, these cells will migrate to the epithelium of the bronchus and induce chemokines such as eotaxins (ccl11, ccl24, ccl26) and ccl5 which are paired with ccr3 receptors. immunoglobulin isotypes changes in b cells are mediated by il-5, il-4, and il-13, the latter two promoting ige synthesis through il-4rα.(12,19) ige recognizes two types of receptors, namely highaffinity receptors (fcεri) and low-affinity receptors (fcεrii/cd23). fcεri receptors are expressed by mast cells, basophils, dendritic cells, and eosinophils. in addition, fcεri is found in other cells such as airway smooth muscle cells (asm), and epithelial and endothelial cells. in antigen presentation, dendritic cells are induced by bonds between ige and fcεri receptors to activate th2 cells. through cd23, ige receptors are activated on epithelial cells of the airway and are involved in the transportation of the igeallergen complex across the airway mucosal barrier. eosinophils actively release mediators, such as histamine, lipid mediators, cysteinyl leukotrienes (cys-lts), il-8, major basic protein (mbp), gm-csf, and reactive oxygen species (ros). besides eosinophils, histamine is also released by basophils and mast cells. the role of histamine in asthma is inducing bronchial smooth muscle contractions, increasing capillary permeability, disruption of the epithelial barrier, and hypersecretion of mucus. cys-lts and prostaglandin d2 (pgd2) are also produced by mast and eosinophil cells that can trigger eosinophil chemotaxis via the chemoattractant receptor-homologous molecule expressed on th2 cells (crth2), which are expressed in ilc2, th2, eosinophils, and basophils. crth2 activation escalates airway inflammation. epithelial damage in asthma is caused by mbp mediators. as for remodeling of the airway, this is mediated by leukotrienes. il-8 plays a role in neutrophil recruitment.(12,24) classification of chemokines and chemokine receptors the purpose of the immune system is to protect the body against pathogens. chemotactic trafficking of the immune response is governed by 20 g protein-coupled receptors (gpcrs) and more than 40 chemokines that escort the immune cells to the right site at the right time.(25) chemokines are small soluble proteins (<10 kda), consisting of 70–80 amino acid residues with conserved sequence, are structurally related to cytokines, and play the main role in immunity and inf lammation. chemo kines contain four conserved cysteine residues forming two disulfide bonds.(26,27) the term chemokine is derived from the wor d “chemotaxis”, meaning the cell movement triggered by a chemical stimulus. “taxis” in classical greek means “arrangement”. the stimulus will attract the cells towards chemoattractants including chemokines, which are arranged in concentration gradients in the microenvironment. cells migrate from one location in the body to another, where they may invade tissues or recirculate through the blood or lymph. chemokines are a broad category of molecules with similar fundamental structures and activities. chemokines comprise almost 50 similar proteins with a molecular weight of 8 to 10 kda.(28) chemokines contain a three-stranded β-sheet and a c-terminal α-helix domain lying across one face of the β-sheet, and flanked by an n-terminal domain (usually ~10 residues). chemokines are classified into four subgroups based on the position in the molecule of the first two cys residues, which may be adjacent (cc, n=28), separated by one amino acid (cxc, n=17), separated by three amino acids (cx3c, n=1), or only the first cysteine group is present (c, n=2). most chemokines are chemotactic agonists.(28,29) chemokines are cytokines that stimulate cell migration toward sites with higher ligand concentrations. the ligands adhere to the extracellular matrix and generate a gradient of different expansion in tissues. leukocytes that possess chemokine receptors, a class of g protein-coupled receptors expressed on the cell surf ace, can detect this concentration gradient.(28,30) the chemokine receptor consists of seven transmemb rane helices ( 7t m) connected by 3 intracellular loops (icl1-3) and 3 extracellular loops (ecl1-3), an extracellular n-terminal domain, and an intracellular c-terminal domain, which includes an α-helix (helix 8). a disulfide bond connects the n-terminus to ecl1 and ecl3 to ecl2. chemokine receptors are classified into 2 groups, namely the g proteincoupled chemotactic chemokine receptors (typical receptors) and the atypical chemokine receptors. chemokine receptors are involved in biological processes, including cell adhesion and migration to inflammatory sites by binding to their ligands.(29) there are 19 chemokine receptors in humans, namely ccr1 – ccr10, cxcr1 – cxcr6, cxcr8, xcr1, and cx3cr1, that are activated by different chemokines.(31) chemokine signaling pathway all members of the chemokine family have the same tertiary structure, which consists of a flexible n-terminal and an irregular n-loop, followed by a three-stranded antiparallel β-sheet onto which a folded c-terminal α-helix is attached. the n-terminal is widely recognized as being essential for receptor activation.(27,32) chemokine receptors and their chemokine ligands interact via a two-step binding process. first, the chemokine’s c-terminal domain binds to the receptor’s nterminal domain and extracellular loops (ecl)/ crs [chemokine recognition site 1 (crs1)]. the unstructured n-terminus of the chemokine can then target the 7tm helical bundle (crs2) and fix the receptor in an active conformation, thereby inducing intracellular signal transmission (figure 1).(31) the chemokine signaling pathway is transduced by g-protein coupled receptors expressed on the surface of immune cells. interaction of the chemokine with the chemokine receptors which are expressed on the cell surface as 7-transmembrane proteins coupled with gprotein will promote cell signal transmission following ligand binding. after activation, gpcrs as guanine nucleotide exchange factors (gefs) for the gα subunit produce the exchange of guanosine diphosphate (gdp) to guanosine triphosphate (gtp), leading to dissociation of the gt p-bound gα subunit from the gβγ heterodimers.(33) protein dissociation into subunits α and βγ will initiate diverse downstream g proteindependent effectors including phospholipases a2, univ med vol. 41 no 3 sulfiana, iswanti allergic asthma inflammation cell adhesion, chemotaxis, and myosin contraction, rac controls the formation of lamellipodia, while cdc42 controls the formation of filopodia. p21activated kinase 1 (pak1) as downstream targets of a small guanosine triphosphatase also has a role in myosin contraction. cellular regulatory mechanisms control the expression, activation, and signaling of gpcrs.(29,33) role of c he mokines in aller gic asthma inflammation the role of chemokines is critical in the immune system. the ability of dendritic cells to migrate to the lymph nodes is mediated by chemokines at the beginning of an adaptive immune response.(28) chemokine receptors are activated when chemokines are secreted into blood vessels, where they promote leukocyte adhesion to vascular endothelium, reorganization of the ac tin cytoske leton, and leukocyte extravasation or migration into the tissues. in the tissue extracellular matrix, chemokines form defined concentration gradients by binding glycosaminoglycans (gag), which will eventually c (subtypes β2 and β3) and d, protein tyrosine kinase s (pt ks) a nd phosphata ses, phosphatidylinositol-3-kinase γ (pi3kγ), low molecular weight guanosine triphosphatases (gtpases), and mitogen-activated protein kinases (mapks). phospholipase c-β (plc-β) hydrolyzes phosphatidylinositol (4,5)-bisphosphate (pip2) to form inositol 1,4,5-trisphosphate (ip3) and 1,2-diacylglycerol (dag). ip3 releases ca2+ from intracellular stores in the endoplasmic reticulum (er), which acts with dag to activate protein kinase c (pkc), which involves regulating receptors via phosphorylation and desensitization. pi3kγ phosphorylates pip2 to form pip3 at the cell membr ane, which causes loca lized recruitment of proteins containing pleckstrin homology (ph) domains or phox (px) domains, leading to actin polymerization and shape changes at the leading edge of the cell. these processes result in the movement toward the site of highest concentration of the chemokine. ph domaincontaining targets (protein kinase b (akt), rhogef, racgef, and cdc42gef) modulate cell movement. rho is involved in the regulation of figure 1. chemokine–receptor interactions. the chemokine c-terminal domain (-helix) interacts with the nh 2 terminal domain and extracellular loops of the chemokine receptor (light blue). following the targeting of the 7tm helical bundle by the nh 2 -terminus of the chemokine, the receptor is fixed in an active conformation, resulting in the induction of intracellular signal transmission. 7-tm (7-transmembrane) direct leukocyte migration to the location of tissue damage.(27) resident cells in the airway include epithelial cells and alveolar macrophages, and are cellular sources of chemokines.(34,35) the presence of a leaky epithelium due to damage to barrier integrity has been shown in asthma. damage to the epithelial cells causes secretion of alarmins, chemokines, and other cytokines. the epithelial cell (ec)-derived cytokines such as tslp, il-5, il-33, and gm-csf can induce the differentiation and activation of th2 cells, ilc2s, basophils, eosinophils, and alt ernatively activated macrophages.(35) some chemokines have a crucial role in the pathophysiology of asthma. the chemokines and their receptors involved in asthma are shown in figure 2. eotaxin eotaxins are proteins that belong to the chemokine family, consisting of eotaxin-1 (ccl11), eotaxin-2 (ccl24), and eotaxin-3 (ccl26), each of which attracts and activates ccr3-bearing cells. eotaxin-1 was the first eosinophil-specific chemoattractant to be discovered, followed by eotaxin-2 and eotaxin-3. according to a study, eotaxin-1 levels are correlated with the number of eosinophils found in samples of pig blood and lung, being crucial for eosinophil mobilization from the bone marrow. children with stable asthma reported greater amounts of eotaxin-1 compared to controls, and they also had sputum eosinophilia. to respond to inflammation in the early stages, eotaxin-1 is required, while eotaxin-2 and eotaxin-3 are required later to keep eosinophils alive. eotaxin1 has also been found as a chemokine that has a centr al r ole in producing airway hyperreactivity.(36,37) a recent study also showed that serum levels of eotaxin-2 and transforming growth factor β1 (tgf-β1) were substantially greater in patients with severe eosinophilic univ med vol. 41 no 3 figure 2. human chemokine and chemokine receptors are involved in the pathophysiology of asthma. ccl2 causes intracellular signal transduction by interacting with the ccr2 receptor. ccl5 interacts with ccr1, ccr3, and ccr5. ccl5 is a chemoattractant for a wide spectrum of immune cells (dendritic cells, t-cells, eosinophils, monocytes, basophils, nk cells), guiding them to the site of inflammation in the airway. some chemokines have the same chemokine receptor, including eotaxin 1,2, and 3 (bind ccr3); ccl17 and ccl22 (bind ccr4). cxcl8 and cxcl10 bind cxcr2 and cxcr3, respectively sulfiana, iswanti allergic asthma inflammation asthma, there being a significant association between these two cytokines.(35) after stimulation with il-4 and il-13, eotaxins are produced by lung epithelial cells, eosinophils, lymphocytes, mast cells, vascular endothelial cells, dermal fibroblasts, alveolar macrophages, and in smaller amounts by smooth muscle cells of the airways. cutaneous and nasal epithelial cells, fibroblasts, and macrophages are the principal sources of eotaxin2 (ccl24) in the human body, while eotaxin-3 is produced primarily by endothelial cells and dermal fibroblasts. when eotaxin activates the ccr3 receptor, the ligand is internalized, and chemotaxis is induced via calcium mobilization and actin polymerization. with il-5, eotaxin primarily attracts eosinophils to the lungs.(36–38) ccl17 and ccl22 epithelial cell -derived chemokines bind their receptors ccr3 and ccr4 in th2 cells. the chemokine receptor ccl13 interacts with ccr3, while ligands for ccr4 (that is highly expressed by th2 cells) are ccl17, also referred to as tarc (thymus and ac tivation-regulated chemokine) and ccl22, a macrophage-derived chemokine. both ccl17 and ccl22 are chemoattractants for th2 cells, induce the differentiation of naive t cells into th2 cells, and are considered a marker of human and murine m2a macrophages.(37,39) ccl17 is one of the chemokines that has been linked to type 2 immunological responses. human ccl17/tarc is an 8-kda, 71-aminoacid protein that is encoded on chromosome 16q13. mature myeloid dendritic cells and langerhans cells are the main sources of this chemokine. ccl17 has a biological effect in the trafficking of th2 cells in eosinophil-associated disorders, such as allergic asthma, by binding to ccr4. as a result, increased levels of ccl17 in serum and/or tissue, as well as cellular ccr4 expression, may serve as biomarkers for disease severity. ccl17 production is stimulated by il-4 in immune cells, which synergizes with various cytokines. ccl17 production is initiated also by il-3, tnf-α, and ifn-γ, which o per ate synergistically in an nfκb-dependent manner in bronchial and alveolar epithelial cells.(13,40) by connecting to the ccl17 gene promoter directly via two binding sites, activation of signal transducer and activator of transcription 6 (stat6) is a crucial step in il-4-induced ccl17 production. in research on asthma, the ccl17ccr4 axis plays a role in th2 cell migration to the lungs. in individuals with asthma, ex vivo allergen exposure of human bronchial explants has been found to stimulate the activation of ccl17.(40) a clinical study showed a significant association between sputum eosinophilia and overexpr ession of ccl17 mrna in the epithelium and submucosa of bronchial biopsies of patients with asthma compared to controls.(13) ccl22, also known as macrophage-derived chemokine (mdc), has a 37% amino acid sequence homology with ccl17/tarc, but has a greater affinity (2 to 3-fold) for its receptor (ccr4) than ccl17. in alle rgic a sthma, pulmonary ccl22 level is elevated. ccl22 is produced by immune cells such as dendritic cells, monocytes, natural killer (nk) cells, and macrophages. it is more effective in inducing lymphocyte vcam-1 integrin-dependent arrest. ccl22 stimulates activated ccr4-positive th2 cells, which keep the allergic process going.(40,41) the interaction of dendritic cells with naive t cells involves a binding between ox40l on dendritic cells with ox40 on naive t cells. after activation and differentiation of t cells, th2 releases cytokines tnf-α, il 4, il-5, and il-13 which cause excessive mucus secretion, disruption of the epithelial barrier, inflammation, and airway hyperresponsiveness. secretion of ccl17 by ecs is stimulated by il-4 and il-13. expression of ccl17 in bronchial epithelial cells is mediated by metalloproteinase-dependent phosphorylation of epidermal growth factor receptor (egfr), mapk, and nuclear factor κb (nf-κb). il-13 also induces ccl22 secretion. expression of ccl17 and ccl22 is upregulated together with ccr4 to recruit th2 cells.(37,39) ccl2 ccl2, also called mcp-1 (monocyte chemoattractant protein-1), is an important 13 kda protein with 76 amino acids that is encoded on chromosome 17q11.2 and is involved in monocyte and macrophage migration, particularly in the lungs, where these cells turn into bronchoalveolar macrophages (bams).(42,43) monocytes and macrophages are the most common sources of ccl2, but it is also produced by endothelial cells, mast cells, fibroblasts, epithelial cells, and smooth muscle cells. ccl2 causes intracellular signal transduction by interacting with the ccr2 receptor (a g-protein-coupled receptor), which is expressed by immune cells such as t cells, b cells, monocytes, and nk cells.(42–44) ccl2 may play a role in allergic airway responses, resulting in airway hyper-responsiveness by promoting mast cell activation and the production of inflammatory mediators such as leukotriene c4. ccl2 that is released from bronchial epithelial cells via upregulated gene expression is enhanced by cytokines il-4 and il-13.(43,44) in the study by velikova et al., mcp-1/ccl2 levels were shown to be considerably greater in children with bronchial asthma (ba) and cystic fibrosis than in controls.(42) ccl5 ccl5 from the cc chemokine family, with a molecular weight of 7.5 kda, is a powerful leukocyte chemoattractant that plays a key function in inflammation. it is also known as regulated upon activation, normal t-cell expressed and presumably secreted (rantes), that activates and trafficks a wide spectrum of immune cells, including t-cells, eosinophils, dendritic cells monocytes, basophils, nk cells, to the site of inflammation when it interacts with its receptors, ccr1, ccr3, and ccr5. ccl5 levels have been found to be higher in asthma patients. furthermore, targeting ccl5 with antibodies in the allergic mouse model inhibited inflammation of the airway.(45) a study suggested that ccl5 is linked to allergic inflammation. ccl5 was significantly higher in patients with atopic asthma than in controls, and it was positively correlated with absolute eosinophil counts and total serum ige in juvenile asthma patients. in asian and caucasian populations, two ccl5 snps (located at -403g/ a and -28c/g, respectively) were linked to the risk of asthma.(13) eosinophils are key effector cells in the airway inflammation of type 2 asthma, (37) and also has an important effect in airway remodeling. interaction of eosinophils with mast cells in an in-vitro study showed that secretion of fibrogenic factors was followed by the release of tgf-β1 from eosinophils, while interaction of eosinophils with epithelial cells promoted the release of epithelial-derived cytokines such as ccl5, cxcl8, and ccl11. these chemokines will induce eosinophil infiltration into the airway tissues. eosinophil granules contain a variety of cytokines, enzymes, extracellular matrix, growth factors, and chemokines, including ccl3, ccl5, ccl7, ccl8, ccl1, ccl13, ccl17, ccl22 and cx cl1, cx cl8 , cx cl9, cx cl10, cxcl12,(46) among which ccl5 and ccl11 are potent eosinophil chemoattractants. ccl11 induces eosinophil chemotaxis through the mapk and extracellular regulated protein kinase (erk) pathways, while cxcl8 and cxcl10 induces eosinophil chemotaxis by binding to cxcr2 and cxcr3, respectively. the eosinophil invasion is associated with asthma severity.(37,47) cxcl8 and cxcl10 neutrophils are involved in non-type 2 asthma, in which the patients show a neutrophilpredominant phenotype without evident th2 cytokines. potent c hemoattra cta nts for neutrophils are cxcl8 and cxcl10. a study by takaku et al. identified that both cxcl8 and cxcl10 are increased in asthma phenotypes with increased neutrophils and eosinophils. cxcl8 binds to cxcr2, a specific surface receptor on neutrophils.(11,37) in addition, cxcl1 and cxcl5 also bind to cxcr2. cxcl8/interleukin-8/neutrophil activating protein-1 (nap-1), is a potent neutrophil chemoattractant and activator that is released by univ med vol. 41 no 3 sulfiana, iswanti allergic asthma inflammation neutrophils, macrophages, epithelial cells, and bronchial smooth muscle cells. neutrophils can force their own recruitment by producing il-8 when an inflammatory response occurs.(48,49) like many other chemoattractants, cxcl8 causes cytoskeleton reorganization, intracellular ca2+ alterations, integrin activation, granule protein exocytosis, and respiratory burst.(48) cxcl8 also attracts circulating monocytes, which develop into macrophages in the lungs and are assumed to be responsible for neutrophilic inflammation.(50) the binding of cxcl1 and cxcl5 to cxcr2 activates ne utrophils, stimulates adhesion molecule expression, and cell homing. the cytokine il-17 induces cxcl1 in bronchial ec mainly via mpk and erk pathways. il-17 also promotes cxcl5 expression in ec. while cxcl10 secretion in ec cells is stimulated via the janus kinase (jak) pathway in synergy with tnf-α and interferon-γ, ccr6 is expressed by various cell subsets, including dendritic cells, t cells, and b cells. in the t-cell subset, the th17 cell has the highest ccr6 expression. ccr6 binds to its receptor, ccl20, which results in th17 migration to the lungs. a study in patients wi t h a s thma s h ow e d e n ha nc e d ccr6 expression on th cells in peripheral blood mononuclear cells ( pbmcs) compared to control subjects.(11,37) eosinophils are thought to have a role in asthma exacerbation through a variety of processes, including activation of cxcl10 and c o nt a c t wi t h n e ut r op hi ls . ( 5 1 ) cx cl1 0 o r interferon gamma-inducible protein (ip)-10 is produced by activated t cells, while its ligand (cxcr3) is highly expressed by th1 cells. a study on virus-induced pediatric asthma showed elevated serum cxcl10 levels, implying that viral infections can trigger th1-chemokine responses in asthmatic patients.(52) ip levels in pe-diatric asthma are positively correlated with the severity of airway obstruction. thus, cxcl10 (ip-10) may be of benefit as a marker of inflammatory asthma severity.(53) cxcl10 with proinflammatory cytokines/chemokines such as tnf-α, il-6, cxcl8, act together in the development and worsening of allergic asthma.(52) through cxcr3, which is expressed on eosinophils, cxcl10 causes numerous effects including eosinophil adhesion, o 2 generation, and in vitro cytokine production.(51) a summary of the role of chemokines in allergic inflammation of asthma is listed in table 1. conclusion as thma is a co mmon he ter oge neo us chronic respiratory disorder with a variety of phenotypes and endotypes. chemokines have a prominent contribution to the process of allergic inflammation in asthma and their trafficking is driven by g protein-coupled receptors (gpcrs). the main sources of chemokines that are associated with allergic inflammation in the pathogenesis of asthma are epithelial cells, dendritic cells, eosinophils, and macrophages. m a n y c h e moki ne s ar e i nvol ve d in t he recruitment of inflammatory cells in the allergic reactions of asthma, particularly eotaxin, ccl17 (tarc), ccl22 (mdc), ccl2, and ccl5 (rantes). interaction of chemokines with chemokine receptors and their activation eventually direct leukocyte migration to the site of tissue inflammation. the inhibition of the interaction between chemokines and their receptors could be useful in the development of potent therapeutic drugs for asthma. conflict of interest all authors declare no conflict of interest. acknowledgments we would like to thank the master ’s programme in biomedical sciences, faculty of medicine, universitas indonesia, for the similarity test (turnitin) checker. contributors fc and sa contributed to conceptualization. sa contributed to drafting the article and the manuscr ipt’s r evision. fc contr ibuted to supervision and review. all authors have read and approved the final manuscript. references 1. almatroudi a, mousa am, vinnakota d, et al. prevalence and associated factors of respiratory allergies in the kingdom of saudi arabia: a crossuniv med vol. 41 no 3 references type of article chemokines mechanism of action zajkowska, et al.(36) literature review eotaxin 1, eotaxin 2, eotaxin 3 mobilization of eosinophils, mast cells, and th2 lymphocytes to the inflammation site. liu, et al.(37) literature review eotaxin 1 crucial chemoattractant for eosinophils. bakakos, et al.(38) literature review eotaxin 1 eotaxin 2, eotaxin 3 mobilization of eosinophils from the bone marrow. keeps eosinophils alive. abdelaziz, et al.(39) literature review ccl17, ccl22 induce the differentiation of naive t cells into th2 cells and chemotaxis for th2 cells to the lungs. catherine, et al.(40) literature review ccl17 chemotaxis for th2 cells to the lungs. rapp, et al.(41) original article ccl22 maintains the allergic reaction by activating ccr4-positive th2 cells. velikova , et al.(42) original article; a cross-sectional study ccl2 attracts monocytes and macrophages to the lungs. wang, et al.(43) literature review ccl2 attracts monocytes and eosinophils, and induces mast cell activation and leukotriene c4 secretion. bawazeer, et al,(44) original article ccl2 promotes mast cell migration to the inflammation site. alturaiki, et al. 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7:17–28. doi: 10.32598/jpr.7.1.17. c:\users\universa medicina\docu 29 abstract universa medicina suppression of transforming growth factor- by mesenchymal stem-cells accelerates liver regeneration in liver fibrosis animal model nur anna c sa'dyah1,4, agung putra2,4,5*, bayu tirta dirja3, nurul hidayah2, salma yasmine azzahara6, and risky chandra satria irawan2 introduction liver fibrosis (lf) results from the unregulated chronic wound healing process in liver tissue. transforming growth factor-beta (tgf-β) is the major contributing cytokine of lf promotion through activation of quiescent hepatic stellate cells (hscs) into myofibroblasts (mfs) and increased extracellular matrix (ecm) deposition such as collagen leading to scar tissue development. mesenchymal stem cells (mscs) have an immunomodulatory capability that could be used as a new treatment for repairing and regenerating lf through suppression of tgf-β. this study aimed to examine the role of mscs in liver fibrosis animal models through suppression of tgf-β levels without scar formation particularly in the proliferation phase. methods in this study, a completely randomized design was used with sample size of 24. male sprague dawley rats were injected intraperitoneally (ip) with carbon tetrachloride (ccl 4 ), twice weekly, for eight weeks to induce lf. rats were randomly assigned to four groups: negative control, ccl 4 group , and ccl 4 + msc-treated groups t1 and t2, at doses of 1 x 106 and 2x106 cells, respectively. tgf-β levels were analyzed by enzyme-linked immunosorbent assay (elisa). one-way anova and a least significant difference (lsd) was used to analyse the data. results the tgf levels of lf rat models decreased on day 7 after msc administration. the levels of tgf-β in both msc groups t1 and t2 decreased significantly compared with the control group (p<0.05). the tgf-β suppression capability of t2 was optimal and more significant than that of t1. conclusion mscs can suppress tgf levels in liver fibrosis induced rats. keywords: liver fibrosis, mesenchymal stem cells, transforming growth factor-, rats original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.29-35 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1079 january-april, 2021 vol.40no.1 1department of internal medicine, medical faculty, sultan agung islamic university semarang 2stem cell and cancer research (sccr), medical faculty, sultan agung islamic university semarang 3department of microbiology, medical faculty, mataram university, west nusa tenggara 4department of postgraduate biomedical science, medical faculty, sultan agung islamic university, semarang 5department of pathological anatomy, medical faculty, sultan agung islamic university, semarang 6undergraduate student of medical faculty, diponegoro university semarang *correspondence: assoc. prof. dr. dr. agung putra m.si. med. kaligawe raya km. 4 semarang, central java, 50112, indonesia po box 1054/sm telp. (+6224) 6583584 email: dr.agungptr@gmail.com orcid id : 0000-0003-4261-9437 date of first submission, december 17, 2020 date of final revised submission, february 12, 2021 date of acceptance, february 26, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: sa'diyah nac, putra a, dirja bt, hidayah n, azzahara sy, candra r. suppression of transforming growth factor- by mesenchymal stem-cells accelerates liver regeneration in liver fibrosis animal model. univ med 2021;40:29-35. doi: 10.18051/univmed.2021.v40.29-35 30 sa’dyah, putra, dirja, et al mesenchymal stem-cells accelerates liver regeneration introduction liver fibrosis (lf), a most common chronic liver injury, results from unregulated wound healing.(1,2) transforming growth factor-beta (tgf-β), a cytokine released by inflammatory cells (for example macrophages), parenchymal cells, and platelets during the healing process, is the main contributor of lf promotion through activation of quiescent hepatic stellate cells (hscs) into myofibroblasts (mfs).(3) the active mfs are characterized by expression of α-smooth muscle actin (α-sma) and increased synthesis of the extracellular matrix (ecm) such as collagen, potentially inducing scar tissue development.(4–6) therefore, novel treatments to reverse fibrogenesis via tgf-β suppression remain to be explored. on the other hand, recent studies have reported that mesenchymal stem cells (mscs) offer a new alternative pattern in the repair and regeneration of lf that results in improved hepatocyte survival and inhibition of hsc activation.(7–9) however, the role of mscs in inactivating hscs through tgf-β has not been evaluated. mesenchymal stem ce lls (mscs) are identified as plastic-adherent cells, which have multipotent differentiation capacity into several specific mature tissue cells including osteocytes, chondrocytes, adipocytes, and neurocytes. (10) mesenchymal stem cells can also express several surface markers such as cd73, cd90, cd105, cd44, while lacking the expression of cd45, cd34, cd14 or cd11b, cd79a, or cd19, and human leucocyte antigen (hla) class ii. (11,12) a previous study revealed that mscs could preserve immunoregulatory pr operties including suppressing the prolonged release of tgf in liver injury.(5) furthermore, the improvement of lf is associated with a decreased level of tgf-β.(13) these statements indicate that mscs may decrease inflammatory cell-released tgf-β expression to induce optimum liver regeneration in lf. transforming growth factor β , belonging to a superfamily of cytokines and molecular agents, has a prime role in immune regulation and wound healing, including lf regeneration. (13,14) previous studies have demonstrated that tgfβ1 can activate hscs into mfs leading to the synthesis of excessive amounts of matrix proteins resulting in accelerated wound healing.(15,16) furthermore, tgf-β expressed by kupffer and other proinflammatory immune cells during liver injury plays essential roles in regulating tissue development and homeostasis.(17) however, a prolonged wound healing process could cause the aggregation of proinflammatory immune cells in liver injury, resulting in a continuous release of tgf β that is correlated with the accumulation of collagen deposition leading to lf formation.(7) therefore, there is a need for the suppression of tgf-β levels released by inflammatory cells, at the appropriate time, specifically on day 7, that indicates the proliferation phase, by using mscs to modulate liver regeneration without scar formation. here lies the difference between our study and the previous studies. the aim of this study was to examine the role of mscs in suppressing tgf-β levels to accelerate liver regeneration in lf. methods research design this experimental study was of completely randomized design to compare the treatment effects on the experimental and control groups at the end of the treatment. the research was conducted in june – august 2020 at the stem cell and cancer research (sccr) laboratory, faculty of medicine, sultan agung islamic university, semarang. isolation of mscs mesenchymal stem cells were obtained from a single pregnant sprague-dawley (sd) rat under anesthesia and transplanted into an lf rat model. in brief, after removal of the blood vessels the umbilical cord was cut into pieces and then transferred to a t25 culture flask containing complete dulbecco’s modified eagle’s medium 31 (dmem) (sigma-aldrich, st louis, mo) mixed with 10% fetal bovine serum (fbs) (gibco(tm) invitrogen, ny, usa), and 100 iu/ml penicillin/ streptomycin (sigma-aldrich). isolated cells were incubated in a 5% co 2 , 37ºc incubator and the medium was changed every 3 days. after the cells had attained 80% confluence, the msc-like cells were passaged with trypsin. cells from the 4th passage were used for the experiments. animal model for liver fibrosis in order to develop the liver fibrosis model, twenty-four male sd r ats wer e inj ected intraperitoneally with carbon tetrachloride (ccl 4 ) (sigma–aldrich, usa) at 1 ml/kg body weight, twice weekly for 8 weeks. administration of mscs we isolated mscs from a single rat umbilical cord and transplanted the uc-mscs into other rats (allogeneic transplantation). the sample size in this research was determined using the federer formula (t-1) (r-1) 15 (t=number of treatments; r=number of replications). therefore the size of the sample used in this study was 4x4=16 animals in which there were 4 animals in every treatment group. however, replication is required at every treatment as an alternative. therefore the total number of animals needed was 24, such that there were 6 animals for each treatment. the experimental rats were randomly assigned into the negative control (n=6), ccl 4 (n=6), and ccl 4 +t1 (n=6) and ccl 4 +t2 (n=6) groups. in addition, the negative controls received nacl 0.1 ml twice for a week, and the treatment groups t1 and t2 received ccl 4. plus mscs at doses of 1x106 and 2x106 cells in 500 µl nacl, respectively. the treatment doses were administered in 0.1 ml saline via tail vein injection twice for a week. flow cytometric immunophenotyping of mscs the msc immunophenotypes were analyzed in the fourth passage. mscs were stained with conjugated antibodies, namely fluorescein isothiocyanate (fitc)-conjugated cd90, allophycocyanin (apc)-conjugated cd73, peridinin chlorophyll protein complex (percp)conjugated cd105 and phycoerythrin (pe)conjugated lin monoclonal antibodies, for 30 min at 40c in the dark. the fluorescence intensity of the cells was evaluated through flow cytometry (bd bioscience, franklin lakes, nj, usa). in vitro differentiation mesenchymal stem cell differentiation potential was determined in order to characterize the isolated cells. these cells were cultured in dmem medium supplemented with 10% fbs, 10 mmol/l β-glycerophospate, 107mol/l/ 0.1 µm dexamethasone, 50 µmol/l ascorbate-2phosphate (all from sigma-aldrich, louis st, mo), at 370c and 5% co 2 . the fixed cells were stained with 0.2% alizarin red solution (sigma-aldrich) to demonstrate calcium deposition (cells used were from the fourth passage). enzym e-linked imm unosorbent assay (elisa) rat blood was harvested via periorbital venous plexus bleeding under general anesthesia on day 7 after msc administration and the serum was collected by centrifugation at 40c. the tgfβ levels were measured by means of enzymelinked immunosorbent assay (elisa) kits, based on the manufacturer’s instructions (abbkine) and according to a standard curve constructed for each assay. the colorimetric absorbance was recorded at a wavelength of 450 nm. statistical analysis all data were presented as mean ± standard deviation with differences between groups analyzed by a one-way anova and a least significant difference (lsd) comparison post hoc test. this was obtained using a p < 0.05 statistical significant value. ethical clearance this study was approved by the institutional review board of the ethics committee, faculty univ med vol. 40 no 1 32 sa’dyah, putra, dirja, et al mesenchymal stem-cells accelerates liver regeneration a b c of medicine, sultan agung islamic university, semarang, indonesia, under number 607/vi/2020/ komisi bioetik. results characteristics and differentiation of mscs the immunophenotype characteristics of mscs were evaluated using flow cytometric analysis to determine and verify the specific markers of mscs. the results showed that the isolated cells expressed an msc-specific marker profile, such as the presence of cd105 (96.7%), cd73 (99.2%), and cd90 (96.7%), and lack of lin (0.03%) (figure 1). in line with the expression of msc specific markers, we also analyzed msc morphology and differentiation. mscs were isolated by their plastic adherence capability under standard culture conditions (37°c, 5% co 2 ) and their peculiar fibroblast-like (spindle shape) morphology (magnification x200, scale bar 100 μm). the differentiation assay indicated that the multipotency of cultured mscs was wellmaintained which was identified as calcium deposits (red color appearance) in alizarin red staining (figure 2). this method corresponds to the minimal criteria for mscs of the international society of cellular therapy (isct). mesenchymal stem cell suppression of tgfβ levels in lf in lf, tgf-β plays a crucial role through induction of hsc activation, whereas reduction of tgf-β expression is correlated with lf improvement. to determine the role of mscs in lf regeneration, we measured the tgf-β levels using elisa. the levels of tgf-β in both the low and high dose msc groups were significantly figure 1. msc characteristics by flow cytometry. mscs expressed positive markers (cd105, cd73, and cd90) and lack of lin (lin ). figure 2. morphology and differentiation of mscs. (a) msc morphology. mscs showed a red color with alizarin red staining (magnification x40, scale bar 50 μm). (b) msc differentiation. after the fourth passage, msc differentiation showed as homogeneous, spindle-shaped, fibroblast-like cells (200× magnification, scale bar 100 μm) 33 univ med vol. 40 no.1 decreased (t1=64.07 ± 27.53; t2=34.91 ± 0.74) compared with the control group (184.3 ± 8.26) (p<0.05). the suppression capability of high dose mscs was optimal and more significant than that of low dose mscs. in addition, the level of tgfβ1 expression in the ccl 4 group was high due to continuous inflammation. discussion this study showed that the tgf-β levels of the lf rat models decreased on day 7 after msc administration. several studies have widely demonstrated that the potential of mscs to regenerate diseased livers, including lf, is by inducing hepatocyte proliferation, in addition to reducing the activation of hepatocyte stellate cells (hscs).(18–20) the activation and differentiation of hscs into mfs are induced by main molecular agents, particularly tgf-β.(14,21) tgf-β is the most potent profibrotic cytokine released and activated after tissue injury, thus suppressing its expression is important in fibrotic disease.(21) previous studies have shown that mscs can reduce the expression of tgf-β1 level in fibrotic diseases.(13,22) however, the decrease in tgf-β expression by mscs in lf has not been clearly explained. therefore, in this study we investigated the mscs’ pivotal role in suppressing tgf-β levels, leading to the decrease in collagen density in lf regeneration. to analyze the roles of mscs in suppressing tgf-β levels associated with collagen density in lf, we used carbon tetrachloride (ccl 4 )-injected sprague-dawley rats to induce an established lf animal model, according to previous protocols. in our study, the decrease in tgf-β1 levels occurring in lf might be controlled by msc administration through the release of antiinflammatory cytokines, primarily interleukin 10 (il-10). as a potent anti-inflammatory cytokine, il-10 could prevent fibrosis progression by competitively binding to tgf-β receptors resulting in the reduction of tgf-β expression. currently, mscs can suppress tgf-β levels released by m2 macrophages through release of il-10.(9,23) we suggest that the decrease in tgf by il-10 occurs through the binding of il-10 to kupffer receptors that activate janus tyrosine kinase 1 (jak1) and tyrosine kinase-2, leading to signal transduction and activation of transcription 3 (stat3) which then migrates to the nucleus and binds to the target gene promoter, resulting in the suppression of tgf-β expression.(9,24,25) in group tgf-β1 (pg/ml)(mean ± sd) nc 44.38 ± 8.60 ccl4 184.31 ± 28.55* t1 64.07 ± 27.53* t2 34.1 ± 0.74* table 1. levels of tgf-β1 by treatment group on day 7 data were presented as the mean ± standard deviation. *p<0.05. nc = negative control; ccl 4 = carbon tetrachloride; t1 = ccl 4 + msc dose of 1 x 106 cells; t2 = ccl 4 + msc dose of 2 x 106 cells; tgf-β1 = transforming growth factor-β1. group comparison group significance 95% confidence interval lower limit upper limit nc ccl4* 0.01 -178.06 -101.77 t1 0.27 -57.83 18.46 t2 0.58 -28.67 47.62 ccl4 t1* 0.01 82.09 158.38 t2* 0.01 111.25 187.54 t1 t2* 0.04 -8.98 67.31 table 2. post-hoc lsd test for levels of tgf-β1 expression between study groups significance p < 0.05; nc = negative control; ccl4 = carbon tetrachloride; t1 = ccl4+ msc dose of 1 x 106 cells; t2 = ccl4+ msc dose of 2 x 106 cells 34 sa’dyah, putra, dirja, et al mesenchymal stem-cells accelerates liver regeneration addition, the increased tgf-β levels in the control group may be due to the lack of il-10 that is released by mscs to suppress the tgf-β levels, consequently, the tgf level increases because the inflammation has not been controlled. on the other hand, the decrease in tgf may also be effected by blocking the smad pathway.(24) in regard to the janus tyrosine kinase 1 (jak1) pathway to suppress tgf, il-10 also blocks the smad pathway. the interaction of il-10 with the tgfβ-receptor induces serine/ threonine kinase activity, leading to the induction of the downstream signaling proteins smad2 or smad3. this results in the inhibition of the expression of fibrotic genes, such as α-sma, collagen and fibronectin.(26–28) this is supported by a previous study that reported that increased il-10 induces smad7, re sulting in downregulation of the smad2/smad3 pathway.(29) thus, we believe that blocking the binding of tgfβ-receptors by il-10 released mscs may be associated with decreased tgfβ expression leading to lf improvement. overall, the implication of this study may be useful for research on the potential of stem cells to accelerate and direct target screening through molecular mechanisms to treat fibrosis in chronic liver injury. a limitation of this study is that we did not examine il-10 as a competitive receptor to tgf-β associated with jak1 and smads. in addition, we also did not analyze the collagen density as a fibrosis indicator in the lf animal model. t here for e, f or f uture dir ections, understanding the role of il-10 secreted by mscs to suppress tgf-β expr ession i n association with the decrease in collagen remains to be explored. conclusions we conclude that mscs can suppress the tgf-β levels in lf induced rats. this study provides new insights into the benefits of ucmscs administration in most injured tissues, particularly in the proliferation phase in liver fibrosis. conflict of interest the authors report no conflicts of interest. the authors are responsible for the content and writing of this article. acknowledgment we would like to thank the stem cell and cancer research (sccr) laboratory, the faculty of medicine, sultan agung islamic university (unissula), semarang, indonesia and all who contributed to this research. contributors nacs and ap did the concept and design of the work. btd and nh built the database and did the data collection. sya and rcsi did all the analysis and interpretation. ap supervised the 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mutation and variants of the sars-cov-2 gene edy parwanto* department of biology, faculty of medicine, universitas trisakti, indonesia since the onset of the covid-19 pandemic, our society has come to understand that the cause is the corona virus (2019-ncov) (1) or more popularly known as the severe acute respiratory syndrome coronavirus 2 (sars-cov-2).(2) further developments showed that sars-cov2 has mutated. it was reported in the uk on 18 dece mber 2020 tha t sars-cov-2 gene mutations resulted in a new variant called b.1.1.7 or “variant under investigation, year 2020, month 12, variant 01” (vui 202012/01).(3) the name b.1.1.7 is derived from its phylogenetic heritage. since the new viral variants are under study, they are also called “variant under investigation” or “variant of concern”.(4) for this reason, the sars-cov-2 lineage variant b.1.1.7 is also referred to as “variant of concern 202012/01” (voc-202012/01).(5) the b.1.1.7 variant of sars-cov-2 is also called 20i/501y.v1.(6) moreover, it has been demonstrated that line b.1.1.7 is associated with significant changes in the viral phenotype.(7) the sars-cov-2 lineage variant b.1.1.7 is characterized by 8 gene mutations in the spike protein. for example, sars-cov-2 variant b.1.1.7 contains the mutations d614g and n501y, that appear to increase the interaction between the spike protein and the angiotensin converting enzyme 2 (ace2) receptor.(8) other researchers have also stated that the new variant of sars-cov-2 has an n501y mutation in the spike protein. the new variant “may be associated” with the recent rise in cases in southeast england. even so it is stated that the new variant of sars-cov-2 which is more contagious does not necessarily makes it more dangerous. it is further stated that a number of new variants have been detected in the uk, for example the d614g variant. in more detail, it is stated that the new variant vui-202012/01 is defined by multiple spike protein mutations, including deletion 69-70, deletion 144, n501y, a570d, d614g, p681h, t716i, s982a, d1118h. subsequently it was reported that it was 14 days from 16th december 2020 there has been a spike in covid-19 cases in south east england, uk.(9) apart from type b.1.1.7 / 20i / 501y.v1 of sars-cov-2 which appeared in the uk there is a new sars-cov-2 lineage 501y.v2 which was found in southern africa and which emerged after the first epidemic wave in a severely affected metropolitan area, nelson mandela bay, located on the coast of the eastern cape province. this lineage spread rapidly, becoming within weeks the dominant lineage in the eastern cape and western cape provinces.(10) it was further stated that two of the substitutions in the 501y.v2 lineage (e484k and n501y) are within the receptor binding motif (rbm) associated with the function of binding with the human ace2 (hace2) receptor. apart from the uk and south africa, it has been reported that the b.1.1.7 variant of sars-cov-2 shows rapid transmission in the united states.(5) furthermore, a new variant of sars-cov-2, namely b.1.429 (also known as cal.20c or 452r.v1), has been identified in california, usa. this strain is characterized by the presence of 5 mutations, namely orf1a: i4205v, orf1b: d1183y, s: s13i; w152c; l452r.(11) in response to the new variants of sarscov-2, various types of vaccines have been tested. at the community level, it is imperative that public health authorities communicate what the variants mean for people’s day-to-day risk and explain why masking and physical distancing remain the best strategy for preventing disease universa medicina may-august 2021 vol.40no.2 *email: edyparwanto@trisakti.ac.id; edy.parwanto@gmail.com orcid id : 0000-0002-0797-6925 78 and viral evolution. to overcome the new variant of sars-cov-2 which is based on the substitution of n501y on the spike protein, isogenic n501 and y501 of sars-cov-2 have been made. the mrna-ba sed cov id-19 vaccine namely bnt162b2 has been tested and has a neutralizing titer that is equivalent to the n501 and y501 viruses. it shows the neutralizing effect of the bnt162b2 vaccine for mutant n501y of sarscov-2. neutralization of the sars-cov-2 n501y mutant by bnt162b2 vaccine-elicited sera.(12) apart from these vaccines, it has been reported that the adenoviral vector vaccine namely chadox1 ncov-19 (azd1222) is clinically effective in neutralizing the activity of the b.1.1.7 and non b.1.1.7 variants of sars-cov-2. moreover, it wa s stated that the vaccine decreased the viral load of both b.1.1.7 and nonb.1.1.7 variants of sars-cov-2.(13) as the world works to vaccinate, isolate, and treat c ommuniti es to choke of f the transmission, the virus is working to evade our scientific arsenal. coordinated international efforts in genomic surveillance and phenotypic characterization of new strains will be critical if we hope to stay one step ahead of the virus. references 1. zhou p, yang x, wang x, et al. a pneumonia outbreak associated with a new coronavirus of probable bat origin. nature 2020;579:270–3. doi: 10.1038/s41586-020-2012-7. 2. world health organization. naming the coronavirus disease (covid-19) and the virus that causes it. geneva: world health organization; 2020 3. mahase e. covid-19: what have we learnt about the new variant in the uk? bmj 2020;371:m4944. http://dx.doi.org/10.1136/bmj.m4944. 4. mascola jr, graham bs, anthony s, et al. sarscov-2 viral variants-tackling a moving target. jama;2021:325:1261-2. doi: 10.1001/jama.2021. 2088. 5. washington nl, gangavarapu k, zeller m, et al. genomic epidemiology identifies emergence and rapid transmission of sars-cov-2 b.1.1.7 in the united states. medrxiv preprint 2021. doi: 10.1101/ 2021.02.06.21251159 . 6. galloway se, paul p, maccannell dr, et al. emergence of sars-cov-2 b.1.1.7 lineage — united states, december 29, 2020–january 12, 2021. morb mortal wkly rep 2021;70:95–9. doi: http://dx.doi.org/10.15585/mmwr.mm7003e2. 7. volz e, mishra s, meera cm, et al. transmission of sars-cov-2 lineage b.1.1.7 in england: insights from linking epidemiological and genetic data. medrxiv preprint 2021. doi : https://doi.org/ 10.1101/2020.12.30.20249034. 8. villoutreix bo, calvez v, marcelin ag, khatib am. in silico investigation of the new uk (b.1.1.7) and south african (501y.v2) sars-cov-2 variants with a focus at the ace2–spike rbd interface. int j mol sci 2021;22:1695. https:// doi.org/10.3390/ijms22041695. 9. european centre for disease prevention and control. rapid increase of a sars-cov-2 variant with multiple spike protein mutations observed in the united kingdom – 20 december 2020. ecdc: stockholm; 2020. 10. tegally h, wilkinson e, giovanetti m, et al. detection of a sars-cov-2 variant of concern in south africa. nature 2021;592:438–43. https:// doi.org/10.1038/s41586-021-03402-9. 11. zhang w, davis bd, chen ss, et al. emergence of a novel sars-cov-2 strain in southern california, usa. medrxiv preprint 2021. doi: https://doi.org/10.1101/2021.01.18.21249786. 12. xie x, liuy, liu j, et al. neutralization of sarscov-2 spike 69/70 deletion, e484k and n501y variants by bnt162b2 vaccine-elicited sera. nat med 2021;27: 620–1. https://doi.org/10.1038/ s41591-021-01270-4. 13. moore jp. approaches for optimal use of different covid-19 vaccines: issues of viral variants and vaccine efficacy. jama 2021;325:1251-2. doi: 10.1001/jama.2021.3465. universa medicina may-august 2021 vol.40no.2 univ med 2021;40:77-8. doi: http://dx.doi.org/10.18051/univmed.2021.v40.77-78 oktavianus 131 *tebet subdistrict health center **professional medical study program, faculty of medicine, trisakti university corespondence acitta raras wimala, s.ked. professional medical study program, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 email: acittararaswimala@yahoo.com univ med 2012;31:131-8 abstract universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background nutritional deficits have been linked to poor cognitive function and are highly prevalent in the elderly. several factors associated with cognitive function have been studied, but the results were inconclusive. the objective of this study was to determine the relationship between blood glucose level and cognitive impairment in the elderly. methods a cross-sectional study was conducted and a total of 109 elderly were included in the study. research subjects were selected using consecutive non-random sampling from the tebet sub-district in south jakarta. random blood glucose level was assessed using glucose strips (nesco). cognitive function was measured with the montreal cognitive assessment (moca) and informant questionnaire on cognitive decline in elderly (iqcode) questionnaire. the relationship between blood glucose levels and cognitive function was analyzed by means of multiple linear regression analysis. results the mean age of the elderly was 67.95 ± 6.42 years, length of formal education was 10.12 ± 5.88 years, and mean random blood glucose level was 137.41 ± 70.25 mg/dl. multiple regression analysis showed that length of formal education (â= 0.769; p=0.000) and random blood glucose levels (â=0.016; p=0.014) were significantly associated with cognitive function. conclusion cognitive function is negatively affected by high blood glucose, thus random blood glucose level can be used to predict cognitive impairment. keywords: random blood glucose level, cognitive impairment, elderly random blood glucose level as predictor of cognitive impairment in elderly amnur r. kayo*, acitta raras wimala**, natalya angela**, and izzura binti abdul rashid** 132 kayo, wimala, angela, et al blood glucose level predict cognitive kadar gula darah sewaktu sebagai prediktor gangguan fungsi kognitif pada lanjut usia latar belakang pada lanjut usia seringkali terjadi defisiensi nutrisi yang dapat mengakibatkan gangguan fungsi kognitif. prevalensi gangguan fungsi kognitif pada lanjut usia sangat tinggi dan faktor yang dapat mempengaruhi fungsi kognitif adalah multifaktorial. sejumlah penelitian tentang hubungan antara diabetes dan terjadnya gangguan kognitif pada lanjut usia masih belum konsisten. penelitian ini bertujuan untuk menentukan adanya hubungan antara kadar gula darah sewaktu dalam darah dan gangguan fungsi kognitif pada lanjut usia. metode sebuah rancangan penelitian potong silang digunakan dengan mengikut sertakan 109 subjek lanjut usia. sampel dipilih dengan menggunakan cara consecutive non-random sampling di wilayah kecamatan tebet jakarta selatan. kadar gula darah sewaktu diukur menggunakan alat pengukur gula darah dan strip glukosa (nesco). fungsi kognitif diperoleh dengan cara wawancara menggunakan kuesioner montreal cognitive assessment (moca) dan informant quessioner on cognitive decline in elderly (iqcode). data dianalisis mengunakan uji regresi linear ganda. hasil rata-rata umur lansia besarnya 67,95 ± 6,42 tahun, lama pendidikan formal yang dialami besarnya 10,12 ± 5,88 tahun, dan kadar gula darah sewaktu 137,41 ± 70,25 mg/dl. uji regresi linear ganda menunjukkan variabel yang berhubungan dengan fungsi kognitif adalah lama pendidikan (â=0,769; p=0,000) dan kadar gula darah sewaktu (â=0,016; p=0,014). kesimpulan kadar gula darah yang semakin meningkat menurunkan fungsi kognitif pada lanjut usia. lama pendidikan merupakan faktor yang tidak dapat diubah. pengaturan kadar gula darah sangat diperlukan untuk mencegah terjadinya penurunan fungsi kognitif pada lanjut usia. kata kunci: kadar gula darah sewaktu, fungsi kognitif, lanjut usia introduction there is no agreement on a definition of old age, as there are too many opinions on what exactly constitutes old age (elderly). the definition of old age (elderly) according to the world health organization (who) includes middle age (between 45 and 59 years), elderly age (60-74 years), old age (75–90 years), and very old age (above 90 years). the currently accepted definition of old age in indonesia is framed in the law no. 13 of the year 1998 on older persons’ welfare, stating that an elderly person is an individual aged 60 years and over.(1) the increasing number of elderly people in indonesia is unavoidable, concomitantly with the increase in life span. the population of elderly indonesian persons is projected to increase between the years 1990-2025 by 414%, which is the highest in the world. a number of biological-physical, psychological, and social problems will appear in the elderly as a result of the aging process or degenerative diseases, concomitantly with the advancing age of these abstrak 133 individuals.(2) according to the most recent census data from the year 2010, there are in indonesia 18,037,009 elderly or approximately 7.59% of the total indonesian population. in the special province of jakarta (dki jakarta) there are 495,024 persons older than 60 years, o r a p p r o x i m a t e l y 5 . 1 5 % o f t h e t o t a l population.(3) i n t h e e l d e r l y t h e r e a r e f r e q u e n t l y n u t r i t i o n a l d e f i c i e n c i e s , p a r t i c u l a r l y o f micronutrients, and metabolic disorders (such as hyperlipidemia and type 2 diabetes mellitus), that are frequently associated with cognitive functional disorders that are very prevalent in the elderly.(4) a study showed that the prevalence of diabetes mellitus was 15.8%, and high blood glucose levels decreased quality of life of the elderly.(5) several factors associated with cognitive function have been studied, among others diabetes mellitus, vascular disease, hypertension, and also individual characteristics and habits.(6,7) in elderly persons with type 2 diabetes there is an accelerated decline of cognitive function, as has been demonstrated in several large population-based longitudinal studies,(8) but the factors involved have not been fully determined. it has been suggested by some investigators that hypertension may play an essential role,(9) but others have found associations with glycemic control.(10) recently it was found that up to 80% of alzheimer patients have type 2 diabetes or impaired fasting glucose.(11) the aim of the present study was to determine the risk factors (diabetes mellitus, hypertension, hyperlipidemia, nutritional status, and individual characteristics) associated with the occurrence of cognitive dysfunction in the elderly. methods research design an observational-analytical study using a cross-sectional design approach was conducted at the tebet subdistrict, south jakarta, from september to october 2011. study subjects elderly persons aged >60 years, who were cooperative and capable of communication, constituted the subjects of this study. exclusion criteria were elderly with severe chronic disease (e.g. stroke), and severe disabilities that could prevent them from participating. the subjects were selected by consecutive non-random sampling of patients attending the primary health center (puskesmas) of tebet subdistrict, south jakarta. data collection data on the characteristics of the subjects, comprising age, gender, marital status, number of children, educational level, occupation, income, smoking, alcohol consumption, past history of illness, were collected by means of questionnaire-based interviews. laboratory investigations capillary blood samples were collected by the finger-prick method from the left third finger f o r d e t e r m i n a t i o n o f b l o o d g l u c o s e a n d c h o l e s t e r o l c o n c e n t r a t i o n s . c h o l e s t e r o l concentrations, expressed in mg/dl, were determined by means of a total blood cholesterol meter and cholesterol strips (nesco). random blood glucose concentrations, also expressed in mg/dl, were determined using a blood glucose meter and glucose strips (nesco). measurements of blood pressure, body weight and height systolic and diastolic blood pressures were measured by means of a sphygmomanometer with the subjects seated in front of the examiner and the manchette around the right upper arm, using a littman stethoscope applied to the cubital region, with the first and fifth korotkoff s o u n d s d e n o t i n g s y s t o l i c a n d d i a s t o l i c pressures, respectively. both systolic and d i a s t o l i c p r e s s u r e s w e r e e x p r e s s e d i n millimeters of mercury (mmhg). subjects were weighed without footwear using tanita weighing scales and weight was univ med vol. 31 no.2 134 kayo, wimala, angela, et al blood glucose level predict cognitive expressed in kilograms (kg) to the nearest decimal. knee height of the subjects was measured with the subjects in the sitting position without footwear, using a wooden knee height meter and was expressed in centimeters (cm) to the nearest decimal. the height of the subjects was obtained from knee height by means of the following mathematical equation. for men: height = 64.65 + 1.87 x knee height (cm); for women: height = 53.80 + 2.10 knee height (cm) – 0.09 x age (years).(12) body mass index (bmi) was calculated as weight (kg) divided by height squared (m2). for asian populations bmi is categorized as underweight (<18.5 kg/m2), normal weight (18.5 – 23.0 kg/m2), overweight (23.0 – 27.5 kg/m2), and obese (>27.6 kg/ m2).(13) cognitive function cognitive function is a person’s way of thinking and how a person’s intrapsychical functions prepares him or her to react to external reality and is measured by means of the montreal cognitive assesment (moca) questionnaire and the informant questionnaire on cognitive decline in elderly (iqcode). the moca questionnaire evaluates short term memory (5 points), visuospatial ability (4 points), executive function (4 points), attention, memory, and concentration (6 points), language ability (5 points) and orientation (6 points).(14) the moca is a useful screening tool for the detection of mild dementia and mild cognitive impairment. the iqcode questionnaire consists of 16 everyday life situations where a person has to use memory and intelligence. each situation is evaluated by the respondents’ nearest family members regarding changes in the last 10 years, using the scale of “far better”, “somewhat better”, “not much changed”, “somewhat worse” and “far more worse”.(15) based on the iqcode instrument, a score b e t w e e n 3 . 3 a n d 3 . 6 i s t h e c u t t o ff f o r determining early cognitive impairment. the iqcode is a reliable informant questionnaire that is unaffected by education or language.(16) moca scores range from 1-30, while iqcode scores are in the range 1.0 – 5.0. ethical clearance ethical clearance was issued by the commission on research ethics of the faculty of medicine, trisakti university and all subjects were asked to give written informed consent. data analysis the computer software program used for data analysis was the spss version 15.0. data are presented as proportions (%) and mean ± sd. simple linear regression analysis was used to determine the presence of an association betwen independent variables and cognitive function variables. to determine independent variables with the highest impact on cognitive functions of the elderly, multiple linear regression analysis was used. the level of significance used in this study was 0.05. results a total of 109 subjects participated in this study, consisting of 98 (89.9%) females and 11 (10.1%) males, with a mean age of 67.95 ± 6.42 years. the mean level of education (indicated by length of formal education) was 10.12 ± 5.88 years. most of the subjects, totalling 60 (56.9%) were widowers/widows. only 11 (10.1%) of the subjects were smokers, and 2 (1.8%) regularly consumed alcohol. a total of 36 (33.0%) subjects had a history of diabetes mellitus and 54 (49.5%) had hypertension. mean random blood glucose level was 137.41 ± 70.25 mg/dl, and mean blood cholesterol level was 68.13 ± 48.69 mg/dl. mean cognitive function as measured by the moca and iqcode instruments was 19.01 ± 6.21 and 3.69 ± 0.39, respectively. mean bmi of the participants was 22.84 ± 4.21 kg/m² (table 1). the results of simple linear regression analysis showed that educational level, random blood glucose level, and bmi were significantly 135 associated with cognitive function, with regression coefficient values of 0.703 (95% ci 0.552 – 0.854), -0.044 (95% ci -0.053 – -0.035), -0.019 (95% ci -0.036 – -0.003), 0.001 (95% ci 0.000 – 0.002), 0.421 (95% confidence interval 0.150 – 0.693) and -0.026 – -0.009), respectively (table 2). these three variables with a significant association with cognitive function, were input into a multiple linear regression model. the level of education of the elderly subjects and random blood glucose level were significantly associated with cognitive function. it is apparent from table 3 that educational level (beta = 0.652 for both moca and iqcode) and random blood glucose (beta = 0.118 for moca and beta = 0.181 for iqcode) were of influence for cognitive function. higher educational level had the greatest positive influence on cognitive function. in contrast, increased random blood glucose level had a lowering effect on cognitive function of the elderly. low iqcode and high moca scores both signify better cognitive function (table 3). table 1. distribution of several important variables in the elderly (n= 109) *moca=montreal cognitive assesment; @iqcode= informant questionnaire on cognitive decline in elderly univ med vol. 31 no.2 table 2. simple linear regression between age, educational level, blood glucose level, total cholesterol, blood pressure, body mass index and cognitive function (n=109) *b=regression coefficient; @ moca=montreal cognitive assesment; # iqcode=informant questionnaire on cognitive decline in elderly table 3. multiple linear regression between educational level, blood glucose level, body mass index, and cognitive function *b=regression coefficient; **beta=standardized regression coefficient; @moca=montreal cognitive assesment; #iqcode=informant questionnaire on cognitive decline in elderly 136 kayo, wimala, angela, et al blood glucose level predict cognitive discussion this study involving elderly subjects showed that educational level and random blood glucose level were significantly associated with cognitive function. of these two variables, it is only the random blood glucose level that may be modified to improve cognitive function of the elderly. essentially similar results were found in two large population-based data sets in sweden, using a random sample from the population aged 35–85 years, where an increase i n p l a s m a g l u c o s e w a s a s s o c i a t e d w i t h impairment in episodic memory in women. this could be explained by a negative effect on the hippocampus caused by the raised plasma glucose levels.(17) glucose increases the risk of atherosclerosis, thereby increasing the risk of vascular dementia. hyperglycemia is often coupled to other metabolic abnormalities that could be linked to cognitive impairment.(18) regarding the well-known sex differences in memory, there are several studies suggesting a major role for glucose levels. according to awad et al.(19) improving metabolic control in diabetic patients has been reported to improve cognitive function. differing results were found in the study conducted by euser et al, indicating that increased blood glucose level was not associated with impaired cognitive function in elderly persons without diabetes.(20) however, the nurse health study reported that increased insulin concentration was associated with decreased cognitive function in nondiabetic female elderly.(21) these differing study results indicate the need for further studies on the relationship between glucose metabolism and cognitive function in the elderly. there are several biological mechanisms that are possibly involved in the metabolism of amyloid b, such as accumulation of advanced glycation end products and acceleration of cerebrovascular disease. in addition to vascular pathways, several p o s s i b l e p a t h o p h y s i o l o g i c m e c h a n i s m s , including hyperglycemia, insulin resistance, oxidative stress, advanced glycation end products, and inflammatory cytokines, may explain the effect of glucose deregulation on dementia risk. therefore, an increased risk of developing dementia resulting from diabetes can be expected in people with mild cognitive impairment.(22) the results of our study showed that bmi was not associated with impaired cognitive function in the elderly. a cohort study on subjects aged >70 years with diabetes also showed that bmi was not associated with impaired cognitive function in the elderly.(16) a population-based cross-sectional study in singapore among older adults aged 55 and above showed that low bmi by itself was not significantly associated with poor cognitive performance, but low bmi with chronic comorbidity (or 1.73; 95% ci 1.02–2.95) was independently associated with poor cognitive performance.(23) results of the relationship between high bmi or obesity and cognitive status are also inconsistent,(24,25) but most studies suggested that low bmi was related to dementia risk.(26,27) in our study two instruments were used to assess cognitive function in the elderly, namely iqcode and moca, because one study has demonstrated that the use of two instruments is capable of providing better information than the use of one instrument only.(28) the information obtained may increase the accuracy of screening and diagnosis. there are numerous tests that have been studied for their efficacy in assessing individuals for the presence of cognitive impairment. at this time there is no one test that is clearly better than all of the others. there are two test-related criteria that must be considered when evaluating the accuracy of a test, sensitivity and specificity. variation in the specificity and sensitivity of a test can have a substantial impact on the cost of a screening test.(29) in spite of the above, our study has several limitations that should be noted. first, we used 137 random blood glucose to measure the blood glucose levels, which might result in an attenuation of the associations. second, as there are no specific recommended tools to diagnose cognitive dysfunction, the operationalization of the criteria may differ slightly from those in other studies. third, our study was of crosssectional design and thus cannot demonstrate the presence of a causal relationship between random blood glucose level and impaired cognitive function in the elderly. conclusions elevated blood glucose level is associated with cognitive impairment in older people. longer duration of education increases the cognitve performance of older people. our findings underline the importance of regularly monitoring the serum blood glucose levels to reduce the risk of cognitive impairment in the elderly. acknowledgment the investigators wish to express their thanks to all elderly who were willing to participate in this study. references 1. world health organization. active ageing: a policy framework. geneva: world health organization;2002. 2. soejono ch, setiati s, nasrun mws, silaswati s. pedoman pengelolaan kesehatan pasien geriatri untuk dokter dan perawat. edisi pertama. jakarta: pusat informasi dan penerbit bagian ilmu penyakit dalam fkui; 2004. 3. badan pusat statistik. penduduk menurut kelompok umur dan jenis kelamin 2010. available at: http://www.bps.go.id/aboutus.php? sp=1. accessed october 1, 2011. 4. greenwood ce. dietary carbohydrate, glucose regulation, and cognitive performance in elderly persons. nutr rev 2003;61:s68-74. 5. khairani r. prevalence of diabetes mellitus and the relationship with quality of life of older people in the community. univ med 2007;26: 18-26. 6. durga j, van boxtel mp, schouten eg. effect of 3-year folic acid 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b, bäckman l, qiu c, et al. accelerated progression from mild cognitive impairment to dementia in people with diabetes. diabetes 2010;59:2928– 35. 23. ng tp, feng l, niti m, yap kb. albumin, haemoglobin, bmi and cognitive performance in older adults. age ageing 2008;37:423–9. 24. gustafson d. adiposity indices and dementia. lancet neurol 2006;5:713–20. 25. kuo hk, jones rn, milberg wp. cognitive function in normal-weight, overweight, and obese older adults: an analysis of the advanced cognitive training for independent and vital elderly cohort. j am geriatr soc 2006;54:97– 103. 26. stewart r, masaki k, xue ql. a 32-year prospective study of change in body weight and incident dementia: the honolulu-asia aging study. arch neurol 2005;62:55–60. 27. buchman as, wilson rs, bienias jl. change in body mass index and risk of incident alzheimer disease. neurology 2005;65:892–7. 28. mackinnon a, mulligan r. combining cognitive testing and informant report to increase accuracy in screening for dementia. am j psychiatry 1998; 155:1529-35. 29. ashford jw. screening for memory disorders, dementia and alzheimer’s disease. aging health 2008;4:399-432. ethanolic periwinkle leaf extract reduces telomerase expression in t47d cancer cells 79 *department of anatomy, faculty of medicine, yarsi university, jakarta **department of biochemistry, faculty of medicine, yarsi university, jakarta correspondence: prof. dr. endang purwaningsih, ms, pa department of anatomy, faculty of medicine, university of yarsi jln. letjend suprapto, cempaka putih, jakarta10510 phone: +6221-4206674/76 email: endpurwaning@gmail.com/ endang.purwaningsih@yarsi.ac.id univ med 2015;34:79-86 doi: 10.18051/univmed.2016.v35.79-86 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background cancer cells have a relatively high telomerase activity and a lower p53 protein expression than normal cells, so that cancer cells have the ability to continue to proliferate and do not undergo apoptosis. one of the cancer treatments is chemotherapy using bioactive ingredients from synthesis or isolation of natural materials. one of the plants that have potential as anticancer agent is periwinkle (catharanthus roseus l). the research objective was to evaluate the effect of ethanolic periwinkle leaf extract against p53 protein and telomerase expression in t47d cancer cells. methods an experimental study with controls was conducted involving t47d breast cancer cells. they were divided into 3 groups (control, ½ dose of ic50/ 26.849 µg/ml, and one dose of ic50/53.699 µg/ml) at a cell density of 1 x 104 cells/well. expression of p53 and telomerase was measured by the immunohistochemistry method. data were analyzed using one-way anova followed by a multiple comparison test. results periwinkle leaf extract significantly increased p53 protein expression (p<0.05) at both treatment doses, ½ ic50 and ic50, compared to the control group and it highly significantly reduced telomerase expression (p<0.01), in comparison with the control group at both treatment doses. conclusion periwinkle leaf extract has potential as an anti-breast cancer agent by increasing p53 protein expression and inhibiting telomerase expression. keywords: periwinkle, p53, telomerase, t47d cells ethanolic periwinkle leaf extract reduces telomerase expression in t47d cancer cells endang purwaningsih*, etty widayanti*, and yulia suciati** doi: http://dx.doi.org/10.18051/univmed.2015.v34.79-86 80 purwaningsih, widayanti, suciati periwinkle leaf extract reduces telomerase ekstrak etanol daun tapak dara menurunkan ekspresi telomerase pada sel kanker t47d latar belakang kanker merupakan penyakit yang mendapat perhatian serius di dunia kedokteran. hal ini disebabkan oleh jumlah penderitanya yang semakin meningkat dan belum ada cara efektif untuk mengobatinya. sel kanker memiliki aktivitas telomerase yang relatif tinggi dan menunjukkan ekspresi protein p53 yang lebih rendah dibandingkan sel normal sehingga sel kanker memiliki kemampuan untuk terus berproliferasi dan tidak mengalami apoptosis. salah satu pengobatan kanker adalah dengan kemoterapi menggunakan bahan-bahan bioaktif dari hasil sintesis atau isolasi bahan alam. salah satu tanaman yang memiliki potensi sebagai antikanker adalah tapak dara (catharanthus roseus l). tujuan penelitian adalah untuk menilai efek ekstrak etanol daun tapak dara terhadap ekspresi protein p53 dan telomerase pada kultur sel kanker t47d. metode sebuah penelitian eksperimental dengan kontrol dilakukan deengan mengikut sertakan kultur sel kanker payudara t47d (cell line). mereka secara acak dibagi menjadi 3 kelompok (kontrol, ½ dosis ic50/26.849 µg/ml, dan satu dosis ic50/53.699 µg/ml) dengan kepadatan sel 1 x 104 sel/sumuran. ekspresi p53 dan telomerase diukur dengan metode immunohistochemistry. data dianalisis menggunakan anova satu jalan dilanjutkan dengan uji perbandingan berganda. hasil ekstrak daun tapak dara meningkatkan ekspresi protein p53 secara bermakna pada kedua dosis perlakuan (p<0,05) baik ½ ic 50 maupun 1 ic50 dibandingkan kelompok kontrol (p<0,05), dan menurunkan ekspresi telomerase secara sangat bermakna pada kedua dosis perlakuan (p<0,01). kesimpulan ekstrak daun tapak dara memiliki potensi sebagai anti kanker payudara melalui peningkatan ekspresi protein p53 dan hambatan telomerase. kata kunci : tapak dara, p53, telomerase, sel t47d abstrak introduction cancer is a health problem in various countries throughout the world and is a disease that attracts serious attention in the medical field. this is because the number of victims is increasing from year to year and no effective treatment method has been found. medical cancer treatments that have been currently used are surgery, irradiation, and chemotherapy. the latter, which is currently of interest, comprises the use of synthetic or natural bioactive substances such as those from the rat tail rhizome (typhonium flagelliforme) and periwinkle (catharanthus roseus).(1-4) according to data from the world health o rg a n i z a t i o n ( w h o ) , 8 0 % o f t h e w o r l d population still depends on plant-derived traditional medications for its health needs. a total of 25% of the commercially available modern drugs in the world are derived from active substances that have been isolated and developed from plants. at present the use of traditional medications is on the increase, despite the 81 univ med vol. 34 no.2 substantial advances in modern medical therapeutics. the indonesian community has recognized various medicinal plants, because indonesia is known as one of the countries with the greatest biodiversity and as such has potential for the development of plant-based medications, particularly anticancer drugs.(5) one of the plants that contain potential anticancer compounds is the periwinkle plant (catharanthus roseus (l) g don), formerly known as vinca rosea l. the leaves of this plant contain a number of alkaloids that are potential anticancer agents, i.e. vincristine, vinblastine, vindesine, vindoline, tabersonine, leurosine, catharanthine, and lochnerine.(4,6) periwinkle leaf extract may be used as anticancer or antitumor agent, according to a number of previous in vivo studies on rats as well as in vitro studies using cultures of the mcf7 cancer cell line.(7,8) in addition, periwinkle leaf extract at a dose of 1.0 ml/kg has been shown to be able to significantly reduce serum hdl (high density lipoprotein) and ldl (low density lipoprotein) cholesterols and triglycerides in normal rats.(7) furthermore it is known that there are more than 70 types of alkaloid in the roots, stems, leaves, and seeds of the periwinkle plant, including 28 bi-indole alkaloids. in addition to anticancer alkaloids, the periwinkle plant also contains blood glucose reducing alkaloids, i.e. leurosine, lochnerine, tetrahydroalstonine, vindoline and vindolinine.(6,9) an extract of its flowers also has hyperglycemic effects in diabetic rats and functions as antioxidant, antibacterial, anthelminthic, and antidiarrheal agent.(9-11) a number of cancer cells have a high telomerase activity and each type of cancer cell may have different degrees of telomerase expression according to the type or location of the cancer. this can be used as a basis for the treatment of cancer cells if there are substances that can inhibit the activity of the telomerase enzyme. in addition, cancer cells possess a high mitotic activity since they undergo uncontrolled cell division as a result of low p53 tumor suppressor protein expression. the p53 protein is responsible for the mechanism of apoptosis of cancer cells and has become the latest cancer treatment strategy.(12,13) a number of scientific data have demonstrated the benefits of periwinkle, such as inhibition of proliferation and triggering of apoptosis in cancer cells (11,14,15) as well as cytotoxicity against cancer cells.(8) the antiapoptotic effect may be determined by counting the percentage of cells undergoing apoptosis by flow cytometer. the effect of the periwinkle plant on p53 or telomerase protein expression in cancer cells is still unknown. the objective of this study was to evaluate the effect of periwinkle (catharanthus roseus l) leaf extract on p53 and telomerase expression in t47d breast cancer cells. methods design of study this laboratory experimental study was carried out from june 2013 until november 2013 at the department of biochemistry, faculty of medicine, yarsi university. study subjects the study subjects were cultures of the t47d cancer cell line, obtained from the parasitology laboratory, faculty of medicine, gadjah mada university. the cells were cultured on 24-well microplates using rpmi (roswell park memorial institute) medium, with two replications for each group. the cultures were incubated for 72 hours or until confluence was reached, with a density of 1 x 104 cells/well. upon confluence, the cultures were treated with the respective doses. preparation of periwinkle leaf extract periwinkle leaf extract was prepared as follows: fresh leaves were cleansed, cut into small strips, and air-dried. the dried strips were then blenderized into a powder. the powder was macerated in 80% ethanol in an erlenmeyer flask, under continuous stirring. the ethanolic extract was then transferred to a rotary flask to 82 purwaningsih, widayanti, suciati periwinkle leaf extract reduces telomerase be concentrated in a rotary evaporator. the concentrated periwinkle leaf extract was dissolved in dmso, diluted to give a number of concentrations, and filtered using a 0.2 µm filter before being placed on the 24-well plates. intervention the cultures of the t47d cancer cell line were assigned to 3 groups, i.e. one control group that did not receive extract, one group receiving extract at a dose of one half the maximal inhibitory concentration (ic50) (53.699 µg/ml), and one group receiving a dose of ½ ic50 (26.849 µg/ ml). before treatment with the extract, a test was performed to determine the ic50 of the periwinkle leaf extract against t47d cell cultures. the result of ic50 testing was used to determine the treatment dose to be used. the treated cell cultures on coverslips were incubated under 5% co 2 at 37oc for 24 hours. preparation of cell culture and cell growth media preparation of roswell park memorial institute (rpmi) culture medium was by dissolving rpmi 1640 powder for one liter into approximately 800 ml of twice distilled water. after adding 2.0 grams of sodium bicarbonate and 2.0 grams of hepes, twice distilled water was added to make up a volume of one liter. the solution was mixed with a magnetic stirrer for about 10 minutes until homogenous, then neutralized with 1 n hcl to give a ph of 7.2 – 7.4. growth medium was prepared by mixing fbs 19 ml, penicilline streptomycin 2 ml, fungizone 0.5 ml, then diluted with rpmi 1640 culture medium to a volume of 100 ml. the solution was then aseptically filtered using a sterile 0.2 µm polyethylene sulfone filter and afterwards stored in the refrigerator in stoppered bottles. immunohistochemical determination of p53 protein and telomerase expression t47d cell cultures at a density of 1x 104/ well that had attached to the coverslips were stained immunohistochemically according to standard procedures of the parasitology laboratory, faculty of medicine, gadjah mada university. immunohistochemical determination of p53 protein and telomerase expression was as follows: the cell cultures on the coverslips, after being given the extract and incubated under 5% co 2 at 37oc for 24 hours, were placed on poly-llysine slides and fixed in acetone or methanol for 10 minutes at -200c. the slides were then washed with pbs for 3 x 5 minutes, then 0.3% h 2 o 2 was dripped 20 minutes. normal mouse serum (1:50) was dripped for 15 minutes and the liquid was discarded (without washing). then p53 or telomerase antibody was dripped for 60 minutes. the slides were then washed with pbs for 3 x 5 minutes, incubated with biotinylated secondary antibody for 5-10 minutes, and again washed with pbs for 3 x 5 minutes. this was followed by incubating the slides with streptavidin-peroxidase for 5-10 minutes, washing with pbs for 3 x 5 minutes, incubating with the chromogen deaminobenzidine tetrahydrochloride (dab) for 5-10 minutes (at a chromogen to substrate ratio of 1:20), and washing with distilled water. the slides were immersed in hematoxyllin for 3-5 minutes for counterstaining, washed with distilled water, dehydrated in 95% ethanol and immersed in xylene, for 10 minutes respectively. the slides were given a drop of canada balsam as mounting medium and covered with a coverslip. the expression of p53 protein and telomerase was observed under the light microscope. cells expressing p53 protein or telomerase showed brownish colored nuclei and cytoplasms, whereas cells without protein expression showed blueviolet nuclei and cytoplasms. expression-positive cells were counted per 100 observed cells and counting was done in triplicate. the results were expressed as percentages. data analysis the p53 protein expression and telomerase percentages were analyzed by one-way anova, followed by least significant difference (lsd) multiple comparisons, using spss version 17. 83 univ med vol. 34 no.2 results b e f o r e e v a l u a t i n g t h e e ff e c t o f t h e periwinkle leaf extract on the expression of p53 and telomerase, toxicity testing was performed on periwinkle leaf extract against cultures of t47d breast cancer cells. the toxicity tests yielded an ic50 value of 53.699 µg/ml. assessment of periwinkle leaf extract effects on p53 protein and telomerase expression by immunohistochemistry was done by counting the percentages of expression-positive cells. the percentages of p53 and telomerase positive cells in the treatment groups receiving extract (at doses of ½ ic50 or 26.849 µg/ml and 1 ic50 or 53.699 µg/ml, respectively) are shown in table 1. from the percentages of the expressionpositive cells it is apparent that periwinkle leaf extract tended to increase p53 protein expression and to reduce telomerase expression. according to the results of anova analysis on the expression of p53 protein and telomerase, there were substantially significant differences (p=0.000) between groups. between-group lsd m u l t i p l e c o m p a r i s o n t e s t r e s u l t s o n t h e expression of p53 and telomerase are presented in table 2. the lsd multiple comparison test results on p53 protein expression showed significant differences (p<0.05) between the control group and the group receiving a dose of one-half ic50, and also between the group receiving a dose of one-half ic50 and the group receiving a dose of one ic50. there were also highly significant differences (p<0.01) between the control group and the group receiving a dose of one ic50. the lsd multiple comparison test results on telomerase expression showed highly significant differences between the control group and the one-half ic50 group, between the control group and the one ic50 group, and between the onehalf ic50 group and the one ic50 group. discussion from the results of this study, it is apparent that ethanolic periwinkle leaf extract is able to reduce telomerase expression and increase p53 protein expression in t47d breast cancer cells. t h e r e f o r e t h e c o m p o u n d s c o n t a i n e d i n periwinkle leaf extract are able to inhibit telomerase expression in breast cancer cells, or in other words, the extract may act as a telomerase inhibitor. previous investigators have reported that chloroform and methanolic extracts of the periwinkle (catharanthus roseus l) possess cytotoxic effects against hct-116 colon cancer cells.(16) in addition crude aqueous periwinkle extract also has cytotoxic effects against leukemic t cells and induces the proliferation of normal blood cells.(17) there have been no reports on the effect of periwinkle extract on telomerase expression in colon cancer cells and leukemic t cells. it has also been reported that table 1. expression of p53 protein and telomerase in t47d cell cultures by treatment group ic50 : one half the maximal inhibitory concentration table 2. results of lsd test on expression of p53 and telomerase, by treatment group ic50: one half the maximal inhibitory concentration 84 purwaningsih, widayanti, suciati periwinkle leaf extract reduces telomerase curcumin, a component of turmeric (curcuma longa l) rhizomes, has in vitro anti-proliferative activity against bel7402, hl60 and sgc7901 cancer cell lines and demonstrates in vivo antitumor effects in laboratory rats. in addition, curcumin at a dose of 1 ì m is able to inhibit telomerase activity in cancer cells in vitro and to induce apoptosis.(18) it is known that various cancer cells have relatively higher telomerase activities than normal cells and that there is a correlation between telomerase activity and the development of cancer cells. telomerase is the principal key to cellular immortality and tumorogenesis. telomerase is activated in 80–90% of human cancer cells, but not in somatic cells (normal cells). furthermore it has been reported that telomerase may be a biomarker for early detection of cancers and cancer monitoring, and has sufficient potential for a basis of development of cancer treatment.(19) the p53 protein is a tumor suppressor protein that is responsible for the mechanism of apoptosis in cancer cells. the mechanism comprises the repair of cells that have been induced to become cancerous. expression of specific p53 protein occurs in abnormally replicating cells and requires programmed cell death called apoptosis. higher p53 protein expression is associated with a higher tendency to apoptosis. the p53 protein is expressed upon the occurrence of dna damage.(12,13) the p53 protein is a tumor suppressor protein, with a molecular weight of 53 kilodalton, that is activated upon the occurrence of dna damage or certain types of stress in the cells. this protein can promote apoptosis by increased expression of the bax gene, which codes for the bax protein that plays a role in apoptosis. detection of damaged dna is regulated by the p53 tumor suppressor. when dna damage occurs, p53 prevent the cells from entering the next phase of cell division and gives time to the dna to repair itself, or if the damage is sufficiently severe, p53 will initiate programmed cell death (apoptosis). loss of a number of molecular checkpoints are to be found in the development of several tumors or cancers.(20) administration of the leaf extract of periwinkle (catharantus roseus) can increase p53 protein expression, such that this extract may be used to increase apoptosis of breast cancer cells. the periwinkle plant produces secondary metabolites that are active as alkaloid anticancer agents. (9,14) on the other hand, periwinkle extract has been shown to reduce telomerase expression, as has been shown in t47d cell cultures in the treatment group at ½ i c 5 0 a n d 1 i c 5 0 . te l o m e r a s e i s a ribonucleoprotein enzyme that maintains the protective structures at the ends of eukaryotic chromosomes, called telomers. telomerase is a structure that is responsible for the maintenance of telomers, being a ttagggn nucleotide replication. in most human somatic cells, such a s f i b r o b l a s t s , t e l o m e r a s e e x p r e s s i o n i s repressed, the telomers become progressively shorter and at each somatic cell division the cells undergo programmed cell death or apoptosis. in contrast, the majority of human tumor or cancer cells express telomerase, such that the telomer length is stable and the cells do not die by apoptosis. this observation shows that telomer maintenance is essential for tumor or cancer cell proliferation.(21) telomerase activity determines cell proliferation, both of cancer and normal cells, in vitro as well as in vivo conditions.(22,23) telomerase activity in cancer cells increase after certain stages, i.e. when there is a loss of a number of substances or telomer subunits in the cells. finally the telomerase is activated to stabilize the telomers, the cancer cells become immortal and proliferate continuously. (24) telomerase plays a role in cell replication, since it is able to maintain telomer length in the cell progeny. therefore cancer cells without sufficient telomerase will cease to grow when this enzyme cannot any longer continuously maintain telomer length as a result of abnormal control of proliferation. lack of telomerase may inhibit 85 univ med vol. 34 no.2 cancer growth by continuous cell division such that the telomers become shorter and the cells die before the occurrence of further damage. however, if the cancer cells are able to synthesize telomerase then these cells will proliferate continuously and become immortal.(23) periwinkle leaf extract contains more than 100 monoterpenoids that exert cytotoxic effects and are used in cancer chemotherapy. alkaloids such as vincristin and vinblastin in periwinkle leaf extract may function as potent antineoplastic agents (25) by inhibiting dna synthesis and blocking mitosis in metaphase or anaphase.(26) a study using periwinkle leaf extract on t47 d cancer cells found that the extract had anticancer effects through induction of apoptosis, but that it did not show antioxidant activity in t47d cells.(11) one limitation of this study is that it did not investigate other proteins that play a role in apoptosis, such as bax and bcl-2, after administration of periwinkle leaf extract to t47d breast cancer cells. as a result of this study, a natural raw material with chemopreventive actions against breast cancer cells will be available from the periwinkle plant (catharanthus roseus). conflict of interest there are no conflict of interest. conclusion compounds in periwinkle leaf extract are potential agents against breast cancer by increasing p53 protein expression leading to apoptosis and by telomerase inhibition. acknowledgement the authors wish to express their profound gratitude to the directorate general of the ministry of higher education (direktorat jendral dikti) for support of this study through the hpeq research fund, allowing us to conduct this study. references 1. hamid is, nazar ds, ratnani. hambatan ekspresi vascular endothelial growth factor oleh ekstrak daun sambung nyawa pada endotel membran korioalantois. j veteriner 2013;14:8590. 2. chadidjah, nasihun t, widayati e, et al. typhonium flagelliforme decreases protein expression in murine breast cancer. univ med 2014;33:161-70. 3. purwaningsih e, widayanti e, suciati y. cytotoxicity assay of typhonium flagelliforme lodd against breast and cervical cancer cells. univ med 2014;33:75-82. 4. sain m, sharma v. catharanthus roseus (an anticancerous drug yielding plant): a review of potential theurapeutic properties. int j pure app biosci 2013;1:139-42. 5. farida y, rahayu l, faizatun. aktivitas antioksidan serbuk n-heksana dan metanol hasil pengeringan semprot ekstrak keladi tikus (typhonium flagelliforme l) decue. kongres ilmiah xviii ikatan apoteker indonesia 2010. makasar, 10–12 desember 2010. 6. man s, gao w, wei c, et al. anticancer drugs from traditional toxic chinese medicines: review. phytother res 2012;26:1449-65. 7. antia bs, otokan je. effect of leaf juice of catharanthus roseus linn on cholesterol, triglyceride, and lipoprotein levels in normal rats. indian j pharmacol 2005;37:401-2. 8. ruskin s, aruna sr. in vitro and in vivo antitumor activity of catharanthus roseus. irjpas 2014;4:1-4. 9. tiong sh, yeng looi c, hazni h, et al. antidiabetic and antioxidant properties of alkaloids from catharanthus roseus (l) g. don. molecules 2013;18:9770-84. 10. natarajan a, syed ahmed ksz, sundaram s, et al. effect of aqueous flower extract of catharanthus roseus on alloxan induced diabetes in male albino rats. ijpsdr 2012;4:150-3. 11. widowati w, mozef tj, risdian c, et al. apoptosis and antioxidant activities of catharanthus roseus (l) g. don extract on breast cancer cell line. ind j cancr chem 2010;1:99107. 12. bai l, zhu wg. p53: structure, function and therapeutic applications. j cancer mol 2006;2: 141-53. 13. amaral jd, xavier jm, steer cj, et al. the role of p53 in apoptosis. discovery med 2010;9:14552. 86 purwaningsih, widayanti, suciati periwinkle leaf extract reduces telomerase 14. widowati w, mozef t, risdian c, et al. anticancer and free radical scavenging potency of catharanthus roseus, dendropthoe petandra, piper betle and curcuma mangga extracts in breast cancer cell lines. oxid antioxid med sci 2013;2:137-42. 15. looi cy, arya a, cheah fk, et al. induction of apoptosis in human breast cancer cells via caspase pathway by vernodalin isolated from centratherum anthelminticum (l.) seeds. plos one 2013;8:e56643. doi:10.1371/journal.pone. 005664. 16. siddiqui mj, ismail z, aisha afa, et al. cytotoxic activity of catharanthus roseus (apocynaceae) crude extracts and pure compounds against human colorectal carcinoma cell line. int j pharmacol 2010;6:43-7. 17. ahmad nh, rahim ra, mat i. chatarhanthus roseus aqueous extract is cytotoxic to jurkat leukaemic t cells but induce the proliferation of normal peripheral blood mononuclear cells. trop life sci 2010;21:105-15. 18. chui sx, qu kj, xie yy, et al. curcumin inhibits telomerase activity in human cancer cell lines. int j mol med 2006;18:227-31. 19. chen ch, cheng rj. prevalence of telomerase activity in human cancer. j formos med assoc 2011;110:275-89. 20. rivlin n, brosh r, oren m, et al. mutations in the p53 tumor suppressor gene: important milestones at the various steps of tumorogenesis. genes cancer 2011;2:466-74. 21. quellette mw, wright we, shay jw. targeting telomerase-expressing cancer cells. j cell mol med 2011;15:1433-42. 22. shay jw, wright we. senescence and immortalization: role of telomere and telomerase. carcinogenesis 2005;26:867-74. 23. artandi se, depinho ra. telomeres and telomerase in cancer. carcinogenesis 2010;3:918. 24. blackburn e. telomerase and cancer. mol cancer res 2005;3:9. doi: 110.1158/1541-7786 -mcr-05-0147. 25. gajalaksmi s, vijayalaksmi s, rajeswari d. pharmacological activities of catharanthus roseus: a perspective. int j pharm bio sci 2013;4: 431-9. 26. aqubi ae, al-naimi rs, al taee eh. comparative pathological and cytogenetical study of ethanolic extract vinca rosea l and vinblastine in treating mammary gland adenocarcinoma implanted mice. kufa j vet med sci 2011;2:146-63. c:\users\user\documents\41 no 2 universa medicina september-december 2022 vol.41no.3 invited editorial genetics of circadian rhythm in disease and aging process juhi aggarwal*, niharika singh, and jyoti batra department of biochemistry, santosh medical college and hospital, sdtu, ghaziabad, uttar pradesh there are multiple peripheral clocks located in various tissues and organs of the body, which cause variations in biological activities and are involved in the generation of circadian rhythms. in mammals, the circadian rhythm is generated by an endogenous timing system known as the circadian clock, which is 24 hours long. during each day, the circadian clock coordinates with environmental cues to regulate many cellular, behavioral, and physiological processes. during the day, a rise in heart rate, blood pressure, temperature and body activity is observed, while in the evening there is a decrease in these parameters. circadian rhythm disruptions and altered sleep-wake cycles can significantly affect work performance and behavior. there has been a growing understanding that the circadian system has a major role in regulating human physiological processes, since recent studies have shown that around 80% of protein coding genes in many tissues and organs exhibit circadian oscillations.(1) the suprachiasmatic nucleus (scn) in the mammalian hypothalamus has been identified as the site controlling circadian behavioral rhythmicity. lesions of the scn abolish locomotor rhythms, and scn transplants reinstate rhythmic behavior with the circadian properties. the oscillatory mechanism of the clock is i ntracell ular and can be monitored. the role of circadian rhythm genes in aging mechanisms, as confirmed by studies, state that 20-43% of genes in every human cell depend on circadian regulators.(2) circadian rhythm genes are regular genes which regulate the cell cycle and inhibit cellular aging (an irreversible exit from the cell cycle). aging is primarily a gradual loss of cellular and whole body capacity of resp o nd ing to stress fo llo wed by reestablishment of the body to a normal state. there are some defined interventions, which give promising results in animal models or even in human studies, resulting in lifespan elongation or health span improvement. one of the most promising targets for anti-aging approaches is proteins belonging to the sirtuin family. sirtuin (sirt)-mediated deacetylation of histone h3 in k9/k14 was observed adjacent to promoters of transcription factors such as forkhead box ''o'' (foxo), e2f1, p300/cbp and ppar.(3) soon it was discovered that the main activity of sirtuins is deacetylation of lysine residues. this is a two-step reaction-firstly, sirtuins cleave nicotinamide adenine dinucleotide (nad) to nicotinamide (nam). in the salvage pathway, nam is converted to nicotinamide mononucleotid e (nmn) by nicotinam ide phosphoribosyl transferase (nampt), a limiting enzyme for the whole pathway. nampt is regulated by a complex consisting of circadian locomotor output cycles kaput (clock) and brain and muscle arylhydrocarbon receptor nuclear translocator-like 1 (bmal1).(4) the circadian clock controls the cellular process that involves the regulation of inflammation and energy hemostasis. mice deficient in the bmal1 circadian transcription factor have impaired circadian behavior and *email: jaggarwal38@gmail.com orcid id: 0000-0003-2883-6785 207 mailto:jaggarwal38@gmail.com https://orcid.org/0000-0003-2883-6785 https://orcid.org/0000-0002-8192-295x https://orcid.org/0000-0002-5391-9593 universa medicina september-december 2022 vol.41no.3 demonstrate loss of rhythmicity in the expression of target genes. these mice significantly earlier manifested age related pathologies such as inflamm atio n of the co rnea, cataracts, sarcopenia, osteoporosis, ptosis of internal organs, alopecia, reduction of visceral and subcutaneous adipose tissue, and alteration in blood composition.(5) it was shown that sirt1 can be found in the telomere and pericentromere regions. telomerase is known for its ability to provide eukaryotic cells with immortality via restoring chromosome ends, which is considered a canonical function of the enzyme. telomeres are perceived as a molecular clock that determines the longevity of cells allowing them to divide up to approximately 50 times (hayflick limit) and that number is limited due to a replication-end problem.(6) deletion of the clock gene was associated with development of cataracts and extensive dermatitis rather early compared to wild type. in clock deficient mice, a decrease in lifespan by 10% was observed. mice with induced deficiency in clock expression exhibit low activity of telomerase which could represent a key reason for the observed low lifespan. telomere length undoubtedly is important for cellular aging.(7) recently, hitherto different studies have deciphered the roles of several clock genes like period (per1, per2, per3), timeless (tim), and cryptochrome (cry1, cry2) in regulating dna damage response (ddr).(8) timeless gene can be associated with cell cycle regulators which control aging. timeless interacts with a cell cycle checkpoint kinase chk1 and the atr-atrip, both of which are linked to cry2. the loss of the tim gene results in decreased production of per2. it was suggested that tim is responsible for regulation of replication in the absence of dna damage influences.(9) the circadian clock particip ates in tumorigenesis by regulating downstream tumor related genes. the period circadian regulator 1 (per1) and period circadian regulator 2 (per2) have been reported to be associated with the upregulation of proliferation gene ki-67, the proto oncogene mdm2, the antiapoptotic gene bcl-2, the invasion and metastasis gene mmp9, and bax and the down regulation of bcl-2, c-myc, and p53 in lung, mammary, pancreatic, hepatocellular, and oral carcinoma cell lines.(10) disruption of circadian rhythms as a consequence of iterative alterations in lifestyle may affect well-being and normal physiological processes in humans and represents a well-known risk factor for promoting various cardio-metabolic disorders like metabolic syndrome, diabetes, and cerebrovascular disease (cvd). humans have a significant reduction in sleeping efficiency due to circadian misalignment (shift work and eating at night), that is associated with elevated blood pressure, lower leptin levels, and higher glucose and insulin levels. many studies have reported a strong association between evening chronotype (the tendency of a person to wake up late and sleep late) and the metabolic disease.( 11) amyloid-beta (a?) peptide levels in mouse hippocampus interstitial fluid exhibit robust daily oscillations due to alzheimer's disease (ad) production and deposition. this peptide is responsible for the onset of cognitive decline in alzheimer's disease patients. the circadian clock may play an important role in determining a? levels.(12) with an increase in neurological activity, we appear to lose the ability to regulate our circadian rhythms as we age, and the master clock in the scn appears to decline with age. the circadian system is composed of a hierarchically organized set of structures which are responsible for generating circadian rhythms and synchronizing them to the environmental conditions. thus, circadian rhythms can be used as an aging predictor. with the advent of biobanks to ensure vast genotyping for the masses, the mapping of circadian genomics is useful to measure an account of its effect on metabolic diseases, immune system, and as an introduction to translational medicine. the widespread use of anti-oxidants must be thoroughly correlated in order to demonstrate their utility in anti-aging processes. 208 universa medicina september-december 2022 vol.41no.3 references 1. ruben md, wu g, smith df, et al. a database of tissue-specific rhythmically expressed human genes has potential applications in circadian medicine. sci transl med 2018;10:eaat8806. doi: 10.1126/scitranslmed.aat8806. 2. zhang r, lahens nf, ballance hi, hughes me, hogenesch jb. a circadian gene expression atlas in mammals: implications for biology and medicine. proc natlacad sci usa2014;111:16219 24. doi: 10.1073/pnas.1408886111. 3. edatt l, poyyakkara a, raji gr, ramachandran v, shankar ss, kumar vbs. role of sirtuins in tumor angiogenesis. front oncol 2020;9:1516. doi: 10.3389/fonc.2019.01516. 4. grabowska w, sikora e, bielak-zmijewska a. sirtuins, a promising target in slowing down the ageing process. biogerontology 2017;18:447-76. doi 10.1007/s10522-017-9685-9. 5. hoylaerts mf. animal models of aging research. blood 2015;126:sci-4. http://doi.org/10.1182/ blood.v126.23.sci-4.sci-4. 6. romaniuk a, paszel-jaworska a, toton e, et al. the non-canonical functions of telomerase: to turn off or not to turn off. mol biol reports 2019;46:1401-11. https://doi.org/10.1007/s11033 018-4496-x. 7. vaiserman a,krasnienkov d. telomere length as a marker of biological age: state-of-the-art, open issues, and future perspectives. front genet 2021; 11:630186. doi: 10.3389/fgene.2020.630186. 8. kolinjivadi am, chong st, ngeow j. molecular connections between circadian rhythm and genome maintenance pathways. endocrine related cancer 2020;2:r55-r66. https://doi.org/ 10.1530/erc-20-0372. 9. guilliam ta. mechanisms for maintaining eukaryotic replisome progression in the presence of dna damage. front mol biosci 2021;8:712971. doi: 10.3389/fmolb.2021.712971. 10. li hx. the role of circadian clock genes in tumors. oncotargets ther 2019;12:3645-60. doi: 10.2147/ ott.s203144. 11. baldanzi g, hammar u, fall t, et al. evening chronot ype is asso ciat ed with elevated biomarkers of cardiometabolic risk in the epi health cohort: a cross-sectional study. sleep j 2022;45:1-10. doi: 10.1093/sleep/zsab226. 12. kress gj, liao f, dimitry j, et al. regulation of amyloid- dynamics and pathology by the circadian clock. j exp med. 2018;215:1059-68. univ med 2022;41:207-9. doi: http://dx.doi.org/10.18051/univmed.2022.v41.207-209 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1356 209 http://doi.org/10.1182/ http://dx.doi.org/10.18051/univmed.2022.v41.207-209 c:\users\universa medicina\docu 184 abstract universa medicina nephrolepis exaltata hibiscus rosa-sinensis combination herbal mask decreases levels of reactive oxygen species in nasal wash awal prasetyo*, resti ariani**, arlita leniseptaria antari***, udadi sadhana†, ika pawitra miranti†, and tri nur kristina*** background poor air and mask quality in the work environment increase the risks of inflammation, reactive oxygen species (ros) production, ongoing oxidative stress, and superoxide dismutase 3 (sod3) levels in the airways. the study aimed to investigate the effect of the nephrolepis exaltata hibiscus rosa-sinensis (ne-hrs) combination herbal mask on the airways, as measured by ros and sod3 levels in the nasal wash of textile industry workers. methods this was a preand post-test randomized controlled trial, consisting of 30 subjects with 5-year working time, conducted for eight weeks and monitored every ten days. subjects were randomized into 3 groups, regular surgical mask group (n=10), ne-hrs combination herbal mask group (n=10) and factory mask group (n=10). sod3 and ros levels were determined using elisa. data were analyzed with one-way anova and multiple comparison tests. results ros levels decreased significantly in all groups (p=0.004). regular surgical masks decreased ros levels by 67.90 ± 50.66 pg/ml, ne-hrs combination herbal masks by 49.91 ± 45.06 pg/ml, and factory masks by 193.96 ± 128.36 pg/ml. sod3 levels also decreased but not significantly (p=0.053). differences in ros levels between surgical mask and ne-hrs combination herbal mask was not significant (p=0.796). conclusion herbal masks laminated with ne-hrs combination significantly reduced ros levels among textile industry workers. ne-hrs combination herbal masks have a similar protective effect to the regular surgical mask. keywords: herbal mask, ros, sod3, textile industry workers original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.184-191 september-december 2020 vol.39no.3 cite this article as: prasetyo a, ariani r, antari al, sadhana u, miranti ip, kristina tn. nephrolepis exaltata-hibiscus rosasinensis combination herbal mask decreases levels of reactive oxygen species in nasal wash univ med 2020;39:184-91. doi: 10.18051/univmed.2020.v39.184-191 *department of biomedical science, faculty of medicine, diponegoro university, semarang, indonesia **blood bank technology, bina trada polytechnic (polbitrada), semarang, indonesia ***department of microbiology, faculty of medicine, diponegoro university/kariadi hospital, semarang, indonesia †department of anatomic pathology, faculty of medicine, diponegoro university/kariadi hospital, semarang, indonesia correspondence: awal prasetyo department of biomedical science, faculty of medicine, diponegoro university, semarang, indonesia email: awalpras@fk.undip.ac.id, awalpras@yahoo.com mobile phone: +62-8122810954 orcid id : 0000-0002-1187-1245 date of first submission, may 14, 2020 date of final revised submission, november 12, 2020 date of acceptance, november 16, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 185 univ med vol. 39 no.3 introduction poor air condition due to exposure to p ol lut an t s ca n c aus e se r iou s re spi r at or y problems, especially if the pollutants are reactive chemicals that easily initiate inflammation. the body will respond continuously with a series of dramatic biological processes if the pollutants are inhaled continuously for a long period of time. the initial risk can result from excessive mucus production, damage to the protective epithelium of the respiratory tract, and malignancy.(1,2) ea r ly p r e vent i o n of d i sea se s of t h e respiratory tract consists in the use of good quality masks. thus, the chance of acute and chronic inflammation in the respiratory tract can be reduced and the inflammatory response including the secretion of pro-inflammatory cytokines, chemokine up-regulation, and other complex transduction signals that lead to proliferation and excessive cell activation can be controlled.(3) another important focus that attracts attention is the changing balance of reactive oxygen species (ros) and superoxide d is mu ta se 3 ( sod3) i n t h e b od y whe n inflammation occurs. inhaled air pollutants deposited in the respiratory tract cause chemical reactions in the body that produce ros (oh-, o 2 -, ho 2 , and h 2 o 2 ) in the respiratory tract. excessive production of ros results in oxidative stress which can injure cells and tissues.(4) masks with nephrolepis exaltata (ne) herbal laminate are reported to be able to protect the respiratory tract better. the use of ne herbal masks significantly inhibits the production of the pro-inflammatory cytokine tumor necrosis factor α (tnf-α) in tests of a limited population of textile industry workers exposed to reactive chemicals. similar studies also show that ne herbal masks work actively in suppressing high free ros and result in decreased superoxide dismutase 3 sod3, leading to an oxidant-antioxidant imbalance.(5) an experimental study showed that the ne herbal mask is better in increasing iga and improving the pulmonary function in textile workers compared to the regular mask.(6) the ethanol extract of hibiscus rosasinensis (hrs) contains flavonoids, saponins and steroids and might be responsible for significant inhibition of inflammation, which may involve inhibition of prostaglandins,(7) as well as blocking of the oxidative stress. our previous study on different subjects recommended the further study of the potency of the ne herbal mask on the sinonasal cellular immune system (6) and the present study added the measurement variables to prove the effect of the ne-hrs combination herbal mask on sinonasal oxidative stress. this study was expected to prove the effectiveness of the nehrs combination herbal mask in decreasing the levels of ros and sod3 in textile dyeing factory workers. methods research design this study used a non-blinded experimental design with pre-and post-test randomized controlled trial and was conducted in pt. apac inti corpora, bawen, semarang, between september-october 2019. research subjects the study recruited 36 subjects that fulfilled the inclusion criteria, but only 30 subjects were included (2 subjects not meeting the inclusion criteria and 4 subjects declining to participate). the study sample consisted of employees of a garment factory in bawen, semarang, who had been exposed to occupational chemicals in the dyeing process section. in total, 30 employees were selected based on the inclusion criteria i.e., 25–50 years old, healthy, and willing to be a research subject; and the exclusion criteria i.e., having a history of alcohol consumption, smoking, liver disease, autoimmune disease, cancer, pulmonary and heart disease and/or being pregnant;. the sample was not similar to that of our previous study.(6) the sample comprised 30 male textile factory workers, 25-50 years old, and working 186 prasetyo, ariani, antari herbal mask and reactive oxygen species in the dyeing and sizing areas. the sample size determination was based on the total number of male workers in the dangerously polluted area of the factory (dyeing area). the inclusion criteria also included subjects having complaints of mucus or watery discharge out of the nose and a working time (in a textile factory) of 5 years. the allocation of the groups was done using the randomized block method with block size=6 (using randomly generated numbers). the subjects were randomized into the groups wearing i) regular medical/surgical masks (n=10), ii) ne-hrs combination herbal masks (regular medical/surgical masks that were laminated with ne and hrs extracts) (n=10) and iii) factory masks (single-ply cloth masks) (n=10). to the subjects it was explained how to use the masks correctly. the researchers gave the masks to the supervisor of the subjects every 10 days, then the supervisor distributed the ma s ks t o t h e s u bj e c t s a nd en s ur e d t he compliance of mask wearing. the masks were used in the work area and were replaced daily for 8 weeks. the duration of wearing masks per day was around 6-7 hours on work days. compliance in using the masks was ensured by daily supervision using monitoring cards and follow-up by the researchers was done every 10 days to evaluate the usage of masks and the health condition of the research subjects. after 8 weeks, a second measurement of ros and sod3 was done. the present study determined the protective effect of the masks from the ros and sod3 levels, but did not report on the evaluation of the usage of masks and health conditions of the subjects. preparation of plant extracts and herbal masks t he pr oce s s o f ma ki ng e xt r a c t s o f nephrolepis exaltata and hibiscus rosasinensis was carried out at the laboratory of sc i e n c e a nd m a t h ema t ic s, d i po ne go r o university, semarang, while the herbal masks as well as the regular surgical masks were made by cv. beauty kasatama, surabaya. the herbal masks were prepared by a lamination technique (three-ply surgical masks were laminated with ne-hrs extracts) to maximize the quality and comfort of the mask design. the single-ply cloth masks were produced by the factory itself. details of the procedures are as specified in indonesian simple patents nos. s00201909 40 9 an d s00 20 19 09412, b ot h published on january 21, 2020. laboratory analysis for examination of sod3 and ros levels nasal wash samples were used. subjects were instructed to sit with the head extended at 45o, then to take a deep breath and hold their breath. a syringe filled with 5 ml of isotonic solution at 37oc was inserted into one nostril (with the other nostril closed). the subjects were to hold their position for a few seconds, then look down and slowly drain the liquid into a container. the procedure was to be repeated for other nostril and the whole procedure done in duplicate. all nasal wash fluid samples were stored at 4oc. each sample was processed for testing by the elisa method. the elisa test for sod3 levels used human sod3 (extracellular superoxide dismutase [cu-zn]) elisa kit) while for ros levels the human reactive oxygen species (ros) elisa kit was used. statistical analysis the data were analyzed with spss for windows version 25. primary data on sod3 and ros were analyzed by the shapiro-wilk test to determine the data distribution, which turned out to be normal. the one-way anova test was used to analyze the data. if significant the a n a l ys i s wa s c o nt i nu e d us i ng mul t i p le comparison tests. ethical clearance this study was approved by the health research ethics commission of the faculty of medicine, undip and dr. kariadi hospital, se ma r a ng, un d e r no . 1 94 / ec/ k e pk / fk undip/v/2019. 187 univ med vol. 39 no.3 a b results the study included 36 subjects that fulfilled the inclusion criteria, but only 30 subjects were included (2 subjects not meeting the inclusion criteria and 4 subjects declining to participate). during the study period, 30 male subjects were randomized into three groups. ten subjects were in the regular surgical mask group, 10 subjects in the ne-hrs combination herbal mask group and 10 subjects in the factory mask group. they were followed-up for 8 weeks (figure 1). at base line, there were no significant differences in age, work duration, and sod3 level, respectively, between the three groups (p=0.318; p=0.626; p=0.29), but there was a significant difference in ros level between the three groups (table 1). this means that the randomization process was unable to equally distribute all variables among the three groups. after exposure for 8 weeks, it appears that ros showed significant results (table 2). the ros levels between groups were significantly different, in that the preand posttest multiple comparison showed significant results between regular sur gica l mask, ne-hrs combination herbal mask, and factory mask (p<0.05), but no significant difference between regular surgical mask and ne-hrs combination herbal mask (table 3). this indicates that the assessed for eligibility (n=36) excluded (n=6): . not meeting inclusion criteria (n=2) . declined to participate (n=4) randomized (n=30) allocated to regular surgical mask (n=10) allocated to ne-hrs combination herbal mask (n=10) allocated to factory mask (n=10) lost to follow up (n=0) lost to follow up (n=0) lost to follow up (n=0) analyzed (n=10) analyzed (n=10) analyzed (n=10) follow-up 8 weeks variables regular surgical mask (n=10) ne-hrs herbal mask (n=10) factory mask (n=10) p value age (yrs) length of work (yrs) ros (pg /ml) sod3 (ng /ml) 38.25 ± 6.76 15.00 ± 9.74 147.00 ± 79.89 4.02 ± 2.18 38.13 ± 7.81 16.25 ± 9.74 134.66 ± 73.33 4.26 ± 1.62 41.63 ± 8.57 19.25 ± 7.65 329.44 ± 122.28 3.27 ± 0.96 0.318 0.626 0.001 0.239 table 1. demographic characteristics, ros and sod3 by treatment group at base-line note: ros: reactive oxygen species; sod3: superoxide dismutase 3 figure 1. flow diagram of the participants 188 protective effect of the ne-hrs combination herbal mask was similar to that of the regular surgical mask. discussion the study showed the effectiveness of the ne-hrs combination herbal mask in reducing the levels of ros significantly, but failed to prove a significant decreasing effect on sod3 level. all treatment groups showed a decrease in sod3 levels with differ ent protective powers. statistically, sod3 levels after wearing the masks did not show any significant differences, although the greatest decline was found in the herbal mask group. it has been known that volatile organic compound (voc), azo dyes, anthraquinone derivatives, ch3cooh, hcooh, naoh, nahs, and formaldehyde are some of the ingredients that are often involved in the coloring process in the textile industry. the heating process at high temperatures (60°-79°c) to strengthen covalent bonds with fabric fibers causes the reactive dyes to evaporate and emit a sharp odor.(8) the fumes released into the air during the coloring process contains h 2 s and no which are easily inhaled by workers and become inflammatory agents in the respiratory tract.(9) microscopic observations show that airway inflammation due to exposure to formaldehyde (h 2 co) and voc complexes with nox in the air is characterized by erosion of airway epithelial cells, goblet cell metaplasia and hyperplasia of flat epithelial cells.(10,11) inhaled pollutants deposited in the respiratory tract cause inflammation and chemical reactions in the body and produce reactive oxygen species (ros, oh-, o 2 -, ho 2 , and h 2 o 2 ) that cover the respiratory tract. some studies have shown that excessive ros production in oxidative stress can injure cells and tissues in the respiratory tract. this condition then disturbs the oxidantantioxidant balance in the body. n. exaltata extract was chosen as a coating on herbal masks because of its strong antioxidant content, inhibition of human bronchial epithelial carcinoma (beas2b) cells and counteracting of oxidative stress due to inhaled vocs.(12) in this study, ne herbs were enriched with the addition of hrs to maximize its protective function in suppressing inflammation and oxidative stress due to an imbalance between ros and antioxidants.(13-15) the analysis of ros levels of the workers showed that all three types of masks used were protective. all study groups (regular, herbal mask or factory mask groups) were capable of reducing workers’ ros levels significantly. at base-line, the distribution of all variables between groups was homogenous, except for the ros level. after 8 weeks exposure the factory mask group surprisingly showed an extreme decrease in ros level. theoretically, the reactive oxygen species levels in the factory mask group should have been the highest compared to the other two groups. this is because in factory masks, the filter note: ros: reactive oxygen species; sod3: superoxide dismutase 3 table 2. ros and sod3 levels after 8 weeks of exposure, by treatment group table 3. multiple comparison of preand post-test of ros levels the mean difference was significant at the 0.05 level treatment groups mean differences p value regular surgical mask ne-hrs combination herbal mask factory mask ne-hrs combination herbal mask factory mask 12.34 ± 47.18 -182.44 ± 47.18 -194.78 ± 47.18 0.796 0.001 0.000 prasetyo, ariani, antari herbal mask and reactive oxygen species characteristics regular surgical mask (n=10) ne-hrs herbal mask (n=10) factory mask (n=10) p value ros (pg/ml) sod3 (ng /ml) 79.10 ± 32.89 0.81 ± 0.12 84.76 ± 40.99 0.67 ± 0.10 135.48 ± 20.98 0.77 ± 0.12 0.004* 0.053 189 univ med vol. 39 no.3 density used tends to be more lax and more likely to pass inhaled pollutants into the respiratory tract. exogenous agents (reactive chemicals, ozone, nitrogen dioxide, cigarette smoke, pollutants, radiation, dr ugs, nut ritional inta ke) and endogenous agents (inflammation, organelle damage, peroxisomes, mitochondria and cell metabolism) are the components that are involved in causing the levels of ros in the body.(14) the mechanisms of interaction of pollutants and ros components with the body structure are complex, but one hypothesis is the involvement of reduction-oxidation (redox) reaction cycle in the epithelial lining of the respiratory tract.(4) this process is initiated by the transfer of electrons from antioxidants to quinone transition metal ions to form reduced metal ions or semiquinones. this process is further rearranged by the reaction with o 2 to form the oxygen free radical which is then converted to h 2 o 2 which is the center of the cycle of radical reactions and oxidative stress in the respiratory tract.(15) basically, oxidant production is neutralized by several antioxidants through cellular mechanisms in the respiratory tract. intracellular antioxidants in the respiratory tract include catalase, sod, and glutathione, formed by the enzymes γ-glutamyl cysteine synthetase and glutathione synthetase. the sod3 test results of the workers after using a mask showed better data (because the improving of sod3 levels) and these indicated protective functions; however, the differences among groups were not significant. all treatment groups showed a decrease in sod3 levels with a different protective power. statistically, the difference in the sod3 levels after wearing the masks did not show any significant difference, but the greatest decline was found in the herbal mask group. one possible reason for this finding is that the herbal mask gives double protection to the factory workers, as antioxidant as well as antiinflammatory agent, to prevent pulmonary edema.(16) this study found that using masks prevented the decrease in the level of sod3 and the increase of ros, although the results were not significant. this is in line with a previous study, that found that using a mask protected the respiratory system from harmfull pollutants.(17) these results also represent the concept of an oxidantantioxidant balance, where good health status allows one to be able to adapt to external stimuli and maintain the immune system, so the ups and downs of sod3 levels are closely related to the deposition of high and low ros in the body.(18) this result was also in line with a previous study stating that sod3 levels in the extracellular matrix decreased with the alveolar injury condition of animals which gradually improved.(19) previously, observations of the level of the cytokine tnf-α as inflammatory marker showed a significant decrease in levels after routine wearing of masks by the workers.(20) this condition turned out to be synergistic with sod3’s position as an antioxidant agent that plays a role in reducing the migration of inflammatory cells with regulation of adhesion molecules such as tumor necrosis factor (tnf)-α, interleukin (il)1α, il6, macrophage inflammatory protein (mip)2, monocyte chemoattractant protein (mcp)-1, va scular adhesion molecule ( vcam), intercellular adhesion molecule (icam), pselectin, and e-selectin in inflammatory tissues. the balance between antioxidants and ros is also supported by research showing that antioxidant levels increase with increasing ros levels in the healthy control group. conversely, antioxidants drop when ros levels are reduced. this will be different in pathological conditions in which ros accumulate in many cells and tissues. the addition of exogenous antioxidants to a certain extent actually stimulates the production of higher levels of endogenous antioxidants because it balances excessive ros levels in the body.(21) some factors influenced the results of this study, both internal and external factors. the dyeing area was chosen as the location of the study because it involved the greatest number of chemicals in the coloring process. the risk of inhalation of these chemicals is due to the low degree of awareness of the workers who lack discipline in using personal protective 190 equipment. in fact, the coloring process takes place at high temperatures and emits strongsmelling hot steam. in addition to the location and discipline of workers, smoking habits, good nutritional intake, age and sex are thought to have participated in influencing ros and sod levels throughout the study. further study is needed about the use of the ne-hrs combination herbal mask in other industries, the prolonged use of the ne-hrs combination herbal mask, and other combinations of herbal mask composition. the limitation of this study was that the time for data collection could not be equated to all samples, and may have been aûected by the physical and mental conditions of the subjects. the limited population of subjects was also suggested to be another limitation of the study, and may be attributed to differences in the conditions of the work environment. the clinical implication of the study is the importance of wearing a mask, especially in polluted areas, that should become a daily habit. the further studies should be directed to prove the potency of the ne-hrs combination herbal mask on the cellular immune system as well as lung functions in acute exposure, compared to the n95 mask. conclusion this study demonstrated that the ne-hrs combination herbal mask was ca pable of reducing the ros levels among industrial textile workers. the protective effect of the ne-hrs combination herbal mask was similar to that of the regular surgical mask. conflict of interest the authors declare that they have no conûicts of interest concerning this article. acknowledgement we thank all laboratory and nursing personnel and the funding agency for this study. references 1. watanabe m, noma h, kurai j, et al. effects of short-term exposure to particulate air pollutants on the inflammatory response and respiratory symptoms: a panel study in schoolchildren from rural areas of japan. int j environ res public health 2016;13:983. doi: 10.3390/ijerph13100983. 2. wang h, song l, ju w, et al. the acute airway inflammation induced by pm 2.5 exposure and the treatment of essential oils in balb/c mice. sci rep 2017;7:44256. doi: 10.1038/srep44256. 3. shakya km, noyes a, kallin r, peltier re. evaluating the efficacy of cloth facemasks in 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http://dx.doi.org/10.1016/j.fsi.2014. 10.027. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 effect of spinal anesthesia with sufentanil on length of stages i and ii of labor in singleton pregnant women: a randomized controlled trial mina yadollahi1 , kambiz sadegi2 , and batool shahraki mojahed1* abstract background labor pain is one of the most painful experiences in a women's life. one of the methods of pain relief is spinal anesthesia. the purpose of this study was to evaluate the effect of spinal anesthesia with sufentanil on the length of the first and second stages of labor in singleton pregnant women. methods a randomized clinical trial was conducted involving 56 women who had to be at least 37 weeks pregnant with a singleton pregnancy and 20 to 35 years of age, as well as seeking a spontaneous natural delivery. they were randomized into an intervention group (spinal anesthesia with sufentanil) of 28 subjects and a control group (no spinal anesthesia) of 28 subjects. statistical analysis was performed using spss software program 20.0. results mean duration of stage i of labor was 152.32 ± 92.01 and 187.68 ± 121.01 minutes in the intervention and control groups, respectively (p=0.34), whereas mean duration of stage ii of labor in the 2 groups was 15.96 ± 14.26 and 26.43 ± 20.90 minutes, respectively (p=0.06). twenty five percent of women in the intervention group and 35.71% of women in the control group experienced a long stage i, whereas 21.43% of women in the intervention group and 35.71% of women in the control group experienced a long stage ii (p>0.05). conclusion this study suggests that spinal anesthesia with sufentanil does not increase the duration of labor stages. it is recommended that more studies be performed in the future using larger sample sizes to allow for the drawing of solid conclusions. keywords: spinal anesthesia, neuraxial analgesia, long labor, duration of labor, singleton pregnancy 1department of gynecology and medical sciences, zabol, iran 2department of anesthesiology, zabol university of medical sciences, zabol, iran *correspondence: batool shahraki mojahed assistant professor of gynecology and obstetrics, department of gynecology and obstetrics, zabol university of medical sciences, zabol, iran email: 30biran@gmail.com date of first submission, february 1, 2023 date of final revised submission, april 3, 2023 date of acceptance, april 17, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 94 doi: http://dx.doi.org/10.18051/univmed.2023.v42:94-100 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1430 cite this article as: yadollahi m, kambiz sadegi k, afshari m, et al. effect of spinal anesthesia with sufentanil on length of stages i and ii of labor in singleton pregnant women: a randomized con trolled trial. univ med 2023;42:94-100. doi: 10.18051/univmed.2023.v42:94 100 https://orcid.org/0000-0002-7839-7752 https://orcid.org/0000-0002-3271-1937 https://orcid.org/0000-0003-3989-1093 95 univ med vol. 42 no. 1 introduction one of a woma n’s most agonizing experiences is going through labor. the best treatment for reducing pain during labor is thought to be neuraxial analgesia. the most popular type of pain treatment during childbirth is epidural analgesia.(1) a self-administered questionnairebased study on the effects of epidural anesthesia received responses from 324 nige rian obstetricians, who mentioned high expenses and having not enough skills as the reasons for not employing the epidural approach.(2) in addition, some medical professionals prefer spinal anesthesia over epidural anesthesia. low amounts of local anesthetic are used during the latter treatment, mostly because the drug can migrate into the spinal fluid. while still being carried out similarly as epidural anesthesia, spinal analgesia calls for a thinner needle to generate a spinal block, which entails making a tiny hole in the dura. furthermore, the spinal block method may take less time than an epidural block.(3) according to several studies, spinal analgesia can be provided more quickly, more affordably, and more effectively than epidural analgesia.(4-6) to prevent undesirable effects such as hypotension in this procedure, it is usual practice to combine local anesthetics and opioid medications in nerve blocks that do not impact sympathetic activity.(7-9) an elongated stage ii of labor is associated with some negative outcomes including chorioamnionitis, perineal rupture, and postpartum hemorrhage. professionals will thus be interested in any treatment that influences the course and outcome of stage ii of labor.(10) a retrospective cohort study on 120 pregnant women who were divided into 2 groups, with one group receiving spinal anesthesia (n=60) and the other without spinal anesthesia (n=60), showed that the duration of stage ii of labor was significantly longer in the women who rec eived spinal anesthesia (p=0.008).(11) the anesthetic drug sufentanil has high solubility, short latency and about 7 hours of action, which makes it a potential effective option for providing fast analgesia.(12) in addition, sufentanil has been reported to cause less respiratory depression than morphine and fentanyl.(13) the analgesic properties of sufentanil have been reported previously and studies suggested its use in both spinal and epidural analgesia.(14) a study to compare the application and efficacy of ropivacaine combined with sufentanil for continuous epidural anesthesia (cea) and combined spinal-epidural anesthesia (csea) in labor analgesia, showed that the use of the combination for csea achieved a shorter onset time and labor period (p<0.01).(15) another study by manouchehrian et al.(16) compared the effects of sufentanil and fentanyl for labor analgesia and reported a similar analgesic effect as well as longer analgesia time for sufentanil. single-dose spinal analgesia can be useful in some cases, such as rapid delivery in primiparous and multiparous individuals and in places where the use of an epidural catheter is restricted. since finding the best option for ana lgesia with the least complications is crucial, the aim of the present study was to determine whether or not spinal anesthesia using a low dose of sufentanil lengthens labor stages i and ii. methods research design this non-blinded, prospective, randomized, clinical trial was conducted in the department of gynaecology and obstetrics, amir-al momenin hospital, zabol, iran from april 1, 2018 to april 1, 2019. research subjects the study subjects were pregnant women who were sent to amir-al momenin hospital in 2019 for a natural birth and agreed to participate in the study. to be eligible for inclusion, a woman had to be at least 37 weeks pregnant with a singleton pregnancy, between 20 and 35 years old, and seeking a spontaneous natural delivery. the exclusion criteria included a history of opiate use, sensitivity to anesthesia, gestational diabetes, 96 gestational hypertension, and indications for cesarean delivery. sample size the required sample size was estimated based on najafi’s study,(17) using a type 1 error of 0.01, a statistical power of 0.90, and a 20% possible dropout rate. the sample size for comparing the means was calculated using the formula; n= f(α, β) 2σ 2 /2δ2, where δ is the true difference and σ is the standard deviation of the outcome. it was estimated that there should be 28 subjects in each of the intervention and control groups. in the study a total of 56 pregnant women, who satisfied the requirements for entry were included. all these subjects as well as their spouses gave their written informed consent after being informed of the study’s goals and conditions. based on a table of random numbers, these participants were randomized using simple randomization into the intervention (spinal anesthesia) and the control group (no anesthesia). intervention in this research, a single dosage of 2.5–5 micrograms of sufentanil was injected in the midline of the l3–l4 or l4–l5 intervertebral regions in the subarachnoid space to induce spinal anesthesia while the patient was seated in a standard operating room. following the injection, the patient remained seated for three minutes befor e lying down. all procedures were performed in the sitting position under aseptic conditions by an expert anesthesiologist, who was to administer the intervention. outcomes measurement vital signs, uterine contractions, and fetal heart sounds were monitored throughout the trial in both groups every 10-15 minutes in the first stage and every 5 minutes in the second stage. the patient was dropped out of the study if any of the following conditions were met: the need for a cesarean section, anesthetic allergy, or cessation of the stages of labor. the gynecology and obstetrics resident who carried out the study kept track of the time. the lengths of the first and second stages of labor were then evaluated and recorded in the two groups, following which the data was imported into spss for statistical analysis. the normal length for the first stage was considered to be 10 hours in nulliparous and 5 hours in multiparous women. the corresponding lengths for the second stage were 3 and 2 hours. the patients were followed up for one month after discharge for hospital in order to be checked for any possible complications. data analysis using spss software version 20.0 and student’s t-test, the descriptive statistics (such as mean and standard deviation) were evaluated. data were compared between the two groups using the t-test for quantitative variables and the chi-square test for categorical variables. a pvalue less than 0.05 was regarded as significant. ethical clearance the zabol university of medical sciences ethics committee authorized this prospective, randomized trial (e thics approval code: ir.zbmu.rec.1397.212). this clinical trial has been registered in the iranian registry of clinical trials (irct). in addition, all participants, together with their spouses, gave written consent before participating. results we enrolled 56 participants in the active phase of labor. twenty eight women were assigned to the intervention group (with spinal anesthesia) and 28 to the control group (without spinal anesthesia). all 56 participants completed their enrolment to the study. no technical difficulty was found in any patient (figure 1). the mean age of the subjects was 26.59 ± 5.58 years in the age range of 18 to 39 years. the mean gestational age was 38.74 ± 1.17 weeks in the range of 35 to 41 weeks. thirty-nine women (69.64%) were multiparous, while 17 were yadollahi, sadegi, afshari, et al spinal anesthesia with sufentanil 97 univ med vol. 42 no. 1 figure 1. flowchart of the participants nulliparous (30.36%). there was no significant difference in any of the demographic factors between the intervention and control groups (table 1). the mean durations of first and second stages of labor were 170.0 ± 108.0 (ranging from 35 to 480 minutes) and 21.20 ± 18.50 (ranging from 2 to 60 minutes), respectively. the mean duration of the first stage of labor was 152.32 minutes in the intervention group compared to 187.68 minutes in the control group (p=0.341), while the mean duration of the second stage was 15.96 minutes in the intervention group compared to 26.43 minutes in the control group (p=0.062), with the means showing no statistically significant difference between the two groups (table 1). overall, 28.57% of women had a long second phase, whereas 30.36% of women had a long first phase. twenty five percent of the women in the intervention group and 35.71% in the control group experienced a long first stage, while 21.43% of women in the intervention group and 35.71 % of women in the control group experienced an elongated second stage. for both stages of labor, there was no significant difference between the spinal group and the control group (table 2). discussion the main finding of our study was that we observed no significant difference in the length of either of stages i and ii between the group who received spinal analgesia with sufentanil and the group who did not. sufentanil is a liposoluble opioid which has a fast onset and a low risk of hypoventilation.(18) 98 a study in india showed that combined spinal epidural using sufentanil and fentanyl achieved high patient satisfaction and excellent labour analgesia without serious maternal or neonatal side-effects. sufentanil provided a significantly longer duration of labour analgesia compared with fentanyl.(19) it is suggested that spinal analgesia lengthens labor by causing the uterine muscle to generate inefficient electrical activity. this idea states that a breakdown in the transmission of contractions to the lower section of the uterus inhibits the primary genesis of uterine contractions. other researchers reported no significant increase in the length of stages of labor by singledose spinal analgesia with 2.5mg hyperbaric bupivacaine plus 50 μg f entanyl. (2 0) t he heterogeneity between studies can be due to the fact that each of these studies used a specific dosage and type of medication for anesthesia. rahmati et al.(20) in their trial used a 0.5 ml (2.5 mg) dosage of hyperbaric bupivacaine 0.5% combined with 50 μg fentanyl and suggested this combination as a safe method for spinal analgesia with no significant complication. our results showed that the control group’s mean lengths of both first and second stages were even longer than those of the spinal anesthesia group (121 ± 187.68 min vs. 92 ± 152.33 min, and 20.90 ± 26.42 min vs. 14.26 ± 15.96 min, respectively). when compared to the contr ol group, even the prevalence of the prolonged second stage was higher in the control group, fairly close to significant levels. zhi et al.(21) in a systematic review and meta-analysis compared the efficacy parameters spinal group (n=28) control group (n=28) p value age (years) weight (kg) height (cm) gestational age (weeks) parity nulliparous multiparous stage i duration (min) stage ii duration (min) cervical dilation before analgesia (cm) 26 ± 5.68 78.6 ± 8.3 1.63 ± 0.05 38.73 ± 1.13 7 21 152.33 ± 92.01 15.96 ± 14.26 2.3 ± 0.3 27.18 ± 5.52 76.1 ± 7.4 1.59 ± 0.09 38.74 ± 1.23 10 18 187.68 ± 121.01 26.42 ± 20.90 2.5 ± 0.4 0.431 0.843 0.612 0.871 0.743 0.341 0.062 0.511 table1. demographic and clinical characteristics of subjects at base-line *values are expressed as mean ±_sd, except for parity as n (%); p-value was obtained from independent sample t-test; p<0.05 considered statistically significant parameters spinal group (n=28) control group (n=28) p-value stage i duration (min) stage ii duration (min) side effect (pruritus) cesarean section postpartum hemorrhage apgar scores at 1 min apgar scores at 5 min 152.33 ± 92.01 15.96 ± 14.26 1 0 2 9.68 ± 0.61 9.53 ± 0.21 187.68±121.01 26.42 ± 20.90 0 0 3 9.73 ± 0.41 9.62 ± 0.56 0.341 0.062 0.451 0.523 0.712 0.832 *values are expressed as mean ±_sd, except for side effects, cesarean section and postpartum hemorrhage as n (%) table 2. comparison of the length of labor and side effects in spinal group vs. control group yadollahi, sadegi, afshari, et al spinal anesthesia with sufentanil 99 univ med vol. 42 no. 1 of sufentanil and fentanyl in combined spinalepidural analgesia and reported that sufentanil was more effective in pain management as well as in extending the analgesia time. we only observed post-dural puncture headache in one patient which was consistent with the results of sharpe et al.(3) which reported postdural puncture headache as the only complication in 2.1% of spinal analgesia patients. another study found that, especially in scenarios with limited resources, spinal anesthesia is one of the most effective methods for treating pregnant women who are extremely restless owing to pain in the later stages of labor, with a success rate of 98%. (2 2) they r eported that a low-dose combination of 250 µg of morphine, 2.5 mg of bupivacaine, and 25 µg of fentanyl can be effective for up to 4 hours. however, due to the unpredictable nature of labor and the particular nature of the labor process, a second spinal block (fentanyl 25 µg + bupivacaine 2.5 mg) may be necessary once the first dose’s effects wear off. another recent study also reported that using opioids can extend the anesthesia time up to 2 hours or even longer.(23) our study had some limitations. the main one was that because of the type of injection technique needed, we could not perform a sham injection as placebo for the control group. however, we believe that this limitation did not cause differential effects on the outcomes. our study did not find a significant increase in labor duration among the patients who received analgesia. since this pain control is a crucial component of labor, professionals should continue to evaluate the available data in order to develop the recommendations for labor pain management. until then, based on our study and previous studies, the use of spinal sufentanil for anesthesia in labor seems to be a safe method that does not increase the length of labor. conclusion this study demonst rated that spinal anesthesia with sufentanil does not increase the duration of the labor stages. it seems that the effect of this method on the duration of labor stages requires further studies. conflict of interest all authors declare that they have no conflict on interests. funding no funding was received for conducting this study. author contribution my and bsm: conception and design, library searches, and assembling relevant literature, critical review of the paper, supervising the wr iting of the paper, and database management. ks: data collection, library searches, assembling relevant literature, writing the paper, critical review of the paper ma: data analysis. all authors have read and approved the final manuscript. 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doi: 10.1016/j.ogc.2022.10.016. yadollahi, sadegi, afshari, et al spinal anesthesia with sufentanil c:\users\universa medicina\docu 207 abstract universa medicina propranolol significantly reduced dna polymerase  expression in patients with essential tremor nefise kandemir1,2, sercan kenanoglu1 , murat gultekin3, nuriye gokce1, hilal akalin1,4, nazife tascioglu1, meral mirza3, emel koseoglu3, and munis dundar1* background essential tremor (et) is the most common movement disorder. propranolol is a first-line medication for et. we aimed to evaluate the effect of propranolol on the expression of poly (adp-ribose) polymerase 1 (parp1) and dna polymerase beta (polb) genes, which are known to be related to neurodegenerative diseases, in patients with et. methods thirty-five healthy volunteers and thirty-five patients followed up with essential tremors were included in a non-randomized control experimental study. expressions of parp1 and polb genes were compared between the control group and the patient group. in addition, preand post-treatment gene expression levels and fahn-tolosa-marin tremor scale values of the patient group were compared after 8 weeks of propranolol treatment. the wilcoxon rank and mann whitney u tests were used to analyze the data. results at baseline, parp1 expression was significantly lower in the et group than in the control group. (p<0.001). polb gene expression was significantly higher in the pre-treatment et group than in the controls (p<0.05). there was no significant difference in parp1 expression levels before and after 8 weeks of propranolol treatment. polb gene expression was significantly higher in the pre-treatment group than in the post-treatment group (p<0.001). conclusion propranolol significantly decreased polb gene expression but there was no significant difference in parp1 gene expression levels in the patient group, after 8 weeks of propranolol treatment. keywords: tremor, genes, propranolol, essential tremor original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.207-215 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1197 september-december 2021 vol.40no.3 ci te t his art icle as: ka ndemir n, kenanoglu s, gultekin m, et al. propranolol significantly reduced dna polymerase  expression in patients with essential tremor. univ med 2021;40: 207-15. doi: 10.18051/univmed.2021. v40.207-215 1department of medical genetics, erciyes university faculty of medicine, kayseri, turkey 2department of medical genetics, diskapi yildirim beyazit training and research hospital, ankara, turkey 3department of neurology, erciyes university facu lty o f medicine, kayseri, turkey 4department of medical genetics, ahi evran university faculty of medicine, kirsehir, turkey *correspondence: munis dundar, professor erciyes university medical school, department of medical genetic, 38039 kayseri/turkey mobile: +905326486116 e-mail: dundar@erciyes.edu.tr orcid id :0000-0003-0969-4611 date of first submission, june 21, 2021 date of final revised submission, september 29, 2021 date of acceptance, october 1, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 208 kandemir n, kenanoglu s, gultekin m, et al gene expressions in essential tremor introduction essential tremor (et) that provokes uncontrolled and rhythmical contractions and relaxations (shaking, twitching movements) is one of the progressive neur ologic movement disorders. the disease is also called idiopathic tremor or benign tremor. even though the disease can occur at any period of life, it is more frequently seen in the older age group. the prevalence of et has a wide range, from 1% in the general population to 5% in the elderly.(1, 2) the main motor dysfunction of et is a kinetic tremor that occurs during voluntary movements of the hands and arms and over time spreads to the head, vocal cords, jaw, and other anatomical parts. another common sign of et is bilateral postural tremor. essential tremor is a clinically heterogeneous disease and also comprises many disorders such as cognitive disorders, dementia and sensory and psychiatric disorders. age and family history can be considered as major risk factors for et.(3) the diagnosis is made based on the typical pattern of tremor and the exclusion of other diseases with tremor. despite its high prevalence, especially in the elderly, the pathophysiology of the disease is still unclear, although many cases seem to be familial.(3-5) there are still several parts in the etiology of et which need to be clarified but the most known substantial etiological factors are genetic and environmental. many large family group samples show an autosomal-dominant pattern. first-degree relatives of et patients have a greater risk of et and the risk increases if the tremor starts at an early age.(5) considering that more than half of the affected individuals have a family history, genetics plays a substantial role in the disease. in addition, there is higher concordance in monozygotic twins than in dizygotic twins. (6) some studies showed that concordance among monozygotic twins is approximately 60% but reported studies about sporadic cases and variable age of onset in some familial cases are arguments for nongenetic factors.(7) a positive family history is quite frequent in patients with et, among whom a significant number of families presumably have autosomal dominant inheritance, while patients with a positive family history have a younger age of onset for the disease.(8) essential tr e mor and some neurodegenerative diseases such as parkinson’s disease (pd), dystonia, and progressive supranuclear palsy (psp) overlap in clinical and pathological features. some post-mor tem examinations have shown that there are tau aggregates in brain samples of patients with et, similar to those in psp. besides, it has been reported that tremors are present also in pd as well as in et.(9) there are several reported responsible genes for the inheritance of the disease, for example, hs1-binding protein-3 (hs1bp3), essential tremor 1-4 (etm1, etm2, etm3, etm4), dopamine receptor d3 (drd3), glial high-affinity glutamate transporter member 2 (slc1a2), hightemperature requirement a serine peptidase 2 (htra2), fused in sarcoma (fus), leucine-rich repeat and ig domain containing nogo receptorinteracting protein 1 (lingo1), and teneurin transmembrane protein 4 (tenm4).(10,11) patients with et have medical and surgical treatment options. propranolol, primidone, topiramate, and gabapentin are generally first choice medicines and another treatment option is surgery that includes thalamotomy, tumoral surgery, and deep brain stimulation.(12) poly (adp-ribose) polymerase 1 (parp1) is an adp-ribosylating enzyme essential for initiating various forms of dna repair. in the pathological condition, extensive dna damage in cells results in parp1 cleavage (inactive), preventing dna repair and thereby leading to cell apoptosis or necrosis. (13,14) poly (adp-ribose) polymerase 1 is a gene encoding the poly (adp-ribosyl) transferase enzyme and is localized in human chromosome 1 (1q42.12). parp1 encoded by this gene can be activated by dna damage; it is a nuclear enzyme involved in dna repair, genomic stability, and many physiological processes such as cell 209 apoptosis. parp1 can act as a sensor for dna damage. after binding to damaged dna, parp1 binds covalently to nuclear acceptor proteins by forming homodimers and catalyzes the cleavage of nad + to nicotinamide and adp-ribose to synthesize long-branching poly (adp ribose) polymers. (15) the dna polymerase beta (polb) is a gene localized on the 8th chromosome 8p11.21 region, and is an important type of dna polymerase that participates in gap-filling dna synthesis. the protein is normally found in the cytoplasm and functions as a monomer but migrates to the nuc leus in case of dna damage.(16) in the literature, many studies observed changes in the expression levels of parp1 and polb genes in diseases with pathological features like those of et. however, no studies have been conducted to evaluate the effect of propranolol on parp1 and polb genes in et patients. in this study we therefore investigated the effect of propranolol on parp1 and polb genes in patients with essential tremors (et), which are known to be related to neurodegenerative diseases. methods research design this was a non-ra ndomized control experimental study that was conducted on 35 patients diagnosed with et in erciyes university medical genetics and neurology departments between july 2016 and january 2019. research subjects and intervention thirty-five healthy volunteers and thirty-five patients who were followed up with essential tremors were included in the study after they were assessed by the erciyes university adult neurology and medical genetics departments. volunteers and patients were assessed by neurological examination and the fahn-tolosamarin clinical rating scale. as a result, those without neurological disorders or chronic medical diseases were selected as the control group. power analysis was performed for 35 patients and 35 healthy volunteers to determine sample size. the effect size was 0.082, 1-beta was 0.924 and alpha 0.05. the inclusion criteria of et patients were age between 18 and 60 years, diagnosed with et by a specialist neurologist, having no additional disease and receiving 40 mg propranolol twice a day for eight weeks. exclusion criteria include patients with hyperthyroidism, diabetes mellitus, psychiatric diseases, tremors (neuropathic, dystonic, and orthostatic), persons receiving treatment that increases tremor and patients under the age of 18. the control group consisted of volunteers aged between 18 and 60 who were medically healthy, did not have any neurological diagnosis and did not have a chronic disease, as a result of the evaluation made by a specialist neurologist. measurements the fahn-tolosa-marin clinical rating scale for tremor (ftm) was used to assess the essential tremor. (17) fahn-tolosa-marin is a scale used to evaluate resting, postural and action tremors. there are up to five ratings representing its severity. tremor severity is evaluated by giving an ftm score between 0 and 4. briefly, the ftm procedure is as follows: the patients are given a device which they hold for 10 seconds to define the tremor severity and frequency. the degree of the scale is directly proportional to the severity of the disease. ftm was measured only in the patient group before and after propranolol treatment, and the two groups were compared statistically. laboratory analysis after peripheral blood samples had been taken from each of the patients and healthy volunteers into 10 ml edta tubes, leukocyte isolation was performed in the laboratory of the erciyes university medical genetics department with the red cell lysis method. leukocytes taken univ med vol. 40 no 3 210 kandemir n, kenanoglu s, gultekin m, et al gene expressions in essential tremor a b in trizol™ reagent were stored at -20°c until rna isolation (invitrogen, thermo fisher scientific, california, united states). rna isolation was performed using the phenolchloroform method. cdna synthesis was done using the evoscript universal cdna master mix kit. expressions of parp1 and polb genes were performed by using the quantitative real-time pcr method on the light cycler 480 ii device (roche diagnostics ltd., rotkreuz, switzerland) using real-time ready catalog primary-probe kits (parp1 with assay id 111143) and polb with assay id 147200)) (roche diagnostic gmbh, mannheim, germany). the reference gene was the β-actin housekeeping gene. the expression analyses were performed using the 2-δδct formula with light cycler 480 software program (version 1.5.0 sp4) (roche diagnostics ltd., rotkreuz, switzerland). gene expression levels were measured in the control group, pre-treatment et group, and post-treatment et group (who had received 8 weeks of propranolol treatment). statistical analysis statistical analysis was performed with the ibm spss statistics 22 software (ibm spss statistics for windows, version22.0. armonk, ny: ibm corp. released 2013). histograms, quantile-quantile plots, and shapiro-wilks tests were used for evaluating the normal distribution of the data. the wilcoxon rank test was used fo r pre -post t rea tme nt eval uat io n. ma nn whitney u test was used to evaluate the difference between the control group and the patient group. the chi-square test was used to compare the distribution according to the gender of the participants. a p<0.05 significance level was accepted. ethical clearance informed consent was obtained from all subjects who agreed to participate in the study. ethics committee approval was obtained from erciyes university ethical committee of clinical studies (2019/82). figure 1. flow diagram of the participants 211 results seventy people were stratified into two groups, namely the et patient group (n=35) and the healthy control group (n=35). the et subjects were given propranolol for 8 weeks (figure 1). at baseline, there was no significant difference in age and sex (gender) between the et and control groups (table 1). a significantly lower parp1 gene expression level was found in the pretreatment et group than in the control group (p<0.001) . polb ge ne expre ssion was significantly higher in the pre-treatment et group compared to the control group (p<0.05) (table 1). polb gene expression was also significantly higher in the pre-treatment group than in the posttreatment group (p<0.001) (table 2). propranolol significantly reduced polb expression, but the decrease in parp1 gene expression was not significant. discussion in our study, the et patient group showed statistically significant changes in parp1 and polb expression levels, in the values compared with the healthy control group. propranolol significantly reduced polb expression, but the reduction in expression of the parp1 gene was not significant. essential tremor, affecting 4% of individuals aged 40 and over, is one of the most common tremor diseases within the globe. the disease can be either a component of different neurodegenerative diseases or an isolated disease.(18) the molecular mechanism of et is still unclear because there is no specific diagnostic marker for et. the disease has clinical similarities with some diseases such as dystonia and parkinson’s disease (pd) and can also be seen together with other neurological diseases such as restless leg syndrome.(19, 20) coexistence with other diseases causes difficulties in the diagnosis of et. twin studies have shown that not only genetic factors, but also environmental factors take part in the etiology of the disease. it was shown in one study that monozygotic twins (6093%) have greater concordance compared to dizygotic twins (27-29%). according to twin studies, the inheritance of et has been reported to be between 45% and 90%.(20, 21) the genetic structure of et is quite complex. the genetic etiology of et comprises both monogenic and multifactorial inheritance. only a few regions of sensitivity have been identified in the etiology of et. variables essential tremor group (n=35) control group (n=35) p value age (years) gender male female parp1 polb 36.71 ± 11.55 24 11 0.32 ± 0.18 0.71 ± 0.58 35.11 ± 10.59 16 19 0.46 ± 0.16 0.46 ± 0.13 >0.05@ >0.05# <0.001@ <0.05@ table 1. distribution of demographic characteristics, parp1 and polb at base line note: parp1: poly (adp-ribose) polymerase 1; polb: dna polymerase beta; @ mann-whitney u test; # chi-square test variables before treatment (n=35) after treatment (n=35) p value parp1 polb ftm-trs grade 0.32 ± 0.18 0.71 ± 0.58 2.4 ± 0.9 0.32 ± 0.21 0.35 ± 0.20 1.9±0.7 > 0.05 $ < 0.001$ <0.01$ table 2. parp1 and polb expression before and after treatment in the et group note: parp1: poly (adp-ribose) polymerase 1; polb: dna polymerase beta; ftm-trs: fahn tolosa marin tremor rating scale; $ wilcoxon rank test univ med vol. 40 no 3 212 kandemir n, kenanoglu s, gultekin m, et al gene expressions in essential tremor genome-wide association studies (gwas) revealed the complex inheritance of et. the etm1, etm2 and etm3 genes were found to be more effective in familial et. on the other h a nd , t h e sl c1a 2, l ing o1 , ct n na3 , ppargc1a and stk32b genes were observed to be effective in sporadic et. in whole genome sequencing (wes) studies, rare variants in the fus, ht ra2 , t e nm 4 , no s3, k cns2 , hapln4, usp6 genes have been associated with et with monogenic inheritance.(22) liao et al.(23) demonstrated with phewas, a phenomewide association study, that propranolol treatment can alter the expression level of genes. propranolol is one of the recommended first-line treatment options for essential tremors. this drug is a non-selective beta-adrenergic receptor antagonist and is given in divided doses three times a day. (24) β-adrenoceptors belong to the family of g-protein-coupled receptors, with the β1 and β2-adrenoceptors being expressed in the brain. central β2-adrenoreceptor blockage is postulated to have favorable effects on tremors.(25) poly (adp-ribose) polymerase-1 (parp1) has dna binding and adp-ribosylation effects. through these features, parp1 constitutes the main part of the cellular repair and defense program mechanism. poly (adp-ribose) may also affect some transcription factors, which c o nt r ol t he e xp r e s s i on o f i nf l a mma t o r y mediators, such as nuclear factor kappa b (nfκb). on the other hand, increased parp1 activation may cause fatal effects on cells by the release of apoptosis-inducing factor (aif) and nad+ and atp reduction. even though parp1 i s par t of t he ge nome pro te c ti on mechanisms, hyperactivity of parp1 can be harmful to the cell. excessive activation of parp1 has been linked to several biological processes including aging, neurodegeneration, and parthanatosis. parthanatos is a caspaseindependent programmed cell death pathway b e c a u se o f n uc le a r t r a n s lo c a ti o n o f t he mitochondria-associated aif.(26) excessive activation of parp1 has been implicated in several neurodegenerative premature aging disorders such as xpa, csb, and atm, and the etiology of stroke.(27,28) poly (adp-ribose) polymerase-1 has a role in the pathogenesis of parkinson’s disease (pd). this information can be supported by the presence of much parp in the nuclei of dopaminergic neurons of the substantia nigra in patients with pd.(29) excessive parp1 activation, which causes dna damage, occurs with age in wildtype c. elegans.(28) multiple studies have shown that increased activation is associated with aging, neurodegeneration, and metabolic disorders.(27) inhibition of parp1 provides prominent neuroprotection in animal models; furthermore, it has been dete rmined that parp1 has a physiological role in the regulation of alphasynuclein expression. it has also been shown that variants involved in the parp1 gene promoter decrease the risk of pd and postpone the initial age of the disease.(30) the ability of parp1 to function simultaneously as both catalytic and acceptor proteins has led to conflicting data.(31) α-synuclein (α-syn) is a presynaptic protein that accumulates and causes loss of neuronal function in pd. injection of this protein inhibits parp-1 activity in the cerebral cortex and hippocampus of rat models.(32-34) the nitric oxide pool that is released after the application of α -syn and no-mediated caspase-3 activation may play a role in the reduction of parp-1 activity.(35,36) both pd and essen tial tremor s are neurodegenerative diseases with tremors. in our results, the expression level of the parp1 gene in et was lower than in the control group. the reason for this result can be related to the fact that parp1 has a significant role in the dna repair mechanism and the loss of functionality of this gene will be effective in the development of et. after propranolol treatment, no significant difference was observed in the expression of parp1. it is particularly important to conduct studies considering parp targeted therapy to understand the details of the parp1 catalytic mechanism and regulation. 213 dna polymerase β is essential for the base excision dna repair (ber) pathway, which clears the genome of apurinic/apyrimidinic (ap) regions.(37) apurinic/apyrimidinic sites could be detrimental for cells because they have mutagenic and/or cytotoxic effects. during the repair of ap regions, dna pol-β participates in synthesis and lyase activities. due to the crucial role of polb in sequence conservation, polb is considered critical for cellular survival. the role of polb has been confirmed with polb null mouse cells, that were more sensitive to agents which damage dna.(38) publications ar e proving that endoreduplication occurs during cell division in patients with pd and alzheimer’s disease (ad). the molecula r cont rol mecha nisms of endoreduplication in the neurodegeneration process are still confused. excessive expression of polb promotes rot enone-induced endoreduplication and this is associated with maintenance of the g2 state. polb i s overexpressed during dopaminergic neuronal death, which is associated with cell cycle re-entry in rotenone-based animal models. therefore, excessive polb expression caused by rotenone increases genome instability in dopaminergic cells, through induction of endoreduplication. increased polb and re-entry of the cell cycle may be associated with the loss of dopaminergic neurons. to better understand the relationship between polb and endoreduplication, we need more detailed studies, especially using in vivo models.(39) in our study, the polb expression level was observed to be higher in et patients compared to the control group. these results are like those seen in the literature in patients with ad and pd. after propranolol treatment, the polb expression level was lower than in the pre-treatment group. this clearly shows that propranolol treatment reduces the effects of polb in et, considering the recovery status of the patients. in our study, we examined parp1 and polb gene expressions in the blood of et pa tients. considering that et affects the cerebellar, brain stem, thalamic, and cortical pathways, animal studies can be conducted, and our results can be compared by looking at the expression differences between blood and brain tissue. the number of patients is one of the important limitations of our study. in future studies, looking at the expression levels of these genes with more subjects and in patients treated with different concentrations of propranolol will increase the reliability. conclusion this study demonstrated that polb gene expression was significantly higher in the pretreatment group than in the post-treatment group. gene expression levels and recovery status of patients can be followed by creating groups treated with different propranolol levels, and these are conceived as commencing strategies for emerging novel treatments. acknowledgment erciyes university supported the study as project tsa-2019-8891. conflict of interest the authors declare no competing interests. contributors nk and md developed the theory and concept of the study. sk and ha designed the study. md, mm, mg, and ek investigated and supervised the findings of this work. nk wrote the manuscript with support from ng, nt, sk, and md. ng and nk performed the statistical analyses. md, ha and sk verified the analytical methods. nt, ng, and sk made the literature search. mg, mm and ek performed clinical studies. nk analyzed and interpreted the patient data. all authors discussed the results and contributed to the final manuscript. all authors read and approved the final manuscript. univ med vol. 40 no 3 214 kandemir n, kenanoglu s, gultekin m, et al gene expressions in essential tremor references 1. louis ed. 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10.1016/bs.enz.2019.08.002. 39. wang h, chen y, chen j, cell cycle regulation of dna polymerase beta in rotenone-based parkinson’s disease models. plos one 2014;9: e109697. doi: 10.1371/journal.pone.0109697. univ med vol. 40 no 3 zairin noor 96 *department of orthopedics, ulin general hospital, faculty of medicine, lambung mangkurat university, banjarmasin **department of orthopedics, saiful anwar regional general hospital, faculty of medicine, brawijaya university, malang ***department of orthopedics, hasan sadikin hospital, faculty of medicine, padjadjaran university, bandung §department of biology, faculty of mathematics and natural sciences, brawijaya university, malang correspondence dr. dr. zairin noor, spot(k), mm., fics department of orthopedics, ulin general hospital, faculty of medicine, lambung mangkurat university, banjarmasin jl. a. yani km 2 no.43 banjarmasin 70233 email: noorzairin@yahoo.com mobile phone:+62811511130 univ med 2012;31:96-104 universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background both cortical and cancellous bone display a complex, porous microstructure whose properties depend on the macrostructure of bone as well as age and health of the individual. the aim of this study was to compare the microstructure and characteristics of mineral atoms in osteoporotic and normal bone. methods a prospective laboratory experimental study was conducted from august to december 2010 at several hospitals in banjarmasin. twenty patients with osteoporosis and twenty six normal patients were involved in this study. bone obtained from surgery was analyzed for microstructure by scanning electron microscopy (sem), while mapping of mineral atoms was performed by means of sem-energy dispersive x-ray spectroscopy (sem-edax) at the brawijaya university, malang. results the osteoporotic subjects with mean age of 64.65 ± 16.41 years were older than the normal bone subjects with mean age of 39.38 ± 17.16 years. the body mass index was similar in both groups of subjects. from sem-edax results, three patterns of mineral atoms were apparent in osteoporotic and normal bone. in osteoporotic bone, these patterns were indicative of a disordered substitution or incorporation process. sem results showed degeneration of microarchitecture (resorption cavities, perforations, and prominent granules) in osteoporotic but not in normal bone. there was a significant difference in microstructure between osteoporotic and normal bone, which was caused by differences in atomic properties. conclusions microstructural abnormalities of bone and disharmonization of mineral atoms in the periodic system were found in osteoporosis. keywords: mineral atoms, composite, microstructure, osteoporosis bone microstructure and atomic periodic disharmonization in osteoporosis zairin noor*, mohammad hidayat**, agus hadian rahim*** and sutiman b. sumitro§ abstract 97 univ med vol. 31 no.2 mikrostruktur dan disharmonisasi periodik atom pada osteoporosis latar belakang pada osteoporosis terjadi degenerasi mikrostruktur yang meningkatkan fragilitas dan risiko terjadinya fraktur. insidens osteoporosis meningkat sesuai bertambahnya umur dan terjadinya fraktur biasanya relatif disebabkan oleh trauma minor. penelitian ini bertujuan untuk membedakan mikrostruktur dan karakteristik atom mineral antara tulang osteoporosis dan tulang normal. metode sebuah penelitian prospektif dengan uji eksperimental laboratorium telah dilakukan antara bulan agustus-desember 2010 di beberapa rumah sakit di banjarmasin. dua puluh pasien osteoporosis dan dua puluh enam pasien normal terlibat dalam penelitian ini. tulang yang diambil ketika dilakukan operasi fraktur, kemudian dianalisis mikrostruktur dengan menggunakan scanning electron microscope (sem) dan mapping atom dengan sem-energy dispersive x-ray spectroscopy (sem-edax) di laboratorium fisika universitas negeri malang. hasil subjek osteoporosis berusia rata-rata 64,65 ± 16,41 tahun jauh lebih tinggi dibandingkan subjek dengan tulang normal yang berusia rata-rata 39,38 ± 17,16 tahun. indeks massa tubuh antara kedua kelompok tidak berbeda. gambaran sem menunjukkan degenerasi mikroarsitektur (kavitas resorpsi, lubang, dan granula yang tinggi) pada osteopotosis dibandingkan tulang normal. hasil sem-edax ditemukan tiga pola mapping atom pada osteoporosis dan tulang normal. pada osteoporosis pola mapping atom mengindikasikan ketidakteraturan dalam sistem periodik akibat substitusi atau inkorporasi. terdapat perbedaan mikrostruktur yang bermakna antara osteoporosis dan tulang normal, yang mengakibatkan adanya perbedaan pada pola mineral atom. kesimpulan mikrostruktur tulang yang disertai adanya disharmonisasi atom mineral dalam sistem periodik ditemukan pada osteoporosis. kata kunci: atom mineral, komposit, mikrostruktur, osteoporosis abstrak introduction bone is multifunctional in character, c o m p r i s i n g s u p p o r t f o r b o d y s t r u c t u r e s , protection and storage of regenerative cells, and homeostasis of mineral ions.(1) this material is non-uniform and heterogenous. increasing age results in increased mineralization of bone tissue and the development of localized hypermineralization, such that it is prone to develop cracks that affect its overall mechanical characteristics. the effects of its mineralization pattern are more complex than that observable f r o m a n o v e r a l l i n c r e a s e i n t i s s u e mineralization. with overall increase in its mineral content, bone becomes harder and stronger. when the optimum point or limit of mineralization for a given mineral is exceeded, the material loses its strength.(2) osteoporosis is characterterized by low b o n e m i n e r a l d e n s i t y ( b m d ) a n d microarchitectural degradation, both of which i n c r e a s e b o n e f r a g i l i t y a n d t h e r i s k o f fractures.(3-5) the incidence of osteoporosis increases with age and fractures commonly occur from relatively minor injury. several studies have stressed the role of environmental and social factors as predisposing factors of osteoporosis.(6) 98 bone mineralization changes are strongly influenced by the properties of atoms that are capable of substitution to form composites. previous studies have determined the atomic composition of bone,(7-9) which determines the dimensions of the hydoxyapatite crystals, which are larger(10) or smaller11 in osteoporotic bone than in normal bone. to date the various atomic compositions of bone have only been assessed quantitatively, and there have been no studies for detection of atomic mapping in bone structures. the purpose of the present study was to compare atomic mapping and microstructural aspects of normal and osteoporotic bone. assessment of atomic mapping of bone may supply further information on the determiner of bone quality, which should not be based solely on the quantitative aspect of mineral atomic content. methods design of the study a prospective laboratory experimental study was conducted from august to december 2010 at several hospitals in banjarmasin. study subjects the subjects of this study were women undergoing surgery in the department of orthopedics of ulin general hospital in b a n j a r m a s i n a n d o t h e r c e n t e r s , w i t h a s i n c l u s i o n c r i t e r i a m e n o p a u s a l a n d n o n m e n o p a u s a l w o m e n ; w i t h t r a b e c u l a r fracture of the proximal femur; and osteoporotic and normal bmd scores. exclusion criteria: concomitant disease (diabetes mellitus, stroke, and chronic renal failure) and use of steroids. measurements of bone microstructure at the time of surgery, a sample of the fermoral head was taken for determination of bone microstructure by means of scanning electron microscopy (sem) and mineral atomic mapping of the bone using sem-energydispersive x-ray spectroscopy (sem-edax). sem has been routinely used for the nondestructive study of bone surface structure and morphology. in conjunction with edax, sem is capable of analyzing the atomic composition of materials by detecting atomic structures from levels of about 0.1 wt. the subjects were divided according to bmd scores into a group with normal bone and a group with osteoporotic bone. for the diagnosis of osteoporosis we used bmd data (t scores) for young adults. according to these c r i t e r i a , a t s c o r e o f ≤ 2 . 5 i n d i c a t e s osteoporotic bone, while a t score of > -1 indicates normal bone.(5) sem and edax-sem examinations were performed at the physics laboratory of brawijaya university in malang. analysis of edax-sem data was based on a t o m i c d i s t r i b u t i o n p a t t e r n s o n s e m micrographs, classified according to the position of the respective elements in the periodic table of mendeleev. statistical analysis t h e c h a r a c t e r i s t i c s o f t h e s u b j e c t s , comprising age, weight, height, bmi and p r o x i m a l f e m o r a l b m d , w e r e c o m p a r e d between the osteoporosis and normal groups, using independent t-test. the sem and semedax results were analyzed by visually comparing their respective images. semedax results were compared by evaluating the distribution of the colored points on the bone s u r f a c e , i n d i c a t i n g t h e m i n e r a l a t o m i c distribution. ethical clearance this study obtained ethical clearance from the research ethics commission of the faculty of medicine, brawijaya university, malang. results this study involved 20 patients with osteoporotic bmd and 26 patients with normal bmd, whose characteristics are presented in table 1. the osteoporotic subjects with mean noor, hidayat, rahim, et al disharmonization in osteoporosis 99 univ med vol. 31 no.2 age of 64.65 ± 16.41 years were older than the normal subjects with mean age of 39.38 ± 17.16 years. the bmi of both groups of subjects were comparable. as presented in table 2, this study found deviations in atomic patterns of osteoporotic bone in relation to the periodic system of mendeleev, while the atoms in normal bone still followed the regularity of the mendeleev periodic system. calcium (ca), potassium (k), and titanium (ti) atoms, which showed a homogenous pattern in normal bone (period iv), became non-homogenous as a result of the presence of phosphorus (p) (period iii). the atoms of al, p, mg, and s, with a homogenous pattern in normal bone (period iii), showed a non-homogenous pattern due to the presence of k, ti and fe from period iv. on the basis of sem analysis, this study found microstructural differences between o s t e o p o r o t i c a n d n o r m a l b o n e . a t 5 0 x magnification, sem images of osteoporotic bone showed trabecular structural degradation, with cavities due to excessive resorption of the trabecular arches. the degraded bone was marked by trabeculae with thin and flat walls and numerous cracks, and the beginings of a g r a n u l a r s t r u c t u r e . i n n o r m a l b o n e t h e t r a b e c u l a e w e r e s t i l l m a s s i v e , w i t h interconnected thick-walled arches and rare instances of trabecular cracks, without apparent granular structure (figures 1a and 1b). figure 1. appearance of trabecular structures in osteoporotic (1a) and normal (1b) bone at 50 x magnification 1a 1b table 2. atomic mapping patterns in osteoporotic and normal bone according to period table 1. characteristics of osteoporotic and normal subjects bmi=body mass index; bmd=bone mineral density 100 at 100 x magnification, the sem images of osteoporotic bone showed the presence of perforations at several locations, surrounded by resorption cavities and trabecular stumps. the surface of the remaining trabecular structures appeared flattened and thin. in contrast, normal bone showed resorption cavities that had not yet become large perforations; the trabecular walls were still thick with a knobby surface, without any cracks (figures 2a and 2b). at 3000 x magnification osteoporotic bone s h o w e d g r a n u l a r s t r u c t u r e s o f v a r i a b l e dimensions surrounding resorption cavities and trabecular stumps. the formation of granules resulted in increased porosity of the osteoporotic bone. in normal bone no granular structures were yet apparent and its dominant feature was the presence of a network of interconnected fibrillar strands (figures 3a and 3b). on edax-sem analysis there were differences in patterns of mineral atoms between osteoporotic and normal bone. ca and p had similar atomic mapping patterns in osteoporotic bone. however, in normal bone the ca mapping pattern differed from the p mapping pattern, and resembled the k and ti mapping patterns (figure 4). t h e s e c o n d m a p p i n g p a t t e r n i n osteoporotic bone was that shown by zn and cu. in normal bone the mapping patterns of cu and zn resembled that of fe (figure 5). the third mapping pattern in osteoporotic bone was the pattern shown by al, k, mg, s, ti, and fe, while in normal bone the mapping patterns of al, p, mg, and s were similar (figure 6). figure 2. appearance of trabecular structures in osteoporotic (2a) and normal (2b) bone at 100 x magnification figure 3. appearance of trabecular structures in osteoporotic (3a) and normal (3b) bone at 3000 x magnification 3a 3b 2a 2b noor, hidayat, rahim, et al disharmonization in osteoporosis 101 univ med vol. 31 no.2 discussion bone undergoes continuous changes throughout life under the influence of hormonal and physical factors. trabecular bone is sensitive to hormonal or biological factors involved in its metabolism. the mechanical properties of bone are determined by the microarchitecture of the trabeculae, comprising their numbers and thickness, and the presence of cavities.(12) figure 4. mapping patterns of ca and p in osteoporotic bone (top) and mapping patterns of ca, k, and ti in normal bone (bottom). zn fecuzn cu figure 5. mapping patterns of zn and cu in osteoporotic bone (top) and mapping patterns of zn, cu and fe in normal bone (bottom) ca ti p kca 102 the microstructure of osteoporotic bone shows a diminished amount of bone and a d e g r a d e d m i c r o a r c h i t e c t u r e . a t 5 0 x magnification osteoporotic bone shows a thinning and reduction of bone structures, and the presence of cracks and perforations, resulting in loss of integrity of the trabecular arches. at 100 x magnification osteoporotic bone displays flattened trabeculae with perforations, while at 3000 x magnification granules are found. qualitatively, these results are similar to those obtained by shen et al(12) and jasiuk.(13) differences were also found between osteoporotic and normal bone with regard to a t o m i c m a p p i n g p a t t e r n s , a s a r e s u l t o f differences in subsitutions or incorporations in the atomic structure of the bone. substitution is the replacement of one type of atom with another type, as a result of similarities in the length of the radii and electric charges of these atoms. incorporation is the joining of one type of atom into the structure/system of other types of atoms, thus affecting the overall integrity of the molecule. in addition, the presence of molecular cavities surrounded by functional groups with affinities to certain mineral atoms kai spai fetis mg mg figure 6. mapping patterns of al, k, mg, s, ti, and fe in osteoporotic bone (top) and mapping patterns of al, p, mg, and s in normal bone (bottom) also determines the type of atom involved in substitution or incorporation. the affinity of a functional group may attract or repel one or more types of mineral atoms. overall, the role of substitution and incorporation determines the growth of the bone matrix.(14) this study found that in osteoporotic bone there were deviations in atomic patterns in relation to the periodic system of mendeleev, whereas in normal bone the regulatity of the periodic system was still present. these abnormalities were presumably caused by substitution or incorporation of mineral atoms. in addition, these patterns also determine the potential for substitution or function of each atom within the patterns. in normal bone, the first pattern showed a similar mapping between ca, k, and ti. these three elements are in the same period iv in the periodic system of mendeleev. the potassium (k) atom substitutes for calcium (ca) in the hydroxyapatite crystal, given the presence of a molecular cavity, because the k atom has a longer ionic radius than ca.(15) the titanium atom imparts hardness and strength to the bone. in the periodic system, the position of ti is adjacent to that of ca, in other words, ti noor, hidayat, rahim, et al disharmonization in osteoporosis 103 univ med vol. 31 no.2 is homogenous with ca. the smaller ionic radius (2.23 å) of the ti atom enables it to substitute for ca, or to reach homeostasis to support the strenght of bone. the periodic disharmonization in osteoporosis is marked by similar mapping patterns of ca atoms (period iv) and p atoms (period iii). this disharmonization is due to atomic dishomeostasis, porosity, or decreased size of the hydroxyapatite crystal in osteoporosis. apparently the first pattern is related to the strength of bone. the second pattern of normal bone indicates the potentials for substitution between zn, cu, and fe atoms as a result of their adjacent positions in the periodic system. the ionic radius of fe (1.73 å) is longer than that of cu (1.57 å) and zn (1.53 å), such that fe may be substituted by both cu and zn. zn has been proved to be important in organic structures as well as in crystals. cu plays a role in the cross-linking of bone with collagen. both zn and cu are mutually antagonistic in bone, where a decrease in zn levels increases the cu content of bone.(16-18) regarding the role of these three mineral atoms as connectors to the organic structures of bone, all three (fe, cu, zn) are involved in this function in normal bone, whereas in osteoporotic bone only cu and zn are involved. apparently the second pattern is related to binding anorganic to organic structures. the third pattern in normal bone involves al, p, mg, and s in period iii of the periodic system of mendeleev, while in osteoporotic bone there are periodic irregularities comprising al, k, mg, s, ti, and fe. presumably fe forms a complex with s, which hampers the function of fe as a connector with the organic structure. in addition, the remote position of ti relative to ca potentially decreases substitution of ca by ti. p r e v i o u s s t u d i e s h a v e r e v e a l e d a n association between bone microstructure and t h e s t r u c t u r e a n d d i m e n s i o n s o f i t s hydroxyapatite crystals. the present study explores another aspect of microstructure development, i.e. the mapping of mineral atoms on the microstructural surfaces involved in the development of osteoporosis. this study revealed disharmonization of mineral atoms in t h e p e r i o d i c s y s t e m o f m e n d e l e e v i n osteoporotic bone based on substitution and incorporation. on the other hand, in normal bone there is still a mendeleev periodic harmonization (the atoms within one period form a homogenous pattern in the structure of bone). these results extend the findings of busse (19) on ca and p hypermineralization in osteoporotic bone. one limitation of this study was the qualitative nature of the data analysis, the study of the detailed mechanism of substitution and incorporation in the development of osteoporosis as a result of exposure to metals is the subject of further studies. conclusions t h i s s t u d y d e m o n s t r a t e s t h a t t h e microstructure of trabecular bone in osteoporosis differs from that of normal bone, which is associated with disharmonization of mineral a t o m s i n t h e p e r i o d i c s y s t e m . a t o m i c disharmonization indicates that osteoporosis is a process leading to amorphous state. acknowledgements we thank drs. abdulloh fuad, m.si for analysis of sem and sem-edax results. daftar pustaka 1. mano jf. viscoelastic properties of bone: mechanical spectroscopy studies on a chicken model. mater sci eng 2005;25:145-52. 2. tho jy, zioupos p, currey jd, pharr gm. microstructural elasticity and regional heterogeneity in human femoral bone of various ages examined by nano-indentation. j biomech 2002;35:189-98. 3. huang q, kung awc. genetic of osteoporosis. mol genet metab 2006;88:295-306. 4. duncan el, brown ma. genetic studies in osteoporosis – the end of the beginning. arthritis res ther 2008;10:214. 104 5. brandao cmr, lima mg, da silva al, silva gd, guerra aa jr, acurcio fa. treatment of postmenopausal osteoporosis in women: a systematic review. cad saude publica 2008; 24supl4:592-606. 6. handa r, kalla aa, maalouf g. osteoporosis in developing countries. best pract res clin rheumatol 2008;22:693-708. 7. wiechula d, jurkiewicz a, loska k. an assessment of natural concentrations of selected metals in the bone tissue of the femur head. sci total environ 2008;406:261-7. 8. nielsen fh, stoecker bj. boron and fish oil have different beneficial effects on strength and trabecular microarchitecture of bone. j trace elem med biol 2009;23:195-203. 9. odabasi e, turan m, aydin a, akay c, kutlu m. magnesium, zinc, copper, manganese, and selenium levels in postmenopausal women with osteoporosis: can magnesium play key role in osteoporosis. ann acad med singapore 2008; 37:564-7. 10. noor z, sumitro sb, hidayat m, rahim ah, taufiq a. assesment of microarchitecture and crystal structure of hydroxyapatite in osteoporosis. univ med 2011;30:29-35. 11. sastry tp, chandrasekaran a, sundaraseelan j, ramasastry m, sreedhar r. comparative study of some physico-chemical characteristics of osteoporosis and normal human femur heads. clin biochem 2007;40:907-912. 12. shen y, zhang z, jiang s, jiang l, dai l. postmenopausal woman with osteoarthritis and osteoporosis show different ultrastructural characteristics of trabecular bone of the femoral head. bmc musculoskeletal disord 2009;10:35. doi:10.1186/1471-2474-10-35. 13. jasiuk im. analysis of trabecular bone as a hierarchial material. xxi ictam, warsaw, poland, 15-21 august, 2004. 14. noor z, sumitro sb, hidayat m, rahim ah, sabarudin a, umemura t. atomic mineral characteristics of indonesian osteoporosis by high-resolution inductively coupled plasma mass spectrometry. the sci world j 2012. doi: 10.1100/2012/372972. 15. vallet-regi m, arcos d. biomimetic nanoceramics in clinical use: from materials to applications. cambridge: the royal society of chemistry, thomas graham house, science park;2008. 16. ovesen j, moller-madsen b, nielsen pt, christensen ph, simonsen o, hoeck hc, et al. differences in zinc status between patients with osteoarthritis and osteoporosis. j trace elem med biol 2009;23:1-8. 17. holloway wr, collier fm, herbst re. hodge jm, nicholson gc. osteoblast-mediated effects of zinc on isolated rat osteoclasts: inhibition of bone resorption and enhancement of osteoclast number. bone 1996;19:137–42. 18. aina v, perardi a, bergandi l. cytotoxicity of zinc-containing bioactive glasses in contact with human osteoblasts. chem biol interact 2007; 167:207-18. 19. busse d, hahn m, soltau m, zustin j, puschel k, duda gn, et al. increased calcium content and inhomogeneity of mineralization render bone toughness in osteoporosis: mineralization, morphology and biomechanics of human single trabeculae. bone 2009;45:10341-3. noor, hidayat, rahim, et al disharmonization in osteoporosis oktavianus 27 *neurologist and interventional neurologist, fatmawati general hospital, jakarta **neurologist and interventional neurologist, dr. soetomo general hospital, surabaya ***director, department of interventional neurology and stroke therapy, max super specialty hospital, saket-new delhi, india correspondence dr. fritz sumantri usman, sr, sps, fins neurologist and interventional neurologist, fatmawati general hospital, jakarta email : fritzsumantri@yahoo.com univ med 2012;31:27-33 abstract universa medicina january-april ,2012january-april ,2012january-april ,2012january-april ,2012january-april ,2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background cerebral digital subtraction angiography (dsa) continues to be used for the examination of patients with cerebrovascular diseases. in the past decade, safer contrast agents have been used and there have been important technical advances including smaller catheters, hydrophylic guide wires, and digital imaging systems. the objective of this study was to determine the neurological complication rates of cerebral angiography performed for inpatients. methods a prospective study was conducted from january 2009 until december 2011. the patient’s demographic characteristics, the procedural details as well as complications appearing during and after the procedure were documented. neurological complications are classified based on the international classification: (a) transient, disappearing within 24 hours; (b) reversible, lasting more than 24 hours but less than 7 days; (c) permanent, if the complication last for more than 7 days. the complications were examined by a neurologist. results the patients comprised 82 (41%) women and 118 (59%) men, ranging from 11 to 86 years of age. from 200 patients who underwent the procedure, permanent neurological complications were found in 1 (0.50 %) patient. neither reversible nor transient neurological complications were found. conclusion the cerebral digital subtraction angiography procedure, when conducted by a neuro interventionist, is relatively save, both from the aspect of neurological and non-neurological complications, and from the number of deaths. the overall neurological complication rate fell within the limits recommended by quality improvement and safe practice guidelines. keywords: cerebral angiography, safety, neurology complications safety of cerebral digital subtraction angiography : complication rate analysis fritz sumantri usman*, achmad firdaus sani** and shakir husain*** 28 usman, sani, husain cerebral digital subtraction angiography cerebral digital substraction angiography : analisis komplikasi latar belakang digital subtraction angiography (dsa) serebral masih sering digunakan untuk memeriksa penderita dengan gangguan serebrovaskular. selama decade terakhir banyak kemajuan yang telah diperoleh untuk meningkatkan keamanan penggunaan dsa serebral, seperti kontras yang lebih aman, kateter yang lebih kecil, kawat (hydrophilic guides), dan sistem pengamatan digital yang semakin baik. penelitian ini bertujuan untuk menentukan besarnya kompliklasi neurologi yang terjadi pada penggunaan dsa serebral. metode penelitian prospektif telah dilakukan mulai dari januari 2009 hingga desember 2011. data yang dikumpulkan meliputi karakteristik demografi pasien, rincian proses prosedur, termasuk ada tidaknya komplikasi yang timbul, baik selama atau setelah dilakukan prosedur. komplikasi neurologi dikelompokkan menjadi: (a) transient, yang akan menghilang setelah 24 jam, (b) reversibel, bila terjadi lebih dari 24 jam tetapi kurang dari 7 hari, (c) permanen, bila komplikasi terjadi lebih dari 7 hari. penilain terjadinya komplikasi dilakukan oleh seorang ahli neurologi. hasil subjek terdiri dari 84 (41%) perempuan dan 118 (59%) laki-laki, dengan usia berkisar antara 11 sampai 86 tahun. sebanyak 200 pasien telah menjalani prosedur dsa serebral, dan komplikasi neurologi yang bersifat permanen terjadi pada 1 kasus (0,50%). tidak didapatkan komplikasi yang bersifat reversibel ataupun transient dalam penelitian ini. kesimpulan dsa serebral yang dilakukan oleh seorang ahli neuro-intervensi adalah relatif aman, baik dalam hal komplikasi neurologi, komplikasi non-neurologi maupun terjadinya kematian. komplikasi neurologi yang terjadi masih dalam batas yang direkomendasikan sesuai dengan petunjuk keamanan untuk melakukan dsa serebral. kata kunci: angiografi serebral, keamanan, komplikasi, neurologi introduction r e c e n t a d v a n c e s i n n o n i n v a s i v e neurovascular imaging techniques, including magnetic resonance angiography (mra) and computed tomography angiography (cta), have reduced the number of catheter-based cerebral angiograms performed for purely diagnostic reasons. cerebral digital subtraction angiography (dsa) remains, however the gold standard to find vascular abnormalities of the brain, such as arterial stenosis, arteriovenous malformation (avm) and brain aneurysm.(1,2) in the past decade, safer contrast agents have been used and there have been important technical advances including smaller catheters, hydrophylic guide wires, and digital imaging systems.(3) however, the usage of cerebral dsa for those cases, particularly in indonesia, seems slowly developed. some neurologists are still considered that cerebral dsa as an expensive and invasive procedure that able to cause morbidity as well as mortality. clinician has expressed concerns about the complications, p a r t i c u l a r l y n e u r o l o g i c a l c o m p l i c a t i o n a s s o c i a t e d w i t h c e r e b r a l a n g i o g r a p h y. abstrak 29 knowledge of the complication rates and/or risk factors is important to improve the examination procedure and patient selection. t h e r e w e r e n o t a n y r e p o r t s a b o u t characteristic and safety of cerebral dsa done by indonesian interventional neurologist as well as other interventionist. the objective of this study was to determine the complication rates related to digital subtraction angiography (dsa) in patients with stroke and non stroke. methods research design a prospective study was conducted from january 2009 to december 2011 in four institutions in jakarta. subjects two hundred consecutive diagnostic cerebral angiograms obtained at the four institutions were studied prospectively with institutional review board approval and patient informed consent. all studies were performed on the basis of accepted clinical indications for treatment. angiographic protocol the medical history of the subjects was collected by interviewing the patients as well as their relatives. the subjects were also examined for vital and neurological signs before a n d a f t e r t h e p r o c e d u r e s . p a t i e n t s w e r e restricted from having solid foods 6 hours before the procedure, but were allowed clear fluids. in each patients, an intravenous catheter w a s p l a c e d p r i o r t o a n g i o g r a p h y. electrocardiography, pulse oximetry, and vital signs were monitored throughout the procedure. femoral arterial puncture, using a 5-f sheath, was performed in all procedures. the sheath was constantly flushed with heparinized saline (1,000 iu of heparin in 1,000 ml of normal saline). a similar heparinized saline solution was used for intermittent flushing of the catheter. a bolus of 40-60 iu/kg of heparin was administered at the beginning of the procedure.(4) for diagnostic purposes, guide wires and normal diagnostic catheters of the head hunter type 0.035 inch of width, were used. the catheter was flushed intermittently with isotonic heparinized saline solution to prevent blood clots. non-ionic contrast mixed with saline at a ratio of 2 : 1 was used. contrast was injected manually in the following volumes: 8–10 ml at a rate of 4-5 ml/second into the main and internal carotid arteries, 5 ml at 3-4 ml/second into the vertebral artery, and 6 -8 ml at 3-4 ml/ second into the subclavian artery. on completion of the procedure, the femoral sheath was pulled and the patient’s groin at the location of the puncture site, was compressed for 15–20 minutes. neurological examination was performed by a neurologist after completion of the procedure. after the patient’s condition was stable, the patient was transferred to the recovery room for 4-6 hours, during which the patient was observed. the p a t i e n t w o u l d b e h o s p i t a l i z e d u p o n t h e occurrence of any complications. data collection for each procedure, information was collected about the patient’s demographic characteristics, contrast volume, fluoroscopic time, date of the procedure, operator ’s name, patient’s status, indication(s) for the procedure, size and type of catheter, type and number of injected blood vessels, type of anesthesia (local, general), heparin bolus dosage, emerging complications after the procedure. neurological complications were classified based on the international classification as follows; (a) transient, disappearing within 24 hours; (b) reversible, lasting more than 24 hours but less than 7 days; (c) permanent, if the complication lasted for more than 7 days. any occurring hematomas were classified as small hematomas if the hematomas were less than 5 cm in univ med vol. 31 no.1 30 usman, sani, husain cerebral digital subtraction angiography diameter, and large hematomas, if the diameter was more than 5 cm. statistical analysis statistical analysis was conducted by descriptive statistics (spss 16). after data c o l l e c t i o n , t h e d a t a w e r e c l a s s i f i e d i n accordance to particular characteristics, which are sex, case type, age, number of catheters used, co-morbidity and fluoroscopy time. ethical clearance this study was approved by the ethical committee of research ethical commission and development resources of fatmawati general hospital jakarta indonesia. results a total of 200 cerebral dsa procedures w e r e c o n d u c t e d f o r t h i s s t u d y a n d a r e summarized in table 1. the proportion of stroke and non-stroke cases was 73% and 27%, respectively. the subjects comprised 82 (41%) women and 118 (59%) men, in the age range of 11-86 years of age (mean age 51.14 ± 16.08). most of the procedures in this study (97%) used one catheter, while fluoroscopy time was mostly l e s s t h a n 3 0 m i n u t e s ( 9 5 % ) . a l l o f t h e angiograms were technically successful. there was no intraprocedural complications, and in particular, no occurrence of iatrogenic vessel injury (arterial dissection). there was no instance of contrast agent allergy and no evidence of contrast nephrotoxicity. there was o n l y o n e n e u r o l o g i c a l p o s t p r o c e d u r a l complication (0.5 %). comorbidities of all the patients are shown in table 2. table 3 shows that the cause of most nons t r o k e c a s e s w a s b r a i n a r t e r i o v e n o u s malformation (33.3 %). on the other hand, most stroke cases were caused by recurrent ischemic stroke (45.2%), ischemic stroke (24.7%) and recurrent transient ischemic stroke (23.3%), respectively. characteristics n (% ) sex male 118 (59.0) female 82 (4 1.0) cases stroke 146 (73.0) non stroke 54 (2 7.9) age < 30 years old 27 (1 3.5) 31-50 years old 48 (2 4.0) 51-70 years old 110 (55.0) > 70 years old 15 (7.5) number of catheters used 1 catheter 194 (97.0) > 1 cath eters 6 (3.0) complications no complication 199 (99.5) complication(s) present 1 (0.5) flu oroscopy time < 30 minutes 190 (95.0) 30-60 minutes 8 (4.0) > 60 minutes 2 (1.0) table 1. characteristics of patients and procedures (n=200) comorbidity n (%) hypertension 82 (41.0) hyperlipidemia 96 (48.0) heart diseases 24 (12.0) diabetes mellitus 32 (16.0) *avm=arteriovenous malformation cases n (% ) non-stroke 54 vascular headache 12 (22.2) brain avm* 18 (33.3) intracranial tum or 8 (14.8) other (ptosis, serious head injur y) 16 (29.7) stroke 146 recurrent transi ent ischemic 34 (23.3) isch emic 36 (24.7) recurrent ischemic 66 (45.2) hemorrhagic 6 (4.1) recurrent hemorrhagic 1 (0.7) subarachnoi d hemorrhage 3 (2.0) table 3. underlying diseases of patients table 2. patients’ comorbidity (n=200)* *a number of patients had multiple comorbidities 31 in this study there was one patient with c o m o r b i d i t i e s s u c h a s h y p e r t e n s i o n , hyperlipidemia, diabetes mellitus and stroke, who experienced neurological complications in the form of motor weakness (deterioration of motor strength from 3 to 1 degree). the patient was 72 years old and the indication for dsa was recurrent ischemic stroke. during the dsa procedure for this patient, 2 catheters were used and fluoroscopy time was 25 minutes and 38 seconds. the disease findings in all 200 cerebral dsa procedures in this study are summarized in table 4. among 200 patients, extracranial stenosis/occlusion was found in 36% patients and intracranial stenosis/occlusion in 32.5% (table 4). discussion cerebral dsa is an invasive procedure using catheters, guide wires, contrast with the i m a g e b y a n g i o g r a p h y m a c h i n e . ( 5 ) t h e procedure is performed to find any cerebral vascular abnormality (such as aneurysm, artery-venous malformation, stenosis) as well as to determine blood-flow and vascular conditions (such as vasospasm, vasculitis, vascularization of brain tumor). by doing this procedure, optimal therapy can be achieved for any brain vascular abnormality.(5,6) cerebral dsa is still used as the gold standard for detection of brain vascular abnormalities, particularly aneurysm and artery-venous malformation.(7,8) although imaging technology has developed rapidly, cerebral dsa is still important because the results of this examination are highly comprehensive in providing information about brain vascularization.(9,10) a number of studies about the risks of cerebral dsa in the past ten years have shown that the proportion of neurological complications that may occur during the procedure is 0.05% 2.9%, while the proportion of non-neurological complications is 0.05% 14.7%. the mortality risk of the procedure is around 0.05 %0.08%.(1,2) some modifications and approaches have been performed to minimize the number of complications occurring. it turns out that the duration of the procedure, high co-morbidity, patient’s age, and the vessel anatomy.(11) t h e c o m p l i c a t i o n s , i n p a r t i c u l a r neurological complications, are predicted to be the most common complications occurring as a result of thromboembolism from the use of catheters and guide wires.(3) thromboembolism occurs in the catheter during the guide wire manipulation (when the catheter is pulled out and the guide wire is inserted). the skill of the operator has a major influence on the number of this complication occurring.(11) it is caused by the insertion of the guide wire into the catheter, leading to blood clots in the empty space inside the catheter.(12,13) in daily practice, the operator tries to minimize the empty space inside the catheter by minimizing the frequency and duration of use of guide wires in the procedure. furthermore, the continuous flux of heparin in the 3-way stopcock will decrease the risk of thromboembolism.(14,15) atherosclerotic plaque disruption by catheters and wires has often resulted in stroke.(15) the operator will perform a minimum of selective intra-arterial examination into the blood vessel if on initial examination the operator has found plaque disruption that may c a u s e f a t a l c o m p l i c a t i o n s o n p r o l o n g e d manipulation of the catheter in the area.(16,17) other causes of complications are arterial dissection, platelet activation, coagulation univ med vol. 31 no.1 dsa findings n (%) normal 37 (18.5) intr acranial avms** 18 (9.0) intr acranial aneurysm 8 (4.0) extracranial stenosis/occlusion 72 (36.0) intr acranial stenosis/occlusion 65 (32.5) table 4. distribution of dsa* findings *dsa=digital subtraction angiography **avm=arteriovenous malformation 32 usman, sani, husain cerebral digital subtraction angiography modifying factors, and neurotoxicity of the contrast agent.(18) in this study, we found that the percentage of angiographic procedure complications in the form of neurological complications was 0.5%. there were no deaths in this study. several previous studies yielded similar results, with the proportion of neurological complications between 0.4 – 1.2% for combined permanent, reversible and transient.(10,19) a study to evaluate the proportion of complications in cerebral digital angiography procedures for detection of aneurysms and aneurysm malformations, involving 155 subjects, showed consistent results, with 1.5% of permanent neurological complications (95% confidence interval 0.34.3%).(6) computed tomographic angiography (cta) h a s r e c e n t l y e m e rg e d a s a n o n i n v a s i v e alternative to digital subtraction angiography (dsa) for the detection of residual cerebral aneurysms (ra). this meta-analysis supports cta as an acceptable modality for postoperative detection of ra, although dsa remains the gold standard. by implementing multidetector cta technology in experienced centers, the sensitivity and specificity of cta may approach that of traditional dsa for detecting ra. as a costeffective, non-invasive modality, cta is a promising alternative to dsa for initial and longt e r m e v a l u a t i o n o f r a . ( 2 0 ) a n a d e q u a t e knowledge of the risk factors associated with cerebral angiography may assist clinical decision making and closer observation of patients at high risk of complications. conclusion we conclude that cerebral dsa procedures are relatively safe and have a low number of complications. there were no temporary or reversible neurological and non-neurological c o m p l i c a t i o n s . t h e o v e r a l l n e u r o l o g i c a l c o m p l i c a t i o n r a t e w a s w i t h i n t h e l i m i t s recommended for quality improvement and safe practice guidelines. acknowledgement t h e r e s e a r c h e r s a c k n o w l e d g e t h e i r indebtedness to all who helped during the research. the researchers highly appreciate fitri octaviana md,mmed (for manuscript correction and statistical analysis), and all neuro-intervention practitioners in indonesia ( yu w o n o m d , tr i w a h y u d i m d , to m m y setyawan md, riri sarisanti md, hermanto swatan md, suwito pantoro md, ashari bahar md, and antonius adinatha md). furthermore, the study would never have been adequately conducted without the help of prof. hasan sjahrir md, prof. hasan machfoed md, hastari soekardi md, wijoto md, chaerul r. nasution md.finasim, and andi w. attas md. references 1. okahara m, kiyosue h, yamashita m, nagatomi h, hata h, saginoya t, et al. diagnostic accuracy of magnetic resonance angiography for cerebral aneurysms in correlation with 3d-digital subtraction angiographic images: a study of 133 aneurysms. stroke 2002;33:1803-8. 2. van rooij wj, sprengers me, de gast an. 3drotational angiography: the new gold standard in the detection of additional intracranial aneurysms. am j neuradiol 2008;29:976 –9. 3. willinsky ra, taylor sm, terbrugge k, farb ri, omlinson g, montanera w. neurologic complications of cerebral angiography: prospective analysis of 2,899 procedures and review of the literature. radiology 2003;227: 522–8. 4. morris p. performing a cerebral or spinal arteriogram. in: practical neuroangiography. new york: lippicott william & wilkins;2007. 5. johnston dc, champman km, goldstein lb. low rate of complications of cerebral angiographin routine clinical practice. neurology 2001;57:2012-4. 6. guo y, piza m, rubin gl, dorsch n, young n,wong kp. neurological complication of cerebral angiography performed for hospital inpatients. j hk coll radiol 2007;10:9-15. 7. nguyen-huynh mn, wintermark m, english j, lam j, vittinghoff e, smith ws, et al. how accurate is ct angiography in evaluating 33 intracranial atherosclerotic disease. stroke 2008; 39:1184-8. 8. latchaw re, alberts mj, lev mh, connors jj, harbaugh re, higashida rt, et al. recommendations for imaging of acute ischemic stroke: a scientific statement from the american heart association. stroke 2009;40:3646-78. 9. dankbaar jw, de rooij nk, rijsdijk m, velthuis bk, frijns cjm, rinkel gje, et al. diagnostic threshold values of cerebral perfusion measured with computed tomography for delayed cerebral ischemia after aneurysmal subarachnoid hemorrhage. stroke 2010;41:1927-32. 10. gounis mj, de leo mj, wakhloo ak. advances in interventional neuroradiology. stroke 2010; 41:e80-e7. 11. kaufmann tj, houston j, mandrekaar jn. complication of diagnostic cerebral angiography: evaluation of 19,826 consecutive patients. radiology 2007;3:812-9. 12. jurga j, nyman j, tornvall p, mannila mn, svenarud p, van der linden j, et al. cerebral microembolism during coronary angiography: a randomized comparison between femoral and radial arterial access. stroke 2011;42:1475-7. 13. kwon ok, oh cw, park h. is fasting necessary for elective cerebral angiography?. am j neuroradiol 2011;32:908-10. 14. madrid mm, barret ea, winstead fry p. a study of the feasibility of introducing therapeutic touch tnto the operative environment with patients undergoing cerebral angiography. j holist nurs 2010;28:168-74. 15. amarenco p, lavallée pc, labreuche j, ducrocq g, juliard jm, feldman l, et al. prevalence of coronary atherosclerosis in patients with cerebral infarction. stroke 2011;42:22–9. 16. kelly me, furlan aj, fiorella d. recanalization of an acute middle cerebral artery occlusion using a self-expanding, reconstrainable, intracranial microstent as a temporary endovascular bypass. stroke 2008;39:1770-3. 17. short jl majid a, hussain si. endovascular treatment of symptomatic intracranial atherosclerotic desease. front neurol 2011;1:18. doi:10.3389/fneur.2010.00160. 18. nguyen tn, babikian vl, romero l, pikula a, kase cs, jovin tg. intra arterial treatment methods in acute ischaemic stroke. front neurol 2011;2:1-10. doi: 10.3389/fneur.2011.00009. 19. connors jj, sacks d, furlan aj. for the neurovascular coalition writing group. training, competency, and credentialing standards for diagnostic cervicocerebral angiography, carotid stenting, and cerebrovascular intervention. ajnr 2004;25: 1732-41. 20. thaker ng, turner jd, cobb ws, hussain i, janjua n, he w, et al. computed tomographic angiography versus digital subtraction angiography for the postoperative detection of residual aneurysms: a single-institution series and meta-analysis. j neurointervent surg 2012; 4:219-225. doi:10.1136/neurintsurg-2011010025. univ med vol. 31 no.1 c:\users\universa medicina\docu 79 abstract universa medicina low covid-19-related practice increases the risk of poor health literacy in international students nergiz sevinc1* and burcu korkut2 background health literacy (hl) is the ability to access, understand, appraise, and apply health information, making it crucial for navigating coronavirus and covid-19 information environments. the objective of this study was to determine the health literacy of international students who could not return to their countries after announcement of the coronavirus disease (covid19) pandemic and their perspective and behavior about covid-19. methods a cross-sectional study was conducted involving 399 international students. a 73-item questionnaire consisting of health literacy (23 items), knowledge, attitude and practice about covid-19 (37 items), and sociodemographic characteristics (13 items) was answered by the students. the relationship between the hl score and various variables was determined using univariate and multiple binary logistic regression. results of the 399 international students, 322 (80.7%) participated. the hl of the international students was found to be poor (78.0%) and good (22.0%). participants’ covid-19-related behaviors: 8.4% of the participants’ knowledge level was good, and 38.5% had high covid-19 related practice. multivariate models showed that hl was independently and significantly associated with covid-19 related practice (or= 6.27; 95% ci: 2.45 15.79; p=0.000). conclusion this study revealed that international students’ hl was poor and that low covid-19 related practice increased the risk of low hl in international students. according to the findings, further efforts should be made to enhance levels of hl and covid-19-related behavior of international students. keywords : international student, health literacy, covid-19, behavior original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.79-86 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1144 may-august 2021 vol.40no.2 cite this article as: servic n, korkut b. low covid-19-related practice increases the risk of poor health literacy in international students. univ med 2021 ;40 :7 9 -8 6 . doi: 10. 1805 1/ univmed.2021.v40.79-86 1department of public health, school of medicine, karabük university, turkey 2karabük public health directorate correspondence: *nergiz sevinc karabuk university faculty of medicine, baliklar kayasi mevkii, demir çelik campus, karabuk, turkey. email: dr.nergizsevinc@gmail.com; phone: +905468211834 orcid id: 0000-0003-4763-1902 date of first submission, february 25, 2021 date of final revised submission, april 22, 2021 date of acceptance, may 4, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 80 sevinc, korkut covid-19 and poor health literacy introduction the novel human coronavirus disease (covid-19) first emerged in wuhan city of china and then spread all over the world, becoming a global public health problem.(1-4) the world health organization (who) reported that about 15 million people were infected with covid-19 by july 2020, and 620 thousand people died.(5) the number of cases has now exceeded 15 million showing how quickly the virus spreads considering the lower number of cases reported in previous studies.(6,7) soon after the covid-19 outbreak turned into a pandemic, the who warned all the countries regarding the required measures to decelerate the spread of the virus and to minimize the possible risks.(8) the measures taken such as travel restriction, quarantine and social distancing have caused the individuals to have psychological problems and reduced quality of life.(9-12) following the first death case in china, passengers were screened with thermal cameras at airports in turkey, flights to china were canceled, the iran border gates were closed, and flights to italy and south korea were canceled. after the first coronavirus case was confirmed on 11 march 2020 in turkey, some restrictions were imposed gradually to prevent and minimize the spread of the virus across the country. data received by the turkish ministry of health on october 25, 2020, showed that nationally 362.800 were positive, 163.093 recovered, and 9.799 died.(13) health literacy (hl) is the use of a wide range of skills including reading, writing, speaking, listening, numeracy, critical analysis and communication in order to improve an individual’s ability to act on knowledge to lead healthier lives.(14) the effects of socio-economic factors such as age, gender, and economic status on the level of health literacy have been known for a long time.(15) today, low hl is accepted as an important determinant of morbidity and mortality among the elderly in many developed countries.(16) besides age, low income and language problems can have a negative impact on healt h lite racy. in a stu dy evaluat ing i mmi gr a n t s’ h l, r e s e a r c h e r s f o u nd t h a t immigrants with language problems have lower levels of hl.(17) in a recent study, it was found that people with poor literacy skills have low health behavior.(18) given that hl plays a key role in the ability of individuals to correctly understand information and warnings on health as well as properly use the information that they have obtained, hl has become a defining concept for the countries in tackling the outbreak.(19,20) improving the hl level of society by following the public health guidelines will obviously play an important role in tackling the covid-19 pandemic. while the countries sending students abroad for higher education have preferred western countries for many years, in recent years a growing number of international students have opted for turkey. the number of international students studying in turkey in the last decade has risen from 15 893 students to 125 138 students in 2018. (21) during the covid-19 pandemic, the responsibilities and roles of the international students are determined by the c a mp us c ommi tt e e s i n l i ne wi t h t h e recommendations of the turkish ministry of health. hand-washing, wearing masks, keeping a safe distance and awareness of quarantine and s e l f -i s ol at i o n a r e de f i ne d a s t he ir ma in responsibilities.(22) although many studies have been conducted to investigate the hl levels in different age and occupation segments of the community within a very short period since the first day of the covid-19 outbreak, there are only a small number of studies which have explored the hl levels of university students on covid-19. a study investigating the levels of health literacy among pakistani university students in the cov id-19 pandemic and infodemic revealed that their hl was not at an optimal level as these participants expressed difficulty for half of the items of the health li te ra cy s cale . (2 3) anoth er study showed different results, in that medical students had b e t t e r knowl e dge ( 41 .8 % vs 3 3 .2 % , p 81 value=0.000) and health protocol compliance (6.3% vs 2.4%, p-value=0.049) than non-medical students.(24) in a study conducted in indonesia on the covid-19 hl level of biology teacher candidate students, it was determined that most of the students did not have sufficient knowledge a b ou t cov id-1 9 s ympt o ms, r o u te s of transmission and the role of vaccines, and it was also suggested to provide these students with comprehensive education about covid-19.(25) similarly, in a study conducted on medical students, the relationship between the level of hl and fear of covid-19 was investigated. the results of the study revealed that hl showed a protective effect on fear and that smoking and drinking appeared to have a negative effect on fear of covid-19.(26) however, no study has been conducted so far on international students. the present study aimed to determine the behavior on covid-19 and the hl level of international students who were studying in karabük university and who could not return to their countries due to the outbreak. methods research design this cross-sectional study was conducted between may and august 2020 on international students studying in karabük university who could not return to their countries due to the covid-19 outbreak. study subjects a total of 399 international students were recruited into the study. they were informed about the study before the administration of the questionnaire and the participants were chosen among those who had been living in turkey for at least 2 years. however, 26 students who gave incomplete answers to questions and 51 students who refused to participate in the study were excluded from the study. verbal informed consent was obtained from the participants before data collection. prior to the interview, participants and interviewers washed their hands. participants and interviewers wore face masks and did not make any physical contact with each other. paper and pens were not shared among the participants. in observance of the social distancing rules, the interview was conducted outdoors, with the participants seated at least 2 meters from each other. a face-toface survey was administered to 322 students who agreed to participate in the study after receiving their verbal consent. measurements the questionnaire was prepared based on published literature and information available on t he web s i t e s of t he w ho . ( 5 ,2 7-2 9 ) t h e questionnaire was initially structured in english. it was reviewed by public health experts (two a s s oc i a t e p r o f e s s or s a n d t h r e e a s si s t a n t professors) and revised according to their recommendations. thereafter the questionnaire was translated into turkish. the data collection form consisted of a total of 73 questions. the first part contained 13 questions about sociodemographic characteristics such as age, sex, n a t i on a l i t y, e c ono mi c si t u a t i on a n d accommodation. the second part contained 37 yes-no questions. to evaluate knowledge on covid-19, 15 questions were prepared. the participants were asked about symptoms, risk factors, transmission routes, vaccination and treatment of covid-19. to determine the behavior of the participants, 12 questions were prepared about how to protect oneself against coronavirus. a score of 1 was assigned for a correct answer and 0 for a wrong answer for knowledge and practice questions, with a total p os s i bl e kno wl e d ge sc or e of 0– 1 5. in accor dance with a similar study, level of knowledge was categorized into “low” for participants who scored <10, and “high” for those who scored >10.(27) as to the scoring of practice, the total possible score was 0-12 and participants with scores of <9 and >9 were considered to have “low” and “high” practice, respectively. to assess attitudes toward covid-19, the participants were asked 5 questions including univ med vol. 40 no 2 82 sevinc, korkut covid-19 and poor health literacy a b c statements on the sources of information about the coronavirus, whether it may be a fatal d is e a se a nd wh e t he r t h e d is e a se w a s exaggerated or not. each positive attitude received 1 point, with a total possible attitude score of 0–5; participants with a score <3 and 3> were considered to have “low” and “high” attitude, respectively. the third part, adult health literacy scale ( a hls ) , c on s i st e d o f a h e a l th l it e r a c y questionnaire with 23 questions. the ahls developed by sezer et al.,(29) the reliability and validity of which had been tested, consists of 1 diagram and questions about health information and drug use to determine the competency of adult individuals in hl. thirteen of the questions were yes/no questions, 4 were gap-filling questions, 4 were multiple-choice questions and 2 were matching questions. each question was individually scored. those who marked the positive expressions in the yes/no questions were given 1 point, those who marked the negative expressions were given 0 point, those who marked the correct answer in the gap-filling questions were given 1 point, and those who marked the wrong answer were given 0 point. those who marked two or more correct answers in the multiple-choice questions were given 1 point, and those who marked no correct answer or both correct and wrong answers were given 0 point. those who matched more than two correct answers in the matching questions were given 1 point, and the others were given 0 point. as a result of reliability and validity analysis, the reported cronbach alpha coefficient of ahls was found to be 0.77 and the test-retest reliability coefficient was found to be 0.87. the content validity index of ahls that consists of 23 items was found to be 90.71%. although the cutoff score of the scale was not calculated, it was considered that the higher scores in the questionnaire were deemed to indicate a higher level of health literacy. with a total ahls score of 0–23, participants with scores of 0-11 and 12-23 were considered to have poor and good hl, respectively. based on these findings, sezer et al.(29) suggested that the ahls is reliable and can be used in the adult group. statistical analysis the data were evaluated in a computer environment using spss package software ver sion 22.0. t he c a te go ri c al d a ta wer e e x pr e s se d a s f r e q ue nc y a n d pe r c e n t a ge distribution. knowledge, practice and attitude scores were categorized into low and high. t he relationship of hl with socio-demographic and further characteristics was tested by univariate and multiple logistic regression analysis. the pvalues <0.05 were considered statistically significant. ethical clearance the ethics committee approval (no. 2020/ 230) was obtained from karabük university and permission was also obtained from the ministry of health. results three hundred twenty-two international students were included in the study; 85.1% of them were male, while 14.9% were female, and the median age was 22.0. 68.3% of them were african, while 31.7% were asian. 92.9% of the participants were single, 59.3% had been living in turkey for at least 2 years, and 39.1% had been studying in engineering. because of the pandemic 65.5% of them had to stay in turkey, and 77.3% of them had been living at residence during the pandemic. also, 77.6% of the participants had not received any previous health training (table 1). as for the behaviors of the international students related to covid-19, 91.6 % of the participants had a low knowledge level, 61.5% had a low level of practice and 66.1 % had low level of attitude. wi t h r e ga rd t o t he hl sc or e o f t he international students, 78.0% was found to have poor hl and 22.0 % good hl. the results of 83 univ med vol. 40 no.2 bivariate logistic regression analysis showed that duration of living in turkey and receiving training on health and knowledge on covid-19 were not significantly associated with hl, but that attitude a nd pr actice on covid-19 were significantly associated with hl (table 2). the multivariate logistic regression showed that practice was the risk factor of hl among international students. low levels of covid19-related practice will increase the risk of low hl (or= 6.27;95 % ci: 2.45 15.79;p=0.000) (table 2). discussion the present study was focused on hl and the related behavior including knowledge, attitude and practice on covid-19 of the international students who have studied in karabuk university, turkey. findings from this study revealed that the hl scor es of the international students were low, and their covid-19-related knowledge and practices were also low. in our study the attitude and practice about covid-19 were associated significantly with hl. this result was in line with the study among 256 students in the us showing that hl was independently associated with pr eventive practices about covid-19.(3 0) students with lower hl use social media more frequently and thus are at greater risk of exposure to false and misleading information, possibly becoming additional vectors in the propagation of poor information, encouragement of harmful health practices, or resistance to public health guidance. characteristics n (%) age (years) 18-24 ≥ 25 sex female male economic status good moderate bad duration of living in turkey (years) 2 3 ≥ 4 have you received a training on health? yes no knowledge low high attitude low high practice low high health literacy poor good 245 (76.1) 77 (23.9) 48 (14.9) 274 (85.1) 122(37.9) 190(59.0) 10(3.1) 191 (59.3) 106 (32.9) 25 (7.8) 72 (22.4) 250 (77.6) 295 (91.6) 27 (8.4) 213 (66.1)) 109 (33.9) 208 (66.1) 124 (38.5) 251 (78.0) 71 (22.0) table 1. characteristics of the participants (n=322) 84 sevinc, korkut covid-19 and poor health literacy characteristics bivariate logistic regression multiple logistic regression or 95 % ci p value or 95% ci p value age (years) 18-24 ≥ 25 sex female male economic status low high duration of living in turkey (years) 2 3≥ have you received a training on health? no yes knowledge low high attitude low high practice low high 1 6.86 1 0.20 1 0.32 1 0.68 1 0.73 1 0.79 1 0.43 1 1.96 2.41-19.53 0.06-0.67 0.18-0.55 0.39-1.19 0.39-1.34 0.32-1.95 0.25-0.73 1.10-3.52 0.000 0.009 0.000 0.183 0.315 0.612 0.002 0.023 1 11.75 1 0.29 1 0.20 1 0.45 1 0.50 1 0.78 1 0.14 1 6.27 3.08-44.75 0.07-1.10 0.08-0.51 0.19-1.04 0.21-1.17 0.27-2.22 0.06-0.33 2.49-15.79 0.000 0.070 0.001 0.063 0.112 0.645 0.000 0.000 table 2. bivariate and multiple binary logistic regression of socio-demographic and further characteristics with health literacy (n=322) threaten public health, such as pandemics.(34,35) according to paakkari,(6) health literacy should be seen in relation to social responsibility and solidarity. in a study evaluating the relationship between the level of hl and the level of fear of covid-19, health literacy was found to protect medical students from fear, (26) while sun et al. found that health literacy is a direct influencing factor of health behavior.(36) in our study, the hl levels were poor. fauzi et al.(26) conducted a study on 290 biology teacher candidate university students and reported that most of the students had a poor level of hl. the fact that the covid-19 related practices of the students were inadequate may b e a s s o c ia t e d wi t h t h e p o or hl l e ve l . universities and public institutions can provide information via electronic boards, announcement posters and e-mails so that these students can access reliable information sources in pandemic situations and overcome the negative effects of the pandemic. there are some limitations of the study. the first limitation is the lack of an outbreak-specific hl scale as the study was conducted at the beginning of the pandemic. the second limitation is that most of the participants were male (85.1%) due to the unwillingness of female students to participate in the study. therefore, the results of this study cannot be generalized since it is a single-center study and male participation is higher than female participation. moreover, the researchers did not analyze any potential moderating effect or association between the field of study and hl. further research must be done in several centers with a better design such as a cohort study. 85 univ med vol. 40 no.2 conclusion the hl of international students was poor. in addition, their low cov id-19-related practices will increase the risk of poor hl among international students. continuing public and p rof es si ona l e du c a ti o n c ampa ign s a b ou t covid-19 should be expanded to include international students. conflict of interest none declared. contributors ns contributed to writing the original draft. ns and bk contributed to review and editing. ns and bk contributed to data collection and analysis. both authors have read and approved the final manuscript. references 1. ren ll, wang ym, wu zq, et al. identification of a novel coronavirus causing severe pneumonia in human: a descriptive study. chinese med j 2020;133:1015-24. doi: 10.1097/ cm9.0000000000000722. 2. wang c, horby p, hayden fg, et al. a novel coronavirus outbreak of global health concern. the lancet 2020;395:470-3. https://doi.org/ 10.1016/ s0140-6736(20)30185-9. 3. wu jt, leung k, leung gm. nowcasting and forecasting the potential domestic and international spread of the 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promot int 2012;27: 117-26. doi: 10.1093/heapro/dar043. 15. øimnáèová z, kajanová a, bøízová b. selected socio-economic factors of health literacy of the poor. human affairs 2018; 28: 461-70. doi:10.1515/ humaff-2018-003.7 16. chesser ak, woods kn, smothers k, et al. health literacy and older adults: a systematic review. gerontol geriatr med 2016;2:1-13. doi: 10.1177/ 2333721416630492. 17. mantwill s, schulz pj. does acculturation narrow the health literacy gap between immigrants and non-immigrants—an explorative study patient educ couns 2017;4:760-7 doi: 10.1016/ j.pec.2016.10.021. 18. easton p, entwistle va, wýllýams b. health in the ‘hidden population’ of people with low literacy. a systematic review of the literature. bmc public health 2010;10:1-10 doi:10.1186/14712458-10-459. 86 sevinc, korkut covid-19 and poor health literacy 19. van den broucke s. why health promotion matters to the covid-19 pandemic, and vice versa. health promot int 2020; 35: 181-6. doi:10.1093/heapro/daaa042. 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implications for interventions. int j environ res public health 2021; 18:3301. https:// doi.org/10.3390/ijerph18063301. 31. ikhlaq a, hunniya be, riaz ib, et al. awareness and attitude of undergraduate medical students towards 2019-novel corona virus. pakistan j med sci 2020; 36(covid19-s4), 32. doi: 10.12669/ pjms.36.covid19-s4.2636. 32. alzoubi h, alnawaiseh n, al-mnayyis a, et al. covid-19-knowledge, attitude and practice among medical and non-medical university students in jordan. j pure appl microbiol 2020; 14, 17-24. doi:10.22207/jpam.14.1.04. 33. cheng vcc, wong sc, chuang vwm, et al. the role of community-wide wearing of face mask for control of coronavirus disease 2019 (covid-19) epidemic due to sars-cov-2. j infect 2020;81:107-14. doi: 10.1016/j.jinf.2020.04.024. 34. sentell t, vamos s, okan o. interdisciplinary perspectives on health literacy research around the world: more important than ever in a time of covid-19. int j environ res public health 2020 ; 17: 3010. doi: 10.3390/ijerph17093010. 35. abel t, mcqueen d. critical health literacy and the covid-19 crisis. health promot int 2020; 35:1612-3. doi: 10.1093/heapro/daaa040. 36. sun x, shi y, zeng q, et al. determinants of health literacy and health behavior regarding infectious respiratory diseases: a pathway model. bmc public health 2013; 13: 261. doi: 10.1186/14712458-13-261. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 influence of interspecies interactions on biomass and extracellular polymeric substances of bacterial biofilms mercedes baltazara schettini alava1 and naga raju maddela2* abstract background studies with emphasis on pure and mixed-species biofilms are of significant importance in understanding biofilm formation mechanisms during microbial infections. this research aims to evaluate pureand dual-species biofilms of escherichia coli (code a), staphylococcus aureus (code b), klebsiella pneumoniae (code c) and pseudomonas aeruginosa (code d) pathogenic bacterial species and their production of biofilm exopolysaccharides at laboratory scale. methods biofilm biomass (a595) of pureand dual-species cultures was determined by means of a microtiter plate assay in triplicate using a microplate photometer (fisher scientific, type-357). extracellular polymeric substances (eps) and soluble microbial products (smp) were extracted from the biofilm cells (pureand dual-species cultures) using the alkaline-heat extraction method. dry weights (g/l) of eps and smp were determined by drying the samples at 105 °c for 8 hours. results klebsiella pneumoniae biofilm biomass accounted for a 28-72% greater biofilm biomass than the other bacteria. experimental values of dualspecies biofilm biomasses were in the range of 6% to 30% over theoretical values. the experimental value of one dual-species (bacteria b + d) biofilm biomass was 30% higher than its expected value. decrease or increase in the dual-species biofilm biomass of either bacteria a+c or bacteria b+c combinations was totally dependent on the cell density of bacteria c. conclusions biofilm biomass of pure-species cultures was totally species-dependent, and the biofilm biomass of four species was in the following order: bacteria c > d > a > b. relation between biofilm biomasses and smp or eps was inconsistent. keywords: biofilms, bacteria, polysaccharides, pure biofilms, dual-species biofilms, eps 1masters program in biomedicine with mention in special tests and biomedical diagnosis, postgraduate institute, universidad técnica de manabí, portoviejo-ecuador 2department of biological sciences, faculty of health science, universidad técnica de manabí, portoviejo ecuador correspondence: dr. naga raju maddela, ph.d, professor department of biological sciences, faculty of health science, universidad técnica de manabí, portoviejo 130105, ecuador. mobile: +593 0962981508 email: raju.maddela@utm.edu.ec orcid id: 0000-0002-7893-0844 date of first submission, february 13, 2023 date of final revised submission, april 5, 2023 date of acceptance, april 10, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 84 doi: http://dx.doi.org/10.18051/univmed.2023.v42:84-93 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1418 cite this article as: alava mbs, maddela nr. influence of interspecies interac tions on biomass and extracellular poly meric substances of bacterial biofilms. univ med 2023 ;42 :84 -93. doi: 10.18051/univmed.2023.v42:84-93 mailto:raju.maddela@utm.edu.ec https://orcid.org/0000-0003-3928-1463 https://orcid.org/0000-0002-7893-0844 http://dx.doi.org/10.18051/univmed.2023.v42:84-93 https://univmed.org/ejurnal/index.php/medicina/article/view/1418 85 univ med vol. 42 no. 1 introduction biofilms are self-organized communities of one or more types of microorganisms embedded in an extracellular matrix. they collectively represent the largest biomass and activity center on the planet, playing a major role in the biology and chemistry of the environment (both natural and engineered) and in maintaining public health.(1,2) over 500 bacterial species have been identified in typical dental plaque biofilms. biofilms are held together by molecular strands of nucleic acids, collectively termed extracellular polymeric substances or exopolymeric substances (eps), which are highly hydrated polymers that are mainly composed of polysaccharides, proteins, and dna. the bacterial cells produce eps and are held together by these eps strands, allowing them to develop complex three-dimensional, resilient, attached communities. biofilms can be as thin as a few cell layers or many inches thick, depending on environmental conditions.(3,4) “pathogenic biofilms” is one of the hot topics in the world of biomedical research. several methodologies such as in vitro assays, in vitro catheter-infection assays, and in vivo mouse catheter infection models have been used to assess biofilm formation. the capacity for biofilm formation was found in 59% to 100% of different bacterial and fungal species isolated from intravenous catheters, medical devic es, a nd c linic al sites. (5 ) pseudomonas aeruginosa is an opportunistic human pathogen and has been used as a model organism for the study of bacterial biofilm formation. the bacterium produces at least three exopolysaccharides (alginate, psl and pel) for biofilm formation. the polysaccharide psl is rich in mannose and galactose, while pel is a glucoserich, cellulose-like polymer. mutants deficient in the production of these polysaccharides have been constructed to investigate the interactive contribution of alginate, psl and pel to the formation of biofilms. (6 ) t he c ommon opportunistic pathogens candida albicans and staphylococcus aureus frequently co-exist as dual-species biofilms that cause nosocomial infections associated with medical devices and are more resistant to antibiotics and host immune responses than mono-species biofilms.(7) in a study on dual-species biofilm formation by b. cereus and p. fluorescens, the concentrations of which were determined by real-time pcr, it was found that in comparison to their respective monospecies biofilms, the dual-species biofilms produced a significantly higher protein content in the eps and were mor e resistant to the antibacterial effects of grapefruit seed extract (gse). (8 ) in dual-speci es biofilms of pseudomonas fragi and e. coli growing on meat, competition for limited adhesion surface was the principal interplay between the two species, but the competition did not affect the spatial structure and microbial composition of the mature dual-species biofilms. the study also found that e. coli was the more aggressive species in regard with surface colonization.(9) bacterial exopolys accharides are an essential group of compounds secreted by bacteria, and these versatile eps are used individually or in combination with different materials for a wide range of functions in the biomedical field, being commonly used for their biosynthesis pathways and characteristics.(10) microbial exopolysaccharides have found outstanding medical applications since the midtwentieth century, with the first clinical trials on dextran solutions as plasma expanders, or other exopolysaccharides entering medicine first as conventional pharmaceutical excipients (e.g., xanthan, as a suspension stabilizer, or pullulan, in capsules and oral care products). while pathogenic biofilms contribute to states of c hronic inflammation, probiotic lactobacillus biofilms cause a negligible immune response and, in states of inflammation, exhibit robust anti-inflammatory properties. these probiotic biofilms colonize and protect the gut and vagina and have been implicated in improved healing of damaged skin. overall, biofilms stimulate a unique immune response that we are only beginning to understand.(11) most eps are exopolysaccharides i.e. extracellular carbohydrate 86 polymers produce d and se creted by microorganisms which accumulate outside cells and are capable of being released into the surrounding environment.(12) exopolysaccharides are carbohydrate macromolecules, usually together with proteins, which are synthesized by bacterial enzymes and excreted and accumulated extracellularly giving the culture a mucilaginous appearance. the main monosaccharides present in exopolysaccharides are: rhamnose: 28-45%, glucosamine: 12-20% , glucose: 20-30%, galactose: 15-25%.(13) bacterial eps also have extensive commer cial applications in the pharmaceutical and food industries. owing to the structural and functional diversity, genetic and metabolic engineering strategies are currently employed to increase eps production.(14) in regard to the biofilm formation potentials of different pathogenic bacteria, strains of staphylococcus au reus, pseudomonas aeruginosa, and acinetobacter baumannii were found to produce strong biofilms, whereas moderately strong biofilms were reportedly produced by strains of staphyl ococcus saproph yticus and staphyloco ccus epidermidis. (1 5) biofilm formation allows otherwise unicellular organisms to assume a temporary multicellular communal lifestyle, which affords protection from harsh environmental conditions and provision of centralized and concentrated resources, such as nutrients and genetic exchange opportunities.(16) during biofilm formation, sev eral species of bacteria communicate with one another, employing quorum sensing (qs) by monitoring the number of small molecular autoinducers.(17) in pathogens, this qs circuit allows the expression of specific virulence factors, with consequent physiological changes associated with the infection. it is noteworthy that in e. coli the qs circuit makes it possible to coordinate the expression of genes that participate in some important metabolic pathways, and this is probably one of the reasons why the carbon storage regulator a (csra) protein is essential in this bacterium.(18) s. aureus secretes various toxins that harm the host, one of them being the poreforming protein, alpha toxin. based on the lytic activity of alpha toxin in red blood cells, a complex mechanism of action has been suggested for the intoxication of nucleated cells. previously, it has been proposed that alpha toxin plays an essential role in the pathogenesis of pneumonia caused by s. aureus.(19) the influence of the cell density of one strain on the dual-species biofilm biomass is demonstrated by the fact that cooperative interactions in dual-species biofilms lead to higher biomass and higher tolerance to disinfectants. however, in real food processing environments, the presence of many other microbial species clearly adds additional complexity to the behavior of mixed-species biofilms; all incorporated microorganisms may compete, cooperate, and communicate with each other. one problem that has been poorly addressed with respect to pathogenic bacterial species, is whether biofilm biomasses are influenced by soluble microbial products (smps) and eps.(20) a wide range of micr oorganisms pro duce eps that are fundamental for microbial life and provide an ideal environment for chemical reactions, nutrient entrapment, and protection against environmental stresses such as salinity and drought.(21) investigating dual-species biofilms containing different densities of partner strains is vital in understanding pathogenic biofilms and their disease mechanism. most investigations have been focused on the pure-species biofilms; but such results are far from complete for understanding of biofilms of natural environments. to the best of our knowledge, investigations that are based on the analysis and characterization of biofilm biomasses in interactions of two species with each other are very few in number. the present investigation focused on an interactive approach of four bacterial species. therefore, in the present investigation, we aimed to address fundamental questions in order to understand more about the pureand duals-species biofilms of four different clinically important bacterial species, i.e. escherichia coli, staphylococcus aureus, kle bsiella pneumoniae and pseudomonas aeruginosa. alava, maddela bacterial biofilms 87 univ med vol. 42 no. 1 methods bacterial cultures cultures of four pure species of bacteria (table 1) and their combinations were investigated for their respective biofilm interactions. the biofilms of the same cultures were used to extract their eps. quantif ication of pur e-spe cies biof ilm biomass prior to developing biofilms, 4 bacterial species were sub-cultured separately (5 ml each in 10 ml test tubes) using nutrient broth sterilized at 121°c for 20 minutes and incubated at 37°c. aliquots of these suspensions were stored at 4°c in the refrigerator for regular use and as glycerol stocks at –20°c for future use. to each of four wells in a 96-well microtiter plate, 90 μl of nutrient broth and 10 μl of a pure bacterial suspension were added to develop purespecies biofilms. this step was repeated with the 3 other bacterial suspensions. in addition, 4 wells were kept separate for water and medium control. plates were incubated for 48 h at 37°c in an incubator without agitation. after 48 h, the wells were washed twice with 200 μl of sterile distilled water. the biofilms were then fixed with 200 μl of 99% methanol per well. after 15 min, excess methanol was removed from each well and the biofilms were completely air-dried. finally, 200 μl of 0.1% crystal violet was added to each well and the microtiter plates were incubated at room temperature (~28°c) for 20 min. the biofilm layer was then dissolved by adding 150 μl of 33% acetic acid to each well. the acetic acid samples were then diluted 50-fold in 33% acetic acid 96-well microtiter plates, and absorbance was measured in triplicate at 590 nm using a microplate reader (fisher scientific thermo scientific multiskan fc microplate photometer type 357).(22) dual-species biofilms dual-species biofilms were prepared in triplicate by using different combinations of the four bacterial species at 3 different cell densities (inoculum sizes) i.e. 1:1, 1:9 and 9:1. for the development of 1:1 dual-species biofilms, 5 μl of culture-1 + 5 μl of culture-2 + 90 μl of nutrient broth were placed in a microtiter plate well. to grow 1:9 dual-species biofilm, 1 μl of culture-1 + 9 μl of culture-2 + 90 μl of nutrient broth were placed in the well, whereas 9:1 dualspecies biofilm was cultured by placing 9 μl of culture-1 + 1 μl of culture-2 + 90 μl of nutrient broth in the well. culturing conditions, harvesting, staining, and measuring of dual-species biofilms were similar to that of pure-species biofilms described in the preceding subsection. charact erizati on of biof ilm exopolysaccharides the bound eps was obtained by removing the smp by centrifugation of the culture broth (25 ml of the medium stationary phase, i.e., 48 h) at 3500 rpm and 4°c for 15 min. the cell sediment with intact bound eps was then dissolved in 25 ml of 0.5% nacl solution and placed in a water bath at 60°c for 30 min. the suspension was then centrifuged again at 12,000 rpm and 4°c for 15 min, and the supernatant was considered to be bound eps. the dry weight of the gross eps (in grams per liter) was measured by drying at 105°c for 8 h in an oven.(23) statistical analysis percent coefficient of variation (%cv) was calculated for the data of pure species biofilm biomasses as well as for theor etical and experimental biofilm biomasses. the onesample t-test (95% ci, alpha = 0.05) was used to calculate the column means (experimental and theoretical biofilm biomasses) which were strain name code escherichia coli a staphylococcus aureus b klebsiella pneumoniae c pseudomonas aeruginosa d table 1. bacterial strains used in this study and assigned codes 88 significantly different from the hypothetical value. the above statistical analyses were done by using the graphpad prism 7.00 program. ethical considerations the project was authorized by the bioethics committee of the technical university of manabí, portoviejo, ecuador (volume: 021-10 folio: 2110-017). results out of four pure species bacterial cultures (i.e. bacteria a, b, c and d), bacteria c showed the highest amount of biofilm biomass (a 590 = 0.1015) (figure 1), followed by bacteria d (a 590 =0.0793), bacteria a (a 590 =0.0735), and bacteria b (a 590 =0.059). the increment in the biofilm biomass of bacteria c was 28%, 38%, and 72% higher than bacteria d, bacteria a and bacteria b, respectively. highest (72%) and lowest (8%) biofilm biomass differences were found between bacteria b versus bacteria c and bacteria a versus bacteria d, respectively. with respect to pure-species biofilm biomasses, nevertheless, 8-72% of variation was found among the 4 bacterial species studied (figure 1). the coefficient variation percent (cv%) values of bacteria b, a, d, and c biofilm biomasses were 1.857, 3.726, 1.029, and 22.125, respectively. dual-species (1:1) biofilm biomasses (a 590 ) of 6 different combinations (bacteria a+b, a+c, a+d, b+c, b+d, and c+d) of four studied species were in the range of 0.0665-0.0905 (figure 2), where the combinations of bacteria a + bacteria b and bacteria c + bacteria d showed the lowest and highest amount of biofilm biomasses, respectively. based on the data prese nted in the figure. 1, the expected theoretical values of the biofilm biomasses were calculated for those 6 combinations of dualspecies cultures and compared with the experimental biofilm biomass values (figure 2). in four out of six du al-species cultures, experimental biofilm biomass values were higher (1-30%) than the theoretical values, but were lower (3-6%) than the theoretical values in the remaining two dual-species cultures (i.e. bacteria a+c and c+d) (figure 2). nonetheless, the highest difference between experimental and theoretical values was shown by the dual-species culture b+d, where the experimental value was 30% higher than the expected theoretical value. the lowest and highest %cv values were found to be 0.5297 and 18.6783 for the combinations a+b and b+d, respectively. in conclusion, a significant difference (p<0.0001) was found between the experimental and theoretical values of biofilm biomasses of different combinations. in a dual-species biofilm biomass, bacterial cell density or inoculum size (i.e. 10% (1:9), 50% (1:1), and 90% (9:1)) played a significant role in influencing the final biofilm biomass. this was investigated with dual-species biofilms, either of two gram-negative bacteria (a+c) (figure 3) or of a mixed culture of gram-negative and grampositive bacteria (b+c) (figure 4). experimental values of biofilm biomasses of the three different cell densities (1:9, 1:1, 9:1) were compared with the theoretical values calculated for the respective cultures based on the data in fig.1. when bacteria a density was 10% in a dual-species culture figure 1. pure species biofilm biomasses (a 595 ) of four different bacterial strains [escherichia coli (code a), staphylococcus aureus (code b), klebsiella pneumoniae (code c) and pseudomonas aeruginosa (code d)] as determined on 96-well microtiter plates. alava, maddela bacterial biofilms 89 univ med vol. 42 no. 1 containing bacteria a+c, the experimental biofilm biomass was 12.5% higher than the theoretical value. however, when the density of bacteria a was increased to higher values (i.e. 50% and 90%), the experimental biofilm biomasses declined significantly, and this decline was dosedependent on bacteria a culture. for instance, the decrements in the experimental biofilm biomass were ~6% and ~22% when the densities of bacteria a were 50% and 90%, respectively (figure 3). similarly, by increasing the percentage of bacteria b in a dual-species culture containing bacteria b + c, the experimental dual-species biofilm biomass was significantly reduced (figure 4). for instance, when bacteria b densities were 10% (1:9), 50% (1:1), and 90% (9:1), the experimental biofilm biomasses of the dualspecies culture of bacteria b + c were reduced by 19% and 4%, for bacteria b densities of 50% and 90%, respectively, and increased by 11% for the bacteria b density of 10%, over the theoretical biofilm biomass values for the same combinations (figure 1). finally, smps and epss were extracted from the pureand dual-species biofilms and their dry weights were determined (table 2), and the figure 2. theoretical and experimental values of biofilm biomasses (a595) of mixed culture bacterial species. stimulatory and inhibitory experimental values in relation to expected values were in the range of 1-30% and 36%, respectively. only bacteria b (staphylococcus aureus) showed stimulatory interaction with either bacteria a (escherichia coli), c (klebsiella pneumoniae) or d (pseudomonas aeruginosa) during biofilm formation. figure 3. deviation (per cent of decrease or increase) of experimental biofilm biomass of a dual-species (a+c at 1:1, 1:9 and 9:1 ratio) culture from theoretical value (a+c at 1:1). when bacteria a cell density was increased from 50% (1:1) to 90% (9:1), dual-species biofilm biomass was decreased by 28%, but biofilm biomass was increased when bacteria a cell density was decreased to 10% (1:9). (bacteria a = escherichia coli, bacteria c = klebsiella pneumoniae) different concentrations were determined in mixed species: 1:1 (culture 1 = 50% and culture 2 = 50% in the mixture); 1:9 (culture 1 = 10% and culture 2 = 90% in the mixture), and 9:1 (culture 1 = 90% and culture 2 = 10%). 90 discussion in the present investigation on the biomass of biofilms of four pure species (figure 1), it was determined that there was a greater formation of biofilms in the gra m negative bac ter ia escherichia coli and pseudomonas sp. there was a particularly greater biofilm biomass formation of 40% in klebsiella pneumoniae, while in the biofilm biomass of gram-positive bacteria the expected results were minimal. in the research directed by surgers et al.,(24) 57.1% of the bacteria were strong biofilm producers (biofilm formation index [bfi] < 2), while 13.4% lacked biofilm production (bfi >18). standard biofilm production (bfi <7) was common in e. coli isolates (61.9%). although almost all (90.2%) of k. pneumoniae have standard biofilm production, there was a 2.4-fold greater chance of observing biofilm. cangui-panchi et al.(25) determined that almost all staphylococcal species (such as s. epidermidis, s. saprophyticus, s. capitis, s. cohnii, s. hominis, s. aureus, and s. haemolyticus) showed a high prevalence of figure 4. deviation (per cent of decrease or increase) of experimental biofilm biomass of a dual-species culture (b+c at 1:1, 1:9 and 9:1 ratios) from theoretical value (b+c at 1:1). when bacteria b cell density was either 10% (1:9) or 50% (1:1), dual-species biofilm biomass was increased by 5%-20%, but biofilm biomass was decreased by ~10% when bacteria b cell density was increased to 90% (9:1). [bacteria b = staphylococcus aureus; bacteria c = klebsiella pneumoniae] pureor dual-species bacterial biofilm smp (g/l) eps (g/l) a 5.2 13 b 9.2 13 c 13 6.8 d 9.3 7.7 a+b (1:1) 10.6 10.0 a+c (1:1) 5.7 55.3 a+d (1:1) 6.4 7.1 b+c (1:1) 11.4 13.1 b+d (1:1) 12.1 9.2 c+d (1:1) 6.9 7.7 a+c (9:1) 6.2 77.6 b+c (9:1) 6.7 12.3 c+d (9:1) 12.9 8.2 a+c (1:9) 18.1 14.9 b+c (1:9) 7.3 6.0 b+d (1:9) 11.4 11.6 table 2. dry weight (g/l) of soluble microbial products (smp) and exopolymeric substances (eps) of pureand dual-species biofilms notes: a = escherichia coli; b = staphylococcus aureus; c = klebsiella pneumoniae; d = pseudomonas aeruginosa; smp: soluble microbial products; eps: exopolymeric substances biofilm-associated infections. furthermore, all gram-negative bacteria (e. coli, p. aeruginosa, k. pneumoniae, and p. mirabilis) reached 100% of biofilm prevalence except for a. baumannii evidencing 77.8% biofilm prevalence obtained in only one study. finally, candida. albicans and corynebacterium striatum also demonstrated a 100% biofilm prevalence, being the only yeast and gram-positive bacillus, respectively. (5) in the theoretical and experimental values of biofilm biomass obtained from mixed species (figure 2), between a and b there is a difference of 1%, while between a and d there is a difference of 2%, these representing minimum percentages. however, it was found that the difference between b and d is 30%, which is gr eater than in the other mixed species combinations. in the tables analyzed, the biomass species of mixe d biof ilms de ter mine the relationship between bacterial densities of 50% and 90%, indicating that the interaction and stimulation are greater, that is, the greater the bacterial density, the less will be the formation of biofilms. we char act erized the in vitro alava, maddela bacterial biofilms 91 univ med vol. 42 no. 1 polymicrobial biofilm of c. albicans and s. aureus, as they have been found together in biofilm-re lated infe ctions. we found the interesting the fact that fetal bovine serum (fbs) affects the adhesion of both microorganisms, as well as the formation of s. aureus biofilms and of polymicrobial biofilms. we suggest that plasma proteins, such as albumin and fibrinogen, may act as an interface, binding to biofilm-derived microorganisms on colonized catheters. c. albicans contributed the most to the overall biofilm density, in which β-1,6-linked polysaccharides app ear to be important components. finally, c. albicans adhered preferentially to all tested surfaces, while s. aureus mainly adhered to the surface of c. albicans. the nutrient requirements that may be involved in all steps of biofilm formation, such as adhesion, cell growth, extracellular matrix formation, and dispersal, need to be analyzed in the future.(26) during the interactions of p. fluorescens and s. aureus a s multispecies biofilms, as well as their behavior in the presence of carvacrol, it was found that p. fluorescens in monoand dual-species cultures exhibited similar numbers of planktonic cells (free flowing bacteria in suspension) and biofilm cells.(27) extracellular polymeric substances are of importance for the functions and characteristics of microbial aggregates in biological wastewater treatment, among which eps are involved in both beneficial and detrimental characteristics of microbial aggregates. specifically, eps are involved in biofilm formation and stability, sludge behaviors as well as sbr granulation, whereas they are also responsible for membrane fouling in membrane bioreactors (mbrs).(28) chitosan has the potential to be used in an immobilization technique for retaining biomass of caldicellulosiruptor species at a lower concentration of 1 mg l. this property was associated with natural biofilm produced by c. owensensis in the chemostat at higher maximum dilution rate (d).(29) unlike the present research, 200 μl of 0.1% crystal violet is added to each well and the microtiter plates are incubated at room temperature for 20 min. the biofilm layer is then dissolved by adding 150 μl of 33% acetic acid to each well. finally, acetic acid samples are diluted 50-fold (plus 33% acetic acid) on 96-well microtiter plates with transparent bottoms and black walls, and absorbance is measured at 590 nm in triplicate in a plate reader. the role of the biofilm three-dimensional structure in this tolerant phenotype has been studied extensively; however, the impact of small molecules released from biofilm bacteria in modulating host immune function is less well understood. a model of mixed-species biofilms composed of salmonella enteritidis (se) in the presence of the food-processing environmental bacterium bacillus paramycoides b5 responses to bioactive molecules released from either biofilm or planktonic bacteria. (30) the behavior of salmonella enteritidis (se) in the presence of the food-proces sing envir onmental bacterium bacillus paramycoides b5 (bp5) during dual-species biofilm formation was investigated by means of illumina rna-seq transcriptome analysis combined with phenotype validation. the results showed that se initial adhesion was significantly enhanced with large microcolony formation when cocultured with bp5.(30) this research describes how bacteria of mixed species interact with each other, and what leads to the formation of the biofilms that they can produce. in addition, raising awareness that bacteria are currently the main sources of diseases, therefore “one health” implies the interrelationship between public, animal and environmental health actors, taking into account that bacteria have the capacity and ability to adapt to the environment in which they f ind themselves.(30) to reach this goal it is important that day by day training and innovating technology is be ing updated to determine how the developmental process of bacteria changes according to the e nvironme nt a nd the circumstances in which they live. the major limitation of this study was our studying only four bacterial species. in order understand more about 92 the biofilm formation potentials of pathogenic bacteria, following future directions of research are greatly warranted – mixed species biofilms containing a wide range of non-model pathogenic bacteria; quantification of each bacterial species in mature mixed-species biofilms by using the sta ndard plate coun t (spc) method; and characterization of eps and smp by fourier transform infrared (ftir) spectroscopy for functional groups. conclusion in our investigation, klebsiella pneumoniae showed higher biofilm biomass (> 28-72%) than three other bacterial species. experimental values of dual-species biofilm biomasses decreased (by 6%) or increased (b y 30%) compared to theoretical values. we also found that cell density of a particular species significantly affects the biomass of dual-species biofilm. we did not find any correlation between either smp or eps with the biofilm biomasses of the four studied bacterial species. future research should be more in-depth and analytical on the interactions of mixed bacterial strains. acknowledgements mbsa thanks the instituto de posgrado, universidad técnica de manabí for providing laboratory facilities. declaration the authors declare that they do not have any type of conflict of interest. author contribution mbsa performed the work, prepared the draft of first submission and revised draft as per the editor/reviewers’ comments. nrm designed, supervised the work and edited the first and revised draft. all authors have read and approved the final manuscript. references 1. sánchez rea. complicaciones frecuentes en pacientes adultos relacionado con la traqueotomía percutánea en el área de cuidados intensivos del hospital alfredo noboa montenegro. 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dual-species biofilms. lwt 2022;156:113053. doi: 10.1016/j.lwt.2021.113053. oktavianus 171 *department of biochemistry, school of medicine, atma jaya catholic university of indonesia **department of parasitology, school of medicine, atma jaya catholic university of indonesia correspondence dr. jenny hidayat, m.biomed. department of biochemistry, school of medicine, atma jaya catholic university of indonesia jl. pluit raya no.2, north of jakarta, 14440 phone : +62-21 6693168 ext 203, 204, fax : +62-21 6606123 email: jenny.hidayat@atmajaya.ac.id univ med 2014;33:171-8 abstract universa medicina september-december, 2014september-december, 2014september-december, 2014september-december, 2014september-december, 2014 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 background aspergillus flavus is one of the causes of aspergillosis, with a high virulence and resistance to standard antifungals, resulting in a high mortality rate. medicinal plants are increasingly used as they are relatively safer with minimal side effects. previously we found that the ethanol extract of neem (azadirachta indica a juss) leaves inhibits a. flavus growth in vitro. however, most chemical compounds with antifungal effect are nonpolar. the purpose of this research was to compare the antifungal effect of neem leaves extracted in a nonpolar solvent to that of leaves extracted in a polar solvent. methods an in vitro experimental research was conducted between october 2013 and january 2014. neem leaves were extracted in ethanol or hexane at various concentrations. a macrodilution test with 48-hour incubation time was done in triplicate on 8 groups of samples. these comprised the neem leaf ethanol extract (nlee) at 0.5, 1.0, and 2.0 g/dl, neem leaf hexane extract (nlhe) at 0.5, 1.0, and 2.0 g/dl, positive control, and negative control groups. fungal growth was detected on sabouroud dextrose agar. statistical analysis used chi square and fisher’s exact test. results nlhe had a higher, but statistically non-significant, inhibitory effect on a. flavus than nlee (p=0.996). at higher concentrations, the antifungal effect of nlhe is better than that of nlee. conclusion there is no significant difference in in-vitro inhibitory effectivity on a. flavus of neem leaves between extracts in polar and nonpolar solvents. keywords : azadirachta indica, neem, a. flavus, ethanol, hexane, antifungal hexane neem leaf extract more potent than ethanol extract against aspergillus flavus jenny hidayat*, ay ly margaret*, hanna yolanda**, and lies k. wibisono* 172 hidayat, margaret, yolanda, et al hexane neem leaf extract more potent ekstrak heksana daun mimba lebih potensial dibandingkan ekstrak etanol terhadap aspergillus flavus latar belakang aspergillus flavus merupakan salah satu penyebab aspergilosis. virulensi a. flavus yang tinggi dan resistensi terhadap antifungal standar menyebabkan angka mortalitas yang tinggi. penggunaan tanaman obat semakin meningkat karena relatif lebih aman dan minimal efek samping. hasil penelitian kami sebelumnya mendapatkan ekstrak etanol daun mimba menghambat pertumbuhan a. flavus in vitro. namun, senyawa kimia yang berefek antifungal lebih banyak bersifat nonpolar. oleh sebab itu, penelitian ini bertujuan untuk menilai efek ekstrak daun mimba dalam pelarut nonpolar lebih baik dibandingkan pelarut polar terhadap a. flavus. metode penelitian ini merupakan penelitian eksperimental in vitro yang dilakukan antara bulan oktober 2013 – januari 2014. daun mimba diekstrak dalam pelarut etanol dan heksana pada berbagai konsentrasi. uji makrodilusi dilakukan pada 8 kelompok percobaan, yang diulang sebanyak 3 kali, dan diinkubasi selama 48 jam. kelompok terdiri dari ekstrak etanol daun mimba (eedm 0,5; 1,0; 2,0 g/dl), ekstrak heksana daun mimba (ehdm 0,5; 1,0; 2,0 g/dl), kontrol positif, dan kontrol negatif. deteksi pertumbuhan jamur dinilai dengan menanam sedikit dari media – media uji tersebut pada agar dekstrosa sabouroud. uji statistik yang digunakan adalah uji chi square dan fisher’s exact test. hasil ekstrak heksana daun mimba memiliki efek penghambatan terhadap a. flavus yang lebih baik dibandingkan eedm namun tidak bermakna (p=0,996). pada konsentrasi yang lebih tinggi, efek antifungal ehdm lebih baik dibanding eedm. kesimpulan tidak ada perbedaan efektivitas yang bermakna antara ekstrak daun mimba dalam pelarut polar dan nonpolar terhadap pertumbuhan a. flavus in vitro. kata kunci : a. indica, neem, a. flavus, etanol, heksana, antifungal abstrak introduction aspergillus flavus is the second most common cause of aspergillosis, after aspergillus fumigatus. fungal infection caused by a. flavus is 100 times more invasive than that by a. fumigatus.(1) infection in aspergillosis occurs through inhalation of fungal spores. the clinical manifestations of aspergillosis are miscellaneous, from non invasive to invasive.(2) the incidence of invasive aspergillosis has been increasing.(3) the mortality rate of invasive aspergillosis in treated patients is 50%. standard antifungals is reported to have various side effects.(4) this encourages researchers to find natural sources of antifungal alternative treatment.(5) in recent years natural herbal compounds with antifungal properties have received the attention of researchers because they are natural and low risk s u b s t a n c e s f o r h u m a n h e a l t h a n d t h e environment.(6) medicinal plants are considered to be safer and have fewer side effects than chemical drugs.(3) neem (azadirachta indica a 173 juss) is known as one of the medicinal plants that can inhibit aspergillus growth. neem leaves have in vitro antifungal activity towards a. fumigatus and aspergillus niger.(3) for more than 2000 years, neem has been known as a medicinal plant with broad aspects of biological activity.(7) neem leaf extract can be used as an immunomodulatory, antiinflamatory, antihyperglycemic, antiulcer, antimalarial, a n t i f u n g a l , a n t i b a c t e r i a l , a n t i o x i d a n t , antimutagenic, and anticarcinogenic agent.(8,9) neem leaf extract has been reported to be effective for superficial fungal infection.(9) however, the information on the effectivity of neem leaf extract against a. flavus in systemic fungal infection is still limited. the result of our previous study was that the minimal inhibitory concentration of neem leaf ethanol extract (nlee) against a. flavus is 0.5 g/dl.(10) ethanol is a polar solvent. the biological compounds that can be extracted by polar and nonpolar solvent are different.(11) one of the nonpolar solvents is hexane. some studies have revealed that neem leaf extracts both in polar a n d n o n p o l a r s o l v e n t s h a v e a n t i f u n g a l activities.(11-13) however, the antifungal activities o f t h e e x t r a c t e d c o m p o u n d s m a y d i ff e r, depending on the nature of the compounds.(13) based on these considerations, the purpose of this study was to evaluate the comparative effectivity of neem leaves extracted by hexane and ethanol on a. flavus. methods research design this study was an experimental research study conducted at the biochemistry and parasitology laboratories of the medical school, atma jaya catholic university of indonesia, from october 2013 to january 2014. preparation of neem leaf extract neem leaves were obtained from the karyasari botanical garden, indonesia. fresh neem leaves were cut into small pieces and then allowed to dry for at least 2-3 weeks (no direct sunlight), then blended into powder. each of fifty grams of dried neem leaf powder was extracted with 200 ml of 95% ethanol and 200 ml of hexane by maceration for 72 hours. the extracted solution was evaporated by rotary evaporator with set temperature of 60-650c for hexane and 70-750c for 95% ethanol. the ethanol extract that still contained small amounts of alcohol was dried in a dessicator with silica gel. the extracts were stored in the refrigerator at 40c. fungal preparation a. flavus was cultured on sabouroud dextrose agar (sda) (difco, france) for 7 days at 37oc.(14,15) fungal colonies were suspended in 0.9% sterile nacl. the turbidity of this suspension was adjusted by spectrophotometry to obtain an optical density of 0.09-0.11 at 530 nm. this adjusted suspension was diluted 1:50 in sabouroud dextrose broth (sdb).(14,15) macrodilution assay the concentrations of neem leaf extract used in this study were 0.5 g/dl, 1.0 g/dl, and 2.0 g/dl, both for the ethanol and hexane extracts. the total volume of each group was 4 m l , c o n s i s t i n g o f 1 m l s d b , 1 m l dimethylsulfoxide (dmso) 1%, 2 ml fungal suspension of 0.09-0.11 od at 530 nm, 10 µl chloramphenicol 1 mg/ml (to prevent bacterial contamination from neem leaf extract), and neem leaf extract. the positive control was a solution consisting of 1 ml sdb, 1 ml dmso 1%, 2 m l f u n g a l s u s p e n s i o n , a n d 1 0 µ l chloramphenicol 1 mg/ml. the positive control was used as a standard of fungal growth without neem leaves. the negative control was a solution consisting of 1 ml sdb, 1 ml dmso 1%, and 10 µl chloramphenicol 1 mg/ml. all of these solutions were incubated for 48 hours at 37oc. antifungal activity of different extracts of neem leaves fungal growth was detected by culturing on sda after serial dilution.(16) serial dilution univ med vol. 33 no.3 174 hidayat, margaret, yolanda, et al hexane neem leaf extract more potent was conducted by diluting 0.1 ml solution in 0.9 ml 0.9% sterile nacl, and then taking 0.1 ml from the first dilution into 0.9 ml 0.9% sterile nacl. a volume of 20 µl from the second dilution was cultured on sda, with an incubation time of 72 hours at 37æ%c. the area that was covered by a. flavus was compared to the area of the petri dish. the results were defined as: no growth, growth of less than half of the petri dish, and growth of more than half of the petri dish area. the tests were done in triplicate. data analysis data was analyzed by spss 17, with chi square and fisher’s exact test. results fifty grams of dried neem leaf powder produced about 7.85 grams of nlee in 95% ethanol and 0.55 grams of neem leaf extract in hexane (nlhe). nlee was dark green in color, and nlhe was yellowish green. figures 1 and 2 show the effect of nlee and nlhe on growth of a. flavus at various concentrations. figure 3 shows the positive and negative controls. statistically, there were no significant differences between nlhe and nlee at identical concentrations (p=0.996) (table 1). there were also no significant differences among concentrations in nlee and nlhe (table 2). figure 1. a. flavus colonies in various concentrations of nlee a = nlee 0.5 g/dl (1) ; b = nlee 0.5 g/dl (2); c = nlee 0.5 g/dl (3); d = nlee 1.0 g/dl (1); e = nlee 1.0 g/dl (2); f = nlee 1.0 g/dl (3); g = nlee 2.0 g/dl (1); h = nlee 2.0 g/dl (2); i = nlee 2.0 g/dl (3) a cb fed g h i 175 figure 3. negative control (a); positive control (b) figure 2. a.flavus colonies in various concentrations of nlhe a = nlhe 0.5 g/dl (1); b = nlhe 0.5 g/dl (2); c = nlhe 0.5 g/dl (3); d = nlhe 1.0 g/dl (1); e = nlhe 1.0 g/dl (2); f = nlhe 1.0 g/dl (3); g = nlhe 2.0 g/dl (1); h = nlhe 2.0 g/dl (2); i = nlhe 2.0 g/dl (3) cb fed g h i a discussion according to some studies, neem leaf extract has antifungal effects.(11-13) neem leaves a b contain nimbin, nimbidin, azadirachtin, and tannins that have antifungal activity. in this study, nlee concentration was inversely proportional to the growth of a. flavus, although not univ med vol. 33 no.3 176 hidayat, margaret, yolanda, et al hexane neem leaf extract more potent table 1. differences on a.flavus growth between nlee and nlhe the experiments were done in tripilicate. n = number of replications with results denoted as “no of fungal growth”, “fungal growth on <50% of petri dish area”, or “fungal growth on >=50% of petri dish area”. nlee : neem leaf ethanol extract; nlhe : neem leaf hexane extract table 2. differences on a. flavus growth between several concentrations of nlee and nlhe nlee : neem leaf ethanol extract; nlhe : neem leaf hexane extract statistically significant (p=0.996). fungal colonies in nlee 0.5 g/dl were more abundant than in nlee 1.0 g/dl. at higher concentrations, the antifungal effect of nlee also increased. the density of the fungal growth at nlee 0.5 g/dl was higher than at nlee 2 g/dl. this may be due to uneven spread of fungal growth, because the growth was only at the edge of the dish and the number of colonies were less in nlee 2 g/ dl than nlee 0.5 g/dl. t h i s s t u d y u s e d t h e a n t i b i o t i c chloramphenicol at 1 mg/ml to prevent bacterial growth, which is consistent with the research of akpuaka et al.(12) this dose should be sufficient to inhibit the growth of bacteria. radhika et al.(8) used chloramphenicol 0.05 mg/ml, while jabeen (9) u s e d c h l o r a m p h e n i c o l 0 . 5 m g / m l . nevertheless, in all media there was still visible growth of bacterial colonies, although the media were given antibiotics. this may be due to the p r e s e n c e o f b a c t e r i a l r e s i s t a n c e t o chloramphenicol. at higher concentrations of nlee, there was less growth of bacterial colonies, with smaller diameters, than at lower concentration of nlee. this finding supports the research of biswas et al.(17) which stated that neem leaf extract has antibacterial properties. the solubility of nlee and nlhe in the m e d i a i s i m p r o v e d b y u s i n g d m s o . dimethylsulfoxide will bind to the fungal cell membrane and increase its permeability. in this study, we used 1% dmso, since according to hazen’s research the final concentrations of dmso used in in vitro antifungal experiments should be 0.5% and 1%.(18,19) randhawa (19) stated that dmso concentrations of 1% and below were safe to use in antifungal experiments. rauf et al.(20) showed that 0.45% dmso still can be used in antifungal tests. however, radhika et al.(8) used a higher concentration of dmso (5%) than the recommended ones. it has been reported that dmso concentrations of 2% and above slow the fungal kinetic growth.(18) therefore, there is the possibility that the fungal growth is 177 influenced by the concentration of dmso used, apart from the extract itself. in this study, the number of a. flavus colonies in nlhe were inversely proportional to the concentration. fungal growth was visible in nlhe 0.5 g/dl but not in nlhe 1.0 g/dl and 2.0 g/dl. bacterial growth was also inversely proportional to the concentration of nlhe. this may be due to the antibacterial effect of the neem leaves.(12,21) in this study, nlhe gave better results in inhibiting a. flavus compared with nlee, although the increase was not statistically significant. at nlhe 0.5 g/dl, fungal growth was less than nlee. at nlhe 2.0 g/dl, the diameters of bacterial colonies were slightly smaller than those at nlhe 0.5 g/dl and 1.0 g/ dl. according to verma et al.(21) neem leaf contains compounds that are antibacterial and antifungal.this allows an increase in the active antibacterial and antifungal compounds with increasing concentrations of neem leaf extract. in the present study, the inhibitory activity on the growth of a. flavus appeared to be higher for nlhe compared to nlee at various concentrations. however, no statistically significant differences were found between nlee and nlhe inhibitory activity. nlhe contains many bioactive compounds that have antifungal activity.(12) according jeyasakthy et al.(22) and kumar et al.,(23) neem leave have tannins, flavonoids, terpenoids, and alkaloids that are antifungal. these compounds can be found in neem leaf extracts using different solvents. mondali study showed that the antifungal compounds of neem leaf extract in non-polar solvents were better than in polar solvents.(11) akpuaka et al. identified 33 bioactive compounds in the hexane extract of neem leaves which have antifungal activity. our study found that nlhe activity in inhibiting the growth of a. flavus was better than that of nlee. in contrast, radhika et al.(8) stated that nlee was more effective in inhibiting the growth of fungi compared to nlhe. nlhe contains more terpenoids and diterpenoids than nlee.(12) terpenoid and diterpenoid compounds allegedly have high antifungal activity. rauf et al.(20) stated that the hexane fraction of some medicinal plants from pakistan has the highest antifungal activity, compared to ethyl acetate and methanol fractions. the results of our study differ from the results of radhika et al.(8) this may be caused by the difference in fungal species used. radhika et al.(8) used a superficial dermatophyte as test fungus, whereas our study used a. flavus. the growth of a. flavus in nlhe was less than the growth of a. flavus in nlee although not statistically significant. this may because of the inadequate number of trials, or because of contamination in the preparation of dmso and neem leaf extract. the clinical implication of this study is to provide information to clinicians and the community about the potential of neem leaves as systemic antifungal agent, especially about the discovery of a new natural and low-risk antifungal drug. future directions of this study are to investigate the potential of neem leaf extract as alternative treatment for lung cancer with pulmonary aspergillosis. conclusion there is no significant difference in effectivity of neem leaves to inhibit a. flavus in vitro, between leaves extracted in polar and nonpolar solvents. acknowledgement the research was funded by the atma jaya catholic university of indonesia (unika atma jaya 2013). references 1. rasmin m, syarifuddin pk, setiawati a, soemitro d, hamid a. sistem pernapasan. in: budimulyati u, bramono k, menaldi sl, editors. konsensus fkui dan pmki tentang univ med vol. 33 no.3 178 hidayat, margaret, yolanda, et al hexane neem leaf extract more potent tatalaksana mikosis sistemik. jakarta: balai penerbit fkui;2001.p.5-16. 2. thompson gr, patterson tf. pulmonary aspergillosis. semin respir crit care med 2008; 29:103-10. 3. bansod s, rai m. antifungal activity of essential oils from indian medicinal plants against human pathogenic aspergillus fumigatus and a. niger. world j med sci 2008;3:81-8. 4. hedayati mt, pasqualotto ac, warn pa, bowyer p, denning dw. aspergillus flavus: human pathogen, allergen and mycotoxin producer. microbiol 2007;153:1677-92. 5. radojevic id, stankovic ms, stefanovic od, topuzovic md, comic lr, ostojic am. antiaspergillus properties of different extracts from selected plants. afr j microbiol res 2011;5:398690. 6. ziveai f, afshari h, moghadam mm, sobhanipur a. study on antifungal effects of herbal essences on aspergillus flavus. bull env pharmacol life sci 2013;2:100-5. 7. paul d, kevin k. pulmonary aspergillosis: clinical presentation, diagnosis, and therapy. brit j biomed sci 2001;58:197-205. 8. radhika sm, michael a. in vitro antifungal activity of leaf extracts of azadirachta indica. int j pharm pharm sci 2013;5:723-5. 9. jabeen k. antifungal activity of azadirachta indica against alternaria solani. j life sci technol 2013;1:89-92. 10. li ma, yolanda h, wibisono lk. antifungal activity of neem leaves ethanol extract on aspergillus flavus. univ med 2013;32:104-9. 11. mondali nk, mojumdar a, chatterje sk, banerjee a, datta jk, gupta s. antifungal activities and chemical characterization of neem leaf extracts on the growth of some selected fungal species in vitro culture medium. j appl sci environ manage 2009;13:49-53. 12. akpuaka a, ekwenchi mm, dashak da, dildar a. biological activities of characterized isolates of n-hexane extract of azadirachta indica a juss (neem) leaves. n y sci j 2013;6:119-24. 13. moslem ma, el-kholie em. effect of neem (azardirachta indica a.juss) seeds and leaves extract on some plant pathogenic fungi. pak j biol sci 2009;12:1045-8. 14. clinical and laboratory standard institute. reference method for broth dilution antifungal susceptibility testing of yeasts; document m27a2. 2nd ed. pennsylvania: clsi;2002. 15. khan s, singhal s, mathur t, upadhyay dj, rattan a. antifungal susceptibility testing method for resource constrained laboratories. indian j med microbiol 2006;24:171-6. 16. canton e, espinel-ingroff a, peman j. trends in antifungal susceptibility testing using clsi reference and commercial methods. expert rev anti infect ther 2009;7:107-19. 17. biswas k, chattopadhyay i, benerjee rk, bandyopadhyay u. biological activity and medical properties of neem (azadirachta indica). curr sci 2002;82:701-11. 18. hazen kc. influence of dmso antifungal activity during susceptibility testing in vitro. diagn microbiol infect dis 2013;75:60-3. 19. randhawa ma. the effect of dimethyl sulphoxide (dmso) on the growth of dermatophytes. japanese j med mycol 2006;47: 313-8. 20. rauf a, khan a, rasool s, shah za, saleem m. in-vitro antifungal activity of three selected pakistani medicinal plants. middle-east j med pl res 2012;1:41-3. 21. verma a, joshi p, arya a. screening of eight plant extracts for their antimicrobial properties. int j curr microbiol app sci 2013;2:315-20. 22. jeyasakthy s, jeyadevan jp, thavaranjit ac, manoranjan t, srikaran r, krishnapillai n. antifungal activity and qualitative phytochemical analysis of extracts obtained by sequential extraction of some medicinal plants in jaffna peninsula. arch appl sci res 2013;5: 214-21. 23. kumar ps, mishra d, ghosh g, panda cs. biological action and medicinal properties of various constituent of azadirachta indica (meliaceae): an overview. ann biol res 2010;1: 24-34. c:\users\universa medicina\docu 52 abstract universa medicina pediatric skull bone defect due to epidermoid cyst robert sinurat* and fajar lamhot gultom** background tumors of the skull usually affect adult patients and less than twenty percent of pediatric patients. as the tumors grow, the surrounding bone may undergo destruction and erosion. when the tumors are located in the fontanel, the timely closure of the fontanel may be inhibited. epidermoid cysts are benign tumors that are intracranially located and very rarely in the midline of the cranium. meanwhile about 32% of stratified-squamous epithelial epidermoid cysts affect the head and neck region and only 6.7% occur in the scalp. we report an unusual epidermoid cyst located and growing in the anterior fontanel of a pediatric patient and inhibiting fontanel closure. case description a 21-month-old boy and his parents visited our polyclinic because there was a lump on his anterior fontanel since four months before they came to the hospital. the lump was initially the size of a peanut and had grown to become as large as a quail’s egg. the physical examination was normal and the brain ct-scan showed bone destruction without any intracranial lesion. the tumor was excised on the preoperative diagnosis of dermoid cyst. histopathology examination showed the characteristics of an epidermoid cyst. the cyst had a wall and was full of keratin flakes without hair follicles or sebaceous glands. follow-up one year after complete excision did not reveal any recurrence. conclusion epidermoid cysts in the skull of pediatric patients must be completely excised as soon as possible because their growth can damage the bone and inhibit the closure of the sutures. keywords: bone defect, fontanel, epidermoid cyst, malignancy, boy case report pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.52-56 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1053 cite this article as: sinurat r, gultom fl. pediatric skull bone defect due to epidermoid cyst adults. univ med 2021; 40:5 2 -6 . doi: 10 .18 051/uni vmed. 2021.v40.52-56 * surgery department, medical faculty, universitas kristen indonesia ** anatomic pathology department, medical faculty, universitas kristen indonesia correspondence: dr. dr. robert sinurat, spbs(k) medical faculty, universitas kristen indonesia jln mayjen sutoyo, cawang, jakarta timur, indonesia, 13630 tel: +62 21 8092425 email: robertsinurat@yahoo.com orchid id: 0000-0001-5511-3430 date of first submission, october 10, 2020 date of final revised submission, january 29, 2021 date of acceptance, february 6, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license univ med vol. 40 no 1 53 introduction the majority of patients with skull bone tumors are adults and only about 19% are pediatric.(1) most of the lesions are malignant, with the epidermoid cyst being one of the benign pathologic lesions. seventy five percent of epidermoid cysts are located intracranially, and the remaining 25 percent are within the diploic space of the skull.(2,3) nigam et al.(4) found in their study that 32% of all cutaneous and subcutaneous epidermoid cysts were located in the region of the head and neck, while 6.7% were in the scalp. around 23.3% of the patients was in the age range of 21-30 years, while 20.4% was in the age range of 41-50 years. patients aged under 10 years comprised less than 7%, while there were no patients under two years of age. epidermoid cysts in pediatric patients below two years of age and located in the midline of the skull are very rare. when the epidermoid cyst grows, the bone will be destroyed, thus inhibiting fontanel closure.(5) these cysts are often insidious and go unnoticed for years, if ever discovered. the commonest presenting complaint is the lump without neurological deficits. erythema, swelling and pain may occur because of inflammation.(2) the pathophysiology of these lesions is classically attributed to incomplete neural tissue cleavage as congenital defects of neural tube closure, leading to ectodermal cell inclusion.(3,6) early diagnosis and proper treatment will avoid the destruction of the bone. in addition to destruction of the bone or soft tissue surrounding the tumor, many authors also have reported that the epidermoid cyst can be transformed into a malignancy with an incidence rate of 1%.(2) before surgery, if the lump occurs in the scalp and does not mobilize when palpated or if there is a sign of pulsation, a brain computed tomography (ct) scan or magnetic resonance imaging (mri) examination must be performed to rule out intracranial lesions. on ct scan, the epidermoid cyst shows fluid density (hypodense), while there is low signal intensity on mri t1-weighted images but high intensity on t2-weighted images.(7) to d a t e , t he r e a re no r e p o r t s o f a n epidermoid cyst in a very young patient’s fontanel and inhibiting closure of the crown because of erosion of the inner and outer tables of the skull. here, we present a pediatric case of an unusual epidermoid cyst which is located in the fontanel, with invasion of the surrounding bone by the growing tumor. case report a 21-month-old boy “k” visited our outpatient clinic with his parents because there was a growing mass on his fontanel. his parents had noticed that the lump was the size of a peanut since four months earlier before they came to the hospital. the lump was becoming larger than before, and was now as large as a quail’s egg. the vital signs were normal and no neurologic deficits were found. in the anterior fontanel region, there was a mass under the intact skin that was 2x3cm in size, soft, elastic, and not mobile when palpated. blood examination results were within normal limits with no signs of infection. the brain ct-scan without contrast showed a bone defect (low density) in the midline (fontanel) region. there was no intracranial lesion (figure 1). figure 1. brain ct-scan shows bone defect in the midline univ med vol. 40 no 1 54 based on the physical examination, tumor location, laboratory and brain ct-scan results, excision of the tumor was performed on preoperative diagnosis of dermoid cyst. during surgery, after incision and dissection of the skin and fascia, the tumor was exposed, looking yellowish within the capsule inside the bone defect (figure 2). the dura mater was intact and the tumor was removed completely with unbroken capsule. histopathology examination showed that the cyst wall was formed by stratified-squamous epithelial cells. the cyst was full of keratin flakes without hair follicles and sebaceous glands (figure 3), which matches the diagnosis of epidermoid cyst. two days after surgery, the patient was discharged and observed for one year, when there was no recurrence of the tumor. discussion the authors report on a young patient with an epidermoid cyst on his fontanel that inhibited timely closure of the crown because of erosion of the inner and outer tables of his calvarium. the diagnosis of this case before surgery was a dermoid cyst because it was located in the midline of the head.(8) however, the results of histopathology examination after surgery showed the characteristics of an epidermoid cyst. epidermoid cysts are generally located at the cerebellopontine angle and parasellar region, with less than 5% be ing intra diploic and intraparenchymal.(9) both epidermoid and dermoid cysts are lined with stratified squamous epithelial cells. epidermoid cysts contain keratin, cholesterol and cellular debris, whereas dermoid cysts in addition contain skin appendages, such as hairs or glands.(10,11) epidermoid cysts generally occur in the third and fourth decades of life. this patient was under two years old and the cyst was not present at birth. bharti et al.(12) have reported three cystic cases in pediatric fontanel patients. two o f th em we re der mo i d cyst s a nd o ne a n epidermoid cyst, but all of the children presented the cysts from the time of birth. their patient with epidermoid cyst was 6 months old. a study on intradiploic epidermoid cysts by arko et al.(13) reviewed published case reports and series that can be obtained from an internet search engine. there were 169 cases with a mean age of 38.1 years. the pathophysiology of epidermoid cysts especially in children is still being debated. one widely accepted theory states that it is caused by inclusion of ectodermal remnants during the process of neural tube closure. another theory proposed for acquired-origin cases is that these cysts probably originate from implantation of epidermoid fragments into connective tissue by previous trauma. severe spinal or head trauma i s b e l i e ved t o b e th e c a u s e of a c q u ir e d intracr anial epider moid cysts. (3 ,6 ) lumbar epidermoid cysts can also occur because of skin figure 2. tumor lies inside the bone defect, looks yellowish and encapsulated figure 3. histopathology result shows keratin flakes (arrow) without hair follicle or sebaceous gland sinurat, gultom pediatric skull bone defect 55 c i mpl a n t a t i on d ur in g l umb a r pu nc tu r e procedures.(6) in the present case the epidermoid cyst did not appear at birth, therefore the acquired cyst theory is the most appropriate even though the patient’s parents do not remember any history of head trauma. epidermoid tumors on the brain ct scan show fluid density, while dermoid cysts show fat density.(11,14) on magnetic resonance imaging, epidermoid cysts are circumscribed lesions and well demarcated. the cyst wall has low signal intensities on t1or t2-weighted images. the mri signal of an epidermoid cyst depends on the contents, being intermediate to slightly increased on t2-weighted images, while t1weighted images show high signal intensity. when compared to muscle, the epidermoid cyst has higher signal intensities on t1-weighted images, which is characteristic of the cyst.(15) in the present case, the brain ct scan showed low density with bone defect without any intracranial lesions. the bone erosion is believed to be due to long-term pressure as the cyst slowly enlarges and damages the surrounding tissues, including the bone.(7) therefore, complete excision surgery is the treatment of choice.(5,11) complete excision of epidermoid cysts should also be performed effective and usually prevents c yst s f r o m r e c ur r i ng. ( 1 6) ho we ve r, i f t h e epidermoid cysts has an active infection the procedure must be delayed until the resolution of infection.(2) in most cases, epidermoid cysts managed by complete surgical resection have been cured, but 1% of stratified squamous epithelial epidermoid cysts become squamous cell or basal cell carc inomas (2) among all intracr anial epidermoid cysts cases, around 5.8% of patients have experienced recurrences due to incomplete rese ction, with an e stimate d 44% of the recurrences having been transformed into squamous-cell carcinoma.(13) several authors have also found intracranial epidermoid cysts that initially had been partially resected and s ub s e qu e nt l y t r a n s f o r me d i n t o t h i s malignancy.(17,18) the signs and symptoms of rapid progression of an epidermoid cyst must be considered as marking the transformation into malignancy. the mechanism of epidermoid cyst transformation into a malignant tumor is still unclear, but some authors suspect that chronic inflammation due to cyst rupture and also partial resection of the cyst are the risk factors.(19) the incidence of epidermoid cysts in a very young patient’s scalp and skull is indeed low, but every parent should be vigilant when finding a lump on their children’s head especially if it has a tendency to enlarge. conclusion epidermoid cysts in the skull of pediatric patients must be completely excised as soon as possible because their growth can damage the b on e a nd i nhi bit c losu r e of the sut ur es . regardless of differing courses of treatment, one thing is quite clear: the exact pathogenesis and behavior of epidermoid cysts in the central nervous system remains largely a mystery. acknowledgment i thank the patient and his parents for their approval and agreement to sign the consent forms. funding this research did not receive grants from any agency in the public or commercial sectors. conflict of interest none declared contributors ds contributed to preparing and writing the original draft. rs and flg did the review and editing. both authors have read and approved the final manuscript. univ med vol. 40 no 1 56 references 1. liu h, zhang x, zhang m, et al. skull bone tumor: a review of clinicopathological and neuroimaging characteristics of 426 cases at a single center. cancer commun 2019;39:8. doi:10.1186/s40880019-0353-0. 2. hoang vt, trinh ct, nguyen ch, chansomphow v, chansomphow v, tran ttt. overview of epidermoid cyst. eur j radiol open 2019;6:291301. doi: 10.1016/j.ejro.2019.08.003. 3. enchev y, kamenov b, william a, karakostov v. posttraumatic giant extradural intradiploic epidermoid cysts of posterior cranial fossa: case report and review of the literature. j korean neurosurg soc 2011;49:53-7. doi: 10.3340/ jkns.2011.49.1.53. 4. nigam js, bharti jn, nair v, et al. epidermal cysts: a clinicopathological analysis with emphasis on unusual findings. int j trichol 2017;9:108-12. doi: 10.4103/ijt.ijt_16_17. 5. oommen a, govindan j, peroor ds, azeez cr, rashmi r, jalal mja. giant occipital intradiploic epidermoid cyst. asian j neurosurg 2018;13:51417. doi:10.4103/1793-5482.181146. 6. kalfas f, ramanathan d, mai j, schwartz s, sekhar ln. petrous bone epidermoid cyst caused by penetrating injury to the external ear: case report and review of literature. asian j neurosurg 2012;7: 93-7. doi: 10.4103/1793-5482.98656. 7. lim j, cho k. epidermoid cyst with unusual magnetic resonance characteristics and spinal extension. world j surg oncol 2015; 13:240. doi 10.1186/s12957-015-0651-1. 8. lakhsmi v, thirumurthy ks, rabia s, chaitra v. intradiploic epidermoid cyst-a pearl within the skull. j diagn pathol 2015;9:38-42. doi.org: 10.4038/jdp.v9i2.7660. 9. law ekc, lee rkl, ng awh, siu dyw, ng hk. atypical intracranial epidermoid epidermoid cysts: rare anomalies with unique radiological features. case rep radiol 2015;2015:528632. doi.org:10.1155/528632. 10. reissis d, pfaff mj, patel a, steinbacher dm. craniofacial dermoid cysts: histological analysis and inter-site comparison. yale j biol med 2014;87:349-57. pmid:25191150. 11. gaivas s, rotariu d, dumitrescu g, iliescu b. intradiploic cyst of the skul : case report. romanian neurosurg 2011;xviii:1-5. 12. bharti p, gupta u, bharti sk. rare case of anterior fontanelle epidermoid/dermoid. j pediatr neurosci 2015;10:247-9. doi:10.4103/1817-1745.165679. 13. arko l, berry ct, desai as, weaver m. intradiploic epidermoid tumors of the cranium: case report with review of the literature. j neurol surg a cent eur neurosurg 2017;78:167-79. doi: 10.1055/s-0036-1585544. 14. choudhary g, udayasankar u, saade c, winegar b, maroun g, chokr j. a systematic approach in the diagnosis of paediatric skulls lesions: what radiologists need to know. pol j radiol 2019;84;e92-111. doi: 10.5114/pjr.2019.83101. 15. sakamoto a, okamoto t, matsuda s. characteristic mri findings of epidermal cysts categorized by size. open orthop j 2018;12:4628. doi: 10.2174/1874325001812010462. 16. di giustino f, pecci r, giannoni b, vannucchi p. cerebellopontine angle epidermoid cyst: case report. int j otorhinolaryngol head neck surg 2013;2:5-7. doi: 10.4236/ijohns/2013.21002. 17. agarwal s, rishi a, suri v, et al. primary intracranial squamous cell carcinoma arising in an epidermoid cyst-a case report and review of the literature. clin neurol neurosurg 2007;109:888-91. doi.org: 10.1016/j.clineuro.2007.07.026. 18. mascarenhas a, parsons a, smith c, molloy c, jukes a. malignant squamous cell carcinoma arising in a previously resected cerebellopontine angle epidermoid. surg neurol int 2017;8:186. doi: 10.4103/1817-1745.165679. 19. ding s, jin y, jiang j. malignant transformation of an epidermoid cyst in the temporal and parapontine region: report of a case and differential diagnosis. oncol lett 2016;11:3097100. doi: 10.3892/ol.2016.4368. sinurat, gultom pediatric skull bone defect cite this article as: wija ya nti ias, mahadewi npap, sudira pg, tini k, susilawathi nm, adnyana imo. head ache in healthcare workers related to personal protective equipment use in covid-19 referral hospital. univ med 2023 ;42 :52-60 . doi: 10.18051/ univmed.2023.v42:52-60 january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 headache in healthcare workers related to personal protective equipment use in covid-19 referral hospital ida ayu sri wijayanti1* , ni putu ayu putri mahadewi1 , putu gede sudira1 , kumara tini1 , ni made susilawathi1 , and i made oka adnyana1,2 abstract background studies show that wearing personal protective equipment (ppe) for long periods of time can lead to discomfort such as headaches, which could affect the performance of healthcare workers. the aim of this study was to determine the prevalence and risk factors of headaches related to ppe in healthcare workers at a covid-19 referral hospital. methods a cross-sectional study was conducted involving 174 healthcare workers in a covid-19 referral hospital in bali. we conducted interviews using a questionnaire that consisted of three main parts: characteristics of the subjects, ppe usage, and ppe-associated headaches. a multiple logistic regression was used to analyze the data. results the analysis results showed that the ppe-associated headaches had a prevalence of 63.8% and were gradual in onset, pressure-like in quality (46%), and mild in intensity (80.1%). ppe level iii-associated headache was the most common type. the majority of the participants had headaches up to 6 hours after using the protective gear, but improving within 15-30 minutes of removal and/or after pharmacotherapy. a chi squared analysis showed a statistically significant association between duration of ppe use, working units, and ppe levels (p<0.05). a logistic regression analysis found a significant relationship between ppe level and headache occurrence (or=4.826;95%ci: 2.433-9.572; p<0.001). conclusion the frequency of ppe-associated headache was high and the ppe level was a risk factor of headache among healthcare workers. better strategies are needed to reduce the duration of ppe exposure so that the work performance and quality of life of healthcare workers are not significantly affected. keywords: covid-19, personal protective equipment, headaches, healthcare workers 1department of neurology, faculty of medicine, udayana university/ udayana hospital, bali, indonesia 2prof.dr.dr.igng ngoerah/sanglah general hospital, bali, indonesia *correspondence: ida ayu sri wijayanti department of neurology, faculty of medicine, udayana university/ udayana hospital, bali, indonesia email: wijayanti@unud.ac.id orcid: 0000-0003-0995-3126 date of first submission, october 1, 2022 date of final revised submission, april 2, 2023 date of acceptance, april 6, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license list of abbreviations covid-19: corona virus disease 2019; ppe: personal protective equipment; nrs: numeric rating scale; n-95 mask: non-oil 95 mask; vas: visual analog scale 52 doi: http://dx.doi.org/10.18051/univmed.2023.v42:52-60 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1379 original article mailto:wijayanti@unud.ac.id https://orcid.org/0000-0003-0995-3126 https://orcid.org/0000-0003-4464-1419 https://orcid.org/0000-0002-3086-0496 https://orcid.org/0000-0002-5102-8033 https://orcid.org/0000-0002-3166-2440 https://orcid.org/0000-0003-3772-8970 53 univ med vol. 42 no. 1 introduction the use of personal protective equipment (ppe) is obligatory for the entire community, specifically healthcare workers who are treating covid-19 patients. hospitals require their healthcare workers and visitors to always wear a mask when in the healthcare facility. typically, healthcare personnel and visitors wear surgical masks, but while directly caring for covid-19 patients, healthcare personnel wear n95 masks. furthermore, the level of protection to be used is determined by the type of activity they carry out as well as the setting of their working units. they are advised to wear n95 aprons and masks instead of surgical masks while carrying out aerosolgenerating procedures. high-risk areas include intensive care units, special isolation rooms for infectious patients, emergency units, and operating rooms.(1) healthcare workers are people devoted to the health sector with knowledge and/or skills to provide healthcare services to patients. they are classified by law into several clusters and subgroups, namely medical staff, clinical psychologists, nursing staff, midwifery staff, pharmaceutical staff, public health workers, environmental worke rs, nutritionists, physiotherapists, medical technicians, biomedical engineering staff, traditional health workers and others.(2) the impact of prolonged wear of ppe is physiologic and psychologic distress and reduced work efficiency, such as difficulty breathing, headache, rashes, acne, and the disequilibrium syndrome. ppe-associated headaches can be attributed to mechanical factors, hypercapnia, and hypoxemia. tight straps and pr essure on superficial facial and cervical ner ves are mechanical f actors c apable of inflicting complications. cervical neck pressure, sleep problems, abnormal mealtimes, and emotional distress are among the different sources of headache in healthcare workers during ppe usage.(3) a previous study showed that ppe use by healthcare workers caused various complaints, such as skin damage, cognitive impairment, and headaches.(3) this finding is consistent with 2 previous studies in casablanca (morocco) and tehran (iran), where 62% and 72.4% of the respe ctive study s amples e xperienced headaches.(4,5) furthermore, the use of masks, specifically n95, increased the incidence of the side effects, which was then aggravated in 81% of worker s without a previous history of headaches. discomf ort around the ear accompanied by lack of hydration as well as conditions related to hypoxia/hypercapnia can cause headaches. the side effect is often experienced <60 minutes after use of ppe and improvement occurs within 30 minutes of removal.(6) previous studies showed that users can also feel pain due to external pressure in the neck (cervical) area, which then develops into a cervicogenic or tension-type headache.(6-9) a study among 268 healthcare workers from a covid-19 referral center in mexico, showed that 78.4% of participants were found to have ppe-associated headaches, and that the majority reported using mixed ppe, with stress as predictive risk factor for its conversion into chronic headache. (1 0) in contr ast, the aforementioned study in tehran (iran), which was a cross-sectional study involving 243 medical staff at four referral hospitals for covid-19, showed no relationship of ppe headache with bmi, marital status, age, blood pressure, or history of systemic or psychiatric disorders.(5) the 'de novo' headache occurrence, related to filter masks common among certain healthcare workers, has greater professional, familial, personal and social impact.(1,6) because of the need for ppe use by healthcare worker, especially during the covid19 pandemic, it is necessary to identify and eliminate the factors that lead to intolerance for these devices to help improve the performance of the healthcare workers. our objective in this study was to determine the prevalence and risk factors of ppe-associated headache in healthcare workers. 54 methods research design a cross-sectional study was conducted in udayana university hospital, which was used as a covid-19 referral hospital in bali, indonesia, from january to february 2022. research subjects a total of 174 participants in this study were recruited among healthcare workers providing healthcare services directly and indirectly to the patients in the hospital. they included doctors, nurses, pharmacists, midwives, radiology officers, and laboratory, and nutrition workers. healthcare workers who reported having regular usage of ppe during the covid-19 pandemic in their shift work, age between 20-40 years old, and able and willing to provide written informed consent, were included in this study. data collection demographic and headache characteristics of the participants were collected using a structured questionnaire. the questionnaire was written in the indonesian language and consisted of three main parts, namely: 1) characteristics of the participants, such as age, gender, working unit, working time, history and types of previous headaches; 2) characteristics of ppe usage including level, duration, location, type of ppe, and intensity; 3) characteristics of the headache experienced, such as onset, duration, type, persistence after ppe removal, reducing factors, and management. in this section, we used openended questions for participants to describe any headaches they might have. headache was classified ac cording to the international classification of headache disorders (ichd3).(11) headache severity was expressed in the numeric rating scale (nrs), which was used to assess transient pain severity using a 0-10 scale, with zero meaning "no pain" and 10 meaning "the worst pain imaginable". the scale is more practical than a vas and easier to understand for most people.(12) validation of the screening questionnaire was carried out in the neurology department, udayana university hospital. we used 8 hours as the cut-off point for the working time in accordance with the time regulation of work shifts in the hospitals that divides a working day into two or three work shifts. statistical analysis descriptive analysis was used to study baseline subject characteristics. categorical data were reported in frequencies and percentages. continuous data were reported as mean ± standard deviation if normally distributed and as median (interquartile range) if not normally distributed. the data were analyzed using the chisquare test, for differences in proportions and crude odds ratio. a multivariate logistic regression analysis was used to assess the main determinant associated with headache in healthcare workers after controlling for other determinants and calculating the adjusted odds ratio. a p-value of less than 0.05 was considered statistically significant. the data analysis was performed using the statistical package for social sciences (ibm spss statistics) for windows, version 22.0 (ibm corp., armonk, ny, usa). ethical approval this study was approved by the ethics commission of the faculty of medicine, udayana university, under r efer ence number 71/ un14.2.2.vii.14/lt/2022. the study was conducted in accordance with the principles of the declaration of helsinski. results this study included 174 healthcare workers as the participants, whose mean age was 28.18 years. eighty-four (48.3%) of the participants were male and 90 (51.7%) of them were female. the working time was up to 8 hours in 107 (61.49%) of the study participants. a total of 143 (82.18%) of them were working in a medical unit (isolation room, emergency room, outpatient clinic, mate rnity ward), whe reas 31 (17.82%) wijayanti, mahadewi , sudira headache in healthcare workers 55 univ med vol. 42 no. 1 variable n % mean age (years) 28.18 ± 3.86 gender male 84 48.3 female 90 51.7 working unit* medical 143 82.18 non-medical 31 17.82 working time (hours) up to 8 hours 107 61.49 more than 8 hours 67 38.51 previous headaches yes 25 14.4 no 149 85.6 type of the previous headaches migraine 15 60.0 tension-type headache 6 24.0 others 4 16.0 ppe level ppe levels i and ii 89 51.1 ppe level iii 85 48.9 ppe usage time (hours) 6.02 ± 3.83 headache during ppe usage yes 111 63.8 no 63 36.2 location of headache forehead 49 23.0 temple area 27 12.7 behind the eyes 14 6.6 back of the head 34 16.0 right side 36 16.9 left side 34 16.0 neck 19 8.9 type of headaches¥ pressure 51 46.0 stabbing 7 6.3 pulsating 29 26.1 rebound 19 17.1 achy 5 4.5 intensity of headaches mild 89 80.1 moderate 21 18.9 severe 1 0.9 type of headaches during ppe usage migraine 3 2.7 tension-type headaches 108 97.3 onset of headaches gradually 59 53.2 suddenly 11 9.9 mixed onset type 41 36.9 duration onset of headaches while ppe usage up to 6 hours 87 78.38 more than 6 hours 24 21.62 improving headaches after removed table 1. characteristics demographics of healthcare workers, ppe usage and headaches (n=174) data presented as n (%), except for age and ppe usage time; *medical unit = isolation room, emergency room, outpatient clinic, maternity ward; nonmedical unit = laboratory, radiology, laundry, pharmacy, nutrition; ¥ more than one answer; ppe: personal protective equipment 56 participants were working in a non-medical unit (laboratory, radiology, laundry, pharmacy, nutrition). pre-existing headache diagnosis was recorded in 25 (14.4%) participants, with the predominant type of previous headache being migraine in 15 (60%) of participants as shown in table 1. eighty-five (48.9%) of participants used ppe at level iii, 89 (51.1%) used ppe at levels ii and i, while mean ppe use by participants was 6 hours per working shift. the present study focuses on participants' experience of headaches when using ppe while working in a hospital in the covid-19 period. a total of 111 (63.8%) participants experi enc ed he adaches and predominantly had tension-type headache (97.3%). the majority described the headache as being in the forehead (23%), with pressurelike quality (46%), mild in intensity (80.1%), gradual in onset (53.2%), and up to 6 hours in duration (78.38%), while lying down or sleeping reduce d the headac he (51.4%). table 1 summarizes the demographic characteristics of the healthcare workers and the headache characteristics during ppe usage. from bivariate analysis (table 2) it was found that participants were divided into two groups, namely the group with headache and ppe usage that had 111 (63.8%) participants and the group without headache with 63 (36.2%) participants. the chi-square analysis showed that the working units, ppe levels, and duration of ppe use were significantly different between the two groups of participants, as shown in table 2. there were more subjects in the group who experienced headaches while wearing ppe who were working in medical units (p=0.01), had ppe level iii usage (p=0.001), and were using ppe for up to 6 hours per day (p=0.001). a logistic regression analysis was used to examine the association of the ppe levels, working units, and duration of ppe use with the headaches (table 3). the analysis found a significant relationship between the ppe level and headache occurrence (or=4.83;95%ci:2.439.57; p<0.001). these results indicate that when healthcare workers use ppe at level iii, they were four times more likely to experience headaches than those using ppe at lower levels. variables headaches (+) headaches (-) or (95% ci) p value age 1.07 (0.572.01) 0.833 up to 28 years old 67 64.4 37 35.6 >28 years old 44 62.9 26 37.1 gender 1.04 (8.36-56.66) 0.891 male 54 64.3 30 35.7 female 57 63.3 33 36.7 working unit** 4.0 (1.3012.30) 0.001* medical 106 66.7 53 33.3 non-medical 5 33.3 10 66.7 shift duration 1.08 (0.572.04) 0.810 up to 8 hours 69 64.5 38 35.5 >8 hours 42 62.7 25 37.3 ppe level** 0.21 (0.10 0.41) 0.001* ppe levels i&ii 42 47.2 47 52.8 ppe level iii 69 81.2 16 18.8 ppe duration** 3.09 (1.586.05) 0.001* up to 6 hours 87 71.9 34 28.1 >6 hours 24 45.3 29 54.7 previous headaches 1.55 (0.613.94) 0.356 yes 18 72.0 7 28.0 no 93 62.4 56 37.6 table 2. bivariate analysis of several risk factors of headache *p-values <0.05 considered statistically significant; data presented as n (%); or: odds ratio; ppe: personal protective equipment wijayanti, mahadewi , sudira headache in healthcare workers 57 univ med vol. 42 no. 1 final pdf artikel jurnal dan upload di web table 3. multivariable logistic regression analysis of independent factors and ppe usage patterns associated with the development of de novo headache note: ci: confidence interval; or: odds ratio; ppe: personal protective equipment; *p<0.05 considered significant discussion nearly 65% of the participants reported the occurrence of headache with the use of ppe at all levels (i, ii or iii). the ppe level i protection consists of the use of a mask (3-ply cotton cloth mask) with or without disposable gloves. the types of ppe used in level ii protection consist of a 3-ply surgical mask, gown, disposable rubber gloves, eye protection/face shield, and headcap. a radiographer's coat is used for healthcare workers who work in the radiology department. the ppe level iii protection consists of a 3-ply surgical mask, gown (when at risk of splashing body fluids), disposable rubber gloves, eye protection/face shield (when at risk of splashing body fluids) and head cap. (1, 13,14) the present study was based on the previous studies conducted by hajjij et al.(4) and ong et al.(6) both studies found that increased use of ppe during the covid-19 pandemic is responsible for generating headaches in frontline healthcare workers, whereas in our study, only individuals without a previous history of pre-existing headaches were found to be more susceptible to 'de novo' ppe-induced headaches. furthermore, the majority of healthcare workers were female, and this is consistent with indonesian 2019 and 2017 data on the distribution of the nurses' population, which is dominated by women.(2) similar studies in spain, korea, mexico and italy also reported that the majority of healthcare worke r s are female s. (1 ,1 0,13 ,1 5) progesterone and estrogen aff ect neurotransmitter systems and have been suggested to be dir e ctly involved in the pathophysiology of some primary headaches. this could be an important mechanism explaining why women are more susceptible than men.(10) the participants were grouped according to their work area, and this is in line with a previous study that the risk attached to their working unit determines the type of personal protective equipment. high-risk areas include intensive care units, special isolation rooms for infectious patients, emergency units, and operating rooms.(1) current guidelines require that those caring for patients, regardless of the patients' status, should wear ppe, resulting in an additional amount of time during which healthcare workers must wear protective equipment and obey the who protocols in work settings.(14) this study describes 'de novo' ppeassociated headache s amongst fr ontline healthcare workers throughout the current covid-19 outbreak. following ppe use, nearly 63.8% of the participants experienced headaches with different characteristics, pressure-like in quality (46%) and mild in intensity (80.1%), which were related to tension-type headache (97.3%). a similar result was obtained by a previous study of hajjij et al.(4) in marocco showing that 62% of healthcare workers suffered from headache associated with the use of ppe. in the study of jafari et al.(5) in iran, a prevalence rate of 72.4% was recorded among healthcare workers after the use of masks. the type of mask most commonly associated with headache was the n95 type. other studies revealed that facial pain or discomfort around the ear, lack of hydration as well as conditions related to hypoxia/hypercapnia can cause headaches. our study associated the incidence of headache with ppe usage, based on the prevailing ppe level in the hospital. we found that the use of ppe at level iii (81.2%) was associated with the occurrence of pperelated headaches and this was the type of protection used by 48.9% of the participants in our hospital. the distribution of protection levels 58 in this study was based on the type of health service and the actions taken by the workers. the n95 mask was used by healthcare and supporting personnel on duty in hospital. it was also used while performing aerosol-generating activities and respiratory sampling for suspected and confirmed covid-19 patients.(16) the abovementioned study by jafari et al.(5) in iran reported that 41% of all headaches experienced were related to the use of n95 masks. discomfort or pain is caused by the strong pressure exerted by the mask straps, specifically while using kn95 masks for a long time.(16,17) similar results were obtained by previous studies, namely that headaches can be caused by the external pressure from the ppe used.(9,10,18,19) another study also reported that external pressure was responsible for 25.1% of side effects related to the use of protective gear by healthcare workers.(5) pressure in the cervical area while using ppe causes pa in, whic h lea ds to cervicogenic or tension-type headaches.(7,8,13,20) furthermore, mask straps can cause local tissue damage as well as superficial nerve irritation in the face, head, and cervical region and an abnormal scalp sensitivity or discomfort during headache attacks elicited by non-noxious stimuli (allodynia), including the elastic head straps.(9,13) a mean ppe usage duration of 6 hours per working shift was obtained along with a mean working time of 12.46 ± 8.82 hours. a previous study reported that healthcare workers on duty for >12 hours per day are more susceptible to severe headaches.(4) the several research studies about ppe usage for >4 hours per day and those who had pre-existing headache analysis had a gr eater probability of developing such headaches.(6) the ratio of working time and usage duration in each study has a relationship with the emergence of headaches that are experienced after the use of ppe. about 24.3% of the respondents stated that the side effects appeared >120 minutes after they used the protective gear, while 28.8% revealed that the headache improved 15-30 minutes after ppe removal. a similar study reported that most of the headaches were felt <60 minutes after using ppe and pain relief occurred within 30 minutes of removal.(6) the differences in the results obtained were caused by the patients' condition as well as the type of ppe used. this study found a significant difference between the occurrence of headache related to ppe usage on the one hand, and the ppe levels, working units, and duration of ppe usage on the other. the problem of ppe-usagerelated headaches may also worsen if the covid-19 outbreak continues for a longer time. shorter duty shifts and the resultant shorter duration of ppe use is probably a better approach to avoid the adverse effects of ppe usage. various activities were carried out by the participants to reduce the headaches while using ppe, such as lying down or sleeping, massaging the head, continue with their duties, and applying cold or warm compr esses to the head. meanwhile, some healthcare workers did not take analgesics to relieve the adverse effects, although a previous study reported that 61.4% of the subjects who experienced headaches responded positively to the pain relief.(1) this study is not without limitations. the retrospective assessment of previous headaches and headaches while using ppe can lead to a recall bias and although a similar study in singapore (21) reported that an increase in the frequency and duration of severe headaches after using ppe was also associated with sleep deprivation, physical stress, emotional stress, late eating, and inadequate intake of water, these factors were not assessed in the present study. however, our study has its strengths, since it was conducted by filling out the questionnaire directly between doctor and participants, which ensures a good understanding of the questions and the correct interpretation of data results. our study was performed in a special hospital for covid19 isolation, where almost all healthcare workers on duty are involved in treating covid-19 patients and adapting to the ppe level. the results from this study are expected to serve as basic data for future studies with a broader sample population, considering that healthcare workers wijayanti, mahadewi , sudira headache in healthcare workers 59 univ med vol. 42 no. 1 in covid-19 referral hospitals have different workloads and stress levels. conclusion the frequency of ppe-related headache in covid-19 healthcare workers is high, with the healthcare workers being at risk to evolve to chronic and medication overuse headaches. the magnitude of this condition is clinically significant and might worsen if the current outbreak spreads widely and stays for a longer time, affecting the work performance of healthcare workers. better strategies are needed to reduce the duration of ppe exposure so that the work performance and quality of life of healthcare workers are not significantly affected. competing interests no relevant disclosures. acknowledgement the authors would like to thank all participants in this study and all the staffs of udayana university hospital in jimbaran, bali for their cooperation throughout the study. contributors iasw conceived the original idea of this research and proof outline. iasw wrote the manuscript with support, help and input from npapm, ipgs, km, nms and imoa. iasw, npapm, and km collected the samples and input the data. iasw with help from ipgs, nms, and npapm analyzed the data. iasw, imoa, npapm and ipgs also did the copyediting, proofreading and revised the final manuscript. all authors were involved in drafting the article or revising it critically for important intellectual content. all authors have read and approved the final manuscript to be published. references 1. ramirez-moreno jm, ceberino d, 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(covid-19). who interim guidance. geneva: world health organization;2020. 21. ong jjy, chan acy, bharatendu c, teoh hl, chan yc, sharma vk. headache related to ppe use during the covid-19 pandemic. curr pain headache rep 2021;25:53. doi: 10.1007/s11916021-00968-x. wijayanti, mahadewi , sudira headache in healthcare workers c:\users\user\documents\39 no 3 192 abstract universa medicina nephroprotective effect of soy (glycine max (l.) merr.) flour against diazinon-induced renal toxicity in rats desie dwi wisudanti*@, rena normasari**, and firman herdiana*** background diazinon is a widely used pesticide to eradicate agricultural pests globally with the potential to cause harmful effects on humans by generating free radicals and depleting endogenous antioxidants. soy flour possesses high antioxidant effect. this study evaluated the nephroprotective effect of soy flour on diazinon-induced nephrotoxicity in rats. methods an experimental laboratory study was carried out involving 30 male wistar rats were randomly divided into five groups of 6 rats. the normal control (kn) and the negative control (k-) groups received normal saline, the treatment groups (k1, k2, k3) received 10%, 15%, and 20% soy flour in distilled water, respectively, on day 1 to day 28. subsequently, for five days, all groups received diazinon 40 mg/kg, except for the normal control group. blood urea nitrogen (bun) and creatinine levels were measured at the end of the study. the kruskal wallis test with the post hoc mann whitney u test were used to analyze the data. results blood urea nitrogen and creatinine levels were lower in all treatment groups (k1, k2, k3) compared to the negative control group (k-), while the k3 level was the lowest (24.28 ± 1.56 mg/dl and 0.93 ± 0.14 mg/dl). there was a significant decrease in bun and creatinine levels in the experimental rats of the 15% and 20% soy flour groups (k2, k3) compared to the negative control group (k-). conclusion administration of soy flour (glycine max (l.) merr.) had a nephroprotective effect in preventing increases in bun and creatinine levels of diazinoninduced nephrotoxic male wistar rats. keywords: antioxidant, kidney, pesticide, functional food, bun, creatinine, rats original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.192-198 september-december 2020 vol.39no.3 cit e th is article as: wi sud ant i dd, normas ari r, h erdi ana f. nephroprotective effect of soy (glycine max (l.) merr.) flour against diazinoninduced renal toxicity in rats. univ med 2020;39:192-8. doi: 10.18051/univmed. 2020.v39.192-198 *department of pharmacology, faculty of medicine, university of jember **department of pathology anatomy, faculty of medicine, university of jember ***undergraduate program, faculty of medicine, university of jember correspondence: @desie dwi wisudanti jl. kalimantan no.37, kampus bumi tegal boto, jember, jawa timur, 68121 phone. +62331 337877 fax. +62331 337877 email: desie.fk@unej.ac.id orcid id: 0000-0002-1636-7734 date of first submission, june 9, 2020 date of final revised submission, december 8, 2020 date of acceptance, december 10, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 193 univ med vol. 39 no.3 introduction organophosphate pesticides are a type of pesticide that is widely used in indonesia and is favored by farmers because it decomposes faster than the other groups of pesticides, and has a fast and significant power in repelling p e st s . ( 1 ) on e o f t h e mos t wi de ly u se d organophosphates is diazinon. it has been known that diazinon can be decomposed into other d er i va t ive f orms , l ea ves re sid ues in th e environment,(2) and has a high level of toxicity.(3) diazinon was reported to be able to inhibit acetylcholinesterase activity and other organic functions in animals.(4,5) the kidney is one of the organs affected because of its role in the excretion of diazinon metabolites, as evidenced by several animal studies that found an alteration in blood urea nitrogen (bun) and creatinine levels, as well as histopathological changes in rat kidneys.(4,5) in addition to reactive oxygen species (ros) accumulation, diazinon can cause deoxyribonucleic acid (dna) and cell damage through the apoptotic pathway.(6) continuous exposure to diazinon can affect kidney function,(7) therefore a substance that can inhibit ros activity and cell apoptosis in the kidney is needed. isoflavone is a class of flavonoid that has been known as an antioxidant that can inhibit cell oxidation reactions. (8) soy (glycine max (l.) merr.) has a high isoflavone content, which has been proven to reduce the concentration of ros and malondialdehyde (mda), as well as to activate superoxide dismutase (sod) and glutathione peroxidase (gpx) in several organs. (9) in addition, a previous study has proven that the soy isoflavones, namely daidzein and genistein, also have antiapoptotic properties.(10) there was also a study showing that bread made from 10% soy-flour-enriched wheat flour had a better effect on the kidney of rats than bread without the addition of soy flour. (11) in this study, rats were not induced by substances that could damage the kidney, so a little addition of soy flour could have a good effect on the kidney. another study on the effect of soy flour on the liver has been conducted in rats induced by carbon tetrachloride (ccl 4 ), (12) but only its effect on the liver was studied. the results showed a significant decrease in liver enzyme markers, but the value was still higher than in the normal group. the investigators used a wide dose range between treatment groups and a relatively short time of soy flour administration (7 days). therefore, a longer administration period with a narrower dose range needs to be evaluated and assessed based on kidney function examination. the present study was aimed at evaluating the protective effect of soy flour against diazinon nephrotoxicity in rats. methods research design the study of experimental design was conducted in the physiology and pharmacology laboratories, faculty of medicine, university of jember, from october to december 2018. animals and treatment physically active adult male wistar rats (rattus norvegicus), around three months of age and weighing 150-300 g, were purchased from “wistar farm” in malang, east java, indonesia. the rats were kept under constant conditions (temperature of 25 ± 2 °c and humidity of 60 ± 5% ) and were given rodent feed and water ad libitum. a total of 30 rats were involved in this study. the resource equation method (13) was used to calculate the sample size, where the number of samples per group was 5 for this study. the final sample size after the addition of an estimated 10% of animal mortality due to diazinon toxicity was 6 animals per group.(13) after acclimatization to the laboratory conditions, the animals were randomly divided into five groups (six rats in each): normal control group (kn), negative control group (k-), and treatment groups (k1, k2, k3). on day 1 to day 28, the normal control group (kn) and the negative control group (k-) received normal saline, and 194 wisudanti, normasari, herdiana soy against diazinon nephrotoxicity the treatment groups (k1, k2, k3) received 10%, 15% and 20% soy flour in distilled water, respectively. on day 29 to day 33, all groups were given diazinon 40 mg/kg, except for the normal control group. all treatments were performed using a gastric tube and diazinon was administered to those groups dissolved in corn o il . o n th e 3 4 t h d a y, t h e a n i ma ls we r e anesthetized, and blood samples were taken out by cardiac puncture to measure bun and creatinine levels. soy flour sample the soy flour was made from the baluran variety of glycine max (l.) merr. and was determined at the agronomy laboratory, faculty of agriculture, university of jember. the grinding method of soy flour used in this research wa s t h e wet me th o d, c a r r i e d o ut a t t he agricultural product process engineering laboratory, faculty of agriculture, university of jember. the grinding process was carried out on soy beans that had been soaked for 3 hours, then boiled for 5 minutes, drained, and sun-dried for 4 hours. the beans were then oven-dried at 50oc for 24 hours and ground to flour using a hammer mill, then sifted through an 80 mesh sieve. the sieving process was repeated twice to obtain an optimal quality of soy flour. then the soy flour was mixed with distilled water to obtain concentrations of 10%, 15%, and 20%. measurement of bun and creatinine levels the blood samples were centrifuged for 15 minutes at 3500 rpm to separate serum from blood cells, then bun and creatinine levels were d et e rmi ne d u s in g di a sys ® r ea gen t kits , according to the manufacturer ’s instruction. bun level was measured based on the method of urease-gldh (glutamate dehydrogenase) enzymatic uv test, and creatinine level was determined by a non-deproteinized kinetic test using jaffe’s method. the solution was read using an analyticon biolyzer 100 that had been set to an incubation time of 2 minutes and a wavelength of 340 nm for measuring bun level and a wavelength of 492 nm to determine creatinine level. the bun and creatinine serum levels were expressed in mg/dl units.(5) statistical analysis statistical analysis was performed using the spss 16 application for windows software. descriptive data were expressed as mean ± standard deviation. in the case the data obtained were not normally distributed, the nonparametric kruskal wallis data analysis was used for the comparative test, followed by post hoc mann whitney u. all data were displayed as the means ± standard deviation. the p-value <0.05 indicated the significance of the data. ethical clearance all experimental protocols have been approved by the ethics committee of the faculty of medicine, university of jember, no.1.268/ h25.1.11/ke/2018. results the mean bun and creatinine levels from the lowest to the highest were the kn group of 24.09 ± 1.34 mg/dl and 0.87 ± 0.4 mg/dl, k3 24.28 ± 1.56 mg/dl and 0.93 ± 0.14 mg/dl, k2 24.88 ± 1.91 mg/dl and 1.1 ± 0.09 mg/dl, k1 26.45 ± 1.93 mg/dl and 1.27 ± 0.19 mg/dl, and k28.77 ± 3.27 mg/dl and 1.31 ± 0.13 mg/dl. the lowest mean bun and creatinine levels were found in the normal control group (kn), indicating the smallest damage to kidney function, while the highest mean bun level was found in the negative control group (k-), indicating the most severe damage of kidney function. the mean bun and creatinine levels can be seen in table 1. statistical analysis was performed using the kruskal wallis test, and showed that the levels of bun (p=0.014) and creatinine (p=0.01) in the five groups were significantly different. the test was followed by the mann whitney u post hoc test as shown in table 2. the normal control group (kn) showed significantly lower 195 univ med vol. 39 no.3 a b bun and creatinine levels (p<0.05) compared to the negative control group (k-). the levels of bun and creatinine in the 15% and 20% soy flour supplementation groups (k2 and k3) decreased significantly when compared to the negative control group (p<0.05). between k2 and k3, there was a significant difference in creatinine level, but not in bun level. this study showed that giving 20% soy flour was more effective in reducing creatinine level. discussion in our study, the levels of bun and creatinine in the normal control group were significantly different from the negative control group. this indicates that the 40 mg/kg diazinon induction for five days was able to increase the mean bun and creatinine levels. diazinon can increase bun and creatinine serum levels because it has a pro-oxidant effect that induces oxidative stress and lipid peroxidation in the kidney. the result of this research is in line with several previous studies,(4,5,14) which proved that giving diazinon orally for several days in vivo can significantly increase the levels of bun and creatinine. shah and iqbal proved that giving diazinon 15 mg/kg orally for 8 weeks in mice can significantly increase bun and creatinine levels.(14) other similar studies proved that giving diazinon 20 mg/kg orally for 2 weeks in experimental rabbits can significantly increase bun and creatinine levels.(4) diazinon 40 mg/ kg orally given for 5 days increased bun and creatinine levels significantly.(5) the results indicated that diazinon exposure could decrease renal gluta thione , ca use the depletion of a n t i ox i dan t e n zyme s a nd t h e e xc e ss i ve production of oxidants. diazinon is a bs or bed from the gastrointestinal tract and metabolized rapidly. diazinon induces biochemical and histopathological changes in several organs.(4,5) one of the targeted organs is the kidney, which plays a major role in excretion. diazinon causes formation of ros and induces oxidative stress.(14) as mitochondria play an important role in apoptosis, mitochondrial dysfunction by oxidative stress will release cytochrome c and activate caspase that leads to apoptotic cells.(10) diazinon exposure may cause toxic effects through inhibition of acetylcholinesterase (ache) in the the nervous system.(15) this inhibition causes ach to remain at its receptors, which increase the treatment groups p value kn (n=6) k(-) (n=6) k1 (n=6) k2 (n=6) k3 (n=6) bun (mg/dl) 24.07 ± 1.34 28.76 ± 3.27 26.44 ± 1.93 24.88 ± 1.90 24.28 ± 1.56 0.014 creatinine (mg/dl) 0.86 ± 0.39 1.30 ± 0.13 1.26 ± 0.18 1.10 ± 0.09 0.93 ± 0.14 0.011 table 1. distribution of mean bun and creatinine levels by treatment groups after intervention data presented as mean ± sd; bun : blood urea nitrogen; kn: control; k (-): negative control; k1: 10% soy flour; k2: 15% soy flour; k3: 20% soy flour treatment groups kn kk1 k2 k3 bun creatinine bun creatinine bun creatinine bun creatinine bun creatinine kn 0.009 0.036 0.059 0.090 0.401 0.389 0.751 0.674 k0.009 0.036 0.175 0.523 0.012 0.008 0.012 0.009 k1 0.059 0.090 0.175 0.523 0.402 0.159 0.076 0.020 k2 0.401 0.389 0.012 0.008 0.402 0.159 0.462 0.033 k3 0.751 0.674 0.012 0.009 0.076 0.020 0.462 0.033 table 2. the results of mann whitney u test of bun and creatinine level kn: control; k (-): negative control; k1: 10% soy flour; k2: 15% soy flour; k3: 20% soy flour 196 p r o du c t i on o f no f r e e r a d i c a l s . t he accumulated no will be bound by gsh to gsn o, th er e by r e d uc i n g g sh l e ve l s . decreasing levels of gsh result in free radicals such as hydroxyl radicals (oh.), superoxide anion radicals (o 2 .-), and peroxyl radicals (roo) that cannot be neutralized. these free radicals r e a c t wi th u ns a t u r a t e d f a t ty a c id s or polyunsaturated fatty acids (pufas) which are found in many cell membranes, resulting in lipid peroxidation.(16) diazinon can also interf ere with the mitochondrial respiration pathway resulting in disruption of adenosine triphosphate (atp) production in the electron transfer pathway in the mitochondria by inducing the bh3-only protein that activates allosteric bax and bak, wh i c h i nt e r f e r e s wi t h mi t o c h on dr i a l p er me a bi l it y. ( 17 ) impai r ed mito c hon dr ia l membrane permeability releases proapoptotic f a c t or s su c h a s c yto c h r o me c , se c on d mitochondria-derived activator of caspase (smac), and apoptosis inducing factor (aif), which can lead to kidney cell degeneration and decreased kidney function.(18) ou r s t ud y s ho wed t ha t s oy f l ou r supplementation at concentrations of 10%, 15%, and 20% was able to prevent the increase in mean bun and creatinine levels in male wistar rats induced by diazinon. however, bun and creatinine levels of the 15% and 20% soy flour groups decreased significantly compared to the negative controls. this result was in accordance with a previous study on the nephroprotective effect of soy flour on the histopathological change in rat kidney induced by diazinon.(19) the aforementioned study proved that soy flour supplementation at a dose of 1 g/ml, 1.5 g/ml and 2 g/ml for 28 days had a significantly lower histopathological score compared to the group without diazinon. the group on 2 g/ml soy flour had the lowest renal histopathological score, approaching the normal control group score. in another study,(11) a diet of bread made from a mixture of wheat and soy flour at concentrations of 10%, 20%, 30%, and 40% for 28 days was able to prevent an increase in bun and creatinine levels compared to bread made from pure wheat flour. in that research, the rats were not exposed to nephrotoxic substances, wh e r e a s in t h e p r e s e n t s t udy, t he 10 % concentration and the negative control groups were not significantly different, indicating that the 10% concentration was not yet effective in preventing the increase in bun and creatinine levels. decreasing bun and creatinine levels oc cur due to th e pr esenc e of is ofl avone compounds, supported by vitamin e and other antioxidant substances such as phenol and linoleic acid found in soy flour.(11) these substances can prevent ros accumulation, lipid peroxidation, and cell apoptosis. soy flour is one of the types of processed soy containing high isoflavone levels.(20) isoflavone has biochemical activities as antioxidants by suppressing free radical activity and donating electrons and hydrogen atoms to inhibit cell oxidation reactions.(8) the two main isoflavones in soy are genistein and daidzein, which have antioxidant and anti-apoptotic activities by inhibiting the activity of bak so that they can inhibit cell apoptotic pathways.(10) vitamin e has a role in pr otecting unsaturated fatty acids in cell membranes, and inhibits the lipid autoxidation process by forming relatively stable tocopheroxyl radicals.(21) in this study, soy flour was given before diazinon induction to determine the effectiveness of soy flour protection against kidney damage before exposure to diazinon. based on the results of this study, the prevention of increased bun and creatinine levels occurred in the groups given soy flour. the results proved that the antioxidant and anti-apoptotic contents of soy flour could prevent diazinon-induced increases in bun and creatinine levels. these results are in line with research on the nephroprotective effects of pomegranate (punica granatum) seed oil (22) and juniper (juniperus procera) leaf extract.(23) these studies showed that the antioxidant-rich plants acted as protective agents wisudanti, normasari, herdiana soy against diazinon nephrotoxicity 197 univ med vol. 39 no.3 for renal function by preventing increased bun and serum creatinine levels in experimental animals induced by diazinon in rats and by thioacetamide in mice, respectively. t he a dmi nis t r a t i o n of s oy f lo u r a t concentrations of 15% and 20% showed a nephroprotective potential, as evidenced by the bun a n d cr e a t i ni n e l e ve l s , w hi c h we r e statistically significant compared to the negative control approaching the normal control group. however, 20% soy flour supplementation significantly reduced creatinine level compared to the 15% soy flour group, but not the bun levels, which were not significantly different between the 15% and 20% soy flour groups. these findings prove that administration of 20% soy flour is the most effective way to prevent the increase in creatinine levels induced by diazinon in rats. the results show that soy flour intake provides significant benefits for rats with nephrotoxicity induced by diazinon. the research results will have a major impact on improving the nutritional status and health of the community through regular consumption of functional foods such as soy flour. therefore, further research is needed to identify edible food forms that have a similar effect as potential nephroprotective agents. the limitations of this study are the uncontrolled external factors that can affect bun and creatinine levels. these factors include activity and diet. high activity with increased muscle mass will affect creatinine levels in the blood, as a result of the breakdown of phosphocreatine that occurs in skeletal muscles. meanwhile, urea is excreted as a result of protein metabolism, so that its levels in the blood are influenced by protein consumption and protein catabolism. overweight or obesity in rats can also affect kidney function, thereby affecting l e ve l s o f bun a n d s e r um c r ea ti n i ne . ( 2 4 ) therefore, the use of rats in this study should be carried out in a weight range that is not too wide and varied. the difficulty in this study is that there is a rapid increase in rat body weight during the adaptation period, so that the range of rat body weight is quite wide, namely 150300 grams. conclusions this study demonstrated that soy (glycine max (l.) merr.) flour has a nephroprotective effect on diazinon-induced nephrotoxicity in wistar rats by preventing the increase in bun and creatinine serum levels. apart from that, it was also concluded that 20% of soy flour provided the best overall quality. conflict of interest the authors declare that there are no conflicts of interest regarding the publication of this manuscript. acknowledgment the researchers would like to thank the faculty of medicine, university of jember, for the opportunity given in this research. contributors ddw contributed to the basic concept and design of the study. ddw and fh contributed t o pe r f 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risk factor dewi kristanti*, ekowati rahajeng*, eva sulistiowati*, nunik kusumawardani*, and frans dany* background type 2 diabetes mellitus (dm) is a non-communicable disease that constitutes a huge health burden, with the presence of comorbidities of dm adding to it. this study aimed to obtain the main determinants of the combined incidence of dm and its main comorbidities in adults. methods this was a further analysis of the non-communicable disease risk factor cohort study 2011 – 2018 involving 3730 subjects. data of diabetes-free respondents at baseline were followed up every 2 years for 6 years. data collection was carried out through interviews and health examinations. all subjects were assayed for blood glucose and lipid parameters. chi-square test and cox regression were implemented for data analysis. results during 6 years of follow-up, dm incidence occurred in 567 (15.2%) subjects. the most common comorbidities were increased low density lipoprotein (ldl), central obesity, increased total cholesterol, obesity and hypertension. most of the comorbidities occurred before the diagnosis of dm incidence. the determinants of the combined dm incidence–increased ldl are obesity, hypertension, and a family history of dm. the determinants of the combined dm incidence–central obesity are increased triglycerides, hypertension, male gender, and family history of dm. while the determinants of the combined dm incidence–hypertension are obesity and increased triglycerides. conclusion this study demonstrated a high burden of diabetes incidence with comorbidities among adults. knowledge of the magnitude of the diabetes comorbidity determinants emphasizes the role of non pharmacological intervention such as weight reduction and dietary modification. keywords: diabetes mellitus incidence, comorbidity, ncdrf cohort study, indonesia original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.3-13 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1035 january-april, 2021 vol.40no.1 ci te t his art icle as: kr ista nti d, ra hajeng e , su lis tiowati e, kusumawardani n, dany f. determinants of comorbidities of diabetes in indonesia: a cohort study of non-communicable disease risk factor. univ med 202 1;40:3-13 . doi : 10 .18 05 1/ univmed.2021.v40.3-13 *national institute of health research and development, republic of indonesia correspondence: dewi kristanti national institute of health research and development, republic of indonesia jalan percetakan negara no 29 jakarta pusat phone (021)4241921 email: dewikris@litbang.kemkes.go.id, find.dewi@gmail.com. orcid id: 0000-0002-9694-2064. date of first submission, september 1, 2020 date of final revised submission, december 24, 2020 date of acceptance, january 5 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 4 kristanti, rahajeng, sulistiowati, et al comorbidities of type 2 dm: ccohort study introduction diabetes mellitus (dm) constitutes a global and national health problem. throughout the world, dm occurs in 463 million individuals aged between 20 and 79 years. around 79.4 percent of them live in low and middle-income countries.(1) indonesia occupies seventh rank among the countries, with the highest number of dm patients of 10.7 million.(1) according to the results of the indonesian basic health research (riset keseh atan dasar, riskes das) the prevalence of dm based on blood sugar examination of persons aged 15 years was 6.9 % in 2013, increasing to 8.5 % in 2018.(2,3) the highest prevalence of dm was in persons aged 55 years and over, were of female gender, had low education, and resided in rural areas.(3) comorbidities of dm are one or more chronic conditions occurring in patients with dm or are other diagno sed diseases found concomitantly with dm.(4) all cases of chronic disease are considered to be comorbidities, even though occurring before or after the diagnosis of dm incidence.(5) comorbidities may be found at the time of diagnosis or at the time of followup.(6) according to the results of several studies worldwide, hypertension is the main comorbidity in dm, with a proportion of around 34.9 – 71.0%.(7-9) according to the indonesian society of endocrinology (perkumpulan endokrinologi indonesia), in indonesia the main comorbidities of dm can be in the form of hypertension, dyslipidemia, obesity and coagulation disorders.(10) based on a cross-sectional study involving patients with dm who were participants of the chr onic diseases manage ment program (program pe ngelolaan penyaki t kronik, prolanis) in a community health center (puskesmas) in jakarta, it was found that the propor tion of patie nts with dm and the comorbidity of obesity attained 63.9%.(11) based on the results of a retrospective observational study, concordant as well as discordant comorbidities in patients with dm were proven to increase healthcare utilization and costs.(12) comorbidities, particularly depression, also cause a decrease in the quality of life.(13) in addition, comorbidities increase the risk of complications, such as renal failure, and interfere with diabetic control.(14) the presence of comorbidities in diabetes mellitus and its risk factors have been reported in various studies.(15-17) however, in contrast with a previous study on the influence of the principal comorbidities such as hypertension, obesity and dyslipidemia, our study investigated their association with the time of occurrence of dm incidence in adults. the present study aimed to find the determinants of dm incidence and its main comorbidities in adult subjects. methods research design this study was a further analysis of the cohort study on ncd risk factors (studi kohor faktor risiko ptm), hereafter designated ncdrf cohort study, that was conducted by the national institute of health research and development for the years 2011–2018 in bogor city, west java. baseline data were collected in three stages, namely in the years 2011, 2012 and 2015, whereas periodic follow-up was performed every four months for a limited number of parameter s (data on blood pre ssur e and anthropometrics) and every two years for the complete set of parameters.(18) study subjects the study population comprised the subjects of stages 1 and 2 of the ncdrf cohort study (2011 and 2012 baseline data), whereas the study sample consisted of subjects who were free of dm on initial observation. the inclusion criteria were subjects who participated fully in the baseline data collection (in terviews and health examinations) and in the biennial follow-ups. each of the groups of subjects had been followed-up for 6 years, where the subjects of stage 1 were followed up in the years 2013, 2015 and 2017, 5 while the subjects of stage 2 were followed up in the years 2014, 2016 and 2018. the exclusion criteria were subjects with incomplete data for the study variables of interest. measurements dm incidence were defined as subjects who had ever been diagnosed with dm by health personnel, or who had a fasting blood glucose concentration of 126 mg/dl or a blood glucose concentration of 200 mg/dl two hours after loading with 75 g glucose in 250 ml drinking water. t he de finiti on of blood glucose concentration was according to the 2019 criteria of the indonesian society of endocrinology (perkumpul an endokrinologi i ndonesia, perkeni).(10) the comorbidities evaluated in this study were obesity, central obesity, hypertension, dyslipidemia, coronary heart disease, and stroke. the comorbidities could occur before, at the time of, or after the diagnosis of dm incidence and were determined from interviews, measurements, and ancillary examinations. obesity was defined as a body mass index (bmi) of 25 kg/m2 based on the criteria of obesity in asian populations according to the perkeni 2019 guidelines for dyslipidemia management,(19) whereas central obesity was defined as an abdominal circumference of >90 cm for males or >80 cm for females based on the perkeni 2019 criteria.(10) hypertension was defined according to the jnc viii criteria as a systolic blood pressure of 140 mmhg or diastolic blood pressure of  90 mmhg at rest. (2 0) dyslipidemia was defined as abnormal lipid metabolism, marked by an increase or a reduction in the plasma lipid fraction. the main lipid fraction abnormalities were increased total cholesterol (200 mg/dl), ldl (100 mg/dl), increased triglycerides (150 mg/dl), or decreased hdl (<40 mg/dl for males and <50 mg/dl for females).(10,19) coronary heart disease (chd) was defined as ischemic heart disease or infarction on the resting or active/stressed electrocardiogram (ekg).(18) stroke was defined as a history of stroke based on interviews and the finding of sequelae in the form of neurological deficits.(18) the independent variables consisted of the sociodemographic characteristics (age, gender, marital status, highest level of education, and family history of dm). age was in the form of continuous data, gender consisted of male and female, highest level of education consisted of low education (unschooled to finished elementary school), middle (finished junior and/or senior high school), and high (university graduate), marital status consisted of married, single, and divorced, and family history of dm was based on presence of family members who had been diagnosed with dm or had died as a result of dm. (18) the behavioral risk factors investigated were smoking status, physical activity, and mentalemotional abnormality. smoking status was defined as the smoking behavior in the last month, and was categorized into non-smoker, ex-smoker, and active smoker. physical activity was defined as the intensity of daily activities of living and was calculated from the weight of the type of physical activity and its duration. physical activity was categorized as adequate (600 met per week) and poor (<600 met per week).(21) mental-emotional abnormality was defined as the psychological condition of an individual that has an influence on mood, thoughts, and behavior and was measured by answering 20 items in a selfreported questionnaire (srq) that described the condition in the last two weeks. (22) data collection procedures data collection in the ncdrf cohort study was conducted according to the who steps appr oach for sur vei llance of ncd r isk factors.(23) the steps instrument covers three dif ferent levels of “steps” of risk factor assessment, consisting of questionnaires on demographic information and behavior al measurements, physical measurements, and biochemical measurements. collection of data on socio-demographics, behavior, and medical history was performed by trained enumerators in step univ med vol. 40 no 1 6 kristanti, rahajeng, sulistiowati, et al comorbidities of type 2 dm: ccohort study a b c 1, using a questionnaire that was specially developed for the indonesian ncdrf cohort study. in step 2 the blood pressure was measured 2–3 times with an interval of 5 minutes between measurements, using an and digital blood pressure monitor on the left upper arm with the subject in the sitting position. anthropometric measures were determined by measuring height with a fiberglass stadiometer, weight with and digital scales, and abdominal circumference using measuring tape. the determination of blood pressure and anthropometric measures was performed by trained health personnel from the bogor municipal health service. the neurological examinations to determine stroke sequelae was done by a team of neurologists. the ekg was recorded using electrocardiograph was provided with the minnesota code, and the ekg results were read by a cardiologist and validated by two cardiology consulta nts. t he labora tory examinations comprised fasting and 2-hour postprandial blood glucose, total cholesterol, triglycerides, low density lipoprotein (ldl), and high density lipoprotein (hdl) using enzymatic clinical chemistry methods and were performed in step 3 by a certified medical laboratory. statistical analysis descriptive analysis was used to for the subject characteristics at baseline and follow-up in the second, fourth and sixth years. bivariate analysis using the chi-square test was done to determine the distribution of dm incidence based on the presence of comorbidities and the time of comorbidity onset. multivariate analysis using the cox regression test was done to evaluate the determinants that play a role in the combined incidence of dm with the main comorbidities. variables with p values of <0.25 in the bivariate analysis were selected for further multivariate analysis. in the multivariate analysis, the variables that were statistically non-significant and were not confounders, were removed one by one from the model, so that the final model contained the adjusted hazard ratios of the independent variables that were determinants. a 95% confidence interval and a 5% level of significance was used to interpret statistical significance. research ethics the ncdrf cohort study was submitted annually for review by and ethical approval from the commission of health research ethics of the national institute of health research and development. all requirements for the subjects’ informed consent had been met and had been approved prior to data collection. the numbers of the ethical approvals were as follows: no.ke.01.08/ec/485/2011; no.ke.01.05/ec/ 394/2012; no.lb.02.01/5.2/ke.215/2013; no.lb-02.01/5.2/ke.143/2014; no.lb.02.01/ 5.2/ke.135/2015; no.lb.02.01/5.2/ke.042/ 2016; no.lb.02.01/2/ke.108/2017; and no. lb.02.01/2/ke.076/2018. results flow of subject selection the baseline samples in stages 1 and 2 comprised 5296 subjects. of this number, 467 subjects had dm at baseline and were removed from the samples, so there were 4829 subjects without dm. there were 1099 subjects that did not meet the criteria, so that the final sample for analysis was 3730 subjects. the flow of subject selection is depicted in figure 1. subject characteristics the subject characteristics are presented in table 1. initially there were 3730 subjects, then the attendance rates (response rates) decreased to 91.59%, 86.06% and 82.5%, respectively, during the follow-ups in the second, fourth and sixth years. the cumulative incidence of dm was 567 subjects (15.2%) in the six years of follow-up. according to socio-demographic characteristics, the mean age of the subjects at baseline was 43.7 ± 10 years, the majority were females, married, and had a medium educational level. the most frequent types of comorbidities found at baseline as well as at biennial followups were obesity, central obesity and increased 7 univ med vol. 40 no.1 ldl. based on the number of comorbidities, from the start of the data collection only less than 5 percent of subjects were free from comorbidities, more than half of the subjects had 1-3 comorbidities and almost 40 % of subjects had 4-6 comorbidities. during follow-up the proportion of subjects with 4-6 comorbidities increased to 51.4 % in the sixth year of followup. for the subjects with dm incidence, bivariate analysis was performed to determine the proportion of comorbidities occurring at each follow-up, as presented in table 2. it was found that ldl increased in nearly all subjects. obesity, central obesity and increased total cholesterol occurr ed in ar ound 80% of subjec ts. hyper tension, low ldl and increased triglycerides occurred in 57-78% of subjects, while comorbidities in the form of chd and stroke occurred in a minority of subjects. based on the time of appearance of the comorbidities, in table 2 are presented the proportions of occurrences of each of the comorbidities that are categorized as before, during, or after diagnosis of dm incidence. particularly for the follow-up results in the sixth ye ar, the proportio ns of occ urr ence of comorbidities after diagnosis of dm incidence could not be filled in because the available data were only up to the sixth year of follow-up. it was found that for obesity, central obesity, and hypertension, the largest proportion occurred before the diagnosis of dm incidence. the largest proportion of the increased total cholesterol, increased ldl and low hdl concentration occurred before diagnosis of dm incidence. meanwhile, the largest proportion of increased triglyceride concentrations occurred at the time of diagnosis of dm incidence. the comorbidity chd occurred most frequently at the time of figure 1. flow of sample selection in cohort study 8 kristanti, rahajeng, sulistiowati, et al comorbidities of type 2 dm: ccohort study diagnosis of dm incidence,, whereas stroke had different patterns at each follow-up. the principal comorbidities that were evaluated in multivariate analysis were the three types of comorbidities having the highest proportion in bivariate analysis, namely increased ldl, central obesity, and hypertension. the independent variables that were entered into the initial model were age, gender, educational level, marital status, family history of dm, smoking status, physical activity, mental-emotional abnormalities, obesity, increased triglycerides, and hypertension. all independent variables were taken from the baseline data. variables that were identical to the types of comorbidities under current analysis were not included. central obesity was not entered simultaneously into the initial model because it had a lower crude hazard ratio (hr) than obesity, while from among the parameters of dyslipidemia only the triglyceride concentration was taken because it had the largest crude hr as compared with the other parameters. the results of the multivariate analysis can be seen in table 3. the determinants in the combined dm incidence and increased ldl were obesity, hypertension, and family history of dm. the determinants in the combined dm incidence and central obesity were increased triglycerides, hypertension, male gender and family history of dm, whereas the determinants in the combined dm incidence and hypertension were obesity and increased triglycerides. table 1. distribution of subject characteristics by follow-up period data presented as n (%), except for age (mean ± sd) subject characteristic follow-up baseline n=3730 year 2 n=3416 year 4 n=3210 year 6 n=3077 incidence of dm (n) 157 129 281 age (yr) 43.7 ± 10.0 45.7 ± 9.9 47.6 ± 9.8 49.6 ± 9.9 gender female 68.5 70 70.7 71.1 male 31.5 30 29.3 28.9 marital status married 85.1 85.1 83.9 80.8 single 5.8 5.3 4.2 3.5 divorced 9.1 9.6 11.9 15.7 educational level high 6.4 6.3 6.5 5.8 middle 57.6 57.8 57.9 58.8 low 36 35.9 35.6 35.4 comorbidities obesity 45.5 50.7 51.8 55.3 central obesity 41.1 49.3 58.1 62.2 hypertension 29.4 29.7 28.5 37.5 increased total cholesterol 27.4 45.1 50.2 61.2 increased triglycerides 16.5 18.8 19.9 25.5 increased ldl 82.3 81.9 81.7 82.9 low hdl 39.4 38.7 38.8 35.1 chd 16 18.6 18.9 20.1 stroke 1.8 2.8 3.3 3.8 number of comorbidities none 3.9 4.3 4.6 3.3 1-3 53.1 51.3 48.8 41.6 4-6 39.9 41.9 44.7 51.4 7-9 2.7 2.5 1.8 3.7 9 univ med vol. 40 no.1 comorbidities time of appearance of comorbidities incidence of dm in year 2 (n=157) incidence of dm in year 4 (n=129) incidence of dm in year 6 (n=281) n % n % n % obesity none 26 1.7 23 1.6 59 4.6 before diagnosis 128 6.1 106 4.7 221 9.1 at time of diagnosis 2 6.1 0 0 1 4.8 after diagnosis 1 2.7 0 0 central obesity none 13 1 15 1.4 39 4 before diagnosis 141 6 112 4.3 240 8.8 at time of diagnosis 2 3.7 2 5.7 2 7.7 after diagnosis 60 1 0 0 hypertension none 37 1.9 34 2 60 4.3 before diagnosis 113 7 93 4.8 211 9.2 at time of diagnosis 4 5.5 1 2.7 10 20.8 after diagnosis 3 3.5 1 2.1 increased total cholesterol none 16 1.5 19 1.8 48 4.6 before diagnosis 107 5.8 90 4.2 209 8.7 at time of diagnosis 16 5.3 13 5.6 24 8.1 after diagnosis 18 3.4 7 2.4 increased triglycerides none 60 2.5 54 2.2 120 5 before diagnosis 58 9.4 46 5.2 131 12.1 at time of diagnosis 29 10.6 14 7.1 30 12.4 after diagnosis 10 2.3 15 6.2 increased ldl none 6 2.2 5 1.9 12 4.5 before diagnosis 145 4.7 117 3.6 262 7.8 at time of diagnosis 5 2.5 5 5.1 7 7.5 after diagnosis 1 0.5 2 2.2 low hdl none 44 2.9 38 2.5 94 6.2 before diagnosis 81 5.5 73 4 172 8.7 at time of diagnosis 23 6.1 6 4.5 15 6.2 after diagnosis 9 2.4 12 5 chd none 147 4.1 119 3.3 262 7.4 before diagnosis 0 0 6 7.3 10 8.1 at time of diagnosis 5 6.1 3 7.1 9 19.1 after diagnosis 5 5.6 1 2.1 stroke none 138 3.8 114 3.2 274 7.6 before diagnosis 8 15.4 10 12.5 4 4 at time of diagnosis 5 17.9 1 5.3 3 8.8 after diagnosis 6 11.3 4 11.8 table 2. type and time of appearance of comorbidities related to incident dm dm–comorbidity determinant adjusted* p value hr 95% ci dm–increased ldl obesity 2.37 1.95 – 2.87 <0.001 hypertension 1.51 1.25 – 1.83 <0.001 family history of dm 1.47 1.17 – 1.84 <0,001 dm–central obesity increased triglycerides 2.32 1.89 – 2.84 <0.001 male gender 2.23 1.74 – 2.85 <0.001 hypertension 1.77 1.45 – 2.16 <0.001 family history of dm 1.65 1.31 – 2.08 <0.001 dm– hypertension obesity 3.19 2.46 – 4.15 <0.001 increased triglycerides 1.78 1.39 – 2.27 <0.001 table 3. determinants of combined incidence of dm and main comorbidity *controlled for age at baseline 10 kristanti, rahajeng, sulistiowati, et al comorbidities of type 2 dm: ccohort study obesity increased the risk of occurrence of the combined dm incidence–hypertension and dm incidence–increased ldl, with hr values of 3.19 (95% ci: 2.45–4.15) and 2.37 (95% ci: 1.95–2.87), respectively, in comparison with the non-obesiity groups. males had a risk of 2.23 (hr=2.23; 95% ci: 1.74–2.85) for the combined dm incidence–central obesity when compared with females. for the lipid profiles, although increased triglycerides were not the main comorbidity in the incidence of dm, they posed an important risk for the occurrence of the combined dm incidence–central obesity as well as that of dm incidence–hypertension. discussion type 2 dm is one of the principal ncds in indonesia. the presence of the comorbidity factor in patients with dm increases the risk of future complications, interferes with diabetic control, and reduces the patient’s quality of life.(1,13,14) in the present study, only less than 5% of subjects did not have comorbidities from the start of the study up to the 6-year follow-up, signifying that nearly all subjects had comorbidities. this proportion is higher than that of other studies. for example in croatia, according to lang and markovic, in subjects with dm in the healthcare service, a total of 77.7% had comorbidities, with mean comorbi di ty of 1.6 ± 1.28.(24) in the netherlands, a cohort study found that according to the continuous morbidity registration data, ther e were almost 8 5% of patients with comorbidities at initial diagnosis of dm. around one-fourth of subjects without comorbidities at initial diagnosis of dm will suffer from at least one comorbidity in one year of follow-up.(5) based on the type of comorbidities, it was found that increased ldl occurred in nearly all of the subjects. obesity, central obesity and increased total cholesterol occurred in around 80% of subjects, whereas hypertension occurred in more than 70% of subjects. this finding associated with hypertension was similar to other study results, but for dyslipidemia and obesity the results were different. according to ekoru et al.,(9) the proportion of hypertension was 71%, but that of dyslipidemia was only 34% and that of obesity 27%. in other studies, hypertension was generally the main comorbidity in patients with dm. in korea, from the results of further analysis of patients’ medical records at keimyung university, dongsan, it was also found that the most common comorbidity was hypertension at 34.9%, followed by gastritis at 15.6% and senile cataract at 15.4%.(7) hypertension as the most frequent comorbidity was also found in the most recent studies, such as the study in england by nowakowska et al.,(6) the study on women of reproductive age in the us by britton,(8) and the study in sub-saharan africa by ekoru.(9) the finding associated with the high proportion of dyslipidemia merits special attention, in view of the fact that dyslipidemia is the primary risk for chd and may play a role before the appearance of the other main risk factors. in patients with dm, dyslipidemia results in a higher risk of coronary abnormalities.(20) the finding of chd as comorbidity of dm in the present study differs from the results of previous studies. only 6.4–7.8% of subjects with dm incidence had chd as comorbidity. in contrast, based on the results of a study in italy, from further analysis of several healthcare databases it was found that chd was one of the most frequent comorbidities of dm with a proportion of 21.7%.(4) the results of the study in croatia also state that the most frequent comorbidities as complications of dm were polyneuropathy, chd, retinopathy, nephropathy, non-healing wounds, and amputations.(24) based on the results of the multivariate analysis, the determinants of the combined dm incidence–incr eased ldl wer e obesity, hypertension, and family history of dm. the determinants of the combined dm incidence– central obesity were increased triglycerides, hypertension, male gender, and family history of dm, whereas the determinants of the combined dm incidence–hypertension were obesity and increased triglycerides. regarding the combined 11 dm incidence–increased ldl as well as the combined dm incidence–hypertension, the findings agreed with those of previous other studies that found increased bmi as one of the determinants. however, for the determinants of the combined dm incidence–central obesitythe present study found that the group of males had the higher risks, which is contrary to the other studies.(9) in the present study it was found that obesity increased the risk of combined dm incidence– hype rtension. obesity as deter min ant of hypertension in patients with dm is in line with the guidelines on the care of the comorbidities of dm by the american diabetes association.(25) in persons with diabetes there is a tendency of increased bmi as compared with healthy persons. the results of the nhanes longitudinal study in the us state that in the 20 years of study, among subjects with undiagnosed dm there was an increase in bmi from 31.5 kg/m2 to 34.3 kg/m2, whereas in subjects with diagnosed dm there was an increase in bmi from 28.1 kg/m2 to 32.6 kg/m2.(26) the presence of comorbidities of dm impacts on the occurrence of complications, such as cardiovascular disease. the accumulation of metabolic and cardiovascular risk factors in patients with dm may aggravate the condition and impede the attainment of therapeutic targets, which increases the risk of cardiovascular morbidity and mortality.(6) this is in line with the results of a systematic review conducted by einarson et al., (27) indicating that the proportion of patients with dm and chd was higher in the obese than in the non-obese and that there was a positive correlation between increased bmi and incr ease d prevalence of heart disease in individuals with dm. patients with dm have dysfunction of the blood vessel walls that may be triggered by environmental factors, such as sedentary life style, metabolic factors (chronic hyperglycemia, obesity) that is associated with increased regulation of reactive oxygen specie (ros), chronic i nf lammation, and univ med vol. 40 no.1 hypercoagulation, leading to atherosclerosis and cardiovascular disease.(6) based on the findings of the present study, a more comprehensive treatment of dm is necessary in patients with dm, i.e. regular taking of medications and having an increasingly healthy life style so that the treatment reaches its targets and reduces the risk factors of comorbidity. to this end, the follow-up of patients with dm at the community level should be increased through the ncd integrated health post (posbindu ptm) and household visits in the healthy indonesia through family approach program (program indonesia sehat melalui pendekatan keluarga, pis-pk). one of the limitations of the present study is the use of community-level data, so that there may be differences in results with those of other studies that use data from healthcare facilities. another limitation is the short follow-up period (only 6 years), and the dearth of data on other comorbidities, i.e. the complications of dm, the study of which is still in the planning stage. by knowing the extent of the problem of the comorbidities of dm and their determinants, it is hoped that public health interventions may be instituted to prevent the occurrence of these comorbidities of dm. it is necessary to conduct further cohort studies to determine the influence of comorbidities and the risk factors of the complications of dm, with the involvement of a larger number of associated determinants and longer observation periods. conclusions in the six years of follow-up, the incidence of dm was 567 (15.2%) subjects. the most frequent comorbidities were increased ldl, central obesity, increased total cholesterol, obesity and hypertension. these findings again highlight the importance of implementing an integrated approach for managing all these conditions since they are responsible for a substantial proportion of the burden of dm. 12 kristanti, rahajeng, sulistiowati, et al comorbidities of type 2 dm: ccohort study conflict of interest none declared acknowledgments we hereby extend our gratitude to the national institute of health research and development (badan pene litian and pengembangan kesehatan), of the bogor municipal health service (dinas kesehatan kota bogor), the teams of experts/consultants, investigators, data collectors, and all subjects of the ncdrf cohort study. contributors dk was the main contributor who was responsible for the initial design and data analysis. er and nk were supporting contributors in directing the data analysis and final manuscript. es and fd were supporting contributors in putting of the substance of the manuscript and its revision. all authors have read and approved the final version. references 1. international diabetes federation. idf diabetes atlas 9th 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dugas l, luke a, cooper r, durazo-arvizu r. increasing bmi and waist circumference and prevalence of obesity among adults with type 2 diabetes: the national health and nutrition examination surveys. j diabetes complications 2010;24:368–74. doi: 10.1016/ j.jdiacomp.2009.10.001. 27. einarson tr, acs a, ludwig c, panton uh. prevalence of cardiovascular disease in type 2 diabetes: a systematic literature review of scientific evidence from across the world in 2007– 2017. cardiovasc diabetol 2018;17:83. doi: 10.1186/s12933-018-0728-6 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 anal human papillomavirus genotype distribution and its associations with abnormal anal cytology among men who have sex with men i ketut agus somia1 , tuti parwati merati1 , dewi dian sukmawati1 , ni wayan winarti2 , igaa elis indira3 , ida bagus dwija putra4 , and made yogi oktavian prasetia5 abstrak background anal hpv is associated with the severity of anal cytologic abnormalities that are precancerous lesions. knowledge of human papillomavirus (hpv) type distribution in populations at risk for anal cancer is needed. this study investigated anal hpv infections and cytological abnormalities among men who have sex with men (msm). methods a cross-sectional study was conducted involving 90 men aged > 30 years with a history of anal sexual intercourse with men. demographic characteristics and sexual behaviors were collected by using a selfcompleted questionnaire. anal cytological results were examined, and hpv genotyping was performed by the linear array hpv genotyping test. descriptive analyses of subject characteristics, prevalence, and 95% confidence intervals (ci) were performed. logistic regression was used to estimate risk factors and their associations with high-risk hpv infection and cytological abnormalities. results the overall prevalence of abnormal cytology was 32% (24/75), atypical squamous cells of undetermined significance (ascus) 17.56 % (13/75), 14.66% (11/75) were classified as low-grade sil (lsil) and no participant with high-grade sil (hsil). prevalence hpv infection in normal cytology was 86.27% (44/51), ascus 92.30% (12/13), and lsil 100% (11/11). the most common types of anal hpv in participants with cytological abnormalities are hpv 16, hpv 18 for high-risk hpv, and hpv 11, hpv 6 for low-risk hpv. conclusion high prevalence hpv infection in msm with abnormal anal cytology. a routine anal pap smear program and vaccination are needed to prevent hpv infection and anal dysplasia in msm. keywords: anal human papillomavirus, genotype, anal cytology, men who have sex with men. 1division of tropical and infectious diseases, department of internal medicine, 2department of pathology anatomy, 3department of dermatology and veneorology, 4departement of clinical microbiology, udayana university prof.dr,i.g.n.g ngoerah general hospital, denpasar, bali, indonesia 5nusa indah vct clinic, prof,dr,i.g.n.g ngoerah general hospital, denpasar, bali, indonesia *correspondence: i ketut agus somia diponegoro street, denpasar, bali phone/fax : 089617587075 email : agus.somia@unud.ac.id orcid id: 0000-0003-4168-9572 date of first submission, september 1, 2022 date of final revised submission, december 2, 2022 date of acceptance, december 13, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 246 doi: http://dx.doi.org/10.18051/univmed.2022.v41.246-253 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1368 original article cite this article as: somia ika, merati tp, sukmawati dd, winarti nw, igaa indira e, putra ibd, and prasetia myo. anal human papillomavirus genotype distribution and its associations with abnormal anal cytology among men who have sex with men. univ med 2022;41:246-53 http://dx.doi.org/10.18051/univmed.2022.v41.246-253 https://univmed.org/ejurnal/index.php/medicina/article/view/1368 https://orcid.org/0000-0003-4168-9572 https://orcid.org/0000-0001-9296-0428 https://orcid.org/0000-0001-7380-0437 https://orcid.org/0000-0002-4778-4848 https://orcid.org/0000-0002-4968-2319 https://orcid.org/0000-0001-6032-0610 https://orcid.org/0000-0002-8342-3433 247 univ med vol. 41 no 2 introduction anal intraepithelial neoplasia (ain) is a premalignant lesion of the anal mucosa that is a precursor of anal cancer. the risk factors for ain and anal cancer consist of clinical and behavioral factors associated with the acquisition and persistence of human papilloma virus (hpv) infection. risky anal intercourse behaviors include receptive anal intercourse,(1, 2) number of sexual partners,(3,4) and age at first anal intercourse.(1,5) a recent meta-analysis reported the prevalence of hpv in relation to the severity of anal cytological abnormalities.(6,7) in addition, it was also reported that the incidence of ain was higher in patients with hiv than in those without hiv.(8,9) a study among patients with hiv infection showed that 74.8% (294/393) were negative for intraepithelial malignancies (nilm) and 22.9% (90/393) exhibited squamous intraepithelial lesions (sil). in the latter category, 13.7% of samples (54/393) contained atypical squamous cells of undetermined significance (ascus), 6.9% (27/ 393) were classified as low-grade sil (lsil) and 2.3% (9/393) as high-grade sil (hsil).(10) a study in 714 hiv-infected men showed that on anal cytology, 24.5% (175/741) subjects had atypical squamous cells of undetermined significance (ascus) or higher grades of dysplasia, including 49.7% (87/714) with ascus, 41.7% (73/714) with low-grade squamous intraepithelial lesions (lsils) and 8.6% (15/714) with high-grade squamous intraepithelial lesions (hsils).(11) a cross-sectional study in china showed that the prevalence of any type hpv was 30.6% for heterosexual men, 74.1% for homosexual and 63.6% for bisexual men among hiv-positive participants, while the prevalence was 8.3%, 29.2% and 23.8% respectively among hivnegatives.(12) anal hpv infection is mainly transmitted through anal intercourse, which is usually considered as a major high-risk sexual behavior in men who have sex with men (msm).(13) among 163 msm, the overall prevalence of hpv was 66.2%. cytological findings showed that 15.3% had atypical squamous cells of undetermined significance, 16.6% had low-grade squamous intraepithelial lesion, 4.9% had atypical squamous cells that cannot exclude high-grade squamous intraepithelial lesions and 17% had highgrade squamous intraepithelial lesions.(14) however, most of the previous studies were mainly confined to hiv-seropositive msm. data comparing hpv prevalence among both hiv seropositive and seronegative msm is limited. therefore, this study aims first to determine the prevalence of anal hpv among msm with and without hiv, and second, to determine the prevalence of anal hpv among msm with and without anal cytological abnormalities in bali, indonesia. methods research design a cross-sectional study was conducted at nusa indah vct clinic of prof,dr,i.g.n.g ngoerah general hospital, which is a hiv and sexual transmitted diseases referral center in bali, indonesia, from june 22nd 2011 to february 13rd 2012. research subjects we screened all male patients who came to nusa indah vct clinic of prof. dr. i.g.n.g ngoerah general hospital from june 22nd 2011 to february 13rd 2012. males at least 18 years of age who reported having regular sex with men in the past 6 months were enrolled. eligibility criteria were as follows: (1) willing to provide blood samples for hiv and anal swab specimens for hpv genotype and cytology examination, and (2) able and willing to provide written informed consent. a total of 90 male patients who came to nusa indah vct clinic of prof. dr. i.g.n.g ngoerah general hospital were included in the study. data collection study subjects were interviewed at study entry using a structured questionnaire. the information collected included demographic 248 characteristics (age, educational level, and employment), and sexual behavior within the previous year. we used 30 years as cut-off point for age since the median age was 31 years. we used senior high school (grade 9) as cut-off point for education because of the 9-year compulsory education program. hiv serological determination blood samples were collected for hiv serological testing (anti-hiv). anti-hiv tests were conducted with 3 different rapid test methods i.e.vikia® hiv 1/2, hiv 1 & 2 antibody rapid test oncoprobe, and hiv intec ½ rapid test. hiv-positive status was defined by three reactive rapid tests results. positive samples were run in duplicate and verified by western blot hiv-1 and hiv-2 assays (new lav blot-i and ii; bio-rad fujirebio, tokyo, japan). anal specimen collection for cytology and hpv genotyping a trained physician collected anal swab samples for hpv genotyping and cytology examination by rotating a moistened and nonlubricated flocked swab in the anal canal without direct visualization. the collected samples were stored in the liquid cytology media (thin prep pap test preservcyt® solution) . anal swab specimens were then stored at -80o c in the molecular biology laboratory, faculty of medicine, udayana university, bali, indonesia. human papilloma virus genotyping was done using the linear array hpv genotyping test (roche molecular systems, inc., alameda, ca) in the clinical pathology laboratory of dharmais cancer hospital, jakarta, indonesia. the test amplified the target dna within the polymerase l1 region of the hpv genome (450 base pairs) by the polymerase chain reaction (pcr). the test then utilized nucleic acid hybridization to independently identify 37 anogenital hpv dna genotypes (6, 11, 16, 18, 26, 31, 33, 35, 39, 40, 42, 45, 51, 52, 53, 54, 55, 56, 58, 59, 61, 62, 64, 66, 67, 68, 69,70,71,72,73 (mm9), 81, 82 (mm4), 83 (mm7), 84 (mm8), is39 and cp6108). the anal cytology slides were interpreted by two pathologists. the cytological results were interpreted according to the bethesda system terminology as negative, atypical squamous cells of undetermined significance (ascus), lowgrade squamous intraepithelial lesion (lsil), atypical-squamous cells that cannot exclude high grade squamous intraepithelial lesion (asch) and high grade squamous intraepithelial lesion (hsil). hpv prevalence was defined as having a specific hpv genotype at enrollment visit. high risk (hr) hpv types (oncogenic hpv) are hpv with genotypes 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59 and 68.(11) low risk (lr) hpv types (nononcogenic hpv) are hpv with genotypes 6, 11, 26, 40, 42, 53, 54, 55, 61, 64, 66, 67, 69, 70, 71, 72, 73, 81, 82, 83, 84, is39, and cp6108.(11) statistical analysis we compared baseline characteristics between hiv seropositive and seronegative msm and tested differences in categorical variables using chi-squared or fisher’s exact tests, while continuous variables were analyzed using student-t or mann-whitney u tests. frequency distributions and descriptive statistics were used to characterize the study sample. data were analyzed using ibm spss statistics for windows, version 25.0 (spss inc., chicago, ill., usa). ethical clearance the study was approved by the institutional review board of kerti praja foundation with ethical clearance no 027/irb-ykp/2011. results there were 90 participants enrolled in this study; 11 out of 90 subjects did not attend when the specimen collection was performed. out of 79 specimens, 2 (2.5%) were invalid and 2 (2.5%) specimens were un-isolated dna specimens, i.e. their dna could not be isolated, and 75 (95.0%) were adequate specimens for data analysis. the mean and median ages of the participants were somia, merati, sukmawati hpv among msm with abnormal anal cytology 249 univ med vol. 41 no 2 a b table 1. demographic characteristics of hiv-infected and hiv-uninfected msm (n=75) note: hpv = human papilloma virus, msm : men who have sex with men table 2. anal intraepithelial neoplasia among 75 participants data presented as n (%) except for age and number of detected high-risk men (mean ± sd) note: hiv = human immunodeficiency virus; hpv = human papillomavirus characteristics hiv infected (n=47) hiv uninfected (n=28) p value age (years) < 30 17 (48.6 %) 18 (51.4%) 0.017 ≥ 30 30 (75 %) 10 (25%) education level low ( < 9 years) 20 (76.9%) 6 (23.1%) 0.052 high (≥9 years) 27 (55.1%) 22 (44.9%) age at first time anal sexual debut (years) < 18 30 (57.7%) 22 (42.3%) 0.149 ≥18 17 (73.9%) 6 (26.1%) number of sex partners in the last 6 months (median (min-max) 4 (160) 3 (1 75) 0.03 receptive anal intercourse in the last 6 months yes 9 (52.9%) 8 (47.1%) 0.25 no 38 (65.5%) 20 (34.5%) condom use in the last 6 months yes 22 (88%) 2 (12%) 0.001 no 25 (50%) 25 (50%) hpv positive 21 (31.3%) 46 (68.7%) 0.03 negative 26 (87.5 %) 1 (12.5%) cytology normal 30 (63.8%) 17 (36.2%) 0.229 abnormal 21 (75.0%) 7 (25.0%) characteristics normal cytology (n=51) abnormal cytology (n=24) p value age (years) 31.75 ( ± 7.82) 30.54 (±7.49) 0.53 positive hiv status (%) 30 (63.8%) 17 (36.2%) 0.229 education level high ( ≥ 9 years) 31 (63.3%) 18 (36.7%) 0.17 partnership status single/fixed partner 10 (55.6%) 8 (44.4%) 0.157 condom use 35 (70%) 15 (30%) 0.392 hpv dna detection 44 (65.7%) 23 (34.3%) 0.202 number of detected high-risk (mean) 1.61 (±1.297) 1.50 (± 1.31) 0.739 hpv high risk genotypes hpv16 15 (75.0%) 5 (25.0%) 0.312 hpv18 8 (50%) 8 (50%) 0.077 hpv 31 1 (50%) 1 (50%) 0.54 hpv 33 2 (40%) 3 (60%) 0.18 hpv 39 3 (42.9%) 4 (57.1%) 0.14 hpv 45 4 (80%) 1 (20%) 0.48 hpv 51 11 (57.9%) 8 (42.1%) 0.28 hpv 52 12 (70.6%) 5 (29.4%) 0.522 hpv 56 5 (100%) 0 (0%) 0.136 hpv 58 7 (70%) 3 (30.0%) 0.59 hpv 59 8 (88.9%) 1 (11.1%) 0.146 hpv 68 6 (85.7%) 1 (14.3%) 0.27 250 31.36 ±7.69 and 31 years, respectively. the demographic characteristics of the participant are shown in table 1, comprising data on age (<30 years), number of sex partners in the last 6 months, condom usage in the last 6 months, and hpv infection status as predictors for hiv infections. overall, 75 participants received anal cytology examinations. figure 1 shows the anal cytology findings. normal cytology findings were found in 51 participants (68%), ascus in 13 participants (17.33%), and lsil in 11 participants (14.66%). no hsil and asch was found. the prevalence of hpv inf ection in participants with normal and abnormal cytology was 86.27% (44/51) and 23 (34.3%), respectively. among the latter, there were 92.30% (12/13) ascus and 100% (11/11) lsil (table 2). the 6 commonest low risk anal hpv types seen in each cytology result group were as follows: normal cytology: hpv-70 (7/51; 13.72%), hpv62 (6/51; 9.8%), hpv-6 (5/51; 9.8%), hpv-53 (5/51; 9.8%), hpv-55 (5/51; 9.8%) , and hpv61 (5/51; 9.8%). low risk hpv infection in ascus: hpv-11 (3/13; 23.07%), hpv-54 (3/ 13; 23.07%), hpv-61 (3/13; 23.07%), hpv-6 (2/ 13; 20.37%), hpv-62 (2/13; 20.37%), hpv-72 (2/13; 20.37%) and hpv-73 (2/13; 20.37%). low risk hpv infection in lsil: hpv-62 (6/11; 54.54%), hpv-6 (5/11; 45.45%), hpv-11 (4/11; 36.36%), hpv-54 (3/11; 27.27%) , hpv-72 (3/ 11; 27.27%) and hpv-84. (3/11; 27.27%). in addition, the 6 commonest high risk anal hpv types seen in each cytology result group were as follows: normal cytology: hpv-16 (15/ 51), hpv-52 (12/51: 25,33%) , hpv-51 (11/51: 68%), hpv-18 (8/51: 21.33%), hpv-59 (8/51: 13.33%), and hpv-58 (7/51:12%) t he prevalence of low risk hpv infection in ascus was as follows: hpv-16 (3/13;23.07%), hpv18 (3/13;23.07%), hpv-51 (3/13;23.07%), hpv52 (3/13; 23.07%), hpv-39 (1/13; 7.69%), and hpv-45 (1/13; 7.69%). the prevalence of low risk hpv infection in lsil was as follows: hpv18 (5/11; 45.45%), hpv-51 (5/11; 45.45%), hpv-39 (3/11; 27.27%), hpv-35 (3/11; 27.27%), figure 1. prevalence of anal cytology results among men who have sex with men with and without human immunodeficiency virus infection note: ascus = atypical squamous cells of undetermined significance; lsil = low-grade squamous intraepithelial lesion somia, merati, sukmawati hpv among msm with abnormal anal cytology 251 univ med vol. 41 no 2 hpv-16 (2/11; 18.18%), hpv-52 (2/11; 18.18%) and hpv-58 (2/11; 18.18%). as can be seen in table 2, no characteristic can be used to determine abnormal cytology. discussion this study was conducted in a voluntary counseling and testing (vct) clinic setting in a referral hospital in bali, indonesia, that receives a mixed population, some of whose individuals are self-referred, whereas others are referred by their health-care providers for specialist care. the overall prevalence of hpv dna, low risk hpv and high risk hpv was 89.3%, 69.33%, and 81.33% , respe ctively. t he prevalence of abnormal cytology was 32%, of ascus 17.56% and of lsil 14.66%, but hsil was not identified. the absence of hsil detection in this study may be due to the limited sensitivity/ specificity for cytological detection of hsil,(4) to the high false negative rate in patients with hiv infection (5) or to sampling factors. in this study, the proportion of participants with hiv was 62.66% with 70.8% having cytological abnormalities. however, in high-risk groups such as msm, hiv or the immunocompromised, screening with anal cytology is still recommended.(5) the prevalence of abnormal cytology found in this study was lower than that of studies in india,(15) taiwan,(11,14) pakistan,(16) thailand,(17) australia,(18) and the united states of america.(19) in our study, we found that the prevalence of high-risk hpv was 82.35% for normal cytology, 76.92% for ascus and 81.81% for lsil. these figures are higher than in other studies.(6,7,11,14,20) in our study, the types of hr hpv most often found in all of the abnormal cytological categories were hpv-16, 18, 51 and 52. similar results have been reported in other studies, with hpv 16 and hpv 18 being the most common hr hpv found in abnormal cytological categories.(11,14,15) the prevalence of hpv16 and hpv51 increases with the severity of abnormal anal cytological findings.(14) of interest in this study was the large number of hpv 52 in abnormal cytology findings. the prevalence of low-risk anal hpv was 60.78% for normal cytology, 84.61% for ascus and 90.90% for lsil. this is similar to the results of a study in taiwan.(11) in our study, the commonest low-risk types seen in all abnormal cytology categories were hpv-11, 6, 62, 54. this is consistent with other reports stating that hpv 6 and hpv 11 are most often found in cytological abnormalities.(4,15) there are limitations to this study that should be considered. due to the heterogeneity in hpv types, larger sample sizes are needed to further elucidate the influence of specific hpv types or number of anal hpv infections on abnormal anal cytological lesions. lastly, due to its crosssectional design, from the study results it may be difficult to infer causality, since we could not establish causal temporality. this study has shown the high prevalence of abnormal cytology in those with high-risk hpv. therefore, this study has shown the importance of hpv vaccination to prevent abnormal anal cytology, such as was done in scotland.(21) conclusions this study demonstrated a high prevalence of hpv infection and abnormal anal cytology in msm. the most common types of hpv in participants with cytological abnormalities are high risk hpv (hpv 16, hpv 18) and low risk hpv (hpv 11, hpv 6). therefore, it is advisable to recommend routine anal pap smears and hpv vaccination in this group using the quadrivalent vaccine type (hpv 6, 11, 16, 18). conflict of interest none to declare. acknowledgement we would like to thank all participants in this study, the nurses at nusa indah clinic of prof.dr.i.g.n.g ngoerah general hospital, and 252 the staffs of the molecular biology laboratory and the pathology anatomy laboratory, both of udayana university – prof.dr.i.g.n.g ngoerah general hospital in denpasar, bali, as well as ms siriporn ninoy for facilitating team training, site visits, monitoring of anal swab specimen storage, and ms nittaya phanuphak and dr. evy yunihastuti for their cooperation and 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clinical epidemiology jl. percetakan negara 29 jakarta pusat 10560 phone: +6221 4259860, fax: +6221 4244375 email: dr.eva_s@yahoo.com univ med 2016;35:46-55 doi: 10.18051/univmed.2016.v35.46-55 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 ncep-atp iii and idf criteria for metabolic syndrome predict type 2 diabetes mellitus eva sulistiowati* and marice sihombing* background subjects with metabolic syndrome (mets) have a greater risk for acquiring type 2 diabetes mellitus (type 2 dm). the mets criteria usually used are those of the national cholesterol education program expert panel (ncep) and adult treatment panel iii (atp iii) and of the international diabetes federation (idf). this study aimed to evaluate the modified ncep-atp iii and idf criteria as predictor of type 2 dm among subjects with mets. methods a cohort study was conducted among 4240 subjects with mets. mets was determined according to the modified ncep-atp iii and idf criteria. the study followed up 3324 non-diabetic subjects of the cohort study of non-communicable disease (ncd) risk factors (ncd study) during a 2year period. type 2 dm was determined from the diagnosis by health personnel or from fasting blood glucose of >126 mg/dl or blood glucose of >200 mg/dl, 2 hours after 75g glucose loading. results the mets prevalence based on modified ncep atp iii and idf criteria in non-dm subjects was 17.1% and 15.6%, respectively. the risk for dm in subjects with mets using modified ncep atp iii and idf criteria was 4.7 (ci 95%: 3.4-6.5) and 4.1 (ci 95%: 3.0-5.7), respectively. conclusions both mets criteria can be used as predictors of the occurrence of dm type 2, but the modified ncep-atp iii is more properly applied than the idf criteria in subjects with mets. screening programs and routine monitoring of mets components are required for early detection of type 2 dm. keywords: metabolic syndrome, national cholesterol education program expert panel and adult treatment panel iii, type 2 diabetes mellitus doi: http://dx.doi.org/10.18051/univmed.2016.v35.46-55 47 univ med vol. 35 no.1 introduction the metabolic syndrome (mets) is one of a cluster of metabolic risk factors that include central obesity, hyperglycemia /glucose intolerance, hypertension, low hdl cholesterol levels, and high triglyceride levels.(1-3) the factors that affect the occurrence of mets are among others gender, age, race/ethnicity, genetic factors, obesity, food intake, physical activity, alcohol consumption and smoking habit.(4) the criteria for the definition of mets are variable, since there are different definitions of mets, depending on the respective health organizations, such as the world health organization, the national cholesterol education program expert panel (ncep) and adult treatment panel iii (atp iii), the european group for study of insulin resistance (egir) and the international diabetes federation (idf).(1-3) the who criteria emphasize the occurrence of insulin resistance with impaired fasting glucose (ifg), where fasting glucose is 100-125 mg/dl, or impaired glucose tolerance (igt) where blood glucose level 2 hours after loading with 75 g glucose is 140-199 mg/dl, or on measuring the homeostatic model assessment of insulin resistance (homa-ir) value, in which fasting insulin and fasting glucose are compared.(1) the ncep-atp iii criteria for the year 2004 are a combination of hyperglycemia, central obesity, atherogenic dyslipidemia and hypertension. these criteria are more frequently used because they are more simple and reliable compared with other criteria,(5) whereas the idf focus on the presence of central obesity, even in the absence of insulin resistance, together with 2 or more components. the cut-off point for central obesity depends on the population, ethnic group, and gender.(1) the mets prevalence is currently steadily increasing in many countries concomitant with the high rates of general and central obesity in the community.(6) in individuals with mets, the morbidity and mortality risks increase as a result of cardiovascular disease and diabetes mellitus (dm). several studies have shown that subjects with mets have a three-fold greater risk for experiencing myocardial infarction or stroke and a five-fold greater risk for suffering from type 2 dm.(7-13) the british regional heart study (brhs) and the prospective study of pravastatin in elderly at risk (prosper) in the uk have also shown that mets carries a 7.5and 4.4 times greater risk for the occurrence of dm.(10) a cohort study conducted by dekker et al.(11) for 10 years on non-dm subjects showed that mets has a 2fold increased morbidity and mortality risk as a result of cardiovascular disease. individuals having >3 mets components and central obesity have a 10-fold greater risk for dm.(12) these research results found different risks for dm, depending on the mets criteria used.(13) the mets prevalence based on the ncepatp iii criteria in jakarta is 28.4%,(5) whereas that based on the idf criteria among subjects of the cohort study of non-communicable disease (ncd) risk factors (3945 subjects) is 14.1%.(14) the risk of dm in non-dm subjects with mets in the cohort study of ncd risk factors have not been further analyzed. therefore, this study aimed to find the prevalence of mets based on the ncepatp iii and idf criteria and the risk of type 2 dm in respondents with mets among non-dm subjects. methods study design an observational study using a cohort approach was conducted from 2011 to 2014 in five kelurahan [villages], i.e. kebon kalapa, ciwaringin, panaragan, babakan and babakan pasar), central bogor district, bogor city. study subjects the study subjects were 25-65 year-old respondents of the cohort study of ncd risk factors (baseline data for the years 2011 and 2012), who were permanent residents of five kelurahan in central bogor district, bogor city, and whose data were complete. these baseline data had been collected with the who steps 48 method, comprising interviews, physical examination, and laboratory investigations.(14) the respondents with these baseline data were 5280 in number, but 468 of these individuals had type 2 dm (161 persons had been diagnosed as having dm by health personnel, 307 persons had undiagnosed diabetes mellitus based on their blood glucose levels), and 472 persons had not undergone laboratory tests or had incomplete tests. the respondents with type 2 dm who had not undergone laboratory tests were removed from the baseline data and the final number of respondents was 4340 persons (1518 males and 2822 females). the respondents with mets on the baseline data who had a follow-up in the second year, were to be subjected to an analysis of their risk factors for type 2 dm. the evaluation in the second year could only be performed on 81% respondents with mets (601 persons with mets according to the modified ncep-atp iii criteria and 549 persons with mets according to idf criteria). laboratory investigations venous blood samples to a volume of 8 ml were collected by experienced laboratory technicians from the respondents after a 10-12 hour fast. the collection of the blood samples was conducted in the center for applied health technology and clinical epidemiology in bogor. the blood samples were centrifuged at 5000 rpm for 3 minutes and subsequently the plasma was separated from the serum. from the serum samples, the blood glucose, total cholesterol, low density lipoprotein (ldl), high density lipoprotein (hdl) and triglyceride concentrations were determined at prodia laboratories, bogor. on the other hand, the plasma samples were sent to the biomedical and health technology center for determination of other laboratory indicators. b l o o d g l u c o s e c o n c e n t r a t i o n w a s determined with the glucose hexokinase ii (gluh) method, total cholesterol with a standard enzymatic method, ldl and hdl cholesterol was determined by a standard homogeneous method, while for triglyceride measurement the glycerol-3-phosphate oxidase (gpo) method was used. these investigations were performed with the hitachi model 747 automatic analyzer. the subjects were said to be at risk if they had a total cholesterol concentration of >200 mg/dl, triglyceride concentration of >150 mg/dl, ldl cholesterol >100 mg/dl, and hdl cholesterol <40 mg/dl for males and <50 mg/dl for females. a second blood sample of 1 ml was collected 2 hours post loading with 75 g glucose. these blood samples were handled similarly as in the blood glucose determination.(18) ncep-atp iii and idf criteria for the metabolic syndrome the metabolic syndrome was diagnosed according to the criteria of the national cholesterol education program expert panel (ncep) and adult treatment panel iii (atp iii), that were modified in 2004 and adapted for asians, and of the international diabetes federation (idf) for 2005. according to the modified ncep-atp iii criteria for asians, the definition of mets comprises the clinical condition meeting at least 3 or more than 5 risk factors, i.e. central obesity (waist circumference >90 cm for males and >80 cm for females), low hdl cholesterol (males <40 mg/dl and females <50 mg/dl, or under treatment), high serum triglycerides (>150 mg/dl, or under treatment), increased blood pressure (>130/85 mmhg or under treatment), and fasting blood glucose (>100 mg/dl or under treatment).(4) in contrast, according to the idf, the metabolic syndrome must have central obesity (modification for asians: waist circumference >90 cm in males and >80 cm in females), with 2 additional criteria from among the following: triglyceride level >150 mg/dl, hdl cholesterol (<40 mg/dl in males and <50 mg/dl in females), blood pressure >130/85 mmhg and fasting blood glucose >100 mg/dl.(16) criteria for type 2 dm type 2 diabetes mellitus was determined based on the results of interviews, in which the sulistiowati, sihombing metabolic syndrome predict type 2 diabetes mellitus 49 univ med vol. 35 no.1 subjects knew that they suffered from dm or had been diagnosed by health personnel and/or by laboratory determination of fasting blood glucose of >126 mg/dl and/or blood glucose level of >200 mg/dl, at 2 hours after loading with 75g glucose (ada criteria, 2003).(17) measurements the waist circumference was measured by means of measuring tape. the respondents were asked to stand upright with the feet together, and avoid wearing heavy clothing. the waist circumference was measured by extending the measuring tape around the abdomen from the midpoint between the lower ribs and the iliac crest. for a prominent abdomen, the most protruding part was taken for measurement. obesity was determined based on body mass index (bmi) calculated with the formula: weight (kg)/height (m)2. the subject was said to be obese if the bmi was >25.0 (according to recommendations of the indonesian ministry of health).(18) hypertension was determined based on interview results, in which the subjects knew that they had hypertension or had been diagnosed by health personnel, while their blood pressure measurements indicated hypertension according to jnc vii, and the subjects had a history of consuming anti-hypertensive drugs. measurement of blood pressure was performed in the sitting position on the right arm using a digital sphygmomanometer. the measurement was performed twice with an interval of ± 3 minutes, and if there was a difference of >10 mmhg between the two blood pressure measurements, either systolic or diastolic, then a third measurement was performed after a 10-minute resting period.(18) total cholesterol, triglyceride, low density lipoprotein (ldl) and high density lipoprotein (hdl) cholesterol concentrations were determined after a fast of 10-12 hours. the subjects were said to be at risk if the total cholesterol was >200 mg/dl, the triglyceride concentration was >150 mg/dl, ldl cholesterol >100 mg/dl, and hdl cholesterol <40 mg/dl for males and <50 mg/dl for females.(18) ethical clearance the baseline data collection and follow-up program of the cohort study of ncd risk factors obtained ethical clearance from the commission of health research ethics, health research and development agency, ministry of health, republic of indonesia. data analysis multivariate analysis was performed and agreement between ncep atp iii and idf criteria was determined using the kappa (κ) statistic. the interpretation of the kappa agreement was as follows: slight if κ= 0-0.20; fair if κ= 0.21-0.40; moderate if κ= 0.41-0.60; substantial if κ= 0.610.80; almost perfect if κ>0.80.(12,19) results non-dm respondents with mets in the baseline data based on the ncep-atp iii criteria were 743 in number (17.1%), while those based on idf criteria were 676 in number (15.6%). females had a higher proportion of mets than males, based on ncep-atp iii (21.1% and 9.7%) as well as on idf criteria (11.2% dan 5.9%). the metabolic syndrome occurred at the mean age of 47 years. mean waist circumference, bmi, ldl cholesterol, total cholesterol, and systolic and diastolic pressures in respondents with mets were greater as compared with residents without mets, either based on ncep-atp iii or idf criteria, whereas hdl cholesterol was lower (table 1). all respondents with mets based on idf criteria were also found to have mets based on ncep-atp iii criteria, while 9% of respondents who were said to have mets according to ncepatp iii criteria were considered to have no mets according to idf criteria. kappa agreement between ncep-atp iii and idf criteria was 0.94 (p<0.001; ci 95%: 0.93-0.96) or very good (almost perfect). figure 1 shows that the percentage of mets based on ncep-atp iii as well as on idf criteria increased concomitantly with increasing age, as was also the case with the number of mets 50 table 1. distribution of characteristics of non-dm subjects at base-line (n=4340) components. based on ncep-atp iii criteria, the respondents in the age group of 25-35 years had only 3-4 mets components, but starting with the age of >36 years the respondents had 5 mets components. similarly with the idf criteria, the age group of 25-35 years had central obesity with 2-3 mets components only. respondents with mets who participated in the follow-up accounted for 81%. the observational results showed that there were 78 cases with type 2 dm (13.0%) among the respondents with mets according to ncep-atp iii criteria, while among the respondents with mets according to idf criteria, there were 69 cases with type 2 dm (12.6%). respondents who experienced type 2 dm had significantly higher mean values for age, triglyceride, hdl, ldl, total cholesterol, fasting blood glucose and 2-hour pp blood glucose, compared with subjects without dm (p<0.05). on the other hand, waist circumference and bmi did not show significant differences. these results can be seen in table 2. figure 1. percentages of metabolic syndrome components by age group atp iii criteria idf criteria sulistiowati, sihombing metabolic syndrome predict type 2 diabetes mellitus 51 univ med vol. 35 no.1 a s m a y b e s e e n i n ta b l e 3 , a f t e r multivariate analysis, respondents with mets according to ncep-atp iii criteria had a 4.7 times greater risk for experiencing type 2 dm when under observation in the second year (ci 95%: 3.4-6.5), while respondents with mets based on idf criteria had a 4.1 times greater risk (ci 95%: 3.0-5.7). the risk of type 2 dm increased with increasing age. the age group of 35-43 years had a 2.6 times greater risk (ci 95% 1.2-5.6), while the age group of >44 years had a 4.3 times risk (ci 95%: 2.1-8.9). the sm component having the greatest influence on the occurrence of type 2 dm was the blood glucose level of >100 mg/dl. respondents with fasting glucose level of >100 mg/dl had a 4.6 times greater risk of dm (ci 95%:3.0-7.1). other mets components that carried a risk of type 2 dm were central obesity, blood pressure of >130/ 85 mmhg, hypertriglyceridemia, and low hdl cholesterol level. discussion the results of the analysis showed that the prevalence of mets in non-dm subjects based on idf criteria was 1.5% lower compared with ncep-atp iii criteria. these results agree with previously conducted studies in several asian countries. the hong kong cardiovascular risk factor prevalence study (crisps) in china showed that the mets prevalence in 1679 subjects according to ncep-atp iii criteria (14.5%) was also higher than that based on idf (11.4%).(20) a table 2. distribution of characteristics of subjects with the metabolic syndrome who had type 2 dm after 2 years table 3. risk factors for type 2 dm after 2 years 52 population study in bangladesh showed that mets based on ncep-atp iii criteria was higher (30.7%) compared with idf (24.5%).(21) similarly a study in kuala lumpur, malaysia, showed that mets based on ncep-atp iii was higher (41.4%) than that based on idf (38.2%).(22) however, our results are different from those of adam et al.(3) who reported that idf-based mets prevalence in the european population of adelaide, australia, was higher (22.8%) compared with the mets prevalence based on ncep-atp iii (15%). similar results were also shown by nilson (23) who reported that idf-based mets prevalence of 37.2% was higher than the mets prevalence of 24.7% based on ncep-atp iii criteria. these differences in the results were due to the fact that idf criteria require the presence of central obesity for determination of mets occurrence. even though the values of the other components exceed the normal values, in the absence of central obesity, the subjects will not be categorized as having mets. in addition, there is the difference in the ethnicity of the populations between asia and australia/europe, for which the cut-off points of waist circumference are different.(4) the mets prevalence in females was higher than in males, both according to ncep-atp iii and idf criteria. these results are in line with the results of a study in bali,(24) where the mets prevalence was 18.2% (16.6% for males and 20.0% for females). similarly, in an american study, a higher mets prevalence was obtained for females (24%), whereas for males it was 23.4%. (25) females are more at risk for experiencing mets, because physically they have a greater chance for increasing their body mass index. the premenstrual syndrome and the postmenopausal period give rise to an easier accumulation of body fat as a result of hormonal processes, which interfere with the action of insulin.(25) furthermore, the mets prevalence obtained also depends on the population under study. in the present study, there was a higher proportion of females among the participating subjects. respondents with mets have greater waist circumference, bmi, ldl, total cholesterol, and mean systolic and diastolic pressures, in comparison with those without mets, according to ncep-atp iii criteria as well as idf criteria. the mechanism causing the occurrence of the metabolic syndrome is based on insulin resistance and central obesity (visceral fat). visceral fat is metabolically more active than peripheral fat. the accumulation of adipocytes will increase the free fatty acids resulting from lipolysis, which will reduce the sensitivity to insulin. this insulin resistance and hyperinsulinemia in turn will cause metabolic changes, leading to hypertension, dyslipidemia, increased inflammatory responses and coagulation, by means of complex mechanisms such as endothelial dysfunction and oxidative stress.(26,27) the proportion of mets, both that based on ncep-atp iii criteria and on idf criteria increases with advancing age. the number of components associated with mets also increases, and at a more advanced age the components are greater in number. the occurrence of mets at a younger age requires close attention. uncontrolled mets occurring in younger persons will at a future date carry the risk of atherosclerosis that is associated with mets, resulting in the occurrence of cardiovascular disease and dm.(26) the mets criteria, whether based on ncepatp iii or idf, were excellent for determining the occurrence of mets in our present study. similar study results were found by moy and bulgiba,(22) who stated that although there was excellent agreement between ncep-atp iii and idf, 7.6% of the respondents were not diagnosed as having mets when using the idf criteria. the study of chackrewarthy et al.(28) in ceylon also showed that the idf criteria failed to identify 21% of males and 7% of females who had been declared as having mets based on the ncepatp iii criteria. this was because respondents who had no central obesity, but had high cardiometabolic risk factors such as blood pressure of >130/85 mmhg, fasting blood glucose of >100 mg/dl, and low hdl cholesterol levels, were sulistiowati, sihombing metabolic syndrome predict type 2 diabetes mellitus 53 univ med vol. 35 no.1 not diagnosed with mets according to the idf criteria requiring the presence of central obesity plus two other mets components.(22,28) on follow up observations, type 2 dm was found in 78 (13.0%) of the respondents with ncep-atp iii based mets and in 69 (12.6%) of the respondents with idf-based mets. these respondents with dm had a greater mean number o f m e t s c o m p o n e n t s t h a n t h e n o n d m r e s p o n d e n t s . t h e r i s k o f t y p e 2 d m i n respondents with mets according to ncep-atp iii criteria was 4.7 times greater, whereas respondents with mets according to idf was 4.1 greater. these results show that mets is closely associated with type 2 dm. similar studies in china showed that mets according to both ncep-atp iii and idf can predict the dm incidence, with risks of 4.1 (95% ci 2.8–6.0) and 3.5 (2.3–5.2), respectively.(20) this is in line with the results of a review of 13 cohort studies that was conducted by ford, li and sattar,(13) also showing that subjects with mets by ncep atp iii criteria have a 3.53 times higher risk, and by idf criteria a 4.42 times higher risk for the occurrence of dm. cohort studies conducted by wilson et al.(29) also showed that the risk of dm was 6.9 times higher in subjects with mets within an 8-year period. the more mets components, the higher the risk. the factors affecting the occurrence of type 2 dm, in addition to age, include mets components such as central obesity, fasting glucose level of >100 mg/dl, blood pressure of >130/85 mmhg, hypertriglyceridemia and low hdl cholesterol level. fasting glucose level of >100 mg/dl is the component with the greatest risk (4.6 times greater) for occurrence of type 2 dm after 2 years. the aging process causes a reduction in the capacity of pancreatic β cells to produce insulin. in individuals with mets, insulin resistance is increasingly more severe and finally the insulin secretion decreases, so that there is hyperglycemia and manifestations of type 2 dm.(26,27) the results of the above analysis show that mets prevalence is relatively high in the five kelurahan in bogor. the metabolic syndrome can be used as predictor of type 2 dm. screening programs and routine monitoring of mets components are necessary for detecting the onset of type 2 dm, in addition to being supported with changes in life style, dietary pattern, and increased physical activity. the analysis has s e v e r a l l i m i t a t i o n s , b e c a u s e i t d i d n o t differentiate between genders, although it is known that there is a difference in waist circumference between females and males. this was because there were more females than males among the subjects. conclusions both ncep-atp iii and idf criteria can be used as predictors of type 2 dm in subjects with mets. however, the ncep-atp iii criteria are more properly used for determining mets as compared with the idf criteria. screening programs and routine monitoring of mets components are necessary for detecting the onset of type 2 dm. conflict of interests the authors declare that they have no conflict of interests. acknowledgments we wish to express our gratitude to the head of the bogor city health service and staff, all respondents of the cohort study of ncd risk factors and all parties who helped in the conduct of this study. this study was financed by funds from the dipa (daftar isian penggunaan anggaran) badan litbangkes for 2011-2012. references 1. huang p. a comprehensive definition for metabolic syndrome. dis models mech 2009; 2:231-7. 2. deepa m, farooq s, datta m, et al. prevalence of metabolic syndrome using who, atp iii and 54 idf definition in asian indians: the chennai urban rural epidemiology study (cures-34). diabetes metab res rev 2007;23:127-34. 3. adams rj, appleton s, wilson dh, et al. population comparison of two clinical approaches to the metabolic syndrome. diabetes care 2005;28:2777-9. 4. grundy ms, cleemen ji, daniels sr, et al. diagnosis and management of the metabolic syndrome: an american heart association/ national heart, lung and blood institute scientific statement. circulation 2005;112: 2375-2. 5. soewondo p, purnamasari d, oemardi m, et al. prevalence of metabolic syndrome using ncep/ atp iii criteria in jakarta, indonesia: the 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2004;24:816-23. 28. chackrewarthy s, gunasekera d, pathmeswaren a, et al. a comparison between revised ncep atp iii and idf definitions in diagnosing metabolic syndrome in an urban sri lankan population: the ragama health study. isrn endocrinol 2013; article id 320176,7 pages. 29. wilson p, d’agostino r, parise h, et al. metabolic syndrome as a precursor of cardiovascular disease and type 2 diabetes mellitus. circulation 2005;112:3066-72. c:\users\universa medicina\docu 64 abstract universa medicina microscopic examination using negative staining for rapid diagnosis of syphilis yeva rosana1*, ida effendi2,3, wresti indriatmi4, and andi yasmon1 background syphilis is a global health problem, especially in developing countries including indonesia. treponema pallidum, the etiologic agent of syphilis, cannot be cultured in vitro. syphilis has several clinical manifestations, making laboratory testing a very important aspect of diagnosis. microscopic examination may support the diagnosis but is rarely used in indonesia. the aim of this study was to evaluate negative staining using the light microscope to detect t. pallidum in syphilitic lesions. methods a cross-sectional study was conducted involving 27 subjects who came to several dermato-venereology clinics in jakarta. exudates were collected from genital ulcers, condylomata lata, and dry mucocutaneous rash on palms and soles of syphilis patients. negative staining using one drop of indian ink was used to examine for treponemas under the light microscope at 10x100 magnification. results microscopic examination using negative staining showed a few clusters of small and spiral shaped bacteria. of the 39 specimens from 27 subjects, microscopic examinations were successfully done on 10 specimens. observations could only be conducted on 5 specimens, 3 (60.0%) of which showed the morphology of spirochetes. this examination is the easiest method for detecting the bacteria. moreover, the bacteria that were isolated from painless genital ulcers could be observed more clearly than those from erythematous maculopapular lesions. conclusion treponema pallidum was successfully detected by microscopic examination in all moist lesions, but was difficult to detect in dry lesions. negative staining under the light microscope appears to be simple, affordable, and available in most microbiology laboratories in indonesia. keywords: microscopic examination, light microscope, negative staining, treponema pallidum original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.64-70 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1254 january-april 2022 vol.41no.1 cite this article as: rosana y, effendi i, indriatmi w, yasmon a. microscopic examination using negative staining for rapid diagnosis of syphilis. univ med 2022 ;41 :6 4 -7 0 . doi: 10. 1805 1/ univmed.2022.v41.64-70. 1department of microbiology, medical faculty, universitas indonesia/ cipto mangunkusumo hospital, jakarta 2clinical microbiologist program, faculty of medicine, universitas indonesia, jakarta 3department of microbiology, faculty of medicine, universitas trisakti, jakarta 4department of dermato-venereology, medical faculty, universitas indonesia /cip to mangunkusu mo hospital, jakarta *correspondence: yeva rosana department of microbiology, medical faculty, universitas indonesia cipto mangu nkusumo hosp ital, jakarta, indonesia phone: +62 3160492 fax: +62 3100810 email: yeva.rosana@ui.ac.id orcid id : 0000-0002-5502-5593 date of first submission, november 18, 2021 date of final revised submission, march 23, 2022 date of acceptance, march 30, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 65 univ med vol. 41 no 1 introduction syphilis, known in indonesian as the “lion king”, is a disease that is transmitted primarily through sexual contact. the disease shows multiple clinical manifestations, a long course of disease and serious complications. the course of syphilis in patients who do not receive treatment or receive inadequate treatment will develop from a local infection (primary stage), after which the infection enters the circulation and spreads throughout the body, causing a severe inflammatory reaction (secondary stage), leading to complications in the central nervous system and the vital organs, including the heart and eyes (tertiary stage). this disease may be without any symptoms at the latent stage, so that the patient can go undiagnosed. syphilis can also be transmitted through the placenta from an infected mother to her fetus, who is at risk of developing fetal defects and intrauterine fetal death.(1,2) syphilis is a global health problem, especially in developing countries including indonesia.(3,4) the diagnosis of syphilis is difficult to establish. limitations in laboratory facilities become an obstacle in detecting t. pallidum. moreover, this bacteria cannot survive outside the human body, has a long generation time (3033 hours), minimal metabolic ability, and is highly dependent on the host. t. pallidum cannot be cultured on bacteriological media outside the human body.(2,5) serology can only be used for the detection of antibodies with the risk of getting false negative and false positive results.(6,7) the simplest and most rapid diagnostic test for syphilis is microscopic examination that directly detects t. pallidum bacteria from the lesions. this examination requires a special type of microscope, such as the darkfield microscope, f l u or e s c enc e mic r os c o p e , o r e l e c t r on microscope, or needs special stains such as the silver stain.(8-10) currently, the availability of microscopic examination facilities for syphilis in the laboratory is very limited. there has been no recent study about negative staining for syphilis because most patients come with no specific symptoms, therefore it is not easy to collect specimens. also, due to the limited number of facilities and competent technicians, microscopic examination for the detection of t. pallidum in indonesia is rarely performed. since most microbiology laboratories in indonesia use the light microscope for dire ct specimen examination, negative staining with light microscopy was applied in this study. this method is simple, affordable, and possible to use in most microbiology laboratories in indonesia. the aim of this study was to evaluate negative staining using the light microscope to detect t. pallidum in syphilitic lesions. methods research design a cross-sectional laboratory experimental study was conducted in 2015 at the clinical microbiology laboratory, faculty of medicine, universitas indonesiacipto mangunkusumo hospital, jakarta. this study was part of a larger study to evaluate treponema pallidum drug resistance which was finished in 2019. we published this study because as far as we know there has been no recent study about this topic using a cheap and simple method that is important to be applied in indonesia. study subjects the study subjects were collected using consecutive sampling from patients who came to dermato-venereology clinics in jakarta, including the dermato-venereology clinic of ci pt o ma ngu n ku s umo h os pi t a l ( ce n t r a l jakarta), the sexually transmitted disease (std) clinic in pasar rebo district, east jakarta, the std clinic in tambora district, west jakarta, and the indonesian family planning association procare clinic in jatinegara district, east jakarta. syphilis patients with signs and symptoms of primary or secondary syphilis, and willing to become study subjects by filling out an informed-consent form were included in this 66 study. specimens were taken from adult patients, more than 18 years of age. patients with latent and tertiary stage syphilis, neurosyphilis, or congenital syphilis were excluded from the study. patients who received antibiotics in the three days before specimen collection were also excluded. sample size determination th e sa mpl e s ize w as d ete rmine d by c o ns i d e r i ng t he se ns i t ivi t y o f d a r kf i e l d microscopic examinations to be 80% (11) and using the following formula (12): where n= sample size zα= 1.96 s = sensitivity of dark-field microscopy= 80% d = desired level of absolute accuracy = 15% so that the minimal sample size was 27. intervention sterile normal saline was used to clean the clinical lesion of syphilis. the exudate was collected using a cotton swab by gently pressing and rotating it on the moist lesion. the exudates from dry lesions were collected by gentle abrasion using a scalpel and pressing until the exudate was seen. serous fluid was put directly on a glass slide, or taken using a swab or a bacteriologic loop. if necessary, a drop of physiologic saline was placed on the slide to prevent drying of the specimen. one drop of indian ink was mixed with the exudate and spread out on the slide using another glass slide. the glass slide was covered using a cover glass and examined under the microscope at 10x100 magnification using immersion oil. measurements microscopic examinations were performed qualitatively to observe t. pallidum. due to the difficulty of visualizing its typical motility, the negative staining was focused more on its morphology. the observation was started by rotating the objective lens to the lowest power, and placing the slide on the stage, with the coverslip centered. the objective lens was focused using the coarse focus knob a nd continued using fine focus. when nothing was seen, the slide was slightly moved while viewing and focusing. a negative result was reported if no spiral shape was found after observing all fields of the slide. laboratory analysis proper specimen collection and handling was critical for optimizing the sensitivity of negative staining. after obtaining the serous exudate, minimizing contamination with blood or pus would incr ease the sensiti vity of this method. microscopy visualization at 10x100 magnification and immersion oil showed that t. pallidum was a delicate, tightly spiraled, corkscrew-shaped organism, which was occasionally bent in the middle when obstructed by cellular elements or debris in the field. on negative staining, against the black background on the glass slide, the treponemes appeared colorless or pale. statistical analysis the results of microscopic examination using negative staining were recorded and photographed. descriptive methods were used to analyze the data. ethical clearance this study was approved by the ethics committee, faculty of medicine, university of indonesia cipto mangunkusumo hospital, under no. 158/un2.f1/etik/2015, and all patients gave their written consent before enrollment into the study. results the study subjects were dominated by men with a median age of 26 years and an overall rosana, effendi, indriatmi, et al negative staining for rapid diagnosis of syphilis n = (zα)2s(1 − s) d2 n = (1.96)20.80(1 − 0.80) 0.152 67 univ med vol. 41 no 1 a b age range of 18 to 40 years, among whom 88.5% were men who have sex with men (msm), and most of them (54.10%) were hiv patients. in this study, many clinical manifestations were found. the most frequent was redness of the skin in the form of maculopapular erythema (100%) that was found in almost all parts of the body, particularly on the palms and soles. other clinical manifestations found were genital ulcers in the area of the shaft and the dorsum of the penis (18.03%). most of the genital ulcers found were solitary, but some were multiple with an ulcer base of granulomatous tissue while the ulcer margins were not raised. the ulcers ranged from painless to mildly painful. complaints of hair loss were found in 6.56% of patients with features of moth-eaten alopecia (alopecia syphilitica) and thinning eyebrows. among the patients 4.92% complained of mild visual disturbances in the form of blurred vision. condylomata lata were found in 3.28% of female subjects. microscopic examination was conducted in this study using negative staining and observed u nd er th e light mic r osc o pe . mi c r osc op y visualization at 10x100 magnification using immersion oil showed a few clusters of small and spiral-shaped bacteria (figure 1). of the 39 specimens, microscopic examinations were done on 10 specimens, but reliable observations could only be made on 5 specimens, with 3 (60.0%) of them showing spirochete morphology. discussion syphilis is a disease that is transmitted mainly through sexual contact with infected mucosal lesions. other body fluids are also infectious when patients have bacteremia. syphilis can cause early complications such as irreversible loss of vision, so rapid diagnosis of this infection is important for primary care clinicians.(13) primary syphilis classically presents as a si ngle, pain le ss, i ndu ra ted geni ta l u lc er (chancre), but this presentation is only 31% sensitive; lesions can be painful, multiple, and extra-genital. since the symptoms appear 1090 days (mean = 21 days) after exposure, (14) the patients often do not consult a doctor. mostly patients come to a clinic at the secondary stage of syphilis. the clinical manifestations of secondary stage of syphilis are very diverse and confusing. therefore, syphilis has been known as “the great imitator” as it may cause symptoms similar to many other diseases.(15-17) bacterial dissemination in secondary syphilis classically presents as a diffuse, symmetric, coppercolored, maculopapular, possibly pruritic rash of any morphology except vesicular. mucous figure 1. treponema pallidum microscopic picture using negative staining of exudate specimens 68 lesions, patchy alopecia, fever, headaches, and generalized painless adenopathy may also occur.(18,19) similar to previous reports, many clinical manifestation were found in this study, including maculopapular erythema in nearly all parts of the body, particularly on the palms and soles, painless to mildly painful genital ulcers, alopecia, thinning eyebrows, blurred vision and c o nd yl o ma t a l a t a . t h e re f o r e, l abo r a to r y examination is needed to support the diagnosis of syphilis. t he r e h a s b e e n ve r y l i mi te d u s e o f laboratory examinations supporting a definite diagnosis of syphilis. the incapability of culturing treponema pallidum outside the human body becomes an obstacle in detecting this spirochete.(5,20) the routine method is serology, but this gives many false negative and false positive results.(6,7) moreover, the diagnosis of syphilis is more difficult in hiv-positive patients, because hiv can alter the clinical picture of syphilis and can cause more serious complications. unusual serological responses such as high titers as well as false negative reactions have been reported for vdrl tests in hiv-reactive patients.(6,21) therefore specific tests will be needed particularly in all hivreactive patients. microscopic examination may support the diagnosis of syphilis by directly detecting t. pallidum bacteria in the lesions. this method is simple and rapid but rarely used in indonesia. it requires a special type of microscope such as t he d a r kf ie l d mi c r o sc op e , f lu o r e s c e n c e microscope, or electron microscope, or needs special stains such as the silver stain. darkfield microscopy requires a special microscope and a trained microscopist in close proximity to where patients are examined. the fluorescence microscope or the electron microscope are also of limited availability in most indonesian laboratories. special stains are expensive and need more skill in interpreting the results. this study investigated the use of a simple microscopic examination to support the diagnosis of syphilis using the light microscope. negative staining with the light microscopy is simple, affordable, and available in most laboratories in indonesia. in our study, negative staining successfully detected treponema pallidum in all moist lesions, but had difficulty in detecting the bacterium in dry lesions such as mucocutaneus rash on the palms and soles (figure 2). this method is simple and reliable for detecting t. pallidum directly in exudates and fluids from lesions, and needs only one drop of indian ink figure 2. clinical picture of secondary syphilis. a,b,c genital ulcers; d,e maculopapular rash rosana, effendi, indriatmi, et al negative staining for rapid diagnosis of syphilis 69 univ med vol. 41 no 1 and the light microscope. it can overcome the limitations of darkfield microscopy as the gold standard for syphilis microscopic examination which is not available in most laboratories in indonesia. there are no recent studies about negative staining for syphilis using the light microscope. compared to darkfield microscopy which is the gold standard for microscopic examination of syphilis, negative staining is simpler and presumably more reliable for detecting t. pallidum directly in exudates and fluids from lesions, when darkfield microscopy and expertise is not available. while the wet mount method using the darkfield microscope can examine the morphology and motility of the spirochete,(8,11) microscopic examinations using negative staining has difficulty in visualizing its typical motility and is more focused on its morphology. however, negative staining is simpler, cheaper, and more applicable, because the examination uses the light microscope which is available in most laboratories in indonesia. the present study was able to show the possibility of using negative staining to assist clinicians in the rapid diagnosis of syphilis. one of the limitations of this study is the fact that a limited number of microscopic slides were examined for the diagnosis of syphilis due to the difficulties in collecting exudates from the lesions of syphilis in all patients. further studies are required to examine more specimens and explain the benefit of negative staining for routine laboratory examination to support the diagnosis of syphilis. conclusion microscopic examination using negative staining can be used to support the early diagnosis of syphilis in moist lesions, but the results should be carefully interpreted in the case of dry lesions. negative staining using the light microscopy appears to be a simple, affordable, and highly available method in most microbiology laboratories in indonesia. conflict of interest the authors declare that they have no conflict of interest. acknowledgment this study was funded by hibah pupt of the directorate of higher education indonesia 2015-2016. we thank the dermato-venereology clinic of cipto mangunkusumo hospital, the std clinics of pasar rebo and tambora, and the indonesian family planning association procare clinic in jatinegara, for all assistance and cooperation in this study. our deepest appreciation is extended to our dedicated team from the faculty of medicine, universitas indonesia-cipto mangunkusumo hospital and universitas trisakti. contributors yr and ie designed the study. wi and ay supervised fieldwork and collected data and samples. yr and ie analyzed the results. yr and ie wrote the first draft of the report, with revisions and input from wi and ay. all authors contributed to revisions and approved the final version. references 1. world health organization. global incidence and prevalence of selected curable sexually transmitted infections-2008. switzerland: who library cataloguing-in-publication data; 2012. 2. tramont ec. treponema pallidum (syphilis). in: bennett je, dolin r, blaser mj, eds. mandell, douglas, and bennett’s principles and practice of infectious diseases. philadelphia: elsevier saunders; 2015. pp.3035-55. 3. kementerian kesehatan republik indonesia. p e d o ma n ta ta l a ksa na s ifil is u nt uk pengendalian sifilis di layanan kesehatan dasar; 2017. 4. kementerian kesehatan republik indonesia. p e d o ma n n a si on a l p e n a n ga na n i n fe ks i menular seksual; 2016. 70 5. edmondson dg, hu b, norris sj. long-term in v it r o c ul tur e o f th e syp h il is s p i r o c h et e treponema pallidum subsp. pallidum. mbio 2018;9:e01153-18. https://doi.org/10.1128/ mbio.01153-18. 6. sharma s, chaudhary j, hans c. vdrl v/s tpha for diagnosis of syphilis among hiv sero-reactive patients in a tertiary care hospital. int j curr microbiol app sci 2014;3:726-30. 7. shah d, marfatia ys. serological tests for syphilis. indian j sex transm dis aids 2019; 40: 186–91. doi: 10.4103/ijstd.ijstd_86_19. 8. theel es, katz ss, pillay a. molecular and direct detection tests for treponema pallidum subspecies pallidum: a review of the literature, 1964–2017. cid 2020;71(suppl 1):s1-s12. doi: 10.1093/cid/ciaa176. 9. luo y, xie y, xiao y. laboratory diagnostic tools fo r syp h il is : c ur r en t st a t us a nd f ut ur e prospects. front cell infect microbiol 2021;10: 574806. doi: 10.3389/fcimb.2020.574806. 10. workowski ka, bolan ga. sexually transmitted diseases treatment guidelines, 2015. mmwr recomm rep 2015;64;1-140. 11. pierce ef, katz ka. darkfield microscopy for point-of-care syphilis diagnosis. med lab obs 2011;43:30-1. 12. hajian-tilaki k. sample size estimation in d i a g no st ic t es t st ud ie s o f b io me di ca l informatics. j biomed informatics 2014;48:193– 204. http://dx.doi.org/10.1016/j.jbi.2014.02.013. 13. department of health and human services centers for disease control and prevention. sexually transmitted disease: summary of cdc treatment guidelines 2015 us; 2015. 14. byrne po, macpherson p. syphilis. bmj 2019; 366:l4746. doi: 10.1136/bmj.l4746. 15. çakmak sk, tamer e, karadað as, waugh m. syphilis: a great imitator. clin dermatol 2019; 37:182-91. doi: 10.1016/j.clindermatol.2019. 01.007. 16. nyatsanza f, tipple c. syphilis: presentations i n ge ne r a l me d i c i ne . cl in m e d ( lo nd ) 2016;16:184-8. 10.7861/clinmedicine.16-2-184. 17. klausner jd. the great imitator revealed: syphilis. top antivir med 2019;27:71-4. 18. cruz ar, pillay a, zuluaga av, et al. secondary syphilis in cali, colombia: new concepts in disease pathogenesis. plos negl trop dis 2010;4:e690. 19. tuddenham s, ghanem kg. emerging trends and persistent challenges in the management of adult syphilis. bmc infect dis 2015;15:351. doi: 10.1186/s12879-015-1028-3. 20. sato ns. laboratorial diagnosis of syphilis. in: sato ns (editor). syphilis recognition, description and diagnosis. croatia: intech; 2011.pp.87-108. 21. arando m, naval cf, foix mm, et al. early syphilis: risk factors and clinical manifestations focusing on hiv-positive patients. bmc infect dis 2019;19:727. https://doi.org/10.1186/ s12879-019-4269-8. rosana, effendi, indriatmi, et al negative staining for rapid diagnosis of syphilis c:\users\universa medicina\docu 4 abstract universa medicina bone metastases tend to increase in non-small cell lung cancer with epidermal growth factor receptor mutation reginald maleachi1*, dini rachma erawati2, suryanti dwi pratiwi3, and sri andarini4 background increased understanding in molecular pathology of advanced non-small cell lung cancer (nsclc) over the past decades has led to personalized treatment approaches being advocated. epidermal growth factor receptor (egfr) mutation that often occurs in nsclc can be identified using immunohistochemical examinations. moreover, clarifying the relationship between computed tomography (ct) and egfr mutation of nsclc might inform therapeutic decision-making. the purpose of this study was to determine the relationship between metastatic sites on primary chest ctscan and egfr mutation in nsclc lung cancer patients. methods an cross-sectional design using secondary data was conducted, involving 76 nsclc patients. egfr mutations were determined by immunohistochemical examination and metastatic sites by chest ct-scan with contrast. the collected metastatic sites comprised hilar and mediastinal lymphadenopathy, pulmonary nodules, and bone, liver, spleen and suprarenal metastases. a chi square test was used to analyze the data. results this study revealed that the highest nsclc stage was ivb, found in 39 samples (51.3%), while 34 (44.7%) subjects had egfr mutation. there was no statistically significant difference between metastatic site and positive egfr mutation, although positive bone metastases (54.8%) tend to have more numerous positive egfr mutations compared to negative bone metastases (37.7%) (p=0.142). conclusions patients with positive bone metastases tend to have higher positive egfr mutation compared to negative bone metastases in nsclc lung cancer patients. prospective studies evaluating patients with egfr mutation for bone metastases should be considered. this can provide information on therapeutic decision-making to obtain good clinical outcomes. keywords : chest ct-scan, egfr mutation, bone metastasis, lung cancer original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.4-10 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1180 january-april, 2022 vol.41no.1 1radiology specialist education study p rogram, faculty o f medicine, universitas brawijaya/dr. saiful anwar malang hospital 2department of radiology, faculty of medicine, universitas brawijaya/dr. saiful anwar malang hospital 3department of p ulmonology and respiratory medicin e, faculty of medicine, universitas brawijaya/dr. saiful anwar malang hospital 4department of ikm-kp, faculty of medicine, universitas brawijaya correspondence: *reginald maleachi faculty of medicine, universitas brawijaya / dr. saiful anwar malang hospital phone and fax: +6281282289972 email: reginaldmaleachi@gmail.com orcid id: 0000-0002-8830-9568 date of first submission, may 1, 2021 date of final revised submission, january 24, 2022 date of acceptance, january 27, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: maleachi r, erawati dr, pratiwi sd, andarini s. bone metastases tend to increase in non-small cell lung cancer with epidermal growth factor receptor mutation. univ med 2022;41:4-10. doi: 10.18051/univmed. 2022 .v41. 4-10 univ med vol. 41 no 1 5 introduction epidemiological studies in the world show that lung cancer is the leading cause of death, with more than half of patients diagnosed with lung cancer dying within one year of diagnosis, while the 5-year survival rate is around 17.8%.(1) currently for patients with non-small cell lung cancer (nsclc), evaluation of egfr mutation status by immunohistochemical examination is recommended, because the presence of egfr mutation greatly influences the choice of therapy.(2-4) unfortunately, this type of examination is still quite expensive and the facilities are not always available. adequate samples must be obtained for this examination,(5) but sometimes these are difficult to obtain. therefore, the prediction of egfr mutation from clinical characteristics and imaging tests such as chest ct-scan is important. as we know, the primary diagnostic imaging and staging of a lung mass is performed using a chest ct-scan with contrast.(6,7) the chest ct-scan can be used to assess the extent of the occurring metastatic process. on the c hest ct-sc an we can examine metastatic sites in hilar and mediastinal lymph node s, pulmonar y nodules, liver, spleen, suprarenal gland, and bone especially vertebrae. several studies have investigated the process of metastasis in nsclc with egfr mutation. as is well known, bone is one of the common sites of nsclc metastases. previous studies have investigated the morphological relationship between lung masses and egfr mutations. in the studies of hasegawa et al.(8) and qiu et al.,(9) tumor size was not correlated with egfr mutations, but liu et al.(10) stated that small tumors could predict the presence of egfr mutations. in the research of qiu et al.(9) and han et al.(11) there was a correlation between the density variable and egfr mutations. a retrospective study involving 57 patients with primary lung adenocarcinoma identified ct imaging-based histogram features of bone metastases with and without egfr mutation, which may contribute to diagnosis and prediction of egfr mutation status.(12) a systematic review and meta-analysis showed that the overall discordance rates in egfr mutation status between primary nsclc and distant metastatic tumors is low but varied largely between studies.(13) due to the inconsistency between several studies on metastatic tumor, the aim of the present study was to determine the relationship between nsclc metastatic site in chest ct-scan and egfr mutation in nsclc patients. methods research design a study of cross-sectional design using secondary data was conducted in the ct-scan room of the radiology installation and clinical data were collected at the pulmonology department of dr. saiful anwar malang hospital from september 2020 to december 2020. study subjects a total of 76 patients recruited into the study were taken from data forms over the time period of 2018 to 2019. the study population comprised patients diagnosed with lung cancer by a pulmonary specialist who had conducted an egfr immunohistochemical examination and performed a chest ct-scan with contrast at the dr. saiful anwar malang hospital from january 2018 to december 2019. the inclusion criteria for this study were all male and female patients of any age with lung cancer who had already undergone an immunohistochemical examination for egfr and chest ct-scan with contrast at the dr. saiful anwar malang hospital. the exclusion criteria were patients with lung cancer whose primary mass was not found on the chest ct-scan and patients with lung cancer who did not have a chest ct-scan at rsud dr. saiful anwar malang. measurements the chest ct-scan was performed using a 128-slice toshiba aquilion tsx-101a ct 6 scanner at the central radiology installation of dr. saiful anwar malang hospital. the dicom file was evaluated by three radiologists using the radiant dicom viewer software version 2020.1.1. egfr mutation was determined by immunohistochemical examination of tumor tissue specimens. analysis of the 76 samples was carried out by the three radiologists who had more than 5 years experience in measuring metastatic sites. the assessed me tastases included contralateral pulmonary nodules as seen on chest ct scan. metastases to the liver were determined as the presence of multiple lesions that intensify after addition of contrast. with regard to other sites, nodular lesions were found in the spleen and osteoblastic or osteolytic lesions, or even mixed lesions, were found in the bones. in addition, nodules or masses may be found in the adrenals (suprarenals). statistical analysis the data obtained were categorical data, so the analysis used a non-parametric chi-square test. all analyses used the spss 20 software. a p value <0.05 was considered significant. ethical clearance this study has been declared ethical based on the approval letter by the ethics and research commission of dr. saiful anwar hospital no.400/ 190/k.3/302/2020. results the study sample consisted of 76 patients, namely 47 men and 29 women. the majority of them were in the age range of 51–60 years, totaling 25 persons (32.9%), while 37 persons (48.7%) had adenocarcinoma on histopathological examination. in this study sample, it was revealed that the highest stage was ivb, found in 39 samples (51.3%). thirty four subjects (40.7%) had egfr mutation. the characteristics of the samples are shown in table 1. there was no statistically significant association between metastatic site and egfr mutation, but patients with positive bone metastases (54.8%) tended to have higher efgfpositive compared to negative bone metastases (37.7%) (p=0.142). the results shown in table 2. discussion lung cancer with mediastinal lymph node metastasis is more likely to recur and metastasize after complete resection: therefore, targeted therapy is a promising treatment strategy.(8) the r e s u l t s of t he h i l a r a n d medi a s t i n a l lymphadenopathy analysis indicate that there is no significant relationship with the egfr mutation. the samples are dominated by hilar and mediastinal lymphadenopathy. this could be due to the predominance of advanced stadium samples, so that patients with stage n tend to be numerous. research conducted by zhang et al.(14) in a cohort of 280 patients with 133 men table 1. demography and tumor characteristics of the study subjects (n= 76) maleachi, erawati, pratiwi, et al bone metastasis in nsclc with egfr mutation variables n (%) gender male 47 (61.8) female 29 (38.2) age (year) 31-40 5 (6.6) 41-50 13 (17.1) 51-60 25 (32.9) 61-70 21 (27.6) >70 12 (15.8) histopathology adenocarcinoma 37 (48.7) adeno-squamous carcinoma 9 (11.8) squamous cell carcinoma 2 (2.6) no data 28 (36.8) staging ia 1 (1.3) ib 1 (1.3) iia 0 (0) iib 2 (2.6) iiia 6 (7.9) iiib 2 (2.6) iiic 5 (6.6) iva 20 (26.3) ivb 39 (51.3) univ med vol. 41 no 1 7 c and 147 women showed that 120 (42.9%) patients with lung cancer had positive egfr mutation in lymph node metastases. in contrast, the study conducted by liu z et al.(15) found that the incidence of egfr mutation in patients with lymphadenopathy was only 15.3%. this is because there are other genotypic factors besides egfr that affect the incidence of metastatic lymphadenopathy. diffuse lung metastases have been reported in nsclc with positive egfr mutation. in a cohort study conducted by digumarthy et al.(16) involving 217 patients, the results showed that the finding of a primary pulmonary tumor with diffuse lung metastases in nsclc should point to the possibility of egfr mutation. however, it was said that this feature does not replace molecular genotyping. research conducted by wu et al.(17) showed that patien ts who had miliary carcinomatosis had high egfr mutation rates. the study of hsu et al.(18) showed that lung metastases often occur in nsclc with egfr mutation. after analyzing our study, we found that egfr mutation was positive in 22 (47.8%) pulmonary nodule metastases and negative in 24 (52.2%), but the difference was statistically not significant (table 2). further studies are needed to find out a clear mechanism for the occurrence of pulmonary nodules metastasis with egfr mutation. bone is a common site of metastasis of advanced nsclc. among patients with advanced lung cancer, 30–40% have bone metastases (bom) at the time of diagnosis.(19) patients with bone metastatic nsclc and egfr mutation, when treated with egfr tyrosine kinase inhibitors (tkis), have a relatively long survival expectancy.(20) in our study, there was no statistically significant association between bone metastases and positive egfr mutation, although patients with positive bone metastases (17 or 54.8%) tend to have higher positive egfr mutation rates than do those with negative bone metastases (14 or 37.7%). a retrospective study by shen et al.(12) involving 57 patients with primary lung adenocarcinoma identified in these patients ct imaging-based histogram features of bone metastases with and without egfr mutation, that may contribute to diagnosis and prediction of egfr mutation status. the study table 2. relationship between metastatic site and egfr mutation in nsclc patients metastatic site efgr mutation p value positive egfr mutation (n=34) (n,%) negative egfr mutation (n=42) (n,%) hilar and mediastinal lymphadenopathy positive 25 (40.9) 36 (59.1) 0.184 negative 9 (60.0) 6 (40.0) metastatic pulmonary nodule positive 22 (47.8) 24 (52.2) 0.502 negative 12 (4.0) 18 (60.0) bone metastasis positive 17 (54.8) 14 (45.2) 0.142 negative 17 (37.7) 28 (62.3) liver metastasis positive 5 (33.3) 10 (66.7) 0.321 negative 29 (47.5) 32 (52.5) spleen metastasis positive 0 (0.0) 1 (100.0) 0.365 negative 34 (45.3) 41 (54.7) suprarenal metastasis positive 1 (50.0) 1 (50.0) 1.000 negative 33 (44.6) 41 (55.4) 8 conducted by krawczyk et al.(21) found that nsclc with egfr mutation had more metastases to the bones than to the brain. these investigators also found that the activating mutation in the egfr gene was significantly more frequent in adenocarcinoma bone metastases than in the primary lung adenocarcinoma. kuijpers et al.(22) have confirmed that patients with positive egfr mutation have a high incidence of bone metastases, since 54% of patients with positive egfr mutation in stage iv nsclc had bone metastases at diagnosis. beypinar et al,(23) using a retrospective case-control study from 2013 to 2019, totaling 1085 samples, examined the site of metastases with egfr mutation and without egfr mutation, and found no significant association between the two. prospective studies evaluating egfr mutation patients for bone metastases should be considered. this can provide faster therapy to obtain good clinical outcomes. in our study. the assessment of liver metastases showed no significant association between metastatic site and egfr mutation. similarly, beypinar et al.(23) concluded that there was no difference in the incidence of liver metastases with and without egfr mutation. our study results may be due to the sample size being dominated by the presence of pulmonary metastases with positive and negative egfr mutations of 47.5% and 52.5%, respectively. the spleen is a rare site of metastasis in nsclc.(24) however, we also found metastases in the spleen although only in 1 sample with negative egfr mutation which showed no significance. in the study by mitsimponas et al.(25) on their case of spleen metastasis, also no egfr mutation was found. adrenal metastases in nsclc are also frequent.(26) however, in our study we only found 2 nsclc samples with adrenal metastases but no significant association with egfr mutation. the limita tion of this study is the heterogeneity of the samples due to the absence of data in the interval between the time of chest ct-scan and the time of first diagnosis. the majority of samples were at an advanced stage. for this study, it is suggested that it is necessary to detect lung cancer at an early stage to reduce the predominance of samples with an advanced stage. conclusions there was no significant relationship between metastatic site and egfr mutation in nsclc lung cancer, based on chest ct-scan with contrast, but patients with positive bone metastases tend to have higher positive egfr mutation compared to patients with negative bone metastases. prospective studies should be considered evaluating egfr mutation patients for bone metastases. this can provide faster decisions on therapy to obtain good clinical outcomes. conflict of interest compe ting inter e sts: no relevant disclosures. acknowledgement the authors thank bayhaqi nasir aslam and habiba aurora who helped to assess the results of ct-scan examination. contributors dre, sdp, sa contributed to conception and design; rm, dre, sdp, sa contributed to analyse and interpretation of the data; rm contributed to drafting of the article; dre, sdp, sa contributed to revise the manuscript. all authors have read and approved the final manuscript. references 1. zappa c, mousa sa. non-small cell lung cancer: current treatment and future advances. transl lung cancer res 2016;5:288–300. doi: 10.21037/ tlcr.2016.06.07. maleachi, erawati, pratiwi, et al bone metastasis in nsclc with egfr mutation univ med vol. 41 no 1 9 2. grigoriu b, berghmans t, meert ap. management of egfr mutated nonsmall cell lung carcinoma patients. eur respir j 2015;45:1132–41. doi: 10.1183/09031936.00156614. 3. yoneda k, imanishi n, ichiki y, tanaka f. treatment of non-small cell lung cancer with egfr-mutations. j uoeh 2019;41:153-63. doi: 10.7888/juoeh.41.153. 4. choi yl, sun jm, cho j, et al. egfr mutation testing in patients with advanced non-small cell lung cancer: a comprehensive evaluation of realworld practice in an east asian tertiary hospital. plos one 2013;8:e56011. doi: 10.1371/journal. pone.0056011. 5. haralsingh a, west m. tissue yields for epidermal growth factor receptor analysis in non-small cell lung cancer patients in trinidad and tobago. cureus 2021;13:e12531. doi: 10.7759/cureus.12531. 6. purandare nc, rangarajan v. imaging of lung cancer: implications on staging and management. indian j radiol imaging 2015;25:109–20. doi: 10.4103/0971-3026.155831. 7. jonas de, reuland ds, reddy sm, et al. screening for lung cancer with low-dose computed tomography: updated evidence report and systematic review for the us preventive services task force. j am med assoc 2021;325:971–87. doi: 10.1001/jama.2021.0377. 8. hasegawa m, sakai f, ishikawa r, kimura f, ishida h, kobayashi k. ct features of epidermal growth factor receptor-mutated adenocarcinoma of the lung: comparison with nonmutated adenocarcinoma. j 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respir j 2013;41:417–24. doi: 10.1183/09031936. 00006912. 18. hsu f, de caluwe a, anderson d, nichol a, toriumi t, ho c. patterns of spread and prognostic implications of lung cancer metastasis in an era of driver mutations. curr oncol 2017;24:228–33. doi: 10.3747/co.24.3496. 19. santini d, barni s, intagliata s, et al. natural history of non-small-cell lung cancer with bone metastases. sci rep 2015; 5 :18670. https://doi.org/ 10.1038/srep18670 20. laganà m, gurizzan c, roca e, et al. high prevalence and early occurrence of skeletal complications in egfr mutated nsclc patients with bone metastases. front oncol 2020;10: 588862. doi: 10.3389/fonc.2020.588862. 21. krawczyk p, kowalski dm, ramlau r, et al. comparison of the effectiveness of erlotinib, gefitinib, and afatinib for treatment of non-small cell lung cancer in patients with common and rare egfr gene mutations. oncol lett 2017;13:4433– 44. doi: 10.3892/ol.2017.5980. 22. kuijpers cchj, hendriks lel, derks jl, et al. association of molecular status and metastatic organs at diagnosis in patients with stage iv nonsquamous non-small cell lung cancer. lung cancer 2018;121:76–81. https://doi.org/10.1016/ j.lungcan.2018.05.006. 23. beypinar i, demir h, araz m, uysal m. the relationship between egfr mutation and metastasis pattern in lung adenocarcinoma. j oncol sci 2019;5:65–9. https://doi.org/10.1016/ j.jons.2019.08.002. 10 24. belli a, de luca g, bianco f, et al. an unusual metastatic site for primary lung cancer: the spleen. j thorac oncol 2016;11:128–9. https://dx.doi.org/ 10.1016/j.jtho.2015.08.005. 25. mitsimponas n, mitsogianni m, crespo f, et al. isolated splenic metastasis from non-small-cell lung cancer: a case report and review of the maleachi, erawati, pratiwi, et al bone metastasis in nsclc with egfr mutation literature. case rep oncol 2017;10:638–43. https:/ /doi.org/10.1159/000478002. 26. bazhenova l, newton p, mason j, bethel k, nieva j, kuhn p. adrenal metastases in lung cancer: clinical implications of a mathematical model. j thorac oncol 2014;9:442-6. doi: 10.1097/ jto.0000000000000133. oktavianus 113 *department of physiology, faculty of medicine, trisakti university **department of obstetrics and gynecology, faculty of medicine, trisakti university correspondence dr. martiem mawi, ms department of physiology, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: +6221-5672731 ext.2803 email: martiemmawi@yahoo.com univ med 2012;31:113-9 universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background increasing age and decreased testosterone concentrations in males influence muscle strength and muscle mass, particularly in skeletal muscle. there have been few studies on decreased lung function resulting from reduced mass and strength of respiratory muscles. the aim of the present study was to investigate the existence of an association between free testosterone index (fti) and lung function in males aged between 40 and 80 years. methods this cross-sectional study involved 167 males aged between 40 and 80 years in cilandak subdistrict, south jakarta. total serum testosterone and sex hormone-binding globulin (shbg) concentrations were determined by electrochemiluminescence immunoassay (eclia) using roche elecsys reagent kit cat 11776061 and elecsys 2010 reagent (cobas e601), respectively fti was calculated using the formula free testosterone/shbg x 100%. forced expiratory volume in 1 second (vep1) was assessed by means of an as 500 spirometer. results mean age of the subjects was 53.32 ± 8.26 years, mean total serum testosterone concentration was 532.59 ± 206.92 ng/dl, mean shbg concentration 41.26 ± 21.14 nmol/l, mean fti 48.22 ± 14.34 %, and mean vep1 was 1.63 ± 0.54 l. there was a significant association between both shbg and fti on the one hand and vep1 on the other, with pearson correlation coefficients of -0.199 (p=0.010) and 0.271 (p=0.000), respectively. linear multiple regression analysis indicated that fti was the most influential variable on lung function (vep1), higher fti values indicating higher vep1 (â=0.008: p=0.004). conclusion in males aged 40-80 years, higher fti values indicate better lung function as determined by means of vep1. keywords: testosterone, lung function, andropause, adult males high free testosterone index increases lung function in adult males martiem mawi* and rully ayu nirmalasari** abstract 114 mawi, nirmalasari testosterone increases lung function indeks testosteron bebas yang tinggi meningkatkan fungsi paru pada laki-laki dewasa latar belakang peningkatan usia dan penurunan kadar hormon testosteron pada laki-laki akan mempengaruhi kekuatan dan massa otot terutama otot rangka. penurunan fungsi paru akibat pengurangan massa dan kekuatan otot pernapasan belum banyak diketahui. penelitian ini bertujuan untuk menentukan hubungan antara indeks testosteron dan fungsi paru pada laki-laki berusia antara 40 sampai 80 tahun. metode penelitian ini menggunakan desain potong lintang mengikut sertakan 167 laki-laki yang berusia antara 40 sampai 80 tahun di kecamatan cilandak jakarta selatan. pemeriksaan kadar testosteron total dilakukan dengan electrochemiluminescence immunoassay (eclia) dengan roche elecsys reagen kit cat 11776061. sex hormonebinding globulin (shbg) diukur dengan metode eclia dengan reagen elecsys 2010 (calos e601). indeks testosteron bebas (itb) dihitung berdasarkan kadar testosteron bebas/shbg x 100%. volume ekspirasi paksa satu detik pertama (vep1) diperiksa dengan memakai spirometer as 500. hasil usia rata-rata subjek adalah 53,32 ± 8,26 tahun, kadar testosteron total serum rata-rata adalah 532,59 ± 206,92 ng/dl, kadar shbg rata-rata adalah 41,26 ± 21,14 nmol/l, nilai itb rata-rata adalah 48,22 ± 14,34 %, dan vep1 rata-rata adalah 1,63 ± 0,54 l. terdapat hubungan bermakna antara kadar shbg dan itb dengan vep1 dengan koefisien korelasi pearson masing-masing sebesar -0,199 (p=0,010) dan 0,271 (p=0,000). analisis regresi ganda linier menunjukkan itb yang paling berpengaruh terhadap fungsi paru (vep1), semakin tinggi nilai itb semakin tinggi vep1 (â=0,008: p=0,004). kesimpulan pada laki-laki yang berusia antara 40-80 tahun, peningkatan itb akan meningkatkan fungsi paru yang diukur dengan menggunakan vep1. keywords: testosteron, fungsi paru, andropause, laki-laki dewasa abstrak introduction increased health status and longevity in indonesia have resulted in a rapid increase in the number of older persons, which in 2010 was estimated to equal the number of under-fives at around 24 million or 9.77% of the total population. in 2020 there will be an estimated 28.8 million or 11.34% of the total population.(1) in males, increasing age is associated with a reduction in serum androgenic hormones, particularly testosterone, with a concomitant signs of andropause, such as decreased libido, increased incidence of erectile dysfunction, and decreased muscle mass and muscle strength. the reduction in testosterone levels is caused by decreased testicular production, decreased luteinezing hormone (lh) levels(2) and decreased capacity of the brain to stimulate testosterone release. (3) the andropause has also been a s s o c i a t e d w i t h e m o t i o n a l a n d p h y s i c a l changes.(4) androgenic hormones comprise testosterone, dehydrotestosterone (dht), dehydro-epiandrosterone (dhea), dehydro115 e p i a n d r o s t e r o n e s u l f a t e ( d h e a s ) , a n d androstenedione. although dhea levels follow the circadian rhythm, attaining peak levels in the morning hours, dheas levels are relatively stable throughout the day. dhea and dheas are intermediate metabolites in the synthesis of other s t e r o i d s , s u c h a s t h e m a l e s e x h o r m o n e testosterons.(5) of the circulatory testosterone, 40% is bound to sex hormone binding globulin (shbg) and inactive, 58% is bound to albumin and is the active form in various tissues (bioavailable testosterone), while 2% is in a free active form. testosterone not bound to shbg diffuses passively through the cell membrane into the target cells, where it binds androgen receptors (ar). it is the free serum testosterone and the testosterone bound to albumin that have biological functions.(2) symptoms of andropause appear at the age of 40-55 years. from the age of 30 years onwards there is a 10% reduction in testosterone levels for each decade, such that at the age of 50 years there will be a 30% reduction in testosterone levels, leading to the appearance of symptoms.(6) there are 10 signs of andropause, i.e. irritability, sleep disturbances, decreased libido, erectile dysfunction, decreased muscle mass, increased body weight, loss of memory, thinning of scalp hair, reduced bone density, and depression.(6) the respiratory changes are associated with increasing age are important because they may i n c r e a s e t h e d e v e l o p m e n t o f r e s p i r a t o r y disorders. this is associated with increased pulmonary compliance, such as pulmonary elastic recoil, and decreased compliance of the chest wall. both of these result in a progressive decrease in forced vital capacity (fvc), forced expiratory volume in 1 second (vep1), and forced expiratory flow, and an increase in r e s i d u a l f u n c t i o n a l c a p a c i t y. (7) r e d u c e d testosterone levels with increasing age is associated with decreased muscle strength and muscle mass.(8) the massachusetts male aging study found an association between low serum testosterone concentration and mortality from respiratory disease.(9) patients with chronic bronchitis, which is associated high mortality r i s k , h a v e l o w t o t a l s e r u m t e s t o s t e r o n e concentrations.(10) the reduced testosterone levels in older males are receiving increasing attention, particularly with regard to their effects on lung function. therefore the aim of the present study was to determine any association existing between testosterone level and lung function in males aged between 40 and 80 years. methods research design t h i s w a s a c r o s s s e c t i o n a l s t u d y t o determine whether there is an association between testosterone level and lung function in males aged between 40 and 80 years. the study was conducted from july to october 2011. study subjects the subjects of the study were males aged 40 80 years who were residents of 5 kelurahan (villages) in cilandak subdistrict, south jakarta, comprising cilandak barat, pondok labu, lebak bulus, cipete selatan and gandaria selatan. inclusion criteria in this study were: males aged 40-80 years, not suffering from pulmonary, cardiac or renal diseases and diabetes mellitus, willing to participate in the study on the basis of i n f o r m e d c o n s e n t , c a p a b l e o f a c t i v e communication, mobile (not requiring walking aids). the exclusion criterion was consumption of any hormonal medication in the last three years. all respondents gave signed informed consent. anthropometric measurements height was measured to the nearest 0.1 cm using a portable microtoise, with the respondents standing without shoes. weight was measured to the nearest 0.1 kg using sage portable scales, in lightly clothed respondents without shoes. body mass index (bmi) was determined by dividing weight in kg by height in square meters. univ med vol. 31 no.2 116 mawi, nirmalasari testosterone increases lung function bmi was divided into 4 categories as follows: underweight (<18.5 kg/m2), normal (18.5 22.9 kg/m2), overweight (23.0-27.5 kg/m2), and obesity (>27.6 kg/m2). laboratory assays a fasting blood sample was drawn from the median cubital vein of each subject, with the subject in the supine position, between 8.00 a.m. and 10.00 a.m. the sample was collected in a plain tube, left to clot for 30-45 minutes, and subsequently centrifuged at 3000 rpm for 15 minutes to separate the serum. measurement of t o t a l t e s t o s t e r o n e a n d s h b g w a s b y e l e c t r o c h e m i l u m i n e s cenc e i m m u n o a s s a y (eclia), respectively using an elecsys 2010/ cobas e601 and roche elecsys reagent kit cat. 11776061 (r1: anti-testosterone-ad-biotin, r2: testosterone-ruthenium) and roche elycsys reagen kit cat. 03052001 (r1: anti-shbg-adbiotin, r2: anti shbg-ruthenium). the intraassay coefficients of variation of testosterone and shbg were 5.9% and 5.8%, respectively. the free testosterone index (fti) was calculated according to the formula total serum testosterone/ shbg) x 100. fasting blood glucose was measured by spectrophotometry using an advia 1800 instrument and bayer advia 180074024 glucose reagent (r1: atp, nad, sodium azide; r2: hexokinase, g6pd). detection limit: 0.6mg/ dl, linearity: 0-700 mg/dl. conversion factor: mg/dl x 0.05555 mmol/l. measurement of lung function in this study the vep1 was used as an indicator of lung function. data on height, weight, age and gender of the subjects were entered in the minicomputer of the as 500 spirometer. the standing subjects faced the instrument and took one inspiration and then performed a single forced expiration into the mouth piece attached to the spirometer. the examination was performed three times, after which the mean of the three values was calculated. research ethics the present study obtained ethical clearance from the research ethics commission of the faculty of medicine, trisakti university. data analysis all variables were checked for normal distribution using the kolmogorov-smirnov onesample test for goodness-of-fit. the pearson correlation test was used to determine a relationship between vep1 and age, bmi, fasting blood glucose, total serum testosterone, shbg, and fti as covariates. covariates with a significant association with vep1 were entered into a linear multiple regression model to determine the covariates with the greatest influence on lung function. two-sided p-values of less then 0.05 were considered significant. data processing was by means of spss for windows version 17. results of the 167 subjects participating in this study the mean age was 53.32 ± 8.26 years. there were 72 (43.1%) subjects with senior high s c h o o l e d u c a t i o n , 1 2 4 ( 7 4 . 3 % ) w e r e unemployed, mean bmi was 24.23 ± 4.01 kg/ m2 and vep1 was 1.63 ± 0.54 l. mean fasting blood glucose was 108.58 ± 42.96 mg/dl, total testosterone 532.38 ± 206.92 nmol/l, shbg 41.04 ± 21.12 nmol/l, and fti 48.13 ± 14.28 % (table 1). the results of the pearson correlation a n a l y s i s b e t w e e n v e p 1 a n d h o r m o n e concentration and other covariates showed that shgb and fti were significantly correlated with vep1, the pearson correlation coefficients being -0.199 (p=0.010) and 0.271 (p=0.000), r e s p e c t i v e l y ( ta b l e 2 ) . b o t h s i g n i f i c a n t variables were entered into a linear multiple regression model with vep1 as the dependent variable. the results of the linear multiple regression showed that fti was of greatest influence on 117 table 1. characteristics of participating subjects (n=167) *frequency (percentage); bmi=body mass index; shbg=sex hormone binding globulin; vep1=forced expiratory volume in 1 second; fti=free testosterone index table 2. relationship between hormone concentration and other covariates and lung function *p<0.05; bmi=body mass index; shbg=sex hormone binding globulin; fti=free testosterone index; vep1=forced expiratory volume in 1 second table 3. linear multiple regression with vep1 as dependent variable β=regression coefficient; beta=standardized beta coefficient; shbg=sex hormone binding globulin; fti=free testosterone index; vep1=forced expiratory volume in 1 second univ med vol. 31 no.2 lung function (vep1), with higher fti values indicating high vep1 (β=0.008; p=0.004) (table 3). discussion the results of this study showed that fti was of greatest influence on lung function in males aged 40–80 years. our findings were consistent with those of a study conducted on 2197 male subjects aged 29 years and older, where free testosterone level and fti were significantly associated with lung function, measured from forced vital capacity (fvc) and f o r c e d e x p i r a t o r y v o l u m e i n 1 s e c o n d (fev1).(11) our study determined only fti and not serum free testosterone concentrations. fti is capable of describing androgen status of an i n d i v i d u a l , b e c a u s e f t i r e a s o n a b l y approximates bioavailable testosterone with the use of equilibrium dialysis and has been shown to be suitable for clinical use.(12) t h e p r e s e n t s t u d y d e t e r m i n e d t h e physiologic serum levels of total testosterone and shbg, and calculated the fti. the lack of association between total testosterone and lung function may be explained by the fact that there is no sufficiently significant variation in physiologic testosterone levels across different age groups for clearly differentiating between individual lung functions. in addition, serum testosterone levels might only play a minor role in lung functions of healthy males. it is debatable whether it is only older males with low testosterone levels who can experience 118 mawi, nirmalasari testosterone increases lung function improved lung function. in the massachusetts male aging study an association was found between low total serum testosterone levels and respiratory disease mortality,(11) observable only with calculated free testosterone, and not with total testosterone. patients with chronic bronchitis and associated high mortality risk, h a v e b e e n s h o w n t o h a v e l o w e r s e r u m testosterone levels.(10) furthermore, lower serum testosterone levels have been associated with an increased morbidity not only in people suffering from respiratory diseases but have been shown to predict an increased mortality in both middleaged and old men owing to cardiovascular disease and metabolic syndrome.(13,14) increasing age in males is associated with decreasing capacity for testosterone synthesis, caused by decreased hypophyseal production of luteinizing hormone (lh), which is necesary f o r s t i m u l a t i n g l e y d i g c e l l s t o p r o d u c e testosterone. in addition, older males have higher concentrations of shbg, which binds to testosterone and decreases the availability of circulatory free testosterone to various tissues, such as the muscles. advanced age also cause a flattening of the daily testosterone concentration curve, in contrast to younger males, where testosterone production has a morning peak. however, the decrease in testosterone levels in men occurs at a slower rate in comparison with the decrease in estrogen levels in postmenopausal women.(2) testosterone serves to regulate various physiological processes in the body, comprising muscle protein metabolism, various sexual aspects, cognitive functions, secondary sexual characteristics, erythropoiesis, plasma lipids, and bone metabolism.(15,16) the reduction in testosterone levels affect the functioning of various organs and tissues, such as the mass of the respiratory muscles. this study demonstrated that fti was of great influence on lung function (vep1). several investigators report that in patients with chronic obstructive pulmonary disease (copd) there is a reduction in testosterone due to hypoxia, leading to a decrease in muscle mass and muscle strength.(17,18) administration of testosterone to copd patients may result in an increase in the mass and strength of the skeletal muscles, particulary the respiratory muscles, resulting in improved lung function.(19,20) one limitation of the present study is that it did not measure free serum testosterone concentrations, but only calculated fti, even t h o u g h f t i h a s b e e n u s e d b y s e v e r a l investigators and has yielded reliable results in studies of cross-sectional design.(11,21) another limitation of this study is its cross-sectional community-based design, which limits the interpretation of the results and the conclusions that can be drawn as to direction of causality. conclusion in males aged 40-80 years, raised fti increases lung function as determined by means of vep1. acknowledgements we thank the study subjects and the staff at puskesmas kecamatan and puskesmas kelurahan of cilandak subdistrict, south jakarta. thanks are also due to the faculty of medicine, trisakti university, for providing the funding and facilities for this study. references 1. kementerian kesehatan r.i. menuju tua: sehat mandiri dan produktif. panduan peringatan hari kesehatan sedunia, 7 april 2012. available at: http://promkes.depkes.go.id/download/panduan _hks_2012.pdf. access april 22,2012. 2. cunningham gr, matsumoto am, swerdloff r. low testosterone and men. healthy j clin endocrinol metab 2004;89:2-23. 3. morales a, buvat j, googren lj, guay at, kaufman jm. endocrine aspects of sexual dysfunction in men. j sexual med 2004;4:6981. 4. howe cl. hypogonadism: evaluation and management in the older male. arizona geriatr j 2008;13:18-9. 5. friedrich n, volzke h, rosskopf d, stevelling a, krebs a, nauck m, et al. reference ranges 119 for serum dehydroepiandrosterone sulfate and testosterone in adult men. j androl 2008;29:6107. 6. kaufman jm, vermeulen a. the decline of androgen levels in elderly men and its clinical and therapeutic implications. endocr rev 2005;26:833–76. doi: 10.1210/er.2004-0013. 7. laghi f. tobin mj. disorders of the respiratory muscles. am j respir crit care med 2003;168: 10-48. 8. katznelson l, robinson mw, coyle cl, lee h, farrel ce. effect of modest testosterone supplementation and exercise for 12 weeks on body composition and quality of life in elderly men. eur j endocrinol 2006;155:867-75. 9. aranyo ab, kupelian v, page st, handelsman dj, bremner wj, mckinlay jb. steroids and all cause and cause-specific mortality in men. arch intern med 2007;167:1252-60. 10. van vliet m, spruit ma, varleden g, kasran a, van herck e, pitta f, et al. hypogonadism, quadriceps weakness, and exercise intolerance in chronic obstructive pulmonary disease. am j respir crit care med 2005;172:1105-11. 11. svartberg j, schirmer h, medbo a, melbye h, aasebo u. reduced pulmonary function is associated with lower levels of endogenous total and free testosterone: the tromso study. eur j epidemiol 2007;22:107–12. 12. roy ta, blackman mr, harman sm, tobin jd, schrager m, metter ej. interrelationships of serum testosterone and free testosterone index with ffm and strength in aging men. am j physiol endocrinol metab 2002;283:e284-e94. 13. khaw kt, dowsett m, folkerd e, bingham s, wareham n, luben r, et al. endogenous testosterone and mortality due to all causes, cardiovascular disease, and cancer in men: european prospective investigation into cancer in norfolk (epic-norfolk) prospective population study. circulation 2007;116:2694– 701. 14. laughlin ga, barrett-connor e, bergstrom j. low serum testosterone and mortality in older men. j clin endocrinol metab 2008;93:68–75. 15. isodori am, giannetta e, greco ea, gianfrilli d, bonifacio v. effects of testosterone on body composition, bone metabolism and serum lipid profile in middle-aged men: a meta-analysis. clin endocrinol 2005;63:280-93. 16. witter ga, chapman im, haren mt, mackuitosh s, coates p. oral testosterone supplementation increase muscle and decrease fat mass in healthy elderly with low-normal gonad status. j gerontol a biol sci med sci 2003;58:618-25. 17. cruetzberg ec, casaburi r. endocrinological disturbances in chronic obstructive pulmonary disease. eur respir j suppl 2003;22:s76-80. 18. gupta b, kant s, pant n. chronic obstructive pulmonary disease: beyond respiratory system. internet j pulm med 2008;10:4-14. 19. rhoden el, morgentaler a. risk of testosteronereplacement therapy and recommendations for monitoring. n eng j med 2004;350:482-92. 20. cosabury r, shalender b, cosentino l, porszasz j, somfray a. effects of testosterone and resistance training in men with chronic obstructive pulmonary disease. am j respir crit care med 2004;170:870-8. 21. morley je, patrick p, perry hm. evaluation of assays available to measure free testosterone. metabolism 2002;51:554–9. univ med vol. 31 no.2 oktavianus 43 *fetomaternal division, department of obstetrics and gynecology, faculty of medicine, diponegoro university / dr. kariadi hospital semarang correspondence dr. besari adi pramono, msi, med, spog(k) fetomaternal division, department of obstetrics and gynecology, faculty of medicine, diponegoro university/ dr. kariadi hospital semarang email: babas1504@yahoo.com univ med 2012;31:43-51 abstract universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background the main causes of maternal mortality in indonesia are pre-eclampsia, hemorrhage, and infection. oxidative stress has a primary role in pre-eclampsia and one of its parameters is 8-isoprostane serum level. the objective of this study is to measure 8-isoprostane and to analyze the relationship between 8isoprostane level and birth weight in pre-eclampsia. methods a cross-sectional study involving 23 pre-eclampsia and 29 normotensive pregnant women with normal or cesarean delivery at dr. kariadi hospital semarang from january to may 2011. collected maternal blood samples were assessed for 8-isoprostane levels by means of a specific elisa kit. neonatal birth weight was measured immediately after delivery by means of calibrated baby scales. differences in 8-isoprostane levels between pre-eclampsia and normotensive women were assessed using independent t-test for normal distributed data, and the mann-whitney test for non-normally distributed data. results mean 8-isoprostane level was significantly higher in women with pre-eclampsia than in normotensive women (62.52 ± 12.19 pg/ml vs 28.64 ± 8.81 pg/ml) (p<0.05). low birth weight was twice as frequent in pre-eclampsia than in normotensives. there was no correlation between 8-isoprostane serum level and neonatal birth weight in pre-eclampsia. conclusion the level of 8-isoprostane was higher in pre-eclampsia than in normotensives. it is recommended to conduct further studies to determine whether 8-isoprostane may be used as a predictive marker of pre-eclampsia. keywords: 8-isoprostane level, birth weight, pre-eclampsia serum 8-isoprostane increased in pre-eclampsia besari adi pramono* and herman kristanto* 44 pramono, kristanto isoprostane increased in pre-eclampsia kadar isoprostan-8 meningkat pada pre-eklampsia latar belakang stres oksidatif berperan penting pada pre-eklampsia, dan salah satu parameter stres oksidatif yang dapat diukur adalah isoprostan-8.tujuan penelitian ini adalah membandingkan kadar isoprostan-8 pada pre-eklampsia dengan kehamilan normotensi dan menganalisis hubungan antara kadar isoprostan-8 dengan berat lahir bayi pada preeklampsia. metode penelitian belah lintang mengikutsertakan 23 ibu pre-eklampsia dan 29 ibu hamil normotensi yang melahirkan baik pervaginam/perabdominam di rsup dr. kariadi semarang selama januari–mei 2011. sampel darah vena diambil pada saat persalinan kemudian diukur kadar isoprostan-8 dan berat badan bayi diukur setelah bayi lahir. isoprostan-8 serum kemudian dianalisis korelasinya dengan berat badan lahir bayi. analisis statistik menggunakan uji korelasi, uji beda dengan t test, dan uji mann whitney. hasil rerata isoprostan-8 pada ibu hamil dengan pre-eklampsia lebih tinggi dari pada kehamilan normal (62,52 ± 12,19 pg/ml dibanding 28,64 ± 8,81 pg/ml) dan bermakna secara statistik (p<0,05). berat badan lahir bayi yang dilahirkan oleh ibu hamil dengan pre-eklampsia yang <2500 gram 2 kali lebih banyak daripada yang dilahirkan ibu normotensi. tidak terdapat hubungan antara kadar isoprostan-8 dengan berat badan lahir bayi pada ibu dengan pre-eklampsia. kesimpulan kadar isoprostan-8 ibu hamil dengan pre-eklampsia lebih tinggi dibanding dengan ibu hamil normotensi. tidak terdapat hubungan antara isoprostan-8 dengan berat badan lahir bayi pada ibu dengan pre-eklampsia. kata kunci: isoprostan-8, berat badan lahir, pre-eklampsia abstrak introduction to date pre-eclampsia and eclampsia are still one of the complications of pregnancy, labor/delivery, or the postpartum period, and is also the main cause of maternal and fetal mortality and morbidity.(1) one of the targets of “making pregnancy saver” in indonesia for the years 2001-2010 is to reduce maternal and neonatal mortality rates to 125 per 100,000 live b i r t h s a n d 1 6 p e r 1 0 0 ,0 0 0 l i v e b i r t h s , respectively. current maternal and neonatal mortality rates in indonesia are still high, being 334 per 100,000 live births and 21 per 100,000 live births, respectively. the main causes of maternal mortality in indonesia are pree c l a m p s i a , h e m o r r h a g e , a n d i n f e c t i o n . (2 ) worldwide, approximately 585,000 women die every year from pregnancies, 95% of them occurring in developing countries and 13% of maternal deaths is caused by hypertension d u r i n g p r e g n a n c y, p a r t i c u l a r l y i n p r e eclampsia.(2,3) pre-eclampsia is a pregnancy-specific syndrome marked by increased blood pressure and proteinuria in pregnancies of more than 20 weeks.(4) pre-eclampsia is still a disease of theories, as its pathogenesis is still not known with certainty, although all experts agree on the occurrence of vascular endothelial dysfunction and acute atherosis involving multiple organ s y s t e m s . (1 ) n e w e r c o n c e p t s f o c u s o n 45 involvement of free radicals presumably associated with endothelial dysfunction and increased lipid level due to peroxidation of the free radicals. the increase in lipid levels also increases the susceptibility of fatty acids to damage by free radicals from oxidative stress, and is marked by increased levels of 8isoprostane.(5) 8-isoprostane is a prostaglandinlike compound produced within the tissues mainly through esterification of arachidonic acid by non-enzymatic reactions catalyzed by free radicals, and its level is also raised in preeclampsia. 8-isoprostane is believed to be an indicator of oxidative stress. oxidative stress plays an important role in pre-eclampsia, in which an imbalance between pro-oxidants and antioxidants leads to endothelial dysfunction. one of the results of endothelial damage is i n c r e a s e d v a s c u l a r p e r m e a b i l i t y w i t h concomitant vascular leakage of micronutrients that are essential for the fetus.(6) among these micronutrients are amino acids that act as fetal growth factors and affect birth weight. various studies on the difference in isoprostane levels between women with normal pregnancies and t h o s e w i t h p r e -e c l a m p s i a h a v e s h o w n inconsistent results. a cross-sectional study involving normotensive pregnant subjects and those with pre-eclampsia showed total plasma 8-iso-prostane levels were not significantly elevated in pre-eclamptic women compared with control subjects during pregnancy.(7) other studies showed different results. women with pre-eclampsia had higher 8-isoprostane plasma levels than controls.(8) as there are no data on the relationship between serum 8-isoprostane levels and infant birth weight, it is deemed necessary to conduct a study on a possible association between serum 8-isoprostane levels and post-eclampsia birth weight. the purpose of the present study was to analyze and compare serum 8-isoprostane levels in pregnant women with pre-eclampsia and women with normal pregnancy and their association with infant birth weight. methods research design a cross-sectional study was undertaken between january and july 2011 at the dr. kariadi hospital in semarang. research subjects the study subjects were pregnant women with pre-eclampsia and normotensive pregnant women who had deliveries in the delivery ward of dr. kariadi hospital, met the inclusion criteria, and agreed to participate in this study. the inclusion criteria were: normotensive women or women with pre-eclampsia, single live intra-uterine pregnancy, without chronic systemic disorders, and non-smokers. based on a significance level of 0.05 and a correlation coefficient and power of 80%, the size of the s a m p l e w a s 2 2 . p r e g n a n c y s t a t u s w a s differentiated into 2 categories: a normotensive pregnancy was defined as a pregnancy with normal blood pressure, while pre-eclampsia is a hypertensive condition in a pregnancy of 20 weeks accompanied by proteinuria. isoprostane measurement serum 8-isoprostane is a lipid oxidation product used to evaluate the results of oxidative stress, determined in maternal serum by means of a specific elisa kit (cayman). the serum levels were expressed in pg/ml (bio-rad model 680). birth weight measument infant birth weight is the weight in grams of the unclothed baby immediately after birth, determined by means of calibrated baby scales (tanita). statistical analysis d i f f e r e n c e s i n 8 i s o p r o s t a n e l e v e l s between pre-eclampsia and normotensive women were assessed using independent t-test for normal distributed data, and the mannuniv med vol. 31 no.1 46 pramono, kristanto isoprostane increased in pre-eclampsia whitney test for non-normally distributed data. all tests were two-tailed with statistical significance assessed at the p-value of <0.05. all computations were done with spss software version 15.0. ethical clearance this study was approved by the ethics and research commission, faculty of medicine, diponegoro university, dr. kariadi central hospital, semarang. results characteristics of normal pregnant women and preeclamptic patients are shown in table 1. table 1 shows that the mean age of normotensive pregnant women was slightly higher than women with severe pre-eclampsia, but according to statistical analysis this age difference was not significant (p=0.71). in table 1 it is also apparent that mean systolic pressure in women with preeclampsia was over 160 mmhg, being 165.61 ± 23.51 mmhg, whereas in normotensive pregnant women it was within normal limits, being 120.73 ± 11.00 mmhg. mean diastolic pressure in women with pre-eclampsia was 107.45 ± 13.89 mmhg, while in the group of normotensive pregnant women it was 78.28 ± 5.39 mmhg. characteristics of infants born from women with pre-eclampsia and from normotensive women are shown in table 2. table 2. characteristics of infants of preeclamptic and normotensive pregnant women characteri stics pregnancy status p pre-ecclampsia (n=23) normotensive (n=29) gender* male 12 (52.2%) 17 (58.6%) 0.64 female 11 (47.8%) 12 (41.4%) bir th weight (g) ‡ 2832.60 ± 685.36 2984.11 ± 453.57 0.31 * χ2 test; ‡ mean ± sd table 1. characteristics of preeclamptic and normotensive pregnant women ¥mann-whitney test; *χ2 test; § unpaired t-test; ‡ mean ± standard deviation characteristics pregnancy status p pre-eclampsia (n=23) normotensive (n=29) age (years) ‡ 29.37 ± 7.96 29.77 ± 6.48 0.71¥ age of pregnancy (weeks) ‡ 39.11 ± 1.08 39.01 ± 1.25 0.62¥ pregnancy categor y 1 12 (52.2%) 11 (37.9%) 2 – 4 8 (34.8%) 15 (51.7%) ≥ 5 3 (13.0%) 3 (10.4%) 0.51 body weight (kg) ‡ 68.73 ± 1 2.61 61.42 ± 9.10 0.03¥ height (cm) ‡ 156.82 ± 4.48 154.13 ± 6.70 0.11§ body mass index ‡ 28.19 ± 5.72 25.95 ± 3.33 0.13¥ blood pressure (mmhg)‡ systolic 1 65.61 ± 23.51 120.73 ± 11.00 diastolic 1 07.45 ± 13.89 78.28 ± 5.39 hemoglobin con centration 12.26 ± 1.43 11.38 ± 1.39 0.06 47 in table 2 it is apparent that both in women with severe pre-eclampsia and in normotensive pregnant women, the majority of babies were o f m a l e g e n d e r. h o w e v e r, a c c o r d i n g t o statistical analysis, the difference in gender was statistically not significant (p=0.64). similarly, birth weight of infants from pre-ecclamptic mothers was lower in comparison with infants from normotensive mothers, although statistical test results showed non-significant differences in weight distribution (p=0.31). s e r u m 8 i s o p r o s t a n e l e v e l s o f preeclamptic and normal pregnant women are shown in table 3. table 3 shows that mean serum 8-isoprostane level of women with pree c l a m p s i a w a s 6 2 . 5 2 ± 1 2 . 1 9 , w h i c h i s significantly higher than mean serum 8isoprostane level of normotensive pregnant women of 28.64 ± 8.81 (p=0.04). table 4 presents a comparison of maternal serum 8-isoprostane levels by infant birth weight category. from table 4 it is apparent that serum 8-isoprostane levels of women with pre-eclampsia whose infants had a birth weight of ≥ 2500 gram were higher compared to those with infants of < 2500 gram birth weight. on the other hand, serum 8-isoprostane levels in the group of normotensive pregnant women whose infants had a birth weight of ≥ 2500 gram were similar to those whose infants weighed <2500 gram at birth. however, in both cases the differences were not statistically significant, at p=0.5 and p=0.9, respectively. discussion the present study found that serum 8isoprostane levels of women with pre-eclampsia were higher than those of normotensive pregnant women. these results are concurrent with a previous study by mandang et al., who also found an increased expression of in the placenta of women with pre-eclampsia.(8) this indicates that oxidative stress in pre-eclampsia is not only present in placental tissues, but also systemically. study results concomitant with the present study have also been reported by ouyang et al.,(9) who also found increased serum 8-isoprostane levels in women with preeclampsia. 8-isoprostane is considered to be a better marker for oxidative stress and tissue damage due to free radicals, as compared with other oxidative stress parameters, such as malondialdehyde (mda). in addition, 8i s o p r o s t a n e a l s o h a s a h i g h e r d e g r e e o f correlation with proinflammatory cytokines, in c o m p a r i s o n w i t h o t h e r o x i d a t i v e s t r e s s parameters.(9) the increased 8-isoprostane in p r e -e c l a m p s i a i s c a u s e d b y i n c r e a s e d phospholipase a2 activity, especially in table 3. serum 8-isoprostane levels (pg/ml) of preeclamptic and normal pregnant women *mann-whitney test table 4. maternal serum 8-isoprostane levels by (pg/ml) infant birth weight category *mann-whitney test univ med vol. 31 no.1 48 pramono, kristanto isoprostane increased in pre-eclampsia placental tissues.(10) moreover, leukocytes are r e p o r t e d l y c a p a b l e o f s y n t h e s i z i n g 8 isoprostane. incubation of leukocytes with plasma of pre-eclampsia patients yielded higher amounts of isoprostans-8 than did incubation of leukocytes with plasma of normotensive pregnant women.(11) the study of tsukimori et al. demonstrated that leukocytes of patients with pre-eclampsia produced significantly higher amounts of free oxigen radicals than leukocytes of normotensive pregnant women.(12) the results of the latter study and of previous studies support the hypothesis of increases in oxidative stress, both systemically and locally in the placenta, to explain the pathogenesis of pre-eclampsia. however, in contrast to the results of the present study, a previous study by ishihara reported that there was no significant difference between serum 8isoprostane levels of women with pre-eclampsia and normotensive pregnant women.(13) these d i ff e r i n g r e s u l t s a r e p r e s u m a b l y d u e t o differences in gestational age range of the study subjects. in ishihara’s study the gestational age range was 27-40 weeks, while in the present study the age range was 37-42 weeks. the difference in gestational age presumably affects the production of 8-isoprostane, because of differences in placental developmental stage at different gestational ages. in addition, there is the possibility that 8-isoprostane synthesis is influenced by the degree of pre-eclampsia suffered by the study subjects. in the study by ishihara, serum 8-isoprostane levels were not differentiated by degree of pre-eclampsia, in contrast with the present study, where all p a t i e n t s h a d s e v e r e p r e e c l a m p s i a . p r e eclampsia does not only affect the mothers, but also fetal intrauterine growth of their infants. previous studies have reported finding an increased risk of low birth weight and smallfor-gestational-age birth weight in infants born from women with pre-eclampsia in comparison w i t h t h o s e b o r n f r o m n o r m a l p r e g n a n t women.(13) in this study there was no significant difference between birth weight of infants born from women with pre-eclampsia and those born from normotensive pregnant women. the proportion of low infant birth weight in the group of women with pre-eclampsia in the present study was 11%, which is lower than that found in previous studies of low birth weight and small-for-gestational-age birth weight in infants born from women with pree c l a m p s i a , r a n g i n g f r o m 2 0 8 0 % . t h e difference is caused by the fact that in those previous studies, the majority of infants were preterm, whereas in the present study all infants w e r e f u l l t e r m . g u p t a e t a l . ( 1 4 ) f o u n d n o significant difference in markers of oxidative stress between patients with pre-eclampsia and normotensive pregnant women, and consider this to be due to differences in assessment methods, inadequate assessment methods, and to differences in sensitivity and specificity of t h e a s s e s s m e n t m e t h o d s . a s m e n t i o n e d p r e v i o u s l y, p r e e c l a m p s i a a l s o a ff e c t s intrauterine fetal growth. one of the parameters of intrauterine infant growth is infant birth weight, which is determined by length of pregnancy and fetal growth rate. szymonowicz et al.(15) have reported on the occurrence of an increased risk of infants with small-forgestational age birth weight in women with pree c l a m p s i a a s c o m p a r e d w i t h t h e r i s k i n normotensive pregnant women. in addition, these studies found a proportion of 20-80% for small-for-gestational-age infants in preeclampsia, whereas the present study found the smaller proportion of small-for-gestational-age infants in women with pre-eclampsia to be lower, namely 11.54%. this study also found no significant difference between infant birth weight from women with pre-eclampsia and that f r o m n o r m o t e n s i v e p r e g n a n t w o m e n . furthermore, the results of the present study are consistent with those of the study conducted by xiong et al.,(16) who also found no significant difference in infant birth weight from women 49 with pre-eclampsia and infants of gestational age of ≥ 37 weeks. a significantly lower infant birth weight in comparison with that of infants from normotensive pregnant women was only found in women with pre-eclampsia with infants of gestational age of <37 weeks. these findings m a y e x p l a i n t h e r e s u l t s o f t h e s t u d y b y szymonowicz et al., who found a lower birth weight in infants born from women with preeclampsia than that of infants born from normotensive pregnant women. the gestational a g e o f w o m e n w i t h p r e e c l a m p s i a a n d normotensive pregnant women in the study of szymonowicz et al.(14) was 28 weeks. in contrast to the study of szymonowicz et al., in the present study the gestational age for all subjects was 3742 weeks. the reason for these differing results is as yet unclear. based on the theory of placental ischemia as the underlying cause of preeclampsia, a decrease in uteroplacental and fetoplacental perfusion leads to a chronic reduction in fetal blood supply, resulting in impairment of intrauterine growth.(17,18) h o w e v e r, o t h e r s t u d i e s r e p o r t t h a t uteroplacental perfusion in women with third trimester pre-eclampsia does not differ from that in normotensive pregnant women, and may occasionally even be higher. the higher perfusion may be due to an increased cardiac output.(19) isoprostane is one of the factors responsible for placental vasoconstriction. the present study also found a slightly negative correlation between serum 8-isoprostane levels and infant birth weight. in addition, this study also found no significant difference in maternal serum 8-isoprostane levels between the group of women with infant birth weight of ≥2500 gram and those with infant birth weight of <2500 gram. this may be caused by the fact that infant birth weight is not solely the result of placental perfusion. sebire et al.(20) reported an association between placental histology and degree of pre-eclampsia, despite a reduction in placental perfusion, leading to the supposition of differences in compensatory mechanisms in uteroplacental perfusion between preterm and f u l l t e r m g e s t a t i o n a l a g e . o n e o f t h e compensatory mechanisms may be an increased n i t r i c o x i d e ( n o ) s e c r e t i o n r e s u l t i n g i n improved uteroplacental circulation through vasodilation in fullterm pregnancy,(21) but this has still to be confirmed by further studies. another possibility is that an earlier diagnosis of pre-eclampsia causes the fetus to be exposed to a longer period of hypoxia due to reduced p l a c e n t a l p e r f u s i o n f r o m i n c r e a s e d 8 i s o p r o s t a n e l e v e l s . i n w o m e n w i t h p r e eclampsia in the third trimester of pregnancy, increased isoprostane levels do not significantly affect fetal growth any more. the results of the present study shows the occurrence of increased oxidative stress in pre-eclampsia. this opens the possibility of administration of antioxidants for the management of pre-eclampsia. vadillo-ortega et al.(22) reported that administration of l-arginine and antioxidant vitamins may decrease the prevalence of preeclampsia in high-risk populations. based on this report, it may presumably be necessary to conduct further studies on the use of serum 8isoprostane levels in the first trimester of pregnancy as predictor of pre-eclampsia. the availablity of accurate markers in combination with administration of antioxidants may be expected to reduce both maternal and infant mortality and morbidity from pre-eclampsia. a limitation of this study is the determination of serum 8-isoprostane levels only, without determination of urinary 8-isoprostane levels. measurement of serum 8-isoprostane levels only does not give reflect actual 8-isoprostane levels in the body. determination of urinary 8isoprostane levels can provide a measure of 8isoprostane clearance, which may be used to explain the influence of high 8-isoprostane levels on the uteroplacental circulation. another limitation of this study is that it did not evaluate intakes of antioxidant vitamins nor blood antioxidant levels, such that it was not possible to evaluate the simultaneous effects of oxidants univ med vol. 31 no.1 50 and antioxidants on intrauterine fetal growth in pre-eclampsia. conclusion mean serum 8-isoprostane levels in preeclampsia are higher than those in normotensive pregnant women. it is recommended to conduct f u r t h e r s t u d i e s t o d e t e r m i n e w h e t h e r 8 isoprostane may be used as a predictive marker of preeclamsia. references 1. gupta s, aziz n, sekhon l, agarwal r, mansour g, li j, et al. lipid peroxidation and antioxidant status in pre-eclampsia: a systematic review. obstet gynecol surv 2009;64:750-9. 2. andrian g, wikjosastro gh, waspodo d. buku acuan nasional pelayanan kesehatan maternal dan neonatal. jakarta. yayasan bina pustaka sarwono prawiroharjo;2001. 3. staff ac, dechend r, pijnenborg r. learning from the placenta: acute atherosis and vascular remodeling in pre-eclampsia–novel aspects for atherosclerosis and future cardiovascular health. hypertension 2010;56:1026-34. 4. american college of obstetricians and gynecologists. acog practice bulletin: diagnosis and management of pre-eclampsia and eclampsia. int j gynaecol obstet 2002;77:6775. 5. pasouglu h, bulduk g, ogus e. nitric oxide, lipid peroxides (mda), an uric acid levels in pre-eclampsia and eclampsia. tohoku j exp med 2004;202:87-92. 6. desai p, rathod sp, garge v, mansuri z. evaluation of pro-oxidants and antioxidants in pre-eklampsia. j obstet gynecol ind 2003;53: 445-8. 7. barden a, beilin lj, ritchie j, croft kd, walters bn, michael ca. plasma and urinary 8-isoprostane as an indicator of lipid peroxidation in pre-eclampsia and normal pregnancy. clin sci 1996;91:711-8. 8. mandang s, manuelpillai u, wallace em. oxidative stress increases placental and endothelial cell activin a secretion. j endocrinol 2007;192:485–93. 9. ouyang yq, li sj, zhang q, cai hb, chen hp. interactions between inflammatory and oxidative stress in pre-eclampsia. hypertens pregnancy 2009;28:56-62. 10. sharma jb, sharma a, bahadur a, vimala n, satyam a, mittal s. oxidative stress markers and antioxidant levels in normal pregnancy and pre-eclampsia. int j gynaecol obstet 2006;94: 23-7. 11. zhao s, gu y, lewis df, wang y. predominant basal directional release of thromboxane, but not prostacyclin, by placental trophoblasts from normal and preeclamptic pregnancies. placenta 2008;29:81-8. 12. tsukimori k, nakano h, wake n. difference in neutrophil superoxide generation during pregnancy between pre-eclampsia and essential hypertension. hypertension 2007;49:1436–41. 13. ishihara o, hayashi m, osawa h, kobayashi k, takeda s, vessby b, et al. isoprostanes, prostaglandins and tocopherols in pre-eclampsia, normal pregnancy and non-pregnancy. free rad res 2004;913-8. 14. gupta s, agarwal a, sharma rk. the role of placental oxidative stress and lipid peroxidation in pre-eclampsia. obstet gynecol surv 2005;60: 807-16. 15. szymonowicz w, yu vyh. severe pre-eclampsia and infants of very low birth weight. arch dis child 1987;62:712-6. 16. xiong x, demianczuk nn, saunders ld, wang fl, fraser wd. impact of pre-eclampsia and gestational hypertension on birth weight by gestational age. am j epidemiol 2002;155:2039. 17. granger jp, alexander bt, linas mt, bennett wa, khalil ra. pathophysiology of preeclampsia: linking placental ischemia/hypoxia with microvascular dysfunction. microcirculation 2002;9:147-60. 18. zahumensky j. doppler flowmetry in preeclampsia. bratisl lek listy 2009;110:432-5. 19. gant nf, hutchinson ht, siiteri pk, macdonald pc. study of the metabolic clearance rate of dehydroisoandrosterone sulfate in pregnancy. am j obstet gynecol 1971;111:555-63. 20. sebire nj, goldin rd, regan l. term preeclampsia is associated with minimal histopathological placental features regardless of clinical severity. j obstet gynaecol 2005;25: 117-8. 21. rodrigo r, parra m, bosco c, fernández v, barja p, guajardo j, et al. pathophysiological basis for the prophylaxis of pre-eclampsia through early supplementation with antioxidant vitamins. pharmacol ther 2005;107:177-97. pramono, kristanto isoprostane increased in pre-eclampsia 51 22. vadillo-ortega f, perichart-perera o, espino s, avila-vergara ma, ibarra i, ahued r, et al. effect of supplementation during pregnancy with l-arginine and antioxidant vitamins in medical food on pre-eclampsia in high risk population: randomised controlled trial. bmj 2011;342: d2901.doi:10.1136/bmj.d2901. univ med vol. 31 no.1 c:\users\universa medicina\docu 37 abstract universa medicina interleukin-22-induced β defensin-2 expression by intranasal immunization with streptococcus pneumoniae rrgb epitopes diana chusna mufida1*, antonius dwi saputra2, bagus hermansyah3, dini agustina1, muhammad ali shodikin1, and yunita armiyanti3 background streptococcus pneumoniae causes pneumococcal disease, which is responsible for millions of deaths worldwide. various pneumococcal vaccine candidates have been developed to prevent s. pneumoniae infection, one of which is an epitope-based vaccine. this study aimed to prove that intranasal immunization with each of the five s. pneumoniae rrgb epitopes can induce a mucosal immune response by increasing the -defensin-2 concentration through upregulation of interleukin (il)-22 expression. methods an experimental laboratory study was conducted using 28 male wistar rats aged 3-4 months, that were randomly divided into 7 groups containing four rats each. group 1 was given 40 ml of phosphate-buffered saline (pbs) only (control group). group 2 was the adjuvant group that received 40 ml pbs containing 2 μg cholera toxin b (ctb), and groups 3-7 were immunized with 40 ml pbs containing a combination of adjuvant and one of the five different s. pneumoniae rrgb epitopes. the concentrations of il-22 and -defensin-2 from nasal rinse examination were measured by means of elisa. the kruskal-wallis test, followed by the mann-whitney post-hoc test were used for statistical analysis. results rats immunized with the adjuvant-epitope combination had significantly higher -defensin-2 and il-22 levels than the control group (p=0.030; p=0.018, respectively), according to the kruskal-wallis test. and the mannwhitney statistical test, showed there was a significant increase in bdefensin-2 and il-22 levels. conclusions intranasal immunization with epitope 1 of the s. pneumoniae rrgb can increase -defensin-2 expression significantly and has a greater potential to be developed into a pneumococcal vaccine. keywords: intranasal immunization, epitope-based vaccine, streptococcus pneumoniae rrgb protein, -defensin-2 original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.37-46 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1237 january-april, 2022 vol.41no.1 1department of microbiology, faculty of medicine, university of jember, jember 2undergraduate program, faculty of medicine, university of jember, jember 3department of parasitology, faculty of medicine, university of jember, jember *correspondence: diana chusna mufida department of microbiology, faculty of medicine, university of jember jl. kalimantan no.37, kampus bumi tegal boto, jember, jawa timur, indonesia 68121 phone and fax number: +6281334605168 /+62331-337877 email: chusna.fk@unej.ac.id orcid id: 0000-0001-7197-9816 date of first submission, october 3, 2021 date of final revised submission, march 3, 2022 date of acceptance, maret 8, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: mufida dc, saputra ad, hermansyah b, agustina d, shodikin ma, armiyanti y. interleu ki n-2 2-in duced  defensin-2 expression by intranasal immunization with streptococcus pneumoniae rrgb epitopes. univ med 2022;41:37-46. doi: 10.18051/univmed. 2022 .v41. 37-46 38 mufida, saputra, hermansyah, et al defensin-2 by intranasal immunization introduction streptococcus pneumoniae (pneumococcus) is a gram-positive opportunistic pathogen that colonizes the human upper respiratory tract (urt ), spe cif ica lly the nasopharynx. s. pneumoniae can cause pneumococcal disease, including community-acquired pneumonia (cap), sinusitis, acute otitis media, sepsis or bacteremia, and meningitis.(1) in 2017, the world health organization (who) included s. pneumoniae in the 12 priority pathogens responsible for millions of deaths worldwide. pneumococcal pneumonia is a lung infection of high morbidity and mortality, especially in children under five years old, the elder ly above 65 years old, and immunocompromized individuals.(2) the primary transmission mode of s. pneumoniae is direct contact with secretions from the respiratory system. it is more frequent during the colder months with dry air, when respiratory secretions are excessive, and there often is coinfection of influenza and respiratory syncytial virus (rsv) with s. pneumoniae.(3) various pneumococcal vaccine candidates have been developed. currently, two types of licensed pneumococcal vaccines are available to prevent pneumococcal infection, namely a 23valent pneumococcal polysaccharide-based vaccine (ppv23) and a 13-valent pneumococcal conj ugate vaccine ( pcv 13). ppv23 is a capsular polysaccharide vaccine containing 23 serotypes that cause 90% of invasive pneumococcal disease. however, ppv23 only induces a t cell-independent immune response that is less effective in children under two years. pcv13 is a capsular polysaccharide vaccine conjugated with the non-toxic diphtheria toxin cross-reactive material 197 (crm 197 ). pcv13 can induce good antibody response, t celldependent response, and immunological memory even in infancy. nevertheless, this vaccine is more expensive and has limited serotype coverage.(4) both vaccines are invasive because they are administrated intramuscularly. until now, there are 98 serotypes of s. pneumoniae. these vaccines have limited coverage of pneumococcal serotypes and c ann ot prote ct against unencapsulated or non-vaccine serotypes of s. pneumoniae. this condition can lead to a rapid increase in antibiotic-resistant non-vaccine serotypes.(5) advances in prevention or treatment of pneumonia have been made with the development of vaccines and antibiotics. however, it is certain that such strategy may not be able to cover all of the 98 known serotypes of s. pneumoniae.(6) another vaccine candidate is an intranasal epitope-based vaccine that has more advantages than conventional vaccines, including high specificity, good safety and stability, and ease of production and storage.(7) the nasal mucosa is suitable for administering vaccines because it is an entry site for pathogens. besides, it has nasalassociated lymphoid tissue (nalt), which can help induce the mucosal and systemic immune systems. the intranasal epitope-based vaccine is expected to be more effective in protecting against s. pneumoniae infection with a broader spectrum of serotypes, to induce mucosal and systemic immunity, and to be affor dable and noninvasive.(7,8) previous in-silico studies have identified five epitopes of the s. pneumoniae rrgb (pilus backbone) protein with peptide lengths between 13-23 amino acids as a potential candidate for the pneumococcal vaccine.(9) the intranasal immunization epitope of the s. pneumoniae rrgb protein will be received by antigen-presenting cells (apc) and presented to naïve t cells through the t-cell receptor (tcr). furthermore, naïve t cells will differentiate into th1, th2, th17, and t reg. th17 will express ccr6 and produce various cytokines such as interleukin-22 (il-22), interleukin 17a (il-17a), interleukin-17f (il-17f), interleukin-26 (il-26), tumor necrosis factor-α (tnf-α), chemokine (cc motif) ligand 20 (ccl20), and granulocyte macrophage-colony stimulating factor (gmcsf). interleukin-22 is an important cytokine in mucosal immunity that can increase complement 3 (c3) deposition on s. pneumoniae, thereby increasing the phagocytosis of this pathogen by neutrophils. besides, il-22 can also increase 39 proliferation and repair of pulmonary epithelial cells after injury.(10) moreover, il-22 and il-17a are the most important cytokines that will synergistically induce the respiratory epithelial cells to produce antimicrobials like β-defensin-2, lipocalin-2 (lcn2), mucin (muc5b), and various chemokines such as cxcl5, cxcl9, ccl3, ccl-20, and g-csf which can prevent s. pneumoniae infection.(11,12) in a previous study by widiatmaja et al.,(13) there was no significant difference in il-4 levels of wistar rats induced with s. pneumoniae rrgb 225-270 protein. another indicator of immune response that we want to measure is β-defensin2 which is also an agent of innate, mucosal, and adaptive immunity that plays a role in preventing s. pneumoniae infection. in this connection, another study on wistar rats showed that intranasal immunization with the 54 kda hemagglutinin pilus proteins of s. pneumoniae enhanced the expression of β defensin 2.(14) we can use the measurement of β-defensin-2 expression in the respiratory mucosa to assess the mucosal immune response, which is important in protecting cells from s. pneumoniae infection.(15,16) there were inconsistent results in the previous studies, therefore, a study was performed to evaluate the effect of intranasal immunization on β defensin-2 through the upregulation of il-22 expression. the purpose of this study was to evaluate the effect of intranasal immuniza tion of the five s. pneumoniae rrgb epitopes as vaccine candidates for induction of the mucosal immune response by incre asi ng the β defensin-2 concentration through the upregulation of il-22 expression. methods research design this study was of an experimental in-vivo post-test only control group design and was carried out in the microbiology, pharmacology, and biochemistry laboratories, faculty of medicine, university of jember, from january to december 2020. epitopes of s. pneumoniae rrgb protein this study used the five epitopes of s. pneumoniae rrgb protein identified from previous in-silico studies as potential candidates for a pneumococcal vaccine. epitope 1 contains 23 amino acids (vnhqvgdvveyeivtkipa lany), epitope 2 comprises 16 amino acids (tvkvtvddvaleagdy), epitope 3 has 19 amino acids (tfdlvnaqagkvvqtvtlt), epitope 4 consists of 14 amino ac ids (pk vvt ygk kfvk vn) , and epitope 5 comprises 13 amino acids (dravaaynal taq).(8) these epitopes were designed by and purchased from pt. genetika science indonesia. intranasal immunization the sample of 28 male wistar strain rats aged 3-4 months was randomly divided into 7 groups, each consisting of 4 animals. group 1 was the control group and received 40 ml of phosphate buffered saline (pbs). group 2 was the adjuvant group and received 40 ml pbs containing 2 μg cholera toxin b (ctb). groups 3-7 were immunized with 40 ml pbs containing a combination of adjuvant and an antigen of the five different s. pneumoniae rrgb epitopes. a 20ml volume of the adjuvant-epitope combination was administered in each nostril. all rats were immunized on days 0, 7, and 14.(16) all animal studies were conducted following guidelines and approval from the institutional biosafety committee and institutional animal care and use committee, faculty of medicine, university of jember. nasal rinse isolation seven days after the third immunization, the rats were anesthetized with 10% ether by inhalation. after that, the rats were sacrificed by decapitation. nasal rinse isolation was performed on a retrograde basis by inserting 1–2 ml of sterile saline through the trachea. we accumulated the univ med vol. 41 no 1 40 mufida, saputra, hermansyah, et al defensin-2 by intranasal immunization c droplets of saline solution from the nostrils into a sterile eppendorf tube. il 22 and β defensin 2 concentrations il 22 and β defensin 2 concentrations in the nasal rinse were measured with an enzyme linked immunosorbe nt assa y (elisa) kit from elabsc ience ® acc ording to the specified procedure. 100 µl samples were loaded into the wells, incubated for 90 minutes at 37oc, then the nasal rinse liquid and 100 µl of il 22 or β defensin 2 antibodies were added. after having been left to stand for 1 hour at 37oc, the plate was rinsed with the washing solution. then, 100 µl of horseradish peroxidase (hrp) conjugate was added and the plate incubated for 30 minutes at 37°c. next, the plate was rinsed with the washing solution and 50 ml of substrate reagent was added and the plate incubated for 15 minutes at 37°c. the reaction was then quenched with 50 µl of the stop solution. color expression was measured by optical density at a wavelength of 450 nm with an elisa reader. statistical analysis descriptive data were presented as mean ± standa rd deviation. the between-group differences in il 22 and β defensin 2 mean concentrations were assessed by the kruskalwallis test, followed by the mann-whitney posthoc test. the significance of the data is indicated by a p-value of <0.05.(17) ethical clearance the ethics committee of the faculty of medicine, university of jember, approved this study under no. 1313/h25.1.11/ke/2019. results the concentrations of il 22 and β defensin 2 in the nasal rinse were measured by the elisa method and the results are presented in table 1. rats immunized with the adjuvant-antigen combination had a higher concentration of βdefensin-2 than the control group, but there was no significant increase in il-22 concentrations. the kruskal-wallis test showed that the mean concentrations of il-22 (p=0.030) and βdefensin-2 (p=0.018) were significantly different between all groups. the test was followed by the mann-whitney post-hoc test to determine the groups with a significant difference. the mann-whitney test results for the il 22 concentrations are presented in table 2, showing that the epitope 4 group had the lowest concentration that was significantly different from the other groups. the results of the mannwhitney test for the β defensin 2 concentrations are shown in table 3. there was a statistically significant difference between the mean βdefensin-2 concentration in the control and the other treatment groups. these results prove that intranasal immunization, both with adjuvant alone and with a combination of one of the five epitopes and adjuvant, can significantly increase the concentration of β-defensin-2 in the respiratory tract mucosa of wistar rats. we can also see that the mean concentration of β-defensin-2 in the epitope 1 group was significantly different from that in the control group and the epitope 3, epitope 4, and epitope 5 groups. these results indicate that epitope 1 of the s. pneumoniae rrgb 214236 pilus consisting of the 23 amino acids vnhqvgdvveyeivtkipalany as the antigen in combination with the adjuvant can increase β-defensin-2 expression significantly compared to the other epitopes. discussion β-defe nsin-2 is a very important antimicrobial in innate and adaptive immunity to prevent s. pneumoniae inf e ction. t he mechanism of β defensin 2 as an antimicrobial is through several ways: (a) bacterial membrane depolarization; (b) the formation of holes in the membranes of microorganisms resulting in cell leakage; (c) activating the enzymes and pathways for the degradation of bacterial walls; (d) damaging the cell wall; and (e) preventing attachment of bacter ia to the host cell 41 univ med vol. 41 no 1 t ab le 1 . d is tr ib u ti o n o f il -2 2 a n d β -d ef en si n -2 l ev el s in t h e n as al r in se o f ra ts a ft er in tr an as al i m m u n iz at io n , b y t re at m en t gr o u p s n o te : c : co n tr o l. a : ad ju va n t; e 1 : ep it o p e 1 ; e 2 : ep it o p e 2 ; e 3 : ep it o p e 3 ; e 4 : ep it o p e 4 ; an d e 5 : ei to p e 5 ; il : in te rl eu ki n e p it o p e 1 v n h q v g d v v e y e iv t k ip a l a e p it o p e 2 t v k v t v d d v a l e a g d e p it o p e 3 t f d l v n a q a g k v v q t v e p it o p e 4 p k v v t y g k k f v k v n e p it o p e 5 d r a v a a y n a l t a q 42 mufida, saputra, hermansyah, et al defensin-2 by intranasal immunization treatment group control adjuvant epitope 1 epitope 2 epitope 3 epitope 4 epitope 5 control adjuvant 0.02* epitope 1 0.02* 0.08 epitope 2 0.04* 0.56 0.08 epitope 3 0.02* 0.39 0.04* 0.77 epitope 4 0.02* 0.39 0.02* 0.77 0.39 epitope 5 0.02* 0.77 0.04* 1.00 0.77 0.77 (*) means that there is a significant difference (p <0.05) epitope 1: vnhqvgdvveyeivtkipala; epitope 2: tvkvtvddvaleagd; epitope 3: tfdlvnaqagkvvqtv; epitope 4: pkvvtygkkfvkvn; epitope 5: dravaaynaltaq table 3. results of the mann-whitney test of β defensin 2 concentrations treatment group control adjuvant epitope 1 epitope 2 epitope 3 epitope 4 epitope 5 control adjuvant 0.56 epitope 1 0.77 0.24 epitope 2 0.25 0.08 0.39 epitope 3 0.15 0.15 0.08 0.04* epitope 4 0.02* 0.02* 0.02* 0.02* 0.04* epitope 5 0.47 0.24 0.56 0.39 0.25 0.15 table 2. results of the mann-whitney test of il 22 concentrations (*) means that there is a significant difference (p <0.05) epitope 1: vnhqvgdvveyeivtkipala; epitope 2: tvkvtvddvaleagd; epitope 3: tfdlvnaqagkvvqtv; epitope 4: pkvvtygkkfvkvn; epitope 5: dravaaynaltaq epithelium.(15) β-defensin-2 also has a role in adaptive immunity: (a) chemotactic activity to recruit immature dendritic cells and memory t cells from the circulation through the ccr1 and ccr5 and ccr6 receptors; (b) formation of defensin-a ntigen complexes that aid the presentation to dendritic cells; (c) induction of the maturation of dendritic cells by β-defensin-2, resulting in the production of il-2, tnf-α, and il-1 by macrophages and monocytes.(18) the regulation of β-defensin-2 expression in the respiratory epithelial cells involves multiple signaling pathways, including phosphatidylinositol3-kinase (pi3k), mitogen-activated protein kinases (mapks), and protein kinase c (pkc). the bacterial antigens will induce the expression of β-defensin-2 in the respiratory epithelial cells through nuclear factor interleukin 6 (nf-il6), the transcription factor nf-κb, myeloid elf-1-like factor (mef), or activated protein 1–3 (ap1–3). other factors that induce β-defensin-2 expression are the toll-like receptors (tlrs) 1–6 in intracellular vesicles and on the epithelial surface, and tlr 3,7,8,9 in endosomes or the endoplasmic reticulum. a previous study found that pulmonary epithelial cells inf ected with legionella pneumophila produced def ensin-2. its expression was mediated by tlr2 and tlr5 receptors, then activated via the mapk (p38, jnk), transcription factor nf-κb, and ap-1 pathways.(18) β-defensin-2 is expressed mainly in all epithelial layers of the human body, including the conjunctiva, respiratory tract, digestive tract, urogenital tract, mucous membranes, skin, and peripheral blood. in the respiratory tract, βdefensin-2 is induced by bacterial, viral, or fungal infection and proinflammatory cytokines such as interferon-gamma (ifn-γ), tumor necrosis factor-alpha (tnf-α), interleukin 1α (il-1α), 43 interleukin 1β (il-1β), and interleukin 6 (il-6). β-defensin-2 is expressed in the mucous membrane from the oral cavity to the epithelium of the lungs.(18) a previous study showed that cytokines il-17 and il-22 produced by th17 cells are more powerful in controlling the expression of β-defensin-2 on mucosal surfaces than are other cytokines.(14) interleukin-22 is an il-10 family cytokine produced by the lymphoid lineage cells cd4+ and cd8+ t cells, nk cells, γδ t cells, and innate lymphoid cells (ilcs). in mucosal immunity, th17 cells are a significant source of il-22. il-22 has two heterodimeric transmembrane receptors, namely il-10r2 an d il-22r1, which subsequently activate the erk, jak/stat3, and jnk pathways that induce the expression of βdefensin-2. various factors regulate il-22 secretion. the main inducers of il-22 are il-23 and il-1β, which are produced by dendritic cells and macrophages. on the contrary, the expression of il-22 is inhibited by tgf-β, inducible costimulator (icos), and il-27.(19) interleukin-22 is essential for human immunity against extracellular pathogens, such as s. pneumoniae. the function of il-22 can be categorized into three major areas. first, il-22 initiates epithelial proliferation that maintains and restores the integrity of the epithelial barrier function during the invasion of pathogens. second, il-22 induces the production of inflammatory mediators such as il-1β, il-6, serum amyloid a, granulocyte-colony stimulating factor (g-csf), and lipopolysaccharide-binding protein. third, il22 synergistically with other cytokines, such as il-17 or tnf-α, induces the expression of antimicrobial peptides (amps), including βdefensin-2, β-defensin-3, s100a7, s100a8, and s100a9, that are critical for mucosal immunity in the airways, the skin and the intestine.(20) in our study, there was a statistically significant difference between the mean βdefensin-2 concentrations in the control group compared to the other treatment groups. this signifies that intranasal immunization of adjuvant alone or a combination of each of the five different epitopes of s. pneumoniae rrgb pilus with an adjuvant can significantly increase the concentration of β-defensin-2 in the respiratory tract mucosa of wistar rats. the mean βdefensin-2 concentration in the epitope 1 group was the highest and significantly different from that in the control group and the epitope 3, epitope 4, and epitope 5 groups. these results indicate that a combination of adjuvant and epitope 1 of the s. pneumoniae rrgb 214-236 p il u s c o nt a i n i ng t h e 2 3 a min o a c i d s vnhqvgdvveyeivtkipalany as the antigen can increase β-defensin-2 expression significantly and has a greater potential to be developed into a pneumococcal vaccine than have the other epitopes. previous studies have shown that synthetic epitope-based vaccines usually must consist of 20-30 amino acids to induce a good immune response. in addition, the longer cytotoxic t lymphocyte epitope can expand the target range to increase the peptide’s i mmu no ge ni c i t y. in t hi s s t ud y, t h e se characteristics are found in epitope 1, which has 23 amino acids and is the longest epitope compared to the other four epitopes.(21) there has been no research about the effect of intranasal immunization with rrgb epitopes on β-defensin-2 concentrations. a previous study that can be used for comparison is the research by mufida et al.,(14) in which there was an increase in β-defensin-2 concentration through the upregulation of il-22 and il-17a expression in the nasal rinses of wistar rats immunized intranasally with the 54 kda s. pneumoniae hemagglutinin pilus which is identical to the rrgb protein. in that study, the concentration of β-defensin-2 in the adjuvant group was not significantly different from the control group, therefore it was concluded that the cholera toxin subunit b (ctb) adjuvant does not increase β-defensin-2 expression and only acts as an immunomodulator. these results differ from those of the present study, where the β-defensin-2 concentration in the adjuvant group was relatively high and significantly different from that of the control group. univ med vol. 41 no 1 44 mufida, saputra, hermansyah, et al defensin-2 by intranasal immunization cholera toxin subunit b is a non-toxic homopentamer protein antigen, that is often used as an adjuvant for mucosal vaccines, both intranasal and oral. cholera toxin subunit bbased vaccines can elicit a stronger mucosal immunity because ctb has high affinity for monosia lotetra hexosylganglioside (gm1) receptors on leukocytes and mucosal epithelium, es pec ial ly m ce lls . (2 2) be si de s, ct b c a n increase antigen uptake in the mucosa and stimulate the expression of cd40, cd80, and cd86 and the secretion of il-1 and il-6 by apcs such as b cells, dendritic cells, and macrophages. this feature is intended to reduce the minimum antigen dose for causing an siga and igg adaptive immune response. cholera toxin subunit b has a low direct effect on th17 cells, but other studies have shown that ctb stimulates the secretion of il-17a by cd4 + t cells and the differentiation of th17 cells. mature th17 cells do not express il-22 but express il-17f and il-17a. ctb via the camp-pka pathway can induce the secretion of il-6, tgf-β, il-17a, and gm-csf.(11) il17a is an essential cytokine that induces the secretion of β-defensin-2 in the epithelial cells of the respiratory tract mucosa. the ability of il-17a to stimulate β-defensin-2 expression has b e e n i nve s t iga t e d i n -vi t r o i n h uma n tracheobronchial tissue. it is proven that il-17a induces a stronger β-defensin-2 expression than other cytokines, especially tnfα, il-1α, il-1β, and il-6.(16) in our study, ctb administration as an adjuvant may have increased il-17a, il6, and tgf-β secretion that in turn may have raised β-defensin-2 concentration. the increase in tgf-β can inhibit il-22 expression. a previous study found that increased tgf-β leads to the loss of th22 cells that produce il-22 in the intestinal mucosa.(23) similarly, in our study there was an increase in β-defensin-2 concentration in the adjuvant group, but no increased il-22 concentration in all groups. the limitations of this study are that the me c h a ni s m a nd p a t h wa y un de rl yi n g t he improvement of β-defensin-2 expression after immunization with s. pneumoniae rrgb pilus epitopes are still unclear. bacterial antigens such as the epitopes of the s. pneumoniae rrgb pilus can induce the expression of β-defensin-2 in the respiratory epithelial cells to involve multiple signaling pathways through the nf-il6, nf-κb, mef, ap1–3, pi3k, mapks, or pkc and stimulate proinflammatory cytokines such as il22, il-17a, il-1α, il-1β, il-6, or tnfα, and ifn-γ. (1 8) to kn ow the mechanism of the increase in β-defensin-2 expression by the rrgb epitopes, further research is needed to measure the concentration of other proinflammatory cytokines that induce β-defensin-2 expression. another limitation is that there is no group immunized with antigen alone; in further studies it is necessary to include such a group to ensure that the increase in β-defensin-2 is caused only by antigen. external factors such as inflammation and infection can affect the expression of βdefensin-2, such that routine health examinations on the experimental animals need to be carried out. the selection of adjuvant also needs to be considered, because ctb as an adjuvant may stimulate il-17a, il6, and tgf-β secretion that increases β-defensin-2 concentration.(11) all these factors can affect the results of the study. the study by gentile et al.(24) also proved that intraperitoneal immunization with the s. p ne u mo ni a e rr gb pr ot e i n s i gni f i c a nt l y increased serum igg and protected experimental animals from bacteremia. these results indicate that intranasal immuniza tion with the s. pneumoniae rrgb pilus epitope in our study also may have the potential to increase mucosal and systemic immunity. the high concentration of β-defensin-2 in nasal rinses of wistar rats, especially in the epitope-1 group indica tes that intranasal immunization with the s. pneumoniae rrgb protein epitope can increase mucosal immunity and potentially protect against s. pneumoniae infection. in future studies to prove the rrgb pr otein epitope as a ca ndidate for a new pneumococcal vaccine, the siga concentration in the respiratory tract mucosa and the serum 45 igm or igg concentrations should be measured to determine the adaptive mucosal immune response and the systemic immune response, respectively. our present study is expected to be the beginning of a new breakthrough to solve the problem of pneumococcal vaccines and s. pneumoniae infection. conclusions this study demonstrated that intranasal immunization with the s. pneumoniae rrgb epitope could induce a mucosal immune response by increasing β-defensin-2 expression in the nasal rinse of wistar rats. combining adjuvant and the s. pneumoniae rrgb 214-236 pilus epitope-1 as antigen comprising the 23 amino ac ids vnhqvgdvv eyeiv t kipalany can increase β-defensin-2 expression significantly and has a greater potential to be developed into a pneumococcal vaccine compared to the other epitopes. conflict of interest there is no conflict of interest in the writing and publishing of this manuscript. acknowledgement t he r e s ea r c h e r s t h a nk t he is la mi c development bank (idb) that has funded this study and the faculty of medicine, university of jember, for the opportunity given in this research. contributors dcm, bh, da, mas, and ya contributed to the design of this study. dcm, bh, and ads contributed to performing experiments and data collection and analysis. dcm, bh, ads, da, mas, and ya contributed to the article’s writing and critical revision, and approved the final manuscript. references 1. eze ua, mustapha a, nworie a. streptococcus pneumoniae: virulence factors and their role in pathogenesis. cont j med res 2013;7:27–45. doi: 10.5707/cjmedres.2013.7.1.27.45. 2. weiser jn, ferreira dm, paton jc. streptococcus pneumoniae: transmission, colonization and invasion. nat rev microbiol 2018;16:355-67. doi: 10.1038/s41579-018-0001-8. 3. brooks lrk, mias gi. streptococcus pneumoniae’s virulence and host immunity: aging, diagnostics, and prevention. front immunol 2018;9 : 1-29. https://doi.org/10.3389/ fimmu.2018.01366. 4. chang ms, woo jh. t he prevention of pneumococcal infections. clin exp vaccine res 2016;5:3. doi: 10.7774/cevr.2016.5.1.3. 5. masomian m, ahmad z, gew lt, poh cl. development of next generation streptococcus pneumoniae vaccines conferring broad protection. vaccines 2020;8:1–23. doi: 10.3390/ vaccines8010132. 6. geno ka, gilbert gl, song jy, et al. 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mucosal vaccine-induced protection against h. pylori in mice. mucosal immunol 2017;10:271-81. doi: 10.1038/mi.2016.38. 21. yang h, kim ds. peptide immunotherapy in vaccine development: from epitope to adjuvant. adv protein chem struct biol 2015;99:1-14. doi: 10.1016/bs.apcsb.2015.03.001. 22. stratmann t. cholera toxin subunit b as adjuvant—an accelerator in protective immunity and a break in autoimmunity. vaccines 2015;3:579– 96. doi: 10.3390/vaccines3030579. 23. leung jm, davenport m, wolff mj, et al. il-22producing cd4+ cells are depleted in actively inflamed colitis tissue. mucosal immunol 2014;7: 124–33. https://doi.org/10.1038/mi.2013.31. 24. gentile ma, melchiorre s, emolo c, et al. structural and functional characterization of the streptococcus pneumoniae rrgb pilus backbone d1 domain. j biol chem 2011; 286: 14588–97. doi: 10.1074/jbc.m110.202739. frailty decreases physical health domain of quality of life in nursing home elderly 213 *department of public health, faculty of medicine and center for health research, atma jaya catholic university of indonesia, jakarta **department of neurology, faculty of medicine and center for health research, atma jaya catholic university of indonesia, jakarta correspondence prof dr. drg. yvonne suzy handajani, mkm department of public health, atma jaya catholic university of indonesia, jakarta jl. pluit raya no.2, jakarta utara 14440 mobile: +62816 135 3738 email: yvonne.sh@gmail.com univ med 2015;34:213-9 doi: 10.18051/univmed.2016.v35.213-219 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background approximately 10-27% of the population aged >65 years suffers from frailty. the percentage increases with age so that the prevalence of frailty in the population aged >85 years reaches 45%. the objective of this study was to determine the relationship between frailty and quality of life (qol) in nursing home elderly. methods this was a cross-sectional study of 138 subjects aged >60 years who were recruited from 4 nursing homes in west jakarta. participants with frailty status were evaluated by the survey of health, ageing and retirement in europe (share) instrument and qol was evaluated by the whoqol-bref questionnaire. one-way anova and chi-square tests were used to find relations between the frailty syndrome and qol. results the percentages of respondents with pre-frail, frail, and non-frail status were 30.4%, 52.2%, and 17.4%, respectively. a decline in qol scores of pre-frail and frail respondents was found for almost all qol domains (physical, psychological and environment domains), except social relationships. the subdomains most influenced were “energy and fatigue” in the physical health domain, “thinking, learning, memory and concentration” in psychological health, and “opportunities for acquiring new information and skills” in the environment domain. conclusions more than half of the nursing home elderly were frail and one-third were pre-frail. the main factor of frailty was weakness. the frailty syndrome in the elderly has a negative impact on qol, especially in the physical health, psychological and environment domains in nursing home elderly. keywords: frailty syndrome, quality of life, elderly, nursing homes frailty decreases physical health domain of quality of life in nursing home elderly yvonne suzy handajani*, nelly tina widjaja*, and yuda turana** doi: http://dx.doi.org/10.18051/univmed.2015.v34.213-219 214 handajani, widjaja, turana frailty decreases physical health frailty menurunkan kualitas hidup pada domain kesehatan fisik pada lanjut-usia di panti werdha latar belakang sekitar 10-27% populasi lanjut usia (lansia) berusia >65 tahun menderita frailty. presentasenya meningkat dengan bertambahnya usia sehingga prevalensi frailty pada populasi berusia >85 tahun mencapai 45%. tujuan dari penelitian ini adalah untuk menentukan hubungan antara frailty kualitas hidup pada lansia di panti werdha. metode penelitian ini merupakan studi cross-sectional pada 138 subyek dengan usia >60 tahun yang didapatkan dari 4 panti werdha di jakarta barat. status frailty subyek diukur dengan survey of health, ageing and retirement in europe (share) dan kualitas hidup dilakukan penilaian dengan kuesioner whoqol-bref. uji one way anova dan uji chi-square digunakan untuk mendapatkan hubungan antara sindrom frailty dan kualitas hidup. hasil persentase responden dengan status pre-frail (30,4%), frail (52,2%) dan normal (17,4%). penurunan skor kualitas hidup lansia dengan status frailty dan pre-frail ditemukan hampir di semua domain kualitas hidup (domain fisik, psikologis dan lingkungan), kecuali domain hubungan sosial. subdomain yang paling dipengaruhi adalah “energi dan kelelahan” pada domain kesehatan fisik, “berpikir, belajar, memori dan konsentrasi” pada domain kesehatan psikologis, serta “peluang untuk memperoleh informasi dan keterampilan baru” pada domain lingkungan. kesimpulan lebih dari setengah lansia mengalami frailty dan sepertiga lansia dengan status pre-frail di panti werdha. faktor utama frailty adalah kelemahan. sindrom frailty pada lansia berdampak negatif pada kualitas hidup, khususnya pada domain kesehatan fisik, psikologis dan lingkungan pada lansia di panti werdha. kata kunci: sindrom frailty, kualitas hidup, lansia, panti werdha abstrak introduction an aging population is a challenge that affects both the developed and developing countries. the growth of the elderly population needs resources and health services to take care of.(1) lately, geriatricians and gerontologists have been focusing their attention on frailty in the elderly, which is increasing significantly. approximately 10-27% of the population aged >65 years is suffering from frailty (2) and the percentage increases with age, so that the prevalence of frailty in the population aged >85 years reaches 45%.(3) several studies in europe found that 61.8% of the elderly population were s u ff e r i n g f r o m f r a i l t y. (2) f r a i l t y i s a heterogeneous clinical syndrome that may include several different medical conditions, such as cardiovascular disease, musculoskeletal disorders (arthritis, osteoporosis and fractures), gastrointestinal disease and cognitive disorders.(4) muscular strength, physical performance, nutritional status and psychological status are the parameters that are useful to evaluate the frailty status of elderly.(5) several studies have found a significant relationship between frailty and quality of life (qol), with lower qol scores in respondents with frailty.(6) similar results were also found in the taiwanese elderly population.(7) 215 there has been little research on the effect of frailty on the qol of elderly residing in nursing homes. the objective of the present study was to determine the relationship between frailty and qol in nursing home elderly. methods research design the design of this study was cross sectional and the study was conducted between april 2014 and december 2015 at four nursing homes in west jakarta. research subjects the size of the sample was calculated based on the formula of the sample size to test a planned proportion at 95% confidence level to achieve a 5% margin of error for the study. from previous studies, the prevalence of frailty was known to be 24.74% in elderly <85 years old and 45% in elderly >85 years old. from the results of these calculations, the minimum sample size was 132. this study comprised 138 subjects aged 60-95 years and living in four nursing homes in west jakarta (panti sasana tresna werdha budi mulia jelambar, panti usila santa anna, panti sosial tresna budi mulia 2, panti sosial tresna werdha usada mulia 5). the subjects were recruited through the head of each nursing home, according to the inclusion and exclusion criteria. all of them gave signed informed consent. measurements frailty was measured by means of the survey of health, ageing and retirement in europe (share) instrument. (8) t h e computations were done using two share-fi calculators, one for males and one for females, which assessed the following five factors: 1) fatigue; 2) loss of appetite; 3) grip strength; 4) functional difficulties (walking 100 m and climbing stairs) and 5) physical activity. based on these factors, frailty was categorized into three groups, i.e. normal, pre-frail and frail. quality of life measurement was performed w i t h w h o q o l b r e f c o n s i s t i n g o f 2 6 questions and 4 domains: 1) physical health; 2) psychological; 3) social relationships; 4) environment and also to assess overall quality of life and satisfaction about health. this is a valid and reliable instrument to measure qol in the elderly.(9,10) statistical analysis the one-way anova test was used to analyze the relationship between qol and frailty status. the chi square test was used to analyze the effect of overall qol, satisfaction about health and the characteristics of respondents on frailty status. a p-value lower or equal to 0.05 (<0.05) was considered as statistically significant. ethical clearance the research had been approved by ethical clearance committee, faculty of medicine, atma jaya catholic university of indonesia on 3 april 2014. results based on the characteristics, 51.4% of the respondents were female, 81.2% were >65 years old, 64.5% had elementary education or lower, and 55.8% were divorced or widowed. this study found that the percentages of normal or non-frail, pre-frail, and frail respondents were 17.4%, 30.4%, and 52.2%, respectively. regarding overall qol and satisfaction about health, 16.6% of respondents had poor qol, 47.1% had sufficient qol, and 36.3% good qol, while 28.3% was not satisfied, 28.3% moderately satisfied and 43.5% satisfied about their health. the assessment of the five components of frailty resulted in 34.8% with exhaustion, 22.5% with loss of appetite, 53.6% were weaker on the right handgrip and 49.3% on the left handgrip, 56.5% had difficulty in walking and climbing stairs, and 36.2% had never done physical activity (table 1). univ med vol. 34 no.3 216 handajani, widjaja, turana frailty decreases physical health the results of the analysis between frailty status and each of the qol domains showed that respondents who were pre-frail had a qol score for physical health of 2.10 points, lower than the qol score in normal (non-frail) respondents (p=0.018). similarly, respondents who were frail had a qol lower than that in normal respondents (p=0.018). from these results we can conclude that pre-frail and frail respondents had worse qol scores for the physical health domain than normal respondents. table 2. distribution of the means of four qol domains and total quality of life by frailty status in elderly the pre-frail respondents had lower qol scores for the psychological domain of 1.58 points, as compared to those who were normal (p=0.024). this means that the pre-frail respondents did not have better qol for the psychological domain as compared to those who were normal. respondents with pre-fail or frail health status did not show a significant relationship with qol for the domain of social relations (p=0.228). the respondents with frail health status had qol scores for the environment domain of 2.79 points, lower than those in the normal (non-frail) respondents (p=0.007). it can be concluded that frail respondents have worse qol scores for the environment domain compared to the normal (non-frail) respondents (table 2). post-hoc analysis showed that in elderly who were frail the physical health, environment and psychological domain was significantly declined compared to normal elderly (table 3). the chi square test for frailty on overall qol and satisfaction about health, resulted in significant relationships (p=0.035; p=0.009). the largest percentage of those with low scores for qol and satisfaction about health of 53.4% and 55.1%, respectively, was found in frail respondents, followed by those who were pre-frail, with respective scores of 35.2% and 34.6% (table 4). discussion the respondents in this study comprised 138 elderly living in nursing homes in west jakarta. they were mostly women aged >65 years, had elementary education or lower, and most of them were divorced or widowed. frailty is a health condition that deals with aging and dependence. table 1. demographic characteristics, frailty status, overall quality of life, and satisfaction about health in elderly 217 table 3. post-hoc analysis of physical health, psychological and environment domain with frailty status table 4. frailty, overall quality of life and satisfaction about health in elderly a reduction or delay in frailty status can improve the quality of life of elderly. in this research, the percentages of respondents with pre-frail, frail, and non-frail status were 30.4%, 52.2%, and 17.4%, respectively. research conducted in taiwanese communities found that 9.9% elderly were frail, 44.5% pre-frail and 45.6% non-frail. a crosssectional study showed that about 7% of elderly aged 65 years was suffering from frailty and the number would have increased to over 45 % after the age of 85 years.(11) based on fried’s criteria about frailty, there were 5.9% frail, 62.8% prefrail and 31.3% non-frail subjects among elderly who received health services in taiwan.(12) based on the findings above, the number of elderly with frailty in this research was found to be greater than that in other studies. this is because the respondents were living in nursing homes so that their daily activities were less than those of elderly who are living in the community. this statement is supported by barthalos et al (2012) who informed that lifestyle and nursinghome dwelling with slight variations in daily activities negatively affect the status of physical fitness, body composition, and quality of life. selfmotivation, active lifestyle, regular and varied programs seem to have a major role in the quality of life of the elderly population.(13) an advanced age was predicted relating to sensory, motoric and cognitive changes that potentially prevent the elderly to function effectively.(14) in advanced age, the physiological system will have abnormalities in structure and function. age-related physiological changes influence many tissues, organ systems and functions, and cumulatively can impact on activities of daily living (adl).(15) the findings of fried et al.(16) showed that frailty was associated with a significant reduction in qol. the results of other studies are consistent with their findings. other investigators discovered that frail subjects had worse overall qol than pre-frail and non-frail subjects.(17,18) lin et al. reported that elderly who did not experience weakness (frailty) significantly had better health compared to the elderly with pre-frail and frail conditions at all scales. similarly, those with prefrail status had reportedly better qol than those with a frail condition. similarly, frail elderly had significantly worse health related quality of life (hrqol) than non-frail elderly in the same population.(7) other findings reported that outpatient subjects at health centers in taiwan with frail status had significantly lower qol scores (on physical and mental health scale) as compared to the non-frail subjects.(12) bilotta et al.(19) discovered a negative relationship between frailty status and qol of older subjects, measured using the older people’s quality of life (opqol) questionnaire. nearly all qol dimensions correlated inversely with frailty, except for “social univ med vol. 34 no.3 218 handajani, widjaja, turana frailty decreases physical health relations and participation” as well as “financial circumstances”. the findings of the present study indicate that respondents suffering from pre-frail and frail condition had lower qol scores for the physical health domain, from the normal (non-frail) respondents. likewise, the psychological domain score was lower in pre-frail respondents. in the environment domain score was lower in frail respondents, while in the domain of social relationships, the relationship was not statistically significant. fontecha et al.(20) stated that functional judgment was the most important factor in determinating frailty. masel et al.(6) found that in mexican communities pre-frail and frail respondents were significantly associated with lower qol scores on physical and mental health domains than elderly who were not frail. the frailty syndrome is closely related to hrqol of the elderly community in taiwan who are using the taipei health services. for frailty phenotypes, slowness is a major factor in the sf36 physical component scale, and fatigue is a major factor in the mental component scale.(14) the results of the present study are consistent with other findings stating that the qol score in the physical and mental health domains was lower in frail or pre-frail respondents. bilotta et al.(19) also found consistent findings of no association between “social relationships and participation” with frailty. a study consisting of 590 patients aged 65 years or older showed that frailty score was not associated with qol in nursing home residents.(20) one of the limitations of this study is related to the cross-sectional design that does not allow establishing of cause-and-effect relations. another limitation is the self-report nature of several key variables. on the other hand, the results could guide gerontological nursing care professionals in their practice with frail, pre-frail and non-frail elderly. conclusions the frailty status in the elderly has a poor impact on quality of life, particularly in the physical health, psychological, and environment domains. the subdomain most influenced was “energy and fatigue” in the physical health domain, “thinking, learning, memory and concentration” in the psychological health domain, and “opportunities for acquiring new information and skills” in the environment domain. conflict of interest none declared. acknowledgment the authors would like to thank the sasana tresna werdha budi mulia jelambar, santa anna, tresna budi mulia 2, and tresna werdha usada mulia nursing homes for the opportunity to carry out this study. references 1. topinkova e. getting older facts about a biological process: aging, disability and frailty. ann nutr metab 2008;52:6–11. 2. eggimann bs, cuenoud p, spagnoli j, et al. prevalence of frailty in middle-aged and older community-dwelling europeans living in 10 countries. j gerontol 2009;64:675-81. 3. walston j, mcburnie ma, newman a, et al. frailty and activation of the inflammation and coagulation systems with and without clinical comorbidities: results from the cardiovascular health study. arch intern med 2002;162:2333– 41. 4. rockwood k, howlett se, macknight c, et al. prevalence, attributes, and outcomes of fitness and frailty in community-dwelling older adults: report from the canadian study 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referred to an outpatient geriatric service in italy. health qual life outcomes 2010;8:56. 20. fougère b, kelaiditi e, hoogendijk eo, et al. frailty index and quality of life in nursing home residents: results from incur study. j gerontol a biol sci med sci 2015. doi: 10.1093/gerona/ glv098. univ med vol. 34 no.3 c:\users\universa medicina\docu 216 abstract universa medicina breastfeeding self-efficacy and related factors during early postpartum period senay topuz1, nuriye buyukkayaci duman2, gulzade uysal3, and dilek ocalan4 background breastfeeding self-efficacy (bse) could be an indicator of the performance of mothers in breastfeeding during the immediate postpartum time period. the factor most affecting the duration and success of breastfeeding is the self-efficacy perception of the mothers. this study was carried out to determine the bse and the factors related to it in the early postpartum period. methods a cross-sectional study was performed involving 264 mothers. data were collected by using a questionnaire and the bse scale (bses). the questionnaire consisted of questions regarding descriptive characteristics (age, educational status, family type, income level, etc.) and obstetric characteristics regarding pregnancy, delivery and breastfeeding status (number of pregnancies, number of births, type of delivery, planned and desired pregnancy, birth weight, first breast-feeding time after birth, etc.). simple and multiple linear regression were performed to examine factors related to bse. results the mean bse score of the mothers participating in the study was 65.20 ± 9.3. simple and multiple linear regression models indicated that significant determinants of bse score include having nuclear family type, having social security, a greater number of pregnancies, a greater number of births, the status of antenatal visits in pregnancy, the status of getting information about breastfeeding, and short first breastfeeding time. getting information about breastfeeding was the most influential factor of bse (beta=3.432; 95% ci : 32.771-51.626; p=0.000). conclusions in this study, getting information about breastfeeding was the most influential factor of bse in the early postpartum period. a woman's level of breastfeeding self-efficacy should be determined during the early postpartum period. keywords: breastfeeding, self-efficacy, early postpartum period original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.216-225 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1150 september-december 2021 vol.40no.3 cite this article as: topuz s, duman nb, uysal g, ocalan d. breastfeeding selfefficacy and related factors during early postpartum period. univ med 2021;40: 216-25. doi: 10.18051/univmed.2021. v40.21 6-22 5. 1ankara university, faculty of health sciences, department of midwifery, ankara, turkey 2hitit university, faculty of health sciences, department of nursing, çorum, turkey 3okan university, faculty of health sciences, department of nursing, istanbul, turkey 4afyonkarahisar university of health sciences, faculty of health sciences, department of nursing, afyonkarahisar, turkey correspondence: nuriye buyukkayaci duman hitit university, faculty of health sciences, department of nursing, corum, turkey, tr 19100 phone: +905055015752 email: nurfatihh@hotmail.com orcid id: 0000-0002-4246-3607 date of first submission, march 9, 2021 date of final revised submission, october 31, 2021 date of acceptance, november 10, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 217 univ med vol. 40 no 3 introduction breast milk is the most important and main source of food for the baby, and breastfeeding is the best type of feeding. the world health organization and the united nations international children’s emergency fund recommend to feed babies only with breast milk within the first 6 months after birth (exclusive breastfeeding), and besides, the innocenti declaration emphasizes that the breastfeeding period should be two years or even more.(1,2) however, it was found that the rates of breastfeeding are high in turkey but the rates of exclusive breastfeeding (giving only breast milk) within the first six months are low.(3) while the rate of breastfeeding in the first hour after birth in turkey is 71%, the rate of breastfeeding within the first day after birth is 86%, while the rate of giving infant formula before breastfeeding is 42%.(3) it is well known that starting and continuing breastfeeding and exclusive breastfeeding within the first six months are affected by many factors.(4-6) in many studies evaluating the factors affecting breastfeeding, it was emphasized that the factor most affecting the duration and success of breastfeeding was the self-efficacy perception of the mothers.(4-6) according to the breastfeeding self-efficacy (bse) theory that was developed by dennis,(7) mothers who have a high selfefficacy prefer breastfeeding, behave more positively when faced with difficulties and try to solve the problems by thinking positively. dennis (7) defined the perception of bse as “mother’s feeling of self-efficacy for breastfeeding” and emphasized that mothers with a high self-efficacy for breastfeeding could cope with the difficulties during the breastfeeding period more strongly and that mothers with a low self-efficacy left breastfeeding earlier. it was stated that the breastfeeding success of the mothers, whose bse was low, was low and that the mother could not continue breastfeeding.(7,8) studies on the subject show that mothers with high breastfeeding selfefficacy have higher breastfeeding success and breastfeed their babies for a longer period of time.(9-12) mother’s age, educational and income levels, family structure, status of desiring pregnancy and experiencing health problems during pregnancy, previous experiences regarding breastfeeding, employment status, type of delivery, starting time for breastfeeding, mother’s feeling that her breast milk is insufficient and support from the spouse can be counted as other factors that affect bse.(9-12) when the literature is examined, different research results are found on the factors affecting mothers’ bse. in the studies of dodt et al.(13) it was determined that as the age of the mother increased, the mean bse score also increased. in the same study, it was determined that the mother’s educational level, profession, marital status, income level and number of pregnancies did not affect breastfeeding self-efficacy. in the studies of glassman et al.,(14) it was reported that there is a positive relationship between high educational level, breastfeeding for more than 6 months, exclusive breastfeeding and bse. in the studies of yang et al.,(15) no relationship was found between socio-demographic and perinatal characteristics such as age, educational level, occupation, monthly income level, time of decision to breastfeed, mode of delivery and bse score averages. it has been determined that multiparity and participation in breastfeeding education classes have a positive effect on bse. in the studies of zhu et al.,(16) it was reported that mothers who had breastfeeding experience had higher bse. in the studies of cantürk and kostak (17) and of akkoyun and arslan,(18) it was reported that as age, number of pregnancies and number of living children increased, the bse of mothers increased, while in the studies of yol and tezel,(19) the bse of multiparous mothers was higher than that of primiparous mothers, but age did not affect bse. in the studies of akkoyun and arslan,(18) fata and ustun akan,(20) and canturk and kostak,(17) it was determined that there is a positive relationship between educational level and bse. in the studies of uludad(21) and comert and ege,(22) it was reported that family type did not affect the bse of mothers, while in the studies of 218 yol and tezel,(19) and cantürk and kostak(17), it was reported that the bse of those with a nuclear family structure was high. in the studies of bolat et al,(23) küçükoðlu et al.,(24) cömert and ege,(22) as well as of cantürk and kostak,(17) it was determined that mothers with social security and medium and high income levels had higher bse. in the studies of akkoyun and arslan,(18) it was reported that income status did not affect bse. there are different study results regarding the relationship of experiencing problems during pregnancy and bse of mothers. in some studies it was reported that mothers who did not have problems during pregnancy had higher bse and that having problems during pregnancy affected bse negatively (17,25) while in other studies no relationship was found.(22) according to the literature, one of the factors affecting bse is early skin-to-skin contact and breastfeeding within the first 30 minutes after birth. studies on the subject show that mothers who feed their babies with breast milk (colostrum) within the first 30 minutes have higher bse.(25-28) when the literature is examined, it is seen that there are many studies on breastfeeding status of infants and breastfeeding, but the results are still inconsistent. this situation was the determining factor in the planning of our study. this study was carried out to determine the bse and its predictors in the early postpartum period. methods research design a cross-sectional study was performed between may 2017-may 2018 in kirikkale university medical faculty hospital. research subjects the universe of the study was composed of all mothers who delivered a baby in kirikkale university medical faculty hospital. the sample size of the study was based on the total score of breastfeeding self-efficacy scale of 68.08 ±14.48 in the study of konukodlu and pasinliodlu (29) using the 2019 statistics, graphics, power analysis & sample size( ncss-pass) program (type i error 0.05, type ii error 0.20), such that the sample was composed of 264 mothers who were eligible according to the inclusion criteria and were approved to participate in the study. included in this study were women 18 years of age or older, who had a single birth at term (38–42 weeks), had a healthy newborn (birth weight of 2500-4000 g, no congenital disease, no history of hospitalization in the neonatal intensive care unit), had no chronic disease that prevented breastfeeding, and breastfeeding women who did not have communication problems. data collection mothers who delivered a baby were given a face-to-face questionnaire and the bse scale. the questionna ir e w as pr epar ed by the researchers based on the literature and the bse scale, and consisted of questions regarding descriptive characteristics of the mothers (age, educational status, family type, income level, having social security) and their obstetric characteristics regarding pregnancy, delivery and breastfeeding status (number of pregnancies, number of births, type of delivery, planned and desired pregnancy, birth weight, first breastfeeding time after birth, getting information about breastfeeding, etc.). the content of the questionnaire form, operability and clarity of the questions were evaluated by taking an expert opinion; and some revisions were made in the questionnaire form in accordance with the opinions and suggestions of the expert. breastfeeding self-efficacy scale (bses) this is a scale comprising 33 items that was developed by dennis and faux(8) in order to measure beliefs and thoughts re garding breastfeeding and breastfeeding efficacy of the mothers. a validity and reliability study of the turkish version of the scale was conducted by eksioglu and ceber.(30) breastfeeding efficacies of the mothers were evaluated based on a 5-point likert scale. the items were scored as (1) i never topuz, duman, uysal , et al breastfeeding self-efficacy and related factors 219 univ med vol. 40 no 3 a b trust myself, (2) i do not trust myself very much, (3) i sometimes trust myself, (4) i trust myself most of the time, (5) i always trust myself. the lowest score is 14, and the highest score is 70.(8) as the score obtained from the scale increases, breastfeeding self-efficacy also increases. the average application time of the scale takes 10-15 minutes.(8) statistical analysis the data were evaluated using the statistical package for the social sciences (spss) program version 20.0. descriptive statistics were shown with number (n), percentage (%) and mean ± standard deviation in the analysis of the data. simple linear regression analysis was used to find associations between the independent variables and the bse. all variables showing a significant association in the bivariate analysis at p<0.25 were entered into a multivariate linear regression model to determine the risk factors associated with the bse. the results were evaluated at 95.0% confidence interval, p<0.05 significance level. ethical consent ethical approval was obtained from local clinical research ethics committee kirikkale university (15/12/2015-28-4). all participants provided written informed consent. results the mean age of the women was 28.39 ± 5.82 years and approximately half of them were between the ages of 26-35 years; 41.1% were high school graduates, 82.5% had a nuclear family structure, 78% had middle income and 90.2% had social security (table 1). it was determined that 42.7% of the women participating in the study had their first pregnancy and 52.8% had their first birth. the majority of women (87.4%) had planned and desired the pregnancy and 72.8% stated that they did not have any health problems during pregnancy. furthermore, 94.3% stated that they regularly went to antenatal visits and 54.9% of the women gave birth by cesarean. when the birth weight of the babies was examined, 83.7% of the babies weighed 2500-4000 g. it was determined that 58.9% of women breastfed their babies within 30-60 minutes following birth. while 56.1% of women stated that they received information about breastfeeding during pregnancy, 84.1% stated that it is necessary to give information to mothers about breastfeeding during pregnancy (table 2). the mean bse score of the mothers participating in the study was 65.20 ± 9.3. in view of this score average, it can be said that the mean bses score of the mothers participating in the study was high (table 2). the simple and multiple linear regression models indicated that significant determinants of bse score include increased educational status, having nuclear family type, having social security, a greater number of pregnancies, a greater number of births, the status of antenatal visits in pregnancy, the status of getting information about breastfeeding, short first breastfeeding time and no health problems in pregnancy. the most characteristics n (%) age*(years) 28.39 ± 5.82 18-25 26-35 36 years and over 90 (36.6) 129 (52.4) 27 (11.0) educational status primary school high school university master degree 15 (6.1) 101 (41.1) 95 (38.6) 35 (14.2) family type nuclear family extended family 203 (82.5) 43 (17.5) income level high middle low 28 (11.4) 192 (78.0) 26 (10.6) having social security yes no 222 (90.2) 24 (9.8) table 1. distribution of the mothers according to their sociodemographic characteristics (n=246) *mean ± sd 220 influential determinant factor of bse was the status of getting information about breastfeeding (beta=3.432; 95% c.i.: 32.77151.626;p=0.000) (table 3). discussion the breastfeeding self-efficacy scale mean score of the mothers in the study was found to be 65.20 ± 9.3. based on this mean score, it can be said that the bse of the mothers participating in the study was high. when the studies on the subject were examined, different research results were found. unlike the results of our study, mothers’ bses mean scores were found to be low in some studies. (24,31) in the studies of faridvand et al.,(9) yenal et al.(32) and akkoyun and arslan (18), mothers’ bses mean scores were found to be lower, namely 59.18 ± 9.56, 59.49 ± 8.46, and 59.18 ± 9.46, respectively. the finding of our study differs from the results of the aforementioned studies. this difference may have been due to the fact that our sample group has differ ent sociodemographic and obstetric characteristics from living in a different region. according to the literature, mothers’ bse, age, socio-cultural level, economic status, having health insurance, access to health services, number of pregnancies and births, mode of delivery, past breas tf eeding e xperience, breastf eeding educat ion, pr epar ation for pregnancy and participation in prenatal education classes, are affected by many factors such as the condition of pregnancy or the status of having problems during pregnancy.(31,33,34) similarly, in our study, significant determinants of bses include increased educational status, having nuclear family type, having social security, a greater number of pregnancies, a greater number of births, the status of antenatal visits in pregnancy, the status of ge ttin g information about breastfeeding, short first breastfeeding time and no health problems in pregnancy. in our study, the status of getting information about breastfeeding (beta=3.432) was the most influential determinant factor of bse (table 3). it was also observed that mean bses scores of the mothers who got information about breastfeeding during pregnancy and thought that it was necessary, were higher than that of the ones who did not. similar to the results of our characteristics n (%) number of pregnancies 1 2 3 4 and over 105 (42.7) 72 (29.3) 52 (21.1) 17 (6.9) number of births 1 2 3 4 and over 130 (52.8) 55 (22.4) 50 (20.3) 11 (4.5) type of delivery vaginal cesarean 111 (45.1) 135 (54.9) planned and desired pregnancy yes no 215 (87.4) 31 (12.6) having a health problem in pregnancy yes no 67 (27.2) 179 (72.8) the status of antenatal visits in pregnancy yes no 232 (94.3) 14 (5.7) birth weight (grams) under 2500 2500-4000 4000 and over 19 (7.7) 206 (83.7) 21 (8.5) first breast-feeding time after birth within the first 30-60 minutes 2-3 hours 1 day 2 days and over 145 (58.9) 42 (17.1) 24 (9.8) 35 (14,2) getting information about breastfeeding yes no 138 (56.1) 108 (43.9) thinking that mothers need to be informed during pregnancy yes no 207 (84.1) 39 (15.9) bse score* 65.20 ±9.3 table 2 . distribution of the mothers according to pregnancy-related features, history of births, and the bse score *mean ± sd; bse : breastfeeding self-efficacy topuz, duman, uysal , et al breastfeeding self-efficacy and related factors 221 univ med vol. 40 no 3 study, some studies have reported that the status of getting information about breastfeeding or breastfeeding education positively affects bse.(1417) in support of the outcome of our study, rosscowdery et al.(35) emphasized in their study that breastfeeding training given during pregnancy was very important in early breastfeeding and in providing the continuity of breastfeeding. mccoy et al.(36) also detected that training that was based on bse theory was very effective in improving self-efficacy percep tion a nd suc cess of breastfeeding. on the contrary, yilmaz et al.(37) found the rate of exclusive breastfeeding within the first 6 months to be 33.3% in the group which had training during pregnancy and 37.5% in the control group. in our study, it was found that regular checkups during pregnancy and not having any health problems during pregnancy were associated with high bse. similarly, it was seen that mean bse scores of the mothers who did not experience any problems during pregnancy was higher than that of the mothers who had problems. going to antenatal visits regularly during pregnancy and getting consultations on breastfeeding are important since this increases the success of breastfeeding and provides early detection and resolution of possible problems.(35,36) completion of this period without having problems can affect the success of breastfeeding since it enables the women to enter the postpartum period with less stress. the results of our study support these outcomes. in the studies of faridvand et al.(9) and yol and tezel,(19) no relationship was found between the age of the mothers and the mean bses scores, whereas the mean bses scores of multiparous mothers were higher than those of primiparous mothers. in the studies of cantürk and akgun kostak,(17) it was reported that as the age of the mothers, the number of pregnancies and the number of children increased, the bse levels also increased. in the studies of yang et al.,(15) while no relationship was found between other socio-demogra phic a nd perinatal characteristics such as age, educational level, characteristics simple linear regression multiple linear regression β 95 % c.i p value beta 95 % c.i p value age (years) 0.296 (0.9771.945) 0.494 educational status 1.324 (2.3574.393) 0.000* 1.673 (3.4125.221) 0.000* nuclear family type 1.287 (7.23412.432) 0.000* 1.778 (6.81016.220) 0.000* income level 0.312 (0.4181.324) 0.381 having social security 0.820 (2.435: 5.348) 0.000* 1.118 (3.1706.857) 0.000* number of pregnancy 1.673 (0.0005-0.003) 0.000* 1.431 (0.00031.009) 0.000* number of births 1.433 (6.25510.278) 0.000* 1.345 (5.1498. 530) 0.000* planned and desired pregnancy 0.334 (0.6892.346) 0.392 type of delivery 0.128 (0.5781.345) 0.421 the status of having no health problem in pregnancy 1.478 (7.67512.238) 0.000* 1.562 (7.44313.338) 0.000* the status of antenatal visits in pregnancy 1.423 (0.4440.620) 0.000* 1.423 (0.6560.778) 0.000* birth weight (grams) 0.446 (0.5421.978) 0.296 first breast-feeding time after birth 2.687 (18.34532.123) 0.000* 2.546 (16.23228.223) 0.000* getting information about breastfeeding 2.458 (28.67846.316) 0.000* 3.432 (32.77151.626) 0.000* table 3. results of simple and multiple linear regression for predicting breastfeeding self-efficacy in postpartum women (n=246) β: regression coeffficient; beta: standardized regression coefficient 222 occupation, monthly income level, time of decision to breastfeed, mode of delivery and the mean bse scale scores, it was found that multiparity and participation in breastfeeding education classes had a positive effect on bse.(15) in the studies of zhu et al.,(16) it was reported that mothers who had breastfeeding experience had higher bse. in the study by muelbert and giugliani (38) evaluating the factors that cause breastfeeding to continue for 6, 12 and 24 months in adolescent mothers, it was determined that adolescent mothers had more negative behaviors and attitudes compared to the adult mothers regarding breastfeeding; and they required more information and help. the reason of the decrease in mean bse score as age decreased in our study may be the high incidence of early age marriages and the presence of a strong family support in the marriages.(39) according to the results of the study, the increase in bse with the number of pregnancies and births, regardless of the age of the mothers, can be explained by the mothers having knowledge an d exper ience about breastfeeding. educational level is an important factor that increases awareness of breastfeeding. the rates of breastfeeding are expected to be higher among the mothers as educational level increases.(38-41) the findings of our study agree with the results of these prior studies. family type is also one of the factors affecting the success of breastfeeding (38,42) also in our study, it was detected that mean bse scores of the mothers who were living in a core family were higher than those of the ones who were living in a large family, the difference being statistically significant. similar to the results of our study, in the study by faridvand et al.(9) it was reported that mean bse scores of the mothers who were living in a core family were higher than the ones who were living in a large family and a statistically significant difference was found between both groups. the fact that pregnancy is planned and desired is one of th e factors af fecting breastfeeding behavior.(42-44) in our study, it was determined that planned and voluntary pregnancy did not affect mothers’ bse. similarly, in the studies of faridvand et al.(9), the relationship between planned desired pregnancy and the bse mean scores was found to be statistically insignificant. according to the literature, it is reported that the situation of having problems during pregnancy may affect the bse of mothers.(17,22) similarly, in our study, it was determined that as the mothers. in the literature, the type of delivery has been reported to constitute one of the factors problems in pregnancy increased, the bses mean scores decreased. when the studies on the subject were examined, it was determined that comert and ege’s (22) study did not affect the status of having health problems during pregnancy and the bses mean scores. supporting the results of our study, it was reported that mothers who had an uneventful pregnancy had high bse levels in the studies of cantürk and kostak.(17) affecting the success of breastfeeding and beginning and duration of breastfeeding.(42,45) when the studies on the subject are examined, it is reported that cesarean delivery negatively affects the mean starting breastfeeding, continuing breastfeeding and total breastfeeding times.(22,23) in our study, it was determined that the mode of delivery did not affect the bse of the mothers. similarly, in the studies of cantürk and akgün kostak,(17) aluþ tokat et al.,(28) cömert and ege,(22) gokbulut,(25) akkoyun and arslan(18) yol and tezel (19) and uludad,(21) no relationship was found between the mode of delivery and the mothers’ bses mean scores. in our study, it is thought that the mode of delivery does not affect breastfeeding proficiency, since most of the mothers breastfeed their babies in the first hour regardless of the mode of delivery. the characteristics of the newborn such as birth weight are also among the factors affecting success of breastfeeding.(46,47) it is an expected situation that mothers of the newborns who have a low birth weight experience problems with cuddling the baby and with the breastfeeding position. the same problems may be experienced by the mothers of newborns who have a birth topuz, duman, uysal , et al breastfeeding self-efficacy and related factors 223 univ med vol. 40 no 3 weight above normal.(46,47) differently, in our study, it was determined that birth weight did not relate to maternal bse. this can be explained by the fact that the majority of the babies (83.7%) included in the sample were of normal birth weight. because this study was limited to the bse of mothers in a university hospital in kýrýkkale province, the results can only be generalized to this group. for this reason, the numerical smallness of the sample size in the study and the homogeneous distr ibution of the sociodemographic characteristics of the mothers can be considered as the limitations of the study. based on the results of the study, it is thought that the standard evaluation of mothers’ bse and the affecting factors in the postpartum period and the determination of breastfeeding counseling needs can positively affect mothers’ bse and breastfeeding success. conclusion in this study, the status of getting information about breastfeeding was the most influential determinant factor of bse after analysis of the standardized regression coefficient (beta). it is suggested that further studies to be conducted on the subject should be planned as cohort studies. conflicts of interest there are no conflicts of interest. acknowledgment we thank the mothers in the postpartum period who supported the study by accepting to participate in the study. contributors st, nbd, and gu designed this study. st and nbd carried out the data 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10.1186/s12884-020-2732-6. 46. parker mg, melvin p, graham da, et al. timing of first milk expression to maximize breastfeeding continuation among mothers of very low-birthweight infants. obstet gynecol 2019;133:1208-15. doi: 10.1097/aog.0000000000003258. 47. mohammadi f, kiani a, gholamzadeh s, asadi noghabi f, sadeghi t. the factors affecting successful breast-feeding. iranian j neonatol 2018;9:73-82. doi:10.22038/ijn.2018.24904.1322. c:\users\user\documents\al rasy 270 abstract universa medicina morning hypertension for stroke and cardiovascular: clinical pearls for primary care al rasyid1* and elvan wiyarta2 hypertension is the world’s leading cause of mortality and morbidity. one of the phenomena that commonly occur in hypertensive as well as normotensive patients, is morning hypertension. blood pressure (bp) follows a diurnal rhythm, reaching its highest level during the morning hours and dropping to the lowest level at midnight. transient increases in bp in morning hypertension plus persistent stressors within 24 hours are thought to increase target organ damage and trigger cardiovascular events. therefore, ambulatory bp monitoring or morning home bp monitoring is recommended as a strong predictor of cardiovascular events. there are two types of morning hypertension according to its underlying mechanisms; the first one is called nocturnal hypertensive morning hypertension, and the other one is morning-surge hypertension. numerous studies have proved that this phenomenon often leads to several acute cardiovascular events, such as stroke, coronary artery disease, and peripheral artery disease. to prevent these complications, cost-effective management is needed, especially for identifying accurate diagnostic tools, as well as creating specific regimens. therefore, to achieve appropriate management of hypertension, including morning hypertension, long-acting antihypertensive drugs should be used, at full doses and in the form of combination therapy. the clinical usefulness of antihypertensive drugs with specific mechanisms for morning bp or split or timed dosing of longacting drugs in controlling morning bp remains under investigation. more studies are needed, especially looking for other clinical evidence of the benefits of lowering bp in the morning. home bp monitoring is recommended as a good choice for bp measurements, especially in the primary care setting. keywords: morning hypertension, cardiovascular events, primary care, awareness, prevention review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.270-278 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1217 september-december 2021 vol.40no.3 cite this article as: rasyid a, wiyarta e. morning hypertension for stroke and cardiovascular : clinical pearls for primary care. univ med 2021;40:270-8. doi: 10.18051/univmed.2021.v40.2702 7 8 1department of neurology, cipto mangunkusumo hospital, faculty of medicine, universitas indonesia, jakarta, indonesia 2medical education study program faculty of medicine, universitas indonesia *correspondence: al rasyid, md, phd, stroke consultant department of neurology, cipto mangunkusumo hospital, faculty of medicine, universitas indonesia, 10430 jakarta, indonesia tel: +62 81218676230 email: alrasyid50@yahoo.com orcid id: 0000-0002-7568-8124 date of first submission, august 17, 2021 date of final revised submission, november 25, 2021 date of acceptance, december 6, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 271 univ med vol. 40 no 3 introduction hypertension remains the leading cause of cardiovascular morbidity and mortality, including stroke, coronary heart disease, heart failure, chronic kidney failure, and central and peripheral vascular disease.(1-3) blood pressure (bp) values for diagnosis and therapy are taken from the average of two measurements, although there are diurnal variation factors that influence it.(4) blood pressure tends to decrease during sleep and rise again in the morning.(5) this is evidenced by the results of 24-hour ambulatory bp monitoring (abpm).(6,7) based on various epidemiological studies, it was found that the prevalence of acute cardiovascular manifestations that have the potential to cause death, such as myocardial infarction, stroke, or sudden cardiac death, peaks in the morning, usually within 4-6 hours after awakening.(8,9) transient increases in bp, known as morning bp surge (mbps), in morning hypertension plus persistent stressors within 24 hours are thought to increase target organ damage and trigger these cardiovascular events.(10-12) therefore, bp monitoring using outof-clinic abpm or morning home bp monitoring (hbpm), is recommended as a strong predictor of cardiovascular events.(13-15) through these methods, the phenomenon of the white-coat effect and masked hypertension can be eliminated, and the measurements are more reproducible than in clinical examinations. this review will discuss more about morning hypertension and the things you need to know in primary care. morning hypertension is a problem that is often taken for granted, but this condition can be potentially fatal, especially if not diagnosed early. the primary care physician as the front line in health services has an important role in diagnosing morning hypertension. morning hypertension and morning blood pressure surge available studies use several different definitions of mbps as seen in figure 1.(10) assessment of mbps is generally carried out with 24-hour abpm. according to kario (10) there are two definitions in use, namely sleep-troughsurge which is the value of bp in the morning (2 hours after waking) minus the lowest bp value during sleep, and pre awakening surge which is the value of bp in the morning minus the value of bp 2 hours before waking up. in other studies, mbps is referred to as a rising surge, which is the difference in the value of bp that increases in the morning minus bp in the supine position as measured <30 minutes earlier.(17) in another study, the difference in bp between the morning and evening values is called the morning and evening (me) difference.(2) in the jichi medical schoolambulatory blood pressure monitoring study and the international database on ambulatory blood pressure monitoring in relation to cardiovascular outcomes, pathological morning bp increases were in the 10th percentile class of these bp values.(10) however, there is no official consensus on a definition of this phenomenon or a threshold for pathological elevation. in contrast to mbps, morning hypertension is a bp value of 135/85 mmhg in the morning, either through abpm or hbpm. in the japanese society of hypertension 2014 guidelines for the management of hypertension, the term masked morning hypertension was introduced, which refers to a home morning bp of 135/85 mmhg, but with normal clinic bp (<140/90 mm hg).(17) regar dless of the mechanism, either pathophysiological or as a result of inadequate antihypertensive therapy, morning hypertension is associated with more frequently occurring significant cardiovascular events in the post-wake period.(14) the prevalence of this phenomenon is quite high in the population of patients who have been diagnosed with hypertension, namely 15.9– 43.6%.(18) cases of masked morning hypertension are still found at a high rate in the controlled hypertension population, which is 23.1 – 60.7%.(19) morning hypertension is classified into 2 types, namely nocturnal hypertensive morning hypertension and morning -surge hypertension.(20,21) the first type includes nondippers (i.e. bp that does not decrease at night) 272 and risers (i.e. bp at night that is higher than during the day).(22) meanwhile, the second type is related to the phenomenon of morning surge, namely an increase in bp that starts 2 hours before waking up and increases after waking up.(22) from the explanation above, it can be concluded that morning hypertension and mbps are two different entities. a morning bp surge can still occur even without morning hypertension, for example in cases of excessively decreased nocturnal bp. on the other hand, morning hypertension can occur even though there is no significant mbps, for example in the case of bp that remains high from night to morning. mechanism of morning hypertension morning hypertension is influenced by the sympathetic nervous system, the r eninangiotensin system, and cortisol secretion.(23,24) in normal individuals, this occurs physiologically, causing incr ease d b lood flow and shear stress.(25,26) if there is vascular stenosis due to ather osclerosis, plat elet aggr egation and activation of plasminogen activator inhibitor 1 (pai-1) occur.(27) this mechanism is illustrated in figure 2.(28) figure 2 explains the mechanism of damage to cardiovascular organs in this phenomenon. there are two genes that play a role, namely the central and peripheral clock genes.(28) the central clock gene regulates variations in blood pressure in the morning, including sleep-wake cycles, body position, and physical activity.(28) these things affect the body’s physiology which is regulated by peripheral clock genes, namely the sympathetic nervous system and the renin-angiotensin system.(29) both of these factors contribute to an increase in mbps in morning hypertension.(27,28) furthermore, mbps also causes endothelial dysfunction and spasm, and platelet activation.(28) endothelial dysfunction further leads to plaque rupture in the blood vessels. when combined with increased activity of pai-1 so that fibrinolytic activity decreases, it can put a person at high risk for these cardiovascular events.(27,28) several other studies have hypothesized that cardiovascular events in morning hypertension are associated with structural damage to large arteries, which in turn can lead to tearing of elastic fibers, hypertrophy and structural abnormalities of smooth muscle, and plaque rupture.(30-33) this mechanism mainly occurs in atherosclerotic figure 1. definition of morning surge in bp (10) rasyid, wiyarta morning hypertension clinical pearls 273 univ med vol. 40 no 3 a b arteries, under conditions of high oxidative stress, and in the geriatric population with baroreflex dysfunction.(34) cardiovascular risk of morning hypertension in previous studies, morning hypertension was considered a predictor of organ damage or cardiovascular outcome.(2) in a study in japan on a population of hypertensive patients, it was found that the group with morning and night bp differences in the highest quartile had a higher risk of developing concentric left ventricular hypertrophy than the group in the lowest quartile.(35) in another study, the risk of stroke was found to be significantly higher in the morning hypertensive population than in the population with chronic hypertension.(36) the japan morning surge-home blood pressure (j-hop) study showed that morning home systolic bp (sbp) itself should be evaluated to ensure best stroke prediction in clinical practice, at least in japan.(37) a recent study from the international database on ambulatory blood pressure in relation to cardiovascular outcome even shows that there is an increased risk of cardiovascular events by 30-40% in the population with mbps.(38) the mbps group in the highest decile class was associated with the prognosis of stroke or brain infarction twice as high in later life.(10) sleep-trough mbps was significantly associated with a 25% increased risk of stroke.(10) the study of the international database on ambulatory blood pressure in relation to cardiovascular outcome concluded that the highest decile group in sleep trough (37 mmhg) and pre awakening (28 mmhg) mbps had a significantly higher risk of all-cause mortality and total cardiovascular events.(39) recommendations f or management of morning hypertension in primary care despite the important clinical implications, specific guidelines for the management of morning hypertension have not been published to date, although several guidelines on hypertension have ge neral rec ommendat ions regarding the management of morning hypertension, such as the british nice (40) and canadian guidelines.(13) both guidelines recommend out-of-office bp measurements, such as the abpm or hbpm, for diagnostic and therapeutic purposes. however, specific recommendations regarding morning hypertension have not been listed in either. the importance of measuring bp regularly, especially in the morning, is also supported by guidelines from several other countries, such as china,(11) figure 2. organ damage mechanism in morning hypertension (28) 274 table 1. commonly used oral antihypertensive drugs from cooper et al.(48) note: aextemporaneously prepared infusion; bapproved by the us food and drug administration (fda) for patients >6 years old; cfda approved for patients >12 years old; dfda approved for patients >1 year old class medication initial dose dosing interval maximal dose peripheral antagonists prazosin 5 μg/kg 2 or 3 times per day 0.4 mg/kg (15 mg) terazosin 1 mg daily 20 mg doxazosin 1 mg daily 4 mg central antagonists clonidinea 5-10 μg/kg 2 or 3 times per day 0.9 mg methyldopaa,b 10 mg/kg 2-4 times per day 3 g (65 mg/kg/d) guanfacinec 1 mg nightly 2 mg nonselective β antagonists propranolola 1-2 mg/kg 2 or 3 times per day 4 mg/kg selective β1 antagonists metoprolol a,b immediate release 1-2 mg/kg 2 times per day 6 mg/kg (200 mg/d) extended release 1 mg/kg/d daily 2 mg/kg (200 mg/d) atenolola 0.5-1 mg/kg daily, 2 times per day 2 mg/kg (100 mg/d) mixed α/β antagonists labetalola oral 4 mg/kg 2 times daily 40 mg/kg intermittent bolus 0.2-1 mg/kg 20 mg carvedilola immediate release 6.25 mg 2 times daily 50 mg extended release 20 mg daily 80 mg angiotensin converting enzyme inhibitors captoprila 0.15-0.5 mg/kg 2-4 times per day 6 mg/kg enalaprila,b 0.1-0.5 mg/kg daily, 2 times per day 0.5 mg/kg/ (40 mg)) fosinoprilb >50 kg, 5-10 mg daily 40 mg lisinoprila,b 0.07 mg/kg daily 40 mg benazeprila,b 0.1-0.6 mg/kg daily 40 mg angiotensin ii receptor blockers candesartana,b 0.2 mg/kg daily, 2 times per day 0.4 mg/kg (32 mg) valsartana,b 1.3 mg/kg daily 40 mg losartana,b 0.7 mg/kg daily 100 mg olmesartana,d 20-35 kg 10 mg daily 20 mg >35 kg 20 mg daily 40 mg calcium channel blockers amlodipine a,b 0.05-0.1 mg/kg daily, 2 times per day 10 mg felodipine 2.5 mg daily 10 mg nifedipine immediate release 0.2-0.5 mg/kg every 4-6 h 10 mg extended release 0.2-0.5 mg/kg daily, 2 times per day 3 mg/kg (120 mg) isradipinea immediate release 0.05-0.15 mg/kg every 4-6 h 0.8 mg/kg/d (20 mg) extended release 0.05-0.15 mg/kg daily, 2 times per day 20 mg diuretics chlorothiazidea,b oral 20 mg/kg 2 times per day 1 g iv 40 mg/kg daily, 2 times per day 20 mg/kg hydrochlorothiazideb 1 mg/kg daily 3 mg/kg (50 mg) chlorthalidonea 0.3 mg/kg daily 2 mg/kg (50mg) metolazonea 0.2-0.4 mg/kg daily, 2 times per day 6 mg/kg furosemidea 1-2 mg/kg daily, 4 times per day 100 mg spironolactoneb 1-3 mg/kg 2-4 times per day vasodilators hydralazine,b oral 0.7-1 mg/kg 2-4 times per day 25 mg (200 mg/d) rasyid, wiyarta morning hypertension clinical pearls 275 univ med vol. 40 no 3 korea (41) and taiwan,(42) although they do not emphasize strict monitoring through abpm and hbpm . t he 20 13 e ur op e a n so c i e t y of hypertension guidelines,(43) the 2014 guideline of the us eight joint national committee (jnc8) (44) and the 2020 guidelines of the international society of hypertension (45) have not discussed this phenomenon. the selection of the right drug in the management of morning hypertension raises a question mark among clinicians. in one study, long-acting antihypertensive drugs have the advantage of controlling the blood pressure for 24 hours.(46) in another study, bp reductions were greater in the group receiving long-acting drugs, such as amlodipine and telmisartan.(47) in addition, morning bp control was also better when antihypertensive drugs were given at full/ maximum doses compared to low doses, either in the form of monotherapy or combination t he r a p y. ( 1 9) t he c ommon ly u s e d or a l antihypertensive drugs can be seen in table 1 which is taken from cooper et al.(48) several studies have also compared the e f f e c t o f a n t ih ype r t e ns i ve s gi ve n a l o ne (monotherapy) or in combination on 24-hour bp control. combination therapy of an angiotensinr e c e pt o r bl o c ke r ( arb) o r a ngi o te ns i nconverting enzyme inhibitor (acei) with a calcium-channel blocker (ccb) or diuretic can improve bp control within 24 hours.(19) in a japanese study, the combination of losartan and hydrochlorothiazide was able to significantly improve blood pressure control compared to high-dose losartan.(50) another study using a combination of arb-ccb and arb-acei showed similar results.(50) in several other studies, the increase in morning blood pressure is associated with activation of the sympathetic nervous system and the renin-angiotensin system, therefore several hypotheses suggest the use of drugs that act specifically on this pathway.(51,52) however, there have been no studies comparing the potential of each of the antihypertensive drugs separately to lower blood pressure in the morning. although clinical evidence of the effect of morning hypertension is abundant, studies on the relationship of morning blood pressure control for preventing cardiovascular events have not been widely carried out. the anglo-scandinavian cardiac outcomes trial compared hypertensive patients receiving amlodipine and atenolol. as predicted, the decrease in blood pressure in the amlodipine group was greater at the time of measurement in the clinic and in the subject’s home at night.(53) after analysis, the hazard ratio for cardiovascular events in both groups was 0.74 (increased to 0.81 after adjusting for clinical systolic blood pressure measurements, and 0.85 after adjusting for night-time systolic blood pressure measurements).(53) these results suggest that the long-acting effects of amlodipine may be beneficial to cardiovascular outcomes. conclusion morning hypertension is one of the important factors for various cardiovascular events that often occur in post-wake times. this is important for clinicians to know for the management of hypertension and the prevention of cardiovascular complications. uncontrolled bp in the morning is a sign that the antihypertensive regimen given is not appropriate, either due to inadequate duration of action, inadequate dosage, or not using combination therapy. therefore, to achieve appropriate management of hypertension, including morning hypertension, long-acting antihypertensive drugs should be used, at full doses and in the form of combination therapy. more studies are needed, especially looking for other clinical evidence of the benefits of lowering bp in the morning, compared to other times, on cardiovascular outcomes. more research is also needed to find the most accurate blood pressure monitoring method in detecting the morning blood pressure surge, as well as its specific therapy. conflict of interest the authors declare no conflict of interest. 276 funding no funding to declare. contributors ar contributed to writing the manuscript. ew contributed to revising the manuscript. all authors have read and approved the final manuscript. references 1. bilo g, grillo a, guida v, parati g. morning blood pressure surge: pathophysiology, clinical relevance and therapeutic aspects. integr blood press control 2018;11:47-56. doi: 10.2147/ ibpc.s130277. 2. oh j, lee cj, kim ic, et al. association of morning hypertension subtype with vascular target organ damage and ventral hemodynamics. j am heart assoc 2017;6:e005424. doi: 10.1161/jaha. 116.005424. 3. wang jg, kario k, chen ch, et al. management of morning hypertension: a consensus statement of an asian expert panel. j clin hypertens (greenwich) 2018;20:39-44. doi: 10.1111/jch.13140. 4. oparil s, acelajado mc, bakris gl, et al. hypertension. nat rev dis primers 2018;4:18014. doi: 10.1038/nrdp.2018.14. 5. ncd risk factor collaboration (ncd-risc). worldwide trends in blood pressure from 1975 to 2015: a pooled analysis of 1479 population-based measurement studies with 19·1 million participants. lancet 2017;389:37-55. doi: https:// doi.org/10.1016/s0140-6736(16)31919-5. 6. pena-hernandez c, nugent k, tuncel m. twentyfour-hour ambulatory blood pressure monitoring. j prim care community health 2020;11: 2150132720940519. doi: 10.1177/21501327209 40519. 7. turner jr, viera aj, shimbo d. ambulatory blood pressure monitoring in clinical practice: a review. am j med 2015;128:14-20. doi: 10.1016/j.amjmed. 2014.07.021. 8. katritsis dg, gersh bj, camm aj. a clinical perspective on sudden cardiac death. arrhythm electrophysiol rev 2016;5:177-82. doi: 10.15420/ aer.2016:11:2. 9. marijon e, uy-evanado a, dumas f, et al. warning symptoms are associated with survival from sudden cardiac arrest. ann intern med 2016; 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2nd ed. mount prospect, illinois, usa: society of critical care medicine;2016.p. 951-61. 49. hanayama y, uchida ha, nakamura y, makino h. losartan/hydrochlorothiazide combination therapy surpasses high-dose angiotensin receptor blocker in the reduction of morning home blood pressure in patients with morning hypertension. acta med okayama 2012;66:44959. doi: 10.18926/amo/49041. 50. omboni s, volpe m. angiotensin receptor blockers versus angiotensin converting enzyme inhibitors for the treatment of arterial hypertension and the role of olmesartan. adv ther 2019;36:27897. doi: 10.1007/s12325-018-0859-x. 51. miller aj, arnold ac. the renin-angiotensin system in cardiovascular autonomic control: recent developments and clinical implications. clin auton res 2019;29:231-43. doi: 10.1007/ s10286-018-0572-5. 52. vian j, pereira c, chavarria v, et al. the renin– angiotensin system: a possible new target for depression. bmc med 2017;15:144. doi: 10.1186/ s12916-017-0916-3. 53. gupta a, mackay j, whitehouse a, et al. longterm mortality after blood pressure-lowering and lipid-lowering treatment in patients with hypertension in the anglo-scandinavian cardiac outcomes trial (ascot) legacy study: 16-year follow-up results of a randomised factorial trial. lancet 2018;392:1127-37. doi: 10.1016/s01406736(18)31776-8. rasyid, wiyarta morning hypertension clinical pearls january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 determinants of coronary heart disease among adults: a case-control study sudikno1 , srilaning driyah2 , and julianty pradono2* abstract background according to recent world health organization data, coronary heart disease (chd) remains the leading cause of death worldwide. although the risk factors of this disease are well known, the strength of these factors varies in different populations. the aim of the study was to assess the determinants of chd in indonesian adults aged 25 years and over. methods a case–control study was carried out involving 592 subjects aged 25 years and over (444 controls and 148 cases). participants were interviewed using validated questionnaires. physical examinations and supporting examinations were conducted. the chi square test, fisher’s exact test, and independent t test were used to analyze the data. to determine independent predictors of chd, the odds ratio (or) was determined via the multiple logistic regressions test. results the chd subjects (case group) showed higher blood sugar and systolic pressure than non-chd subjects (controls), with mean fasting blood sugar of 92.53±27.05 mg/dl vs 88.29 ±23.43 mg/dl (p=0.038), 2-hour postprandial blood sugar of 133.15±65.09 mg/dl vs 120.87±44.60 mg/dl (p=0.000), and systolic blood pressure of 89±27.62 mmhg vs 129.98±10.58 mmhg (p=0.002). the logistic regression analysis in the case group showed that higher education (college) had a 2.32-fold greater effect (95% ci. 1.01-5.35) on chd incidence compared to the control group. conclusions this study has demonstrated that the most frequent risk factor for cvd in adults aged 25 years and over is higher education. control and prevention of chd need to be done with regular control of blood sugar levels and blood pressure to stabilize them within normal limits. keywords: coronary heart disease, blood sugar, blood pressure, adults 1national research and innovation agency, jakarta, indonesia 2community research program, faculty of medicine, university of malahayati lampung, indonesia *correspondence: julianty pradono community research program, faculty of medicine, university of malahayati lampung jl. percetakan negara 29 jakarta pusat email: jpradono@yahoo.com orcid id: 0000-0002-6730-3175 date of first submission, may 24, 2022 date of final revised submission, march 7, 2023 date of acceptance, march 16, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 41 doi: http://dx.doi.org/10.18051/univmed.2023.v42:41-51 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1347 cite this article as: sudikno, driyah s, pradono j. determinants of coronary heart disease among adults: a case-control study. univ med 2023;42:41-51. doi: 10.18051/univmed.2023.v42:41-51 mailto:jpradono@yahoo.com https://orcid.org/0000-0002-5007-5575 https://orcid.org/0000-0001-6765-797x https://orcid.org/0000-0002-6730-3175 42 sudikno, driyah, pradono coronary heart disease among adults introduction about three-quarters of the proportion of deaths from non-communicable diseases (ncds) occurs in lowand middle-income countries, with no difference in mortality between men and women. (1 ) t he gl obal prevale nce of cardiovascular hear t disease (chd) has increased over the last 20 years and the disease is now recognized as a leading cause of death and disability worldwide.(2) data from the american heart association (aha) statistics in 2016 reported that 15.5 million individuals aged 20 year s had chd. its prevalence increases with age in women as well as in men. it is estimated that every 42 seconds there will be one more chd sufferer in the us.(3) in addition to the reported increase in cases, the pattern of the ten main causes of death in 2017 is identical to that in 2016, namely heart disease, cancer, injury, chronic lower respiratory disease, stroke, alzheimer’s disease, diabetes mellitus (dm), influenza and pneumonia, kidney disease, and suicide.(4) in indonesia, from the 2013 basic health research (riskesdas) data it is apparent that heart disease sufferers increase with age, the highest number being in the 65-74 year age group, which is about 2 percent of the population aged 15 years and over. (5 ) basic health resear ch data (riskesdas) for 2018 show that west java ranks 5th highest in indonesia (1.6%) with 186,809 individuals with heart disease from all age groups.(5) there are various risk factors for heart disease. population studies over the last 20 years have proven that overweight (overweight and obesity), hypertension, and hypercholesterolemia are the four risk factors that have the highest contribution to cardiovascular disease.(6) the results of further analysis of the 2011 noncommunicable disease cohort study showed that hypertension, ldl cholesterol, hdl cholesterol, triglycerides, and obesity are also risks for chd with a probability of 64.84 percent.(7) diabetes mellitus (including hyperglycemia), abnormal lipid profile, changes in inflammatory mediators, and coagulation or thrombolytic parameters, as well as other risk factors that are closely related to insulin resistance, are reported to have a risk of chd. diabetes mellitus increases the risk of chd 2 to 4 times.(8) an unmatched case-control study that was conducted on 143 newly diagnosed patients with cvd and 286 controls demonstrated that the most frequent risk factors for cvd were older age, smoking history, low level of physical activity, and greater waist circumference.(9) however, this study is inconsistent with the finding from india with the same study design, demonstrating that no significant association was observed between physical inactivity and coronary artery disease (cad) among females.(10) a matched case control study conducted on 1000 male military patients [250 with cad and 750 without cad] indicated that the risk factors, including diabetes, hyperlipidemia, smoking, hypertension, and positive family history of cad, increase the probability of cad.(11) although these risk factors have been identified, cad is still highly prevalent. diabetes, smoking, hypertension, hyperlipidemia, and positive family history are well-known factors for cardiovascular disease, but it is unclear what their precise effects are in different populations.(11) previous studies have shown that several factors are associated with coronary heart disease, such as coffee drinking habits, high carbohydrate diet, fasting blood sugar levels, systolic blood pressure, and education.(12–14) considering these cases, the present study aimed to estimate the proportion of the determinants of chd in adults aged 25 years and over. methods research design this study was a further analysis with a matched case-control design using sub-sample data from the “cohort study of ncd risk factors” which was conducted in five villages of central bogor district, bogor city, in 2011-2018. the study was performed between january 2011 43 and december 2018 in the aforementioned five villages of central bogor district, bogor city. research subjects the sample determination for the casecontrol study used a 1:3 ratio of cases and controls, after conducting a pilot study on the percentage of exposed controls in the study setting considering hypertension as a risk factor. the proportion of chd in subjects with and without hypertension was 33.1% and 16.5%, respectively; (12) using the following case-control formula with a power of 80% (zβ = 0.84); 5% significance level (zα/2 = 1.96), and a ratio of controls to cases of 3, a minimum sample size of 133 per group was obtained. the sample population was all individuals in the age group of 25 years and over. the study sample was individuals with chd cumulatively from 2011-2018,(15) and the controls were individuals who did not suffer from chd, during the 8 years of the study and did not suffer from other diseases such as diabetes mellitus. individuals in the two selected groups were matched for age and gender. there were 148 chd cases identified from 2011-2018, while the control group consisted of 444 individuals, which is 3 times the number of individuals with chd in the cases group.(16) the chart of the chd sample size can be seen below (figure 1). selection of cases cases were adult patients who had a confirmed diagnosis of chd. the criteria for chd are individuals who are declared to have coronary heart disease based on the results of electrocardiography (ecg) examinations which are carried out at a follow-up examination every two years. the results of the ecg were evaluated by a consultant cardiologist (mentioned by his/ her initials). in addition, deaths of individuals from chd were confirmed through verbal autopsy by a trained puskesmas medical doctor. therefore the diagnosis of chd is based on an electrocardiogram (ecg) for living persons or verbal autopsy result for deceased individuals.(5) selection of controls controls were defined as individuals who had not experienced chd based on a doctor’s diagnosis and were selected by simple random sampling, taking into account gender and age matching. in addition, we excluded outpatients with hypertension and diabetes mellitus because the risk factors for these diseases may be similar to those of cases. figure 1. individuals with and without chd non-chd baseline (n=4506) chd (n=148) cumulative incidence of chd 2011-2018 (n=200) non-chd (n=444) cases with matching age and gender controls with matching age and gender univ med vol. 42 no. 1 44 sudikno, driyah, pradono coronary heart disease among adults data sources and case handling the data come from structured interviews, physical examinatio ns, and supporting examinations that are carried out every two years. interviews included socio-demographic data, past illnesses, diet, medication history, and behavior (physical activity, smoking, etc.). physical examinations carried out were anthropometric measurements (weight, height, abdominal circumference, and blood pressure [systolic and diastolic pressure]). investigations include clinical chemistry examination (lipid profile, blood sugar, kidney function, and hba1c), and supporting electrocardiograms (ecg). individuals with abnormalities in the results of physical and supporting examinations are referred to health facilities, namely puskesmas and referral hospitals for treatment and health control.(5) the laboratory results use the third report of the national cholesterol education program (ncep) or adult treatment panel iii as reference,(17) which has been adapted to asian individual conditions. the risk limits used were waist circumference for men of >90 cm and for women of >80 cm, triglycerides >150 mg/dl, hdl cholesterol of <40 mg/dl and <50 mg/dl for men and women, respectively, fasting blood glucose of 110 mg/dl., and blood pressure of 130/85 mmhg.(18) data quality assurance before data collection, the questionnaire was pretested for feasibility in 10% of study subjects. data recording quality was checked by the end of each day of data collection, for consistency, completeness, clarity, and accuracy; also during data processing, the information was checked for completeness and internal consistency. data collection was done by four clinical nurses. a oneday training and practical demonstration session on interview techniques and measurement procedures was given to the data collectors by supervisors. data analysis this further analysis uses spss software version 16, (serial number 5061284). the kolmogorov–smirnov test was used to determine the data distribution, which proved to be normal. because of the normal data distribution (p>0.05), the chi square test, fisher’s exact test, and independent t test were used. bivariate and multiple logistic regression was used to determine the predictors of chd within 8 years. factors with p values of <0.25 in the bivariate analysis were selected and used in multiple logistic regression analysis to adjust the confounders. statistical significance was set at a p value of < 0.05. research ethics the study protocol was reviewed and approved by the hea lth research ethics committee, health research and development agency, when collecting data from 2011 to 2018 under the following numbers: ke.01.08/ec/485/ 2011; ke.01.05/ec/394/2012; lb.02.01/5.2/ ke.215/2013; lb.02.01/5.2/ke. 143/2014; lb.02.01/5.2/ke.135/2015; lb.02.01/5.2/ ke.042/2016; lb.02.01/2/ke.108/2017; and lb.02.01/2/ke.076/2018. informed consent was obtained from all participants. results in the initial data collected in 2011, there were 4,506 respondents who were not diagnosed with chd. the cumulative incidence of chd cases from the results of follow-up examinations from 2013 to 2018 was identified, but only 148 cases with and 444 cases without chd could be further analyzed by case-control (figure 1). characteristics of study subjects at baseline generally described case subjects as having higher mean lipid levels, blood sugar levels, body mass index, abdominal circumference, and blood pressure than control individuals (table 1). however, only the mean fasting blood sugar, postprandial blood glucose, and systolic blood pressure of case subjects were significantly higher than those of control subjects (p<0.05). the education of individuals with and without chd was mostly low and secondary education, 45 but higher education was two and a half times greater in the case group than in the control group. most of the individuals in both groups had obesity, hypercholesterolemia, and high ldl levels. although the majority of fasting and post-prandial blood glucose levels in the case and control groups were within normal limits, fasting and post-prandial blood glucose levels in the case group were 1.5 – 2 times higher than in the control group. similarly, systolic blood pressures of 130 mmhg and diastolic blood pressures of 85 mmhg were more frequent in the case group than in the control group (table 2). from the results of logistic regression analysis after controlling for other risk factors, it appears that only higher education was a predictor of chd. subjects with higher education were 2.32 times more likely to suffer from chd than those with low education. other risk factors such as physical activity, smoking behavior, mental-emotional disorders, routine medications, consumption of sodium, fat, and sugar, central obesity, bmi, blood pressure, and lipid profile had no effect on the incidence of chd in the analysis (tables 2 and 3). discussion the results showed that a high level of education was a predictor of chd. the results of this study did not show a relationship of blood pressure and lipid profile with chd, although several previous studies have shown such a relationship. a study in china found a positive association between blood pressure and cardiovascular disease.(19) the results of our analysis show the same results as previous studies, in that systolic blood pressure is a predictor of chd.(20) the same result was also reported by the study of qi et al. (21) namely the higher the blood pressure, the greater the risk of chd. a systolic pressure of 130–139 mmhg and/or a diastolic pressure of 80–89 mmhg has a 1.7 times risk, and a systolic pressure of 140–159 mmhg and/or a diastolic pressure of 90–99 mmhg has a 2.4 times risk of developing chd. the study characteristics case (n=148) control (n= 444) p value gender male 35 (23.6) 105 (23.6) 1.000 @ female 113 (76.4) 339 (76.4) age groups (years) 40-49 67 (45.3) 201 (45.3) 1.000 @ 50-59 64 (43.2) 192 (43.2) 60 + 17 (11.5) 51 (11.5) age (years) 50.37±6.49 50.37±6.47 1.000 # total cholesterol (mg/dl) 213.46±35.07 207.70±35.88 0.968 # triglycerides (mg/dl) 119.47±60.54 113.49±67.23 0.659 # ldl-c (mg/dl) 135.81±31.02 131.97±31.01 0.733 # hdl-c (mg/dl) 53.06±11.32 51.52 ±11.28 0.811# fasting blood glucose (mg/dl) 92.53±27.05 88.29±23.43 0.038 # post-prandial blood glucose (mg/dl) 133.15±65.09 120.87±44.60 0.000 # bmi (kg/m2) 25.58±4.16 25.08±4.46 0.461 # waist circumference (cm) 81.42±10.98 80.32±8.88 0.501# blood pressure diastolic (mmhg) 85.64±13.11 80.74±12.23 0.418 # systolic (mmhg) 140.89±27.62 129.98±10.58 0.002 # table 1. characteristics of study subjects at baseline note: data presented as n (%) and mean ± sd, ldl-c = low density lipoprotein cholesterol, hdl-c = high density lipoprotein cholesterol, bmi = body mass index; @ chi-square test; # independent t-test univ med vol. 42 no. 1 46 sudikno, driyah, pradono coronary heart disease among adults risk factors case (n=148) control (n= 444) or (ci 95%) p value education low (elementary school and no schooling) 72 (48.6) 207 (46.6) 1 middle (middle school and high school) 61 (41.2) 219 (49.3) 0.33 (0.15-0.70) 0.004 high 15 (10.1) 18 (4.1) 0.41 (0.20-0.87) 0.020 physical activity sufficiently 94 (63.5) 298 (67.3) 1 less 54 (36.5) 145 (32.7) 1.18 (0.80-1.74) 0.403 smoking never smoker 87 (65.9) 232 (62.4) 1 light smoker 16 (12.1) 75 (20.2) 0.56 (0.31-1.03) 0.062 moderate smoker 19 (14.4) 45 (12.1) 1.12 (0.62-2.03) 0.694 heavy smoker 10 (7.6) 20 (5.4) 1.33 (0.60-2.96) 0.480 emotional mental disorder no 137 (92.6) 401 (90.5) 1 yes 11 (7.4) 42 (9.5) 0.76 (0.38-1.53) 0.451 treatment* regularly 65 (62.9) 118 (95.2) 1 no regularly 5 (7.1) 6 (4.8) 1.51 (0.44-5.14) 0.508 sodium < 2000 mg 69 (73.4) 208 (71.5) 1 >= 2000 mg 25 (26.6) 83 (28.5) 0.90 (0.53-1.53) 0.718 fat <67 g 84 (56.8) 250 (56.4) 1 >= 67 g 64 (43.2) 193 (43.6) 0.98 (0.67-1.43) 0.945 sugar <50 g 111 (92.5) 324 (90.0) 1 >= 50 g 9 (7.5) 36 (10.0) 0.73 (0.34-1.56) 0.417 central obesity normal 46 (31.1) 142 (32.0) 1 obese 102 (68.9) 302 (68.0) 1.04 (0.69-1.55) 0.838 bmi normal 35 (23.6) 112 (25.3) 1 underweight 4 (2.7) 17 (3.8) 0.75 (0.23-2.38) 0.630 overweight 18 (12.2) 66 (14.9) 0.87 (0.45-1.66) 0.679 obese 91 (61.5) 248 (56.0) 1.16 (0.74-1.83) 0.494 total cholesterol normal<200 mg/dl 38 (25.7) 142 (32.1) 1 high >=200 mg/dl 110 (74.3) 301 (67.9) 1.36 (0.89-2.07) 0.145 triglycerides normal<150 mg/dl 97 (65.5) 320 (72.1) 1 high >=150 mg/dl 51 (34.5) 124 (27.9) 1.35 (0.91-2.01) 0.132 ldl-c normal 19 (12.8) 54 (12.2) 1 high 129 (87.2) 390 (87.8) 0.94 (0.53-1.64) 0.829 hdl-c normal 89 (60.1) 256 (57.7) 1 low 59 (39.9) 188 (42.3) 0.90 (0.61-1.31) 0.597 fasting blood glucose <126 mg/dl 119 (80.4) 401 (90.3) 1 >=126 mg/dl 29 (19.6) 43 (9.7) 2.27 (1.36-3.79) 0.002 post-prandial blood glucose <200 mg/dl 119 (80.4) 389 (87.6) 1 >=200 mg/dl 29 (19.6) 55 (12.4) 1.72 (1.05-2.82) 0.031 systolic blood pressure <130 mmhg 54 (36.5) 241 (54.3) 1 >=130 mmhg 94 (63.5) 203 (45.7) 2.06 (1.40-3.03) 0.000 diastolic blood pressure <85 mmhg 62 (41.9) 260 (58.6) 1 >=85 mmhg 86 (58.1) 184 (41.4) 1.96 (1.34-2.85) 0.000 note : data presented as n (%);or : odds ratio; c.i, : confidence interval; ldl-c = low density lipoprotein cholesterol; hdl-c = high density lipoprotein cholesterol; bmi = body mass index table 2. relationship between risk factors and coronary heart disease 47 risk factors or 95%ci p value education low (elementary school and no schooling) 1 middle (middle school and high school) 0.80 0.52-1.24 0.333 high 2.32 1.01-5.35 0.047 smoking never smoker 1 light smoker 0.66 0.36-1.22 0.193 moderate smoker 1.26 0.68-2.32 0.459 heavy smoker 1.05 0.44-2.50 0.898 total cholesterol normal<200 mg/dl 1 high >=200 mg/dl 1.05 0.65-1.69 0.823 triglycerides normal<150 mg/dl 1 high >=150 mg/dl 1.12 0.70-1.80 0.617 fasting blood glucose <126 mg/dl 1 >=126 mg/dl 1.96 0.97-3.95 0.060 post-prandial blood glucose <200 mg/dl 1 >=200 mg/dl 1.15 0.57-2.32 0.678 systolic blood pressure <130 mmhg 1 >=130 mmhg 1.35 0.76-2.41 0.298 diastolic blood pressure <85 mmhg 1 >=85 mmhg 1.69 0.95-3.00 0.073 table 3. the results of multiple logistic regression analysis of chd risk factors note: factors with p < 0.25 in the bivariate analysis were included in the multivariate models by tur in et al. (2 2) showed tha t chd was influenced by hypertension in both men and women, who had a 2-times higher risk of chd than did normotensives. similarly for blood sugar levels. the result of this study did not show a relationship between lipid profile and chd, and was therefore different from previous studies. the results of a meta-analysis of 32 articles in the middle east, with a sample size of 191,979 individuals, reported that the highest risk factors for heart disease were dyslipidemia, hypertension and diabetes. the proportion of dyslipidemia (43.3%) in this region is higher than that of hypertension (26.2%) and diabetes mellitus (16%).(23) research on chd risk factors was also conducted in shenzhen, china, on 3,395 hypertensive respondents aged between 30 and 79 years. it was found that 1,153 individuals had chd within 3 years. the reported risk factors for coronary heart disease are age, body mass index, diabetes, dyslipidemia, and chronic kidney disease as predictors in individuals with hypertension. the chinese study also found that the odds ratio of mental and emotional disorders is 1.54 times and sleep disturbance is 1.69 times (95%1ci. 1.21-2.34) with an area under curve (auc) of 0.839. this shows that individuals with hypertension need to maintain psychological health and good quality of sleep to help prevent coronary heart disease.(24) blood pressure has a consistent relationship with chd, the higher the blood pressure, the higher the likelihood of chd. hypertension triggers atherosclerosis which can damage the endothelium through oxidative stress, resulting in increased endothelial cell synthesis of collagen and fibronectin, and its reduction is dependent on nitric oxide and increased permeability to lipoproteins.(25) univ med vol. 42 no. 1 48 sudikno, driyah, pradono coronary heart disease among adults meta-analysis studies show that a decrease in glycemic index and glycemic load is associated with the incidence of chd in women. the pooled analysis showed increased chd risk for the highest compared with the lowest glycemic index quintile.(26) other studies have reported that type 1 and type 2 diabetes lead to an increased incidence of ischemi c heart disease and congestive heart failure. coronary heart disease accounts for up to 80 percent of mortality in type 2 diabetes patients, especially in women with diabetes.(27) the underlying factors for diabetic heart disease are coronary artery disease, hypertension, metabolic disorders such as hyperglycemia and dyslipidemia, microvascular disease, and autonomic neuropathy. the increase in diabetes-related sudden death may be due to autonomic neuropathy.(28) other studies have shown that chd is more common in women. stroke, hypertension, and hyperglycemia (fasting blood sugar level 100 mg/ dl) are determinant factors f or chd. (2 9) meanwhile, metabolic syndrome contributes to an increased risk of chd and type 2 dm, which is twice the risk of chd and five times the risk of dm in individuals without metabolic syndrome. diabetes mellitus will also increase the risk of chd up to three ti me s tha t of non-dm disorders.(30) a study by jiang et al.(31) showed that postprandial hyperglycemia correlated with chd, and suggested fasting blood sugar to be used to screen for chd. fasting sugar levels that are higher than normal are also associated with levels of arterial stiffness, coronary artery hypercalcemia, and risk of cardiovascular disease. conversely, hypoglycemia or rapid changes in plasma glucose levels can cause an increase in counterregulatory hormones, such as epinephrine and norepinephrine. an increase in this hormone induce s vasoconstri ction and platelet aggregation. ( 32 ) likewise, p eople with hypercholesterolemia and hyperlipidemia ge nerally ha ve a bn ormal c arbohydr ate metabolism with elevated insulin levels.(33) insulin resistance predicts future cardiovascular risk.(34) thus, any dietary factor that worsens glucose tolerance or increases insulin resistance is likely to increase the risk of death from chd. the result of this study showed that higher education had a 2.32-fold risk of getting chd compared to low education. this finding is interesting and differs from the results of studies of genetic data with the hypothesis that low education is a causa l r isk factor in the development of chd. similarly, research by maharani et al.(35) reported that individuals with lower education suffered from chd. the higher the level of education, the fewer people suffer from chd and from above-normal blood sugar. this finding is also similar to the research of tillmann et al.(36), in that low education is a risk factor in the development of chd. so it is possible that the cause of chd is more complex in individuals with higher education than in those with low education because there are other factors that need to be investigated more deeply, including diet, life demands, work status, and environmental influences. moreover, level of education is considered to affect the individual’s ability to turn information into practical measures and behavior, affects access to recourses, employment-related problems and social exclusion if unemployed. a limitation of this case-control study was that food consumption or eating patterns could not be accurately measured, due to difficulties in measuring food recall. as is well known, chd is affected by the consumption of macronutrients such as carbohydrates, fats, protein, and fiber. it is also influenced by micronutrients such as sodium and vitamins. khazanah’s et al.(37) proves that excess sodium has an effect on blood pressure which will increase heart risk, and that consumption patterns of high carbohydrates, fat, cholesterol, and low fiber consumption. based on the results of this study, it is still necessary to control chd risk factors, especially those related to increased blood glucose and blood pressure. subjects with higher education need to get proper nutritional knowledge so that they are expected to have alternatives in choosing healthy foods. in addition, it is necessary to routinely 49 monitor the health of respondents by health workers at posyandu and primary health facilities. conclusion higher education is a predictor of chd among adults. suggested chd prevention and control programs can be carried out by regular control of blood sugar levels and blood pressure. it is necessary to investigate further to find the reason why higher education is a predictor of chd in this study. conflict of interest none. acknowledgment we would like to thank the health research and development agency for providing us with the opportunity to conduct a cohort study of risk factors for non-communicable diseases. thanks are also due to the cohort study team who have collaborated on cohort activities so that this paper can be written. our special thanks to prof. dr. dr. emiliana tjitra who has provided guidance and direction in writing this article. author’s contribution s and sd contributed to literature search, data analysis and writing of the draft. jp contributed to literature search and analysis of participant characteristics. all authors have read and approved the final manuscript references 1. roth ga, johnson c, abajobir a, et al. global, regional, and national burden of cardiovascular diseases for 10 causes , 1990 to 2015. j am coll cardiol 2017;70:1-25. doi: 10.1016/j.jacc.2017.04. 052. 2. finucane mm, paciorek cj, danaei g, ezzati m.bayesian estimation of population-level trends in measures of health status. stat sci 2014;29:18– 25. doi: 10.1214/13-sts427. 3. sanchis-gomar f, perez-quilis c, leischik r, lucia a. epidemiology of coronary heart disease and acute coronary syndrome. ann transl med 2016; 4:256. doi: 10.21037/atm.2016.06.33 4. benjamin ej, muntner p, alonso a, et al. on behalf of the american heart association council on epidemiology and prevention statistics committee and stroke statistics subcommittee. heart disease and stroke statistics — 2019 update: a report from the american heart association. circulation 2019;139:e56-e528. https://doi.org/ 10.1161/cir.0000000000000659. 5. indonesian health research and development agency. hasil utama laporan riskesdas 2018. 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[consumption of sodium, saturated fats, and fiber is associated with incidence of coronary heart disease in dr. zainoel abidin hospital, banda aceh]. j kesehat 2019;7:40–4. univ med vol. 42 no. 1 c:\users\user\documents\41 no 2 157 abstract universa medicina diabetes mellitus patients in indonesia: management in a tertiary hospital compared to primary health care hikmat permana1, raspati cundarani koesoemadinata2,3*, nanny natalia mulyani soetedjo1,2, nury fitria dewi2, novi jayanti2, sofia imaculata2, rovina ruslami2,4, bachti alisjahbana1,2, and susan margaret mcallister5 background the increasing prevalence of diabetes mellitus (dm) requires that patients have greater access to care, which is yet lacking in many lowand middleincome countries and the quality of which varies between health care facilities. we compare the characteristics, complications, and risk profile of diabetes in patients receiving care in primary and tertiary level health facilities in bandung, indonesia. methods adult dm patients were recruited from 25 community health centres (chcs) and the outpatient clinic at one referral hospital. key data collected and compared to national guidelines were dm history, treatment, complications, blood pressure, height, weight, and laboratory examinations on glycated haemoglobin (hba1c), lipid profile, and creatinine. data analyses were conducted using chi-square or fisher's exact test for categorical variables and student's t-test or mann-whitney test for numerical variables. results of the 809 dm patients (median age 59 years, 63% female, 98% type 2 dm), 318 (39%) were from chcs and 491 (61%) from the hospital. overall median hba1c was 8.3%, with no difference between chc and hospital patients. only 32% of patients with hba1c 10% were on insulin (chcs 5.9%, hospital 42.9%), and only 18% of those on insulin had a good glycaemic control (<7%). hypertension was common (chcs 62%, hospital 51%, p<0.001), and only 44% of chc and 34% of hospital patients received antihypertensive therapy. among those with macrovascular complications, only 32% (chcs) and 26% (hospital) were receiving aspirin. the numbers reaching the treatment targets were low for those on antihypertensives and lipid-lowering medications (80/251 and 11/105, respectively). conclusion glycaemic control and management of complications of dm patients at both health care levels need considerable improvement. original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.157-168 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1313 cite this article as: permana h, koesoemadinata rc, soetedjo nnm, dewi nf, jayanti n, imaculata s, ruslami r, alisjahbana b, mcallister sm. diabetes mellitus patients in indonesia: management in a tertiary hospital compared to primary health care. univ med 2022;41: 157-68. doi: 10.18051/univmed.2021.v40.157-168. 1department of internal medicine, faculty of medicine, universitas padjadjaran/dr hasan sadikin general hospital, bandung, indonesia 2research center for care and control of infectious disease, universitas padjadjaran, bandung, indonesia 3department of internal medicine, radboud institute for health sciences, radboud university medical center, nijmegen, the netherlands 4department of biomedical sciences, faculty of medicine, universitas padjadjaran, bandung, indonesia 5centre for international health, department of preventive and social medicine, university of otago medical school, dunedin, new zealand correspondence: *raspati cundarani koesoemadinata research center for care and control of infectious disease universitas padjadjaran, bandung, indonesia 40161 phone/fax: 022-2044128 email: r.c.koesoemadinata@unpad.ac.id orcid id: 0000-0002-3817-4589 date of first submission, april 25, 2022 date of final revised submission, july 26, 2022 date of acceptance, august 1, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license may-august 2022 vol.41 no.2 158 permana, koesoemadinata, mulyani , et al diabetes mellitus management, indonesia introduction diabetes mellitus (dm) is one of the most extensive global health problems of the 21st century. in 2019, there were 463 million adults estimated to be living with dm. this number is predicted to increase to 700 million by 2045.(1) an estimated 79% of these people are thought to be living in lowor middle-income countries, the majority of whom have type 2 diabetes.(2) patients with dm o ften present with cardiovascular and other complications that require more careful and often specialist care.(3) diabetes mellitus and its complications often constitute a significant financial burden to patients and their families.(4) the care of dm patients in low-resource countries is challenging as health care systems are less equipped to manage people with chronic conditions. with an estimated 10.7 million people with dm, indonesia is ranked 7th in the world.(1) the provision of quality care for dm patients, from early diagnosis to treatment, and prevention of complications, is hampered by a fragile and poorly resourced health system. currently, only 113 endocrinologists provide specialist care for dm patients, mainly concentrated at secondary and tertiary care levels in the main urban centres.(5) at the primary level, there is one community health centre (chc) for every 27,000 people.(6) however, the number of general physicians is 3.8 per 10,000 population, far below the world average of 17.4,(7) and there is a significant geographical variation with poorer access and a limited number of general practitioners and nurses in remote areas. dm patients are primarily managed in chcs, where they can be diagnosed through random or fasting blood glucose, treated with oral dm medications, and receive regular monitoring. in 2014, the indonesian government started an insurance system to enable universal health coverage to strengthen primary care capacity, particularly in chronic diseases – including dm. (3 ) since then, it has been recommended that patients with dm who have no uncontrollable hype rglyc aemia or complications should be referred to a secondary or tertiary hospital. while the indonesian society of endocrinology has established guidelines for the management of dm patients,(8) the definitions and processes for referral are not always clear or easy to understand. further studies urgently need to be carried out in indonesia because current dm therapy is focused almost solely on the clinical aspects. furthermore, the present study can be used as a scientific base for the government of indonesia in organizing dm programs, especially in supporting the government program to strengthen the primary service in indonesia. our study aims to describe the severity and complications of dm, the risk factors for cardiovascular disease, and the medication management of dm patients, and to investigate any difference in these characteristics between patients cared for at the tertiary level hospital compared to primary health care level. methods research design this cross-sectional study was part of the tandem research project on tuberculosis and diabetes (www.tandem-fp7.eu) (9) and was conducted at dr hasan sadikin general hospital and community health centres (chcs) situated throughout the city between december 2013 and february 2015. study participants a total of 809 dm patients were eligible and consented to participate in this study, consisting of 491 subjects from the hospital and 318 subjects from the chcs). patients eligible to participate were aged 18 years and over with known dm (either under care for dm or on dm medication). patients who had gestational or steroid-induced diabetes were excluded. recruitment was conducted among patients from the outpatient endocrine clinic of dr hasan sadikin general hospital – a tertiary level public referral hospital for the west java region of indonesia, located in 159 bandung city, or from 25 chcs situated throughout the city. data collection the research physicians interviewed each patient asking about their socio-demographic characteristics (age, gender, and education), behavioural characteristics such as smoking status and alcohol consumption, and diabetic characteristics such as dm history, complications, medication, and management. the research nurses followed a standard operating procedure measuring height, weight (using digital scales), and waist circumference to calculate body mass index (bmi) and central obesity. patients’ weight and height were classified based on the asia pacific bmi criteria,(10) namely underweight (<18.5 kg/m2); normal (18.5-22.9 kg/m2); overweight (23.0-24.9 kg/m2); obese i (25.0-29.9 kg/m2); obese ii (30 kg/m2). central obesity was categorized as a waist circumference (wc) of 80 cm for females and 90 cm for males. laboratory analysis the research nurses followed a standard operating procedure for taking patients’ blood pressure using a digital device. blood was taken for laboratory glycated haemoglobin (hba1c) examinations and urine for albumin creatinine ratio (acr) examinations. lipid profile and creatinine concentrations, tested in dr hasan sadikin general hospital laboratory, as the most recent test undertaken within the previous month, were obtained from electronic medical records for a subset of patients under regular care in the endocrine clinic. laboratory hba1c was categorized into three groups: <7.0%; 7.0-9.9%; and 10% for analysis and also dichotomized into two groups: <10% and 10%. albumin creatinine ratio categories were: n ormal (<30 mg/g) ; micr oalbuminuria ( 30-300 mg/g) , and macroalbuminuria (>300 mg/g).(8,11) low-density lipoprotein (ldl) was categorized as uncontrolled if the result was 100 mg/dl.(8,11) estimated glomerular filtration rate (egfr) was calculated according to the ckd-epi creatinine equation 2009 (12) which was then categorized according to the us national kidney foundation guidelines for chronic kidney disease (ckd): stage 1 (egfr 90), stage 2 (egfr 60-89), stage 3 (egfr 3059), stage 4 (egfr 15-29), stage 5 (egfr <15).(13) key measures key mea sures sought are r elate d to guidelines set by the indonesian society of endocrinology as follows: 1) patients with hba1c 10% should have insulin added to their medications; 2) patients with systolic blood pressure 140 mmhg or diastolic blood pressure 90 mmhg should be managed with antihypertensive medication; 3) patients with macrovascular complications should be managed with aspirin; and 4) patients with ldl 100 mg/ dl should be managed with statin therapy.(8) blood pressure was categorized according to the indonesian guidelines (box 1) and also the jnc vii(14) i.e. normal (systolic and diastolic <120/80 mmhg); pre-hypertension (systolic 120139 or diastolic 80 -89 mmhg) ; stage i hypertension (systolic 140-159 or diastolic 90-99 mmhg); stage ii hypertension (systolic 160 or diastolic 100 mmhg). complications complications were self-reported by patients and cross-checked for patients who had a medical record in the hospital. complications were then classified according to the charlson morbidity index (cmi).(15) macrovascular complications included a history of heart disease: heart attack, angina pectoris, coronary artery bypass grafting (cabg), percutaneous transluminal coronary intervention (ptci), history of cardiovascular disease, or history of other vascular diseases. microvascular complications included a history of renal disease or eye problems (blindness, decreased visual acuity, cataract operation or laser treatment, glaucoma). univ med vol. 41 no. 2 160 permana, koesoemadinata, mulyani , et al diabetes mellitus management, indonesia a b data management demographic and clinical data were entered onto a case report form and then into a secure, centr ally mana ged e lectronic database (redcap).(16) data such as laboratory results, diabetes history, smoking status, and complications were entered directly into redcap. data quality was checked monthl y for acc uracy and completeness. statistical analysis descriptive data are presented as mean and standard deviation for normally distributed data, median and inter-quartile range (iqr) for abnormally distributed data, and proportions for categorical data. chi-square or fisher’s exact tests of association were used to compare groups where appropriate, and student’s t-test was used to compare mean values. statistical analyses were performed using stata v13 (statacorp, college station, tx, usa). ethical considerations all patients provided written informed consent prior to inclusion. ethical approval was received from the observational/interventions research ethics committee, london school of hygiene and tropical medicine on 18 december 2013 (lsht m ethics ref : 6449, lsht m amendment no: a473) and from the health research ethics committee, faculty of medicine, universitas padjadjaran, bandung on 5 february 2014 (no: 05/un6.c2.1.2/kepk/pn/2014). table 1. patient characteristics according by recruitment site abbreviations: chc=community health center; dm=diabetes mellitus; nd=no data; sd=standard deviation ï dm type was only recorded from medical records for 491 patients recruited in the hospital *chi-square test; # independent-t-test characteristics total n=809 n (%) recruitment site p-value* chc n=318 n (%) hospital n=491 n (%) sex, female 511 (63.2) 231(72.6) 280 (57.0) <0.001 mean age (sd) – years# 59 (10) 60 (9) 58 (11) 0.006 age group (years) <40 33 (4.1) 8 (2.5) 25 (5.1) 0.008 40-49 100 (12.4) 32 (10.0) 68 (13.9) 50-59 285 (35.2) 101 (31.8) 184 (37.5) 60-69 276 (34.1) 129 (40.6) 147 (29.9) ≥70 115 (14.2) 48 (15.1) 67 (13.6) education no formal education/ primary 249 (30.8) 105 (33.0) 144 (29.3) 0.64 junior high school 153 (18.9) 58 (18.2) 95 (19.3) senior high school 229 (28.3) 84 (26.4) 145 (29.5) higher education 178 (22.0) 71 (22.3) 107 (21.8) smoking status current 117 (14.5) 43 (13.5) 74 (15.1) 0.003 past 235 (29.0) 73 (23.0) 162 (33.0) never 457 (56.5) 202 (63.5) 255 (51.9) alcohol consumption (current/past) 17 (2.1) 3 (0.9) 14 (2.8) 0.114 duration of diabetes (years) <1 144 (17.8) 58 (18.2) 86 (17.5) 0.191 1-5 311 (38.4) 134 (42.1) 177 (36.0) 6-15 286 (35.4) 105 (33.0) 181 (36.9) >15 68 (8.4) 21 (6.6) 47 (9.6) dm type ϯ type 1 nd 12 (2.4) type 2 nd 479 (97.6) 161 results description of study participants the mean age was 59 ± 10 years, and 63.2% were female. the majority of patients had type 2 dm (97.6%) and had dm for more than one year (82.2%). a total of 491 (61%) patients were recruited in the hospital and 318 (39%) from chc. patients recruited in the hospital were slightly younger (58 vs. 60 years (p=0.006), a smaller proportion were females (57.0% vs. 72.6%, p<0.001), and had never smoked (51.9% vs. 63.5%, p=0.003) (table 1). dm severity and complications the overall median hba1c was 8.3% (iqr 6 .8 -1 0. 3) , a n d t h e r e w a s n o si gni f i c a nt difference according to the recruitment site. a history of any macrovascular complications was r ep o r te d b y 20 .3% of p at i ent s , a nd t hi s proportion was higher in patients recruited in the hospital than in chcs (23.2% vs 15.7%, p=0.010). the most common macrovascular compl ica tion re ported wa s hear t disease (34.1%). fifteen (1.9%) patients had undergone foot amputation (table 2). table 2. diabetes severity and complications according by recruitment site abbreviations: chc=community health center; acr=albumin to creatinine ratio; cabg=coronary artery bypass grafting; egfr=estimated glomerular filtration rate; iqr=interquartile range; nd=no data; ptci=percutaneous transluminal coronary intervention a egfr ml/min/1.73 m2 *chi-square-test; ¶ mann-whitney test univ med vol. 41 no. 2 characteristics total n=809 n (%) recruitment site p-value* chc n=318 n (%) hospital n=491 n (%) median hba1c (iqr) %¶ 8.3 (6.8-10.3) 8.4 (6.9-10.3) 8.2 (6.7-10.2) 0.663 history of macrovascular complications any macrovascular complications 164 (20.3) 50 (15.7) 114 (23.2) 0.010 heart disease: myocardial infarction 110 (13.6) 27 (8.5) 83 (16.9) 0.001 cabg or ptci 35 (4.3) 4 (1.3) 31 (6.3) 0.001 angina pectoris or heart failure 131 (16.2) 33 (10.4) 98 (20.0) 0.001 stroke 80 (9.9) 27 (8.5) 53 (10.8) 0.284 foot amputation 15 (1.9) 6 (1.9) 9 (1.8) 0.956 history of microvascular complications any microvascular complications 542 (67.0) 218 (68.6) 324 (66.0) 0.448 renal failure 28 (3.5) 4 (1.3) 24 (4.9) 0.022 eye problems: blindness 34 (4.2) 5 (1.6) 29 (6.0) 0.003 decreased visual acuity 232 (28.7) 113 (35.6) 119 (24.2) 0.001 cataract operation/laser treatment 130 (16.1) 45 (14.2) 85 (17.3) 0.349 glaucoma 7 (0.9) 2 (0.6) 5 (1.0) 0.439 chronic kidney disease classification (n=301) stage 1 (egfra ≥90) nd 217 (44.2) stage 2 (egfra 60-89) nd 147 (29.9) stage 3 (egfra 30-59) nd 91 (18.6) stage 4 (egfra 15-29) nd 30 (6.0) stage 5 (egfra <15) nd 6 (1.3) albuminuria normal (acr <30 ug/mg) 402 (49.7) 160 (50.3) 242 (49.3) 0.746 micro-albuminuria (acr 30-300 ug/mg) 241 (29.8) 97 (30.5) 144 (29.3) macro-albuminuria (acr >300 ug/mg) 166 (20.5) 61 (19.2) 105 (21.4) 162 permana, koesoemadinata, mulyani , et al diabetes mellitus management, indonesia microvascular complications were reported by 67% of patients, with similar proportions in patients in the hospital and chcs (66.0% vs 68.6%, p=0.448). t he most common microvascular complication reported was decreased visual acuity (28.7%). even though only 3.5% of patients reported renal failure, 29.8% patients had microalbuminuria, and 20.5% had macroalbuminuria. there was no significant dif ference between r ecruitment sites for albuminuria (p=0.746). the mean egfr was 78.24 ± 30.05 for the 491 patients recruited in the hospital. almost half of the patients had a normal egfr indicating preserved kidney function (stage 1 ckd classification). patients indicated for dialysis or kidney replacement table 3. cardiovascular risk profile and medication management of patients according by recruitment site abbreviations: chc=community health centre; bmi=body mass index; dm=diabetes mellitus; wc=waist circumference; hdl=high density lipoprotein; ldl=low density lipoprotein; nd=no data data were complete (n=809) except for ldl /hdl, only measured in 272 patients recruited in the hospital. a blood pressure classification according to jnc vii:  normal = systolic and diastolic <120/80 mmhg;  pre-hypertension = systolic or diastolic 120/80-139/89 mmhg;  stage i hypertension = systolic or diastolic 140/90-159/99 mmhg;  stage ii hypertension = systolic or diastolic e”160/100 mmhg b twenty-three patients with no medication (35.4%) had been diagnosed within the last 12 months. c using sulfonylurea, thiazolidinediones, acarbose, or dpp-4 inhibitors d using metformin, sulfonylurea, thiazolidinediones, acarbose, and/or dpp-4 inhibitor besides insulin e using sulfonylurea, thiazolidinediones, acarbose, and/or dpp-4 inhibitor beside using metformin *chi-square test characteristics total n=809 n (%) recruitment site p-value* chc n=318 n (%) hospital n=491 n (%) body mass index (bmi, kg/m2) under weight (<18.5) 29 (3.6) 7 (2.2) 22 (4.5) 0.145 normal (18.5-22.9) 205 (25.3) 75 (23.6) 130 (26.5) overweight (23.0-24.9) 150 (18.5) 68 (21.4) 82 (16.7) obese i (25.0-29.9) 312 (38.6) 128 (40.2) 184 (37.5) obese ii (≥30) 113 (14.0) 40 (12.6) 73 (14.9) central obesity females wc ≥80 cm yes 352 (68.9) 156 (67.5) 196 (70.0) 0.549 males wc ≥90 cm yes 110 (36.9) 30 (34.5) 80 (37.9) 0.577 blood pressure classificationa normal 123 (15.2) 29 (9.1) 94 (19.1) <0.001 pre-hypertension 237 (29.3) 92 (28.9) 145 (29.5) stage i hypertension 242 (29.9) 94 (29.6) 148 (30.1) stage ii hypertension 207 (25.6) 103 (32.4) 104 (21.2) hyperlipidemia (mg/dl) ldl ≥100 nd 222 (81.9) hdl ≤40 (male); ≤50 (female) nd 124 (45.6) diabetes medication no medicationb 65 (8.0) 28 (8.8) 37 (7.5) <0.001 insulin alone 172 (21.3) 10 (3.1) 162 (33.0) insulin & any oral dm drugsd 58 (7.2) 9 (2.8) 49 (10.0) metformin alone 166 (20.5) 96 (30.2) 70 (14.3) metformin & other oral dm drugse 233 (28.8) 111 (34.9) 122 (24.9) other oral dm drugs alonec 115 (14.2) 64 (20.1) 51 (10.4) anti-hypertensive drugs 251 (31.0) 114 (35.9) 137 (27.9) 0.017 lipid-lowering drugs (statins) 194 (24.0) 55 (17.3) 139 (28.3) <0.001 anti-platelet drugs (aspirin) 67 (8.3) 25 (7.9) 42 (8.6) 0.727 163 therapy (stages 4 and 5 ckd classification) accounted for less than 10% (table 2). cardiovascular risk profile and medication management overall, more than half of the dm patients were in the bmi obese i and ii categories (38.6% and 14.0%, respectively) and were centrally obese (57.1%), and this was similar in people recruited in both sites. in add ition, stage i and ii hypertension were similarly reported in more than half of the patients (55.5%), with more chc patients having severe stage ii hypertension (p<0.001) (table 3). of all dm patients in this study, half (56%) were on monotherapy for dm control (insulin 21.3%; metformin 20.5%, other oral dm medications 14.2%). almost a third (28.8%) were on combined therapy of metformin with other oral dm medications, and 7.2% were on insulin combination therapy. the proportion of hospital patients on insulin was 43.0%, while most chc patients were on oral dm medication (85.2%) (table 3). the indonesian treatment guidelines recommend that patients with hba1c 10% have insulin added to their medications, but in our study, only 32.4% (n=77/238) of such patients were on insulin. of the patients who were considered hypertensive according to guidelines, only 38.1% (n=171/449) were receiving antihypertensive therapy, and this proportion was higher in chc patients (43.6%) compared to hospital patients (33.7%) (p=0.032). one hundred and sixty-four (20.3%) patients reported macrovascular complications, of whom only 28.1% (n=46/164) were receiving aspirin. this proportion was higher in chc patients (32.0%) compared to hospital patients (26.3%) but not statistically significant (p=0.456). of the patients with ldl 100 mg/ dl, 42.3% (n=94/222) were on statin (figure 1). similarly, there were very small proportions of patients on treatment who were achieving the figure 1. treatment indication and actual treatment with insulin, antihypertensive, antiplatelet, and lipidlowering medication the proportion of diabetes patients with an indication for insulin, antihypertensive, antiplatelet, and lipidlowering medication according to the indonesian diabetes guideline. the grey bar represents those patients with a treatment indication actually receiving insulin (32.4%), antihypertensive drugs (38.1%), aspirin (28.0%) and statins (42.3%). data were available for 809 patients, except for ldl (n=272) univ med vol. 41 no. 2 164 permana, koesoemadinata, mulyani , et al diabetes mellitus management, indonesia expected treatment targets. of the 230 patients on insulin, only 41 (17.8%) had an hba1c of <7%. of the 251 patients on antihypertensive medication, 80 (31.9%) reached the treatment target of systolic and diastolic blood pressure of <140 mmhg and <90 mmhg, respectively. of the 105 patients who were on statins and for whom we had ldl information on, only 11 (10.5%) had an ldl <100 mg/dl (figure 2). discussion in this study of patients under care for dm in an urban setting in indonesia, a large proportion had uncontrolled blood glucose, macrovascular and microvascular complications, risk factors for cardiovascular disease, and unmet medication needs. while blood glucose levels, microvascular complications, and albuminuria in patients recruited from the hospital and chc were similar, this was not so for macrovascular complications, hypertension, and obesity which were more common in patients recruited from the hospital. medication management was also different in the two recruitment sites, with fewer hospital patients on antihypertensive medication and more on lipidlowering statins than patients from chc. the median hba1c in our study was 8.3%, with almost three-quarters of patients not reaching the target set in the indonesian type 2 dm management guidelines (8) of having an hba1c less than 7%. a similarly high mean hba1c was reported by soewondo et al.(17) (mean hba1c 8.1%) and cholil et al.(18) (mean hba1c 8.3%) in their extensive studies of patients with diabetes in indonesia. there was no difference in median hba1c in hospital and chc patients, despite routine and regular hba1c monitoring in the hospital. however, in-depth reasons for this could not be explored. still, our results which showed such a small number being on insulin as recommended and then those on insulin not achieving the treatment target, would indicate an overall lack of blood glucose monitoring, referral, and prescribing of appropriate medications from the health system perspective. from the patients’ figure 2. patients receiving insulin, antihypertensives, and lipid-lowering medication and those who have reached the treatment target the proportion of diabetes patients receiving insulin, antihypertensives, and lipid-lowering medication. the grey bar represents those patients who have reached the treatment target of hba1c <7% (17.8%), systolic blood pressure <140 mmhg and diastolic blood pressure <90 mmhg (31.9%), and ldl <100 mg/dl (10.5%). data were available for 809 patients, except for ldl (n=272) 165 perspective, further research is required to understand and estimate their knowledge about dm, medication adherence, and other barriers to their dm care. similar poor glycaemic and metabolic control among type 2 dm patients has also been reported in south-east asian countries.(19–21) misra et al.(22) categorized clinical management challenges of type 2 dm as patient-related challenges, physician-related challenges, and health care, infrastructure, and drug-related factors. patient-related challenges included poor awareness, unhealthy choice of food, and low socioeconomic status. physic ian-related challenges were inadequate skills in chronic disease management, poor communication with patients, too few specialized diabetes nurses, and the non-suitability of guidelines from high-income countries. for many years, public health services in many south asian countries have primarily been designed to focus on infectious diseases. it is only recently that non-communicable conditions have been consider ed and appr opriate programmes created. overcrowded facilities at the primary health care level in indonesia may contribute to poor diabetes care, as is also seen across the western pacific region.(23) almost a quarter of our patients had macrovascular complications, the most prevalent of which was heart disease, with a higher prevalence than that reported in an earlier study (2012) on dm patients in indonesia.(18) many lowand middle-income countries, including indonesia, are undergoing a rapid transition in lifestyle, including work patterns, diet, and eating habits, with a subsequent increase in obesity, heart disease, and other chronic conditions.(24–26) a greater proportion of patients in the hospital had a history of macrovascular complications than did those in chcs. this condition was expected because diabetes patients with complications are more likely to be referred to secondary and tertiary hospitals. despite the larger number of patients with macrovascular complications, only a small proportion was using antiplatelet drugs (aspirin). the high proportion of patients in our study with microvascular complications such as blindness, macro albuminuria, and microalbuminuria is comparable to the 2012 indonesian study. in addition,(18) microvascular complications r equ ire more intensive measurement by physicians, which is not routinely carried out in either site. hence there was no difference between hospital and chc patients. also, patients do not usually present with signs and symptoms of microvascular complications, especially for microalbuminuria. more than half of the patients in our study were obese, combined with hypertension and a high ldl, which together increases the risk for cardiovascular complications, with only a small proportion receiving the relevant antihypertensive, lipid-lowering (statin), or antiplatelet (aspirin) drugs. this limited use of preventive therapy was found at both hospital and chc levels. at the chc level, there is often a limited supply of medications which may contribute to this finding. in the hospital, the national insurance system requires that patients using insurance be referred to the relevant clinic to obtain their medication. for example, those with hypertension are referred to the renal and hypertension clinic to get antihypertensive drugs, and those needing statins as dyslipidaemia drugs must be referred to the cardiology clinic. in each clinic, patients have to queue, often for a long time which is likely to impact their medication uptake and ongoing adherence. of those receiving antihypertensive and dyslipidaemia drugs, only a small proportion reached the blood pressure control target according to indonesian type 2 dm management guidelines.(8) reasons for this are unclear and need to be explored further, but possible explanations could be that medications are not regularly taken because of their side effects, or patients have too many drugs to take daily (polypharmacy). other reasons may be that in a busy clinic, physicians may not be aware that the dose they are prescribing is inadequate. in addition, the number of drugs allowed to be prescribed at univ med vol. 41 no. 2 166 permana, koesoemadinata, mulyani , et al diabetes mellitus management, indonesia one time is limited by the insurance restrictions, or there may be a limited drug supply. in keeping with national guidelines, most of the patients on insulin were under care in the hospital. however, it appeared that more referrals were necessary, with many of the patients with an hba1c 10% not being referred and not receiving insulin. introducing insulin is not an easy task, with many patients being reluctant due to the insulin needing to be injected. even amongst those receiving insulin, many did not achieve the hba1c target of below 7%. this is likely due to a combination of patient, prescriber, and health system management issues as mentioned earlier, but requires further studies to explore this in more detail. on the other hand, many patients with hba1c <7% and without complications were still receiving their medication in the hospital while they were supposed to be referred back to primary care. this may cause an extra burden for clinicians, preventing them from being focused on individual treatment indicators of patients. to our knowledge, this is the first study comparing diabetes care in primary and tertiary health care in indonesia at the individual patient level and with relatively large sample size. however, the study’s limitation was that much of the data was self-reported, particularly that of dm complications, rather than having been collected and confirmed from medical records. also, some data was only available for also, some data was only available for patients recruited in the hospital and could not be compared to those of chc patients. based on the resul ts of this study, complications in people living with dm may be avoided by improving care, i.e., routine monitoring of key laboratory indicators and medication adjustments. chronic disease management trainings may be required for the physicians at the primary health care levels. our study has identified gaps in care, but further research is required to determine the gaps, the key difficulties and barriers for patients and those in the health care system, and how best to address these gaps. moreover, data obtained for this study was from the early stages of the national insurance scheme implementation. since then, several new regulations have been added,(27,28) to ensure better treatment pathways. further evaluation should be done to see whether the improvements have led to better patient care. regular auditing and benchmarking against evidence-based guidelines will be essential to track progress. (26) conclusions overall, the control of diabetes and its complications appears to be poor for patients cared for at both health care levels. many patients need to use insulin but have no access in primary care, and even though hypertensive drugs are more used in primary care, their blood pressure control remained poor. these conditions suggest a need for input and improvement within the health system, and better integration of services both within the hospital and between the primary and tertiary levels of care, particularly for those using national insurance. conflict of interest all authors declare that there was no conflict of interests relevant to the subject of this study. acknowledgement the authors would like to acknowledge the assistance of the staff in the endocrine clinic at dr hasan sadikin general hospital, of dr ahyani raksanagara at the bandung city health office, and of the staff at the community health centres for their role in patient recruitment. prodia laboratory, bandu ng, did the hba1c measurements. funding sources this study was part of the tandem research proj ect (www.tande m-fp7.eu), supported by the european union’s seventh 167 framework programme (fp7/2007-2013) under grant agreement number 305279. contributors conception or design: hp, nnms, smm acquisition, analysis, interpretation of data: nfd, nj, si, nnms, rck, smm writing – original draft: hp, rck writing – review and editing: nnms, smm supervision: ba, rr project administration: ba, rck all authors have read and approved the final manuscript. references 1. international diabetes federation. idf diabetes atlas 9th edition. brussels, belgium: international diabetes federation; 2019. 2. zimmet pz, magliano dj, herman wh, shaw je. diabetes: a 21st century challenge. lancet diabetes endocrinol 2014;2:56-64. doi:10.1016/ s2213-8587(13)70112-8. 3. soewondo p, ferrario a, tahapary dl. challenges in diabetes management in indonesia: a literature review. global health 2013;9:1-17. 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qaim m. obesity trends and determinants in indonesia. appetite 2012;58:100513. doi:10.1016/j.appet.2012.02.053. 26. shivashankar r, kirk k, kim wc, et al. quality of diabetes care in lowand middle-income asian and middle eastern countries (1993-2012) a 20year systematic review. diabetes res clin pract 2015;107:203-23. doi:10.1016/j.diabres.2014.11. 004. 27. kementerian kesehatan republik indonesia. keputusan menteri kesehatan republik indonesia nomor hk.01.07/menkes/813/2019 tentang formularium nasional. jakarta: kementerian kesehatan republik indonesia;2019. 28. kementerian kesehatan republik indonesia. keputusan menteri kesehatan republik indonesia nomor hk.01.07/menkes/603/2020 tentang pedoman nasional pelayanan kedokteran tata laksana diabetes melitus tipe 2 dewasa. jakarta: kementerian kesehatan republik indonesia;2020. c:\users\user\documents\41 no 2 149 abstract universa medicina anger control is the most influential risk factor of mobile phone addiction among nursing and midwifery students of zahedan university of medical sciences sadegh dehghanmehr1, fatemeh kordsalarzehi2*, najmeh ghiamikeshtgar3, nahid mir4, and mahsima banaei heravan5, and farhad shafeie6 background religious attitude and anger management are two psychopathological constructs receiving little empirical scrutiny in relation to smart phone addiction, but theoretically should demonstrate significant relationships. today one of these new media that is used by many people around the world, is the mobile phone. students are one of the most important groups that are affected by mobile social networks. the aim of this study was to determine religious attitudes and anger management as risk factors of mobile phone addiction in nursing and midwifery students. methods this study was a cross-sectional study involving 200 nursing and midwifery students. relevant data were collected through demographic information questionnaire, anger management skills questionnaire, religious attitude questionnaire, and mobile phone addiction questionnaire. a multiple regression model was used to examine the relationship between variables. results the mean age of the research subjects was 22.04 ± 3.30 years. anger control and religious attitude were a significant risk factors of smartphone addiction (β=-0.500; p=0.000; β= -0.069; p=0.004, respectively). the variables of anger ýcontrol and spiritual attitude can predict ýand explain 33.6% and 2.7% (36.3% in total) of the ýchanges in the mobile addiction score. anger control is the most influential risk factor of mobile phone addiction among nursing and midwifery students (beta=-0.385) conclusion findings indicate the importance of controlling anger and strengthening religious attitude in reducing the rate of mobile phone addiction in students. this provides guidance to the future development of smartphone addiction prevention programs for students. keywords: anger control, religious, attitude, nursing and midwifery students, mobile phone addiction original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.149-156 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1334 may-august 2022 vol.41no.2 1medical surgical nursing department of nursing, school of nursing and midwifery iranshahr university of medical sciences, iranshahr, iran 2medical surgical nursing department of nursing, school of nursing, iranshahr university of medical sciences,chabahar,iran 3operating room department of operating room, school of nursing and midwifery zahedan university of medical sciences, zahedan, iran 4intensive care nursing department, iranshahr university of medical sciences, iranshahr, iran 5department of midwifery, pregnancy health research center, zahedan university of medical sciences, zahedan, iran 6operating room department, faculty of medical sciences, islamic azad university, garmsar branch, garmsar, iran *correspondence: fatemeh kordsalarzehi iranshahr university of medical sciences, chabahar, iran phone: 09901478645 email: fa.salarzehi20@gmail.com orcid: 0000-0001-9103-5759 date of first submission, april 19, 2022 date of final revised submission, july 11, 2022 date of acceptance, july 23, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: dehghanmehr s, kordsalarzehi f, ghiamikeshtgar n, mir n, heravan mb, shafeie f. anger control is the most influential risk factor of mobile phone addiction among nursing and midwifery students of zahedan university of medical sciences. univ med 2022;41: 149-156. doi: 10.18051/univmed.2022.v41.149-156. 150 dehghanmehr, kordsalarzehi , ghiamikeshtgar, et al anger control is the most influential introduction mobile phones have entered the world as a communication tool, but gradually, its developing capacities and capabilities have elevated the use of this communication tool as a media or multimedia.(1) mobile phones have found a powerful place in human social and personal life.(2) today, the mobile phone is not just a voice device among users; rather, through i nt er ne t a cc es s , te xt i ng, vid eo s, ph ot os, cyberspace, and watching movies online has become an important part of people’s daily lives.(3) because people can communicate with each other, mobile phones increase the sense of security. in addition, studies have shown that the mobile phone can also be a useful teaching a i d . ( 4) a l t ho ugh th e s e c o nn e c t i o ns h a ve accelerated tasks and reduced distances,(5) this new communication technology can cause many disadvantages and problems.(6) researchers believe that the unreasonable and excessive use of mobile phones has led to the emergence of a phenomenon called mobile phone addiction.(3) mobile phone addiction is a non-drug and behavioral addiction in which sometimes excessive use of this device is done without awareness. in the present century, its use has been mentioned as an obsessive-compulsive disorder and addiction.(7) among the important users of this technology are students. features and facilities in mobile phones, such as quick access to resources and information, and the existence of social networks, have transformed students’ learning.(8) students are among the users who in addition to facing problems of educational, economic, and cultural and social changes during their study period, are exposed to the harms caused by excessive use of mobile phones.(5) international studies showed that 6% of mobile phone users are addicted to this device.(9) in iran, the prevalence of mobile phone addiction is relatively high among students (prevalence of 10% among students of the university of tehran and 18.5% among students of the university of birjand).(10,11) people addicted to mobile phones feel depressed, lost, and isolated compared to ordinary people without mobile phones. sometimes their work and life are disrupted due to the abundance of contacts, text messages, web browsing, and online chats.(12) mobile phone addiction has been introduced in the fifth international classification of mental disorders (dsm-v), as a technologyrelated disorder. studies have shown that this addiction leads to mental health problems.(13,14) in the meantime, nursing students should be given special attention, as society’s health depends on their knowledge, attitude, and behavior, and they will ultimately be in occupations that convey health messages. the results of a study in turkey showed that smartphone addiction has a negative effect on nursing students’ empathy with patients. (15) studies have shown that there is a positive relationship between problematic use of mobile phones and aggression.(16) studies show that people with aggressive characteristics are addicted to smartphones.(17) trust in technology to increase social c o mmu ni c a ti o n ma y h a ve ps ycho l ogi c a l consequences, such as creating technological dependencies, extroverted personality traits (deepening interpersonal interactions), and anger. the results of the kim study showed that s ma r t ph o ne a d d ic t io n i s i n fl ue n c e d by psychosocial factors such as aggression.(18) this is because one of the topics that has attracted a lot of empirical and theoretical attention in the last two decades, is the discussion of emotions which can be due to the role of emotional regulation in external behaviors (individual). anger is a fundamental emotion and an inner state that regulates the type of reaction against the environment. in fact, anger is characteristic of the initial stage of the development of hostility and aggression.(19) research has shown that t he re i s a po s it i ve r e l a t i onsh i p b e twe e n problematic cell phone use and aggression.(20) the religious attitude has an effective role in cognition, emotions, and behavior of people 151 univ med vol. 41 no 2 towards internal and environmental factors, and it can affect the mental and social health of people. however, adlipour and kianpour (21) showed that interaction in cyberspace of internet social networks affects the religiosity of young people. various aspects of people’s lives have been comprehensively influenced by new media, including the internet and mobile phone social networks, so that the effects and consequences of these new information and communication technologies cannot be denied. therefore, this study aimed to determine the relationship of religious attitudes and anger control with mobile phone addiction among nursing and midwifery students of zahedan university of medical sciences. methods research design this was cross-sectional study that was conducted at zahedan school of nursing and midwifery from january to march 2021. research subjects this study was performed on 200 nursing and midwifery students. the formula (n= 50 + 8) for the minimum sample size in regression analysis was used,(22) where n is the number of predictor variables. considering that the number of predictor variables in the present study was 3, and using the zanjani study, the minimum size of the required sample was 74 people, which was increased to 200 people to ensure the adequacy of the sample.(23) the inclusion criteria were: 1student is studying in the field of nursing or midwifery at the bachelor or master level. 2student must have a smartphone. 3he/she must not suffer from mental illness and chronic diseases. 4he/she does not use drugs that affect the nervous and mental system. exclusion criteria: 1dissatisfaction to participate in the study or cancelling the continuation of the study for any reason. 2occurrence of acute problems and diseases during the study. evaluative tools the instruments of this research included: a demographic questionnaire, religious attitude questionnaire, standard questionnaire of anger management skills (positive adolescence choices training), and mobile phone addiction questionnaire. demographic questionnaire the researcher-made demographic questionnaire includes age, gender, education, course of study, field of study, marital status, occupation, housing, and economic status. religious attitude questionnaire the religious attitude questionnaire was developed by khodayarifard et al.(24) and includes 40 questions, and 6 dimensions of worship, ethics, values, influence on behavior and life, social factors, worldview, beliefs, science, and religion. this questionnaire is based on the likert scale, and is arranged and scored in 5 options in the range of strongly agree to strongly disagree. khodayarifard et al.(24) in a study reported the split-half reliability coefficient of the questionnaire by the spearman and guttman methods to be 0.93 and 0.92, respectively, while the alpha coefficient was reported to be 0.95. anger management skills questionnaire st a n da r d q u e s tio nn a i r e of a nge r management skills (positive adolescence choices training) was developed by hamond, warfield and young,(25) and is used as one of the authoritative programs in the field of anger control. this questionnaire has 8 questions, and its scoring is based on the likert scale. subjects should rate their answers within 5 degrees (very disagree, disagree, no comment, agree, very agree. smartphone addiction self-report scale sevari (26) in the study “construction and validation of a mobile addiction questionnaire” to measure the variable of mobile phone addiction, 152 dehghanmehr, kordsalarzehi , ghiamikeshtgar, et al anger control is the most influential a b used some foreign questionnaires and some findings of foreign research. first, with their help, she made 15 questions, and after presenting them to some expert professors in psychological issues, two questions were removed from them, and a preliminary questionnaire consisting of 13 questions was used. then, to extract the causes of cell phone addiction, exploratory factor analysis was used. the analysis showed that after twentyfive experimental rotations on the data, 13 questions and three factors called de-creativity (7 questions), desire (3 questions), and loneliness (3 questions) were obtained questionnaire questions are graded on a five-point scale from never (1) to most of the time (5). the minimum possible score will be 0 and the maximum will be 52. the score between 0 and 13: low sense of cohesion. the score between 13 and 26: medium sense of cohesion. a score above 26: high sense of cohesion. the total reliability of the questionnaire was 0.87, the de-creativity factor was 0.78, the desire factor was 0.76, and the loneliness factor was 0.84. the validity of the questionnaire was determined by confirmatory studies. ethical considerations after approval of the study by the ethics committee of the university (ethics code: ir.zaums.rec.1399.509), and obtaining permission from the officials of the school of nursing and midwifery, the investigators conducted the study. statistical analysis we used the statistical package for the social sciences (spss) for windows version 22.0 (ibm, armonk, ny, usa) and a p-value of <0.05 was considered statistically significant. data were normally distributed according to the kolmogorovsmirnov test. therefore, it was possible to use parametric tests such as regression. descriptive statistics were used to analyze the demographic characteristics, and simple and multiple regression analysis models were used to examine the relationship between variables. results table 1 shows t he demographic characteristics of the subjects. the mean and standard deviation of the age of the research subjects were 22.04 and 3.30, respectively. in addition, 45.5% (91 subjects) were boys and 54.5% (109 subjects) were girls, 88% (176 subjects) were single and 12% (24 subjects) were married, 92% (184 subjects) and 8% (16 subjects) were taking the bachelor and master course, respectively. the mean and standard deviation of mobile phone addiction scores in this study were 36.9 and 13.14, respectively, indicating the high dependence of the subjects on mobile phones. the mean and standard deviation of anger control scores were 20.77 and 7.70, respectively; which indicates the average ability of the subjects to table 1. demographic characteristics of the participants (n=200) data presented as n (%), except for age, smartphone addiction, anger control and spiritual attitude as mean ± sd variables n ( %) age (years) gender female male marital status single married course of study bachelor master field of study nursing midwifery employment status unemployed employed housing dorm with family private house interest in chosen field of study interesting no comment uninteresting smartphone addiction anger control spiritual attitude 22.04 ± 3.30 91 (45.50) 109 (54.50) 176 (88.0) 24 (12.0) 184 (92.0) 16 (8.0) 134 (67.0) 66 (33.0) 179 (89.5) 21 (10.5) 101 (50.5) 90 (45.0) 9 (4.5) 136 (68.0) 47 (23.5) 17 (8.5) 36.90 ±13.14 20.77 ± 7.70 104.56 ± 47.94 153 univ med vol. 41 no 2 control their anger. also, the mean and standard deviation of the religious attitude scores were 104.56 and 47.94, respectively, indicating low religious attitude. to predict the score of mobile phone addiction from scores of anger control and religious attitude, and some demographic characteristics, the regression model was used. the results showed that there was a significant correlation between mobile phone addiction score and predictor variables (p=0.001, f=56.13). based on the final model, the variables of religious attitude and anger control remained in the model. so that, the variables of anger control and religious attitude can predict and explain 33.6% and 2.7% (36.3% in total) of the changes in the mobile addiction score, respectively. anger control was the most influential risk factor of smart phone addiction (table 2). discussion the results of this study showed that there is a significant and negative statistical correlation of the variables of religious attitude and anger control with mobile phone addiction, and these two variables together can predict 36.3% of the changes in the mobile phone addiction score, but there was no statistically significant correlation between any of the demographic variables and mobile phone addiction. khazaei e t al. (1 0) in a study fo und a significant correlation between mobile phone dependence and the incidence of aggression in students, and also, no significant correlation was found between demographic characteristics and mobile phone addiction. ahangari (27) in a study among students in kashmar found that there is an inverse and significant correlation between the use of mobile phone social networks and adherence to religious beliefs. hariri et al.(28) in their study on students of kharazmi university, found a negative and significant correlation between internet addiction and religious attitudes. kim et al.(29) conducted a study titled “smartphone addiction: (focusing on the three variables of depression, aggression, and motivation) among students”. the results of the study showed that there is a positive and significant correlation of smartphone addiction with depression and aggression. knabb (30) conducted a study among christian students and concluded that connection with god has a significant inverse effect on internet dependence, and neglect of tasks and relationships due to internet use. the results of the above studies are consistent with the results of the present study. charlton et al.(31) concluded in their study that there is a negative correlation between religiosity and internet addiction in the four religions of islam, hinduism, buddhism, and christianity, which is consistent with the results of the present study. however, they found that there is a significant correlation between gender and mobile phone addiction, and women who are more committed to religious norms than men, have a stronger negative correlation between religiosity and mobile phone addiction, which is not consistent with the present study. the reason can be attributed to the definitions of religiosity in different religions, differences in societies, etc. the results of the present study also showed that the students participating in this study have high mobile phone addiction, moderate anger control, and low spiritual attitude. najafisharjabad (32) in a study on 300 students concluded that half of the students are unable to control their anger. pavithra et al.(33) in a study in bangalore concluded that nomophobia or mobile phone addiction is very common among students. the table 2. multiple linear regression analysis of several predictor variables and smartphone addiction β = regression coefficient, beta = standardized regression coefficient predictor variables β beta 95% c.i p value r2 age anger control religious attitude 0.199 -0.56 -0.069 -0.050 -0.385 -0.252 0.865 – 0.878 -4.386 – 14.422 -2.878 – -2.904 0.880 0.000 0.004 0.336 0.027 154 dehghanmehr, kordsalarzehi , ghiamikeshtgar, et al anger control is the most influential results of these two studies are consistent with the present study. mamashli et al.(34) found in a study that nursing students are in a relatively good condition in terms of internet addiction and mobile phone injuries, which is not consistent with the results of the pre sent study. the re ason for this discrepancy can be attributed to the method of data collection, the research community (which in our study comprised only nursing students), and climatic characteristics. one of the limitations of the research was the lack of cooperation of some students in completing the questionnaires. due to the high dependence of students on mobile phones and the negative impact of mobile phone addiction on spiritual attitudes and anger management, longterm and effective planning should be done in the field of students’ optimal use of mass media. future research should also use longitudinal research designs to follow participants over time in studying associations between psychopathology and smartphone addiction severity. conclusion according to the results of the present study and the high dependence of students on mobile phone use, anger control was the most influential risk factor of smartphone addiction. because of the destructive psychological effects of mobile phone overuse, and the resulting disorder in the education of students, long-term and effective planning should be done in the field of optimal use of mass media by students, and education in this regard should be started at an early age, in the family as well as at school. conflict of interest authors have no conflict of interest. acknowledgement we thank all the students of the school of nursing and midwifery, and the research deputy of zahedan university of medical sciences who helped us in this research. contributors conceptualization: sd. data curation: nm. formal analysis: fks. funding acquisition: zahedan university of medical sciences. methodology: sd, fs. project administration: ngk. writing of original draft: mb, fs. writing of review and editing: sd. all authors have read and approved the final manuscript. references 1. arbaabafzali h, naghibalsadat r, kia a. mobile media threats and features and strategies for improving 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these factors make its precise diagnosis more difficult. approximately 25% of hccs harbor actionable mutations, which are yet to be translated into clinical practice. in the era of precision medicine, molecular or genomic information are indispensable for hcc diagnosis and prognosis. exploring genomic alterations has become a requirement for identifying the molecular subtypes of hcc. recent studies have introduced molecular markers to help identify early hcc and to clarify its multistep process of carcinogenesis. the subclassification of tumors into proliferation class and nonproliferation class hccs gives pointers to the hcc phenotype and facilitates the selection of appropriate treatments. in this review, we broadly summarize some of the latest insights into hcc subclassification from the perspective of molecular pathology. immunohistochemistrybased subclassification allows improved characterization of hcc in daily clinical practice. moreover, analysis of the immune microenvironment, intra-tumoral morphological heterogeneity, and imaging features gives additional information regarding the classification of hcc. combinations of these approaches are expected to inform and advance the precision diagnosis and management of hcc. keywords: hepatocellular carcinoma, molecular subclassification, molecular pathology, immune subtypes review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.194-206 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1273 may-august 2022 vol.41no.2 cite this article as: effendi k, kwa wt, uen o a, saka mot o m . the role of molecular pathology in the precision dia gnos is a nd s ubclassi fica tion of hepatocellular carcinoma. univ med 2022 ;41 :1 9 4 -2 0 6 . doi : 10 .18 05 1/ univmed.2022.v41.194-206 1department of pathology, keio university school of medicine, tokyo, japan 2department of medicine, yong loo lin school of medicine, national university of singapore, singapore *correspondence: kathryn effendi, md, phd department of pathology, keio university school of medicine, 35 shinanomachi, shinjuku-ku, tokyo 160-8582, japan tel.: +81-3-5363-3764 fax: +81-3-3353-3290 e-mail: kathryn@a8.keio.jp orcid id: 0000-0001-7844-1170 date of first submission, december 27, 2021 date of final revised submission, may 24, 2022 date of acceptance, june 13, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license abbreviations bmi-1, b lymphoma mo-mlv insertion region 1 homolog; cap2, cyclase-associated protein 2; ck19, cytokeratin19; ctnnb1, catenin b1; emt, epithelial-mesenchymal transition ; eob-mri, gadoxetic acid-enhanced mri; epcam, epithelial cell adhesion molecule; gpc3, glypican-3; gs, glutamine synthetase; hcc, hepatocellular carcinoma; hsp70, heat-shock protein 70; hgehcc, high-grade early hcc; ldgn, low-grade dysplastic nodules; lgehcc , low-grade early hcc; hgdn, high-grade dyspalstic nodule; icis, immune checkpoint inhibitors; lgr5, leucine-rich repeat containing g protein-coupled receptor 5; oatp1b3, anion transporting polypeptide 1b3; pd1, programmed cell death 1; sall4, sal-like protein 4; tert, telomerase reverse transcriptase; tpms, tert promoter mutations 195 univ med vol. 41 no 2 introduction in 2020, liver cancer was the sixth most common cancer and the third leading cause of cancer-related deaths worldwide. incidence rates and mortality are two to three times higher in men than in women, and liver cancer ranks fifth in terms of global incidence and second in terms of mortality for men. hepatocellular carcinoma (hcc) is the most common form of liver cancers, accounting for ~90% of all liver cancers. it is still the most common cancer in east and southeast asia and is the leading cause of cancer death in mongolia, thailand, cambodia, egypt, and guatemala among both men and women.(1) a study in indonesia showed that there had been no improvement in the median survival rate of hcc for patients diagnosed in 2013–2014 compared with those diagnosed in 1998–1999.(2) hepatocellular carcinoma develops in association with major risk factors such as chronic infection with hepatitis b virus (hbv) or hepatitis c virus (hcv), consumption of aflatoxin b1-contaminated food, heavy alcohol intake, and metabolic syndrome (type 2 diabetes, obesity, and non-alcoholic fatty liver disease).(3) despite recent advances in the surveillance and therapeutic management of hcc, prognosis is still poor and the disease remains a global health challenge.(4) although the background conditions vary from country to country, hcc itself has diverse predisposing factor s and genetic susceptibilities. moreover, hepatocarcinogenesis is known to be a multistep process in which many genetic signaling pathways are involved. these characteristics result in hcc being an extremely heterogeneous solid cancer; indeed, among the tumor types so far identified, hcc is one of the most highly heterogeneous.(5) in the era of targeted molecular treatments as promising therapies for advanced cancer, it is important to understand the deta iled nature of the heter ogeneous f eatures of hcc. ( 3,6 ) consequently, a comprehensive analysis of the morphologic, immunohistochemical, immune, and/ or mutational status of hcc is crucial to enhance our understanding of hepatocarcinogenesis and to improve the clinical management of hcc. clinical pathological assessment of hcc is now possible based on its molecular landscape and having a precise diagnosis has led to improved therapeutic strategies.(7) here, we discuss a broad range of molecular targets that have been (or could be) used to help define a more precise hcc diagnosis and to more accurately reflect its features based on pathological perspectives. the understanding of molecular features that underline hcc onset and progression is crucial for more efficacious management approaches in the future. molecular markers of early hccs hepatocellular carcinoma is characterized by a clear multista ge pr ocess of tumor development. many cases of hcc develop in damaged livers related to chronic hbv or hcv infection. histopathologically, hcc starts as premalignant dysplastic nodules (dn) and early hcc (ehcc) before it develops to progressed hcc.(8) the concept of ehcc, i.e., small nodules with indistinct margins, has been accepted internationally since 2009 and was officially adopted in the fourth edition of the world health organization (who) classification of tumors of the digestive system in 2010.(9,10) however, the diagnosis of ehcc is often challenging because it generally lacks obvious histological atypia, its molecular mechanism is unclear, and it possesses quite heterogeneous clinical behavior. nonetheless, rec ent advances in immunohistochemical analysis using various molecular markers have allowed us to carefully evaluate ehccs. the heat-shock protein 70 (hsp70) gene is a housekeeping gene that assists with a variety of vital intracellular chaperoning functions. expression of hsp70 radually increases with the stepwise progression of hepatocarcinogenesis, but this is not observed in benign nodular lesions; this fact makes hsp70 a useful marker for ehcc and could clearly distinguish hcc from chronic hepatitis or cirrhosis.(11) the expression profile analyses of hsp70s from multiple databases such 196 many solid and non-solid cancers; moreover, bmi1 was recently identified in association with the epithelial–mesenchymal transition in cancer cells.(20-23) another study suggested that the forced expression of bmi-1 promotes the malignant transformation of hepatic progenitor cells, thereby providing a link to its “stemness” properties and neoplastic proliferation.(24) cyclase-associated protein 2 (cap2) is also involved in the progression of hcc. cyclaseassociated protein 2 is a bifunctional protein in which the n-terminal domain binds to adenylyl cyclase and the c-terminal domain binds to monomeric actin. expression of cap2 is not seen in normal liver tissue but its expression increases during hcc progression from dn, through ehcc, to progressed hcc. positive cap2 expression was frequently seen in stromal invasion, a characteristic feature of ehcc, and high expression of cap2 was correlated with poor prognosis of patients with hcc.(25) indeed, we found that cap2 was not only associated with the process of skeletal muscle development, but it was also significantly associated with tumor size, poor differentiation, portal vein invasion, and intrahepatic metastasis.(26) in the zebrafish, a ve rte brate model, the silencing of cap2 expression resulted in the development of a shorter body, which may have resulted from the downregulation of actin by cap2. expression of cap2 was also found to be colocalized with actin in the leading edge of the lamellipodium overlap of hcc cells; moreover, migration assays showed that cap2 knockdown reduced cell motility. these findings support the functional association of high cap2 expression and explain how it could help promote invasive behavior in hcc cells. the role of cap2 in tumor progression is not observed only in hcc: we found that cap2 expression also increased stepwise during the progression of malignant melanoma and is upregulated in the aggressive histologic type of epithelial ovarian cancer.(27,28) extending the evaluation of detailed histological f eature s, such as scirrhous components, with specific molecular markers, as the cancer genome atlas (tcga) and oncomine show a significant increase in hsp70s expression in hcc tissues.(12) glypican3 (gpc3), a member of the heparan sulfate proteoglycan family, is known to be upregulated in hcc but is not detected in normal liver tissues or benign liver lesions. the combination of gpc3 and alpha fetoprotein as markers for ehcc increases the sensitivity to 76% for early-stage tumors <3 cm in size.(13,14) glutamine synthetase (gs) catalyzes the synthesis of glutamine, which is the major energy source for tumor cells. expression of gs was found to increase in a stepwise manner from early to advanced hcc and promotes invasion of hcc cells through mediating the epithelial-mesenchymal transition (emt ). (1 5) a rece nt report showed that combination biomarkers significantly improved the sensitivity of the panel for ehcc detection and currently, the use of hsp70, gpc3, and gs is established as a useful marker combination for ehcc diagnosis.(16,17) this three-marker panel can increase the diagnostic accuracy of liver biopsies and was described in the fifth edition of the who classification of tumors of the digestive system.(18) additional markers have also proven useful in the diagnosis of ehcc. we previously reported the upregulation of the polycomb group gene member, b-lymphoma mo-mlv insertion region 1 (bmi-1), in early-stage hcc.(19) the signaling pathway of bmi-1 may allow cells to maintain their self-renewal ability and may thereby link to neoplastic proliferation by acting as a negative regulator of the ink4a/arf locus that encodes two important tumor suppressor proteins in human cancer, p16 and p19. we observed positive expression of bmi-1 in hcc as high-intensity dot patterns within the nucleus that may reflect bmi-1 activity as a transcriptional repressor by regulating chromatin silencing.(8) expression of bmi-1 was particularly observed in early and well-diff erentiated hccs, but not in the surrounding liver tissue, a fact that should facilitate the identification ehcc. the role of bmi-1 in carcinogenesis has been reported for effendi, kwa, ueno, et al molecular pathology in the precision diagnosis 197 univ med vol. 41 no 2 a b such as hsp70, bmi-1, and cap2, showed that small vaguely nodular lesions could be further subclassified as low-grade ehcc (lgehcc), high-grade e hcc (h gehcc), low-grade dysplastic nodules (lgdn), or high-grade dysplastic nodules (hgdn).(29) the investigation of 66 small vaguely nodular lesions showed that 20 nodules were dn and 46 nodules (69.8%) were ehcc. among these 46 ehccs, 18 nodules (39.1%) showed marked stromal invasion and/or the presence of a scirrhous component and were subclassified as hgehcc, wher eas the remaining 28 nodules (60.9%) did not show these kinds of features and were subclassified as lgehcc. positive immunohistochemical expression of bmi-1 was found at lower rates in lgdn but at higher rates in lgehcc. the difference between them was significant and should prove useful to support differentiation between premalignant dysplastic nodules and ehcc. a stepwise incr ease in the immunohistochemical expression of cap2 was also seen from lgdn to hgehcc. a significant expression of cap2 in hgehcc may already indicate the malignant potential of hgehcc nodules, and that the transitional stage to advanced hcc may already be present in hgehcc; as a result, the re-evaluation of treatment strategies for ehcc may be needed. molecular subclassification of hccs recent advanc es in mole cular subclassification by gene expression analysis have facilitated a new understanding of the molecular landscape of hcc. during the past two decades, many studies ha ve proposed hcc subclassifications based on the molecular features of the tumor. molecular classification of hcc proposed by boyault, and hoshida are widely accepted. (3 0) genome -wide transc riptome microarray analysis and quantitative reversetranscription polymerase chain reaction data in a series of 120 hccs and 3 hepatocellular adenomas by boyault et al.(31) resulted in the proposal of six robust subgroups of hcc, termed g1–g6. tumors classified in the g1–g3 subgroups were associated with high chromosomal instability compared to tumors in the g4–g6 subgroups. a previous study conducted by hoshida et al. (3 2) ident if ied a ce rtain commonality between subclasses defined by a meta-analysis that encompassed 603 hcc patients from both western and eastern countries. they revealed three robust hcc subclasses (termed s1, s2, and s3) that could be associated with clinical parameters and distinct biological processes in hepatocarcinogenesis.(33) subclasses s1 and s2 are associated with large tumors and poor histological differentiation. characteristics found to be similar in the s1 and s2 subgroups, such as activation of the akt pathway and frequent p53 mutations, were also found in boyault’s g1–g3 groups. the less-aggressive s3 subclass (which retains a hepatocyte-like phenotype) also resembles the g5 and g6 subgroups, showing associations with the wnt/ β-catenin (ctnnb1) signaling pathway. these concepts of hcc subclassification are increasingly accepted worldwide, and many gene alterations in hcc now can be associated with molecular subclassifications. lgr5, also known as g-protein-coupled r eceptor 49 (grp49), has been well established as a target of the w nt/β-caten in signaling pathway, particularly in colorectal cancer.(34) we also found that lgr-5 is notably overexpressed in hcc carrying β-catenin mutations. stable clones of lgr5-overexpressing hcc cells formed nodular tumors with a tightly aggregated morphology, whereas downregulation of lgr5 changed the cells into a loosely associated morphology resulting in enhanced infiltration and increased cell motility.(35) our findings regarding lgr5 function in hcc cells seem to be an exemplar of hoshida’s s3 subclass and boyault’s g5–g6 subgroups.(36) the typical morphological and biological features of lgr5 expression in hcc may indicate a subset of the less-aggressive hcc phenotype. taken together, these studies suggest that, despite highly variable clinical backgrounds and molecular heterogeneity, hccs may share a similar gene-expression pattern. at present, data 198 based on genomic profiling studies show that hccs can be roughly divided into two major molecular clusters, namely the proliferation class and the nonproliferation class. patients with hcc features consistent with the proliferation class may have aggressive tumors, higher alpha fetoprotein levels, moderate/poor cell differentiation, and frequent vascular invasion. in contrast, the nonproliferation class is characterized by a less aggressive phenotype , be tter histologic differentiation, and lower alpha fetoprotein levels.(37,38) characterizing hcc based on its distinctive molecular and clinical features is a prerequisite for precision medicine because it provides more accurate classification and diagnosis which allow more effective treatment. clinical trials for hcc have suggested that targeted agents have different efficacy in diverse populations because different molecular pathways are involved in different hcc patients.(39,40) however, performing genomic profiling for ever y hcc case is not straightforward in daily clinical practice. consequently, we have proposed an hcc subclassification based on immunohistochemical staining. immunohistochemical analysis was carried out for panels of several molecular markers commonly used in hcc, and our findings indicated that hccs could be broadly divided into three subclasses. the biliary/stem cell marker positive subclass (b/s subclass) is indicated by positive staining for cytokeratin 19 (ck19, krt19), sal-like protein 4 (sall4), or epithelial cell adhesion molecule (epcam); the wnt/βcatenin signaling-related marker positive subclass (w/b subclass) is indicated by positive staining for β-catenin or glutamine synthetase (gs); and the negative subclass (-/subclass) is indicated when all markers are negative.(41) representative hcc cases associated with b/s or w/b subclass are shown in figure 1. the b/s subclass can be further divided into two subgroups: ck19 and/or sall4 positive (b/s1 subgroup) and epcam only positive ( b/s2 subgroup) . t he b/s subclasses, particularly the b/s1 subgroup, exhibit poor tumor differentiation, increased frequency figure 1. representative hcc cases with positive immunohistochemical expression for ck19, sall4, epcam, -catenin, and gs. hcc case with ck19+, sall4+, and epcam+ was included as b/s subclass (corresponds to negative gs staining); while hcc case with -catenin+ and gs+ was included as w/b subclass. the two groups have been associated with different clinicopathological features. (41) he: hematoxylin and eosin staining. scale bar = 100 µm. effendi, kwa, ueno, et al molecular pathology in the precision diagnosis 199 univ med vol. 41 no 2 of portal vein invasion and/or intrahepatic metastases, and highly proliferative activity. they are also associated with the shortest recurrence time. in contrast, the w/b subclass exhibits better tumor differentiation, a decreased frequency of portal vein invasion, and less proliferative activity.(41) these subclasses partly overlap with previous molecular subgroups from transcriptomic methods: the b/s subclass shares some features with the s2 and g1 subgroups, and the w/b subclass roughly corresponds to the s3 and g5-6 subgroups (7) (table 1). the hcc phenotype was shown to be related to its molecular alterations and underlying oncogenic pathways.(42) furthermore, recent studies showed that cancer heterogeneity is also shaped by active immune responses. immune cells are important elements of tumor tissues, and the amount of immune cell infiltration considerably differs among tumor types and histological subtypes. most of the hallmarks of cancer are enabled and sustained to varying degrees by a tumorsupporting microenvironment.(43,44) hepatocellular carcinoma is known to result from a complex interplay between genetic and environmental factors. inte rvent ion in the immune microenvironment of hcc may benefit the management of hcc.(37,45) recently, immune checkpoint inhibitors (icis) have shown potential as treatments for various cancers including hcc. a study showed that nivolumab, a programmed cell death protein-1 (pd-1) inhibitor, exhibited favorable efficacy and safety as a treatment for advanced hcc.(46) nivolumab has since gained approval from the u.s. food and dr ug administration for hcc patients previously treated with sorafenib.(47) although the use of icis has been considered a promising approach to treat advanced hccs, some patients have shown a limited response to such treatment. this again suggests that identifying hcc subclasses based on a combination of immune response and table 1. the concordance between different molecular subtyping methods for hcc note: icis = immune checkpoint inhibitors; number in parentheses = reference number in body text 200 its association with clinicopathological findings is important for predicting prognosis and therapeutic efficacy.(45,48) ou r gr oup s howe d tha t the i mmu ne microenvironment of hcc can be classified into three immune subtypes (namely, immune-high, immune-mid, and immune-low) that have additional prognostic impacts on histological and mol e c ul a r c l a s s i f i c a t i o ns of h cc. ( 4 9 ) comprehensive investigation of immune cells through multiplex immunohistochemical analysis of 919 regions of 158 hccs indicated that incr eased b-cell, plasma-cell, and t-cell infiltrations were hallmarks of the immune-high hcc subtype. immune-high-predominant hcc wa s f o un d i n nea r l y 20 % of t he immunohistochemistry-based b/s1 subclass and i n l e ss tha n 1 0% of t he w / b s u bc l a s s . interestingly, the immune-high subtype indicates hccs with better prognosis among poorly ck19-positive and/or sall4-positive highgrade hccs. however, the immunosubtypes were not prognostically significant in w/b hcc.(49) the immune-high subtype was also significantly enriched in hoshida’s s1 and boyault’s g2 subclasses, whereas the immunelow subtype was observed in hoshida’s s3 and boyault’s g6 subclasses.(7) recently, immune factors have been shown to be involved in the characterization of “cold tumor” phenotypes which are more resistant to immunotherapies.(50) hccs with cold phenotype were associated with w n t / β-c a t e nin mu t a t i on s a n d dec r e a s e d infiltration of cd8+ t-cells into the tumor tissues.(51) this is a great challenge since it can promote immune escape and is less likely to r e s p on d to icis th e r a py. a s d e s c r i b e d previously, around 30% of hccs belong to the immune exclusion class and are associated with hoshida’s s3, boyault’s g5-6, and kurebayashi’s immune-low subtypes (table1).(50-52) these r e s u l t s h i gh l i gh t t he imp or ta nc e of comprehensive pathological evaluation of the immune microenvironment in addition to the standard histopathological and molecular classification of hccs. intratumoral morphological heterogeneity in hccs the heterogeneous nature of hcc clearly represents a challenge to the establishment of a robust hcc classification system and hcc treatments. intratumor heterogeneity is defined as distinct genetic alterations and phenotypes between cancer cells within the same tumor nodule. (5 3) intratumor het erogene ity was reportedly detectable in most hcc cases (20 of 23, 87%), and heterogeneity solely at the level of morphology was found in 6 of 23 (26%) hcc cases.(6) the extent of intratumor heterogeneity varies considerably among hcc patients. individuals with primary lesions larger than 5 cm showed a significantly higher extent of intratumor heterogeneity.(54,55) intratumor heterogeneity can have major clinical consequences because the different genetic alterations and phenotypes between cancer cells, or between different tumor nodules, may require diff erent tr eatment decisions.(53) unlike many other cancers, hcc has not seen the benefit of individualized treatment due in par t to intratumor heterogeneity.(54) therefore, from the perspective of pathology, elucidating the relationship between morphological pattern and genetic alterations in hccs is one way to gain further insight into hepatocarcinogenesis and to attain the goal of precision medicine. telomerase reverse transcriptase (tert) is a catalytic subunit of the enzyme telomerase that is crucial for maintaining telomere elongation; furthermore, tert activation is considered to be a fundamental step in tumorigenesis. mutation in the tert promoter regions that could result in increased tert expression have been identified in many cancers, including hccs.(56,57) in hccs, tert promoter mutations (tpms) reportedly occur at two hot spots: –124 base pairs (c228t), and –146 base pairs (c250t) upstream of the atg translation start site. tpms are also the most frequently found somatic genetic alteration in hcc, with an overall frequency of around 60%.(58-60) interestingly, tpms frequently occur early in the development of hcc and are highly effendi, kwa, ueno, et al molecular pathology in the precision diagnosis 201 univ med vol. 41 no 2 related to the st epwise process of hepatocarcinogenesis. from a series of 168 liver samples, tpms were already identified in 6% of lgdn, 19% of hgdn, and 61% of ehcc; in contrast, other common gene mutations in hcc, such as those of ctnnb1 or tp53, occurred at a later stage.(61) these results show that tpms are early events involved in the transformation of premalignant lesions to hcc; these findings also provide evidence that ehcc should get more attention as “hcc”.(7,62) our group analyzed a total of 189 freshfrozen liver tissue samples and found that 55% had tpms.(63) in a retrospective analysis, all cross-sectional slides containing the whole tumor area we r e re -assesse d for morpho logical histological patterns. the distribution percentage of each histological pattern in the tumor area for each hcc case was semi-quantitatively calculated using a homogeneity index. we found that hccs with tpms (tpm-positive hccs) clearly exhibited intratumoral morphological heterogeneity as indicated by the smaller mean homogeneity index (0.800 ± 0.117 vs 0.927 ± 0 .0 96 , p< 0 . 00 01 ) . t p m-p o si t i ve hccs displayed more diverse differentiation patterns, i.e., usually characterized by two or more histological differentiation patterns in each hcc nodule; in contrast, tpm-negative hccs more often displayed single dominant patterns. furthermore, early, or well-differentiated histological patterns were more commonly seen in tpm-positive hccs than in tpm-negative hccs (63) (figure 2). we also noted that most of our hccs with heterogeneous patterns had an hcv-related background and were likely to be tpm-positive. previously, multiplex molecular profiling of hcc patients also revealed that patients with a tert promoter mutation were more likely to be hcv positive rather than hbv positive and likely corresponded to hoshida’s s3 subtype (table 1).(39,64) hcv-induced hcc development is thought to occur in a multistep process that involves the initiation of neoplastic clones accompanied by irreversible somatic genetic/epigenetic alterations and progression in figure 2. intratumoral morphological heterogeneity based on the presence of tert promoter mutations. shown are representative gross specimens of a tert promoter mutation (tpm)-positive hcc and a tpmnegative hcc. histological differentiation patterns in the whole tumor area were evaluated as area percentages for each case of tpm-positive and negative hcc. tpm-positive hcc cases frequently displayed more variety in differentiation patterns than tpm-negative cases.(63) scale bar = 100 µm 202 a carcinogenic tissue microenvironment.(65,66) although additional genetic alterations appear t o b e r e qu i r e d to de ve l op cl i ni c a l l y heterogeneous hccs, tpms may act as a precursor lesion in the early stage, as supported by our observation indicating a possible role of tpms in hccs with intratumoral heterogeneity. the heterogeneous features of hcc might also be investigated through patho-radiological correlation studies. several imaging modalities are commonly used for diagnosing hcc, such as ultrasound, computed tomography, and magnetic resonance imaging (mri). gadoxetic acid (synonymous with gadolinium ethoxybenzyl diethylenetriaminepentaacetic acid, gd-eobdtpa), a gadolinium-based mri contrast agent, is a liver-specific (hepatobiliary) contrast agent t ha t h a s e x p a nd e d t h e r o le o f mri i n simultaneously providing morphologic and functional information about the hepatobiliary system. gadoxetic acid enters hepatocytes via active transport by organic anion transporting polypeptides (oatp1b1/3), and the resulting i ns i ght s in t o t h e c e l l ul a r mec h a n i sm of transportation have led to a better understanding of the correlation between radiologic and histologic features.(67,68) pr e vi o us s t u di e s h a ve s how n t ha t oatp1b3 expression could be important for evaluating the hcc tumor enhancement seen i n ga do x et ic a c id -e n h a nc e d m ri ( eo bmri).(69,70) we have observed that oatp1b3 expression decreases gradually during multistep hepatocarcinogenesis from the dysplastic nodule stage to progressed hcc. moreover, different nodules in hcc may exhibit different features on eob-mri. hcc nodules with low intensity on the hep at obi lia ry-p ha se of eob-m ri indicate a negative uptake of gadoxetic acid, whereas high-intensity nodules indicate a positive uptake. these nodules differentiated on eob-mri likely have different gene signaling alterations and hcc features. it has been reported that oat p1b3 is a downstream molecule of the wnt/β-catenin signaling pathway, a n d o at p1b3 -u pr e gu l a t e d hcc l ike l y represents a specific subgroup of wnt/β-cateninactivated hcc. (70) hccs with mutations in ctnnb1 are likely to be well-differentiated tumors, as previously described in boyault’s g5 and g6 subclasses or hoshida’s s3 subclass. indeed, hccs with aggressive phenotypes are likely to have decreased oatp1b3 expression. ctnnb1-mutated hcc is likely associated with innate resistance to icis because it lacks inflammatory cell infiltration. because recent studies have indicated that characterization of the immune microenvironment of hcc is important for predicting the effectiveness of treatments, performing eob-mri may be helpful in cases where immunotherapy is considered.(71,72) over the past few decades, considerable progress has been made in understanding the epidemiology, risk factors, and particularly the molecular features of hcc. however, the incidence rates and cancer-specific mortality of hcc continue to increase in many countries, and by 2025 more than 1 million individuals are predicted to be affected by hcc annually.(73-75) there is no doubt that continuous investigations on hcc he ter ogene ity features with comprehensive and integrative multidisciplinary approaches are still necessary to overcome hcc. conclusions hepatocellular carcinoma has variable molecular features that affect the diagnosis, treatment, and clinical outcome. comprehensive analysis at the level of pathological features, including morphology, immune microenvironment, and genomic status, combined with imaging analysis is impor ta nt to elucida te the heterogeneous features of hcc. integrated analysis from pathological and molecular studies will help elucida te the development of hepatocarcinogenesis and facilitate precise diagnosis as the fundamental basis on which to develop the precision treatment of hcc. effendi, kwa, ueno, et al molecular pathology in the precision diagnosis 203 univ med vol. 41 no 2 conflict of interest there is no potential conflict of interest. acknowledgments the authors would like to express sincere thanks to dr. yutaka kurebayashi and dr. hanako tsujikawa for their continuous support and helpf ul suggestions in preparing the manuscript. contributors ke contributed to the writing and design of the manuscript, and drafting of the figures and tables. wtk drafted the figures. au and ms reviewed the manuscript. all authors have read and approved the final manuscript. references 1. sung h, ferlay j, siegel rl, et al. global cancer statistics 2020: globocan estimates of incidence and mortality worldwide for 36 cancers in 185 countries. ca cancer j clin 2021;71:209– 49. https://doi.org/10.3322/caac.21660. 2. loho im, hasan i, lesmana cr, dewiasty e, gani ra. hepatocellular carcinoma in a tertiary referral hospital in indonesia: lack of improvement of oneyear survival rates between 1998-1999 and 20132014. asian pac j cancer prev 2016;17:2165–70. doi: 10.7314/apjcp.2016.17.4.2165. 3. mazzanti r, arena u, tassi r. hepatocellular carcinoma: where are we? world j exp med 2016;6:21–36. doi: 10.5493/wjem.v6.i1.21. 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for research on cancer; 2018. effendi, kwa, ueno, et al molecular pathology in the precision diagnosis c:\users\universa medicina\docu 130 abstract universa medicina sensitivity and specificity of cell block method of transthoracic fine needle aspiration in diagnosis of lung cancer yusup subagio sutanto1*, nur santi1, brian wasita1, ana rima1, and hendra kurniawan1 background lung cancer is still the main cause of cancer deaths. the high lung cancer mortality rate is caused by a diagnosis factor or therapy selection. the cell block cytology technique using fine needle aspiration (fna) samples can provide immunocytochemical material that plays an important role in the differential diagnosis of lung cancer subtypes and in determining immunotherapy administration. this study aimed to determine the sensitivity and specificity of transthoracic fna (ttfna) cell block cytology in comparison with bronchial washing smears and ttfna smears in diagnosing lung cancer. methods this was a cross-sectional diagnostic study involving 26 subjects. all subjects had undergone bronchial washing and ct scan-guided fine needle aspiration followed by cell block preparation. both direct fna smears and cell blocks are useful in the diagnostic work-up of patients. comparative statistical analysis of ttfna cell block versus bronchial washing smear and ttfna smear cytology was carried out using the mcnemar test. results lung cancer was found in 15 patients (57.7%) using the ttfna cell block technique. the sensitivity and specificity of the ttfna cell block technique were 85.7% and 75%, respectively. there was no difference in the positivity value between ttfna cell block technique of bronchial wash smear technique, and ttfna smear on lung cancer diagnosis (p>0.05). conclusions transthoracic fine-needle aspiration in combination with the cell block technique has good sensitivity and specificity. the ttfna can be used for immunocytochemical examinations in lung cancer diagnosis and therapy. this approach is valuable for providing individualized treatment and prognostic evaluations. keywords: bronchial washing, cell block, lung cancer, smear, ttfna original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.133-140 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1091 may-august 2021 vol.40no.2 cite this article as: sutanto ys, santi n, wasita b, rima a, kurni awan h. sensitivity and specificity of cell block method of transthoracic fine needle aspiration in diagnosis of lung cancer. univ med 202 1;40 :13 0 7 . doi: 10. 1805 1/ univmed.2021. v40.133-140. 1department of pulmonology and respiratory medicine faculty of medicine, sebelas maret university / dr. moewardi general hospital surakarta *correspondence: yusup subagio sutanto department of pulmonology and respiratory medicine, faculty of medicine, sebelas maret university surakarta, indonesia/dr. moewardi general hospital surakarta rsud dr. moewardi gedung a lt. ii jl. kolonel sutarto no.132, jebres, surakarta, jawa tengah 57126 email: dr_yusupsubagio@yahoo.com mobile: +62811284165 orcid id: 0000-0001-9392-7603 date of first submission, january 11, 2021 date of final revised submission, july 20, 2021 date of acceptance, july 26, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 131 univ med vol. 40 no 2 introduction the separation of small cell lung cancer and non-small cell lung cancer is no longer based only on morphological differences, but also on i mmu no h is t o c he mi c a l a n d mo l e c u l a r characterization.(1) cell-block cytology using fine-needle aspiration (fna) samples is an immunocytochemical method which plays an important role in the differential diagnosis of lung cancer subtypes. according to the 2015 who c l a s s i f i c at i on , i mmun oc yt o c he mi s t r y i s recommended for many non-small cell lung cancers (nsclc) that cannot be classified as squamous cell carcinoma or adenocarcinoma b a s e d on mor ph ol o gy a l o ne . immunocytochemistry is also used to distinguish primary and metastatic lung tumors that are difficult to differentiate based solely on smear cytology.(2) the role of cell block cytology is in the diagnosis of lung cancer and in determining the administration of immunotherapy, which is currently growing rapidly. cell blocks are similar to conventional tissue paraffin blocks in pathology but consist of cells found in tissue fluids such as bronchial washings or fine needle aspirates. several studies have evaluated the role of cell block cytology as a starting material for the evaluation of programmed death-ligand 1 (pdl1) expression. the study by malapelle et al.(3) looked at the role of cytology in comparison with histology for the evaluation of pd-l1 expression. the results of the study provide evidence of the feasibility of evaluating pd-l1 expression in cell blocks in clinical practice, as well as of the role of cell blocks in evaluating epidermal growth factor receptor (egfr), anaplastic lymphoma kinase (alk) and ros proto-oncogene 1 (ros1). cell blocks of bronchial washings had a higher yield than conventional smears. increased yield was also noted when cell blocks of bronchial washings were combined with biopsy and compared to conventional bronchial washings combined with biopsy.(4) cyt o l ogi c a l t e c hn i qu e s s u c h a s bronchoalveolar lavage or washing (bal), bronchial brushing (bb) and fine ne edle aspiration cytology (fnac) can help diagnose lung malignancies early. for lung cancer diagnosis, fnac is the most effective of the three techniques.(5) the limited material available for adjuvant diagnostic studies is one of the limitations of conventional fine needle aspiration ( fna) . ( 6 ) in t h e c ur r e n t d e ve l op me nt of i mmu no t he r apy, c el l bl ocks c a n pro vid e immunocytochemical material. the present study investigates the importance of the cell block method in the diagnosis and therapy of lung c an ce r. ( 7 -9 ) t h e ai m of thi s st udy w a s t o determine the sensitivity and specificity of transthoracic fna (ttfna) cell block cytology in comparison with bronchial washing smears and ttfna smears in diagnosing lung methods research design t his w a s a c ro s s-s e c t io na l s tu d y of diagnostic tests and was conducted at rsud dr m o e wa rdi ho s pi t a l , sur a ka r t a , f r om september to december 2018. research subjects the research sample consisted of patients with suspected lung cancer who underwent t r e a tme n t . t he s amp l i ng me th o d us e d consecutive sampling with a sample size of 26 patients meeting the inclusion and exclusion criteria. the inclusion criteria were patients aged above 18 years, thorax multi-slice computer tomography (msct) scans showing an image of lung tumors with peripheral lesions to be f o l l ow e d by t t fn a a n d b r on c h os c o py procedures. exclusion criteria were patients with lung tumors with symptoms of acute infection, p r e gna n c y, hi s t o ry o f c he mo t he r a py, r a d i o th e ra py, a n d ma ss i ve he mo p t ys i s. discontinuation criteria were patients refusing bronchoscopy and ttfna and withdrawing. 132 measurements the study subjects’ characteristics were age, gender, smoking history, body mass index (bmi), type of lesion on bronchoscopy, and type of lung cancer histology. bmi was calculated as weight in kilograms divided by height in meters squared. the following categories were used: low bmi group (bmi<18.5 kg/m2), normal bmi group (bmi=18.5-24.0 kg/m2) and high bmi group (bmi>24.0 kg/m2). histology both direct fna smears and cell blocks are useful in the diagnostic work-up of patients. all cytological specimens were prepared according to the standard processing protocol in our laboratory. the papanicolaou (pap) stain was used for wet fixed smears and the diff quik stain for air dried smears. statistical analysis the data were analyzed using spss 21 for windows. the basic data were processed descriptively and presented as a distribution of frequencies and percentages. sensitivity, specificity, positive predictive values and negative predictive values were presented in 2x2 tables. comparative statistical analysis of ttfna cell block versus bronchial washing smear and ttfna smear cytology was carried out using the mcnemar test. a p-value <0.05 was deemed statistically significant. ethical clearance this research received approval for ethical clearance from the faculty of medicine, sebelas maret university, surakarta, under no. 687/ix/ hrec/2018. results the majority of patients were in the age group of over 40 years (80.8%). the proportions of males and females was 14 (53.8%) and 12 (46.2%), respectively. smoking history was obtained in 14 (53.8%) subjects. the majority of subjects with low bmi was 13 (50.0%). the most common type of lesion was compression stenosis, found in 14 (53.8%) subjects. the most common histological types in this study were adenocarcinoma in 11 (64.7%) subjects and high grade neuroendocrine tumors in 5 (29.4%) subjects. the ttfna cell block technique yielded 9 (52.2%) subjects with adenocarcinoma, 5 (29.4%) with high grade neuroendocrine, and 1 (5.9%) patient with adeno-squamous carcinoma (table 1). sensitivity and specificity of ttfna cellblock examination the results showed that 12 (46.15%) subjects had positive results in both ttfna cell block tests and ttfna smears and bronchial washing smears. positive ttfna cell block test results with negative bronchial smears and ttfna smears were found in 3 (11.5%) subjects. negative ttfna-cell block examination with positive bronchial washing smears and ttfna smears was found in 2 (7.7%) subjects. negative ttfna cell block results with negative bronchial washing smears and negative ttfna smears was found in 9 (34.6%) subjects. the sensitivity of the ttfna cell block technique for bronchial washing smears and ttfna smears was 85.7% while the specificity was 75%. the positive predictive value (ppv) was 80.0% and the negative predictive value (npv) was 81.8% (table 2). the value of ttfna cell block positivity for bronchial smear c ytology and ttf na smears the difference in the value of ttfna cell block positivity for bronchial smears and ttfna smears in the diagnosis of lung cancer was calculated using the mcnemar test, which showed no significant difference in the positivity value of the ttfna cell block technique for bronchial washing smears and ttfna smears in lung cancer diagnosis (p>0.05) (table 3). sutanto, santi, wasita, et al cell block technique of ttfna in lung cancer 133 univ med vol. 40 no 2 b c characteristics number of subjects n (%) bronchial washing ttfna total lung cancer patients smear (+) n (%) smear (+) n (%) cell block (+) n (%) total age (years) <40 >40 26 5 (19.2) 21 (80.8) 4 (15.4) 14 (53.8) 15 (57.7) 17 (65.3) 3 (17.6) 14 (82.4) gender male female 14 (53.8) 12 (46.2) 2 (7.7) 2 (7.7) 7 (26.9) 7 (26.9) 9 (34.6) 6 (23.1) 10 (58.8) 7 (41.2) smoking history yes not 14 (53.8) 12 (46.2) 2 (7.7) 2 (7.7) 7 (26.9) 7 (26.9) 9 (34.6) 6 (23.1) 10 (58.8) 7 (41.2) body mass index normal underweight overweight obesity 11 (42.3) 13 (50.0) 1 (3.8) 1 (3.8) 2 (7.7) 1 (3.8) 1 (3.8) 0 5 (19.2) 8 (30.8) 1 (3.8) 0 5 (19.2) 9 (34.6) 1 (3.8) 0 6 (35.2) 10 (58.9) 1 (5.9) 0 types of lesions on bronchoscopy normal compression stenosis infiltrative stenosis endobronchial mass 4 (15.4) 14 (53.8) 1 (3.8) 7 (31.8) 0 1 (3.8) 0 3 (11.5) 2 (7.7) 6 (23.1) 1 (3.8) 5 (19.2) 1 (3.8) 7 (26.9) 1 (3.8) 6 (23.1) 2 (11.8) 8 (47.0) 1 (5.9) 6 (35.3) histological types of lung cancer adenocarcinoma high grade neuroendocrine tumors adenosquamous carcinoma 11 (64.7) 5 (29.4) 1 (5.9) 3 (17.6) 1 (5.9) 0 9 (52.9) 4 (23.5) 1 (5.9) 9 (52.2) 5 (29.4) 1 (5.9) table 1. characteristics of research subjects (n=26) abbreviation: ttfna : transthoracic fine needle aspiration ttfna cell block technique bronchial washing smear technique and ttfna smear technique total positive negative positive 12 3 15 negative 2 9 11 total 14 12 26 sensitivity 85.7% specificity 75% positive predictive value (ppv) 80% negative predictive value (npv) 81.8% table 2. sensitivity and specificity of ttfna cell block technique with bronchial washing smear technique and ttfna smear technique in diagnosing lung cancer abbreviation: ttfna : transthoracic fine needle aspiration discussion lung cancer was found in 57.7% of subjects using the ttfna cell block technique. our study results are almost similar to those of abdulhameed et al.(10) at the rizgary teaching hospital, who reported that the prevalence of lung cancer by means of the ttfna cell block technique was as high as 57.9%. there were more ttfna cell block subjects than subjects undergoing ttfna 134 smear s. this agrees with the study of abdulhameed et al. who also found that the proportions of ttfna cell blocks and smears were 57.9% and 38.8%, respectively. their results also showed that bronchial washing smears had a prevalence of 15.4%. similar results were reported by vadala et al.,(11) in that the diagnosis of lung cancer by bronchial washing smear cytology was found in 36.5% of cases. the study by shivakumarswamy et al.(12) in india showed a lower percentage in lung cancer diagnosis, namely 1.85%. another study by acharya et al. (1 3) gave lower results on cytological examination of bronchial mass washing with 9.2%. most subjects in our study were over 40 years old (80.8%). this is consistent with the risk factors presented by the who or the indonesian lung doctors association (perhimpuan dokter paru indonesia, pdpi) regarding high risk in male subjects, over 40 years of age , a nd smokers.(14) consistent results were shown by li et al.(15) in australia who stated that the most subjects (93%) were in the age group of over 40 years. similar results were found in the studies by raiza et al.(16) and acharya et al.(16) with respect to the subject characteristics, ]this study had a greater proportion of males. lung cancer accounts for 17% and 9% of all cancers in men and women, respectively.(17) however, the incidence of lung cancer in women continues to increase. another study by li et al.(15) also showed that the incidence of males was greater at 15.1%, with an increased incidence in females as well. subjects diagnosed with lung cancer who had a history of smoking accounted for 53.3%. smoking history was higher in males than in females. passive smoking subjects also have risk factors for lung cancer. this is according to the study by charles et al.(18) where subjects with lower or higher bmi comprised 50.0%. lung cancer subjects with low bmi accounted for 53.3%. these results are in line with those of tomita et al.(19) who found that the proportion of lung cancer patients with a low bmi was 46.3%. this may have been due to the fact that the systemic symptoms of lung cancer that often arise are loss of appetite accompanied by weight l os s . t h e c a n c e r c a c he x i a syn d r ome i s characterized by anorexia and weight loss, resulting in impaired immunity, tissue wasting, and decreased performance status.(20) in this study, the types of lesions found on b r o nch os c o p y we r e mos tl y c o mpr e ss i on stenosis at 53.8%, followed by endobronchial mass, normal picture, and infiltrating stenosis at 31.8%, 15.4%, and 3.8%, respectively. lung c a n c e r f ou nd by th e t t fna ce l l b l oc k t e c h ni q u e a c c o un te d f or mo s t of t h e bronchoscopic lesions, namely compression stenosis at 47%, followed by endobronchial mass a t 35 .3% , n or ma l pic tu r e at 11.8% , and infiltrative stenosis at 5.9%. this contrasts with the study by acharya et al.(13) which states that compression stenosis and endobronchial mass have the same prevalence, namely 37.7%. this difference may have been caused by the location and size of the mass, which will affect the type of cancer that is found.(13) ttfna cell block technique bronchial washing smear technique and ttfna smear technique total p value positive negative positive 12 3 15 1.000 negative 2 9 11 total 14 12 26 table 3. mcnemar’s test for comparing ttfna cell block technique versus bronchial washing cytology smear technique and ttfna smear technique in diagnosing lung cancer abbreviation: ttfna : transthoracic fine needle aspiration sutanto, santi, wasita, et al cell block technique of ttfna in lung cancer 135 univ med vol. 40 no 2 the study results showed that the most fre quent histopath ological type was adenocarcinoma, 29.4% from bronchial washing and 52.9% from ttfna. in the research of vivekanand et al.(21) in india, adenocarcinoma was the most diagnosed type of lung cancer. the adenocarcinomas in their study were mostly found in female patients who were passive smokers. in this study, the t tfna cell block examination had a good sensitivity of 85.7% with a sp ec if ic it y of 75% . t he re sult s ar e in accordance with the study by dong et al.(2) who stated that the sensitivity of the ttfna cell block technique to establish the diagnosis of lung cancer was 88.7%. the study by santoshpawar et al.(8) obtained a sensitivity of 89.4% and a specificity of 96%. another study by kakodkar et al.(11) stated that cytological examination with cell blocks increased the positive findings as compared to smears. in their study, the sensitivity and specificity of the ttfna cell block and s me a r t e s ts we r e no t t oo d i ffe r e nt . dr. moewardi hospital has used ttfna smears and bronchial washing smears to diagnose lung cancer and has encountered no problems, so the two tests were used as gold standards in the present study. lung cancer immunotherapy is currently growing rapidly, and the cell block technique becomes inter esting, because one of the immunotherapy r equire ments is immunohistochemi cal examination. immunocytochemistry is a suitable solution for lung cancer immunotherapy, especially in patients who cannot be tested by immunohistochemistry.(3) takigawa et al.(22) stated that it is important to perform a pd-l1 examination using a good cytological sample if a histological sample is not obtained. another study by torous et al. (23) reported no significant difference in the pd-l1 tumor proportion score (tps) in specimens examined by cell block cytology or histology. even though the cell block examination and the smear technique have the same sensitivity, the cell block has the advantage of being able to be used as an immunocytochemical sample. in our study there was no statistically significant difference in the positivity value of the ttfna cell block technique and the positivity value of cytology of bronchus washing smears and ttfna smears in diagnosing lung cancer. there has been no study that tested the difference in the positivity of the ttfna cell block technique and that of the bronchus smear and ttfna smear techniques. the previous study by abdulhameed et al.(10) who performed different tests for fna smear and fna cell block, found no significant difference in positivity. the limitation of the present study is that it used the gold standard for lung cancer diagnosis instead of a histopathological examination. this study suggests that it is possible to determine the primary site of malignancy using cell blocks as well as smears. the cell block technique has the added benefit of allowing multiple sections of the same material to be obtained for special stains and immunohistochemistry.(4) conclusions the ttfna cell block showed good sensitivity and specificity. there was no difference in the positivity value of the ttfna cell block examination versus bronchial washing smears and ttfna smears in lung cancer diagnosis. the cell block technique can be used for immunocytochemical examinations in lung cancer diagnosis and therapy. conflict of interest the author(s) declared no potential conflicts of interest with r esp ect to the research, authorship, and/or publication of this article. acknowledgements the authors thank all patients who were willing to participate and all who supported this study. we also thank the dir ector of dr. moewardi hospital surakarta, for the opportunity to perform this study and collect the data. 136 contributors yss contributed to conceptualization, methodology, and writing the original draft. ns and bw contributed to methodology and data collection and analysis. ar and hr contributed to writing, reviewing, and editing. all authors have read and approved the final manuscript. references 1. kossakowski ca, morresi-hauf a, schnabel pa, eberhardt r, herth fjf, warth a.. preparation of cell blocks for lung cancer diagnosis and prediction: protocol and experience of a highvolume center. respiration 2014;87:432-38.doi: 10.1159/000357068. 2. dong z, li h, zhou j, zhang w, wu c. the value of cell block based on fine needle aspiration for lung cancer diagnosis. j thorac dis 2017;9:2375– 82. doi: 10.21037/jtd.2017.07.912017;9(8):2375–82. 3. malapelle u, iaccarino a, rossi a. cytology versus histology for programmed death-ligand 1 expression evaluation in the landscape of nonsmall cell lung cancer patients selection for immunotherapy. transl lung 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resection in patients with non-small cell lung cancer. asian pacific j cancer prev 2017;18:3353–6. doi: 10.22034/apjcp.2017. 18.12.3353. 20. jusuf a, hudoyo a, andriani r ir. diagnosis of lung cancer. in: jusuf a, editor. basic diagnosis of lung cancer. 1 st ed. jakarta: ui publishing; 2017. p.127–68. sutanto, santi, wasita, et al cell block technique of ttfna in lung cancer 137 univ med vol. 40 no 2 21. giti r, hosseinzadeh m. efficacy of bronchial washing and brushing cytology in the diagnosis of non-neoplastic lung diseases. acta med iran 2017;55:636–41. 22. takigawa n, ochi n, yamane h. histology versus cytology: pd-l1 testing in non-small cell lung cancer. transl lung cancer res 2018;7(suppl 3):s225-7. doi: 10.21037/tlcr.2018.08.08. 23. torous vf, rangachari d, gallant bp, shea m, costa db, vanderlaan pa. pd-l1 testing using the clone 22c3 pharmdx kit for selection of patients with non–small cell lung cancer to receive immune checkpoint inhibitor therapy: are cytology cell blocks a viable option? j am soc cytopathol 2018;7:133–41. doi: 10.1016/j.jasc.2018. 02.003. c:\users\user\documents\41 no 2 139 abstract universa medicina the effect of purple passion fruit juice on superoxide dismutase and malondialdehyde levels in hypercholesterolemic rats alfi muntafiah1*, johanes hasian siahaan1, sofyan hardi1, dody novrial2, and hernayanti3 background hypercholesterolemia due to a high cholesterol diet can increase free radicals resulting in oxidative stress. superoxide dismutase (sod) and malondialdehyde (mda) have been used as the study markers of oxidative stress in cases of hypercholesterolemia. purple passion fruit contains various compounds that may reduce free radicals. this study aimed to determine the effect of purple passion fruit juice on sod and mda levels in hypercholesterolemic rats. methods an experimental analysis with post-test only control group design involving 28 male wistar rats. they were divided into 4 groups: normal control (k1), hypercholesterolemic control (k2), purple passion fruit juice treatment at 4.2 ml/200 gbw/day (k3), and simvastatin treatment at 0.018 mg/200 gbw/ day (k4). the purple passion fruit juice at 4.2 ml/200 gbw/day was administered for 14 days. sod levels were examined by enzymatic colorimetric methods using the ransod kit and mda levels by the tbars method. results the kruskal-wallis test showed a significant difference in sod levels between the tested groups (p<0.05). one-way anova test for mda levels showed a significant difference (p<0.05). post hoc test (mann-whitney for sod and lsd for mda levels) also showed significant differences: k1 vs. k2, k2 vs. k3, k2 vs. k4, and k3 vs. k4 (p<0.05). conclusion this study demonstrated that purple passion fruit juice significantly increases the sod and lowers the mda level in hypercholesterolemic male wistar rats. consumption of purple passion fruit juice may help to modulate oxidative stress caused by hypercholesterolemia in rats. keywords: hypercholesterolemia, malondialdehyde, oxidative stress, passiflora edulis var edulis, superoxide dismutase, rats original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.139-148 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1280 may-august 2022 vol.41no.2 1department of biochemistry, faculty of medicine, universitas jenderal soedirman, purwokerto, indonesia 2department of anatomical pathology, faculty of medicine, universitas jenderal soedirman, purwokerto, indonesia 3department of biology, faculty of biology, universitas jenderal soedirman, purwokerto, indonesia *correspondience: alfi muntafiah department of biochemistry, faculty of medicine, universitas jenderal soedirman, purwokerto, indonesia phone and fax: +6285865137470 email: alfimuntafiah99@gmail.com orcid id: 0000-0002-1424-6111 date of first submission, january 17, 2022 date of final revised submission, june 20, 2022 date of acceptance, june 23, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license ci te t his art icle as: mun tafi ah a, si ahaa n jh, hard i s, novria l d , hernayanti. th e effect of purp le pas sion fru it j uice on superoxi de dismutase and malondialdehyde levels in hypercholesterolemic rats. univ med 2022;41:139-48. doi: 10.18051/ univmed.2022.v41.139-148. 140 muntafiah, siahaan , hardi, et al superoxide dismutase and malondialdehyde levels introduction hypercholesterolemia is a condition where the level of cholesterol in the blood exceeds the normal level due to an increase in cholesterol and low-density lipoprotein (ldl).(1) this condition can be caused by a high-cholesterol diet, increased body weight, age, genetics, and decreased estrogen levels in postmenopausal women.(2) hypercholesterolemia is one of the main risk factors for cardiovascular disease.(3) in 2 01 6 , 1 7. 9 mi l l i o n pe op l e d i e d f r om cardiovascular disease.(4) according to the indonesian ministry of health in 2018 of the indonesian population aged 15 years there were 21.2% with borderline cholesterol (200-239 mg/ dl) and 7.6% with high cholesterol (240 mg/ dl).(5) hypercholesterolemia causes an increase in free radicals, which modify the amino acids in low density lipoprotein (ldl) apolipoproteins so that lipid pe roxida tion occurs in ldl. macrophages engulf the modified ldl causing further free radical formation. this increase in free radicals triggers oxidative stress,(6,7) which is an imbalance between antioxidants and prooxidants, the amount of pro-oxidants being greater than that of antioxidants.(8) oxidative stress can be reduced by incre asing the number of antioxidants. one of the main chain-breaking antioxidants is superoxide dismutase (sod), which acts by scavenging superoxide free radicals.(9) superoxide dismutase catalyzes the conversion of the superoxide free radicals into hydr ogen pe r oxide ( h 2 o 2 ) or mo lecular oxygen.(10,11) according to the american heart association (aha) and the american college of cardiology (acc), hypercholesterolemia therapy is divided into two therapeutic modalities: 1) non-pharmacological therapy through lifestyle changes, and 2) pharmacological therapy with fatlowering drugs.(12) one of these pharmacological therapies are the statins, the most potent drugs in lowering ldl cholesterol.(13) statins act by lowering cholesterol through inhibition of 3hydroxy-3-methyl-glutaryl-coenzyme a (hmgcoa) reductase and increasing the production of high-density lipoprotein (hdl).(14) these statin drugs can cause the side effects of myalgia, rhabdomyolysis, diabetes mellitus, and drug interactions.(13) meanwhile, non-pharmacological ther apies in the management of hypercholesterolemia include increased fruit and vegetable consumption, aerobic physical activity, weight loss, and smoking cessation. (1 2) consumption of fruits and vegetables is very important, since in addition to containing fiber components to lower cholesterol, they also have phytochemical components and vitamins with antioxidant properties.(15) indonesia has a variety of antioxidantcontaining fruits that are beneficial for health.(16) these fruits are a source of natural antioxidants because they contain phytochemical compounds that can reduce pro-oxidants.(17) one of these fruits is the purple passion fruit from the passiflora family.(18) the purple passion fruit (passiflora edulis) is a plant originating from brazil that can live in tropical and sub-tropical areas,(19) and is widely cultivated in indonesia, especially in sulawesi and sumatra.(20) the passion fruit plant is easy to grow but the fruit is often not used because of its sour taste. previous studies have explored the contents of various parts of this fruit (seeds, peel, and juice). purple passion fruit contains flavonoids, alkaloids, phenols, cyanogenic compounds, glycosides, vitamins, minerals, and polyphenol antioxidants.(21) flavonoid antioxidants in fruits are reported to play a role in preventing cell damage caused by free radicals.(22) behind its exotic taste, it turns out that purple passion fruit contains various nutrients and non-nutritive phytochemicals that are beneficial for health. many pharmacological studies have been carried out, where various components of purple passion fruit show antimicrobial, antihypertensive, antidiabetic, antioxidant, and other activities.(23) thi s stud y is a part of our resea rch roadmap. in the last study, we explored the antihypercholesterolemic potential of purple passion fruit juice at various doses.(24) then we studied the effectiveness of this fruit juice against 141 simvastatin in the hypercholesterolemic rat model. research on lipid profiles, which is closely related to this study, has been previously published by muntafiah et al.(25) furthermore, the present study describes the effect of purple passion fruit (passiflora edulis var edulis) juice on the levels of superoxide dismutase (sod) and malondialdehyde (mda) in experimental animal models of hypercholesterolemia. we choose sod as our research parameter because it is the marker enzyme against oxidative stress that plays a key antioxidant role in living cells against the toxicity of superoxide free radicals. in hypercholesterolemia it is known that high cholesterol in cells results in an altered cell me mbr a ne d ue t o lip i d p e r o xi d a t i on . malondialdehyde (mda) is the marker of lipid peroxidation generating free radicals. excess ge ne r a t i on o f fr e e r a d i c a l s i n hypercholesterolemia depletes body antioxidants leading to oxidative stress. several studies have reported the effect of passiflora fruit on antioxidants and oxidative stress, but different results were obtained. the plant materials used in these studies are also different. our study is consistent with a study by silva et al.(26) which states that treatment with a polysaccharide fraction from the peel of passiflora edulis fruit significantly reduced mda concentration and increased glutathione (gsh) levels in mice. this is also consistent with t he s t ud y o n t he a n t i oxi da n t ac ti vi ty of passiflora alata fruit extract by medeiros et al.(18) in contrast, another study by de souza et al.(27) evaluated the effects of passiflora edulis f. flavicarpa degener (yellow passion fruit) juice on the lipid profile and oxidative stress status of wistar rats, showing that the levels of triglycerides and very-low-density lipoproteincholesterol, superoxide dismutase activity (sod), and total glutathione concentration were not statistically different between the two groups. this research is a continuation of a previous study that explored the potential of purple passion fruit juice as an anti-hypercholesterolemic agent, where the fruit juice at a dose of 4.2 ml/200 g bw could significantly reduce total cholesterol levels.(24) methods research design this experimental study used a completely randomized post-test only control group design. t hi s r e s ea r c h wa s c o nd u c te d a t t he biochemistry laboratory and the pharmacology & experimental animal laboratory, faculty of medicine, jenderal sudirman university (fk un soe d) , pu r wo ke r t o, ce n tr a l j a va , indonesia, from october 2016 to november 2016. experimental animals the research subjects were healthy male albino rats (rattus norvegicus) of the wistar strain, 2-3 months old, and weighing 180-220 g, obtained from lppt iii, gadjah mada university (ugm), yogyakarta. the minimum total number of subjects in this study was 28 based on the ‘resource equation’ approach.(28) the animals were maintained at 22"25°c with 12 h/12 h light /dark cycle. all animals were fed rat pellets and provided with tap water ad libitum. establishment of rat hypercholesterolemia model induction of hypercholesterolemia was carried out after the experimental animals underwent a seven-day acclimatization period. induction was carried out in groups k2, k3, and k4 for 10 days with duck egg yolk at a dose of 2 ml/200 g bw/day and pork oil at 3 ml/200 gbw/day orally through a probe. after the induction period, the experimental animals were fasted for 12 hours and 2 ml of blood was drawn from the infra-orbital vein to confirm the hypercholesterolemia.(25) induction was declared successful if the total cholesterol level in the blood exceeded 54 mg/dl. normal rat plasma total cholesterol level is 10-54 mg/dl.(24) univ med vol. 41 no 2 142 muntafiah, siahaan , hardi, et al superoxide dismutase and malondialdehyde levels a b treatment of the hypercholesteremia rats the experimental animals were randomly divided into 4 groups: normal control (k1), hypercholesterolemic control (k2), purple passion fruit juice treatment at a dose of 4.2 ml/200 gbw (k 3), and simvastati n control (k 4). t he experimental animals were put into cages by gr oup. during the tr eatment pe riod, the experimental animals received treatment every morning. the healthy/normal control group (k1) and the hypercholesterolemic control group (k2) were treated with distilled water orally through a probe. the k3 group received purple passion fruit juice at 4.2 ml/200 g bw/day by oral probe. a dose of 4.2 ml/200 g bw is the maximum dose that can be accepted by these animals. based on our previous study, this dose can significantly reduce total blood cholesterol.(24) the k4 group received simvastatin at a dose of 0.018 mg/200 g bw. bef ore the tre atment period, the experimental animals were acclimatized for 7 days, placed in the same environment, in cages of the same size, shape, material, and location, and r eceived food and drinking water ad libitum.(29) the dose of simvastatin used in this study was based on the usual dose given to adult humans, which is 10 mg/day. the conversion factor from humans with a bodyweight of 70 kg to rats (rattus norvegicus) with a body weight of 200 grams is 0.018 mg/200 g bw/day.(25) therefore, the dose of simvastatin for rats equals the conversion factor for rats multiplied by the dose of simvastatin in humans = 0.018 x 10 mg/ day, giving the dose of 0.18 mg/200 g bw/day. plant materials this study used ripe purple passion fruit (with dark purple and smooth or slightly grooved skin). we used fresh fruit juice directly taken from ripe fruit. the fruit was taken in a season with sufficient rainfall and sunshine. the preparation of purple passion fruit juice begins with washing of the fresh fruit, after which the fruit is cut and the fruit flesh is made into juice then filtered through a filter cloth so that the seeds are separated from the fruit juice. the fruit juice is made every day to obtain fresh fruit juice.(30) determination test was carried out at the biology laboratory, jenderal soedirman university. determination of sod and mda posttest blood sampling was carried out at the end of the study period, using a 3 ml hematocrit pipette through the infra-orbital vein. previously, the experimental animals had been fasted for 12 hours. whole blood samples were put into an edta tube, centrifuged at a speed of 1300 rpm for 10 minutes at room temperature, then examined for antioxidant levels of sod and mda.(27) the sod antioxidant levels were measured by the colorimetric enzymatic method using the ransod kit, while mda levels were determined by the thiobarbituric acid reactive substance (tbars) method. the absorbance was read on a spectrophotometer (robert riele gmbh & co kg, germany), at a wavelength of 540 nm. statistical analysis data were processed and analyzed using the spss 10 for windows statistical software. the data distribution was tested for normality with the shapiro-wilk test and continued with the levene’s test for homogeneity. the data on sod and mda levels were found to be normally distributed (p>0.05), but the data variance was n ot homoge neo us ( p< 0. 05 ), s o that da ta t r a n s f o r ma t io n w a s c a r r i e d ou t . af t e r transformation, the data variance of sod was still non-homogeneous (p<0.05) so the kruskalwa l li s n on -p a r a me t r i c te st w a s us e d . meanwhile, the data variance of mda was homogeneous after transformation so it was tested with one-way anova.(31) ethical clearance this research has received ethical approval from the faculty of medicine research ethics committee, jenderal soedirman university under no. ref: 120/kepk/2016. 143 univ med vol. 41 no 2 results as shown in figure 1, there was an increase in body weight in all groups at week 3 of the study. the normal control group (k1) and the hypercholesterolemic group (k2) experienced weight loss at weeks 4 and 5. the treatment group receiving purple passion fruit juice (k3) had relatively stable body weight until the 5th week. the treatment group on simvastatin experienced weight loss. t he da t a of sod a nd m da l e ve l s determined at the end of the study period are presented in table 1. the hypercholesterolemic control group (k2) had the lowest sod and highest mda levels compared to other groups. the purple passion fruit juice group (k3) and the simvastatin group (k4) had higher sod and l ow e r md a le ve l s t h a n t he hypercholesterolemic control group (k2). the sod level in the simvastatin group (k4) was higher than in the hypercholesterolemic control group (k2) but was still lower than in the normal control group (k1). administration of purple passion fruit juice at 4.2 ml/200 g bw to the k3 group could increase sod to levels that were higher than in the normal control group (k1), where the levels increased about 3-fold if compared to the hypercholesterolemic control group (k2). the increase in sod levels was in line with the decrease in mda levels in that group. figure 1. body weight of the experimental animals table 1. distribution of mean sod and mda levels by treatment group statistical test using 95% confidence intervals. *kruskal-wallis test, followed by mann-whitney test shows a significant difference between k1 vs. k2 (p=0.004), k2 vs. k3 (p=0.004), k2 vs. k4 (p=0.020), and k3 vs. k4 (p=0.045 ). **one-way anova. followed by post hoc lsd showed a significant difference between k1 vs. k2 (p=0.00); k2 vs. k3 (p=0.00); k2 vs. k4 (p=0.00); and k3 vs k4 (p=0.00). a,b different notations on the same column indicate significant differences. k1: normal control; k2: hypercholesterolemic control; k3: treatment with purple passion fruit juice at 4.2 ml/200 gbw/day; and k4: treatment with simvastatin at 0.018 mg/200 gbw/day. sod: superoxide dismutase, mda: malondialdehyde, sd: standard deviation data presented as sod: median (min-max) for sod and mda:mean ± sd treatment group p value k1 (n=6) k2 (n=6) k3 (n=6 k4 (n=4) sod (u/ml) mda (µmol/l) 17.10 (11.70 24.00)a 0.61 ± 0.03a 9.15 (7.00 – 10.60)b 2.45 ± 0.12b 22.25 (12.10 -63.90)a,c 0.78 ± 0.07c 12.45 (8.90 – 16.50)a 1.20 ± 0.08d < 0.05* < 0.05** 144 muntafiah, siahaan , hardi, et al superoxide dismutase and malondialdehyde levels mitochondrial electron system or activation of nadph oxidase. these reactive free radicals cause lipid peroxidation in the cell membranes that produce lipid peroxide radicals and other free radicals.(6,33) increased lipid peroxidation (which can be seen from the high levels of mda causes oxidative stress due to an imbalance between peroxides and oxidants.(33) superoxide dismutase is a marker enzyme against oxidative stress in cells. this enzyme degrades superoxide into ordinary oxygen molecules or hydrogen peroxide. it also acts as a key antioxidant in living cells that protects against the toxicity of superoxide free radicals.(6,11) in hype rcholesterolemic conditions, sod antioxidants are at their lowest levels because the increased production of free radicals exceeds the body’s capacity to handle them. the increase in free radicals in the blood occurs because of the increased low-grade systemic inflammatory response, where this systemic inflammation increases the production of ros.(34) these free radicals modify the amino acids in ldl apolipoproteins so that lipid peroxidation occurs in ldl. the macrophages then engulf the modified ldl causing further free radical formation. the continuous increase in free radicals triggers oxidative stress.(6,7) under normal conditions, the body can reduce oxidative stress conditions with e nd ogenous (enzymatic) antioxidants, one of which is sod, but in hypercholesterolemic conditions, the increase in free radicals exceeds the body’s capacity to fight oxidative stress conditions, resulting in a decrease in sod levels in the k2 group.(32) the results of this study showed a significant increase in sod levels in the k3 group, about 3 times higher than in the hypercholesterolemic control (k2). this is in line with the research conducted by kandandapani et al. (35) where administration of purple passion fruit at 500 mg/ kg of leaf, peel, and fruit extract in streptozotocininduced diabetic rats showed a significant increase in sod and a reduction in the tbars levels in the heart, liver, and kidney. in the present study, the increase in sod levels in the k3 group the kruskal-wallis nonparametric test showed a significant difference between the treatment groups (p=0.002). therefore, the post hoc test with mann-whitney was continued to find out which groups had these significant differences. mann-whitney test showed a significant difference in group k1 vs. k2 (p=0.004), group k2 vs. k3 (p=0.004), group k2 vs. k4 (p=0.020), and group k3 vs. k4 (p=0.045). meanwhile, the k1 vs. k3 and k1 vs. k4 groups has no significant differences, with p-values of 0.262 and 0.150, respectively.one-way anova showed significant differences between the treatment groups (p<0.05). post hoc lsd showed significant differences in k1 vs. k2 (p=0.00), k2 vs. k3 (p=0.00), k2 vs. k4 (p=0.00), and k3 vs. k4 (0.00). discussion this study was conducted to determine the effect of purple passion fruit juice (passiflora edulis var edulis) on sod and mda levels in experimental hypercholesterolemic model animals. the results of this study showed that the hypercholesterolemic control group (k2) had the lowest levels of sod antioxidants and highest levels of mda compared to the other groups. this is in line with the research conducted by silva et al.(26) on the effect of the polysaccharide fraction from the peel of passiflora edulis fruit on mda in mice. research by panelli et al.(32) on the benefits of the bark of passiflora edulis under conditions of oxidative stress in obese mice also showed that it was effective in improving antioxidant capa city a nd r educed malondialdehyde levels. hypercholesterolemia is characterized by an increase in total cholesterol and ldl cholesterol. the cell membrane is composed of cholesterol as a structural component that plays a role in the structural and functional integrity of the cell. the presence of high levels of cholesterol in hypercholesterolemia results in changes in the physical properties of the cell membranes, which may facilitate leakage of reactive oxygen spe cie s (ros) from the 145 was made possible by various phytochemical compounds in purple passion fruit juice. the increase in superoxide dismutase levels may be explained by several mechanisms. purple passion fruit juice contains flavonoid compounds that act directly by donating hydrogen ions to neutralize the toxic effects of free radicals. flavonoids also act indirectly by incr easing endogenous antioxidant genes through the activation of nuclear factor erythroid 2 related factor 2 (nrf2). activation of this gene plays a role in the synthesis of antioxidant enzymes such as the sod gene.(36,37) purple passion fruit besides having flavonoid compounds that can reduce free radicals, also contains vitamin c and beta carotene, which act as antioxidants by donating electrons or hydrogen atoms to free radicals to neutralize these free radicals. neutralization of these free radicals can reduce oxidative stress.(38) therefore, the flavonoid compounds, vitamin c, and beta carotene contained in purple passion fruit may increase sod levels in the k3 group.(39) research by doungue et al.(36) showed that the administration of the flavonoid extract fraction to rats with aluminum chloride-induced alzheimer’s disease was able to significantly increase sod levels in the hippocampus and cortex of the rats. the study also stated that flavonoids were the main cause of the increase in sod levels, although other bioactive compounds also played a role. our study is also in line with research conducted by hu et al.(37) which showed that administration of pure purple passion fruit anthocyanin extract, which is a type of flavonoid in purple passion fruit, could significantly increase sod activity at doses of 400 mg/kg and 600 mg/kg in the skeletal muscle of rats with induced muscle fatigue. sod antioxidant levels in the k4 group also showed a significant increase, but the levels were still lower than in the healthy control group (k1). research conducted by eger et al.(40) on the effect of simvastatin administration to wistar rats for 1 month on the increase in free radicals induced by lisdexamfetamine dimesylate (ldx) showed that simvastatin could prevent a decrease in sod activity in the cerebellum of the rat brain. research by yang et al.(41) on sprague dawley rats subjected to smoke inhalation showed that simvastatin in doses of 25 mg/kg to 100 mg/kg could increase sod activity in a dose-dependent manner, but the increase had not yet reached the sod levels in the healthy groups. clinical studies show that statins affect plasma sod levels, while research shows that statins have antioxidant effects through cell antioxidation and increased free radical elimination. statins have antiinflammatory properties by lowering c-reactive protein (crp) and pro-inflammator y cytokines.(42) sod enzymes are important in reducing the effects of oxidative stress by breaking down free radicals into hydrogen peroxide which will then be broken down by catalase or glutathione peroxidase into non-toxic products, namely water, and oxygen. conditions that cause a decrease in the sod enzyme can cause cell damage due to oxidative stress.(4345) purple passion fruit acts as an antioxidant that can r educe hypercholesterolemia-induced oxidative stress by increasing sod activity and neutralizing free radicals. the present study showed that purple passion fruit juice contains antioxidants that are effective in increasing plasma sod and reducing mda levels in wistar rats with induced hypercholesterolemia. one limitation of this research is the short duration of the trial period in which the study has not been able to show the antioxidant or vitamin content of the purple passion fruit extract, so that further research is planned for advanced stages of the study in humans. conclusions administration of purple passion fruit juice (passiflora edulis var edulis) could significantly increase sod antioxidant levels and reduce mda levels in mal e wistar rats (rattus norvegicus) induced by hypercholesterolemia. thus, our result s r einforce the ethnopharmacological use of passiflora edulis in popular medicine. univ med vol. 41 no 2 146 muntafiah, siahaan , hardi, et al superoxide dismutase and malondialdehyde levels conflicts of interest the author(s) declared no potential conflicts of interest concerning this article’s research, authorship, and/or publication. acknowledgment we would like to express our gratitude to the institute for research and community service (lppm) at jenderal sudirman university (unsoed) which has provided a research grant for the blu research scheme for competency improvement so that this research could be carried out. contributors all authors take public responsibility for the content of the 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41 no 2 148 muntafiah, siahaan , hardi, et al superoxide dismutase and malondialdehyde levels 41. yang r, guo p, ma z, et al. effects of simvastatin on inos and caspase 3 levels and oxidative stress following smoke inhalation injury. mol med rep 2020;22: 3405–17. pmid: 32945441. 42. simatupang a. statin (hmg-coa reductase inhibitor): bukti terbaru pengalaman penggunaannya. jakarta: fakultas kedokteran universitas kristen indonesia; 2017. 43. saraswati ra, maharani n, utomo aw. pengaruh ekstrak kulit manggis (garcinia mangostana l.) terhadap kadar enzim superoxide dismutase (sod) tikus yang diinduksi minyak jelantah. j kedokter diponegoro 2018;7:1511–19. doi: https://doi.org/ 10.14710/dmj.v7i2.21470. 44. septembre-malaterre a, stanislas g, douraguia e, gonthier m. evaluation of nutritional and antioxidant properties of the tropical fruits banana, litchi, mango, papaya, passion fruit, and pineapple cultivated in réunion french island. food chem 2016;212:225–33. doi: 10.1016/ j.foodchem.2016.05.147. 45. pretti ir, da luz ac, perdigão tl, araújo ra, batitucci mcp. gene expression and antioxidant enzymatic activity in passion fruit exposed to aluminum. afr j agric res 2018;13:115–20. https:/ /doi.org/10.5897/ajar2017.12834. c:\users\universa medicina\docu 45 abstract universa medicina serum apolipoprotein b increased among tuberculosis patients compared to healthy subjects augustine c. ihim1*, samuel c. meludu1,2, charles c. onyenekwe1, arthur e. anyabolu3 and comfort n.akujobi3 background the burden of tuberculosis (tb) and cardiovascular disease (cvd) is enormous worldwide. public health programs have been challenged with the overlapping of tb and cvd epidemics.mycobacterium tuberculosis (mtb) is also a main driver of atherogenesis, suggesting a potential pathogenic role of tuberculosis in cardiovascular disease. the objective of this study was to compare the serum levels of apolipoprotein b (apo b), apolipoprotein b48 (apo b48) and apolipoprotein b100 (apo b100) between patients with tuberculosis and healthy subjects. methods a cross-sectional study was conducted involving 251 subjects consisting of 120 treatment naïve active tb patients [26 hiv co infected (tb+hiv+) and 82 tb+), 12 malaria parasite co-infected (tb+mp+)], 26 latent tb infected (ltb) and 105 healthy controls. their body mass index (bmi) was calculated. mycobacterium tuberculosis infection was determined by ziehlnelseen (zn) sputum smear microscopy and confirmed positive using genexpert. latent tb was determined by mantoux test, mp was evaluated by microscopy while hiv by immunochromatographic techniques using serial algorithm. apolipoproteins were determined using spectrophotometry. a one-way anova test and lsd’s post hoc multiple comparisons were used for statistical analyses. results significantly lower mean levels of bmi were observed in ltb, tb+, tb+hiv+ and tb+mp+ compared with the controls (p<0.005). the mean serum levels of apo b, apo b48 and b100 were significantly higher in ltb, tb+, hiv+tb+ and tb+mp+ compared with apparently healthy controls (p<0.05). conclusion elevated levels of apolipoproteins among infected tb individuals might predispose them to cardiovascular disease. keywords: apolipoprotein, atherosclerosis, tuberculosis patient, healthy subjects original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.45-51 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1062 january-april, 2021 vol.40no.1 1chemical pathology unit, department of medical laboratory science, faculty of health sciences and technology, nnamdi azikiwe university, nigeria 2department of human biochemistry, faculty of basic sciences, nnamdi azikiwe university, nigeria 3faculty of medicine, nnamdi azikiwe university, nigeria *correspondence : augustine c. ihim, ph.d. chemical pathology unit, department of medical laboratory science, faculty of health sciences and technology, nnamdi azikiwe university, p.m.b. 5025 awka, anambra state , nigeria email: ac.ihim@unizik.edu.ng phone +2348035985883 orcid id: 0000-0001-9991-0714 date of first submission, october 29 2020 date of final revised submission, march 28, 2021 date of acceptance, april 3, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: ihim ac, meludu sc, onyenekwe cc, anyabolu ae, akujobi cn. serum apolipoprotein b increased among tuberculosis patients compared to healthy subjects. univ med 2021;40: 45-51. doi: 10.18051/univmed.2021. v40.45-51 46 ihim, meludu, onyenekwe, et al serum apolipoprotein b increased among tuberculosis introduction tuberculosis and cardiovascular disease (cvd) pose great public health challenges globally. the world health organization has been challenged with the increasing burden of tuberculosis and cvd epidemics.(1) there is increasing evidence that many infections contribute to the pathogenesis of cvd including mycobacterium tuberculosis. (2) some authors a l s o r e ve al e d t h e a s s o c i a t i on o f la te nt tuberculosis with acute myocardial infarction (ami).(2) the potential mechanism for this association relied on a study that showed continuous activation of the immune system in latent and active tuberculosis.(3) antibodies to mycobacterial hsp65 cross-reacting with selfantigens in human blood vessels leading to autoimmunity may also have an effect on cvd risk. monocytes/macrophages, lymphocytes and cytokines engaged in cell-mediated immune responses against mycobac terium tuberculosis are also mai n driver s of atherogenesis, suggesting a potential pathogenic role of tuberculosis in cvd via mechanisms that have been described for other pathogens that establish chronic infection and latency.(3-5) consequently, apolipoprotein-b (apo b) containing lipoproteins are a suspected cause of atherosclerosis which is the main underlying cause of cvd. apolipoprotein-b enters the wall of the arteries and can transport cholesterol into the arterial wall; if present in increased numbers, ma y b e the ma in i ni t i a t i ng f a c t o r in atherosclerosis.(6) apolipoprotein b100 (apo b100) is the largest of the apob group of proteins, consisting of 4563 amino acids. apolipoprotein b100 is the apolipoprotein found in lipoproteins synthesized by the liver and is found in chylomicrons, very low-density lipoprotein cholesterol (vldl-c), intermediatedensity lipoprotein cholesterol (idl-c), lowde nsi ty li pop ro te in c hol ester ol ( ldl-c) and lipoprotein(a) [lp(a)] particles.(7) all these particles are atherogenic.(8) each of these particles contains a single apo b molecule. several studies have shown that apo b may be a better predictor of cardiovascular disease risk than ldl-c.(9,10) furthermore, it has been shown that apo b may be raised despite normal or low levels of ldl-c. apolipoprotein-b also appears to predict on-treatment risk, when ldlc has been lowered by statin therapy. similarly, a study by ihim et al.,(10) on free fatty acid and lipid profile in active tuberculosis, latent tuberculosis, active tb and hiv, active tb and mal ar ia pa r a si te i n sub je ct s i n anambr a concluded that low level of free fatty acid and hypolipidaemia in tb subjects could be attributed to tuberculosis. this observation is in line with the findings by oyedeji et al.(11) in their study on oxidative stress and lipid profile status in pulmonary tuberculosis patients in south western nigeria. the evaluation of apo b represents the total burden of the main lipoprotein particles involved in the atherosclerotic process. .but another study showed different results, in that there was no significant difference in apo b b e t we e n pa t i e n t s w i th t b a nd h e a l t hy subjects.(12) it has been shown that mycobacterium tuberculosis obtains nutrients and metabolizes host derived lipids mainly fatty acids and cholesterol and uses them to cause and maintain disease.(13,14) despite evidence of hypolipidaemia among individuals with tb infection,(10) cvd is still on the increase among them.(1) consequently, this research objective was to compare the serum levels of apo b, apolipoprotein b48 (apo b48) and apo b100 between patients with tuberculosis and healthy subjects. methods research design t hi s c r os s-se c ti o n a l r e se a r c h w a s conducted at nnamdi azikiwe university teaching hospital (nauth), nnewi, anambra state, nigeria, between may 2015 and january 2018 to compare the serum levels of apo b, apo b48 and apo b100 among individuals with mtb and apparently healthy controls. 47 study population the study population consisted of 5518 suspected individuals with cardinal symptoms of tuberculosis who presented at tuberculosis directly observed therapy (tbdot) clinics of nnamdi azikiwe university teaching hospital (nauth), nnewi, between may, 2015 and january, 2018. sampling technique consecutive non-random sampling techniques was used to select individuals from the tb dot centres before the initiation of therapy. participants were individuals who met the inclusion criteria and consented after the purpose was explained to them and were recruited as they became available until the sample size was attained. study subjects sample size was calculated using g*power software version 3.0.10 (universität düsseldorf, germany). power analysis for one way anova was conducted in g*power to determine a sufficient sample size using an alpha of 0.05, a power of 0.89 and a medium effect size. based on these, the calculated total sample size of 245 has 89% power to detect a difference of 0.25 at a significance level of 0.05. a total of 251 study subjects composed of 120 treatment naïve active tb patients [26 hiv co infected (tb+hiv+) and 82 t b+), 12 malaria parasite c o-infected (tb+mp+)], 26 latent tb infected (ltb) and 105 healthy controls (tb-hiv”tst”) were recruited. at recruitment, all study subjects were interviewed using a standard questionnaire and demographic data were collected. the weight and height of all the subjects were measured and used to determine their body mass index (bmi). mycobacterium tuberculosis infection was determined by ziehl-neelsen (zn) sputum smear microscopy and confirmed positive using genexpert®. newly diagnosed tb positive individuals with or without mp, and or hiv co -infections were recruited. the individuals above were those who did not receive any tuberculosis treatment before they were recruited (category one, first line tb positive individuals), were between 1566 years old, and attending the tb dots clinic, nauth, nnewi, state anambra. individuals infected with tb and on antiretroviral therapy were excluded. patients diagnosed with pulmonary tuberculosis but having diabetes mellitus were also excluded from the study. tobacco smokers, alcohol drinkers and participants who had other clinical problems such as diabetes and cardiovascular diseases were excluded from the study. ethical consideration ethical approval for the study was obtained from nnamdi azikiwe university teaching hospital ethics committee (nauthec) under no. nauth/cs/66/vol.7/79, nnewi, anambra state, nigeria. informed consent the aim, benefits and purpose of the study was explained to the individuals. participation was voluntary and informed consent was obtained from all of the individuals. the individuals were allowed at any time they so desired to discontinue and that would not in any way affect their care. the information obtained from the individuals was kept highly confidential in observance of the privacy act. sample collection sputum collection and processing sputum samples were collected using the directly observed treatment short course (dots) strategy specification and were processed using the ziehl-neelsen staining method and confirmed using the genexpert® by cepheid. blood sample collection blood samples were collected once from individuals with a ctive mycobacterium tuberculosis infection. firstly, immediately the individual was confirmed to be positive for pulmonary tuberculosis by ziehl neelsen’s univ med vol. 40 no 1 48 ihim, meludu, onyenekwe, et al serum apolipoprotein b increased among tuberculosis a b c staining technique and genexpert mtb/rif assay, before the initiation of anti-tuberculosis treatment (att). blood samples were collected once from individuals with latent tb and from apparently healthy individuals (controls). eight milliliters (8mls) of blood was collected from each individual at each period of blood collection, thick and thin blood films were made for microscopic detection of p. falciparum on r e c r u it me n t a n d ma l a r i a pl a s mo di u m falciparum/pan rapid test (carestart tm, access bi o, usa ) wh i c h is a c hr o mat ogr a p h ic immunoassay for the qualitative detection of circulating p. falciparum antigen in whole blood was also used. two milliliters (2ml) of blood was dispensed in ethylene diamine tetra acetic acid (edta) bottles and 6ml of blood was dispensed in plain tubes to separate serum for various biochemical assays.(15) the blood in the plain tubes was allowed to stand for 30 minutes to clot and further centrifuged at 3500 rpm for five minutes using wisperfuge model 1384 centrifuge (samson, holland). serum was separated from the clot with a micropipette into a sterile plain tube for the measurement of biochemical parameters. each individual’s blood sample was stored frozen at -200c in aliquots, in three cryovials to avoid repeated thawing and storing that would affect the result of the analysis. diagnostic assessments the hiv status of the study subjects was determined using the determine hiv-1/2 (abbott laboratories, japan) as the screening test, the capillus hiv-1/2 (trinity biotech, ireland) as the confirmator y test a nd uni-gold hiv-1/2 recombinant (trinity biotech, ireland) as a tie breaker test. diagnosis of malaria p. falciparum malaria was detected using thick and thin blood smears for microscopic detection (employing giemsa staining technique) and malaria plasmodium falciparum rapid test device (carestarttm malaria hrp2 (pf) by access bio,inc. usa). mantoux test tuberculin purified protein derivative (ppd) was utilized for the mantoux test to assist in clinical diagnosis of tuberculosis for diagnosis and differential diagnosis of tuberculosis, early detection of tuberculosis and screening for infection by m. tuberculosis (latent tuberculosis infection). this test is known as the tuberculin skin test. the ppd used was obtained from bb – ncipd ltd, sofia, bulgaria. each vial contained 1ml (10 doses) containing 50tu of ppd = 5tu/0.1ml per dose.(16) estimation of apo b, apo b48, and apo b1 00 apo b, apo b48, and apo b100 were estimated by sandwich enzyme immunoassay technique as described by brodsky and edward.(17) statistical analysis the ibm statistical package for social sciences (spss) version 21 was used for the sta tistical analysis. anova was used to determine if there were any statistical differences between the means of different groups of subjects. lsd’s post hoc multiple comparisons were run to confirm where the differences oc curred in the groups. the results were prese nted as mean ± standard deviation. significant levels were considered at p<0.05. results significantly lower mean levels of bmi were observed in individuals with ltb (25.57 ± 6.53 kg/m2), active tb (24.11 ± 3.84 kg/m2), human immunodeficiency and tuberculosis co-infection (22.48 ± 2.38 kg/m2) and tuberculosis and malaria parasite co-infection (tbmp) (26.69 ± 4.01 kg/ m2) compared with the controls (29.19 ± 7.22 kg/m2) (p<0.05). the mean serum level of apolipoprotein b was significantly higher in individuals with active tb infection, tbhiv and tbmp co-infections (2879.3 ± 1.03 µg/ml, 2759.6 ± 0.37 µg/ml, and 49 univ med vol. 40 no.1 2656 ± 0.462 µg/ml) respectively compared with ltbi (2493.7 ± 0.83 µg/ml) and apparently healthy controls (2033.2 ± 1.10 µg/ml) (p<0.05). fur thermor e, the mean serum level of apolipoprotein b 48 in individuals with active tb infection, tbhiv and tbmp co-infections (364.4 ± 8.5 µg/ml, 358.7 ± 1.98 µg/ml and 386.4 ± 2.36 µg/ml, respectively) is significantly higher than in individuals with ltb (106.3 ± 1.10 µg/ ml) and apparently healthy controls (100.2 ± 5.50 µg/ml)(p<0.05). the mean serum level of apolipoprotein b 100 (µg/ml) was significantly higher in individuals with ltb, active tb infection, tbhiv and tbmp (2489.4 ± 0.84, 2879.5 ± 1.03, 3448.3 ± 0.22 and 2880.8 ± 0.46, respectively) than in apparently healthy controls (2032.3 ± 1.11)(p<0.05). discussion bmi has been used as an indicator of malnutrition (18) or total adiposity,(19) although with many limitations. however, the mean bmi values of the entire study group were within the normal reference range. the lower mean levels of bmi observed in the test groups might be the result of depletion in body lipids and free fatty acids associated with mycobacterium tuberculosis infection.(10) these lower mean levels of bmi observed in the test groups are in agreement with the studies by yen et al.(20) and casha and scarci.(21) the significantly higher mean serum levels of apo b, b48 and b100 in m y c ob ac te ri u m t ub e rcul o s i s i nf e c t e d individuals in this study could be attributed to m y c ob ac te ri u m t u be rc ulo s i s i nf e c t i on . several studies have shown that apo b may be a better predictor of cardiovascular disease risk than ldl-c.(6,9,12) apolipoprotein b is an important component of most atherogenic lipoprotein particles.(11) the apolipoproteins were higher in the active tb and co-morbidity groups than in the controls. apolipoprotein b containing lipoproteins are the ones that are most likely to enter the wall of the arteries. they are capable of trafficking cholesterol into the artery table 1 sociodemographic characteristics parameters of individuals with ltb, active tb infections, hiv&tb, tb & mp and apparently healthy controls (ahc) a-bmeans in a row without a common superscript letter differ (p<0.05), as analyzed by one-way anova. ahc: apparently healthy controls, ltb : latent tuberculosis; tbhiv: tuberculosis and hiv co-infection, tbmp: tuberculosis and malaria parasite co-infection. results are expressed as mean ± sd and are statistically significant at p<0.05 table 2. serum levels of apolipoprotein b, apolipoprotein b48 and b100 among healthy controls, ltb, active tb, tbhiv and tbmp individuals a-b-c means in a row without a common superscript letter differ (p<0.05), as analyzed by one-way anova ahc: apparently healthy controls, ltb : latent tuberculosis, tb+hiv+: tuberculosis and hiv co-infection, tb+mp+: tuberculosis and malaria parasite co-infection. results are expressed as mean ± sd and are statistically significant at p<0.05 ahc (n=105) ltb (n=26) tb (n=82) tb hiv (n=26) tb mp (12) p value apo b (µg/ml) 2033.2 ± 1.10a 2493.7 ± 0.83b 2879.3 ± 1.03c 2759.6 ± 0.37c 2656 ± 0.462c <0.001 apo b 48 (µg/ml) 100.2 ± 5.50a 106.3 ± 1.10a 364.4 ± 8.5b 358.7 ± 1.98b 386.4 ±2 .36b <0.001 apo b 100 (µg/ml) 2032.3 ± 1.11a 2489.4 ± 0.84b 2879.5 ± 1.03c 3448.3 ± 0.22c 2880.8 ± 0.46c <0.001 ahc (n=105) ltb (n=26) tb (n=82) tb hiv (n=26) tb mp (n=12) p value age (yrs) 35.61 ± 9.60 38.31 ± 10.83 36.44 ± 14.20 34.61 ± 11.12 39.33 ± 7.43 0.315 bmi (kg/m2) 29.19 ± 7.22 a 25.57 ± 6.53 b 24.11 ± 3.84b 22.48 ± 2.38b 24.21 ± 3.85b 0.001 50 ihim, meludu, onyenekwe, et al serum apolipoprotein b increased among tuberculosis wall, and if present in increased numbers they ma y b e t he ma i n i n it i a t i n g f a c to r i n atherosclerosis. retention of apo b containing lipoprotein particles within the arterial wall is an essential part of the process. the measurements of apo b represent the total burden of the main l i po p r ot ei n pa r t ic l e s i n vo lve d i n t he atherosclerotic process.(9) apolipoprotein b occurs in two main forms, apob48 and apob100. apob48 is synthesized mainly by the small i nt e st i n e . ( 9 ,1 2 ) a n d is p r i ma r i l y f o un d i n chylomicrons.(13) apo b100 is the largest of the apo b group of proteins, consisting of 4563 amino acids. apolipoprotein b100 is the apo-lipoprotein found in lipoproteins synthesized by the liver and it is found in chylomicrons, vldl, idl, ldl and lp (a) particles.(7) all these particles are atherogenic. each of these particles contains a single apo b molecule. therefore, from the viewpoint of atherosclerosis and cardiovascular risk, apob100 is the important one.(8,18,19) furthermore, the mean serum levels of apo lipoprotein b, apo lipoprotein b48 and b100 were significantly higher in individuals with tbhiv and tbmp coinfections. hence, they might b e a t a h igh e r r i s k of p r e di s po s i ti o n t o cardiovascular disease.(9,12) this finding is in line with previous studies,(8,20) and confirmed that high levels of apo b are indicative of a higher risk to cardiovascular disease in tuberculosis and concluded that concentrations of apo b are superior indicators of vascular/heart disease and cvd risk prediction than standard lipid profile. lack of prior awareness of the participants, on t he i mpor ta nc e o f re se ar c h wa s a ma j or constraint in carrying out this study. monitoring serum apolipoprotein b levels may help reduce the occurrence of cardiovascular disease in patients with tuberculosis. further research is necessary using a longitudinal follow up design t o a s s e s s t he e f f e c t o f m y c ob ac te ri u m tuberculosis (mtb) infection on serum levels of apo b, apo b48, apo b100, atherogenic index and coronary risk index in individuals with mtb infection before, during and after treatment. conclusion it was observed in this research that higher mean serum levels of apo b, apo b48 and apo b100 in tuberculosis patients might predispose them to cardiovascular disease. conflicts of interest the authors declare that they have no conflicts of interest. contributors aci and scm conceived and designed the research proposal. cco and aea performed sample collection, experiments and data analysis. aci and cna contributed to the final version of the manuscript. all authors have read and approved the final manuscript. acknowledgements the authors would like to pay their most profound gratitude to the tertiary education trust fund (tetfund), niger ia for the r e s e a r c h gr a n t s e x t e nd e d f o r t he accomplishment of this research activity. the management and staff of nnamdi azikiwe university teaching hospital, nnewi, and reene m e d ic a l di a gn os t i c la bo r a t or y, awa d a , anambra state, for the laboratory analyses of all biochemical parameters, staff of tbdot laboratory nauth nnewi, anambra state. references 1. huaman ma, henson d, ticona e, sterling tr, garvy ba. tuberculosis and cardiovascular disease: linking the epidemics. trop dis travel med vaccines 2015;1:10. doi: 10.1186/s40794-0150014-5. 2. huaman ma, eduardo t, gustavo m, et al. the relationship between 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doi: 10.21037/jtd.2017.03.47. oktavianus 4 *department of pharmacology, faculty of medicine, indonesian islamic university **professional study program, faculty of medicine, indonesian islamic university correspondence dr. isnatin miladiyah, m.kes. department of pharmacology, faculty of medicine, indonesian islamic university jl. kaliurang km 14.5 sleman, jogjakarta 55564 phone: +62274-898444 ext. 2002 fax: +62274-898444 ext. 2007 email: isnatin@fk.uii.ac.id univ med 2012;31:4-11 abstract universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background wound healing is a normal biological process in response to skin injury. anredera cordifolia (ten.) steenis is used traditionally to treat various diseases, including skin disease, hypertension, inflammation and gout. the aim of this study was to evaluate the wound healing activity of the leaves of binahong or anredera cordifolia (ten.) steenis in guinea pigs. methods thirty guinea pigs (1.5-2 kg, 3-4 months old) were randomly divided into 5 groups. group i was given distilled water (negative control), group ii was treated with povidone iodine 10% (positive control), while groups iii-v were treated with ethanolic extract of binahong leaves at concentrations of 10%, 20%, and 40%, respectively. before treatment, a 2 cm long excision wound was made on each animal. all interventions were given by the topical route, twice daily for 15 days. at the end of 15th day, the wound lengths in each group were measured and compared to baseline wound lengths. data were analyzed with one-way anova to compare wound healing activity between groups. results this study showed that groups treated with ethanolic extract of binahong leaves at concentrations of 20% and 40% experienced better wound healing activity than negative and positive controls. there were significant differences (p=0.000) between treatments and negative and positive controls. conclusions this research has succesfully show significance of the binahong leaf extract has a potential for wound healing in guinea pig. keywords : anredera cordifolia (ten.) steenis, wound healing, guinea pigs ethanolic extract of anredera cordifolia (ten.) steenis leaves improved wound healing in guinea pigs isnatin miladiyah* and bayu rizky prabowo** 5 univ med vol. 31 no.1 ekstrak etanol daun anredera cordifolia (ten.) steenis (basellaceae) memperbaiki penyembuhan luka pada marmut latar belakang penyembuhan luka merupakan suatu proses normal sebagai respon adanya cidera pada jaringan kulit. secara tradisional anredera cordifolia (ten.) steenis sering digunakan untuk mengobati berbagai jenis penyakit, termasuk penyakit kulis, hipertensi, peradangan dan gout. penelitian ini bertujuan untuk menilai aktivitas penyembuhan luka daun binahong atau anredera cordifolia (ten.) steenis terhadap luka eksisi buatan pada marmut. metode sebanyak 30 ekor marmut (umur 3-4 bulan, berat 1,5-2 kg dikelompokkan secara acak menjadi 5 kelompok perlakuan yaitu kelompok i diberi olesan akuades (kontrol negatif), kelompok ii diberi povidone iodine 10% (kontrol positif), kelompok iii-v diberi ekstrak etanol daun binahong dengan konsentrasi masing-masing 10%, 20%, dan 40%. pada seluruh hewan uji dibuat luka eksisi sepanjang 2 cm, dan dioleskan perlakuan sesuai kelompoknya, dua kali sehari selama 15 hari. pada akhir hari ke-15, diukur penyembuhan luka dari tiap kelompok (dalam persen, dibandingkan dengan luka awal). data persen penyembuhan luka dianalisis dengan anova satu jalan untuk melihat adanya perbedaan antar kelompok perlakuan. hasil studi menunjukkan bahwa ekstrak etanol daun binahong mampu menyembuhkan luka mulai konsentrasi 20%. semakin tinggi konsentrasi ekstrak, efek penyembuhan luka semakin besar. uji statistik menunjukkan bahwa pada kelompok ekstrak etanol konsentrasi 20% dan 40%, terdapat perbedaan signifikan dengan kontrol negatif (akuades) (p=0,000), maupun kontrol positif (p=0,000). kesimpulan ekstrak etanol daun binahong mampu menyembuhkan luka lebih baik daripada povidone iodine. daun binahong berpotensi pada penyembuhan luka. kata kunci : anredera cordifolia (ten.) steenis., penyembuhan luka, marmut introduction a wound comprises damage to anatomic structures and functions of the skin, thus resulting in loss of epithelial continuity with or without loss of surrounding connective tissue.(1) the effects of a wound may be in the form of p a r t i a l o t c o m p l e t e o rg a n d y s f u n c t i o n , sympathetic activation, bleeding, bacterial contamination and cell death.(2) the wound healing process is a normal biological response to injury, but the underlying biological factors are extremely complex. it is a dynamic process, where the factors involved are regeneration and repair of tissue damage.(3) briefly, the wound healing process may be divided into 4 phases, i.e. (i) hemostasis, (ii) inflammation, (iii) proliferation, and (iv) remodelling .(4) the remodelling phase is associated with the tensile or breaking strength of the skin, where 1 week after wounding the tensile strength is 3% of that of normal dermis, increasing within 3 weeks to 20%, and attaining after 3 months 80% of the breaking strength of normal dermis.(5) the factors playing a role in wound healing include bacterial infection, abstrak 6 n u t r i t i o n a l d e f i c i e n c i e s , u s e o f c e r t a i n medications, obesity, movement of the wound s i t e , a n d l o c a t i o n o f t h e w o u n d . (6 ) t h e surrounding tissues also affect the rate of healing, such as aseptic conditions, disposal of dead tissue, apposition of wound edges, and r e g u l a r a p p l i c a t i o n o f d r e s s i n g s . (7 ) t h e utilization of traditional medicinal plants for wound healing is based on their antiseptic, adstringent, antiinflammatory, and antibacterial properties.(8) the plants increase the rate of w o u n d h e a l i n g b y s u p p l y i n g s u b s t a n c e s r e q u i r e d i n t h e t i s s u e r e g e n e r a t i o n a n d proliferation phases,(7) because they contain saponins, alkaloids, tannins, steroids, and glycosides.(6) among the plant parts used for wound healing, roots account for 27% and leaves 20%, while the remainder is made up of stems, seeds, whole plants, fruits, flowers, tubers, and other parts.(9) one of the plants frequently used by local communities for wound healing is the binahong plant, its scientific name being anredera cordifolia (ten.) steenis.(10,11) the plant belongs to the basellaceae family and is also known as boussingaultia gracilis var. pseudobaselloides or boussingaultia baselloides.(12) it has been used by local communities for a number of healing applications, e.g. following surgery or delivery, and for diabetes and typhoid fever. the parts of the plant used for these purposes are the roots, stems, leaves, and flowers. ( 1 0 ) pharmacological tests conducted on anredera spp. include the following: antibacterial,(13) antiobesity and antihypoglicemic,(14) cytotoxic a n d a n t i m u t a g e n i c , ( 1 5 ) a n t i v i r a l , ( 1 6 , 1 7 ) a n t i d i a b e t i c , ( 1 8 ) a n t i u l c e r, ( 1 9 ) a n d antiinflammatoy.(17,20) in vitro tests of wound healing activity is currently viewed to be inappropriate, since these tests are incapable of demonstrating the efficacy of a substance, such that animal experiments and human clinical trials are being increasingly used.(21) phytochemical analyses of binahong indicate that the leaves contain considerable a m o u n t s o f s a p o n i n s , a l k a l o i d s , a n d flavonoids.(22) thus far, there has been only one study conducted on the wound healing activity of binahong, involving hematomas in rats.(23) in the group receiving binahong there was macroscopic edema, but no infiltration of i n f l a m m a t o r y c e l l s o n h i s t o p a t h o l o g i c a l examination. the present study differs from the previous one in the plant parts used (leaves vs tubers), type of wound (excision wound vs hematoma), test animal (guinea pigs vs rats), and in the type of observation of the effects (macroscopic vs microscopic). based on several preliminary studies, including studies on the phytochemical content of binahong leaves, the present study was performed to determine whether or not an ethanolic extract of the leaves of anredera cordifolia (ten.) steenis showed wound healing activity on excision wounds in guinea pigs. methods research design this was a pure experimental controlled laboratory study to test the effect of binahong leaves on wound healing in guinea pigs. binahong leaves binahong leaves were obtained in april 2011 from the kotagede region of yogyakarta city, consisting of the fresh green leaves of p l a n t s t h a t w e r e a t l e a s t 4 m o n t h s o l d . identification of the leaves was performed at the plant taxonomy laboratory, faculty of biology, gajah mada university. preparation o f l e a f e x t r a c t w a s p e r f o m e d a t t h e pharmaceutical biological laboratory, faculty o f m a t h e m a t i c s a n d n a t u r a l s c i e n c e s , indonesian islamic university. the study was conducted at the integrated research and testing laboratory of gajah mada university. equipment and materials equipment and materials for the study w e r e o b t a i n e d f r o m t h e l a s t m e n t i o n e d laboratory, while povidone iodine for the miladiyah, prabowo activity anredera cordifolia steenis 7 univ med vol. 31 no.1 positive controls was from kimia farma. for anesthesia ketamine (ketalar®) from pfizer was used. preparation of binahong leaf ethanolic extract binahong leaf ethanolic extract was prepared by maceration as follows: binahong leaves in the amount of approximately 1.5 kg was cleansed, cut up into small pieces and dried in a drying cabinet at 38oc for 5 days, then pounded and blenderized into a dry powder. subsequently maceration was performed by putting the dry powder into an erlenmeyer flask containing 500 ml of 70% ethanol and leaving the mixture stand at room temperature for 24 hours. the maceration process was performed up to three times, after which the resulting solution (ethanolic phase) was filtered and concentrated in an evaporator at 50oc, yielding an ethanolic binahong leaf extract of 100%. experimental animals the experimental animals used were 30 adult 3-4 months old guinea pigs weighing from 1.5 to 2 kg. the animals were obtained from the integrated research and testing laboratory of gajah mada university, with the provision of being in healthy condition (active and wellformed). management and care of the animals before, during, and after the intervention was according to the standards of the integrated research and testing laboratory of gadjah mada university. the numbers of test animals were based on previous studies, where with 5 types of intervention the minimum number of animals in each group was 5.(24) the use of guinea pigs in this study was based on the similarity of their characteristics to those of humans, with regard to general physiology of their cells, tissues and organs, thus being an appropriate animal model for several human diseases.(25) t h e t e s t a n i m a l s w e r e a s s i g n e d t o intervention 5 groups, viz. negative controls (distilled water), positive controls (povidone i o d i n e 1 0 % ) , a n d 3 g r o u p s t r e a t e d w i t h b i n a h o n g l e a f e t h a n o l i c e x t r a c t a t c o n c e n t r a t i o n s o f 1 0 % , 2 0 % , a n d 4 0 % , respectively (by dilution of the full extract with distilled water). the treatment consisted of topical application of the agent on the wounds, twice daily (morning and evening) for 15 days. determination of binahong leaf ethanolic extract concentrations t h e d e t e r m i n a t i o n o f b i n a h o n g l e a f ethanolic extract concentrations was based on p r e l i m i n a r y t e s t s , w h e r e a m o n g t h e 5 concentrations used (5%, 10%, 20%, 40%, and 80%), all concentrations from 10% upwards had an effect. preparation of excision wounds b e f o r e e x c i s i o n , t h e a n i m a l s w e r e anesthesized with ketalar. the fur in the dorsal region was shaved, then a 2-cm long excision wound was made. during the study, the wounds were left open and exposed to the environment without topical or systemic antibiotic cover. wound healing was recorded as the percentage of wound closure, calculated according to the formula: [(initial wound length – wound length on a given day)/initial wound length] x 100%.(26,27) statistical analysis the percentages of wound healing on day 15 were analyzed by one-way anova (spss for windows version 15), at significance level of p<0.05. results wound lengths were measured on days 6, 9, and 15, and converted to percentages of wound healing, as shown in table 1. it is apparent that on the last day (day 15), wound healing in the group receiving binahong leaf extract 40% had attained 100%, which was higher than in the negative control group (59.17%), positive control group (68.33%), 8 binahong leaf extract 10% group (81.67%) and binahong leaf extract 20% group (86.67%). results of the anova test indicated that these differences were significant (p=0.000), thus it may be stated that the ethanolic extract of binahong leaves was effective in wound healing. post-hoc anova showed that differences in wound healing expression were significantly differences (p=0.000) between binahong leaf extract 40% with povidone iodine and binahong leaf 10% (table 2). discussion assessment of the effect of a drug on wound healing may be performed by means of various models. one of the models commonly used in experimental studies is the excison wound.(6,26-31) this model is used to obtain information on duration of wound contraction and wound closure after administration of an extract in comparison to controls.(26-27) the use of povidone iodine as positive control was based on previous studies,(31-35) from which it was assumed that the wound healing effect was due to the property of iodine as an effective broadspectrum antimicrobial.(36) the binahong leaf ethanolic extract groups excellent results were found, where increasing the extract concentration led to better wound healing, as compared to the povidone iodine and the distilled water groups. therefore it may be stated that binahong leaf ethanolic extract was effective in wound healing and better than povidone iodine 10%. this study also shows that wound healing i n t h e p o v i d o n e i o d i n e g r o u p g a v e n o satisfactory results, being similar to the results in the negative control group. the use of povidone iodine as a topical drug on wounds is currently subject to debate among clinicians, because iodine may be systemically absorbed and thus cause damage and even toxicity in v a r i o u s t i s s u e s a n d c e l l s , (3 7 ) i n c l u d i n g granulocytes, monocytes, and fibroblasts.(36) povidone iodine is more effective as an antiseptic,(37) and thus more appropriately used as a wound dressing, particularly for infected wounds,(38-40) and not for recent clean uninfected wounds. therefore this study supports previous views that povidone iodine is not effective in wound healing. t h i s s t u d y d e m o n s t r a t e s t h a t administration of binahong leaf ethanolic akuades povidone iodine eeb 10% eeb 20% eeb 40% distilled water 0.225 b 0.005 a 0.0 01 a 0.000 a povidone iodine 0.225 b 0.082 b 0.0 20 a 0.000 a eeb 10%* 0.005 a 0.082 b 0.504 b 0.020 a eeb 20%* 0.001 a 0.020 a 0.504 b 0.082 b eeb 40%* 0.000 a 0.000 a 0.020 a 0.082 table 2. post-hoc anova results on wound healing on day 15 *eeb = ethanolic extract of binahong leaves; asignificant difference; bnon-significant difference miladiyah, prabowo activity anredera cordifolia steenis groups day 6 day 9 day 15 p distilled water 10.83 ± 5.85 25.00 ± 8.94 59.17 ± 18.28 0.000 povidone iodine 12.50 ± 2.74 24.17 ± 6.65 68.33 ± 13.66 eeb 10%* 15.00 ± 4.47 33.33 ± 6.05 81.67 ± 4.08 eeb 20%* 20.83 ± 5.84 45.30 ± 6.65 86.67 ± 16.63 eeb 40%* 27.50 ± 5.24 50.00 ± 6.32 100.00 ± 0.00 table 1. mean percentages of wound healing on days 6, 9, and 15 *eeb = ethanolic extract of binahong leaves 9 univ med vol. 31 no.1 extract was capable of promoting wound healing to a high degree, which may be due to t h e a n t i i n f l a m m a t o r y, a n t i o x i d a n t , antibacterial, and analgesic effects of the extract.(8) these effects may be caused by the saponin, alkaloid, and flavonoid content of binahong leaf ethanolic or aqueous extract.(22) a number of previous studies showed that the presence of saponins, alkaloids, polyphenols, flavonoids, glycosides, and triterpenes in the various parts of a plant may may have a wound healing effect.(41-47) the mechanism of action of saponins in wound healing is to stimulate the production of type i collagen, which has an important role in wound closure and increases epithelialization of tissues.(42) flavonoids act by inhibiting the lipid peroxidation process(48) and are responsible for free radical scavenging,(45) thus preventing and retarding cell necrosis, and increasing vascularization at the wound site. inhibition of lipid peroxidation is believed to enhance the viability of collagen fibrils by increasing collagen fibers and vascularization, preventing c e l l u l a r d a m a g e , a n d p r o m o t i n g d n a synthesis. (48) flavonoids, glycosides, and tannins are known to act as adstringents and a n t i b a c t e r i a l s . (4 3 , 4 8 ) p o l y p h e n o l s , b e i n g compounds with antioxidant properties, also play a role in wound healing, through inhibition o f l i p i d p e r o x i d a t i o n , a s i n t h e c a s e o f flavonoids.(49) the use of antioxidants in wound healing is due to the fact that cell proliferation, suppression of inflammation, and contraction of collageneous tissues are inhibited by the presence of free radicals. it is the presence of saponins, alkaloids, and flavonoids in binahong leaves (22) that presumably plays a role in the wound healing process of the guinea pigs in the present study. however, which of these compounds is the most responsible for wound healing, has to be investigated in future studies, including testing of each of the isolated active compounds. a limitation of the present study is that it only involved macroscopic observation of the wound healing effect, without in-depth investigations into the wound healing process and the cells involved. conclusions binahong leaf ethanolic extract is effective in the healing of excision wounds in guinea pigs. povidone iodine is less effective in wound healing and should preferably not be used as a wound dressing, particularly in infected wounds. acknowledgments thanks are due to dr. farida juliantina rachmawaty, m.kes for corrections to this report and to mr. riyanto (laboratory technician at the faculty of mathematics and natural sciences, indonesian islamic university) and m r. b a y u a n d m r. wa s i n o ( l a b o r a t o r y technicians at integrated research and testing laboratory of gajah mada university) for their assistance before, during and after realization of the study. references 1. nagori bp, solanki r. role of medicinal plants in wound healing. res j med plant 2011;5: 392405. 2. sravanthi c, manthri s, srilaksmi v, ashajyothi v. wound healing herbs: a review. int j pharm technol 2010;2:603-24. 3. jagtap ns, khadabadi ss, farooqi ia, nalamwar vp, sawarkar ha. development and evaluation of herbal wound healing formulations. int j pharm tech res 2009;1:1104-8. 4. diegelmann rf, evans mc. wound healing: an overview of acute, fibrotic, and delayed healing. front biosci 2004;9:283-9. 5. monaco jl, lawrence t. acute wound healing: an overview. clin plast surg 2003;30:1-2. 6. esimone co, ibezim ec, chah kf. the wound healing effect of herbal ointments formulated with napoleona imperialis. j pharmaceutic allied sci 2005;3:294-9. 7. jaiswal s, singh sv, singh b, singh hn. plants used for tissue healing of animals. nat prod radiance 2004;3:284-92. 10 8. gupta n, jain uk. prominent wound healing properties of indigenous medicines. j nat pharmaceutic 2010;1:2-10. 9. chopda mz, mahajan rt. wound healing plants of jalgaon district of maharashtra state india. ethnobotanical leaflets 2009;13:1-32. 10. manoi f. binahong (anredera cordifolia) sebagai obat. warta penelitian pengembangan tanaman obat 2009;15:3-6. 11. barboza ge, cantero jj, nunez, c, pacciaroni a, espinar la. medicinal plants: a general review and a phytochemical and ethnopharmacological screening of the native argentine flora. kurtziana 2009;34:7-365. 12. chuang mt, lin ys, hou wc. ancordin, the major rhizome protein of madeira-vine, with trypsin inhibitory and stimulatory activities in nitric oxide productions. peptides 2007;28:13116. 13. tshikalange te, meyer jjm, hussein aa. antimicrobial activity, toxicity, and the isolation of bioactive compounds from plants used to treat sexually transmitted diseases. j ethnopharmacol 2005;96:515-9. 14. wang l, bang cy, choung sy. anti-obesity and hypolipidemic effects of boussingaultia gracilis miers var pseudobaselloides bailey in obese rats. j med food 2011;14:17-25. 15. yen gc, chen hy, peng hh. evaluation of the citotoxicity, mutagenicity, and antimutagenicity of emerging edible plants. food chem toxicol 2001;39:1045-53. 16. chiang lc, cheng hy, liu mc, chiang w, lin cc. in vitro anti-herpes simplex viruses and antiadenovirus activity of twelve traditionally used medicinal plants in taiwan. biol pharmacetic bull 2003;26:1600-4. 17. li tsc. taiwanese native medicinal plants, phytopharmacology and therapeutic values raton fl. boca raton, florida: taylor and francis group;2006. 18. anh mj, kim jw. identification and qualification of steroidal saponins in polygonatum species by hplc/esi/ms. arch pharm res 2005;28:592-7. 19. lin wc, wu sc, lin yh, hou wc. prevention of ethanol-induced gastric lesions in rats by ethanolic extracts of boussingaultia gracilis. clin pharm j 1997;56:89-93. 20. lin cc, sung tc, yen mh. the antiinflammatory and liver protective effects of boussingaultia gracilis var pseudobaselloides extracts in rats. phytother res 1994;8:201-7. 21. krishnan p. the scientific study of herbal wound healing therapies: current state of play. curr anaesth crit care 2006;17:21–7. 22. cloridina h, nugrohowati n. identifikasi dan isolasi senyawa kimia ekstrak air dan etanol daun anredera cordifolia (ten.) steenis dengan kromatografi lapis tipis. laporan penelitian internal; fakultas kedokteran universitas islam indonesia. 2009. 23. sumartiningsih s. the effect of binahong to hematoma. world acad sci eng technol 2011; 78:743-5. 24. festing mfw, altman dg. guidelines for the design and statistical analysis of experiments using laboratory animals. ilar j 2002;43:24458. 25. foundation for biomedical research. the essential need for animals in medical research. available at: http://www.fbresearch.org. accessed august 28,2011. 26. subhasini s, arunachalam kd. investigation on the phytochemical activities and wound healing properties of adhatoda vasica leave in swiss albino mice. african j plant sci 2011;5:133-45. 27. arunachalam kd, subhasini s. preliminary phytochemical investigation and wound healing activity of myristica andamanica leaves ini swiss albino mice. j med plants res 2011;5:1095-106. 28. suntar i, koca u, keles h, akkol ek. wound healing activity of rubus sanctus schreber (rosaceae): preclinical study in animal models. evidence-based complement alt med 2011. article id 816156, 6 pages. doi:10.1093/ecam/ nep137. 29. karodi r, jadhav m, rub r, bafna a. evaluation of the wound healing activity of a crude extract of rubia cordifolia l (indian madder) in mice. int j appl res nat prod 2009;2:12-8. 30. dalazen p, molon a, biavatti mw, kreuger mro. effects of the topical application of the extract of vernonia scorpioides on excisional wounds in mice. brazilian j pharmacog 2005;15: 82-7. 31. dhumal sv, kulkarni sr. antibacterial and wound healing activity of roots of sesamum indicum. indian drugs 2007;44:937-44. 32. beukelman cj, van den berg ajj, hoekstra mj, uhl r, reimer k, mueller s. anti-inflammatory properties of liposomal hydrogel with povidoneiodine (repithel®) for wound healing in vitro. burns 2008;34:845-55. 33. anand a. comparative efficacy and tolerability of oxum against povidone iodine topical application in post-caesarian sectioun wound management. indian med gazette 2007;498505. 34. roy k, shivakumar h, sarkar s. wound healing potential of leaf extracts of ficus religiosa on miladiyah, prabowo activity anredera cordifolia steenis 11 univ med vol. 31 no.1 wistar albino strain rats. int j pharm tech res 2009;1:506-8. 35. james o, friday et. phytochemical composition, activity, and wound healing potential of euphorbia heterophylla (euphorbiaceae) leaf extract. int j pharm biomed res 2010;1:54-63. 36. boothmann s. the use of iodine in wound therapy;2009. available at: http://www. systagenix.de/cms/uploads/iodine_white_ paper.pdf. accessed august 6, 2011. 37. angel de, morey p, storer jg, mwipatayi bp. the great debate over iodine in wound care continues: a review of the literature. wound pract res 2008;16:6-21. 38. shukrimi a, sulaiman ar, halim ay, azril a. a comparative study between honey and povidone iodine as dressing solution for wagner type ii diabetic foot ulcers. med j malaysia 2008; 63:44-6. 39. yakubu as, abubakar aa, salihu md, jibril a, isah i. comparative analysis of chlorhexidine gluconate, povidone iodine, and chloroxylenol as scrubbing solution. british j pharmacol toxicol 2010;1:93-5. 40. boateng js, matthews kr, stevens hne, eccleston gm. wound healing dressings and drug delivery systems: a review. j pharmaceutic sci 2008;97:2892-923. 41. ekpo m, mbagwu h, jackson c, eno m. antimicrobial and wound healing activities of centroma pubescens (leguminosae). jpcs 2011;1:1-6. 42. mackay d, miller al. nutritional support for wound healing. alt med rev 2003;8:359-77. 43. vinothapooshan g, sundar k. wound healing effect of various extracts of adhatoda vasica. int j pharm bio sci 2010;1:530-6. 44. sasidharan s, nilawaty r, xavier r, latha ly, amala r. wound healing potential of elais guinensis jacq leaves in an infected albino rat model. molecules 2010;15:3186-99. 45. anitha s, suresh gs, ramaiah m, vaidya vp. extraction, isolation, and wound healing activity of flavonoid from coscinium fenestratum. res j pharmaceutic biol chem sci 2011;2:1090-5. 46. ayyanar m, ignacimuthu s. herbal medicines for wound healing among tribal people in southern india: ethnobotanical and scientific evidences. int j appl res nat prod 2009;2:2942. 47. nayak bs, raju ss, ramsubhag a. investigation of wound healing activity of lantana camara l. in sprague dawley rats using a burn wound model. int j appl res nat prod 2008;1:15-9. 48. nayak s, nalabothu p, sandiford s, bhogadi v, adogwa a. evaluation of wound healing activity of allamanda cathartica l. and laurus nobilis l. extract on rats. bmc complement alt med 2006;6:12. doi:10.1186/1472-6882-6-12. 49. neves ala, komesu mc, di matteo ma. effects of green tea on wound healing. int j morphol 2010;28:905-10. c:\users\user\desktop\vol. 41 n 1 universa medicina january-april, 2022 vol.41no.1 tale of the double pandemics, covid-19 and obesity: a never-ending story roslida abdul hamid* *department of biomedical science, faculty of medicine and health sciences, universiti putra malaysia, 43400 serdang, selangor, malaysia it has been almost two years since we have been shocked by the covid-19 pandemic, which initially started in wuhan, china, on december 31, 2019. it was not long before the world health organization (who) finally declared it as a global pandemic on march 11, 2020, after announcing it as a public health emergency of international concern (pheic) on january 30, 2020. since then, we can see the pandemic accelerated in most countries all over the world. globally, as of 4 december 2021, there have been 270,031,622 confirmed cases of covid-19, including 5,310,502 deaths.(1) due to the covid-19 pandemic, a number of non-pharmaceutical interventions colloquially known as lockdowns have been implemented in numerous countries and territories around the world. the results of the pandemic lockdown have instigated another major concern, i.e. obesity. overweight and obesity are defined as excessive or abnormal fat accumulation that may impair health. based on the who classification for adults of both genders and all ages, overweight is defined as a body mass index (bmi) over 25 kg/ m2 and obese as a bmi over 30 kg/m2.(2) covid-19 has ubiquitously proven to be a major challenge for people struggling with obesity as the unfavorable effects of excess body weight in the course of sars-cov-2 infections have been mainly attribut ed to the metabolic perturbations and chronic inflammation of the adipose tissue leading to impaired immunity (blunted macrophage activation, impaired b and t lymphocyte responses) and more severe clinical outcomes.(3) to make the matters worse, the covid-19 pandemic has taken place at a time when there are around 2 billion overweight adults, of whom 650 million are considered to be affected by obesity (bmi ?30 kg/m²). that equates to respectively 39% and 40% of adult men and women aged 18 or over who are overweight, with 13% obese.(4) to top it up, the lockdowns do force us to stay at home to avoid crowds by practising social distancing and locking ourselves at home with limited outdoor activities, which ultimately leads to another undeniable pandemic, obesity. the covid-19 pa ndemic with its lockdowns has caused many to put on pounds. at the same time, obesity has emerged as a major risk for severe disease and death from the virus. in many countries, the interventions required to combat covid-19 have resulted in severe socioeconomic crises.(5) given the well-described relationship between socio-economic status and risk of obesity, a widening societal inequality propelled by the political interventions against covid-19 might translate into an increase in obesity and metabolic diseases in groups with a lower socio-economic status.(6) people of lower socio-economic status with limited income and resources prefer cheap and readily available and palatable foods, which are highly processed and promote high caloric intake beyond energy needs.(7) *email: roslida@upm.edu.my orcid id: 0000-0001-9239-6775 2 universa medicina additionally, we can also closely associate the global pandemic with psychological stress, which is worsened by the socio-economic condition, which thus triggers more anxiety in many individuals who have been cooped up at home, with no social interaction, while embracing loneliness. the deterioration of psychosocial health leads to a negative effect of food-related behavior, such as food hoarding, impulsive eating behavior, and emotional eating. (8) not to mention that psychosocial stress may consequently elevate the energy intake as well as the risk of developing obesity in those who have been confined at home with minimal social interaction. the elimination of social eating practices could encourage a reduction in mindful eating, which might negatively inf luenc e dietary c hoice s and promote overeating.(9) furthermore, the closure of gymnasiums and fitness centers, also the curtailment of various sports in practicing physical distancing makes the maintenance of active lifestyles more troublesome. the disproportionate impact of covid-19 on patients with obesity is now well established. (10-11) patients with obesity and morbid obesity have a known increased susceptibility to viral infections.(5) obesity has been reported to lead to severe forms of covid-19, including acute respiratory distress syndrome (ards), thus is strongly associated with a greater risk of advanced levels of treatment such as admission to intensive or critical care and invasive mechanical ventilation, and with death.(12) the occurrence of obesity may also initiate other metabolic diseases by increasing the risks of developing obesity-linked comorbidities such as diabetes mellitus, and cardiovascular and cerebrovascular diseases.(13) the prevalence of obesity is particularly high in some countries such as the usa where the total number of confirmed covid-19 cases and deaths is one of the highest in the world.(1) people with bmi over 30 in the usa were reported to have increased risks of being admitted to the hospitals due to covid-19 by 113%, of being admitted to intensive care by 74%, and of dying by 48%.(14) similar numbers of mortality were also reported by public health england, with the risk of death from covid-19 increasing by 90% in people with a bmi over 40.(15) sadly, this can also occur in the younger populations who suffer from obesity or overweight, irrespective of their ages. the world obesity federation recently showed further trends that the death rates from covid-19 have been ten times higher in countries where more than half of the population is obese.(16) a total of 191 countries with a complete univariate dataset (168 countr ies with a complete multivariate dataset) found a significant and positive correlation between obesity prevalence and covid-19 case rate.(17) these worrying developments have brought much-needed attention to the world's second pandemic, obesity, especially during the covid19 era. therefore, understanding the mechanisms underlying the link between obesity and disease severity as a result of sars-cov-2 infection is crucial for the development of new therapeutic interventions and preventive measures in this highrisk group. more efforts should be made by the affected individuals who are suffering from obesity, in par ticular, a nd the respective governments, in general, to overcome this "bulky" pandemic. to date, a total of 7,408,870,760 vaccine doses have been administered (1) but there has been no sign of the covid-19 disappearing from this world yet. although fewer cases have been reported after vaccination, but still, we will never know what is waiting for us in the year 2022 and beyond. the only thing that we can do is to live in this new "normal" as we did before covid19, familiarizing ourselves with more incoming lockdowns and staying healthy by restricting ourselves from becoming overweight. with that, we may be able to fight the pandemic, by remembering to always wear a mask when outside, keep a safe distance, clean our hands, and get vaccinated to protect ourselves and stop covid-19 as well as to reduce obesity. 3 january-april, 2022 vol.41no.1 references 1. world health organization. who coronavirus (covid-19) dashboard. geneva: world health organization;2021. 2. dalamaga m, christodoulatos gs, karampela i, vallianou n, apovian cm. understanding the coepidemic of obesity and covid-19: current evidence, comparison with previous epidemics, mechanisms, and preventive and therapeutic perspectives. curr obes rep 2021;10:214-43. doi: 10.1007/s13679-021-00436-y. 3. karampela i, chrysanthopoulou e, christodoulatos gs, dalamaga m. is there an obesity paradox in critical illness? epidemiologic and metabolic considerations. curr obes rep 2020; 9:231-44. doi:10.1007/s13679-020-00394-x. 4. world health organization. obesity and overweight. geneva: world health organization; 2021. 5. woods ja, hutchinson nt, powers sk, et al. the covid-19 pandemic and physical activity. sports med health sci 2020;2:55-64. doi:10.1016/ j.smhs.2020.05.006. 6. clemmensen c, petersen mb, sørensen tia. will the covid-19 pandemic 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obesity and mortality in critically ill covid-19 patients with respiratory failure. int j obes 2021;45:2028-37. doi: 10.1038/s41366-021-00872-9. 13. abdelaal m, le roux cw, docherty ng. morbidity and mortality associated with obesity. ann transl med 2017;5:161. doi: 10.21037/atm.2017.03.107. 14. wadman m. why obesity worsens covid-19. science 2020;369:1280-1. doi: 10.1126/science.369. 6509. 1280. 15. public health england. excess weight can increase risk of serious illness and death from covid-19. london: phe publications;2020. 16. wise j. covid-19: highest death rates seen in countries with most overweight populations. bmj 2021;372: n623. doi: 10.1136/bmj.n623. 17. foo o, hiu s, teare d, syed aa, razvi s. a global country-level analysis of the relationship between obesity and covid-19 cases and mortality. diabetes obes metab 2021;23:2697-706. doi: 10.1111/dom.14523. c:\users\user\documents\39 no 3 199 abstract universa medicina assessment of compliance to standard precautions among nurses using the health belief model noer triyanto rusli*@, muchtaruddin mansyur**, aria kekalih***, astrid sulistomo**, and retno asti werdhani*** background the application of standard precautions (sp) has become a significant challenge for healthcare workers, especially in developing countries, endangering their safety and increasing their exposure to blood-related pathogens. this study was aimed at exploring the factors related to nurses’ compliance with the practice of sp. methods a cross-sectional study was conducted on 120 nurses working at a hospital in palembang. health belief model components of the subjects were recorded through questionnaires. a 12-point observation form assessed the nurses’ sp compliance. multiple logistic regression models were used to explore factors associated with nurses’ compliance. results the results showed that 56.7% of participants had good compliance, although the five moments of hand hygiene still needed to be improved. the study revealed that the proportion of the operating room and emergency room nurses who complied with the sp was larger than the proportion of those who worked at the other wards (or=2.57, 95% ci 1.514.36). the nurses who had received training also showed a larger proportion of compliance with sp than those who had not been trained (or=2.70, 95% ci 1.07-6.79). conclusion nurses’ behavior to sp was significantly associated with the adequacy of the training and work unit. it is suggested that the practice of sp was also influenced by enabling factors and subjective norms. adequate training of nurses, provision of infection prevention equipment, and assessment of occupational exposures need to be introduced. keywords: standard precautions, compliance, health belief model, nurses original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.199-206 september-december 2020 vol.39no.3 cite this article as: rusli nt, mansyur m, kekalih a, sulistomo a, werdhani ra. assessment of compliance to standard precautions among nurses using the health belief model. univ med 2020;39:199-206. doi: 10.18051/ univmed.2020. v39.199-206. *occupational medicine specialist program, faculty of medicine, universitas indonesia **occupational medicine division, department of community medicine, universitas indonesia ***epidemiology division, department of community medicine, universitas indonesia correspondence: @noer triyanto rusli occupational medicine specialist program, faculty of medicine, universitas indonesia, jakarta, indonesia e-mail: noer@u.nus.edu orcid id : 0000-0002-8585-7438 date of first submission, may 18, 2020 date of final revised submission, december 13, 2020 date of acceptance, december 17, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 200 rusli, mansyur, kekalih, et al standard precautions and health belief model introduction standard precautions (sp) are a series of infection control practices that are used to prevent transmission of diseases that can be acquired through contact with body fluids, blood, injured skin (including rashes), and mucous membranes.(1)the components of sp include hand hygiene, injection safety, use of personal protecti ve equipmen t and envir onmental cleanliness, as well as waste management, and respiratory hygiene and cough etiquette.(2) healthcare workers (hcw) are exposed to needle stick injuries, c ontact with blood secretions, hepatitis b or c, and aids / hiv infections through occupational exposure to blood and other body fluids.(3) it is estimated that each year, 35.7 million healthcare workers and related professionals throughout the world are at risk o f c o n tr a c t i ng d is e a s e s c a us e d b y microorganisms in the bloodstream through percutaneous contact.(4) healthcare workers, most specifically nurses, pose the greatest risk of cross-infection among patients and fellow healthcare workers, because of their high visibility and their direct interaction with patients while performing their nursing activities.(5,6) they are at additional risk for a cquiring bloodborne pathogens (bbp) when compared to any other occupational group.(7) although occupational hiv and hepatitis seroconversion is relatively rare, the risks and associated costs of a blood exposure are serious and real. these costs include initial and follow-up treatment of the exposed health care personnel, fear and anxiety about the possible consequences of an exposure, drug toxicities and absence from work.(8) the use of personal protective equipment (ppe) such as gloves and sterile surgical gowns, and sterile equipment, hygiene practices such as washing hands with antiseptic, and the instrument safe waste disposal procedures as descr ibed in the sp guidelines can keep healthcare workers safe from infections caused by blood.(9-11) standard precautions are supposed to be adopted by all healthcare workers. physician compliance with sp is extremely important.(12) in many studies, compliance with sp among healthcare professionals was reported to be inadequate with regard to eye protection, avoidance of needle recapping, glove use when required, washing hands before and after patient contact, use of face masks, and avoidance of a used needle that is disassembled from a syringe and the implementation of precautions for all pa tients.(13) the low adhesion to standard precautions is linked to individual aspects of wo r ke r s , e mp lo ye r s a nd e du c a t i on a l institutions.(14) a study in a tertiary referral center i n no r th -we st er n niger i a fou nd ga ps i n identification of knowledge and practice of infection control among doctors and nurses in the study; hence, it will be beneficial for all hcw to rec e ive f or mal and peri odic r ef resh er trainings.(15). one study in jamaica showed that compliance with sp in the operating department is low (17%).(16) the study conducted by aung (1 7) in m ya n ma r c o n c l ud e d t ha t th e r e wa s inconsistency in some aspects of compliance with sp among myanmar nurses. among health belief model variables, perceived susceptibility, benefits, and perceived barriers were statistically significant for the relation to compliance with sp except perceived seriousness. the health belief model is a most commonly used model to explain and understand the factors that influence someone’s compliance, which may consequently contribute to the adoption of certain behaviors. the difference of the present study with previous studies is found in the fact that nurses’ compliance with sp was objectively assessed by a direct observational approach by an observer. we therefore aimed at exploring the factors related to nurses’ compliance with the practice of sp at a hospital in palembang based on the health belief model. 201 methods research design a cross-sectional study was conducted in a hospital at palembang, indonesia, from september to december 2019. research subjects sample size was determined by total sampling.the study population were all nurses who were on duty in the isolation room, intensive care unit (icu), emergency department, and operating room of the hospital at the time of the study. those who were off-duty were excluded. other medical and nonmedical personnel were also excluded. study participants were recruited by convenience sampling. a total of 120 eligible nurses were included in this study. data collection this study used a questionnaire adapted from aung(18) with content validity (index range 0.306 – 0.756) and reliability (cronbach α range 0.671 – 0.807).the questionnaire was an adaptation of the original questionnaire from a study in myanmar, because it has the similar aim of explaining the predictors of compliance with sp using the health belief model. the following i nf or ma ti o n wa s re c o r d e d : s ub j e c t ’s demographies, hbm components, age, gender, education, nurse group, work unit, infection control training, history of blood exposure, history of needle stick injury, history of hepatitis b vaccination, and history of post-exposure prophylaxis. instruments the he alth belief model consists of perceived threats, perceived benefits, and perceived barriers. the scores of perceived threats (8 items), perceived benefits (8 items), and perceived barriers (8 items) were rated on a likert scale (1=strongly disagree, 2=disagree, 3=agree, 4=strongly agree). the total number of items was 24. in determining the cut-off score for the hbm component, considering that the number of question items is eight and the respondent answers a score of 3 or 4 (agree/ strongly agree) for the good hbm component, the total score is 24. for this reason, the good hbm component was defined as a total score of 24 and poor hbm component as a total score of <24. these categories were determined by mutual agreement between the researchers prior to the start of the study. nu r s e s ’ c o mpl i an c e t o wa r d s t he implementation of sp was measured by using a 12-point observation form. the observer was the head of the work unit of the 120 subjects from the emergency department, intensive care unit (icu), isolation room, and operating room. the observation was made once without the subjects knowing that they were being observed. the categories for compliance with sp were: poor = <12, good = 12 (if participants comply with all 12 points in the observation form). these categories were also determined by mutual agreement between the researchers prior to the start of the study. data analysis statistical analyses were performed using the statistical package for the social science (spss) program, version 20. initial bivariate analyses were done using simple logistic regression to determine the associations between potential variables and nurses’ compliance with sp. variables with p-values of <0.20 in the simple logistic regression were selected for multivariate analysis. multiple logistic regression analysis was used to calculate the odds ratio (or) of each selected independent variable on nurses’ compliance. ethical clearance ethical clearance was obtained from the faculty of medicine universitas indonesia cipto mangunkusumo national hospital (fkuirscm) research ethics committee under no. ket-453/un2.f1/etik/ppm.00.02/2019. univ med vol. 39 no.3 202 rusli, mansyur, kekalih, et al standard precautions and health belief model a b c results in this study, 120 subjects were obtained. data in this study showed that there were more females (82 or 68.3%) than males. the age of the subjects ranged from 26 years to 54 years. the education of the subjects varied with the largest proportion being found at the diploma program level (71.7%). research subjects who had attended infection control training were 80 in number (66.7%). information was also obtained that 81 subjects (67.5%) had been exposed to blood or body fluids and that 52 people (43.3%) had been exposed to a needle stick/ sharp object. detailed information on the basic characteristics of the subjects can be seen in table 1. de t e r m i na nt f a c t or s o f nur s e s ’ sp compliance table 2 shows the results of simple logistic regression and multiple logistic regression a na lysi s o f co mpl ia nc e w ith sp an d the associated independent variables. based on the multiple logistic regression analysis, this study found that work unit and infection control training had a statistical relationship with behavior after being controlled for age, gender, education, nurse group, history of blood/body fluid exposure, history of needle stick injury, history of hepatitis b vaccination, and history of receiving post-exposure prophylaxis (pep). the proportion of the operating room and emergency room nurses who complied with sp was larger than the proportion of those who worked at the other wards (or=2.57, 95% ci 1.51-4.36). the proportion of nurses who had received training also showed a larger proportion in compliance with sp than those who had not been trained (or=2.70, 95% ci 1.07-6.79). discussion in this study, the overall compliance of nurses with sp practices was 56.7%. this figure showed that the compliance was low because characteristics n (%) age (years) ≥30 <30 80 (66.7) 40 (33.3) gender male female 38 (31.7) 82 (68.3) highest education high school diploma bachelor 3 (2.5) 86 (71.7) 31 (25.8) nurses’ group clinical nurse ii clinical nurse iii clinical nurse iv 43 (35.8) 75 (62.5) 2 (1.7) work unit isolation room intensive care unit emergency department operating room 8 (6.7) 39 (32.5) 43 (35.8) 30 (25.0) total duration of working as nurse (years) ≥15 <15 59 (49.2) 61 (50.8) infection control training yes no 80 (66.7) 40 (33.3) exposure to blood/ body fluids yes no 81 (67.5) 39 (32.5) needlestick injury yes no 52 (43.3) 68 (56.7) hepatitis b vaccination yes no 73 (60.8) 47 (39.2) post exposure prophylaxis (pep n=52) yes no compliance good poor 29 (55.7) 23 (44.3) 56.7 43.3 table 1. distribution of demographic characteristics and clinical features of nurses (n=120) * there were no subjects in the group of clinical nurse (pk) i and clinical nurse (pk) ii the indonesian hospital accreditation board requires compliance of more than 85% for sp practices. this finding is almost identical with the study conducted by beyamo et al.(18) which s howe d th a t 65 % of h e a l thc a r e wo r ke r s complied with sp practices. in the present study, when each of the specific components of noncompliance with sp practices was analyzed, the p r o po r t i on of ha n d h ygi e n e c omp l ia nc e 203 univ med vol. 39 no.3 according to the 5 moments was the highest (17.5%). washing hands is one of the most important procedures in preventing nosocomial infections. according to the who, it is necessary t o wa sh h a n ds t o r e d uc e t h e nu mbe r o f nosocomial infections through the 5 moments, namely before touching a patients, before clean/ aseptic procedures, after contact with body fluids table 2. simple and multiple logistic regression of determinants associated with sp compliance *and † in the data analysis group merging was carried out; ‡ variables with p<0.20 were included in the multiple logistic regression; @significant at p<0.05 on multivariate analysis simple logistic regression multiple logistic regression independent variables crude or (95% ci) p-value adjusted or (95% ci) p-value age (years) ≥ 30 2.38 (1.09-5.17) 0.027 3.89 (0.72-20.82) 0.113 < 30 1 gender male 1.26 (0.58-2.76) 0.561 female 1 education bachelor 1 0.055 0.66 (0.18-2.38) 0.657 diploma iii* 0.45 (0.19-1.03) high school* nurses’ classification clinical nurse iv* clinical nurse iii* clinical nurse ii 1.64 1 (0.77-3.49) 0.196 0.52 (1.22-2.22) 0.377 work unit operating room* emergency department* 9.61 (4.10-22.5) <0.001@ 2.57 (1.51-4.36) <0.001@ intensive care unit† 1 isolation room† work duration (years) ≥ 15 2.15 (1.03-4.49) 0.040 1.16 (0.34-4.01) 0.817 < 15 1 infection control training yes 2.79 (1.28-6.09) 0.009‡ 2.70 (1.07-6.79) <0.001@ no 1 exposure to blood/ body fluids yes 1 0.723 no 0.87 (0.40-1.89) needle stick injury yes 1.64 (0.78-3.43) 0.189 1.46 (0.52-4.07) 0.469 no 1 hepatitis b vaccination yes 2.24 (1.06-4.73) 0.034 1.56 (0.58-4.20) 0.381 no post exposure prophylaxis (n=52) yes 1.99 (0.82-4.84) 0.163 1.66 (0.47-5.92) 0.432 no 1 perceived treats yes 1.23 (0.48-3.18) 0.663 no 1 perceived benefits yes 1 no 0.93 (0.45-1.91) 0.853 perceived barriers yes 1 no 0.75 (0.32-1.76) 0.50 204 rusli, mansyur, kekalih, et al standard precautions and health belief model exposure/risk, after touching a patients and after touching patient surroundings.(19) the finding in the present study seems to reflect the indonesian situation which is that hand hygiene has seldom been adopted and encouraged in indonesia. logistic regression analysis was used to identify determinants of compliance with sp. this study found that nurse working unit and previous inf ect ion control tra ini ng a re asso ciat ed significantly with and are determinants of the compliance with sp. this finding is consistent with the study conducted by luo et al.(20) in terms of nurse working unit, the compliance of nurses in the medical departments was lower than that in the surgical departments. this d if f e r e nc e w a s f o u nd to be s t at i st i c a l l y significant, and is probably the result of the greater numbers of chronic internal medicine and elderly patients in the medical departments. also, there is no obvious presence of blood in the medical de partment, which may result in protection being neglected. these results indicate that the administration departments should focus on comprehensive monitoring, especially the monitoring of hospital infections in primary level hospitals. training is also factor that continues to play an important role in the compliance with sp. motaarefi et al.(21) stated that training was the most important factor related to the prevention of needle sticking behavior among nurses. nurses who did not participate in any training session regarding the prevention of needle stick injury in their workplaces faced a higher risk of suffering from these injuries compared to those who participated in several types of training. the suboptima l compliance with sp hightlights the need for interventions to enhance the occupational safety of nurses. to improve compliance of nurses with sp, we suggest to also include other factors, such as enabling factors and subjective norms. enabling factors can be in the form of availability and affordability of facilities such as safety boxes and personal protective equipment (ppe), while subjective norms can be in the form of norms that apply in both work units that encourage subjects to conduct sp. the study of balozi et al.(22) in tanzania showed that subjective norms had a positive influence and a significant mediating effect on knowledge sharing behavior among healthcare workers. their study showed that the higher the subjective norms, the higher the knowledge sharing behavior among healthcare workers. the main strength of the current study is the use of a direct observational approach where nurses are observed objectively by an observer to deter mine their sp complia nce. some limitat ions sho uld be a ckno wled ged and considered. first, the study was of crosss e c t i on a l de s i gn t ha t do e s not a l l o w a n examination of the temporal nature of the association. second, the use of self-filled questionnaires may cause self-reported bias, while observation bias may also have occurred in this study. however, this limitation has been taken into consideration and overcome. the significant implications of this study were for nursing practice and education because it can explore the factors related to nurses’ compliance with the pr actice of standard practices. in addition, to the extent of our knowledge, this is the first study assessing compliance with standard practices which is available in indonesia. this can help to plan and evaluate new interventions in order to increase and ensure stringent compliance with standard practices. further research is needed to better explain the determinants of nurse compliance with standard practices in a better research design namely a cohort study. conclusions nurses’ behavior to sp was significantly correlated with the adequacy of the training and work unit. it is suggested that the practice of sp is also influenced by enabling factors and subjective norms. health authorities in the study area need to improve the training of nurses and provision of infection prevention equipment. 205 conflicts of interest all authors declare that there is no conflict of interest in this research acknowledgements we would like to thank the staff of the department of community medicine, universitas indonesia for the support for this publication. contributors ntr contributed to conceptualization and methodology. ntr and mm contributed to preparing and writing the original draft. mm, ak, as, and raw contributed to supervision. ntr contributed to review and editing. all authors have read and approved the final manuscript. references 1. sadeghi r, hashemi m, khanjani n. the impact of educational intervention based on the health belief model on observing standard precautions among emergency center nurses in sirjan, iran. health educ res 2018;33:327-35. doi: 10.1093/her/ cyy020. 2. ogoina d, pondei k, adetunji b, chima g, isichei c, gidado s. knowledge, attitude and practice of standard precautions of infection control by hospital workers in two tertiary hospitals in nigeria. j infect prev 2015;16:16-22. doi: 10.1177/ 1757177414558957. 3. musa s, peek-asa c, young t, jovanović n. needle stick injuries, sharp injuries and other occupational exposures to blood and body fluids among health care workers in a general hospital in sarajevo, bosnia and herzegovina. int j 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standard precautions and associated factors among healthcare workers in gondar university comprehensive specialized hospital, northwest ethiopia. j environ public health 2017;2017: 2050635. doi: 10.1155/2017/2050635. 14. porto js, marziale mh. reasons and consequences of low adherence to standard precautions by the nursing team. rev gaucha enferm 2016;37:e57395. doi: 10.1590/1983-1447. 2016.02.57395. 15. alice te, akhere ad, ikponwonsa o, grace e. knowledge and practice of infection control among health workers in a tertiary hospital in edo state, nigeria. dir res j health pharmacol 2013;1: 20–7. 16. mcgaw cd, tennant i, harding he, cawich so, crandon iw, walters c. healthcare workers’ 206 rusli, mansyur, kekalih, et al standard precautions and health belief model attitudes to and compliance with infection control guidelines in the operating department at the university hospital of the west indies, jamaica. int j infect control 2012;8. doi: 10.3396/ijic.v8i3. 023.12. 17. aung ss, nursalam, dewi sy. improving compliance with standard precautions among myanmar nurses using health belief model. malaysia j nurs 2016;8:21-8. 18. beyamo a, dodicho t, facha w. compliance with standard precaution practices and associated factors among health care workers in dawuro zone, south west ethiopia, cross sectional study. bmc health services res 2019;19:381.doi: 10.1186/s12913-019-4172-4. 19. world health organization. save lives – clean your hand. geneva: world health organization; 2019. 20. luo y, he gp, zhou jw, luo y. factors impacting compliance with standard precautions in nursing, china. int j infect dis 2010;e1106–14.doi: 10.1016/ j.ijid.2009.03.037. 21. mootarefi h, mahmoudi h, mohammadi e, hasanpour-dehkordi a. factors associated with needlestick injuries in health care occupations: a systematic review. j clin diagn res 2016;10. doi: 10.7860/jcdr/2016/17973.8221. 22. balozi m. mediating effects of subjective norms on the relatioship between career advancement and job characteristics and knowledge sharing behavior among tanzanian healthcare professionals. gadjah mada int j business 2018;20:187-203. doi: 10.22146/gamaijb.23740. c:\users\universa medicina\docu 207 abstract universa medicina upper extremity deep vein thrombosis in an informal porter dewi s. soemarko*and herlinah** background upper extremity deep vein thrombosis (uedvt) is a rare condition, in which job-related arm movements and repetitive, forceful or overhead arm activities have been recognized as the predisposing factor for this condition. uedvt can occur among informal porters. this report describes a case of uedvt in an informal porter due to manual lifting of heavy goods and reviews the literature for occupational reports of this condition. case description a 35-year-old male informal porter presented with marked swelling, pain, and numbness of his right arm 3 days after a prolonged episode of lifting heavy goods. a doppler ultrasound showed thrombosis in the right subclavian and axillary veins and laboratory tests found elevated d-dimer. patient was diagnosed as having axillo-subclavian thrombosis and treated with low molecular-weight heparin. one month after the last follow-up, patient returned to work with modified capacity and after 3 months of return to work, patient was able to resume his regular duties without impairment or disability. conclusion the occupation of informal porter should be considered a risk factor for upper extremity deep vein thrombosis (uedvt), thus the occupational medicine physician should be aware of this condition in the context of manual workers. detailed occupational history to aid the diagnosis and future risk assessment are needed, and education for preventing uedvt should be provided to porters. keywords: informal porter, occupational medicine physician, upper extremity deep vein thrombosis case report pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.207-211 september-december 2020 vol.39no.3 ci te t his art icle as: soemark o ds, herlinah. upper extremity deep vein thrombosis in an informal porter: a case report. univ med 2020;39:207-11. doi: 1 0 . 1 8 0 5 1 / un i vm e d . 2 0 2 0 . v3 9 . 2 0 7 2 1 1 *department of community medicine, faculty of medicine, universitas indonesia, jakarta, indonesia **occupational medicine specialist program, faculty of medicine, universitas indonesia, jakarta, indonesia correspondence: herlinah occupational medicine specialist program, faculty of medicine, universitas indonesia, jakarta, indonesia email: dr.herlina.tan81@gmail.com orcid id: 0000-0001-9774-3270 date of first submission, september 6, 2020 date of final revised submission, october 12, 2020 date of acceptance, october 14, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 208 soemarko, herlinah upper extremity deep vein thrombosis introduction lower limb deep vein thrombosis (dvt) is a common and well-described condition which has recently grown in public awareness. the risk factors for lower limb dvt arise from underlying components of virchow’s triad: venous stasis, hypercoagulability, and injury to the intima of veins.(1,2) upper extremity deep vein thrombosis (uedvt) is a rare disorder, which usually refers to thrombosis of the axillary and/or subclavian veins and may be associated with significant morbidity and complications such as pulmonary embolism.(3) the condition is subject to the same risk factors as the formation of lower limb dvt.(1) upper extremity deep vein thrombosis is caused by problems anterior to the scalene triangle in a space bordered by the bony and ligamentous structures of the costoclavicular junction, as well as the subclavius muscle and tendon. the subclavian vein travels in the proximity of the clavicle, first rib, and anterior s c a l e n e an d s u bc l a vi u s mu sc le s. up p e r extremity deep vein thrombosis is related to the compression and subsequent thrombosis of the subclavian vein due to these structures. with arm abduction, the subclavian vein is compressed at this costoclavicular space, a finding that can often be easily demonstrated, even in patients wi t h ou t e ff or t t hr ombo s i s. in a d d it i o n, hypertrophy of the anterior scalene muscle p os t e r i o rl y or t h e s u bc la viu s mus c l e anteromedially, further narrows the constrained costoclavicular space.(4,5) that uedvt may be due to narrowing of the costoclavicular junction, is demonstrated by the relatively constant finding that uedvt frequently occurs with repetitive and vigorous arm abduction or external rotation of the shoulder d ur ing athletic or oc cupa tional activities.(4) given that uedvt is associated with upper extremity activity, it seems plausible that there may be a preponderance of such c a s e s a mon g t h e wo r kin g p o pu l a t io n s, particularly blue-collar occupations demanding repetitive upper extremity activities on a daily basis throughout one’s working career.(6) in this case report we present a manual worker with uedvt associated with prolonged episodes of lifting heavy goods and review the literature on the work-relatedness with the condition. case presentation a 35-year-old male with the occupation of informal porter presented with a sudden onset of marked swelling, redness, pain, and numbness of his right arm. this occurred 3 days after the most strenuous and prolonged episode of lifting heavy goods (approximately 40 kg) on his shoulder with the weight on both his shoulder and neck, his arm abducted and flexed, his forearm flexed and the hand vertical to help hold goods up. he recalled that it was really painful for the next few days and the pain worsened as he worked, requiring forceful bilateral arm movements with some degree of shoulder elevation. there was no previous medical history of note and in particular no family history of venous thromboembolism or coagulopathy. on physical examination, the right arm was swollen with moderate enlargement compared t o t he l ef t , a nd e r yt h e ma an d ve n o us engorgement was noted. all peripheral pulses were easily palpable. the diagnosis of axillosubclavian thrombosis was made, while doppler ultrasound showed thrombosis in the right subclavian and axillary veins. laboratory tests showed elevated d-dimer. figure 1. clinical appearance of right upper extremity of the patient 209 the patient was put off work and treated with low molecular-weight heparin then warfarin anticoagulation and his signs and symptoms gradually resolved over the next 5 days. a few months later, on subsequent follow-up, he remained well and asymptomatic and repeat venous doppler ultrasound revealed complete resolution of the thrombosis. one month after the last follow-up, patient returned to work with modified capacity. after 3 months of returning to work, patient resumed his regular duties without impairment or disability. discussion upper extremity deep vein thrombosis (uedvt) is a less known and less common phenomenon than lower limb thrombosis, accounting for up to 10% of all deep vein thrombosis (dvt) cases, with an incidence of 11.6 per 10.000 population. the axillary and subclavian veins are the sites most frequently affected. secondary causes account for 80% of cases, most commonly provoked by indwelling central venous catheters.(1,4)the most common primary cause is paget-schroetter syndrome (pss), commonly known as primary effort thr ombosis, which is uedvt caused by strenuous or repetitive upper limb activity, for which it is sometimes referred to as effort-related thrombosis. primary effort thrombosis was first described in the literature by james paget in 1875 and was independently reported again by von schroetter in 1884, giving uedvt the name paget-schoetter syndrome. its incidence is 2/ 100.000 people per year in the united states, equating to approximately 3.000 to 6.000 reported cases yearly.(7,8) this condition is often referred to as effort thrombosis because 60% to 80% of patients with uedvt report repetitive and vigorous overhead upper extremity activity, such as swimming, pitching, weight lifting, or even manual or overhead labor, at the onset of symptoms.(8,9,10) repetitive strain from vigorous physical activity and compr ession of the subclavian vein from adjacent anatomic structures leads to venous injury and subsequent thrombosis. this impedes the venous return from the affected extremity leading to edema. over time, the body forms collaterals t o bypass the venous obstruction. in the chronic phase, the vein becomes fibrotic. surrounding inflammatory changes from the thrombosis lead to scar tissue formation.(5) upper extremity swelling may be present in patients with lymphatic disorders or systemic conditions such as end stage renal disease and congestive heart failure. upper extremity deep venous thrombosis can be seen with indwelling catheters as well.(5,11) a thorough history-taking and an appropriate physical examination are usually sufficient to suggest this diagnosis.(1) the gold standard for diagnosis is contrast venography, but doppler ultrasonography may be an acceptable alternative, because it is cheap and non-invasive with reported specificity of 96% and sensitivity of 97% for uedvt.(7,12) despite being a known cause of uedvt, pss is usua lly undiagnosed or misdiagnosed mainly due to lack of awareness of the syndrome.(13) in the case of this worker, he had been working in his normal capacity as a porter. this included forceful right upper extremity activities. he identifies the onset of pain as occurring while lifting heavy goods. it is likely that these physical factors were significant contributing factors to the subsequent thrombosis. the description of the index event causing his subclavian and axillary vein thrombosis is the repeated compression damage of the subclavian vein intima with subsequent fibrosis and ac tivation of the coagulation cascade by repetitive physical activity and prolonged heavy work in the arm, often in an elevated position.(14) compared with another case in a computer pr ogr ammer, uedv t also occurred in this latter worker when the upper extremity was in particular positions such as the rigid military style of sitting with the back straight and the shoulders placed posteriorly a nd inferiorly.(1) upper extremity deep vein thrombosis is a deep venous thrombosis and as such the first step univ med vol. 39 no.3 210 soemarko, herlinah upper extremity deep vein thrombosis a b c in management is to initiate anticoagulation therapy, typically via an intravenous heparin drip. duration of anticoagulation in patients with underlying hypercoagulability disorders remains unclear. in most patients, anticoagulation for 3 to 6 months following an episode of deep venous thrombosis is reasonable.(5,15) the american college of chest physicians recommends anticoagulation for a minimum of 3 months for all patients identified with uncomplicated primary uedvt.(1) in the present case, the patient was treated with oral anticoagulation for 3 months. while uedvt is a less common phenomenon, much more commonly the condition is reported amongst athletes, but there are surprisingly few repor ts of specific work-r elate d ca ses. pysklywec and cina (6) reported on a case in a millwright who had been doing manual lifting, as did be asl y et al. (3 ) in a tv c ameraman. consideration of these occupational tasks suggests that shoulder posture contributes to the condition. in particular, prolonged or forceful elevation of the arm in overhead work is commonly reported in affected workers. it is difficult to understand the relative paucity of occupational cases reported in the literature.(6) conclusion this case of uedvt is a rare upper extremity condition that may be seen in the working population. occupational medicine physicians should be aware of this condition in the context of manual workers presenting with upper extremity vascular symptoms. detailed occupational history aids diagnosis and future risk assessment. repetitive and forceful overhead shoulder activities may lead to scalene swelling or hypertrophy causing subclavian vascular compromise in predisposed workers. despite a scarcity of occupational cases reported in the literature, effort thrombosis should be recognized as an occupational c ondition in certain circumstances. besi des, employers and employees need to be educated about the risk of prolonged heavy lifting and about work practices. conflict of interest the authors declare no conflict of interest in this study. acknowledgment we would like to thank all residents of internal medicine of universitas indonesia and all the nurses of fatmawati general hospital for the opportunity to complete this case report. contributors h contributed to conceptualization, preparing and writing the original draft. ds and mim contributed to supervision. h contributed to review and editing. all authors have read and approved the final manuscript. references 1. chen aw, oraii yazdani k, candilio l. upper limb deep vein thrombosis: a case report of an increasingly common condition. j teh univ heart ctr 2018;13:73-5. 2. miao j, naik g, muddana s, et al. an uncommon case of lower limb deep vein thrombosis with multiple etiological causes. am j case rep. 2017;18:313–6. doi: 10.12659/ajcr.902391. 3. beasley r, braithwaite i, evans r. upper extremity deep vein thrombosis in a tv cameraman. occup med 2015;65:337-9. doi: 10.1093/occmed/kqu212. 4. bailey cj, illig ka. contemporary management of axillosubclavian vein thrombosis. interv cardiol 2013;5:453-63. 5. saleem t, baril dt. paget schroetter syndrome (paget von schrotter disease). treasure island (fl): stat pearls publishing; 2019. 6. pysklywec m, cina cs. work-related effort thrombosis in a millwright: a case report. am j ind med 2011;54:244–7. http://doi.wiley.com/ 10.1002/ajim.20888. 7. bullock c, johnston amd. upper extremity deep vein thrombosis in a military patient. j r army med corps 2016;162:299–301. doi:10.1136/jramc2015-000418. 8. delisa lc, hensley cp, jackson s. diagnosis of paget-schroetter syndrome/primary effort thrombosis in a recreational weight lifter. phys 211 univ med vol. 39 no.3 t her 2016;97:13–9. https://doi/10.2522/ ptj.20150692. 9. ibrahim r, dashkova i, williams m, et al. pagetschroetter syndrome in the absence of common predisposing factors: a case report. thromb j 2017;15:20. doi: 10.1186/s12959-017-0146-0. 10. keene dj. upper extremity deep vein thrombosis (paget-schroetter syndrome) after surfing: a case report. man ther 2015;20:358–60. doi: 10.1016/ j.math.2014.08.004. 11. delluc a, le mao r, tromeur c, et al. incidence of upper-extremity deep vein thrombosis in western france: a community-based study. haematologica 2019;104:e29–31. doi: 10.3324/ haematol.2018.194951. 12. sayin a, güngör h, bilgin m, ertürk ü. pagetvon schrötter syndrome: upper extremity deep vein thrombosis after heavy exercise. turk kardiyol dern ars 2012;40:354–7. http:// dx.doi.org/10.12687/phleb2256-4-2015. 13. sharma h, tiwari a. recurrent upper extremity thrombosis associated with overactivity: a case of delayed diagnosis of paget-schroetter syndrome. case rep vasc med 2017;2017: 8764903. doi: 10.1155/2017/8764903. 14. noyes am, dickey j. the arm is not the leg: pathophysiology, diagnosis, and management of upper extremity deep vein thrombosis. r i med j 2017 ;100:33-6. 15. engelberger rp, kucher n. management of deep vein thrombosis of the upper extremity. circulation 2012;126:768–73. https://doi.org/10.1161/ circulationaha.111.051276. c:\users\universa medicina\docu 171 abstract universa medicina relationship of occupational health and safety training with health literacy among employees working in the various lines of business nergiz sevinc* and burcu korkut** background health literacy is vital for people’s ability to manage health. it has been known for a long time that the importance of education in increasing health literacy is an undeniable fact. the first aim of this study was to investigate the health literacy levels of employees working in different business lines receiving service from the occupational health and safety unit. the second aim was to reveal how health literacy levels are affected according to the training duration. methods a cross-sectional study was conducted on 202 employees receiving service from the karabuk occupational health and safety unit. the employees were divided into three groups as workers, officers and others. all employees were given the questionnaire consisting of 31 questions including sociodemographic characteristics and the adult health literacy scale. a face-to-face interview was performed with each of the employees. kruskalwallis h and mann-whitney u tests were used to analyze the data. results the range of adult health literacy scale scores of the employees was 4-23. there was no significant difference in adult health literacy scale scores between age groups (p=0.38). the percentage of employees who received more than 16 hours training course was 19.3%, 20.6%, and 46.7% for workers, civil servants and other employees, respectively. adult health literacy scale scores increased in proportion to the amount of training the employees received (p=0.001). conclusion this study reveals that occupational health training has a positive effect on health literacy. keywords: health literacy, employees, various lines of business, occupational health and safety unit, adult health literacy scale original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.171-177 september-december 2020 vol.39no.3 cite this article as: sevinc n, korkut b. relationship of occupational health and safety trai ning with health literacy among employees working in the various lines of business. univ med 2020; 39:171-7 . doi : 10 .18 051/ uni vmed. 2020.v39.171-177 *department of public health, school of medicine, karabuk university, turkey **provincial health directorate, karabuk, turkey correspondence: nergiz sevinc, md karabuk university school of medicine, balhklar kayasi mevkii, demir celik campus karabuk, turkey phone: +905054793362 email: dr.nergizsevinc@gmail.com orcid id: 0000-0003-4763-1902 date of first submission, august 2, 2020 date of final revised submission, october 16, 2020 date of acceptance, october 20, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 172 sevinc, korkut occupational health and safety training introduction even though health literacy (hl) is defined in various forms by many researchers, the world health organization (who) has defined it as cognitive and social skills which determine the motivation and “ability of individuals to gain access to, understand, and use information in wa ys wh ic h p romote and main ta in go od health.”(1) developed countries started to work hard to improve hl when it was determined that low hl was associated with increased hospitalization, decreased vaccination uptake, and low participation in cancer-screening activities in the following years.(2,3) they realized that an individuals’ skills are an important part of improving hl and they increased it by using plain language in both verbal and written communication.(4,5) since hl provides a significant contribution to the health quality of all segments of society, developed and developing countries have prepared health and safety programs to provide occupational health services and increase hl. the content of these programs, which are generally offered by the occupational health and safety (ohs) units and prepared within the framework of laws, vary according to countries. there are a few studies evaluating the hl status of different occupational gr oups such as farmers, students and employees. for example, a study involving 282 workers at a factory who received the ohs training routinely showed that 13.5% had inadequate, 47.5% problematic, 30.9% sufficient, and 8.2% excellent hl scores.(6) there was also a study conducted on 421 farmers working in thailand, which reported that the farmers’ mean hl level was found to be 34.98 (sd=6.87) points over a range of 0-50 points.(7) recently, 686 university students were evaluated for hl status by gamsýzkan et al., who found that 21.1% (n=145) of the students had inadequate hl, 41.8% (n = 287) had limited hl, 30.9% (n=212) sufficient, and 6.1% (n=42) excellent hl.(8) none of these studies were c o nd u c t e d s imu l t ane o u sl y i n va r i o us occupational groups by including a large labor force in the community. the first studies on the state of hl in turkey was initiated by improving the adult health literacy scale (ahls) in 2012.(9) the difference of this study with the previous studies lies in the fact that the subjects were from various occupational groups including civil servants and employees. in the present study, the first objective was to investigate and compare the hl status of civil servants and employees receiving healthcare services from the ohs unit. the second objective was to reveal how hl levels are affected according to the training duration received from the ohs unit. methods design of the study this cross-sectional study was conducted among employees working in different business lines receiving service from the karabuk ohs unit from april to may in 2020. study subjects a total of 213 workers who received the ohs training routinely, were invited to participate in this study. participants enrolled in the study were selected based on the following criteria; (a) aged 18 to 60 years; (b) received training from ohs unit; c) had no significant, untreated chronic disease. those who did not consent or had chronic disease were excluded. after receiving information about the study, 11 refused to take part. a total of 202 workers were analysed. the profession groups involved in the study consisted of the groups of workers (hairdressers, barbers, auto industry workers, cleaning staff), civil servants (railway workers, family health center employees) and ‘others’ (dentists, x-ray technicians, medical secretaries). according to the training duration received from the ohs unit, participants were divided into three subgroups. the first subgroup consisted of 58 participants receiving 8 hours of training or less. the second subgroup consisted of 96 participants receiving 173 between 9-16 hours of training. the third subgroup consisted of 48 participants receiving more than 16 hours of training. instruments and measurements da ta we r e c ol l e c t e d th r o u gh a questionnaire containing 12 questions aimed at evaluating the socio-demographic characteristics of the employees (such as age, gender, marital status, level of education, occupation, and economic status) and the ahls. thirty-one institutions and organizations receiving service f r om k a r a b uk ohs u n it w e r e vi si t e d . occupational health and safety training provided by the workplace doctor and occupational health specialist was mainly aimed at establishing safe working and correct health behaviors in order to prevent occupational accidents and diseases. the training topics provided by ohs unit are shown in table 1. individuals were informed about t he study, and verbal cons ent was obtained. the questionnaire and scale were then applied to individuals who agreed to participate in the study. adult health literacy scale the adult health literacy scale (ahls) was developed in 2012 by sezer (9) who tested its validity and reliability. the adult health literacy scale includes health information to determine the competence of adult individuals in health literacy and drug use and one image showing the organs in the body. thirteen of the items in the scale are yes/no questions, 4 are fill-in-the blank, 4 are multiple choice, and 2 are matching questions. each question type is scored separately. in the yes/no questions, 1 point is given to those who select positive expressions and 0 points is given to those who select negative expressions. in multiple choice questions, 1 point is given to those who mark two or more correct answers, and 0 points to those who do not know at all or who mark the wrong answer together with the true. in matching-type questions, 1 point is given to more than two correct matches and 0 points were given to others. scores that can be obtained from the scale vary between 0 and 23 and the total cronbach alpha value of the scale was determined to be 0.77. the scale has no cut-off point. higher scores indicate a higher level of hl.(9) statistical analysis the data were digitally evaluated by spss software. descriptive statistics were presented as frequency, standard deviation and percentage distribution. the kolmogorov-smirnov test was used to analyze the suitability of quantitative data for normal distribution. the scores of ahls had abnormal data distribution. kruskal-wallis h and mann-whitney u tests were used to compare the ahls scores of the groups formed according to sociodemographic characteristics. a p<0.05 was considered statistically significant in all analyses. ethical clearance univ med vol. 39 no.3 8-hours course 16 -hours course >16 hours course general occupational health and safety rules, causes of work accidents and occupational diseases and risks in the workplace, safe use of work equipment, accident, injury and disease prevention principles and implementation of protection techniques, safe use of work equipment, hygiene legal rights and responsibilities of employees, establishing safe environment and systems in the workplace use of personal protective equipment, working with screened equipment, warning signs, risks arising from chemical, physical and biological substances fire incidence and fire protection, thermal comfort conditions, electricity, dangers, risks and precautions, first aid, rescue. table 1. training topics provided by ohs unit 174 sevinc, korkut occupational health and safety training a b c ethical approval was obtained from the faculty of medicine of karabuk university (2020/ 217) and administrative permission was obtained from the provincial health directorate. results of the 202 employees participating in the study, 25.2% were female, 74.8% were male, while the age range was 18 -51 years. in addition, 16.8% of the employees were at least university graduates, 54.5% were married, and 88.6% had social secur ity. there was no significant difference between male and female participants in terms of marital status, number of children, economic income, and educational status (p>0.05). the characteristics of the employees are shown in the table 2. the range of ahl s sc ores of the employees was 4-23. while there was no difference in ahls score between age groups (p=0.03). ahls score s increased with educational status of the employees (p=0.001). although those with social security and good economic status obtained higher scores from the scale, there was no significant difference in terms of disease history and number of children. the scores of employees according to some variables are shown in table 3. although the ahls scores were higher in the ‘others’ occupational group (dentist, x-ray technician, medical secretary), the difference was not significant (p>0.05). the percentages of employees who received 2 or more training sessions from the ohs unit were 19.3%, 20.6%, and 46.7% for workers, civil servants and other employees, respectively (p=0.001) training duration significantly increased hl levels (p<00.01) (table 3). discussion in the present study carried out in various occupational groups, it was shown that the mean ahls score was 16 (49.0%) out of 23 points, indicating that the employees had moderate hl. in addition, we found that as the number of periodic health training received by the employees from the ohs unit increased, the score obtained from scale also increased. although there are many studies in the literature on hl there is no study evaluating hl in different occupational groups receiving ohs training. in a study conducted by joveini et al.(10) , it was found that 39.4% of individuals between the ages of 18-65 years had adequate health literacy. similarly, güner et al. (6) conducted a study in turkey on 282 factory workers, and reported that 39.1% characteristics n % age groups (years) 18-29 92 45.5 30-39 60 29.7 40+ 50 24.8 gender male 151 74.8 female 51 25.2 educational status primary school 12 5.9 middle school 43 21.3 high school 113 55.9 university and above 34 16.9 social security yes 179 88.6 no 23 11.4 economic status good 46 22.8 moderate 133 65.8 poor 23 11.4 number of children 0 99 49.0 1 40 19.8 2 54 26.7 3 9 4.5 chronic disease yes 77 38.1 no 125 61.9 occupation worker 109 54.0 civil servant 63 31.2 *others 30 14.8 training duration 8 hours and less 58 28.7 9-16 hours 96 47.5 > 16 hours 48 23.8 table 2. distribution of participants according to various characteristics (n=202) *: dentist, x-ray technician, medical secretary 175 univ med vol. 39 no.3 had adequate health literacy. in a recent study, svendsen et al.(11) reported in denmark that 60.9% of adults over the age of 25 had adequate hl. the different results obtained in the present study and other studies may be due to differences of the groups studied, economic income level, and educational status. health literacy is expected to decrease with increasing age, due to reasons such as decrease in using health se rvices and mutual communication, difficulty in accessing health inf ormation, decr ease d internet use, and dependence on family members.(12,13) in contrast, hl increased with age in the present study and in the study of nakayama.(14) on the other hand, jovic et al.(15) investigated 120 people in serbia and found that hl sc ores were lower in individuals over 44 years of age. this difference may be due to the following: the mean age of the sample in the present study was 31 years, there were no elderly employees, the sample consisted of working individuals, and the amount of training received from the ohs unit increased with age. higher level of e duc ation and good economic income affect hl positively in terms variables ahls score (min-max) comparison age 18-29 15 (4-23) 30-39 15.50 (9-21) kw=1.93 p=0.38 40+ 17 (8-22) gender female 16 (8-21) z=0.22 p=0.82 male 16 (4-23) education primary school 10 (4-12) middle school 15 (4-23) kw=31.98 p=0.001 high school 16 (8-21) university 17.50 (9-22) marital status married 17 (4-21) z=1.92 p=0.05 single 15 (4-23) economic status good 18 (8-23) moderate 15 (5-22) kw=8.41 p=0.01 poor 14 (4-21) social security yes 16 (5-23) z=3.34 p=0.001 no 1 2 (4-19) number of children no children 15 (4-23) 1 16 (4-21) kw=1.33 p=0.51 2 or more 17 (8-22) chronic disease yes 16 (4-21) kw=0.74 p=0.38 no 16 (4-23) occupation worker 15 (4-22) civil servant 16 (8-21) kw=4.39 p=0.11 other 17.50 (9-23) training duration 8 hours and less 12 (4-16) 9-16 hours 16 (5-20) kw=118.96 p<0.001 more than 16 hours 20 (15-23) table 3. ahls score of the participants according to sociodemographic characteristics note. ahls : adult health literacy scale; kw: kruskall-wallis test, z= mann-whitney u test 176 sevinc, korkut occupational health and safety training of accessing correct information on health, using health services, follow-up, and communication.(16) in the present study, ahls scores were higher among university graduates and employees who declared that their economic status was good (17.50 and 18.00, respectively). in a study involving 8 european countries, it was found that low education and economic status negatively affected hl.(17) vamos et al.(18) and nutbeam (19) have suggested that receiving any form of health education or training has a positive effect on hl. bayati et al.(20) conducted a study on 256 health representatives in iran, and found a significant relationship between the health literacy scores before and after health education. as mentioned above, in the present study conducted on individuals working in various professions the hl score was found to be higher in participants who received more than 16 hours of ohs training. furthermore, a strong positive correlation was observed between training durations and hl levels. due to lack of related literature, we could not compare the results of the study with any research. given that health and safety training has a significant impact on hl, it can be said that this training encourages employees to access health-related resources and follow current health developments, thereby increasing hl. it is well known that hl is important for every individual of the society and covers the acquisition of health knowledge, its appraisal, and associated decision-making.(17) the results of the present study revealed that providing health literacy training to employees in the various business lines increases their hl levels. hence, as training plays a critical role in raising and promoting hl levels of employees, it is necessary to develop and expand a training program for employees regardless of their literacy or education levels. we think that by achieving this goal, it is possible to create a national action plan with the contributions of public institutions and organizations. the main limitation of this study is that there are numerous different scales on hl and that there is no standard evaluation. secondly, since the present study was conducted only on employees receiving services from the ohs unit, the health literacy scores obtained cannot be generalized to the whole society. in addition to health training, conducting regular examinations for employees receiving services from the ohs unit is important. in this regard, employers should be informed about this issue first and encouraged to receive services from ohs units for their employees. conclusion the hl level of the employees enrolling in this study was found to be moderate, and was related to occupational health and safety training. conflict of interest the authors declare no conflict of interest. acknowledgement we would like to thank the participants for their time and help during the study. contributors ns contributed to writing the original draft. ns and bk contributed to review and editing. bk contributed to data collection and analysis. both authors have read and approved the final manuscript. references 1. world health organization. regional office for south-east asia. 9th global conference on health promotion. health literacy: the mandate for health literacy. shanghai; 2016. 2. rowlands g. health literacy: ways to maximise the impact and effectiveness of vaccination information. hum vaccin immunother 2014;10:2130-35. https://doi: 10.4161/hv.29603. 3. berkman nd, sheridan sl, donahue ke, et al. low health literacy and health outcomes: an updated systematic review. ann int med 177 univ med vol. 39 no.3 2011;155:97-107. https://doi: 10.7326/0003-4819155-2-201107190-00005. 4. harrington kf, valerio ma. a conceptual model of verbal exchange health literacy. patient educ couns 2014;94:403-10. doi: 10.1016/ j.pec.2013.10.024. 5. paige sr, krieger jl, stellefson m, et al. ehealth literacy in chronic disease patients: an item 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in bardaskan, iran. j edu health promot 2019;8:244. https:// doi: 10.4103/jehp.jehp_26_19. 11. svendsen mt, bak ck, sørensen k, et al. associations of health literacy with socioeconomic position, health risk behavior, and health status: a large national population-based survey among danish adults. bmc public health 2020;20:1-12. https://doi: 10.1186/s12889-02008498-8. 12. vogt d, schaeffer d, berens e.m. health literacy in later phases of life: findings from germany and other countries. in: okan o, bauer u, levin-zamir d, pinheiro p, sørensen k, eds. international handbook of health literacy. research, practice and policy across the life span. bristol: policy press; 2019; pp.153-66. 13. okan o, bauer u, levin-zamir d, pinheiro p, sørensen k. international handbook of health literacy: research, practice and policy across the lifespan. bristol: policy press; 2019. 14. nakayama k, osaka w, togari t, et al. comprehensive health literacy in japan is lower than in europe: a validated japanese-language assessment of health literacy. bmc public health 2015;15:505. https:// doi: 10.1186/s12889-015-1835x. 15. jović-vraneš a, bjegović-mikanović v, marinković j, et al. evaluation of a health literacy screening tool in primary care patients: evidence from serbia. health promot int 2014;29:601-7. https://doi: 10.1093/heapro/dat011. 16. kickbusch i, pelikan jm, apfel f, et al. health literacy: the solid facts. copenhagen, denmark: who regional office for europe; 2013. 17. sørensen k, pelikan jm, röthlin f, et al. health literacy in europe: comparative results of the european health literacy survey (hls-eu). eur j public health 2015;25:1053-8. https://doi: 10.1093/ eurpub/ckv043. 18. vamos s, okan o, sentell t, rootman i. making a case for “education for health literacy”: an international perspective. int j environ res public health 2020;17:1436. http://dx.doi.org/10.3390/ ijerph17041436. 19. nutbeam d. health education and health promotion revisited. health educ j 2019;78:705– 9. https://doi.org/10.1177%2f00178969187702120. 20. bayati t, dehghan a, bonyadi f, bazrafkan l. investigating the effect of education on health literacy and its relation to health-promoting behaviors in health center. j educ health promot 2018;7. https://doi: 10.4103/jehp.jehp_65_18. oktavianus 159 universa medicina september-desember, 2015 vol.34 no.3 dietary fat and cardiovascular disease? lie t merijanti s department of occupational medicine, medical faculty, trisakti university dietary saturated fat (sf) intake has been shown to increase low density lipoprotein (ldl) cholesterol and therefore has been associated with increased risk of cardiovascular disease (cvd). this evidence coupled with inferences from epidemiologic studies and clinical trials, h a d l e d t o l o n g s t a n d i n g p u b l i c h e a l t h recommendations for limiting sf intake as a means of preventing cvd. however the relationship between sf and cvd risk remains controversial, due at least in part to the intrinsic limitations of clinical studies that have evaluated this relationship.(1) a recent meta analysis showed that current evidence does not clearly support cardiovascular guidelines that encourage high consumption of polyunsaturated fatty acids (pufa) and low consumption of total sf.(2) they found weak positive associations between circulating palmitic and stearic acids (found largely in palm oil and animal fats, respectively) and cvd, whereas circulating margaric acid (a dairy fat) significantly reduced the risk of cvd.(2,3) saturated fat are not associated with all cause mortality, cvd, chd, ischemic stroke o r t y p e 2 d i a b e t e s , b u t t h e e v i d e n c e i s heterogenous with methodological limitations.(4) dietary lipids are important regulators of cardiac function through their role in membrane phospholipids, as signaling molecules and ligands for nuclear receptors, and as the predominant oxidative substrate for cardiac mitochondria. moreover, long chain n3 pufa decrease very low density lipoprotein assembly a n d s e c r e t i o n r e d u c i n g t r i a c y l g l y c e r o l production. eicosanoids derived from n6 pufa have proinflammatory actions, while eicosanoids from n3 pufa have anti inflammatory ones. previous studies showed that inflammation contributes to both the onset and progression of atherosclerosis actually, atherosclerosis is predominantly a chronic low grade inflammatory disease of the vessel wall.(5) studies in rodents show that in the absence of obesity, replacing refined carbohydrate with fat can attenuate or prevent ventricular expansion and contractile dysfunction in response to hypertension, infarction or genetic cardiomyopathy. clinical studies generally support high intake of n 3 pufa from marine sources to prevent and treat heart failure. this effect is associated with decreased inflammation and improved resistance to mitochondrial permeability transition.(6) dietary guidelines must carefully consider the health effect of recommendations for alternative macronutrient to replace sf.(3) saturated fat intake of around 20 g/day (approximately 10% of total energy) may be optimal, which corresponds to 200 g of milk a day and 150 g of meat every other day.(7) epidemiologic studies and randomized clinical trials have provided consistent evidence that replacing sf with pufa but not carbohydrates is beneficial for chd.(1) in practice, reducing red meat and dairy products in a food supply and increasing intakes of nuts, fish, soy products and non hydrogenated vegetables oils will improve the mix of fa and have a markedly beneficial effects on rates of chd.(4) 160 univ med 2015;34:159-60. doi: http://dx.doi.org/10.18051/univmed.2015.v34.159-160 references 1. siri tarino pw, sun q, hu fb, et al. saturated fatty acid and risk of coronary heart disease: modulation by replacement nutrients. curr atheroscler rep 2010;12:384-90. doi: 10.1007/ s11883-010-0131-6. 2. chowdury r, warnakula s, kunutsor s, et al. association of dietary, circulating, and supplement fatty acids with coronary risk: a systematic review and meta analysis. ann intern med 2014;160:398-406. 3. siri tarino pw, sun q, et al. meta analysis of prospective cohort studies evaluating the association of saturated fat with cardiovascular disease. am j clin nutr 2010;91:535-46. doi: 10.3945/acjn.2009.27725. 4. de souza rj, mente a, moroleanu a, et al. intake of saturated and trans unsaturated fatty acids and risk of all cause mortality cardiovascular disease and type 2 diabetes: systematic review and metaanalysis of observational studies. bmj 2015;351:3978. doi: 10.1136/bmjh3978. 5. mozaffarian d, katan mb, ascherio a, et al. trans fatty acids and cardiovascular disease. n engl j med 2006;354:1601-13. 6. dessi m, noce a, bertucci p, et al. atherosclerosis, dyslipidemia and inflammation: the significant role of polyunsaturated fatty acids. isrn inflammation: volume 2013. article id 191823, 13 pages. http://dx.doi.org/10.1155/ 2013/191823. 7. stanley wc, dabkowski er, riberio rf, et al. dietary fat and heart failure: moving from lipotoxicity to lipoprotection. circ res 2012;110: 764-76. universa medicina september-desember, 2015 vol.34 no.3 oktavianus 83 *department of parasitology, medical school, atma jaya catholic university of indonesia **medical student of medical school, atma jaya catholic university of indonesia ***department of chemistry, medical school, atma jaya catholic university of indonesia correspondence dr. hanna yolanda, m.kes. department of parasitology medical school, atma jaya catholic university of indonesia pluit raya 2 jakarta 14440 phone: +6221 6693168; +62813 222 85483 email : hanna.yolanda@atmajaya.ac.id univ med 2014;33:83-90 abstract universa medicina may-august, 2014may-august, 2014may-august, 2014may-august, 2014may-august, 2014 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 background to develop new effective antifungals, it is essential to search for antifungal compounds from plants such as nepenthes spp., which have their greatest diversity in indonesia. since chitin-induced liquid (cil) from nepenthes khasiana pitchers has antifungal activity, due to their naphthoquinone content, this study aimed to evaluate antifungal activity of nepenthes rafflesiana pitcher liquids on candida spp. methods collected pitcher liquids were of 3 types: non-induced liquid (nil), prey-induced liquid (pil), and chitin-induced liquid (cil). non-induced liquid (nil) was collected from fresh naturally opened pitchers, pil from opened pitchers after 3 hours of induction with zophobas morio larvae, and cil from closed pitchers after 5 days of chitin solution injection. the antifungal activity of the liquids against c. albicans, c. glabrata, c. krusei, and c. tropicalis were detected by disc diffusion and macrodilution methods. results inhibition zone diameters of nil, pil, and cil against c. albicans were 35.00 (35.00 – 39.33) mm, 26.33 (23.00 – 40.00) mm, and 30.00 ( 28.00 – 32.00) mm, respectively, while for c. glabrata the zone diameters were 22.22 ± 3.66 mm, 29.89 ± 2.79 mm, and 28.89 ± 1.17 mm, respectively. no inhibition zones were found for nil, pil, and cil against c. krusei and c. tropicalis. at concentrations of 80%, almost all samples showed visually apparent inhibition of fungal growth. conclusion the pitcher liquid of n. rafflesiana has antifungal properties, presumably due to the presence of many potentially active substances, such as naphthoquinones, as has been proven in other studies. key words : antifungal, chitin-induced, disc diffusion, nepenthes, candida nepenthes rafflesiana pitcher liquid has antifungal activity against candida spp. hanna yolanda*, ingrid m. makahinda**, maureen aprilia**, nikki sanjaya**, harry gunawan**, and rita dewi*** 84 yolanda, makahinda, aprillia, et al nepenthes rafflesiana against candida spp. aktivitas antijamur cairan kantong nepenthes rafflesiana terhadap candida spp. pendahuluan untuk mengembangkan obat antijamur baru yang efektif, adalah sangat penting untuk mencari senyawa antijamur dari sumber alamiah, seperti nepenthes spp., yang paling aneka ragam di indonesia. karena cairan kantong nepenthes khasiana yang telah diinduksi kitin memiliki aktivitas antijamur akibat kandungan naftokuinon, penelitian ini bertujuan untuk menilai aktivitas antijamur nepenthes rafflesiana terhadap candida spp. metode cairan kantong yang dikumpulkan ada 3 jenis yaitu: cairan yang tidak diinduksi (t), cairan yang diinduksi mangsa (m), dan cairan yang diinduksi kitin (k). t diambil dari kantong yang baru terbuka secara alami, m diambil dari kantong terbuka yang telah diinduksi larva zophobas morio selama 3 jam, dan k diambil dari kantong tertutup yang telah disuntikkan larutan kitin selama 5 hari. aktivitas antijamur ketiga jenis cairan tersebut terhadap c. albicans, c. glabrata, c. krusei, dan c. tropicalis dideteksi dengan menggunakan metode difusi diskus dan makrodilusi. hasil diameter zona inhibisi tampak pada uji t, m, dan k terhadap c. albicans [35,00 (35,00 – 39,33) mm, 26,33 (23,00 – 40,00) mm, dan 30,00 ( 28,00 – 32,00) mm] dan c. glabrata (22.22 ± 3.66 mm, 29.89 ± 2.79 mm, dan 28.89 ± 1.17 mm). pada uji t, m, dan k terhadap c. krusei dan c. tropicalis tidak tampak adanya zona inhibisi. pada konsentrasi 80% didapatkan berkurangnya pertumbuhan jamur secara visual pada hampir semua sampel uji. kesimpulan cairan kantong n. rafflesiana memiliki aktivitas antijamur, karena mengandung beberapa zat potensial, antara lain adalah naftokuinon. kata kunci : antijamur, diinduksi kitin, difusi diskus, nepenthes, candida abstrak introduction t h e e m e r g e n c e o f t h e h u m a n immunodeficiency virus infection, modern patient-management technologies and therapy, s u c h a s b o n e m a r r o w a n d s o l i d o r g a n transplants, and the use of more aggressive chemotherapy have resulted in a rapidly expanding number of immunocompromised patients highly susceptible to fungal infections,(1) the most common being candidiasis. because of increasing use of antifungals and the limited types of antifungals, the development of resistence is an important issue. in addition, adverse effects, drug-drug interactions, and toxixity, are also factors that influence the use of antifungals. therefore, exploration to find new a n d e f f e c t i v e c o m p o u n d s f o r a n t i f u n g a l chemotherapy is of pivotal importance.(2) exploration of natural products that may have antifungal properties has been increasing. naphthoquinones are a group of secondary metabolites with antifungal properties occurring in a number of plant families, such as the nepenthaceae.(5) nepenthes are carnivorous plants that have developed insect capturingtraps, evolved by specific modification of the leaf tips, and capable of utilizing digested insects. nepenthes khasiana, commonly found i n i n d i a , h a s b e e n f o u n d t o c o n t a i n naphthoquinones, especially droserone and 5o-methyldroserone.(3,4) 85 indonesia, as a tropical country, has many species of nepenthes, such as nepenthes rafflesiana, since the distribution of nepenthes is predominantly in indonesia, especially borneo. the liquid inside the pitchers is traditionally used for relieving eye disorders, cough, stomach ache, burn injuries, and skin diseases.(6) several studies have been conducted to detect antifungal activity in nepenthes, but none of them have explored antifungal activity in pitcher fluid of n. rafflesiana.(3,7,8) a study by eilenberg et al.(3) on the antifungal effects of chitin-induced liquid (cil) from n. khasiana to candida spp. concluded that only cil efficiently inhibited fungal pathogens.(3) it has been suggested that either chitin itself or its breakdown products induce the synthesis of antifungal agent/s, that are not produced under natural conditions either in closed or opened pitchers. however, subsequently many enzymes, such as endochitinases, were detected inside closed pitchers.(9) since chitin is one of the major components of fungal cell walls,(10) these results suggested that closed pitchers may have antifungal effects as a result of compounds other than naphthoquinones, e.g. chitinases. in this study, we used 3 types of pitcher liquid of n. rafflesiana, i.e. non-induced liquid (nil), prey-induced liquid (pil), and cil. the objective of this research was to determine if pitcher liquids of n. rafflesiana have antifungal activity on tested candida spp. and have significant differences in activity. n. rafflesiana is a lowland pitcher plant and thus easy to cultivate in jakarta. the pitcher liquid of n. rafflesiana has the unique characteristic of being the most viscoelastic. a 95%-dilution in water still retains enough viscoelasticity to capture all insects dropped into the pitcher.(11) methods research design t h e d e s i g n o f t h i s r e s e a r c h w a s experimental laboratory. this research was done i n m e d i c a l s c h o o l , a t m a j a y a c a t h o l i c university of indonesia, from march 2013 to november 2013. the first six months were used to collect the 3 types of pitcher liquid until we had enough stock. the next months were used to conduct the antifungal activity tests. plant materials n. rafflesiana plants were obtained from borneo island and looked after in the garden of the medical school of atma jaya catholic university of indonesia. we used pitcher liquid from the lower pitchers of n. rafflesiana that were more than 7 cm in height, measured from the base to the spur of the pitcher. we used larvae of zophobas morio as prey for induction. the chitin solution was made from dried prawn exoskeletons. for fungal preparation and disc diffusion test, we used sabouraud dextrose agar (difco, france), mueller hinton agar (difco, france) with the addition of 2% glucose and 0.5 mg/l methylene blue.(12) the discs were 5 mm in diameter, cut out of whatman filter paper no. 42. for the macrodilution method, we used sabouroud dextrose broth (difco, france). as test fungi we used four candida species, viz. c a n d i d a a l b i c a n s , c a n d i d a g l a b r a t a , candida kr usei, and candida tropicalis, obtained from the fungal collection of the parasitology department, medical faculty, university of indonesia. chitin extraction the chitin solution was prepared from ground dried prawn exoskeletons, which were washed by boiling with distilled water for 1 hour. the mixture was centrifuged to precipitate the solid phase, which was separated by filtration through filter paper. the solid phase was stirred in an ethanol : ether : hcl mix (38:38:0.8, v:v:v) for 15 minutes, then the mixture was filtered through filter paper. thereafter, the solid phase was solubilized in 0.2 m naclo for 1 hour at 75oc. after an additional filtering, the solid phase was solubilized in acetone and 32% hcl (1:150, v:v) at 4oc. after centrifugation, the supernatant (solubilized chitin) was collected and the chitin univ med vol. 33 no.2 86 yolanda, makahinda, aprillia, et al nepenthes rafflesiana against candida spp. was precipitated by adding ice-cold water and incubating at 4oc overnight. the acid was removed by subsequent washes with cold water until the ph of the supernatant reached 2.5. the prepared chitin was allowed to dry on a filter paper, then 80 mg of the chitin was homogenized with 10 ml distilled water, and the ph of the colloidal chitin adjusted to 5 by addition of 1 n naoh.(3,4,13) collection of pitcher liquid the nil, pil, and cil were collected as follows.we wrapped target-pitchers with sealed plastic. nil was collected from fresh naturally opened pitchers (opened less than 24 hours). pil was collected from opened pitchers after 3 hours of z. morio induction. cil was collected from closed pitchers after 5 days of 2 ml chitin injection (8 mg/ml chitin solution).(3,4) all of the liquids were stored in dark bottles at 4oc.(14) before being used for the disc diffusion tests, the samples were incubated in a water bath at 50oc for an hour. we collected the liquid from 20 plants of n. rafflesiana. fungal preparation all candida species were subcultured into sabouraud dextrose agar at 37 oc for 24 hours.(15,16) the inocula were prepared from 24hour old cultures of candida spp. the colonies were suspended in sterile saline, then the turbidity of the homogenous suspension was a d j u s t e d b y s p e c t r o p h o t o m e t r y t o ~ 0 . 5 mcfarland standard at 530 nm. this stock suspension was used for the disc diffusion method. for macrodilution, this stock suspension was diluted 1:2000 in sabouroud dextrose broth.(12,15,16) disc diffusion test the 24-hour cultures of candida spp. were cultured onto mueller hinton agar with the addition of 2% glucose and 0.5mg/l methylene blue, by dropping 10 µl fungal suspension onto the agar and spreading it over the entire surface by sterile swab to obtain a confluent growth.(12) the sterile discs were soaked in nil, pil, or cil and placed on the seeded surface.(17) a sterile disc soaked in aquabidest and similarly placed on the seeded medium was used as a control. the plates were incubated at 37oc for 24 hours, then examined for inhibition zones around the paper discs, indicating antifungal activity. the inhibition zone diameters (in millimeters) were measured in triplicate at the point at which there was a prominent reduction in growth, repeating the measurements in different diagonals, and calculating their mean value. all disc diffusion tests were performed in triplicate. macrodilution we used pitcher liquid in concentrations of 20%, 50%, and 80%. a volume of 1000 µl fungal suspension was used as control. the mixtures were incubated at 37oc for 24 hours, then their turbidities were compared with that of the control. these tests were also performed in triplicate. statistical analysis inhibition zone diameters of pitcher liquids were compared using one-way anova test or kruskal-wallis test. for all candida spp. except c. glabrata, the test results are shown as median (minimum – maximum) because they were non-normally distributed and were tested by kruskal-wallis test. the normally distributed c. glabrata data were tested by one-way anova, with the results shown as mean (± standard deviation). results were considered significant if p<0.05. results the color of nil and pil was a cloudy white, with pil being more cloudy than nil. on chitin induction, the color of the pitcher liquid changed to orange red (figure 1). the ph values of nil, pil and cil were 3.1, 3.0, and 2.6, respectively. all samples were slimy. the tested pitcher liquids exhibited different degrees of antifungal activity against candida 87 spp. nil, pil, and cil inhibited the growth of c. albicans and c. glabrata. the diameters of the inhibition zones found on testing of nil, pil, and cil against c. albicans were 35.00 (35.00 – 39.33) mm, 26.33 (23.00 – 40.00) mm, and 30.00 (28.00 – 32.00) mm, respectively. for tests against c. glabrata , the inhibition zone diameters of nil, pil, and cil were 22.22 ± 3.66 mm, 29.89 ± 2.79 mm, and 28.89 ± 1.17 mm, respectively. no inhibition zones were found in nil, pil, and cil tests against c. krusei and c. tropicalis. (table 1 and figure 2). by kruskal-wallis test, there were no significant differences in inhibition zones among the 3 types of pitcher liquid against c. albicans (p=0.298) (table 1). in contrast, for tests against c. glabrata, using one-way anova, significant differences were found between 2 types of pitcher liquid (p=0.027) (table 1). by post-hoc lsd test, there were significant differences in inhibition zones between nil and pil (p=0.014), and between nil and cil (p=0.025), but no significant differences between pil and cil (p=0.671). the concentrations of nil and pil that showed decreased growth of c. albicans, c. glabrata, c. krusei, and c. tropicalis, were observed visually to be 80%, 50%, 80%, and 50%, respectively. on the other hand, the cil concentrations showing decreased growth of c. albicans , c. glabrata, c. krusei, and c . tropicalis were observed visually to be 80%, 20%, 80%, and 80%, respectively (table 2). figure 1. pitcher liquid of n. rafflesiana: non-induced liquid (nil) (a), prey-induced liquid (pil) (b), and chitin-induced liquid (cil) (c) a b c ca b d fe figure 2. results of disc diffusion test of non-induced liquid (nil), prey-induced liquid (pil), and chitininduced liquid (cil) to c. albicans and c. glabrata. inhibition zone of nil to c. albicans (a), pil to c. albicans (b), cil to c. albicans (c), nil to c. glabrata (d), pil to c. glabrata (e), cil to c. glabrata (f) univ med vol. 33 no.2 88 yolanda, makahinda, aprillia, et al nepenthes rafflesiana against candida spp. fungi pitcher liquid diameter of inhibition zone (mm) p value c. albicans nil 35.00 ( 35.00 – 39.3 3)† 0.298* pil 26.33 (23.00 – 40.00) † cil 30.00 ( 28.00 – 32.00) † c. glabrata nil 22.22 ± 3.66‡ 0.027** pil 29.89 ± 2.79‡ cil 28.89 ± 1.17‡ c. krusei nil n o zone pil n o zone cil n o zone c. tropicalis nil n o zone pil n o zone cil n o zone control n o zone table 1. inhibition zone of nil, pil, and cil against candida spp. growth in vitro nil : non-induced liquid; pil : prey-induced liquid;cil : chitin-induced liquid; † data are shown as median (minimum – maximum) because data distribution was not normal; ‡ data are shown as mean ± standar deviation because data distribution was normal; * kruskal-wallis test; ** one-way anova. post-hoc lsd test : nil vs pil p=0.014; nil vs cil p = 0.025; pil vs cil p = 0.671 discussion the cil color change into orange red was similar to that found by eilenberg et al. in cil of nepenthes khasiana.(3) according to these investigators, the color change was associated with the presence of droserone (3,5-dihydroxy2-methyl-1,4-naphthoquinone), which has antifungal properties. the ph of nil, pil, and cil was acidic, as has also been determined by several studies, which found that the ph of most pitcher fluid is acidic, rarely neutral.(18,19) n. rafflesiana has the unique characteristic of its highly viscoelastic fluid, differing in this respect from other nepenthes species. a c c o r d i n g t o a c l i n i c a l l a b o r a t o r y standard institute document, the sensitivity to fluconazole, one of the standard treatments of candidiasis, is defined as an inhibition zone of more than 19 mm.(12,15) since the inhibition zones of nil, pil, and cil towards c. albicans and c. glabrata were more than 19 mm, these r e s u l t s i n d i c a t e t h a t c . a l b i c a n s a n d c . glabrata were susceptible to n. rafflesiana pitcher liquid. in our study, pil and cil showed better inhibition than nil against c. glabrata. types of pitcher liquid c oncentration (%) c. a lbicans c. glabrata c. krusei c. tropicalis + ± + ± + ± + ± nil 20 100 0 0 100 0 0 100 0 0 66.67 33.33 0 50 100 0 0 0 100 0 100 0 0 0 1 00 0 80 0 33.33 66.67 0 100 0 0 100 0 0 1 00 0 pil 20 100 0 0 100 0 0 100 0 0 33.33 66.67 0 50 100 0 0 0 100 0 66.67 33.33 0 0 1 00 0 80 0 100 0 66.67 33.33 0 100 0 0 1 00 0 cil 20 100 0 0 0 100 0 100 0 0 66.67 33.33 0 50 100 0 0 0 100 0 100 0 0 33.33 66.67 0 80 0 100 0 0 0 10 0 0 100 0 0 0 100 nil : non-induced liquid; pil : prey-induced liquid;cil : chitin-induced liquid; + : turbidity equal to control; ± : turbidity less than control; : no turbidity table 2. macrodilution test nil, pil, and cil against candida spp. (in % sample) 89 eilenberg et al.(3) and raj et al.(4) stated that naphthoquinones, which have antifungal properties, are only detected in red-colored c i l . n a p h t h o q u i n o n e s a r e a p p a r e n t l y chromatic pigments.(5) however, in the present study, we found that nil and pil, which are not red in color, also have an antifungal effect. i t i s p o s s i b l e t h a t n i l a n d p i l o f n . rafflesiana contain other substances with antifungal properties, which do not give a red color to pitcher liquid. no inhibition zones were produced in disc diffusion tests of nil, pil, and cil against c. krusei and c. tropicalis, which agrees with the fact that c. kr usei and c. tropicalis are c o m m o n l y m o r e r e s i s t a n t t o a n t i f u n g a l treatment. ( 2 0 ) according to the european committee on antimicrobial susceptibility testing, the drug dosages for mic50 and mic90 of both of fungi, especially c. krusei, are higher than those for the other candida species.(21) the cil concentration that inhibited c. albicans was about 3-fold and 6-fold lower than that required for growth inhibition of c. krusei and c. glabrata, respectively.(3) in this study, we used crude liquids that contain many substances, therefore the concentrations of the active compounds were presumably lower than necessary to obtain inhibition zones against c. krusei and c. tropicalis. however, this may have also been caused by the intrinsic resistance of the fungi. in the macrodilution test, we observed the turbidity of the test samples, compared to control. most of them showed inhibition to tested fungi at 80% pitcher liquid concentration. decreased growth of c. glabrata was shown at 20% cil, compared with 50% nil and pil (table 2). pitcher liquids showed growth inhibition against c. krusei and c. tropicalis at 80%, except for inhibition of nil and pil against c. tropicalis, which were at 50%. these results support the idea of fungal activity of pitcher liquids towards c. krusei and c. tropicalis, although no inhibition zones were detected in disc diffusion test. chitin injection into closed pitchers triggers t h e s y n t h e s i s o f a n t i f u n g a l s a n d c e r t a i n chitinases.(3) as yet, the mechanism underlying the pitcher response to chitin in nepenthes is not clear and may include both the induced synthesis of new compounds and/or the release of existing compounds from the pitcher gland cells to the trap liquid. the presence of naphthoquinones in the pitcher of nepenthes is important for chemical defense.(3) in addition, chitinases hydrolyze chitin which is a major component of fungal cell walls.(7,10,22) chitinase was also identified in the digestion fluid of closed pitchers, not only in chitin-induced pitchers.(9) therefore it may be assumed that chitinase is also potentially antifungal. the difficulties of this study were how to predict the right time to do chitin induction before opening the pitcher and the phenomenon of nonproducing pitchers after several times of taking pitcher liquids. obtaining pitcher liquid at precisely the right time is important to get as much as liquid we can. taking liquids was only done once, and no repetition was performed because of the contamination risk. using special treatments to plants may have to be done to promote the production of pitcher liquid. exploration about potentially active substances in the pitcher liquid of nepenthes should be encouraged. naphthoquinones and chitinase are potential future antifungals. many species of nepenthes in indonesia have not been explored, although most of nepenthes species originate from indonesia. conclusion the pitcher liquid of n. rafflesiana has antifungal properties due to the presence of many potentially active substances, especially against c. albicans and c. glabrata. acknowledgments we thank mr. edwin dwianto from the “pitcher of paradise” nursery and mr. anton univ med vol. 33 no.2 90 yolanda, makahinda, aprillia, et al nepenthes rafflesiana against candida spp. halim for their contribution as providers of nepenthes. we also thank siska tri hapsari, a g u s s i s w a n t o , a n d i d a a f i a h f o r t h e i r contribution in laboratory experimentation. references 1. michallet m, ito jl. approaches to the management of invasive fungal infections in hematologic malignancy and hematopoietic cell transplantation. j clin oncol 2009;27:3398-409. 2. akins ra. an update on antifungal targets and mechanisms of resistance in candida albicans. med mycol 2005;43:285-318. 3. eilenberg h, phini-cohen s, rahamim y, sionov e, segal e, carmeli s, et al. induced production of antifungal naphthoquinones in the pitchers of the carnivorous plant nepenthes khasiana. j exp bot 2009;61:911-22. 4. raj g, kurup r, hussain aa, baby s. distribution of naphthoquinones, plumbagin, droserone, and 5-o-methyl droserone in chitin-induced and uninduced nepenthes khasiana: molecular events in prey capture. j exp bot 2011;62:542936. 5. babula p, mikelova r, potesil d, adam v, kizek r, havel l, et al. simultaneous determination of 1,4naphthoquinone, lawsone, juglone, and plumbagin by liquid chromatography with uv detection. biomed 2005;149:25-7. 6. handayani t, latifah d. diversity and growth behavior of nepenthes (pitcher plants) in tanjung putting national park, central kalimantan province. biodiversitas 2005;6:248-52. 7. buch f, rott m, rottloff s, paetz c, hilke i, raessler m, et al. secreted pitfall-trap fluid of carnivorous nepenthes plants is unsuitable for microbial growth. ann bot 2013;111:375-83. 8. hatano n, hamada t. proteome analysis of pitcher fluid of the carnivorous plant nepenthes alata. j proteome res 2008;7:809-16. 9. rottloff s, stieber r, maischak h, turini fg, heubl g, mithofer a. functional characterization of a class iii acid endochitinase from the traps of the carnivorous pitcher plant genus, nepenthes. j exp bot 2011;62:4639-47. 10. babashpour s, aminzadeh s, farrokhi n, karkhane a, haghbeen k. characterization of a chitinase (chit62) from serratia marcescens b4a and its efficacy as a bioshield against plant fungal pathogens. biochem genet 2012;50:722-35. 11. bonhemme v, pelloux-prayer h, jousselin e, forterre y, labat jj, gaume l. slippery or sticky? functional diversity in the trapping strategy of nepenthes carnivorous plants. new phytol 2011; 191:545-54. 12. canton e, espinel-ingroff a, peman j. trends in antifungal susceptibility testing using clsi reference and commercial methods. expert rev anti infect ther 2009;7:107-19. doi: 10.1586/ 14787210.7.1.107. 13. arbia w, arbia l, ardour l, amrane a. chitin extraction from crustacean shells by biological methods. food technol biotechnol 2013;51:12– 25. 14. gorner h. photoreactions of 1,4 naphthoquinones: effect of substituents and water on the intermediates and reactivity. photochem photobiol 2005;81:376-83. 15. pfaller ma, chaturvedi v, espinel-ingroff a, ghannoum ma, gosey ll, odds fc, et al. reference method for broth dilution antifungal susceptibility testing of yeasts, clsi document m27-a3. 3rd ed. pennsylvania: clsi; 2008. 16. khan s, singhal s, mathur t, rattan a. antifungal susceptibility testing method for resource constrained laboratories. indian j med microbiol 2006;24:171-6. 17. bansod s, rai m. antifungal activity of essential oils from indian medicinal plants against human pathogenic aspergillus fumigatus and a. niger. world j med sci 2008;3:81-8. 18. adlassnig w, peroutka m, lendl t. traps of carnivorous pitcher plants as a habitat: composition of the fluid, biodiversity, and mutualistic activities. ann bot 2011;107:181-94. 19. takeuchi y, salcher mm, ushio m, inatsugi rs, kobayashi mj, diway b, et al. in situ enzyme activity in the dissolved and particulate fraction of the fluid from four pitcher plant species of the genus nepenthes. plos one 2011;6:e25144-52. doi: 10.1371/journal.pone.0025144. 20. fanci r, guidi s, bonolis m, bosi a. candida krusei fungemia in an unrelated allogeneic hematopoietic stem cell transplant patient successfully treated with caspofungin. bone marrow transplant 2005;35:1215-6. 21. cuenca-estrella m, rodriguez-tudela jl. the current role of the reference procedures by clsi and eucast in the detection of resistance to antifungal agents in vitro. expert rev anti infect ther 2010;8:267-73. 22. radjacommare r, ramanathan a, kandan a, sible gv, harish s, samiyappan r. purification and antifungal activity of chitinase against pyricularia grisea in finger millet. world j microbiol biotechnol 2004;20:251-6. higher triglyceride serum level increases atherosclerotic index in subjects 50-70 years of age 205 *department of physiology, faculty of medicine, trisakti university correspondence: dr. martiem mawi, ms department of physiology, faculty of medicine, trisakti university jalan kyai tapa (kampus b), grogol, west jakarta 11440 mobile: +62816 136 3811 email: martiemmawi@ yahoo.com univ med 2015;34:205-12 doi: 10.18051/univmed.2016.v35.205-212 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background atherosclerosis, the underlying cause of heart attack, stroke and peripheral disease, is a main cause of morbidity and mortality worldwide. hypercholesterolemia and hypertriglyceridemia are independent factors in the development and progression of atherosclerosis. the atherosclerotic index (ai) is a strong indicator of cardiovascular heart disease. the objective of this study was to determine the relationship between lipid serum level and ai in subjects 50-70 years of age. methods a study of cross-sectional design was conducted among male and female subjects 50-70 years of age. the inclusion criteria were: healthy, and capable of active communication. the exclusion criteria were: subjects not completing the study, currently consuming antihyperlipidemic drugs. lipid profile comprising total cholesterol, low density lipoprotein (ldl), high density lipoprotein (hdl), triglycerides, and malondialdehyde (mda), was analyzed using commercial kits. systolic and diastolic blood pressure and body mass index was measured in all subjects. atherogenic index was calculated from (total cholesterol – hdl cholesterol) / hdl cholesterol. multiple linear regression was used to analyze the data. results mean age of the subjects was 60.6 ± 3.30 years and there was a significant relationship of ldl cholesterol and triglycerides with ai (β=0.009; p=0.000 and β=0.008; p=0.000, respectively). triglyceride level was the most influencing factor for ai (β=0.008; beta=0.616; p=0.000) conclusions higher triglyceride levels increase ai in subjects 50-70 years of age. subjects with high serum triglyceride level but without symptoms of cardiovascular disease should be examined for the development of coronary artery blockage. keywords : atherosclerotic index, lipid profile, malondialdehyde, 5070 years of age higher triglyceride serum level increases atherosclerotic index in subjects 50-70 years of age martiem mawi*, fransisca chondro*, and juni chudri* doi: http://dx.doi.org/10.18051/univmed.2015.v34.205-212 206 mawi, chondro, chudri triglyceride serum atherosclerotic index kadar trigliseride serum yang tinggi meningkatkan indeks aterosklerotik pada usia 50-75 tahun latar belakang aterosklerosis merupakan penyebab dari stroke, serangan jantung dan penyakit vaskular yang dapat menimbulkan kematian. hiperkolesterolemia dan hipertrigliseridemia merupakan faktor risiko penting terjadinya aterosklerosis. indeks aterosklerotik (ia) merupakan indikator kuat untuk penyakit kardiovaskular. penelitian ini bertujuan untuk menentukan hubungan antara kadar lipid serum dan indeks aterogenik pada usia 50-70 tahun. metode sebuah penelitian dengan rancangan potong silang dilakukan pada 80 subjek laki-laki dan perempuan berusia 50–70 tahun. kriteria inklusi adalah subjek berbadan sehat dan mampu berkomunikasi secara aktif. kriteria ekslusi: tidak mengikuti penelitian secara lengkap, memakan obat anti lipid. pengukuran profil lipid meliputi kadar kolesterol total, low density lipoprotein (ldl), high density lipoprotein (hdl), dan malondialdehid (mda), menggunakan kit komersial. tekanan darah sistolik dan diastolik dan indeks massa tubuh (imt) diukur pada semua subjek. indeks aterogenik diukur berdasarkan (kadar kolesterol total – kolesterol hdl) / kolesterol hdl. analisis regresi linear ganda digunakan untuk analisis data. hasil usia rata-rata subjek penelitian adalah 60,6 ± 3,30 tahun dan terdapat hubungn yang bermakna antara kolesterolldl dan trigliserid dengan ia, masing-masing dengan (β=0.009; p=0,000 dan β=0.008; p=0,000. kadar trigliserid merupakan faktor yang paling besar terhadap ia (β=0.008; beta=0.616;p=0.000). kesimpulan semakin tinggi kadar trigliseride serum semakin tinggi skor ia pada subjek berusia 50-70 tahun. pada subjek dengan kadar trigliserid serum tinggi, walaupun tidak ditemukan gejala penyakit kardiovaskular harus dilakukan pemeriksaan lebih lanjut untuk memastikan ada tidaknya penyumbatan pembuluh darah terutama di arteria coronaria. kata kunci: indeks aterogenik, profil lipid, malondialdehid, usia 50-70 tahun abstrak introduction cardiovascular disease is a worldwide major cause of morbidity and mortality.(1-3) atherosclerosis is considered to be a basic cause of heart attacks, stroke and peripheral vascular d i s e a s e . h y p e r c h o l e s t e r o l e m i a a n d hypertriglyceridemia are important risk factors for the genesis of atherosclerosis and the progressivity of atherosclerotic lesions.(1) the initial event in the induction of atherosclerosis is the accumulation of cells containing excessive amounts of lipids in the arterial wall. it has been demonstrated that increased production of reactive oxygen species (ros) substantially influences the chronic inflammatory response in atherosclerosis.(4) ros reacts with a number of biomolecukes, such as lipids, carbohydrates, proteins, and nucleic acids, resulting in cellular dysfunction. normally there is a balance between the prduction of free oxygen radicals and the antioxidant defense system. antioxidant-oxidant imbalance induces oxidative stress as a result of excessive ros formation. oxidative stress is 207 univ med vol. 34 no.3 known to be a component of the mechanism of cellular and molecular tissue damage in a broad spectrum of human disease.(5) increased ros causes vasoconstriction since it reduces the production of nitric oxide (no), and increases platelet aggregation and neutrophil adhesion to vascular endothelium.(6-8) the risk factors of atherosclerosis, such as hypercholesterolemia, diabetes mellitus, smoking, hypertension, and age, may increase the production of free ros, not only by endothelial cells but also by smooth muscle and adventitial cells. free radicals are extremely reactive chemical compounds, and the majority of molecules in the body may become a target of these free radicals, but lipids are their most frequent target. the cell membrane is a source of polyunsaturated fatty acids and is extremely vulnerable to attack by free radicals, a process known as lipid peroxidation. lipid peroxidation leads to the formation of reactive products, some of which interact with proteins and dna, thus giving rise to toxic and mutagenic components.(9) one of the standards used to evaluate the condition of the vascular wall resulting from the atherosclerotic process is the atherogenic index (ai), which is calculated from the difference between total cholesterol concentration and hdl cholesterol concentration, divided by hdl cholesterol concentration. the atherogenic index is a strong indicator of cardiovascular disease.(1,3) the study of nwagha et al (10) shows a positive correlation of ldl cholesterol and triglycerides with ai in postmenopausal women. a study on women with preeclampsia showed an association between serum mda level and ai.(11) the study of prakash and rao found that hypertriglyceridemia is a risk factor for the atherogenic process, and high ldl cholesterol and triglyceride levels increase the risk of cardiovascular disease.(2) lafta (3) found a positive association between increased triglycerides and incidence of cardiovascular disease. malondialdehydes (mda) are lipid peroxidation products and indicators of oxidationinduced damage. mda have been used for many years as biomarker of lipid peroxidation. the progress of the atherosclerotic process is associated with oxidative stress and can be followed up with measurement of mda.(1,11) the study of yang et al.(1) compared hyperlipidemic and normolipidemic groups and showed a significantly positive association between mda and ai. the investigators found a higher atherogenic index in the groups with increased lipid peroxidation levels. no informatiion could be found in the literature of studies showing an association of lipid and mda levels with ai in healthy adults. the objective of the present study was to determine any association between lipid levels (total cholesterol, hdl cholesterol, ldl cholesterol), and mda on the one hand and atherogenic index on the other in healthy subjects 50-70 years of age. methods study design this study used an experimental crosssectional design and was conducted at the mampang prapatan subdictrict health center, south jakarta from february until may 2014. study subjects males and females aged between 50 and 70 years and residing at 2 kelurahan (villages) in mampang prapatan subdistrict, south jakarta, were recruited into this study. the inclusion criteria were: capable of active communication, literate, physically healthy and not requiring help from others, and agreeing to sign informed consent. the exclusion criteria were: not participating in this study up to its completion, and current consumers of anti-lipid drugs. the sample size was determined with the formula: 3 r)-r)/(1-(11n x 0.5 )z-(z n 2 +       = βα where zá = 1.96, zâ = 0.84, and r = 0.61.(1) 208 mawi, chondro, chudri triglyceride serum atherosclerotic index the minimum sample size required was 18, but in this study it was increased to 80, which is the sampe size for using one commercial kit. anthropometric measurements anthropometric assessment comprised determination of weight, height, and body mass index (bmi). height was measured using a portable microtoise with an accuracy of 0.1 cm. weight was measured using sage portable scales with an accuracy of 0.1 kg. body mass index was calculated from the formula weight (kg) / height (m2) and categorized as follows: normal (< 23.0 kg/m2), overweight or obesity (>23.0 kg/ m2), and obesity according to the criteria determined for asians.(12) laboratory investigations from each subject, a 10-ml blood sample was drawn from the cubital vein using plain tubes after an overnight fast of 12-14 hours and centrifuged at 3000 rpm for 15 minutes. the serum was separated and placed into an automatic analyzer. all determinations of lipid profile components (total cholesterol, ldl cholesterol, hdl cholesterol, and triglyceride concentrations) were performed spectrophotometrically using an advia 1800 system and the respective bayer reagent kits. all procedures produce a complex of a given color, the intensity of which can be spectrophotometrically determined and is proportional to the blood concentration of the lipid component to be assessed. the principles of the lipid profile determinations are as follows. for total cholesterol determination, cholesterol esters in the sample are hydrolyzed by cholesterol esterase into free cholesterol. this is then oxidized by cholesterol oxidase into cholest-4-en-3-on and peroxides. the peroxides are reacted with 4-aminophenazone and phenol to form the colored 4-(p-benzoquinonemonoimino)-phenazone. for ldl cholesterol determination, reagent no. 1 solubilizes chylomicrons, hdl and vldl cholesterol to yield free cholesterol, which is subsequently oxidized into peroxides. the peroxides are then reacted with 4-aminoantipyrine. next, reagent no. 2 releases the ldl from the ldl cholesterol produced in the first reaction so that the ldl is oxidized to form peroxides. these latter are reacted with n,n-bis(4-sulphobutyl)-mtoluidine-disodium (dsbmt) into a blue-violet colored complex. for hdl cholesterol determination, hdl cholesterol is separated from other lipid components and solubilized by a specific detergent. the hdl cholesterol is then oxidized and released from its esters, thus forming peroxides. these are reacted with 4aminoantipyrine and dsbmt using peroxidase catalyst to form a red-colored complex. for triglyceride concentration determination, the triglycerides in the sample are hydrolyzed into glycerol and free fatty acids. the glycerol is then phosphorylated to yield glycerol-3-phosphate, which is then oxidized into dihydroxy-acetonephosphate, forming peroxides. the peroxides are reacted with 4-aminophenazone to form the colored 4-(p-benzoquinone-monoimino)phenazone. the atherogenic index was calculated from the formula: (total cholesterol – hdl cholesterol) /hdl cholesterol.(1) plasma mda concentration was measured using thiobarbituric acid reactive substances (tbars) according to the satoh method. the pink-colored chromogens that are formed by the reaction of barbituric acid with m d a a r e m e a s u r e d a t 5 3 0 n m . ( 1 3 ) t h e d e t e r m i n a t i o n w a s p e r f o r m e d a t p r o d i a laboratories using high-performance liquid chromatography (hplc). ethical clearance ethical clearance was issued by the research ethics commission, faculty of medicine, trisakti university. data analysis the kolmogorov-smirnov test was used to test for normality of the data distribution. since the data were normally distributed, multiple 209 univ med vol. 34 no.3 regression analysis was used to determine the variables which the greatest influence on ai. a pvalue of <0.05 was declared to be statistically significant. result the 80 study subjects who met the inclusion and exclusion criteria were between 50 to 70 years of age, comprising 20 males (25%) and 60 females (75%), with mean age of 60.06 ± 3.30 years. with regard to educational level, 6 subjects (7.5%) had no education, 8 subjects (10%) did not finish primary school, 25 subjects (31.3%) finished primary school, 15 subjects (18.8%) were junior high school graduates, 25 subjects (31.3%) were senior high school graduates, and 1 subject (1.3%) was of academic level. with regard to employment, 38 subjects (47.5%) were employed and 42 subjects (52.5%) were unemployed. mean systolic blood pressure was 137.44 ± 20.93 mmhg and mean diastolic blood pressure 84.33 ± 11.08 mmhg. mean body mass index was 25.94 ± 3.48 kg/m2 (tables 1 and 2). mean total cholesterol was 205.53 ± 36.49 mg/dl, mean ldl cholesterol 140.08 ± 34.31 mg/dl, mean hdl cholesterol was 48.33 ± 8.56 mg/dl, mean triglyceride concentration was 141.90 ± 72.36 mg/dl, mean systolic blood pressure was 137.44 ± 20.93 mmhg, mean table 2. mean values of serum lipid profile, blood pressure and malondialdehyde in subjects (n=80) table 1. distribution of subject characteristics (n=80) diastolic blood pressure 84.34 ± 11.08 mmhg, mean malondialdehyde concentration (mda) was 0.35 ± 0.09 µm, and mean atherogenic index was 3.34 ± 0.92 % (table 2). the results of multiple linear regression analysis showed a significant association between ldl cholesterol (p=0.000), triglycerides (p=0.000) and ai. there was no significant association between ai on the one hand and age (p=0.836), mda, (p=0.867), and bmi (p=0.949), systolic blood pressure (p=0.477) and diastolic blood pressure (p=0.933) on the other. the variable triglyceride concentration had a great influence on ai (β=0.008;beta=0.616; p=0.000) (table 3). discussion among the 80 study subjects a significant association was found between increases in ai and ldl cholesterol (p=0.000) and triglyceride concentration (p=0.000). these results are similar to the study results of nwagha et al.(9) who found that increases in triglyceride and total cholesterol concentrations result a higher ai. atherogenic index is a strong indicator of cardiovascular disease.(3,9) in this study a nonsignificant association was found between ai and mda. similar results were found in the study of jasim,(14) but different from 210 mawi, chondro, chudri triglyceride serum atherosclerotic index the results of the study of yang diperoleh amirkhizi et al.,(15) linna m et al.(16) and emokpae et al.(17) who found a significant association between ai and ma. this may have been caused by the fact that the study subjects came from different populations. our study was conducted on healthy subjects, whereas the study by amirkhizi et al.,(15) linna m et al.(16) and emokpae et al.(17) were carried out on pre-hypertensive women, subjects with hyperlipidemia, and subjects with adult sickle cell nephropathy. no significant association was found between ai and systolic and diastolic blood pressure this differs from the results of the study by amirkhizi f et al.(15) and goyal et al.(18) who found an association between changes in lipid concentrations and hypertension. systolic blood pressure increases progressively with advancing age, in comparison with diastolic blood pressure. oxygen is important and also toxic to human life. within the cell, through enzymatic and nonenzymatic processes, oxygen receives an electron and is transformed into reactive oxygen species (ros) that damages cellular lipids, which are broken up into smaller parts, such as mda, 8-isoprostane, 8isoprostaglandins-f2 and 8-hydroxy-2odeoxyguanosine. oxidative stress occurs when there is an imbalance between ros production and the antioxidant defense system. ros is produced naturally in normal metabolism and plays an important role in biologic processes, such as the killing of bacteria.(19) upon environmental stress, ros levels increases dramatically and may damage the cellular structures, particularly when there is no defense mechanism by antioxidants, such as the enzyme sod or the antioxidant vitamins a, c, e, and polyphenols.(18) vascular changes may be mediated in several ways, therefore oxidative stress may result in the proliferation of vascular smooth muscle cells accompanied by hypertrophy and accumulation of collagen, causing thickening of the tunica media and narrowing of the vascular lumen. in addition, increased oxidative stress may damage the endothelium and disturb vascular relaxation, thus increasing vascular contractile capacity. all of these influences on the blood vessels may lead to hypertension.(20,21) in our study we did not find a significant association between ai and bmi. this agrees with the results of the study by ranjit et al.(22) who found no correlation of bmi and lipid profile with ai. in the present study there was also no significant association between ai and age. advancing age increases the atherosclerotic process and thus ai. the lack of a significant association in this study may have been caused by the small sample size and the narrow age range. these results was in contrast with those of nghawa ut et al.(10) who stated that advancing age increases ai in postmenopausal women. epidemiological studies have shown a positive association between total cholesterol concentration and coronary heart disease. in a number of patients the total cholesterol concentration is not an accurate predictor of the risk of coronary heart disease, because total table 3. multiple linear regression analysis of several independent variables versus atherogenic index (n=80) legend: b=regression coefficient; beta=standardized coefficient; mda=triglycerides, and malondialdehyde; ldl=low density lipoprotein; hdl=high density lipoprotein 211 univ med vol. 34 no.3 cholesterol is a combination of all types of cholesterol, not only atherogenic lipoproteins such as low-density lipoproteins (ldl), very-low density lipoproteins (vldl), and intermediate lipoproteins (idl), but also anti-atherogenic lipoproteins such as high-density lipoproteins. smaller ldl particles are more atherogenic than larger ones. particles that are larger and contain much triglycerides and other smaller particles such as small vldls and idls, known as apo c-iii containing lipoproteins, are extremely atherogenic. a case-control study with prospectively collected samples found that small ldl particles and high triglyceride concentrations are the major independent risk factors for myocardial infarction. several studies have demonstrated an inverse association between lipoprotein size and the ability to penetrate the endothelial barrier and enter the arterial intima. chylomicrons and large vldls cannot enter the arterial wall, but small vldls and idls may do so. therefore triglycerides rich in lipoproteins are termed atherogenic.(23) the design of our study was cross sectional, so that our study cannot explain any cause-andeffect association between triglyceride concentration and ai. the clinical implication of our study results is that increased serum triglyceride concentration is a risk factor for atherogenesis. atherosclerosis is a basic cause of heart attacks, stroke, and peripheral vascular disease.(1) in healthy persons with high serum triglyceride concentrations but no signs of cardiovascular or cerebrovascular disease, further investigations are necessary to determine the presence or absence of vascular obstruction, particularly in the coronary arteries. further studies of longitudinal design are necessary to show a cause-and-effect association between serum triglyceride concentration and ai. conclusions t h e p r e s e n t s t u d y s u c c e e d e d i n demonstrating that higher serum triglyceride concentration increases ai scores in healthy subjects 50–70 years of age. subjects with high serum triglyceride level but without symptoms of cardiovascular disease should be examined for the development of coronary artery blockage. conflict of interest the authors declare that they have no competing interests. acknowledgment the investigators thank the dean and vicedeans of trisakti university for moral and material support in the conduct of this study. thanks are also due to the head of mampang health center (puskesmas mampang) and staff and the study subjects who participated in the study. 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c:\users\universa medicina\docu 178 abstract universa medicina myogenin level tends to decrease in adult male cigarette smokers augustine c. ihim*, patrick o. manafa*, vincent t. ekechukwu* manafa i. vera**, victor n. chukwudi***, and sabina o. ogbuowelu* background the world health organization has warned that cigarette smoking is an avoidable risk factor for endothelial injury. myogenin might play a role in muscle metabolism and energy utilization. electrolytes and minerals are involved in most cellular activities. the objective of this study was to compare myogenin and electrolyte levels between adult male cigarette smokers (cs) and non-smokers (ns). methods a cross-sectional study was conducted involving 90 subjects, consisting of 55 cs and 35 ns. the sandwich enzyme-linked immunosorbent assay was used to determine myogenin levels while the ion-selective electrode method was used to determine electrolyte levels. the levels of sodium, potassium, and chloride and the body mass index (bmi) were measured. mann-whitney and independent t-test were used to analyse the data. results the bmi of cs was significantly lower than that of ns (p < 0.05). the mean serum levels of sodium (145.23 ± 1.87), potassium (4.00 ± 0.31) and chloride (103.95 ± 1.60) were significantly higher in the cs than in the ns (these being 142.38 ± 2.49, 3.83 ± 0.33, and 101.48 ± 2.08, respectively) (p<0.05). myogenin levels (44.24 ± 14.60 pg/ml) tended to decrease in the cs group compared to the ns group (59.66 ± 61.73 pg/ml), but the difference was statistically not significant (p=0.769). conclusion the study demonstrated that higher concentrations of sodium, potassium and chloride with lower concentrations of myogenin in smokers may be associated with higher risk of skeletal muscle tissue injury probably due to the inability of the affected small blood vessels to transport electrolytes to tissues. keywords: tobacco, myogenin, electrolyte, smokers original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.178-183 september-december 2020 vol.39no.3 cite this article as: ihim ac, manafa po, ekechukwu vt, vera mi, chukwudi vn, ogbuowelu so. myogenin level tends to decrease in adult male cigarette smokers. univ med 2020;39:178-83. doi: 10.18051/univmed.2020.v39.178-183 *chemical pathology unit, department of medical laboratory science, faculty of health sciences and technology, nnamdi azikiwe university, nnewi campus, anambra state, nigeria **pathology department, east kent hospital university foundation trust, kent ***department of medical laboratory science, faculty of health sciences and technology, owerri, imo state, nigeria correspondence: augustine c. ihim, ph.d. chemical pathology unit, department of medical laboratory science, faculty of health sciences and technology, nnamdi azikiwe university, p.m.b. 5025 awka, anambra state, nigeria email:ac.ihim@unizik.edu.ng phone +2348035985883 orcid id : 0000-0001-9991-0714 date of first submission, june 15, 2020 date of final revised submission, october 20, 2020 date of acceptance, october 27, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 179 univ med vol. 39 no.3 introduction cigarette production involves a number of substances and materials other than just tobacco, paper and a filter. tobacco additives include flavorings, enhancers, humectants, sugars, and ammo nium co mpoun ds . ( 1) nic ot in e is a n addictive substance in cigarettes which causes regular intake of the cigarette smoke that leads t o h e a lt h h a r ms a nd de a t h. to da y, t he uncountable nega tive effects of cigarette smoking are widely accepted.(2) the rate of smoking is still rising in some parts of developing nations (3) and close to half of cigarette smokers die of tobacco-related diseases and lose an average 14 years of life.(2) cigarette smoke contains about 7,000 chemical compounds, including not limited to cyanide, lead, nicotine, carbon monoxide, arsenic, formaldehyde, acrolein and other harmful substances and about 70 of these can lead to cancer.(4) smoking, a preventable risk factor for endothelial injury, is said to have become the global number two killer after hypertension.(5) cigarette use is the leading cause of preventable diseases, which could result in pathologies of most organs and tissues in the body, such as the kidneys and oral cavity.(6) cigarette smoking also has great effect on systemic tissues such as skeletal muscle.(7) these tissues are important in the day-today hormonal functions of the body and its metabolism, including electrolyte balance and myo ge ni n s e n s i ti vi t y wh i c h s h ow s t h e remarkable and harmful impact of smoking on metabolism of skeletal muscle and kidney homeostatic function. cigarette smoke contains substances that can stimulate the breakdown of muscle protein and inhibit protein synthesis and this could lead to muscle dysfunction.(8) myogenin is a muscle-specific transcription factor which helps in the co-ordination of the development and repair of skeletal muscle.(9) myogenin as a skeletal muscle biomarker can denote the presence of skeletal muscle dysfunction. even though its role in adult skeletal muscle is still u nc e r t a i n, pr e vi ous s tud ie s s ugge s t tha t myogenin has a vital role as a high-level transcriptional regulator that controls the energy b a l a nc e be tw e e n a e r ob i c a n d a na e r ob i c metabolism of the skeletal muscle of an adult.(10) electrolytes, which are substances that can conduct electric current, are located in the intracellular and extracellular fluid in the body with sodium being the major cation and chloride being the major anion in the extracellular fluid. potassium is the major cation in the intracellular fluid. electrolytes can dissociate in solution and play a major role in homeostasis.(11) the serum electrolytes which include sodium, potassium, chloride and bicarbonate enable the body to maintain and regulate nerve function, water balance, acid-base balance and muscle function and these electrolytes can be increased or decreased in pathological conditions such as organ damage (e.g. of the kidneys) or diseased conditions which lead to imbalance of the serum electrolytes.(12) sodium and potassium are vital for nerve function and nerves have the function of signaling the muscle to contract and relax by passing electric impulses from the brain to the muscle tissues. during muscle relaxation, sodium levels are higher inside the muscle cells than outside. during contraction, which is initiated by a signal from the nerves, sodium flows into the cell while potassium flows out.(13) also research h a s s h ow n t he i mp or t a nc e o f c a l c i u m, magnesium and chloride in the contraction and relaxation of the skeletal muscles.(14,15) nu me r o us s t u di e s h a ve s ho wn t h a t smoking has a very harmful effect on the lungs with an indirect effect on the tissues of the muscles. a recent study shows that smoking decreases the number of small blood vessels that bring oxygen and nutrients to muscles in the legs.(16) it was discovered that smoking makes the muscles weaker and thereby limits the ability of an individual to exercise and this was due to inflammation of the lungs and subsequent destruction by habitual smoking thereby limiting exercise. recent findings suggest that cigarette smoke damages muscle cells directly by reducing the number of blood vessels in leg muscles which 180 leads to oxygen reduction and reduced nutrient intake. this can have an effect on muscle metabolism and its level of activity.(16) myogenin is present in skeletal muscle and is essential to promote terminal differentiation of myocytes. it has been observed that longterm cigarette smoking significantly decreases myogenin expression in the gastrocnemius tissues of rats.(17) besides, salidroside mitigates skeletal muscle atrophy in rats with cigarette smoke-induced chronic obstructive pulmonary disease (copd) by up-regulating myogenin and d ow n-r e gul a t i ng myo st a t i n exp r e s s i on . electrolyte imbalance could greatly affect skeletal muscle function. hypophosphatemia and hypokalemia are the most known causes of myopathy.(18) a study in thirty smokers and thirty non-smokers as matched controls showed a significant increase in sodium level immediately after smoking and no significant change in potassium level in smokers.(19) another study involving 100 male smokers and 40 non-smokers showed a significant effect on the activity of liver enzyme, calcium, phosphate and iron levels in smokers compared to non-smokers but no significant effect on sodium, chloride and potassium levels in smokers.(20) previous studies have focused on the effect of smoking on expression of electrolytes and included myogenin as difference variable. the objective of the present study was to compare the levels of myogenin and electrolytes between adult male cigarette smokers and non-smokers. methods research design this cross-sectional study was designed to compare the levels of myogenin and electrolytes between adult male smokers and non-smokers. this study was carried out between january and august, 2019. study subjects the sample size was calculated using g*power software version 3.0.10 (heinrich heine universität düsseldorf, germany). power analysis for difference between two independent means (groups) was conducted in g*power to determine a sufficient sample size using an alpha of 0.05, a power of 0.80 and a medium effect size. based on these, the calculated total sample size of 84 has a power of 80% to detect a difference of 0.50 at a significance level of 0.05. a total of 90 participants within the age of 1865 years were recruited by convenience sampling for this study, comprising 55 smokers (test) and 35 non-smokers (control). the inclusion criterion was male cs and ns within the age range of 18-65 years. and the exclusion criterion was subjects with underlying disease such as diabetes mellitus, autoimmune disorders and skeletal muscle diseases. participants for this study were recruited from nnamdi azikiwe university teaching hospital, restaurants and drinking pubs within nnew metr opolis, anambra state, nigeria. laboratory analysis determination of the levels of electrolytes was based on a potentiometric method using ion selective electrodes (21) while the evaluation of the levels of myogenin was based on the double antibody sandwich enzyme-linked immunosorbent assay (elisa) using the human myogenin (myog) elisa kit-np_002470.2 (catalog no. mbs765394, mybiosource, san diego (usa)) method according to the ma nufacture r ’s instructions, as described also in a previous protocol.(22) statistical analysis the ibm statistical package for social sciences (spss) version 21 was used for the statistical analysis. in order to decide whether to use parametric or non-parametric tests to calculate significance, the distribution of each group was tested for normality. frequency, duration of cigarette smoking, myogenin, sodium, chloride, and bicarbonate levels were not normally distributed while weight, height, age, potassium and bmi were normally distributed. ihim, manafa, ekechukwu, et al myogenin level tends and cigarette smokers 181 univ med vol. 39 no.3 a b c the majority of the variables were non-normally d is t r i b ute d . t he ma n n -w h it ne y u. a n d independent-t test were used to subject all collected data to statistical analysis. values were deemed significant at p<0.05. ethical approval the ethical approval for this research was obtained from nnamdi azikiwe university teaching hospital ethics committee with reference nauth/cs/66/vol.12/46/2019/ 078. results the mean body mass index (kg/m2) of cs (23.26 ± 1.69) compared with ns (23.92 ± 1.61) was significantly raised (p<0.05). however, mean age was not significantly different between cs and ns (p=0.630) (table 1). discussion the significantly lower body mass index in smokers found in this study corroborated previous studies.(23-25) it has been shown that smoking and nicotine reduce weight by raising the demand for body energy and suppressing a p pe ti t e . ( 2 6 ) smoki ng ha s be e n l i n ke d t o promoting some genetic variants thus causing low bmi value.(27) the low bmi value is also a t t r i b ut e d to a n u mb e r o f ph ys i o lo gi c a l mechanisms associated to the possible role of behavioral pattern common with cigarette s mo ke r s . on e st u dy ( 2 3 ) e xa min e d t h e relationships between sedentary behavior, smoking status, viz. current smokers, nonsmokers and former smokers and weight-related outcomes. sedentary behavior was significantly higher among current smokers compared to nonsmokers and former smokers; former smokers h ad hi ghe r l evel s o f s e de nta ry be ha vior compared to never smokers.(23) it was seen that at low levels of sedentary behavior, current smokers and never smokers did not have significant differences in bmi. however, at moderate and high levels of sedentary behavior, current smokers had a significantly lower bmi compared to non-smokers in those sedentary behavior categories. previous research has demonstrated that nicotine affects the body by increasing its metabolism.(25) thus, nicotineinduced increase in metabolism could have been responsible for lower bmi among smokers.(23) the significantly higher levels of serum sodium, potassium and chloride observed in the present study may be attributed to the effects of cigarette-smoking on small blood vessels leading to reduced blood flow to muscle tissues. the reduced blood flow could lead to reduced flow of electrolytes to the muscles,(16) and could raise the levels of the electrolytes in the blood. the table 1. comparison of age and body mass index between of cigarette smokers and nonsmokers *statistically significant at p<0.05; independent ttest variable smokers (n = 55) non-smokers (n = 35) p-value age (years) 34.70 ± 9.51 38.75 ± 15.97 0.630 bmi (kg/m2) 23.26 ± 1.69 23.92 ± 1.61 *0.024 variable smokers (n = 55) non-smokers (n = 35) p-value myogenin (pg/ml) 44.24 ± 14.60 59.66 ± 61.73 0. 769a sodium (mmol/l) 145.23 ± 1.87 142.38 ± 2.49 0.000*a potassium (mmol/l) 4.00 ± 0.31 3.83 ± 0.33 0.118*b chloride (mmol/l) 103.95 ± 1.60 101.48 ± 2.08 0.000*a bicarbonate (mmol/l) 22.40 ± 1.88 22.68 ± 1.95 0.615a table 2. comparison of myogenin and electrolyte levels between smokers and non-smokers significant at p<0.05;a mann-whitney test;b independent t-test 182 reduction in small blood vessels leads to reduced amounts of oxygen and nutrients they can receive. this can impact on muscle metabolism and activity levels, both of which are risk factors for many chronic diseases including diabetes and c h r o ni c ob st r uc t i ve p ul mon ar y d i se a se (copd).(16) research has shown that with advancement in age of humans and animals, they are less able to regulate sodium and water re ten tio n, uri ne c onc ent ra tion an d thir st compared to their younger counterparts.(28) with increase in duration of smoking, there could be incre ase in sedentary behaviors and also increased physiological effects of nicotine (29) which could lead to an increase in body mass index. the lower values of serum myogenin seen in this study could be due to the presence of muscle stress caused by incre ase in a ge, frequency of smoking and duration of smoking. smoking could damage the muscle cells directly and reduce the number of blood vessels in the leg muscles leading to tissue hypoxia. it is difficult to identify the causes of abnormal serum electrolytes in smokers and non-smokers due to the nature of study design which describes only what is happening at the present time. further research is needed using a better design such as cohort study to evaluate the effect of smoking on myogenin and electrolyte levels. conclusion the observed higher concentrations of sodium, potassium and chloride with lower concentrations of myogenin in smokers may be associated with higher risk of skeletal muscle tissue injury probably due to the inability of the affected small blood vessels to tra nsport electrolytes to tissues. the risk is increased with age, duration of smoking and frequency of smoking. conflicts of interest the authors declare that they have no conflicts of interest. authors’ contributions aci, pom, vte and vnc conceived and designed the research proposal.vte, soo and v n c pe r f or me d s a mpl e c ol l e ct i o n, a nd experiments and aci and vim analyzed the data. discussion was done by vim while aci, vim and pom contributed to the final version of the manuscript. all authors have read and approved the final version. acknowledgements the authors express their gratitude to the management and staff of nnamdi azikiwe university teaching hospital, nnew, anambra state for the permission to analyze the samples in their laboratory. references 1. paumgartten fjr , gomes-carneiro rm, xavier de oliveira aca. the impact of tobacco additives on cigarette smoke toxicity: a critical appraisal of tobacco industry studies. cad. saúde pública 2017;33 sup 3:e00132415. doi: 10.1590/0102311x00132415. 2. di 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518:197-206. 28. ji h, zheng w, wu x, et al. aging and related impairment of urine concentrating mechanisms correlates with dysregulation of adrenocortical angiotensin type 1 receptors in male fischer rats. am j physiol regul integr comp physiol 2016;310:r513–21. doi: 10.1152/ajpregu.00131. 2015. 29. nikoloutsou i, vasileiou v, litsiou e, et al. smoking cessation changes basic metabolism, body weight, leptin and insulin levels, adipose tissue percentage, index of insulin resistance and index of insulin secretion. tob induced dis 2014;12:a24. https://doi.org/10.1186/1617-9625-12-s1-a24. psidium guajava leaves decrease arthritic symptoms in adjuvant-induced arthritic rats 197 *department of pharmacy, faculty of health sciences, jenderal soedirman university, purwokerto, central java, indonesia **medical faculty, universitas brawijaya, malang, east java, indonesia correspondence: hanif nasiatul baroroh, m.sc, apt. department of pharmacy, faculty of health sciences, jenderal soedirman university, jl. dr. soeparno, karangwangkal, purwokerto, central java, indonesia email: h_baroroh@yahoo.co.id univ med 2015;34:197-204 doi: 10.18051/univmed.2016.v35.197-204 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background guava is an herbal with proven antioxidant and anti-inflammatory properties. the aim of this study was to investigate the anti-arthritic activity of the ethanol extract of psidium gujava leaves (eepg) against complete freund’s adjuvant (cfa) induced arthritis in rats. methods an experimental study was conducted on 40 male wistar sprague dawley rats, which were divided into 5 groups. each group was induced with 0.2 ml cfa (1 mg/ml) on day 1 and 0.1 cfa ml booster injection on day 5. group i served as an arthritic control, group ii received dexamethasone (6.75 mg.kg-1 orally), group iii, iv and v received eepg at oral doses of 250, 500, and 750 mg/kg bw, respectively, on days 14 to 28. antiarthritic activity was observed from the arthritis score, the paw circumference was measured on days 0, 1, 4, 8, 12, 16, 20, 24, and 28, the mobility score was determined on days 12 and 28, and the histolopathology of the knee joint was examined on day 29. results ethanol extract of psidium guajava leaves significantly suppressed the swelling of the paws in chronic phase based on increasing of edema (%), while starting on day 20. eepg at 250 mg/kg was most effective in significantly reducing arthritis scores (p<0.05). histopathological examination showed repair of the knee joint synovial membrane and cartilage. conclusions psidium guajava leaf extract is effective in decreasing the inflammatory response and arthritic symptoms in rats with adjuvant-induced arthritis. psidium guajava leaves can be developed into an alternative anti-arthritis treatment. keywords: psidium guajava, antiarthritis, edema, adjuvant induced arthritis, rats psidium guajava leaves decrease arthritic symptoms in adjuvant-induced arthritic rats hanif nasiatul baroroh*, esti dyah utami*, and anisyah achmad** doi: http://dx.doi.org/10.18051/univmed.2015.v34.197-204 198 baroroh, utami, achmad psidium guajava leaves arthritic symptoms daun psidium guajava menurunkan respon inflamasi dan gejala artritis pada tikus terinduksi adjuvant induced arthritis latar belakang daun jambu biji merupakan salah satu tanaman herbal yang telah terbukti sebagai antioksidan dan antiinflamasi. penelitian ini bertujuan untuk menyelidiki aktivitas anti artritis dari efek ekstrak etanol daun psidium guajava (eepg) terhadap artritis yang terinduksi complete freund adjuvant (cfa) pada tikus. metode penelitian eksperimantal dilakukan pada 40 ekor tikus sprague dewley wistar jantan. mereka dibagi menjadi 5 kelompok dan tiap kelompok diinduksi dengan 0,2 ml cfa (1 mg/ml) pada hari ke-1 dan diberikan injeksi booster dengan 0,1 ml cfa (1 mg/ml) pada hari ke-5. kelompok i sebagai control arthritis, ii diberikan dexamethason (6,75 mg.kg-1 p.o.), kelompok iii, iv dan v diberikan eepg dengan dosis 250 mg/kg bb (p.o), 500 mg/kg bb (p.o) dan 750 mg/kg bb (p.o) pada hari ke 14-28. aktivitas antiarthritis diamati melalui skor artritis, lingkar kaki diamati pada hari ke 0, 1, 4, 8, 12, 16, 20, 24, dan 28, skor mobilitas diamati pada hari ke 12 dan 28 serta histopatologi sendi lutut diamati pada hari ke-29. hasil ekstrak etanol daun psidium guajava mampu menurunkan pembengkakan secara signifikan mulai hari ke 20. eepg dosis 250 mg/kg bb paling efektif dalam menurunkan skor artritis secara signifikan (p<0,05). hasil histopatologi sendi lutut menunjukkan perbaikan pada membran sinovial dan kartilago. kesimpulan ekstrak daun psidium guajava efektif menurunkan respon inflamasi dan gejala artritis pada tikus yang terinduksi adjuvant induced arthritis. daun jambu biji dapat dikembangkan menjadi terapi alternatif antiartritis. kata kunci : psidium guajava, antiarthritis, edema, adjuvant induced arthritis, tikus abstrak introduction r h e u m a t o i d a r t h r i t i s ( r a ) i s a n autoimmune disease that attacks the joints of the body and causes chronic inflammation in the synovium. inflammation in ra joints is a very complex process and involves the interaction of a variety of inflammatory cells, autoantibodies and cytokines.(1) conventional treatments that have been used to overcome arthritis and inhibit the development of ra involve the disease modifying anti-rheumatic drugs (dmards).(2) traditional medicine using plant extracts continues to provide health coverage for over 80% of the world’s population, especially in the developing world.(3) recently, the use of plant extracts for arthritis treatment is being promoted in the usa, especially after the withdrawal of fda-approved anti-inflammatory drugs. one of the plants that have the potential to be developed as an antiarthritic drug is the guava plant (psidium guajava). guava contains tannins, phenolic compounds, flavonoids, volatile oils, sesquiterpenes and triterpenoids.(4) flavonoids and phenolic compounds contained in guava have been proven to be antioxidant and antiinflammatory.(5) jahagirdar et al.(6) reported that a hydroalcoholic extract of guava leaves at a dose 199 univ med vol. 34 no.3 of 200 mg/kg/day showed antiarthritic activity. dutta and das (7) observed that an ethanol extract of guava leaves at doses of 250 mg/kg and 500 mg/kg body weight significantly inhibited chronic inflammation and reduced the arthritis index. ojewole (8) suggested that the aqueous extract of guava leaves in the dose range of 50800 mg/kg administered intraperitoneally had analgesic and anti-inflammatory activity in rats with egg albumin-induced arthritis. the aqueous extract of guava leaves at doses of 125, 250, and 500 mg/kg had antiinflammatory activity and decreased edema in rats, with percentage inhibition of 40.81%, 55.45%, and 43.61%, respectively.(9) the freund’s adjuvant model was chosen in this study, as it develops chronic swelling in multiple joints, with influence of inflammatory cells with erosion of joint cartilage and bone destruction. freund’s complete adjuvant-induced arthritis is a well established rat model and has been widely used for many years for evaluation of the anti-inflammatory and anti-arthritic potential of various agents.(10,11) guava leaves has the potential to be developed as an antiarthritic drug. the present study aimed to evaluate the anti-arthritic activity of the ethanol extract of the leaves of psidium guajava (eepg) against complete freund’s adjuvant (cfa) induced arthritis in rats, especially with reference to its anti-inflammatory properties, using dexamethasone as reference drug. methods research design this study used a completely randomized design of undirectional pattern. freund’s adjuvant induced arthritis model was used to assess the anti-arthritic activity of the ethanolic extract of p.guajava in rats. the research was carried out in the laboratory of pharmaceutical biology, department of pharmacy, faculty of medicine and health sciences, universitas jenderal sudirman and the laboratory of pathology and anatomy, medical faculty, gadjah mada university, yogyakarta. the study was conducted from agustus 2013 to february 2014. animals the study was conducted in male sprague dawley (sd) rats weighing 130-150 g obtained from the animal house in the faculty of pharmacy, gadjah mada university. animals were acclimatized to experimental conditions in cages and kept under standard environmental conditions (22 ± 3ºc; 12/12 h light/dark cycle). rats were allowed to feed and water ad libitum. plant material l e a v e s w e r e c o l l e c t e d f r o m karangwangkal, purwokerto. taxonomic identification of the plant was made by the laboratory of taxonomy, faculty of biology. preparation of extract t h e p o w d e r e d l e a v e s ( 1 0 0 0 g ) w e r e successively extracted with ethanol (70-80ºc) for 3x24 h. the macerate was then evaporated in a rotary evaporator for ± 90 minutes in the temperature range of 70-80°c, then evaporated over a water bath until a thick extract was produced, which was stored in the refrigerator until used in the study. experimental animals animals were randomly divided into five groups (n=8). the sample size determination was b a s e d o n f e d e r e r ’s f o r m u l a a n d t h e randomization of the test animals in this research used a completely randomized design (crd) of unidirectional pattern. group i receiving 1 mg/ ml complete freund’s adjuvant (cfa) served as an arthritic control, group ii receiving dexamethasone (6.75 mg.kg-1 p.o.) served as the reference standard, while group iii, iv and v received ethanolic extract at doses of 250 mg/kg bw (p.o), 500 mg/kg bw (p.o) and 750 mg/kg bw (p.o), respectively. each group was induced by 0.2 ml cfa(1 mg/ml) on day 1 and received 200 baroroh, utami, achmad psidium guajava leaves arthritic symptoms a booster injection of 0.1 ml cfa (1 mg/ml) on day 5. to assess the anti-arthritic activity of p. gujava, the extracts were given on days 1428. evaluation of arthritic score each paw was scored on a scale of 0–4 for the degree of swelling, erythema and deformity (maximum score 16 per animal) as follows: 0 = normal, 1 = slight erythema and/or swelling of the ankle or wrist, 2 = moderate erythema and/ or swelling of ankle or wrist, 3 = severe erythema and/or swelling of ankle or wrist and 4 = complete erythema and swelling of toes or fingers and ankle or wrist and inability to bend the ankle or wrist. (12) the arthritic score was measured on days 0, 1, 4, 8, 12, 16, 20, 24, and 28. evaluation of mobility score whole animal mobility was scored between 0 and 4 according to the following definitions: 0 = normal, 1 = slightly impaired, 2 = major impairment, 3 = does not step on paw, and 4 = no movement. the mobility score was measured on days 12 and 28. evaluation of paw edema the paw edema was measured on days 0, 1, 4, 8, 12, 16, 20, 24, and 28. the mean changes in injected paw edema with respect to initial paw volume, were calculated on respective days and the percentage of inhibition of paw edema with respect to the untreated group was calculated on respective days by the following formula: (13) processed for preparation of paraffin-embedded tissue sections (7 ìm thick), which were stained with hematoxylin and eosin. statistical analysis the data were expressed and analyzed using spss software. statistical analysis of difference between groups was evaluated by one-way anova followed by lsd test. the value of p<0.05 was regarded as statistically significant. ethical clearance this study was accorded ethical clearance by the commision on research ethics in medicine and health sciences, faculty of medicine, universitas jenderal soedirman. results injection of cfa increased edema, with a peak increase of 29.46% ± 5.58 on day 12 following the injection of cfa in the arthritic control group (table 1). over the 28-day study, rats treated with extract at doses of 250, 500 and 750 mg/kg showed a significant decrease in edema (p<0.05) starting on day 20 up to day 28, a s c o m p a r e d t o c o n t r o l r a t s ( f i g u r e 1 ) . dexamethasone, the standard anti-arthritic drug, also showed a significant decrease in edema. there was an increase in arthritic scores after induction with cfa that indicated systemic inflammation due to the arthritic condition (figure 1). in the arthritic control group, the arthritis scores remained at their peak level from day 8 to day 24, and started to decrease on day 28. following the cfa injections, the rats developed arthritis beginning on day 4 and reached a peak level on day 8. rats treated with dexamethasone and p.guajava leaf extract showed a significant decrease in arthritis score. throughout the 28-day study, all arthritis groups showed a decrease in mobility scores that was statistically not significant (table 2). rats treated with p. guajava extract with the dose of 250 mg/kg showed the greatest decrease in mobility scores. 100%x vo vo -vt (%) edema of increasing       = vt =paw edema on day t vo = paw edema on day 0 histological processing and assessment of arthritic damage rats were killed by ether anesthesia. knee joints were removed and fixed for 4 days in 10% formalin. after that the specimens were 201 univ med vol. 34 no.3 table 1. the increasing of edema (%) in the control and treated animals groups with p.guajava extracts on freund’s adjuvant complete induced arthritis values expressed in average ± sem of 8 rats; a= significance at the level of p<0.05 compared by control arthritis; b= significance at the level of p<0.05 compared by standard drug histopathologically, after treatment with dexamethasone (figure 2b), there was a reduction in the inflammatory condition of the synovial membranes, accompanied by cartilage repair, compared to the arthritis in the knee joints of the controls. the group treated with guava leaf extract at the dose of 250 mg/kg (figure 2c) also showed a reduction in the i n f l a m m a t o r y c o n d i t i o n o f t h e s y n o v i a l membranes, accompanied by cartilage repair, while treatment with guava leaf extract at the doses of 500 mg/kg (figure 2d) and 750 mg/ kg (figure 2e) showed repair of the synovial membranes. figure 1. arthritis scores in control and experimental groups. as a result of inflammation induced by complete freund’s adjuvant, the arthritis scores were increased (p<0.05) in treated rats when compared with control rats. treatment with dexamethasone and psidium guajava showed significantly decreased (p<0.05) arthritis scores beginning on day 20 202 baroroh, utami, achmad psidium guajava leaves arthritic symptoms table 2. distribution of mean of mobility score by treatment groups after 12th and 28th day on freund’s adjuvant complete induced arthritis values of mobility score expressed in average ± s.e.m of 8 rats figure 2. histopathology of rat knee joint tissues; a (arthritic rat): inflammation of the synovial membrane and cartilage destruction; b (rat on dexamethasone): reduction of synovial membrane inflammation and cartilage repair; c (rat on eepg 250 mg/kgbb): reduction of synovial membrane inflammation and cartilage repair; d (rat on eepg 500 mg/kg): synovial membrane repair; e (rat on eepg 750 mg/kgbb): synovial membrane repair. he staining, magnification 40x. synovial membrane (ms), joint cavity (rs), cartilage (k) 203 univ med vol. 34 no.3 discussion the present study was carried out to evaluate the effect of p. guajava leaf extract in inflammatory disease. the freund’s adjuvant model was chosen as it induces chronic swelling in multiple joints, with influence of inflammatory cells with erosion of joint cartilage and bone destruction. freund’s complete adjuvant-induced arthritis is a well established rat model and has been widely used from many years for evaluation of the anti-inflammatory and anti-arthritic potential of various agents.(14,15) nagakura et al.(10) reported that the induction of arthritis in the freund’s adjuvant model in rats caused joint inflammation, inflammatory cell infiltration, and cartilage and bone destruction. freund’s adjuvant contains mycobacterium tuberculosis h37ra or mycobacterium butyricum, which release endotoxins that trigger the production of nitric oxide (no).(16) nk cells, mast cells, eosinophils, neutrophils, cells and tissues dendritic endothelium are important sources of no production associated with the immune response, because the activation of macrophages results in the production of several cytokines, including il 1, il 6, interferon γ (ifn γ) and tnf α, which have been implicated in immune arthritis.(17) various inflammatory mediators including cytokines (il1b and tnf-α), mcsf, interferons, and platelet derived growth factor (pdgf) are responsible for the swelling joints, bone deformations, and disability of joint function.(1) the progress of the arthritic condition was evident around day 12, indicating systemic inflammation.(18) the swelling was found to be increasing in the initial phase of inflammation and becoming constant within 2 weeks (beginning on day 4). these increases in arthritic and mobility scores were found to be associated with chronic inflamation. psidium guajava extract at doses of 250 mg/kg, 500 mg/kg and 750 mg/kg significantly suppressed the swelling of the paws in chronic inflammation over day 28. the p. guajava leaf extract was found to be effective in decreasing arthritic scores, mobility scores, and inflammatory responses. several studies have shown the antioxidant and anti-inflammatory properties of flavonoids. porwal et al.(4) reported that p. guajava leaf extract contained essential oils, flavonoids, triterpenoids, vitamin c, tannins, and phenolics. although the actual mechanism of suppression of the arthritic condition is not known, it can be correlated with the presence of flavonoids in suppressing the inflammation and antioxidant activity. quercetin in p. guajava suppressed and inhibited nitric oxyde (no) production, catalyzed by inducible nitric oxide synthase (inos).(19) chen et al. (20) reported that quercetin had antioxidant activity by suppressing the nf-κb s i g n a l i n g p a t h w a y. q u e r c e t i n 3 oglucopyranoside and morin in p. guajava leaves have antioxidant activity.(21) vyas et al.(22) reported that p. guajava had antioxidant activity and may have the potential to be developed as an anti-inflammatory drug. in a previous study, aqueous extract of p.guajava leaves at a dose of 250 mg/ml had anti-inflammatory activity in male albino rats with arthritis induced by carrageenan.(9) from the results observed in the current investigation, it may be concluded that p. guajava leaves have a potentially in vivo antiarthritic activity, and warrants more in-depth investigations on the mechanism of action of its anti-arthritic activity. in practice, it can be developed as an alternative anti-arthritis drug. it is suggested that p. guajava leaves may be useful in the teratment of the arthritic condition in rheumatoid arthritis. one limitation of this study was indicated by the animal ethical clearance. the study would have provided better conclusions if validated with a larger sample size. conclusion psidium guajava leaf extract is found to be effective in decreasing the inflammatory response and arthritic symptoms in adjuvant-induced arthritic rats. 204 baroroh, utami, achmad psidium guajava leaves arthritic symptoms conflict of interest all authors declare that there was no actual or potential conflict of interest. acknowledgement the authors thank universitas jenderal soedirman for financial support and gadjah mada university for providing necessary facilities to carry out the research work. references 1. mclnnes ib, schett g. the pathogenesis of rheumatoid arthritis. n engl j med 2011;365: 2205-19. 2. national collaborating centre for chronic conditions. rheumatoid arthritis: national clinical guideline for management and treatment in adults. london: royal college of physicians; 2009. 3. world health organization. traditional medicine: growing needs and potential. geneva: world health organization policy perspectives on medicines; 2002. 4. porwal v, singh p, gurjar d. a comprehensive study on different methods of extraction from guava leaves for curing various health problem. ijera 2012;2:490-6. 5. barbalho sm, machado fmv, goulart rda et al. psidium guajava: a plant of multipurpose medicinal applications. met aromat plant 2012; 4:1-6. 6. jahagirdar k, ghosh p, adil sm, et al. effect of hydroalcoholic extract of psidium guyava linn. on complete freund’s adjuvant induced arthritis in laboratory animals. pharmacologyonline 2010;3:706-19. 7. dutta s, das s. a study of the anti-inflamatory effect of the leaves of psidium guajava linn. on experimental animal models. pharmacognosy res 2010;2:313-7. 8. ojewole ja. antiinflammatory and analgesic effects of psidium guajava linn. (myrtaceae) aqueous extract in rats and mice. methods find exp clin pharmacol 2006;28:441-6. 9. weni l, harliansyah, widayanti. antiinflammatory activity of the extract of guava leaves (psidium guajava l) in the rat (rattus norvegicus l). ijcc 2011;2:169-72. 10. nagakura y, okada m, kohara a, et al. allodynia and hyperalgesia in adjuvant induced arthritis rats: time course of progression and efficacy of analgesics. j pharmacol exp ther 2003;306:490-7. 11. bevaart l, vervoordeldonk mj, tak pp. evaluation of therapeutic in animal models of arthritis, how does it relate to rheumatoid arthritis? review arthritis and rheumatism. arthritis rheum 2010;62:2192-205. 12. brand dd, latham ka, rosloniec ef. collageninduced arthritis. nature protocols 2007;2:126975. 13. panchal ah, patel rk, bhandari a. antiarthritic and synergetic activity of wedelia calendulacea l. with methotrexate in adjuvant induced arthtitis with cardioprotective activity in rat. pharmacologyonline 2012;3:175-87. 14. patil mvk, kandhare ad, bhise sd. antiarthritic and anti-inflammtory activity of xanthium strumarium l. ethanolic extract in freund’s complete adjuvant induced arthritis. biomed aging pathol 2012;2:6-15. 15. snekhalatha u, anburajan m, venkatraman b, et al. evaluation of complete freund’s adjuvantinduced arthritis in a wistar rat model, comparison of thermography and histopathology. rheumatol 2012;72:375-82. 16. stills hf. adjuvants and antibody production: dispelling the myths associated with freund’s complete and other adjuvants. ilar journal 2005;46:280-93. 17. ibiza s. the role of nitric oxide in the regulation of adaptive immune responses. cnic 2008;2: 103-7. 18. venkatesha sh, rajaiah r, berman bm, et al. immunomodulation of autoimmune arthrits by herbal cam. evid based complement alternat med 2011:986797. 19. florez m, gutirez b, sanchez s. quercetin attenuates nuclear factor-b activation and nitric oxide production in interleukin-1 activated rat hepatocytes. j nutr 2005;135:1359-65. 20. chen jc, ho fm, chao pd, et al. inhibition of inos gene expression by quercetin is mediated by the inhibition of iêb kinase, nuclear factorkappa b and stat1, and depends on heme oxygenase-1 induction in mouse bv-2 microglia. eur j pharmacol 2005;521:9–20. 21. tachakittirungrod s, ikegami f, okonogi s. antioxidant active principles isolated from psidium guajava grown in thailand. sci pharm 2007;75:179-93. 22. vyas n, tailang m, gavatia np. antioxidant potential of psidium guajava linn. intern j pharm tech res 2010;2:417-9. c:\users\universa medicina\docu 138 abstract universa medicina the diagnostic value of apparent diffusion coefficient to differentiate benign and malignant meningiomas risa marissa1*, rachmi fauziah rahayu2, hari wujoso3, subandi4, prasetyo sarwono putro2, and widiastuti soewondo2 background meningiomas are the most common primary extra-axial non-glial intracranial tumors. the severe grade of meningioma, according to who, has the highest recurrence rate accompanied by high morbidity and mortality rates. therefore, it is imperative to perform pre-operative assessments so the clinician can give prompt treatment to gain a better prognosis. it is a novel alternative way of predicting meningioma’s malignancy by calculating the tumor’s apparent diffusion coefficient (adc) value. the objective of the study was to determine the value of adc for differentiating benign and malignant meningiomas. methods this cross-sectional study involved 32 subjects with clinically diagnosed or histologically verified meningioma (21 benign and 11 malignant). they underwent a head-magnetic resonance imaging (mri) examination and biopsy. we calculated the adc value by creating regions of interest (rois) on the solid part of the tumor, guided by contrast and fluid-attenuated inversion recovery (flair) sequence. we analyzed the adc value with independent t-test and bland-altman graphs, calculated the average difference, ci 95%, limit of agreement between observers, and roc. results mean adc of malignant meningiomas (0.877 ± 0.167 x 10-3 mm2/s) was significantly lower than that of benign meningiomas (0.990 ± 0.105 x 10-3 mm2/s) (p<0.05). the adc threshold is 0.886 x 10-3 mm2/s with sensitivity 63.6%, specificity 85.7%, positive predictive value 70% and negative predictive value 81.8%. conclusion the adc value measurement provides a discriminative feature to differentiate between benign and malignant meningiomas. however, the clinical applicability still needs to be elucidated, as histopathological confirmation remains the mainstay of definitive diagnosis. keywords: meningioma, apparent diffusion coefficient, magnetic resonance imaging, histopathological grade original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.141-150 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1117 may-august 2021 vol.40no.2 cite this article as: marissa r, rahayu rf, wujoso h, subandi, putro ps, soewondo w. the diagnostic value of apparent diffusion coefficient to differentiate benign and malignant meningiomas. univ med 202 1;40 :13 8 -4 7 . doi: 10. 1805 1/ univmed.2021.v40.141-150. 1resident of radiology, faculty of medicine, sebelas maret university, surakarta 2radiology department, faculty of medicine, sebelas maret university and dr. moewardi hospital, surakarta 3forensic department, faculty of medicine, sebelas maret university and dr. moewardi hospital, surakarta 4neurology department, faculty of medicine, sebelas maret university and dr. moewardi hospital, surakarta *correspondence: dr. r. risa marissa jl. sancang raya no. 14, babakan, bogor tengah, bogor, west java, indonesia, 16128 (+62) 811-135-985 email: rmarissa@gmail.com orcid id: 0000-0002-9306-7399 date of first submission, january 24, 2021 date of final revised submission, july 23, 2021 date of acceptance, july 26, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 139 univ med vol. 40 no.2 introduction m eni ngi o ma s a r e t he mos t c ommon intracranial non-axial primary tumors, ranging from 14 to 20% of all intracranial tumors and are common in middle-aged patients, with a male: female ratio of 1:2.(1) the incidence of meningiomas is 6:100,000 population, of which 2%-3% are asymptomatic, and 8% comprise multiple meningiomas. most meningiomas are benign, slow-growing, and in s ome c a s e s c a n b e c u r e d b y s urge r y. nevertheless, 10-20% show aggressiveness both clinically and histopathologically and cause symptoms that worsen with time.(2,3) the world health organization (who) has divided meningiomas into three groups based on the histopathological findings. these groups are who grade i (typical) that occur in almost 90% of the population, who grade ii (atypical) that have an incidence of 5%-7% in the population, and who grade iii (anaplastic) that account for 1%-3% of the population. it is essential to assess the clinical prognosis to help clinicians determine the next treatment. for example, management of treatment for who grade i meningiomas can be observation or surgery. in contrast, the treatment for meningiomas of who grade ii is total surgery with/without radiotherapy, and for meningiomas of who grade iii is in the form of radical surgery accompanied by radiotherapy. the severest grade of meningioma, according to who, has the highest recurrence rate accompanied by high morbidity and mortality rates and low life expectancy in the next five years.(2) so, it is imperative to preoperatively assess the potential f o r i n va si ve me n i ngi oma t o de t e r mi n e appropriate treatment and improve the patient’s prognosis.(3) magnetic resonance imaging (mri) can be the imaging technique of choice to picture intracranial meningiomas and determine the next treatment. various ways have been taken to assess the grade of meningioma with mri examinations at varying stages before surgery.(2) ho we ve r, c on ve nt i o na l m ri c a n no t distinguish between benign and malignant meningiomas. the picture of heterogeneous lesions and contrast enhancement, margins indistinguishable from surrounding tissue, irregular edges, destruction of the surrounding bone, accompanied by peritumoral edema, leads to an image of atypical/malignant meningioma. still, this is not specific because the picture can also be found in benign meningiomas.(4,5) diffusion-weighted imaging (dwi) in mri examination is a non-invasive technique that can assess free fluid diffusion in tissues. the apparent diffusion coefficient (adc) is a measure of the diffusion of water molecules in tissues and is calculated after determination of dwi in mri. the adc values are automatically computed by the software, resulting in a parametric map showing the rate of diffusion of water molecules, which will vary in each tissue. measurements are made by drawing regions of interest (rois) on the adc map. the adc value is expressed in mm2/s. although there is no clear limit for the normal value, adc values of under 1.0 to 1.1 x 10-3 mm2/s are generally stated to be restricted.(6) moraru and dimitrievici (7) state that the adc value in cortical gray matter is 0.56–0.78 x 10-3 mm2/s, in white matter 0.319–0.686 x 10-3 mm2/s and in cerebrospinal fluid 1.59– 2.43 x 10-3 mm2/s. previous researchers have recognized the adc value obtained from dwi as an effective method for distinguishing benign and malignant meningiomas. however, adc values cannot differentiate between atypical and anaplastic/ malignant meningiomas. fluid diffusion in body tissues depends on the ratio of extracellular to intracellular space. atypical and malignant meningiomas have a high cell proliferation rate and cause reduced extracellular space, resulting in fluid diffusion restriction,(2,3) which shows an increased signal intensity in dwi and decreased signal intensity in adc. in previous studies conducted by surov et al.(8) and azeemuddin et al.,(9) the adc value played an essential role in determining the type of meningioma. 140 for meningiomas with a soft consistency, management to remove the tumor is carried out using a suction probe. in contrast, meningioma with a hard consistency cannot be treated by tumor excision. the adc boundary value between who grade i and ii/iii meningiomas varied in all previous studies. for example, the study conducted by surov et al.(8) used the value of 0.85x10 -3 mm2/s as the thresh old to differentiate who grade i meningiomas, which have low proliferation rates, from the high proliferation potential contained in who grades ii and iii. the adc assessment itself is still rarely done in the mri examination protocol in our hospital, especially in meningioma patients. in some studies, as in the study conducted by yiping et al.,(10) the adc value can distinguish between benign and malignant meningiomas. however, there are several different results from previous studies, one of which is the study of rad et al.,(4) where it said that benign and malignant meningiomas are indistinguishable by adc values. we questioned the difference between adc values in benign and malignant meningiomas because of the previous study results. the present study aimed to determine the value of adc for differentiating benign and malignant meningiomas. methods research design this study was a cross-sectional study conducted in the radiology installation of dr. moewardi hospital, surakarta, from february 2020 to july 2020. study subjects t he t a r get p op ul a t i o n c ons i st e d o f meningioma patients who had undergone headmri and histopathology examinations and were archived at dr. moewardi hospital, surakarta, from march 2016 until april 2020. sample size determination a total of 32 patients with clinically diagnosed or histologically verified meningiomas (21 benign and 11 malignant) were included. all samples were taken using purposive sampling techniques. meanwhile, according to memon et al.,(11) the appropriate sample size in a study is between 30 and 500. even though the sample size between 30 and 500 at 5% confidence level is generally sufficient for many researchers, the decision on the size should reflect the quality of the sample in this wide interval. therefore, the minimum number of samples set in this study was 30 samples. we only included patients that have undergone mri and histopathology examination from march 2016 until april 2020. we e x c l ud e d pa ti en t s wi t h e n-pl a q ue meningiomas and meningiomas related to other tumors as in neurofibromatosis. mri imaging fo r c r a ni a l m ri e x a mi na t i o ns a t dr. moewardi hospital, surakarta, a 1.5 t mri scanner (gemr hdxt) is used, with a standard head coil. pre-contrast t1-weighted spin-echo (se) (tr/te 401/8.5 ms), t2-weighted fast se (fse) (tr/te 5256/73.8 ms), fluid-attenuated inversion recovery (flair) (tr/te/9000/145.2 ms) and dwi sequences (tr/te 5200/81.5 ms) are all taken in axial section. the matrix used is 256×256 with a field of view (fov) of 25 cm, slice thickness of 3 mm, and a 3-mm gap between slices. contrast-enhanced t1-weighted images are obtained in axial section after the patient has been given iv contrast (gadovist, 1 mmol/ml). the adc folders are processed from dwi using functool (ge medical system) softwar e with b-values of 0 and 1000 s/ mm2. simultaneously, for the adc value calculation the radiant dicom viewer (64bit) (medixant company, poznan, poland) is used. data collection and analysis is done using microsoft office 2016 (microsoft corporation, redmond, wa, usa) and ibm® spss statistics version 25 (released 2017, armonk, ny: ibm). in the calculation of adc values, we use radiant dicom viewer software by creating regions of interest (rois) on the solid parts of the tumor, guided by contrast sequence to assess marissa, rahayu, wujoso, et al adc as predictor of meningioma malignancy 141 univ med vol. 40 no.2 b c tumor boundaries and flair sequence to assess the limit of peritumoral edema. the adc value is expressed in units of x10-3 mm2/s. the calcified parts of the tumor are avoided. the assessment is also conducted on the tumor-free contralateral side as control, called normal appearing white matter (nawm). histopathological analysis the pathology preparations of the patients were re-evaluated according to the who 2016 classification. the who categorizes the malignancy grade of meningiomas based on their histopathological features, consisting of who grade i (typical), who grade ii (atypical), and who grade iii (anaplastic). who grade i (typical) meningiomas occur in almost 90% of the population, who grade ii (atypical) meningiomas have an incidence of 5%-7% of the population, and who grade iii (anaplastic) meningiomas a ccount for 1%-3% of the population. each type has many subtypes, namely nine benign subtypes (who grade i), three intermediate subtypes (who grade ii), and three malignant subtypes (who grade iii). this division is based on histopathological appearance.(12) for the more aggressive subtypes, it is unclear what percentage of the histology must be present before being classified as malignant. however, chordoid, clear cell, papillary and rhabdoid subtypes are declared to be categorized as who grade ii and who grade iii if the morphological picture is >50.(12) the level of malignancy referred to in this study are the two groups of benign and malignant meningiomas. benign meningiomas are who grade i (typical) meningiomas, while malignant meningiomas are who grade ii (atypical) and iii (anaplastic) who meningiomas. statistical analysis since the data distribution was normal, we used an independent t-test for the hypothesis. to test the reliability of the measurement results of 2 observers in this study to assess whether it has a good suitability/reliability or not, the researchers made bland altman graphs (13) and calculated the average diff erence, 95% ci and limit of agreement between observers. the receiver operating characteristic (roc) curve was analysed to determine significant cut-off points in distinguishing b enign and malignant meningiomas. ethical clearance this study was approved by the board of health research ethics committee of dr. moewardi general hospital 321/ii/hrec/2020. results the characteristics of the subjects were described in table 1. the study specimens consisted of 11 malignant (34.4%) and 21 benign (65.6%). of these 32 specimens, most were from patients over 30 years old (90.6%), and 24 (75%) were from women. there were no significant differences in age, sex, and peritumoral edema between benign and malignant meningiomas (p>0.05). from the histopathological examination results, only four specimens could not be assigned a known meningioma subtype. in this study, the most common subtypes were meningothelial, clear cell, and fibroblastic meningiomas. in contrast, the least common were lipomatous, transitional, atypical, and rhabdoid meningiomas (data not shown). the reliability/conformity test between the two observers was conducted by assessing the bland-altman scatte r char t of average differences. from the observers’ calculations, the average differenc e be tween the adc assessments was -0.091 and the standard deviation 0.196. the differences between the adc values from the two observers (diff) associated with their average adc value (mmean), produce the bland-alman scatter diagram in figure 1. there was only one observation that was outside the limit of agreement or outside the value of 1.96 times the standard deviation (dotted line), which means there is one observation (3.1%) different from the other observations (outlier). since only 3.1% (α<5%) observations 142 are outside the limit of agreement, we can conclude that the observers have good suitability/ reliability. this study’s data is numerical and of normal distribution based on the shapiro-wilk test. in the independent t-test, there is a statistical difference in the average adc value of benign and malignant meningioma s. the average adc va lue in malignant meningiomas is 0.887 ± 0.167x103 mm2/s, while the average adc value in benign meningiomas is 0.990 ± 0.105 x10-3 mm2/s. thus, the average adc value in malignant meningiomas is lower than in benign meningiomas, and there is a significant difference between the average adc values in malignant and benign meningiomas (p<0.05) (table 1). benign (n =21,%) malignant (n=11,%) p value* age (years) <30 ≥30 gender male female peritumoral edema large size minimum adc 0 (0.0) 21 (72.4) 5 (62.5) 16 (66.7) 15 (65.2) 6 (66.7) 0.990 ± 0.105 x 10-3 mm2/s 3 (100.0) 8 (27.6) 3 (37.5) 8 (33.3) 8 (34.8) 3 (33.3) 0.877 ± 0.167 x 10-3 mm2/s 0.282a 0.829b 0.938b 0.025c table 1. comparison of subject characteristics and clinical features between benign and malignant meningioma (n=32) abbreviation: adc: apparent diffusion coefficient; ap value=fisher exact test; bp value=chi-square-test; cp value=independentt test; *significant at p<0.05 figure 1. bland-altman scatter diagram. diff is the difference between adc values from two observers. mmean is the average adc value from the two observers. the dotted line is the limit of agreement or 1.96 times the standard deviation of the two observers. there is good suitability/reliability if the observation data from the two observers differ from the limit of agreement by less than 5% (α<5%). marissa, rahayu, wujoso, et al adc as predictor of meningioma malignancy 143 univ med vol. 40 no.2 since the average adc value in benign and malignant meningiomas is significantly different from the benign meningiomas adc value, which was higher than in malignant meningiomas, we look for the roc curve’s cutoff point, illustrated in figure 2. from the roc curve, the auc value is 0.732 (p<0.05), with the cutoff point for adc being 0.886 x 10-3 mm2/s with a sensitivity of 0.857 and specificity of 0.636. this can be interpreted to indicate that the strength of the adc’s diagnostic value in determining the malignancy grade of meningiomas is moderate, namely 73.20% (>70%-80%). based on the sensitivity value, it can be interpreted that 85.70% of benign meningiomas can be indicated based on the adc value of >0.886 x 10-3 mm2/s. in contrast, the specificity value means that 63.6% of malignant meningiomas can be indicated by an adc value of <0.886 x 10-3 mm2/s. figure 2. roc curve of mean adc value assessment. larger adc values indicate a benign lesion. the coordinates of the curves are the sensitivity and 1specificity of the variables. the variable is the adc value taken by an observer figure 3. female, 41 years old, complained about headache and weakness of the left side of the body on mri examination, the lesion was hypointense on t1wi (a), which on contrast (b, c, and d) showed contrast enhancement with a dural tail appearance (white arrow) in the convexity of the right parietal lobe. peritumoral edema (blue arrow) was in the right temporal lobe on the t2 flair sequence (g and h). the dwi examination showed fluid restriction (e), and a hypointense lesion appearing on the adc (f) 144 the cutoff points of adc value based on the roc curve are divided into 2 categories for diagnostic test purposes: >0.886x10-3 mm2/s and <0.886 x10-3 mm2/s. the sensitivity of adc value >0.886x10-3 mm2/s as the risk of malignant meningioma incidence is 63.6%, and the specificity value is 85.7%. in contrast, the ppv and npv are 70% and 81.8%, respectively. one of our subjects was a 41-year-old female, who complained of headache and weakness of the left side of the body. there was a tumor in the convexity of the right parietal lobe with peritumoral edema spreading through the right temporal lobe on mri examination. the dwi examination showed fluid restriction, the adc value was 0.882 x 10-3 mm2/s, and the nadc value wa s 0.762 x 10 -3 mm2/s. if categorized based on the cutoff point this tumor leads to the diagnosis of a malignant meningioma (<0.886 x10-3 mm2/s). it is consistent with her histopathological result of chordoid meningioma of who grade ii (figure 3). another subject was a 34-year-old male, with chief complaints of seizures and visual disturbances. the mri examination showed a solid cystic tumor in the left fronto-temporoparietal lobe. the adc value was found to be 0.979 x 10-3 mm2/s; if categorized based on our cutoff point, the diagnosis leads to a benign meningioma (>0.886 x 10-3 mm2/s) that is consistent with the histopathological results of angiomatous meningioma (who grade i) (figure 4). figure 4. male 34 years old, with chief complaints of seizures and visual disturbances. the mri examination showed a heterointense lesion with a solid-cystic component on t1wi (a) and t1 flair (h). when administered contrast (b, c, d, e), it showed contrast enhancement in the left frontotemporoparietal lobe. peritumoral edema (blue arrow) is seen in the left frontotemporoparietal lobe. on dwi examination (f), there was a fluid restriction in the solid area (orange arrow) and a hypointense lesion in the solid area on the adc (g) marissa, rahayu, wujoso, et al adc as predictor of meningioma malignancy 145 univ med vol. 40 no.2 discussion in this study, the prevalence of malignant meningioma was higher than that of benign meningioma and this result was in line with a previous study conducted by surov et al.,(8) which showed that benign meningioma has a higher incidence than malignant meningioma. similar to the previous study of sohu et al.,(1) there were more women among the subjects of the present study. this study also showed a significant difference between adc value in benign meningioma and malignant meningioma with the cutoff point at 0.886 x 10-3 mm2/s, which is close to the adc cutoff point of 0.85×10"3 mm2/s in the studies of sohu et al.(1) and surov et al.(8) the adc measured using diffusion-weighted imaging sequence has been studied previously in predicting the histological nature of brain tumors.(14,15) the adc, which is calculated automatically by software, shows the magnitude of the diffusion of the water molecules. in tumors with a high proliferation of tumor cells, the diffusivity of water molecules is reduced. therefore, an inverse correlation has been reported between adc value and tumor cellularity due to this effect.(16) the sensitivity in this study was 63.6%, which was lower than that in the previous studies conducted by abdel-kerim et al.(17) and neethu et al.,(18) namely 81.2% and 84.0%, respectively. a low sensitivity can be due to the number of benign and malignant subjects, as in the study by abdel-kerim et al.(17) with 36 benign and 11 malignant samples, and in the study by neethu et al.(18) with 53 benign and 13 malignant samples. another source of low sensitivity is the high average malignant adc value close to the cutoff point, because the area of necrosis in malignant meningioma causes increasing fluid diffusion. for example, in one of the samples, where the adc value is 1.067 x 10-3 mm2/s when categorized by cutoff point, the diagnosis leads to a picture of benign meningioma (>0.886 x 10-3 mm2/s). however, histopathology results show a picture of clear cell meningioma with who grade ii. this study also obtained a specificity value of 85.7%, greater than in the previous study of surov et al.,(8) but smaller than in the study by abdelkerim et al.(17) with specificity of 91.7%. the large sensitivity of the study of abdel-kerim (17) may have been influenced by the fairly large average distance of benign adc value from the cutoff point value of the benign meningioma average adc value of 1.02 ± 0.16 x 10-3 mm2/s with a cutoff point value of 0.8 x 10-3 mm2/s. while in the research conducted by surov et al.,(8) the average adc value in benign meningioma was 0.88 ± 0.08 x 10-3 mm2/s with the cutoff point at 0.85 x 10-3 mm2/s. in our study, the adc value of benign meningioma was higher than that of malignant meningioma. these results were in agreement with those of the study of hirunpat et al.,(19) where the average adc value in the benign subgroup (0.83 x 10-3 mm2/s ± 0.37 x 10-3 mm2/ s) was higher than in the malignant subgroup (0.698 x 10-3 mm2/s ± 0.06 x10-3 mm2/s). in the present study, ppv and npv were 70.0% and 81.8%, respectively, and not much different from those of previous studies, with ppv 85.7% and npv 95%. similarly, in the study by abdel-kerim et al.,(17) ppv was 75% and npv 94.3%. our low npv compared to previous studies can be attributed to different study populations and necrotic malignancy images being mistaken for cystic components in the dwi picture of sohu et al.(1) two of the present study’s limitations are inadequately archived data and the observational nature of this study, while the population subtype variants are quite diverse. another limitation is that we did not investigate the diagnostic accur acy of f ir st-orde r histogram (foh) extracted features, which show pixels in an image with similar intensity at a defined intensity level.(20) this study shows that the cutoff value of adc from meningioma may help the clinician predict the diagnosis, but making a prompt diagnosis of meningioma is still based on the histopathological findings. however, the cutoff point obtained in this study may be expected to 146 be useful as raw data for further research. in the radiology field, it could be a guide to be used in the daily protocol in mri examination. conclusions this study demonstrated that the adc is a valid diagnostic tool. further, mean adc can be used as a good test to differentiate benign and malignant meningiomas and help the clinician predict pathological abnormalities due to the malignancy for evaluation before therapy. conflict of interest the authors declare that they have no conflicts of interest. acknowledgements the authors express their gratitude to dr. moewardi general hospital’s management and staf f, surakarta, especia lly the radiology department, for permission to analyze the samples in their mri workstation. contributors rrm conceived, designed, and did data collection, statistical analysis, and manuscript writing. rfr, hw, ss, and psp designed, did the editing, reviewed, and did final approval of the manuscript. ws contributed to revision of the manuscript. all authors have read and approved the final the manuscript. references 1. sohu dm, sohail s, shaikh r. diagnostic accuracy of diffusion weighted mri in differentiating benign and malignant meningiomas. pak j med sci 2019; 35:726-30. doi: 10.12669/pjms.35.3.1011. 2. lu y, liu l, luan s, xiong j, geng d, yin b. the diagnostic value of texture analysis in predicting who grades of meningiomas based on adc maps: an attempt using decision tree and decision forest. eur radiol 2019;29:1318–28. doi: 10.1007/ s00330-018-5632-7. 3. surov a, ginat dt, sanverdi e, et al. use of diffusion weighted imaging in differentiating between malignant and benign meningiomas: a multicenter analysis. world neurosurg 2016;88: 598–602. doi: 10.1016/j.wneu.2015.10.049. 4. saligheh rad h, safari m, kazerooni af, moharamzad y, taheri ms. apparent diffusion coefficient (adc) and first-order histogram statistics in differentiating malignant versus benign meningioma in adults. iran j radiol 2019; 16:e74324. doi: 10.5812/iranjradiol.7432416. 5. baskan o, silav g, bolukbasi fh, canoz o, geyik s, elmaci i. relation of apparent diffusion coefficient with ki-67 proliferation index in meningiomas. br j radiol 2016;89:4–9. doi: 10.1259/ bjr.20140842. 6. madhok r, sachdeva p. measurement of mean adc values in tubercular vertebrae and associated collection. j clin diagn res 2016;10: tc19-tc23. doi: 10.7860/jcdr/2016/20520.8344. 7. moraru l, dimitrievici l. apparent diffusion coefficient of the normal human brain for various experimental conditions aip conference proceedings 1796,2017.040005-1-040005-6. doi: 10.1063/1.4972383. 8. surov a, gottschling s, 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heikal a, mazloum y. differentiation between benign and atypical cranial meningiomas. can adc measurement help? mri findings with hystopathological correlation. egyptian j radiol nuclear med 2018;49:172-5. doi: 10.1016/ j.ejrnm.2017.10.004. 18. neethu pm, saanida mp, subramaniam g, et al. use of mri apparent diffusion coefficient to noninvasively differentiate between the histologic grades of meningioma. j evolution med dent sci 2020;9:1679-83. doi: 10.14260/jemds/2020/ 369. 19. hirunpat s, sanghan n, watcharakul c, kayasut k, ina n, pornrujee h. is apparent diffusion coefficient value measured on picture archiving and communication system workstation helpful in prediction of high-grade meningioma? hong kong j radiol 2016;19:84-90. doi: 10.12809/ hkjr1615346. 20. just n. improving tumour heterogeneity mri assessment with histograms. br j cancer 2014; 111:2205-13. doi: 10.1038/bjc.2014.512. may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 repurposing of fluoxetine for antibacterial activities in catheter-associated urinary tract biofilm infections: an in vitro analysis muhammad musthafa poyil1* , rameesha shafqat2 , and mamoun a. alfaki1 abstract background urinary tract infections are often initiated by indwelling catheters and bring about serious consequences, especially when they are caused by multidrug-resistant bacterial pathogens. the biofilms of uropathogens such as enterococcus faecalis and escherichia coli pose serious challenges. therefore the scientific world is trying to experiment with alternative drugs to replace conventional antibiotics as the latter are more prone to cause the development of antibacterial resistance. here, we evaluate the repurposing of the antidepressant fluoxetine as an antibacterial agent against the mentioned pathogens. methods to repurpose fluoxetine for its antibacterial activity against enterococcus faecalis and escherichia coli, the agar diffusion method was used. the minimal inhibitory concentration was found by the microdilution method. the drug was also analyzed as a coating on catheters to evaluate its efficiency against biofilm formation by pathogens. results the drug fluoxetine showed potential antibacterial and anti-biofilm activities. its minimum inhibitory concentration was found to be 18.75 µg/ ml and 37.5 µg/ml against enterococcus faecalis and escherichia coli respectively. the antibiofilm activity on polystyrene surfaces was also remarkable as it reduced the formation of enterococcus faecalis and escherichia coli biofilms by 70% and 74%, after being treated with 1x mics and 2x mics respectively. conclusions fluoxetine one of the drugs of choice in treating depression, when repurposed, has shown considerable antibacterial and antibiofilm effects against two of the major catheter-associated urinary tract infection-causing bacteria viz. enterococcus faecalis and escherichia coli. therefore, further studies are needed to understand its applicability as an antibacterial agent. keywords: biofilms, catheter-associated urinary tract infections, fluoxetine, repurposing 1department of basic medical sciences, college of medicine, prince sattam bin abdulaziz university, al-kharj 11942, saudi arabia 2dow university of health sciences, karachi 74200, pakistan *correspondence: muhammad musthafa poyil department of basic medical sciences, college of medicine, prince sattam bin abdulaziz university, al-kharj 11942, saudi arabia email: m.poyil@psau.edu.sa orcid: 0000-0003-4826-3603 date of first submission, january 17, 2023 date of final revised submission, june 16, 2023 date of acceptance, june 23, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 128 doi: http://dx.doi.org/10.18051/univmed.2023.v42:128-136 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1421 cite this article as: poyil mm, shafqat r, alfaki ma. repurposing of fluoxetine for antibacterial activities in catheterassociated urinary tract biofilm infections: an in vitro analysis. univ med 2023;42:128-36. doi: 10.18051/ univmed.2023.v42:128-136 mailto:m.poyil@psau.edu.sa https://orcid.org/0000-0002-8415-3893 https://orcid.org/0000-0002-4022-1524 https://orcid.org/0000-0002-1283-8375 https://univmed.org/ejurnal/index.php/medicina/article/view/1421 129 univ med vol. 42 no. 2 introduction in modern medical science, indwelling medical devices have been playing a revolutionary role in the management of various diseases, and urinary catheters which relieve the discomforts of patients with urinary bladder complications are the most significant among them. unfortunately, in hospitalized patients these indwelling catheters significantly increase the risk for iatrogenic infections that are common when the patient is immunocompromised. in the modern age, medical device-associated infections contribute to a major part of nosocomial infections and among these, urinary tract infections (utis) are one of the most significant hospital-acquired infections associated with catheters.(1,2) catheter-associated urinary tract infections (cautis) occur when the presence of uropathogenic bacteria is manifested in the urine of hospitalized patients with catheter usage and are the most common healthcareassociated infections that affect millions of patients globally.(3-5) the use of catheters facilitates the entry of microbial pathogens to the urinary tract and their colonization leads to various complications such as sepsis and bacteriuria, resulting in long hospital stays and in extreme cases, higher mortality rates causing socioeconomic burdens.(6,7) prolonged use of urinary catheters favours polymicrobial infections including those by bacteria and fungi.(8) reports suggest that escherichia coli and enterococcus faecalis are the most prevalent bacterial pathogens that cause cautis.(9,10) these prevalent bacteria form biofilms by adhering to the catheter surfaces and establishing communications among them making their eradication complicated.(11) the biofilmforming ability enables the microorganisms to resist several antibiotics through various resistance mechanisms, such as the physical protective effects of the extracellular polymeric substances, efflux pumps, and the transfer of antibiotic resistance genes between bacterial cells.(12-14) as a result, in most cases, the treatment of cautis has been practically difficult.(15,16) hence, there is an immediate need for alternative therapies that enable the prevention of colonization and biofilm formation on urinary catheters by bacterial pathogens such as enterococcus faecalis and escherich ia coli and their eradication. however, the search for new drugs from the available sources is a time-consuming and expensive process as these drugs under development have to undergo many clinical trials before entering the market. among the sever al ways of dr ug development, repurposing already existing drugs for a new and novel application is one approach that has gained much attention because of the unique nature of this drug development process. the quest of repurposing the existing drug is significant as the drug has already gone through many safety, pharmacological efficacy, and human trials which reduces the cost, time, and risks associated with anti biotic innovation. (1 7) considering all these facts, in the present study, an effort was made to evaluate the antibacterial activity of the antidepressant drug fluoxetine against two of the major cauti biofilm-forming bacterial pathogens, viz, enterococcus faecalis and escherichia coli. methods research design an in vitro analysis was carried out to screen the anti-depression drug fluoxetine against two of the major catheter-associated urinary tract infection-causing bacterial pathogens viz., enterococcus faecalis and escherichia coli. the experiments and the following analyses were conducted a t the ba sic medical science labor atory, prince sattam bin abdulaziz university, al-kharj, saudi arabia, and at biotech research centre, salem636010, tamil nadu, india, during the period between november 4th, 2022 and january 2nd, 2023. reagents and materials for the study, mueller hinton broth, ampicillin, and rifampicin were procured from hi 130 media (usa) and fluoxetine from sigma aldrich. fluoxetine (1 mg/ ml) was prepared in sterile double distilled water. the strains enterococcus faecalis (atcc 29212) and escherichia coli (atcc 25922) were obtained from american type culture collection (atcc). the antibiotics rifampicin (5 µg) and ampicillin (5 µg) were used as controls. determination of antibacterial activity the antibacterial activity of fluoxetine against enterococcus faecalis and escherichia coli was investigated using the well diffusion method as per standard protocols. (18) in brief, overnight cultures of enterococcus faecalis and escherichia coli were grown in mueller-hinton broth (mhb) at densities of 0.5 macfarland units and were used for determining the antibacterial activity of fluoxetine against enterococcus faecalis and escherichia coli. the mentioned cultures were swabbed over the surface of sterile mueller-hinton agar (mha) plates, in which the wells of 6 mm diameters were made to allow the different concentrations of fluoxetine, and incubated at standard conditions overnight. then, the plates were observed for zones of inhibition, which were measured in millimetres (mm), to determine the antibacterial activity of fluoxetine. the exper iments were done in duplicate. ampicillin and rifampicin were used as positive control s for enterococcus faecalis an d escherichia coli respectively. minimum inhibito ry concentr ation determination the microdilution method was adopted, as described by meiyazhagan et al.,(19) to find out the minimum inhibitory concentrations (mics) of fluoxetine against enterococcus faecalis and escherichia coli. here, in 96 well plates, 300 µg/ml of fluoxetine was serially diluted using 200 µl of mhb to achieve a final concentration of 2.3 µg/ml. later, the plates were incubated under standard conditions after adding the overnight cultures of the above-indicated organisms. after incubation, the plates were observed for turbidity, and the optical density was read at 600 nm using a spectrophotometer. the experiments were done in triplicate. effect of fluoxetine on bacterial colony formation to find out the effect of fluoxetine on enterococcus faecalis and escherichia coli colonization, the drug was serially diluted in 96well plates using mhb, then the overnight cultures were added and ncubated for 96 hours. then, the phosphate-buffered saline (pbs) wash was done to each well for the removal of unattached cells. the adherent cells were fixed with methanol and stained with crystal violet for several minutes. the ethanol and acetone (1:9) mixture was added to the stained cells and the plate was r ead a t 570 nm using a spectrophotometer.(19) the experiments were done in triplicate. cells without treatment acted as a negative control. biofilm inhibition efficiency of fluoxetine the biofilm formation assay was performed in polystyrene microlitre plates as illustrated by gowri et al.,(20) to ascertain the effect of fluoxeti ne on enterococcus faecalis an d escherichia coli biofilms. briefly, the biofilm formation was achieved after incubating the enterococcus faecalis and escherichia coli cultures in a 12-well plate for 96 hours. after the incubation, 1x mic and 2x mic concentrations of fluoxetine were added and the plate again incubated for 24 hours. the non-adherent cells were then removed by pbs wash, followed by methanol fixation and crystal violet staining. then, the excess stain was removed by washing followed by air drying. the ethanol and acetone (1:9) mixture was added to the stained cells and the pla te wa s read at 570 nm using a spectrophotometer. cells without treatment were considered negative controls. ampicillin and rifampicin were the positive controls for enterococcus faecalis and escherichia coli respectively. the experiments were done in triplicate. poyil, shafqat, alfaki catheter-associated urinary tract infections 131 univ med vol. 42 no. 2 antibacterial activity of catheter coated with fluoxetine to determine the antibacterial activity of a cathe ter c oated with fluoxetine against enterococcus faecalis and escherichia coli, the in vitro catheter model was adopted as described by goda et al.(21) briefly, small pieces of sterile catheter tubes were dipped into 25 mg/ml of fluoxetine solution for 30 mins followed by air drying. for the assay, the air-dried fluoxetinecoated tubes were placed on the sterile mha plates which were swabbed with enterococcus faecalis and escherichia coli followed by 24 hours of incubation. after incubation, the plates were observed for zones of inhibition. the experiments were done in duplicate. statistical analysis means and standard deviations were calculated for mic determination, colony formation, and biofilm formation assays to analyze the statistical significance. results determination of antibacterial activity of fluoxetine the antibacterial activities of various concentrations of fluoxetine were investigated against enterococcus faecalis and escherichia coli and the zones of inhibition exhibited by different concentrations of fluoxetine against prevalent microbes involved in cauti are presented in figure 1. as seen in the figure, the antibacterial activity was achieved with 75 µg of fluoxetine against enterococcus faecalis and 125 µg of fluoxetine against escherichia coli. it is noted that, when the concentrations increased, the activity of fluoxetine was also higher against both of the microbes. mic determination the mics of fluoxetine were evaluated against enterococcus faecalis and escherichia coli involved in cautis and the lowest concentration of fluoxetine which inhibited the growth of the respective bacteria was calculated, as presented in figur e 2. as shown, the calculated mics of fluoxetine was 18.75 µg/ml against enterococcus faecalis and 37.5 µg/ml against escherichia coli. effect of fluoxetine on bacterial colonization the activities of fluoxetine against colony formation by enterococcus faecalis a nd escherichia coli wer e studi ed and are represented in figure 3. as shown, the presence of fluoxetine up to its mic level in polystyrene figure 1. fluoxetine exhibited zone of inhibition against a) enterococcus faecalis b) escherichia coli 132 plates did not allow any bacterial growth on the surface. surprisingly, even traces of fluoxetine present in the wells were able to decrease the colony-forming ability of enterococcus faecalis and escherichia coli on the surface of the plate when compared with untreated wells which is reflected in the results. effect of fluoxetine on biofilm formation the effects of fluoxetine on enterococcus faecalis and escherichia coli biofilm formation, after treatment with various concentrations of the drug, have been quantified and are shown in figure 4. as seen in the figure, the percentage of effects of fluoxetine on enterococcus faecalis biofilm formation was calculated as 64.4 and 70 for 1x mics and 2x mics respectively. in contrast, escherichia coli biofilm formation was reduced by 69% and 74% after being treated with 1x mics and 2x mics respectively. act ivity of f luoxetine coated cathet ers against the bacteria antibacterial activity was investigated for the fluoxetine-coate d catheter s against enterococcus faecalis and escherichia coli under suitable in vitro conditions as presented in figure 5. as seen in the figure, the drug-coated figure 2. mics of fluoxetine against enterococcus faecalis and escherichia coli values are for mean ± standard deviation (error bar) figure 3. graphical representation of fluoxetine effect on enterococcus faecalis and escherichia coli colony formation poyil, shafqat, alfaki catheter-associated urinary tract infections 133 univ med vol. 42 no. 2 catheter tube exhibited a clear zone of inhibition around the silicone tube which represents the antibacterial activity of fluoxetine. discussion catheter-associated urinary tract infection is one of the most significant hospital-associated infections causing serious clinical complications leading to high morbidity and mortality owing to their polymicrobial nature, which creates treatment challenges because of the antibiotic resistance and biofilm-forming ability of the prevalent organisms.(22,23) considering these facts, there have been novel ways of searching for new antibacterial agents, and one of them is the repurposing of existing drugs for a different scope that has achieved much attention owing to their known pharmaceutical profiles. here, the antidepression drug fluoxetine was repurposed for its antibacterial activity against e. faecalis and e. coli which are prevalent in cauti. the fluoxetine antibacterial activity was explored and the lowest inhibitor y concentr ation was determined. recently, duloxetine had been evaluated against multi-drug resistant e. coli and figure 4. percentage of biofilm inhibition of fluoxetine against a) enterococcus faecalis b) escherichia coli note: pc-positive control figure 5. antibacterial activity of fluoxetine coated catheter tube against a) escherichia coli b) enterococcus faecalis. note: ununcoated, ccoated with drug fluoxetine 134 found to have excellent activity when combined with chloramphenicol.(24) correspondingly, the antibacterial and anti-biofilm activity of the repurposed drug auranofin was investigated and the drug was recorded to possess potential activity against bacteroides fragilis.(25) in the same way, the anti-depression dr ug sertraline was investigated for its antibacterial activity against e. faecalis, acine tobacte r baumanii, pseudomonas aeruginosa, and e. coli. (26) various repurposed drugs such as amodiaquine, curcumin, ibuprofen, ellagic acid, and quercetin were evaluated against two important eskape pathogens and the evaluation revealed the antibacterial activity of curcumin and ellagic acid against staphylococcus aureus a nd pseudomonas aeruginsa.(27) the antiamoebic drug diiodohydroxyquinoline was repurposed for its antibacterial activity against clostridioides difficile. (2 8) likewise , mitomycin-c was repurposed for the antibacterial activity against klebsiella pneumoniae and found to have enhanced antibacterial activity when combined with imipenem.(29) in the present study, fluoxetine was studied for its effect on e. faecalis and e. coli colony formation which is the most important stage in biofilm formation. the insertion of a catheter may provide an entry for bacteria to initiate infection in the urinary tract by adhering to the catheter surface. (30) once the bacteria are attached to the surface area, they can form a complex structure that protects the bacteria from external sources, such as host defence mechanisms resulting in the development of antibiotic resistance, making the management of cauti critical.(31) therefore, the quest is to concentrate on each stage of biofilm formation, from adhesion to mature biofilm, while studying biofilm prevention.(32,33) therefore, the effect of fluoxetine was studied on e. faecalis and e. coli colony formation and it was found that the drug was able to prevent colony formation of e. faecalis and e. coli on surfaces, and thereby inhibiting biofilm formation. similarly, etoposidea was repurposed for its anti-biofilm activity against s. aureus and has shown excellent activity in removing the biofilm which formed on hydroxyapatite.(34) also, the drug penfluridol was repurposed for its antibacterial and antibiofilm activities against e. faecalis,(35)with promising results. besides the antibacterial and antibiofilm activity, fluoxetine was studied for the effect of a coating on the silicone catheter tube which was evaluated against e. faecalis and e. coli. the coating of the catheter tube is an excellent approach to prevent the microbial colonization of uropathogens in the inner and outer surfaces of the tube. hence, our study showed the efficacy of fluoxetine-coated silicone catheter tubes against e. faecalis and e. coli in the invitro bladder model which imitates the general process. the drug fluoxetine was able to suppress the growth of e. faecalis and e. coli which was represented by the clear zone of inhibition. similarly, the antibacterial activity of silver nanocomposite-coated catheter tubes was s t ud i e d a ga i n s t e. co l i a n d s . a u re u s representing biofilm inhibition.(36) in another report by abbott et al.(37) on repurposing fosfomycin, it was said that the drug showed excellent activity against e. faecalis in bladder infection in-vitro model. . in short, fluoxetine can be used as an alternative for cauti when the mechanisms of action will be explored and in vivo efficacy of the drug is analyzed. conclusion this study demon strated tha t the antidepressant drug fluoxetine can make an excellent antibacterial drug and an anti-biofilm coating component. further, in vivo analysis of fluoxetine is needed to determine the efficacy against cauti. conflict of interest the authors declare that the present study was performed in the absence of any conflict of interest. poyil, shafqat, alfaki catheter-associated urinary tract infections 135 univ med vol. 42 no. 2 acknowledgement the authors are grateful to the deanship of scientific research, prince sattam bin abdulaziz university, al-kharj, saudi arabia, for its support and encouragement in conducting the research and publishing this report. author contributions conceptualization mmp; methodology and experiments mmp, maa; result analysis and interpretation mmp, rs, maa; writing of 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10.1002/jbm.a.36561. 31. pelling h, nzakizwanayo j, milo s, et al. bacterial biofilm formation on indwelling urethral catheters. lett appl microbiol 2019;68:277-93. doi: 10.1111/ lam.13144. 32. ghosh a, jayaraman n, chatterji d. smallmolecule inhibition of bacterial biofilm. acs omega 2020;5:3108-15. doi: 10.1021/acsomega. 9b03695. 33. muhammad mh, idris al, fan x, et al. beyond risk: bacterial biofilms and their regulating approaches. front microbiol 2020;11:928. doi: 10.3389/fmicb.2020.00928. 34. ganesan v, meiyazhagan g, devaraj m, et al. repurposing the antibacterial activity of etoposide% a chemotherapeutic drug in combination with eggshell-derived hydroxyapatite. acs biomater sci eng 2022;8: 682-93. doi: 10.1021/acsbiomaterials.1c01481. 35. zeng x, she p, zhou l, et al. drug repurposing: antimicrobial and antibiofilm effects of penfluridol against enterococcus faecalis. microbiologyopen 2021;10:e1148. doi: 10.1002/ mbo3.1148. 36. rahuman hbh, dhandapani r, palanivel v, thangavelu s, paramasivam r, muthupandian s. bioengineered phytomolecules-capped silver nanoparticles using carissa carandas leaf extract to embed on to urinary catheter to combat uti pathogens. plos one.2021;16:e0256748. doi: 10.1371/journal.pone.0256748. 37. abbott ij, van gorp e, van der meijden a, et al. oral fosfomycin treatment for enterococcal urinary tract infections in a dynamic in vitro model. antimicrob agents chemother 2020;64:e0034220. doi: 10.1128/aac.00342-20. poyil, shafqat, alfaki catheter-associated urinary tract infections c:\users\universa medicina\docu 234 abstract universa medicina detection of immunogenic protein from salivary gland of aedes albopictus rike oktarianti1, rochmatul nuryu khasanah1, syubbanul wathon1, and kartika senjarini1* background dengue virus is transmitted by several species of aedes mosquitoes, with aedes albopictus as secondary vector. during blood feeding, these vectors inject saliva into the vertebrate hosts. the saliva contains anticoagulant, anti-inflammatory and immunogenic factors. the objective of this research was to detect immunogenic proteins from ae.albopictus salivary glands reacting with sera of people living in dengue endemic areas. methods the identification of immunogenic proteins of ae. albopictus salivary gland used one-dimensional gel electrophoresis (sodium dodecyl sulfate polyacrylamide gel electrophoresis), and western blot analysis, respectively. to determine the immunogenic nature of the candidate proteins, the antigens from the salivary gland of ae. albopictus were reacted with sera from healthy persons, dengue hemorrhagic fever (dhf) patients, and neonates, each of the groups comprising 10 samples. results the protein profiles of ae. albopictus salivary glands showed 13 bands with molecular weights from 16 kda up to 97 kda, i.e. 16, 17, 26, 28, 31, 32, 45, 55, 60, 67, 73, 76, and 97 kda. according to western blot analysis result, the 31 kda proteins were recognized in all endemic population sera, both in dhf patients and healthy persons. in contrast, protein bands of 47 and 67 kda were only recognized by the sera of dhf patients. conclusion three immunogenic proteins of 31, 47 and 67 kda were detected from ae. albopictus salivary glands. these immunogenic proteins may be developed as candidate biomarkers for bite exposure to ae. albopictus and as vectorbased dhf vaccines. keywords : immunogenic protein, salivary gland, aedes albopictu original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.234-242 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1146 september-december 2021 vol.40no.3 ci te t his article as: ok tariant i r , khasanah rn, wathon s, senjarini k. detection of immunogenic protein from salivary gland of aedes albopictus. univ med 2021;40:234-42. doi: 10.18051/ univmed.2021.v40.234-242. 1department of biology, faculty of mathematics and natural sciences, jember university correspondence : *kartika senjarini department of biology, faculty of mathematics and natural sciences, jember university jl. kalimantan no.37, tegalboto, sumbersari, jember, east java, indonesia phone/fax: +6287857703792 email: senjarini@unej.ac.id orcid id: 0000-0001-7041-1719 date of first submission, march 5, 2021 date of final revised submission, november 8, 2021 date of acceptance, november 20, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 235 univ med vol. 40 no 3 introduction dengue hemorrhagic fever (dhf) often affects people in tropical and subtropical areas.(1) areas at risk of dengue infection comprise 128 countries, including indonesia.(2–4) the latest data show that about two-thirds of the world’s population has the potential to be infected by dengue, with the number of cases reaching 100390 million each year.(5,6) dengue hemorrhagic fever (dhf) is caused by infection with the dengue arbovirus which has four serotypes, i.e. dengue virus (denv)-1, denv-2, denv-3, and denv-4.(7,8) the dengue virus infects the human body through transmission mediated by aedes mosquitoes (aedes ae gypti and aed es albopictus).(9) ae. aegypti is the primary vector because its habitat is around settlements so that it often comes into contact with humans. ae. albopictus acts as a secondary vector because its habitat is in gardens or forests far from human settlements. at present ae. albopictus has adapted to rural and suburban environments.(10) dengue virus transmission to human hosts occurs when the vector is blood feeding.(11) successful transmission of the dengue virus occurs due to the presence of important proteins in aedes salivary glands.(12) aedes saliva has several proteins able to act as antihemostatic, vasodilator, anti-inflammatory, and immunomodulatory substances which play a role in the successful transmission of t he dengue virus. (1 3) antihemostatic substances pla y a role in preventing coagulation of host blood when mosquitoes are blood feeding. vasodilator substances can cause vasodilation of blood capillaries. immunomodulators are substances that can suppress the host immune response so that it can increase the transmission of pathogens into the host by modulating the host immune response so as to facilitate their transmission into the host.(12,14) immunomodulatory proteins in arthropod saliva cause a shift in the immune response towards t helper type 2 (th2), characterized by increased production of th2 cytokines such as interleukin-4 (il-4) and il-10 and decreased production of th1 cytokines such as interferon ga mma ( ifn -γ ) a n d il-12 . ( 1 3 ) re pe a t e d exposure can increase production of specific antibodies in the host against salivary proteins. this is because when the host is repeatedly exposed, there will be an increase in the proliferation of b cells into plasma cells and memory cells which will cause the production of immunoglobulin g (igg). the increase in igg production will trigger the host’s immunity against pathogens. igg production can also be used as a marker for the presence of immunogenic proteins in mosquito saliva.(15,16) pr e vi o us r e s e a r c h i d e n t if i e d t wo immunogenic proteins from ae. aegypti salivary glands of 31 and 56 kda, respectively.(17) both of these proteins were recognized in sera samples of healthy persons and dhf patients living in dhf endemic areas, but not in sera samples of healthy persons in non-endemic areas and in infants (neonates). this shows that persons living in endemic areas develop specific antibodies. because ae. albopictus is also known to be a potential vector of dhf, it is suspected that the salivary glands of ae. albopictus contain immunogenic proteins similar to those in ae. aegypti. therefore, further research is needed to detect the immunogenic protein fraction in the salivary glands of ae. albopictus. the immunogenic protein fraction can be used as a candidate target for the development of vector-based dhf vaccines and as a biomarker of exposure to ae. albopictus. therefore, the aim of this study was to detect the immunogenic proteins from the salivary glands of ae. albopictus. methods research design a laboratory study was conducted from january to november 2020 at the biotechnology laboratory, department of biology, faculty of mathematics and natural sciences (fmipa), jember university. 236 research subjects thirty sera samples were taken from healthy persons, dhf patients, and infants (neonates) living in jember, consisting of 10 samples each. the inclusion criteria of healthy sample sources were persons aged 15-50 years who never had dhf, whereas dhf patients as sample source were persons aged 15-50 years diagnosed as having dhf by a doctor. the exclusion criteria of sample sources were persons under 15 years old or more than 50 years old and non-residents of jember. the study commenced with the rearing of ae. albopictus mosquitoes and was then continued by the identification of ae. albopictus based on morphological characters, isolation of the salivary glands, extraction of salivary gland proteins, protein profile analysis using sodium dodecyl sulphate polyacrylamide gel electrophoresis (sds-page), and finally western blot analysis to identify immunogenic proteins. rearing of ae. albopictus rearing was conducted at the animal care unit, university of jember, at room temperature (27°c). rearing was begun with the landing collection of ae. albopictus mosquitoes using aspirators in gardens around the university of jember. male mosquitoes were fed 10% sucrose solution, while female mosquitoes were fed by blood feeding. species identif i cation based on morphological characters identification of spec ies based o n morphological characters was carried out prior to isolation of the salivary glands. ae. albopictus and ae. aegypti are easily distinguished by the mesonotum, mesepimeron, and femur. the mesonotum in ae. aegypti has rows of white hairs forming a white line pattern, namely two curved white lines like a lyre and two parallel lines, while in ae. albopictus it has only one white line. t he mesepimeron of the two mosquitoes is very different: ae. aegypti has a collection of white scales forming two separate white patches, whereas ae. albopictus has a single white patch. ae. aegypti has rows of white hairs that form a long white stripe on the anterior femoral surface of the middle leg, while ae. albopictus does not have such a femoral stripe.(10) isolation and extraction of ae. albopictus salivary gland proteins isolation of the salivary glands was by microdissection using a dissection needle, in which the investigator’s left hand gently presses on the thoracic part and the right hand slowly pulls on the head, so that the 6 clear salivary glands appear. (18) the salivary glands that have been obtained are then separated from the fat body or other tissues until they are clean and then put into a microtube containing 10 µl of 1 mm phenylmethylsulfonyl fluoride (pmsf) in phosphate buffered solution (pbs) in the ratio of 1:1 for the 10 pairs of salivary gland samples and stored at -20oc until used. salivary gland protein extraction was carried out by adding 10 µl of sample buffer into a microtube containing 10 pairs of salivary gland samples + 10 µl of 1 mm pmsf in pbs. the extraction process was followed by boiling using a thermoshaker at a temperature of 95°c for 4 minutes. after boiling, the salivary gland protein extract was centrifuged to obtain the supernatant. blood sera preparation thirty serum samples were taken from healthy persons, dhf patients, and infants (neonates) living in jember, east java, a region within the endemic range for dengue, each group comprising 10 samples. these samples were collected in 4 months from july-october 2020. the serum samples of dhf patients were taken from the dokterku clinic and citra husada hospital, jember. neonatal serum samples were taken from the umi soemarno clinic, jember. blood samples were taken from the brachial veins in the upper arm, except for neonatal sera which were taken from the portion of the umbilical cord that remained with the baby after birth. each blood oktarianti, khasanah, wathon, et al immunogenic protein from salivary gland 237 univ med vol. 40 no 3 a b sample had a volume of 3 ml and was stored in a vacutainer without anti-coagulant. the blood samples were allowed to stand for 30 minutes, then the top clear layer was taken and centrifuged at 3200 rpm for 15 min at 4°c. the resulting supernatant after centrifugation constituted the serum. the serum samples were stored at -20°c until used. protein profile analysis of ae. albopictus salivary glands the salivary gland protein profile of ae. albopictus was analyzed using sds-page. electrophoresis of the protein samples was done using 12% separating gel and 4% stacking gel. each well in the gel contained 20 µl of protein sample (10 pairs of salivary gland samples in 10 µl of pmsf in pbs + 10 µl of sample buffer). electrophoresis was carried out at a constant voltage of 150 v for 100 minutes in a running buffer. then the gel underwent a coloring process using coomassie brilliant blue dye solution (staining) for 60 minutes. the washing process (destaining) was performed 3 times using trisbuffered saline (tbs) every 30 minutes to remove the dye solution that was not bound to protein. identification of the immunogenic protein fraction from ae. albopictus salivary glands identification of immunogenic protein fractions was carried out by western blot analysis, with several modified steps using the semi-dry method. (19) proteins in the polyacrylamide gel from sds-page analysis were transferred to the polyvinylidene fluoride (pvdf) membrane for 1 hour with a constant current of 100 ma. the pvdf membranes were cut according to the size of the polyacrylamide gel then immersed in methanol for 1 minute. the polyacrylamide gel, pvdf membrane, 2 sheets of whatman filter paper, and fiber pad were immersed in the transfer buffer prior to western blot analysis. the pvdf membrane, sds-page acrylamide gel, filter paper, and blotting paper (fiber pad) were arranged sequentially. the immunoblotting process was followed by a reaction between the salivary gland proteins of ae. albopictus on the membranes and primary antibodies derived from sera of healthy persons in dhf endemic areas, as well as dhf patients and neonates, that were dissolved in 5% skim milk in tbs (1: 250) then incubated overnight at 4oc. the membrane was washed with 3 tbs times for 5 minutes each. the secondary antibody used was goat – anti human igg alkaline phosphatase conjugate (rockland, usa) which was dissolved in 5% skim milk in tbs (1: 2500). the membranes that had been treated with secondary antibodies were then incubated for 2 hours. visualization was done by adding the nitro blue tetrazolium-(5-bromo-4-chloro-3-indolylphosphatase) (nbt-bcip) alkaline phosphatase substrate (rockland, usa) to the brackets and incubating in a dark room for 1 minute until immunogenic protein bands appeared. the membranes were washed with distilled water to stop the reaction. positive western blot results were shown by bands on the pvdf membrane, indicating the presence of binding between the antigens from the ae. albopictus salivary gland proteins and primary antibodies. ethical clearance all participants gave written, informed consent to take part in the study. the collecting protocol was approved by the ethical committee of medical research, faculty of dentistry, university of jember under no. 1034/un25.8/ kepk/dl/2020 results the structure of the ae. albopictus salivary glands consists of two parts connected by the salivary duct. each part has three lobes, namely two lateral lobes (l) and one medial lobe (m). each of the lateral lobes consists of two parts, namely the proximal lobe (pl) and distal lobe (dl). the structure of the salivary glands can be seen in figure 1. 238 the protein profile analysis of salivary gland extract of ae. albopictus was conducted by using sds page. the results showed that the salivary gland proteins from ae. albopictus have 13 protein bands with molecular weights of 16, 17, 26, 28, 31, 32, 45, 55, 60, 67, 73, 76, and 97 kda, respectively, as can be seen in figure 2. analysis of the immunogenicity of the salivary gland proteins of ae. albopictus was performed by western blot analysis of the crossreaction between the antigens (salivary gland proteins) and the sera of healthy persons living in endemic areas, dhf patients, and neonates (as negative controls). the 31 kda immunogenic protein can be recognized by all endemic population sera, both the sera of dhf patients and healthy persons. meanwhile, the 47 and 67 kda protein bands were only recognized by the sera of dhf patients (figure 3). discussion the results of sds-page analysis of the salivary gland prot ein extracts fr om ae . albopictus showed 13 protein bands, which are thought to have certain roles such as in anti-host homeostasis and are involved in the metabolism of the mosquito’s body. the role of the 97 kda and 79 kda proteins is unknown. the 60-70 kda proteins are thought to contain apyrase which functions to inhibit platelet aggregation. (16,20–22) the proteins with molecular weights ranging from 40 to 55 kda are serpins which function as figure 1. structure of salivary glands of ae. albopictus (a) and ae.aegypti (b). salivary duct (sd), lateral lobe (l), proximal lobe (pl), distal lobe (dl), medial lobe (m). 50x magnification on the nikon smz735 microscope. camera: xiaomi note 6 pro. marker: prestained blue eye ps-104 (m) figure 2. salivary gland protein profile of ae. albopictus (samsung a50 camera) oktarianti, khasanah, wathon, et al immunogenic protein from salivary gland 239 univ med vol. 40 no 3 protease inhibitor and anticoagulant. approximately 500 serpins are currently known, consisting of between 350 and 400 amino acids. (23) the 31 kda protein is a d7 protein that acts as vasodilator, immunomodulatory and anticoagulant substance. (17) the 27-29 kda bands contain immunogenic proteins and are present in all aedes mosquitoes.(21,22) the 17 kda band has d7 family proteins and lectins, which function in opsonization and as antimicrobials. these proteins control microbial growth on sucrose in the mosquito’s midgut.(24) apyra se (atp-dip hosphohydrolase) contained in the 60-70 kda bands is an enzyme released by ae. albo pictus and other hematophagous arthropods during blood feeding figure 3. results of the immunogenicity analysis of the ae. albopictus salivary gland proteins in individual sera (a, b, c and d) of dhf patients, healthy persons, and neonates (samsung a50 camera) indonesian abbreviations: pasien dbd [demam berdarah dengue] = dengue hemorrhagic fever patients sehat endemik = healthy endemic [sera] 240 that functions as platelet aggregation inhibitor. (25) the 67 kda molecular weight protein in our study is thought to contain apyrase and α-glucosidase. the latter acts as an allergen that will induce ige in humans. this enzyme is also released when mosquitoes suck blood and sugar so that the sugar and blood are not mixed in the mosquito’s mid gut.(26,27) the apyrase of ae. albopictus is in the molecular weight range of 61 kda to 68 kda.(16,20,28,29) western blot analysis of the ae. albopictus salivary gland proteins showed 3 immunogenic proteins of 31, 47 and 67 kda, respectively. the 47 kda band contains the main protein thought to be a serpin which functions as an anticoagulant. (23) in addition, serpins in the body of insects play a role as proteinase inhibitors. serine is a proteinase that breaks down the polypeptide bonds produced by pathogens such as viruses. the action of serine is inhibited by a serineprotease inhibitor, namely serpin.(30) serpins that enter the host are thought to inhibit the action of serine so that the transmission of the dengue virus runs smoothly. dhf patients also activate b cells to produce more antibodies, so the serum of dhf patients are able to recognize more immunogenic proteins. samples taken from each individual presumably reflect the various responses of the individuals to the different antigens carried by the mosquitoes. from the western blot analysis results in figure 3, it is apparent that the immunogenicity analysis of sera of the endemic population shows different bands for each individual. this is presumably because of the differing responses of each individual to exposure to antigens carried by mosquitoes. the intensity of exposure to aedes salivary antigens in endemic areas will influence the human immune system to form specific antibodies (igg) against these antigens.(15,31) exposure to antigens for the first time (primary) will activate the t cells and b cells. the b cells will differentiate and proliferate to produce igg in small amounts. the t cells will be activated by the antigens to become memory cells upon secondary or multiple exposure to the antigens. re-exposure (secondary) to the same antigen will produce more igg.(32) apyrase, serpins, and the d7 family are thought to be the most immunogenic proteins in the salivary glands, so that even low titers can trigger the formation of antibodies in the host body. these three proteins are thought to be immunogenic because they can modulate the immune response of the host. the band of 31 kda is the d7 immunogenic family which facilitates the process of blood feeding. the d7 family functions as a vasodilator, immunomodulator, and anticoagulant.(33) the protein of 47 kda is serpin, tha t acts as anticoagulant and anti-inflammatory,(23,25,26) where as the band of 67 kda is apyrase, that acts as allergen and anticoagulant. the abovementioned three proteins are thought to trigger modulation of the host’s immune response because they comprise proteins that act as allergens and immunomodulators. allergens will react with ige and cause inflammation in the host.(26,27) the immunomodulators function to modulate the host’s immune response so that they can increase the transmission of pathogens into the host.(24) neonate se rum s amples were not recognized as containing immunogenic proteins, presumably because there was no binding between antigens of salivary gland proteins and serum antibodies. this is in accordance with previous r esea rch which sta ted that no immunogenic protein was recognized by neonate sera samples.(33) neonate samples were obtained from the umbilical cord of the baby at birth, thus the neonate samples had never been directly exposed to ae. albopictus salivary gland proteins so that no immunogenic proteins were identified. the three immunogenic proteins of 31, 47 and 67 kda from the salivary glands can be used as biomarker protein candidate for bite exposure to ae. albopictus and can be developed into a vector-based dhf vaccine. therefore, further studies are needed to determine the identities of these proteins and their biological functions in dengue virus transmission and blood feeding using transcriptomic or proteomic analysis. the limitation of this study was the sera samples were oktarianti, khasanah, wathon, et al immunogenic protein from salivary gland 241 univ med vol. 40 no 3 only taken from one dhf endemic region i.e. jember, east java indonesia. therefore, further investigation in the several endemic regions is needed to find out the relevancy of the data”. conclusions this study demonstrated 3 immunogenic proteins that were identified from the salivary glands of ae. albopictus of 31, 47 and 67 kda, respectively. the 31 kda protein fraction could be recognized by all endemic population sera, both the sera of endemic dhf and healthy patients. in contrast, the 67 and 47 kda fractions were only recognized by the sera of dhf patients. these immunogenic proteins can be used as biomarker candidates for bite exposure to ae. albopictus and can be developed into a vectorbased dhf vaccine. conflict of interest the authors declare that there are no conflicts of interest. acknowledgement this study was financially supported by "hibah penelitian pendukung idb" internal financial (pnbp) of jember university. contributors ro conceived and planned the experiments and wrote the manuscript. rnk carried out the experiment and contributed to the interpretation of the results. sw contributed to sample preparation and interpretation of the results. ks conceived the original idea and supervised the project. all authors have read and approved the final manuscript. 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2023;42: 195 -205. doi: 10.18051/univmed. 2023.v42:195-205 may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 attitudes toward fertility and childbearing among female university students derya yüksel koçak1 , nuriye büyükkayaci duman1* , and rukiye hobek akarsu2 abstract background in recent years, there has been a significant decrease in childbearing rates in many parts of the world. young people who delay their marriage plans for various reasons also indirectly delay their childbearing to advanced ages. postponed childbearing may lead to increased health risks for both mother and child. this study aimed to determine attitude towards fertility and childbearing in female university students. methods this cross-sectional study involved 259 female university students. the data were collected with attitudes toward fertility and childbearing scale (afcs). data were analyzed using t test and oneway anova. results in the study 92.7% of the students wanted to become a future mother. the importance of fertility for the future mean score of the students with low income level (21.56±8.14) was found to be lower than the students with medium (25.80±6.51) and high income level (25.29±4.37) (p<0.05). the importance of fertility for the future mean score of only-child students (22.57±7.09) was lower than that of the other students (25.82±6.45). the importance of fertility for the future mean score of the students who did not have a date was also found to be lower than the students who had a date (p<0.05). conclusion in the study, students with a low income level, who are an only child and who do not have a date during the study care less about fertility for the future. also, students with a single-parent family, with siblings, and no previous sexual intercourse identify childbearing more with female identity. keywords: childbearing, attitudes, female university students, turkey 1hitit university, faculty of health sciences, department of nursing, corum, turkey 2bozok university, faculty of health sciences, department of nursing, yozgat, turkey *correspondence: nuriye buyukkayaci duman, hitit university, faculy of health sciences, department of nursing, corum, turkey, tr 19100 phone: +905055015752 email: nurfatihh@hotmail.com orcid id: 0000-0002-4246-3607 date of first submission, march 24, 2023 date of final revised submission, august 8, 2023 date of acceptance, august 22, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2023.v42:195-205 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1435 195 original article https://orcid.org/0000-0001-6890-6755 https://orcid.org/0000-0002-4246-3607 https://orcid.org/0000-0002-3476-0740 https://univmed.org/ejurnal/index.php/medicina/article/view/1435 196 kocak, buyukkayaci duman, hobek akarsu attitudes toward fertility and childbearing introduction in recent years, there has been a significant decrease in childbearing rates in many parts of the world. from 1990 to 2019, the global childbearing rate per woman declined from 3.2 to 2.5. this rate is estimated to fall down to 2.2 in 2050 and 1.9 in 2100.(1) as in the rest of the world, childbearing rates also tend to decrease in turkey, from 2.7 children to 2.3 in the past 25 years.(2) the decline in childbearing rates all over the world is thought to be influenced by factors such as the incr eased education level of women, the widespread use of birth control, and delayed ages of marriage and childbearing.(3) in turkey, childbearing rates differ depending on the region, education level, and income level.(2) the decision to b ear childr en is a multifaceted process that is influenced not only by individual, social, and economic factors but also by socia l policies. (4 ) techno logica l advancements and economic changes have affected people’s lifestyles all over the world. the fact that women are more active in working life and the spread of individualization with globalization has disrupted the traditional family structure.(5) increased education, employment, and career opportunities for women have impacted motherhood and reproductive behaviors. as women took on more active roles in business life and began to move away from home life to achieve their business goals, the number of nuclear families of two has begun to increase. consequently, many european countries have experienced a decrease in the number of births and a rise in dela yed childbearing age.(6) postponing parenting for individual, social, economic, and social reasons is not always a conscious process, but it can also cause an increase in the incidence of infertility.(4) in turkey, the acceptance of childbearing and having an active sexual life is associated with marriage. the median age of first marriage for turkish women in the 25-49 age group is 21.4 years. the age of first marriage stands higher in western countries, urban women, and women with higher education levels.(2) young and educated women delay their plans regarding childbearing to advanced ages to continue their education, achieve their career and business goals, and achieve economic independence, thanks to the developed contraceptive methods.(7) young people who delay their marriage plans for various reasons also indirectly delay their childbearing to advanced ages. (8 ) most young people are considering having children in the future, but cite some reasons for delaying childbearing, such as career goals.(9,10) considering the social status of women in this way, it can be said that the most appropriate age for giving birth is between 25-35 years, when they have completed their education and gained some skills in business life.(11) however, the decreasing number and quality of ovarian follicles with advanced maternal age cause loss of reproductive potential, widespread use of assisted reproductive techniques, and increased obstetric morbidity and perinatal complications.(4,12) on the other hand, studies on the subject show that young women who consider postponing motherhood to later dates do not have enough information about the time of childbearing.(13) in this context, from a cultural and social point of view, it is very important to determine the perspectives of young women on childbearing and having children in conservative societies such as turkey, where the status of women is accepted as equivalent to fertility, in terms of determining fertility and reproductive policies in the future.(14,15) when the national literature on the subject is examined, it is seen that there are a limited number of quantitative studies to determine the fertility and childbearing behaviors and attitudes of young women, mostly qualitative studies.(15,16) regarding the attitudes toward fertility and childbearing scale (afcs) scale developed by söderberg et al.,(8) persian and japanese versions have been published, and turkish validity and reliability studies have been conducted. the information about the attitudes among university students for timing of their parenthood is scanty. a previous study among female students (n=300) 197 visiting a student health centre in sweden, showed that female university students are not very concerned about having children before they get ‘too old’ and had an acceptable understanding about fertility.(17) another study in female university students in cameroon, showed that most of the female students intend to have children in the future, but their fertility awareness knowledge was suboptimal.(18) considering the f act that a deeper understanding of the attitudes towards fertility and motherhood may help clarify the decision to have children among young individuals in turkish young females, there is a great need for further study in this area. therefore the current study aimed to determine the attitude towards fertility and childbearing in female university students methods research design this cross-sectional study was carried out with female university students studying at the undergraduate department of a state university between may and june 2019. research subjects the study population consisted of 450 female students continuing their education in the relevant department of the university as of 2019. since it was impossible to reach the whole population in terms of time, costs, and application, the sample size was calculated using the simple random sampling formula. in the validity and reliability study of the afcs scale, it was calculated as 26.52±5.98 for the future importance subscale, 28.06±8.25 for the present obstacle subscale and 15.68±5.41 for the femininity identity subscale.(19) the sample size required for the future importance subscale was: the sample size for the present obstacle subdimension was: the sample size for the femininity identity subdimension: 𝑛 = 𝑡𝛼 2 ,∞ 2 ∗ 𝑆2 𝑑2 = 1.962 ∗ 5.982 (26.52 ∗ 0.05)2 = 79 𝑛 = 𝑡𝛼 2 ,∞ 2 ∗ 𝑆2 𝑑2 = 1.962 ∗ 8.252 (28.06 ∗ 0.05)2 = 133 𝑛 = 𝑡𝛼 2 ,∞ 2 ∗ 𝑆2 𝑑2 = 1.962 ∗ 5.412 (15.68 ∗ 0.05)2 = 181 the attitudes tow ard fertility and childbearing scale (afcs) used consists of 3 sub-dimensions, and there is only one study in turkey in which the validity and reliability of this scale was tested.(19) since the evaluation of the afcs scale was calculated for each subdimension, the calculation of the sample size in this study was made separately for each subdimension. the effect sizes in the calculations are 5% of the arithmetic mean. as a result of the calculations, the sample sizes of the afcs scale wer e determined to be 79 for the future importance sub-dimension, 133 for the current barriers sub-dimension, and 181 for the identity of women sub-dimension. it was understood that the sample size to be selected in this study should be at least 181. all students who met the inclusion criteria and gave their written consent to participate were included. the study was completed with 259 students. the inclusion criteria were: i). volunteering to participate; ii).being a female university student in the undergraduate program; and iii) single student aged >18 years. the exclusion criteria were: i) having experienced a previous pregnancy or childbirth, and ii) having physical, mental, visual or auditory disabilities that may prevent reading, understanding, and answering the items in the questionnaire to be filled by the participants. data collection female university students who did not meet the inclusion criteria or did not agree to participate after being rationally informed about the study were excluded. although the minimum sample size was 181, the researchers distributed 300 questionnaires, considering possible losses. at the univ med vol. 42 no. 2 198 kocak, buyukkayaci duman, hobek akarsu attitudes toward fertility and childbearing data collection tools during data colle c tion, a per sonal information form was used, consisting of 12 questions about the sociodemogra phic characteristics of the students, namely age, place of birth, place of residence, monthly income, perceived family income, student residence, being an only child, family type (single-parent family), education level of the mother and father, working status of the mother, dating at the time of the study, previous sexual intercourse, and desire to have children in the future. the attitudes tow ards f ertility and childbearing scale (afcs) to determine the attitudes of female university students towards fer tility and childbearing, the attitudes towards fertility and childbearing scale (afcs) was used, which was developed by söderberg et al.(20) and tested for turkish reliability and validity by damar.(19) the afcs was developed for nulliparous women between the ages of 20-30 to determine attitudes towards fertility and childbearing, and the second version of the scale was revised in 2015.(20) it is a 27-item five-point likert-type scale (1-strongly disagree; 2disagree; 3-neither agree nor disagree; 4-agree; 5-strongly agree). lower scores indicate negative attitudes towards fertility and childbearing. the scale consists of 3 subscales on the importance of fertility for the future (8 items), seeing childbearing as a hindrance at present (13 items), and the female identity (6 items). scores range between 8-40 points for the importance of fertility for the future subscale, 13-65 points for the childbearing as a hindrance at present subscale, and 6-30 points for the female identity subscale. the cronbach alpha coefficients of the original scale and the subscales range between 0.862 and 0.945. in the turkish reliability and validity study by damar,(19) the total cronbach alpha coefficient of the scale was found to be 0.82, and the coefficients for the subscales were 0.89 for childbearing as a hindrance at present, 0.92 for importance of fertility for the future, and 0.90 for female identity. characteristics n % age ( years) ≤19 20-22 ≥23 70 160 29 27.0 61.8 11.2 place of birth city district village 68 108 83 26.3 41.7 32.0 place of residence city district village 81 127 51 31.3 49.0 19.7 income level low middle high 25 213 21 9.7 82.8 8.1 student residence dormitory with friends at student house at home with my family 156 63 40 60.2 24.3 15.4 being only child yes no 37 222 14.3 85.7 family type nuclear extended 200 59 77.2 22.8 single-parent family yes no 44 215 17.0 83.0 education level of the mother literate or primary school graduate middle school-high school graduate college-university 196 24 39 75.7 9.3 15.1 education level of the father literate-primary school graduate middle school-high school graduate 84 118 32.4 45.6 table 1. distribution of student’s characteristics (n=259) end of the data collection 285 questionnaires were received. after excluding incomplete and incorrectly filled questionnaires, a total of 259 forms were left to be evaluated. a total of 26 questionnaires were not included in the analysis due to insufficient or blank responses. the students were reached during their breaks. each of the students completed their questionnaire in 15 minutes on average. explanations about the study were made by the researchers and written informed consent was obtained from the students. 199 in our study, cronbach alpha coefficients were 0.83 for the whole scale, 0.91 for the “future importance” subscale, 0.84 for the childbearing as a hindrance at present subscale and 0.81 for the female identity subscale. data analysis statistical analysis was performed using the spss for windows 22.0 software. in statistical evaluation, percentage and mean values were calculated. after e va lua ting the data for conformity to a normal distribution, t test and anova were used. mean scores were given together with standard deviation (sd) (mean± sd) and p<0.05 was accepted as the statistical significance level. ethics permission was obta ined from the researcher who carried out the turkish validity study of the scale. before data collection informed consent was obtained from the students. in order to conduct the study, approval was obtained from the hitit university ethics committee (no. 2019-106). results in the study, 61.8% of the students were aged between 20-22 years. we found that 26.3% of the students were born in the city, 49% lived in a district, and 82.8% had a moderate income level. we also found that 60.2% of the students lived in dormitories, 77.2% had extended families, 14.13% were an only child, and 17% had a single-parent family. in addition, 75.7% of the students had mothers who were literate or primary school graduates, 45.6% had fathers who were middle or high school graduates, and 36.3% had working mothers. finally, 40.9% of the students stated that they were dating at the time of the study, 10.8% stated that they never had sexual intercourse, and 92.7% wanted to become a future mother (table 1). in the study, the students’ afcs total mean score was 73.37±11.49. when the distribution of afcs sub-dimension mean score is examined, the importance of fertility for the future subdimension score is 25.35±6.63, childbearing as a hindrance at present sub-dimension score is 30.73±6.66, and female identity sub-dimension score is 17.29±4.31. in this study, when the distribution of students’ afcs total mean score and afcs subdimension mean score according to some characteristics are examined, the importance of fertility for the future sub-dimension mean score (21.56±8.14) of the students with low income level was found to be lower than for the students with medium (25.80 ±6.51) and high income level (25.29±4.37). this difference was found to be statistically significant (p<0.05). in addition, the importance of fertility for the future sub-dimension mean score of the only-child stude nts (22.57±7.09) is lower than that of the other students (25.82±6.45). during the study, the importance of fertility for the future sub-dimension mean score of the students who did not have a date was also found to be lower than for the students who had a date. this difference was also found to be statistically significant (p<0.05). in other words, according to these findings, it can be said that students with a low income level, who are an only child, and who do not have a date during the study, care less about fertility for the future. the differences between the mean scores of age, place of birth, place of residence, student residence, family type, the state of having single-parent family, education level of the mother, education level of the father, working status of the mother, and having prior sexual intercourse, respectively, in the importance of fertility for the future sub-dimension was found to be statistically not significant ( p>0.05) (table 2). in the study, the childbearing as a hindrance at present sub-dimension mean score of the students whose mothers are working (32.11±5.66) is higher than that of the students whose mothers are not working (29.95±7.06) (p<0.05). in other words, it can be said that students whose mothers are working now see childbearing as an obstacle in planning their lives. the differences between univ med vol. 42 no. 2 200 kocak, buyukkayaci duman, hobek akarsu attitudes toward fertility and childbearing the mean scores of age, place of birth, place of residence, income level, student residence, being an only child, family type, the state of having single-parent family, education level of the mother, education level of the father, dating at the time of the study, and having prior sexual intercourse, respectivley, in the importance of fertility for the future sub-dimension were found to be statistically not significant ( p>0.05) (table 2). in the study, the female identity subdimension mean score (19.09±3.65) of the students with a single-parent family was found to be higher than that of the other students (16.92±4.35). the female identity sub-dimension mean scores of the students with only one child (15.92±4.99) were lower than the students who did not have one child (17.52±4.15). in addition, mean female identity sub-dimension scores of stude nts who have not had prior sexual intercourse are higher (17.52±4.23) than students who have had prior sexual interc ourse (15.39±4.53). this difference was found to be statistically significant (p<0.05). in other words, according to these findings, it can be said that students who have a single-parent family, have siblings, and have no previous sexual intercourse, identify childbearing more with female identity and consider being a mother important in terms of female identity. the differences between mean scores of age, place of birth, place of residence, monthly income, perceived families’ income, student residence, family type, education level of the mother, education level of the father, working status of the mother, dating at the time of the study, respectively, in the desire to have children in the future and female identity sub-dimension mean score was found to be statistically not significant (p>0.05) (table 2). discussion in our study afcs total mean sc ore (73.37±11.49) and afcs sub-dimension total mean scores (the importance of fertility for the future (25.35±6.63), seeing childbearing as a hindrance at present (30.73±6.66), the female identity (17.29±4.31) of female students were found to be higher. in the validity and reliability study of the scale, it was calculated as being 26.52±5.98 for the future importance subscale, 28.06±8.25 for the present hindrance subscale and 15.68±5.41 for the femininity identity subscale.(19) accordingly, it can be said that female students participating in the study generally have a positive attitude towards childbearing and having children in the future. in addition, these findings show that the participants associate childbearing with female identity and consider motherhood as a requirement of being a woman. in addition, the high mean score of seeing childbearing as a hindrance at present indicates that the female students participating in the study currently consider having a child as an obstacle in terms of self-realization and career planning. in our study almost all of the female students in the study reported that they wanted to be mothers in the future (92.7%). in similar studies students thought that childbearing was important and they wanted to have children in the future.(10,21-23) in studies conducted in turkey, the majority of students stated that they would like to have children in the future.(24,25)these finding indicate that young women have a positive attitude and desire towards having children in the future. in our study, the differences in mean scores of age, place of birth, place of residence, student residence, family type, having a single-parent family, education level of the mother, education level of the father, working status of the mother, and having prior sexual intercourse, respectively, were not significant in the importance of fertility for the future sub-domain. it was also determined that students with low income, who are single children and who do not have a date at the moment, care less about having a child in the future than other students. in many studies, parallel to this study, the importance women attribute to childbearing and having children in the future is influenced by many socio-cultural characteristics.(16,23,25) in some studies, similar to the results of our study, it has been determined that the thoughts of young nulliparous women 201 characteristics attitudes to fertility and childbearing scale (afcs) sub-dimensions importance of fertility for the future sub-dimension childbearing as a hindrance at present sub-dimension female identity sub-dimension p value p value p value age (years) ≤19 20-22 ≥23 24.53±6.51 25.43±6.79 26.93±5.89 0.255 30.67±6.09 30.80±7.05 30.52±5.93 0.974 16.83±3.61 17.53±4.54 17.10±4.59 0.515 place of birth city district village 24.81±6.32 25.71±6.77 25.33±6.74 0.680 31.09±6.42 30.83±6.68 30.31±6.87 0.762 16.72±4.38 17.75±4.35 17.16±4.18 0.288 place of residence city district village 24.88±6.28 25.81±6.81 24.96±6.78 0.550 31.01±6.54 30.72±6.77 30.33±6.66 0.850 16.67±4.39 17.60±4.37 17.51±4.00 0.291 monthly income 0-1000 try 1001 try 2600 try ≥ 2601 try 25.04±6.81 26.71±6.54 26.36±4.68 0.323 30.75±6.48 30.77±6.78 30.50±8.34 0.985 17.21±4.46 17.84±3.93 17.27±3.33 0.751 perceived family income low middle high 21.56±8.14 25.80±6.51 25.29±4.37 0.010 28.92±6.84 30.90±6.61 31.24±6.96 0.351 15.76±5.72 17.45±4.18 17.52±3.47 0.175 student residence dormitory with friends at student house at home with my family 25.08±6.65 25.03±7.10 26.93±5.69 0.265 30.28±6.64 31.06±7.07 32.00±6.01 0.312 17.33±4.32 17.11±4.75 17.43±3.57 0.924 being only child yes no 22.57±7.09 25.82±6.45 0.006 32.32±6.40 30.47±6.68 0.117 15.92±4.99 17.52±4.15 0.036 family type nuclear extended 25.23±6.86 25.78±5.84 0.573 30.71±6.87 30.83±5.84 0.899 17.12±4.43 17.86±3.87 0.244 single-parent family yes no 25.07±6.51 25.41±6.67 0.757 30.73±6.25 30.73±6.75 0.995 19.09±3.65 16.92±4.35 0 education level of the mother literate or primary school middle school-high school college-university 25.34±6.62 24.88±7.29 25.69±6.43 0.893 30.84±6.68 30.17±5.10 30.73±6.66 0.885 17.40±4.32 16.67±3.41 17.13±4.81 0.713 education level of the father literate-primary school middle school-high school college-university 25.08±6.85 26.31±6.05 23.77±7.22 0.054 30.32±5.97 31.28±7.15 30.21±6.59 0.482 17.32±4.31 17.63±4.33 16.54±4.25 0.297 working status of the mother working not working 24.54±6.61 25.81±6.62 0.139 32.11±5.66 29.95±7.06 0.012 16.61±4.00 17.68±4.44 0.054 dating at the time of the study dating not dating 26.72±5.89 24.41±6.96 0.006 30.87±7.12 30.64±6.34 0.788 17.87±4.52 16.89±4.13 0.072 prior sexual intercourse yes no 23.82±6.13 25.54±6.68 0.197 29.68±6.06 30.86±6.73 0.376 15.39±4.53 17.52±4.23 0.013 desiring to have children in the future yes no 25.48±6.73 23.79±5.17 0.287 30.63±6.73 32.00±5.70 0.390 17.27±4.37 17.58±3.49 0.762 table 2. distribution of fertility and childbearing scale (afcs) subdimension mean scores by student characteristics note: data presented as mean ± sd; independent-samples t-test or on-way anova; try: turkish lira univ med vol. 42 no. 2 202 kocak, buyukkayaci duman, hobek akarsu attitudes toward fertility and childbearing about childbearing and having children are not affected by some characteristics such as family type, the place where most of their life is spent, parent education and past sexual experience.(24,25) in other studies, it is stated that similar sociodemographic characteristics are determinative in the formation of young nulliparous women’s thoughts on childbearing and having children.(26,27) this is thought to be due to the socio-demographic and cultural characteristics of the groups of subjects in the studies. in our study, the mean score of the subdimension of seeing having children as an obstacle was higher in students whose mothers were employed than in students whose mothers were not employed. hickman et al.(10) reported that the desire to have a good financial status affected women’s childbearing decisions. in another study, having a stable financial situation and good living conditions were also found to be effective in childbearing decisions.(28) considering the care costs of newborn babies, the economic burden of raising children in turkey, where social policies are inade quate in this regard, may cause individuals with low income levels to postpone their future plans for childbearing and parenthood. inadequate social policies and financial resources to cover the cost of childcare, such as childcare services and low wages, make it difficult for women to balance work and family duties. this is another reason for the de cline in childbearing.(29) it is highlighted that having a good financial status, easy access to childcare, and having a job that can be done while raising children are all important in childbea ring decisions.(10,20,30,31) the university students in our sample have not yet completed their education and therefore do not have a regular income, which is indeed very important in childbearing and parenting decisions. in our study, students with siblings scored higher in the future importance of childbearing and the female identity subscales and those grown up in single-parent families scored higher in the female identity subscale. in similar studies it was determined that having siblings affects attitudes towards having children and childbearing in the future (30,32) while in some studies no relationship was found.(16,20) considering the finding that 77.2% of our students had extended families, those who are not a single child may have more positive attitudes towards fertility and childbearing regarding the spiritual influence and social support of having siblings. besides, since having children means gaining status, respect, and social maturity for women in turkey, it is understood that students with siblings attach more importance to fertility and childbearing with regards to their female identity. students who grow up in single-parent families might see it as an advantage to have an extended family and have more children for their female identity. in our study, the mean scores of female identity subscale scores of students who had not had prior sexual intercourse were higher than those of students who were not sexually active. in addition female students who were dating at the time of the study had higher scores from the future importance of the childbearing subscale. chan et al.(9) reported that having a stable partner to share responsibilities with is crucial in childbearing decisions. söderberg et al.(18) found that women with a partner had more positive attitudes in the future importance of childbearing and female identity subscales. in many studies, it was also reported that engaged and married female students had more positive attitudes towards parenthood and childbearing,(19) and that not finding the right partner,(9) having a partner with common characteristics,(28) having a stable relationship, and sharing responsibilities with the partner, were important in the decision to become a parent.(9) this finding was seen as a natural consequence of the dating female university students tending to marriage and dreaming of having children in the future. it was also found that students who had prior sexual intercourse had higher scores in the female identity subscale. this suggests that female university students are aware of the responsibilities of childbearing and 203 that they perceive motherhood and childbearing as important. in our study, 89.2% of the students stated that they had not had prior sexual intercourse. in the study, the term sexual intercourse refers to penile-vaginal penetration. in turkish society, it is not welcomed for women to have sexual intercourse prior to marriage and it is important to protect virginity. for this reason, although the personal information of the students included in the study was not questioned, their concer ns a bout la be ling, exclusion and confidentiality of data may have caused the girls who had previously had sexual intercourse to not answer this question correctly. in fact, it is thought that the number of female students who have had prior sexual intercourse is higher in the sample. there are limitations in this study. the first is that the data is based on self-report. secondly, since our study is cross-sectional, from our results a causal relationship cannot be inferred. it is suggested that the scale use nulliparous women, older individuals, and different populations. conclusion this study demonstrated that female students have a positive attitude towards childbearing and having children. however, the female students participating in the study currently consider having a child as an obstacle in terms of self-realization and career planning. in the future, it can be recommended to conduct a cohort study with female university students and including male students from different regions. acknowledgement we thank the students who participated in this study. fundings the author (s) received no financial support for the research, authorship and/or publication of this article. disclosure statement the authors declare no conflicts of interest associated with this article. author 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10.4274/jpr.47966. univ med vol. 42 no. 2 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 breast cancer survivors and behavior: cancer care in the time of covid-19 in indonesia widyanti soewoto1* abstract the covid-19 pandemic caused significant disruptions in cancer care, and preliminary research suggests that these disruptions are associated with increased levels of psychosocial distress among cancer survivors. indonesia initially reported positive cases in early march 2020, followed by regular extensive occurrences across 34 provinces. the disease causes acute respiratory failure among people with specific comorbidities, including geriatric disorders, diabetes, cardiovascular and respiratory diseases, and cancer. consequently, the patients’ conditions become more severe, possibly leading to a higher mortality rate. individuals with cancer are at particularly elevated risk of a severe course of covid-19 because they tend to be of older age and are at a greater risk for needing intensive care and for mortality. a reasonably good comprehension of the current covid-19 outbreak, poor awareness of the primary disease and subsequent therapy program, and minimal understanding of the importance of continuing treatment during the pandemic are the probable factors causing the fear of contracting the covid-19 virus that poses a significant threat of aggravating the existing breast cancer conditions in most patients. this anxiety shows a drastic impact in altering the behavioral patterns of survivors undergoing therapy. there is a very good understanding of how it is caused by the sars-cov2 virus. meanwhile, there is a severe lack of understanding of cancer and the therapeutic program. the patients are more afraid of contracting this virus than they are of their cancer. patients prefer development of their cancer to contracting the sarscov2 virus. therefore, massive education and supervision are needed for cancer patients to understand the covid-19 pandemic and ensure that routine checks are appropriately managed. keywords: covid-19, breast cancer, fear, cancer therapy 1 sub division of oncology surgery, faculty of medicine, sebelas maret university, indonesia *correspondence: widyanti soewoto jl slamet riyadi no 419 makamhaji kartasura surakarta jawa tengah indonesia phone: +62817272338, email: widyanti_s@staff.uns.ac.id orcid id: 0000-0003-2513-5801 date of first submission, february 18, 2022 date of final revised submission, august 13, 2022 date of acceptance, august 30, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license original article doi: http://dx.doi.org/10.18051/univmed.2022.v41:277-288 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1302 277 cite this article as: soewoto w. breast cancer survivors and behavior: cancer care in the time of covid-19 in indonesia. univ med 2022;41:27788. doi: 10.18 051/univme d.20 22. v41:277-288. https://orcid.org/0000-0003-2513-5801 http://dx.doi.org/10.18051/univmed.2022.v41:277-288 https://univmed.org/ejurnal/index.php/medicina/article/view/1302 soewoto impact of the covid-19 pandemic in indonesia 278 introduction millions of casualties have been reported globally since the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) was first discovered in december 2019 in wuhan, china. this virus is responsible for the rapid spread of the covid-19 pandemic through airborne contact with infected persons or contaminated surf aces. also, the disease causes ac ute respiratory failure among people with specific comorbidities, including geriatric disorders, smoking habits, hype rtension, diabetes, cardiovascular and respiratory diseases, and cancer.(1) as a consequence, the patients’ conditions become more severe, possibly leading to a higher mortality rate. furthermore, every sector of human endeavor has drastically changed, with multiple deaths attributed to the fear of contracting the virus, particularly in persons diagnosed with various comorbidities.(24) the world health organization (who) has declared the covid-19 disease a public health emergency of international concern (pheic). indonesia initially reported positive cases in early march 2020, followed by regular extensive occurrences across the 34 provinces. daily, 223 new patients were observed in less than a year, with an accumulated total of 3,886, the highest rate being in east java. this infection alters diverse societal aspects, specifically in the health sector.(4,5) various methods have been applied to reduce the coronavirus spread and mortality rate. however, the disease appears very complex because the pathophysiology and exact cause are relatively novel. the detection, treatment, prevention, and other related activities are undergoing thorough research. this is because the possibility of several mutations of sars-cov2 poses a severe thr eat to the ef fective management of the growing outbreak.(4-6) community awareness and attitude are significant factors influencing the compliance on preventive measures against the spread of the virus. the fear of contracting the virus is attributed to the increasing rate of daily positive cases and is mainly observed among persons with comorbid diseases such as cancer.(7,8) this pandemic has greatly affected cancer patients who regularly come to health services to undergo cancer therapy, many of whom have postponed their therapy due to fear of infection. only cancer patients with severe conditions are now coming to the health service. likewise with new cases, patients delay treatment as much as possible and only when the complaints become more severe, do they dare to come to the health service. seve ral str ategies to pr event further covid-19 transmission and mortality rates have been initiated at the national and local levels by the indonesian government. one of the significant policies involved strict data collections based on specific locations with high numbers of infectious or suspicious cases, time of occurrence, confirmed persons’ status or condition, and direct or indirect contacts. furthermore, isolation centers were established when a total of 5 or more cases had be en r eported.(9) in a previous study, we distributed the universitas sebelas maret canc er attitude sat isf action k nowledge questionnaire (uns – caskq14) as a google form via the whatsapp application to breast cancer patients throughout indonesia. the uns – caskq14 is an easy-to-understand indonesianlanguage questionnaire, containing an assessment of the quality of and compliance with treatment of cancer survivors in undergoing therapy programs during the covid-19 pandemic. this study was to determine the behavior patterns of breast cancer survivors in indonesia, whether there is anxiety about contracting covid-19 or whether the anxiety about cancer eliminates the fear of contracting covid-19.(10) oncology specialists as well as other providers regularly involved in the diagnosis, active treatment, and longitudinal follow-up of patients with breast cancer must consider how to 1) balance a delay in breast cancer diagnosis or treatment against the risk for a potential covid19 exposure, 2) mitigate the risks for significant care disruptions associated with social distancing 279 behaviors, and 3) manage the appropriate allocation of limited health care resources in this unprecedented time of health care crisis. hopefully, we can see how the behavior patterns of cancer survivors in undergoing their therapy, so as to reduce delays in the enforcement of diagnosis and therapy in cancer patients, prevent cancer patients from being infected with the covid-19 virus and medical personnel in health services who work a little more effectively during the pandemic. management of breast cancer during the covid-19 pandemic the covid-19 pandemic appears not to subside and has recorded approximately 4 million global cases in virtually two years of existence. indonesia tends to experience rapid and increasing mortality rates daily due to human-to-human transmission. in mid-march 2020, the government imposed lockdown measures in the form of cessation of most activities, strict quarantine, and self-isolation.(11-14) all hospitals, from referral to minor hospitals, and other health facilities and medical personnel resources, are of utmost importance during this pandemic. as a significant change in facing this pandemic, most health facilities have been turned into special covid-19 medical centers. some medical services began to be limited from observing the gravity of the disease. patients with life-threatening conditions were to be prioritized, while non-eme rgenc y cases were to be postponed.(15-18) breast cancer is most predominant in women worldwide and has the highest incidence among all cancers diagnosed in indonesian women. over 65,000 new cases were reported in 2020, with the result that breast cancer has become the second malignant cause of death after lung cancer. the covid-19 pandemic is also known to significantly affect breast cancer patients and survivors, particularly in regard to managing schedule and therapy. individuals that have not been diagnosed also experience the impact and are afraid of visiting health facilities.(19,20) from the medical aspect, during this pandemic, medical personnel and health facilities had to make some modifications in treating and handling patients to minimize the risk of exposure and prevent medical personnel from being infected. therefore during this pandemic, there is a challenge in conducting and managing pa tients. (2 1,22 ) sever al new guidelines for cancer patients and survivors were made during this pandemic, with the aim that cancer patients and survivors who have severe comorbidities for covid-19 do not come to health facilities, because these health facilities are a source of covid-19 transmission during the pandemic. in addition, this is also to reduce excessive contact of medical personnel with patients whose infection status is unknown.(23,24) the principles of breast cancer management during the covid-19 pandemic may continue to be instituted as usual according to the applicable guidelines and taking into account the conditions of the hospital and the local area. if the patient’s condition allows, endocrine therapy is safer to administer in the pandemic situation, if it is necessary to postpone treatment that results in the patient being hospitalized.(23,24) according to their treatment, breast cancer patients are broadly grouped into patients not on therapy and patients on therapy. patients with “active disease” should still undergo surgical treatment, chemotherapy and radiotherapy, biologic ther apy, en docrine the rapy, and immunothe rapy (either as an adjuvant or neoadjuvant). this should be done with the application of strict health procedures, namely avoiding crowded places; wearing personal protective equipment when visiting a hospital for visits and treatment; washing hands properly according to who indications; not contacting friends and relatives with covid-19 symptoms or residing in a covid-19 endemic zone.(25-27) patients at high risk for contracting the covid-19 virus are those who are currently receiving or have received chemotherapy in the past three months, patients who have received extensive radiotherapy, patients who have had a bone marrow or stem cell transplant in the last univ med vol. 41 no 3 soewoto impact of the covid-19 pandemic in indonesia 280 a b six months, or who are still taking immunosuppressive drugs, patients with some types of blood or lymphatic cancer that impair the immune system, even if they do not require treatment (for example, chronic leukemia, lymphoma or myeloma). (2 3,2 6) during the pandemic, cancer patients are grouped into three groups: high priority, medium priority, and low priority. this grouping is based on the patients’ condition, both outpatients, patients needing diagnostic and supporting examinations, and patients with planned surgery, radiotherapy, and chemotherapy. (28) high-priority patients are those with lifethreatening, clinically unstable, or intolerable conditions. even if medical personnel are minimal, treatment must be carried out immediately to control the developing disease, relieve symptoms, or preserve the patient’s life. even a short delay will significantly change the prognosis for the worse.(29) a medium priority condition is one that is not immediately life-threatening, but treatment or services should not be postponed indefinitely until the end of the pandemic. most breast cancer patients will be included in the medium priority category. if conditions are unfavorable, treatment for medium priority patients may be delayed for some time during the pandemic. a short delay (6-12 weeks) will not affect the patient’s prognosis. a longer delay may affect outcomes in some medium-priority patients. patients with medium priority status can become top priority if their condition aggravates. (28,29) low priority patients are those in whom treatment or service can be suspended indefinitely until the pandemic ends without adverse ly af fecting c ancer prognosis. some cancer therapies have been revised by adjusting patients’ environmental conditions and covid-19 infection status. several types of surgery have been delaye d, i.v. line chemotherapy was modified to ora l, and radiother apy in some instances was a lso postponed. in addition, the follow-up schedule for cancer monitoring was altered, while several guidelines recommended telemedicine instead of face-to-face consultations. (24) the uns-caskq14 refers to a questionnaire used in a study assessing the quality of and compliance to treatment of cancer survivors who are considering therapy during the present pande mic. this survey was c onducted to determine the coronavirus impact on cancer survivors based on knowledge, attitude, practice, and compliance to clinical therapy. the analysis was expected to determine the behavioral patterns of breast cancer survivors in indonesia, precisely in remote areas with high levels of anxiety of contracting covid-19 or cancer. (30-34) breast cancer dur ing the covid-19 pandemic in indonesia indonesia is an archipelagic country comprising 17,504 large and small islands, with 45% and 55% having named and unnamed status, respectively.(35) however, several limitations have been observed, including the uneven distribution of facilities and infrastructure in terms of transportation, economy, education, information, and social services, with certain regions classified as remote. according to presidential regulation number 63 of 2020 on the designation of underdeveloped regions for 2020-2021, 62 locations in several provinces were designated as underdeveloped (figure 1). (35) based on law number 36 of 2009 on health, health service facilities consist of firstlevel health facilities, including public health centers, primary clinics, private medical/dental practices, and advanced referral health facilities, such as general and special hospitals. also, by december 2019, the total number of public health centers was precisely 10,134, comprising 6,086 inpatients and 4,048 outpatients (figure 2). (36) the fulfillment of immediate health care demands is generally presented from the ratio of public health centers to subdistricts of 1:4 in 2019. this indicates an ideal proportion of at least one public health center in 1 subdistrict and has been accomplished nationally, but with uneven distribution. furthermore, community accessibility 281 is influenced by various factors, including geographical conditions, area size, basic facilities, infrastructure availability, and socio-economic and regional progress. the lowest ratio occurs in west papua province, where community access to primary health care facilities is currently not ideal. a ratio below 1 showed that not all sub-districts have public health centers. at the same time, the complex geographical conditions and the low average socio-economic development in the area demonstrate the need to improve access to medical services. (31,36,37) hospitals are grouped into class a, b, c, and d, based on facilities and service capabilities. sequentially, the maximum number is class c hospitals at 51.6%, followed by class d, b, and a hospitals at 29.4, 14.9, and 2.1%, respectively. according to the who, the standar d for community needs for referral and individual health services in an area is obtained from the ratio of hospital beds to inhabitants of 1:1,000. this ratio was above 1 per 1,000 population between 2014 and 2019, representing the minimum who benchmark. however, the standard has not been fulfilled in 8 provinces, including west nusa tenggara (0.74), east nusa tenggara (0.83), banten (0.87), west java (0.87), lampung (0.90), west sulawesi (0.92), central kalimantan (0.94), and riau (0.98). (36,37) the proportion of medical personnel in all provinces appears to be uneven. approximately 57.2% of these workers are located on the island of java, with the highest number in the provinces of jakarta, east java, and central java. similarly, jakarta and east java record the maximum number of specialist doctors. because the provinces of papua, maluku, sulawesi, and kalimantan have a minor proportion of the population, it is not surprising that the minimum number of specialist doctors is found in west figure 1. map of indonesia with 34 provinces.(35) figure 2. the hospital beds per 1,000 population in indonesia from 2014 – 2019.(36) univ med vol. 41 no 3 soewoto impact of the covid-19 pandemic in indonesia 282 factors affecting attitudes of breast cancer patients and survivors during the covid19 pandemic 1. understanding of the pandemic the who declaration of covid-19 as a global pandemic has compelled the indonesian government to state the condition as a non-natural national disaster. in collaboration with local authorities, the national natural disaster manageme nt agenc y (bnpb) conducts socialization on covid-19 and its development and offers necessary measures to prevent further transmission. during the pandemic, various governmental actions were implemented, with the primary objective of prioritizing policies in health management over other sectors. (39) the central government also initiated health awareness campaigns across remote regions, using electronic media, television, radio, and social networks to complement local governments and health workers’ similar but direct socialization efforts. covid-19 also requires new insights into pathophysiology and management, and therefore, diverse information is generated as experts continue to research the best measures of combating the virus. however, every avenue is currently under research, and no concrete scientific evidence has been obtained, leading to a very vulnerable state of possible misinformation. (5,6) the limitations of facilities and infrastructure in specific remote communities have created complications in comprehending covid-19. this circumstance reduces public awareness in controlling transmission and early detection, leading to excessive panic due to misinformation. the condition also triggers stress and anxiety with a significant impact on the declining immune system of cancer patients and survivors. (40,41) medical care observably changed during the covid-19 pandemic, with adverse effects on susceptible patients, specifically older cancer patients. these alterations in the primary treatment of breast cancer and exposure to sars-cov-2 infection resulted in an extensive stressful situation. a recent survey of increasing covid-19 stress among patients awaiting sulawesi and maluku, although the majority of the doctors are employed in class a and b hospitals. (36,37) indonesia exhibits the optimal frequency of breast cancer in women, with the second-highest mortality rate after lung cancer. health workers and facilities must initiate immediate actions and ensure that these patients and survivors have a high probability of obtaining proper care and therapy. during treatment, adequate protective measures are also necessary to guarantee that the health workers are not infected with covid19 or other viruses.(38) there are challenges in patients as well as medical personnel, so that the professionalism of medical personnel and the priority of breast cancer patients need to adjust to local conditions during this pandemic, in order to minimize the risk of cancer development that must be balanced by reducing the risk of contracting the sars-cov-2 virus, both for the patients and the involved medical personnel. for the priority of breast cancer treatment, the patients are categorized into high risk, moderate risk and low risk patients.(32) high risk patients with are patients with lifethreatening, clinically unstable, or completely intolerable conditions. even a short delay will significantly change the prognosis. this group, requiring immediate treatment to control a developing disease, symptomatic help, or life support, is given top priority, even if resources become scarce. moderate risk patients are patients with conditions that are not directly lifethreatening but treatment or services should not be postponed indefinitely until the end of the pandemic. most patients with breast cancer fall into this group. low-risk patients are breast cancer patients in whom certain treatments or services can be suspended indefinitely until the pandemic ends without any adverse impact on their cancer. with the rearrangement in all lines of health services, especially the handling of breast cancer patients, it is hoped that the covid-19 pandemic will not cause the number of breast events to increase, nor will there be an increase in the mortality rate. 283 surgery detected fears that the pandemic will likely cause delays in their oncological care, leading to higher disease susceptibility, particularly in women with invasive cancer.(25,42) during the outbreak, hospital resources were reorganized into elective and semi-elective procedures to meet the needs of patients in critical conditions. furthermore, scarcity of supplies can delay diagnostic evaluation and breast cancer treatments. in addition, covid-19 anxiety plays a role in the therapeutic timing, as the early pandemic witnessed several patients requesting immediate surgery due to the high risk of suspending treatments. conversely, certain breast cancer patients refused or delayed therapy, including surgery. (43,44) 2. understanding of the required therapy program the relevant information or therapy for breast cancer requires proper delivery, depending on the patients’ education, occupation, and customs. poor communication or the differences in local languages are possible factors causing information deficiency. however, family members believe that patients do not need to be aware of the diseases or therapeutic processes, to reduce unnecessary worries. doctors are prohibited from disclosing sensitive information to external parties, even to certain family members. inadequate or absent understanding among the patients about the treatment possibly leads to failure, therefore the cancer tends to become more progressive, with a high mortality risk.(45-50) the greatest challenge for cancer patients during the pandemic is acquiring the necessary medical services, as a visit to hospitals extends the risk of contracting covid-19. consequently, certain patients are advised not to visit hospitals or leave their homes. at the same time, a number of therapy schedules have been delayed due to several regions implementing the quarantine measures.(51-53) a significant alternative recommended by health services involves the use of telehealth, or telemedicine, where people living with cancer can consult medical personnel, as this process significantly reduces oncology patients’ exposure to covid-19.(54) similar to other technology, accessibility appears to be the primary concern of telemedicine. despite the ease of establishing contacts, the connection in remote areas is typically unstable. another challenge is based on the economic conditions of different patients, as individuals with minimal soc ioeconomic backgrounds have constrained internet access. meanwhile, the category with sufficient socioeconomic and internet facilities prefers to receive treatment remotely, which mainly involves reporting the last complaint, followed by subsequent drug delivery.(55-60) telemedicine is not applied in certain areas because the majority of sick persons prefer direct treatment schedules with the doctor. all the complaints felt at home tend to disappear suddenly when interacting physically with medical personnel. therefore, it is strongly observed that cancer patients prefer visiting health facilities. (61) 3. underst anding the importance of continuity of treatment during the pandemic the unprecedented burden of covid-19 on healthcare systems worldwide generated significant implications, particularly in caring for cancer patients. first, limited data show that cancer patients are more susceptible to an aggravated state of the coronavirus infection, including a greater need for breathing apparatus such as ventilators and a high mortality rate. second, early cancer diagnosis appears to be delayed as screening programs and diagnostic services have been reduced or suspended in various countries. patients who are aware of the high infection risk are more reluctant to visit health facilities. third, the current guidelines for cancer treatment are changing to minimize the potential exposure and infection risk during surgery or radiation therapy. fourth, certain aspects of current clinical care have been prioritized to enable the health system to respond to the covid-19 pandemic, resulting in sub-optimal or delayed medical attention. fifth, cancer research is postponed, leading to a reduction in the current univ med vol. 41 no 3 soewoto impact of the covid-19 pandemic in indonesia 284 therapeutic options that could have been used and jeopardizing the development of long-term therapies.(22,62) gover nments, health facilities, and professional organizations have developed guidelines for managing the continuous welfare of cancer patients in the current pandemic. routine visits are conducted by telephone or rescheduled, and oral medications are delivered to individual homes to prevent further spread. in addition, surgeries, tissue sampling, or other investigations are performed at the local health facility. meanwhile, cancer multidisciplinary team meetings are conducted via virtual platforms, as individual treatment plans are also modified.(6364) due to misleading information about the virus, the confusions and inactions at the advent of the pandemic generated a higher possibility of poorer outcomes for vulnerable populations, including cancer patients. furthermore, the world also faces an ‘infodemic’ condition, where accessibility to selective and quali ty informa tion and understanding appears critical in considering decisions and actions under similar crises. this situation illustrates the need to increase health literacy to enable national health authorities. another obstacle is conducting a precise clinical examination remotely, as this process often reveals early signs that potentially lead to new investigations. the greatest challenge is probably the selection of patients that are asked to report to the clinic and the category that stays at home. furthermore, the patients are divided into three subgroups with different recommendations, including patients in the follow-up phase or patients on oral therapy with newly diagnosed cancer unde r curative care a nd metastatic cases receiving palliative care. (64) a basic priority is maintaining high-quality cancer care for all patients. local factors involving infrastructure, resources, personnel, and social and geographic constraints create differences in access and quality of care, particularly for vulnerable patients, including the patients from rural areas that are culturally, socially, and linguistically diverse. in addition, digital tools provide solution strategies to address logistical challenges contributing to the apparent gaps. overall the pandemic changed the behavior of cancer patients undergoing therapy, due to the lack of information about covid and its effects on cancer, the ignorance of patients as to how they should behave, whether cancer therapy should stop or continue, the lack of education on how patients should continue to undergo therapy for their cancer but also avoid transmission of the sars-cov2 virus. in addition, patients also feel that there is no or ganization that accommodates them so that they cannot ask questions. there is also the factor of limited internet connection that makes it difficult for patients to share news about their illness. conclusion it can be concluded that there is a very good understanding of how the sars-cov2 virus is transmitted. meanwhile, the understanding of cancer and the therapeutic program is very lacking. t he patients a re more af raid of contracting this virus than they are of their cancer. patients prefer the development of their cancer to contracting the sars-cov2 virus. it is very necessary to increase the provision of education by medical personnel so that patients really understand about the disease and the stages of therapy they will undergo. it is very necessary to evaluate periodically the patients’ understanding of their cancer. acknowledgements the author gives thanks to his colleagues dr suprabawati dr spb(k)onk – surabaya, dr yan wisnu dr spb(k)onk – semarang, dr artanto dr spb(k)onk – yogyakarta, dr dedy yulidar dr spb(k)onk – ntt, dr denny rifsal spb(k)onk – medan, dr noer faisal spb(k)onk – nad, dr ramses indrawan spb(k)onk – ntb, dr rudy tabri spb(k)onk – samarinda, dr r. yohana dr spb(k)onk – bandung, dr benny kusuma dr spb(k)onk – palembang, dr 285 albiner simarmata spb(k)onk – medan, dr christian oktavianus manginstar spb(k)onk – manado, dr nilam smaradhania t haufix spb(k)onk– makasar. thanks are also due to his beloved residents dr muhammad david perdana putra, dr galih santoso putra, dr rizka vinkan septiani, dr muhamad muamar, dr muhammad fahmi salafuddin, dr ikhdin radiamin saadhi, dr meirisa ardianti, dr dea alberta setiawati, dr rico alfredo hutabarat, dr dinar kukuh prasetyo. finally, thanks to all breast cancer patients who joined love pink indonesia and teratai pink. competing of interest the authors declare no competing interests. funding this work was supported by the university research group grant with number 261/un/ 27.22/hk.07.00/2021. references 1. abdelhafiz as, mohammed z, ibrahim me, et al. 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2017;389(10071): 847–60. http://dx.doi.org/10.1016/s01406736(16)31392-7 64. momenimovahed z, salehiniya h. epidemiological characteristics of and risk factors for breast cancer in the world. breast cancer (dove med press) 2019;11:151–64. doi: 10.2147/ bctt.s176070. c:\users\universa medicina\docu 200 abstract universa medicina comparison of matrix metalloproteinase-9 and e-cadherin expression in earlyand late-onset preeclampsia tjam diana samara1,2*, heri wibowo1,3, isabella kurnia liem1,4, ani retno prijanti1,5, and andrijono1,6 background preeclampsia (pe) is one of the most common pregnancy complications worldwide. turnover of villous trophoblast is affected by impaired placental perfusion in preeclampsia. among the various factors that influence pro and antiangiogenic factors in trophoblast invasion of pe are e-cadherin and matrix metalloproteinase-9 (mmp-9). the current classification scheme differentiates pe into two variants early-onset (eo) and late-onset (lo) pe. the aim of this study was to compare mmp-9 and e-cadherin expression between early(eo) and late-onset (lo) pe. methods this study used a cross-sectional design involving 26 women with gestational age <34 weeks (eo) and 38 women with gestational age 34 weeks (lo) from pe patients. placentas born to preeclamptic mothers were taken in the form of small pieces of the maternal side to measure the levels of mmp-9 and e-cadherin by the elisa method. statistical analysis was assessed using the mann whitney and independent t-test with a significant p value <0.05. results semiquantitative proteinuria levels were significantly higher in eo-pe group compared to lo-pe group (p=0.000). mean e-cadherin levels were significant lower in the eo-pe group (125.94 ± 54.22 pg/mg) compared to lo-pe group (157.95 ± 54.12 pg/mg) (p = 0.024). however, there was no significance difference in median mmp-9 levels between eo-pe group and lo-pe group (p=0.376). conclusion this study demonstrate that e-cadherin had lower levels in preeclampsia patients who gave birth <34 weeks. this study indicated that lower levels of e-cadherin can lead to early delivery in preeclampsia patients. keywords: mmp-9, e-cadherin, early-onset preeclampsia, late-onset preeclampsia original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.200-206 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1181 september-december 2021 vol.40no.3 cite this article as: samara td, wibowo h, liem ik, prijanti ar, andrijono. comparison of matrix metalloproteinase-9 and e-cadherin expression in earlyand late-onset preeclampsia. univ med 2021;40:200-6. doi: 10.18051/univmed.2021.v40.2002 0 6 1 biomedical science department, faculty of medicine, universitas indonesia, jakarta, indonesia 2 anatomy department, faculty of medicine, universitas trisakti, jakarta, indonesia 3 parasitology department, faculty of medicine, universitas indonesia, jakarta, indonesia 4 anatomy department, faculty of medicine, universitas indonesia, jakarta, indonesia 5 biochemistry and molecular biology department, faculty of medicine, universitas indonesia, jakarta, indonesia 6 obstetric and gynaecologist department, faculty of medicine, universitas indonesia, jakarta, indonesia correspondence : *tjam diana samara anatomy department, faculty of medicine, universitas trisakti, jl. kyai tapa no.260 grogol jakarta email: dianasamara@trisakti.ac.id orcid id: 0000-0003-0610-0638 date of first submission, may 3, 2021 date of final revised submission, september 15, 2021 date of acceptance, september 23, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 201 univ med vol. 40 no 3 background preeclampsia (pe) is a clinical syndrome characterized by the onset of hypertension at more than 20 weeks of gestation or immediately after delivery, and is accompanied by proteinuria or thrombocytopenia, kidney failure, liver failure, pulmonary edema, cerebral disorders, or visual disorders.(1) preeclampsia is a major cause of morbidity and mortality, both in the mother and in the fetus. the worldwide incidence of pe is about 2-8% of all pregnancies, with maternal mortality ranging from 10%-15%.(2) in indonesia, the maternal mortality rate of 225/100,000 deliveries is still high, where pre-eclampsia and eclampsia as most possible cause.(3) many factors that can cause pe, such as obesity, family history of pe, maternal age (>35 years or <17 years), blood vessel disorders such as chronic kidney disease and diabetes mellitus, hypertension, thrombotic disorders such as antiphospholipid syndrome, multiple pregnancie s, nulliparous versus multiparous, and immune maladaptive reaction.(4) in pathogenesis, one of the factors that is considered to be the cause of pe is due to shallow placentation and deficient remodeling of uterine spiral arteries by invasive placental trophoblast cells which results in impaired perfusion of the fetus-maternal unit.(5) the invasion disruption is caused by an imbalance between proangiogenic and antiangiogenic factors. this imbalance is thought to be due to the antiangiogenic protein appearing too early and/or if the production is excessive.(6) among the various factors that influence pro and antiangiogenic factors are ecadherin and matrix metaloproteinase-9 (mmp9).(7,8) e-cadherin is one of the most important molecules in adhesion cells in epithelial tissue.(9) e-cadherin is located on the surface of epithelial cells in areas of contact with cells known as adherent junctions. suppression of e-cadherin expression is the main cause of dysfunction in cell adhesion. one of the important functions of e-cadherin in development is its control of epithelial-mesenchymal transition. e-cadherin, which is involved in wnt signaling, plays a role in regulating migration, proliferation, apoptosis, and differentiation of cells.(10) during the first trimester of pregnancy, the expression of ecadherin in trophoblasts temporarily decreases so that trophoblast cells have the potential to migrate and invade.(11) matrix metaloproteinase-9 is the main mediator for extracellular matrix (ecm) degradation and has a role in placental angiogenesis by tr a nsforming of artery structural.(12) matrix metaloproteinase-9 degrades ecm by activation of major proangiogenic factors such as vascular endothelial growth factor (vegf) and fibroblast growth factor (fgf2).(13) matrix metaloproteinase-9 degrades e-cadherin to soluble e-cadherin, which suppresses ecadherin activity and induces emt.(14) matrix metaloproteinase-9 expression increases from 8 to 11 weeks, becoming the main gelatinase until late in pregnancy.(15) mmp-9 turut berperan dalam invasi sel trofoblas dan ekspresinya banyak didapatkan pada sel stroma desidual.(16) sosa et al.(15) found that mmp-9 has a major role during invasion and contributes to the remodeling of the uterine spiral artery. this is because mmp as a specific proteolytic enzyme plays an important role in the degradation of the extracellular matrix resulting in invasion of proliferative cells into the surrounding tissue. the cur rent classification scheme differentiates pe into two variants.(17) early-onset pe (eo-pe) develops to and requires delivery at 34 weeks of gestation. late-onset pe (lo-pe) appears after 34 weeks of pregnancy as a metabolic syndrome and is not associated with the formation and functioning of the placenta in the second half of pregnancy. a study showed that in eo-pe group the mmp-9 expression in placenta tissues was siginificantly decreased compared to normal pregnancy.(18) another study demonstrated increased expression of e-cadherin in late onset preeclamptic compared to that in gestation normotensive pregnancies.(19) furthermore, there was no difference in the expression of e-cadherin 202 between early ons et and late onset preeclampsia.(19) at present, the role of vascular endothelial injury in eo-pe and lo-pe are concerned, but its regulation mechanism is not clear, and the results of previous studies were inconclusive. therefore, the aim of this study was to compare the mmp-9 and e-cadherin expression between eo-pe and lo-pe patient. methods research design this study was a cross-sectional design with analytic observations. sampling was carried out at cipto mangunkusumo hospital (rscm) and budi kemuliaan hospital, jakarta, indonesia from april 2017 to april 2018. research subject the sample size was determined based of the results of preliminary study of 5 subjects showed that the mean difference of mmp-9 between eo-pe and lo-pe was 5.6, sd=1.66 (data not shown) . using the comparison between two independent group equation with α=0.05 and β=0.2, the sample size for each group was 38 to done to get sample size. the study was divided into two groups: eoand lo-pe. each group needed 38 samples. the samples were collected until the number of samples was met. the subjects were 19 years or more and had agreed to participate in this study by signing an informed consent were included into this study. patients with renal failure and diabetes mellitus were excluded from this study. the placentas were removed at the time of the patient’s delivery either by vaginal or caesarean section. measurements according to the american college of obstetrics and gyna ecologists (acog), preeclampsia is a clinical syndrome characterized by hypertension that appears after 20 weeks of gestation (systolic pressure 140 mmhg and/or diastolic pressure 90 mmhg), and proteinuria (300 mg in 24 hours urine) or with positive protein (1+) taken from mid-stream urine. preeclampsia can be without pr ot einuria but must be accompanied by any of the following symptoms: thrombocytopenia (<100,000/ml), renal failure (serum creatinine >1.1 mg/dl) abnormal liver function (transaminases are twice as high as normal), pulmonary oedema, and cerebral disorders or visual disorders.(1) specimen collection maternal placenta l c otyledons were removed 0.5 x 0.5 x 0.5 cm immediately after vaginal birth or caesarean section. a total of 100 mg of placental tissue was washed with phosphate buffered saline (pbs) and then processed to obtain homogenate in 1 ml pbs and then stored at -800c. measurement of mmp-9 and e-cadherin after all samples were collected, the mmp9 and e-cadherin levels were assessed by the elisa method based on the cloud-clone corp protocol (mmp-9: sea553hu and e-cadherin: sea017hu). the results obtained from the elisa test were then calculated based on the levels in total protein, then the mmp-9 units were ng/mg and e-cadherin pg/mg. ethical clearance this study received ethical permission from the health research ethics committee of the faculty of medicine, university of indonesia no. 34/un2.f1/etik/2017. statistical analysis the distribution of abnormal data was tested based on the kolmogorov-smirnov test, the mann-whitney test to assess the comparative of clinical characteristics and levels of mmp-9 between the two groups. and independent-t test was used to compare levels of e-cadherin between eo-pe and lo-pe. a p<0.05 being considered as statistically significant. samara, wibowo, liem, et al matrix metalloproteinase-9 and e-cadherin expression 203 univ med vol. 40 no 3 a b results demographic inf ormat ion of the study population during the study we could only recruited 26 women in the eo-pe group and 38 in the lope group. the demographic and clinical characteristics of 26 women with eo-pe and 38 women with lo-pe are summarized in table 1. the median maternal age of women with eope [ 29.5 (range 21-42) years old] was not significantly different with median maternal age of women with lo-pe [30.5 (range (19-44) years old] (p=0.545) (table 1). as expected, systolic blood pressure (p=0.607) and diastolic blood pressure (p=0.658) was not significant different between eo-pe and lo-pe gr oup. but semiquantitative proteinuria were significantly higher in the eo-pe group [3 (range (0-4)] compared to lo-pe group [1 range (0-3)] (p=0.000). comparisons of mmp-9 and e-cadherin levels between eo-pe and lo-pe in table 1, it was found that mean ecadherin levels were lower in the eo-pe group (125.94 ± 54.22 pg/mg) compared to lo-pe group (157.95 ± 54.12 pg/mg) (p=0.024). but there was not significant difference of median mmp9 levels between the two groups (p=0.376). . discussion there was no significant difference of systolic and diastolic blood pressure between the eo-pe and lo-pe. this result is different from the result obtained by gomathy et al.(20) that found diastolic blood pressure to be significantly higher in eo-pe than in lo-pe. this may be because there were patients in this study were already being treated with antihypertensives. however, proteinuria was significantly higher at lo-pe compared to eo-pe group. research conducted by dong et al.(21) showed p r o te in u r ia wi t h a l e ve l of 0. 3 g/ l w a s significantly higher in severe pe than in mild pe. in our study, all eope cases were pe cases with severe features. as it’s already known, proteinuria was no longer included as a pe according to the international society of the study of hypertension in pregnancy because it was found that multiple organ dysfunction affecting the kidneys and liver can appear without signs of protein and the amount of proteinuria cannot predict the severity of disease progression.(22) however, although proteinuria is no longer recommended as a criterion for diagnosing pe, in fact clinicians generally use proteinuria levels to inform clinical decisions regarding pe delivery cases. this is because increased levels of proteinuria worsen the development of pe and are associated with poor perinatal outcomes. there was not significance difference levels of mmp-9 between eo-pe and lo-pe in this study. these results differed from the results of a study conducted by timokhina et al.(23) who found mmp-9 levels in eo-pe were lower than in lo-pe. these results showed the e f f e c t o f m m p-9 o n t he sp i ra l a r t e r y characteristics eo-pe (n=26) lo-pe (n=38) p value maternal’s age (years) gestational age systolic blood pressure (mmhg) diastolic blood pressure (mmhg) proteinuria (semiquantitative) mmp-9 (ng/mg) e-cadherin (pg/mg) 29.5 (21-42) 30 (24-33) 167.5 (140-220) 100 (88-150) 3 (0-4) 1.24 (0.18-18.98) 125.94 ± 54.22 30.5 (19-44) 37 (34-41) 170 (130-220) 110 (90-140) 1 (0-3) 1.70 (0.30-6.66) 157.95 ± 54.12 0.545@ 0.000@ 0.607@ 0.658@ 0.000@ 0.376@ 0.024$ table 1. comparison of demographic and clinical characteristics between eo and lo groups of preeclampsia patients @ mann whitney test; $ independent ttest 204 transformation process. research conducted by zhang et al.(12) using immunohistochemical methods on placental samples found that there was a gradual decrease in patients with severe pe c o mp ar e d to mi l d pe and n o r ma l pregnancies. as it’s already known, in early gestation, an increase in mmp-9 is needed to regulate the angiogenesis process for the development of the foetus-maternal interface. while lower levels of mmp-9 in the maternal serum contribute to the abnormal development of blood vessels at the foetus-ma ter nal interface in complicated p r e gna n c i e s of s e ve r e pe . ( 8 ,2 4 ) wi th t h e difference in this study related to mmp-9 levels, further research is needed to find changes in mmp-9 levels based on gestational age both at normal pregnancy and preeclampsia, so that it can be found more clearer regarding changes in mmp-9 levels. so met hin g d if f ere nt happen ed to ecadherin. in this study it was found that ecadherin was significantly lower eo-pe than lo-pe. different results were found by li et al.(7) who found no difference in e-cadherin e x pr e s si o n b e t we en eo -pe a n d lo-pe . however, the expression of e-cadherin in lope was higher than in normal pregnancy, whereas the increase in e-cadherin expression d id n ot c or r e l a t e w i t h t h e se ve r i t y of preeclampsia. li et al.(7) concluded that ecadherin increases cytotrophoblast proliferation and cytokeratin will be highly expressed in proliferative tissue and this causes impaired differentiation to become syncytio-trophoblast. research conducted by osman et al.(25) in sudan using immunohistochemical methods from placental samples found no difference in expression between severe pe and controls. meanwhile, du et al.(26) found an increase in ecadherin levels in pe patients compared to controls. the studies of osman et al.(25) and du et al.(26) did not examine the difference between eo-pe and lo-pe so it cannot be concluded whether there is a difference in levels between the two groups. limitations of this study were there was not enough sample size for eo-pe and the absence of normal gestational controls in c o mp a r a ble ge st a t i o na l a ge a nd t h e measurement of the levels did not follow the course of gestational age from early to term from the same patient. there is a need for a cohort study of gestational age to follow changes in levels in each pregnant woman so that a real change can be obtained. the results of this study indicate that we need to pay attention to the biomolecular changes that occur in eo-pe so that it can reduce the risk of premature birth. conclusion this study demonstrated that e-cadherin expression levels was significantly lower in eope. it shows that lower levels of e-cadherin can lead to early delivery in preeclampsia patients. further studies are nee ded using normal pregnancy and preeclampsia patients in all gestational age to examine the levels of mmp9 and e-cadherin and its relationship. conflict of interest there is no conflict of interest acknowledgment the authors thank the staff of the cipto mangunkusumo hospital, budi kemuliaan hospital, and the integrated laboratory of medical faculty of universitas indonesia for their assistance and support. contributors tds contributed to collecting samples, draft manuscripts, collecting data, and analyse data. hw contributed to analyse data. ikl contributed to manuscript finalization. arp contributed to the research concept. a contributed to the research design and manuscript revision. all authors have read and agreed to the final manuscript. samara, 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pregnancies complicated by severe preeclampsia and/or intrauterine fetal growth restriction. moj women’s health 2017;4:127-31. doi: 10.15406/mojwh.2017.04.00099. 25. osman se, salih m, ahmed em, mohammed aa, adam i. expression of e-cadherin, n-cadherin, and cytokeratin 18 and 19 in placentas of women with severe preeclampsia. open access macedonian j med sci 2020;8:485-9. doi: 10.3889/ oamjms.2020.4004. 26. du l, kuang l, he f, tang w, sun w, chen d. mesenchymal-to-epithelial transition in the placental tissues of patients with preeclampsia. hypertens res 2017;40:67-72. doi: 10.1038/ hr.2016.97. samara, wibowo, liem, et al matrix metalloproteinase-9 and e-cadherin expression cite this article as: m a jnooni a, jamedar sa, azimian a, ghazvini k. association of chlamydia trachomatis and neisseria gonorrhoeae with female infertility: a systematic review and meta-analysis. univ med 2022;41: 302-14. doi: 10.18051/u nivmed 2022.v41.302 -314. september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 association of chlamydia trachomatis and neisseria gonorrhoeae with female infertility: a systematic review and meta-analysis araz majnooni1 , saeed amel jamedar1 , amir azimian2 , and kiarash ghazvini1* abstract background chlamydia trachomatis (ct) and neisseria gonorrhoeae (ng) are commonly diagnosed sexually transmitted infections that have been associated with serious reproductive health outcomes for women. the association of ct and ng infection with female fertility is not completely established yet. this review aimed to determine the association of ct and ng with female infertility. methods this systematic review and meta-analysis was conducted according to the prisma statement. we searched a range of electronic databases, including pubmed, web of science, embase, and scopus, from sept 25, 2017 until february 1, 2021. from the 851 studies screened, 552 that failed to meet our eligibility criteria were excluded. subsequently, we removed 290 studies for not having a possible correlation of ct and ng infections with female infertility. nine studies comprising 1827 infertile patients met our inclusion criteria. two investigators independently extracted a range of data. all analyses were performed using stata (version 13.1, stata corp, college station, tx, usa). results ct infection potentiates female infertility, as 76.47% of the included studies found a positive correlation between them. however, due to the limited number of reported data, we were not able to compare ng infection prevalence in fertile and non-fertile patients. overall prevalences of ct and ng infections among infertile patients were 12 % and 3%, respectively, while ct infection prevalence among the fertile group was 7%. conclusion the prevalences of ct and ng infections were high in infertile women. screening and treatment of c. trachomatis and gonococcal infections during infertility treatment might increase the pregnancy rate. keywords: chlamydia trachomatis, neisseria gonorrhoeae, female infertility, human reproduction 1department of microbiology and virology, school of medicine, mashhad university of medical sciences, mashhad, iran 2department of pathobiology and laboratory sciences, faculty of medicine, north khorasan university of medical sciences, bojnurd, iran *correspondence: kiarash ghazvini, department of microbiology and virology, school of medicine, mashhad university of medical sciences, mashhad, iran email: 30biran@gmail.com orcid id: 0000-0002-8538-1425 date of first submission, august 11, 2022 date of final revised submission, september 26, 2022 date of acceptance, december 19, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license 302 doi: http://dx.doi.org/10.18051/univmed.2022.v41:302-314 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1358 review article mailto:30biran@gmail.com https://orcid.org/0000-0002-1995-9022 https://orcid.org/0000-0003-4813-6399 https://orcid.org/0000-0002-2532-8198 https://orcid.org/0000-0002-8538-1425 http://dx.doi.org/10.18051/univmed.2022.v41:302-314 https://univmed.org/ejurnal/index.php/medicina/article/view/1358 303 univ med vol. 41 no. 3 introduction sexually transmitted infections (stis) are among the most common acute conditions around the world. (1) it was estimated in 2016 by the world health organization (who) that there were approximately 370 million new cases o f t he thr e e c ur a b le st is wo r l d wi de . ( 1 ) ch la my di a tr a c h om at i s a nd ne i s s e ri a gonorrhoeae are commonly diagnosed sexually transmitted infections (sti) that have been associated with serious reproductive health outcomes for women, and may cause obstetric or perinatal complications,(2-4) including preterm deliveries, preterm rupture of the membranes, low birth weight, or still-birth. tubal factor infertility (tfi) and ectopic pregnancy have been associated with a history of both stis in numerous studies. (5,6) despite these burdensome sequelae, sti control has long languished on health policy agendas. the 2030 agenda on sustainable development (7) aimed to remedy this situation and led to who’s global health sector strategy on st is. (8 ) the st rategy proposes an integrated appr oach for st i prevention and control that addresses core sustainable development goals, mainly through securing universal access to sexual and reproductive health-care services and rights.(7,8) the first strategic direction of this sti strategy i s “t h e nee d to un de r s ta nd t he se xua l l y transmitted infection epidemic and response as a basis for advocacy, political commitment, national planning, resource mobilization and allocation, implementation, and program improvement”.(8) longitudinal studies examining gonorrhea’s adverse health outcomes (a curable infection) are difficult/unethical to conduct. a recent study attempted to overcome this challenge through linking national testing databases to hospital records, but identified too few cases to reach conclusive evidence about gonorrhea’s role in infertility.(9) in the absence of direct evidence, our review aimed to provide indirect evidence for a link between gonorrhea and infertility but strictly did not aim to nor can it establish causality. the underlying hypothesis is that current infection is of unknown duration and persistence and therefore does not allow the establishment of a causal link with infertility, but is often predictive of past exposure.(10-12) this assertion is supported by several lines of evidence. it is established through tens of studies of different designs that gonorrhea as well as chlamydia, being curable infections, carry a high risk of reinfection because of re-exposure to the same sexual partner or to other high-risk partners.(11,13-15) as such, it can be assumed that a curr ent gonorrhea infection is strongly indicative of previous gonorrhea infection;(11,16,17) indeed studies have shown that the strongest predictor of current gonorrhea infection is a histor y of go nor r he a i nf ect ion . ( 10 ,1 8) fo r example, in the uk, a history of gonorrhea infection was found to be the strongest predictor of current gonorrhea infection even after controlling for other demographic and behavioral factors (adjusted or 4.36, 95% ci 1.78 to 10.71).(10) globally, it has been estimated that the prevalence of n. gonorrhoeae is 0.8% and 0.6% among women and men, respectively.(1) for the eastern mediterranean region, the w h o h a s re po r t e d p r e va l e n c e r a t e s o f chlamydia, gonorrhea, and trichomoniasis among women of 3.8%, 0.7%, and 4.7%, respectively.(1) it is estimated that up to 40% of women with untreated c. trachomatis infection will develop pelvic inflammatory disease (pid) which is defined as any combination of endometritis, salpingitis, tubo-ovarian abscess, or pelvic peritonitis.(19) of those with pid from chlamydial or gonococcal sources, 20% will become infertile, 18% will experience debilitating chronic pelvic pain and 9% will have a life-threatening ectopic pregnancy.(19-22) a case-control study did not show an association of active infection due to c. t r ac h omat i s a nd n. g on or r h oe a e wi t h secondary infertility in females.(20) a previous systematic review corroborated the hypothesis that c. trachomatis infection potentiates female infertility, as 76.47% of their included studies 304 found a positive correlation between them.(21) even though this issue is widely recognized amidst the medical community as a secondary effect of female c. trachomatis and gonococcal infection, the level of evidence corroborating the association is relatively weak. an updated systematic review and meta-analysis of these reported data may help to better evaluate the e t i o lo gic r ol e of c. t r ac h o ma ti s a nd n. gonorrhoeae in female infertility. the objective of this review was to verify the scientific investigations related to the association of c. trachomatis and gonococcal infection with female infertility. methods this review was conducted in accordance with the prisma statement.(23) search strategy we s e a r che d a r a nge o f el e c t r o ni c databases, including pubmed, web of science, embase, and scopus, from sept 25, 2017 to february 2021. the search terms used were as follows: [(infertility or sterility or subfertility) and (*genital or vagin*) and (chlamydia trachomatis or neisseria gonorrhoeae) and (microbiota or microbiota or vaginosis or lactobacilli)]. the citation lists of any identified publications were also searched manually to identify any additional references. our searches did not involve any restrictions related to language or country of origin. inclusion and exclusion criteria titles and abstracts were first reviewed by two of the authors and only relevant publications were selected for full review. studies in this meta -analysi s were r equired to meet the following inclusion criteria: (1) observational studies that addressed infertile women and fertile controls; (2) the vaginal microbiota status was characterized by 16s rrna gene amplicon sequencing, nugent score, amsel’s criteria, or spiegel’s criteria; (3) human studies; and (4) original studies that provided clear data relating to vaginal microbiota status. articles were excluded if they were: (1) comments, reviews or conference abstracts; (2) repetitive studies; (3) animal studies; (4) devoid of a control group; (5) linked to a control group that was not made up of fertile women; (6) the status of the vaginal microbiota was based on diagnosis of bacterial vaginosis without any specific methodology; (7) not written in english or chinese; (8) studies related to clinical intervention. data extraction the two above-men tioned r eviewer s independently e xtracted a range of data, including date of publication, authors, study design, study population, sample size, methods used for microbiota characterization/diagnosis, a nd t he s pe ci f ic type of in fe r ti l ity. an y disagreements were resolved through discussion with a third reviewer. quality assessment the two reviewing authors evaluated the quality of the studies included in our analyses based on the newcastle–ottawa scale (nos), which considers three critical aspects: selection, c o mp a r a bil i t y, a nd e xp os u r e. t he t wo investigators scored the studies independently and any discrepancies between reviewers were resolved by reaching a consensus or by a fourth reviewer. statistical analysis associations between the vaginal microbiota and infertility were estimated by pooled odds ratios (ors) and 95% confidence intervals (cis) using the mantel–haenszel method. heterogeneity between studies was tested using cochran’s q two-sided homogeneity test; the i2 statistic was also used as a critical factor to determine which model should be used to pool the effect size (if i2 <50%, then a fixed model was used; otherwise, a random model was used). publication bias was then evaluated by begg’s funnel plots and egger’s regression test, which measures the majnooni, jamedar, azimian female infertility 305 univ med vol. 41 no. 3 a b degree of funnel plot asymmetry. subgroup analyses were performed based on the language used to write the original papers, the different methods used to diagnose vaginal microbiota, different types of infertility, and fertile control gr oups, to reduce he ter ogeneity. sever al sensitivity analyses were performed to evaluate the robustness of our results by excluding some articles that were considered to be of low quality. all analyses were performed using stata (version 13.1, statacorp, college station, tx) and the ‘metan’ command was used to estimate the ors. a two-sided p<0.05 was considered to be statistically significant. results study selection and characteristics in total, we screened 1155 records for eligibility from which 104 were duplicates. out of the remaining 1051 papers , 200 articles excluded based on the irrelevant abstracts, 17 articles were review, 51 have focused on other populations, 7 were letter to editors , 49 did not provide an available full text, and 428 articles did not provide specific data, leaving 229 full texts to be assessed fully. after reviewing these 229 papers, only 9 studies met our inclusion criteria for metaanalysis. and the rest were excluded because of none sufficient data or missing the outcome of interest (figure 1). collectively, these 9 articles reported 1827 cases. because infertility status and vaginal microbiota data were collected at the same time, it was hard to infer a causal correlation between these factors. hence, we considered these articles as cross-sectional rather than case– control studies, despite their original definition. most of the studies (n=8) focused on women who were diagnosed with infertility and seeking clinical treatment; in these studies, the specific type of infertility was ignored. we also found that the control (fertile) groups were quite diverse. for example, some papers used women with a history of pregnancy, antenatal women, and even healthy women without a detailed history of pregnancy. further details of the included studies are shown in table 1. figure 1. the prisma flow diagram: study selection process 306 t ab le 1 . s tu d y ch ar ac te ri st ic s a b b re v ia ti o n s: f : fe m al e; m : m al e; n /a : n o t ap p li ca b le ; p ro s: p ro sp ec ti v e; r et ro : re tr o sp ec ti v e majnooni, jamedar, azimian female infertility 307 univ med vol. 41 no. 3 meta-regression f i nding based on the public ation year and prevalence of chlam ydia trachom atis among inf ertile women the studies’ meta-regression was according to the association between the prevalence of chlamydia trachomatis among infertile women and the publication year of the study. it showed overall prevalence of chlam ydia trachom atis and neisse ria gonorrhoeae among infertile patients the overall prevalence of c. trachomatis and gonococcal infections among infertile patients was 12% and 3%, respectively, while the prevalence of c. trachomatis infection among the fertile group was 7% (figures 2 and 3). abbreviation: es = effect size figure 2. the overall prevalence of chlamydia trachomatis among infertile patients abbreviation: es = effect size figure 3. the overall prevalence of neisseria gonorrhoeae among infertile patients 308 the overall rate of infection was lower in newer studies than in older ones (figure. 4 ). however, there was no statistically significant linear trend in univariate meta-regression to explain effect size variation by publication year of study with coefficient (figure 4). meta-regression finding based on the mean age of patients and prevalence of chlamydia trachomatis among infertile women the studies’ meta-regression was according to the association between mean age of patients and prevalence of chlamydia trachomatis among infertile women. it showed that the overall rate of infection was lower at younger than older ages (figure 5). ho wever, the re was no statistically significant linear trend in univariate meta-regression to explain effect size variation by mean age of patients with coefficient (figure 5). publication bias in figure 6, the funnel plot of publication bias is shown to be symmetrical. the size of the circles shows the weight of the studies (larger circles show more samples and smaller circles show fewer samples). discussion the who estimates that the main curable stis (gonorrhea and chlamydial infection) are commonest in the 15-44-year age groups.(24). they are the most common causes of cervicitis and urethritis, and their sequelae (pelvic inflammatory disease, chronic pelvic pain, tubal factor infertility, and reactive arthritis).(25) chlamydial infections are primarily an issue of women’s health care since the manifestations and consequences are mor e damaging to the reproductive health in women than in men.(26) most urogenital c. trachomatis and gonococcal infections are initially asymptomatic but may subsequently cause considerable long-term morbidity. consequently, accurate diagnosis of both infections requires the use of specific laboratory techniques. the important progress in laboratory diagnosis of chlamydial infection includes the development of non-viabilitydependent tests. (2 7) we provid ed, to our figure 4. meta-regression finding based on the publication year and prevalence of chlamydia trachomatis among infertile women majnooni, jamedar, azimian female infertility 309 univ med vol. 41 no. 3 knowledge, the first systematic review of c. trachomatis and gonorrhea infection in infertile populations. the gonorrhea infection prevalence was several folds higher than that in the general population; the global estimate in infertile populations was 2.2%, compared with only 0.8% in the general population (per who 2016 estimates),(28) but in our study this rate was 12%. these findings should be seen against the expectation that infertile populations should be prone to a lower prevalence than the general population; there is higher frequency of sti testing among them, and therefore earlier detection and higher treatment coverage relative figure 5. meta-regression finding based on the mean age of patients and prevalence of chlamydia trachomatis among infertile women figure 6. begg’s funnel plot 310 to the general population. infertile populations may also unde rgo proph ylactic antibiotic administration, not necessarily with testing, prior to procedures such as in vitro fertilization/embryo transfer.(29,30) it is relatively clear that some sexually transmitted infections (stis) can cause inf ertility. chlamydia. t rachomatis may synthesize a large amount of heat shock protein (hsp60) and thus induce a pro-inflammatory immune response in the human fallopian tube epithelium, resulting in scarring and tubal occlusion.(31) n. gonorrhoeae may attack the epithelial cells of the fallopian tubes, thus exerting an impact on ovum transportation and fertilization.(32) our study revealed a prevalence of 12% for c. trachomatis among infertile women. these findings attest to the potential role of c. trachomatis and gonorrhea in infertility. since early detection and treatment of c. trachomatis and gonococcal infections have been challenged by the asymptomatic nature of the infections (33,34) and growing antimicrobial resistance,(35-40) these findings support the global public health value of developing sti vaccines (41,42) as a fundamental solution to the implications of c. trachomatis and gonorrhea.(43) our results also support the timeliness of a comprehensive prevention approach promoting sexual health to control n. gonorrhoeae and c. trachomatis, mitigate antimicrobial resistance and achieve who global health sector strategy targets. (35) such an approach would focus on the simultaneous implementation of biomedical (rolling-out testing and vaccination), behavioral (promoting healthier sexual lives) and structural prevention interventions (improving access to testing, treatment and care services). indeed, successful and sustainable implementation of biomedical interventions cannot be achieved without adequate levels of public awareness, access to/uptake of services, and adherence/ retention in prevention and treatment cascades. chlamydia trachomatis curr ent infection prevalence was 3% in the middle east and north africa in 2020, similar to who prevalence estimates for this region of about 3% in 2012 and about 3.5% in 2016.(44) the prevalence was also in line with who estimates for the western pacific region (about 4%) and the european region (about 3%), ( 44 ) where broad c. trachomatis control programs, including opportunistic testing, are standard in some highincome countries,(45-47) but higher than that for the south-east asian region (about 1.5%) and lower than that for the african region (about 5%) and the region of the americas (about 5.5%).(44) this high prevalence suggests substantial infection and disease burden that needs to be tackled through sexual health and sti -specific programs, for both women and men. our study has important but unavoidable limitations. data quantity and quality varied across regions and sometimes limited our ability to produce representative summary estimates. it was not possible to conduct full multivariable meta-regression to adjust for potential confounders, with the large number of predictors relative to that of studies. prevalence estimates by infertility diagnosis may have been affected by unavoidable overlap across categories; samples with mixed infertility often included tubal factor infertility (tfi), and those with non-tfi may have included other infertility diagnoses. an analysis by age could not be performed, given the low number of studies reporting patients’ age. quantity and quality of available data varied by country and population, particularly for populations at high risk where most data came from only a few countries. prevalence levels might not have been strictly representative and might have been affected by publication bias, as suggested by the small -study effect observed. the wide array of diagnostics used for ascertainment might have also introduced detection bias. factors that might have contributed to differences in c. trachomatis positivity rates across studies include sampling variation and potential selection bias, spatial or temporal variability in prevalence, and possibly unreported underlying comorbidities. this study did not assess other stis that might have also contributed to infertility, pregnancyrelated morbidity, and other health conditions in women with c. trachomatis or gonorrhea infection. such majnooni, jamedar, azimian female infertility 311 univ med vol. 41 no. 3 potential biases might have contributed to some of the unexplained heterogeneity observed in the prevalence levels. given the potential limitations in the representativeness of the prevalence measures as well as heterogeneity across studies, the calculated pooled prevalence should be interpreted as a pooled average, rather than strictly an estimate of the mean prevalence in the considered population or subpopulation. conclusion the prevalence of c. trachomatis and gonococcal infections were respectively high in infertile women. these infections are strongly implicated in female infertility and are probably an underestimated cause of unexplained infertility. screening and treatment of c. trachomatis and gonococcal infections during the course of infertility treatment might increase pregnancy rate. randomized studies including larger numbers of participants are needed, however, to reach more validated conclusions. moreover, research is strongly recommended on the mechanisms by which c. trachomatis and gonococcal infections impairs fertility and on the link between c. trachomatis and gonococcal infections and elevated androgen levels. conflict of interests all authors declare that they have no conflict of interest. funding no funding was received for conducting this study. author contribution am and kg participated in the conception and design of the study, library searches and assembling relevant literature, critical review of the paper, supervising the writing of the paper, and database mana gement. sj and aa participated in data collection, library searches and assembling relevant literature, writing the paper, and critical review of the paper. all authors have read and approved the final manuscript. references 1. rowley j, vander hoorn s, korenromp e, et al. chlamydia, gonorrhea, trichomoniasis and syphilis: global prevalence and incidence estimates, 2016. bull world health organ 2019;97: 548–62. doi:10.2471/blt.18.228486. 2. menon s, timms p, allan ja, et al. human and pathogen 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2015;5:769-79. doi: 10.4236/aim.2015.512081. majnooni, jamedar, azimian female infertility c:\users\universa medicina\docu 47 abstract universa medicina high glycosylated hemoglobin level as a risk factor of latent tuberculosis infection in patients with uncomplicated type 2 diabetes mellitus yunita arliny1*, dewi behtri yanifitri1, and diennisa mursalin2 background diabetes mellitus (dm) is known to increase the risk of infection including tuberculosis (tb). some studies also showed that 2-15% of latent tb infection (ltbi) will progress to active tb. this study aimed to obtain the prevalence of ltbi and to determine the risk factors of ltbi in patients with type 2 diabetes mellitus (t2dm). methods this was a cross-sectional study on 242 adult t2dm patients. for ltbi screening we performed the interferon gamma release assay (igra) (quantiferon tb gold plus test) and for confirmation of active tb (pulmonary tb) we performed genexpert mtb/rif sputum examination and chest x-ray. glycosylated hemoglobin (hba1c) levels, smoking history and bcg scar were collected. multivariate logistic regression was used to analyze the data. results positive igra results were found in 99 of 242 uncomplicated t2dm patients while ltbi was found in 82 patients (33.8%). there were significant differences between t2dm patients with latent tb and t2dm patients without infection in hba1c and specific ifn-γ levels (tb1 minus nil and tb2 minus nil), i.e. 8.5% and 7.6%, 2.5 iu/ml and 0.06 iu/ml, and 2.6 iu/ml and 0.08 iu/ml, respectively. multivariate analysis showed that the risk factors for ltbi in t2dm patients were smoking history, hba1c >7%, and no bcg scar. conclusions because ltbi is prevalent in t2dm, it is important to screen for it in t2dm patients due to the risk of developing severe active tb. absence of a bcg scar and high hba1c levels are strong predictors of ltbi in t2dm patients. . keywords: diabetes mellitus, latent tuberculosis infection, pulmonary tuberculosis original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.47-55 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1242 january-april, 2022 vol.41no.1 1infection division, department of pulmonology and respiratory medicine, faculty of medicine, syiah kuala university, banda aceh 2department of biomedicine, faculty of medicine, university of indonesia, jakarta *correspondence: dr.dr.yunita arliny,m.kes.sp.p(k), department of pulmonology and respiratory medicine, faculty of medicine, syiah kuala university, banda aceh, indonesia e-mail: nita.arliny@unsyiah.ac.id orcid id: 000-0003-1950-4025 date of first submission, october 16, 2021 date of final revised submission, march 17, 2022 date of acceptance, maret 22, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: arliny y, yanifitri db, mursalin d. high glycosylated hemoglobin level as a risk factor of latent tuberculosis infection in patients with uncomplicated type 2 diabetes mellitus. univ med 2022;41:47-55. doi: 10.18051/ univmed. 2022.v41.47-55 48 arliny, yanifitri, mursalin tuberculosis infection in uncomplicated diabetes mellitus introduction tuberculosis (tb) is a global public health emergency. in 2018, indonesia had an estimated tb incidence of 316 per 100 000 population, or a total of 845,000 cases, and a mortality of 37 per 100 000 population or 98,000 deaths from tb. at the provincial level, in 2018, five provinces contributed to 57% of total new and relapse notifications, i.e. west java (105,794 cases), east j ava (7 1,791), central java (65,014), dki jakarta (41,441) and north su ma tr a ( 3 5 ,035 ) . ( 1 ) t h e p r i ma r y mycobacterium tuberculosis infection will develop into tb disease in 5–10% of individuals and in the remaining 90–95% into latent tuberculosis. the latter is important because individuals with latent infection may progress to active tb at any moment, even years after the primary infection.(2) a previous study reported that diabetes mellitus (dm) is known to have a 3 times greater risk of being infected with tb and that the tb rate in dm is higher than in the general population.(3) in the 2017 who report on estimated dm-tb burden, indonesia ranked second as the country with the highest tb burden and fifth as the country with the highest number of dm patients in the world, so the relationship between dm and tb is important in tb endemic countries as well as countries with an increasing prevalence of dm.(4) although there is a known association between active tb and type 2 dm (t2dm), it is not clear how high the prevalence of ltbi in t2dm is and whether this t2dm increases the risk of developing ltbi. identifying latent tb in t2dm patients is an important measure to prevent reactivation of tb into active tb. a cross-sectional study involving 299 adult t2dm patients showed no significant difference in smoking status, duration of smoking, duration of t2dm, and hba1c level, between ltbi and non-ltbi subjects.(5) in contrast, a different cohort study in egypt involving 102 t2dm patients showed that age and hba1c level are strong predictors of ltbi in t2dm.(6) however, studies investigating the link between dm and ltbi are scarce and heterogeneous.(7) up until now, there have not been a global consensus or specia l re commendation in in done sia on performing latent tb screening in dm patients, making it difficult to find data on prevalence and r i s k f or r e a c t i va ti o n a nd th e r a pe u t i c recommendations for prevention. therefore, we conducted this study to determine the risk factors of ltbi in patients with type 2 diabetes mellitus (t2dm). methods study design this was an analytical observational study that was conducted in 2 steps. the first step was to obtain the prevalence of latent tb infection (ltbi) in dm patients and the second was to obtain the risk factors of ltbi in dm patients. the study was performed at the outpatient clinic for endocrinology, metabolism, and diabetes at the national general hospital dr. cipto mangunkusumo (rscm) and at the integrated diabetic outpatient clinic, pulmonary clinic, persahabatan hospital, from december 2017 to january 2019. research subjects the subjects were adult patients (age >18 years) with type 2 dm (t2dm) and the inclusion criteria were type 2 dm patients without complications who had been diagnosed for >1 year and were willing to participate in the study, as evidenced in writing by signing the informed consent form after receiving the researcher’s explanation and reading the explanation sheet about the study. patients were excluded if they were pregnant and/or lactating, had been diagnosed with c an cer, kidne y and l iver disorders, or were on immune-modulatory medications. sample size determination the sample size was calculated based on the prevalence of 21.6% previously reported in 49 a study on ltbi prevalence among diabetic patients in egypt.(6) using a precision of 5% at the 5% significance level, a total of 248 subjects was found to be required after assuming a nonresponse rate of 10%. the sample size was determined using a formula for sample size for prevalence of ltbi in diabetes patients, with an accuracy and type i error of 5%; we found that the total number of patients with t2dm who were to be screened for latent tb was 248. there were 6 patients who were excluded b e c a u se t he y d i d n ot r e t ur n t o u nd e r go genexpert mtb/rif sputum examination. data collection the subjects were taken by consecutive sampling. subjects who met the inclusion criteria underwent a general physical examination of vital signs and the lungs. after that, the research sub j ects were interviewed usin g a st udy questionnaire that had been prepared to obtain data on persons with t2dm, namely age, gender, length of time with t 2dm, glycosylated hemoglobin (hba1c) levels, levels of fasting plasma glucose (fpg), 2-hour post-prandial plasma glucose (pppg) and data on risk factors for tb infection, namely history of bcg vaccination, presence of bcg scars, bmi, smoking history, alcohol history, history of contact with active tb patients, and symptoms of active tb. assessment of nutritional status was carried out by anthropometric examination to assess body mass index (bmi) by measuring weight and height. bmi assessment is by dividing body weight (kg) by height in meters squared. the duration of diabetes diagnosis (years) in this study is based on the tandem study which divides the duration of diabetes into three categories, namely less than 5 years, 6-15 years a n d mor e th a n 1 5 ye a r s . ta nde m i s a multicenter prospective study with field sites in peru, romania, south africa and indonesia, countries with diverse healthcare systems and population demographics, but all with a relatively high burden of tuberculosis and an increasing prevalence of dm.(8) quantiferon blood test for examination of latent tb with the quantiferon test (qft), from each of the subjects 4 ml of venous blood was taken and 1 ml was put into each of 4 qft tubes. the four tubes were then incubated at 370c for 16"24 hours, then centrifuged, and the second stage was by elisa examination. the qft-plus test is said to be positive if the ifn-γ level is <0.35 iu/ml furthermore, the subjects were asked to have a chest x-ray and each was given two sputum pots to collect sputum. the sputum used was morning sputum. the sputum pot that had been returned by the subjects was then sent in a bag containing a blue ice pack to the laboratory for xpert mtb/rif examination. the chest xray examination was carried out with the patient in the postero-anterior (pa) thoracic position at the radiology installation of the hospital and the resulting radiograph was read and interpreted by the radiology specialist on duty at that time. test for latent tuberculosis the subjects were diagnosed with ltbi if the qft-plus test gave a positive result, the xpert mtb rif sputum examination was negative, and the chest x-ray was normal. if the qft-plus result was positive/negative/indeterminate, the results of the xpert mtb rif sputum examination were positive, and the chest x-ray was positive for tb, the study subject was diagnosed as having active tb. if the subjects obtained negative qftplus results and the xpert mtb/rif sputum was negative, then the subjects were diagnosed as t2dm without tb infection. we performed a risk factor assessment from the results of the qft-plus test. the subjects were divided into 2 groups, namely the positive and negative interferon gamma release assay (igra) groups. then, data were collected regarding risk factors for ltbi including signs and symptoms of tb (cough, coughing up of blood, shortness of breath, chest pain, fever, weight loss, night sweats), history of bcg vaccination, presence of bcg scarring, history of contact with active tb patients, duration of contact, dm univ med vol. 41 no 1 50 arliny, yanifitri, mursalin tuberculosis infection in uncomplicated diabetes mellitus c duration, smoking history, alcohol history and for laboratory analysis measurement of hba1c. statistical analysis the descriptive data in numeric form was presented as mean and standard deviation, whereas the nomina l data was given as percentages. bivariate analyses were performed to compare several variables between the two igra groups. multiple logistic regression analysis was done to obtain adjusted or (aor) and 95% confidence interval. data analysis was performed using statistical program for social sciences (spss) for windows, version 24. ethical clearance the study protocol was approved by the ethics committee, universitas indonesia, under number 17-07-0649 and ethical clearance number 610/un2.f1/etik/2017. results study subjects the subjects of the t2dm study consisted of 242 persons, with the majority being of the female sex, namely 147 subjects (60.7%). the largest age group was the age group of 60 years with 115 subjects (47.5%). the highest number of married subjects was 203 (83.9%) and the most frequent occupation was housewife, at 92 persons (38%). all t2dm subjects without a history of tb had had diabetes for an average of 10 years. the duration of diabetes (years) in this study are based on the tandem study which divides the duration of diabetes into three categories, namely less than 5 years, 6-15 years, and more than 15 years. other variables are shown in table 1. latent tb screening was carried out using igra quantiferon tb gold plus examination, xpert mtb/rif examination, and chest x-ray to eliminate active tb. from the examinations, we found 99 subjects (40.9%) with positive igra. there were 82 subjects with positive igra who met the criteria for latent tb, namely no clinical signs and symptoms of tb, negative mtb sputum characteristics n (%) sex male 95 (39.3) female 147 (60.7) age (years) <40 13 (5.4) 40 ̶ 49 28 (11.6) 50 ̶ 59 86 (35.5) ≥60 115 (47.5) marital status married 203 (83.9) widow/widower 33 (13.6) unmarried 6 (2.5) profession unemployed 13 (5.4) housewife 92 (38.0) employee 77 (31.8) retiree 60 (24.8) history of alcohol consumption yes 3 (1.2) no 228 (94.2) ex-drinker 11 (4.5) history of tb contact yes 28 (11.5) no 133 (55.0) unclear 81 (33.5) history of smoking smoker 24 (9.9) non-smoker 173 (71.5) ex-smoker 45 (18.6) hba1c (%) <7 94 (38.8) 7 ̶ 9.9 108 (44.6) ≥10 40 (16.6) bcg vaccination yes 40 (16.6) no 26 (10.7) unclear 176 (72.7) bcg scar yes 135 (55.8) no 107 (44.2) tb symptoms* yes 27 (11.2) no 215 (88.8) bmi <18.5 5 (2.1) 18.5 ̶22.9 69 (28.5) 23.0 ̶24.9 65 (26.9) ≥25.0 103 (42.5) igra positive 99 (40.9) negative 143 (59.1) ifn-γ tb1 minus nil 0.4 (0.0 ̶ 10.0) tb2 minus nil 0.18 (0.0 ̶ 10.0) xpert mtb/rif* mtb detected 1 (0.4) table 1. sociodemographic characteristics and several risk factors of the subjects (n=242) data presented as n (%) except for ifn-γ [median (min-max); hba1c: glycosylated hemoglobin; bcg: bacille calmetteguérin; bmi: body mass index; igra: interferon-gamma release assay; ifn: interferon gamma; xpert: xpert mtb/rif: mycobacterium tuberculosis and resistance to rifampin 51 univ med vol. 41 no 1 and normal chest x-ray. only 1 subject (0.4%) was identified with active tb from the result of genexpert mtb/rif sputum examination (mtb positive and no rifampicin resistance). none of the latent tb subjects had clinical symptoms and chest x-ray suggestive of tb or a positive genexpert mtb/rif sputum examination. there were 105 subjects (43.4%) without clinical tb symptoms, who had negative igra, negative xpert mtb/rif sputum test, and normal chest x-ray. there was no significant difference in history of tb contact between the two groups (p = 0.535). the presence of a bcg scar was found in different proportions in each group. there was no significant difference in bcg scar presentation between ltbi subjects and subjects without tb infection (p=0.063). the numbers of smokers and ex-smokers in ltbi subjects were greater than in subjects without tb infection. there was a significant difference in history of smoking between the ltbi group and the group without tb infection (p=0.020). the value of hba1c also showed an increasing pattern in the non-tb infection and ltbi groups at 7.6% and 8.5%, respectively. the proportion of subjects with hba1c >10% was found to be significantly greater in latent tb subjects compared to those without tb infection (p=0.002). the subjects with obese bmi but without tb infection had higher bmis compared to the latent tb group, but there was no significant difference between both groups (p=0.165) (table 2). variables latent tb (n=82) n (%) non latent tb (n= 160) (%) p value history of tb contact yes 9 (11.0) 11 (13.4) 0.535a no 46 (56.1) 47 (57.3) unclear 27 (32.9) 24 (29.3) bcg scar yes 41 (50.0) 53 (64.6) 0.063a no 41 (50.0) 29 (35.4) history of smoking smoker 16 (19.5) 9 (10.9) 0.020a ex-smoker 10 (12.1) 5 (6.2) non-smoker 56 (68.2) 68 (82.9) duration of diabetes (years) ≤5 20 (24.3) 22 (26.8) 0.831a 6 ̶ 15 41 (50.1) 35 (42.6) >15 21 (25.6) 25 (30.6) hba1c(%) <7 22 (26.8) 35 (42.6) 0.002a 7 ̶ 9.9 43 (52.5) 37 (45.2) ≥10 17 (20.5) 10 (12.2) bmi (kg/m2) <18.5 5 (6.1) 1 (1.2) 0.165a 18.5 ̶ 22.9 21 (25.6) 23 (28.2) 23.0 ̶ 24.9 21 (25.6) 18 (21.9) ≥25.0 35 (42.7) 40 (48.7) ifn-γ tb1 minus nil 2.5±2.4 0.06±0.1 <0.0001 tb2 minus nil 2.6±2.4 0.08±0.1 <0.0001 table 2. comparison of several risk factors between patients with and without latent tuberculosis data is presented as n (%) except for ifn-γ as mean±sd; a: chi square; b: t-test; hba1c: glycosylated hemoglobin; bcg: bacille calmette-guérin; bmi: body mass index; ifn: interferon gamma 52 arliny, yanifitri, mursalin tuberculosis infection in uncomplicated diabetes mellitus after multivariate analysis, we found only history of smoking, bcg scar, and hba1c value as influencing variables for ltbi in t2dm. table 3 shows that history of smoking (smokers and ex-smokers) had a significant correlation with risk of ltbi in t2dm patients and was 2.5 times higher (aor 2.47; ci 95% 1.151 6 5.295). subjects with hba1c value of >7% had a 2.1 times risk (aor 2.13; ci 95% 1.074-4.225), and those lacking a bcg scar had a 2 times higher risk to become active tb (or1.97; ci 95% 1.029-3.773). discussion of 242 t2dm subjects without tb history, 82 subjects had ltbi (33.9%) and 1 subject active tb (0.4%), based on a positive genexpert mtb/rif sputum examination. the obtained prevalence for ltbi in dm was similar to what k oesoemadinata et al.(9) found. our result was lower than that of a study in mexico (51%) with an almost similar population, but higher than that of studies in singapore (28.2%) and malaysia (28.5%). only 1 active tb patient was found in the present study, which is similar to that of a study by leow et al.,(10) which only found 1 active tb patient among 220 patients screened for tb. a systematic review by workneh et al.(11) mentioned that the tb prevalence in the dm population ranged between 0.38 6 14% with a median of 4.1%. zheng et al.(12) found that the tb prevalence in the dm population of china ranged from 0.3 6 0.8. the lower prevalence in our study compared to koesoemadinata et al.(9) may be because of the different study locations. west java is the province with the highest tb prevalence in indonesia while jakarta is only number four. this surely may have affected the tb exposure. the proportion of ltbi subjects with a smoking history showed that there were more non-smokers than ex-smokers and active smokers, but compared to the non-tb infection group, the ltbi group had more subjects with a history of smoking. we already know that smoking had an obvious relationship with increases in the risk of tb infection, active tb, relapse during tb treatment, and death from tb. smoking affects the important biological defense mechanism against early tb infection and active tb. this includes abnormalities in airway secretion clearance, lowered function of lung macrophages, and decrease in ifnγ and tnf-α production. smoking aggravates tb infection and increases the risk for active tb.(13) some systematic reviews and meta-analyses had reported a correlation of cigarette smoke exposure with tb infection, active tb, and death from tb. nicotine in cigarettes works through α 6nicotinic receptors which will reduce the production of tnf-α by macrophages to prevent protection against tb and increase the progress of tb infection. cigarette smoke also will reduce the secretion of il-12, ifn-γ, and tnf-α to prevent granuloma formation. this will cause an increase in the risk for tb infection which will later on develop into active tb.(13,14) a crosssectional study in china also showed that smoking is a risk factor for ltbi especially in older smokers and that the risk was correlated with the number of cigarettes, while quitting smoking was closely related to successful ltbi therapy.(15) detection of ltbi showing false negative igra results is more frequent in smokers than in nonsmokers. smoking also causes delayed sputum parameter or aor 95 % ci p value smokers hba1c >7% no bcg scar 0.904 0.756 0.678 2.469 2.130 1.970 1.151 – 5.295 1.074 – 4.225 1.029 – 3.773 0.031 0.020 0.041 table 3. multivariable logistic regression analysis of factors associated with ltbi in the t2dm subjects (n=242) or: odds ratio; aor: adjusted odds ratio; ci: confidence interval; hba1c: glycosylated hemoglobin; bcg: bacille calmetteguérin 53 conversion which prolongs therapy.(13,14) exposure to cigarette smoke whether first-hand or secondhand smoking is related to the risk of tb infection and can cause active tb. a study by bai et al.(16) showed that taiwan had a relative risk of 5.61 for positive microscopic sputum examination in tb smokers with dm than in tb non-smokers without dm. therefore tb-dm comorbidity is in general presumably more often found in smokers than in non-smokers. hemoglobin a1c is a product of glucose binding to hemoglobin (hb) in erythrocytes. examination of this parameter is a gold standard examination to evaluate control of blood glucose. generally, the half-life of hb is approximately 34 months so the value of hba1c reflects the control of blood glucose over a long period of time. based on the american diabetes association complete guide to diabetes,(17) hba1c has been approved as the glycemic control measurement parameter in dm patients. the level of diabetic control in our study as measured by hba1c showed uncontrollable diabetes in ltbi subjects. martinez et al.(18) in their study found the mean of hba1c in tb diabetic subjects to be 7.5, which is lower than the 8.5% in our study, which shows that an hba1c value of >7% is correlated with the incidence of ltbi in dm patients. our study is in line with a meta-analysis by chen et al.(19) who concluded that the tb prevalence will increase by 2.05 times in patients with an hba1c of >7% compared to patients with an hba1c of <7%. an epidemiological study in america also showed that patients with poor glycemic control had a 2.2 times higher risk of latent tb infection than had patients without diabetes. the high hba1c level shows poor glycemic control and is correlated with an increased risk of diabetic complications which further increases the risk for tb infection. the effect of the increase in hba1c level on the natural and adaptive immune system has been known from some studies. hba1c is related to a receptor for advanced glycation end product (rage). among the functions of rage is participating in the control of t cell activation and differentiation. one study showed that an elevated hba1c level might be a factor contributing to hb structural modifications in diabetics, which may have deleterious effects linked to the pathological complications of type 2 diabetes mellitus. (20) reaching glycemic control in countries with a high diabetic burden in asia is quite difficult due to the lack of optimum health facilities, poor education, and great economic disparity. a 5-year survey of 11,799 diabetes patients, among whom 5,888 were from asia, showed that only 20–30% had an hba1c of <7%.(21) the diabcare-asia project performed a cross-sectional study and reported that among 24,317 diabetic patients from bangladesh, china, indonesia , malaysia, philippines, singapore, south korea, sri lanka, taiwan, thailand, and vietnam, 55% had an hba1c value of >8%.(11) poor glycemic control in asian diabetes patients, including those from indonesia, is an imp ortant factor in the development of ltbi and also the reactivation of latent tb in patients with dm. gomez et al.(22) in their study showed that attachment to and ingestion of m. tuberculosis by monocytes in dm subjects were lower compared to non-dm subjects. multivariate analysis showed poor glycemic control as measured by hba1c and fbg as predictive factors for the low interaction between m. tuberculosis and monocytes. our study showed that the absence of a bcg scar affected the incidence of latent tb in type 2 dm. this result is in line with the study by lin et al.(23) which reported that the presence of a bcg scar protected t2dm patients against ltbi. the study by chen et al.(24) also showed that bcg vaccination is a protective factor against latent tb. some studies showed similar results and found that the effectivity of bcg vaccine protectivity towards tb infection was 59%.(25) the present study has some limitations including the fact that some misleading factors such as uncontrollable socioeconomic and environmental factors which might be correlated with dm affect the measurement of ltbi risk. however, the present study used the quantiferon tb gold plus test which is the latest generation univ med vol. 41 no 1 54 arliny, yanifitri, mursalin tuberculosis infection in uncomplicated diabetes mellitus of igra for measuring ifn-γ not only from cd4 but also from cd8, so that the reduced sensitivity in t 2dm can be man aged. the clinical implication of our study is the increased awareness of t2dm patients in the future, because they have a high risk of ltbi. a longitudinal study is therefore required to identify the predictive value of hba1c for progression to active tb in patients with dm. conclusion this study demonstrated that a high hba1c level is a risk factor of ltbi in patients with t2dm from a geographic area that has a high incidence of tb. it is important to perform tb screening in dm patients due to the high risk for ltbi and progression to active tb. conflict of interest the authors have no financial or personal conflicts of interest in the present study. acknowledgements the authors thank the participants for their cooperation until the completion of the study. contributors ya contributed to the conception of the study, data collection and final approval of the version to be published. db contributed to data analysis and interpretation. d contributed to drafting the manuscript. all authors have read and approved the final manuscript. references 1. kementrian kesehatan republik indonesia. the republic of indonesia joint external monitoring mission for tuberculosis; 2020. 2. salgame p, geadas c, collins l, jones-lópez e, ellner jj. latent tuberculosis infection revisiting and revising concepts. tuberculosis (edinb) 2015;95:373–84. doi:10.1016/j.tube.2015.04.003. 3. jeon cy, murray mb. diabetes mellitus increases the risk of active tuberculosis: a systematic review of 13 observational studies. plos med 2008;5:1091–101. doi: 10.1371/ journal.pmed.0050152. 4. kementerian kesehatan republik indonesia. indonesia national tb program. current status of integrated community based tb service delivery and the global fund work plan to find missing tb cases; 2018. 5. ping pa, zakaria r, islam ma, et al. prevalence and risk factors of latent 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eastern china of low tb incidence. plos one 2015;109. doi.: 10.1371/journal.pone.0141511. 25. trollfors b, sigurdsson v, dahlgren-aronsson a. prevalence of latent tb and effectiveness of bcg vaccination against latent tuberculosis: an observational study. int j infect dis 2021;109:27982. https://doi.org/10.1016/j.ijid.2021.06.045. univ med vol. 41 no 1 c:\users\user\documents\41 no 2 abstract universa medicina reversible ethambutol-induced optic neuropathy: report of a rare case syntia nusanti1, rasyidia laksmita putri2, and dearaini2 background ethambutol (emb) is one of the first-line anti-tuberculosis therapy. one of its precarious side effects is ethambutol-induced optic neuropathy (eon). the ocular manifestations of eon include painless loss of central vision and cecocentral scotomas in the visual field. case description a 60-year old man presented with gradual and painless visual loss since 3 months prior to visit. the accompanying symptoms were frequent headache without double vision and photophobia. he had been diagnosed with pulmonary tuberculosis (tb) for 9 months and consumed emb for 7 months before being advised to discontinue. there was neither history of systemic diseases nor family history of neuropathy. examination showed reduced visual acuity with positive relative afferent pupillary defect (rapd) on right eye. humphrey test showed bilateral generalized visual loss. ocular computed tomography (oct) showed retinal nerve fiber layer (rnfl) thickness was within normal limit. magnetic resonance imaging (mri) brain indicated unremarkable result for optic neuropathy. based on the examinations listed above, this patient was diagnosed as eon and emb was stopped immediately. patient was given oral citicoline 1000mg and zinc supplementation for one month. after 1 st and 3 rd month follow up, patient’s visual function was gradually improved. the ophthalmic examinations indicated recovery of the visual function. conclusions this case suggested that an early detection and intervention in patient with eon has promising result in visual outcome. eon is a reversible optic neuropathy if the ocular toxicity is monitored closely among the tuberculosis patients who are prescribed emb regiment. keywords: ethambutol, optic neuropathy, toxic optic neuropathy abbreviations: bcva = best-corrected visual acuity, eon = ethambutolinduced optic neuropathy, erg = electroretinogram, iop = intraocular pressure, mferg = multifocal electroretinogram, oct = optical coherence tomography, ou = oculus uterque, rapd = relative afferent pupillary defect, rnfl = retinal nerve fiber layer, vep = visual evoked potential. review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41............... copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1274 may-august 2022 vol.41no.3 cite this article as: nusanti s, putri rl, dea rain i. reversible ethambutol-induced optic neuropathy: report of a rare case. univ med 2022;41: ........... doi: 1 0 . 1 8 0 5 1 / u n i v m e d . 2 0 2 2 . v41................. 1neuro-ophthalmology division, ophthalmology department, faculty of medicine, university of indonesia cipto mangunkusumo hospital, jakarta, indonesia 2ophthalmology department, cipto mangunkusumo hospital, jakarta, indonesia *correspondence: syntia nusanti, md cipto mangunkusumo hospital, jakarta jl kimia no 8, menteng, jakarta email: syntia_nusanti@hotmail.com sidiksyntia@gmail.com orcid id : 0000000273750764 date of first submission, december 24, 2021 date of final revised submission, august 4, 2022 date of acceptance, august 13, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license univ med vol. 41 no 3 introduction tuberculosis (tb) is an infectious disease that is found in every country in the world.(1) indonesia accounts for 44% of global tb cases.(2) one of the first-line medications of tb is ethambutol (emb), which however has been associated with several side effects.(3,4) the most well-documented and precarious ocular side effect is ethambutol-induced optic neuropathy (eon). the worldwide prevalence of eon in 2013 was 100,000.(3) a study in taiwan reported that the incidence of eon was 1.29% in 4803 patients with tb and incidence in male patients was higher than in females.(5) according to a retrospective study in indonesia, eon was recorded in 51 patients with initial presentation of poor visual acuity and mean duration of emb therapy of 6.2 months.(6) the diagnosis of eon is commonly established after the presence of vis u a l s ymp to ms. t h e t yp i c al c l in i c a l manifestations of eon are painless, subacute, and bilateral loss of vision. these manifestations may begin between 1 – 36 months a fter receiving emb, but in general eon may develop at 9 months of treatment.(3) several assessments s uc h a s visu a l a c u i t y a n d vi sua l f i e l ds examination, visual evoked potential (vep), multifocal electroretinogram (mferg) and retinal nerve fiber layer (rnfl) thickness are commonly used to detect early and subclinical toxicity.(3,7) at the beginning, the optic nerve appears normal, but as the disease progresses, optic atrophy might present, which indicates irreversible damage. several risk factors such as hypertension, renal disease and age of more than 65 years are related to a greater risk of eon, although eon is believed to be doseand d ur a t io n -de p e n de nt . ( 3 ,7 ) t he t o xi c it y of ethambutol has been reported to be reversible following early detection of eon. if the patient initially presents with optic disc pallor, the prognosis of eon is considered poor. early detection and immediate emb discontinuation are pivotal in impeding irreversible damage. besides ethambutol cessation, several studies mentioned that citicoline and zinc administration in eon patie nts produce s gives a be tter o ut c o me . h ow e ve r, t h e r e h a s b e e n no established therapy yet to restore ganglion cell loss due to eon. thus, it is necessary to detect eon as soon as possible to prevent severe outcome.(5,7) in the present case report, we aimed to report an eon case that came to our hospital recently, to evaluate the clinical characteristics of eon, and to show that early detection of eon can prevent further damage. case report a 60-year-old man came with bilateral gradual and painless visual loss since 3 months prior to visit. the accompanying symptoms were frequent headache without photophobia and double vision. there was neither history of meta bolic disease s nor f amily history of neuropathy. the patient had been diagnosed with pulmonary tb for 9 months and consumed antituberculosis drugs ever since. the patient took an anti-tuberculosis fixed-drug combination which contains emb 15mg/kg/day. previously, he had seen an ophthalmologist regarding his visual loss complaint, when he was advised to immediately discontinue emb therapy and was given oral corticosteroids for a week. then, the patient was referred to our outpatient department ward for further investigation. the vital signs were within normal limits. initial visual acuity (va) on the right eye was 2/60 and on the left eye 5/60. left and right pupillary light reflexes were normal, but positive relative afferent pupillary defect (rapd) was present on the right eye. there was also increased lens opacity on the left eye, indicating mature cortical cataract. funduscopic examination showed normal optic discs. humphrey visual field testing was done to assess patient’s visual field (vf), showing bilateral generalized visual loss with visual field index (vfi) of 13% and mean deviation (md) of -26.59 db on the right eye, and vfi of 43% and md of -19.9 db on the left eye (as shown in figure 1). testing revealed remarkable improvement, vfi 84% and md -3.98 db for right eye and vfi 87% and md -4.20 db for left eye. relative afferent pupillary defect on right eye became negative, and no recurring symptoms were present. it is possible that left ocular va did not significantly improve due to lens opacity, hence we planned cataract extraction as the next step of treatment. figure 2 and table 1 explain the improvement in visual fields at each given time. written informed consent was obtained from the patient for publication of this article and any accompanying images. discussion the onset of ocular symptoms of eon varies from days to months after emb treatment. the safe dose of emb has not been established, but it has been reported that emb therapy at more than 15mg/kg/day may increase the incidence of eon.(8) in previous studies, the population of individuals aged 22–90 years (mean 66.9 years) color vision and contrast sensitivity test were not performed due to patient’s poor va. optica l c oherenc e tomography (oct) examination found that the retinal nerve fiber layer (rnfl) thickness oculus uterque (ou, both eyes) was within normal limit, indicating no significant degeneration of optic (as shown in figure 2). mri brain scan showed no significant result for acute optic neuropathy, but in relation to patient’s clinical presentation, a subacute phase should be considered. based on history taking and ocular examinations, this patient was diagnosed as eon. since the patient had already stopped taking emb for 2 months prior to visit, we prescribed oral citicoline 1000mg od and zinc supplementation od for 1 month. he was also advised to visit his internist regarding the continuity of his anti-tuberculosis medication. at 1st month follow up, patient’s va was 6/45 for the right eye and 3/60 for the left eye. both va and vf were gradually improved at 3rd month follow up. va became 6/18 and 3/60 for the right and left eye, respectively. humphrey visual field nusanti, putri, dearaini reversible ethambutol-induced optic neuropathy figures 1. humphrey visual field testing at initial visit (a), 1st month follow up (b) and 3rd month follow up (c) a : humphrey visual field testing at initial visit showed generalized visual loss on both eyes b : during 1 st month follow up showed improvement; bitemporal hemianposia c : at 3 rd month follow up showed reversible visual field defect compared to initial visit univ med vol. 41 no 3 a b with history of emb therapy develops eon. the mean emb dosage was 14.5mg/kg/day and duration of treatment was 1 to 21 months.(1,5) this is similar to our patient’s characteristics and history of medication. our patient was 60 years old and received emb at 15mg/kg/day. after a 6-month period of medication, the patient had his first visual symptoms which presented as visual loss. typically, patients with eon complain of subacute, bilateral, painless, and symmetrical central visual loss, which is also in line with our case.(3) humphrey visual field testing in this case showed bilateral generalized visual loss and in the next 3rd months of follow up, the grey-scale images on humphrey visual field testing show a cecocentral scotoma, which is similar to previous studies where visual field examination mostly revealed central or cecocentral scotoma.(3) ocular computed tomography examination in the 1st month of follow-up shows that rnfl thickness was within normal limits. in another longitudinal study performed by han et al.,(9) the rnfl thickness was within the normal range after the patients stopped taking the drug. in a recent study, kim and park (10) reported increase in rnfl thickness among tuberculosis patients receiving ethambutol in the dosage range of 15 to 19 mg/ kg/day. it is important to do oct examination in figure 2. initial ocular computed tomography (oct) showed no significant loss of retinal nerve fiber layer (rnfl) table 1. humphrey visual field testing during initial assessment and follow ups vfi: visual field index, md: mean deviation written informed consent was obtained from the patient for publication of this article and any accompanying images initial assessment 1st follow up 3rd follow up vfi od 13% 48% 84% os 43% 58% 87% md od -26.59 db -17.18 db -3.98 db os -19.9 db -13.8 db -4.20 db eon patient to investigate structural changes to particular retinal layers.(11) our patient showed gradual improvement in both va and vf after emb cessation and start of oral citicoline 1000mg od and zinc supplementation therapy. this can be attributed to a previous taiwanese study which mentioned visual improvement in 50% of the subjec ts af ter discontinuation of emb. (5 ) ethambutol acts by inhibiting mycobacterial cell wall synthesis through its metal chelating properties. the similarity between human mitochondria and bacterial cell wall might lead to accumulation of reactive oxygen species in ocular cells, thus resulting in apoptosis and optic nerve degeneration.(8) previous studies have shown that emb in canines might synthesize a metabolite which significantly decreases the zinc concentrations in ocular tissue.(12) zinc is present in high concentrations in the retina and choroid, therefore zinc deficiency will affect the physiological ocular function, because it plays a role as cofactor in several ocular enzymes.(13) the mechanism of eon is believed to be due to inhibition of lysosomal activity and to zinc chelation.(3) a previous study stated that zinc plays an important role in eon.(14) inhibition of zinc chelation can reduce its cytotoxicity to the retinal ganglion cells.(14) another study stated that the number of retinal ganglion cells decreased in rats which were introduced to emb, hence it is believed that retinal ganglion cell disturbance plays a major role in eon manifestation.(15) our patient was given zinc supplementation in order to suppress the apoptotic rate of the retinal ganglion cells. citicoline 1000 mg was also prescribed to the patient. according to a previous study, retinal ganglion cell damage caused by eon can be suppressed by citicoline administration as shown in the finding that the number of retinal ganglion cells in rats with emb intoxication receiving citicoline was higher than in the other group not receiving citicoline.(6) systemic diseases such as hypertension, diabetes mellitus and renal failure can affect the visual recovery of eon.(3) our patient did not have any underlying diseases, and the final visual outc ome was remarkably improved. currently, there is no effective treatment for ganglion cell damage due to eon. primary prevention is considered the best management. patients with ethambutol therapy should be informed regarding the adverse effect and the need for periodical ocular screening. ocular examination (visual acuity, visual field testing, color vision testing and funduscopy) should be perf ormed prior to treatment with ethambutol.(3) this case report has several limitations. more specific ocular examinations such as mferg and vep should have been performed during initial and follow visit. these examinations could have given information about visual function be fore and after treatment and used as a parameter to evaluate treatment efficacy. conclusion it is still debata ble whether visual disturbance in eon is reversible. however, immediate ethambutol cessation might improve the visual impairment of the patients. this case report shows that early detection of eon in pulmonary tb patients who are taking ethambutol and complain of visual loss may reverse the visual defect. we can conclude that the reversibility of eon relies on early detection and intervention. thus, it is necessary for an ophthalmologist to monitor patients with ethambutol therapy during the treatment period. conflict of interest all the authors declare that there is no conflict of interest. acknowledgments we would like to thank rianti wulandari pratiwi, md and marcia budihardja, md for collecting the data and all the contribution for this paper. we also thank all the doctors, and colleagues at cipto mangunkusumo hospital, jakarta for the contribution. nusanti, putri, dearaini reversible ethambutol-induced optic neuropathy univ med vol. 41 no 3 authors contribution s.n was the ophthalmologist who diagnosed and was responsible for the management of this patient. all authors contributed equally to the presentation of case report and the manuscript. s.n supervised the case report and final manuscript. funding statements there are no financial conflicts or interest to disclose. funding statements there are no financial conflicts or interest to disclose. references 1. kim jh, yim j. achievements in and challenges of tuberculosis control in south korea. emerg infect dis 2015;21:1913–20. doi: 10.3201/ eid2111.141894. 2. world health organization. global tuberculosis report 2013. geneva: world health organization;2013. 3. chamberlain pd, sadaka a, berry s. ethambutol optic neuropathy. curr opin ophthalmol 2017; 28:545-51. doi: 10.1097/icu.0000000000000416. 4. kim yj, lim sh, kim u. natural course and prognostic factors of ethambutol toxic optic neuropathy. res sq 2020;4–11. doi: 10.21203/ rs.3.rs-76098/v1. 5. chen s, lin m, sheu s. incidence and prognostic factor of ethambutol-related optic neuropathy/ : 10-year experience in southern taiwan. kaohsiung j med sci 2015;31:358–62. doi: 10.1016/j.kjms.2015.05.004. 6. sari ri. the effect of citicoline on ethambutol optic neuropathy: histopathology & immunohistochemistry analysis of retina ganglion cell damage level in rat model. [thesis]. jakarta: universitas indonesia; 2016. 7. bandyopadhyay s, banerjee s, bandyopadhyay s, shamantha m, biswas s. a prospective evaluation of ocular toxicity in patients receiving ethambutol as anti tubercular therapy. sudan j ophthalmol 2020;12:10–4. doi: 10.4103/ sjopthal.sjopthal_4_20. 8. tang ra, schiffman j, cruz ra, corsi g. ethambutol: friend or foe?, exp rev ophthalmol 2014;2:59-61. doi: 10.1586/17469899.2014.898564. 9. han j, byun mk, lee j, et al. longitudinal analysis of retinal nerve fiber layer and ganglion cell-inner plexiform layer thickness in ethambutolinduced optic neuropathy. graefe’s arch clin exp ophthalmol 2015;253:2293–9. doi: 10.1007/s00417-015-3150-8. 10. kim kl, park sp. visual function test for early detection of ethambutol induced ocular toxicity at the subclinical level. cutan ocul toxicol 2016; 35:228–32. doi: 10.3109/15569527.2015.1079784. 11. pavan taffner bm, mattos fb, cunha mcd, saraiva fp. the use of optical coherence tomography for the detection of ocular toxicity by ethambutol. plos one 2018;13:e0204655. doi: 10.1371/journal.pone.0204655. 12. sarkar s, ganguly a, sunwoo hh. current overview of anti-tuberculosis drugs: metabolism and toxicities. mycobact dis 2016;6. doi:10.4172/ 2161-1068.1000209. 13. erie jc, good ja, butz ja, pulido js. reduced zinc and copper in the retinal pigment epithelium and choroid in age-related macular degeneration. am j ophthalmol 2009;147:276-82. http:// dx.doi.org/10.1016/j.ajo.2008.08.014. 14. chung h, hee y, jin j, sook k, young j, kim j. ethambutol-induced toxicity is mediated by zinc and lysosomal membrane permeabilization in cultured retinal cells. toxicol appl pharmacol 2009;235:163–70. 15. kinoshita j, iwata n, maejima t, kimotsuki t. retinal function and morphology in monkeys with ethambutol-induced optic neuropathy. invest ophthalmol vis sci 2012;53:7052-62. doi: https:// doi.org/10.1167/iovs.12-103082012;7052–62. cite this article as: ibrahim n, andraini t, yusnidar a, putu indah paramita adi putri pipa, sia nipa r ir. neuroprotective effect of south sulawesi propolis on neurogenesis in primary cultures of rat cerebral cortical neurons. univ med 2023;42 :137-49 . doi: 10. 18051 / u nivm e d. 2023 . v42 : 137 149 may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 neuroprotective effect of south sulawesi propolis on neurogenesis in primary cultures of rat cerebral cortical neurons nurhadi ibrahim1 , trinovita andraini1 , amirah yusnidar2 , putu indah paramita adi putri2 , and imelda rosalyn sianipar1* abstract background neurodegenerative diseases have a significant risk factor, namely aging, which is associated with increased neuronal dysfunction and death. propolis has been widely used as medicine due to its various benefits. this research study investigated the effect of propolis from the stingless bee (tetragonula sapiens) from south sulawesi, indonesia, on neurogenesis in primary cultures of embryonic cerebral cortex of wistar rats at 17-18 days of gestation. methods this research was an experimental study involving 4 female pregnant wistar rats, which were terminated and the cerebral cortex of the embryos collected and grown as primary cultures. the cultures were divided into 3 groups, i.e. control, vehicle, and propolis extract group. the research began with 3-(4,5-dimethylthiazol-2-yl)-5-(3carboxymethoxyphenyl)-2-(4-sulfophenyl)-2h-tetrazolium (mts) to obtain the optimal dose among propolis doses of 0.5 μg/ml, 1 μg/ml, 5 μg/ml, 10 μg/ml, 25 μg/ml, and 100 μg/ml. the study was continued by using the best dose in immunostaining examination using microtubule-associated protein 2 (map2) primary antibody and qrtpcr examination of brain-derived neurotrophic factor (bdnf) mrna expression. one way anova and kruskal-wallis test were used to analyse the data. results the results showed that the propolis doses of 0.5 μg/ml and 1 μg/ml significantly increase cell viability compared to the other doses (p=0.011) and stimulate dendritic growth. the propolis dose group of 1 μg/ml induces a significantly higher expression of bdnf mrna than the control group (p=0.031). conclusion our findings indicate that stingless bee propolis has neuroprotective effects against bdnf mrna in rats. it is shown that propolis can be a candidate inhibitor in neurodegenerative diseases. keywords: propolis, neurodegenerative disease, brain-derived neurotrophic factor, rat 1department of medical physiology and biophysics, faculty of medicine universitas indonesia, jakarta, indonesia 2master program in biomedical sciences, faculty of medicine universitas indonesia, jakarta, indonesia *correspondence: imelda rosalyn sianipar department of medical physiology and biophysics, faculty of medicine universitas indonesia jalan salemba raya no. 6 jakarta pusat, jakarta, indonesia 10430 e-mail: imelda.rosalyn@ui.ac.id orcid id: 0000-0002-1438-096x date of first submission, november 30, 2022 date of final revised submission, june 22, 2023 date of acceptance, july 20, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2023.v42:137-149 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1400 137 original article mailto:imelda.rosalyn@ui.ac.id https://orcid.org/0000-0003-3682-0820 https://orcid.org/0000-0003-4264-7729 https://orcid.org/0009-0008-5636-3376 https://orcid.org/0009-0007-9507-3542 https://orcid.org/0000-0002-1438-096x https://univmed.org/ejurnal/index.php/medicina/article/view/1400 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 138 introduction the global prevalence of elderly is rising, affecting an increasing number of degenerative diseases such as neurodegenerative diseases. neurodegenerative disease is defined as a condition of progressive neuronal loss in the central nervous system (cns), that may cause physical disability, cognitive deficits, or both. alzheimer’s disease and parkinson’s disease are the most common neurodegenerative diseases, characterized by behavioral disturbances and progressive cognitive dysfunction.(1) there are an estimated 6.2 million americans above 65 years of age living with alzheimer’s, and this could potentially grow up to 13.8 million by 2060 if there are no medical developments to prevent, slow down or cure alzheimer’s disease.(2) neurodegeneration is a state where there is a degradation of the cell’s ability to respond to stre ss, resulting in the disruption of cell homeostasis and protein formation.(3) the neurodegenerative diseases are correlated with toxic protein deposition, such as in alzheimer’s disease, where the accumulation of amyloid-β peptides in the human brain trigger s the dysfunction of synapses and neural networks that may cause cognitive deficits.(4) the for mation mechanism of neurodegenerative diseases has been targeted as a therapy and prevention, and several herbal medicines have been investigated that protect cells against free radicals and have antioxidant potential. one of these herbals is propolis, that is collected by honeybees from plants and has a number of important biological functions, including antitumor, immunomodulatory, anti-inflammatory, antioxidant, anticarcinogenic, antiviral, antimicr obial, antiparasitic and antidiabetic properties.(5) the organic compounds that have been identified in propolis are polyphenols, terpenes, esters, amino acids, vitamins, minerals, and sugars.(6) the other common constituents of propolis are organic acids, ketones, aldehydes and hydrocarbons.(7) the bioactive molecular profile of raw propolis is variable depending on geographical and botanical origin, season, bee genetics and environmental factors.(8) propolis contains chrysin, caffeic acid phenethyl ester (cape), and caffeoylquinic acid (cqa) that have neuroprotective effects.(9) previous studies proved that green propolis from brazil can inhibit apoptosis in sh-sy5y neuronal cell culture (a human neuroblastoma cell) exposed to staurosporine by inhibiting caspase-3 and apoptosis through an intrinsic pathway.(10) propolis extract reduced lactate dehydrogenase (ldh) production in cell line cultures of pheochromocytoma pc12 due to h 2 o 2 exposure, thereby showing that propolis extract has a protective effect on mitochondria and neuronal cell membranes.(9) in the neurological and neurodegenerative disease models, namely alzheimer’s disease, parkinson’s disease, and epilepsy, propolis also showed potential therapeutic benefits. propolis was demonstrated to reduce amyloid fibrillation and reduce the i mpa ct of amyloid accumulation.(10,11) several phenol compounds in propolis can increase the expression of neuronal differentiation signalers (gap-43, neurofilament light subunit, synaptophysin, synapsin) that are required for neuronal growth. propolis may boost synapse formation through br ain derived neurotrophic factor (bdnf),(12) which is a neurotrophin that plays a leading role in the development, maintenance, repair and survival of neuronal populations. some evidence shows that decreased function of neurotrophins and their receptors may cause neuronal inj ury and contribute to neurodege nerative diseases. neurotrophins and bioactive compounds with the capability to activate neurotrophic receptors have a great potential in managing neurodegenerative diseases and other neurological disorders.(13) there are various types of propolis growing in indonesia and previous research examined the propolis content of stingless bees (tetragonula sapiens) collected in south sulawesi. this propolis has an antioxidant component from phenol compounds (14) and is observed to be an effective antioxidant and anti-inflammatory. this 139 propolis has been studied based on the isolation conducted by miyata et al.(15) of propolis from tetragonula sapiens from south sulawesi, that contained the following flavonoid compounds: 2',3'dihydro-3'-hydroxypapuanic acid; (–)-papuanic acid, (–)-isocalolongic acid, isopapuanic acid, isocalopolyanic acid, glyasperin a, broussoflavo zero f; (2s)-5,7-dihydroxy-4'-methoxy-8prenylflavanone, and isorhamnetin. however, there is no study regarding the effect of propolis from south sulawesi on neurogenesis of rat cortex primary cultures in the basal condition. therefore this study aims to determine the effect of propolis on neurogenesis, by looking at its effect on cell viability, on bdnf mrna expression, and on dendritic growth in rats. methods research design an in vitro e xper imental study was conducted at the jakarta litbangkes animal laboratory, the imeri-ui molecular biology and proteomics core facilities (mbpcf) laboratory, and the stem cell and tissue engineering (scte) laboratory from may 2022-november 2022. experimental animals female wistar rats were obtained from the animal laboratory of litbangkes jakarta, with a pregnancy of 17-18 days, the initial weight of the rats before pregnancy being 250 grams. the animals were kept on a light/dark cycle for twelve hours on each cycle, at a temperature of ±22oc, while feed and drinking water were served ad libitum. accordingly, the total number of samples in this study was 4 female rats with 2 male rats to fertilize the females. two female rats were used for mts examination and the other two female rats were used for immunostaining and qrt-pcr of bdnf mrna. eac h group treatment was repeate d in triplicate. all experiments were performed in accordance with the standard guidelines for the care and use of laboratory animals. reagents ketamine hcl (pt. guardian phartama indonesia), ilium zylazil-100 ( troy laboratories pty. limited), poly-d lysine (gibco), corning® laminin surface (merck), dimethyl sulfoxide (biomatik), d-(+)glucose solution 45% (gibco), dulbecco’s phosphate buffered saline (dpbs) modified 10x (gibco), neurobasal-a medium (gibco), b-27 supplement serum free (gibco), l-glutamine 100x (gibco), papain lyophilized (sigma), bovine deoxyribonuclease i type ii (sigma), propolis powdered extract (cv. nano biotek indonesia), fetal bovine serum (sigma) , celltiter 96 aqueous solution cell proliferation assay (promega), paraformaldehyde 37% (merck), pipes (sigma), triton x-100 surfact-amps detergent (thermo scientific), map2 antibody (genetex), vectafluor excel amplified antimouse igg (vector laboratories), dylight 488 antibody kit (vector laboratories), vectashield antifade mounting medium with dapi (vector laboratories), quick rna miniprep plus isolation kit (zymo research/california), synthesis kit for cdna revertra ace® qpcr rt master mix with gdna remover (toyobo/osaka, japan), real time pcr kit sensifast sybr® hi-rox (bioline/california), bdnf mrna primer and housekeeping gene gapdh (integrated dna technologies). preparation of propolis extract the propolis preparation used in this study was a product available on the free market that contained propolis extract powder. the extract doses used for the treatment were 0.5 µg/ml, 1 µg/ml, 5 µg/ml, 10 µg/ml, 25 µg/ml and 100 µg/ml. each dose was dissolved in 1% dmso. the primary culture was divided into 8 groups, namely medium (neurobasal growth medium) gr oup a s positive control, ve hicle gr oup, (neurobasal growth medium and 1% dmso) and the groups given propolis extract at doses of 0.5 µg/ml, 1 µg/ml, 5 µg/ml, 10 µg/ml, 25 µg/ml and 100 µg/ml. the best dose in the mts assay univ med vol. 42 no. 2 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 140 was followed by immunostaining examination and measurement of bdnf expression, which was then compared with the control and vehicle groups. the mts assay was carried out 24 hours after treatment, while the immunostaining examination a nd me asurement of bdnf expression were carried out on the 7th day after treatment. each treatment group was tested in triplicate. neuronal cell culture pregnant female wistar rats at 17-18 days gestation were terminated with 90mg/kg ketamine and 10mg/kg xylazine. the abdomen was cleaned with 70% ethanol and an incision made to open the peritoneal space. after the amniotic sac was located, the embryo was removed from the uterus and transferred to a petri dish filled with phosphatebuffered saline (pbs). we used pbs 1x made into 1l and autoclaved at 121oc for 20 minutes. one day before rat dissection, incubation was performed by using poly d-lysine substrate at 0.1 mg/ml in 12 wells that had been placed on a 1ml cover slip of 18 mm diameter (until submerged). incubation was conducted at 4oc overnight. on the next day, the poly d-lysine was aspirated and the well washed three times with pbs. the well was incubated with 600 μl/well of laminin at 5 μg/ml concentration for 4 hours at 4oc. after the rat termination process, the rat embryo cortex isolation process was performed, the rat skull was fixed at the back and the lower part of the head was trimmed. after the brain was released from the meninges, the clean cortex was taken from the brain. the clean cortex was transferred to a 15 ml phial filled with pbs glucose. after the microdissection was completed, the pbs glucose was discarded and papain solution (10 mg papain in 1 ml sterile distilled water) was added and incubated for 15 minutes at 37oc. for papain inactivation, pbs/glucose, b27 supplement, and dnase was added and incubated for 5 minutes at 37oc. the dissociation and centrifugation were conducted at 1000 rpm for 5-10 minutes. the supernatant was discarded and bsa cushion was added (bsa and neurobasal growth medium that had been filtered and homogenized). then recentrifugation was done at 120 g for 6 minutes and the super natant was discar ded and resuspended with 5 ml of neurobasal growth medium. neurobasal growth medium consists of 48.7 ml neurobasal supplemented medium, 50 μl lactic acid, 1 ml b27 supplement, 250 μl lglutamine, 1% amphotericin b and 1% penicillinstreptomycin. cells were grown in each 12-well plate at 300,000 cells per well and in 96-well plates at 10,000 cells per well. before the cells were grown in the wells, the laminin was aspirated before incubation for 4 hours and the wells washed three times with pbs. cell viability assay the 96-well plates were prepared in triplicate at 10,000 cells/well and divided into 8 groups, consisting of medium as the control group, vehicle group, and propolis extract groups at doses of 0.5 µg/ml (p05), 1 µg/ml (p1), 5 µg/ ml (p5), 10 µg/ml (p10), 25 µg/ml (p25) and 100 µg/ml (p100). after being soaked for 24 hours and observed for any changes in cell culture, 100 µl of culture medium was added to the mts solution (10 µl mts stock solution 5 mg/ml). they were incubated for 4 hours at 37°c in an incubator with 5% co 2 . cells were observed after 4 hours to examine the formation of formazan salts and the absorbance at 490 nm was recorded. observations of morphological changes cells were observed until day 7 post treatment which consists of medium, vehicle and the two best doses, namely 0.5 μg/ml and 1 μg/ ml, were se le cte d after the mt s assay procedure. cellular morphology was observed and captured for each day by using an inverted microscope (nikon eclipse ti-s). immunohistochemistry on day in vitro (div) 7, coverslips in wells that consisted of control, vehicle, and best dose propolis groups were subjected to immunostaining procedures. the medium was aspirated from the 141 culture disk and was washed 3 times with pbs 1x. t he culture disk was fixed with 4% paraformaldehyde, incubated for 15 minutes. then washed 3 times with pbs 1x and permeabilized with 0.1% triton-100 for 10 minutes, followed by 3 washings with pbs 1x. afterwards it was incubated with 2-5% normal horse serum for 20 minutes and washed 3 times with pbs 1x. the culture disk was incubated with polymer antibody (map 2) at 1:250 overnight at 4°c and washed 3 times with pbs 1x. the culture disk was incubated with antibody amplifier for 15 minutes and with vectafluor amplified dylight 488 antirabbit igg for 30 minutes, followed by washing 3 times with pbs 1x after each incubation was completed. for preserving fluorescence the slide was mounted with vectashield antifade mounting medium with dapi. the slides were stored in the dark, protected from light at 4°c until imaging. observations were made with a 20x objective on a confocal microscope (zeiss lsm 700). real-time quantitative polymerase chain reaction (qrt-pcr) mrna was isolated from cultured cells of rat embryonic cortical neurons. extracted rna at a concentration of 5 µg/ml was reverse transcribed to cdna using revertra ace® qpcr rt master mix with gdna remover cdna synthesis kit (toyobo/osaka, japan). after polymerase activation was performed at 95°c for 2 minutes, it was followed by 95°c denaturation for 5 seconds with 40 cycles and 60°c annealing for 30 seconds. cdna was amplified by a real time pcr instrument (applied biosystem) with the sensifast sybr® hi-rox real time pcr kit (bioline/california). the primer pair sequences were as follows: bdnf mrna primer 5'tacgagaccaagtgcaatcc-3' (forward); 5'-tcgccagccaattcttt-3' (reverse) and gapdh pr imer 5'accacagtccatgccatcac-3' (forward); 5 ' t c c a c c a c c c t g t t g c t g t a 3 ' (re verse). gapdh primer was used as a housekeeping gene. relative expression was calculated by livak’s formula and each treatment group was processed in triplicate. statistical analysis data were presented as mean ± standard error of the mean. statistical analysis was completed by one way anova with lsd post hoc test as parametric test and kruskal-wallis test followed by multiple comparisons between the groups as nonparametric test using spss (ibm spss statistic). graphpad prism (dotmatics) software was used for making graph. a p<0.05 score was considered to indicate statistical significance. ethical clearance all procedures involving animals were conducted in line with the research protocol approved by the hea lth research ethics commission of the faculty of medicine, universitas indone sia, a nd dr. cipto mangunkusumo national general hospital, under no. ket-518/un2.f1/etik/ppm.00.02/2022 and protocol no. 22-04-0446 on may 30, 2022 results effect of propolis extract on cell viability cell viability in this study was measured by using mts, a calorimetric method to assess cell metabolic activity. the mts assay is applied to assess cell proliferation, cell viability and cytotoxicity. figure 1 shows an overview of the primary culture of rat cerebral cortex neurons figure 1. the overview of neuronal cells before mts treatment contains immature neurons univ med vol. 42 no. 2 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 142 figure 2. the absorbance of cell viability on the first day after treatment data presented as mean ± sem. one way anova with lsd post hoc analysis. n=3 rats/group. (medium: normal control; vehicle: medium with 1% dmso solvent; p1: 0.5μg/ml propolis; p2: 1μg/ml propolis; p3: 5μg/ ml propolis; p4: 10μg/ml propolis; p5: 25μg/ml propolis; p6: 100μg/ml propolis. before the mts solution was given, while the treatment was conducted on day 1 of primary culture. this parameter was assessed on the day after treatment for each group (figure 2). data analysis used one-way anova; the results showed there were differences between groups (p=0.011). from these results, there were two highest absorption values in the dose of propolis given 0.5 μg/ml and 1 μg/ml compared to the other groups. the p0.5 group was significantly different from the medium (p=0.005), vehicle (p=0.032), p100 (p=0.013), p25 (p=0.018) and p10 (p=0.032) groups. on the other hand, the p1 group was significantly different from the medium (p=0.005) and vehicle (p=0.032) groups. thus, the 0.5 μg/ml and 1 μg/ml doses of propolis were found to result in better cell viability compared to the medium and vehicle ground. these two doses were then used as the selected doses for tests on the other parameters, such as immunostaining and bdnf mrna expression test. effect of propolis extract on qualitative analysis of dendrite expression through map2 primary antibody through the mts test, two selected doses were obtained and used for the immunostaining test. the primary cell culture results of the rat cerebral cortical neurons were observed until the seventh day after treatment. figures 3, 4, 5, and 6 give a description of the growth in primary cultures of rat cerebral cortical neurons on day 1 after treatment until day 7 after treatment. the results show neuronal cell growth in all groups, such as medium, vehicle, propolis 0.5 μg/ml, and propolis 1 μg/ml groups. the yellow arrowhead in the figure points to a neuronal dendrite. on div 1-3 the dendrite is still short and immature, and in div 4-7 the dendrite continues to grow, thicken and branch. after 7 days post-treatment, the cells were fixed and treated for immunostaining with map2 primary antibody to see the image of dendrites in the cells. figure 7 shows the results of 143 figure 3. the effect of the propolis extracts on rat cerebral cortex neuron cells after the intervention with medium. arrows indicate the dendrite growth. group (a) day 1 after intervention (b) day 2 after intervention (c) day 3 after intervention (d) day 4 after intervention (e) day 5 after intervention (f) day 6 after intervention (g) day 7 after intervention. on days 1-3 after intervention the dendrites are still short and immature, and on days 4-7 after intervention the dendrites continue to grow, thicken and branch out. figure 4. the effect of the propolis extracts on rat cerebral cortex neuron cells after the intervention with vehicle. arrows indicate the dendrite growth. group (a) day 1 after intervention (b) day 2 after intervention (c) day 3 after intervention (d) day 4 after intervention (e) day 5 after intervention (f) day 6 after intervention (g) day 7 after intervention. on days 1-3 after intervention the dendrites are still short and immature, and on days 4-7 after intervention the dendrites continue to grow, thicken and branch out. univ med vol. 42 no. 2 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 144 figure 6. the effect of the propolis extracts on rat cerebral cortex neuron cells after the intervention with 1μg/ ml dose of propolis. arrows indicate the dendrite growth. group (a) day 1 after intervention (b) day 2 after intervention (c) day 3 after intervention (d) day 4 after intervention (e) day 5 after intervention (f) day 6 after intervention (g) day 7 after intervention. on days i-3 after intervention the dendrites are still short and immature, and on days 4-7 after intervention the dendrites continue to grow, thicken and branch out figure 5. the effect of the propolis extracts on rat cerebral cortex neuron cells after the intervention with 0.5μg/ml dose of. arrows indicate the dendrite growth. group (a) day 1 after intervention (b) day 2 after intervention (c) day 3 after intervention (d) day 4 after intervention (e) day 5 after intervention (f) day 6 after intervention (g) day 7 after intervention. on days 1-3 after intervention the dendrites are still short and immature, and on days 4-7 after intervention the dendrites continue to grow, thicken and branch out. 145 figure 8. brain-derived neurotrophic factor mrna expression data presented as mean ± sem. kruskal-wallis test followed by multiple comparisons between the groups. n=2 rats/group. (medium: normal control; vehicle: medium with 1% dmso solvent; p1: 0.5μg/ml propolis; p2: propolis 1µg/ml) figure 7. overview of cerebral cortex neuronal cultures of day in vitro (div) 7 mouse embryos post-treatment utilizing map2 immunostaining technique. arrows indicate the dendrite growth. group (a) medium and (b) vehicle show fewer cells, shorter dendrites, compared to group (c) 0.5μg/ml dose propolis and (d) 1μg/ml dose of propolis that has thicker and branched dendrites. univ med vol. 42 no. 2 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 146 immunostaining with map2 primary antibody in each group. figure 7 shows that all groups express cell staining by using map2 primary antibody with different characteristics for each treatment, indicating that neuronal cells in the medium, vehicle, p0.5 and p1 groups express map2 protein as dendrite signaling in neuronal cells. effect of propolis extract on bdnf mrna expression in rat cerebral cortex neuron cell cultures the results of bdnf mrna expression analysis in rat cerebral cortical neuron cultures tested by real time pcr are shown in figure 8. the mean value of bdnf mrna relative expression in the medium group was 1, in the vehicle group it was 5.972409, in group p0.5 47.08719 and in group p1 169.6081. according to the normality test, the bdnf mrna relative expression data were not normally distributed and homogeneous, therefore the data were analyzed by using the kruskal wallis test. this study showed that there was a significant difference in the relative expression of bdnf mrna in each group (p=0.031). the data from figure 8 shows that there are significant differences between groups on the relative expression of bdnf mrna, which in group p1 is significantly different (p=0.018) from the medium group. the 1 μg/ml dose of propolis expressed higher bdnf mrna than the medium group. discussion the results in this study showed that 0.5 μg/ ml and 1 μg/ml doses of propolis showed significantly better results in mts examination compared to the medium and vehicle. this implies that the 0.5 μg/ml and 1 μg/ml doses of propolis result in better cell viability compared to the medium and vehicle. propolis contains various neuroprotective agents such as chrysin, caffeic acid phenethyl ester (cape) and caffeoylquinic acid (cqa) that may inhibit apoptotic cells through the inhibition of caspase-3 and intrinsic apoptotic pathways. caffeic acid phenethyl ester can reduce malondialdehyde (mda) as a lipid peroxidation biomarker, therefore it can inhibit harmful agents that cause aging.(5,16,17) in the study by ni et al.,(18) the investigators examined the effect of brazilian green propolis on cell viability in an in-vitro study using shsy5y human neuroblastoma cells which were previously exposed to ros. they found that the viability of cells given propolis was higher than that of cells not given propolis. this showed that propolis has a protective effect on neuronal cells. the propolis used in this study was from stingless bees (tetragonula sapiens) and was collected in south sulawesi, indonesia. this propolis has been known to be rich in polyphenols that are high sources of antioxidants. south sulawesi propolis has the potential as a cox-2 inhibitor that may inhibit inflammation, and has protective effects against oxidative stress.(19) in this study, the optimal doses of propolis were 0.5 μg/ml and 1 μg/ml, while there was a decrease in cell viability at higher doses. flavonoids can prevent the toxic effects of active meta ls such as fe or cu, but in certain circumstances they can also act as pro-oxidants and increase the oxidation of molecules. the role of propolis as antioxidant or pro-oxidant depends on the dose used, therefore propolis doses above the optimal dose can exert pro-oxidant effects and cause cell damage.(20,21) neurodegenerative diseases occur due to alterations in the brain, as a result of agedependent changes that can be stimulated by neuroinflamma tion and ros, c ausing neurodegeneration.(1) in this study, it was found that propolis from south sulawesi has the effect of improving cell proliferation and has a protective effect on neuronal cells compared to the medium and vehicle. thus, propolis can be used as a preventive agent against neurodegenerative diseases. the immunostaining test with map2 primary antibody showed a positive luminescence, indicating the expression of map2 protein in the 147 neuronal cells. it showed the dendrite growth in the propolis group from south sulawesi at doses of 0.5 μg/ml and 1 μg/ml, as compared to medium, and vehicle. the results showed that the groups receiving 0.5 μg/ml and 1 μg/ml doses of propolis had thicker, longer, and branched dendrites compared to the medium and vehicle groups. the measurement of dendrite length in each group was not yet possible, because the images still do not meet the requirements for the calculation of dendrite values, such as the distance between neurons that is still too close, and there are discontinuous lines on the dendrites causing inaccurate calculations. this study used map2 primary antibody, as an outgrowth signaling protein. propolis contains cape which has been shown as an effective modulator of neurogenesis, dendrite formation, elongation and branching as well as inhibiting the deficiency that was induced by neurotoxins. a number of proteins f or neurogenesis are stimulated by propolis, including growth-associated protein 43 (gap-43), microtubule-associated protein (map), tau, synaptophysin, and synapsin.(12) this study showed through qrt-pcr analysis that the group receiving south sulawesi propolis at a dose of 1 μg/ml expressed bdnf mrna significantly higher than did the medium group. in a study by kuswati et al.(22) using rats that had previously experienced induced stress for 14 days, it was found that bdnf expression in the hippocampus was significantly higher in the group given propolis at a dose of 200 mg/kgbw compared to those not given propolis. the latter study is in line with our study which showed that bdnf mrna expression in the group given propolis was higher than that in the medium group as a positive control. propolis is rich in polyphenolic compounds, such as cape, curcumin, and quercetin that are repor ted to elevate bdnf levels. bdnf activation by several polyphenolic compounds incre ases cell viability and antiapoptotic signaling.(12) an increase in bdnf expression was found in the research of ni et al.(18) on the cytotoxicity in sh-sy5y human neuroblastoma cells induced by hydrogen peroxide, with the result that brazilian green propolis significantly increased bdnf mrna expression mediated by pi3k signaling. the limitation of the study is that it cannot calculate dendrite length because there are discontinuous lines on the dendrites, so further optimization of immunostaining using map2 antibodies is needed. the clinical implication of these study results is that propolis may be used to inhibit or prevent neurodegeneration. further studies are needed regarding the effect of propolis on pathological conditions because this study only examined the physiological condition. conclusion this study demonstrated that utilized propolis from south sulawesi can significantly increase cell viability. propolis also expresses dendritic signalers through immunostaining with map 2 primary antibody. meanwhile, in the test of bdnf mrna expression, propolis proved to more effectively increase bdnf mrna expression compared to the medium group. conflict of interests the authors declare no conflict of interests in association with this study. acknowledgements we would like to thank the staff of the jakarta litbangkes animal laboratory, the imeri-ui molecular biology and proteomics core facilities (mbpcf) laboratory, and the stem cell and tissue engineering (scte) laboratory, for their work during this study, the department of physiology, faculty of medicine, universitas indonesia for their support and dr. eng. muhamad sahlan, s.si., m.eng from the faculty of engineering, universitas indonesia to provide propolis for this research. univ med vol. 42 no. 2 ibrahim, andraini, yusnidar propolis on neurogenesis in primary cultures 148 funding this research was funded by a master thesis grant from the ministry of education, culture, research, and technology for the fiscal year 2022 with dr. imelda rosalyn sianipar, m.biomed, phd as the lead researcher. author contributions irs contributed to writing the protocol and revised the manuscript. ni and ta revised the manuscript. ay contributed to the design of the study and wrote the first draft of the manuscript. all authors have read and approved the final manuscript. references 1. azam s, haque me, balakrishnan r, kim is, choi dk. the ageing brain: molecular and cellular basis of neurodegeneration. front cell dev biol 2021;9: 1–22. doi: 10.3389/fcell.2021.683459. 2. alzheimer’s association. 2019 alzheimer ’s disease 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jembrek m. molecular and cellular mechanisms of propolis and its polyphenolic compounds against cancer. int j mol sci 2022;23:10479. doi: 10.3390/ijms231810479. 21. sharifi-rad m, anil kumar n v, zucca p, et al. lifestyle, oxidative stress, and antioxidants: back and forth in the pathophysiology. front physiol 2020;11:694. doi: 10.3389/fphys.2020.00694. 22. kuswati k, nugraha zs, handayani es. pengaruh pemberian propolis terhadap ekspresi bdnf di hippocampus tikus yang diinduksi stres. j kedokt kesehat indones 2021;252-8. doi: 10.20885/ jkki.vol12.iss3.art8. univ med vol. 42 no. 2 c:\users\user\documents\bagus h 90 abstract universa medicina parasite immunomodulatory role in reducing the prevalence of covid-19 in endemic regions bagus hermansyah1*, dini agustina2, siti zulaikha risqiyani3, and ali habibi3 nearly 35 million cases and one million deaths over the nine months of the covid-19 pandemic have been reported worldwide. africa and some countries with endemic parasitic infections had a low incidence of covid19. by contrast, the united states and several european countries, having a non-endemicity of parasitic infections, recorded a high incidence of covid-19. some parasites have an immunomodulatory mechanism that can induce an immune tolerance state in the infected persons by balancing pro-inflammatory and anti-inflammatory responses. emerging reports also stated that covid-19 and helminth co-infections may have more hidden outcomes than predictable ones. hence, the aim of this literature review is to show and identify that an increase in the number of regulatory immune cells due to the immunomodulatory role of a pre-existing parasitic infection could reduce the risk of covid-19. this study explored the existing literature to determine the role of parasitic infections in modulating the immune response and possibly reduce the risk of covid-19 infection in endemic countries. the mechanism of immunomodulation by parasites is the increased numbers of treg cells, m2 macrophages, eosinophils, the th2 cytokines il-4 and il-5, and the pro-inflammatory downregulation of ifn λ, tnf α, and il-6, which play an essential role in inducing cytokine storms in covid19 infection. this condition will probably occur in an individual with parasitic infection in a community with limited facilities and infrastructure to treat parasitic infections, particularly in developing countries. to conclude, in endemic areas, the immunomodulatory effect of parasitic infection to reduce the risk of covid-19 cases/deaths is a possibility if the host is immunocompetent. herein, the current knowledge on the immunomodulatory role of covid-19 and helminth co-infections will be discussed. keywords: covid-19, parasite infection, parasite endemic regions, immunomodulatory review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.90-99 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1212 january-april 2022 vol.41no.1 cite this article as: hermansyah b , agustina d, risqiyani sz, habibi a. parasite immunomodulatory role in reducing the prevalence of covid-19 in endemic regions. univ med 2022;41: 90-99. doi: 10.18051/univmed.2022. v41 . 90 -9 9 1department of parasitology, faculty of medicine, university of jember 2department of microbiology, faculty of medicine, university of jember 3medical science program, faculty of medicine, university of jember *correspondience: bagus hermansyah department of parasitology, faculty of medicine, university of jember jl. kalimantan no.37 kampus bumi tegalboto, jember, indonesia phone: 0331-337877 fax: 0331-337877 email: bagus_hermansyah@unej.ac.id orcid id: 0000-0002-0946-2936 date of first submission, august 12, 2021 date of final revised submission, april 3, 2022 date of acceptance, april 7, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license univ med vol. 41 no 1 91 introduction historically, infectious diseases have caused disasters among communities, have occurred repeatedly, and are now oc curr ing at an unprecedented rate. according to the world health organization (who), the world has been shocked by the emergence of several epidemics over the past decade, caused by more than 20 infectious agents.(1) sars-cov-2 is the virus that causes coronavirus disease 2019 (covid-19) and is a potentially fatal disease agent for global public health. on december 12, 2019, the first case of covid-19 in wuhan, china, was identified as pneumonia. the who declared covid-19 a public health emergency of international concern on january 30 and a pandemic on march 11, 2020.(2,3) as reported to the who on november 21, 2020, there were 57,274,018 confirmed cases of covid-19 globally, including 1,368,000 deaths.(4) parasitic infection is also still considered an extensive global health concern, especially in lowincome developing countries.(5,6) parasitic infections have spread all over the world, with varying prevalence rates in many countries. endemic parasitic infections have also spread worldwide, with varying prevalence rates in those countries.(7,8) some parasites including plasmodium and helminth species such as fasciola hepatica, schistosoma haemat obium, schistosoma mansoni, and necator americanus, have a proficient immunomodulatory mechanism that is currently being defined.(9) they can induce an immunotolerogenic state in infected persons by balancing pro-infl ammator y and antiinflammatory responses.(10,11) parasite infection, especially of helminths, can cause a spike of treg cells, m2 macrophages, eosinophils, and the th2 cytokines il-4 and il-5.(12) these changes in thelper cells represent the host’s response against the invading parasite. the possible beneficial effects that appear are more complex than merely th2 responses.(10,11) africa, one of the endemic parasite regions, had a relatively low number of covid-19 cases, which was lower than in europe, the eastern mediterranean, the americas, and south east asia.(13) africa had numerous reported cases of parasitic infection s such a s malar ia, schistosomiasis, toxoplasmosis, and soiltransmitted helminths, with the highest percentage in 2018, of malaria and schistosomiasis cases of 93.13% and 89.23%, respectively. in 2019, the african region carried a varying number of reported cases of parasitic infections, such as malaria (up to 94%), and the lowest percentage (0.88% or 29,438/3,349,486) of the global covid-19 cases.(9,14) based on these data, the spread of covid-19 infections in africa is relatively slow.(15–17) parasitic infection is still considered a health challenge in the world, especially in southeast asia. the african region holds a poor track record of global parasitic infections, followed by southeast asia. in comparison, according to the who, southeast asia is also known as endemic countries for parasitic infection and instances of third-highest covid-19 cases. by contrast, there are numerous non-endemic countries for parasitic infections with a high prevalence of covid-19 cases. the americas have the highest covid19 cases with non-endemicity of parasitic infection, such as the united states as part of the north american continent, followed by the european region. world health organization data distinctly show that the united states has a substantially high number of covid-19 cases globally.(4,17) as noted above, compared to the developing countries in various parts of the world, the united states as a developed country has a relatively low incidence of parasitic infections but a high prevalence of covid-19 cases. one possible explanation for this situation is that the endemicity of parasitic infecti ons such as malar ia, schistosomiasis, or soil-transmitted helminths can reduce the prevalence of covid-19 cases.(11) therefore, an increase in the number of regulatory 92 immune cells due to the immunomodulatory effects of a pre-existing parasitic infection may reduce the risk of covid-19. the aim of this review is, therefore, to summarize the current understanding of the role of parasitic infections in modulating the immune response and possibly reducing the risk of covid-19 infection in parasite endemic countries. search engines including pubmed central, scopus, and google scholar were used. in the search engines, the keywords or phrases used included but were not limited to covid-19, helminth infections, immunomodula tion, immunopa thology, epidemiology, interactions, and clinical outcome. the search was restricted to english language articles. endemic countries and their parasit ic infections endemic countries are those with persistent diseases generally having a relatively constant incidence rate. parasitic infections caused by organisms such as helminths and protozoa are frequently occurring problems in some endemic countries of the world. helminth infections still affect many people in the world, even up to more than 1 billion. more than 1.5 billion people in the world, almost 20% of the entire human population, are affected by soil-transmitted helminths (sth).(18,19) helminth infections are mainly concentrated in economically disadvantaged or developing tropical countries, including parts of south and central america, most of tropical and subtropical africa, and south asia. simultaneously, one of the caribbean countries, namely haiti, has a high prevalence of sth and lymphatic filariasis.(20,21) not much different from helminthiasis, malaria incidence is also high in low-income developing countries.(15) in 2019, there were more than 200 million malaria cases worldwide, with an annual incidence of 229 per 1,000 persons. most of the cases were reported in africa (213 million cases) with 405,000 deaths (94%).(22) besides africa, india has the greatest burden of malaria cases, accounting for 3% of the global cases with p. falciparum infections, and less commonly with p. vivax malaria.(23,24) toxoplasmosis is an infection caused by the protozoon toxoplasma gondii. in the usa, it is estimated that 11% of the population aged six ye ars and olde r ha s been affe cted by toxoplasma. in various places around the world, toxoplasma has been infecting more than 60% of populations. this parasite infection often occurs in areas with hot and humid climates and lower altitudes, since the oocysts survive better in these types of habitats.(25,26) based on the type of environment, southern brazil (53%), tanzania (46%), and nigeria (40.8%) have a higher prevalence than bangalore (india), korea, or china. the prevalence of toxoplasma also depends on dietary habits, local culture, and the presence of a host. there have been 30-50% of toxoplasma cases reported in western europe, while in france and the us, it has decreased in prevalence.(27,28) helminth and covid-19 co-infections covid-19 is a respiratory disease caused by a coronavirus, of which cases were first found in december 2019 in wuhan, china. who named the coronavirus sars-cov-2. the massive spread and increasing death toll due to covid-19 have diverted all the countries’ resources to deal with the pandemic. meanwhile, other infectious diseases such as parasitic infe ctions continue to attack millions of people.(24,29,30) helminth infections, on the other hand, are known to induce an immune tolerogenic state and modulate responses associated with inflammation. in this case, helminth-induced immunoregulation will help to modulate covid-19-induced inflammation and the interaction of helminth and covid-19 coinfecti ons may perhaps be be neficial for the patient. the beneficial interactions during helminth co-infections have been shown in previous reports. (31)along the same lines, an ecological study by ssebambulidde et al. (9) also stated that the comparatively low number of covid-19 cases/deaths in parasite hermansyah, agustina, risqiyani, et al parasite immunomodulatory and covid-19 univ med vol. 41 no 1 93 a b endemic areas might be due to immunomodulation induced by parasites. epidemiologically, the incidence of covid19 and parasitic infections mostly occurs in lowmiddle income countries (lmics). limited funds and resources in lmics to handle co-infections of covid-19 and parasitic infections, and the immunological reactions of each disease, potentially result in several possibilities, including:(15,29) 1) worse outcomes than mono-infections the incidence of parasitic infections, including malaria , toxoplasmosis, a nd helminthiasis, is high in lmics. their causative agents can alter the immunological response to other infectious agents. malaria, for example, can cause cytokine storms and the pro-coagulant state that also occurs in severe covid-19. thus, coinfection with the two infectious agents can lead to a worse outcome . when two or more epidemics coincide and cause harm or worsen the conditions compared with one or the other, the epidemic is called a syndemic or synergistic epidemic. in addition to poor outcomes, these interactions may shift the age pattern of severe covid-19 to a younger age group. these syndemics occur mainly in acute infection and in immunocompromised persons infected with both parasites and covid-19.(15,29,32,33) 2) increase in cases of parasitic infection endemic countries working to eradicate parasitic infections are very likely to face setbacks due to the covid-19 pandemic. previous progress made to reduce the number of cases and deaths associated with effective vector control, rapid diagnostic tests (rdt), an effective and accessible treatment could be reversed due to erosion of the health system and disruption of control and elimination programs. this has resulted in an increasing number of parasitic infections. this situation is as reflected in iran, which was malaria-free in 2018, and was then threatened with its survival due to the covid19 pandemic, severely impacting the country’s health system.(29,34) endemic countries such as sub-saharan africa and southeast asia are at significantly higher risk of covid-19 and malaria, and the situation may become more difficult over time, due to the weak health systems in these regions, especially in sub-saharan africa.(16,34,35) 3) delayed timing of the epidemic covid-19 epidemic started in wuhan, china, and then spread throughout the world. the timing of the epidemic is different among countries depending on how the disease behaves in each country. several factors play a role in the delayed occurrence of a pandemic in an given area, including the spread of the disease itself (through patterns of population movement between countries or regions), the ability of the area to prevent the disease (usually influenced by the level of a country’s economy), speed and accuracy in tracking and testing, and according to our hypothesis, the existence of an endemic parasitic disease.(2,19,29) there should be delayed timing of the epidemic between endemic parasite countries and parasite-free countries. however, taking the reports into account, covid-19 and helminth coinfections may have detrimental interactions. it is projected that preexisting helminth infections may suppress the efficient immune response against sars-cov-2 in the early stage of the infection, and thereby may increase the morbidity and mortality of covid-19.(36) people living in parasite endemic regions experience changes in the immune system; hence, viruses may not easily infect them. even if infected, they will show milder symptoms. therefore, from the onset of the pandemic, the endemic parasite area experiences a delay in the pandemic’s timing. these theories seem correct in malaria and sth infection, but different results are found in toxoplasmosis. the study findings did not confirm a clear, direct causal association between toxoplasmosis and exposure to the covid 19 pandemic.(19,37–39) 4) low incidence of covid-19 comparing the incidence of covid-19 between lower-middl e-income countries (lmics) and high-income countries, there is the possibility that the incidence of covid-19 in 94 lmics is much lower. the difference in incidence will be seen when we combine incidence maps of covid-19, malaria, toxoplasmosis, and sth. the high number of parasitic infection cases in the world is inversely proportional to the number of covid-19 cases. the dominance of parasitic infection cases is still present in the african region, followed by asia and some in other regions. figure 1. prevalence of covid-19 cases.(40) figure 2. prevalence of toxoplasmosis cases.(39) hermansyah, agustina, risqiyani, et al parasite immunomodulatory and covid-19 univ med vol. 41 no 1 95 meanwhile, cases of parasitic infections in europe and the us are very few or even absent.(23,40) this phenomenon shows a possible link between parasitic infection and covid-19 (see figures 1-4). the relationship involves an immune reaction, as it is known that parasites can modulate the human immune system so that they can survive in the human body.(9) modulation of the immune syst em by infection with parasites in general, the modulation of the immune system by parasites occurs at the stage of chronic infection, and generally, there is a change from the th1 response to the dominant th2. as is well-known, there are five essential stages of covid-19 virus infection, namely: 1) figure 3. prevalence of soil-transmitted helminth infection.(38) figure 4. prevalence of malaria infection.(23) 96 receptor-mediated viral entry, 2) viral replication, 3) immune activation, 4) cytokine release, and 5) immune cell recruitment. different parasites interact with the covid-19 virus at different stages.(41–43) in malaria, it is suspected that the interaction occurs in the early stages of covid19 infection, namely at the stage of entry of the virus into the body. malaria parasites and the covid-19 virus both have membrane proteins, namely glycosylphosphatidylinositol (gpi). glycosylphosphatidylinositol is a phospholipid that can stimulate leukocytes and the expression of adhesion molecules through toll-like receptors (tlrs), especially tlr2 and tlr4 and cause the release of pro-inflammatory cytokines. covid-19 introduces various glycoproteins (gps), namely spike gps, membrane gps, and gps with acetyl esterase and hemagglutination properties.(44) in chronic malaria, the body forms antibodies against the gpi. therefore, in coinf ection of malari a and cov id-19, the antibodies can also recognize the vir al glycoproteins (gps).(45) this indirectly causes people living in malaria-endemic areas to have stronger immunity against covid-19, such that this virus will induce milder symptoms.(42) unlike malaria, toxoplasmosis interacts with covid-19 at the virus replication stage. the dense granule protein-7 (gra-7) is a protein from toxoplasma gondii that is excreted into the host cell and can prevent viral replication. overall, gra-7 can exhibit immunostimulatory and a broad spectrum of antiviral activities. however, although the toxoplasma gondii antivira l activities are limited to the infection’s initial and virulent phase, specific antiviral adaptations are thus expressed by toxoplasma gondii.(37,46) in addition to malaria and toxoplasmosis, sth infection has a more significant interaction wi t h co v id -19 , e sp e c i a l l y in r e d uc in g symptoms arising from the cytokine storm induced by covid-19. helminths, or worms, are invertebrate animals that comprise a whole range of different pathogens capable of affecting human health. parasites are incredibly adept at molding themselves to the environment and, most importantly, evading the host defense syste m.(4 7)in the fight against unicellular pathogens such as bacteria or viruses, the human immune system reacts by the activation of a thelper (th)1 type of immune response that includes the production of pro-inflammatory c yt oki ne s [ t u mo r n e c r os i s f ac t o r -a l p ha (tnfz#), interleukin (il)-1β, type 1 interferons (ifn)γ, interleukin (il)-12, etc.] and the classical activation of m1 macrophages involved in pathogen killing and phagocytosis.(48,49) however, in sth infections, such an immune mechanism does not occur. most helminths find a way, through different molecular tricks, to avoid the fearful th1 immune reaction and, instead, evoke the activation of the th2 network, a completely distinct response of the immune system with often opposite effects to the th1 activation.(18,43,50,51) thus, the cytokine storm that occurs in covid-19 infection characterized by the excessive activation of th1 will not occur or can be suppressed by the helminths to reduce covid-19 severity.(31) most parasites release products with enzymatic activities to modify both parasite and host molecules, leading to either the degradation of antiparasitic molecules or the inactivation of the innate immune system. this usually results in the production of alternative cytokines (il-4, il-5, and il-13) instead of the classical proinflammatory cytokines (tnfz#, il-1β, ifnγ) of the activated th1 response. therefore, the new cytokines trigger the mobilization of a whole array of different cells (th2 lymphocytes, imunoglobulin e (ige) producing b cells, mast c e l l s , b as op hi l s , e os i no p hil s , a n d m 2 mac r oph age s) as we l l a s mole c ul e s t ha t altogether result in a more lively environment for the parasite and manageable damage to the host.(18) thus, chronic infection with parasites is believed to provide some kind of protection against covid-19 for immunocompetent hosts living in endemic areas. such protection can prevent individuals from suffering the lethal complications of this viral disease. hermansyah, agustina, risqiyani, et al parasite immunomodulatory and covid-19 univ med vol. 41 no 1 97 conclusions low-income developing countries that are endemic for parasitic infections might have a smaller number of covid-19 cases than do nonendemic countries. this sheds some light on the possibility that the endemicity of parasitic infections such as malaria, schistosomiasis, or soiltransmitted helminthiasis can reduc e the prevalence of covid-19 cases. in endemic countries, the immunomodulatory effect of the parasitic infection in immunocompetent individuals is postulated to possibly reduce the risk of covid-19 or the severity of the symptoms. conflict of interest no conflicts of interest have been declared. acknowledgement we would like to extend our utmost gratitude to yunita armiyanti and yehuda tri nugroho supranoto for their feedback and comments on the original draft of the manuscript. author contribution bh and da contributed to the design of this study. da, ah, and szr contributed to data collection and analysis. bh, da, ah, and szr contributed to writing the 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response in covid19: a review. j infect public health 2020;13:1619– 29. doi: 10.1016/j.jiph.2020.07.001. 49. mueller sn, rouse bt. immune responses to viruses. clin immunol 2008;421. doi: 10.1016/ b978-0-323-04404-2.10027-2. 50. wait lf, dobson ap, graham al. do parasite infections interfere with immunisation? a review and meta-analysis. vaccine 2020;38:5582–90. doi: 10.1016/j.vaccine.2020.06.064. 51. cruz aa, cooper pj, figueiredo ca, et al. global issues in allergy and immunology: parasitic infections and allergy. j allergy clin immunol 2017;140:1217–28. doi: 10.1016/j.jaci.2017.09. 005. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 emotional eating in relation to gastrointestinal symptoms and burnout among young women during the pandemic gulay yilmazel1* , emre keles2 , and nur pinar ayaz2 abstract background the emergence of the coronavirus disease (covid-19), created unique constraints in everyday life. emotional eating is a known phenomenon in disasters and is markedly associated with gastrointestinal symptoms. in this study, the aim was to assess the relationship of gastrointestinal symptom severity and covid-19 burnout with emotional eating among young women during the pandemic disaster. methods a cross-sectional study approach was used to allow 462 young women participants in this study. the design of the questionnaires was based on demographics, health behaviors, gastrointestinal symptom severity scale, emotional eating scale and covid-19 burnout scale. data were analyzed using percentages, mean values, independent t-test, chisquared test. the hierarchical multiple regression analysis was performed for predicting risk factors of emotional eating. significance levels were set at the 5% level. results of the women, 73.8% were emotional eaters. the level of covid-19 burnout was moderate with mean score of 29.4±11.1 and emotional eating total score was 21.0±8.1. increased number of meals, increased weight gain and shorter sleep time were significantly associated with emotional eating (p<0.05). participants with more than three meals per day were more likely to be emotional eaters (beta=4.26). the regression model showed that indigestion and covid-19 burnout were strong risk factors of emotional eating (p<0.05). conclusions this study demonstrated that indigestion and covid-19 burnout were strong risk factors of emotional eating. emotional eating could pose an additional health burden to young women in the form of poor food choices. keywords: gastrointestinal symptom, emotional, eating, covid-19, burnout, women 1hitit university, department of public health, faculty of health science, çorum/turkey 2hitit university, department nursing, faculty of health science, çorum/turkey *correspondence: gulay yilmazel assoc. prof. dr. hitit university, faculty of health science, çorum/turkey e-mail: dr.gyilmazel@gmail.com orcid id: 0000-0002-2487-5464 date of first submission, november 19, 2022 date of final revised submission, february 23, 2023 date of acceptance, march 2, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 22 doi: http://dx.doi.org/10.18051/univmed.2023.v42:21-28 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1390 cite this article as: yilmazel g, keles e, ayaz np. emotional eating in rela tion to gastrointestinal symptoms and burnout among young women during the pandemic. univ med 2023;42:21-8. doi: 10.18051/univmed.2023 .v42: 21-28 mailto:dr.gyilmazel@gmail.com https://orcid.org/0000-0002-2487-5464 https://orcid.org/0000-0003-4511-1508 https://orcid.org/0000-0001-7925-1678 22 yilmazel, keles, ayaz emotional eating in covid-19 pandemic introduction emotional eating (ee) is an eating habit that occurs in response t o a se t of emotions characterized by increased food intake or overeating, also often associated with poor diet and obesity.(1-4) it has been shown that impaired eating behavior in the general population can be triggered by feelings of stress experienced after a disaster.(5) the most devastating disaster that humanity has faced at the end of 2019 has been the new coronavirus disease (covid-19).(6) social interactions and daily routines have been limited by government policies to prevent transmission during the pandemic that has exceeded two years.(7,8) on the other hand, increased deaths, the emergence of new variants, fear of being infected, isolation practices, stress, disrupted lives, and negative effects from economic disruption are likely to increase emotional eating.(9) indeed, current research on eating habits during the covid-19 pandemic reveals a shift in self-reported eating habits toward increased appetite and an increase in overall food consumption and between-meal snacking.(10-12) dietary changes caused by emotional eating are often associated with increased consumption of energy-dense foods.(13) these eating habits put extra strain on the digestive system.(14) the gastrointestinal tract and nervous system are closely linked through bidirectional signaling mechanisms characterized by neural, endocrine and immune pathways in a context known as the “gut-brain axis”.(15) specifically, the central stress circuit is the neural network that receives input from the somatic and visceral afferent systems, as well as the visceral motor cortex, and generates the stress response.(16) the changes caused by covid-19 in daily life have the potential to increase levels of stress, anxiety, burnout, fear and frustration.(17,18) all these conditions can increase gastrointestinal motility and visceral sensitivity.(19,20) in general, it is stated that gastrointestinal symptoms (65.6%)(21) and emotional eating (41.4%)(22 ) a re common among women in populations. it is reported that during the covid19 period, the prevalence of emotional eating varies between 52.8%-62.0% in women.(23,24) this high prevalence in women suggests covid19 burnout. burnout is defined as a person’s response to persistent, unresolved stress over a long period of time. it is not a medical condition; but is characterized by physical, emotional or mental exhaustion.(25) the pandemic process can be a source of heavy stress, especially for women, and can trigger emotional eating and accompanying gastric symptoms. a study regarding the most critical phase of the first italian lockdown shows a substantial prevalence of emotional eating in the population, in particular among those that reported feeling depressed or anxious.(26) similarly, a chinese study on emotional eating and gestational weight gain amid the pandemic found that women who worried about covid-19 had higher emotional eating scores.(27) to da te, no publi shed studies have investigated the impact of the covid-19 pandemic on ee, gastrointestinal symptoms, and burnout, especially among women of child-bearing age. compared with men, women are more likely to develop abnormal eating patterns as well as mental health disorders, therefore, women have a higher risk of developing health problems related to eating disorders that may be precipitated or exacerbated by this pandemic.(28) however, in turkey, which is under the obesity epidemic, 29.2% of women aged 19 years and over are overweight and 42% suffer from obesity.(29) the combination of these two factors may aggravate the obesity epidemic in young women and trigger the development of chronic health problems in the future. the aim of this study was to determine the level of emotional eating, gastrointestinal symptom severity and covid19 burnout among young women during the pandemic disaster. 23 methods research design this cross-sectional study was an analysis of outpatients of the family medicine clinic of a university hospital in çorum city, turkey, during may-june 2021. research subjects the size of the female population registered at the family health center was 1170, including 630 women aged 20-49 years. the inclusion criteria were being 20-49 years of age, being women and willing to participate in the study (521 women). patients were excluded if they had a diagnosed covid-19 infection, gastrointestinal disorder or psychiatric disorder. in total, 483 individuals agreed to participate in the study, and among these, 462 completed the questionnaire items relevant to this study. therefore the final sample consisted of 462 women. measurement tools the study data were collected using 4 questionnaires, namely the patient identification form and forms for the gastrointestinal symptom rating scale (gsrs), emotional eating scale (ees) and covid-19 burnout scale (covid19-bs). the design of the patient identification form was based on age, education level, marital status, employment status and some health behaviors. for the purpose of defining their smoking s ta t us , wo men we r e a ske d wh et he r t he y smoked. the answers were as follows: i) i still smoke, ii) i don’t smoke and iii) i quit smoking. in order to determine daily water consumption, the question of “how many glasses of water do you drink per day?” was asked. responses were open-ended and grouped as less than eight glasses and eight glasses and more. t he questions about the number of main meals were also open-ended. when participants’ sleep hygiene was questioned, the responses were grouped as i) <7 hours, ii)7-9 hours, iii)e”9 hours, in line with the recommendations of the american sleep society.(30) in order to determine their weight gain, the participants were asked how much weight they gained during the pandemic, and the answers were i) none, ii) 1-4 kg, and iii) >5 kg. body mass index was calculated by recording the height and weight of the participants according to their own declarations. gas troi ntes tinal sy mpto m r ating sca le (gsrs) the scale was developed to evaluate the symptoms widely reported in gastrointestinal system disorders. the reliability and validity of the gsrs were established by revicki et al. and the turkish version was evaluated by turan et al.(31) the gsrs assesses how the individual felt within the pr evious week with regard to gastrointestinal symptom clusters. the scale consists of 15 items divided into 5 subdimensions: reflux (2 items), indigestion (4 items), diarrhea (3 items), constipation (3 items), and abdominal pain (3 items). a higher score indicates more severe symptoms. turan et al. determined a cronbach alpha value of 0.82.(31) in the present study, the cronbach alpha value of the gsrs was found to be 0.89. emotional eating scale (ees) the ees, which was developed to evaluate the emotional eating behaviors of obese and overweight people,(32) consists of 10 items and three sub-dimensions (disinhibition, food types, guilt). the questions in the scale are answered on a likert-type scale with 4 options (“0” never, “1” sometimes, “2” usually and “3” always). there is no reversed item in the scale. the lowest “0” and the highest “30” points are taken from the scale. high scores indicate a high level of emotional eating behavior. scores were categorized into “non-emotional eater (0-5 points)”, “low emotional eater (6-10 points)”, “emotional eater (11-20 points)” and “very emotional eater (21-30 points)”.(33) univ med vol. 42 no. 1 24 yilmazel, keles, ayaz emotional eating in covid-19 pandemic covid-19 burnout scale (covid-19-bs) the covid-19-bs consists of ten items, adapted from the burnout measure-short version, being a modified scale developed in turkey. a sample question is “when you think about covid-19 overall, how often do you feel hopeless?” participants were asked to respond using a 5-point likert scale ranging from 1 (never) to 5 (always), the total scores ranging from 10 to 50. higher scores indicate higher levels of burnout associated with covid-19.(34) data analysis all analyses were carried out using spss, version 20. skewness and kurtosis values indicated a normal distribution. the data were described and analyzed using percentages, mean values, independent t-test, chi-squared test. the hierarchical multiple regression analysis was performed for predicting preventive behavior. the unstandardized regression coefficients (β) and 95% confidence intervals (cis) were used to quantify the associations between variables. significance levels were set at the 5% level. ethics statement ethics committee approval of this study, which was planned in accordance with the helsinki principles, was obtained from hitit university (2021/143/25). results demographic data in the research group, 51.9% were in the 20-39-year age group, 53.5% were university graduates and 50.6% were married. when their health behaviors were examined, 27.9% were current smokers. daily water consumption was less than eight glasses in 52.6% of the participants. the proportion of three-main-meal consumers was 17.8%. night sleep duration was between 7-9 hours in 52.6% of the respondents, 58% gained weight (5 kg and over) during the pandemic, and 40.7% were overweight/obese. the distributions of demographic characteristics, gsrs, and mental distress are given in table 1. the mean total gsrs score of the patients was 46.5 ± 22.9, indicating a moderate level of symptom severity. the highest mean score was found in the indigestion (12.7 ± 6.1) subdimension, and the lowest score was in the reflux (6.2 ± 4.3) sub-dimension. the level of covid19 burnout was moderate, with mean score of 29.4 ± 11.1, while emotional eating total score was 21.0 ± 8.1. multiple linear regression analysis to predict emotional eating according to socio-demographics and health behaviors is given in table 2. number of meals, weight gain and sleep time were significantly associated with emotional eating (p<0.05). participants with more than three meals per day were more likely to be emotional eaters (beta= 4.26). in table 3 are shown the results of multiple linear regression analysis to predict emotional eating according to gsrs and mental distress. the regression model showed that indigestion and covid-19 burnout were strong predictors of emotinal eating (p<0.05). charactertics n (%) age (years) education ≤ high school university married current smokers sleeping duration gained weight (≥5 kg) gsrs total reflux abdominal pain diarrhea indigestion constipation covid-19-bs emotional eating (emotional eaters) 33.00 ± 9.9 206 (44.5) 256 (53.5) 234 (50.6) 129 (27.9) 7.0 ±1.6 268 (58.0) 46.5 ± 22.9 6.2 ± 4.3 8.2 ± 5.1 7.2 ± 5.5 12.7 ± 6.1 10.1 ± 6.1 29.4 ± 11.1 21.0 ± 8.1 341 (73.8) table 1. demographic characteristics, gsrs, and mental distress in the research subjects note: data presented as mean ± sd and n (%). gsrs = gastrointestinal symptom rating scale 25 discussion unlike natural disasters, the covid-19 pandemic is a disaster that can have advanced layers, which are surrounded by increased mental problems, stress, burnout and worsening nutrition, and which may reveal the invisible part of the iceberg medical and social problems in the future. a strong relationship between emotional eating and disaster has been reported in the literature.(5) the present study was designed to determine the effect of the pandemic on emotinal eating, gastrointestinal symptoms and burnout among young women. in our study, it was found that emotional eating was a common problem among women during the pandemic, with three out of four women being emotional eaters (table 1). this also accords with earlier observations, which showed that emotional eating was prevalent among women in the pandemic period.(24,35). the results of our study indicated that gastrointestinal symptoms had moderate severity among young women during the pandemic, with especially indigestion and constipation being common symptoms (table 1). on the question of covid-19 burnout, this study found that burnout was common among young women (table 1). gastrointestinal problems are widespread and the global prevalence of gastrointestinal disease is about 11.2%.(36) although gastrointestinal complaints are not life-threatening conditions, if they are severe, they are an important public health problem that reduces the quality of life and interferes with daily activities. however, the severity of gastrointestinal symptoms in young women during the pandemic is still unknown and has not previously been described. prior studies that have noted the importance of burnout for healthcare workers,(37,38) report that there is no single reason for covid-19 burnout among young women but that it can be attributed to multiple reasons such as the interaction between social structure, traditional gender roles and working conditions. in our study, a weight gain of >5 kg, number of daily meals of more than three, and sleep time of less than seven hours were the main risk factors of emotional eating based on the simple and multiple regression analysis (table 2). it is clear from the covid-19 literature that the pandemic has altered the behavior of many people. increased number of daily meals, increased food intake, snacking, and homemade meals were verified in a number of studies.(11,39,40) changes in sleeping habits and physical activity reduction were also observed.(12) a study from the usa reported that weight gain was more common among women duri ng the covid-19 pandemic.(41) on the other hand, a chinese study variables β (regression coefficient) beta p value weight gain ≥5 kg -0.857 0.425 0.007 sleep time >7 h/d -0.546 0.579 0.012 number of daily meals >3 1.450 4.263 0.009 table 2. multiple linear regression analysis to predict emotional eating according to socio-demographics and health behaviors *age, education, marital and working status, smoking status, daily water consumption were included the simple linear regression and variables with p<0.25, were included in the model of multivariate regression analysis variables β (regression coefficient) beta p value indigestion -1.677 1.445 0.024 covid-19 bs 1.421 4.137 0.017 table 3. multiple linear regression analyses to predict emotional eating according to gsrs and mental distress note: gsrs = gastrointestinal symptom rating scale; *gsrs sub-dimension and covid-19 bs included in simple linear regression and variables with p < 0.25 were included in the model of multivariate regression analysis univ med vol. 42 no 1 26 yilmazel, keles, ayaz emotional eating in covid-19 pandemic found that emotional eating is associated with excess weight gain among pregnant women.(27) insufficient sleep (less than <7 hours per day), presumed to be one of the unconventional key determinants of excess body weight, interferes with emotion regulation through a range of neurobiological, behavioral, and cognitive processes.(42) short sleep may also be associated with irregular eating behavior and can cause stress and high food consumption in emotional eaters.(43) in this study, the most important clinically releva nt finding was that the severity of gastrointestinal symptoms was higher among women and especially the severity of indigestion was clearly seen. also indigestion and covid19 burnout were more prominent in emotional eaters (tables 1 and 3). digestive function is closely related to the daily diet. it is well known that emotional eating behavior can lead to binge eating or eating disorders.(38,44) however, studies have focused on dietary intake and gastrointestinal reflux disease.(45,46) emotional eating has been shown to be positively associated with laryngopharyngeal symptoms.(14) although the relationship between burnout and eating behaviors has been shown in different studies,(47,48) no study has been found reporting that the burnout caused by the pandemic disaster disrupts emotional eating and accordingly gastrointestinal motility. the scope of this study was limited to young women admitted to a hospital. these findings raise intriguing questions regarding the nature and extent of emotional eating in a pandemic disaster. further studies, which take these variables into account, will need to be undertaken. future research is needed among the understudied to examine the long-term implications of the covid-19 pandemic on emotional eating and disordered eating behaviors. conclusions this study has identified a higher prevalence of emotional eating among young women with moderate severity of gastrointestinal symptoms and covid-19 burnout. overall, this study strengthens the idea that the pandemic disaster increases the pressure on the gastrointestinal system by disrupting the eating behavior. acknowledgements thanks are due to all persons who participated and/or assisted in this study. conflict of interest the authors do not have any conflict of interest. author contribution gy contributed to planning of research, data analysis, writing, and english editing. ek contributed to data collection; npa contributed to literatüre review. all authors have read and approved the final manuscript references 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2012;95:934-43. doi: 10.3945/ ajcn.111.014191. oktavianus 20 *department of medical biology, faculty of medicine, lambung mangkurat university *department of environmental health pskm faculty of medicine, lambung mangkurat university *department of pharmacology and therapeutics, faculty of medicine, lambung mangkurat university correspondence *department of medical biology, faculty of medicine, lambung mangkurat university jl. a yani km.2 no.43 banjarmasin south kalimantan e-mail: roselina_darma@yahoo.co.id univ med 2012;31:20-6 abstract universa medicina january-april ,2012january-april ,2012january-april ,2012january-april ,2012january-april ,2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background dengue hemorrhagic fever (dhf) has long been a serious health problem in indonesia, including kalimantan (borneo), as is evident from the increased case fatality rate in banjarbaru city. synthetic chemical insecticides have frequently been used to eradicate mosquitoes, but are toxic to the body and resistance of adult and larvae mosquito aedes aegypti has been reported. the present study aims to assess the effect of essential oils of turmeric rhizomes (curcuma domestica val) against aedes aegypti larvae methods this was an experimental study of post test one group design, performed in two phases, using aedes aegypti larvae as test organisms. in the first phase, laboratory-reared larvae were used for calculation of the lc50 and lc90, while in the second phase the test organisms were larvae taken from 75 buildings that had been designated based on a preliminary survey in four sub-districts in banjarbaru city with a high incidence of dengue cases. probit analysis of was used to calculate lc50 and lc90, and the kruskal-wallis test to determine the larvicidal potency of turmeric rhizome essential oils. results this study demonstrates that turmeric rhizome essential oils effectively killed laboratory-reared aedes aegypti larvae at an lc50 of 9.239 ppm and an lc90 of 13.565 ppm. the effectiveness of the essential oils of turmeric rhizomes (curcuma domestica val.) for killing aedes aegypti larvae in residential areas was 68%. conclusion turmeric (curcuma domestica val.) rhizome essential oils can kill aedes aegypti larvae, are environment friendly and can be used for the control of mosquitoes. keywords: turmeric rhizome essential oils, larvicidal, aedes aegypti larvae potential of turmeric rhizome essential oils against aedes aegypti larvae roselina panghiyangani*, leni marlinae**, isnaini*** and fauzi rahman** 21 univ med vol. 31 no.1 potensi larvisida minyak atsiri rimpang kunyit terhadap larva aedes aegypti latar belakang demam berdarah dengue (dbd) menjadi salah satu masalah kesehatan di indonesia, termasuk kalimantan, seperti terlihat dari case fatality rate di kota banjarbaru yang semakin meningkat. insektisida kimia sintetis sering digunakan untuk pemberantasan nyamuk, namun bahan kimia ini bersifat toksik bagi tubuh. beberapa laporan menyatakan terjadinya resistensi nyamuk dewasa dan larva aedes aegypti terhadap insektisida tersebut. penelitian ini bertujuan untuk menilai pengaruh minyak atsiri rimpang kunyit (curcuma domestica val.) terhadap larva aedes aegypti. metode rancangan penelitian yang digunakan adalah eksperimental dengan pendekatan post test one group design. obyek penelitian adalah larva aedes aegypti. tahap pertama larva yang digunakan dari hasil kolonisasi di laboratorium untuk menghitung lc50 dan lc90 dan tahap kedua larva diambil dari 75 rumah yang sudah ditetapkan berdasarkan survey pendahuluan di empat kecamatan di wilayah kota banjarbaru yang mengalami kasus dbd tinggi. analisis data yang digunakan adalah uji probit untuk menghitung lc50 dan lc90, dan uji kruskal-wallis untuk menguji daya larvisida minyak atsiri rimpang kunyit. hasil studi ini menunjukkan bahwa minyak atsiri efektif membunuh larva aedes aegypti yang ditangkar di laboratoriun, dengan lc50 sebesar 9,239 ppm dan lc90 sebesar 13,565 ppm. efektivitas minyak atsiri rimpang kunyit (curcuma domestica val.) untuk membunuh larva aedes aegypti di lingkungan perumahan adalah 68%. kesimpulan minyak atsiri rimpang kuyit (curcuma domestica val.) mampu membunuh larva aedes aegypti, ramah terhadap lingkungan sehingga dapat digunakan untuk pengendalian nyamuk. kata kunci : minyak atsiri rimpang kunyit, larvisida, larva aedes aegypti abstrak introduction dengue hemorrhagic fever (dhf) is a disease caused by the dengue virus and transmitted by aedes aegypti and aedes albopictus mosquitoes. in indonesia dhf has been a public health problem for the last 41 years. the number of provinces and districts e n d e m i c f o r d h f h a s i n c r e a s e d f r o m 2 provinces dan 2 cities in 1968 to 32 provinces (97%) and 382 districts (77%) in 2009. in 2007, 2008 and 2009 the number of dhf cases occurring was 158 115, 137.468 and 158.912, respectively.(1) the incidence rates in south kalimantan was 35.59/100,000 inhabitants in 2007, 14.44/100.000 inhabitants in 2008, and 11.26/100,000 in 2009 (january-september). in banjarbaru city the incidence rate in the years 2007–2009 was 45.10/100,000, 34.30/100,000, and 52.09/100,000, respectively, while in 2010 (from january until sptember) the incidence rate was 113.9/100,000 inhabitants. the case fatality rate (cfr) of dhf in banjarbaru city was as follows: 1.9% (2006), 1.8% (2007), 1.9% (2008), 5.11% (2009), and 2% (until september 2010).(2-3) 22 at present there are no drugs and vaccines available for dengue virus eradication in connection with dhf prevention. the disease m a y b e m o s t a p p r o p r i a t e l y m a n a g e d b y eradicating the mosquito vectors. eradication of aedes aegypti may be conducted by killing mosquito larvae by means of larvicides. the most widely used larvicide for control of aedes aegypti larvae is temefos 1% (abate 1sg).(4-6) synthetic insecticides are used by the community because they are practical in use and rapid in action. however, the use of synthetic insecticides has not led to a reduction in dhf rates. on the contrary, there are reports from many countr ies about the occur r ence of insecticide resistance, environmental pollution, and contamination of humans and animals. most of the available synthetic insecticides kill only adult mosquitoes, and only a few kill mosquito larvae.(7-9) previous studies have demonstrated that several plants, such as turmeric (curcuma domestica val.), are a potential alternative source of bioactive phytochemicals for killing aedes a e g y p t i larvae . ( 1 0 1 2 ) t h e s e p l a n t d e r i v e d insecticides may be expected to succeed in replacing conventional insecticides, as they are believed to be target-selective or target-specific. in contrast to synthetic insecticides, these phytochemicals are degradable to nontoxic compounds, thus minimizing the harmful effects on humans and animals, and contributing to a higher degree of environmental safety by minimizing the accumulation of harmful residues in the environment for this reason, they are also potentially suitable for use in the continuation of integrated mosquito control programs.(13-15) b a s e d o n t h e a b o v e m e n t i o n e d considerations, the study and development of alternative larvicides that are environmentfriendly is clearly indicated to decrease the use of synthetic insecticides. these plant-derived larvicides are expected to result in a reduction o f t h e n u m b e r o f d h f c a s e s i n s o u t h kalimantan, especially in banjarbaru city. the alternative candidate larvicides used in the present study are derived from indigenous indonesian plants, such as turmeric, which is readily available, inexpensive, and highly effective. in 2009, panghiyangani et al.(11) concluded that 0.4% ethanolic extract of turmeric rhizome (curcuma domestica val.) was an effective larvicide against aedes aegypti in residential areas of banjarbaru. other studies demonstrated that the essential oils contained in a number of medicinal plant parts, such as the leaves of pandanus spp., sirih (piper betle linn), lemon grass (andropogen nardus), eucalyptus cinerea, and the rhizomes of white turmeric (curcuma zedoaria), were capable of killing aedes aegypti larvae.(8,16,17) the aim of the present study was to evaluate the effects of turmeric rhizome essential oils (curcuma domestica val) on aedes aegypti larvae. methods design of study the study was of experimental design using a post test control group approach and was conducted from may to november 2010. extraction of turmeric rhizome essential oils a p p r o x i m a t e l y 1 0 k g o f t u r m e r i c (curcuma domestica val.) rhizomes was cut into small pieces and placed in the steam distillation apparatus containing 10 liter water, and connected to a condensor. the steam distillation apparatus was then heated, with steps being taken to avoid overheating and to maintain the flow of steam to the condensor. the condensor was kept cool by external packing with ice, to ensure condensation of all essential oils in the water phase. the oil-and-water mixture in the distillate was subsequently separated by means of a separatory funnel. for a complete separation, sodium chloride was added to the distillate. the water phase was collected in an erlenmeyer flask for further separation of remaining traces of oils, and after addition of sodium chloride the water was decanted, then separated in the separatory funnel.(18) panghiyangani, marlinae, isnaini, et al turmeric rhizome against aedes 23 univ med vol. 31 no.1 100 x mortality control % 100 mortality control % -mortality on interventi % ai = larvicide bioassay the study was performed in 2 stages, with the first stage performed in the laboratory using laboratory-reared larvae for determination of lc 50 a n d l c 90, t o s e r v e a s t h e b a s i s f o r calculating the treatment dosage be used in the field. for a mortality of aedes aegypti larvae between 0% and 20%, the number of deaths in the intervention groups was corrected using abbot’s formula:(19,20) statistical analysis probit analysis was performed using spss 17 to calculate lc50 and lc90 values and the kruskal-wallis test for determining larvicidal potency of turmeric rhizome essential oils against aedes aegypti larvae, at a significance level of 5%. results probit analysis found an lc50 value of 9.239 ppm and an lc90 of 13.565 ppm, as shown in table 1. larval mortality in the group given turmeric rhizome essential oils was 65.22%, after abbot’s correction. the results of the larvicidal assay of turmeric rhizome essential oils against aedes aegypti are shown in table 2. the results of the kruskal-wallis test showed a significant difference in larval mortality between the three treatment groups (p=0.021). larval mortality in the group given essential oils was 22% (17/ 75), which was significantly lower than the larval mortality of 33% (25/75) in the group given abate 1%. the effectiveness of turmeric (curcuma domestica val.) rhizome essential oils as larvicide, in comparison with the positive control group (temefos 1%) was 0.68. discussion the first phase of this study found lc50 and lc90 values of 9.239 ppm and 13.565 ppm, respectively, for turmeric (curcuma domestica val.) rhizome essential oils as larvicide (table 1). the lc50 in our study was lower than the 54.5 ppm for the lc50 of white turmeric essential oils.(21) a thai study also found the higher lc50 value of 36.30 ppm for curcuma aromatica essential oils.(15) thus our differing study results show that turmeric essential oils have a lower larvicidal effect than that of curcuma aromatica. the results of kruskall-wallis test showed that turmeric essential oils had the capacity to kill aedes aegypti larvae, although their potency 100 x larvae control ofmortality mean larvaon interventi ofmortality mean esseffectiven = ai: mean corrected persentage of deaths of test larvae the control groups were 2 in number, i.e. positive controls (abate 1%) and negative controls sodium carboxymethylcellulose [cmc-na] 0.5%. there were seven intervention groups, each consisting of 25 larvae, to whom t h e e s s e n t i a l o i l s w e r e a d m i n i s t e r e d a t concentrations of 3.45, 6.9, 13.79, 27.5, 55, 110, and 220 ppm, respectively. the treatment was replicated three times and the larvae were observed for 24 hours. the second phase of the larvicidal potency test used aedes aegypti larvae collected from 75 buildings selected in preliminary surveys, and consisting of 3 groups of 25 larvae, i.e. positive controls, negatiuve controls, and the intervention group receiving turmeric essential oils at a concentration of 13.565 ppm, based on the lc90 obtained in the first stage of this study, on the expectation of 100% larval mortality. these larvae were also observed for 24 hours. the effectiveness of turmeric rhizome (curcuma domestica val.) essential oils in comparison to the positive control groups (temefos 1%) was calculated with the following formula: 24 probability 95% confidence limits esti mate lower bound upper bound probit(a) .010 1.384 -1.0 10 2.943 .020 2.305 .17 0 3.719 .030 2.889 .91 5 4.215 .040 3.328 1.472 4.592 .050 3.685 1.922 4.901 .060 3.989 2.304 5.165 .070 4.256 2.637 5.399 .080 4.495 2.934 5.610 .090 4.712 3.202 5.803 .100 4.912 3.448 5.981 .150 5.739 4.453 6.736 .200 6.397 5.230 7.356 .250 6.961 5.880 7.905 .300 7.468 6.447 8.415 .350 7.938 6.957 8.903 .400 8.383 7.428 9.379 .450 8.814 7.870 9.853 .500 9.239 8.293 1 0.331 .550 9.663 8.706 1 0.820 .600 10.094 9.116 1 1.326 .650 10.539 9.531 1 1.859 .700 11.009 9.959 1 2.428 .750 11.516 10.4 13 1 3.051 .800 12.080 10.9 10 1 3.753 .850 12.738 11.4 81 1 4.580 .900 13.565 12.1 89 1 5.631 .910 13.765 12.3 58 1 5.886 .920 13.982 12.5 42 1 6.164 .930 14.221 12.7 44 1 6.470 .940 14.488 12.9 68 1 6.812 .950 14.792 13.2 23 1 7.204 .960 15.149 13.5 22 1 7.664 .970 15.588 13.8 88 1 8.232 .980 16.172 14.3 73 1 8.988 .990 17.093 15.1 33 2 0.183 table 1. distribution of larvacidal activity of turmeric rhizome essential oils against aedes aegypti panghiyangani, marlinae, isnaini, et al turmeric rhizome against aedes table 2. mortality percentage of aedes aegypti in the treatment groups 25 univ med vol. 31 no.1 was less than that of temefos 1% (abate), as not all larvae were killed. this may be due to the use of a concentration killing 90% of the laboratory-reared larvae (lc90) within 24 hours, whereas the test was done in residential areas, the natural habitat of aedes aegypti. there was a difference in susceptibility between laboratory-reared larvae and wild-type larvae from residential areas with regard to application of turmeric rhizome essential oils. the effectiveness of turmeric ( curcuma domestica val.) rhizome essential oils in killing aedes aegypti larvae from residential areas was two-thirds that of the positive controls. on the basis of the laboratory tests, the results of the effectiveness test should have been more than 68%, because the concentration used was the lc90 (13.565 ppm). there is thus a difference of 22% between laboratory and field test results. since essential oils are volatile compounds, and the field tests were performed in the afternoon hours without practically any control over the temperature of the respective buildings, it may be surmised that a substantial amount of the essential oils was lost through evaporation when pouring the oils into the test containers. this is in contrast with the laboratory tests, which were performed at controlled lower temperatures, thus minimizing loss of oils through evaporation. the rhizomes of turmeric ( curcuma domestica val.) contain the following active s u b s t a n c e s : c u r c u m i n s , s e s q u i t e r p e n e s , turmerones, volatile oils (essential oils), and z i n g i b e r e n s , t u r m e r o l s , p h e l l a n d r e n e s , camphors, curcumons, and various resins with antibacterial properties.(22) according to the studies of heyne,(23) derivatives of oxygenated h y d r o c a r b o n s ( p h e n o l s ) h a v e s t r o n g antibacterial properties. phenolic compounds mainly act by denaturation of cellular proteins and damage to cell membranes. the phenolic content of a substance may result in lysis of larval cells, due to increased permeability of cell membranes, leading to leakage of essential metabolites, while in the cells the phenols disrupt cellular activity. phenolic compounds act as dessicants, and are contact poisons that kill by inducing a continuous leakage of fluids, causing the larvae that come in contact with these poisons to die from dehydration. a contact poison is a larvicide that enters the larvae through the integument and natural orifices (siphons). the larvae die on direct contact with the larvicide. most contact poisons also act as stomach poisons.(24) one limitation in this study was that the stability of turmeric rhizome essential oil preparation could not be maintained over time, due to the volatility of the oils. conclusion turmeric rhizome essential oils (curcuma domestica val.) can kill aedes aegypti larvae from residential areas in several subdistricts in banjarbaru city. we recommend that the larvicidal effect of turmeric rhizome essential oils on aedes aegypti larvae be utilized in dhf vector control. acknowledgements we wish to express our gratitude to direktorat penelitian dan pengabdian kepada masyarakat direktorat jenderal pendidikan tinggi kementerian pendidikan nasional for financial support of this study through a stranas research grant for the fiscal year 2010/2011, and the head and research staff of the entomology laboratory loka penelitian dan pengembangan pemberantasan penyakit bersumber binatang-depkes ri, tanah bumbu, south kalimantan for the use of their laboratory facilities for this study. references 1. sitohang v, brahim r, hasnawati, anggraeni nd, ismandari f. demam berdarah dengue di indonesia tahun 1968-2009. buletin jendela epidemiologi 2010;2:1-14. 2. sukamto. data kasus demam berdarah dengue (dbd) per kabupaten/kota propinsi 26 kalimantan selatan. banjarmasin: dinas kesehatan provinsi kalimantan selatan;2009. 3. arifin z. rekapitulasi jumlah kasus dan kematian demam berdarah dengue (dbd) di wilayah kota banjarbaru menurut puskesmas dan kelurahan tahun 2010 (1 januari s.d 30 september 2010). banjarbaru: dinas kesehatan kota banjarbaru; 2010. 4. lestari k. epidemiologi dan pencegahan demam berdarah dengue (dbd) di indonesia. farmaka 2007;5:12-29. 5. gafur a, mahrina, hardiansyah. kerentanan larva aedes aegypti dari banjarmasin utara terhadap temefos. bioscientiae 2006;3:73-82. 6. kusumawati y, suswardany dl, yuniarno s, darnoto s. upaya pemberantasan nyamuk aedes aegypti dengan pengasapan (fogging) dalam rangka mencegah peningkatan kasus demam berdarah. warta 2007;10:1-9. 7. muhlisin a, arum p. penanggulangan demam berdarah dengue (dbd) di kelurahan singopuran kartasura sukoharjo. warta 2006;9: 123-9. 8. cavalca p, mançano a, gomes ml, de assumpcao l, reis b, bonato cm. homeopathic and larvicide effect of eucalyptus cinerea essential oil against aedes aegypti. braz arch bio technol 2010;53:835-43. 9. suwasono h, mardjan s. uji coba beberapa insektisida golongan pyrethroid sintetik terhadap vektor demam berdarah dengue aedes aegypti di wilayah jakarta utara. j ekol kes 2004;3:437. 10. promsiri s , amara n, maleeya k, usavadee t. evaluations of larvicidal activity of medicinal plant extracts to aedes aegypti (diptera: culicidae) and other effects on a non target fish. insect science 2006;13:179-88. 11. panghiyangani r, rahman f, yuliana. peningkatan kemampuan daya larvasida ekstrak rimpang kunyit (domestica val.) terhadap larva aedes aegypti penyebab dengue hemmorrhargic fever (dhf). laporan hasil penelitian hibah strategis nasional batch i. banjarmasin: universitas lambung mangkurat;2009. 12. marlinae l, lisda h, joharman, vera m. effectiveness of extract rhizome turmeric (curcuma domestica val.) in killing aedes aegypti larva cause of dengue hemmorrhargic fever (dhf). j kes ling 2006;3:22-8. 13. jeyabalan d, arul n, thangamathi p. studies on effects of pelargonium citrosa leaf extracts on malarial vector, anopheles stephensi liston. biores technol 2003;89:185-9. 14. prabakar k, jebanesan a. larvicidal efficacy of some cucurbitacious plant leaf extracts against culexquinquefasciatus (say). biores technol 2004;95:113-4. 15. choochote w, chaiyasit d, kanjanapothi d, rattanachanpichai e, jitpakdi a, tuetun b, et al. chemical composition and anti-mosquito potential of rhizome extract and volatile oil derived from curcuma aromatica against aedes aegypti (diptera: culicidae). j vector ecol 2005; 30:302-9. 16. dewi s, rahman a, eram tp. potensi daun pandan wangi untuk membunuh larva nyamuk aedes aegypti. j ekol kes 2003;2:228-31. 17. parwata im, rita ws, yoga r. isolasi dan uji antiradikal bebas minyak atsiri pada daun sirih (piper betle linn) secara spektroskopi ultra violet-tampak. j kimia 2009;3:7-13. 18. juniarti, yuhernita, susi e. destilasi minyak atsiri daun surian sebagai krim pencegah gigitan nyamuk aedes aegypty l. makara sains 2011; 5:38-42. 19. yasmin y, fitri l. the effect of metharrizium anisopliae fungi on mortality of aedes aegypti larvae. j natural 2010;10:31-5. 20. abbott ws. a method for computing the effectiveness of an insecticide. j econ entomol 1925;18:265-7. 21. panghiyangani r, isnaini, dodo ts. aktivitas larvisida minyak atsiri rimpang kunyit putih (curcuma zedoaria) terhadap larva aedes aegypti. maj kedok fk-uki 2010;xxvii:10813. 22. chattopadhyay i, biswas k, bandyopadhyay u, banerjee rk. turmeric and curcumin: biological actions and medicinal applications. curr sci 2004;87:44-53. 23. heyne. tumbuhan berguna di indonesia. jakarta: badan litbang kehutanan;1987. 24. parwata im, dewi pfs. isolasi dan uji aktivitas antibakteri minyak atsiri dari rimpang lengkuas (alpinia galangal l.). jurnal kimia 2008;2:1004. panghiyangani, marlinae, isnaini, et al turmeric rhizome against aedes c:\users\universa medicina\docu 107 abstract universa medicina poor knowledge of anemia and sexually transmitted disease but better knowledge of hiv/aids among unmarried adolescents aged 15-24 years edhyana sahiratmadja1 *, mugia bayu raharja2, elsa pudji setiawati3, and ramdan panigoro1 background basic knowledge of sexual and reproductive health is important to be introduced during the premarital period, to reduce high-risk sexual behavior among adolescents, as well as to increase the correct attitude in their future marriage. this study explored the knowledge of hiv/aids, sexually transmitted diseases (stds) and anemia among unmarried adolescents. methods this was a cross-sectional analytical study on secondary data from the indonesian demographic and health population survey 2017, initially conducted by the national population and family planning board (bkkbn). knowledge of hiv/aids, stds and anemia among unmarried adolescents aged 15-24 years in west java province and jakarta, the capital city of indonesia, was compared and analyzed using the chi-square test. results in total 5,389 weighted data were retrieved. in general, adolescents in jakarta had better knowledge of all diseases compared to those in west java (p<0.001). knowledge of anemia and stds was poor compared to that of hiv/aids which was moderate to good (p<0.001). interestingly, although the adolescents had a middle-low wealth index (43%), the majority (>90%) had their own mobile phone with almost daily internet access, however most of their information sources on health education were from their school period. conclusion premarital education in schools is imperative to enhance the knowledge of stds and anemia. moreover, poor knowledge of anemia is a challenge for introducing the topic of thalassemia major, an inherited autosomal recessive type of anemia due to hemoglobinopathy. since indonesia is harboring 610% of thalassemia carriers, integrative premarital education is needed for better family planning. keywords: iron deficiency anemia, indonesian demographic and health survey, premarital, thalassemia carrier, thalassemia major original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.110-120 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1163 may-august 2021 vol.40no.2 cite this article as: sahiratmadja e, raharja mb, setiawati ep, panigoro r. poor knowledge of anemia and sexually transmitted disease but better knowledge of hiv/aids among unmarried adolescen ts a ged 1 5-24 yea rs. univ m ed 202 1;40 :1 0 7-1 7 . doi: 10 .18 05 1/ univmed.2021.v40.110-120 1department of biomedical sciences, faculty of medicine, universitas padjadjaran, bandung, indonesia 2bkkbn, national population and family planning board – population research and development unit, jakarta, indonesia 3deparment of public health, faculty of medicine, universitas padjadjaran, bandung, indonesia *correspondence: edhyana sahiratmadja department of biomedical sciences, faculty of medicine, universitas padjadjaran jl. raya sumedang km 21 jatinangor, bandung, indonesia e-mail: e.sahiratmadja@unpad.ac.id, phone: +62-816-996309 orcid id : 0000-0001-9092-5848 date of first submission, march 24, 2021 date of final revised submission, july 9, 2021 date of acceptance, july 13, 2021 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license 108 sahiratmadja, raharja, setiawati, et al anemia and sexually transmitted disease introduction sexual and reproductive health account for a high proportion of global public health problems. the basic knowledge of various sexually transmitted infections and hiv/aids as well as of reproductive health is important to b e in tr od uc ed t o ad ole sc en ts dur ing th e premarital period to reduce high-risk sexual behavior.(1) the incidence of aids cases in indonesia has been reported to be highest at the age of 25-49 years.(2) therefore, adolescents and young adults are the age groups with the highest risk of contracting hiv infection possibly due to poor knowledge regarding hiv/ aids. furthermore, hiv/aids is closely related to sexual transmitted infections. good kno wl e d ge o f h iv / a dis a n d se x u a l l y transmitted diseases (stds) may increase good attitude in their future marriage, as well as eliminate the three infections in mother-to-child transmission, consisting of hiv/aids, syphilis and hepatitis b.(3) another disease that adolescents need to know is anemia, that affects about 40% of children under 5 years of age and 30% of nonpregnant women.(4) the risk factors of anemia are multifactorial, including chronic infections a n d i nf l a mma t i on , mic r on u t r i e n t a nd macronutrient deficiencies, with iron deficiency as the major cause.(5) anemia may lead to i mpa i r e d c o gn i t i ve p e r f or man c e , p oo r educational achievement, resulting in reduced work capacity. especially in young women, anemia may have impacts on their future pregnancies, among others poor pregnancy outcomes and increased maternal and perinatal mortality and morbidity. furthermore, anemic pregnant women have a higher risk during the pregnancy, both for the mother and the fetus, leading to intrauterine growth retardation or preterm delivery.(6) moreover, anemia in children is becoming a public health issue that may contribute to stunted growth and an increased susceptibility to infections. although the prevalence of iron deficiency anemia (ida) due to malnutrition in adolescents is high in the developing countries,(7) ida is not the only major cause in adolescents. since indonesia is located in the thalassemia belt area, hemoglobinopathies such as thalassemia, an inherited autosomal recessive anemia, are also prevalent.(8) good awareness of thalassemia carrier status is important in the premarital phase, as this knowledge is needed for better family planning. adolescence is a unique point of intervention as this age group is more receptive to changes in lifestyle that may determine their life course later.(9) a study in berlin showed that students had heard of hiv, and the majority rated their knowledge as (rather) good and knew that hiv could neither be cured nor vaccinated against.(10) an o th e r s t udy s ho wed d i f f e re n t r e sul t s, knowledge about some aspects of hiv and other stds was inadequate among both science and n on -s c i e n ce h igh sc ho ol a nd u ni ve r s i ty students.(11) this study aimed to assess the knowledge o f hiv /a ids, st ds a n d a n emi a a mo ng unmarried adolescents aged 15-24 years residing in west java and jakarta, the capital city of indonesia, as a reference. methods study design this was a cross-sectional study, using secondary data, pa rtly retrieved from the indonesian demographic and health survey (idhs) for 2017 [sur vei d emog rafi dan kesehatan indonesia (sdki) 2017].(12) research subjects t he id hs 2 01 7 s a mpl e w a s a geographically stratified and clustered sample of households, with a number of respondents representing the population of the provinces. the inclusion criterion was all unmarried men and women aged 15-24 yea rs i n the se lec ted clustered area who agreed to participate. the samples were weighted to inflate the sample 109 data, either from a small province or a large province, to be equivalent to the size of the total national population. in brief, two-stage sampling was designed. the sample size of population ce n su s 20 1 0 w a s c a l c ul a t e d b a s e d o n systematic probability proportional to size, resulting in 1,970 census blocks of urban and rural areas. of each census block, 25 families or households were chosen systematically. the current study had retrieved a total of data (n=5,389; weighted) from two provinces, namely from dki jakarta, the capital city of indonesia, where a premarital health examination a n d e d uc a t i o n pr ogr a m h a d b e e n ma de mandatory,(13) and from west java, the largest province in indonesia, harboring the majority of thalassemia major patients.(8) indonesian demographic and health survey 2017 questionnaires there were two sets of questionnaires namely for reproductive women aged 15-49 years (sdki 17-wus), and for men aged 152 4 ye a r s ( sdk i 1 7 -rp) . t h e s t r u c t ur e d q ue s t i on n ai r e s we r e d i st r i b ut e d t o t he respondents by direct interviews by cadres, conducted from july to september 2017. data of unmarried men and women aged 15 to 24 years were retrieved, and questions related to knowledge of hiv/aids, sexually transmitted diseases (stds) and anemia were explored and compared between the two provinces. the wealth index was computed as a composite index using principal components a na lys es of va r iou s va r i abl es , i nc l ud in g ownership of various assets, access to electricity, and other parameters related to source of drinking water and sanitation facilities and categorized as very poor, poor, middle, rich or very rich classes.(12,14) the questionnaire about hiv/aids consisted of ten closed questions (q1002 to q1008c) and knowledge was categorized as good (score 810), moderate (score 5-7) and poor (score d” 4). the questionnaire about stds consisted of three open questions (q1042 b, c, d), and the questionnaire about anemia consisted of five questions of which two were closed questions (q 1313) about whether the respondents had ever heard of anemia and (q1316) whether anemia was treatable; and three open questions about the definition (q1314), etiology (q1315) and prevention or treatment of anemia (q1317). for the open questions, the respondents were allowe d to answer to the extent of their knowledge. for each correct answer the given score was one. knowledge of anemia and stds was categorized as good (score 10), moderate (score 5-9) and poor score 4). statistical analyses sampling weights were applied to all analyses. the analysis consisted of two steps; first, a descriptive analysis to explore the distribution of variables such as “ever heard of” diseases and definition. the distribution was r e p o r t e d a s p e r c e nt a ge s . sec o nd , t he associations between place of residence and knowledge of hiv/aids, stds or anemia were analyzed using the chi-squared test. results were considered significant when p<0.05. ethical clearance ethical clearance for the initial survey had been granted in the institutional review board findings form (icf irb fwa00000845) for icf project no. 132989.0.000 for the year 2015. for using the se condary idhs 2017 data , no separate ethics approval was required, except the permission from the national population and family planning board, indonesia. results characteristic of unmarried adolescents and young adults in jakarta and west java of 5,389 weighted data retrieved, 19.8% of the respondents was from the capital city of jakarta and 80.2% from west java, the latter residing predominantly in urban areas (71.9%). the respondents comprised 55% men and 45% women, with the proportion of adolescents aged univ med vol. 40 no 2 110 sahiratmadja, raharja, setiawati, et al anemia and sexually transmitted disease a b c 15-19 years being slightly higher (54%) (table 1). the wealth index in urban areas of jakarta and west java was upper middle class, whereas in rural areas of west java the index was lower middle class. interestingly, the mobile phone has b e c o me a n e s s e nt i a l t o ol i n th is e r a of digitalization, with more than 90% of the respondents having a mobile phone. moreover, over 90% had internet access and in 80% the frequency of usage in the previous month was almost daily (table 1). know le dge about anemia com pared to stds and hiv/aids the majority of adolescents in jakarta (82%), west java urban area (70%) and rural area (60%) admitted that they had ‘ever’ heard about anemia. adolescents from jakarta had significantly heard more than had those from west java (p=0.000); moreover, adolescents in urban areas of west java had heard more than had those in rural areas (p 0.000) as depicted in figure 1. jakarta west java province total characteristic n (1065) urban rural n (5389) (%) n (3111) n (1213) gender men 567 1677 742 2986 (55.0) women 498 1434 471 2403 (45.0) age (years) mean ± sd 18.9 ± 2.7 18.6 ± 2.6 18.1 ± 2.6 age category (years) 15-18 501 1651 756 2908 (54.0) 19-24 564 1460 457 2481 (46.0) q1401 age at intended marriage (years) men (median/min-max) 25 (18-38) 25(19-35) 25 (20-37) women (median/min-max) 24 (18-30) 24 (17-30) 23 (17-30) education none 0 15 0 15 (0.3) primary 60 155 107 322 (6.0) junior high 127 440 390 c 957 (18.0) senior high 647 a 1971 a 624 a 3242 (60.0) a academy/university 231 b 530 b 92 853 (16.0) wealth index* very poor 26 160 185 d 371 (7.0) poor 85 375 352 d 812 (15.0) middle 146 e 676 e 308 d 1130 (21.0) rich 305 e 837 e 220 1362 (25.0) very rich 503 e 1063 e 148 1714 (32.0) own mobile phone yes 1000 2873 1070 4943 (92.0) no 65 238 143 446 (8.0) internet usage over last month yes 1033 2962 1098 5093 (95.0) -almost everyday 953 2354 777 4084 (80.0) -at least once a week 66 451 231 748 (15.0) -less than once a week 14 157 91 262 (5.0) no 32 149 114 295 (5.0) table 1. characteristics of unmarried adolescents and young adults from the capital city dki jakarta and west java province based on urban and rural area notes: a senior high school was the most predominant educational level; b academy/university was the second highest educational level in urban areas; c junior high school was the second highest educational level in rural areas; d combined wealth index was lower-middle class; e combined wealth index was upper-middle class. 111 similar to anemia, stds and hiv/aids had been significantly more heard of in jakarta than in west java (p=0.000). evenmore, hiv/aids had been significantly more heard in rural area of west java, compared to the topic of anemia and stds (p=0.000) in jakarta. the question on the definition of anemia was explored and this showed that anemia was generally known as a simple blood deficit. of this knowledge the adolescents in jakarta had the highest proportion among the respondents (60%); as opposed to adolescents in west java rural areas who did not know the definition of anemia (58%) (figure 2a). as for the cause of anemia, the most mentioned causes were lack of vegetables and fruit (31% ) as well as la ck of meat/f ish consumption (27%) as depicted in figure 2b. again, two-thirds of the adolescents in west java rural areas did not know the cause of anemia. as to whether anemia could be treated or prevented, taking a pill was predominantly mentioned by adolescents in jakarta (53%) and in west java urban and rural are as by 37% and 28%, respectively. hence, they did not specifically mention iron tablets in particular. taken together, both definition and cause of anemia were scored significantly better by respondents in jakarta compared to urban and rural areas of west java province (p=0.000). figure 1. distribution of unmarried adolescents and young adults in dki jakarta and west java province who had ‘ever heard’ about anemia, sexual transmitted diseases (stds) and hiv/aids the knowledge of anemia was predominantly poor (69%) in jakarta and even poorer in west java rural area (89%) and the difference was significant (p=0.000). similarly, the knowledge of sexually transmitted diseases (stds) was predominantly poor in jakarta (89%) compared to west java rural areas (98%), the proportions being significantly different (p= 0.000). interestingly, the knowledge about hiv/ aids was moderate (32%) to good (59%) in jakarta. the knowledge distribution in dki jakarta was significantly better than in west java (p<0001), signifying that the knowledge in urban areas was better than in rural areas (figure 3). some of the questions about hiv/aids were incorrectly answered, such as that the infection was spread by mosquitos and sharing of food (data not shown). the most frequent clinical symptoms known for genital infection in men were genital discharge and burning pain on urinating; whereas for genital infection in women the known symptoms we re foul smelling discharge, genital discharge and also burning pain during urination. source of information for health education among adolescents and young adults the most frequent health information source was the school. interestingly, education on hiv/ univ med vol. 40 no 2 112 sahiratmadja, raharja, setiawati, et al anemia and sexually transmitted disease figure 2. distribution of (a) definition and (b) etiology of anemia according to unmarried adolescents aged 15-24 years in dki jakarta and west java province b a aids (63%) was significantly (p 0.000) more given compared to stds (19%). for hiv/aids, radio/tv was the second source of information (53%) followed by information on internet (33%), whereas information about stds was more frequently gathered from friends (11%) and the internet (9%) (figure 4). there was no question in sdki 2017asking for the source of information about anemia that limited the analysis in comparing the source of information. discussion this study has explored the knowledge of hiv/aids, sexually transmitted diseases (stds) and anemia among adolescents aged 15-24 years from two provinces in indonesia, namely west java and jakarta, resulting in poor knowledge of anemia and st ds an d moderate to good knowledge of hiv/aids. interestingly, adolescents in jakarta have heard significantly 113 figure 3. knowledge of anemia, sexually transmitted diseases and hiv/aids among unmarried adolescents aged 15-24 years in dki jakarta and west java province figure 4. sources of information about (a) sexual transmitted diseases and (b) hiv/aids univ med vol. 40 no 2 114 sahiratmadja, raharja, setiawati, et al anemia and sexually transmitted disease more about those diseases compared to those residing in west java, and those in urban areas have heard more than those in rural areas. the disparities in reproductive health education across urban and rural areas may lead to inequities in awareness and utilization of health services.(15) interestingly, even though the wealth index in west java rural area is lower-middle class, over 90% of adolescents have a mobile phone and almost daily internet access. it seems that the mobile phone has become an essential tool in the era of digitalization. the use of mobile phones for example on mobile health or mhealth application via text-messaging information, videos and other social media platforms plays a role, highlighting the significant opportunity to impact health behaviors globally, particularly in lowand middle-income countries.(16) hence, the choice to access information from various sources depends on the individual’s interests and curiosity. even though the internet seems to be essential nowadays in passing the information, radio and tv are also useful sources of information. a study in uganda has shown that the frequency of access to information in traditional mass media such as tv, radio, and print media is more successful in enhancing the knowledge about hiv among adolescents.(17) information about hiv/aids has been regularly broadcast via radio/tv as a campaign to prevent hiv/aids. the hiv/aids campaign program in indonesia may have become a success story, causing knowledge about hiv/ aids to be predominantly moderate and good in j akar ta (91.0%) and west j ava (70.0%). however, the optimal source of reproductive health education is still the school period. for example, the major source of information of stds is the school. yet, the knowledge of stds is very poor. the stds may be seen as a sensitive issue in the community. our result has shown that the information about stds has been gathered from friends and internet. adolescents are prone to stds because of the influence and pressure of their friends and the curiosity to experiment with sexual activity. clearly, health promotion for std prevention needs to be carefully well-designed with a good assessment based on social and behavioral as well as cultural determinants given by teachers and medical professionals in the school curricula.(18) interestingly, educational programs in italy have been designed based on information needs and risk perceptions among adolescents and young adults, resulting in an effective intervention to improve knowledge about hiv and stds.(10) therefore, schools have been proven to be a good place for pr oviding information during the period of adolescence. (19) next to knowledge of stds and hiv/ aids, knowledge of anemia plays a significant role among adolescents. the most common cause of anemia in developing countries is iron deficiency anemia. it seems that the young adults in our study had poor knowledge of anemia , although they have ever heard a lot about anemia. blood deficit in general (48.0%), lack of iron-containing vegetables or fruits (22.0%) as well as lack of meat/fish consumption (18.0%) have been mentioned as the cause of anemia. however, since there was no question in the questionna ire asking about the source of information about anemia, nutrition education at school for the students is imperative. an integrated school-based nutrition program with their mothers have resulted in a significant increase in the knowledge and attitude of the mothers in improving the nutritional status of their children.(20) indeed, in the developing countries, iron deficiency anemia is predominant, as a result of inadequate intake of micronutrientrich foods and the inadequate utilization of available micronutrients in the diet due to i nf e c t i on s, a nd o t he r d i e t a ry f a c t o r s . consumption of vitamin-a rich and iron-rich foods as well as micronutrient fortification in cooking salt are recommended for both women and children.(21) the 1000 days of growth of the fetus into babies is essential. an anemic pregnant woman may deliver low birth weight babies, and children with stunted growth,(22) therefore, knowledge of anemia should be introduced at a young age during lessons in reproductive health education. 115 it is worth noting that next to iron deficiency anemia, hemoglobinopathies such as thalassemia minor or trait are another important etiology of anemia, (23) especially in indonesia and other countries located in the thalassemia belt area.(24) interestingly, thalassemia minor or trait is not well known among adolescents, and none of the respondents acknowledge thalassemia as the cause of anemia in their answer. moreover, knowledge of thalassemia is not wide-spread among general practitioners. (25) thalassemia is inherited in an autosomal recessive manner, thus, when thalassemia carrier is married to another carrier, the probability of having a thalassemia major baby in every pregnancy is 25.0%.(26) with the magnitude of possibly around 6-10.0% thalassemia carriers in west java,(8) the topic of thalassemia needs to be added to the premarital course or education. ideally, early detection for thalassemia carriers should be conducted in adolescents, integrated in the premarital program to plan their future partner.(27) this study, however, has some limitations. unlike the questions on knowledge about hiv/ aids which are true/false questions, the questions on knowledge about anemia and stds are more based on what the respondents know in open questions mode. another limitation is that there are no questions in idhs 2017 about the source of information for anemia. a validated and reliable questionnaire about the knowledge of anemia as well as the source of information needs to be further developed. conclusion the knowledge of anemia and sexually transmitted diseas es among unmarried adolescents from jakarta and west java is poor, whereas knowledge of hiv/aids is moderate to good. poor knowledge of anemia is a challenge in introducing thalassemia, an autosomal recessive inherited hemoglobinopathy. since indonesia is harboring 6-10.0% thalassemia carriers, a holistic approach to premarital education programs in schools is beneficial in enhancing the knowl edge of sexua l and reproductive health for a better family planning to achieve the next golden generation. conflict of interest the authors declare that there are no competing interests. acknowledgement this study has been financially supported by the competitive grant from the national population and family planning board, indonesia (bkkbn) for the year 2020. the authors declare that the results of this study are not affected by the grantor. we are grateful to indra murty surbakti and besral for critical review and fruitful discussion. we thank heru for his support in the study. contributors es, rp conceived the study, developed the idea, participated in the design; mbr retrieved and verified data. es, mbr, ep, rp analyzed the data and reviewed the manuscript. all authors contributed towards drafting and have agreed to be accountable for all aspects of the work; and all the authors read and approved the manuscript. data available statement data is availa ble upon request and permission from the national population and family planning board, indonesia. references 1. snow rc, laski l, mutumba m. sexual and reproductive health: progress and outstanding needs. glob public health 2015;10:149-73. doi: 10.1080/17441692.2014.986178. 2. kementerian kesehatan republik indonesia, pusat data dan informasi. infodatin hiv. jakarta selatan: kementerian kesehatan republik indonesia, pusat data dan informasi;2020. univ med vol. 40 no 2 116 sahiratmadja, raharja, setiawati, et al anemia and sexually transmitted disease 3. world health organization. regional office for the western pacific regional. framework for the triple elimination of mother-to-child transmission of hiv, hepatitis b and syphilis in asia and the pacific, 2018-2030. manila: world health organization regional office for the western pacific;2018. 4. world health organization. anaemia. geneva: world health organization; 2017. 5. chaparro cm, suchdev ps. anemia epidemiology, pathophysiology, and etiology in lowand middle-income countries. ann n y acad sci 2019; 1450:15-31. doi: 10.1111/nyas.14092. 6. di renzo gc, spano f, giardina i, brillo e, clerici g, roura lc. iron deficiency anemia in pregnancy. womens health (lond) 2015;11:891-900. doi: 10.2217/whe.15.35. 7. de andrade cairo rc, rodrigues silva l, carneiro bustani n, ferreira marques cd. iron deficiency anemia in adolescents; a literature review. nutr hosp 2014;29:1240-9. doi: 10.3305/nh.2014.29.6. 7245. 8. kementerian kesehatan republik indonesia. direktorat pencegahan dan pengendalian penyakit tidak menular. pedoman pengendalian penyakit thalassemia di fasilitas kesehatan tingkat pertama. jakarta: kementerian kesehatan republik indonesia; 2017. 9. bakrania s, ghimire a, balvin n. bridging the gap to understand effective interventions for adolescent well-being: an evidence gap map on protection, participation, and financial and material well-being in low and middle-income countries. unicef office of research innocenti, florence. 2018. 10. von rosen ft, von rosen aj, riemenschneider fm, damberg i, tinnemann p. sti knowledge in berlin adolescents. int j environ res public health 2018;15: 110. doi: 10.3390/ijerph15010110. 11. zizza a, guido m, recchia v, grima p, banchelli tinelli a. knowledge, information needs and risk perception about hiv and sexually transmitted diseases after an education intervention on italian high school and university students. int j environ res public health 2021:2069. https://doi.org/ 10.3390/ijerph18042069. 12. badan kependudukan dan keluarga berencana nasional, badan pusat statistik, kementerian kesehatan. survei demografi dan kesehatan indonesia 2017: buku remaja. september 2018. jakarta: badan pusat statistik; 2018. 13. gubernur propinsi daerah khusus ibukota jakarta. peraturan gubernur dki-jakarta no. 185 tahun 2017 tentang konseling dan pemeriksaan kesehatan bagi calon pengantin. jakarta: gubernur propinsi daerah khusus ibukota jakarta; 2017. 14. inner city fund (icf). demographic and health surveys: standard recode manual for dhs 7. the demographic and health surveys program. rockville, maryland, usa: icf; 2018. 15. ilori or, awodutire po, ilori os. awareness and utilization of adolescent reproductive health services among in-school adolescents in urban and rural communities in oyo state. niger med j 2020;61:67-72. doi: 10.4103/nmj. nmj_38_19. 16. källander k, tibenderana jk, akpogheneta oj, et al. mobile health (mhealth) approaches and lessons for increased performance and retention of community health workers in lowand middleincome countries: a review. j med internet res 2013;15:e17. doi: 10.2196/jmir.2130. 17. bago jl, lompo ml. exploringthe linkage between exposure to mass media and hiv awareness among adolescents in uganda. sex reprod health 2019;21:1-8. doi: 10.1016/ j.srhc.2019.04.004. 18. borawski ea, tufts ka, trapl es, hayman ll, yoder ld, lovegreen ld. effectiveness of health education teachers and school nurses teaching sexually transmitted infections/human immunodeficiency virus prevention knowledge and skills in high school. j sch health 2015;85:18996. doi:10.1111/josh.12234. 19. mason-jones aj, sinclair d, mathews c, kagee a, hillman a, lombard c. school-based interventions for preventing hiv, sexually transmitted infections, and pregnancy in adolescents. cochrane database syst rev 2016; 11:cd006417. doi: 10.1002/14651858.cd006417. pub3. 20. angeles-agdeppa i, monville-oro e, gonsalves jf, capanzana mv. integrated school based nutrition programme improved the knowledge of mother and schoolchildren. matern child nutr 2019;15 suppl 3:e12794. doi: 10.1111/mcn.12794. 21. beluska-turkan k, korczak r, hartell b, et. al. nutritional gaps and supplementation in the first 1000 days. nutrients 2019;11:2891. doi: 10.3390/nu11122891. 22. rahman mm, abe sk, rahman ms, et. al. maternal anemia and risk of adverse birth and health outcomes in lowand middle-income countries: systematic review and meta-analysis. am j clin nutr 2016;103:495-504. doi: 10.3945/ ajcn.115.107896. 23. hoffmann jj, urrechaga e, aguirre u. discriminant indices for distinguishing thalassemia and iron deficiency in patients with 117 microcytic anemia: a meta-analysis. clin chem lab med 2015;53:1883-94. doi: 10.1515/cclm-20150179. 24. fucharoen s, winichagoon p. haemoglobinopathies in southeast asia. indian j med res 2011;134:498-506. 25. sahiratmadja e, wijaya ma, widjajakusuma a, maskoen am, dewanto jb, panigoro r. the knowledge about thalassemia among medical students and general practitioners in bandung and the prevalence of -thalassemia carrier. j indon med assoc 2020;70:48-58. doi: 10.47830/ jinma-vol.70.4-2020-232. 26. kohne e. hemoglobinopathies: clinical manifestations, diagnosis, and treatment. dtsch arztebl int 2011;108:532-40. doi: 10.3238/ arztebl.2011.0532. 27. amato a, cappabianca mp, lerone m, et al. carrier screening for inherited haemoglobin disorders among secondary school students and young adults in latium, italy. j community genet 2014;5:265-8. doi: 10.1007/s12687-0130171-z. univ med vol. 40 no 2 c:\users\user\documents\41 no 2 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 psychological distress and dyslipidemia in adult women: a 6-years follow up study in bogor city, indonesia sulistyowati tuminah1,2* , sudarto ronoatmodjo3 , srilaning driyah4, dewi kristanti4 , and dwi hapsari tjandrarini2 background abstract 1magister program, faculty of public dyslipidemia is of global occurrence, with a prevalence 30% or higher in several countries, including indonesia. one risk factor of dyslipidemia is physical or mental stress, that is more frequent in women. this study aimed at investigating the association between psychological distress and dyslipidemia in adult women. methods this observational longitudinal study involved 1850 women aged 25 years and older at baseline. dyslipidemia was determined from the ratio of low density lipoprotein to high-density lipoprotein. psychological distress was determined using the 20-item self-reporting questionnaire. data analysis was by cox regression for calculating the hazard ratio of the incidence of dyslipidemia as predicted by the psychological distress. results among the 1474 participants without dyslipidemia at baseline, 545 (36.9%) developed dyslipidemia during 6 years of monitoring, while 93 (6.3%) had a history of psychological stress. there was a significant association between psychological distress and dyslipidemia (hr = 3.08; 95% ci: 2.334.07). cox regression revealed that the association was still found to be significant after a further adjustment for the variables of age, bmi, menopause, smoking status, physical activity, and carbohydrate and fat intakes (hr=2.8; 95% ci: 2.10 3.77). conclusions dyslipidemia incidence was high among adult women in bogor. women with psychological distress had higher incidence rates of dyslipidemia than women without psychological stress. psychological distress in women was statistically significantly associated with incidence rate of dyslipidemia. this finding highlights the importance of the need for a dyslipidemiareduction program in women through prevention and control of psychological distress. keywords: psychological distress, ldl/hdl ratio, dyslipidemia, longitudinal study, adult women health universitas indonesia (fkm ui), indonesia 2organization for health research national agency for research and innovation, indonesia 3department of epidemiology, faculty of public health universitas indonesia, indonesia 4center for health management policies agency for health development policies, ministry of health, republic of indonesia, indonesia *correspondence: sulistyowati tuminah badan riset and inovasi nasional (brin) gedung bj. habibie jl. m.h. thamrin no.8, jakarta pusat 10340 email: suli017@brin.go.id / watidarjoko@gmail.com orcid id: 0000-0003-2839-3865 date of first submission, may 25, 2022 date of final revised submission, october 24, 2022 date of acceptance, october 28, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license cite this article as: tuminah s, ronoatmodjo s, driyah s, kristanti d, tjandrarini dh. psychological distress and dyslipidemia in adult women: a 6 year follow-up study in bogor city, indonesia. univ med 2022;41:236-43. doi: 10.18051/univmed.2022.v41.236245. 236 doi: http://dx.doi.org/10.18051/univmed.2022.v41.236-245 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1348 original article mailto:suli017@brin.go.id mailto:watidarjoko@gmail.com http://dx.doi.org/10.18051/univmed.2022.v41.236-245 https://univmed.org/ejurnal/index.php/medicina/article/view/1348 https://orcid.org/0000-0003-2839-3865 https://orcid.org/0000-0002-2317-0294 https://orcid.org/0000-0002-9694-2064 https://orcid.org/0000-0001-8313-4722 237 univ med vol. 41 no 3 introduction dyslipidemia comprises one or more of the following abnormal lipid concentrations, namely high total cholesterol, high low-density lipoprotein (ldl), low high-density lipoprotein (hdl) or high triglycerides.(1,2) the occurrence and development of dyslipidemia frequently involves a continuous long-term process. various risk factors, including changes in social and economic status, changes in life style, such as westernization of the diet, insufficient physical activity and long-term sedentary behavior, are believed to be contributing to the increased prevalence of dyslipidemia.(3,4) the prevalence of dyslipidemia varies between countries, because of differing ldl cutoffs. the prevalence of dyslipidemia in thailand is 66.5%, using as reference the third adult treatment panels (atp iii) high ldl cutoff of 100 mg/dl and above.(2) the prevalence of dyslipidemia in africa (ldl cutoff = 130 mg/ dl and above) is 25.5% and in iran 83%.(5,6) the prevalence of dyslipidemia in indonesia (ldl cutoff = 160 mg/dl or more) at ages 25 years and above is around 36% (33.1% in men and 38.2% in women).(2) in addition to being affected by nutrition, body weight, physical activity, treatment, and genetic factors, the blood lipid concentration may also be influenced by mental or physical stress.(7) stress is the condition of physical and psychic stress as a result of individual and environmental demands, such as to cause anxiety, which is a ge neral and ear ly s ign of physica l and psychological abnormality.(8) the are 2 types of stress, namely eustress and distress. eustress is a positive response that brings pleasure and health, whereas distress is a negative response of the body that has a deleterious impact on health.(9) psychological distress (psychological stress) is one of the main causes of disability in the global disease burden. the morbidity resulting from psychological distress has reportedly a negative impact on the broader socio-economic health outcomes. the prevalence of psychological distress is especially reported to be higher in lowmiddle income countries (lmics) and is significantly higher in women (as compared to men) and in those with comorbidities.(10,11) because it is associated with different population characteristics and conditions, the prevalence of psychological distress varies widely, being 35.5% in iraq, 16.0% in mexico,(11) 37.6% in br azil, (1 2) and 23.0% in eri trea. (1 3) psychological distress is associated with poor physical health and is predictive of the occurrence of chronic physical conditions.(14) the indonesian national prevalence of psychological distress is 9.8% according to the basic health research (riskesdas) data for 2018. psychological distress tends to increase with increasing age, its proportion being 8.5 15.8%. the prevalence of psychological distress is higher in women (12.1%) than in men (7.6%).(15) the proportion of psychological distress in the cohort study of risk factors of non-communicable disease (studi kohor faktor risiko penyakit tidak menular frptm) in bogor city in 2019 was 28.6%. the proportion of hdl concentration of less than 50 mg/dl in women (or less than 40 mg/dl in men) is around 36 42%.(16) the proportion of subjects with high ldl concentration (100 mg/dl and above) at baseline and in monitoring years 2, 4 and 6, was found to be higher than 80%.(17) multivariate analysis of the study of chen et al.(18) found a significant association between psychological distress and dyslipidemia, with a hazard ratio (hr) of 1.14 (95% ci: 1.04-1.25). on the other hand, the results of the study of zhang et al.(19) showed that the group with mental health disorders had a significant relationship for awareness of dyslipidemia, with odds ratio (or) =1.81, but not for treatment of dyslipidemia (or=1.29) and for controlled dyslipidemia (or=0.93). however, evidence showed that not all people with psychiatric disorders display metabolic impairments due to age and gender, these latter being the most significant factors influencing the relationship between metabolism and mental disorder. for instance, metabolic conditions (abdominal obesity, high triglyceride and glucose levels) are associated with an increased 238 risk of a future depressive episode in middle-aged adults.(20) the present study aimed at investigating the association between psychological distress and dyslipidemia in adult women. methods design of the study this observational longitudinal study was conducted using data from 5 villages (kelurahan) of bogor tengah district, bogor city, west java province from 2011/2012 until 2017/2018. the study was preceded by recruitment of candidate respondents and a baseline study comprising health screening that was conducted in 3 recruitment stages, namely stages 1 (2011), 2 (2012) and 3 (2015), to maintain the minimum sample size. for 6 years, 3 annual routine monitoring studies were performed.(16) new cases of dyslipidemia that occurred in the monitoring period were recorded as the incidence of dyslipidemia. research subjects the study subjects were female respondents of the cohort study of risk factors of noncommunicable disease (frptm) aged 25 years and above (in the baseline study). the reason for selecting female re spondents was that dyslipidemia as well as psychological distress is more frequently found in women.(2,15) the inclusion criteria were: respondents who did not have dyslipidemia at baseline and had been monitored for 6 years. the exclusion criterion was incomplete results of blood lipid examination. from a total of 5258 respondents of the frptm cohort study aged 25 years and above, the data of 3482 female respondents were collected. of the latter, 1850 persons who did not have dyslipidemia at baseline were selected, from whom subsequently wer e collected 1642 respondents who had been monitored up to year 6, i.e. recruited in stages 1 and 2. the data of 168 persons, who had incomplete blood lipid results, were not included in the analysis, such that the number of respondents who met the criteria for analysis was 1474 (figure 1). definition of dyslipidemia dyslipidemia as outcome was determined by the ldl to hdl ratio, because this ratio is a substitute marker for a decrease in lipids.(21) the result of the blood examination is categorized as dyslipidemia if the ldl/hdl ratio is high (2.5 and above) because according to the study of chen et al.(22) this is the optimal cutoff value in women. the ldl and hdl concentrations were obtained from the results of blood lipid examination in the frptm cohort study that are conducted once in 2 years. definition of history of psychological distress the data on exposure to psychological distress were obtained from the results of mental health screening using the 20-item self-reporting questionnaire (srq-20). subjects are categorized as having “psychological distress” if they answer “yes” to at least 6 of the 20 srq-20 questions.(14) subjects are categorized as having “history of psychological distress” if they had been detected as having psychological distress in at least 2 successive monitoring periods prior to the occurrence of the dyslipidemia. covariates seve ral covariate that were seen as potential confounders were included in this analysis. the age variable was divided into 2 groups, namely less than 55 years and 55 years and above, with reference to the study results of sudikno et al.,(23 ) where ldl cholesterol concentration increases 3-fold in the age group of 55 years and above. the values of the menopause variable were obtained from the interview results ba sed on the subj ects’ admissions and were grouped into 2 categories, namely “yes” or “no”. smoking status was estimated using the brinkman index (bi), which is calculated by multiplying the duration of smoking (in years) by the number of cigarettes smoked.(24) smoking status was categorized into 3 groups, namely non-smoker (0), light smoker (1—199), and heavy smoker (200 and above).(25) the physical activity variable is a composite of the type and duration of activity (days per week tuminah, driyah, kristanti psychological distress and dyslipidemia 239 univ med vol. 41 no 3 a b and minutes per day) including the type of sport. vigorous activity as well as vigorous sport has an 8-fold weight, moderate activity or sport has a 4-fold weight, while low activity has a 2-fold weight. subjects were categorized as having insufficient physical activity if they had a total activity of less than 600 metabolic equivalent for task (met) per week.(26) fat and carbohydrate intakes were determined based on the general guideline for balanced nutrition (pedoman umum gizi seimbang, pugs). fat intake was grouped into less than 25% and 25% and above of total energy requirement. carbohydrate intake was grouped into less than 60% and 60% and above of total energy requirement.(27) the nutritional data were obtained through interviews using the food frequency questionnaire (ffq) and food recall. body mass index (bmi) was obtained from weight in kg divided by height in m2, referring to bmi standards for asians. bmi was divided into 2 categories, namely obesity (bmi 25 kg/m2 and above) and no obesity (bmi less than 25 kg/ m2).(28,29) subjects were categorized as having obesity if in at least 2 of 3 monitoring periods (per year) in 6 years they had a bmi of 25 kg/m2 and above. statistical analyses sample characteristics were compared between subjects with and without the onset of dyslipidemia at baseline, using the chi-square test for categorical variables. multivariable analysis was performed with the cox regression test to obtain the hazard ratio (hr) which is the ratio of the incidence dyslipidemia of the group with a history of psychological distress during monitoring to that of the group without such a history in the same period. the results are declared to be statistically significant if the p value is less than 0.05. women respondents (n=3482) no dyslipidemia at baseline (n=1850) monitoring up to 6th year (n=1642) analyzed: complete blood lipid data (n=1474) men respondents (n=1777) dyslipidemia at baseline (n=1632) no monitoring up to 6th year (n=208) incomplete blood lipid data (n=168) respondents of frptm cohort study aged 25 yrs and above (n=5258) figure 1. flow of selection of analyzed sample (n=1474) 240 in a cumulative incidence of dyslipidemia (number of new cases) of 545 (36.9%). the chi-square test results showed that the proportion of dyslipidemia incidence was significantly higher in the group with psychological stress, age less than 55 years, and bmi 25 kg/m2 (p<0.05) (table 1). the results of bivariable analysis showed a higher risk of dyslipidemia incidence in subjects with psychological distress than in subjects without psychological distress (hr=3.08; 95% ci: 2.33-4.07) (table 2). after controlling for the covariate variables of age, bmi, menopausal sta tus, smoking status, physical a ctivity, carbohydrate intake, and lipid intake, the risk of dyslipidemia incidence was higher in the group with psychological distress (hr= 2.8; 95% ci: 2.10 – 3.77 (table 3). ethical clearance the frptm cohort study obtains ethical clearance for each year of conduct, from the national commission of health research ethics (komisi nasional etik penelitian kesehatan, knepk) of the hea lth resear ch and development agency, ministry of health, the current license being no. lb.02.01/2/ke.076/ 2018 dated march 1, 2018. results among the 1474 women without dyslipidemia at baseline, 93 (6.3%) had a history of psychological stress, but the majority (1381 or 93.7%) did not. in the 6-year monitoring period, 57 (61.3%) of the 93 women and 488 (35.3%) of the 1381 women developed dyslipidemia, resulting table 1. comparison of characteristics of adult women with and without dyslipidemia during 6 years of monitoring (n=1474) note: bmi = body mass index risk factor dyslipidemia p value yes (n=545) no (n=929) n (%) n (%) psychological distress <0.001 absent 488 (35.3) 893 (64.7) present 57 (61.3) 36 (38.7) age (years) 0.030 less than 55 412 (38.7) 652 (61.3) 55 and above 133 (32.4) 277 (67.6) bmi (kg/m2) 0.040 less than 25 233 (34.2) 449 (65.8) 25 and above 312 (39.4) 480 (60.6) menopause 0.060 no 340 (39.0) 531 (61.0) yes 205 (34.0) 398 (66.0) smoking status 0.080 non smoker 454 (35.6) 822 (64.4) light smoker 72 (44.4) 90 (55.6) heavy smoker 11 (40.7) 16 (59.3) physical activity 0.05 sufficient 356 (35.3) 653 (64.7) poor 189 (40.6) 276 (59.4) carbohydrate intake (% of total energy) 0.180 less than 60 376 (35.8) 673 (64.2) 60 and above 169 (39.8) 256 (60.2) fat intake (% of total energy) 0.620 less than 25 91 (35.4) 166 (64.6) 25 and above 454 (37.3) 763 (62.7) tuminah, driyah, kristanti psychological distress and dyslipidemia 241 univ med vol. 41 no 3 discussion in this study it was found that the cumulative incidence of dyslipidemia that occurred in the monitoring period of 6 years was 36.9%. this is relatively low as compared with the study of chen et al.(18) who found a cumulative incidence of dyslipidemia of 60.5% in a period of 2.6 years. this is because the definition of dyslipidemia in chen et al. (18) study was at least one abnormal lipid level, whereas in our study dyslipidemia was determined by the combination of a high ldl and a low hdl, resulting in a smaller value. the results of multivariable analysis showed a statistically significant association between psychological distre ss and incidence of dyslipidemia, after controlling for covariate variables, namely age, bmi, menopause, smoking status, physical activity, and carbohydrates and fat intakes. our study results are consistent with the results of other studies that associate stress with dyslipidemia. for the risk of dyslipidemia, the study of catalina-romero et al.(30) had an or=1.11 (95% ci: 1.04 1.19), while the study of assadi (31) had rr=14.54 (95% ci: 3.54 59.65). the study of yu et al.(32) f ound a correlation between psychological distress and high ldl concentration in middle-aged women. the study results of kim et al.(33) showed a significant relationship between chronic mental problems, such as depressive mood, and serum lipid concentration in male adolescents, but not in female adolescents. although psychological distress in the frptm cohort study is determined with the srq-20 that is used to detect mental health in general, the results are consistent with a number of studies that use different and more specific instruments, in that there is a significant table 2. cox regression model of factors associated with the incidence of dyslipidemia in adult women note: bmi = body mass index risk factor crude hazard ratio (chr) 95% ci p value psychological distress absent 1 (ref) present 3.08 2.33—4.07 <0.001 age (years) less than 55 1 (ref) 55 and above 0.79 0.65—0.96 0.020 bmi (kg/m2) less than 25 1 (ref) 25 and above 1.10 0.93—1.30 0.250 menopause no 1 (ref) yes 0.83 0.70—0.99 0.040 smoking status non smoker 1 (ref) light smoker 1.39 1.09—1.79 0.010 heavy smoker 1.14 0.63—2.08 0.660 physical activity sufficient 1 (ref) poor 1.37 1.15—1.64 <0.001 carbohydrate intake (% of total energy) less than 60 1 (ref) 60 and above 1.21 1.01—1.46 0.030 fat intake (% of total energy) less than 25 1 (ref) 25 and above 0.98 0.78—1.35 0.900 242 relationship between psychological distress and the incidence of dyslipidemia. psychological distress may vary by type, number and duration of symptoms that are felt by the subjects, depending on the response of each individual and the way this individual overcome s the pr oblem. (8 ) ac cord ing to marcondes et al.,(34) increases in blood lipids that are triggered by stress are adaptive in nature and will return to normal when the stress disappears. however, if the stress persists for a long time, the dyslipidemia that is triggered by stress will persist, have a damaging effect and contributes to the occurrence of cardiovascular diseases, such as stroke, atherosclerosis, and coronary heart disease. the results of physiological studies show that stress from any source may affect the endocrine, hemopoietic and immune systems.(35) the stress response induces the secretion of cortisol and catecholamine hormones that influence the body metabolism including fat metabolism. there are 2 stress response pathways in the hypothalamus, namely the hypothalamic pituitary adrenal (hpa) and the sympathetic adrenal medullary (sam) axes. both are pathways that play a major role in regulating the balance of cortisol and catecholamine hormones. in a condition of distress, both of these pathways produce cortisol and catecholamines in non-homeostatic concentrations, that result in various types of metabolic changes, both for carbohydrates, proteins and fats.(9) dyslipidemia that is triggered by stress involves a complex interaction between str ess hormones, ins ulin, adipose tissue metabolism and cytokines.(34) table 3. multivariate cox regression analyses on the association between psychological distress and dyslipidemia in adult women *covariates included age, bmi, menopausal status, smoking status, physical activity, carbohydrate intake, lipid intake, and psychological distress. significance was set at p < 0.05. note: bmi = body mass index; ref = reference category risk factor adjusted hazard ratio 95% ci p value psychological distress absent 1 (ref) present 2.81 2.10—3.77 <0.001 age (years) less than 55 1 (ref) 55 and above 0.86 0.65—1.14 0.310 bmi (kg/m2) less than 25 1 (ref) 25 and above 1.10 0.93—1.31 0.240 menopause no 1 (ref) yes 0.92 0.72—1.18 0.540 smoking status non smoker 1 (ref) light smoker 1.29 1.00—1.67 0.040 heavy smoker 1.02 0.56—1.71 0.930 physical activity sufficient 1 (ref) poor 1.38 1.15—1.65 <0.001 carbohydrate intake (% of total energy) less than 60 1 (ref) 60 and above 1.32 1.05—1.66 0.010 fat intake (% of total energy) less than 25 1 (ref) 25 and above 1.26 0.95—1.67 0.100 tuminah, driyah, kristanti psychological distress and dyslipidemia 243 univ med vol. 41 no 3 from the results of the evaluation on each of the covariate variables, no confounder was found. this may have been due to the presence of other confounders that were not analyzed or because previously there had been a restriction in gender, in that only data from female respondents constituted the study sample, on the grounds that 65% of the respondents in the frptm cohort study are women. in addition, based on the literature, both dyslipidemia and psychological distress are more frequently found in women.(2,15) the limitation of this study is that the measurement of dyslipidemia as the outcome is done only once in 2 years. in addition, selfassessment may cause perception bias in the respondents towards the questions in the srq20. our future studies will include more specialized scales on a particular aspect of psychological distress, such as depression. conclusions dyslipidemia incidence was high among adult women in bogor. a psychological distress in women is statistically significantly associated with the incidence of dyslipidemia. therefore, the incidence of dyslipidemia may be reduced if the psychological distress can be prevented or controlled, conflict of interest there was no conflict of interest. funding none. author contributions st contributed to literature search, data analysis, and wr iting of the manuscript (corresponding author); 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( 5) acu te pe i s the r esult of a complicated relationship between different organs; therefore, the clinical symptoms are diverse and non-specific. it is difficult to make an immediate diagnosis, especially in many comorbidities complicating the condition, as d esc ri be d i n thi s c a s e of a p a tie nt wit h pulmonary embolism with signs of pulmonary hypertension (ph) and underlying chronic kidney disease. non-invasive imaging tests enable the clinician to suspect and initiate further workup for pe, with computed tomography pulmonary angiography (ctpa) being the principal tool.(6) unfortunately, the widespread use of multidetector ctpa without selection of patients has introduced new issues, such as overdiagnosis and exposure to radiation.(7) an eff ort to implement the r obust validated strategies in clinical practice could overcome some of these problems. here we report the case of a woman with acute pulmonary embolism who had pulmonary hypertension and dialysis-dependent chronic kidney disease. the purpose of this case report is to highlight the roles of different modalities with different accuracy to help establish the diagnosis. case report a 51-year-old woman came to our hospital with the chief complaint of sudden worsening of shortness of breath with symptoms of right heart failure. the patient had a history of immobilization, uncontrolled hypertension, and chronic kidney disease and was on hemodialysis. on physical examination stable hemodynamics and signs of right heart failure were found, while laboratory examination showed anemia (hb 9.8 g/dl) and lowered kidney function (serum urea 52 mg/dl and creatinine 5.28 mg/dl). the ecg showed a normal sinus rhythm with no sign of a deep s wave in lead i, of a q wave in lead iii, of an inverted t wave in lead iii; or right ventricular strain. echocardiography revealed a normal left ventricular (lv) function, a dilated right ventricle (rv) with impaired function (tricuspid annular plane systolic excursion/ tapse) of 16 mm, longitudinal strain -13.4%), pericardial effusion, and also signs suggesting a high probability of pulmonary hypertension (figure 1). we found no signs of pe, such as mcconnell’s sign and the 60/60 sign. we decided to perform ct pulmonary angiography and found a hypodense lesion within the lateral wall of the main pulmonary artery, right main pulmonary artery, and the superior and inferior right trunk, with central filling defect (polo mint sign) due to thrombus, and dilatation of the main pulmonary artery (figure. 2). after analyzing the resulting ctpa and echocardiography signs suggesting ph, we diagnosed this case as acute pulmonary embolism with stable hemodynamics in a patient with suspected pulmonary hypertension in chronic kidney disease. the patient was treated with parenteral anticoagulation for ten days, overlapping with an oral anticoagulant, and the patient was discharged in a stable condition and 159 figure. 1. echocardiography parameters echocardiography parameters indicate reduced rv function and the probability of ph. (a) free-wall strain of 13.4%; (b) moderate pericardial effusion; (c) reduced tapse value of 16 mm; (d) mean tr velocity of 2.98 m/ s; without signs of pulmonary embolism. rv= right ventricle; ph= pulmonary hypertension; tapse= tricuspid annular plane systolic excursion; tr= tricuspid regurgitation figure. 2. msct of pulmonary embolism. msct images showing (a) hypodense lesion in the lateral wall of mpa, rpa; (b) central filling defect (polo mint sign); (c) dilatation of all cardiac chambers; (d) dilatation of mpa and ratio of mpa to ascending aorta diameter is >1. abbreviations: msct= multi-slice computed tomography; mpa= main pulmonary artery; rpa= right pulmonary artery univ med vol. 40 no 2 160 dewi, hasan, fathini pulmonary embolism in a 51-year-old woman showing improvement in symptoms. further eva luation on pulmonary hypertension is mandatory to conclude the working diagnosis according to the diagnostic algorithm stated in the guidelines, but due to loss to follow-up there are no further data regarding the outcomes or further ph diagnosis. written informed consent was obtained from the patient for publication of this case report. discussion chronic kidney disease can increase the risk of thromboembolism by affecting both procoagulant and anticoagulant factors. chronic kidney disease has significant changes in all important factors of coagulation, as determined by virchow's triad. abnormalities in the coagulation cascade and platelet function may lead to the tendency of thrombosis or bleeding, depending on the defect.(2) one study showed that the occurrence of pulmonary embolism in patients with ckd is 7.6 times higher than in patients with normal kidney function, and also has a higher mortality.(8) acute pulmonary embolism is the most serious c linica l pre sentation of venous thromboembolism (vte). it is often clinically silent or mimics the diagnostic features of other conditions, resulting in under-diagnosis.(6) prediction rules using the wells score help categorize patients with suspected pe into different categories of pre-test probabilities and decide if the diagnostic workup should be initiated. the probability of this patient was likely (intermediate) and needed further evaluation. ddimer has a high negative predictive value (npv), and low positive predictive value (ppv) and is not useful for confirmation of pe. in our case, we did not check the d-dimer due to the low ppv of an in-hospital patient. the ecg features in pe comprise a wide range of abnormalities; 10-25% of patients have a completely normal ecg, such as in our case. the s1q3t3 pattern (mcginn-white sign) is a classic finding found pe cases with a high specificity of 95%, but a low sensitivity of 5%.(9) multivariable analysis of ecg characteristics using the twist score describes right ventricular (rv) strain pattern due to increased pressure and wall tension in the right heart. among these ecg characteristics, the most common finding associated with pulmonary embolism is an s wave in lead i, followed by a t wave inversion (twi) in leads v1-v3, and a tachycardia of ed100 bpm. the higher the twist score, the higher the specificity (97-100%), but the lower the sensitivity (1-7%), with ppv 40100% and npv 44-56%.(9) echocardiography in the diagnosis of acute pe is a favorable alternative, since it is non-invasive, is standardized almost in all cardiology centers, and can be performed at the bedside. right ventricular dysfunction and pressure overload are a common feature in pulmonary embolism, and can be detected by echocardiography. in suspected acute pe, echocardiographic signs are inadequate to rule out pe and only an enlarged rv end-diastolic diameter is 80% sensitive for acute pe. there are also other highly specific signs, such as right heart thrombus with 99% specificity, followed by mcconnell’s sign (rv mid free wall akinesia and apical wall hyper contractility) with 97% specificity, and paradoxical septal movement with 95% specificity.(10) these specificities remain high when performed by a non-cardiologist. however, in our case, we only found a high p r o ba b i lit y o f ph b ut n o sp e c i f ic e c h o c a r d i ogr a p hi c s i gn s su gge s t i ng pe . although echocardiography produces potentially va l ua b l e f i nd i n gs , a c u t e pe c a n n ot be differentiated from other causes of rv failure. echocardiographic findings of rv pressure overload are differentiated into acute and chronic. tricuspid annular plane systolic excursion (tapse) is a widely recognized, obtainable, and validated parameter of global rv systolic function and also has prognostic value for pe.(4) a right heart thrombus is found in 24% of acute pe patients and increases the risk of short-term mortality to 20% in acute pe.(10) co mp ut ed t o mogr a p hy pu lmo na r y angiography is the best modality for showing the 161 pulmonary vascularization in patients with suspected pe. the diagnosis of pe using ctpa has an outstanding accuracy, with a sensitivity of 83% and a specificity of 96%.(4) several studies showed that ctpa is a reliable imaging test for excluding pe. findings for positive ct results include a partial filling defect or central filling defect within the vessel surrounded by contrast material known as the “polo mint sign” on images acquired perpendicular to the long axis and the “railway track sign” on the longitudinal axis of the vessel.(12) computed tomography pulmonary angiography also provides substantial information on vascularity, cardiac anatomy, and t he a n a to my o r a b nor ma l ity o f a d j a ce n t structures. furthermore, ctpa can provide clues to the etiology of ph and other diagnostic information. ph signs in ctpa include dilatation of the main pulmonary artery (mpa) (>33 mm), an mpa to ascending aorta diameter ratio of >1.1, rv enlargement or hypertrophy, an rv to lv diameter ratio of >1, and bending of the ventricular septum toward the lv. the ctpa when used in the diagnosis of chronic ph based on pa diameter has an average accuracy, with a sensitivity of 47-87% and specificity of 41100%.(13) pulmonary hypertension with unclear and/ or multifactorial mechanisms or group 5 ph, is a form of the disease with poorly understood mechanisms, the etiologies of which include pulmona ry vasoconst riction, extr insic compression, intrinsic occlusion, high-output cardiac failure, and left heart failure.(14) one of the disorders that can cause group 5 ph is chronic renal failure. the mechanism of pulmonary hypertension in kidney disease is mostly venous in origin due to left ventricular dysfunction caused by chronic volume overload and pulmonary venous hypertension. comorbid conditions in ckd may contribute to and/or exacerbate pulmonary hypertension. hypertension and diabetes mellitus are two dominant causes of ckd that can increase pulmonary pressure, and trigger lv diastolic dysfunction. in one study, ph in ckd was found in 81% of hemodialysis patients and in 71% of non-dialysis patients.(14) the mechanism is multifactorial; such as anemia and arterio-venous fistula (avf), both of which can cause a high output state. avf has profound hemodynamic effects that lead to decreased systemic vascular resistance, increased venous return, and a significant increase in cardiac output. because the pressure is directly related to flow and resistance, these adaptations eventually will lead to ph.(15) therefore, an increase in pulmonary flow may lead to increased pressure and eventually to pulmonary hypertension.(16) conclusions the risk of either pulmonary embolism or pulmonary hypertension is increased in kidney disease, and several mechanisms certainly play an important role in either manifestation. in general, imaging modalities provide useful information, with var ying sensitivity and specificity, which helps to identify the problem and either rule in or rule out the diagnosis. therefore, the diagnosis of either condition is very challenging, and multiple team evaluation is necessary to provide the best management possible. conflict of interest the authors declare that there are no conflicts of interest. contributors tid contributed to conception or design of the work, and to writing, review, and editing. mh contributed to review and editing. ff contributed to revision of the manuscript. all authors have read and approved the final manuscript. references 1. hill nr, fatoba st, oke jl, et al. global prevalence of chronic kidney disease a systematic review and meta-analysis. plos one 2016; 11: e0158765. doi: 10.1371/journal.pone.0158765. univ med vol. 40 no 2 162 dewi, hasan, fathini pulmonary embolism in a 51-year-old woman 2. kumar g, sakhuja a, taneja a, et al. pulmonary embolism in patients with ckd and esrd. clin j am soc nephrol 2012;7:1584-90. doi: https:// doi.org/10.2215/cjn.00250112. 3. nishiyama kh, saboo ss, tanabe y, jasinowodolinski d, landay mj, kay fu. chronic pulmonary embolism: diagnosis. cardiovasc diagn ther 2018;8:253-71. doi: 10.21037/ cdt.2018.01.09. 4. konstantinides sv, meyer g, bueno h, et al. 2019 esc guidelines for the diagnosis and management of acute pulmonary embolism developed in collaboration with the european respiratory society (ers). eur heart j 2020;41:543603. doi: 10.1093/eurheartj/ehz405. 5. howard l. acute pulmonary embolism published correction appears in clin med (lond) 2019;19:2437. doi: 10.7861/clinmedicine.19-3-247. 6. morrone d, morrone v. acute pulmonary embolism: focus on the clinical picture. korean circ j 2018;48:365-81. doi: 10.4070/kcj.2017.0314. 7. konstantinides s v. trends in incidence versus case fatality rates of pulmonary embolism: good news or bad news? t hromb haemost 2016;115:233-5. doi: 10.1160/th15-10-0832. 8. kumar g, sakhuja a, taneja a, et al. pulmonary embolism in patients with ckd and esrd. clin j am soc nephrol 2012;7:1584-90. doi: 10.2215/ cjn.00250112. 9. hariharan p, dudzinski dm, okechukwu i, takayesu jk, chang y, kabrhel c. association between electrocardiographic findings, right heart strain, and short-term adverse clinical events in patients with acute pulmonary embolism. clin cardiol 2015;38:236-42. doi:10.1002/clc.22383. 10. dabbouseh nm, patel jj, bergl pa. role of echocardiography in managing acute pulmonary embolism. heart 2019;105:1785-92. doi: 10.1136/ heartjnl-2019-314776. 11. ascha m, renapurkar rd, tonelli ar. a review of imaging modalities in pulmonary hypertension. ann thorac med 2017;12:61-73. doi: 10.4103/ 1817-1737.203742. 12. moore aje, wachsmann j, chamarthy mr, panjikaran l, tanabe y, rajiah p. imaging of acute pulmonary embolism: an update. cardiovasc diagn ther 2018;8:225-43. doi:10.21037/ cdt.2017.12.01. 13. hur dj, sugeng l. non-invasive multimodality cardiovascular imaging of the right heart and pulmonary circulation in pulmonary hypertension. front cardiovasc med 2019;6:24. doi: 10.3389/fcvm.2019.00024. 14. pabst s, hammerstingl c, hundt f, et al. pulmonary hypertension in patients with chronic kidney disease on dialysis and without dialysis: results of the pepper-study. plos one 2012;7. doi: 10.1371/journal.pone.0035310. 15. amerling r, ronco c, kuhlman m, winchester jf. arteriovenous fistula toxicity. blood purif 2011;31:113-20. doi: 10.1159/000322695. 16. o'leary jm, assad tr, xu m, et al. pulmonary hypertension in patients with chronic kidney disease: invasive hemodynamic etiology and outcomes. pulm circ 2017;7:674-83. doi: 10.1177/ 2045893217716108. c:\users\universa medicina\docu 57 abstract universa medicina mandatory universal use of cloth mask for prevention of coronavirus disease 2019 transmission yenny*@, elly herwana**, and raditya wratsangka*** since the outbreak in wuhan city, china, in late december 2019, the coronavirus disease 2019 (covid-19) has spread to nearly the whole world, so that it was declared a pandemic by the word health organization. the severe acute respiratory syndrome coronavirus 2 (sars-cov-2), the causative organism of covid-19, is extremely infectious and can adhere to droplet nuclei of < 5 m diameter and become airborne (aerosol). since covid-19 was declared a pandemic, there has been controversy on the use of cloth masks by the public, because of the still inconclusive evidence of the efficacy of cloth masks in protecting against covid-19 transmission. universal masking as a healthcare intervention in the community is currently made mandatory by local governments of most countries, since they follow the recent recommendation by the world health organization. the issuing of the who recommendation on the public use of masks was based on a study demonstrating that covid-19 transmission does not occur only through droplets but also through aerosols. in addition, there was a study showing that covid-19 transmission does not only occur from patients with clinical symptoms but also through asymptomatic and pre-symptomatic subjects, so that universal masking is of benefit in providing protection when used by healthy people and as source control to prevent crosstransmission to other people. this review article aims to discuss the mechanism of covid-19 transmission, the evidence related to the efficacy of cloth masks, and the guidelines related to the selection and use of masks by the general population. keywords: covid-19, prevention, cloth mask, universal masking review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.57-68 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1054 january-april, 2021 vol.40no.1 cite this article as: yenny, herwana e, wratsangka r. mandatory universal use of cloth mask for prevents covid_19 transmission. univ med 2021;40:5768. doi: 10.18051/univmed.2021.v40. 5 7 6 8 . *department of pharmacology & clinical pharmacy, faculty of medicine, trisakti university **department of pharmacology & clinical pharmacy, faculty of medicine, trisakti university ***department of obstetrics & gynecology, faculty of medicine, trisakti university correspondence : @yenny department of pharmacology & clinical pharmacy, faculty of medicine, trisakti university jl. kyai tapa no.260, grogol jakarta email: yennyfarmako@trisakti.ac.id orchid id: 0000-0001-9390-5527 date of first submission, october 18, 2020 date of final revised submission, january 17, 2021 date of acceptance, january 19, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 58 yenny, herwana, wratsangka prevents covid-19 transmission introduction the severe acute respiratory syndrome coronavirus-2 (sars-cov-2), the causative organism of coronavirus disease 2019 (covid19), is an enveloped rna beta-coronavirus that is phylogenetically similar to the first severe acute respiratory syndrome coronavirus (sars-cov1) and the middle east respiratory syndrome coronavirus (mers-cov).(1) the severe acute respiratory syndrome coronavirus-2 is spherical in shape, somewhat pleomorphic, and the virion is 85 nm in diameter,(2) with a size range of 60– 140 nm.(3) coronavirus disease 2019 transmission between humans mainly occurs through exposure to respiratory droplets on exhalation and on close contact with covid-19 patients (within a distance of 1 meter).(4) in addition, transmission can also occur on touching contaminated objects used by covid-19 patients (fomite transmission) and through aerosols (airborne transmission).(4) transmission of covid-19 most frequently occurs via symptomatic patients (those showing symptoms of covid-19) on close contact (±1 meter), but may also occur via presymptomatic patients, who do not yet show symptoms of infection because the disease is still in the incubation period (±14 days) or in asymptomatic patients who do not show clinical symptoms at all but carry the virus that can be transmitted to other people.(5) the prevalence of asymptomatic covid-19 infection is 4.0–45.0%.(6,7) since covid-19 was declared a pandemic by the world health organization (who) on march 11, 2020,(8) the president of the republic of indonesia has formed the action group for accelerated management of coronavirus disease 2019 (covid-19) [gugus tugas percepatan penanganan coronav irus disease 2019 (covid-19)](9) that continually socializes the 3m movement, where 3m is an acronym of the three activities of washing the hands with soap, wearing a mask, and physical distancing with other people in order to break the covid-19 transmission chain. the use of personal protective equipment in the form of masks is one of the essential pillars of covid-19 prevention. to date, the use of masks by the general population is made mandatory by local governments in many countries because they follow the recommendation issued by the who. the use of cloth masks by the general population (universal masking) remains a matter of debate, because of the still inconclusive evidence for the protective efficacy of cloth masks in the preve ntion of cov id-19 transmission.(10,11) in spite of this, several global healthcare organizations have recently issued recommendations in connection with the use of masks by the general population. the united states centers for disease control and prevention (cdc) recommend the use of cloth masks (face cloths) by the community in public places when social distancing is difficult to maintain.(12) similarly, the who that initially did not yet recommend the use of masks by the general population, again revised its guidelines on december 1, 2020, and issued recommendations on the use of masks by the general population in areas of known or suspected cov id-19 infection, accompanied by explanations of the types of mask that may be chosen in certain relevant situations and conditions.(13) the issuing of recommendations on the use of cloth masks by the cdc (12) and who (13) for the general population was due to existence of severa l studies sho wing that cov id-19 transmission can also occur through droplet nuclei (airborne transmission) that are produced upon forceful exhalation such as shouting, singing, or performing physical activities.(14,15) in addition, there are studies indicating that covid-19 transmission may also occur through presymptomatic (16) and asymptomatic individuals.(17) the rationale of mandatory universal masking as a public health intervention when social distancing is impossible is to control the source of disease (mask users infected with covid-19), while universal masking is also of benefit for prevention (protecting healthy users against covid-19 infection).(18) we searched 59 pubmed central and pubmed on 1 october 2020. this review article aims to provide information in connection with the mechanism of transmission of covid-19, evidence associated with cloth masks, and guidelines related to the selection and use of masks by the general population. droplet vs aerosol transmission respiratory droplets are defined as saliva and secretions that are sprayed from the upper respiratory tract through the mouth and nose during exhalation (expelling air from the respiratory tract) such as in coughing, sneezing, laughing, speaking, and even normal breathing.(19) the activity performed determines the diameter of the droplets that are produced. the majority of droplets that are expelled during breathing or clearing the throat are <1 m in diameter, whereas droplets originating during sneezing are larger in size, namely, 74.4 -360.1 m in diameter.(20) the size of the produced droplets determines their extent and penetration in the respiratory tract. based on particle size, several types of droplet are currently recognized: i). small droplet particles (<5–10 m in diameter). droplet particles of <5 m in diameter (droplet nuclei) can penetrate the respiratory tract down to the alveolar spaces, whereas droplet particles >5– 10 m in diameter are designated as respiratory droplets and penetrate below the glottis; ii). large droplet particles (>20 m in diameter) cannot follow the respiratory airflow because they rapidly settle due to gravity; iii). intermediate droplet particles (10–20 m in diameter), have the characteristics of both small and large droplets, but disappear more rapidly than droplet particles of <10 m in diameter and potentially carry a smaller infectious dose than large droplets (>20 m in diameter).(21,22) there ar e three main methods of transmission of viral infection that cause acute respiratory disease, namely contact (direct/ indirect), dr ople t, and aerosol/air borne transmission. direct contact transmission occurs when the virus is transmitted directly by contact from the infected patient to another patient, without the aid of contaminated intermediary objects. indirect contact transmission occurs via the transfer of a virus through contact with intermediary objects contaminated by infected patients. droplet transmission occurs when there is a person-to-person transmission of a virus thr ough the air by droplet sprays. t he characteristic feature of this mode of transmission is the exposure of mucous membranes to viruscontaining droplets. aerosol or air borne transmission occurs when there is a person-toperson transmission of the virus through the air by the formation of aerosols in the size range of respirable particles or smaller.(22) viral respiratory tract infection may occur when infected patients produce droplets by breathing, coughing, or sneezing. transmission between individuals, through large droplets (shortdistance) as well as small droplet nuclei (longdistance), may occur depending on the distance to the patients who are the source of infection. infection may also occur if the droplets deposit onto the surface of objects (fomites) that are subsequently touched and transported by the hands, resulting in self-inoculation into mucosal membranes (ocular, nasal, and oral).(21) in figure 1, infe cted patients are represented by orange-colored heads, while potential recipients have white-colored heads. airborne transmission may occur by close contact (at talking distance) and at longer distances (several meters). both types of heads are potential recipients through self-inoculation when touching the surface of contaminated objects (fomite sources). expiration includes normal breathing exhalation, coughing, and sneezing. airborne droplets may persist on the surface of objects (fomites) that may subsequently be touched by the hands, so causing self-inoculation. transmission through respiratory droplets forms the focus of attention in respiratory infection with droplets of >5–10 m diameter. in general, this has a very low risk of transmission of infection for persons in close contact (1–2 meters), because usually the droplets disappear rapidly from the air. because of gravity, these relatively large univ med vol. 40 no 1 60 yenny, herwana, wratsangka prevents covid-19 transmission a b c droplets deposit onto the floor or other surfaces within a few seconds.(21) environmental factors, in this case the airflow, also play a role in determining the droplet transmission distance. large droplets may persist in the air if the airflow in the environment can maintain the droplet suspension for a long enough time, such as strong cross-flows or ventilation that induces air flows. (21 ) aer osol or airborne transmission may occur through large or small particles that may persist for a considerable time in the air at transmission distances of more than 2 meters.(22) several studies conducted to identify the presence of covid-19 virus in respiratory air or by aerosol transmission yielded inconsistent results. a study conducted by chia et al.(23) showed positive air samples in two out of three isolation rooms of patients with covid-19, with viral particle sizes of around 1-4 m and >4 m (total concentration of sars-cov-2 in the air samples ranging from 1.84 x 103 to 3.38 x 103 rna copies per m3 of sampled air). the study of santarpia et al.(24) showed that 63.2% of air samples were positive, with mean viral load of 2.42 copies/l air. samples taken from around the beds of the patients and those from a distance of more than 2 meters, had covid-19 viral rna copies of 4.07 and 2.48 per l air, respectively. this study supports the opinion that covid-19 may be directly transmitted (droplet and personto-person transmission) as well as indirectly (by contaminated objects and airborne transmission). liu et al.(25) showed that more than half of the viral rna in the air samples had a size of <2.5 m and were therefore associated with aerosol transmission. the above studies show the occurrence of air samples that are positive for the sars-cov2 genome, which supports the notion of airborne covid-19 transmission. in contrast, several studies were showing contradictory results in connection with a irborne covid-19 transmission, such as the singaporean study of figure 1. several possible mechanisms of transmission of respiratory infections. (21) 61 ong et al.,(26) who did not find positive air samples from the isolation rooms of three patients. the study by alsved et al.(27) conducted on 12 choir singers and two patients with confirmed covid19 showed significant differences in particle emission between breathing, talking, and singing, but failed to detect the virus in the respiratory air of patients with c onfirmed covid-19. according to the investigators, the latter may have been caused by several factors, such as low viral concentrations in the air, differences in viral loads in the droplet-producing respiratory tract regions, or the dilution steps in preparing the samples. airborne transmission of covid-19 may occur when a person is exposed to droplet nuclei and is frequently found in healthcare personnel when performing medical procedures in hospital, resulting in the mechanical formation and dispersion of aerosols or triggering an aerosolgenerating procedure, such as when performing bronchoscopy, cardiopulmonary resuscitation, tracheal intubation, mechanical ventilation, oralmaxillofacial surgery, etc.(4) cloth masks cloth masks (cloth/fabric/homemade masks) are defined as masks that are made of any fabric such as cotton, gauze, silk or muslin.(28) the use of cloth or non-medical masks by the community is currently made mandatory by local governments in several countries, including indonesia. up to the present, there are still doubts arising, both from medical personnel and the general population, with regard to the efficacy of cloth masks in protecting against covid-19 transmission. several studies have been conducted to determine the efficacy of cloth masks in reducing the spread of respiratory infection in the community. the study conducted by davies et al.(29) aimed to evaluate the capacity of homemade masks (made of several types of textile) as alternatives to surgical masks as a physical barrier against bacteria and viral aerosols. this study determined the filtration efficiency of various types of cloth, such as cotton t-shirt fabric, linen, silk, and scarfs in comparison with surgical masks against two types of organism, namely bacillus atrophaeus (0.95–1.25 m in diameter) and bacteriophage ms2 (23 nm in diameter). the results showed that the mean filtration efficiency of surgical masks (89.52%) was higher than that of tea towel (72%), cotton mix (70.24%), linen (61.67%), silk (54.32%), cotton t-shirt fabric (50.85%), and scarf (48.87%). these study results also showed that the use of home-made masks was better than not wearing any mask at all.(29) the study conducted by jung et al.(30) aimed to evaluate the filtration capacity of various types of masks, using the protocols of the korean food and drug administration (kfda) and the us national institute for occupational safety and health (niosh). cloth masks made from cotton handkerchiefs consisting of minimally four layers, had a filtration efficiency of only 13%, whereas extremely porous textiles such as gauze, had a filtration efficiency of merely 3%, even though consisting of several layers. the study conducted by jang et al.(31) aimed to evaluate the filtration efficiency, the number of layers, and the effect of washing of commercial cloth masks as compared to respirators. the results of this study showed that the filtration capacity of cloth masks increased 1.7–4.6 times and 2.3–6.8 times when the cloth masks were folded into two and four layers, respectively, as compared with masks consisting only of one layer. after a single washing, the filtration efficiency of the cloth masks decreased 1.04–4.0 times as compared with the products before washing. a cluster randomized controlled trial conducted by macintyre et al.(32) aimed to compare the efficacy of cloth masks to that of medical masks used to protect healthcare personnel from respiratory infection. the study results showed that particle invasion through cloth masks was very high (97.0%) when compared with that of medical masks (44.0%). workers using cloth masks had a 6.64 times higher risk of acquiring an influenza-like infection (rr=6.64; univ med vol. 40 no 1 62 yenny, herwana, wratsangka prevents covid-19 transmission 95%ci=1.45-28.65) and had a 1.72 times higher risk of acquiring laboratory-confirmed viral infection (rr=1.72; 95%ci=1.01–2.94) as compared with those using surgical masks. the investigators concluded that cloth masks did not provide protection equal to that of medical masks so that they should not be recommended for healthcare personnel. the study conducted by neupane et al.(33) aimed to evaluate the filtration efficiency of cloth masks and surgical masks against aerosol-sized particles, and to determine the effects of washing, drying, and stretching on filtration efficiency. the study results showed that the filtration efficiency of cloth masks was variable (63.0–84.0%), while the efficiency of surgical masks was 94.0%. these results also showed that the filtration efficiency of cloth masks decreased by 20.0% after four times washing and drying as a result of changes in pore size and shape, and decreased microfiber in the textile pores due to washing. the study conducted by ma et al.(34) aimed to evaluate the efficiency of three types of mask (home-made, n95, and medical masks) to prevent infection with avian influenza virus. the study results showed that home-made masks consisting of one layer of polyester cloth and four layers of kitchen paper towels were able to inhibit viral aerosol particles by 95.15%, while n95 and surgical masks inhibited by 99.98% and 97.14%, respectively. the investigators stated that cloth masks were more breathable than n95 masks, and that kitchen paper towels could be replaced frequently. the study conducted by konda et al.(35) aimed to evaluate the filtration efficiency of cloth masks made from various types of fabric, namely cotton, silk, chiffon, flannel, synthetics, and combinations of these various types of cloth, and to determine their function in the filtration of aerosol-sized particles (10 mm–10 m). the study results showed that the filtration efficiency of various types of single-layer cloth varied widely for particles of <300nm and >300 nm in diameter, namely 5–80% and 5-95%, respectively. the use of combination cloth (cotton-silk, cotton-chiffon, cotton – flannel) in the manufacture of cloth masks increased the filtration efficiency of the masks by more than 80% (<300 nm) and 90% (>300 nm), respectively. the increased filtration efficiency of combination cloth masks was due to the combined mechanical and electrostatic effects of the cloth. the study results of konda et al.(35) confirm the possibility of using cloth masks for filtration of aerosol-sized particles (100 nm–1000 nm). table 1 may be seen as a summary of studies that determined the efficacy of cloth masks for the prevention of viral infection transmission. a systematic review conducted by jain et al.(36) showed that cloth masks have protective efficacy, but that penetration of cloth masks is higher than that of surgical masks and n95 respirators n95. cloth masks may be used in low risk areas and by the community if there are no surgical masks available. a systematic review and meta-analysis by sharma et al.(37) showed several factors that play a role in the filtration capacity of cloth masks, such as type of cloth used (thread count of the cloth), number of layers, degree of humidity, and compatibility of the masks with the face. cotton cloth masks consisting of three layers or more in combination with silk, chiffon, and flannel, that fit on the face with no or minimal leakage of air around the masks, and are not moist, provide the best protection in preventing viral infection. there are several limitations of cloth masks, namely that the physical features of cloth masks result in a lower filtration capacity in c o mpa r i s o n wi t h medi c a l ma s ks or n9 5 respirators, causing the virus to penetrate and spread through the mask by the capillary diffusion of liquids, particularly because the expelled air frequently causes the masks to become wet. the high humidity and temperature of the expelled air may result in dew precipitation within the mask as a result of the different temperatures within the mask and the outside air. the droplets expelled during speech increase the humidity of the mask, and additionally the 63 table 1. summary of studies that determined the efficacy of cloth versus surgical masks for the prevention of viral respiratory infection transmission investigators aim of the study study design/ subjects type of mask outcome davies et al.(29) to evaluate the potential of home-made mask as surgical mask alternative nonrandomized study on 21 volunteers no mask, homemade mask (100% tshirt cotton) vs surgical mask mean filtration efficiency of surgical mask (89.52%) vs tea towel (72%), cotton combination (70.24%), linen (61.67%), silk (54.32%), t-shirt cotton, and scarf (48.87%). home-made mask better than no mask. jung et al.(30) to evaluate the filtration capacity of various types of mask using protocols of the korean food and drug administration (kfda) and the national institute for occupational safety and health (niosh). laboratory study 44 brands of 4 types of mask and handkerchiefs cloth masks made from cotton handkerchiefs consisting of minimally 4 layers had a filtration efficiency of only 13%, while very porous cloth such as gauze had a filtration efficiency of merely 3% although consisting of several layers. jang et al.(31) to evaluate filtration efficiency, number of layers, and washing of commercial cloth masks laboratory study 5 commercial cloth masks vs respirator the filtration capacity of cloth masks increased 1.7–4.6 times and 2.3–6.8 times, respectively, if cloth masks were folded into two and four layers vs single layer masks. filtration efficiency of cloth masks decreased significantly 1.04–4.0 times after washing. macintyre et al.(32) comparison of efficacy of cloth masks vs medical masks in hospital healthcare personnel cluster randomized clinical trial on 1607 healthcare personnel local medical masks (3 layers of nonwoven material) vs. cloth masks (2 layers of cotton material) particle invasion through cloth masks (97%) vs medical masks (44%). cloth mask user has 6.64 times higher risk of influenza-like infection (rr=6.64; 95%ci=1.45–28.65) and 1.72 times higher risk of laboratoryconfirmed viral infection (rr=1.72; 95%ci= 1.01–2.94) vs surgical mask user univ med vol. 40 no 1 64 yenny, herwana, wratsangka prevents covid-19 transmission breathing process will mechanically increase viral penetration on the surface as well as within the mask.(38) the presence of gaps at the sides of the mask (due to incompatibility of mask and face) may reduce the filtration efficiency of cloth masks by 60.0%.(35) the physical features of cloth masks (poor filtration), reuse, cleaning frequency, and moisture retention, may cause the virus to persist on the surface of the masks, thereby increasing the risk of infection.(32,39) apart from the variable filtration capacity of cloth masks, there are several advantages of cloth masks, namely cloth masks can be made at home by the user and adapted to the user’s face, therefore being able to cover the gaps that are usually found around medical masks, and cloth masks can also be reused after having been washed and subjected to decontamination measures.(32,40) potential benefits and risks of instituting universal masking the recognition of droplet and airborne covid-19 transmission and the discovery of asymptomatic transmission as source of infection has resulted in the wearing of masks becoming one of the methods of preventing covid-19 transmission. the use of masks by the general population has the potential of the occurrence of “variolation”, which was the process in which an individual who was susceptible to smallpox was inoculated with material taken from the vesicles of patients with smallpox, in order to trigger a mild infection that eventually resulted in immunity.(41) the study conducted by sekine et al.(42) shows that cellular immunity results from mild as well as from asymptomatic covid-19 infection. a high prevalence of asymptomatic covid-19 may increase the immunity of the neupane et al.(33) filtration efficiency against aerosolsized particles; effects of washing, drying, and stretching on filtration efficiency laboratory study double-layered cloth masks vs. surgical masks filtration efficiency of cloth masks (63–84%) lower than surgical masks (94%). filtration efficiency of cloth masks decreased by 20% after four times washing and drying due to changes in pore size and shape and reduction in microfiber in pores of the cloth due to washing. ma et al.(34) comparison of filtration efficiency of 3 types of mask on prevention of avian influenza virus laboratory study cloth masks, surgical masks, n95 respirators all three types of masks could effectively inhibit avian influenza virus. home-made masks consisting of one layer of polyester cloth and four layers of kitchen paper towels could inhibit aerosol-sized viral particles (95.15%), n95 masks (99.98%), and surgical masks (97.14%). konda et al.(35) to assess the filtration efficiency of masks made of various materials and/or combinations laboratory study masks made of silk, cotton, flannel, chiffon, various synthetics, and their combinations filtration efficiency of cloth masks increased up to 80% (particles of <300 nm) and 90% (>300 nm) when multiple layers were used in mask fabrication, using combinations of cotton cloth with silk, chiffon, and flannel, respectively. table 1 (continued). 65 community (43) and reduce transmission while waiting for the availability of vaccines, even though the effective antibody concentration and the t cell immune response resulting from various manifestations of covid-19 have not yet been determined.(41) the more individuals are using masks in public places, where they are in close contact with one another, the more the whole community is protected because of the emergence of immunity such as occurs with vaccination.(44) the use of any type of mask can partially filter the viruses present in the droplets (with the filtration capacity depending on the type of mask used).(45) universal masking is of benefit in reducing the “inoculum” or viral dose for mask users.(46) exposure to a lower dose of inoculum may reduce the frequency of severe cases and constitutes the basic principle in vaccine development.(47) the recommendation with regard to the use of masks in the community for the prevention of covid-19 transmission, particularly in indonesia, is acceptable in view of the daily increase in the number of covid-19 cases in indonesia.(48) this shows that physical distancing cannot be sufficiently effective in preventing covid-19 virus transmission. universal masking is of benefit in protecting the individual against crosstransmission and reduces the risk of increasing covid-19 transmission upon relaxation of social distancing.(11) in connection with covid-19 transmission it should be kept in mind that droplet transmission is not the sole factor determining whether or not a person will become infected with covid-19. there are many factors play a role, such as climatic conditions (e.g. temperature and humidity) and population density.(49) other factors to be considered are the virus (viability, infective dose), the infected person (viral load), mode of transmission (droplet vs. airborne), aerosol processes (phase transformation and respiratory deposition), medium (building ventilation), and host (immune system, use of personal protective equipment).(40) apart from the potential benefits of universal masking for the general population, the mandatory use of cloth masks by the general population may engender a spurious feeling of security. because the public feels protected from covid-19 infection due to the use of masks, this may contribute to lowered compliance for maintaining hand hygiene, to poor coughing etiquette, violations in social distancing, and increased risks of touching the face and nose as a result of adjusting the cloth mask on the face.(50) guidelines on the use of masks by the community according to current guidelines, medical masks and respirators should be prioritized for medical personnel and individuals at high risk of infection, in view of their limited availability and higher cost. the who recommends the use of surgical masks for larger-sized droplets (>5 m) and short distances (<2 meters), such as in acute respiratory disease accompanied by fever, in respiratory syncytial virus and adenovirus infections, and influenza. the n95 respirator is used for aerosol infections (<5 m) at longer distances (>2 meters), such as in tuberculosis, measles, sars, and acute respiratory tract infections by new or unknown organisms.(51) on october 5, 2020, the us centers for disease control and prevention (cdc) again revised the guideline related to the potential of airborne transmission of covid-19. according to the cdc, airborne transmission may occur at distances of more than 6 feet (1.8 meters) and persist for several hours after a covid-19 patient or an asymptomatic person has left the room, if the room is closed and inadequately ventilated, or at the moment that the infected patient breathes out forcibly such as when singing or performing physical exercise that results in the production of smaller droplets at relatively high concentrations, thereby spreading the virus to others.(52) in connection with the recommendation on the use of masks by the general population, the cdc recommends the use of cloth masks in public and when being around persons who are not living in our household, particularly when physical distancing is difficult to maintain.(53) univ med vol. 40 no 1 66 yenny, herwana, wratsangka prevents covid-19 transmission on december 1, 2020, the who again revised its guidelines and recommended that the general population use fabric masks when being indoors (such as in shops, workplaces, schools, etc.) or outdoors when physical distancing of minimally 1 meter cannot be maintained. the use of medical masks is recommended for vulnerable subjects who may be at high risk of complications when infected with covid-19 (elderly aged 60 years, persons with comorbidities such as cardiovascular disease, diabetes mellitus, chronic lung disease, cancer, cerebrovascular disease, or on immunosuppressants) and in persons with suspected or confirmed covid-19, irrespective of the presence of symptoms.(13) currently there are guidelines issued by the who in connection with the types of masks that can be used by the general population in areas with known or suspected transmission of covid19.(5) in the selection of non-medical masks it is recommended to pay attention to the following: filtration efficiency, breathability, a combination of materials used, mask shape and coatings, and care of masks. masks should preferably be used by one person only, not shared with others, and should be frequently washed using warm water (60c) and soap or detergent. if no warm water is available, the masks may be washed with soap or detergent using clean water followed by boiling the masks for one minute or immersing the masks in 1% chlorine solution for one minute, then rinsed to remove residual chlorine.(5) conclusions to date, there has been no clinically tested drug that can cure patients with covid-19, so that the best way for breaking the covid-19 transmission chain is by taking measures for preventing viral exposure. based on the currently existing evidence, the filtration efficiency of cloth masks in the prevention of respiratory virus transmission is lower than that of surgical masks. however, there are studies demonstrating that the filtration efficiency of cloth masks may be enhanced by the selection of the textile material and the number of layers used. there is a need for standardization in the fabrication of cloth masks, so that they may give maximal effects to the wearer. universal masking in conjunction with social distancing and hand hygiene are the health interventions that can be instituted at present for the prevention of covid-19 transmission, while waiting for the discovery of definitive treatment for covid-19. conflict of interest all authors declare that they have no competing interests and have no non-financial interests that may be relevant to the submitted work. acknowledgments the authors are grateful to the faculty of medicine, trisakti university, for financial support. contributors y contributed to writing the draft of the manuscript. eh and rw contributed to editing and revising the manuscripts. all authors have read and approved the final manuscript. references 1. guan w, ni z, hu y, et al. clinical characteristics of corona virus disease 2019 in china. n engl j med 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the spread of covid-19. atlanta: centers for disease control and prevention;2020. 228 doi: http://dx.doi.org/10.18051/univmed.2022.v41.228-235 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1339 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 attitudes towards covid-19 vaccination,vaccine hesitancy and vaccine literacy among unvaccinated young adults gulay yilmazel1 , emre keles1 , ayse calmaz2 , and burcu daysal3 abstract background herd immunity is necessary to control the coronavirus disease 2019 (covid-19) pandemic. unfortunately, attaining herd immunity is a significant challenge for current healthcare systems worldwide, and the prevalence of hesitancy toward covid-19 vaccination remains high. the aim of this study was to determine pandemic vaccine hesitancy, attitudes towards covid-19 vaccination, and covid-19 vaccine literacy level among unvaccinated young adults. methods this cross-sectional study was carried out in the province of çorum in turkey. unvaccinated young adults (n=860) between the ages of 18-30 years studying medicine and non-medical sciences at a university were included in the study. socio-demographic form, and the scales on pandemic vaccine hesitancy, attitudes towards the covid-19 vaccine, and covid-19 vaccine literacy were used to collect the research data. the data were analyzed using percentages, median values, and multiple linear regression analysis. results the study was completed with 860 participants. in the group, 73.8% of participants were 18-24 years old, 67.7% were women and 68.0% were infected with the virus. the median scores from the pandemic vaccine hesitancy scale, vaccine literacy and vaccine attitudes were 33, 27 and 30 respectively. use of social media per day, vaccine literacy and covid-19 vaccine attitude were effective factors on pandemic vaccine hesitancy (p<0.05). negative attitude to vaccines was the most influential risk factor of vaccine hesitancy (beta = 0.248). conclusion pandemic vaccine hesitancy coincides with low vaccine literacy and negative attitudes towards vaccines. covid-19 vaccination information campaigns should promote group strategies, focusing on emphasising the safety of the vaccine and offer reassurance. keywords: vaccine hesitancy, literacy, attitudes, pandemic, young adults 1hitit university, faculty of health science, corum, turkey 2hitit university, iskilip vocational high school, corum, turkey 3hitit university, alaca avni çelik vocational high school, corum, turkey *correspondence: gulay yilmazel hitit university faculty of health sciences, çorum-turkey phone and fax: +903642230730 03642230731 email: gulay-y19@hotmail.com; gulayyilmazel@hitit.edu.tr orcid id: 0000-0002-2487-5464 date of first submission, april 22, 2022 date of final revised submission, october 6, 2022 date of acceptance, october 13, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article cite this article as: yilmazel g, keles e, calmaz a, daysal b. attitudes towards covid-19 vaccina tion, vaccine hesitancy and vaccine literacy among unvaccinated young adults. univ med 2022;41:228-35. doi: 10.18051/univmed.2022.v41. 228-235. http://dx.doi.org/10.18051/univmed.2022.v41.228-235 mailto:gulayyilmazel@hitit.edu.tr mailto:gulayyilmazel@hitit.edu.tr https://orcid.org/0000-0002-2487-5464 https://orcid.org/0000-0003-4511-1508 https://orcid.org/0000-0002-8253-3956 https://orcid.org/0000-0003-1787-9536 229 introduction the development of vaccines is one of the greatest public health achievements in promoting global health. the burden of communicable diseases and lost years of life have been reduced by vaccination programs that contribute to the strengthening of the health system from a holistic point of view.(1-3) by preventing 2-3 million deaths annually, vaccines are one of the most costeffective ways to avoid disease. despite all these remarkable developments, anti-vaccination attitude is a phenomenon that hinders progress in the fight against vaccine-preventable diseases and is powered by the current of vaccine hesitancy. the reasons for the growing vaccine hesitancy around the world are complex. ignorance, difficulty in accessing vaccines or lack of confidence are the main reasons for not getting vaccinated. vaccine hesitancy is among the top 10 threats to global health according to the world health organization (who),(4) and there is an urgent need to identify the psychological and socio-demographic factors associated with this hesitation.(5) since the middle ages (6) (bubonic plague: 1347/covid-19:2019), there has been an increase in the frequency of pandemics and epidemics. overcoming the pandemic crisis depends on mass immunity and successfully tackling vaccine hesitancy.(7) hesitation about vaccination is theorized to depend on a number of cognitive, social and contextual factors (8) such as subjective risk perception,(9) psychological tendencies, fear of side effects, personal beliefs (10) and established beliefs and prejudices about vaccines. one of the lessons learned from past pandemics has been vaccine hesitancy. as with the swine flu, sars, and mers pandemics, immediately after the announcement of the covid-19 pandemic by the who, discourses about vaccine opposition, vaccine hesitancy or vaccine resistance began to spread.(11,12) in the period of september 2021 to february 2022, ireland comprised 89.8% of people who received at least two doses. western european countries with lower rates include the netherlands (77.2%), germany (73.4%), italy (72.8%) and luxembourg (72.4%).(13) this resistance, hesitation and opposition has accelerated the production and spread of numerous conspiracy theories about vaccines through social media.(14) in the pandemic era, the world is faced with the spread of the “covid19 infodemic” which creates confusion and risktaking behaviors that can be harmful to health, leads to distrust of healthcare, and undermines public health response.(15) another determinant of vaccine hesitancy is vaccine literacy (vl).(16) in parallel with the rapid development of vaccines in the fight against covid-19 globally, reports have emerged characterizing individuals who are vaccine hesitant. in the literature, it has been shown that the intention to vaccinate was higher in those who perceived covid-19 as a serious illness and those who had been infected with coronavirus.(17-19) on the other hand, it has been suggested that the perceived risk of vaccination is influenced by the innovation and rapid development of vaccines, emphasizing fearful cognitions about the speed and new technologies used that are unlike traditional vacc ine development approaches.(19,20) vaccine literacy is an important component not only as a level of knowledge about vaccines, but also for national vaccine coverage in a functioning health system.(21,22) however, limited vl is rarely taken into account when reviewing va ccine hesita ncy factors. (2 2) medi cal countermeasures (mcms) are central to the public health response to mitigate the impact of pandemics.(23) vaccination is the most effective medical countermeasure for contagious disease especially in epidemics and pandemics. this requires developing a well-matched, safe, and effective vaccine in the shortest time possible; deter mining the appr opriate dose; and administering it promptly. giving priority to vaccination to the adult and elderly group has resulted in more than one-third of cases clustering in adolescents and young adults in the covid230 19 pandemic. this situation has made it mandatory to make changes in vaccination schedules. (24) studies have also indicated that the novelty and rapid development of vaccines may have impacted the perceived risk of vaccination, with highlighted fearful cognitions concerning the pace and novel technologies utilized (i.e., mrna vaccines) contrasting with conventional vaccine development approaches.(20) among promotive factors, trust in health officials has been highlighted as a possible factor which may decrease individual perception of vaccination risks.(7) despite these preliminar y advances , several f actors of importance remain uninvestigated. it is accepted that if a certain part of the society is immune to an agent by any means, the chain of transmission will be broken and the spreading will stop. the end of the covid-19 pandemic will be possible with the provision of mass immunity. vaccine hesitancy among young adults may delay the formation of the herd immunity, therefore it should be prevented by scientific evidence, consistent communication, and improving individual vl levels. a study among 4,571 norwegian adults showed that perceived risk of vaccination, belief in the superiority of natural immunity, fear that a significant number of other persons were infected by the virus, and trust in the dissemination of vaccine-related information by health officials were identified as key variables related to vaccine hesitancy.(7) hence, at least a fraction of the remaining unvaccinated population might still be reached and decide to become vaccinated. further research, however, is needed to identify the underlying reasons for vaccine hesitancy of those remaining unvaccinated and to provide guidance on how to design appropriate interventions to reach them specifically. the aim of this study is to determine pandemic vaccine hesitancy, covid-19 vaccine literacy level, and attitudes towards covid-19 vaccination in the vaccination period among unvaccinated young adults. methods research design this cross-sectional study was carried out in the province of çorum in turkey from january to april 2021. study subjects two faculties of medicine and engineering science were included the study (n=2760). we calculated the minimum sample size based on the assumption that covid-19 vaccine acceptance is 50%. participants without cov id-19 vaccination were randomly selected from an online survey. unvaccinated young adults (n=860) between the ages of 18-30 years studying medicine and non-medical sciences at a university were included in the study. primary inclusion criteria for the participating participants were being of turkish nationality and aged between 18-30 years. the single exclusion criterion was having been vaccinated. data collection a questionnaire consisting of a sociodemographic information form and the scales of pandemic vaccine hesitancy, attitudes towards the covid-19 vaccine, and covid-19 vaccine literacy was used to collect the research data. demographic questionnaire a demographic information form was designed by the researchers to gather personal information from participants. participants were asked to report their age, gender, type of education, the presence of chronic illness, use of social media per day, and whether they were infected with covid-19. pandemic vaccine hesitancy scale the “vaccine hesitancy scale in pandemics” was made by modifying the original items of the “vaccine hesitancy scale” developed by larson, (25) and its reliability and validity were determined by çapar and çýnar.(26) this scale is a 5-point yiilmazel g, keles e, calmaz a pandemic vaccine hesitancy and literacy 231 a b likert type measurement tool, where 1=strongly disagree, 2=disagree, 3=neither agree or disagree, 4=agree, 5=strongly agree. high scores from the scale indicate high vaccine hesitancy in pandemics. the scale consists of 10 items contained in two sub-dimensions. the first sub-dimension “lack of confidence” consists of 8 items (m1-r, m2r, m3-r, m4-r, m5-r, m6-r, m7-r, m8-r). items with the letter “r” are reversed items. high scores in this sub-dimension indicate that the mistrust towards vaccines increases in pandemics. the second sub-dimension “risk” consists of 2 items (m9, m10). high scores in this subdimension indicate that the risk of vaccination is high in pandemics.(26) attitudes towards the covid-19 vaccine the sca le has 9 i tems and two subdimensions (positive and negative attitude). the statements in the scale are evaluated as “strongly disagree (1)”, “disagree (2)”, “undecided (3)”, “agree (4)”, “strongly agree (5)”. items in the negative attitude sub-dimension are scored inversely. a value between 1-5 is obtained by dividing the total score obtained by summing the item scores in the scale sub-dimension by the number of items in that sub-dimension. high scores obtained from the positive attitude sub-dimension indicate that the attitude towards the vaccine is positive. the items in the negative attitude subdimension (items 5-9) are calculated after they are reversed, and the high scores in this subdimension indicate that the negative attitude towards the vaccine is less. (27) covid-19 vaccine literacy scale the scale was developed by biasio et al.(28) to assess vaccine literacy (vl) skills and perceptions of covid-19 vaccine candidates, and attitudes and beliefs about available vaccines in the general population. vaccine literacy level had already been validated in terms of content and structure (29) and was evaluated by adapting a 14-item self-report scale for vaccination of adults. (30) from a psychometr ic point of view, functional vl questions are about language, including the semantic system, while interactivecritical questions focus more on cognitive efforts such as problem solving and decision making. each response is on a 4-point likert-type scale (for functional dimension: 4 never, 3rarely, 2 sometimes, 1 – often; for interactive critical dimension: 1 never, 2 rarely, 3 sometimes, 4 frequently). high scores from the scale indicate a high vl level.(28) adaptation of the scale to turkish was made by durmuþ et al.(31) statistical analysis all analyses were carried out using spss, version 21. skewness and kurtosis values indicated non-normal distribution. the data were described using percentages, median values, and analyzed by linear regression analysis. the hierarchical multiple linear regression analysis was performed for pandemic vaccine hesitancy. the unstandardized regression coefficients (β) and standardized regression coefficients (beta) were used to quantify the associations between variables. significance levels were set at the 5% level. ethical clearance ethics committee approval of this study, which was planned in accordance with the helsinki principles, was obtained from hitit university non-invasive ethical committee (2021/152). results the research was completed with 860 participants. of the study group, 73.8% were in the 18-24 age group with a mean age of 22.9±3.3 years, 67.7% were women, 76.3% had medical education, 52.8% used social media for 4 hours or more per day. it was determined that 68.0% of the participants were infected with the covid-19 virus (table 1). the distribution of the scores of the participants from the scales is given in table 2. univ med vol. 41 no. 3 232 discussion this study shows that pandemic vaccine hesitancy in young adults depends on vaccine literacy and attitudes to vaccines. in our study, pandemic vaccine hesitancy and negative attitudes to vaccines were high, whereas vaccine literacy was low among young adults. similarly, in maltese and austrian communities, covid-19 vaccine hesitancy and negative attitudes were found. (32,33) prior studies have reported results on vaccine hesitancy and refusal which differed significantly from country to country.(34-36) globally, there is a wide variation in vaccine hesitancy and refusal, ranging from 20% to 90%.(34,36,37) our citywide research, conducted during the covid-19 vaccination campaigns in turkey, found a relatively high pandemic vaccine hesitancy. our current study also identified that different factors are associated with pandemic vaccine hesitancy. the rapid development of vaccines in the covid-19 pandemic will be effective in the acceptance of vaccines to be developed in current or future pandemics. the dominant factors influencing the acceptance of these new vaccines are concerns about vaccine risk, safety and efficacy. common factors contributing to hesitation towards covid-19 vaccines include fear of side effects and concerns about vaccine safety and effectiveness.(38) previous studies suggested that vl is associated with vaccine perception.(28,39) perceptions regarding future covid-19 vaccines, along with beliefs about vaccination, were mostly positive and significantly associated with functional and interactive-critical vl scale.(22) as a matter of fact, in the present study, lack of confidence in vaccines and the median scores from the pandemic vaccine hesitancy scale was 33, the median of the scores from the lack of confidence sub-dimension was 27, and the median of the scores from the risk sub-dimension was 6. while the median of the scores of the participants from the vaccine literacy scale was 27, the median of the scores from the vaccine attitude scale was 30, the median of the scores from the positive sub-dimension of this scale was 14 and the median of the scores from the negative sub-dimension was 16. similar associations were found in the multivariate linear regression analysis in table 3. in particular, participants with low vaccine literacy and negative attitudes to vaccines were significantly more likely to hesitate (p<0·05). negative attitude to vaccines was the most influential risk factor of vaccine hesitancy (beta = 0.248). table 1. demographic and descriptive data of the subjects (n=860) table 2. the distribution of the scores from the scales yiilmazel g, keles e, calmaz a pandemic vaccine hesitancy and literacy variables n (%) gender male female age (years) (mean ± sd) education type medical non-medical presence of chronic illness yes no use of social media in daily (hour) <4 ≥4 infected with covid-19 yes no 278 (32.3) 582 (67.7) 22.9±3.3 186 (23.7) 674 (76.3) 106 (12.3) 754 (87.7) 406 (47.2) 454 (52.8) 275 (32.0) 585 (68.0) scales mean sd median min max pandemic vaccine hesitancy (total) 32,4 5,6 33 10,0 48,0 lack of confidence sub-dimension 26,2 5,8 27 8,0 40,0 risk sub-dimension 6,2 1,9 6 2,0 10,0 vaccine literacy 27,3 6,5 27 12,0 49,0 attitudes towards the covid-19 vaccine (total) 30,1 6,8 30 9,0 45,0 positive vaccine attitude sub-dimension 13,9 3,8 14 4,0 20,0 negative vaccine attitude sub-dimension 16,3 4,0 16 5,0 25,0 233 univ med vol. 41 no. 3 perception of vaccination risks came to the fore at the height of pandemic vaccine hesitancy. in addition, it was determined that the vl was weak and the negative attitude towards the vaccine was high in the participants. pandemic vaccine hesitancy has incre ased with the lack of confidence in the vaccine. limited vl as a component of vaccine acceptance and adequate herd immunity is rarely considered when revi ewi ng f actors f or vacci ne hesi tancy.(22) health literacy has a great role in the adoption and implementation of preventive health behaviors, especially vaccination. vl is a subset of health literacy and a determinant in examining attitudes towards vaccination.(40) in previous studies, it had been reported that there were limitations in the health literacy levels of students training at medical faculties.(41,42) on the other hand, it has been shown that covid-19 vaccine hesitancy was high in students training in medicine and health sciences.(43) however, the use of social media platforms to seek and share health-related information may influence decision-making about covid-19 va ccination. (4 4) va cc ine misinformation and fake news on social media can increase vaccine hesitancy levels, hinder progress towards mass immunity, and increase the number of new cases of covid-19 variants.(45) all these r esults suggest that strategies to increase vaccine literacy should be considered first in vaccination campaigns, especially among young people. the main limitation of our study is the timing of the survey in the early months of 2021. at that time, vaccination was common in the fragile and in essential working segments of the society (elderly, chronic disease, health personnel, teachers, etc.). in future research studies, the dynamics of vaccine hesitancy in pandemics should be closely monitored and vaccine literacy should be enhanced during school and university periods. conclusions in summary, pandemic vaccine hesitancy is a phenomenon that coincides with low vl and negative attitudes towards vaccines among unvaccinated young adults. the fight against this phenomenon must be included in the pandemic action plans. in addition, pandemic action plans should be updated for young adults as well as at risk groups. conflict of interest compe ting inte re sts: no re levant disclosures. acknowledgement thanks are due to all persons who participated and/or assisted in this study. contributors gy contributed to planning of research, data analysis, writing, a nd english editing; table 3. regression predicting of pandemic vaccine hesitancy note : beta=satndardized regresion coefficient variables β (regression coefficient) beta p value age gender education type presence of chronic illness use of social media in daily infected with covid-19 vaccine literacy covid-19 vaccine attitude -0.028 -0.324 0.798 0.323 -0.827 0.496 -0.131 0.397 0.016 0.027 0.060 0.020 0.073 0.042 0.149 0.284 0.613 0.408 0.065 0.548 0.024 0.199 0.000 0.000 234 ekcontributed to data analysis;aç and bd contributed to data collection. all authors have read and approved the final manuscript. funding: 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the acceptance of the covid-19 vaccine: a cross-sectional study from saudi arabia. patient prefer adherence 2021;15:2673-81. doi:10.2147/ppa.s342535. 45. muric g, wu y, ferrara e. covid-19 vaccine hesitancy on social media: building a public twitter data set of antivaccine content, vaccine misinformation, and conspiracies. jmir public health surveill 2021;7:e30642. doi: 10.2196/30642. univ med vol. 41 no. 3 c:\users\user\documents\39 no 3 212 abstract universa medicina coronavirus disease 2019: a revolution in biological triage in the emergency setting shahram manoochehry*, fatemeh sabouri**, mehrdad faraji*, and mohammad javad behzadnia*@ triage is a familiar concept for all who work at the forefront of the treatment of patients and the emergency medical staff know their duty in different situations including crisis and epidemics. accordingly, the coronavirus outbreak has also a major effect on the emergency department (ed) as it changes the routine ed function. our main question was what are the main triage challenges in the recent pandemic and how we could overcome these challenges? therefore, a search of the main web databases was performed for articles published till may 1st, 2020 using various related keywords. in various steps, the title, summary, methodology, results, and discussion of the selected studies were assessed to find out the recent triage strategies in the covid-19 outbreak. hence, all the available and related english review articles, case series, and experimental studies were evaluated. among 200 studies initially reviewed, 59 met the study criteria for the final assessment. covid-19 puts a significant load on public health services and potential damage to social and psychiatric situations by marked morbidity and mortality. in line with the various presentations and according to the changing of the covid-19 epidemic to a worldwide pandemic problem, the management and treatment protocols changed several times. accordingly, the local and even global hospital protocols were changed as well. the first simple concept of coronavirus triage in an emergency department is the separation of covid-19 infected patients from the others. this approach has been practiced around the world. changing the ed layout from a usual triage or fast track set to an isolated room is necessary for such a pandemic situation. it is very important to consider staff communication and the application of ppe. all the efforts should be taken to protect patients as well as the medical staff from unnecessary exposure and infection; this serves to keep the health facilities working well in the outbreak and diffusion of sars-cov-2. keywords: covid-19, sars-cov-2, triage, emergency medicine, coronavirus review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.212-223 september-december 2020 vol.39no.3 cite this article as: manoochehry s, sabouri f, faraji m, behzadnia mj. coronavirus disease 2019: a revolution in biological triage in the emergency setting. univ med 2020;39:212-23. doi: 10.18051/univmed.2020.v39. 212-223 *trauma research center, baqiyatallah university of medical sciences, tehran, iran **department of pathology, shohada hospital, qom university of medical sciences, qom, iran correspondence: @mohammad javad behzadnia, trauma research center, baqiyatallah university of medical sciences, tehran, ir iran, nosrati alley, sheikh bahaie st, molla sadra st, vanaq sq., tehran, ir iran tel.: +98-2181262012, email: behzadnia@bmsu.ac.ir orcid id: 0000-0002-3062-0839 date of first submission, october 4, 2020 date of final revised submission, november 30, 2020 date of acceptance, december 7, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 213 univ med vol. 39 no.3 introduction triage is a familiar concept for all who work at the forefront of the treatment of patients; almost all of the emergency medical staff know their duty in different situations including crises and epidemics. within the outbreak of coronavirus 2019 and the changing into a pandemic, triage found a new meaning which will be discussed here. the coronavirus outbreak has also a major effect on the emergency department (ed) as it changes the routine ed function. nowadays, triage becomes challenging in various situations during the current covid-19 pandemic; as the clinician should decide which non-covid infection patient should be hospitalized due to the other critical reasons, indeed, they should do this by risk assessment and outcome evaluation. according to different policies, triaging occurs at the entrance into the emergency department and may differ in various hospitals. three, four, or five-level triage systems are commonly used in various parts of the world; the latter seems to be more helpful under normal circumstances, but in this pandemic as a biological attack, it necessitates a change in the routine triage protocol. with the passing of the time and symptom variations, the emphasis on vital signs during triage also changed, given that the purpose of triage in biological crises is to achieve maximum benefits and mortality morbidity reduction. the novel coronavirus (covid-19) which now has spread worldwide was first distinguished in wuhan, china in late december 2019 and was verified by the world health organization as a pandemic on march 1, 2020 while only 118000 cases were globally reported in the whole world.(1,2) this pandemic at a large scale put a burden on the world’s health infrastructures. in line with the various presentations and according to the changing of the covid-19 epidemic to a worldwide pandemic problem, management and treatment protocols changed several times. accordingly, the local and even global hospital protocols were changed as well. because this is a novel topic, to find previously published studies relevant to the current study question, a search of the web of science, google scholar, cochrane, and pubmed databases was performed for articles published t i l l m a y 1 s t, 2 0 20 us i ng t he ke ywor ds “coronavirus”, “corona”,” sars-cov-2", “ sars”,” mers” “emergency medicine”, “emergency”, “triage”, “covid-19”, and “biology*”. a combination search based on mesh terms was also performed. the prisma checklist was used to evaluate the validity of the selected articles.(3) during the previous middle east respiratory syndrome coronavirus (mers-cov) outbreak, saudi arabia used a visual triage scale for evaluating and scoring suspected cases; but further studies showed it had not enough effectiveness. (4) in various steps, the title, summary, methodology, results, and discussion of the selected studies were assessed. initially, the titles and abstracts were evaluated and saved to endnote x8. then, the full-text of english review articles, case series, and experimental studies were evaluated. letters and duplicate studies were excluded. in the next stage, full texts were reviewed by two independent experts, and unrelated studies were excluded. some similar and duplicate studies had no new information. accordingly, some other papers for which the full text was not available were excluded in the second and third stages. among 200 studies initially reviewed, 50 met the study criteria for the final assessment. evidence-based triage changes covid-19 puts a significant load on public health services and causes potential damage to social and psychiatric situations by its marked morbidity and mortality. in this condition, triage has found new meanings in various places such as surgical triage, psychological triage, etc.(5,6) symptom-based triage the first simple concept of coronavirus triage in an emergency department is the 214 separation of covid-19 infected patients from the others. this approach has been practiced around the world since the early days of the pandemic but further evaluation showed no effectiveness as well. in the early days of the problem, triage was mainly based on clinical symptoms such as fever, chills, and sore throat, along with controlling the percentage of blood oxygen saturation (o 2 sat%) and the other vital signs. in this protocol, o 2 sat% (93%) and temperature (37.80c) were more emphasized and even became the criterion for further follow-up evaluations.(7) in previous studies, 28.6% of confirmed coronavirus related respiratory cases had fever, but now, there are different reports from various countries (table 1). in a us healthcare system study; 30.7% of patients were febrile, 17.3% had a respiratory rate of more than 24 breaths/minute and 27.8% received supplementa l oxygen during the triage.(8) smoking and co-infection with two or more viruses were the two significant predictors of fever. fever is less common among adults in viral infection than the children; in a study, more than 75% of adults with viral respiratory infection did not have a fever and this is what we see in the novel covid-19 outbreak. during the first weeks, we have visited many febrile patients who had respiratory symptoms but when the outbreak spread globally most of the patients were afebrile. it seems that the virus symptoms are changing over time. (9) thus, the fever is not considered as an important criterion now. fur thermore, ther e were some confirmed patients who had no symptoms at all. field experiences over the past months have shown that many patients who come to the emergency room accidentally or for other reasons had covid-19 positive tests, so there is a need for a modified evidence-based triage system at the early stages. accordingly, even some routine triage criteria should temporarily change during the pandemic. more exact field investigations showed how medical staff and monitoring systems could change or correct the initial protocols t hrou gh th e c urr ent pa ndemic. according to recent experiences, some triage categories have now developed. consequently, some rare symptoms have been added to the above presentations and some cutaneous manifestations are reported as cov id-1 9 p r e s e n t at i on a nd s ho ul d be considered during the patient’s triage. (10 ) neurological manifestations from mild to severe symptoms are also reported as the new covid19 presentations.(11) triage structure and design in the age of coronavirus-19, it is strongly advised to set up special hospitals, install quarantine wards, and establish preventive and controlled systems for inf ected patients. furthermore, other hospitals could safely treat the other non-covid-19 patients. inpatient and outpatient units have to be separated in such a way that the patients who are in ed are not exposed to the risk of cross-infection at the early stages (figure 1). most common symptoms less common symptoms serious symptoms fever aches and pains difficulty breathing or shortness of breath dry cough sore throat chest pain or pressure tiredness diarrhea loss of speech or movement headache loss of taste or smell a rash on skin, or discoloration of fingers or toes table 1. the most common, less common and serious symptoms of covid -19 manoochehry, sabouri, faraji, et al coronavirus biological triage in the emergency setting 215 univ med vol. 39 no.3 a b c figure 1. emergency department triage in covid-19 outbreak in italy, emergency departments (eds) were reorganized to tackle the covid-19 pandemic, including the introduction of pretriage and different care paths for patients. structurally, the eds we re divi ded into separ ate compartments, termed clean and infected zones, respectively. according to pretriage results, regular non-covid-19 were sent to the clean zones, whereas covid-19 patients were sent to the infected zones. both clean as well as infected patients subsequently underwent the standard triage procedure.(12) designing some field hospitals is necessary to avoid further referral hospital infection; chinese experiences in developing fangcang shelter hospitals are notable. these temporary hospitals have various essential functions such as isolation and triage, basic medical care, screening, and rapid referral parts for public health emergencies.(13) accordingly, appropriate designing for pre triage, diagnosis, and even isolation of doubtful or verified cases is also critical. triage structure design in a hospital is now a multidisciplinary and collaborative task; 216 as it has many different aspects, space definition, resource prioritization, supplies, infection control measures, staff selection, and many other factors need a widespread and multilevel protocol. it should also consider patient and medical staff safety. (14) triage system considerations before admission suspected coronavirus infection triage at the beginning of the pandemic in many parts of the world, workers in healthcare centers continued to visit coronavirus patients in addition to their routine tasks; but gradually the burden of the patients reached such a level that some additional special centers were needed to treat them. thereafter, more challenging issues arose in the triage of the patients. in this way, the traditional triage system could no longer result in the recognition of suspected coronavirus cases. accepting non-corona patients, how to visit and refer them to the other centers, and how to triage and deal with acute presentations of cov id-19 i nf e ct ion b ec ame t he new challenges.(15) triage of high-risk patients against highrisk symptoms changing the specific guidelines has also led to a revolution in emergency triage; the handling of many cases that normally needed to be investigated and treated urgently have been altered to observe more in non-life-threatening circumstances to avoid infection. the first group c o nt a i n s p a t i e nt s w it h a hi s t or y of immunodeficiency for any reason, whether pharmacological or due to an underlying disease; the second group contains the suspected patients with other acute manifestations. besides the lifethreatening situation, we may encounter patients who have high-risk and emergency symptoms; they may need acute surgical, gynecological, or other emergency interventions. furthermore, emergency trauma care is another aspect that needs timelines of interventional effectiveness in the outbreaks, hence elective surgeries and procedures should be postponed for later times.(15,16) a multidisciplinary team approach for triage team work and collaboration in triage during the triage and in the next stages, the number of organ failures, survival prediction, and performance score could help to prioritize the critically ill patients in some situations. however, the proper decision should be made by exper ie nced special teams. ce rta inly, regional, national, and even international collaboration is needed to overcome this pandemic. (17) emergency radiology, as a relatively new subspecialty, plays a critical role in both the diagnosis and triage of acutely ill patients, and provides leadership to coordinate with the radiology department. then they could deal better with novel highly infectious patients.(18) eme r ge n c y a n d r a di o l ogy de pa r t me nt coordination is critical, as the suspected respiratory patients should be referred for a chest x-ray or ct scan evaluation without delay. in this condition, all the patients with respiratory symptoms are considered as probable cases of covid-19 until proven otherwise. risk stratification of covid 19 patients (in terms of clinical condition, patient health, hospital resource availability) and proper decision-making by multidisciplinary teams could decrease the faults and minimize the hospital stay. on the other hand, focusing on restricted protocols may lead to admission of more negative patients and increasing the risk of in-hospital inf e ct ious t ran smis si on. a h igh le ve l of compliance could be achieved only by continuous observation, constant surveillance, and feedback reporting to the medical staff (figure 2.). no wa d a ys, di f f e r e n t pr o toc ol s a nd approaches are needed for different situations and epidemics. accurate triage for surgical procedures is needed not only by telephone at home before hospitalization but also at the time of admission (telemonitoring surveillance).(19) manoochehry, sabouri, faraji, et al coronavirus biological triage in the emergency setting 217 univ med vol. 39 no.3 figure 2. team work and collaboration in triage surgeons need close collaboration with infection control specialists to avoid cross-infection in the hospital and to provide optimized treatment. continued screening and triage have a primary preventive effect. (20) special high-risk groups in triage the coronavirus outbreak requires special considerations on particular groups. as a highrisk population with mor e mortality and morbidities, the elderly with comorbidities require more special consideration.(21) subsequently, remote monitoring of infection risk in people who are on immunosuppressant drugs, during the covid-19 pandemic is a possible and practical approach. pregnant women are a susceptible high-risk group during this pandemic and therefore need special care and management in the emergency department. anatomical feature and immunity alteration make the pregnant women susceptible to viral infections such as covid-19; so all the maternal health settings should have a good management system to minimize their risk during the outbreak.(22) considering minimal contact could significantly decrease the risk. prenatal care, proper triage, and recognition of high-risk cases, admission control, and more supervision are the main things that should be considered in maternal health care during the outbreak of cov id-19.(22) covid-19 has a significant effect on cardiovascular problems, such as increasing the risk of severity, complications, drug-related side effects, and death. having an exaggerated search of covid-19 related symptoms could affect non-coronavirus patients such as those with cardiovascular conditions.(23) any micro aerosol-generating procedure should be stopped during the covid-19 pandemic. in previous outbreaks (2017-18), all age groups had the same mortality rate, but the males were interestingly more affected (74.7%) with an equal mortality rate in both genders (30.5%). it seems that the nove l cov id-19 has a mo re si gni fi ca nt morbidity rate than previous virus outbreaks. therefore, current triage systems should be more a w a r e o f th e i r h a za r do u s a nd i n f e c t i ve features.(24-26) 218 sp eci al c o nsideratio n s f o r health care workers personnel education and safety in triage changing the ed layout from a usual triage or fast track set to an isolated room is necessary for such a pandemic situation. it is very important to consider staff communic ation and the application of personal protective equipment (ppe). all the efforts should be taken to pretest patients as well as the medical staff from unnecessary exposure and infection; this results in keeping the health facilities working well in the outbreak and diffusion of sars-cov-2. the importance of infection control is therefore crucial in limiting the effects of virus diffusion. proper and regular healthcare professions training and education are necessary during the covid-19 outbreak, in which occupational and health safety are the two main components.(27) procedures that produce aerosols such as advanced airway management or cardiopulmonary resuscitation (cpr) have a significant risk. hence, the emergency department pe rsonnel need to be well equipped with appropriate ppe and trained in their use.(28) guidelines of triage should contain a protocol for appropriate use of personal protective equipment and precautions to be taken in every stage of the management and help for allocating scarce resources. the reinforcement of specific infection control training is necessary for medical staff. as in the previous viral infections, the novel coronavirus-19 clinical presentation varies from symptomatic cases to severe fatal disease. healthcare involvement could easily occur among an overcrowded poor compliance infection control setting and unrecognized infected people could easily be missed in a poor triage system.(29) experiences from the outbreaks of the middle east respiratory syndrome coronavirus (mers-cov) showed multiple healthcare association involvement. some studies showed inappropriate donning and doffing of ppe and n95 mask fit testing among the healthcare workers who encountered the patients directly; so the application of special protective protocols could minimize the risk of cross-infection significantly. (30) as their direct contact with covid-19 patients, healthcare providers are at high risk of infection transmission during the triage and treatment procedures; so having a contact distance of at least 2 meters and wearing a special mask and other ppe, could play a strong role. the role of laboratory data in triage in some medical centers, taking a chest ct scan is considered as a screening route for retriage and admission of non-corona patients who have other critical conditions in the ed. problems and critical illnesses such as acute abdomen have a high incidence in the emergency room, requiring selective or emergency surgery. epidemiological and preliminary screening of viral nucleic acids; taking of chest ct examination during the perioperative period to rescreen covid-19 and risk reduction of droplet and aerosol transmission, should be performed to reduce patient’s susceptibility and shorten the length of postoperative hospital stay. in some conditions, the physician could triage the suspected febrile patients with simple laboratory data such as complete blood count (cbc) with a differential count.(31) some other modalities such as lung ultrasonography can also help to find the involved patients and facilitate the triage process. it could determine the workflow of the affected patients to the next step of care. (32) the physician may visit some asymptomatic patients who have taken a laboratory test on their own initiative and are bringing the test results themselves. the diagnostic testing should be simplified and available to healthcare providers to allow them to decide more rapidly and accurately.(33) this categorization could determine the severity and level of infection; subsequently, proper protective equipment is required. merscov patients presented with monocytosis, normal white blood cell (wbc) count, and a lower c reactive protein (crp); but leukopenia and lymphopenia with mild eosinopenia and manoochehry, sabouri, faraji, et al coronavirus biological triage in the emergency setting 219 univ med vol. 39 no.3 elevated crp (4 mg/l) are much more frequent in covid-19 patients than in the controls. these laboratory findings could be helpful for better triage and treatment of febrile symptomatic patients in the ed.(31, 33) evaluation of triage effectiveness is very important for hospital managers for future decision making. in this way, they could recognize the ultra-high risk, high risk, and moderate risk areas according to various risk stratifications.(33) proper clinical parameter definition for triage could help the staff to better manage the positive patients and lead to the best outcomes. furthermore, the effectiveness of an emergency department in pandemic situations such as covid-19 could be measured by a reduction in positive cases, admissions, and control of transinfectivity. so ed function could be improved by identification of the high-risk patients and proper admission.(34) establishing some isolation areas for triage is the first step to counter a pandemic surge such as covid19. exposure to unsuspected patients, lack of triage to use ppe and infection control, lack of awareness and preparedness place the health care providers at a high-risk level.(33,35,36) te l e t r i age and di gi t al t e chno l og y i n covid-19 methods of an effective and applicable triage setting are based on symptom severity and patient comorbidities. in addition, to confirm the virus transmission, all the involved health care systems should use information technologies.(37,38) the role of telemedicine in resource conservation and remote patient care along with management strategies is obviously important. whenever possible, medical staff should shift their visits away from the direct face to face visits to some other kinds such as telemedicine and video screening. (39) web-based monitoring and triage could somewhat help to overcome the limited equipment and prevent unnecessary healthcare exposures.(40) active triaging and screening for symptoms of covid-19 infection could be considered for malignant and palliative care patients who are at their homes to avoi d f urther infection dissemination. telephonic screening could also help to assess their condition.(39, 41) self-triage and self-scheduling plans are suggestive tools that the patients who are not critically ill could carry out themselves, explain their symptoms, and shorten the unnecessary triage times in the hospitals; thereby improving the triage efficacy and postponing all elective visits and surgical procedures.(42) accordingly; digital technologies could help the health organizations to have a valuable role in various stages of the covid-19 outbreak, from screening and triage to diagnosis and monitoring. video consultation in the triage of patients with covid-19 is a way to increase the protection of personnel.(43,44) having a protective policy in triage is helpful for the allocation of the scarce resources when it is necessary to select the patients for urgent visits or telemedicine follow-up.(45) designing a digital triage tool to identify people with a high risk of covid-19 infection is a possible approach for remote monitoring of highrisk patients, therefore, it could limit unnecessary access to healthcare or medical centers and reduce the spread of the infection.(46) delayed diagnosis, inappropriate use of ppe, and ed overcrowding are the main factors that are necessary for a triage setting. the well-being of the health care providers is the first step of every medical care setting; hence all the policies should primarily focus on medical health care providers. workload and psychiatric pressures could eventually lead to caregiver burnout; therefore, it affects medical care and patients’ ma nagement. using telemedicine and social media could partially prevent this workload.(47) in a pandemic such as covid-19, the emergency physicians as the frontline healthcare providers should be aware of ed triage, facilities, and isolation policies, to deal with a surge of suspected cases. the design of appropriate devices and procedures for pre-triage, diagnosis, and isolation of suspected and confirmed cases 220 should be the final goal.(48) elective treatment and procedures should be postponed until the situation become more stable.(49) the covid-19 pandemic leads to delay of many routine treatments; hence it is necessary to have a risk assessment for the patients. developing some new protocols for emergency management among the covid-19 outbreak is essential. all specialties should have their own triage guidelines for their critical patients in the outbreaks. it is also necessary to update the previous protocols. hence, they should design a conceptual framework for emergency and timely triage. (50,51) in order to avoid loss of re sourc es physicians with an overlap in therapies should have well-defined arrangements among each other concerning the treatment spectra. patient triage and risk assessment before any non-urgent procedures, resource allocation and prioritization, regular monitoring of personal protective equipment, infection control measures, and protective device training should be a part of every hospital against the covid-19 infection. eventually, coronavirus outbreaks bring us some excellent lessons in the triage concept. first of all, as a biological threat, covid-19 triage is not as simple as we think. in addition, coronavirus infection symptoms are more complex and various in different peoples. according to new conceptions, many medical policies are changed during these pandemics. using some immune response assay, molecular and rapid igm/igg testing could help to find the suspected patients more rapidly. hence, early screening and triage may improve the response time in clinical and public health work, a lthough their exact importance is still unknown. considering the hospital status, icu, and ventilator capacity or supplies limitations that are likely to evolve over the few hours or days, we saw a significant revolution in medical interrelationship, include some usual medical plans that were not more efficient and in need of modification. this biological threat also has many other lessons such as how to triage different patients with or without covid-19 symptoms and how to guide them to have laboratory and radiological assessment. it teaches our medical sta ff how to protect themselves against a non-visible threat in an emergency setting. conclusion as mentioned, we may encounter some similar biological threats such as covid-19 infections that even change the infrastructure parts of the medical systems. it seems that preparing the medical personnel and wellequipped hospitals is more serious in the future. furthermore, the bioethical points in various parts of triage and diagnosis to do proper treatment are crucial in patient management. finally, we should think about how to conserve hospital critical resources such as icu beds, respirators, transmission capacity as well as protective gear (e.g. ppe for protection of the staff and patients against unnecessary exposure and intrahospital transmission. we hope this information could help the medical staff in all parts of the world. conflict of interest none. acknowledgements the authors would like to thank the “clinical research development unit of baqiyatallah hospital” for all their support, guidance and financial supports during carrying out this study. contributors sm and mjb contributed to conception and design, mf helped in acquisition, analysis and interpretation of data. mjb and fs contributed to drafting the article, critical revision of the article and all of the authors contributed the final approval of the version to be published. manoochehry, sabouri, 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10.3906/sag-2004-132. 51. pulia ms, o’brien tp, hou pc, schuman a, sambursky r. multi-tiered screening and diagnosis strategy for covid-19: a model for sustainable testing capacity in response to pandemic. ann med 2020;52:207-14. doi: 10.1080/ 07853890.2020.1763449. c:\users\universa medicina\docu 56 abstract universa medicina death anxiety and its association with severity of mental illness in patients with depression and schizophrenia hamidreza shahraki mojahed1* and somayeh nakhaei2 background death and the anxiety of it becomes more apparent when confronted with a chronic disease. the aim of this study was to determine the level of death anxiety among patients with depression and schizophrenia, and the relationship between severity of the symptoms and death anxiety in these patients. methods a cross-sectional study was conducted on 29 patients with a depressive disorder, 18 with schizophrenia spectrum disorder and 31 healthy subjects, through face-to-face interviews. the general severity of the psychiatric disorder was measured using the clinical global impression scale (cgi). the severity of depressive symptoms was measured using the beck depression inventory (bdi). psychosocial performance was measured using the personal and social performance scale (psp). to evaluate death anxiety, the bochum questionnaire on attitude to death and death anxiety 2.0 (bofretta 2.0) was used. one-way anova and pearson correlation tests were used to analyze the data. results regarding the bofretta attitude scale, the schizophrenic patients (23.1±9.12) showed significantly higher scores than healthy subjects (18.4 ±4.56) and depressive patients (19.8 ± 5.20) (p<0.050). the healthy controls achieved the least scores of bofretta anxiety scale followed by depressive (30.67±10.33) and schizophrenic patients (31.30±12.18). however, there were no significant between-group differences regarding this scale. we found significant correlations of all bofretta dimensions (attitude, anxiety, sum score) with cgi, psp and bdi. conclusion there was a significant relationship between the severity of symptoms and death anxiety in both depressed and schizophrenic patients. however, the latter showed a more negative attitude towards death. keywords: death anxiety, schizophrenia, depression, severity, mental illness original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.56-63 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1285 january-april 2022 vol.41no.1 cite this article as: shahrakimojahed hr, nakhaei s. death anxiety and its association with severity of mental illness in patients with depression and schizophrenia. univ med 2022;41:5663. doi: 10.18051/univmed.2022.v41. 5 6 6 3 . 1phd program in the clinical psychology, department of psychology, islamic azad university, zabol branch, zabol, iran 2assistant professor of psychology, faculty of human sciences, zabol branch, islamic azad university, zabol, iran *correspondence: hamidreza shahraki mojahed doctor of clinical psychology, department of psychology, islamic azad university, zabol branch, zabol, iran. email:zhn.search@gmail.com orcid id: 0000-0002-9810-1170 date of first submission, january 27, 2022 date of final revised submission, march 20, 2022 date of acceptance, march 28, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 57 univ med vol. 41 no 1 introduction death anxiety is considered one of the basic human characteristics and has been recorded over the past 4000 years. more than three decades of experimental research and hundreds of studies have shown that death anxiety affects a wide range of human behaviors.(1,2) to cope wi t h de a th a n xi e t y, hu ma n be i ngs ha ve developed a number of adaptation strategies, namely seeking for meaningful achievements and relationships, and creation of heritage.(3) while some people may cope with this anxiety effectively, others resort to ineffective coping mechanisms, such as avoidance, which only make their anxiety worse.(1) extensive studies have shown that death anxiety is a “transdiagnostic construct” with the potential to cause maladaptive behaviors, which provides the basis for a range of different mental health states.(4,5) the trans-diagnostic role of death anxiety in mentally ill patients has been confirmed by an increasing number of experimental studies, indicating that death reminders increase the maladaptive behaviors related to specific phobias, anxiety of attending the community,(6) and eating disorders.(7) obsessive-compulsive disorder has been argued to be a major cause of death anxiety. in fact, it has been suggested that death anxiety includes subtypes of this disorder. although it has also been argued that some of these obsessions may not be related to death at all (such as sexual obsessions),(8) death anxiety appears to be the main cause in most forms of obsession. there is increasing evidence supporting the fact that death reminders can stimulate an anxious response among patients with social anxiety and spider phobia. some other studies found significant correlations between death anxiety and hypochondriasis, depression, s c h izo p hr eni a a n d p os t -t r a u mat i c st r e ss disorder.(9-13) several studies suggested a higher rate of death anxiety among depressed patients than in healthy controls.(13,14) soleimani et al.(14) in their systematic review reported a higher rate of death anxiety among patients with breast cancer who developed depression compared to other breast cancer patients. on the other hand sharpe et al.(15) indicated that treatment of depression can significantly reduce death anxiety among patients who suffered from depression. however, the results of studies regarding s c h izo p hr e ni a a r e s o me ho w li mi t e d a nd inconsistent.(16-18) some studies reported a higher rate of death anxiety among these patients compared to patients with depression and healthy cases.(16,17) meanwhile, one study reported a lower rate of death anxiety among schizophrenia patients compared to depressed patients.(18) none of the abovementioned studies evaluated the correlation between the severity of symptoms and death anxiety in these patients. for the above-mentioned reasons, the present study was conducted to evaluate the level of death anxiety among patients with depression and those with schizophrenia, as well as investigating how the severity of the symptoms affects death anxiety in iranian patients. methods research design the present study is a cross-sectional study on patients with depressive disorder and patients with schizophrenia who were referred to the amir-al momenin hospital of zabol from february 1st 2020 to december 1st 2021. research subjects t he s a mpl e s i ze w a s d e t er mi n e d t o compare means between two groups, with effect size of 0.7, α=0.05 and β=0.2, the sample size per group being 34. the inclusion criteria were all patients with the definite diagnosis of depressive disorder or schizophrenia spectrum disorder based on icd-10 criteria,(19) who were referred to the psychiatry department of amiral momenin hospital, zabol, iran. the exclusion criteria were patients with organic disorders based on icd-10, related neurological disorders, or other internal disorders, severe alcohol consumption and substance abuse addiction. 58 subjects with a definite diagnosis of depressive disorder at the psychiatry department of zabol university of medical sciences and patients with schizophrenia spectrum disorder were included in the study. the diagnosis was based on the icd-10 (f2.x) diagnostic criteria.(19) in addition, healthy subjects with no personal or family history of neurological or psychiatric disorders were selected as the control group from an extensive database of healthy subjects in the psychiatry department, zabol university of medical sciences. all subjects underwent a mini international neuropsychiatric interview for diagnostic and statistical manual of mental disorders, and icd-10 disorders-10 (mini international neuropsychiatric interview-plus version),(20,21) and psychometric tests to diagnose signs of depression. healthy subjects and patients were studied through face-to-face interviews. the patients were asked to attend these sessions after the first treatment and establishment of stability in their status. clinical evaluation the general severity of the psychiatric disorder was measured using the clinical global impression scale (cgi).(22) the severity of depressive symptoms was measured using the be c k d e pr e ss i o n in ve n t or y ( bdi) . ( 2 3 ) psychosocial performance was measured using the personal and social performance scale (psp).(24) measure of death anxiety to evaluate death anxiety, the bochum survey for assessment of attitude to death and death anxiety questionnaire was used,(25) the reliability and validity of which were recently confirmed in a sample of about 200 healthy subjects. this questionnaire includes 25 items about attitudes toward death (10 items) and death anxiety (15 items). the criterion was based on the templer ’s death anxiety scale, the le i c e s te r de a t h a nx i e t y sc a le , a n d t he fimest.(26) for a semi-quantitative scale (borfet ta), one c an select one of the following items: “irrelevant” (score 1), “slightly relevant” (score 2), “mostly relevant” (score 3) or “highly relevant” (score 4). a score of 10 to 40 has been considered for the “attitude towards death” subscale (items 2, 3, 10, 16, 17, 19, 21 to 23, 25) , and a score of 15 to 60 has been considered for the “death anxiety” subscale (items 1, 4 to 9, 11 to 15, 18, 20, 24). in the qualitative analysis, participants can express their personal thoughts and anxieties about death, respectively, in two separate columns. statistics statistical analysis of the neuropsychiatric data was performed using statistical analysis s of t wa r e ( ibm spss) f o r t h e wi nd ow s operating system, version 25.0 (ibm, armank, new york, usa). statistical data were analyzed using parametric tests (one-way anova and pearson correlation coefficient). tukey multiple c o mp a r is o ns t e st wa s u se d f or pa i r w i se co mp ar is ons b et we en gr oups. sta ti st ic al significance was defined at a probability value of less than 0.05. ethical clearance all participants submitted their written consent after receiving information about the objectives of this study. the ethics committee of rudehen islamic azad university, iran, approved the study. it was also conducted in accordance with the 1975 helsinki declaration. ethical clearance code: ir.zbmu.rec.1399.172. results a total of 29 patients (13 females and 16 males with mean age of 43.7 ± 15.65 years with a definite diagnosis of depressive disorder at the psychiatry department of zabol university of medical sciences were collected during the study. also, 18 patients (9 females and 9 males with mean age of 41.15 ± 9.68 years with schizophrenia spectrum disorder were included in the study. in addition, 31 healthy subjects (18 shahrakimojahed, nakhaei depression and schizophrenia 59 univ med vol. 41 no 1 a b females and 13 males with mean age of 29.80 ± 16.45 years with no personal or family history of neurological or psychiatric disorders were selected as the control group. table 1 shows the demographic and clinical data of the included cases. as was expected, the patients with schizophrenia showed a s i gn i f i c a nt d i f f e r e n c e i n s oc ia l c l a s s , occupational status and educational level compared to the other two groups (p<0.050). however, the depressed group were mostly categorized as being of middle social class and high-school educational level. meanwhile there was no significant difference in these measures between the depressed group and the healthy individuals. the complete list of characteristics is shown in table 1. the mean ggi value for both study groups and was significantly different from that of the healthy controls (p<0.050). on the other hand, the mean psp score among patients with schizophrenia (47.54 ± 12.30) was significantly lower than those of the healthy (89.41 ± 6.12) and depressed (72.1 ± 12.29)) groups (p<0.050). regarding the bofretta attitude scale, the schizophrenic patients (23.1 ± 9.1) showed significantly higher scores (p<0.050). the healthy controls achieved the least scores (26.3 ± 11.3) in the bofretta anxiety scale followed by depressive (30.6 ± 10.3) and schizophrenic patients (31.3 ± 12.1). however, there was no si gn if ic ant di ff er enc e a mong th e gr oups regarding this scale. the schizophrenic patients also had the highest score of bofretta sum scale (50.1 ± 15.3), but this was not significantly different from those of the other two groups (table 2). we also found significant correlations of all bofretta dimensions (attitude, anxiety, sum score) with cgi, psp and bdi (p<0.050) (data not shown). the post-hoc analysis indicated a significant dif ference between healthy contr ols and schizophrenic patients regarding the bofertta attitude scores (p=0.013). these patients also table 1. demographic and clinical data of healthy subjects, depressive, and schizophrenia patients data presented as n (%), except for age [mean (sd)] variables healthy volunteers (n = 31) depressive patients (n = 29) patients with schizophrenia (n = 18) p value gender female male 15 (48.4) 16 (51.6) 16 (55.2) 13 (44.8) 7 (38.9) 11 (61.1) 0.340 age (years) 29.18 (16.45) 43.7 (15.65) 41.15 (9.68) 0.068 marital status married single 20 (64.5) 11 (35.5) 6 (20.6) 23 (79.4) 2 (11.1) 16 (88.9) 0.036 children yes no 11 (35.5) 20 (64.5) 5 (17.2) 24 (82.8) 1 (5.6) 17 (94.4) 0.051 educational level college high school basic school no school 29 (93.5) 2 (6.5) 0 (0.0) 0 (0.0) 10 (34.5) 15 (51.7) 3 (10.3) 1 (3.5) 3 (16.7) 6 (33.3) 5 (27.8) 4 (22.2) 0.029 occupational status full no activity retired 29 (93.5) 2 (6.5) 0 (0.0) 17 (58.6) 5 (17.2) 7 (24.2) 3 (16.7) 10 (55.6) 5 (27.7) 0.022 social class working class middle class academic 4 (12.9) 5 (16.1) 22 (71.0) 6 (20.7) 19 (65.5) 4 (13.8) 1 0(55.5) 5 (27.8) 3 (116.7) 0.073 60 had significantly higher scores when compared to the depression group (p=0.026). schizophrenic and depressed patients both showed significantly higher cgi scores compared to healthy controls (p=0.010 and 0.034, respectively). however, there was no significant difference between the t wo st u dy gr ou ps r e ga r d i ng cgi s c or e s (p=0.061). regarding the psp scores, although there was no significant difference between depressive and schizophrenic patients, both of these groups obtained significantly higher scores than did the healthy subjects (p=0.018 and p=0.011, respectively) (table 2). discussion according to the results, a significant positive relationship was found between death anxiety and the severity of depression and schizophrenia. also, for both disorders with 29 and 18 participants, a significant relationship was reported between death anxiety and the severity of the symptoms of the disorder. in general, these results support the claim that death anxiety is a trans-diagnostic construct, (4,7) and are consistent with those of previous studies, supporting the relationship between death anxiety and the severity of specific disorders. attitudes toward death were significantly worse in patients with schizophrenia. as shown, a completely negative attitude toward death was found in those patients with significant negative symptoms. patients with recurrent depression disorder, as do patients with schizophrenia, have a higher level of death-related anxiety. death anxiety was significantly high in the two groups, but patients with schizophrenia had higher (in other words, uncontrollable) negative attitude toward death. our results were in line with menzies et al.,(2728) who evaluated 200 mental disorder patients (anxiety, eating and affective disorders, psychotic disorders, obsessive–compulsive disorders) after treatment. in their study, it was reported that the severity of the mental disorder was closely related to the level of the patients’ death anxiety. on the other hand, mavrogiorgou et al.(30) in a more recent study indicated a higher rate of death anxiety among depressed and schizophrenic patients. considering the latest observations, this result is consistent with our results that patients with a chronic period and marked negative symptoms were characterized by a negative and uncontrollable attitude toward death. therefore, it can be stated that these patients have lower death anxiety, and the reason is a disorder in their emotions (due to the disappearance or lack of emotions). in contrast to predictions, although the existence of meaning in life predicted the science of psychopathology, neither the attachment style nor meaning in life moderated the relationship data presented as mean (sd), -one-way anova; bofretta: bochum survey for assessment of attitude to death and death anxiety; cgi: clinical global impression scale; psp, personal and social performance scale; h: healthy volunteers; d: depressive patients; s: patients with schizophrenia table 2. comparison of the psychometric scales applied to the healthy subjects, depressive and schizophrenia patients psychometric scale healthy volunteers (n=31) depressive patients (n=29) patients with schizophrenia (n = 18) p value post hoc analysis h-d h-s d-s p p p bofretta attitude 18.4 (4.56) 19.8 (5.20) 23.1 (9.12) 0.021* 0.056 0.013 0.026 bofretta anxiety 26.3 (11.3) 30.67 (10.33) 31.30 (12.18) 0.812 -- bofretta sum score 43.8 (12.5) 49.9 (12.9) 50.18 (15.3) 0.530 cgi 1.00 (0.0) 5.12 (0.33) 5.15 (0.65) 0.000* 0.034 0.010 0.061 psp 89.41 (6.12) 72.1 (12.29) 47.54 (12.30) 0.000 * 0.018 0.011 0.074 shahrakimojahed, nakhaei depression and schizophrenia 61 univ med vol. 41 no 1 between death anxiety and the science of psychopathology. attachment style can moderate death anxiety among non-clinical participants, (29) and early evidence of an association between death anxiety and understanding of meaning in life among non-clinical participants (30) with mild depression (31) indicates a moderating role of attachment style, which is consistent with previous findings. a recent study conducted by zhang et al.(32) indicated that meaning in life is adversely correlated with death anxiety, which means the higher the meaning in life scores were the lower the rate of death anxiety was. mohammadpour et al.(33) in their study reported that older adults who obtained higher scores regarding meaning in life seemed to completely understand their own values and goals of their life. as a result, they were able to look at death calmly and objectively which resulted in their lower death anxiety. therefore, it is suggested to consider the aspects of meaning in life in the context of death, while trying to treat mental disorders effectively. there are limitations in the interpretation of our data. a realistic study (patients hospitalized in a large university hospital on a daily basis) has its shortcomings. the patient group was more or less homogeneous, while the healthy group was heterogeneous, so they did not match well. the healthy group was far higher than the two patient groups in terms of social and educational status, so the studied groups were not comparable and at the same level. the bofretta scale should be considered critically, since it was previously approved but has not yet been widely used in psychiatry. most of the patients in our relatively small groups were affected by psychotherapy drugs, but we still could show the differences in attitudes of the two groups toward death and the death anxiety. although these results need to be confirmed by using larger sample groups in future studies, it can be suggested that practical interviews must be considered in both depression and schizophrenia cases who seem to be influenced by death anxiety, especially the ones with more severe symptoms. in addition, psychologists must be aware to mention this issue and ask the patient to talk about it in order to see if they have developed death anxiety or not. conclusion there was a significant relationship between the severity of symptoms and death anxiety in both depressed and schizophrenic patients. however, the patients with schizophrenia showed a more negative attitude towards death. acknowledgement we are much thankful to those who supported this project. contributors hsm participated in conception and design of the study, library searches and assembling relevant literature, critical review of the paper, supervising writing of the paper, and database management. sn participated in data collection, library searches and assembling relevant literature, writing the paper, and critical review of the paper. both authors read and approved the final manuscript. conflict of interest we declare that we do not have any conflicts of interests. references 1. rahimah a, khalil s, dang hp, cheng jm. the terror of death and consumers’ sustainability attitudes. j retail consum serv 2020;57:102196. doi: 10.1016/j.jretconser.2020.102196. 2. wong ptp, carreno df, gongora oliver b. death acceptance and the meaning-centered approach to end-of-life care. in: menzies re, menzies rg, iverach l, editors. curing the dread of death: theory, research and practice. samford valley, australia: australian academic press;2017. pp.185-202. 62 3. tradii l, robert m. do we deny death? ii. critiques of the death-denial thesis. mortality 2019;24:377-88. doi: 10.1080/13576275.2017. 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severity of mental illnesses. br j clin psychol 2019;58:452– 67. doi: 10.1111/bjc.12229. 28. mavrogiorgou p, haller k, juckel g. death anxiety and attitude to death in patients with schizophrenia and depression. psychiatry res 2020;290:113148. doi: doi.org/10.1111/bjc.12229. 29. plusnin n, pepping ca, kashima es. the role of close relationships in terror management: a systematic review and research agenda. pers soc psychol rev 2018;22:307-46. doi:10.1177/ 1088868317753505. 30. rogers r, sanders cs, vess m. the terror management of meaning and growth: how mortality salience affects growth-oriented processes and the meaningfulness of life. in: routledge c, vess m,editors. handbook of terror management theory. washington: academic press;2019.pp.325-45. doi: 10.1016/b978-0-12811844-3.00014-7. 31. solomon s, greenberg j. existential meaning and terror management. oxford research encyclopedia;2019. https://doi.org/10.1093/ acrefore/9780190236557.013.241. 32. zhang j, peng j, gao p, et al. relationship between meaning in life and death anxiety in the elderly: self-esteem as a mediator. bmc geriatr 2019;19:18. doi: 10.1186/s12877-019-1316-7. 33. mohammadpour a, sadeghmoghadam l, shareinia h, jahani s, amiri f. investigating the role of perception of aging and associated factors in death anxiety among the elderly. clin interv aging 2018;13:405. doi: 10.2147/cia.s150697. c:\users\universa medicina\docu 79 abstract universa medicina barriers to breast cancer screening in iranian females: a review article nazanin masoudi1, saeed dastgiri2, zohreh sanaat3, zhila abbasi4, and roya dolatkhah3* breast cancer is one of the most common malignancies among females in iran. screening and detection in the early stages can increase the likelihood of breast cancer treatment and prognosis, thereby decreasing the mortality rate and promoting patient survival. however, mass screening programs for breast cancer are still confronted by predominant barriers in iran. we tried to review and recognize the barriers to breast cancer screening and early detection in iranian females as the main research question. we searched all available databases, and screened manuscripts for eligibility according to our inclusion/exclusion criteria. the search strategy was based on the following keywords: breast, malignancy, cancer, screening, early detection, mammography, iran, and barrier. responsible authors performed a literature review and compiled the results into a report. various perceived barriers at different levels (individual, intrapersonal, health systems, and community) play influential and pivotal roles in women’s decisions to participate in breast cancer screening programs to facilitate early detection. lack of awareness, neglect, procrastination, embarrassment, religious beliefs, and lack of primary health workers awareness and recommendation were cited as perceived barriers in screening procedures in iran. there are still barriers in performing mammography at population levels in five major dimensions including availability, accessibility, cost, fears, and acceptability. however, the rate of regular mammography utilization in iran is low compared with other countries and needs increasing through informing women. many perceived barriers can affect women’s willingness and self-efficacy in screening procedures and one of the most effective ways of overcoming these barriers is to increase women’s awareness. keywords: mammography, women; malignancy, early detection, barrier, screening review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41:79-89 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1220 cite this article as: masoudi n, dastgiri s, sanaat z, abbasi z, dolatkhah r. barriers to breast cancer screening in iranian females. univ med 2022;41 :79-89. doi: 10.18051/univmed.2021.v40:79-89 1departmen t o f statistics and epidemiology, faculty of medicine, tabriz university of medical sciences, tabriz, iran 2tabriz health services management research center, tabriz university of medical sciences, tabriz, iran 3hematology and oncology research center, tabriz university of medical sciences, tabriz, iran 4faculty of medicine, tabriz university of medical sciences, tabriz, iran *correspondence: roya dolatkhah hematology and oncology research center, tabriz university of medical sciences, tabriz, iran p.o. box: 5166614731 telephone: +98 4133361358 email: royadolatkhah@yahoo.com/ dolatkhahr@tbzmed.ac.ir orcid id: 0000-0002-6897-7120 date of first submission, august 28, 2021 date of final revised submission, january 22, 2022 date of acceptance, january 26, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license january-april, 2022 vol.41no.1 80 masoudi, dastgiri, sanaat, et al barriers to breast cancer screening introduction b r e a st c an c e r a c c o un ts f o r t he l a r ge st proportion of female cancer-related deaths and is the first common cancer in more than 140 countries worldwide.(1-3) in iran, the international agency for research on cancer (iarc) reported breast cancer as the most common malignancy in females with an age-standardized incidence rate (asr) of 31.0 per 100.000 women.(4,5) recently, breast cancer has had a decreasing pattern in terms of incidence and mortality in highly developed countries. however, in most unde r-d evelo pe d c ountr ies we found increasing incidence rates.(1,6) lack of early detection and screening programs are the predominant causes of low survival rates of patients with breast cancer. these problems lead to an increase in women’s proportions presenting with late-stage disease. (7, 8) based on the studies, screening and detection in the early stages can increase the likelihood of breast cancer treatment and prognosis.(9) the most important way to control and recognize breast cancer in the earlier stages is screening. (10) breast cancer screening methods include: a) breast self-examination (bse) b) clinical breast examination (cbe) and c) mammography. based on the last american cancer society screening recommendations for women with an average breast cancer risk, getting regular mammograms is the only effective method in diagnosing breast cancer at an early stage when the treatment process is the most successful; but, research has not shown a clear benefit of regular bse and cbe.(11,12) however according to national comprehensive cancer network (nccn) guidelines, annual clinical breast examination, mammography and breast awareness have been recommended for asymptomatic women aged 40 years with average risk of breast cancer.(1) it has been established that screening at age 45 or 50 years (as per united states preventive task force/usptf guideline) results in unnecessary loss of life and more severe adverse effects.(13) however, mass screening programs for breast cancer are still confronted by some predominant barriers, especially in developing countries.(14,15) the most important factors affecting the low participation in different breast cancer screening methods include lack of perceived self-efficacy, lack of motivation for health, and different perceived barriers including a belief that the practices are time-consuming, and embarrassing.(15) another reason that has affected the commencement of screening programs in most asian countries, is cultural attitudes. while just less than 20% of at-risk women undergo any provided screening modality, the economic evaluation showed that mammography is the predominant screening method in most asian countries.(16) lack of knowledge on the importance of breast cancer screening and its methodology are other major barriers.(17-19) a significant segment of women remains under-screened with mammography due to the fears of cost and availability o f mammo gra p hy, lack of he a lth insura nce, mammogram-related pain, positive findings, or fear of a poor outcome during screening, which are other factors that play the role of the most commonly reported barriers to breast cancer screening in developed countries.(15,20,21) many barriers prevent women from commencing screening breast cancer and continue their screening according to their lifetime risk of breast cancer, depending on their family history and age as well as environmental factors.(22-25) some psychological factors may lead to defensive avoidance of screening modalities including mammography and may be the result of anxiety, fear of breast cancer and positive findings, and defensive avoidance beliefs about false positive findings.(26) it has also been emphasized that false-positive findings in the screening mammogram lead to psychological distress for up to 3 years, with the result that at least 3% of the women with average risk will be avoiding the next yea r screening appointments.(27) so placement of expert radiologists and breast cancer screening mammogram techniques are important to operate successful breast cancer screening programs. in the present paper, we aimed to review and recognize these barriers in iran. literature search strategy we tried to review and recognize the barriers to screening and early detection of breast cancer in iranian females as the main research question of the study. we searched all available databases including 81 web of science (isi), pubmed, medline (ovid), scopus, embase, google scholar, journal citation reports (jcr), clinical key, cinahl plus with full text (ebsco), as english databases, and scientific information database (sid), magiran, medlib, and irandoc as iranian databases. all manuscripts were screened for eligibility according to our inclusion/ exclusion criteria. we did not include any restriction in time, language and type of manuscripts. the search strategy was based on the following keywords: breast, malignancy, cancer, screening, early detection, mammography, iran, and barrier. responsible authors performed a literature review and compiled the results into a report. challenges of breast cancer screening in iran there are many prominent barriers to screening in iran; for instance, most women are unaware of screening methods and cannot have access to the centers of breast cancer screening.(9) the costs of tests and mammography are also other barriers to breast cancer screening. unfortunately, in iran, 82% of breast cancer cases are diagnosed in the late stages, which result in low survival rates and poor prognosis of breast cancer in women.(9,28,29) since there is still no national breast cancer screening system in iran, there are still many barriers that prevent women from undergoing screening. for instance, there is a lack of mammography screening centers, there are no national breast cancer programs, and insurance comp anies c over only a small p or tion of the costs.(7,19,30-32) the women health volunteers (whvs) program is an important part of iranian health services delivery. the whvs program is interested in local women who are trained to conduct regular home visits to disseminate health messages within their communities. whvs can play an indispensable role in increasing screening awareness and reducing barriers by d isp elling misco nce ptio ns and pr ovid ing comprehensive education to keep women involved in their health.(19) some cross-sectional studies were performed from different provinces of iran based on the women health volunteers program, the bse and mammography. also, standardized questionnairebased surveys were performed using the health belief model to assess women’s beliefs concerning breast cancer screening modalities.(7,17-19) i n a nothe r study in neysha bur city, the investigators checked the validity and reliability of a self-report method, and calculated the effect of awareness and perceived self-efficacy on breast cancer preventive behaviors in women.(33) in another correlational study in 2017, 1509 women in rural and urban areas of isfahan province were selected using a multistage sampling method. data were collected by visiting homes, using a questionnaire, and conducting inte rvie ws. (34 ) i n the per c eive d b ar r ie r s to mammography adoption study, five perceived barriers at different levels (individual, intrapersonal, health systems, and community) were discussed, and all of them have an important role in women’s intention to commence screening programs.(35) the results revealed that most women who participated in abovementioned study have never had mammography and were not planning to have one in the future. lack of any pain or uncomfortable feeling in the breast area is the main reason for not undergoing screening procedures among women. most women do not begin to undergo any screening because they do not see any breast abnormalities and this misconception is a major reason to fail to undergo screening.(35) also, most of the respondents never performed bse and only a few of them regularly performed bse. sometimes, they are not familiar with performing their regular bse correctly, and there are no screening centers available to aid and educate them. the rates of performing clinical breast examinations (cbe) and rates of referral to a doctor, were also low.(7) unfortunately, most women believe that they would only need screening programs when symptoms are detected. in addition, women are not aware of the opportunity of screening programs and their benefits as well as the timeliness of early detection of breast cancer.(36, 37) another substantial factor that has been studied by hosseini et al.,(33) in north khorasan province is self-efficacy on breast cancer preventive behaviors among women. based on the results of this study, the level of preventive behaviors was low. also, perceived self-efficacy and awareness, were significant predictor variables for these behaviors in women, and some univ med vol. 41 no 1 82 masoudi, dastgiri, sanaat, et al barriers to breast cancer screening c women had paid less attention to the aims and benefits of bc screening. they believed that bc is almost familial cancer, and if they do not have any positive family history, they do not need to do the screening.(37) lack of knowledge concerning the objectives and benefits of screening in staff and health-workers among ma mmogra phy ce nter s, and p ro viding misinformation related to mammography and its possible harms, increased the fear and anxiety of participants and in some cases led to their withdrawal. fear or worrying about any screening modality, referral to a hospital or medical center, the finding of a lump or cancer, and positive test results were the most common barriers in most studies.(7,34) in addition, lack of knowledge about curable cancers, fear of mastectomy and of radical treatments were reported.(38) thus, some people prefer not to get informed at all if they have cancer or at least be diagnosed later so that they can live more easily and without worries instead of dealing with cancer treatment side-effects and costs.(39) this shows that primary health workers need in-service training programs. meanwhile, health policymakers should attempt to increase the related knowledge and application success in health personnel that will affect women in their service area.(40) the summary results of included studies are presented in table 1. author, year study period methodology place, population number of women included age mean ± sd/ range (years) main outcome main results salmani et al., (19) june to november 2016 crosssectional, analytic 11 cities of the southern khorasan province 1,410 women health volunteers 20 to 65 36.16 ± 8.81 health beliefs and perceptions about breast cancer and breast cancer screening methods iranian women health volunteers had very low adherence to common bse and mammography practices alizadeh -sabeg et al., (17) randomized controlled trial (rct) 20 rural health centers of abish ahmad district, east azerbaijan 120 iranian rural women 40–69 effect of motivational interviewing on the change of breast cancer screening behaviors among rural iranian women two months after the intervention, a significant difference was found between the two groups in terms of the stages of change for clinical breast examination and mammography shirzadi et al., (35) qualitative component tabriz 24 healthy women 40-50: 15 (62.5%) 50: 9 (37.5%) qualitatively explore the barriers to mammography adoption among iranian women five main themes were extracted, consisting of unawareness of mammography, fear control, priority of mammography needs, inadequate competency of mammography centers, and a sense of losing family support safizade h et al., (18) qualitative study, content analysis four health centers in kerman 45 participants 47 motivational factors for breast cancer screening in iranian women knowledge acquisition, presence of happy-hopeful spirit, positive attitude and self-worth, maternal role, intellectual and financial independence, religious beliefs, motivational fears, and supportive family table 1. summary of the results of related studies 83 hossaini et al., (40) july 2018 to june 2019 qualitative study, content analysis tehran, iran 21 participants (10 health professionals and 11 female patients with breast cancer) 35-65 identifying the barriers to early detection of breast cancer in iranian women individual barriers (limited/lack of knowledge, other life preferences, negative reactions to the disease, and belief in fate), environmental barriers (insufficient social support, inaccurate information sources, and alternative therapy recommendation), and organizational barriers (poor quality of health services, inadequate access to health services, and role of media in informing people). mazarei et al.,(7) crosssectional descriptive health care institutes of bandar abbas 370 healthy women 15-79, 55.35±2. 27 to determine the knowledge and behavior of women regarding screening for breast cancer there was a significant relationship between the knowledge and behavior of the subjects foroozan i et al.,(9) june 2017 to december 2019 hospitalbased crosssectional study shiraz and kermanshah 725 patients with newly diagnosed bc 43.7 ± 8.2 delayed bc diagnosis and late stage presentation of women with bc lack of knowledge about bse, delay at diagnosis kardansouraki et al.,(37) 2016 descriptive crosssectional mazandaran, sari 1,165 healthy women (37.15 ± 8.84) different factors influence the breast cancer screening rate the woman’s age, age at first marriage, age at onset of sexual intercourse, occupation, spouse’s occupation, household income, health status, history of infertility, smoking, and decision-maker on issues of sexual and reproductive health (srh) were the best predictors of participation in screening for breast cancer (p<0.05). hoseini et al.,(33) 2018 crosssectional descriptivecorrelational north khorasan, neyshabur city 248 healthy women 30-69 (37.12± 7.49) to determine the effect of awareness and perceived self-efficacy of women of neyshabur city on the preventive behaviors of breast cancer self-efficacy and awareness variables significantly predicted %67 of the breast cancer preventive behaviors univ med vol. 41 no 1 84 masoudi, dastgiri, sanaat, et al barriers to breast cancer screening badakhs h et al.,(39) 2017 systematic review different regions of iran 10,521 participants 15-79 (33.5) to determining attitudes and practice regarding breast cancer early detection techniques poor performance and low rates for positive attitudes regarding breast cancer early detection techniques in iran bouya et al.,(36) 2017 systematic review different regions of iran 11,756 participants 15 to 75 to determine the knowledge and source of information about early detection techniques of breast cancer among iranian women only one of third of women had sufficient knowledge about bse. the main source of information was healthcare team members salek et al.,(29) from 1980 to 2012 retrospective cross sectional northeastern iran, mashhad 4000 female breast cancer to survey the proportion of stages at the presentation of the disease without a screening program, among a population of breast cancer patients disease is now presented in its earlier stages even in the absence of a screening program ahmadip our et al.,(30) april to september of 2015 cross sectional urban health centers in the city of kerman 240 healthy women 18-64 (31.7± 7) the rate of screening participation the frequency of mammography performance was higher in women with higher education (p=0.01), but there was no statistically significant difference in the frequency of self and clinical breast examinations based on education, household income and employment aminisa ni et al.,(31) 2014 crosssectional six health centers in baneh county, iran 561 healthy women 40-49 (43.64±5 .17) sociodemographic and health related determinants of participation in breast cancer screening the overall uptake of mammography was about 17%, and mostly in older, illiterate and post-menopausal women. the main barrier was lack of access to mammography ghahrem anian et al.,(32) crosssectional 12 health centers of tabriz, east azerbaijan 370 healthy women older than 20 to determine relationships of fear and fatalism with breast cancer screening behavior fatalism and fear had a stimulating effects on breast cancer screening performance 85 from the beginning of october 2016, the integrated health system (samaneyeh iyekparcheye behdashti (sib) system) as an online system has been developed in iran based on technical knowledge and in line with the latest global technologies in order to provide health services by the ministry of health and medical education. all information about households, the type of health care services required in community health centers and databases, and health homes were collected and recorded in this system. however, early detection and screening for breast cancer was the most important of the midwife’s duties, which also included: following the country guides for breast cancer screening using established guidelines, implementation of the classification of breast imagingreporting and data system (bi-rads) and their diagnosis and action, and classification of cases of individual and family history in self-care. with the establishment and development of this program, it is expected that comprehensive screening programs at the population levels, will be launched and integrated in the country soon.(5) barriers to screening of breast cancer in iranian females various perceived barriers at different levels (individual, intrapersonal, health systems, and community) play influential and crucial roles in women’s decisions to participate in breast cancer screening programs (figure 1).(35,41) there are still barriers in performing mammography at population levels in five main dimensions including availability, accessibility, cost, fears, and acceptability.(42-45) i nc r ea sing c a nc e r p re ventio n a nd sc r ee ning knowledge and individual behavior are the main key factors for accessing and adhering to evidence-based guidelines of breast cancer screening in lowand mid d le -inco me c ountr ies like ir a n. (4 6-4 8) multidisciplinary interventions at the health system level are needed to address the barriers that women experience to undergo mammography screening.(49,50) however, the rate of regular mammography in iran is low and should increase by informing the women. while there was not any established and evidence-based screening strategy in the country, we e nc o unter e d maj or b ar r ie r s to p er for ming mammography at average risk at population levels: therefore, cbe and/or bse may play a role as alternative strategies. breast self-exams aid to increase breast cancer awareness and get familiar with how breasts look like and feel; therefore, women can alert their healthcare professional if there are any changes. unfortunately, recently bse has been recommended as grade d strategy for breast cancer screening due to related false-positive results and additional psychological harms and fears.(51) however, bse is so beneficial, inexpensive and simple that it actually can encourage women to take healthy situations into account and aid them to recognize breast cancer in the earlier stages.(19) based on the results of studies, if women perform regular breast examination and manage it at the time, only 95% of breast cancer cases figure 1. various perceived barriers to screening for breast cancer in iranian females (35,41) univ med vol. 41 no 1 86 masoudi, dastgiri, sanaat, et al barriers to breast cancer screening r eac h ad vanc ed stage s. (7 ) the r efo r e, whe n mammography is not available, bse plays an inevitable role in identifying breast cancer in the early stages. studies have indicated barriers consisting of a lack of awareness of the importance and benefits of clinical breast examination and breast self-examination in iran. meanwhile, there is a lack of awareness of bse techniques in individuals and a lack of training by personnel of healthcare centers.(7) results of studies show that the most important barriers to iranian women who do not perform monthly bse include its being time-consuming, feeling embarrassed, and lack of knowledge to perform bse. providing sufficient information regarding early diagnosis and screening programs, curable early stages of cancer, and preventing deaths from breast cancer should be underscored by health policymakers among the populations. increasing awareness and improving women’s beliefs and attitudes toward breast cancer screening are necessary. conclusion many perceived barriers can affect women’s willingness and self-efficacy in screening procedures in iran. lack of awareness, neglect, procrastination, embarrassment, religious beliefs, and lack of primary health workers’ awareness and recommendations were reported. barriers to performing mammography at population levels were discussed in some main dimensions including availability, accessibility, cost, fears, acceptability, and lack of health insurance, mammogram-related pain, positive findings, simply put receiving bad news during screening. since breast cancer incidence, mortality, age pattern and risk factors are completely different in asian countries, it is felt that we need specific diagnostic and prognostic studies for asian breast canc er patients. howeve r, imp le me ntatio n of population-based studies on breast cancer patients from various asian settings is a priority to provide an insight into the effectiveness of different screening modalities in this part of the world. although we should have essential national breast cancer programs for women in the country and try to make them aware of the importance and benefits of early diagnosis and screening of breast cancer, one of the most efficient ways is to increase women’s awareness about breast cancer. conflict of interest the authors have no conflicts of interest. all authors reviewed the drafts of the manuscript and participated in the interpretation of the results and approved the final version. acknowledgements the authors would like to acknowledge mr. ali roshani for scientific native language editing of the text of this manuscript. consent for publication all autho r s c onfir med any c o nse nt for publication. funding this study was supported by hematology and oncology research center, tabriz university of medical sciences, tabriz, iran (id: 58716). contributors the authors confirm contribution to the paper as follows: nm, rd: study conception and design; data collection sd, rd, zs, za: interpretation of 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aghazadeh a, onyeka tc, nabighadim a. beliefs, 89 fear and awareness of women about breast cancer: effects on mammography screening practices. nurs open 2021;8:890-9. doi:10.1002/nop2.696.. 45. rundle a, iles s, matheson k, et al. women’s views about breast cancer prevention at mammography screening units and well women’s clinics. curr oncol 2020;27:e336-42. doi: 10.3747/ co.27.5755. 46. bonsu ab, ncama bp. evidence of promoting prevention and the early detection of breast cancer among women, a hospital-based education and screening interventions in lowand middleincome countries: a systematic review protocol. syst rev 2018;7:234. doi: 10.1186/s13643-0180889-0. 47. hsieh hm, chang wc, shen ct, liu y, chen fm, kang yt. mediation effect of health beliefs in the relationship between health knowledge and uptake of mammography in a national breast cancer screening program in taiwan. j cancer educ 2021;36:832-43. doi: 10.1007/s13187-02001711-7. 48. shen ct, chen fm, hsieh hm. effect of a national population-based breast cancer screening policy on participation in mammography and stage at breast cancer diagnosis in taiwan. health policy 2020;124:478-85. doi: 10.1016/ j.healthpol.2020.02.006. 49. islam rm, billah b, oldroyd j. barriers to cervical cancer and breast cancer screening uptake in lowincome and middle-income countries: a systematic review. asian pac j cancer prev 2017;18:1751-63. doi: 10.22034/apjcp.2017.18.7.1751. 50. wagh b, chaluvarayaswamy r, pal d.. assessment of adaptive breast cancer screening policies for improved mortality reduction in low to middle income countries. asian pac j cancer prev 2017;18:2375-80. doi: 10.22034/ apjcp.2017.18.9.2375. 51. pippin mm, boyd r. breast self examination. statpearls: treasure island (fl);2020. univ med vol. 41 no 1 universa medicina january-april vol.42no.1, 2023 invited editorial placental growth factor as a screening tool of preeclampsia raditya wratsangka department of obstetrics and gynaecology faculty of medicine, universitas trisakti, jakarta, indonesia preeclampsia (pe) is one of the most serious pregnancy-specific multisystem disorders defined by the onset of hypertension accompanied by significant proteinuria after 20 weeks of pregnancy.(1) the prevalence of pe is estimated to be around 2%-8% worldwide but varies greatly depending on racial or ethnic origin and geographic region, and prevalence is higher in some developing countries. in addition, women in low-resource countries are at higher risk of developing pe compared to those in high-resource countries. previous studies have shown that there is a lower frequency of pe among asian women.(2,3) preeclampsia is the leading cause of maternal and perinatal morbidity and mortality and is associated with approximately 80,000 maternal deaths and more than 500,000 infant deaths each year.(4) although a complete understanding of the pathogenesis remains unclear, current theories suggest a two-step process. the first stage is caused by superficial trophoblastic invasion resulting in inadequate spiral artery remodeling. this is thought to lead to the second stage, which involves the maternal response to endothelial dysfunction and the imbalance between angiogenic and antiangiogenic factors, resulting in the clinical picture of the disorder. in late onset disease, the placenta is usually normal; however, fetoplacental demand exceeds supply, resulting in a placental response that triggers the clinical phenotype.(5) although not yet clear, several biochemical, biophysical, and sonographic parameters have been investigated as potential tools for identifying women at high risk of pe that can help us on our long journey.(1) several studies have been conducted by examining first-trimester maternal serum markers to evaluate placental growth factor (plgf) levels in the first trimester to predict the incidence of preeclampsia. placental growth factor is a protein from the family of vascular endothelial growth factors (vegf), which promotes the blood vessels formation. the substance is present in high concentrations in the villous cytotrophoblast and syncytiotrophoblast tissues. placental growth factor has been shown to have a very important role in the prediction of first trimester pe and has a good diagnostic capacity in symptomatic women after 20 weeks of gestation.(6) boutin et al.(7) conducted a study to evaluate the performance of first trimester plgf for predicting pe in nulliparous women. of the 4,652 participants, they observed 232 (4.9%) pe cases including 202 (4.3%) term and 30 (0.6%) preterm pe. placental growth factor was associated with the risk of term pe (auc=0.61, 95% confidence interval [ci] 0.57–0.65) and preterm pe (auc=0.73, 95% ci 0.64–0.83). the model was improved with the addition of maternal characteristics (auc for term pe 0.66, 95% ci 0.62–0.71; auc for premature pe 0.81, 95% ci 0.72–0.91; p<0.01). at a 10% false positive rate, plgf combined with maternal characteristics predicts 26% term pe and 55% preterm pe. agrawal, et al. (8 ) conducted a meta analysis to study the predictive accuracy of plgf *email: raditya@trisakti.ac.id orcid id: 0000-0001-6254-8336 4 mailto:raditya@trisakti.ac.id https://orcid.org/0000-0001-6254-8336 5 universa medicina vol. 42 n0. 1 2023 in asymptomatic women. their analysis included 40 studies with 3189 cases of preeclampsia and 89,498 controls. the overall predictive odds ratio of this test is 9 (6-13). subgroup analysis evaluating different plgf thresholds showed that the highest predictive value for plgf levels was between 80 and 120 pg/ml with a high predictive odds ratio of 25 (7–88), sensitivity of 0.78 (95% ci, 0.67–0.86), specificity 0.88 (95% ci, 0.750.95). the now widely recommended alternative approach to pe screening is based on the fetal medicine foundation’s (fmf) multi-marker prediction algorithm, which is the first trimester combined test for pe, which has been supported by the international federation of gynecology and obstetrics (figo).(1,9) global implementation of an effective first trimester program to screen for and prevent preterm pe will provide an opportunity to reduce the risk of maternal and perinatal morbidity and mortality in the short term. traditional screening methods as recommended in the past have limited predictive performance, so they need to be updated to reflect the latest scientific evidence that the target should be for preterm pe. to achieve optimal screening performance, the key is to establish a standard method for measuring bioma rkers and asse ssing the quality of biomarkers on a regular basis, because each biomarker is prone to inaccurate measurements, thereby affecting screening performance. although the national institute for health and care excellence (nice) recommends plgf as an exclusion test for preeclampsia, it is not currently recommended for routine adoption to exclude or diagnose preeclampsia due to insufficient evidence. further research is needed about repeat plgf-based testing in women with suspected preeclampsia who have previously negative results and about how positive plgfbased tests used to rule out preeclampsia will influence management decisions at the time of delivery and outcome. related to this.(10) references 1. poon lc, shennan a, hyett ja, et al. the international federation of gynecology and obstetrics (figo) initiative on pre-eclampsia: a pragmatic guide for first-trimester screening and prevention. int j gynecol obstet 2019;145(s1):1– 33. doi: 10.1002/ijgo.12802. 2. moungmaithong s, wang x, tai ast, et al. first trimester screening for preeclampsia: an asian perspective. maternal-fetal medicine 2021;3: 116–23. doi: 10.1002/ijgo.12802. 3. bilano vl, ota e, ganchimeg t, mori r, souza jp. risk factors of pre-eclampsia/eclampsia and its adverse outcomes in lowand middle-income countries: a who secondary analysis. plos one 2014;9:e91198. doi: 10.1371/journal.pone.0091198. 4. rana s, lemoine e, granger j, karumanchi sa. preeclampsia: pathophysiology, challenges, and perspectives. circ res 2019;124:1094–112. doi: 10.1161/circresaha.118.313276. 5. mayrink j, costa ml, cecatti jg. preeclampsia in 2018: revisiting concepts, physiopathology, and prediction. scientific world journal 2018;2018: 6268276. doi: 10.1155/2018/6268276. 6. o’gorman n, wright d, syngelaki a, et al. competing risks model in screening for preeclampsia by maternal factors and biomarkers at 11–13 weeks gestation. am j obstet gynecol 2016;214:103.e1–e12. doi: 10.1016/j.ajog.2015. 08.034. 7. boutin a, demers s, gasse c, et al. first-trimester placental growth factor for the prediction of preeclampsia in nulliparous women: the great obstetrical syndromes cohort study. fetal diagn ther 2019;45:69–75. doi: 10.1159/000487301. 8. agrawal s, shinar s, cerdeira as, redman c, vatish m. predictive performance of plgf (placental growth factor) for screening preeclampsia in asymptomatic women: a systematic review and meta-analysis. hypertension 2019;74:1124–35. doi: 10.1161/ hypertensionaha.119.13360. 9. figo working group on good clinical practice in maternal-fetal medicine. good clinical practice advice: first trimester screening and prevention of pre-eclampsia in singleton pregnancy. int j gynaecol obstet 2019;144:325-29. doi: 10.1002/ ijgo.12741. 10. national institute for health and care excellence (nice). plgf-based testing to help diagnose suspected preterm pre-eclampsia. national institute for health and care excellence; 2022. univ med 2023;42:4-5. doi: http://dx.doi.org/10.18051/univmed.2023.v42.4-5 c:\users\universa medicina\docu 69 abstract universa medicina the role of mental health to overcoming the coronavirus disease-19 pandemic ira aini dania1* and nanda novziransyah1 the current coronavirus disease-19 (covid-19) pandemic has changed the order of social life; the efforts made to tackle this pandemic have sometimes raised various obstacles related to norms, ethics and culture. an increased risk of covid-19-associated mental disorders is found in many communities, causing excessive emotional reactions such as feelings of pressure, leading to unhealthy behavior. this situation confirms that health care providers have a key role in dealing with emotional disturbances that occur as a form of pandemic response. public health emergencies can affect the health, safety and well-being of every individual as well as the social stigma in connection with the covid-19 pandemic. various mental health studies related to disasters have determined that emotional distress is widespread and can also be found in populations related to covid-19. there are various kinds of risk factors that have an impact on health workers during the covid-19 pandemic, including social isolation, lack of support, and concerns about safety of family members. we included published, observational and experimental studies that reported the mental health effects on health workers during the covid-19 pandemic. efforts made by policy holders, especially in the health sector, have greatly contributed to the response to the pandemic, but not all of them can run smoothly, several steps and policies in the health sector must involve many stakeholders in order to realize the expected efforts. the main purpose of this review paper was to not only focus on health workers, but include the communities in overcoming the covid-19 pandemic. keywords: pandemic, covid-19, mental health, psychosocial review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.69-76 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1068 january-april, 2021 vol.40no.1 cit e th is article as: da n i a ia, novziransyah n. the role of mental health to overcoming the coronavirus disease-19 pandemic. univ med 2021; 40:6 9 -7 6 . doi: 10 .18 051/ uni vmed. 2021.v40.69 -7 6. 1department of psychiatry faculty of medicine, universitas islam sumatera utara *correspondence : dr. ira aini dania, m.ked (kj), sp. kj. department of psychiatry, faculty of medicine, universitas islam sumatera utara medan mobile: +6285262066240 email :iraaini27@gmail.com orcid id :0000-0002-7534-337x date of first submission, november 18, 2020 date of final revised submission, april 6, 2021 date of acceptance, april 12, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 70 dania, novziransyah mental health and covid-19 pandemic introduction t he c u r r e nt c o r o na vi r u s dis e a se -19 (covid-19) pandemic has changed the order of social life and various financial losses have occurred in various sectors, ranging from the health, educational, social, economic sectors and others.(1) meanwhile, the efforts made to contain this pandemic have sometimes raised various obstacles related to norms, ethics and culture that have been going on and have deep roots. (2) some of the efforts made by policy holders, especially in the health sector, have greatly contributed to the response to the pandemic. however, not all have been able to run smoothly, since several steps and policies in the health sector are considered in some gr oups as restricting personal freedom in carrying out activities.(3) various difficulties and an increased risk of mental disorders associated with covid19 are found in many communities.(4) conditions of mental health in the covid19 pandemic the above conditions emphasize that health care providers have a very important role and are key persons in dealing with emotional disturbances that occur as a form of pandemic response. public health emergencies can affect the health, safety and well-being of each individual, causing such reactions as fear, anxiety, insecurity, confusion, emotional isolation and, most importantly, the social stigma in connection with the covid-19 pandemic. the factors contributing to the burden of emotional distress include economic losses, loss of jobs, problems in the educational sector, resources t ha t a re de eme d i na de q ua t e fo r me di ca l responses and more uneven distribution of basic needs in society.(5,6) conditions that can affect medical staf f, communities, and f amilies involving covid-19 pandemic-related situations, could be the causes of excessive emotional reactions such as feelings of pressure that lead to unhealthy behavioral changes such as increased drug use and non-compliance with public health measures such as self-isolation and direct restrictions in social interactions.(7,8) the public health measures carried out on p e op l e wit h c on f i r me d covi d-1 9 , b o th symptomatic and asymptomatic, create a stigma so that these patients face psychological and social legal conditions of punishment in the community life order, which is not easy for them to deal with. one mental he alth study in hongkong involving 500 respondents found that 19% of the respondents had depression and that 14% had anxiety related to the covid-19 pandemic, indicating that emotional distress is widespread and can be found everywhere in the p op ul at i o n. ( 9) in sp a i n 73 % of t h e 4 1 80 participants had psychological distress.(10) health workers, communities, and family members, should be notified that disaster does not make it more meaningful for them to give up under psychological conditions. they should take lessons from all disasters, such as finding new strengths and trying to be more active and resilient in their striving to fulfill their needs both financially and spiritually.(11,12) however, in a “conventional” study of disasters, accidents, and technological and deliberate mass action, the main concern is post-traumatic stress disorder ( pt sd) th a t a r i s es f r om e x po su r e to trauma.(13,14) medical conditions from natural causes such as life-threatening viral infections do not meet the current criteria for trauma necessary for the diagnosis of ptsd, but other psychopathology such as depression and anxiety disorders may occur.(15,16) age groups including the elderly, pregnant women and toddlers as well as those with comorbidities may be more vulnerable than others to the psychosocial effects of the pandemic.(17,18) the age groups that are at high risk of being infected with covid 19 are especially those in the elderly group, those having a history of chronic diseases such as hypertension, diabetes, heart disease, and people with impaired immune function.(19,20) people living in crowded conditions without possible distancing in social communication, and people with a history of pre-existing medical conditions, 71 psychiatric problems, or drug abuse are at high risk of experiencing adverse psychosocial conditions, while adolescents are also prone to experience distress especially when comorbid with other psychiatric disorders.(21,22) health care providers are also very vulnerable to shocks and emotional changes in the current pandemic, and additionally have a high probability of being exposed to covid 19 concerns about infection that will impact their families plus the cynical views of people who are considered carriers of the virus.(12,23) the activities of caring for their l ove d on e s, l a c k of pe r so n a l p r o t e c t i ve equipment, working longer hours, and being involved in resource allocation decisions as the vanguard, will of course create emotional reactions.(24) preventive measures such as s c r e e ni n g f or me n t a l h e a l t h p r o b le ms , psychoeducation, and psychosocial support should focus on other groups at risk for adverse psychosocial conditions such as the inherent stress of the disease itself, advocating for mass isolation or large-scale social restrictions, including messages to stay put in homes, quarantine, and isolation. all of this is new to society, and of course causes a variety of reactions, where each individual will react in conveying his or her concerns, and people will react individually and collectively.(25,26) several reviews reported the psychological symptoms that were found. a recent review of p syc h ol o gi c a l s ympt o ms i n in di vi du a l s u nd e r goi n g qu a r a n t i ne i nc l u de s s t r e s s , depression, irritability, insomnia, fear, confusion, a n ge r, f r us t r a t i o n, b o r e d om a n d st i gma associated with quarantine, and some of these psychological conditions can persist after quarantine.(27,28) there are many problems that can occur with the existence of large-scale social restrictions and the ongoing quarantine process. some of the individuals do not have adequate supplies or have difficulties in getting medical care and drugs, which are also experienced by people with severe mental disorders. there are limitations for schizophrenics to get mental health services routinely during this pandemic, whereas ideally the mental health service process should continue even though it only uses telemedicine media based on current technology.(29,30) in patients who are chronically stable and sustain financial losses, this will certainly cause significant psychological stress in groups of people who really subsist without savings, while their basic needs must be met immediately.(31) six review articles by kang et al.,(32) cai et al.,(33) liang et al.,(35) xiao et al.,(36) and mohindra et al.(38) showed that current research focused on assessing several aspects of mental health affected in health care workers due to cov id 19 . se ve r a l s oc i o-d e mogr a p h ic variables, such as gender, profession, age, place of work, department of work and psychological variables, such as poor social support and selfefficacy, were associated with increased stress, anxiety, depressive symptoms, and insomnia in h e a l t h c a r e w or ke r s ( ta b l e 1) . t h e r e i s increasing evidence suggesting that covid 19 can be an independent risk factor for stress in health care workers. in the current pandemic the risk factors, such as lack of social support, excessive economic burden, occupation, pressure on medical personnel, has not gone unnoticed; the danger will always lurk at the frontline in the tackling of covid-19.(39) educational and moral messages echoed through electronic and social media by various parties and policy holders, in this case the government through the health service and other related agencies, collaborate with each other to try and break the chain of transmission of covid-19. all of this never escapes attention, but sometimes there is fake news.(40,41) confusion about covid-19 raises various interpretations; some think that covid19 is not a dangerous viral infection and that recommendations that should be adhered to, s uc h a s get t i ng us e d to wa s hin g h a n ds , maintaining social distancing, wearing masks, should be viewed as just ordinary messages that need not be obeyed, because in reality in the field many people who do not comply with these recommendations are doing just fine.(42) univ med vol. 40 no 1 72 dania, novziransyah mental health and covid-19 pandemic a b c authors sample including (n) and place conducted study design instruments used main findings kang et al.(32) 994 medical and nursing staff, wuhan crosssectional study patient health questionnaire-9, generalized anxiety disorder, insomnia seventy index and the impact of event scalerevised 36.9% had subthreshold mental health disturbances, 34.4% had mild disturbances, 22.4% had moderate disturbances, and 6.2% had severe disturbances cai et al. (33) doctors, nurses, and other hospital staff (n543), hubei crosssectional study questionnaire by lee et al.(34) medical staff experienced emotional stress during the covid-19 outbreak. liang et al. (35) 59 doctors and nurses from covid-19 associated department and others, guangdong province crosssectional study zung’s self-rating depression scale (sds), zung’s self-rating anxiety scale (sas). several staff were experiencing clinically significant depressive symptoms. xiao et al. (36) 180 medical staff (doctors or nurses), china crosssectional observational study self-rating anxiety scale, general selfefficacy scale, stanford acute stress reaction questionnaire, pittsburgh sleep quality index, and social support rate scale levels of social support were significantly associated with self efficacy and sleep quality and negatively associated with the degree of anxiety and stress. lai et al. (37) 1257 hcw, 20 hospitals in wuhan, 7 hospitals in other regions of hubei province, 7 hospitals from 7 other provinces crosssectional region stratified study patient health questionnaire-9, generalized anxiety disorder scale, insomnia severity index, and impact of event scale-revised 50.4 % reported symptoms of depression, 44.6 % anxiety, 34.0 % insomnia, and 71.5 % reported distress mohindra et al. (38) frontline health care providers (hp) involved in the care of patients with covid-19 or suspected covid-19 sample size not specified, tertiary hospital in north india qualitative analysis interviews with hp main themes identified for mental health promotion of hp: 1. positive: motivational factors a intellectual b emotional 2. negative: frustrations associated with patient care 3. personal fears and annoyances experienced by doctors table 1. summary of the studies information that is overlapping or different in prevention and management creates confusion for the community so that the impact of p syc h ol o gi c a l p r e s s ur e is fe l t b y t he c o mmuni t y. ( 4 3 ) re s e a r c h c o nd u c t e d i n c o mmu ni t i es s e ve r e ly a f f e c te d by a c u te respiratory syndrome (sars) in the early 2000s revealed that although community members, affected individuals, and health care workers were motivated to comply with quarantine to reduce the risk of infecting others and to protect public health, the emotional distress of some people was the reason why they considered breaking the rules.(44) 73 discussion crisis management personnel, including health workers, are not themselves immune to the psychological consequences of covid-19. health workers facing covid-19 directly in handling these patients are at greater risk than o th er s . ( 4 5 ) t h e r ea s o ns f o r t he a dve r s e psychological outcomes in health workers range f r om e x c e s s i ve wor kl o a d /w or k ho ur s, inadequate personal protective equipment, overenthusiastic media news, and feelings of being inadequately supported. here the psychosocial monitoring that is needed to provide support during in-person patient encounters in clinical practice, is severely limited by this crisis.(46) psychosocial service s are deliver ed via telemedicine, home visits are limited as much as possible, if it is not too emergency, so as not to come to a health service center. in the context of covid-19, psychosocial assessment and monitoring must be carried out including questions about covid-19 and related stressors such as exposure to infected sources, infected family members, and physical distance.(47) other factors include secondary adversity (economic loss, for example), psychosoci al eff ects (such as depression, anxiety, psychosomatics, insomnia, increased drug use, and domestic violence), and indicators of vulnerability (such as preexisting physical or psychological conditions).(35,48) patients with mental health problems, such as excessive anxiety, mild to severe depression, and acute stress reaction, will need referral for evaluation and formal mental health care, while others may benefit from supportive interventions designed to improve health and coping, such as psychoeducation or cognitive behavioral therapy techniques.(49,50) because of the economic crisis and a lot of uncertainty surrounding this pandemic, suicidal ideation may arise, which requires immediate consultation with mental health profe ssionals or ref er ral for e mergenc y psychiatric cases.(51,52) the covid-19 pandemic has changed the basic life order that affects mental health, and various kinds of interventions have been made to reduce emotional distress effectively.(53) the experiences of patients, family members and communities can be normalized by pr oviding the infor mation that the stress experienced during a pandemic is a normal reaction as long as it does not interfere with the function of both individuals and groups.(54,55) one of the supporting efforts is the management of str ess management i n the midst of dire circumstances.(56) conclusions education and training on psychosocial problems is not only for health workers but should be provided to all leaders involved in the health system. mental heal th worke rs and the emergency management community, in this case the covid-19 response acceleration task force, must work together to identify, develop and disseminate evidence-based resources related to mental health disasters, mental health triage and referrals, the needs of special populations, and notification of death and treatment in confirmed covid positive cases. improvement of mental health includes attempts to reduce or eliminate factors with adverse impacts on mental health along with those related to improving the physical health status. it is also important to carry out studies for examining the impact of the pandemic-related mental health on healthcare workers. moreover, it is predicted that implementing the approach for increasing psychological resilience will also protect the mental health of individuals against other risks that may develop. conflict of interest all authors declare no conflict of interest. acknowledgements we would like to thank the department of psychiatry, faculty of medicine, universitas islam sumatera utara. univ med vol. 40 no 1 74 dania, novziransyah mental health and covid-19 pandemic contributors iad and nn conceived idea for this study. nn contributed to interpreting the data. iad wrote the manuscript and made substantial contributions to the revision of the manuscript. all authors have read and approved the final manuscript. references 1. ehrenberg jp, utzinger j, fontes g, et al. efforts to mitigate the economic impact of the covid-19 pandemic: potential entry 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al. changes in mental health symptoms from precovid-19 to covid-19 among participants with systemic sclerosis from four countries: a scleroderma patient-centered intervention network (spin) cohort study. j psychosom res 2020;139. doi: 10.1016/j.jpsychores.2020.110262. 27. thombs bd, bonardi o, rice db, et al. curating evidence on mental health during covid-19: a living systematic review. j psychosom res 2020; 133: 110113. doi: 10.1016/j.jpsychores.2020.110113. 28. spoorthy ms. mental health problems faced by healthcare workers due to the covid-19 pandemic–a review. asian j psychiatr 2020;51: 2018-21. doi: 10.1016/j.ajp.2020.102119. 29. vindegaard n, benros me. covid-19 pandemic and mental health consequences: systematic review of the current evidence. brain behav immun 2020;89:531-42. doi:10.1016/j.bbi.2020. 05.048. 30. lancet. editorial: covid-19: protecting healthcare workers. lancet 2020;395:922. doi: 10.1016/ s0140-6736(20)30644-9. 31. brenner mh, bhugra d. acceleration of anxiety, 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doi: 10.1016/ j.jpsychores.2020.110102. 36. xiao h, zhang y, kong d, li s, yang n. the effects of social support on sleep quality of medical staff treating patients with coronavirus disease 2019 ( covid-19 ) in january and february 2020 in china. med sci monit 2020;26:e923549-1–e-8. doi: 10.12659/msm.923549. 37. lai j, ma s, wang y, et al. factors associated with mental health outcomes among health care workers exposed to coronavirus disease 2019. jama netw open 2020;3: e203976. doi:10.1001/ jamanetworkopen.2020.397.6. 38. mohindra r, suri v, bhalla a, singh sm. issues relevant to mental health promotion in frontline health care providers managing quarantined/ isolated covid19 patients. asian j psychiatr 2020;51: 102084.. doi:10.1016/j.ajp.2020.102084. 39. mahase e. covid-19: mental health consequences need urgent research, paper advises. bmj 2020;369:m1515. doi: 10.1136/ bmj.m1515. 40. international labour organization. managing work-related psychosocial risks during the covid-19 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brain, behavior, and immunity is returning to work during the covid-19 pandemic stressful? a study on immediate mental health status and psychoneuroimmunity prevention measures of chinese workforce. brain behav immun 2020;87:84-92. doi:10.1016/j.bbi.2020.04.055. 47. kusumawardani, arine d, luthfiyana, ulya n. the mental health of medical workers during the covid19 pandemic: how do we manage it? j kes ling 2020;12.21-8. doi: 10.20473/jkl.v12i1si.2020. 48. mann dm, chen j, chunara r, testa p, nov o. covid-19 transforms health care through telemedicine: evidence from the field. j am med inform assoc 2020;27:1132-5. doi: 10.1093/jamia/ ocaa072. 49. kola l, kohrt ba, hanlon c, et al. covid-19 mental health impact and responses in low-income and middle-income countries: reimagining global mental health. lancet psychiatry 2021;0366:1-16. 50. naushad va, bierens jjlm, nishan kp, et al. a systematic review of the impact of disaster on the mental health of medical responders. prehosp disaster 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donnelly r, farina mp. how do state policies shape experiences of household income shocks and mental health during the covid-19 pandemic? soc sci med 2021;269:113-557. doi: 10.1016/ j.socscimed.2020.113557. c:\users\universa medicina\docu 173 abstract universa medicina role of herbs for elevating immunity against sars-cov-2: a concise review aashima anand,1 juhi saraswat1 and rajan patel1* covid-19 has emerged as a dreadful pandemic caused by the virus sarscov-2. though the number of patients recovering from infection is encouraging, sturdy cure is still being researched upon and the effective vaccines are yet to be rigidly resolute. covid-19 has so far instigated a massive loss of lives globally and even the countries with the most advanced healthcare systems have come under its grasp. health experts suggest in such case “prevention is better than cure” which includes an appropriate daily lifestyle and a rugged immune system that could help mankind surmount this peril. this review highlights the importance of influential herbs and their medicinal significance. biomedical articles were explored from pubmed, google scholar, web of science for the period of 2010-2021. guidelines from the ministry of ayush (india) were also considered. the ayurveda does not mention any cure for the novel coronavirus; however, it emphasizes the means of boosting one’s immunity. accordingly, this article highlights some of the role of prevalent ayurvedic herbs in promoting immunity for combating the novel coronavirus. the herbs in combination with drugs could be utilized for the sake of curtailing the side effects as well as the malefic repercussions of strong synthetic drugs used for treating covid-19 patients, which would be a paramount leap in the field of ayurveda as well as western-style medicine. however, the beneficial effects of these traditional medicines and their clinical trials remained to be known. we reviewed the latest updates on traditional medicines proposed for promoting immunity towards covid-19. keywords: covid-19, antiviral agents, ayurveda, herbal plants, immunity, therapeutic uses review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.176-188 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1136 may-august 2021 vol.40no.2 cite this article as: anand a, saraswat j, patel r. role of herbs for elevating immunity against sars-cov-2: a concise review. univ med 2021;40:173-85. doi: 10.18051/univmed.2021.v40.176-188 biophysical chemistry laboratory, centre for interdisciplinary research in basic sciences, jamia millia islamia, new delhi-india. *correspondence: dr. r. patel biophysical chemistry laboratory, centre for interdisciplinary research in basic sciences, jamia millia islamia, new delhi-110025, india tel.: +91 8860634100; fax: +91 11 26983409. email: rpatel@jmi.ac orcid id: 0000-0002-3811-2898 date of first submission, february 12, 2021 date of final revised submission, july 6, 2021 date of acceptance, august 7, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 174 anand, saraswat, patel role of herbs and sars-cov-2 introduction the novel covid-19 pandemic is claiming thousands of human lives worldwide. the world health organization is continuously visualizing the pandemic situation globally regarding the spread, morbidity, and mortality rate. according to the recent who report of 1st may 2021, a total of 150,989,419 conf ir med cases and 3,173,576 deaths have been recorded worldwide which figures ar e e xpec ted to increase exponentially in the coming time.(1) the very high mortality is accounted by its easy human to human transmission from close proximity to an infected person through their respiratory droplets or aerosols via sneezing or getting in contact with any surface presenting these. this virus contains a positively charged single-stranded rna and belongs to the -group of coronaviruses.(2) on the outer surface, the coronavirus exhibits crownlike spikes of glycoprotein, accountable for the attachment of the virus to the host cells’ angiotensin-converting enzyme 2 (ace2) cellular receptors and later through envelope fusion with the cell membrane, the virus detaches the rna into the host cell.(3) this severe acute respiratory syndrome c oronavir us 2 ( sars-cov-2), comprising the contagion, primarily affects the respiratory system.(4,5) initially, cases emerged from wuhan city of china where thousands of patients manifested symptoms of pneumonia that eventually led to the discovery of this virus which apparently originates from bats and which through mutations can infect humans.(6) the initial symptoms include soaring fever, dry cough, shortness of breath, loss of smell (anosmia) besides other uncommon symptoms.(1) several patients are asymptomatic whereas the effects of the virus can be more prominent in patients with a history of diabetes or heart related disorders.(7) pandemics are not an unfamiliar plight and tend to emerge intermittently. the only variance emerging with time is the advancement in medication for treating this peculiar persistant infection in order to shield mankind from its harmful effects. medical therapy employs here in a crucial role for tending to the wellbeing of every suffering individual. the ancient medical system of india, better known as ayurveda, is being emphasized during these momentous days. ayurveda is known not only in india but is also followed across the globe due to its appealing trait being the herbs mentioned there, having no side effects either on humans or on the environment. ayurveda also provides a holistic approach for leading an elementary life. it includes practicing yogasanas and meditation every day to attain a healthy body as well as mind. although the ayurveda does not mention any cure for the novel coronavirus, it emphasizes profoundly on the means of boosting one’s immunity. currently, all countries must team up and collectively fight covid-19 by practicing hand-hygiene and social distancing. accordingly, this article highlights some of the prevalent ayurvedic herbs and their role in promoting immunity for combating the novel coronavirus. virus and antiviral agents viruses are intracellular parasites that do not have any metabolic machinery of their own; hence, they cannot multiply by themselves. to do this, they invade the host cells and employ the biochemical mechanisms of the host cell to promote their own growth by replicating new virus proteins and genetic material and in turn attack the host.(8) for the development of a trailblazing tool against any virus, it is fundamental to understand the mode of viral infection, the intervention of which can prompt its containment. the multiplication of any virus inside the host cells comprises of numer ous steps: attachment (tethering of virus to the host cell membrane), penetration (infiltration into the cell), un-coating (casting its protein coat), multiplication (virus breeding in the host cells), protein synthesis (protein forming post-genome development), assembly (coating of genetic material by protein), release (liberation of the virus) to destroy other cells of the host.(9) the virus can enter the human body anytime; at the earliest a response is initiated 175 by the immune system for combating the invader, the two sub-classes composing the immune system together being intimately associated and functioning in conjugation whenever an immune response is to be ac tivated. the initial classification is referred to as the innate or the non-specific immune system that commences the first ar rangeme nt of response. since the recognition molecules applied by this system are displayed extensively on a wide range of cells, it operates promptly on confronting the virus. the innate immune system allows a generic shield countering detrimental substances and fights utilizing immune cells, in particular, natural killer (nk) cells or the phagocytes that access the body through dermal routes or the digestive system. macrophage activation as part of the innate immune system can be initiated by the release of various cytokines, for instance interferons.(10) interferons strengthen endurance of cells to virus contagion a nd delay the propagation of disease.(11,12) the second classification is named the adaptive, specific, or acquired immune system recognized for producing antibodies to explicitly tackle certain microorganisms, allergens or toxicants the body has hitherto engaged with. since this sort of immune system is unceasingly acquiring knowledge and adapting, the body could also combat viruses that modify in the course of time. this system exhibits distinctiveness for target antigens. accustomed responses are established principally on antigen-specific receptors demonstrated on the surfaces of tand b-lymphocytes. white blood cells (wbcs) are equally essential to the immune system. on discovering any virus es, they initiate an immune response. the wbcs include lymphocytes, in particular b-cells, t-cells and nk cells. an antiviral agent is a substance that kills a virus or inhibits its ability to multiply and produce new virus and narrows the symptoms. the antiviral agent can either be a drug, synthetic or natural, or an antibody-containing vaccine that can produce defensive or curative effects. these drugs can act at varying steps of the virus life cycle such as virus replication by retarding viral genetic matter from replication, penetration and un-coating by hitching to cell-surface receptors or inhibiting protein synthesis and deliverance. antiviral drugs usually possess ‘wide therapeutic window’. however, the fabrication of an antiviral drug or vaccine is never a facile piece of work. the fundame ntal j ustif ica tion for this is the engagement of host cells at each step of the life cycle of the virus in question that endangers the host functions.(13) moreover, the virus changes with time and again undergoing mutations that makes the action of any specific antiviral agent countering it complicated. blocking of enzyme activity is necessary but if it is only partially effective, then resistant mutations can arise, which is more likely to threaten the host. once active inside the host cell, the virus has the tendency of replicating rapidly, hence timely diagnosis and commencing of treatment becomes imperative. concerning the existing covid-19, the screening of patients is largely being done based on the symptoms being apparent in the patients. at the same time, some broad-spectrum antiviral drugs such as remdesivir, ritonavir, lopinavir,(14) azithromycin, hydroxychloroquine (15) and others or treatments in additional forms such as corticosteroids in the form of dexamethasone (16) and plasma therapy have emerged as effective antiviral drugs (17,18) when used in combination with various other drugs or herbs (19) leading to the remarkable reduction in the symptoms of coronavirus to a large extent and eventually resulting in a recovery of the patient. china has made use of its traditional chinese medicine (tcm).(20,21) one of the components of this pathway is the herbal products, in combination with various antiviral drugs, that have shown a high recovery rate amongst coronavirus patients. tcm largely focuses on the overall well-being of the body, rather than emphasizing on treating a particular ailment. the medicines are not a specific herb but comprise of miscellaneous herbal plant products, in formulas selected by and large depending on the individual’s need and ailment, in the form of teas, capsules, or powders. their univ med vol. 40 no 2 176 anand, saraswat, patel role of herbs and sars-cov-2 a b c main focus involves detoxifying preparations and lung cleanser herbal treatments since pneumonia was the highlighted symptom of covid-19 infection in china.(22,23) till date no reliable cures have been developed for this noxious disease. the only way out for saving the mankind from the torment is the vaccination drive being conducted globally. according to world health organization (who), as on 19th march, 2021, at least 7 vaccines have been accepted for emergency use worldwide after successful completion of trials whereas more than 200 auxiliary vaccine contenders are in the development stage, of which more than 60 are in the clinical development phase and a few are in the human trial phase after positive trials.(24) even then, patients with covid-19 are being cured, although there is no certain drug for it yet. taking this into consideration, it is encouraged to follow the best prevention tip against the virus, which is strengthening the body’s natural defense system or in other words the immunity of an individual, rather paying heed to it being baneful. indian herbs and their significance against sars-cov-2 the alarming death rates across countries owing to the novel coronavirus have somehow led to hysteria among the population worldwide since no reliable drug or vaccine is explicitly available for it. the best remedy against this novel virus, which is being laid out in the form of suggestions by numerous nations across the world, is for the individuals to follow a healthy diet in order to improve their immunity to protect themselves from being susceptible to this disease.(25-27) ethnopharmacology becomes a budding concept in these times since diving into the vast pool of knowledge of botanical drugs is called for during this hour of crisis. plant-based medicines are an integral part of the indian medicine system and sculpt a requisite element of our culture. for centuries, this comprehension has been used enormously as a pointer for drug development.(28-30) traditions like ayurvedic, chinese, kampo, unani, iranian, and many more have been inherited by every generation and conceptualized in a distinct manner by each of them. even the who recognizes the gravity of the preservation and acknowledgement of all these ancient medicinal systems.(31) indian ancient and sacred scriptures are laden with investigations involving traditional use of herbal plants and comprehension of their risks and benefits for mankind and report close to 800 plants as medicinal ones. acc or ding to the who, approximately 80% of the population dwelling in developing countries relies on these traditional approaches of he rbal re medies for their therapeutic needs.(32) it is estimated that in india, over 6000 plants are in use as traditional and herbal medicines.(33) the foremost rationality backing it is the cost-effectiveness of these herbal products since these are present in ample quantities and no considerable manipulation from their native manifestation is desired. also, minimum side effects are perceived by employing these herbal plant products in remedial utilization. typical ailments like common cold, flu, fever, cough, microbial or skin infections, hypertension, asthma and others are effortlessly cured using these practices, whereas strenuous maladies comprising diabetes, depression, stress, heart disease, cancer, tuberculosis and many more have the remedies for th eir prevention and management in these practices.(34,35) however, the key hindrance involves the scientific study of the intricate chemical constituents of these herbal products, demanding their extraction and further investigations since there is never an active sole component involved but rather complex modules creating enormous structural complications. every plant consists of pr imar y and secondary metabolites that are involved in numerous functions of the plant. primary metabolites hold significance in the basic obligations of the plant including its cell division, glycolysis, growth and so on and encompass carbohydrates, proteins, amino acids, chlorophyll etc., whereas the commercial importance of these herbal plants lies in their secondary metabolites which are of prime fascination by virtue of their possession of 177 bioactive metabolites such as alkaloids, terpenes, phenolics, lipids and others. (3 2) even the supplementary assets of a plant, such as fragrance, as natural dying agents, flavoring agents or natural insecticides or herbicides, are all associated with these secondary metabolites. the antioxidant, antimicrobial, antidiabetic, anticancer and various other properties are all owing to these secondary metabolites, be it their presence in the roots, seeds, stems, leaves, barks, flowers, or fruits of the concerned plant.(36) these are accumulated in scant quantities in plants and hence the process involving their extraction, purification, separation, identification, and eventual studies is a major root of concern which in a way limits the use of the plant as a therapeutic product. each class of secondary metabolites is responsible for discrete contribution. for example, alkaloids dominate antimicrobial, stimulant properties, flavonoids are accountable for antioxidant, antiinflammatory, anticancer, anti-allergic measures, and so on.(37,38) ayurveda is the indian ancient system of healthcare recommending what practices to comply with for embracing a holistic health as well as accomplishing a vigorous immunity towards procuring a profound life aimed at achieving positive health and longevity. it is identified as the oldest medicinal discipline in the world and is believed to have originated more t ha n 5, 000 ye a r s a go a nd i s e ve n n ow evolving.(39-41) it considers eradicating the root rationale of the malady a pivot strategy about suggested diets and health practices. ayurveda houses varied features of distinct diseases, the ther apeutics incorpor ating detoxification ( pa nc h ka r ma ) a l o ng wi t h yoga a n d pharmacopoeia; it is built entirely on natural mediums and all these therapies being conducted and proposed by a competent vaidya (ayurveda s pe c i a l is t ) . in ay u r v e d a, t h e me d i c i na l preparations entail complex mixing of plant or animal-derived products, metals, and minerals for tending to the ailment. the ancient indian scriptures citing these in specifics include the rig veda, atharva veda, sushruta samhita, charak samhita and ashtanga hridayam sangraha among others. in present times, the ayurvedic practices are persist not only in india but also in developed nations like usa and european countries where these are either taken along the synthetic drugs to reduce the adverse effects done to the body or after successful completion of the course of these drugs so as to harmonize the body.(42) this is attributed to its safety by manifesting minimum side effects, coming across with an extensive therapeutic domain, indicating precise outcomes and being pocket-friendly along with revitalization and nourishment of body tissues or organs in contrast to synthetic drugs that weaken or desecrate them by prolonged use. although, like their synthetic counterparts, these herbal products when taken for a medicinal purpose, must be consumed under an approved guidance. in addition, a variety of antivirals are fabricated from plant herbal sources by replicating the structure of the extracted active ingredient. the aforesaid are accepted as processed drugs with utilization o f c r e a t i ng a nt i vir a l d r u gs o n ma s si ve consignments through steps of semi-synthesis or chemical transformations owing to their inadequacy of interfering with the host cells. acquiring the traits of both herbal medications and synthetic drugs, these are at edge entitling to exigency and are innocuous as well as reliable.(43) these products are persistent for decades for the treatment of critical viral infections such as influenza, herpes, smallpox, hepatitis, and others.(44-47) one quarter of the r o u ti n e me di c i n e s h ol d pl a nt -de r i ve d compounds, the topmost prominent being quinine, procured from cinchona tree bark, and r e f or me d in t o c h lo r o q ui ne b e s i de s hydroxychloroquine. parallel is the account of taxol (periwinkle plant), aspirin (willow bark) and morphine (opium poppy).(48) the immense benefit here is the controlled drug delivery in contrast to their herbal counterparts where it bec omes a pitf all in their use. hence , a c o mb i n a t ion o f t hi s s o r t of syn t he si ze d formulation sets off as a superior preference univ med vol. 40 no 2 178 anand, saraswat, patel role of herbs and sars-cov-2 owing to synergistic sequel and generates a consequential therapeutic effect.(49) a variety of indian herbs have proven to be beneficial against infections and possess properties such as being antiviral, antibacterial and antifungal.(50-52). indian ancient scripts, written thousands of years ago, including charak samhita, mention simple remedies for approaching a fit well being. even drinking lukewarm water throughout the day contributes to the harmony of the body. this alongside following a routine of practicing yogasanas and meditation everyday leads to a blessed immunity. also, relieving and managing stress in the body is an important aspect for reviving the immune system. in this case, even simple deep breathing can prove to be useful. since these exercises primarily focus on breathing, the outcome is a strengthened respiratory system, which is the need of the hour for combating the novel coronavirus, as its main target is the lungs. moreover, if a person is suffering from covid19 infection but his or her immunity is well enough, the recovery can be swift.(53) herbs can be consumed in varied forms by anyone, be it taken as it is, such as tulsi/ basil leaves (ocimum tenuiflorum) , fennel seeds (foeniculum v ulgare), indian gooseberry (phyllanthus emblica), raisin (vitis vinifera), neem (azadirachta indica) or used in cooking, such as garlic (allium sativum), ginger (zingiber officinale), black pepper (piper nigrum), cardamom (elettaria cardamomum), turmeric (curcuma longa), coriander (coriandrum sativum), clove (syzygium aromaticum), cumin (cuminum cyminum), curry leaves (murraya koenigii), bay l eaves/bay la ur el (laurus nobilis).(54) they can also be consumed as an ingredient in herbal tea or in lukewarm water, such as lemon (citrus limon), cin namon (cinnamomum verum), peppermint (mentha piperita), ginger, fennel seeds and tulsi or can be taken with hot milk like turmeric or in the form of extracted juice, such as from the stem of giloy/ heart-shaped moonseed (tinospora cordifolia) or in the form of powder or capsules of giloy or ashwagandha/ indian ginseng (withania somnifera).(54) (figure 1). the immune system is reinforced stronger through the nutrients. inadequate nutrition contributes to a rise in infections whenever provoked by external stimuli and magnifies figure 1. showing the importance of indian herbs against novel cov-2 virus (55-57) 179 vulnerability to manifestations and complexities arising from malfunctioning of the immune system. it is well established that immune function usually lessens with age or may even be hindered if one abandons upholding healthy nutrition. table 1 describes the contribution of these herbs to the immune system. the unparalleled property of these herbs is the numerous forms in which they can be consumed by an individual. most of these can be consumed as they are, through cooking or in a concoction in tea or water or in the form of essential oils. for example, consider the herb tulsi, it can be eaten raw, or concocted with herbal tea, lukewarm water or even as chyawanprash (ancient ayurvedic concoction of various natural herbs), or as an essential oil as well.(63-65) similar is the case with giloy, its powder obtained from the leaves, flower or roots can be consumed in concoction with hot water or ingested in the form of juice from its stems. this can prove to be convenient so as to reap the maximum benefits out of a particular herb. in india, clinical trials are being conducted to comprehend the effect some of the herbs on the body for fighting against covid-19.(66) a few herb main active constituent therapeutic uses turmeric curcuma longa curcumin antiviral (effective against flu, hiv, herpes, hepatitis), antibacterial, anticancer, antioxidant, anti-inflammatory, detoxifier (50,51) neem azadirachta indica azadirachtin antiviral (effective against dengue), anti-diabetic, prevents skin infections, antioxidant, anti-inflammatory, detoxifier (5) peppermint menthapiperita menthol, menthone and menthyl acetate antiviral (effective against influenza and flu), antibacterial, antioxidant, antifungal (52,67) tulsi ocimumtenuiflorum methyl eugenol and methyl chavicol antiviral (effective against flu, common cold), antibacterial, antimalarial, prevents skin infections (56,68) ginger zingiber officinale gingerols, zingerone and shogaols antiviral (effective against flu, common cold), antiinflammatory, antinausea, antipyretic and analgesic (63) indian gooseberry phyllanthus emblica emblicanin a and b, gallic acid, ellagic acid antiviral (effective against influenza and flu), anti-diabetic, anticancer, antioxidant), anti-inflammatory (70) garlic allium sativum allicin and alliinase antiviral (common cold and flu), antifungal, anthelmintic, anticancer, antihypertensive, antioxidant, antidiabetic, natural antibiotic (60) cinnamon cinnamomum verum trans cinnamaldehyde and eugenols antioxidant, antifungal, anti-diabetic, antiinflammatory(72) cumin cuminum cyminum cuminaldehyde antioxidant, anticancer, anti-diabetic, antibacterial (73) lemon citrus limon linanool and geraniol anticancer, antioxidant, detoxifier, anti-nausea, protects against skin diseases (74) giloytinospora cordifolia berberine, tinocordiside and furanolactone antioxidant, anticancer, antibacterial, anti-diabetic, stress relieving, anti-inflammatory, anti-arthritic, antipyretic, analgesic (75,76) ashwagandha withaniasomnifera anaferine, withanone and somniferinine anti-inflammatory, anti-arthritic, stress relieving, anticancer, antioxidant, natural antibiotic, anti-ageing (77) table 1. therapeutic properties of indian herbs for immunity boosting univ med vol. 40 no 2 180 anand, saraswat, patel role of herbs and sars-cov-2 in covid-19 patients is encouraging. some of the herbal formulations which are in the clinical trial phase are listed in table 2. the herbs serve by increasing the production of proteins named interferons and antibodies to trigger an immune response against viruses and therefore accelerate phagocytosis for impairing microorganisms and hence augment immunity by curbing the viral infection.(71) herbs contain of such herbally formulated medications have already been approved for use and more are either in preclinical or clinical trials.(66,67) a protocol has been shared by the ministry of ayush, india regarding the management of covid-19 with ayurvedic approach and yoga that also incorporates the use of ayush 64 and kwatha, both polyherbal medications.(68-70) the recovery shown by the usage of such formulations id title approach remarks 226923 siddha and biomedicine integrative management of novel corona virus disease a case report (78) siddha herbal formulations named nilavembu kudineer & chukku kanji used along with allopathic medications with encouraging results 216624 three case reports of moderate covid19 infection managed through ayurvedic approach (62,63) ayurveda success achieved from kwatha and few others polyherbal formulations used and priority given to mental & physical health of patients 216623 efficacy of ayurveda and yoga in the management of sars-cov-2: two case reports (63) ayurveda & yoga kwatha and few others polyherbal formulations used and focused on personalized holistic treatments for mild to moderate symptoms 206596 a retrospective analysis of the effect of the intervention of arogya kashayam in covid-19 positive cases in madhya pradesh (79) ayurveda a polyherbal formulation arogya kashayam-20 (ak-20) used as a vast case study in mildly symptomatic patients either independently or in combination with hcq 185937 safety and efficacy of herbal extracts to restore respiratory health and improve innate immunity in covid-19 positive patients with mild to moderate severity: a structured summary of a study protocol for a randomised controlled trial (80) ayurveda two polyherbal formulations (ip-1 & ip2) along with calcinated zinc used and their safety and success in restoring respiratory health was accessed 185935 novel coronavirus (covid-19) etiological characteristics, clinical manifestations and unani management (81) unani various unani medicines and syrups tested against covid-19 infection based on the symptoms manifested and history of other diseases in those patients 165568 outcomes of ayurvedic care in a covid19 patient with hypoxiaa case report (82) ayurveda numerous ayurvedic formulations employed along with vitamin c and emphasized on treating hypoxia 164648 ayurvedic treatment of covid19/sars-cov-2: a case report (83) ayurveda treatment carried out entirely based on ayurveda using 4 polyherbal formulations: sudarsana churna, dhanvantara gutika, talisadi churna & deepanam 164467 ayush 64, a polyherbal ayurvedic formulation in influenza-like illness results of a pilot study(84) ayurveda a polyherbal formulation ayush64 effective in treating mild to moderate cases of covid-19 and is currently approved for use. table 2. herbal formulations in the clinical trial phase in india 181 hardly any chemicals that are unfavorable for the human health and seldom show any allergies or other adverse side-effects on the body, a phenomenon common to the synthetic drugs and medicines. in addition, the herbs can strengthen the immune system enough to withstand the infection and provide prompt symptomatic relief. accordingly, an enhanced alternative these days is treating the infection using a combination of modern drugs and herbs. for instance, in the chongqing region of china, doctors resorted to the drug kaletra in combination with tcm to treat the patients and the results came out to be affirmative.(72) in india, the doctors are relying chiefly on the drug hydroxychloroquine for the efficacious treatment of the symptoms of this calamitous disease. on that account, since india has plenteous sources of herbs and all of their properties are well established already, if india goes ahead with the exploration as to how the combination of herbs and drugs can be utilized for the sake of curtailing the side effects as well as the malefic repercussions of strong synthetic drugs used for treating covid-19 patients, it would be a paramount leap in the field of ayurveda as well as medicine. conclusion it is a well-established fact that herbal plants and their derived products have contributed for ages in steering clear of ailments and meanwhile in this pandemic, they are benefitting again. herbal plants have several active ingredients and when used in a complementary manner with synthetic drugs, the therapeutic effects can be collusive. acknowledging that, the world must work towards its success and carry research in the direction of herbs and their products with synthetic drugs and accomplish in the outlook of attaining the utmost from these natural marvels since herbs are genesis of innumerable traits as discussed in this review. until then, in this desperate stretch of sars-cov-2, heed should be at enhancing one’s immunity by virtue of abounding herbs accessible in nature. acknowledgments the authors do acknowledge the efforts of all the doctors, health workers, scientists and researchers currently working against sarscov-2. the authors greatly acknowledges the financial support from science and engineering research board (eeq/2020/000437) new delhi, india. conflict of interest the authors declare no competing financial interest. contributors aa and js wrote the manuscript. rp designed the work and was overall corresponding author. all authors have read and approved the final manuscript. references 1. world health organization. coronavirus disease (covid-19): situation report 182. geneva: world 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https://doi.org/ 10.1016/j.jaim.2020.05.010. univ med vol. 40 no 2 seizure increases electroencephalographic abnormalities in children with tuberculous meningitis 161 department of pediatrics, faculty of medicine, airlangga university, surabaya correspondence: dr. prastiya indra gunawan, spa department of pediatrics, faculty of medicine, airlangga university rsu dr. soetomo jl. mayjen. prof. dr. moestopo 4-6, surabaya 60132 email: prastiya_ig@yahoo.co.id mobile: +62811 342 9476 fax: +6231 5501748 univ med 2015;34:161-7 doi: 10.18051/univmed.2016.v35.161-167 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background tuberculous meningitis (tbm) is a severe intracranial infection with fatal outcomes, permanent disabilities, and electroencephalographic (eeg) abnormalities. seizures may occur in tbm. the eeg findings in tbm vary according to the site of the inflammatory process. there are few studies describing the eeg patterns and clinical manifestations of tbm. the objective of this study was to investigate the correlation between clinical findings and eeg patterns in children with tbm. methods a study of cross-sectional design using medical records was conducted on 12 children with tbm, with their eeg patterns classified as abnormal and normal. clinical manifestations such as seizures, altered consciousness, headache or fever were collected. a positive cerebrospinal fluids mycobacterium tuberculosis culture was considered to indicate definitive tbm. abnormal eeg descriptions were classified into abnormal i, ii or iii. correlation between eeg pattern and clinical manifestation were analyzed with fisher’s exact test. results the study found cases of 12 children with tbm, the majority presenting with seizures, decreased consciousness and fever. abnormal eegs were found in 75% of children and 77% of them showed epileptogenic activities. the eeg results mostly described epileptogenic potentials in the frontotemporal region. there was a significant correlation between eeg abnormality and seizures in children with tbm (p<0.05). conclusions the eeg pattern in children with tbm varies, and eeg abnormalities were more frequently localized in the frontotemporal region. seizures were associated with eeg abnormalities in children with tbm. eeg abnormalities occurring simultaneously with seizures may predict the occurrence of seizures. keywords: tuberculous meningitis, eeg, children seizure increases electroencephalographic abnormalities in children with tuberculous meningitis prastiya indra gunawan* and darto saharso* doi: http://dx.doi.org/10.18051/univmed.2015.v34.161-167 162 gunawan, saharso seizure electroencephalographic tuberculous kejang meningkatkan kelainan elektro ensefalogram pada anak dengan meningitis tuberkulosis latar belakang meningitis tuberkulosis (mt) adalah infeksi intrakranial berat yang dapat berakibat fatal, kecacatan permanen dan menunjukkan keabnormalan pada hasil elektro ensefalogram (eeg). kejang dapat terjadi selama proses mt. hasil eeg pada mt bervariasi tergantung pada daerah setempat dimana proses inflamasi berlangsung. studi yang mendiskripsikan tentang pola eeg dan manifestasi klinis pada mt cukup terbatas. tujuan dari penelitian ini adalah untuk menentukan adanya hubungan antara manifestasi klinis dengan pola eeg pada anak dengan mt. metode studi potong lintang menggunakan catatan medik dilakukan pada anak dengan mt. sebanyak 12 anak dengan mt dilakukan pemeriksaan eeg dan diklasifikasikan sebagai normal dan abnormal. manifestasi klinis berupa kejang, penurunan kesadaran, nyeri kepala dan panas telah dikumpulkan. adanya hasil kultur positif tb dalam cairan serebrospinal dipertimbangkan sebagai meningitis tb definitif. deskripsi eeg yang tidak normal diklasifikasikan sebagai abnormal i, ii, dan iii. hubungan antara pola eeg dan manifestasi klinis dianalisis dengan uji eksak fisher. hasil penelitian ini mendapatkan 12 kasus mt pada anak. kebanyakan kasus bermanifestasi kejang, penurunan kesadaran dan panas. eeg abnormal didapatkan pada 75% anak dimana 77% diantaranya menunjukkan aktifitas epileptik. hasil eeg banyak mendiskripsikan potensial epileptik di daerah frontotemporal. didapatkan hubungan antara eeg yang tidak normal dengan manifestasi kejang pada anak dengan meningitis tb (p<0.05). kesimpulan pola eeg pada anak dengan mt bervariasi. abnormalitas eeg lebih banyak didapatkan pada daerah frontotemporal. kejang berhubungan dengan abnormalitas eeg pada anak dengan mt. abnormalitas eeg yang terjadi bersamaan dengan kejang dapat memprediksi terjadinya kejang. kata kunci: meningitis tb, elektro ensefalogram, anak abstrak introduction tuberculous meningitis (tbm) is one of the common infections of the central nervous system (cns) representing a serious problem, not only in developing countries endemic to tuberculosis, but also worldwide, due to increased immigration. it is characterized by fever, headache, alterations of consciousness, vomiting, focal neurological deficits, and seizures.(1-3) in many areas of africa and asia, the annual incidence of tuberculosis (tb) infection for all ages is approximately 2% and about 15% to 20% of these cases occur in children. tbm complicates about 1 in 300 of untreated cases of tb globally.(1,2) in china, fiftyfour percent of patients aged 0 to 18 years had extrapulmonary tuberculosis (eptb), and 38.8% suffered from tbm.(4) tbm is still one of the common infections of the central nervous system and poses significant diagnostic and management challenges.(1) the most common complications of tbm observed in 81 long-term survivors were epilepsy (11%) and cognitive impairment (12%).(5) seizures are a common clinical feature of tbm, 163 univ med vol. 34 no.3 occurring at any stage of the infection. they cause an additional burden of disability, producing neurological deficits which are a significant predictor of mortality, often requiring long-term antiepileptic therapy.(6) seizures can be the presenting feature of tbm, especially in children.(7) electroencephalography (eeg) has been reported to be better in assessing the gravity of lesions and was recently reported to help in prediction of outcomes.(8) the eeg recordings in tbm depend on the site of the inflammatory process. not much research has been reported on eeg abnormalities in tbm. advanced neuroimaging has yielded valuable data about tbm pathological changes. the relation of clinical findings and eeg pattern may produce better understanding of tbm management and valuable prognostic clues. the objective of this study was to determine the correlation between eeg patterns and clinical manifestations in children with tbm. methods research design a cross-sectional design using medical records was conducted at soetomo hospital, surabaya, indonesia, from january 2012 to june 2013. research subjects a total of 12 children with tbm were investigated. the age of the subjects ranged between 5 to 108 months and eight of them were males and four females. measurements clinical manifestations such as seizures, altered consciousness, headache or fever were recorded. the glasgow coma scale (gcs) was applied to classify consciousness. the tbm diagnosis was based on history, clinical symptoms, and cerebrospinal fluid analysis. the evidence of tuberculosis outside the cns and response to anti tubercular medication were also observed. the presence of a positive csf mycobacterium tuberculosis culture was considered to indicate a case of definite tbm.(8) eeg recordings had been made on hospitalized children with tbm. the eeg descriptions were classified as abnormal eeg i, ii or iii. the level of eeg abnormalities depends on the clinical manifestations and correlates with the severity and specificity of cortical dysfunction of the eeg abnormality. a patient with mild slowing of the background activity associated with a mild diffuse functional cerebral disturbance is classified as abnormal i. if there is intermittent slow activity that is obviously localized or lateralized, then it should be classified as abnormal ii. an eeg that shows spikes but is otherwise unremarkable is classified as abnormal iii.(9) statistical analysis the clinical manifestations and eeg patterns were analyzed by fisher’s exact test. a p value of <0.05 was categorized as statistically significant. ethical clearance the ethical clearance certificate had been issued by the ethics committee of health and research dr. soetomo hospital. results tuberculous meningitis cases were found in 12 children; the median age was 42 (range 5-108) months, eight (66.7%) of them were males and four (33.3%) females. the cases presented with seizures in 10 (83.3%) children, decreased consciousness in 7 (58.3%) children, fever in 9 (75.0) children, spasticity in 2 (16.7%) children, headache in 2 (16.7%) children, and hemiparesis in one child (8.3%) (table 1). approximately two (16.7%) children suffered from hydrocephalus. the eegs were abnormal in 8 (66.7%) children, and 77% was categorized as abnormal iii, 11.5% as abnormal ii and 11.5% as abnormal i while 25% children had normal eegs. the abnormal iii eeg described epileptogenic activity mostly in the frontal (figure 1) and temporal regions as follows: at the left frontal region in 2 children, left and right frontal regions in 1, right frontotemporal region in 1, left frontotemporal 164 gunawan, saharso seizure electroencephalographic tuberculous region in 1, right and left temporal regions in 1 and in both hemispheres in the 6 remaining children. there was a significant relationship between seizures and eeg abnormalities (p<0.05) (table 2). discussion in our research, the eeg recordings were found to be abnormal in 75% patients. the most common abnormalities were abnormal iii in about 77%. the epileptiform activity potentials were mostly in the frontal and temporal regions, at left frontal region in 2 children, left and right frontal region in 1, right frontotemporal region in 1, left frontotemporal region in 1, right and left temporal region in 1 and bilateral cerebral hemisphere region in 1 child. table 1. characteristics of the subjects figure 1. eeg pattern in one tbm patient showing epileptiform waves in left frontal region 165 univ med vol. 34 no.3 table 2. clinical manifestations and eeg patterns in tbm patients tuberculosis of the central nervous system is the most serious complication of tuberculosis in children. many kinds of pathologies may appear simultaneously in tbm, for instance, hydrocephalus, vasculitis, and edema, that result in ischemia, infarction or tuberculoma. the pathological changes in various or isolated combinations may determine eeg abnormality in tbm. eeg descriptions in tbm depend on the site of the inflammatory process. in case of basal meningitis, eegs may be normal and may show mild unspecific changes. mild to severe slowing of eeg background might be caused by the involvement of the cerebral cortex and meninges. the degree of slowing depends on the rate of progression of the disease process, the extent of cortical involvement, associated metabolic factors, medication and level of consciousness. in tbm, severe inflammation with proliferative changes and vasculitis may lead to changes in clinical symptoms such as level of consciousness disturbance ranging from delirium to coma, cranial nerve involvement, hemiplegia, hydrocephalus, and epileptic seizures.(10-12) our study showed that seizures observed clinically were present in 10 patients but epileptogenic activity were present in 8 patients, and the other patients had normal eegs. there were two patients without seizures, one of whom had epileptogenic activity while the other had a normal eeg. this resulted in significant correlation between seizures and eeg abnormalities. the etiology of seizures in tbm is multifactorial and is related to pathophysiological changes occurring during the disease process. cerebral edema, meningeal irritation, and raised intracerebral pressure are thought to represent the most probable causes of seizures in the early phase of tbm. arman et al.(13) reported a case with altered mental status who was diagnosed with non convulsive status epilepticus (ncse). a workup to explain the etiology revealed tbm with increased cerebrospinal fluid protein and positive 166 gunawan, saharso seizure electroencephalographic tuberculous tuberculous dna polymerase chain reaction and interferon-γ assay tests. in a study by kalita el al., (14) eeg descriptions were reported to be commonly abnormal in stage iii tbm patients. out of 21 patients in stage iii, 19 had eeg abnormality whereas 2 out of 6 patients in stage ii and 1 out of 5 in stage i patients had eeg abnormality. epileptiform discharges were also present in stage iii. out of 4 patients with epileptiform discharges, clinical seizures were observed in 3.(14) in tbm, eegs may show at least moderate diffuse slowing with or without focal findings and epileptiform activity, depending on the severity of the clinical symptoms.(6,9) study by kalita et al.(14) showed that the eeg was abnormal in 11 patients which included delta slowing in 5, theta slowing in 6, frontal intermittent rhythmic delta activity (firda) in 3 and epileptiform discharges in 2 patients.(14) any cns infection that affects the brain parenchyma may result in epileptic syndrome as a chronic sequel as well as acute seizures at the time of infection. chronic phase epilepsy as a complication of cns infection in tbm occurs in more than 20% of cases.(1) a novel study focusing on advanced neuroinflammation and cellular injury in the field of pediatric epilepsy surgery has suggested a common pathogenic consequence in childhood epilepsy with different etiologies. the pathophysiologic basis of chronic epilepsy following cns infection is not wellknown. reactive gliosis following severe neuronal injury from changes in the local cellular and physiochemical environments have supported the likelihood of a common final pathway for seizure multiplication in various situations with many causes.(14,15) another study in african children showed that headache, convulsion, motor function, brainstem dysfunction, and cerebral infarction were independently associated with poor outcomes of tbm. (16) a recent study has demonstrated that seizures associated with tuberculomas most often resolve after successful treatment of the underlying cns tuberculosis.(17) in this study, several clinical manifestations such as decreased consciousness, fever, headache, spasticity and hemiparesis had no signification correlation with eeg pattern. head neuroimaging in childhood tbm with epileptiform discharges were abnormal in two and showed hydrocephalus and infarction in both. in the last remaining patients, head ct scans were obviously normal.(3) in the study of kalita et al.,(14) eeg results were associated with three months outcome. the abnormality pattern shown in the eeg descriptions of tbm has been correlated with poor outcome. the relative significance of different types of eeg changes in the prognosis of tbm would need a further study with consecutive long term follow-up. the eeg can often be a reliable predictor of outcome., and is most useful in differentiating organic from psychiatric conditions, in excluding nonconvulsive status epilepticus (ncse), and in providing a rough guide as to the degree of cortical and subcortical dysfunction.(8,11) tuberculous meningitis starts with nonspecific symptoms and is often only diagnosed when brain damage has already occurred. the eeg continues to play a central role in diagnosis and management of patients with seizure disorders, because it is a convenient and relatively inexpensive way to demonstrate the physiological manifestations of abnormal cortical excitability that underlie epilepsy.(8) tuberculous meningitis is associated with a variable degree of encephalitis, which is primarily responsible for the altered sensorium. the other factors contributing to altered sensorium in tbm may include hydrocephalus, infarction, or tuberculoma in a strategic location.(18) the overall prognosis of tbm remains poor, with 10-20% case fatality (worse if treatment is delayed and the patient is comatose) and 20-30% long term morbidity (cognitive and behavioral impairment, epilepsy, cranial nerve palsies and paresis).(19) early diagnosis and treatment correlates with better outcomes. given the difficulties in obtaining a rapid diagnosis, therapy must often be initiated empirically.(20) in the present study, radiograph interpretation should have been performed, and eeg might be useful to monitor tbm patients, if interpreted by professionals in the field of clinicalradiological findings. this study shows the 167 univ med vol. 34 no.3 importance of eegs to detect seizure activity and risk of epilepsy in children with tbm. for further research, it is necessary to conduct studies related to prognosis of children with tbm, especially those with abnormal eegs, and to the quality of life of patients who survive the emergency. conclusion the eeg pattern in children with tbm varies. abnormal iii in frontotemporal regions seems to be more common. seizures were associated with eeg abnormalities in tbm. eegs showing the presence of seizures may assist in localizing the site involved and predict seizure occurrence. conflict of interest the authors declare no conflict of interest evidence related to this article. acknowledgement our highest gratitude to mangihut rumiris for her contribution to data collection. references 1. philip n, william t, vanitha d. diagnosis of tuberculous meningitis: challenges and promises. malaysian j pathol 2015;37:1-9. 2. murthy jm. management of intracranial pressure in tuberculous meningitis. neurocrit care 2005;2:306-12. 3. paganini h, gonzalez f, santander c, et al. tuberculous meningitis in children: clinical features and outcome in 40 cases. scand j infect dis 2000;32:41-5. 4. wu xr, yin qq, jiao ax, et al. pediatric tuberculosis at beijing children’s hospital: 2002–2010. pediatr 2012;130:e1433-40. 5. anderson ne, somaratne j, mason df, et al. neurological and systemic complications of tuberculous meningitis and its treatment at auckland city hospital, new zealand. j clin neurosci 2010;17:1114–8. 6. brigo f, ausserer h, zuccoli g, et al. seizure heralding tuberculous meningitis. epileptic disord 2012;14:329-33. 7. miftode eg, dorneanu os, leca da, et al. tuberculous meningitis in children and adults: a 10-year retrospective comparative analysis. plos one 2015;10:e0133477. 8. smith sjm. eeg in the diagnosis, classification, and management of patient with epilepsy. j neurol neurosurg psychiatry 2005;76 suppl ii:ii2–ii7. 9. luders h, noachtar s. atlas and classification of electroencephalography. philadelphia: saunders;2006. 10. park s, hong yj, lee mk, et al. hippocampal sclerosis and encephalomalacia as prognostic factors of tuberculous meningitis-related and herpes simplex encephalitis-related epilepsy. seizure 2011;20:570-4. 11. kaplan pw. the eeg in metabolic encephalopathy and coma. j clin neurophysiol 2004;21:307-18. 12. ikeda a, klem gh, luders ho. metabolic, infectious and hereditary encephalopathies. in: ebersole js, pedley ta, editors. current practice of clinical electroencephalography. 3rd ed. philadelphia: lippincott williams and wilkins, 2003.p.348-77. 13. arman f, kaya d, akgün y, et al. tuberculous meningitis presenting with nonconvulsive status epilepticus. epilepsy behav 2011;20:111-5. 14. kalita j, misra uk, das bk. spect changes and their correlation with eeg changes in tuberculous meningitis. electromyogr clin neurophysiol 2002;42:39-44. 15. choi j, nordli dr, alden td, et al. cellular injury and neuroinflammation in children with chronic intractable epilepsy. j neuroinflammation 2009;6: 38. 16. van well gtj, paes bf, terwee cb, et al. twenty years of pediatric tuberculous meningitis: a retrospective cohort study in the western cape of south africa. pediatr 2009;123:e1-8. 17. alsemari a, baz s, alrabiah f, et al. natural course of epilepsy concomitant with cns tuberculomas. epilepsy res 2012;99:107-11. 18. misra uk, kalita j, roy ak, et al. role of clinical, radiological, and neurophysiological changes in predicting the outcome of tuberculous meningitis: a multivariable analysis. j neurol neurosurg psychiatry 2000;68:300–3. 19. ginsberg l, desmond k. chronic and recurrent meningitis. practical neurol 2008; 8:348-61. 20. christie l, loeffler am, honarmand s, et al. diagnostic challenges of central nervous system tuberculosis. emerg infect dis 2008;14:1474-5. c:\users\universa medicina\docu 71 abstract universa medicina neutrophil-lymphocyte ratio and fournier gangrene severity index are not prognostic factors of mortality in fournier gangrene patients muhammad achdiar raizandha1,2, furqan hidayatullah1,2, yudhistira pradnyan kloping1,2, and fikri rizaldi1,3* background fournier gangrene (fg) is a life-threatening disease, commonly found in diabetic and immunocompromised patients. recent studies suggested the use of new parameters apart from the commonly used fournier gangrene severity index (fgsi), such as the neutrophil-lymphocyte ratio (nlr), the clinical use of which remains questionable. therefore, we aimed to evaluate the role of the nlr and fgsi as a prognostic factor of mortality in patients with fg. methods this is an analytical study with a retrospective approach involving 109 adult patients diagnosed with fg. data were collected regarding medical history, symptoms, physical examination findings, and laboratory tests. the fgsi score and nlr were determined. bivariate analysis was performed using chi-square test and independent t-test. overall survival between groups was compared using kaplan–meier survival estimates and cox regression test. results of the 109 patients, 90 survived (82.5%, group 1) and 19 died (17.43%, group 2). the cut-off point of nlr among the patients was 10.9, with a 73.7% sensitivity and 60% specificity. the area under curve value was 0.65 (95% ci; 0.524-0.754; p<0.05). the kaplan meier survival analysis showed that nlr was as an independent prognostic factor of mortality in fg patients (hr 5.177; 95% ci; 1.092-8.471; p<0.05), but cox regression analysis showed that nlr and fgsi were not significant prognostic factors of mortality (p=0.09 and p=0.179; respectively). conclusion this study demonstrated that nlr and fgsi are not important as prognostic tools for fg mortality. keywords: fournier gangrene, prognostic factor, neutrophil, lymphocyte, neutrophil-lymphocyte ratio original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.71-78 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1263 january-april, 2022 vol.41no.1 1department of urology, faculty of medicine, universitas airlangga, surabaya, east java, indonesia 2department of urology, dr. soetomo general academic hospital, surabaya, east java, indonesia 3department of urology, universitas airlangga teaching hospital, surabaya, east java, indonesia *correspondence: fikri rizaldi department of urology, universitas airlangga teaching hospital, surabaya, east java, indonesia phone/fax: (031)-5916290 email: fikririz@gmail.com orcid id: 0000-0002-4588-6584 date of first submission, december 9, 2021 date of final revised submission, march 30, 2022 date of acceptance, april 9, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cit e th is ar ticle as: ra iza ndh a m a, hidayatullah f, kloping yp, rizald f. neutrophil-lymphocyte rat io a nd fournier gangrene severity index are not prognostic factors of mortality in fournier gangrene patient. univ med 2022;41:7178. doi: 10.18051/univmed.2022.v41. 7178 72 raizandha, hidayatullah, kloping, et al neutrophil-lymphocyte ratio of fg patients introduction fournier gangrene (fg) is a rare type of necrotizing fasciitis that affects the perineal, genital, or anorectal region. it is characterized by widespread soft tissue necrosis and systemic toxicity of the superficial fascia and subcutaneous tissues.(1) even though it is quite uncommon, constituting only 0.02% of all hospital admissions, it is considered a urological emergency as it has a high mortality rate, at 20 to 50% in most reported series.(2,3) in recent years, the incidence of fournier gangrene is increasing with the increase in diabetes prevalence and the number of immunocompromised patients due to various causes.(4) previous studies have determined the possible risk factors for predicting the prognosis of fournier ga ngr ene patie nts, such as comorbidities, fournier gangrene severity index (fgsi) score and disease severity. ( 5– 7 ) parameters to determine the severity and prognosis of the disease have been suggested, one of which is the fgsi, commonly used to assess the severity of the disease by evaluating clinical and laboratory parameters, such as temperature, heart rate, respiratory rate, serum sodium, serum potassium, serum creatinine, serum bicarbonate, hematocrit and white blood cell count.(8) since its introduction, the score has been validated by many studies, but its accuracy remains questionable.(9,10) nevertheless, it is the only well-known tool to assess severity.(10) recent findings have suggested simple and promising parameters by utilizing normal laboratory findings. there is an increasing interest in predicting the prognosis of the patients with a simple blood test since studies began suggesting a correlation between inf lammatory status and disease prognosis. one of the most commonly used parameter is the neutrophil-lymphocyte ratio (nlr).(11) findings regarding its potential use in predicting the prognosis of fournier gangrene patients have been reported. a retrospective study showed that the fgsi scoring system was not associated with determining poor prognosis. however, high nlr and high platelet to lymphocyte ratio (plr) were associated with predictors of mortality in patients with fournier’s gangrene.(10) in contrast, another retrospective observational analytical study of patients diagnosed with fournier fasciitis (ff) showed that ff severity, as measured by nlr and plr, does not correspond to the severity measured by the fgsi.(12) other studies utilized the nlr cutoffvalues of 13.71 (sensitivity 83.3% and specificity 86.6%) (13) and 8 (sensitivity 72.2%, specificity of 52.3%), respectively.(14) the present study included fgsi in the analysis of nlr as mortality predictors. therefore, the aim of this study was to determine the role of nlr and fgsi as prognostic factors of mortality in patients with fg. methods research design thi s wa s an ana lytic al s tudy with a prospective approach utilizing secondary data taken from the medical records of dr. soetomo general-academic hospital from january 2012 to november 2020. research subjects fournier gangrene was defined as an acute necrotic infection involving the scrotum, penis or perineum. a total of 109 adult patients aged 18 and above with fournier gangrene or fasciitis necroticans and complete laboratory examination data including neutrophil and lymphocyte counts were included in the study. patients with a history of malignancy or chemoradiation were excluded, as were also those with incomplete or unclear data in the medical records. data collection the data collected and presented included p a t i e nt a ge , d i a gno s is , l e s i o n l oc a t i o n, comorbidities, fgsi, bacterial culture results, surgical interventions, and survival status. statistical analysis the collected data were grouped and displayed descriptively in the form of tables and 73 narratives. bivariate analysis was performed using chi-square test and independent t-test. the association between the binary marker of nlr and the risk of mortality was evaluated using a survival curve. mortality was defined as disease related death during the hospital stay and survival was measured in days. the separation between the curves of patients with a high nlr and those with a low nlr indicated the prognostic ability o f th e ma r ke r re pr es e nt ed by a r e c ei ve r operating characteristic (roc) curve.(15) the performance of the marker was evaluated by the area under the curve (auc), which is a measure of the ability of a tool to discriminate whether a condition is present or not. an auc value of 0.5 indicates that the test has no discriminating ability, whereas an auc of 1.0 indicates perfect discrimination.(16) overall survival was compared between groups using kapla n–meier survival estimates and the pr oportional-hazards cox regression. the statistical significance was set at p<0.05 for all analyses. ethical clearance the ethical committee of the research and development center of dr. soetomo general academic hospital approved this study under number 0725/109/4/v/2021. results baseline characteristics a total of 109 patients with mean age of 50.31 ± 14.75 years had mean nlr of 15.86 ± 12.75. only 25 patients had an fgsi score of more than 9. the scrotal area was the most commonly af fected a rea ( n= 55, 50. 46%) compared to other areas. most patients also suffered from diabetes mellitus (n=40, 36.7%) l e a d i ng t o i n f e c t i o ns c a us e d ma in l y b y pseudomonas aeruginosa ( n=23, 21.1%), klebsiella pneumoniae (n=21, 19.27%, and acinetobacter baumannii (n=20, 18.35%). most patients were treated with debridement and necrotomy, followed by incision and drainage of the abscess (n=55, 50.46%), after which most p a t i e nt s s u r vi ve d ( n = 9 0, 82.5 7 % ) . t he differences in clinical parameters between the survivors and non-survivors are shown in table 2. the fgsi scores in the two groups did not show significant differences (p=0.248), but the nlr did show significant differences between the two groups (p=0.021) (table 2). nlr and fgsi value as a prognostic marker in this study, the nlr cut-off point among the patients was 10.9, with 73.7 % sensitivity and 60 % specificity, as shown in figure 1. the auc was 0.65 (95% ci; 0.524-0.754; p<0.05). the kaplan-meier curve in figure 2 shows that the nlr cut-off value of 10.9 has a significant impact on the patient’s mortality rate (95% ci; 29.7-19.7; p<0.05). the univariate kaplan meier survival analysis indicated that nlr can be used as an independent predictor for mortality in fournier gangrene patients (hr 5.177; 95% ci; 1.092-8.471; p<0.05). however, the cox regression showed that nlr and fgsi score were not significant as a prognostic factor of mortality in fg patients (the p values of nlr a n d fg si we r e p= 0 . 09 a n d p = 0. 17 9 ; respectively) (table 3). discussion fournier gangrene is a rare and serious c o nd i t i on t h a t c a n be f o un d i n immunocompromised patients.(17) even though fgsi has been validated in numerous studies, it s us e in cl in ica l se tt ings is of te nt imes questionable. there is still a high mortality rate ranging from 20 to 50% among fournier gangrene patients due to sepsis,(17) which is one of the main causes of mortality and extended length of stay in patients with urological infections, including fournier gangrene.(18) to reduce the severity of the disease, the utilization of inexpensive and simple laboratory parameters, such as white blood cell parameters, erythrocyte sedimentation rate, and c-reactive protein, are necessary.(19,20) the use of nlr as a parameter univ med vol. 41 no 1 74 raizandha, hidayatullah, kloping, et al neutrophil-lymphocyte ratio of fg patients c variables n (%) age (years) 50.31 ± 14.79 nlr 15.86 ± 12.75 fgsi > 9 25 (23.0) < 9 84 (70.0) diagnosis fournier gangrene 53 (48.62) fournier gangrene and perianal abscess 33 (30.28) fournier gangrene and scrotal abscess 22 (20.18) fournier gangrene and perianal fistula 1 (0.92) affected region penoscrotal 12 (11.01) penoscrotal and perianal 2 (1.83) penoscrotal and suprapubic 2 (1.83) perianal 27 (24.77) perianal and scrotum 8 (7.34) scrotum 55 (50.46) > 2 regions 3 (2.75) comorbidities diabetes mellitus 40 (36.70) diabetes mellitus and hypertension 21 (19.27) diabetes mellitus and chronic kidney disease 7 (6.42) diabetes mellitus and hepatitis b infection 1 (0.92) hypertension 8 (7.34) chronic kidney disease 4 (3.67) no comorbidities 28 (25.67) bacterial culture pseudomonas aeruginosa 23 (21.10) klebsiella pneumoniae 21 (19.27) staphylococcus epidermidis 12 (11.01) acinetobacter baumannii 20 (18.35) gemella morbillorum 2 (1.83) escherichia coli 13 (11.93) candida spp 8 (7.34) clostridium perfringens 5 (4.59) fusobacterium necrophorum 5 (4.59) survival intervention debridement-necrotomy 48 (44.04) debridement-necrotomy and incision-drainage 55 (50.46) debridement-necrotomy and graft 3 (2.75) debridement-necrotomy and urinary diversion 3 (2.75) survival status survived 90 (82.57) dead 19 (17.43) table 1. characteristics and clinical features of the subjects (n=109) data presented as n (%), except for age and nlr (mean ± sd); nlr: neutrophil-to-lymphocyte ratio; fgsi: fournier gangrene severity index has been suggested by many studies. kaushik et al.(21) recommended its use as a diagnostic marker and predictor in septic patients. its greatest strengths are its efficiency in time, cost, and application compared to other examinations. neutrophils are one of the main immune cells against pathogens and their crucial function is to produce enzymes during the acute inflammatory phase. neutrophils are able to lyse infected cells, produce free radicals, and induce the production 75 univ med vol. 41 no 1 of pro-inflammatory cytokines. (2 2) t he coordination of the transition from innate to adaptive immunity is handled by the lymphocytes. both innate and adaptive immunity are core components of the body’s immune system against pathogens.(23) the ratio of the neutrophil and lymphocyte numbers indicates a transition between innate and adaptive immunity. the relatively low number of lymphocytes could cause a cytokine storm and severe inflammation, leading to a worse prognosis. our study showed the potential role of nlr as a prognostic marker for fournier gangrene patients, since patients with a high nlr had a 5.17-times greater risk of mortality than those with a low nlr. this finding is in line with the study by george et al. in 2020 who discovered a significant difference in nlr among septic patients with multiple organ dysfunction syndrome (mods). they found that most septic patients with mods had a high nlr. the nlr is deemed superior to a white blood cell count.(24) a study with a large sample size conducted by li et al.(25) also showed the predictive capability of nlr in septic patients. however, a study by ni et al.(26) suggested that nlr does not significantly predict septic inpatients with a long hospital stay. t he difference between these findings may have been caused by other factors in these studies which could affect the patients’ nlr. the increased nlr in septic patients is difficult to use as a predictive tool, considering that there are many factors affecting neutrophil and lymphocyte counts. however, it can still be used as a mortality predictor in septic patients. the roc curve, kaplan-meier, and hazard ratio findings in this study are in line with those of the study by yim et al.(10) which suggested that nlr is a useful independent predictor that is associated with increased mortality in fg patients. in our study, cox regression showed that nlr and fgsi score had no significant prognostic value for mortality in fg patients. another study showed that the fgsi scoring system was not found to be valuable in determining prognosis, but that the nlr and plr were valuable.(27) one other study showed similar results, in that the fgsi scoring system was not associated with determining poor prognosis, but that high nlr and high plr were associated with predictors of mortality in patients with fg. (10) in our study, a high fgsi score (>9) was generally associated with the non-surviving group; however, multivariable cox regression analyses found this not to be statistically significant. variables survivors (n=90) non-survivors (n=19) p value age (years) 49 ± 14.9 54 ± 13.8 0.208 fgsi ≤ 9 >9 75 (89.3) 17 (68.0) 9 (10.7) 8 (32.0) 0.248 nlr ≤10.9 >10.9 52 (91.2) 38 (73.1) 5 (8.8) 14 (16.9) 0.021 table 2. differences in clinical parameters between the survivors and non-survivors data presented as n (%), except for age mean ± sd; nlr: neutrophil-to-lymphocyte ratio; fgsi: fournier gangrene severity index variables coefficient hazard ratio p value age (years) fgsi score nlr 0.017 0.081 -0.033 1.017 1.328 2.043 0.356 0.179 0.09 table 3. multivariate cox regression analysis nlr: neutrophil-to-lymphocyte ratio; fgsi: fournier gangrene severity index 76 raizandha, hidayatullah, kloping, et al neutrophil-lymphocyte ratio of fg patients figure 1. receiver operator characteristic curve for neutrophil to lymphocyte ratio (nlr), area under the curve = 0.65 (95% ci; 0.524-0.754; p<0.05, sensitivity = 73.7, specificity = 60.0 figure 2. kaplan-meier survival curves for the overall survival indicating the value of nlr as a survival predictor 77 univ med vol. 41 no 1 t he p r e s e n t st u dy is l i mi t e d b y i t s retrospective design and use of secondary data. most samples included in this study had a high nlr ratio, indicating that most included patients were classified as severe. the inclusion of more patients with different disease severity should be performed in future studies. this study showed the utility of the nlr in fg. the nlr can be examined with high availability and low cost. this marker could be an ideal and simple biomarker to predict the outcome of mortality in patients with fg. conclusions this study demonstrated that a high nlr and fgsi cannot be used as an indicator of poor prognosis of mortality in fg patients. conflict of interest the authors declare no conflicts of interest. acknowledgments the authors thank the medical record staff of dr. soetomo general-academic hospital for their kind cooperation. contributors mar, fh, ypk contributed to concept and design; mar, fh contributed to data collection and analysis. mar and fr contributed to writing manuscript and critical review. all authors have read and approved the final manuscript. references 1. voelzke bb, hagedorn jc. presentation and diagnosis of fournier gangrene. urology 2018;114:8–13. doi: 10.1016/j.urology.2017.10.031. 2. auerbach j, bornstein k, ramzy m, cabrera j, montrief t, long b. fournier gangrene in the emergency department: diagnostic dilemmas, treatments and current perspectives. open access emerg med 2020;12:353. doi: 10.2147/ oaem.s238699. 3. montrief t, long b, koyfman a, auerbach j. fournier gangrene: a review for emergency clinicians. j emerg med 2019;57:488–500. doi: 10.1016/j.jemermed.2019.06.023. 4. chernyadyev sa, ufimtseva ma, vishnevskaya if, et al. fournier’s gangrene: literature review and clinical cases. urol int 2018;101:91–7. https:// doi.org/10.1159/000490108. 5. pehlivanlý f, aydin o. factors affecting mortality in fournier gangrene: a single center experience. surg infect (larchmt) 2019;20:78–82. doi: 10.1089/ sur.2018.208. 6. hahn hm, jeong ks, park dh, park mc, lee ij. analysis of prognostic factors affecting poor outcomes in 41 cases of fournier gangrene. ann surg treat res 2018;95:324-32. doi: 10.4174/ astr.2018.95.6.324. 7. morais h, neves j, ribeiro hm, et al. case series of fournier’s gangrene: affected body surface area–the underestimated prognostic factor. ann med surg (lond) 2017;16:19–22. doi: 10.1016/ j.amsu.2017.02.043. 8. hong ks, yi hj, lee r, kim kh, chung ss. prognostic factors and treatment outcomes for patients with fournier’s gangrene: a retrospective study. int wound j 2017;14:1352–8. doi: 10.1111/ iwj.12812. 9. arora a, rege s, surpam s, gothwal k, narwade a. predicting mortality in fournier gangrene and validating the fournier gangrene severity index: our experience with 50 patients in a tertiary care center in india urol int 2019;102:311–8. doi: 10.1159/000495144. 10. yim su, kim sw, ahn jh, et al. neutrophil to lymphocyte and platelet to lymphocyte ratios are more effective than the fournier’s gangrene severity index for predicting poor prognosis in fournier’s gangrene. surg infect (larchmt) 2016;17:217–23. doi: 10.1089/sur.2015.126. 11. lee js, kim ny, na sh, youn yh, shin cs. reference values of neutrophil-lymphocyte ratio, lymphocyte-monocyte ratio, platelet-lymphocyte ratio, and mean platelet volume in healthy adults in south korea. medicine (baltimore) 2018;97: e11138. doi: 10.1097/md.0000000000011138. 12. guemes-quinto a, godínez-vidal ar, villanuevaherrero ja, et al. usefulness of neutrophil-tolymphocyte ratio and platelet-to-lymphocyte ratio as predictors of severity on fournier fasciitis of the hospital general de méxico "dr. eduardo liceaga." rev med hosp gen mex 2019;82:17 5-8. https://doi.org/10.24875/ hgmx.m19000027. 13. demir cy, yuzkat n, ozsular y, kocak of, soyalp c, demirkiran h. fournier gangrene: association of mortality with the complete blood count 78 raizandha, hidayatullah, kloping, et al neutrophil-lymphocyte ratio of fg patients parameters. plast reconstr surg 2018;142:68e75e. doi: 10.1097/prs.0000000000004516. 14. özlülerden y, ba?er a, çelen s, alki? o. can we predict poor prognosis in fournier gangrene? j surg med 2020;4:1157-60. https://doi.org/ 10.28982/josam.826917. 15. combescure c, perneger t v, weber dc, daurès j-p, foucher y. prognostic roc curves: a method for representing the overall discriminative capacity of binary markers with right-censored time-to-event endpoints. epidemiology 2014;1039. doi: 10.1097/ede.0000000000000004. 16. doluo?lu ög, karagöz ma, k?l?nç mf, et al. overview of different scoring systems in four nie r's ga ngr ene and a sse ssment o f prognostic factors. turk urol derg 2016;42:1906. doi: 10.5152/tud.2016.14194. 17. benjelloun eb, souiki t, yakla n, et al. fournier's gangrene: our experience with 50 patients and analysis of factors affecting mortality. world j emerg surg 2013;8:13. doi: 10.1186/1749-7922-813. 18. abou dagher g, hajjar k, khoury c, et al. outcomes of patients with systolic heart failure pr esenting with se psis to the eme rgency department of a tertiary hospital: a retrospective chart review study from lebanon. bmj open 2018;8:e022185. doi: 10.1136/bmjopen-2018022185. 19. dal-pizzol f, ritter c. à procura do santo graal: aonde vamos com os biomarcadores na sepse? rev bras ter intensiva 2012;24:117-8. ohttps:// doi.org/10.1590/s0103-507x2012000200004. 20. lora-andosilla m, cantillo-garcía k, borrénaranjo d, buelvas-villalba m, ortiz-ruiz g, dueñas-castell c. biomarkers in sepsis. in: ortizruiz g, dueñas-castell c, editors. sepsis. 3rd ed. new york: springer-verlag;2018. p. 39-50. 21. kaushik r, gupta m, sharma m, et al. diagnostic and prognostic role of neutrophil-to-lymphocyte ratio in early and late phase of sepsis. indian j crit care med 2018;22:660-3. doi: 10.4103/ ijccm.ijccm_59_18. 22. wang j, arase h. regulation of immune responses by neutrophils. ann n y acad sci 2014;1319:66-81. doi: 10.1111/nyas.12445. 23. moro-garcía ma, mayo jc, sainz rm, alonsoarias r. influence of inflammation in the process of t lymphocyte differentiation: proliferative, metabolic, and oxidative changes. front immunol 2 01 8 ;9 :33 9 . http s://do i.o r g/1 0 .3 3 89/ fimmu.2018.00339. 24. george aa, thomas tp, gaffoor a. the role of neutrophil/lymphocyte ratio in predicting the severity of sepsis in a tertiary care hospital in south india: a retrospective study. int j res med sci 2020;8:1624-8. doi: http://dx.doi.org/ 10.18203/2320-6012.ijrms20201490. 25. li mx, liu xm, zhang xf, et al. prognostic role of neutrophil-to-lymphocyte ratio in colorectal cancer: a systematic review and meta-analysis. int j cancer 2014;134:2403-13. doi: 10.1002/ ijc.28536. 26. ni j, wang h, li y, shu y, liu y. neutrophil to lymphocyte ratio (nlr) as a prognostic marker for in-hospital mortality of patients with sepsis: a secondary analysis based on a single-center, r etrosp ec tive , c oho rt study. me dic ine (baltimore) 2019;98:e18029. doi: 10.1097/ md.0000000000018029. 27. kahramanca s, kaya o, özgehan g, et al. are neutrophil-lymphocyte ratio and plateletlymphocyte ratio as effective as fournier's gangrene severity index for predicting the number of debridements in fourner's gangrene? ulus travma acil cerrahi derg 2014 ;20:107-12. doi: 10.5505/tjtes.2014.62829. c:\users\universa medicina\docu 88 *department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ rs dr. moewardi hospital, surakarta **department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ rs universitas sebelas maret, surakarta correspondence: dr. nutria widya purna anggraini, sp.og(k), m.kes department of obstetrics and gynecology rsud dr. moewardi jl. kol. sutarto 132 surakarta phone: +62271 665145 e-mail: nutria_dr@staff.uns.ac.id orcid id: 0000-0001-7652-1038 date of first submission, may 31, 2020 date of final revised submission, july 4, 2 02 0 date of acceptance, july 7, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license abstract universa medicina low neutrophil-to-lmphocyte ratio decreases risk of coronavirus disease in pregnant women nutria widya purna anggraini* and sri sulistyowati** background coronavirus infection 2019 (covid-19), caused by the severe acute respiratory syndrome coronavirus 2 (sars-cov-2), is an emergency condition for global public health. early detection of covid-19 in pregnant women is needed. the neutrophil-to-lymphocyte ratio (nlr), as a marker of viral inflammatory response, is used to determine the presence of a viral or bacterial infection, both acute and chronic. the objective of this study was to determine the relationship between nlr and the polymerase chain reaction (pcr) swab test results in pregnant women with suspected coronavirus disease 2019. methods a cross-sectional study was conducted on 9 pregnant women with suspected covid-19. the subjects were inpatients at moewardi hospital surakarta from 19 april-19 may 2020, who had rapid tests, complete blood examinations, and pcr swab tests. the nlr was categorized based on early warning scores according to research developed at zhejiang university, with cut-off point 5.8. diagnosis of covid-19 was confirmed by pcr swab tests. relation between nlr and pcr swab results was analyzed by the prevalence ratio. results two patients (22.2%) had nlr >5.8, with positive swab results in both (100%). seven patients with nlr <5.8 had positive swabs in only one (33.3%). the relationship between nlr and pcr swab test results showed a prevalence ratio of 0.143 (95% ci 0.023-0.877). conclusion pregnant women with nlr < 5.8 had a decreased risk of covid-19. routine blood examination is more suitable for finding pregnant women with suspected covid-19. keywords: neutrophil-to-lymphocyte ratio, pcr swab, covid-19, pregnancy original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.88-96 cite this article as: anggraini nwp, suli styowa t i s. low n eutrophi l-tolmp hocyte r atio dec reases risk of coronavirus disease in pregnant women. uni v med 2020;3 9:8 8 -9 6 . doi: 10.18051/univmed.2020.v39.88-96 may-august 2020 vol.39no.2 89 may-august, 2020 vol.39no.2 introduction coronavirus disease 2019 (covid-19) is caused by the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) and emerged initially in wuhan, china, in december 2019. currently the covid-19 infection is a public health emergency, particularly in susceptible populations.(1) pregnant women and their fetuses constitute a susceptible and high risk population, due to the physiological and mechanical factors in pregnancy that increase the susceptibility to inf ections in gener al, particular ly in the cardiorespiratory system, and trigger the occurrence of respiratory failure.(2) during the covid-19 epidemic pregnant women apparently have fewer maternal and neonatal complications than has been reported for sars and mers.(3) there were more than 193.000 deaths (up to 24 april 2020), but no reports of maternal deaths were published. in china a total of 154 pregnant women have been reported with maternal morbidity of 1% and no maternal deaths. in the us, there was 4-10% maternal morbidity and no maternal deaths.(4) pregnant women deve lop spe cial immunological adaptations that are necessary to maintain semi-allograft tolerance to their fetuses.(5) this repressed immunity is modulated by repressed t cell activity, where in pregnancy there is dominance of the t-helper 2 (th2) system that protects the fetus, thereby rendering the mother susceptible to viral infections.(5) coronavirus disease 2019 infection is associated with cytokine storms that are marked by increased concen trations of plasma interleukin-2 (il-2), il-7, il-10, granulocyte colony stimulating factor, interferon--induced protein-10, monocyte chemoattractant protein-1, macrophage inflammatory protein-1 alpha, and tumor necrosis factor alpha (tnf-).(6) pregnant women in the first and third trimesters are in a proinflammatory condition, such that the cytokine storms induced by sars-cov-2 may cause more severe inflammation in these women.(7) based on all of the above, an integrated approach is needed, especially for early detection, prediction and evaluation of covid-19 in pregnant women, both with respect to prevention, breaking of the transmission chain, and establishing the diagnosis as well as management, which are essential for improving the prognosis in pregnant women.(8) the ear ly detection of covid-19 in pregnant women that is recommended by the indonesian obstetr ics and gynecology association (persat uan obstet ri and ginekologi indonesia, pogi), uses the early warning score (ews) developed by the zhejiang university. this co mprises a number of parameters that are rather frequently found in patients with covid-19, namely signs of pneumonia on ct scan, history of contact with covid-19 positive patients, fever, temperature >37.8oc from onset of symptoms, male gender, age >40 years, a number of symptoms of respira tory distre ss and a neutrophil-tolymphocyte ratio (nlr) of 5.8.(9) currently the early warning score is much in use and is a relatively accurate tool for early detection.(10) the neutrophil-to-lymphocyte ratio is a component of the ews, as marker of inflammatory reaction, and is an indicator of the complications associated with pregnancy.(8,11) the inflammatory reaction in pregnant women plays an important role in a number of complications of pregnancy and is a strong contributor to mortality and morbidity in pregnant women. therefore, inflammatory markers may be used both as predictors and prognostic factors. the neutrophil-to-lymphocyte ratio has been used as predictor of the complications of pregnancy, such as preeclampsia, gestational diabetes mellitus, hyperemesis gravidarum, premature labor and ectopic pregnancy.(8) a high neutrophil-tolymphocyte ratio results from an increased number of neutrophils and a decreased number of lymphocytes. the inflammatory response stimulates the production of neutrophils and accelerates apoptosis of lymphocytes. poor immune responses and immunological abnormalities are believed to influence disease severity triggered b y viral infections. (1 2) 90 anggraini, sulistyowati coronavirus disease in pregnant women repression of the immune response it results in an excessive inflammatory reaction and even death. similar to the midlle east respiratory syndrome coronavirus (mers-cov ), the leukocyte diffe renti al count is the most outstanding predictor associated with disease severity.(13) the differential count is characterized by increased neutrophils and monocytes and by decreased lymphocytes, which is found in all deceased patients. studies on covid-19 have shown that cytokine and che mokine concentrations and nlr values are higher in patients with covid-19 and are associated with disease severity.(14,15) in addition, patients with severe viral infection may have bacterial coinfection due to low immunity, resulting in incr ease d nlr, c-re a ctive pr otein and procalcitonin.(16) currently the nlr constitutes a new strong inflammatory marker for the detection of inflammation.(17) the nlr is more superior to the total leukocyte count, the neutrophil count, or the lymphocyte count as an inflammatory marker, because it is less influenced by a number of physiological conditions, such as dehydration or physical activity. moreover, the nlr examination has advantages as compared with other inflammatory markers, such as crp or interleukin, as it is easy to perform and is inexpensive.(14) the neutrophil-to-lymphocyte ratio can be rapidly calculated from routine complete blood examination, so that the physician may identify patients at high risk for covid-19 at an early stage. in covid-19 infection, the numbers of leukocytes, lymphocytes, monocytes and platelets are lower than in the non-covid19 group. the neutrophil-to-lymphocyte ratio is significantly higher in the covid-19 group. the increased nlr in patients with covid-19 is associated with disease severity.(15) the diagnosis of covid-19 depends mainly on the detection of sars-cov-2 nucleic acids through the polymerase chain reaction (pcr) swab test. however, ther e are still many limitations with the occurrence of false negative results caused by a low viral load in the sample and the relative shortage of detection kits, so that many cases remain undetected.(9) there is a need for a method capable of rapid and early detection of covid -19 in pregnant women, that may be used as predictor for preventing maternal morbidity and mortality. a chinese study involving 55 pregnant women (13 pregnant women with covid-19 infection and 42 controls) showed no significant differences in nlr between the two groups, both during hospitalization and post-partum.(18) however, these results differ from those of a spanish study involving 60 pregnant women with covid-19 infection and showing increased nlr in pregnant women with covid-19 infection.(19) these still inconsistent study results point to the need for further studies. in the covid-19 pandemic the prevention and control of covid19 infection in pregnant women is of utmost importance, particularly in the screening of pregnant women who are hospitalized for purposes of delivery. the present study aimed to determine any relationship between nlr and covid-19 pcr swab test results in pregnant women suspected of suffering from covid-19. methods design of the study this study was an observational analytic study of cross-sectional approach that involved as subjects pregnant women hospitalized in dr moewardi hospital, surakarta, which is the central referral hospital for the management of pregnant women with covid-1 9. this study was conducted on nine pregnant women with covid-19 hospitalized in rs dr. moewardi hospital, surakarta, from 19 april 2020 until 19 may 2020. study subjects the study subjects were pregnant women hospitalized with the status of patients under supervision (pasien dalam pengawasan, pdp) for covid-19. the inclusion criteria were pregnant women with signs and symptoms indicative of covid-19, in accordance with the 91 may-august, 2020 vol.39no.2 a b c early warning score (ews) of cough, rhinitis, fever, dyspnea, a picture of pneumonia, having previous contacts, and reactive rapid test results. the exclusion criteria were patients with a history of previous infections and non-reactive rapid test results. diagnostic procedures the diagnosis of covid-19 was based on the guideline for prevention and control of corona virus disease ( covid-19) by the directorate general of disease prevention and control, republic of indonesia.(10) all subjects underwent complete blood examinations, chest x-rays, and pcr swab tests. data measurements the nlr is a systemic inflammatory marker in infectious disease obtained by dividing the absolute neutrophil count by the absolute lymphocyte count. the nlr is categorized into two groups with cut-off point of 5.8, namely group i at 5.8 and group ii at 5.8, in accordance with the early warning score (ews) based on the study developed at the zhejiang university.(9) the cov id-19 pcr swab test is a laboratory test for the detection of the sars cov2 virus using the rapid molecular test based on the pcr. samples were swabbed from the oral and nasal cavities and were used to confirm cases of covid-19 based on the detection of unique viral rna sequences. the real-time reversetranscription polymerase chain reaction (rrtpcr) swab results were confirmed if necessary by nucleic acid sequencing. this examination was performed in the clinical pathology laboratory, dr. moewardi hospital, surakarta. the results were categorized into two groups, namely group 1 with the criterion of positive results and group 2 with the criterion of negative results. statistical analysis the collected data were analyzed using the spss program. subsequently an association was looked for between nlr values and pcr swab results, using the chi square test. the association between nlr and covid-19 in pregnant women was deter min ed by means of the prevalence ratio. ethical clearance ethical clearance was obtained from the health research eth ics committee, dr. moewa rdi hospital/fac ulty of medicine, universitas sebelas maret, surakarta, central java, indonesia under no. 755/vi/hrec/2020. results the results of this study may be seen in table 1 on characteristics of pregnant women with covid-19 infection. table 1 shows that the nine pregnant women were all in the third trimester, with eight patients undergoing cesarean section, and one patient undergoing conservative maintenance of the pregnancy at gestational age of 31 weeks. maintenance of the pregnancy was done because it was still preterm and there were no signs of labor. the age range of the patients was 23-37 years and the gestational age range on admission was 31-42 weeks. two of the eight patients experienced fever but no chills, and none experienced high fever (body temperature >39°c). the body temperature of the patients fluctuated within the range of 36.5–38.8°c. there were no patients with postpartum fever. other symptoms of upper respiratory tract infection in two patients were cough accompanied with dyspnea. one patient was under mechanical ventilation during care. another patient had pulmonar y edema as complication, but not one of the nine patients experienced severe pneumonia or died of covid-19 pneumonia up to may 2020. there was a significant association between nlr and covid-19 infection (prevalence ratio = 0.143; 95% ci = 0.023 – 0.877) (table 2). this signifies that pregnant women with nlr <5.8 have a 0.143 times lower risk for having covid19 infection than do pregnant women with nlr 5.8. 92 variable n (%) mean age (years) 28.44 ± 4.95 20-34 7 (77.8) ≥ 35 2 (22.2) gestational age (weeks) <37 3 (33.3) 37-40 4 (44.4) > 40 2 (22.2) parity primigravida 4 (44.4) multigravida 5 (56.6) contact history yes 1 (11.1) no 8 (88.9) severe preeclampsia yes 1 (11.1) no 8 (88.9) hypertension yes 0 (0.0) no 9 (100.0) diabetes mellitus yes 0 (0.0) no 9 (100.0) fever yes 2 (22.2) no 7 (77.8) cough yes 2 (22.2) no 7 (77.8) dyspnea yes 2 (22.2) no 7 (77.8) myalgia yes 0 (0.0) no 9 (100.0) sore throat yes 0 (0.0) no 9 (100.0) diarrhea yes 0 (0.0) no 9 (100.0) leukocytes (thousands/µl) 10.411 ± 2.02 4.500-11.000 5 (55.6) > 11.000 4 (44.4) lymphocytes (%) 16.43 ± 4.62 < 22 8 (88.9) 22-44 1 (11.1) > 44 0 (0.0) neutrophils (%) 77.08 ± 4.63 55-79 6 (66.7) > 80 3 (33.3) nlr 5.016 ± 1.676 <5.8 7 (77.8) ≥5.8 2 (22.2) table 1. demographic characteristics and clinical manifestations in pregnant women (n= 9) anggraini, sulistyowati coronavirus disease in pregnant women 93 may-august, 2020 vol.39no.2 variable n (%) mean hemoglobin (g/dl) 11.98 ± 1.18 <10 0 (0.0) ≥10 9 (100.0) sgot / sgpt normal 8 (88.9) abnormal 1 (11.1) platelets (thousands/µl) 265.88 ± 50.23 < 150 0 (0.0) > 150 9 (100.0) chest x-ray pneumonia 2 (22.2) no pneumonia 7 (77.8) rapid test positive 8 (88.9) negative 1 (11.1) maternal covid-19 pcr swab positive 3 (33.3) negative 6 (66.7) infant delivery yes 8 (88.9) no 1 (11.1) ventilator yes 1 (11.1) no 8 (88.9) pulmonary edema yes 1 (11.1) no 8 (88.9) renal failure yes 0 (0.0) no 9 (100.0) heart yes 0 (0.0) no 9 (100.0) maternal death death 0 (0.0) no death 9 (100.0) infant birth weight (g) 2825 ± 332.74 < 2500 0 (0.0) ≥ 2500 8 (88.9) newborn apgar score <7 0 (0.0) ≥7 8 (88.9) newborn with severe asphyxia yes 0 (0.0) no 8 (88.9) infant death death 0 (0.0) no death 8 (88.9) newborn covid-19 pcr swab positive 0 (0.0) negative 8 (88.9) nlr: neutrophil-to-lymphocyte ratio table 1 (continued). 94 confirmed group (n=1) control group (n=8) pr (95 % ci) p value nlr < 5.8 ≥ 5.8 1 (14.3) 2 (100.0) 6 (85.7) 0 (0.0) 0.143 (0.0230.877) 0.023 table 2. association between nlr and covid-19 infection in pregnant women notes: nlr: neutrophil-to-lymphocyte ratio; pr: prevalemce ratio; ci: confidence interval; *significant at p < 0.05 discussion our study results showed that the clinical picture of patients with covid-19 infection during pregnancy was similar to that of adult non-pregnant women with covid-19 infection, comprising fever, cough and dyspnea, whereas the symptoms of myalgia, malaise, sore throat, and diarrhea, were seldom f ound, as had previously been reported by chen et al.(16) eight pregnant women in the present study underwent cesarean section, with obstetric indications of severe pr eeclampsia, history of pr evious cesarean sections, and fetal distress, while one case arrived at a gestational age of 31 weeks and was discharged without having undergone delivery and being in good condition without complications. termination of pregnancy by cesarean section is in accordance with the protocol of the indonesian association of obstetrics and gynecology (pogi) thereby avoiding the risk of infection from the mother to the fetus through vaginal delivery.(17) in the present study, fetal outcomes were good for all conditions, and did not require special nursing care. this proves that the postpartum condition of the infant was not affected by the mothers having been infected with covid-19. this agrees with the study of zaigham et al.(20) who showed that the majority of pregnant women were infected with covid-19 in the third trimester and was delivered by cesarean section, with no maternal deaths. in contrast, pregnant women infected with other earlier respiratory viruses, such as h1n1, were reported to be approximately 4–5 times more likely to develop severe disease compared with non-pregnant individuals in the general population.(21) in our study an association was found between nlr values and swab test results in pregnant women with covid-19 infection. however, differing results were obtained in the study of yang et al.(18) which showed that in the prenatal and postpartum periods there were no differences in nlr values. the latter study also states that routine blood tests were more suitable for screening of p regnant women with asymptomatic or mild covid-19 infection, and may be used for screening of covid-19 in pregnant women in areas of epidemic covid19 infection. the increased nlr in our study is in line with the findings in spain by pereira et al.(19) who showed an increase in nlr in pregnant women with covid-19 infection and a decrease in nlr upon improvement of the clinical condition. the study of qin et al.(14) also showed that patients with covid-19 experienced an increase in the neutrophil count and a decrease in the lymphocyte count in the severe phase, suggesting the possibility of a critical condition and serious internal abnormalities in these patients. the study by luo et al.(23) showed that nlr may be used as a sufficiently good inflammatory marker. from the pathophysiological point of view, neutrophils represent the nonspecific immune system that initiate the body responses to inflammation, whereas the lymphocytes represent the protective component against inflammation. the inflammatory condition will trigger hypersecretion of inflammatory cytokines, such as il-6 and tnf-, result ing in a permanently high neutrophil count. in contrast, catecholamines, cortisol, and the increased proinflammatory mediators will bind to lymphocyte surface receptors and subsequently initiate anggraini, sulistyowati coronavirus disease in pregnant women 95 may-august, 2020 vol.39no.2 apoptosis of the lymphocytes, thus causing lymphopenia.(24) similarly, the study of yang et al.(18) on covid-19 also showed that nlr is significantly higher in the covid-19 group, and that the increase in nlr may be considered as an independent marker of poor clinical outcome. there are several limitations in our study. firstly, since this study was limited by its small sample size, therefore a number of considerations have to be taken when interpreting the findings. secondly, for a number of patients in our study, the initial clinical diagnosis of patients under supervision (pdp) was confirmed with the rapid igm specific antibody test. although the reported sensitivity and specificity were relatively good, still the potential for the occurrence of selection bias has to be taken into consideration. this is due to the fact of a shortage of diagnostic equipment, so that not all patients could be directly subjected to the pcr swab test, to the fact that it took a long time for the swab test results to become available, and the fact that the limited supply of test reagents necessitated the inclusion of only those with clinical symptoms or a clinical diagnosis for serologic as well as swab testing, thus producing selection bias. thirdly, samples such as placental tissues, amniotic fluid and cord blood were not collected for the covid-19 test. the results of the present study may be used as input for the early detection of cases of covid-19 in pregnant women, by means of nlr, at a cut-off point of 5.8. there is still a need for further studies on pregnant women with covid-19 and their fetuses. suggestions for further studies consist of increasing the sample size and the study variables to be used in early detection or as predictors. conclusions pregnant women with nlr <5.8 have a 0.143 times lower risk for suffering from covid-19 infection in comparison with pregnant women with nlr 5.8.the nlr may be used as marker for early detection of cases of pregnant women with covid-19 infection. conflicts of interest the authors declare that there were no conflicts of interests in connection with the study, and the writing and publication of this article. acknowledgments the authors thank the director of dr. moewardi hospital surakarta, for the opportunity to perform this study and collect the data. contributors nwpa contributed to drafting of the manuscr ipt, f ormula ting the conceptual framework, and collecting and processing the research data. ss played a role in revising the article. all authors have read and approved the final manuscript. references 1. dashraath p, wong jlj, lim mxk, et al. coronavirus disease 2019 (covid-19) pandemic and pregnancy. am j obstet gynecol 2020;222: 521-31. http://doi.org/10.1016/j.ajog. 2020.03.21. 2. lapinsky se. acute respiratory failure in pregnancy. obstet med 2015;8:126-32. doi: 10.1177/1753495x15589223. 3. qiao j. what are the risks of covid-19 infection in pregnant women? lancet 2020;395:760–2. https://doi.org/10.1016/s0140-6736(20)30365-2. 4. hantoushzadeh s, shamshirsaz aa, aleyasin a, et al. maternal death due to covid-19. am j obstet gynecol 2020;20:30516-20. doi: 10.1016/ j.ajog.2020.04.030. 5. mor g, cardenas i, abrahams v, guller s. inflammation and pregnancy: the role of the immune system at the implantation site. ann n y acad sci 2011;1221:80–7. doi: 10.1111/j.17496632.2010.05938.x. 6. costela-ruiz vj, illescas-montes r, puerta-puerta jm, ruiz c, melguizo-rodríguez l. sars-cov-2 infection: the role of cytokines in covid-19 disease. cytokine growth factor rev 2020;20: 96 30109-x. http://doi.org/10.1016/j.cytogfr.2020.06. 001. 7. liu h, wang ll, zhao sj, kwak-kim j, mor g, liao ah. why are pregnant women susceptible to covid-19? an immunological viewpoint. j reprod immunol 2020;139:103122. doi: 10.1016/ j.jri.2020.103122. 8. hai l, hu zd. the clinical utility of neutrophil to lymphocyte ratio in pregnancy related complications: a mini-review. j lab precis med 2020;5:1. doi: 10.21037/jlpm.2019.10.03. 9. song cy, xu j, he jq, lu yq. covid 19 early warning score: a multiparameter screening tool to identify highly suspected patients. medrxiv 2020;1–22. https://doi.org/10.1101/2020.03.05. 20031906. 10. arif sk, muchtar f. buku pedoman penanganan pasien kritis covid 19. makasar: perhimpunan dokter anestesi dan terapi intensif (perdatin); 2020. 11. liu y, du x, chen j, et al. neutrophil-tolymphocyte ratio as an independent risk factor for mortality in hospitalized patients with covid19. j infect 2020;81:e6-e12. https://doi.org/ 10.1016/jinf.2020.04.002. 12. channappanavar r, perlman s. pathogenic human coronavirus infections: causes and consequences of cytokine storm and immunopathology. semin immunopathol 2017;39: 529–39. https://doi.org/10.1007/s00281-017-0629x 13. min ck, cheon s, ha ny, et al. comparative and kinetic analysis of viral shedding and immunological responses in mers patients representing a broad spectrum of disease severity. sci rep 2016;6:25359. https://doi.org/10.1038/ srep25359. 14. qin c, zhou l, hu z, et al. dysregulation of immune response in patients with coronavirus 2019 (covid-19) in wuhan, china. clin infect dis 2020;ciaa248. https://doi.org/10.1093/cid/ciaa248 15. lou m, luo p, tang r, et al. relationship between neutrophil-lymphocyte ratio and insulin resistance in newly diagnosed type 2 diabetes mellitus patients. bmc endocr disord 2015;15:9. 16. chen h, guo j, wang c, et al. clinical characteristics and intrauterine vertical transmission. lancet 2020;395: 809–15. https:// doi.org/10.1016/s0140-6736(20)30360-3. 17. pokja infeksi saluran reproduksi perkumpulan obstetri dan ginekologi indonesia tahun 2020 . rekomendasi penanganan infeksi virus corona (covid-19) pada maternal (hamil, bersalin dan nifas). surabaya: pogi; 2020. 18. yang h, sun g, tang f, et al. clinical features and outcomes of pregnant women suspected of coronavirus disease 2019. j infection 2020;81:e40– e4. https://doi.org/10.1016/j.jinf.2020.04.003. 19. pereira a, cruz-melguizo s, adrien m, fuentes l, marin e, perez-medina t. clinical course of coronavirus disease-2019 in pregnancy. acta obstet gynecol scand 2020;99:839–47. https:// doi.org/10.1111/aogs.1392119. 20. zaigham m, andersson o. maternal and perinatal outcomes with covid-19: a systematic review of 108 pregnancies. acta obstet gynecol scand 2020;99:823-9. https://doi.org/10.1111/aogs.13867. 21. cérbulo-vázquez a, figueroa-damián r, arriagapizano la, et al. pregnant women infected with pandemic h1n1pdm2009 influenza virus displayed overproduction of peripheral blood cd69+ lymphocytes and increased levels of serum cytokines. plos one 2014;9:e107900. doi: 10.1371/journal.pone.0107900. 22. wang d, hu b, hu c, et al. clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in wuhan, china. jama 2020;323: 1061-69. http://doi.org/ 10.1001/jama.2020.1585. 23. luo y, xie y, zhang w, et al. combination of lymphocyte number and function in evaluating host immunity. aging (albany ny) 2019;11: 12685–707. doi: 10.18632/aging.102595. 24. almeida mq, mendonca bb. adrenal insufficiency and glucocorticoid use during the covid-19 pandemic. clinics. 2020;75:e2022. doi: 10.6061/clinics/2020/e2022. oktavianus 105 *department of pulmonology and respiratory medicine, faculty of medicine, university of indonesia, persahabatan hospital, jakarta **department of clinical pathology, persahabatan hospital/ fatmawati hospital, jakarta ***department of internal medicine, faculty of medicine, trisakti university correspondence dr. rita khairani, msc, sp.p department of internal medicine, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: +6221-5672731 ext.2707 email: ranidarmawan@gmail.com univ med 2012;31:105-12 universa medicina may-august, 2012may-august, 2012may-august, 2012may-august, 2012may-august, 2012 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 vol.31 no.2 background pleural effusions are classified into transudates and exudates based on light’s criteria, but the main disadvantage of light’s criteria is the misclassification of transudates as exudates in about 20% of cases. the aim of this study was to determine the validity of various biochemical parameters to differentiate pleural exudates and transudates. methods an observational study to evaluate diagnostics tests was conducted at the emergency department of persahabatan hospital, jakarta, from september 2010 until december 2011. in total, 119 patients with pleural effusion were evaluated. simultaneous pleural effusion and blood samples were examined for lactate dehydrogenase (ldh), total protein, cholesterol and albumin, with the clinical diagnosis as the gold standard. results there were 104 exudative and 15 transudative pleural effusions. light’s criteria achieved a higher overall accuracy (sensitivity 97%, specificity 80%, accuracy 95%). the optimum cut off values were pleural fluid to serum ratio of ldh 0.4 (sensitivity 95%, specificity 87%, accuracy 94%) and pleural fluid ldh of 178 iu/l (sensitivity 92%, specificity 87%, accuracy 92%). pleural fluid cholesterol was 50 mg/dl (sensitivity 89%, specificity 53%, accuracy 85%), pleural fluid to serum cholesterol ratio 0.41 (sensitivity 75%, specificity 53%, accuracy 72%) and serum-effusion albumin gradient 1.3 g/dl (sensitivity 91%, specificity 73%, accuracy 89%). combination of biochemical tests did not improve sensitivity or accuracy. conclusions light’s criteria remain superior to other biochemical tests, but the new cut off values of ldh pleural fluid to serum ratio of 0.4 and pleural fluid ldh of 178 iu/l appears to yield a slight improvement in diagnostic accuracy. keywords: lactate dehydrogenase, light’s criteria, albumin, pleural effusion validity of pleural lactate dehydrogenase measurements in assessment of pleural effusions elisna syahruddin*, lia g partakusuma**, and rita khairani*** abstract 106 syahruddin, partakusuma, khairani assessment of pleural effusions validitas laktat dehidrogenase pleura sebagai uji tambahan untuk menilai efusi pleura latar belakang efusi pleura diklasifikasikan menjadi eksudat dan transudat berdasarkan kriteria light. kekurangan kriteria light adalah kesalahan mengklasifikasi transudat sebagai eksudat sekitar 20%. tujuan penelitian ini adalah menentukan parameter laboratorium yang valid untuk membedakan eksudat dan transudat pada efusi pleura. metode sebuah studi observasional untuk evaluasi uji diagnostik dilakukan di instalasi gawat darurat rs persahabatan jakarta antara bulan september 2010 – desember 2011. uji diagnostik dilakukan pada 119 pasien efusi pleura. cairan pleura dan serum digunakan untuk memeriksa laktat dehidrogenase (ldh), protein total, kolesterol dan albumin. diagnosis klinik penyebab efusi pleura digunakan sebagai baku emas. hasil terdapat 104 pasien efusi eksudatif dan 15 pasien transudatif. kriteria light mempunyai sensitivitas 97%, spesifisitas 80%, akurasi 95%. titik potong optimum didapatkan pada rasio ldh cairan pleura/serum 0,4 (sensitivitas 95%, spesifisitas 87%, akurasi 94%) dan ldh cairan pleura 178 iu/l (sensitivitas 92%, spesifisitas 87%, akurasi 92%). kolesterol cairan pleura 50 mg/dl (sensitivitas 89%, spesifisitas 53%, akurasi 85%), rasio kolesterol cairan pleura/serum 0,41 (sensitivitas 75%, spesifisitas 53%, akurasi 72%) dan gradien albumin serum-cairan pleura 1,3 gr/dl (sensitivitas 91%, spesifisitas 73%, akurasi 89%). kombinasi ketiga parameter tidak meningkatkan sensitivitas ataupun akurasi diagnostik. kesimpulan kriteria light mempunyai akurasi diagnostik tertinggi tetapi rasio ldh cairan pleura/serum dengan titik potong 0,40 dan ldh cairan pleura dengan titik potong 178 iu/l memiliki akurasi yang lebih tinggi dibandingkan dengan titik potong yang digunakan pada kriteria light. kata kunci: laktat dehidrogenase, kriteria light, albumin, efusi pleura abstrak introduction p l e u r a l e ff u s i o n i s t h e a b n o r m a l accumulation of fluid in the pleural cavities caused by excessive transudation or exudation from the pleural surfaces. pleural effusion may appear in the course of a known disease, or it may present without associated symptoms or previously known cause.(1) however, regardless of presentation, pleural effusion is always abnormal and indicates the presence of an underlying disease.(2) the most frequent causes o f p l e u r a l e ff u s i o n s a r e c a r d i a c f a i l u r e , pneumonia, and malignant neoplasm. the diagnosis of a pleural effusion is based on the clinical history and physical examination, followed by chest radiography, analysis of p l e u r a l f l u i d , (3 ) a n d o p t i o n a l l y b y o t h e r investigations, such as computed tomography ( c t ) o f t h e t h o r a x , p l e u r a l b i o p s y, thoracoscopy, and bronchoscopy. the initial step in the search for the etiology of a pleural effusion is to categorize it as a transudate or an exudate. for this purpose, the criteria formulated by light(4) have been extensively used. according to light’s criteria, 107 univ med vol. 31 no.2 pleural fluid is classified as an exudate if it meets at least one of the following conditions: pleural fluid-serum protein ratio of >0.5; pleural fluid-serum lactate dehydrogenase (ldh) ratio of >0.6; and pleural fluid ldh concentration of minimally 200 u/l. light’s criteria have a high sensitivity (almost 100%) for diagnosing exudates, but have a lower specificity, and may therefore misclassify a transudate as an exudate. in a prospective c o m p a r a t i v e s t u d y o f p l e u r a l e ff u s i o n s involving 172 patients, porcel et al.(5) found that approximately 20% of the patients with heart failure who were taking diuretics also met light criteria for an exudate. exudates require more diagnostic tests to determine their etiology, thus misclassification of a transudate can have s e r i o u s c o n s e q u e n c e s b y u n ne c e s s a r i l y subjecting the patient to invasive procedures and increasing the morbidity of concomitant diseases, such as cardiac, renal or hepatic disorders. a number of investigations have been evaluated for differentiating exudates from transudates, e.g. a pleural fluid cholesterol concentration of >60 mg/dl (1.55 mmol/l) or a pleural fluid protein concentration of >3 g/ dl are considered as indicating an exudate,(6) w h e r e a s a p l e u r a l f l u i d c h o l e s t e r o l concentration of <60 mg/dl, and an serump l e u r a l f l u i d a l b u m i n g r a d i e n t ( i . e . t h e difference between serum and pleural fluid albumin levels) of <1.2 g/dl are deemed to indicate a transudate.(7) the use of light’s criteria for categorizing pleural effusions into exudates and transudates, as an initial step in establishing the etiological diagnosis, suffers from the disadvantage of misclassification, making it necessary to apply additional investigations.(8,9) the aim of the present study was to identify an optimal combination of markers for differentiating between exudates and transudates, namely by measuring ldh and albumin concentrations in the pleural fluid, in addition to the traditional (or standard) light criteria. methods design of the study a n o b s e r v a t i o n a l s t u d y t o e v a l u a t e d i a g n o s t i c s t e s t s w a s c o n d u c t e d a t t h e e m e rg e n c y d e p a r t m e n t o f p e r s a h a b a t a n hospital, jakarta, from september 2010 until december 2011. study subjects as study subjects were taken all patients a t t e n d i n g t h e e m e r g e n c y d e p a r t m e n t a t p e r s a h a b a t a n h o s p i t a l a n d m e e t i n g t h e inclusion and exclusion criteria. the inclusion criteria were patients with pulmonary and nonpulmonary disorders presenting with pleural effusion, who agreed to participate in the study and give written informed consent. patients who were pregnant or in the postpartum period, who h a d a h i s t o r y o f t h o r a c i c o r a b d o m i n a l laparotomy, or had coagulation disorders (a platelet count of < 50,000 per mm3), were excluded from the study. the optimal sample size of 83 subjects was determined from a diagnostic sensitivity of exudates of 0.82, a significance level of 0.05, and a pleural effusion prevalence of 0.75.(10) the sample was selected by non-random consecutive sampling, followed by clinical and radiological examinations. if the posteroanterior chest radiograph showed the presence of fluid in the pleural cavities, the subject underwent pleural puncture. pleural fluid biochemical analysis ten milliliter samples of pleural fluid and 5 milliliter of venous blood without added anticoagulant were collected for analysis at the 24-hour laboratory of persahabatan hospital. pleural fluid was examined by macroscopy (fluid color), biochemical investigations (protein, glucose, ldh, cholesterol, and albumin), and microscopy (number of cells and differential count), while serum biochemistry comprised the same parameters as pleural fluid, viz. protein, ldh, cholesterol, and albumin. 108 syahruddin, partakusuma, khairani assessment of pleural effusions laboratory instruments used were a hitachi 911 and a fuchs rosenthal counting chamber. statistical analysis to determine the cutoff points for the d i a g n o s t i c t e s t s a r e c e i v e r o p e r a t o r characteristic (roc) curve was used based on the results of the pleural fluid and serum analyses. subsequently using these cutoff points, the sensitivity, specificity, positive and negative predictive values, and accuracy (proportion of all correctly diagnosed cases: (tp + tn) / (tp + fp + fn + tn)) of each parameter were calculated. the data analysis was performed by means of the statistical program for social sciences version 17.0. results a total of 119 patients with pleural effusion were recruited into this study, with a mean age of 47.36 ± 16.43 years. the majority (55.5%) of the subjects were males, 40.3% had graduated from senior high school, and 47.1% were employees in the private business sector. among the pleural effusions of the subjects t h e r e w e r e e x u d a t e s i n 1 0 4 ( 8 7 % ) a n d transudates in 15 (13%) patients. tuberculosis was the main cause of the pleural effusions, followed by pulmonary cancers. regarding the latter, 42 patients had adenocarcinoma, 2 patients had atypical carcinoid tumors and 2 patients squamous cell carcinoma. mediastinal tumors were found in 3 patients, viz. lymphomas in 2 patients and teratomas in 1 patient. transudates were mainly caused by heart failure, followed by hepatic cirrhosis and renal failure (table 1). roc curves were constructed from serum and pleural fluid laboratory parameters, comprising protein, ldh, cholesterol and albumin, and used to determine the area under the curve (auc) using a 95% confidence interval (ci), and optimal cutoff points for light’s criteria, cholesterol, and albumin (table 2). the three parameters in light’s criteria had a u c v a l u e s a b o v e 9 0 % . p l e u r a l f l u i d cholesterol (pf chol) and pleural fluid-serum cholesterol ratio (pf/s chol) had an auc of table 1. etiology of pleural effusions (n=119) table 2. area under the curve (auc), auc 95% confidence interval (ci) and optimum cutoff points for each parameter, for differentiation of exudates and transudates pf/s prot=pleural fluid-serum protein ratio; s-pf prot=serum-pleural fluid protein gradient; pf ldh=pleural fluid lactate dehydrogenase; pf/s ldh=pleural fluid-serum lactate dehydrogenase ratio; pf chol=pleural fluid cholesterol; pf/s chol=pleural fluid-serum cholesterol ratio; s-pf alb=serum-pleural fluid albumin gradient; pf/s alb=pleural fluid-serum albumin ratio; ci=confidence interval 109 univ med vol. 31 no.2 66% and 62%, respectively. the serum-pleural fluid protein gradient (s-pf prot), serumpleural fluid albumin gradient (s-pf alb) and pleural fluid-serum albumin ratio (pf/s alb) had auc values of approximately 80%. on the roc curve of each parameter, the cutoff point was selected with the best sensitivity and specificity, and the corresponding sensitivity, specificity, positive and negative predictive values, and diagnostic accuracy calculated (table 3). from the three parameters in the light criteria, the pleural fluid ldh value of >200 u/l had the highest sensitivity (92%), but by combining these parameters, their combined sensitiviy increased to 97%. the pleural fluidserum ldh ratio of >0.6 had the highest specificity (93%), exceeding the 80% of the three light criteria. the highest positive predictive value was found to be 99% for the pleural fluid-serum ldh ratio of >0.6. this was slightly higher than that of light’s criteria (97%). the highest negative predictive value was found to be 80% for pleural fluid ldh, but this was far lower than that of light’s criteria. the diagnostic accuracy of pleural fluid ldh was the highest among light’s criteria but lower than their combined value. the light criteria parameters with their new cutoff point, i.e. the pleural fluid-serum ldh ratio of >0.4, had the highest sensitivity, highest negative predictive value, and highest diagnostic accuracy in comparison with other parameters. on the other hand, the specificity and positive predictive values of the three parameters with t h e n e w c u t o ff p o i n t w e r e t h e s a m e . i n comparison with the standard light criteria parameters, the pleural fluid-serum ldh ratio of 0.4 had a higher sensitivity, negative predictive values, and diagnostic accuracy than other parameters, while the specificity and positive predictive values of the three new parameters were the same. on the roc curve a cutoff point was found with the best sensitivity and specificity for the cholesterol parameter, i.e. a pleural fluid cholesterol value of 50 mg/dl and a pleural fluid-serum cholesterol ratio of 0.4. the results of the roc curve analysis yielded a cutoff point with the best sensitivity and specificity for a pleural fluid-serum albumin gradient parameter value of 1.3 g/dl table 3. diagnostic test results for parameters for classification of exudates, expressed in percentages tp=true positive; fp=false positive; tn=true negative; fn=false negative; ppv=positive predictive value; npv=negative predictive value; pf/s prot=pleural fluid-serum protein ratio; s-pf prot=serum-pleural fluid protein gradient; pf ldh=pleural fluid lactate dehydrogenase; pf/s ldh=pleural fluid-serum lactate dehydrogenase ratio; pf chol=pleural fluid cholesterol; pf/s chol=pleural fluid-serum cholesterol ratio; s-pf alb=serum-pleural fluid albumin gradient; pf/s alb=pleural fluid-serum albumin ratio 110 syahruddin, partakusuma, khairani assessment of pleural effusions and a pleural fluid-serum albumin ratio of 0.6. the specificity and positive predictive values of the pleural fluid-serum albumin ratio parameter were higher than that of the serumpleural albumin gradient parameter. discussion this study found that the majority of pleural effusions (87%) were exudates cansed by local disease of the thoracic cavity, and that the remaining 13 % were caused by systemic diseases. similar results were reported by afful et al.,(11) where 84% of patients had exudative effusions. studies performed in countries with a high tb prevalence found that exudative effusions were more frequent than transudative effusions. a similar result was reported by leers et al.,(12) who found that exudative effusions accounted for approximately 75% of all effusions. in our study 38.7% of the effusions were exudates due to malignancy. essentially the same results were obtained in a us study involving 44 subjects with pleural effusion, with mean age of 46 ± 11.1 years, which showed t h a t t h e p r o p o r t i o n o f e x u d a t e s d u e t o malignancy was 55.0%.(13) the first step in the diagnosis of patients with pleural effusion is to differentiate between exudates and transudates. in this connection, numerous studies have been conducted to evaluate the use of biochemical markers for differentiating exudates and transudates. the markers commonly used are the light criteria, comprising determination of pleural fluid-serum protein ratio, pleural fluid ldh concentration, and pleural fluid-serum ldh ratio. our study found sensitivity and s p e c i f i c i t y v a l u e s o f 9 7 % a n d 8 0 % , respectively, for light’s criteria, while the diagnostic accuracy was 95%. similar results were obtained in the study conducted by gonlugur et al.,(14) who reported a sensitivity of 96% for light’s criteria. however, for the specificity and diagnostic accuracy of these criteria these authors found values of 59% and 88%, respectively. a study conducted with 249 subjects, with mean age of 61 ± 17 years, obtained a value 93% for the accuracy of the light criteria, which is consistent with our results.(15) in addition to the use of the standard light criteria, several studies attempted to find new cutoff points for the light criteria parameters. in these studies the roc curve was used to obtain lower cutoff points for pleural fluid ldh concentration, namely 178 iu/l, with 92% sensitivity, 87% specificity, and 92% diagnostic accuracy. this new cutoff point was similar to the standard cutoff point of 200 iu/l. gonlugur et al.(14) obtained a higher cutoff point for pleural fluid ldh (377 iu/l), with sensitivity of 75%, specificity of 83%, and diagnostic accuracy of 77%. in the present study, at the cutoff point of 0.4 for the pleural fluid ldh ratio, a sensitivity of 95%, specificity of 87% and diagnostic accuracy of 94% were found. in comparison with the cutoff point of 0.6 for the light criteria, our study obtained a higher sensitivity and diagnostic accuracy with the new cutoff point. the light criteria as modified by the new cutoff point did not result in an increased sensitivity, specificity, and diagnostic accuracy. in addition to abovementioned criteria, other frequently used parameters are pleural fluid cholesterol, pleural fluid-serum cholesterol r a t i o , a n d s e r u m p l e u r a l f l u i d a l b u m i n g r a d i e n t . ( 7 ) t h e p l e u r a l f l u i d c h o l e s t e r o l concentration has been used in cases of heart or renal falure treated with diuretics, where a value of >60 mg/dl (1.55 mmol/l) suggests the presence of an exudate.(16) in our study, the pleural fluid cholesterol concentration and the pleural fluid-serum cholesterol ratio had low auc values (66% and 62%, respectively). at a cutoff point for pleural fluid cholesterol of 50 mg/dl we found the sensitivity to be 89%, with the substantially lower specificity of 53%. the pleural fluid-serum cholesterol ratio with a cutoff point of 0.41 had a sensitivity of 75% and a specificity of only 53%. differing results were obtained by leers et al.,(12) who found that pleural fluid cholesterol at a cutoff point of 60 111 univ med vol. 31 no.2 m g / d l h a d a s e n s i t i v i t y o f 7 5 . 7 % a n d a specificity of 98.1%, the latter being higher than that found in our study. a high specificity for pleural fluid cholesterol was also obtained in the study conducted by guleria et al.(17) leers et al.(12) conclude that pleural fluid cholesterol and ldh measurements may be used to differentiate exudates from transudates with a higher diagnostic accuracy. determination of pleural fluid cholesterol and ldh do not require the simultaneous collection of serum samples, thus reducing the number of examinations. several studies found that the serumpleural fluid albumin gradient may also be used i n t h e d i ff e r e n t i a t i o n o f e x u d a t e s a n d t r a n s u d a t e s . i n c a s e s w h e r e t h e c l i n i c a l e v a l u a t i o n i n d i c a t e s t h e p r e s e n c e o f a transudate, whereas pleural fluid analysis indicates an exudate, then it becomes necessary to determine this parameter. in nearly all patients in whom the serum albumin has a value of 1.2 g/dl above the pleural fluid albumin, the effusion will be transudative in nature. our study shows a cutoff point of 1.3 g/dl for the serum-pleural fluid albumin gradient, with 91% sensitivity, 73% specificity, and 89% diagnostic accuracy. these values differ from those obtained in the study conducted by leers et al.,(12) with a cutoff point of 14.5 g/l for the serum-pleural fluid albumin gradient, having a lower sensitivity (44.0%), a higher specificity (88.9%) and a far lower diagnostic accuracy (55.9%). the serum-pleural fluid albumin gradient at the cutoff pont of 1.2 g/dl has been found to be capable of correctly classifying 95% of transudates and exudates.(7) singh et al.(18) also found that the use of the serum-pleural fluid albumin gradient correctly identified all cases of transudative pleural effusion with 97.2% sensitivity and 100% specificity, with only one case from 36 cases of exudative pleural effusion being misclassified. therefore the serum-pleural fluid albumin gradient may be regarded as an effective discriminator between exudates and t r a n s u d a t e s , e x c e p t i n p a t i e n t s w i t h hypoalbuminemia. t h e p l e u r a l f l u i d a l b u m i n f r a c t i o n originates from serum by a process of diffusion. increases in albumin production frequently results in adjustments in the pulmonary microvascular endothelium, which lead to increased fluid leakage, raised protein level, and lowered serum-pleural fluid albumin gradients. the highest serum-pleural fluid albumin gradient occurs in transudative effusions, since there is a low albumin filtration rate through the relatively normal pleural microvasculature. in exudative effusions, the microvasculature is damaged, allowing progressively higher amounts of albumin to enter the pleural cavity, depending on the severity of the lesion. the etiology of exudative effusions involves inflammation, changes in the pulmonary and pleural microvasculature leading to a high fluid leakage rate, high protein levels and a lowered serum-pleural fluid albumin gradient.(7) by combining the pleural fluid ldh parameters of the light criteria with pleural fluid cholesterol values, a sensitivity of 86%, a specificity of 87% and a diagnostic accuracy of 86% was obtained in the present study. by combining a pleural fluid ldh concentration of >207 iu/l or a serum-pleural fluid albumin gradient of <1.3 g/dl, gonlugur et al. (14) obtained a sensitivity of 95%, a specificity of 69% and a diagnostic accuracy of 89%. thus it turns out that combining the three light criteria parameters did not increase either their sensitivity, specificity, or diagnostic accuracy. in most cases of pleural effusion, pleural fluid a n a l y s i s y i e l d s i m p o r t a n t d i a g n o s t i c information, and in certain cases, the use of light’s criteria alone is enough for etiological diagnosis. however, to overcome the limitation of misclassification by using the criteria of light et al.,(4) the new cut-off values of ldh pleural fluid to serum ratio of 0.4 and pleural fluid ldh of 178 iu/l appears should be used, to yield an improvement in diagnostic accuracy i n t h e d i f f e r e n t i a t i o n o f e x u d a t e s a n d transudates in clinical practice. 112 syahruddin, partakusuma, khairani assessment of pleural effusions the cost of performing pleural fluid ldh determinations is affordable and provides essential diagnostic support to the clinicians, enabling them to avoid misclassification of transudates as exudates that may lead to unnecessary and costly investigations, thus obviating the need to order bronchoscopic procedures and computed tomography scans. conclusions the light criteria have a high sensitivity and diagnostic accuracy. determination of pleural fluid ldh concentration is a valid m e a n s f o r d i s t i n g u i s h i n g e x u d a t e s f r o m transudates. further studies of prospective design are necessary to test the validity of various parameters with newer cutoff points. acknowledgements we hereby thank the staff of persahabatan hospital, emergency clinic, laboratory, and medical record for their cooperation. references 1. maskell na, butland rja. bts guidelines for the investigation of unilateral pleural effusion in adults. thorax 2003;58:8-17. 2. rahman nm, chapman sj, davies rj. pleural effusion: a structured approach to care. br med bull 2004;72:31-47. 3. mcgrath ee, paul b. anderson pb. diagnosis of pleural effusion: a systematic approach. am j critical care 2011;20:119-28. 4. light rw. pleural effusion. n engl j med 2002; 346:1971-7. 5. porcel jm, vives m, vicente de vera mc, cao g, rubio m, rivas mc. useful tests on pleural fluid that distinguish transudates from exudates. ann clin biochem 2001;38:671-5. 6. cragun wh. pleural effusion prediction failure. chest 2002;122;1505-6. 7. mangaraj m, kumari s, nanda r, pattnaik mr, mohapatra pc. pleural fluid mda and serumeffusion albumin gradient in pleural effusion. indian j clin biochem 2008;23:81-4. 8. light rw. pleural effusions: the separation of transudates and exudates. ejb 2007;1:8-11. 9. heffner je, highland k, brown lk. a metaanalysis derivation of continuous likelihood ratios for diagnosing pleural fluid exudates. am j respir crit care med 2003;167:1591-9. 10. bachmann lm, puhan ma, riet g, bossuyt pm. sample sizes of studies on diagnostic accuracy: literature survey. bmj 2006;332:1127-9. 11. afful b, murphy s, antunes g, dudzevicius v. the characteristics and causes of pleural effusion in kumasi ghana: a prospective study. tropical doctor 2008;38:219-20. 12. leers mp, kleinveld ha, scharnhorst. differentiating transudative from exudative pleural effusion: should we measure effusion cholesterol dehydrogenase? clin chem lab med 2007;45:1332-8. 13. abouzgheib w, bartter t, dagher h, pratter m, klump w. a prospective study of the volume of pleural fluid required for accurate diagnosis of malignant pleural effusion. chest 2009;135:9991001. 14. gonlugur u, gonlugur te. the distinction between transudates and exudates. j biomed sci 2005;12:985-90. 15. candeira-romero s, hernandez l, romerobrufao s, orts d, fernadex c, martin c. is it meaningful to use biochemical parameters to discriminate between transudative and exudative pleural effusions? chest 2002;122:1524-9. 16. froudarakis me. diagnostic work-up of pleural effusions. respir 2008;75:4-13. doi:10.1159/ 000112221. 17. guleria r, agarwal sr, sinha s, pande jn, ball wc. role of pleural fluid cholesterol in differentiating transudative from exudative pleural effusion. nat med j india 2003;16:64-9. 18. singh g, kajal nc, kaur a, singh m, bhatia as. diagnostic value of serum-effusion albumin gradient in differentiating exudative and transudative pleural effusions. chest 2003; 124:4. c:\users\universa medicina\docu 14 abstract universa medicina life satisfaction is the most significant determinant of quality of life in the elderly thania vinsalia* and yvonne suzy handajani**@ background quality of life tends to decrease as age increases. this study aimed to determine the most significant risk factors (family support, spirituality, and life satisfaction) for the elderly’s quality of life. methods this was a cross-sectional study of 101 subjects aged 60 years in west jakarta. the variables were assessed using the world health organization quality of life–bref (whoqol–bref), family support, daily spiritual experience scale (dses), and the satisfaction with life scale (swls) instruments. multivariate logistic regression was used to analyze the association between quality of life and its determinant factors. results based on sociodemographic characteristics, the respondents were mostly women (66.3%), had more than nine years of education (79.2%), and were married (56.4%). the analysis showed that life satisfaction was significantly associated with overall quality of life (or=9.71; 95% ci:2.04–46.26; p=0.004) and general health (or=7.52; 95% ci:1.70–33.25; p=0.008). life satisfaction was also a risk factor for the environmental domain (or=36.02; 95% ci:5.07– 255.82; p<0.001). furthermore, spirituality was found to be a risk factor for the physical health domain (or=4.18; 95% ci:1.51–11.59; p=0.006), psychological domain (or=6.67; 95% ci:2.4–17.86; p<0.001), and environmental domain (or=11.46; 95% ci:3.10–42.37; p<0.001). conclusion life satisfaction plays a significant role in increasing the environmental domain of quality of life, the overall quality of life, and general health among the elderly. awareness of these factors can assist providers in identifying people at risk and guide new intervention programs to improve care for these invaluable elderly of our communities. keywords : elderly, life satisfaction, spirituality, family support, quality of life original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.14-21 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1037 january-april, 2021 vol.40no.1 cite this article as: vinsalia t, handajani ys. life satisfaction is the most significant determinant of quality of life in the elderly univ med 2021;40:14-21. doi: 10.18051/univmed.2021.v40.14-21 *center of health research, school of medicine and health sciences, atma jaya catholic university of indonesia, jakarta, indonesia **department of public health and nutrition, school of medicine and health sciences, atma jaya catholic university of indonesia, jakarta, indonesia correspondence: @yvonne suzy handajani school of medicine & health sciences, atma jaya catholic university of indonesia, jl. pluit selatan raya no.19, jakarta utara, 14440 phone: +628161353738 email: yvonne.hand@atmajaya.ac.id orcid id: 0000-0002-8245-9354 date of first submission, october 1, 2020 date of final revised submission, january 2, 2021 date of acceptance, january 5, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 15 univ med vol. 40 no 1 introduction the elderly population in indonesia and globally has increased significantly. there are an estimated 962 million people aged 60 years or over worldwide. according to the united nations (un), since 2015, asia and indonesia have entered the era of aging population because the percentage of the population aged 60 or over has exceeded 7%.(1) in 2018, the percentage of the elderly population in indonesia was 9.27% (24.49 million). the indonesian central statistics agency (badan pusat statistik, bps) projected that by 2045, this rate will rise to 20% or approximately 63.31 million people.(2) as age increases, the quality of life tends to decrease. lack of social interactions, poor health condition, decreased physical and mental functions lead to emotional disturbances that affect the quality of life.(3) kaur et al. (4) stated that support from family relations contributes to a higher ability of the elderly to cope with changes in health, social activities, and more. it provides individual emotional, social, and economic support. family support increases not only the quality of life of the elderly, but also the quality of life of the family itself.(5) spiritual needs that are not fulfilled are often associated with a poor quality of life. gonzálescelis et al.(6) compared levels of quality of life in each of the six domains of the whoqol-100 questionnaire and found that spirituality had the highest score. besides that, elderly with high spiritual level tend not to have depression. elderly without depressive symptoms have a better quality of life. high spirituality leads older people to think more positively and therefore to have good health.(7,8) poor et al.(9) also stated that older people with stronger religious beliefs have a greater life expectancy. however, a study by jafaripoor et al.(10) showed a contradictive result. life satisfaction also plays a role as an indicator of the quality of life. physical and mental health significantly influence life satisfaction, which eventually affects the quality of life of the elderly.(11) however, a study by kiarsipour et al. (1 2) in iranian older adults showed a contradictory result where they found a low life satisfaction level due to the negative aging perception. there is a positive association of religiosity and spirituality with quality of life.(13) the empirical evidence concerning the relationship of quality of life with religiosity and spirituality essentially focuses on health, with few studies seeking to analyze this association by incorporating the multidimensional character of quality of life into their empirical analyses. a study conducted in nursing homes has reported a positive correlation between social support received from the family and quality of life.(14) most studies only analyze the relationship between family support or spirituality or life satisfaction with the quality in the elderly. the difference between the present study with previous studies was that in our study, all three risk factors (family support, spirituality, and life satisfaction) were the independent variables on the quality of life, and we assessed the most dominant factors affecting the quality of life. this study aimed to determine the most significant risk factors (family support, spirituality, and life satisfaction) of the elderly’s quality of life. methods research design a study of cross-sectional design was conducted in the pusat sant unan dalam keluarga (pusak a) of m eruya ilir ( a community-based home care center) in west jakarta, indonesia, between october 27th, 2018 until november 24th, 2018. research subjects the sample size determination was done by using the lemeshow formula with  = 0.05. the prevalence of elderly with poor quality of life was 23.6%,(15) which obtained 70 respondents. to anticipate dropouts, 10% of the total sample was added to obtain 77 respondents. simple random sampling was done for the sampling selection. 16 from several community-based home care facilities in 5 areas of jakarta, west jakarta was randomly selected. there are several communitybased home care facilities in west jakarta, and pusaka meruya ilir was randomly selected. all of the 267 elderly living in pusaka meruya ilir were listed and numbered. from these, 101 participants were chosen using spss random sampling. this study’s inclusion criteria were subjects aged 60 years and older residing in pusaka meruya ilir who were willing to become respondents and agreed to sign informed consent. subjects who had hearing and communication impairments were excluded from the study. measurements spirituality was assessed using the present authors’ modification of the daily spiritual experience scale (dses), consisting of 15 items with a 6-scale scoring system, with 1 being almost all day long and 6 being never or seldom. a total score between 15-40 is considered high, and 4188 is considered low. lower scores indicate higher frequency of spiritual experiences. (16) the dses questionnaire has high reliability with a cronbach’s alpha value of  0.9.(17,18) the assessment of family support was done by using the family support scale questionnaire. there are 13 questions which are rated on a fivepoint scale, with 1 being “i disagree a lot” and 5 “i agree a lot”.(19) family support is considered high if the total score is >37.(20) this instrument has proven to be reliable with a cronbach’s alpha value of 0.820.(19) life satisfaction was assessed using the satisfaction with life scale (swls) consisting of 5 questions representing the following five components: the desire to c hange a life, satisfaction with the present life, with life in the past and future, and individual’s appraisal of his life. it uses a 7-scale scoring system, with 1 being ‘strongly disagree’ with the statement and 7 being ‘strongly agree’ with the statement. a total score between 20-35 is considered satisfactory, and a score of 19 is considered unsatisfactory.(21,22) the cronbach’s alpha value for swls ranges between 0.78-0.83.(23) lastly, the quality of life was assessed using the 26-item world health organization quality of lif e – bref (w hoqol – bref) instrument. the four domains were distributed into 24 questions, while the other two questions were about the overall quality of life and general health. each question is assigned a score of 1 to 5, and higher scores represent a better quality of life. a total score of 60 is considered good and a score of <60 is considered moderate-poor.(24) the four quality of life domains have good reliability, with cronbach’s alpha value ranging between 0.41-0.77.(15) data analysis univariate analysis was performed to determine the respondents’ characteristics and summar ize the distri bution of variables. multivariate-adjusted odds ratios (ors) with 95% confidence intervals (cis) were used to determine the association between quality of life and determinant factors. by using multiple logistic regression analysis, the results were automatically adjusted.(25) the data was analyzed using spss version 23. a p-value <0.05 was considered statistically significant. ethical clearance this study obtained ethical clearance with the following reference number: fkik unika atma jaya no.13/12/kep-fkuaj/2018. results the majority of subjects in this study were 65 years old and over (80.2%), female (66.3%), had more than nine years of education (79.2%), and wer e ma rried ( 56.4%). most of the respondents had high family support (73.3%), high spirituality level (75.2%), and high life satisfaction (88.1%) (table 1). as an overview of the quality of life based on the overall quality of life and general health, most subjects had a good overall quality of life (81.2%) and 64.4% had excellent general health. vinsalia, handajani life satisfaction and qol in the elderly 17 univ med vol. 40 no 1 a b c results from the analysis showed that sex was significantly associated with general health (or=5.30; 95% ci=1.72 – 16.36; p=0.004). subjects with low life satisfaction has a risk factor for poor overall quality of life (or=9.71; 95% ci=2.04 – 46.26; p=0.004) and general health (or=7.52; 95% ci=1.70 – 33.25; p=0.008). the elderly with low life satisfaction had a nine times higher risk for low quality of life and seven times higher risk for low general health. low spiritual level was also a risk factor for the overall quality of life (or= 5.84; 95% ci= 1.77 19.23; p= 0.004) (table 2). those with low spiritual level also had a six times higher risk for a low quality of life. those with low spiritual level also had a six times higher risk for a low quality of life. table 3 showed that sex had significant associations with both the social interactions domain (or=4.77; 95% ci=1.87 – 12.16; p= 0.001) and the environmental domain (or= 5.51; 95% ci= 1.20 – 25.24; p= 0.028). spirituality was a risk factor for the physical health domain (or=4.18; 95% ci=1.51 – 11.59; p=0.006, psychological domain (or=6.67; 95% ci=2.49 – 17.86; p<0.001), social interactions domain (or=3.71; 95% ci=1.07 – 12.82; p=0.038), and environmental domain (or=11.46; 95% ci=3.10 – 42.37; p<0.001). furthermore, life satisfaction was also a risk factor of the environmental domain (or=36.02; 95% ci=5.07 – 255.82; p<0.001). discussion sex was significantly associated with general health, social interactions domain, and environmental domain. many studies (26–28) showed similar results. studies conducted in kuala lumpur (26) and the netherlands (28) also showed that sex had a significant association with social interactions and environmental domains. women rated the social domain of quality of life higher variables n (%) age (years) < 65  65 sex male female 20 (19.8) 81 (80.2) 34 (33.7) 67 (66.3) education  9 years > 9 years 21 (20.8) 80 (79.2) marital status single married divorced 7 (6.9) 57 (56.4) 37 (36.6) family support low high spirituality low high life satisfaction not satisfied satisfied overall quality of life good moderate-poor general health good moderate-poor 27 (26.7) 74 (73.3) 25 (24.8) 76 (75.2) 12 (11.9) 89 (88.1) 82 (81.2) 19 (18.8) 65 (64.4) 36 (35.6) factors overall quality of life general health or 95 % c.i. p value or 95 % c.i. p value age sex education marital status family support spirituality life satisfaction 0.95 1.27 0.70 0.37 0.87 5.84 9.71 0.83 1.07 0.33 4.95 0.42 1.18 0.13 1.05 0.23 3.27 1.7719.23 2.04 46.26 0.382 0.730 0.182 0.061 0.837 0.004* 0.004* 1.01 5.30 0.76 0.81 0.48 2.42 7.52 0.92 1.10 1.72 16.36 0.51 1.13 0.38 1.72 0.14 1.59 0.83 1.59 1.70 33.25 0.892 0.004* 0.171 0.582 0.229 0.106 0.008* table 2. multivariate logistic regression for factors related to overall quality of life and general health *significant at <0.05 table 1. distribution of sociodemographic characteristics and variables (n=101) 18 than men. gobbens and van assen (29) showed that social participation was higher in women than in men. in a study from the national health and nutrition examination survey, women also scored higher on social functioning. social interaction was considered to be one of the most important factors of quality of life in older adults.(28) onunkwor et al. (26) stated that women had a significantly lower quality of life in all doma ins than men. this may be because women perceived aging more negatively than men. feelings of unattractiveness among older women could lead to low self-esteem and contribute to the negative perception of aging, resulting in a lower quality of life.(30) family support had no significant association with the four domains of quality of life, and both overall quality of life and general health in this study, which was contrary to previous research done in surakarta, central java, where a better quality of life was found in the elderly with strong family support.(31) a spanish study showed that family support is as important for health as social contacts, which are a true welfare factor, and can be considered an estimate of quality of life.(32) spirituality showed a significant association with the overall quality of life. spirituality was also a risk f actor f or physical domain, psychological domain, and environmental domain. low spiritual level was also a risk factor for poor quality of life. this result was parallel to a research conducted by gonzales-celis et al.,(6) who stated that spirituality had the highest impact and had a significant association with the quality of life. spirituality is associated with better outcomes of quality of life and has been identified as an important dimension of quality of life.(33,34) it was found that people with high spiritual level had a higher quality of life compared to those with low spiritual level.(34) some studies indicated that spirituality has great relationship with an individual’s health. therefore, religion and spirituality are considered to be significant sources for compatibility with life’s stressful events. beside that, it also provides the elderly inscribable equanimity and joy.(35) t ab le 3 . m u lt iv ar ia te lo gi st ic r eg re ss io n f o r fa ct o rs r el at ed to p hy si ca l, p sy ch o lo gi ca l, s o ci al in te ra ct io n a n d e n vi ro n m en ta l d o m ai n s *s ig n if ic an t a t < 0 .0 5 vinsalia, handajani life satisfaction and qol in the elderly 19 univ med vol. 40 no 1 life sa tisfaction showed a positive association with the overall quality of life and general health, as well as with the environmental domain. low life satisfaction was found to be a risk factor for bad overall quality of life, general health, and environmental domain. a similar result was obtained in a study by lucas-carrasco et al.(36) where life satisfaction was found to affect the overall quality of life, general health, and all four domains. life satisfaction is a multidimensional concept that includes physical health, mental health, socio-economic status, social and family re lationships, and the environment, that can be used to predict the mortality and morbidity of the elderly.(11) a research in turkey found a positive relationship between life satisfaction and quality of life. it also stated that life satisfaction will increase along with the improvement of an individual’s quality of life.(37) a correlational analysis done by boylu and günay (22) showed that quality of life tends to decrease as the age increases, however it increases along with high education, good physical health, and high life satisfaction. a previous study by indrayani et al.(38) showed that family support was the most dominant factor related to the quality of life. in our study, we found that family support had no significant association with quality of life. in contrast, spirituality and life satisfaction are significantly associated with the overall quality of life, general health, and the four domains of quality of life. there are three limitations in this study. first, the study was performed in only one communitybased home care center (pusaka), making the generalizability of the findings questionable. second, the respondents were interviewed simultaneously. this could have made them feel uncomfortable to be straightforward about their personal matters. thus, it might have affected the results of the interview. third, there might also be a recall bias due to the use of self-report data. psychological and social functions decrease, and chronic degenerative diseases increase as people age. therefore, knowing the factors that expose the older adults to physical and emotional vulnerability is essential to provide healthy aging and palliative care for geriatric patients. consequently, future research using a more heterogeneous elderly population is advisable. it is better if the research can be developed into a longitudinal study so that related data can be seen more clearly and better results can be obtained. conclusions life satisfaction was the most significant determinant in improving the overall quality of life and general health, as well as environmental domain of quality of life. older people with high spiritual level and life satisfaction had a more excellent quality of life. conflict of interest compe ting inte re sts: no re levant disclosures. acknowledgement the authors would like to thank all the staff of pusaka meruya ilir, who have permitted and helped this research, and all the elderly that were willing to participate in this research. contributors all authors will take public responsibility for the content of the manuscript submitted to universa medicina. ysh and tv contributed to the study concept and design of the study. ysh and tv contributed to drafting the manuscript. ysh contributed to the critical revision of the manuscript. all authors have read and approved the final manuscript. references 1. pusat data dan informasi kementerian kesehatan republik indonesia. analisis lansia di indonesia 2017. jakarta: pusat data dan informasi kementerian kesehatan republik indonesia; 2017. 20 2. badan pusat statistik. statistik penduduk lanjut usia 2018. jakarta: badan pusat statistik; 2018. 3. khaje-bishak y, payahoo l, pourghasem b, asghari jafarabadi m. assessing 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karner-hutuleac a. quality of life and spirituality. eur j sci theol 2012;8:135–41. 14. bakar n, asilar rh. factors affecting depression and quality of life in the elderly. j gerontol geriatr res 2015;04:8. doi:10.4172/2167-7182.1000249. 15. salim oc, sudharma ni, kusumaratna rk, hidayat a. validitas dan reliabilitas whoqolbref untuk mengukur kualitas hidup lanjut usia. univ med 2016;26: 27-38. doi: http://dx.doi.org/ 10.18051/univmed.2007.v26.27-38. 16. soósová ms, mauer b. psychometrics properties of the daily spiritual experience scale in slovak elderly. j relig health 2020;59. doi:10.1007/s10943020-00994-w. 17. underwood lg. the daily spiritual experience scale: overview and results. religions 2011;2:29– 50. doi:10.3390/rel2010029. 18. loustalot f, wyatt sb, sims m, ellison cg, taylor ha, underwood l. psychometric testing of the daily spiritual experiences scale among african americans in the jackson heart study. j relig health 2011;50:675–85. doi:10.1007/s10943-0099278-2. 19. tselebis a, anagnostopoulou t, bratis d, et al. the 13 item family support scale: reliability and validity of the greek translation in a sample of greek health care professionals. asia pac fam med 2011;10:3. https://doi.org/10.1186/1447056x-10-3. 20. bratis d, tselebis a, sikaras c, et al. alexithymia and its association with burnout, depression and family support among greek nursing staff. hum resour health 2009;7:6. doi:10.1186/1478-4491-772. 21. diener e, emmons ra, larsen rj, griffin s. the satisfaction with life scale. j pers assess 2010;49: 71–5. https://doi.org/10.1207/s15327752jpa4901_ 13. 22. boylu aa, günay g. life satisfaction and quality of life among the elderly: moderating effect of activities of daily living. turkish j geriatr 2017;20: 61-9. 23. galanakis m, lakioti a, pezirkianidis c, karakasidou e. reliability and validity of the satisfaction with life scale (swls) in a greek sample. int j humanit soc stud 2017;5:9. 24. silva pab, soares sm, santos jfg, silva lb. cutoff point for whoqol-bref as a measure of quality of life of older adults. rev saúde pública 2014;48:390–7. 25. ranganathan p, pramesh cs, aggarwal r. common pitfalls in statistical analysis: logistic regression. perspect clin res 2017;8:148–51. doi: 10.4103/picr.picr_87_17. 26. onunkwor of, al-dubai sar, george pp, et al. a cross-sectional study on quality of life among the elderly in non-governmental organizations’ elderly homes in kuala lumpur. health qual life outcomes 2016;14:10. doi: 10.1186/s12955-0160408-8. vinsalia, handajani life satisfaction and qol in the elderly 21 univ med vol. 40 no 1 27. campos acv, ferreira ef, vargas amd, albala c. aging, gender and quality of life (ageqol) study: factors associated with good quality of life in older brazilian community-dwelling adults. health qual life outcomes 2014;12:11. doi: 10.1186/s12955-014-0166-4. 28. gobbens rj, remmen r. the effects of sociodemographic factors on quality of life among people aged 50 years or older are not unequivocal: comparing sf-12, whoqol-bref, and whoqol-old. clin interv aging 2019;14: 231–9. doi: 10.2147/cia.s189560. 29. gobbens rj, van assen malm. associations between multidimensional frailty and quality of life among dutch older people. arch gerontol geriatr 2017;73:69–76. doi: 10.1016/j.archger.2017. 07.007. 30. sabik nj. ageism and body esteem: associations with psychological well-being among late middleaged african american and european american women. j gerontol b psychol sci soc sci 2015;70: 189–99. doi: 10.1093/geronb/gbt080. doi: 10.1093/ geronb/gbt080. 31. suwarni s, soemanto rb, sudiyanto a. effect of dementia, family support, peer support, type of residence, and marital status on quality of life of the elderly in surakarta, central java. j epidemiol public health 2018;3:83–94. 32. garcía lmr, navarrro jmr. the impact of quality of life on the health of older people from a multidimensional perspective. j aging res 2018; 2018:7. doi: https://doi.org/10.1155/2018/4086294. 33. counted v, possamai a, meade t. relational spirituality and quality of life 2007 to 2017: an integrative research review. health qual life outcomes 2018;16:18. doi:10.1186/s12955-0180895-x. 34. panzini rg, mosqueiro bp, zimpel rr, bandeira dr, rocha ns, fleck mp. quality-of-life and spirituality. int rev psychiatr 2017;29:263–82. doi: http://dx.doi.org/10.1080/09540261.2017.1285553. 35. seraji m, shojaezade d, rakhshani f. the relationship between spiritual well-being and quality of life among the elderly people residing in zahedan city (south-east of iran). elderly health j 2016;2:84-8. 36. lucas-carrasco r, den oudsten bl, eser e, power mj. using the satisfaction with life scale in people with parkinson’s disease: a validation study in different european countries. sci world j 2014; article id 680659. doi:10.1155/2014/680659. 37. yildirim y, kilic sp, akyol ad. relationship between life satisfaction and quality of life in turkish nursing school students: nursing student quality of life. nursing health sci 2013;15:415– 22. 38. indrayani i, ronoatmodjo s. faktor-faktor yang berhubungan dengan kualitas hidup lansia di desa cipasung kabupaten kuningan tahun 2017. j kesehat reprod 2018;9:1-10. doi: https:// doi.org/10.22435/kespro.v9i1.892.69-78. universa medicina may-august vol.42no.2, 2023 invited editorial more than just a name: "nonalcoholic fatty liver disease (nafld)" versus "metabolic associated fatty liver disease (mafld)" kathryn effendi department of pathology, keio university school of medicine, tokyo, japan the term nonalcoholic fatty liver disease (nafld) has been used for more than three decades, and nafld is known to be a common cause of chronic liver disease.(1) simple steatosis (nafl) with the absence of liver cell damage or inflammation can develop into a condition with more progressive features known as nonalcoholic steatohepatitis (nash), which then can lead to cirrhosis and hepatocellular carcinoma. a working group of liver pathologists in japan has established a consensus regarding the pathological findings of nafl and nash. the presence of hepatocyte ballooning, mallory-denk bodies, and fibrosis are important features for the differential diagnosis of nafl and nash and to predict the progression of nafld.(2) recently, nafld has become a serious public health issue. despite the significant efforts of clinicians and researchers to increase our understanding of nafld, its prevalence is still growing fast and is a cause of concern; indeed, nafld not only affects adults but also children. a cohort study of swedish children and young adults with biopsy-confirmed nafld showed that they have significantly higher overall rates of cancer, cardiometabolic disease, and liver disease.(3) the current definition of nafld requires the exclusion of other causes of liver disease, such as viral infections or autoimmune diseases, and confirmation that the subject has consumed only limited amounts of alcohol. the european association for the study of the liver (easl), the uk national institute for health and care excellence (nice), the italian association for the study of the liver (aisf), and japanese guidelines consider the upper limit of alcohol consumption for a diagnosis of nafld to be 30 g/day in men and 20 g/day in women. (4) however, the level of awareness regarding nafld among the general public is low. it is well known that significant alcohol consumption can lead to liver damage, but it is not widely recognized that such damage also can occur in people who drink only small amounts of alcohol or no alcohol at all. the use of “alcoholic” vs “nonalcoholic” also sparks concern that such diseases result from patient behavior, potentially resulting in social stigmatization and barriers to proper healthcare.(1) in 2020, a panel of international experts published a consensus proposing replacement of the term nafld with metabolic associated fatty liver disease (mafld). (1,5) the use of mafld was considered to more appropriately reflect the fact that metabolic disorders such as overweight or obesity, type 2 diabetes mellitus, dyslipidemia, and hypertension are also key factors associated with the development of liver damage. (6) the updated nomenclature “mafld” was suggested to be advantageous in helping align fatty liver diseases with metabolic risk factors and in providing a path toward precision medicine for fatty liver disease that would not be possible under the guise of nafld. (7) since the new term mafld was proposed, numerous studies have been published in which experts attempted to define the diagnostic criteria for mafld and nafld. the concept of *email: kathryn@a8.keio.jp orcid id: 0000-0001-7844-1170 119 mailto:kathryn@a8.keio.jp https://orcid.org/0000-0001-7844-1170 120 universa medicina vol. 42 n0. 2 2023 mafld and nafld also prompted a wave of debate among experts. the adoption of the new term has been called premature and likely to confuse the existing efforts to promote awareness of liver diseases among patients. one particular concern is that liver diseases also occur and progress in people who do not have metabolic disorders. individuals with normal body mass index may also develop nafld.(8, 9) the percentage of overlap betwe en mafld and nafld is around 80%, the remaining cases comprise combined forms of mafld without nafld (mafld+/nafld– ) and nafld without mafld (mafld–/ nafld+).(6) a meta-analysis of the non-overlap groups comparing epidemiological and clinical features showed that the mafld-only subgroup had higher levels of alanine aminotransferase and aspar tate aminotrans fer ase and a higher prevalence of fibrosis than the nafld-only subgroup in the general population.(6, 10) although these studies suggested that the novel term mafld may be better at identifying patients with long-term risk of progression of liver steatosis, the heterogeneous course of fatty liver disease highlights the need of further studies to assess the pathogenesis of each group in real-world clinical practice. the debate over the use of mafld vs nafld is still ongoing. nonetheless, it would seem appropriate to redefine nafld as our knowledge of the disease also develops. mafld may give us a broader scope to manage the disease more holistically according to its background, but we also need a be tter understanding of mafld subtypes. ultimately, educating patients about their individual health risks and preventing the progression of liver damage is more important than the name of the disease itself. there are still many patients who do not even recognize that fatty liver is actually a disease. therefore, general education about fatty liver disease should be the main focus while the nomenclature question is being resolved. references 1. fouad y, waked i, bollipo s, gomaa a, ajlouni y, attia d. what’s in a name? renaming ‘nafld’ to ‘mafld’. liver int 2020;40:1254-61. doi: 10.1111/liv.14478.. 2. sakamoto m, tsujikawa h, effendi k, et al. pathological findings of nonalcoholic steatohepatitis and nonalcoholic fatty liver disease. pathol int 2017;67:1-7. doi: 10.1111/ pin.12485. 3. simon tg, roelstraete b, hartjes k, et al. nonalcoholic fatty liver disease in children and young adults is associated with increased long-term mortality. j hepatol 2021;75:1034-41. doi: 10.1016/ j.jhep.2021.06.034. 4. leoni s, tovoli f, napoli l, serio i, ferri s, bolondi l. current guidelines for the management of nonalcoholic fatty liver disease: a systematic review with comparative analysis. world j gastroenterol 2018;24:3361-73. doi: 10.3748/wjg.v24.i30.3361. 5. eslam m, sanyal aj, george j; international consensus panel. mafld: a consensus-driven proposed nomenclature for metabolic associated fatty liver disease. gastroenterology 2020;158: 1999-2014.e1. doi: 10.1053/j.gastro.2019.11.312. 6. garcía-compeán d, jiménez-rodríguez ar. nafld vs mafld. the evidence-based debate has come. time to change? ann hepatol 2022;27:100765. doi: 10.1016/j.aohep.2022.100765. 7. eslam m, ratziu v, george j. yet more evidence that mafld is more than a name change. j hepatol 2021;74:977-9. doi: 10.1016/j.jhep.2020. 12.025. 8. singh sp, anirvan p, reddy kr, et al. nonalcoholic fatty liver disease: not time for an obituary just yet! j hepatol 2021;74:972-4. doi: 10.1016/j.jhep.2020.10.015. 9. duseja a, taneja s. changing nomenclature from nonalcoholic fatty liver disease to metabolic dysfunction-associated fatty liver disease – not only premature but also confusing. j clin exp hepatol 2021;11:278-9. doi: 10.1016/j.jceh.2020.08. 002. 10. ayada i, van kleef la, alferink ljm, li p, de knegt rj, pan q. systematically comparing epidemiological and clinical features of mafld and nafld by meta-analysis: focusing on the non-overlap groups. liver int 2022;42:277-87. doi: 10.1111/liv.15139. univ med 2023;42:119-120. doi: http://dx.doi.org/10.18051/univmed.2023.v42.119-120 oktavianus 34 *division of neurology department of child health medical school, airlangga university / soetomo hospital surabaya correspondence dr. prastiya indra gunawan, spa division of neurology department of child health medical school, airlangga university / soetomo hospital surabaya 60286 phone: +6231-5501681 fax: +6231-5501748 email: prastiya_ig@yahoo.co.id univ med 2012;31:34-42 abstract universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 background epilepsy remains one of the most frequently occurring pediatric problems. approximately 10-15% patients do not respond to conventional therapy. topiramate as a novel antiepileptic drug has a broad spectrum activity, presumably indicative of multiple anti-seizure mechanisms. previous studies of topiramate as adjunctive and monotherapy in adults have shown beneficial effects. the objective of this research was to evaluate the efficacy and tolerability of topiramate sprinkle monotherapy in pediatric epilepsy. methods this experimental research was conducted in the pediatric neurology outpatient clinic department, soetomo hospital, surabaya, involving 18 consecutive subjects. subjects meeting the inclusion criteria were treated with topiramate sprinkle adjusted dose. seizure frequency and side effects were observed in weeks 1, 4, 8, 12, 16, 20 and 24, respectively. electro encephalogram (eeg) and laboratory examinations were performed prior to and after 6 months of treatment. the t-test for related samples and mcnemar test were utilized for statistical analysis. results a total of 15 subjects completed the study. topiramate-treated patients showed a statistically significant difference of seizure frequency reduction from 2.7 ± 1.16 to 0.13 ± 0.51 (p=0.000) with 93.7% patients being seizure free in 20 weeks. eeg recordings did not differ statistically in decrement of epileptiform activity in 20% subjects. about 7% subjects developed drowsiness and 33.3% subjects suffered from appetite suppression in the initial treatment. laboratory results showed no abnormalities. conclusions there was reduction of seizure frequency and no eeg recording alterations after topiramate sprinkle monotherapy. topiramate as a monotherapy is highly effcicacious in childhood epilepsy. keywords: topiramate sprinkle monotherapy, seizure frequency, side effect, childhood topiramate sprinkle is effective in the treatment of childhood epilepsy prastiya indra gunawan* and darto saharso* 35 univ med vol. 31 no.1 topiramate sprinkle efektif untuk pengobatan epilepsi pada anak-anak latar belakang epilepsi merupakan masalah besar dalam bidang pediatri. masih terdapat 10-15% penderita yang resisten terhadap pengobatan umum. topiramate sebagai obat antiepilepsi baru mempunyai spektrum luas untuk anti kejang. penelitian menunjukkan dan monoterapi topiramate mempunyai potensi yang baik pada orang dewasa. data efektifitas dan efek samping topiramate sebagai monoterapi pada anak-anak masih terbatas. tujuan penelitian ini adalah menilai efikasi dan tolerabilitas topiramate untuk monoterapi penderita anak-anak dengan epilepsi. metode penelitian eksperimental dilakukan di poliklinik neurologi anak rsud dr soetomo surabaya. sebanyak 18 subjek anak-anak diikut sertakan pada penelitian. subyek yang sesuai kriteria inklusi dan ekslusi diberikan terapi topiramate sprinkle dan dilakukan pengukuran frekuensi kejang serta efek samping pada minggu 1, 4, 8, 12, 16, 20 dan 24. gambaran elektro ensefalogram (eeg) dan pemeriksaan laboratorium dilakukan sebelum dan sesudah 6 bulan terapi. analisis statistik menggunakan t-test for related samples dan mcnemar. hasil sebanyak 15 subjek berhasil diikuti sampai akhir penelitian. frekuensi kejang awal sebanyak 2,7 ± 1,16 berkurang menjadi 0,13 ± 0,51 dengan 93,7% penderita bebas kejang pada minggu ke 20 (p=0,000). gambaran eeg awal 100% menunjukkan aktifitas epileptiform menurun menjadi normal pada 20% subyek. sebanyak 30% sampel mengalami penurunan nafsu makan pada saat awal terapi dan 7% subyek mengalami rasa kantuk. setelah pemberian pengobatan topiramate sprinkle hasil pemerikssan laboratorium tidak menunjukkan adanya kelainan. kesimpulan terdapat reduksi frekuensi kejang dan tidak terdapat perubahan eeg pasca pemberian pemberian topiramate sprinkle. topiramate sebagai monoterapi sangat efektif untuk pengobatan epilepsi pada anak-anak. kata kunci: monoterapi, topiramate sprinkle, frekuensi kejang, efek samping, anak-anak abstrak introduction epilepsy is a common chronic neurological disorder that is characterized by recurrent unprovoked seizures. these seizures are transient signs and/or symptoms due to abnormal, excessive or synchronous neuronal activity in t h e b r a i n . m o s t e p i l e p s y c a s e s b e g i n i n childhood. therefore, epilepsy remains one of the biggest pediatric problems.(1,2) antiepileptic drugs (aeds) can control seizures in 70-80% of epileptic children, and advanced studies in pediatric epilepsy have shown that 10-15% of patients are already resistant to conventional treatment.(1-3) the development of new aeds for epilepsy over the last decade has been spurred by the fact that the available aeds did not provide optimal care for patients with epilepsy. many patients “failed” all available options, either because their seizures were not adequately controlled, or they were experiencing side effects. for e t h i c a l a n d m e d i c a l r e a s o n s , n e w a e d s typically are evaluated first as adjunctive t h e r a p i e s i n a d u l t s w i t h a e d r e s i s t a n t seizures.(4) topiramate as a new aed appears to have multiple neurostabilizing activities, including 36 potentiation of ã-aminobutyric acid (gaba) neuroinhibition, state-dependent blockade of voltage-dependent na+ channels, modulation of high voltage-activated ca + channels, and glutamate receptor antagonism at non kainate/ a m pa ( n m e t h y l d a s p a r t a t e / n m d a ) receptors. these activities may account for the broad spectrum of antiseizure effects seen experimentally and clinically. (3-5) recent research has shown that topiramate as a new aed has a better efficacy than other aeds. previous studies of topiramate as adjunctive and monotherapy in adults has shown beneficial effects.(5-6) however, the data on the efficacy a n d t o l e r a b i l i t y o f t o p i r a m a t e s p r i n k l e monotherapy in children are still limited. the aim of the current study was to evaluate the efficacy and tolerability of topiramate sprinkle monotherapy in pediatric epilepsy. methods study design this was an experimental trial with 24week treatment (titration and stabilization) phase conducted at the pediatric neurology outpatient clinic, soetomo hospital, surabaya, from august 2008 to january 2010. patients patients were included if they were above 6 months of age, had a first diagnosis of epilepsy with any type of seizures in accordance with the criteria of the international classification of epileptic seizures, or had been treated with their first aed in monotherapy that failed in efficacy, tolerability, or both. patients were excluded if they had pseudoseizures or the cause of the seizures was treatable, had any clinically relevant progressive or serious illness, which might interfere with the patient completing the trial, had a history or other indications of alcohol or drug abuse, were non-cooperative or were expected to be difficult to follow up, or had hypersensitivity to topiramate or any of its constituents. treatment to p i r a m a t e s p r i n k l e c a p s u l e s w e r e administered by the oral route, either by being swallowed whole or being opened and the contents mixed with a spoonful of soft food. eligible patients selected by consecutive s a m p l i n g r e c e i v e d t o p i r a m a t e s p r i n k l e monotherapy with adjusted dosages, starting from 0.5 mg/kg body weight once daily in the first week, and increasing to 1 mg/kg body weight twice daily in the second week. during the titration period, the dosage increments of topiramate were adjusted to the number of observed seizures. the patients were then followed for a 24-week maintenance period with a maximal tolerated dose of approximately 6 mg/kg body weight daily. if the patient did not tolerate the titration schedule, the rate of titration was either maintained or reduced at t h e d i s c r e t i o n o f t h e i n v e s t i g a t o r. t h e background dose of aed, if any, was tapered during the titration period. evaluation throughout the trial, patients (or their parents or legal guardians) maintained diaries to record the type and frequency of seizures as well as adverse events. at each visit, the investigator reviewed the patient’s seizure diary, classifying each seizure according to the i n t e r n a t i o n a l c l a s s i f i c a t i o n o f e p i l e p t i c seizures, recorded any adverse experiences, and monitored vital signs. patient visits were scheduled for weeks 1, 4, 8,12,16,20, and 24 (final visit), respectively. the primary efficacy analysis outcome was the seizure frequency distribution (i.e. the proportion of patients completing the trial seizure free or experiencing one or two seizures). the secondary efficacy analysis, including electroencephalogram (eeg) examinations, was obtained before and after topiramate treatment. the tolerability was monitored throughout the trial by physical examination, vital signs, clinical laboratory tests including hematology, blood chemistry, and adverse event reports. blood samples for gunawan, suharso topiramate for childhood epilepsy 37 univ med vol. 31 no.1 confirmation of adverse events were collected at weeks 1 and 24. ethical clearance the study protocol was reviewed and approved by the medical research ethics committee of dr. soetomo hospital. the trial was conducted in accordance with international rules of good clinical practice. written informed consent was obtained from the parent or legal guardian of each patient before study-related procedures were initiated. statistical analysis values are expressed as mean ± sd. the ttest for related samples was used for calculation of seizure frequency reduction and mcnemar test for eeg demonstration analysis. results patient characteristics from 18 consecutive patients, 15 subjects completed the study. three patients were excluded from analyses because no safety data were submitted. as shown in figure 1, all subjects with newly or recently diagnosed localization-related epilepsy received topiramate monotherapy with adjusted doses starting from 0.5 mg/kg body weight. most of the subjects were males with no history of familial seizure. three types of epilepsy were recorded, i.e generalized, partial secondarily generalized, and absence. all subjects showed epileptiform activities on eeg before topiramate treatment (table 1). topiramate efficacy on weekly evaluation of the patients, no seizures were observed during the titration period. one patient was recorded as suffering from frequent seizures and hospitalized for a few days. the patient then received additional aed to control the seizure. the percentage of seizure frequency reduction showed 83.7% patients being seizure-free in the 8th week, increasing 93% in the 24th week. one patient did not show improvement up to 20 weeks (table 2). figure 1. percentage of seizure frequency reduction (weeks) table 1. characteristics of the subjects (n=15) * mean ± sd 38 the mean seizure frequency before treatment was 2.71 ± 1.16. in the first week of the study, 100% of subjects did not suffer from seizures. one patient suffered from frequent recurrent seizures in the 4th week of treatment, but the decrement in seizure frequency was statistically significant. the decrements in seizure frequency were not significant in the 8th week of the study, because one patient had intractable frequent seizures. finally, the final observation indicated that the reduction in seizure frequency was statistically significant, despite the continued occurrence of seizures (figure 2). the topiramate dose started from 0.5 mg/ kg body weight once daily at night. the titration dose was then increased to 1 mg/kg body weight daily, divided in two doses. the dose was incremented to 1.3 mg/kg body weight in the 8th week, and finally to 1.4 mg/kg body weight in the 12th week, this dose being sufficient to control frequent seizures. the incremental dose was statistically significant (figure 3). eeg recordings all of subjects showed epileptiform activities on eeg before treatment. after 6 m o n t h s o f t r e a t m e n t , 3 p a t i e n t s s h o w e d normalized eegs. however, the change in eeg recording was not statistically significant with mcnemar test (table 3). table 2. distribution of seizure frequency in each patient g=general, p=partial secondarily generalized, a=absence, ab= abnormal, n=normal, w=week, *p= phenytoin added gunawan, suharso topiramate for childhood epilepsy 39 univ med vol. 31 no.1 adverse effects adverse effects were observed during the first weeks of the study. there were 33.3% of patients who suffered from poor appetite, while 7% of patients became drowsy. in the 8th week there were no more patient who were drowsy, while patients with poor appetite decreased to 7%. in the following weeks, there were no clinically apparent adverse effects. laboratory examination of blood samples collected from the patients at baseline and after 6 months of treatment, revealed no abnormalities. discussion monotherapy trials remain a complex and contentious issue with regard to new aeds. topiramate as a novel aed with broad-spectrum mechanism has been evaluated in previous studies for adjunctive therapy in partial-onset seizures and generalized tonic-clonic seizures. the efficacy results in adults have been very promising, suggesting that topiramate is one the most effective of the newer aeds.(7-9) trials of topiramate as monotherapy have been described in several studies with adults, but only in a few studies with children.(10) most of the studies presented seizure frequency reduction as a primary outcome measure. seizure frequency reduction may be considered a surrogate marker for disease improvement.(4) evaluation of seizure frequency reduction after topiramate monotherapy is shown in figure 1. significant seizure frequency p<0.05 p<0.05p<0.05 p<0.05 p>0.05 p<0.05 p<0.05 figure 2. seizure frequency reduction progress (weeks) figure 3. topiramate adjusted dose progress (mg/kg body weight) (weeks) p<0.05 p<0.05 p<0.05 p<0.05 p<0.05 p<0.05 40 before treatment after treatment p value normal abn ormal 0 15 3 1 2 0,25* table 3. eeg results * statistically not significant with mcnemar reduction was noted in the early titration period to week 4. however, there was one patient suffering from intractable seizures, who had to be titrated to the maximum dose, with the addition of other aeds. this was the reason why the mean seizure frequency in week 8 was not significant, with 86.7% of patients being seizure free, 6.7% of patients with a reduction in seizure frequency of >50% from baseline, and 6.7% patients showing no improvement. the efficacy of topiramate in seizure frequency reduction was 93.7% in week 20. in this study, the types of epilepsy found were generalized epilepsy, simple partial secondarily generalized epilepsy, and absences. the study by valencia on various types of epilepsy found that among 7 patients receiving topiramate monotherapy, there was a seizure frequency reduction of more than 75% in 38.5% subjects.(11) our study showed that topiramate could reduce seizure frequency in absence pediatric epilepsy. this trial is consistent with previous research by cross on the efficacy of topiramate monotherapy in 5 subjects with absence seizures. topiramate seemed to be effective in reducing absence seizures.(12) a c c o r d i n g t o g l a u s e r, t i t r a t i o n i n monotherapy for children should be started from 0.5 mg to 1 mg/kg body weight once daily at night in the first week. the dose is then increased at intervals of 1-2 weeks, from 0.5 to 1 mg/kg body weight daily divided in two doses.(12) glauser’s study achieved a topiramate maintenance dose of 1.43 mg/kg body weight daily in week 20, which remained constant up to week 24. with this maintenance dose there was an increase in topiramate efficacy, with 93.7% of patients being seizure free. kugler has described the topiramate efficacy in babies with partial epilepsy, with dose-related achieved to 7.7 mg/kg body weight, while cross reported topiramate monotherapy efficacy in absence epilepsy to dose-related 5-12 mg/kg body weight.(13,14) a recommended target dose for topiramate monotherapy in children above 2 years is 3-6 mg/kg body weight daily. this research used maximal topiramate dose-related 6 mg/kg body weight daily. patients tend to be highly individual in their responses to aed therapy; therefore the best dose and even the best aed for a specific patient is often a matter of trial and error. the best dose is the lowest possible dose delivering the optimal balance between maximum seizure control, preferably seizure freedom, and minimum adverse effects in early as well as long-term therapy. gradual initiation of aeds, including topiramate, can help clinicians achieve these goals.(14,15) eeg is an essential component in the evaluation of epilepsy. the eeg provides important information about epileptiform discharges and is required for the diagnosis of specific electroclinical syndromes. aidyn reported that 37.1% epileptic patients showed epileptiform activities in their eeg.(16) the present trial demonstrated mild post treatment eeg alterations, which however were not statistically significant. a report on infants 9 to 12 months of age, the eeg recordings had been described in 2 partial epilepsy babies who received topiramate. interestingly, in one baby the eeg normalized in concert with the cessation of clinical seizure, while in the other the interictal eeg remained epileptiform despite the clinical efficacy.(13) the eeg alteration has been reported in 5 absence epilepsy children who received topiramate monotherapy for 6 weeks. it depicted 1 patient with normalized gunawan, suharso topiramate for childhood epilepsy 41 univ med vol. 31 no.1 eeg, 2 patients with confirmed reduction in epilepticform activity and 2 patients without any alterations.(14) the mild and nonspecific eeg abnormality has been found in 15% of the normal population, and approximately 10% epileptic patients have a normal eeg.(17) among the children in the present study there were generally mildly or moderately severe adverse events. most adverse effects were cns r e l a t e d , w i t h a p p e t i t e s u p p r e s s i o n a n d drowsiness being the most common side effects. the incidence of appetite suppresion was 70% on early treatment and tended to disappear without intervention. gurreiro reported that appetite suppresion was observed in 42% of patients with lennox-gastaut syndrome treated with topiramate,(12) and drowsiness in 7%. previous studies had shown that 47% patients with lennox gastaut syndrome suffered from drowsiness after topiramate administration.(18) most adverse effects events occurred early in treatment and related to rapid dose escalation and tended to disappear once patients became acclimatized to topiramate.(19) no acute or longterm idiosyncratic organ toxicity was observed w i t h t o p i r a m a t e m o n o t h e r a p y, w h i c h i s consistent with the laboratory results and the safety profile from earlier studies. there was no discontinuation of therapy due to adverse effects, and no deaths were reported during treatment. a s o u r f i n d i n g s i l l u s t r a t e , g r a d u a l initiation of topiramate sprinkle monotherapy can have a therapeutic effect during titration to effective maintenance dosages and enhance tolerability for pediatric epilepsy. nevertheless, long-term safety and possible adverse sequelae have not been established.(19,20) topiramate may represent a monotherapy option for children with epilepsy. there were several limitations in this study. the experimental methods should have included comparison of subjects to increase the power of the study. this study used patients with several types of seizures. there were some difficulties in determining the type of epilepsy from the eeg results; it would be better to use a defined type of epilepsy that has the highest response to topiramate. conclusions in this study there was a reduction of seizure frequency and no alterations in eeg r e c o r d i n g s a f t e r t o p i r a m a t e s p r i n k l e monotherapy. the most common adverse effects were drowsiness and appetite suppression. to p i r a m a t e a s a m o n o t h e r a p y i s h i g hl y effcicacious in childhood epilepsy. acknowledgement the authors gratefully acknowledge their indebtness to dr windu for contributing to the statistical analysis, and especially to the subjects and their parents who participated in the study. references 1. attumalil tv, sundaram a, varghese vo, vijayakumar k, kunju pa. risk factors of childhood epilepsy in kerala. ann indian acad neurol 2011;14:283–6. 2. saharso d, erny, poerwadi t. pedoman pengobatan epilepsi pada anak. in: permono b, soeparto p, kaspan mf, soegijanto s, soejoso da, narendra mb, editors. surabaya: surabaya intellectual club;2002.p.131-53. 3. das a, balan s, banerjee m, radhakrishnan k. drug resistance in epilepsy and the abcb1 gene. the cilinical perspective. indian j hum genet 2011;17:12-21. 4. french ja, kanner am, bautista j, abou-khalil b, browne t, harden cl, et al. efficacy and tolerability of the new antiepileptic drugs i: treatment of new onset epilepsy. neurology 2004; 62:1252-60. 5. gilliam fg, veloso f, bomhof mam, gazda sk, biton v, ter bruggen jp, et al. a dose-comparison trial of topiramate as monotherapy in recently diagnosed partial epilepsy. neurology 2003;60: 196-202. 6. brigo f. new anti-epileptic drug; overcoming the limits of randomized controlled trial. int j evid based health 2011;9:440-3. 42 7. faught e. topiramate in the treatment of partial and generalized epilepsy. neuropsychiatr dis treat 2007;3:811-21. 8. marson ag, al-kharusi am, alwaidh m, appleton r, baker ga, chadwick dw, et al. the sanad study of effectiveness of valproate, lamotrigine, or topiramate for generalized and unclassifiable epilepsy: an unblended randomized controlled trial. lancet 2007;369: 1016-26. 9. marson ag, al-kharusi am, alwaidh m, appleton r, baker ga, chadwick dw, et al. the sanad study of effectiveness of carbamazepine, gabapentin, lamotrigine, oxcarbazepine, or topiramate for treatment of partial epilepsy: an unblended randomized controlled trial. lancet 2007;369:1000-15. 10. kwon ys, jun yh, hong yj, son bk. topiramate monotherapy in infantile spasm. yonsei med j 2006;47:498-504. 11. valencia i, fons c, kothare sv, khurana ds, yum s, hardison hh, et al. efficacy and tolerability of topiramate in children younger than 2 years old. j child neurol 2005;20:66770. 12. glauser ta. topiramate. epilepsia 1999;40:7180. 13. kugler sl, sachdeo rc. topiramate efficacy in infancy. pediatr neurol 1998;19:320-2. 14. cross jh. topiramate monotherapy for childhood absence seizures: an open label pilot study. seizure 2002;11:406-10. 15. biton v, edwards kr, montouris gd, sackerllares jc, harden cl, kamin m. topiramate titration and tolerability. ann pharmacol 2001;35:173-9. 16. aidyn k. utility of electroencepalography in the evaluation of common neurologic condition in children. j child neurol 2003;18:394-6. 17. panayiotopoulos cp. the epilepsies, seizures, syndromes and management. oxford: bladon medical publishing;2005.p.100-25. 18. crumrine pk.management of seizures in lennox gastaut syndrome. paediatr drugs 2011; 13:107-18. 19. mirza n, marson ag, pirmohamed m. effect of topiramate on acid-base balance: extent, mechanism and effects. br j clin pharmacol 2009;68:655-61. 20. kim jm, kwon s, seo h, choe bh, cho mh, park sp. longterm effectiveness and tolerability of topiramate in children with epilepsy under the age of 2 years: 4 –year follow up. j korean med sci 2009;24:1078-82. gunawan, suharso topiramate for childhood epilepsy september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 predictors of breastfeeding self-efficacy in pregnant adolescents funda özdemir1 , seda karaçay yıkar2 , and evşen nazik2 abstract background breastfeeding is critical for infant health and development globally. current knowledge and attitude of future parents will significantly influence breastfeeding practices. the study was conducted to determine the levels and determinants of breastfeeding self-efficacy among primiparous and secundigravid adolescents. methods a cross-sectional study was performed involving 54 primiparous and secundigravid adolescents in antenatal clinics of hospitals affiliated to the ministry of health in adana, turkey. they were aged between 16 and 19 years, had a single living fetus, did not have pregnancy complications, were in their third trimester of pregnancy, attended an antenatal clinic, and agreed to participate in the study. data were collected using a personal information form and the antenatal breastfeeding self-efficacy short form scale (bses-sf). kruskal-wallis variance analysis, mann whitney u and multiple linear regression analysis test were used to analyze the data. results mean age of the pregnant adolescents was 18.28 ± 0.79 years, and 31.5% had primary education, 96.3% were not working, 55.6% lived in a nuclear family, and 51.9% had not received breastfeeding education. the total bses-sf mean score was 55.37 ± 12.84. breastfeeding education has a statistically significant effect on breastfeeding self-efficacy of pregnant adolescents (p<0.05). regular antenatal care, breastfeeding training status, breastfeeding education source variables and breastfeeding selfefficacy variable of women significantly predicted negatively (p<0.05). conclusions breastfeeding education source was the most influential predictor variable of bses. there is a need for nursing initiatives to enhance the adolescents’ antenatal breastfeeding self-efficacy levels. keywords: breastfeeding, self-efficacy, pregnant, adolescents, nursing 1ankara university, faculty of nursing, obstetrics and gynecology nursing department, ankara/ turkey 2çukurova university, faculty of health sciences, obstetrics and gynecology nursing department, adana/turkey *correspondence: seda karaçay yıkar çukurova university, faculty of health sciences, obstetrics and gynecology nursing department, adana /turkey phone:+903223386484, fax:+903223386970 e-mail: sedakrcyyikar@gmailcom date of first submission, september 26, 2022 date of final revised submission, december 8, 2022 date of acceptance, december 14, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 254 doi: http://dx.doi.org/10.18051/univmed.2022.v41.254-262 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1384 original article cite this article as: özdemir f, yikar sk, nazik e. predictors of breastfeeding selfefficacy in pregnant adolescents. univ med 2022;41:254-62. doi: 10.18051/ univmed.2022.v41:254-262 http://dx.doi.org/10.18051/univmed.2022.v41.254-262 https://univmed.org/ejurnal/index.php/medicina/article/view/1384 https://orcid.org/0000-0002-7483-6690 https://orcid.org/0000-0002-8893-9391 https://orcid.org/0000-0003-1885-5376 255 univ med vol. 41 no. 3 introduction ad o le sc e nc e i s t h e t r a ns it i on f r om childhood to adolescence, and includes ages between 10 to 19 years.(1) every year, an estimated 21 million girls aged between 15 and 19 years, and 2 million girls under the age of 15, become pregnant in developing regions.(2,3) in addition, approximately 16 million girls aged between 15 to 19, and 2.5 million girls under the age of 16, give birth in developing regions.(3) adolescent fertility rate represents children born alive per 1000 women aged between 15 to 19. according to turkish statistical institute’s data from 2017, adolescent fertility rate was 21 in 1000. in other words, every 21 out of 1000 women aged between 15 and 19 years of age had given birth.(4) there are many p hysiologica l and psychosocial changes during adolescence. in addition to these changes, pregnant adolescents are preparing to adapt to new and different situations, and to take new responsibilities during the pregnancy, childbirth and postnatal period.(5) one of the most important responsibilities of adolescents to take during the postpartum period is related to the feeding of the baby. a major sociodemographic factor regarding breastfeeding is age.(6) adolescent mothers are a group that should be considere d as a priority in breastfeeding. a cross-sectional study involving 392 adolescents showed that 290 (74%) had poor knowledge regarding breastfeeding and that there was a statistically significant association between high level of knowledge and positive attitude.(7) özsoy (8) found that adolescent mothers had more ne gative behaviors and attitudes towards breastfeeding and needed more information and help than adult mothers. one of the issues that needs to be addressed first in support of breastfeeding in adolescents is the perception of breastfeeding self-efficacy. according to dennis and faux,(9) breastfeeding self-efficacy perception affects the mother’s ability to breastfeed, the effort she will make for the baby, as well as her emotional thoughts and feelings.(9) yenal et al.(10) found a significant positive relationship between breastfeeding selfefficacy perception and breastfeeding success in their studies. tokat and okumuş (11) found that antenatal education was effective in improving breastfeeding self-efficacy perception and breastfeeding success. in a study developed in china among adult postpartum women during pregnancy and the associated hospitalization, low self-efficacy was found. nevertheless, the selfconfidence to breastfeed among adolescent mothers has been hardly explored.(12) in the present study, the aim was to determine the breastf eeding self-e fficacy of pr egnant adolescents in a province of the mediterranean region. determining the perception of breastfeeding self-efficacy of adolescents is important in shaping the provided healthcare. this study was carried o ut to determine the breastfeeding self-efficacy perceptions in pregnant adolescents. methods research design this study used a cross-sectional design and was performed in antenatal clinics of hospitals affiliated to the ministry of health in adana, turkey, between february and june 2015. in the study, all adolescent pregnant women who came to the outpatient clinic and met the research criteria in the determined time interval were included in the study. research subjects the study was conducted with 54 primiparous and secundigravid adolescents, who were aged between 16 to 19 years, had a single living fetus, did not have pregnancy complications, were in their third trimester of pregnancy, attended an antenatal clinic, spoke turkish, and agreed to participate in the study. data collection the data were collected using a personal i nf or ma tio n f o r m a nd th e a nt e n a t a l 256 özdemir, yikar, nazik breastfeeding self-efficacy in pregnant adolescents breastfeeding selfefficacy scale short form (bses-sf). the personal information form was prepared by the researchers and consisted of questions re lated t o socio-demogr aphic characteristics (age, age of marriage, educational status, occupational status, social security, income level, type of family, place of residence, age of husband, occupational status of husband) and obstetric characteristics (planned status of pregnancy, regular antenatal care, having a health problem during pregnancy, breastfeeding training status). the antenatal breastfeeding self-efficacy short form scale was developed by dennis et al.(13)and is a 14-item self-report instrument to measure breastfeeding confidence. all items are measured on a 5-point likert-type scale, with 1 representing no conf idence at all, and 5 representing greatest confidence. all items are presented positively, and scores are summed to produce scores that range from 14 to 70, with higher scores indicating higher levels of breastfeeding self-efficacy. dennis et al.(13) stated that it is also possible to use it in the antenatal period by using the expression “future time” in the items of bses-sf. the bses-sf turkish reliability and validity study was made by aluş tokat et al.,(14) who found that the cronbach alpha value was 0.86. statistical analysis the statistical analysis were performed using spss for windows version 22.0. descriptive statistics, kruskal-wallis variance analysis, and mann-whitney u test, and multiple linear regression were applied for analyzing the data. significant variables (p<0.05) were included in the multiple linear regressions to investigate the predictors of the breastfeeding self-efficacy. the statistical significance level was accepted as p<0.05. ethical consideration before conductin g the study, the investigators obtained written approval from the ethics board of school of medicine, cukurova university (28.10.2014/24/2), written approvals from the institutions in which the study was to be performed, and verb al consent from the participants. to obtain the adolescents’ verbal consent, all participants were informed of the purpose of the study and were assured that the collected information would be used solely for scientific purposes, be kept confidential and not be shared by others than the researchers. a faceto-face interview method was used by the researchers to administer the questionnaires. the interviews lasted approximately 15 minutes. results the demographic characteristics of the subjects are shown in table 1. the results showed that 83.3 % of the pregnant adolescents were 1819 years old, and 55.6 % were married at the age of 1819 years. furthermore, 50.0% of the adolescents had completed secondary school, 88.9% had socia l se cur ity, 96.3% were unemployed, 68.5% reported that their income equaled their expenditure, 55.6% lived in nuclear families, and 51.9% lived in the city center. the results also showed that 50.0% of the husbands were at least 25 years old, 90.7% of the husbands were employed, and 68.5% of the adolescents chose their partner through love. the average total score of bses-sf was 55.37 ± 12.84 (table 1). no significant difference in mean bses-sf scores between subgroups of age, age of marriage, educational status, having social security, occupational status, economic status, type of family, age of husband, occupational status of husband and type of marriage (p>0.05) (table 2). a statistically significant difference was found in mean bses-sf between subgroups of attending regular antenatal care, attending breastfeeding education, and receiving the education from a healthcare personnel (p<0.05) (table 3). 257 univ med vol. 41 no. 3 characteristics n (%) age (years) mean ± sd 16-17 18-19 age of marriage (years) 15-17 18-19 education primary school secondary school high school having social security yes no occupational status employed unemployed economical level income ≥expenditure income=expenditure income3.0.co;2-4. 10. yenal k, alu tokat m, durgun ozan y, çeçe ö, the relation between breastfeeding self-efficacy and breastfeeding success in mothers. hemþirelikte eðitim ve araþtýrma dergisi 2013;10:14-9. 11. alu tokat m, okumu h. emzirme. mothers breastfeeding self-efficacy and success: analysis the effect of education based on improving breastfeeding self-efficacy. hemsýrelýkte egýtým ve arastýrma dergisi 2013;10:21-9. 12. zhu j, chan wc, zhou x, ye b, he hg. predictors of breastfeeding self-efficacy among chinese mothers: a cross-sectional questionnaire survey. midwifery 2014;30:705-11. doi: 10.1016/ j.midw.2013.12.008. 13. dennis cl, heaman m, mossman m. psychometric testing of the breastfeeding selfefficacy scale-short form among adolescents. j adolesc health 2011;49:265-71. doi: 10.1016/ j.jadohealth.2010.12.015. 14. alus tokat m, okumus h, dennis cl. translation and psychometric assessment of the breastfeeding self-efficacy scale short form among pregnant and postnatal women in turkey. midwifery 2010; 26:101-8. doi: 10.1016/ j.midw.2008.04.002. 15. otsuka k, taguri m, dennis cl, et al. effectiveness of a breastfeeding self-efficacy intervention: do hospital practices make a difference? matern child health j 2014;18:296306. doi: 10.1007/s10995-013-1265-2. 16. brandão s, mendonça d, dias cc, pinto tm, dennis cl, figueiredo b. the breastfeeding selfefficacy scale-short form: psychometric characteristics in portuguese pregnant women. midwifery 2018;66:49-55. doi: 10.1016/ j.midw.2018.07.014. 17. conde rg, guimarães cms, gomes-sponholz fa, oriá mob, monteiro jcs. breastfeeding selfefficacy and length of exclusive breastfeeding among adolescent mothers. acta paul enferm 2017;30:383-9. doi: 10.1590/1982-0194201700057. 18. gerçek e, sarýkaya karabudak s, ardýç çelik n, saruhan a. the relationship between breastfeeding self-efficacy and latch scores and affecting factors. j clin nurs 2017;26:994-1004. doi: 10.1111/jocn.13423. 19. ince t, aktaþ g, aktepe n, aydýn a. evaluation of the factors affecting mothers’ breastfeeding self-efficacy and breastfeeding success. ýzmir dr. behçet uz çocuk hast dergisi 2017;7:183-90. doi: 10.5222/buchd.2017.183. 20. akkoyun s, arslan ft. ýlk altý ay boyunca emziren annelerin emzirme öz-yeterlilikleri. j pediatr res 2016;3:191-5. do i: 10.4274/jpr.50469. 21. aydýn d, arzu aba y. the relationship between mothers’ health literacy levels and their perceptions about breastfeeding self-efficacy. dokuz eylül üniversitesi hemþirelik fakültesi elektronik dergisi 2019;12:31-9. 22. yang x, gao ll, ip wy, sally chan wc. predictors of breast feeding self-efficacy in the immediate postpartum period: a cross-sectional study. midwifery 2016;41:1-8. doi: 10.1016/j.midw.2016. 07.011. 262 özdemir, yikar, nazik breastfeeding self-efficacy in pregnant adolescents 23. tucker cm, wilson ek, samandari g. infant feeding experiences among teen mothers in north carolina: findings from a mixed-methods study. int breastfeed j 2011;6:14. doi: 10.1186/1746-43586-14. 24. wambach ka, aaronson l, breedlove g, domian ew, rojjanasrirat w, yeh hw. a randomized controlled trial of breastfeeding support and education for adolescent mothers. west j nurs res 2011;33:486-505. doi: 10.1177/ 0193945910380408. 25. mizrak b, ozerdogan n, colak e. the effect of antenatal education on breastfeeding selfefficacy: primiparous women in turkey. int j caring sci 2017;10:503-10. 26. karagöz a. the effect of antenatal education on breastfeeding self-sufficiency breastfeeding process. istanbul medipol university / institute of health sciences / department of nursing; 2018. 27. chan my, ip wy, choi kc. the effect of a selfefficacy-based educational programme on maternal breast feeding self-efficacy, breast feeding duration and exclusive breast feeding rates: a longitudinal study. midwifery 2016;36:928. doi: 10.1016/j.midw.2016.03.003. 28. liu l, zhu j, yang j, wu m, ye b. the effect of a perinatal breastfeeding support program on breastfeeding outcomes in primiparous mothers. west j nurs res 2017;39:906-23. doi: 10.1177/ 0193945916670645. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 hepatoprotective activity of averrhoa bilimbi l. fruit extract on carbon tetrachloride-induced acute liver faiure in wistar rats rachellicya ristioni sihaloho1, chodijah1, titiek sumarawati1,3,4, joko wahyu wibowo1, siti thomas zulaikhah1 , agung putra1,2,4* , nurul hidayah4 , shabrina syifa ghaissani4 , and mohammad ariq nazar4 abstract background acute liver failure (alf) is a state of rapid and progressive deterioration of liver function. continuous exposure to chemicals and viruses can increase reactive oxygen species (ros) which leads to prolonged inflammation due to the production of tumor necrosis factor-alpha (tnf-α) thus inhibiting the production of platelet-derived growth factor (pdgf). the objective of this study was to evaluate the effect of administration of averrhoa bilimbi l. fruit extract on pdgf levels and tnf-α levels in carbon tetrachloride (ccl4)-induced alf rats. methods this study used a post-test-only control group design involving 20 wistar rats. they were randomized into 4 groups, namely sham, control, t1, and t2. group t1 was exposed to ccl4 with the administration of a. bilimbi fruit extract at a dose of 500mg/kgbw, while, group t2 was exposed to ccl4 and given a. bilimbi fruit extract of 750 mg/kgbw. on the 15th day, the serum was analyzed to determine the levels of pdgf and tnf-α using elisa. results the highest mean pdgf level in the control group was 146.60±15.36 pg/ml, while the highest mean tnf-α level in group t1 was 40.11±4.44 pg/ml. the one-way anova test showed that there were significant differences in tnf-α (p=0.002) and pdgf (p=0.000) levels between the study groups.. conclusion the administration of a.bilimbi l. fruit extract affected pdgf and tnf-α levels in ccl4-induced alf rats. the present study revealed that a. bilimbi fruits have significant hepatoprotective activity in experimental wistar rats. keywords: acute liver failure, averrhoa bilimbi l., reactive oxygen species, rats 1postgraduate biomedical science study program, faculty of medicine, universitas islam sultan agung (unissula), semarang, indonesia. 2department of pathological anatomy, faculty of medicine, universitas islam sultan agung (unissula), semarang, indonesia. 3department of biochemistry, faculty of medicine, universitas islam sultan agung (unissula), semarang, indonesia. 4stem cell and cancer research laboratory, semarang, indonesia *correspondence: assoc. prof. dr. dr. agung putra, m.si.med postgraduate biomedical science study program, faculty of medicine, unissula jl. raya kaligawe km. 4 semarang email: dr.agungptr@gmail.com orcid id: 0000-0003-4261-9437 date of first submission, september 7, 2022 date of final revised submission, march 26, 2023 date of acceptance, april 10, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article cite this article as: sihaloho rr, chodijah, sumarawati t, wibowo jw, zulaikhah st, putra a, hidayah n, ghaissani ss, nazar ma. hepatoprotective activity of averrhoa bilimbi l. fruit extract on carbon tetrachloride-induced acute liver faiure in wistar rats. univ med 2023;42:61-9. doi: 10.18051/univmed.2023.v42:61-69 doi: http://dx.doi.org/10.18051/univmed.2023.v42:61-69 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1370 61 mailto:dr.agungptr@gmail.com https://orcid.org/0000-0001-5593-9056‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬ https://orcid.org/0000-0003-4261-9437 https://orcid.org/0000-0002-0372-0463 https://orcid.org/0000-0003-4677-9139 http://dx.doi.org/10.18051/univmed.2023.v42:61-69 https://univmed.org/ejurnal/index.php/medicina/article/view/1370 62 sihaloho, chodijah, sumarawati , et al averrhoa bilimbi l. fruit extract introduction acute liver failure (alf) is manifested by progressive necrosis of the hepatocytes, followed by impaired liver functions and elevated serum transaminase levels.(1–3) persistent necrosis of hepatocytes induces activation of hepatic stellate cells (hscs) leading to excessive deposition of extracellular matrix (ecm).(4,5) during hepatic fibrogenesis, there is an increase in inflammatory factors such as tumor necrosis factor-alpha (tnf-α) and excessive accumulation of the hepatic extracellular matrix which is regulated by fibrogenic factors, such as platelet-derived growth factor (pdgf).(6,7) the late stage of chronic progressive fibrosis results in cirrhotic hepatic disease (chd), which accounts for approximately 55% of the 1.4 million liverdisease-related deaths reported each year worldwide.(8,9) currently, liver transplantation is the most effective therapy for patients with advanced liver disease, including chd; however, the limited availability of liver donors and the low survival rates among liver transplant patients remain a serious problem.(5,9–11) therefore, novel alternative lf treatments that can be used in place of transplantation must be explored. on the other hand, many previous studies have reported that averrhoa bilimbi l. has oxidative radical scavenging and immunosuppression properties which is mainly due to phenolic substances such as terpenoids, phenols, tannins, and flavonoids.(12-14) tumor necrosis factor-α (tnf-α) is a pleiotropic cytokine associated with a variety of physiological and pathological conditions, including cytotoxicity, differentiation, growth stimulation, immun e modulation, and proinflammatory activity.(5,15,16) tumor necrosis factor-α exacerbates liver damage following exposure to toxic levels of acetaminophen or carbon tetrachloride (ccl4) and plays a role, as well, in liver repair following ccl4 exposure by stimulating hepatocyte growth factors such as interleukin-6 (il-6) and transforming growth factor-α (tgfα) and allowing rapid hepatocyte proliferation.(5,6,17) elevated levels of liver tnfα occur in acute and chronic liver diseases, including fulminant hepatic failure, viral hepatitis, alcohol abuse, metabolic disease, autoimmunity, and biliary obstruction, as well as following chemical-induced hepatotoxicity.(18,19) chronic liver injury can promote fibrosis, characterized by increased hepatic stellate cell proliferation and their transdifferentiation into myofibroblast-like cells, leading to the extracellular matrix and fibrilforming collagen accumulation.(20,21) fibroblast proliferation and collagen production are enhanced by growth factors such as tgf-β1 and pdgf.(22,23) averrhoa bilimbi l. fruits are rich in phytochemical compounds which exert potent antioxidant activity either by scavenging the reactive molecules or by enhancing antioxidant molecules and enzymes. (1 4,24 ) preliminar y phytochemical studies revealed the presence of alkaloids, carbohydrates, phenols, flavonoids, saponins, and tannins.(14,25) a previous study reported that treatment with averrhoa bilimbi l. fruit extract has also optimally maintained the levels of the inflammatory mediators, tnf-α, il6, and il 1β, in an acetic acid-induced ulcerative colon r at model by down-regulating the cyclooxygenase-2 (cox-2) and inducible nitric oxide synthase (i-nos) levels in the colon.(12) another previous report also demonstrated that methanolic extract of a. bilimbi leaves showed significant hepatoprotective and antioxidant activity against ccl4-induced hepatotoxicity by increasing the gsh levels and reducing the thiobarbituric acid reactive substances (tbars) levels.(24) in addition, administration of methanolic extract of averrhoa bilimbi at two different dose levels (250 and 500 mg/kgbw) attenuated the increased levels of the serum enzymes produced by ccl4 and caused a subsequent recovery towards normalization.(24,26) a study to evaluate the hepatoprotective activity of averrhoa bilimbi fruit in wistar albino rats following acetaminophen intoxication, showed that the liver marker enzymes serum glutamate oxaloacetate transaminase (sgot), serum glutamate pyruvate transaminase 63 (sgpt), alkaline phosphatase (alkp) were found to be two fold increased in the control group, while pre-treatment with a. bilimbi inhibited the increase of these enzymes in serum.(27) however, in vivo studies to provide scientific evidence regarding the potential effect of averrhoa bilimbi l. fruit extract in regulating tnf-α and pdgf levels in alf need to be explored, such that they may be useful for improving human health. therefore, this study was designed to investigate the effect of different doses of averrhoa bilimbi l. fruit extract administration on pdgf levels and tnf-α levels in ccl4-induced alf rats. methods research design this experimental study was of completely randomized design to compare the effects of treatment on the experimental and control groups at the end of the treatment. the research was conducted in june–august 2022 at the stem cell research laboratory (laboratorium penelitian sel punca lpsp), faculty of medicine, sultan agung islamic university, semarang. maceration and extraction of averrhoa bilimbi l. fruits the fruits of a. bilimbi l. were collected, air dried, and ground into a fine powder by means of mortar and pestle. extraction from the fruits was done according to the method described by singh et al.(28) the powder (25 g) was extracted with 250 ml of methanol (95% v/v) in a soxhlet appara tus. t he re ma ining methanol was evaporated using a rotary evaporator. the obtained thick semi-solid crude extract was stored at 2–4ºc for further use. ccl4 -induced acute liver failure model the animals were obtained from and certified to be healthy by the agricultural and fishery service of salatiga under no. 524.3/0211/ 421. the calculation of the estimated sample size was performed according to the federer formula: (t-1) (r -1) >15 (t=number of trea tments; r=number of replications); (4-1)(r-1) >15; 3r– 3>18; 3r>18; r>6. therefore, the minimal replication per group is 6 and the total of 4 groups is 24 animals. twenty four male wistar rats (5– 6 weeks old and weighing 250–300 g) were fed ad libitum and housed in plastic cages with mesh wire covers, at a room temperature of 24°c, wi th a 12 -h li gh t-dar k c yc le (l ab ora to ry standard). all rats were intra-peritoneally (ip) injected with 0.1 ml/kg ccl4 (sigma-aldrich), dissolved in olive oil (1:1), twice weekly, for two weeks, to induce alf.(15) to evaluate liver function, an assessment of sgot and sgpt was performed. ext r ac t o f av e r r hoa bi l i m bi l. o r a l administration after a week of acclimatization, rats were randomly divided using a computer into the following five groups and the treatments were administrated by an animal laboratory operator: untreated (sham), ccl-4 treated with olive oil/ vehicle (control group), ccl-4 treated with a low dose (500mg/kgbw) of averrhoa bilimbi l. fruit extract (t1), and ccl-4 treated with a high dose (750mg/kgbw) of averrhoa bilimbi l. fruit extract (t2). each group consisted of f i ve r a t s. t h e i n te r ve nt i o n d os e w a s administered orally daily for up to 14 days. on day 15, all rats were terminated and periorbital blood was collected. pdgf and tnf-α levels using elisa the blood of the rats was harvested via periorbital venous plexus bleeding under general anesthesia on days 0 (pre-treatment), 2, and 7, and the serum was collected by centrifugation a t 4 0 c. we me a su r e d pdg f and t nf -α concentrations by means of enzyme-linked immunosorbent assay (elisa) kits, based on the manufacturer ’s instructions (fine test, wuhan, china) and according to a standard c u r ve c ons t r uc te d f o r e a c h a s s a y. t he colorimetric absorbance was recorded at a wavelength of 450 nm. univ med vol. 42 no. 1 64 sihaloho, chodijah, sumarawati , et al averrhoa bilimbi l. fruit extract sgot and sgpt measurement sgot and sgpt were measure d to determine liver functions at days 0 (pre-treatment) and 7. blood samples were collected from periorbital veins under anesthesia using a solution of ketamine + xylazine (100 mg/kgbw + 5 mg/ kg) (alfasan, the netherlands). the serum was collected by centrifugation at 4ºc. sgot and sgpt serum levels were measured using an automatic analyzer (bt 3000 plus, italy). statistical analysis statistical analyses were accomplished with the ibm spss statistics for windows version 22.0 (ibm corp, armonk, ny). all data were presented as mean ± standard deviation (sd). the data obtained were collected, compiled, and tested for normality with the shapiro-wilk test and for homogeneity with levene’s test. data analysis was performed using one-way anova and c ontinued with the least significant difference (lsd) post hoc test using a p-value <0.05. ethical clearance the ethics committee of sultan agung islamic university approved all procedures performed in this study under number 817/vi/ 2022/ komisi bioetik. results levels of sgpt and sgot the present study revealed that the levels of serum glutamic pyruvic transaminase (sgpt) and serum glutamic-oxaloacetic transaminase (sgot) increased significantly after ccl4 exposure, indicating considerable hepatocellular injury (figure 1). averrhoa bilimbi l. fruit extract decreases tnf-α and pdgf levels in ccl4-induced alf models ccl4 has been shown to induce apoptosis of hepatocytes by increasing the proinflammatory factors, such as il-1, ifn-γ, and tnf-α. the level of tnf-α was measured to examine the effect of averrhoa bilimbi l. fruit extract on the ccl4-induced alf rat liver tissue. the results of the comparative analysis showed that the tnf-α level was increased after ccl4 induction (control group) (36.12±7.11 pg/ml), and increased further after being treated with the low dose averrhoa bilimbi l. fruit extract (group t1) (40.09±4.86 pg/ml), but was significantly reduced with high dose averrhoa bilimbi l. fruit extract (group t2) (27.09±4.46 pg/ml) (figure 2a, tables 1 and 2). these results suggest that the tnf-α level may be regulated by the dosefigure 1. level of sgpt and sgot in rats after two weeks of exposure to ccl-4 (n=6 ± sd); sham=healthy rats; ccl-4=ccl-4 exposure;*p<0.05 65 dependent effect of averrhoa bilimbi l. fruit extract. to determine the role of averrhoa bilimbi l. fruit extract in alf regeneration, the pdgf levels were measured using elisa. the levels of pdgf in averrhoa bilimbi l. fruit extract groups, both low dose and high dose, were significantly decreased (t1=41.07±17.53; t2=30.91±3.74) compared with the control group (146.3±18.26) (p<0.05) (figure 2b, tables 1 and 2). in addition, the level of pdgf expression in the control group was high due to continued inf lammation. the pr esent study had demonstrated the role of hepatoprotective activity of averrhoa bilimbi fr uit extrac t in the experimental animal system. the tnf-α levels and the pdgf levels were decreased in the a. bilimbi treated groups, when compared with the control group. discussion the results of this study showed that averrhoa bilimbi l. fruit extract might reduce tnf-α and pdgf levels in ccl4-induced alf rats. those r esults sugge st that the hepatoprotective effect of averrhoa bilimbi l. may be produced by reducing the tnf-α and pdgf levels in ccl4-induced alf rats. carbon tetrachloride (ccl4) induced toxic liver injury is a well-characterized model of hepatic fibrosis. ccl4 is metabolized by the mitochondrial monooxygenase system (cytochrome p450 2e1) to its active metabolite, an unstable trichloromethyl (ccl3) free radical, and then this active metabolite immediately transforms into trichloromethyl peroxyl (ccl3o2).(17,29,30) these free radicals damage the cell membrane via peroxidative degradation of the fatty acids from phospholipids of the cell membra ne and endoplasmic reticulum.(3,5) subsequently, this process results in the fragmentation of the lipid peroxide radicals, lipid hydroperoxides, and other products, each acting as an active oxidizing a gent. (4 ) consequently, the structure of the cell membrane and intracellular organelles completely deteriorate, and the structural damage expands.(23) these processes are immediately followed by the infiltration of inflammatory cells and the release of various cytokines and growth factors.(31,32) moreover, the level of tnf-α consistently rises during the ongoing cci4-induced liver toxicity.(5) in this study, the decrease in tnf-α level may have been due to the scavenging of free radicals, cytokines experimental groups p value sham (n=6) control (n=6) t1 (n=6) t2 (n=6) tnf-α (pg/ml) pdgf (pg/ml) 25.18±5.01 65.99±5.93 36.12±7.11 146.3±18.26 40.09±4.86 41.07±17.53 27.09±4.46 30.91±3.74 0,002* 0,000* table 1. distribution of tnf-and platelet-derived growth factor by experimental groups note: values are mean ± sd, tnf-α: tumor necrosis factor-α; pdgf: platelet-derived growth factor;* anova test; t1=ccl4 treated with a low dose of averrhoa bilimbi l. fruit extract, t2= ccl-4 treated with a high dose of averrhoa bilimbi l. fruit extract; *p<0.05 group compared group tnf-α (p value) pdgf (p value) sham control 0.007* 0.000* t1 0.001* 0.008* t2 0.611 0.000* control t1 0.349 0.000* t2 0.020* 0.000* t1 t2 0.003* 0.105 table 2. post-hoc lsd result tnf: tumor necrosis factor; pdgf: platelet-derived growth factor; sham: healthy rats; control: ccl-4 treated with olive oil/vehicle, t1=ccl-4 treated with a low dose of averrhoa bilimbi l. fruit extract, t2= ccl-4 treated with a high dose of averrhoa bilimbi l. fruit extract; *p<0.05 univ med vol. 42 no. 1 66 sihaloho, chodijah, sumarawati , et al averrhoa bilimbi l. fruit extract especially nitric oxide (no). nitric oxide is one of the abundant free radicals and is highly formed during inflammation, capable of damaging proteins, lipids, and dna.(33,34) a piece of previous evidence has shown that the antioxidant activity of averrhoa bilimbi l. fruit extract is proven from its high level of no scavenging activity.(12) another previous study also revealed that averrhoa bilimbi l. fruit extract has potential antioxidant activity by reducing the no levels and enhancing the sod enzyme.(13) reducing no levels and increasing sod may inhibit oxidative stress in microenvironment hepatocytes and reduce immune cell recruitment, which sustainably the pro-inflammatory molecules reduction, primarily tnf-α.(12) this finding is also supported by another study that demonstrated averrhoa bilimbi l. fruit extract also optimally maintained the levels of inflammatory mediators, such as tnf-α, il-6, and il-1β in ulcerative colitis rats.(12) acute liver failure is also characterized by impairment of the extracellular matrix (ecm) deposition or fibrosis mediated primarily by pdgf. in this study, the decrease in pdgf level may be suggested due to the reducing inflammatory factor and oxidative stress. platelet-derived growth factor, released and activated after tissue injury, plays an important role in hepatic stellate cell activation and portal fibroblast proliferation, chemotaxis, and migration, thus suppressing its expression is important in fibrosis disease.(22,35) the controlled inflammatory niche may inhibit the activation and differentiation of hepatic stellate cells (hsc) into myofibroblasts, resulting in reducing the hsc stimulator, pdgf.(10) thus, this process will inhibit release of the profibrogenic factor and reduce impaired ecm deposition.(22) this concept is supported by previous reports revealing that the pdgf signaling pathway plays an important role in the development and prognosis of liver fibrosis and that controlling its level is critical for preventing severe liver disease.(2,23) however, this study did not analyze several potent biomarkers such as nf-κb, il-6, tgf-β, no, and sod after administration of averrhoa bilimbi l. fruit extract in ccl4-induced alf rats. overall, the implication of this study is that it may be useful for research on the potential of averrhoa bilimbi l. fruit extract to accelerate and direct target screening through molecular mechanisms to treat alf. future studies will be aimed at identifying the optimum dose and the length of averrhoa bilimbi l. fruit extract administration. conclusion these findings demonstrated that the dosedependent effect of averrhoa bilimbi l. fruit figure 2. effect of averrhoa bilimbi l. fruit extract on tnf-α and pdgf level (n=6)). (a) level of tnf-α in each group, (b) level of pdgf in each group. sham=healthy rats, control=ccl-4 treated with olive oil/vehicle, t1=ccl-4 treated with a low dose of averrhoa bilimbi l. fruit extract, t2= ccl-4 treated with a high dose of averrhoa bilimbi l. fruit extract. *p<0.05. 67 extract administration may reduce the tnf-α and pdgf levels in ccl4-induced alf rats. this study provides new insights into the benefits of averrhoa bilimbi l. administration in most injured tissues, particularly in the proliferation phase of alf. acknowledgment the authors would like to thank the stem cell and cancer research laboratory for facilitating and technically assisting this research. funding none. conflict of interest the authors declare that they have no competing interests. author contribution r.r.s: conception and design, collection and/or assembly of data, data analysis and interpretation, manuscript writing; c.c.: supervising, critical reviewing, final approval of the manuscript; t.s.: 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a, lindarto d, sembiring rj. anti-fibrotic effect of intravenous umbilical cordderived mesenchymal stem cells (uc-mscs) injection in experimental rats induced liver fibrosis. med glas (zenica) 2021;18:62-9. doi: 10.17392/ 1211-21. univ med vol. 42 no. 1 september-december 2022 universa medicina vol.41no.3 pissn: 1907-3062 / eissn: 2407-2230 radiographic lumbosacral angle has a low yield for diagnosing low back pain in workers 20-70 years of age partogi napitupulu1 , gupita nareswari1 , mulia rahmansyah1 , and tandy chintya tanaji1 * abstract background the increasing trend of working from home (wfh) among workers may lead to prolonged sitting time, which is associated with increased complaints of low back pain (lbp). the lumbosacral angle (lsa) is one of the clinically important radiographic angles related to the curves commonly measured to evaluate the biomechanical factors linked with lbp. the purpose of this study was to determine the yield of radiographic lsa for diagnosing lbp among workers aged 20-70 years. methods an analytic cross-sectional study involving 119 participants was carried out in trisakti university. lumbosacral angle was measured using ferguson’s method. data regarding lbp symptoms, sitting duration, and sitting position were collected using a questionnaire. sensitivity and specificity was used to describe the characteristics of lsa as a screening test of lbp. results the subjects consisted of 66 women (55.5%) and 53 men (44.5 %). their ages ranged from 20 to 64 years with a median age of 40.0 years. mean lsa was 37.4 ± 7.3º, while the prevalence of lbp was 75 (63.0%). the optimal cut-off value of lsa for the prediction of lbp was 49.5% (95% ci: 0.385-0.606). the sensitivity, specificity, positive predictive value and negative predictive value of lsa in detecting lbp were 58.7%, 45.5%, 68.8%, and 43.6%. conclusions the radiographic lumbosacral angle has a low yield for the diagnosis of lbp among workers aged 20-70 years. further studies are needed to confirm our results and to test the application of this measurement. keywords: work from home, low back pain, lumbosacral angle, workers 1radiology department, faculty of medicine, universitas trisakti *correspondence: dr. tandy chintya tanaji, sp.rad department of radiology, faculty of medicine, universitas trisakti jl. kyai tapa no.260, grogol jakarta barat, indonesia phone: +6287788834789 email: tandy.chintya@trisakti.ac.id date of first submission, august 15, 2022 date of final revised submission, december 18, 2022 date of acceptance, december 20, 2022 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article doi: http://dx.doi.org/10.18051/univmed.2022.v41:263-270 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1359 263 cite this article as: napitupulu p, nareswari g, rahmansyah m, and tanaji tc. radiographic lumbosacral angle has a low yield for diagnosing low back pain in workers 20-70 years of age. univ med 2022;41:263-70. doi: 10.18051/u nivmed.2022.v41: 263-270. mailto:tandy.chintya@trisakti.ac.id https://orcid.org/0000-0002-1562-7231 https://orcid.org/0000-0002-1652-0495 https://orcid.org/0000-0003-4822-5818 https://orcid.org/0000-0002-2356-3194 http://dx.doi.org/10.18051/univmed.2022.v41:263-270 https://univmed.org/ejurnal/index.php/medicina/article/view/1359 264 napitupulu, nareswari, rahmansyah, et al lsa for diagnosing lbp introduction the implementation of large-scale social restriction in indonesia has given rise to another problem. one of the things that many complain about is that since the introduction of working from home (wfh), the complaints of low back pain (lbp) are increasing among workers. the existence of wfh causes the boundaries and time between work and rest to be unclear.(1) workers unconsciously are constantly sitting at work in front of a computer or laptop. the continuous sitting position, whether ergonomic or non-ergonomic, is one of the causes of the increase in lbp complaints during the pandemic, especially in the 30 to 60 year-olds. in another study, it was said that the lbp prevalence was unchanged or improved in almost 59%, while in more than 41% the lpb became worse.(2) low back pain is the most common musculoskeletal problem in the adult population. low back pain is a pain syndrome that occurs in the lower back region.(3) although the cause in 80-90% of cases of lbp is unknown or nonspecific, it has been reported that workers tend to spend a lot of time working in front of a computer or laptop for hours in a sitting position without the sitting being interspersed with other physical activities, which can trigger lbp that commonly occurs in the lumbosacral region.(4,5) to withstand heavy loads throughout the day, a good lumbosacral curvature is needed so that it can function in supporting the load. the existence of changes or abnormalities of the curvature is what gives rise to mild to severe degrees of lbp. many methods are used to measure this curvature, one that has become the gold standard is the measurement of the lumbosacral angle (lsa) on lateral projection lumbar radiographs.(3) the lumbosacral angle is formed by the intersection of two lines, namely a line drawn across the superior endplate of the s1 vertebra and a horizontal line.(6) aside from other lateral lumbosacral spine mensuration such as lumbar lordosis (ll), lumbosacral disc angle (lsda) and sacral inclination (si), the lsa has been associated with some degree of instability and lbp, therefore knowledge of the lsa range is critical in the management of lbp.(2,7) the risk of lbp was reported to increase in lsa of more than 42 degrees.(3,7) its value is also related to gender, where the lsa value in women is found to be greater than that of men.(8) a previous study reported that changes in lsa may cause lbp, which may guide healthcare providers to include physicians to make decisions clinically, when examining patients with lbp.(9) another research conducted by keskin et al.(10) involving 131 office workers found that lumbar pain was present for less than 6 weeks for those workers who were working in a sitting position for more than 6 hours a day. in conclusion, this study revealed that prolonged sitting at work may be the risk factors for lumbar pain among office workers. the study conducted by cho et al.(4) also reports the effects of standing and different sitting positions but using lumbar lordosis (ll) as its parameters, with more detailed sitting positions being described. their study revealed that sitting position may cause increased or reduced ll, thus showing that sitting in a chair with back support induced minor changes to the ll hence reducing the incidence of lbp. sitting posture can affect the trunk muscle activity and different muscles are predominantly stimulated, depending on the sitting posture (11) previous studies have shown that some sitting postures and behaviours were associated with lbp. bontrup et al.(12) reported that individuals with lbp demonstrated a trend towards more static sitting behaviours compared to non-lbp subjects. jung et al.(13) also showed that prolonged sitting in a non-ergonomic posture could increase the risk of lbp. although there is no firm evidence for the presence or absence of a causal relationship between radiological findings and lbp, many studies have suggested that there should be such a relationship. (1 4,1 5) importantly, since no biomechanical studies have investigated the 265 recovery of spinal biomechanics following sitting in various postures, the aim of this study was to determine the yield of radiographic lsa for diagnosis of lbp among workers aged 20-70 years. methods research design this cross-sectional study was conducted at trisakti university, west jakarta, in the period of september 2020 to february 2021. study subjects this study involved 119 employees of trisakti university who worked from home during the coronavirus disease 2019 (covid-19) pandemic. the sample size was determined based on the following sample size lemeshow’s formula for cross-sectional studies based on a z α value of 1.96 for a 5% level of significance and 35.7% prevalence of low back pain according to patrianingrum et al.,(16) which revealed that a minimum sample size of 89 subjects was required. the inclusion criteria of this study were: (i) men and women aged between 20-70 years (ii) registered employees of trisakti university (iii) willing to fill out an assessment evaluation questionnaire (iv) and willing to undergo lateral lumbosacral spine radiography. the exclusion criteria were: (i) known congenital spinal abnormalities such as spina bifida or congenital scoliosis, (ii) spinal fixation surgery in the lumbosacral region and (iii) suffering from an infectious disease/tumor/malignancy of the spine. data collection a questionnaire was completed by the participants during this study; it included age, sex, body mass index (bmi), and lbp. t he questionnaire also assessed the presence of lbp symptoms in the last 4 weeks and average sitting duration per day. it depicted various sitting positions and the study subject had to choose one of the most frequently used of the sitting positions (figure 1). lumbosacral angle assessment lateral lumbosacral x-ray radiography was performed on each subject. the lumbosacral angle (lsa) was defined as the angle where the line tangential to the upper endplate of the sacral vertebra intersects the lower endplate of the fifth lumbar vertebra. the lsa was measured using the ferguson’s method.(17) the latter method is to first draw the ab line (a line parallel to the superior border of the sacrum), then draw the ac line (horizontal line to the sacrum).(3,8,9) the lumbosacral angle of each subject was measured by experienced radiologists using computerized methods and recorded on a research sheet; then, the editing and coding process was carried out on a computer hard disk and the data cleansed electronically. after having the lumbosacral radiograph taken, each of the subjects was asked to fill the questionnaire. variability of sitting position the questionnaire described various pictures of sitting positions and the research subject had to choose one of the most frequently used pictures figure 1. various sitting positions assessed in this study univ med vol. 41 no. 3 266 napitupulu, nareswari, rahmansyah, et al lsa for diagnosing lbp of the sitting position (figure 1). aside from this, the average duration of sitting during working was also asked to each subj ect within the questionnaire. statistical analysis data analysis was conducted using the spss 25 program. since the data distribution was normal, the intergroup comparisons were performed using the one-way anova test. the cut-off point of lsa in detecting lbp was measured using receiver-operating characteristic (roc) curve analysis. sensitivity and specificity values were used to describe the characteristics of lsa as a screening test of lbp. statistical confidence interval (ci) was set at 95%, and p value <0.05 was considered to indicate statistical significance. ethical clearance the study was approved by the research ethic s committee, fac ulty of medic ine, universitas trisakti under no: 169/ker/fk/xii/ 2020. results characteristics distribution of the study subjects in a sample of 119 participants, there were 66 (55.5%) women and 53 men (44.5%), whose ages ranged from 20 to 64 years with a median age of 40 years, while the prevalence of lbp was 75 (63.0%) (table 1). the median of bmi was 26 kg/m2. the distribution of answers in the study questionnaire is shown in table 2. from all 119 subjects, 49.6% worked from home during the pandemic, of whom 82.4% admitted that they had spent a longer time sitting than in their usual working days. the majority of the respondents admitted to sitting for an average of 3-6 hours (57.1%) without rest, while 26.1% admitted to sitting for an average of 6-9 hours per day (26.1%). in subjects with symptoms of lbp, the majority sat for > 9 hours / day (80%) and most used sitting position d (65.2%). compar ison of m ean lsa betw ee n subgroups of duration and sitting position table 2 shows mean lsa in each average sitting duration and sitting position. according to one-wa y anova ana lysis, there was no significant difference in lsa between subgroups of sitting and duration of sitting position (p=0.099 and 0.188, respectively). accuracy of lsa in identifying workers with lbp in this study, we conducted roc curve analysis to obtain the optimal cut-off point of lsa in patients with low back pain. the analysis was described in table 3. the optimal cut-off point of lsa in this study was 37.21, with area under the curve (auc) of 0.495 (95% ci 0.385–0.606), with sensitivity, specificity, positive predictive value (ppv), and negative predictive value (npv) of 58,7%, 45.5%, 68.8%, and 43.6%, respectively. characteristic n (%) age (years), (median, minmax) 40 (20–64) gender man women 53 (44.5) 66 (55.5) body mass index, kg/m2 (median, min-max) 26 (17.9–42.9) average sitting hours per day < 3 3-6 6-9 > 9 15 (12.6) 68 (57.1) 31 (26.1) 5 (4.2) sitting position posture a posture b posture c posture d lsa (mean± sd) lbp yes no 36 (30.3) 15 (12.6) 45 (37.8) 23 (19.3) 37.4 ± 7.3 75 (63.0) 44 (37.0) table 1. baseline characteristics of the research subjects (n=114) data presented as n (%), except for age and body mass index (median, min-max) and lumbosacral angle mean ± sd 267 table 2. comparison of mean lsa between subgroups of duration and sitting position one-way anova discussion our study was unable to identify a significant difference between lsa value and sitting position. with respect to lsa, prior studies have varied greatly in their results.. cho et al. (4) stated that an increase in intradiscal pressure along with flattening of the lumbar curve may result from the sitting position, thus affecting lumbosacral lordosis (ll) rather than lsa. similarly, the study by de baranda et al. (18) which analyzed sitting posture and its effect on sagittal spinal curvature and lbp noted that incorrect posture greatly affects sagittal spinal curvature, which might barely affect lsa. in contrast, caglayan et. al.(9) observed that changes in lsa may cause lbp, as well as the research conducted by melani et al.(19) which also noted a significant but negative correlation between sitting position and lbp. the discrepancy in the findings of these studies and the non-significant correlation between lsa and sitting position may be caused by many factors, including variation in sample size, variation in normal lsa cut-off values, and lack of proper education for the participants with regard to their detailed sitting position in filling out the questionnaire in the present study may contribute to variations in our results. in regard to optimal lsa cut-off value for detecting lbp (37.21º), our study is in line with the study of jha and ravi(3) which noted an optimal cut-off value of 32.42º for detecting lbp. the normal lsa cut-off values in the studies of maduforo et al.(20) and okpala (21) are 36º and 44.5º, respectively. our results emphasize that lsa is a poor predictor of lbp in workers. however, to our knowledge, no previous studies have assessed the diagnostic value (sensitivity and specificity) of lsa in detecting lbp. therefore, we could not compare our results to any previous study regarding the sensitivity and specificity of lsa. we also did not obse rve any significant relationship between lsa and average sitting duration in this study. these findings also support the theory related to biomechanical changes. when a person sits down, the lumbosacral vertebrae carry the largest part of a person’s body weight. because the heavy load from the cervical and thoracic vertebrae is transmitted to the lumbosacral vertebrae, the longer the sitting lumbosacral angle low back pain total positive negative positive negative 44 31 20 24 64 55 total 75 44 119 table 3. accuracy of lsa in identifying workers with lbp sensitivity = 58.7%; specificity = 45.5%; positive predictive value = 68.8%; negative predictive value: 43.6%; optimal cutoff of lsa for predicting lbp: 37.21º univ med vol. 41 no. 3 variable lsa (mean ± sd) p-value average sitting duration (hours) <3 34.3 ± 6.5 3-6 36.9 ± 7.7 0,099 6-9 39.9 ± 6.8 >9 31.7 ± 6.1 sitting position a b c d 38.5 ± 6.9 38.5 ± 7.4 35.6 ± 7.8 38.6 ± 7.4 0.188 268 napitupulu, nareswari, rahmansyah, et al lsa for diagnosing lbp duration, the harder the work of the lumbosacral vertebrae. sitting continuously for a long period of time incre ases t he pressure on the intervertebral discs, thereby stiffening the lumbar vertebrae and weakening the lower back muscles, which subsequently lead to changes in the position of the lumbosacral vertebrae and radiographic lumbosacral spine mensuration, including lsa. it has been reported that more static sitting position may lead to sustained pressure under the buttocks and continuous compression on the intervertebral discs, hence causing lbp.(12) however, it has been established that lumbar lordosis is decreased more in the sitting position than in the standing position. this postural change increases the load and stress on the lumbar spine and surrounding structures, hence increases the risk of low back pain. although proper upright sitting postures involve anterior pelvic tilt, lumbar lordosis and relaxation of the thoracic spine, which reduces the pressure on the intervertebral discs, most people tend to sit in a slouched posture for prolonged time peri ods, which is often accompanied by an abnormal posture of the spine and pelvis. when the posture is maintained with the neck and trunk bent forward, the back extensors are over-activated, and the constant load on these muscles may increase the risk of neck and back pain.(22) another influencing factor is the cut-off lsa value, which varies greatly between studies. this may cause difficulties in confirming the diagnosis of lbp.(23,24) these factors need to be evaluated further and may serve as input for further research. with regard to the fact that the prevalence of lbp was high among workers, for this matter, a multidisciplinary approach involving occupational medicine may be encouraged to educate trisakti employees on how to sit properly and correctly while working from home. the education and counseling may include stretching in between periods of work, and other exercises such as strengthening, endurance, aerobic fitness, walking, yoga, and pilates. all these active interventions may reduce back pain, but no evidence has been found that one form of exercise is superior to the other.(10) according to hayden et al.(25) exercise has been reported to be effective for treatment of chronic low back pain with moderate-certainty evidence, compared to no treatment, usual care, or placebo for pain. figure 2. receiver operating characteristics (roc) curves for low back pain 269 despite the inconsistencies in the literature and great variety in normal lsa cut-off values, several daily activities may also bring about changes in the curvatures that may come in the form of angular changes in the vertebrae affecting the value of lsa. in our process of collecting data, it was challenging to educate participants on how to correctly fill the questionnaire or provide other data about their sitting position and duration; therefore, further studies with larger populations may be warranted. one limitation of our study is the definitions for lbp, this data was obtained from a health interview. such data are subject to self-reporting bias and may have had an effect on the lbp prevalence. conclusion our study did not demonstrate that lsa showed ppv or sensitivities high enough to be effec tive in screening workers for lbp. screening based on lsa would lead to many false positive and negative test results. further studies with a larger number of subj ects may be encouraged to better determine the correlation between lsa and sitting duration. conflict of interests there are no potential conflicts of interest with respect to the research, authorship, and/or publication of this article declared by the author(s). acknowledgement the authors express their gratitude to the faculty of medicine, universitas trisakti, for the funding of this study. contributors all authors will take responsibility for the content of the manuscript submitted to universa medicina publicly. pn, mr, gn and t c contributed to the concept and design of the study and to data acquisition, analysis, and interpretation. gn and tc contributed to the critical revision of the manuscript. all authors have read and approved the final manuscript. references 1. galanti t, guidetti g, mazzei e, zappalà s, toscano f. work from home during the covid-19 outbreak: the impact on employees’ remote work productivity, engagement, and stress. j occup environ med 2021;63:e426-e2. doi:10.1097/ jom.0000000000002236. 2. bailly f, genevay s, foltz v, et al. effects of covid-19 lockdown on low back pain intensity in chronic low back pain patients: results of the multicenter confi-lomb study. eur spine j 2022;31:159-66. doi: 10.1007/s00586-021-07007-8. 3. jha ak, ravi c. a study of normal variation in lumbosacral angle in asymptomatic patients attending orthopaedic out-patient department of a medical college hospital, telangana. indian j orthop surg 2020;4:16–20. https://doi.org/ 10.18231/2395-1362.2018.0005. 4. cho iy, park sy, park jh, kim tk, jung tw, lee hm. the effect of standing and different sitting positions on lumbar lordosis: radiographic study of 30 healthy volunteers. asian spine j 2015;9: 762–9. doi: 10.4184/asj.2015.9.5.762. 5. aminoff mj, boller f, swaab df, barnes mp, good dc. handbook of clinical neurology. vol. 110. oxford: elsevier;2013. 6. kocyigit bf, berk e. comparison of lumbosacral alignment in geriatric and non-geriatric patients suffering low back pain. pakistan j med sci 2018; 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4:757-62. 22. hey hwd, wong cg, lau etc, et al. differences in erect sitting and natural sitting spinal alignment—insights into a new paradigm and implications in deformity correction. spine j 2017;17:183-9. doi: 10.1016/j.spinee.2016.08.026. 23. naqvi szg, ali a, siddiqui a, ali sd, qureshi m, aliuddin im. measurement of lumbosacral angle in normal radiographs: a cross-sectional study. j liaquat univ med heal sci 2020;19:238–41. doi: 10.22442/jumhs.201940697. 24. thakur b, prashar r, bhoil r, rana s, gupta u. evaluation of geometrical angles in lumbo-sacral spine on digital radiographs in north indian population. int j health clin res 2021;4:132–5. 25. hayden ja, ellis j, ogilvie r, malmivaara a, van tulder mw. exercise therapy for chronic low back pain. cochrane database syst rev 2021;9: cd009790. doi: 10.1002/14651858.cd009790.pub2. c:\users\universa medicina\docu 87 abstract universa medicina mother's hand tool as a skin-to-skin contact simulation instrument decreases pain levels in newborns yesim ceylantekin1, nuriye buyukkayaci duman2*, dilek ocalan3, senay topuz4, and betul yildiz ucar5 background sensory stimulation activates the gate control mechanism, raises the level of beta endorphins, and the secretion of beta endorphins increases the pain threshold, reducing or eliminating the feeling of pain. it has been reported that skin-to-skin contact or sensual stimulation reduces stress, pain and crying time in newborns. the present study aimed to examine the effect of the mother’s hand tool (mht) developed by the researchers for three purposes: touch, positioning and vibration on pain levels in newborns. methods a quasi-experimental study was conducted involving 52 newborns aged 0-15 days who were being treated in the neonatal intensive care unit. the mht was applied to support the newborn and was applied 8 times in 24 hours for 3 minutes in total. demographic data collection form (ddcf), neonatal evaluation form (nef) to assess the respiratory rate, pulse rate, spo 2 and co 2 level, and neonatal infant pain scale (nips) were used to collect data. the wilcoxon signed rank test was applied to analyse the data. a p value of <0.05 was considered to be statistically significant. results after the mht application, it was revealed that there was a significant difference in pulse rate (p=0.000), s p o 2 level (p= 0.029), co 2 level (p=0.000) and nips pain scores (hour 6,9,12,15,18, and 24) and total nips (p=0.000) pain scores, before and after mht practice. conclusion this study demonstrated that mht application to the newborns had a decreasing effect on pain level, heart rate, co 2 level, and an increasing effect on s p o 2 level. keywords: mother’s hand tool, procedural pain levels, skin-to-skin contact simulation, newborns. original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.90-98 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1147 may-august 2021 vol.40no.2 cite this article as: ceylantekin y, duman nb, ocalan d, topuz s, ucar by. mother's hand tool as a skin-to-skin contact simulation instrument decreases pain levels in newborns. univ med 2021;40:87-95. doi: 10.18051/univmed.2021.v40.90-98 1afyonkarahisar university of health sciences, faculty of health sciences, department of nursing, afyonkarahisar, turkey 2hitit university, faculty of health sciences, department of nursing, çorum, turkey 3tokat gaziosmanpasa university faculty of health sciences, department of nursing, tokat, turkey 4ankara university, faculty of health sciences, department of midwifery, ankara, turkey 5konya numune hospital, third level intensive care unit, konya, turkey correspondence: *nuriye buyukkayaci duman hitit university, faculty of health sciences, department of nursing, corum, turkey email : nurfatihh@hotmail.com orcid id : 0000-0002-4246-3607 date of first submission, march 6, 2021 date of final revised submission, may 24, 2021 date of acceptance, june 2, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 88 ceylantekin, duman, ocalan, et al mother's hand tool and newborn introduction a number of neonates, during the first days of life in the postpartum period, experience painful processes because of drug administrations, heel lancing, venipuncture/arterial puncture, venous interventions, neonatal evaluation and positioning. behavioural or neurological problems may arise in infants if the pain is not treated effectively in this period.(1-3) healthcare professionals are responsible for reducing the pain that neonates experience and helping them to cope with it. the pain has two forms of treatment: pharmacological and non-pharmacologica l. (1 -3) no npharmacological methods are necessary to decrease analgesic drug use in the neonatal intensive care unit (nicu) and hospitalization period. in addition, healthcare professionals may prefer those methods since they are affordable and easily applicable.(4-6)according to the literature, non-pharmacological methods which play a key role in pain management in neonates support them to cope with the pain and reduce the stress level. in addition, these methods are widely preferred since they are easily applicable and affordable. the methods reduce drug use and the risks of side effects as well.(6,7) the distraction methods may be utilized by using the visual and auditory senses or sense of touch and taste in order to reduce the pain in newborns.(6,7)as the distractive stimulant is removed, the pain becomes the main focus.(6,7) skin-to-skin contact (ssc) or kangaroo care (kc), massage, touching and embracing, crooning or avoiding loud talk close to the baby, allowing non-nutritive sucking, giving breast milk, breastfeeding, or giving oral sugared fluids are the distractive methods that reduce pain and stress.(8-10) in addition, such non-pharmacological methods as holding, positioning, individualised care, provision of aromatic and maternal smells, mechanical vibration, acupuncture, and music have been used to control the pain.(8-10) touching and embracing are essential for the newborns with the purpose of maintaining ssc and reinforcing the trust sensation.(11) since preterm newborns are more hypotonic than fullterm newborns, they should be supported and in order to pr eser ve fl exion posture it is recommended that, if necessary, the infant should be swaddled for support. a towel, blanket or roll cloth can be used to maintain stabilisation.(11) similarly, it has been suggested that kc is important in pain management as well. moreover, it has been reported that kc application decreases the pain score in infants and the duration of their crying during heel lancing.(12-14 ) studies on the subject have reported that ssc reduces the emotional stress and shortened crying times in the newborns, as well as improves parent-baby attachment and safe interaction.(1214) in addition, the newborn calms down, the pulse rate decreases and the body temperature is regulated with the sensory stimulation. it has been reported that ssc has a decreasing effect on pain. when the literature is reviewed, there are studies reporting that ssc positively affects blood gas levels in newborns.(12-14) in addition, sensory stimulation activates the gate control mechanism, raises the level of beta endorphins, and the secretion of beta endorphins increases the pain threshold, reducing rather than eliminating the feeling of pain.(15) when studies conducted with newborns on the subject are examined, it is seen that sensory stimulation techniques such as ssc, kc, vibration and massage reduce neonatal stress, resulting in a significant decrease in heart rate, blood pressure and pain scores.(16-18) in the study of herrington and chiodo (16) it was reported that the heart rate and crying time of babies who did not receive the gentle human touch (ght) method as a simulation of ssc during heel lancing in newborns were higher than those in the group receiving ght. in the study of mcginnis et al.(17) it was reported that the newborns to whom vibration was applied during the heel lancing procedure had a more stable heart rate and pain scores were lower than had the group who did not receive vibration. in the systematic review study of ueki et al.(18) it was determined that mechanical vibration was 89 effective in reducing pain from needle-related procedures (nrps) in children. in the study of dolu and karakoc(19) examining the effect of the mechanical vibration technique during heel lancing, the pain scores of the newborns in the intervention group in which mechanical vibration was applied were found to be lower than in the group without mechanical vibration. it was reported by abdallah et al.(20) that the pain scores of premature infants who received massage therapy were lower than those of infants who did not receive massage therapy. when the studies on the subj ect are examined, it is seen that for practices such as reducing neonatal intensive care stress, kangaroo care to relieve pain, sensual contact, and vibration there is definite evidence of improved neurological and behavioural outcomes, although the evidence seems to be insufficient for other applications.(1618) in these studies, it is seen that the relationship of a single technique to neonatal pain management is generally examined.(18-20) in our study unlike other studies, the aim was to examine the effect of the mother’s hand tool (mht) developed by the researchers for three purposes: touch, positioning and vibrationon pain levels in newborns. methods research design a quasi-experimental study was conducted at the intensive care unit in afyonkarahisar university of health sciences, hospital of medicine, faculty of health sciences, between january and march 2018. research subjects fifty two newborns who were 0-15 days old and who met the inclusion criteria of the study, having been treated in incubators for less than a month, were included in the study. the sample size was determined using 90% power to detect a mean of paired differences of 2.1 with a standard deviation of differences of 1.4 and a significance level (alpha) of 0.05, resulting in 52 newborns aged 0-15 days. infants who were aged 0 and 15 days, born between 32 and 40 gestational weeks and whose parents agreed to participate and who met the criteria were included in the study. excluded from the study were infants who had congenital anomalies, haemorrhages, contraindications towards position change, heart disease or severe respiratory distress, had undergone serious operation and infants who received morphine, fentanyl, muscle rel axants, dilantin or phenobarbital. study instruments three instruments were used to collect data. the first instrument was the demographic data collection for m (ddcf) developed by researchers to assess the infant’s gender, birth weight, height, weight, week of birth, delivery type, apgar scores, sleeping position, breastfeeding status, vital signs and the reason for neonatal intensive care admission. the third instrument was the neonatal infant pain scale (nips) that was developed by lawrence et al.(21) to assess behavioural responses and physiologic pain responses of preterm and full-term newborns and was translated into turkish by akdovan and yildirim (22) and validated in 1999 by akdovan. lawrence et al.(21) found the reliability coefficient of nips to be in the range of 0.92-0.97. in addition, akdovan and yyldyrym(22) reported that the cronbach’s value is between 0.83 and 0.86. the scale comprised of five behavioural indicators (facial expressions, cry, state of arousal, arms, legs) and one physiologic indicator (breathing pattern). with the exception of ‘‘cry,’’ which had three possible score descriptors (0, 1, or 2), each behavioural indicator was scored with 0 or 1. the total score ranged between 0 and 7. higher scores represented higher levels of pain. the nips is very easy and quick to use. the data for nips were collected by video recording. in this study, cronbach’s alpha of the scale was between 0.91 and 0.97. study procedure the newborns included in the study were supported in the incubator with a mht instead univ med vol. 40 no 2 90 ceylantekin, duman, ocalan, et al mother's hand tool and newborn a b c of a towel or a rolled cloth. the position of the newborns was changed every 3 hours (prone, supine, right-lateral and left-lateral position) by the mht. the application of mht which included supporting the newborn and providing vibration, was performed 8 times in 24 hours for 3 minutes in total, including interventions. heart rate, s p o 2 value, co 2 rate measurements were taken with a pulse oximeter device before and after the application of the mht. in addition, the respiratory rate of newborns not connected to a mechanical ventilator was measured by the researcher by observing the rib cage movement. the respiratory rate of newborns connected to a mechanical ventilator was measured by means of a device. measurement of the neonate’s vital signs (axillary temperature, heart rate and respiratory rate) was done directly during direct skin to skin contact for 12 times (every 2 hours) to confirm their stability, then their mean values were recorded, and all other routine care was done. the measurement results obtained were recorded in the nef. also, the nips was applied before and after mht application during the interventions. mother’s hand tool (mht) the mht is a hand-like tool, made of rubber and bar of silicone, which vibrates the newborns. non-allergenic components were used in view of the newborn’s skin sensitivity. therefore, more effective results were expected by integrating touching, proper positioning and mechanical vibration techniques without harming the newborn’s skin. it was particularly designed to be like a mother’s hand to induce the feeling that mother is touching. the mht was developed by us and was given its name because it resembles the hand of the mother (figure 1). the mht is considered to be important in creating a sense of trust in the infant who is separated from the mother, since it resembles the mother’s hand, unlike the rolled towel currently used in the clinic (figure 2). the functions of the mht of touching, proper positioning, and mechanical vibration have been integrated with the aim of pain control in newborns. ethical consent this study has been ethically approved on 11/12/2017 by afyon kar ahisar kocatepe university faculty of medicine under no. 2017/ 279. written and oral consent of the respondents’ parents were obtained as well to allow the investigators to evaluate the pain status of the newborns. statistical analysis the data were evaluated using the ibm spss 22.0 package program (ibm corp., armonk, ny, usa). number, percentage, mean, and standar d devia ti on were used in the evaluation of descriptive data. the shapiro-wilk normality test was performed to determine whether the data were normally distributed. in the analysis, it was found that the distribution was figure 1. the maternal mechanism used to position the babies in intensive care 91 not normal. the wilcoxon signed rank test was used to compare two groups of non-parametric data. a p-value of <0.05 was considered to be statistically significant. results a total of 52 newborns participated in this study and were followed up for 24 hours (figure 3). in this study, the median gestation week of the newborns was 35.3 (29-40) weeks, the mean age was 3.4 (0-15) days, and 55.8% of the newborns were girls. the median birth weight of the newborns was 2150 (1100-4000) g, while the median height was 43 (41-46) cm, and 63.5% of the newborns were delivered by caesarean section. the reasons for admission to the nicu were hyperbilirubinaemia (63.5%), hypoxia (25.0%), premature (25.0%), and low birth weight (15.4%). in addition, 96.2% of the newborns received breast milk and all of them slept in the supine position. when the distribution of vital signs of newborns was examined, the median axillary temperature was 36.2 º (35-37) , the median heart rate was 141 (130-160) x/min., and the median respiratory rate was 48 (46-56) x/min. while the median oxygen saturation was 95.5 (94-99) % , and the median carbon dioxide saturation was 36 (35-43) % (table 1). figure 2. the use of mother’s hand tool as a representative in positioning figure 3. flowchart of the participants univ med vol. 40 no 2 92 ceylantekin, duman, ocalan, et al mother's hand tool and newborn a wilcoxon signed rank test showed that there was a significant difference on weight gain on hour 9 (p=0.000), hour 12 (p =0.000), hour 15 (p=0.000), hour 18 (p=0.000), hour 21 (p=0.000) and hour 24 (p=0.000) between infants before the mht practice group and those after the mht practice group. the median co 2 level and heart rate significantly decreased in the post mht practice group compared to the before mht practice group. and the median spo 2 level increased after the mht practice (table 2). discussion in our study, it was determined that the mht application performed during invasive procedures has a significant decreasing effect on the median nips scores of the newborns (at 6, 9, 12, 15, 18, 24 hours) and the median total 24-hour nips score. in other words, it can be said that mht application reduces procedural pain in newborns. *data presented as median (min-max) characteristics n (%) gestational age (weeks) * age (days)* gender male female birth weight (g)* height (cm)* delivery type vaginal birth caesarean section apgar scores 46 79 reason for nicu admission hyperbilirubinaemia hypoxia prematurity low birth weight breastfeeding status taking not taking sleeping position supine vital signs * axillary temperature (ºc) heart rate (x/min) respiratory rate (x/min) spo2 saturation (%) co2 saturation (%) having diagnosed infection status yes no skin contact treatment in incubator 35.3 (29-40) 3.4 (0-15) 23 (44.2) 29 (55.8) 2150 (1100-40000) 43 (41-46) 19 (36.5) 33 (63.5) 27 (52.7) 25 (47.3) (34.6) (25.0) (25.0) (15.4) 50 (96.2) 2 (3.8) 52 (100.0) 36.2 (35-37) 141 (130-160) 48 (46-56) 95.5 (94-99) 36 (35-43) 0 (0.0) 52 (100.0) 8 times and over in 24hour table 1. characteristics of the subjects at base-line (n=52) 93 according to the literature, it is reported that non-pharmacological methods such as skin contact, vibration, massage, and positioning are eff ective in relieving procedural pain in newborns.(1-3) similarly, in our study, it was determined that the application of the mht wh i c h h a s t h r e e f u n c t i on s , s ki n c o nt a c t simulation, vibration and positioning, reduces procedural pain in newborns. in our study, after the mht practice, the median s p o 2 increased and the median co 2 decreased in the newborns. in addition, after the mht application, mean heart rate decreased. studies on the subject show that pain in the newborn increases heart rate, causes ecg changes and negatively affects oxygenation.(1618) on the other hand, with the reduction of pain in the newborn and the elimination of the stress factor of pain, heart rate slows down, oxygenation incr ease s, and carbon dioxide saturation decreases.(16-18) in this context, it can be said that the findings obtained in our study regarding the change in pain scores, vital signs and blood gas values before and after mht application are compatible with the literature. when the literature is reviewed, similar to our study it has been reported that skin-to-skin before mht practice (n=52) after mht practice (n=52) p value nips scores median median 0.05 0.16 0.85 0.00 0.00 1.10 1.24 0.25 time of day (hour) 3: 00 6: 00 9: 00 12:00 15:00 18.00 21:00 24:00 0.06 0.26 1.75 3.50 4.40 2.80 1.50 0.32 3.40 95.5 36 36.2 141 48 0.729 0.285* 0.000 0.000* 0.000* 0.000* 0.000* 0.000* nips total scores 0.22 0.000* spo2 saturation (%) 97 0.029* co2 saturation (%) 31 0.029* axillary temperature (ºc) 36.3 0.652 heart rate (x/min) 139 0.000* respiration rate (x/min) 48 0.445 table 2. comparison of nips scores, total nips score, vital signs in newborns before and after mht practice abbreviation nips, neonatal infant pain scale contact or similar sensual stimulation, vibration and positioning had a decreasing effect on stress, pain and crying time in newborns.(16-18) it has been reported that some of the non-pharmacological studies have found a significant effect on pulse rate, respiration and oxygen saturation, and a decrease in motor activity and arousal states following invasive measures.(16-18) similar to the result of our study, herrington and chiodo (16) investigated the gentle human touch (ght) method during heel lancing in neonates. it has been revealed that infants who did not receive ght had increased heart rate and increased duration of crying during the heel stick. also infants who received ght did not have decreased respiration and elevated heart rate. also, cadlayan and balcy (23) studied the duration of crying and pain scores in preterm neonates both in the usual positions and facilitated tucking during heel lancing. it has been determined that the pain scores of the neonates in facilitated tucking are relatively low and the duration of their crying is shorter as well. chidambaram et al.(24) using a crossover study on the effect of kangaroo care (skin-to-skin contact) in reducing heel lancing pain in preterm infants, found that kangaroo care was effective in reducing pain in univ med vol. 40 no 2 94 ceylantekin, duman, ocalan, et al mother's hand tool and newborn conflict of interest no potential conflict of inter est was reported by the author(s). acknowledgments we would like to thank the participating newborns who took part in this study. we also thank both parents of each of the newborns for their consent. contributors yc, do, nbd designed this study. yc, by, nbd carried out the data analyses and reported the initial findings. nbd, st contributed to the manuscript prepation and submission. all authors have read and approved the final manuscript. references 1. boles j. non-pharmacological strategies for addressing infant pain. pediatr nurs 2017;43:98100. 2. erodlu a, arslan s. perception, evaluation and management of pain in the newborn. duzce university j inst health sci 2018;8:52-60. 3. polkki t, korhonen a, laukkale h. nurses’ perceptions of pain assessment and management practices in neonates: a cross-sectional survey. scand j caring sci 2018;32:725-33. doi: 10.1111/ scs.12503. 4. field t. preterm newborn pain research review. infant behav dev 2017;49:141-50. doi: 10.1016/j.infbeh.2017.09.002. 5. efe e, dikmen s, altas n, boneval c. turkish pediatric surgical nurses’ knowledge and attitudes regarding pain assessment and nonpharmacological and environmental methods in newborns’ pain relief. pain manag nurs 2013;14:343-50. doi: 10.1016/j.pmn.2011.08. 003. 6. bucsea o, riddell rp. non-pharmacological pain management in the neonatal intensive care unit: managing neonatal pain without drugs. semin fetal neonatal med 2019;24:101017. doi: 10.1016/ j.siny.2019.05.009. 7. williams n, mac lean k, guan l, collet jp, holsti l. pilot testing a robot for reducing pain in hospitalized preterm infants. otjr occup preterm infants. similarly, in the study of sen and manav,(25) it was reported that kangaroo care was more effective than oral sucrose in relieving procedural pain in premature babies. in t he s t ud y o f k a r i mi e t a l . , ( 2 6 ) i t wa s determined that massage and kangaroo care had a pain-reducing effect in premature infants.in the randomized controlled trial by mcginnis et al.(17) it was found out that the neonates in the vibration group had significantly lower pain scores and more stable pulse rates during heel stick and 2 minutes following heel lancing compared to those in the non-vibration group. also, dolu and karakoc’s(19) study in which the effect of the mechanical vibration technique during heel stick in order to reduce the pain was observed, mean nips scores in the experimental group during and after the practice was lower than in the control group without the vibration technique. these findings are similar to those of our study. the clinical implication of this study according to the results showed that at least 9 hours of mht was effective in improving pain, heart rate, and s p o 2 and co 2 levels in the newborn . therefore, mothers nee d to be encouraged and supported to provide mht practice in nicus. the limitation of our study was the quasi-experimental design used, which is useful when randomization is not possible. in this study, we chose to use a quasi-experimental design because of the ethical implications of randomising infants to receive or not receive the mht practice. future research using a true experimental design would be more rigorous and assist in controlling confounding variables. conclusions as a result, it was demonstrated that mht practice had a decreasing effect on pain levels, heart rates, and co 2 rates, and an increasing effect on spo 2 values in the newborns. the mht practice is a safe and effective method of pain management in newborn. 95 participation health 2019;39:108-15. https:// doi.org/10.1177/1539449218825436. 8. akcan e, yiðit r. related approaches to pain management of neonatal nurses and physicians in the neonatal clinic in turkey. acu health sci j 2016;3:147-53. 9. de clifford-faugere g, aita m, le may s. nurses’ practices regarding procedural pain management of preterm infants. appl nurs res 2019;45:52-4. https://doi.org/10.1016/j.apnr.2018.11.007. 10. yavuz de, alpar pe. interventional pain and nonpharmacological management in newborns and infants. zeynep kamil med bull 2018;49:169-78. 11. rivas-fernandez m, roque i figuls m, diezizquierdo a, escribano j, balaguer a. infant position in neonates receiving mechanical ventilation. cochrane database syst rev 2016;11: cd003668. doi:10.1002/14651858.cd003668.pub4 12. campbell-yeo m, johnston cc, benoit b, et al. sustained efficacy of kangaroo care for repeated painful procedures over neonatal intensive care unit hospitalization: a single-blind randomized controlled trial. pain 2019;160:2580-8. doi: 10.1097/ j.pain.0000000000001646. 13. pagni am, kellar s, rood m. effects of kangaroo care on procedural pain in preterm infants: a systematic review. honors research projects 2017;441. http://ideaexchange.uakron.edu/ honors_research_projects/441. 14. benoit b, campbell-yeo m, johnston c, latimer m, caddell k, orr t. staff nurse utilization of kangaroo care as an intervention for procedural pain in preterm infants. adv neonatal care 2016; 16:229-38. doi: 10.1097/anc.0000000000000262. 15. zampino c, ficacci r, checcacci m, catacuzzeno l. pain control by proprioceptive and exteroceptive stimulation at the trigeminal level. front physiol 2018;9:1037. doi:10.3389/fphys. 2018.01037. 16. herrington cj, chiodo lm. human touch effectively and safely reduces pain in the newborn intensive care unit. pain manag nurs 2014;15:10715. doi: 10.1016/j.pmn.2012.06.007. 17. mcginnis k, murray e, cherven b, mccracken c, travers c. effect of vibration on pain response to heel lance: a pilot randomized controltrial. adv neonatal care 2016;16:439-48. doi: 10.1097/anc. 0000000000000 315. 18. ueki s, yamagami y, makimoto k. effectiveness of vibratory stimulation on needle-related procedural pain in children: a systematic review. jbi database system rev implement rep 2019; 17:1428-63. doi: 10.11124/jbisrir-2017-003890. 19. dolu kaya fn, karakoc a. efficacy of mechanical vibration of heel stick pain in neonates. clin exp health sci 2018;8:122-7. 20. abdallah b, badr lk, hawwari m. the efficacy of massage on short and long term outcomes in preterm infants. infant behav dev 2013;36:662-9. https://doi.org/10.1016/j.infbeh.2013.06.009. 21. lawrence j, alcock d, mcgrath p, kay j, macmurray sb, dulberg c. the development of a tool to assess neonatal pain. neonatal netw 1993;12:59-66. 22. akdovan t, yyldyrym z. assessment of pain in healthy neonates, investigation of the effects of pacifying and holding in arms. j perinatal med 2001;29:43. 23. çaðlayan n, balcy s. an effective pain reduction in preterm newborns method: fetal position. florence nightingale j nurs 2014;22:63-8. 24. chidambaram ag, manjula s, adhisivam b, bhat bv. effect of kangaroo mothercare in reducing pain due to heel prick among preterm neonates: a cross-over trial. j matern fetal neonatal med 2014;27:488-90. doi: 10.3109/14767058.2013. 818974. 25. sen e, manav g. effect of kangaroo care and oral sucrose on pain in premature infants: a randomized controlled trial. pain manag nurs 2020;21:556-64. doi: 10.1016/j.pmn.2020.05.003. 26. karimi f, abolhassani m, ghasempour z, gholami a, rabiee n. comparing the effect of kangaroo mother care and massage on preterm infant pain score, stress, anxiety, depression, and stress coping strategies of their mothers. int j pediatr 2020. doi:10.22038/ijp.2020.50006.3990. univ med vol. 40 no 2 dark chocolate administration improves working memory in students 229 *department of physiology, faculty of medicine, atma jaya university **department of anatomy, faculty of medicine, atma jaya university correspondence: nawanto agung prastowo department of physiology, faculty of medicine, atma jaya university jalan pluit raya no 2, jakarta utara, jakarta 14444 email: nawanto2005@yahoo.co.id handphone: 081317477849 faksimili: 021-660-6123 univ med 2015;34:229-36 doi: 10.18051/univmed.2016.v35.229-236 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background flavonoids have positive effects on health, including the nervous system. high flavonoid content can be found in chocolate, especially dark chocolate. verbal working memory is important for reasoning, language comprehension, planning, and spatial processing. the purpose of this study was to evaluate the effect of a single dose of dark and white chocolate administration on verbal working memory in medical students. methods a study of experimental pre-post test design with controls was conducted on 60 students. these were simply randomized into two groups: the first group was supplemented with white chocolate as control, and the second group received dark chocolate, at an identical single dose of 100 g. working memory was measured with the digit span forwards (dsf) and the digit span backwards (dsb) tests, before, at 1 hour, and at 3 hours after intervention. independent t and mann-whitney tests were used for data analysis. results scores for dsf and dsb in control and treatment groups were similar at baseline. at 1 hour after dark and white chocolate administration, dsf and dsb scores were not significantly different between the two groups (p=0.832; p=0.683). supplementation of dark chocolate at 3 hours after intervention significantly increased dsb scores compared to white chocolate (p=0.041), but dsf scores were not significantly different between the two groups (p=0.204). conclusions dark chocolate as a single dose is capable of improving verbal working memory in students, 3 hours after its consumption. since cocoa contains multiple bioactive compounds, one approach might be to examine the neurocognitive effects of combinations of potential functional ingredients. keywords: antioxidant, flavonoid, dark chocolate, working memory, students dark chocolate administration improves working memory in students nawanto agung prastowo*, samuel kristanto*, and poppy kristina sasmita** doi: http://dx.doi.org/10.18051/univmed.2015.v34.229-236 230 prastowo, kristanto, sasmita dark chocolate improves working memory pemberian coklat hitam memperbaiki memori kerja pada mahasiswa latar belakang flavonoid memiliki efek positif terhadap kesehatan termasuk sistem saraf. kandungan flavonoid tinggi dapat ditemukan pada coklat terutama coklat hitam. memori kerja penting untuk proses penalaran, pemahaman bahasa, perencanaan, dan pemahaman spasial. tujuan penelitian ini untuk menilai pengaruh pemberian coklat hitam dan coklat putih dosis tunggal terhadap memori kerja pada mahasiswa. metode penelitian eksperimental pre-post test design menggunakan kontrol dilakukan pada 60 mahasiswa. mereka secara acak sederhana dibagi menjadi dua kelompok, yaitu kelompok pertama diberikan coklat putih sebagai kontrol dan kelompok kedua coklat hitam dengan dosis tunggal yang sama sebanyak 100 gr. memori kerja diuji dengan digit span test (dst) forward (dsf) dan backward (dsb) sebelum, 1 dan 3 jam setelah intervensi. uji statistik yang digunakan adalah uji t-independen dan mann-whitney untuk menguji perbandingan skor dst antara kelompok. hasil tidak terdapat perbedaan bermakna skor dsf dan dsb antara kelompok kontrol dan perlakuan pada tahap awal penelitian. setelah 1 jam baik pemberian coklat hitam maupun coklat putih tidak menunjukkan perbedaan yang bermakna skor dsf dan dsb antara kedua kelompok perlakuan (p=0,832;p=0,683). pemberian coklat hitam setelah 3 jam, ternyata skor dsb lebih tinggi secara bermakna dibandingkan coklat putih (p=0,041), dan skor dsf tidak menunjukkan perbedaan yang bermakna (p=0,204) antara kedua kelompok. kesimpulan pemberian coklat hitam dengan dosis tunggal setelah 3 jam mampu meningkatkan memori kerja pada mahasiswa. coklat hitam bersifat antioksidan karena mengandung flavanols bermanfaat untuk meningkat fungsi nerokognitif pada mahasiswa. kata kunci: antioksidan, flavonoid, coklat hitam, memori kerja, mahasiswa abstrak introduction c h o c o l a t e i s p r o d u c e d f r o m c a c a o (theobroma cacao l.) beans and contains flavanols, a class of flavonoids with considerable antioxidant activity, being thus of benefit to human health.(1) in comparison with white chocolate, the antioxidant content of dark chocolate is higher, as a result of fermentation, without the addition of other ingredients, such as powdered milk, sugar, and fat.(2) therefore dark chocolate has a bitter taste and is thus less favored. there are many studies on the effect of flavanols on cognitive function, the majority of which showed enhanced cognitive function after administration of flavanols. however, there are f e w s t u d i e s c o m p a r i n g t h e e ff e c t s o f administration of dark and white chocolate on cognitive function. one study comparing the effects of acute administration of dark and white chocolate was conducted by field et al.(3) using a crossover design, in which dark chocolate with a content of 720 mg cocoa flavanols was given, followed by administration of white chocolate, with an interval of one week between the two 231 univ med vol. 34 no.3 interventions. the results showed that dark chocolate enhanced cognitive function to a higher extent than did white chocolate. working memory plays an important role in cognitive function, particularly in reasoning, language comprehension, planning, and spatial processing.(4) working memory is a combination of attention, concentration, and short-term memory, and refers to the capacity for temporary retention and manipulation of information.(5) working memory is influenced by sleep quality,(6) diet,(7) and age.(8) several disorders, particularly those affecting the brain, such as alzheimer’s disease, stroke, head injury, and brain tumors, result in working memory dysfunction.(5) the digit span test (dst) is a test for measuring working memory function, and is frequently used because of its simplicity and high reliability of up to 0.9.(9) the dst consists of a sequence of digits that must be memorized and verbally repeated by the test subject. dst results are consistently good in normal elderly,(10) in elderly with cognitive dysfunction,(11) and also in children.(12) the objective of this study was to evaluate the effect of administration of dark and white chocolate on working memory in students, and differs from previous studies in the use of a parallel group design. methods design of the study this was an experimental study of preposttest nonblinded design with controls and conducted in jakarta from january to april 2015. subjects the subjects were preclinical medical students (1st – 4th year) who participated in this study and met the inclusion criteria, i.e. male and female students, in the preclinical years, healthy, of normal hearing, and agreeing to participate in the study up to its completion. the exclusion criteria were hypersensitivity to chocolate, insomnia, smoking, drinking, and history of head injury within the last 6 months. the drop-out criteria were consumption of flavonoid-containing foods or drinks 24 hours before the study, and in the 3-hour waiting period before the dst. informed consent was obtained in written form. information on the effect of type of chocolate on dst results was not given to the prospective subjects to avoid bias. sample size was calculated with the formula for comparative numerical analysis of two independent groups: 2 21 )xx( ).sz(z 2n       − + = βα where z á (5%) =1.96, zâ (85%) =1.282, s=0.3, x 1 -x 2 =0.25.(13) anticipating a drop out rate of 10%, the number of subjects for each group was 30, so that the total number of subjects was 60. intervention s u b j e c t s w e r e a l l o c a t e d b y s i m p l e randomization to 2 groups, i.e. the control group and the treatment group, each group consisting of 15 females and 15 males. the control group and the treatment group received white and dark chocolate bars, respectively, at a single oral dose of 100 g, which is the standard dose for determining chocolate contents. (14,15) the flavonoid content of 100 g of dark chocolate is ≈ 28.3 mg, and that of 100 g of white chocolate is ≈ 7.7 mg.(15) the outer wrappers were removed before the bars were given to the subjects, so that it was not apparent what type of chocolate was to be consumed. however, the subjects could still distinguish the type of chocolate by its color, since the white chocolate was of lighter color, whereas the dark chocolate was of darker color. measurement of working memory measurement of working memory was p e r f o r m e d u s i n g t h e d s t. t h e s u b j e c t s underwent a 24-hour wash-out period before the dst test, to remove flavonoids from plasma, by abstaining from consumption of flavonoidcontaining foods and drinks. after the wash-out 232 prastowo, kristanto, sasmita dark chocolate improves working memory period, both groups underwent the dst test, consisting of the dst forwards (dsf) and dst backwards (dsb). after completing the first dst tests (dsf-pre and dsb-pre), the subjects underwent the second and third dst tests, i.e. at 1 hour (dsf1 & dsb1) and 3 hours (dsf3 and dsb3) after chocolate consumption. while waiting for the dst, the subjects were allowed to perform their regular activities, but were not permitted to consume foods or drinks other than those provided by the investigators. in the dsf test, the subjects have to verbally repeat a sequence of digits presented by the investigators in their exact order, whereas in the dsb test the subjects have to repeat the digits in reverse order. the test is started by the investigators calling out a 4-digit number in random order (e.g. 3729) at a rate of 1 digit per second, then the subjects verbally repeating the digits in their given order. if the subjects has repeated the digits in the correct order, the list of digits is increased by 1 digit. if the subjects are unable to repeat the digits in their correct order, the test is followed by the dsb test. the subjects have two opportunities to listen to and repeat the series of digits. the test is discontinued if the subjects on the two occasions are unable to repeat the digits in their correct order. the dst score is the longest list of digits that has been repeated correctly. if the subjects can repeat a 9-digit number, the dst score is 9.(9,16) in the present study there were 3 sets of digit lists for the dsf and 3 sets for the dsb, each set consisting of digit lists in different order. statistical analysis the shapiro-wilk test was used to test for the normality of the data distribution. the independent t-test or mann-whitney test was used to find differences in dst scores between the two groups. the level of significance was set at p<0.05 with a confidence interval of 95%. ethical clearance ethical clearance was obtained from the research ethics commission, faculty of medicine, atma jaya university, jakarta. signed written informed consent was obtained from all subjects. the identity of the subjects was kept secret and was used only for research purposes. results a total of 84 students agreed to participate in the study by filling in an agreement form. a total of 16 students withdrew from the study because of academic reasons. randomization was performed on 68 subjects, consisting of 36 figure 1. flowchart of subject participation 233 univ med vol. 34 no.2 females and 32 males, to determine the type of intervention. in the randomization process the female subjects were separated from the males, to ensure that each intervention group received an identical number of female and males. on completion of the dst tests, the results from 8 subjects (2 males and 6 females) were considered invalid, since they had knowledge of the differing effects of the type of chocolate on the dst test results (figure 1). a total of 60 subjects met the requirements and participated in the study up to its completion. except for the baseline dsf and dsb scores, all dst scores were non-normally distributed (p>0.05), so that a non-parametric test was performed. table 1 presents the characteristics and dst measurement results in both groups at baseline. the independent t-test showed no significant differences for age, dsf scores and dsb scores between both groups (p=0.062; p=0.591; p=0.954). at 1 hour and 3 hours after intervention, mean dsf scores were not significantly different between the two intervention groups (p=0.842; p=0.204). however, at 3 hours after intervention, the dsb scores were significantly different between the two intervention groups (p=0.041) (table 2). administration of dark chocolate resulted in significantly higher dsb scores at 3 hours after intervention than did administration of white chocolate. discussion the present study demonstrates that administration of a single dose of dark chocolate significantly improved working memory of medical students after 3 hours of intervention to a higher extent than did administration of white chocolate. these results are similar to those of the study of field et al.(3) who also compared the effects of acute administration of dark and white chocolate. in the study of field et al. the cognitive function of the treatment group was better than that of the control group. the dose of chocolate in the present study was greater than that used in the study of field (100g vs 35g). for cognitive testing, field et al.(3) used visual spatial working memory, whereas we used dst. the effect of flavanols on cognitive function depends on the dose or concentration. the study by scholey et al.(17) used cocoa flavanols (cf) in differing concentrations (46 mg, 520 mg, and 994 mg). their results showed an increase in cognitive ability and mood in subjects receiving drinks containing cf at concentrations of 520 mg and 994 mg. the study by mastroiacovo et al.(18) also used drinks containing cf at similar concentrations (48 mg, 520 mg, and 993 mg). the results showed that subjects receiving cf at concentrations of 520 mg and 993 mg experienced improvement in the cognitive aspects. in our study, the subjects were given dark and white chocolate at a dose of 100 g. the flavanol content of dark chocolate is around 450 mg per 100 g, whereas that of white chocolate is approximately one-fourth that of *mann-whitney test; dsf1 : digit span forwards 1 hour after intervention; dsf3 : digit span forwards 3 hours after intervention; dsb1 : digit span backwards 1 hour after intervention; dsb3 : digit span backwards 3 hours after intervention table 2. differences in dsf and dsb scores of the control and treatment groups after intervention table 1. mean age and dst scores of the control and treatment groups at baseline dsf=digit span forwards; dsb=digit span backwards 234 prastowo, kristanto, sasmita dark chocolate improves working memory dark chocolate,(15) since white chocolate contains more additives to remove the bitter taste and improve appearance.(2) these additives may reduce the antioxidant content of white chocolate, thus reducing the effectiveness of chocolate on cognitive function.(19) dark chocolate has antioxidant properties because it contains flavanols, which occur as catechin and epicatechin monomers. (19-21) dark c h o c o l a t e i s a l s o n e u r o p r o t e c t i v e a n d neurogenetic. flavanols are lipophilic and can therefore penetrate the blood brain barrier and affect brain function.(1,2) in addition to their antioxidant effect, the neuroprotective and neurogenetic mechanisms of flavanols may occur through the interaction of flavanols with the intracellular signalling pathways, such as the regulation of mitogen-activated protein kinase (mapk) (2), oxidative stress signalling pathways (e.g. nf-κb), and expression of inflammatory genes (il-1β, tnfα).(1,22) the flavonoids used in our study and in previous studies originated from a variety of sources. the study by nurk et al.(7) used grapes, tea, and chocolate, whereas fournier et al.(23) used soy milk and an isoflavone supplement as flavonoid sources. in the present study we used chocolate as flavonoid source, considering that chocolate may be more popular and favored by younger subjects. in addition, we considered the bar form to be more practical for provision and presentation in comparison with fresh fruit, drinks or powders. in the present study, the dst scores at 1 hour after chocolate consumption did not increase significantly. this may have been associated with the peak plasma concentration. the peak plasma concentration of polyphenols is usually reached within 2-3 hours after consumption.(17,19) flavonoids reach a peak plasma concentration within an identical period, so that their effects can be seen after 2-3 hours. t h e r e f o r e i n t h e p e r i o d o f 1 h o u r a f t e r consumption the flavonoid plasma concentration may not have been sufficiently high to yield clinically significant effects. the digit span test (dst) is frequently used in neuropsychology and has been proven to effectively measure cognitive function. the test may be performed as a single test or as part of a method comprising several tests. the dst may be used in children (11) and in the elderly, both in healthy elderly or in elderly with cognitive dysfunction.(12) in the elderly, dst is more acceptable than the mini mental state evaluation (mmse),(12) while in healthy young persons, mmse is apparently too simple so that the test results may not show any differences. working memory is a combination of attention, concentration, and short-term memory that is important for processing and manipulating information that must be retained temporarily.(15) this capacity is important to medical students in following the educational process, especially i n r e c e i v i n g i n s t r u c t i o n s f r o m t u t o r s o r instructors, as well as in listening to patients at anamnesis. a good working memory may help medical students to improve their ability to diagnose a problem or disease, and to decide on the measures associated with their study or patients. the present study has several limitations that may have influenced the results. first, no true blinding could be performed, since the color of the chocolate was visible to the subjects after the removal of the wrappings. the investigators were unable to provide chocolate bars of identical color but of different type. however, blinding could still be maintained, because the subjects had no knowledge of the effects of chocolate type on verbal working memory. the subjects of this study were not informed on the effects of chocolate type on verbal working memory. second, no homogenization of the subjects was performed on the basis of academic achievement, which is an indicator of cognitive function that may affect working memory and dst scores. we propose to conduct further investigations on the effect of chocolate on cognitive facilitation, in addition to substantiation of functional brain changes associated with the components of cocoa. 235 univ med vol. 34 no.2 conclusions dark chocolate as a single dose is capable of improving verbal working memory in students, at 3 hours after its consumption. since cocoa contains multiple bioactive compounds, one approach might be to examine the neurocognitive effects of combinations of potential functional ingredients conflicts of interest this study was not associated with any parties, both financially and non-financially. the cost of the whole study was borne by the investigators themselves without any support of sponsors. the results of this study are solely intended for scientific advancement and not to provide commercial benefits to businesses or certain brands of chocolate. acknowledgements the investigators thank the students of the faculty of medicine, atma jaya university, who agreed to become study subjects. we also thank dr. jimmy barus, sps for useful input for correction of the manuscript. references 1. rendeiro c, guerreiro jdt, williams cm, et al. flavonoids as modulators of memory and learning: molecular interactions resulting in behavioural effects. proc nutr soc 2012;71:24662. 2. mcshea a, ramiro-puig e, munro sb, et al. clinical benefit and preservation of flavonols in dark chocolate manufacturing. nutr rev 2008; 66:630-41. 3. field dt, williams cm, butler lt. consumption of cocoa flavanols results in an acute improvement in visual and cognitive functions. physiol behav 2011;103:255-60. 4. d’esposito m. from cognitive to neural models of working memory. phil trans r soc b 2007;362:761-72. 5. budson ae, price bh. memory dysfunction. n engl j med 2005;352:692-9. 6. alhola p, polo-kantola p. sleep deprivation: impact on cognitive performance. neuropsychiatr dis treat 2007;3:553-67. 7. nurk e, refsum h, drevon ca, et al. intake of flavonoid-rich wine, tea, and chocolate by elderly men and women is associated with better cognitive test performance. j nutr 2009;139:1207. 8. barak o, tsodyks m. working models of working memory. neurobiol 2014;25:20-4. 9. groth-marnat g, baker s. digit span as a measure of everyday attention: a study of ecological validity. percept mot skill 2003;97: 1209-18. 10. choi hj, lee dy, seo eh, et al. a normative study of the digit span in an educationally diverse elderly population. psychiatr investig 2014;11: 39-43 11. leung jlm, lee gth, lam yh, et al. the use of the digit span test in screening for cognitive impairment in acute medical inpatients. int psychogeriatr 2011;23:1569-74. 12. rosenthal en, riccio ca, gsanger km, et al. digit span components as predictors of attention problems and executive functioning in children. arch clin neuropsychol 2006;21:131-9. 13. sastroasmoro s, ismail s. dasar-dasar metodologi penelitian klinis. edisi 4. sagung seto, jakarta. 2011 14. grassi d, lippi c, necozione s, et al. shortterm administration of dark chococolate is followed by a significant increase in insulin sensitivity and decrease in blood pressure in healthy persons. am j clin nutr. 2005;81:6114. 15. meng cc, jalil amm, ismail a. phenolic and theobromine contents of commercial dark, milk and white chocolates on the malaysian market. molecules 2009;14:200-9. 16. conway ara, kane mj, bunting mf, et al. working memory span tasks: a methodological review and user’s guide. psychonom bull rev 2005;12:769-86. 17. scholey ab, french sj, morris pj, et al. consumption of cocoa flavanols results in acute improvements in mood and cognitive performance during sustained mental effort. j psychopharmacol 2010;24:1505-14. 18. mastroiacovo d, kwik-uribe c, grassi d, et al. cocoa flavanol consumption improves cognitive function, blood pressure control, and metabolic profile in elderly subjects: the cocoa, cognition, and aging (cocoa) study-a randomized controlled trial. am j clin nutr 2015;101:53848. 236 prastowo, kristanto, sasmita dark chocolate improves working memory 19. corti r, flammer aj, hollenberg nk, et al. cocoa and cardiovascular health circulation 2009;119:1433-41. 20. agarwal sk. dark chocolate: a therapeutic food. med sci 2013;5:13-5. 21. wan y, vinson ja, etherton td, et al. effects of cocoa powder and dark chocolate on ldl oxidative susceptibility and prostaglandin concentrations in humans. am j clin nutr 2001; 74:596-602. 22. williams rj, spencer jpe. flavonoids, cognition, and dementia: actions, mechanisms, and potential therapeutic utility for alzheimer disease. free radic biol med 2012;52:35-45 23. fournier lr, ryan-borchers ta, robison lm, et al. the effect of soy milk and isoflavone supplements on cognitive performance in healthy postmenopausal women. j nutr health aging 2007;11:155-64. c:\users\universa medicina\docu 162 abstract universa medicina limited health literacy increases the risk of orthorexia nervosa among urban schoolteachers gülay yilmazel* and serpil bozdogan** background orthorexia nervosa (on) describes a pathological obsession with proper nutrition that is characterized by a restrictive diet, ritualized patterns of eating, and rigid avoidance of foods believed to be unhealthy or impure. limited health literacy may play a role in the onset and progression of orthorexia. the aim of this study was to determine the relationship between health literacy and on among urban schoolteachers. methods this cross-sectional study was conducted in central black sea region of turkey with 420 primary and secondary schoolteachers aged between 18 and 51 years. a questionnaire form including socio-demographic characteristics was used. the orthorexia nervosa questionnaire (orto15) was used to assess orthorexia nervosa behavior and the turkey health literacy scale (tsoy-32) to assess health literacy. simple binary and multiple binary logistic regression analyses were carried out to verify the associations between the variables. results of the study group 46.4% were in the 40-49 year age group, 53.8% were male, 78.6% had on and 93.6% had limited health literacy. nearly all of the orthorexics (96.4%) had limited health literacy. female gender, instagram use and limited health literacy was significantly associated with on. limited health literacy increases the risk of on 4.85 times among teachers (aor=4.85;95% c.i. : 2.15-10.94;p=0.000). conclusion the current findings suggest that limited health literacy is the strongest risk factor for on among urban schoolteachers. school health literacy and social media literacy programs can open a new window into revealing on. keywords : urban, schoolteachers, psychological eating disorder, health literacy original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2020.v39.162-170 september-december 2020 vol.39no.3 ci te t his article as: yi lma zel g, bozdogan s. limited health literacy increases the risk of orthorexia nervosa among urban schoolteachers. univ med 202 0;39 :1 6 2 -7 0 . doi : 10 .18 05 1/ univmed.2020.v39.162-170 *hitit university faculty of health science, public health department, çorum/turkey **hitit university health science institution, çorum, turkey corespondence: assoc. prof. dr. gülay yilmazel hitit university faculty of health sciences, public health department, corum, turkey mobile: +903642230730-31 email : gulcenarin@yahoo.com orcid id: 0000-0002-2487-5464 date of first submission, june 19, 2020 date of final revised submission, october 6, 2020 date of acceptance, october 12, 2020 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 163 univ med vol. 39 no.3 introduction noncommunicable diseases are one of the most important health problems of the 21st century and responsible for 41 million of the 57 million deaths in 2016 at the global level. unhealthy diet is one of the key risk factors for noncommunicable diseases.(1) unhealthy diet pattern has increased worldwide.(2) the pattern of nutrition shows a shift towards foods containing high salt, fat and sugar. rapidly growing obesity prevalence due to sedentary lifestyle leads to a dramatic increase in diabetes, cardiovascular diseases, hypertension, osteoarthritis, cancer and many other health problems.(3,4) in developed societies, the main focus of the people is consciousness on healthy nutrition and selectivity towards the quality, quantity and type of food. developing a fixed idea on the amount or type of food often causes an irregular dietary pattern and excessively results in psychological eating disorders.(5) dissatisfaction with one’s body, distorted body image perception and obsession with thinness are central to clinically diagnosed eating disorders (ed) such as anorexia nervosa (an), bulimia nervosa (bn), binge eating disorder (bed) and eating disorders not otherwise specified (ednos).(6) these factors may also contribute to other non-clinical types of disorders including orthorexia nervosa (on).(7) orthorexia nervosa defines a pathological obsession for proper nutrition, characterized by a restrictive diet, ritualized eating pattern, and strict avoidance of unhealthy or supplemented foods.(8) the mean prevalence of orthorexic symptoms is reported to be 6.9% (9) for the general population and 28.3%-74.5% for high risk professions (dietetics, medicine, nursing, physiotherapy, midwifery, optometry, physical education and sport sciences, sociology, and teaching).(7,10) in tur key, on pr evalence is high (approximately 50%) among candidate doctors and nurses.(11, 12) to assess on, the orthorexia nervosa questionnaire (orto-15)(13) is widely used, despite criticism regarding this research tool.(14) a study suggested that the orto-15 questionnaire may not be able to distinguish pathological behaviors and is not clinically relevant.(15) however, a recent review of the studies using orto-15 showed that cronbach’s alpha coefficients were ranging from 0.83 to 0.91.(16) in the original version of orto-15, to distinguish the orthore xic tendency it is recommended to use the cut-off point below 40 (17 ), and so me studies follo wed this recommendation.(18,19) nevertheless, there are also suggestions to lower the cut-off point to 35.(18,20) in recent years, the density and popularity of social media channels have been blamed for the increased incidence of eating disorders worldwide.(21-24) previous studies have revealed that individuals with adequate health literacy consume less sugar-sweetened drinks and fried foods, and better amounts of vegetables and fruits.(25,26) health literacy refers to the competencies related to accessing, understanding, appraising and applying health information in the domains of healthcare, disease prevention and health promotion, respectively.(27) since its importance is increasingly recognized, to date, various frameworks or scales are available for assessing and measuring health literacy based on different subjects, diseases, or theoretical foundations.(2832) to measure health literacy in the general population, there are also different measurement tools such as the european health literacy survey (hls-eu-q47)(33) and turkish health literacy scales.(34) however, no reliable, definitive, and comparable health literacy scale exists for the global population. in turkey, about seven of every ten people has limited health literacy level (34,35) and orthorexia nervosa prevalence reaches 75%.(36) risk factors or characteristics that were listed by professionals to be associated with on were excessive exercise,(37) anxiety, use of social media, thin ideal internalization, and harm avoidance and low self-directedness.(38) however, risk factors that may be particularly relevant to on could include problems with health literacy.(8) 164 teachers are model people in creating healthy lifestyle behaviors and providing health education i n s c h o ol s. t he r e h a s be e n no d e t a i l e d investigation of orthorexia tendency and health literacy among teachers. the aim of this study was to determine the relationship between health literacy and orthorexia nervosa among urban schoolteachers. methods research design this cross-sectional study was conducted between october-december 2019 in corum city located in central black sea region of turkey. study subjects the population consisted of 1914 teachers working in urban primary and secondary schools. based on the prevalence of on of 45% in our country(13), the minimum sample size was calculated as 317 teachers. participants were recruited from nine public schools (four primary and five secondary) covering the urban area. a total of eligible 442 teachers from primary and secondary schools were included to the study with the stratified sampling method. participants with diagnosed diet-related diseases (diabetes mellitus type i and ii, crohn’s disease, celiac d is e a se , ga s t r i t is ) we r e e xc l ud e d ( 2 2 participants). instruments participants were visited at their schools and completed an informed consent form, then received a survey including sociodemographic information, the use of social media, orto-15 and turkey health literacy scale-32 (tsoy32) questionnaire. the survey took 20-30 minutes to answer the questionnaire. three visits were made for each participant who could not be reached. the data was collected with a 64-item form. the first stage of the questionnaire form included the participants’ socio-demographic characteristics (age, gender, institution, branch, chronic condition, health perception, weight satisfaction, height and weight to calculate bmi), and details about the use of social media. social media details participants were asked “which social media channels do you use?” and could select multiple responses out of: instagram, facebook, twitter, pinterest, google+, youtube, snapcheck and linkedin. in the second stage, in order to identify orthorexia tendency and to assess health literacy levels, respectively, the orto-15 scale and tsoy-32 scale were used. orthorexia nervosa (orto-15) scale the scale consists of 15 items and is written in 4-degree format; always (4), often (3), sometimes (2), never (1). items 2, 5, 8 and 9 (items 3, 4, 6, 7, 10, 11, 12, 14, 15) scored on the s c a l e a r e r e ve r se d. t he a n sw e r s wh i c h distinguish criteria for orthorexia, were given as “1”, and those with a tendency to normal eating behavior were given as “4”. a minimum of 15 and a maximum of 60 points can be obtained from the scale. the cut-off point of the scale was considered to be 40 in predicting orthorexic behavior and tendency. those with orto-15 scale score of <40 were considered to be orthorexic and those with a score of 40 were evaluated as normal.(13) an adaptation of the scale into turkish was conducted in 2008.(39) in this study the original cut-off of <40 was considered as indicative of orthorexia nervosa. turkey health literacy scale (tsoy-32) the 32-item scale’s validity and reliability were developed based on the hls-eu study co nc e p tua l fr a me wo r k ( hl s-eu consortium, 2012) in 2016. the scores obtained from the scale vary between 0 and 50. according to the scores, the level of health literacy is classified into four categories: 0-25 = inadequate health literacy; >25-33 = problematic health literacy; >33-42 = adequate health literacy; >42-50 = excellent health literacy.(34) in this study, the inadequate/problematic health yilmazel, bozdogan orthorexia and limited health literacy 165 univ med vol. 39 no.3 a b c literacy of the participants was categorized as “limited” and adequate/excellent health literacy as “sufficient”. statistical analysis data management and analysis were performed using spss software (version 17). simple binary and multiple binary logistic regression analyses were used. to predict significant factors for orthorexia tendency, odds ratio (or) and 95% confidence interval (ci) were calculated. significance levels were set at the 5% level. ethical clearance the research was planned in accordance with helsinki principles. prior to undertaking the investigation ethical clearance was obtained from a local non-interventional clinical research ethics committee (2019-324). results table 1 presents associations of several risk factors and orthorexia nervosa. in general, 78.6% teachers were orthorexics and the mean score of the orto-15 scale was 37.4 (sd=3.5). in the study group, 46.4% were between 40-49 years of age, 53.8% were male, 78.6% were secondary schoolteachers and the mean age was 43.4±7.5 years. a minority of participants (21%) indicated that they had any chronic disease and almost three out of four teachers had good health perception. just over half of those satisfied with body weight and had normal bmi. orthorexia nervosa was significantly more common among variables orthorexia nervosa orthorexic (n=330, 78.6%) normal (n=90, 21.4%) or 95% c.l. p-value age (yrs) 25-39 101 (30.6) 25 (27.8) 0.96 0.52-1.77 0.873 40-49 152 (46.1) 43 (47.8) 0.79 0.37-1.70 50-64 77 (23.3) 22 (24.4) 1 gender male 169 (51.2) 57 (63.3) 0.97 0.37-0..98 0.041 female 161 (48.8) 33 (36.7) 1 institution primary school 70 (21.2) 20 (22.2) 0.94 0.51-1.73 0.836 secondary school 260 (78.8) 70 (77.8) 1 chronic health problem yes 68 (18.2) 20 (31.2) 1 no 262 (81.8) 70 (68.8) 1.06 0.52-2.16 0.698 health perception good 249 (75.5) 66 (73.3) 1 moderate/poor 81 (24.5) 24 (26.7) 1.15 0.60-2.20 0.680 weight satisfaction satisfied 188 (57.0) 55 (61.1) 1 no satisfied 142 (43.0) 35 (38.9) 0.83 0.45-1.53 0.481 bmi normal 177 (53.6) 45 (50.0) 1.39 0.24-2.15 0.513 overweight 123 (37.3) 39 (43.3) 1.24 0.68-2.262 obese 30 (9.1) 6 (6.7) 1 use of social media instagram 196 (59.4) 39 (43.3) 1.73 1.03-2.89 0.036 no instagram user 134 (40.6) 51 (56.7) 1 health literacy limited 318 (96.4) 75 (83.3) 4.95 2.16-11.37 0.000 adequate 12 (3.6) 15 (16.7) 1 table 1. associations of several risk factors and orthorexia nervosa 166 females (p<0.05). there were no significant associations between orthorexia nervosa and age groups, institution, chronic health problem, health perception, weight satisfaction, bmi (p>0.05). more than half of the study group stated that they used instagram and orthorexia nervosa was found to be significantly more common among instagram users (p<0.05). overall, the limited health literacy rate was 93.6% and the sufficient health literacy rate was 6.4%. the mean score was 19.8 (sd=8.9) for the tsoy-32 scale. limited health literacy was significantly more common among orthorexics (p<0.001). multiple binary logistic regression analysis of variables affecting on is given in table 2. on was 4.85 (aor=4.85;95% c.i.=2.15-10.94; p=0.000) times higher in those with limited health literacy, 1.69 (aor=1.69;95% c.i.=1.04-2.75; p=0.033) times higher among instagram users and 0.51 (aor=0.51;95% c.i.=0.29-0.91; p=0.041) times lower among males. discussion al t h ou gh i t d o e s n o t a pp ea r i n t he diagnostic and statistical manual of mental disorders (dsm), on has created a research area. the diagnostic criteria recommended for on include focus on healthy eating, food anxiety and obsession with dietary restrictions, and that these behaviors cause clinical disorders.(6, 40) despite the fact that orthorexic individuals strive for goodness, such behavior often leads to significant negative effects on their quality of life. in extreme cases, orthorexic individuals prefer to be hungry instead of eating the “wrong” food.(41,42) beliefs in maintaining optimal health, the desire to stay healthy and fit and the necessity to manage non-communicable diseases make individuals more sensitive to nutrition. the present study fills a gap in the literature by exploring health literacy in orthorexics and provides an exciting opportunity to advance our knowledge of orthorexia nervosa. in this study, four of every five teachers were determined to be orthorexics. it has been stated that the prevalence of orthorexia nervosa varies according to the communities. a total of 6.9% of the general population in germany (9) and 10.9% of young adults in italy (43) are orthorexic. it was reported that the prevalence in america is less than 1%.(15) in hungarian and lebanese studies, the prevalence of orthorexia has been shown to be 74.2% and 74.5%, respectively.(10,44) on the other hand, in studies conducted in our country, the prevalence of orthorexia was observed to be spread over a wide spectrum (12.0-75.8%).(12, 36, 45). the use of different instruments and cut-off points depending on cultural or religious backgrounds may be explain these differences. however, the results obtained from the present study were higher than those from the other studies conducted abroad and was in line with the hungarian and lebanese studies. in our study such a higher prevalence was anticipated as being due to the educator group and suggests poor knowledge of nutrition among teachers. in the present study, it was determined that almost all of the teachers had limited health literacy. in sri lanka (46) 32.5% of teachers and in turkey (47) 73.8% of teachers were shown to have an insufficient / problematic health literacy level. it has been reported that health literacy is moderate in iranian teachers.(48) contrary to expectations, the present study exhibits an unignorable level of low health literacy among teachers. insufficient health competence of teachers was a thoughtful result. one of the variables adjusted or 95%cl p-value limited health literacy 4.85 2.15-10.94 0.000 instagram use 1.69 1.04-2.75 0.033 male 0.51 0.29-0.91 0.041 table 2. multiple logistic regression analysis of variables affecting orthorexia nervosa yilmazel, bozdogan orthorexia and limited health literacy 167 univ med vol. 39 no.3 issues that emerges from this finding is updating teachers’ knowledge about health protection, development and treatment of diseases. it suggests that school health literacy programs are urgently needed. however, in our study nearly all of the orthorexics had a limited level of health literacy and it has been determined that the strongest risk factor in orthorexia nervosa was limited health literacy. as a matter of fact, a turkish study conducted in university students revealed that the level of health literacy in orthorexics is lower.(45) it can be said that normalization of nutritional behaviors in orthorexic individuals is possible by a sufficient level of health literacy. health literacy can be considered as an important aspect of orthorexia and adequate health literacy may be protective against orthorexia nervosa. gender differences in the occurrence of or thorexia nervosa have not been clearly demonstrated. as a matter of fact, in both national and international studies, there was evidence that the tendency to orthorexia differs between genders.(49,50) on the other hand, a few studies have reported that orthorexic trend did not differ in terms of gender.(39,51) in the present study, females had more orthorexics and higher risk of on than males. this result may be explained by the behaviors to be expected in women with nutrition-sensitive approaches due to their specific life periods such as adolescence, reproductive age, pregnancy, lactation and menopause. instagram and social media use are more broadly related to mental health problems. social media use in young adults has been associated with high levels of depression(23) as well as eating disorders.(24) in the present study, instagram use was another risk factor for orthorexia. indeed, a study conducted in the united kingdom reported that the use of instagram was associated with increased symptoms of orthorexia nervosa.(52) social media and on are interconnected, especially in the field of health promotion.(53) the present study was limited to urban primary and secondary area teachers. other limitations of the current study include the following: (i) the use of the orto-15 tool due to its limited ability to accurately define orthorexia; (ii) the use of the tsoy-32 tool due to lack of a global health literacy scale. orthorexia is a growing public health concern worldwide. despite its poor outcomes, there remains a paucity of evidence on orthorexia and limited health literacy. overall, these findings provide an initial indication of the role that limited health literacy may play in the onset and progression of orthorexia. clinical screening of orthorexia nervosa should be planned for teachers in the preand post-graduation stage. school health literacy and social media literacy programs can open a new window into normalization of nutrition behaviors. future studies on the current topic are therefore recommended. conclusions the current findings suggest that on is framed by limited health literacy among urban primary and secondary schoolteachers. school health literacy programs can open a new window into revealing orthorexic tendencies among teachers. conflict of interest co mp e t i ng i n t e r e s t s : n o r e l e va nt disclosures. contributors gy contributed to the study conception, design, and data acquisition; sb analyzed the data; gy and sb interpreted the data and wrote the manuscript; gy was involved in critically revising the manuscript. all authors have read and agreed to the published version of the 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selfattitudinal aspects of body image in female and male university students. j eat disord 2016;16:16. doi:10.1186/s40337-015-0038-2. 52. turner pg, lefevre ce. instagram use is linked to increased symptoms of orthorexia nervosa. eat weight disord 2017;22:277–84. doi: 10.1007/ s40519-017-0364-2. 53. robert m, callahan l, o’leary c. social media: a path to health literacy. stud health technol inform 2017;37:177-87. doi:10.3233/isu-170836. yilmazel, bozdogan orthorexia and limited health literacy january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 covid-19 and the ageing immune system in an elderly patient : a case report ida ayu pradnya paramita1 and i gusti putu suka aryana2* abstract background the severity of covid-19 infection has an increasing trend in the elderly, which contributes to the high morbidity and mortality rates in this population. aging itself is a prominent risk factor for severe disease and death from covid-19. casedescription this case report a 71-year-old woman who complained of shortness of breath for 3 days before being admitted to the hospital. bilateral consolidation and increased bronchovascular pattern were found on chest radiograph, and a positive sars-cov2 nasopharyngeal swab pcr test result was noted. this patient was diagnosed with confirmed severe manifestation of covid-19, community-acquired pneumonia and type 1 respiratory failure, as well as type ii diabetes mellitus and suspicion of acute gastritis. the results of the geriatric status assessment were moderate functional status, risk of malnutrition, and moderate risk of deep vein thrombosis (dvt). this patient underwent treatment in accordance with the covid-19 protocol along with management for geriatric status improvement. the patient was given permission to return home after 14 days of treatment, during which time her health had improved and her functional status had changed to moderate dependency. during follow up, the patient continued to receive therapy. she is still being observed and future evaluations will be conducted. conclusion the increased susceptibility of the elderly to covid-19 infection is caused by various factors. a burden of death and long-term disability brought on by this pandemic may be lessened by new or modified therapies that target aging-associated mechanisms. therefore, covid-19 case management in this population should be done with a comprehensive approach. keywords: covid-19, geriatric, immunity, pneumonia, woman 1medical residency program of internal medicine, faculty of medicine, universitas udayana, sanglah general hospital, denpasar, bali, indonesia 2department of internal medicine, faculty of medicine, universitas udayana, sanglah general hospital, denpasar, bali, indonesia *correspondence: i gusti putu suka department of internal medicine, faculty of medicine, universitas udayana, sanglah general hospital, denpasar, bali, indonesia email: aryanaptsuka_aryana@unud.ac.id orcid id: 0000-0001-8582-2254 date of first submission, january 6, 2022 date of final revised submission, january 12, 2023 date of acceptance, january 18, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2023.v42:101-107 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1276 101 case report cite this article as: para mita iap, aryana igps. ecovid-19 and the ageing immune system in an elderly patient: a case report. univ med 2023 ;42 :101-7 . doi: 10.18051/ univmed.2023.v42:101-107. mailto:aryanaptsuka_aryana@unud.ac.id https://orcid.org/0000-0001-6560-4153 https://orcid.org/0000-0001-8582-2254 http://dx.doi.org/10.18051/univmed.2023.v42:101-107 https://univmed.org/ejurnal/index.php/medicina/article/view/1276 paramita, aryana covid-19 geriatric immunity 102 introduction the covid-19 pandemic that has spread in almost all countries in the world requires clinical and theoretical research related to various populations with di ffer ent demographic characteristics. previous studies have reported that chronic comorbi dities of diabetes, hypertension, and c ardiovascular disease aggravate the infectious condition of the sarscov2 virus.(1) global molecular studies have narrowed down the pathogenesis of this viral infection to the interface between viral surface proteins and ace-ii receptors on pulmonary alveolar epithelial cells.(1,2) these findings are the reasons for several other factors that strengthen the findings regarding epidemiological data, which generally state that the elderly population is the group that is most affected by or most susceptible to this infection, have a history of comorbidities, and decreased numbers or polymorphisms of ace-ii receptors.(2) data from the centers for disease control and prevention (cdc) reports that although the elderly population, or people over the age of 65, only covers 17% of the total population in the united states, this population accounts for up to 31% of total infections, 45% of hospital admission rates, 53% of rates for intensive care, and 80% of deaths due to covid-19 infection.(3) in indonesia until early june 2020 it was shown that the highest proportion of deaths was identified among the elderly (43.8%). the mortality rate indicated a similar trend in which the elderly contributed to the highest rate (17.69%).(4) these data indicate that the severity of covid-19 infection tends to increase, resulting in higher mortality or more severe clinical manifestations in the elderly population. numerous case reports and studies on covid-19 cases that affect elderly people and other vulnerable groups have been published. these reports and studies demonstrate the evidence of an aging immune system and a decline in both its strength and function. a number of changes to the body’s physiological systems occur as a result of the complicated phenomenon of aging. immunosenescence, one of the most significant changes, affects the immune system. given that aging is linked to high rates of morbidity and mortality from numerous diseases, the weakened immune function of the elderly is clinically evident.(5) immunosenescence, or the loss of immune function and diminished immunity to infectious pathogens with aging, is brought on by intricate processes affecting immune cell development and maintenance as well as the origin, maintenance, and termination of appropriately targeted immunological responses.(6) however, the inc idenc e of posthospitalization covid-19 complications, which need additional follow-up and is related to the maturation of the immune system against the covid-19 virus itself, cannot be explained by the pertinent scientific data. throughout this case report, it will be clearly explained how to tackle covid-19 in elderly instances as well as how to treat these patients properly after therapy. the goal of this case report is to learn more about the phenomena that arise in geriatric covid-19 instances and call for a variety of therapeutic stances. based on the data above, the authors are interested in knowing about the differences in clinical symptoms as well as the impact of treatment and therapy needed in the elderly with covid-19 infections. case report a 71-year-old woman came to the hospital complaining of shortness of breath for 3 days before admission. she complained of coughing up yellow phlegm since 3 days ago. she also complained of fever for 3 days (less than 38c), she merely laid in bed as she became weaker and weake r. she had a sore throat and experienced a decrease in appetite accompanied by nausea and heartburn. following questions on secondary infections, cancer, or other related diseases, the patient denied having any illnesses that were related to immunocompromised disorders. 103 the patient had a history of diabetes mellitus since 2016, but she was not undergoing routine treatment. physical examination showed that the body mass index (bmi) was 21.5 kg/m(2) and that the patient was compos mentis. the blood pressure was 130/80 mmhg, pulse rate 108 beats per minute, respiratory rate 28 per minute, temperature 37.8c, and oxygen saturation 90% on room air. there were only additional crackles heard in both lungs on auscultations. there was consolidation in the upper and lower zones of both lungs with increased bronchovascular markings, an impression of pneumonia (figure 1). clinical laboratory findings are shown in table 1. the patient was d ia gn os e d a s h a vi ng se ve r e co v id -19 , community acquired pneumonia (cap) and type1 respiratory failure, type-ii diabetes mellitus, and suspected acute gastritis. a comprehensive geriatric assessment was mandatory, in which the functional status using the activity of daily living (adl) barthel index found the patient to be moderately dependent and without delirium, while from the assessment of nutritional status the patient was found to be at risk of malnutrition. she was in a state of mild cognitive impairment, not depressed and had no incontinence. she was at moderate risk for deep vein thrombosis using the wells score system. she had low risk on the morse fall scale. she was in a pre-frail condition and there was no failure to thrive. based on the fracture risk assessment tool (frax) score, there was a moderate risk of major osteoporosis. there was mild visual and hearing impairment, but no physical disability. the patient was placed in an isolation treatment room and given oxygen therapy, dietary nutrition at 1500 kcal per day and 75 grams of protein per day, levofloxacin 1x750 mg intravenously for 7 days, remdesivir loading dose 1 x 200mg i nt r a ve nous l y on da y 1 a nd 1 x 10 0mg intravenously on days 2-5, dexamethasone 2x5mg intravenously, paracetamol 3x500 mg orally, omeprazole 2 x 40 mg intravenously, vitamin c 2x500 mg, insulin aspart 3x4 units subcutaneously and insulin glargine 14 units every 24 hours subcutaneously and enoxaparin subcutaneously 0.6 ml every 24 hours. th e r e we r e s e ve r al po s t-tr e a t me nt situations that significantly improved in terms of both general health and the findings of patient examinations, including physical examinations and laboratory tests, which also showed a satisfactory improvement. additionally, the figure 1. thorax photo of the patient’s chest when she was first admitted to the hospital univ med vol. 42 no. 1 paramita, aryana covid-19 geriatric immunity 104 patient was monitored more closely while receiving care at home, and her condition improved. the patient was informed of the scientific and clinical interest in her disease as well as of this anonymous publication. she gave informed verbal consent to the anonymous publication. discussion according to a study, elderly people are more frequently affected by sars-cov-2 infection than are people of younger ages, and test parameter values complete blood count wbc (103/µl) neu (103/µl) lym (103/µl) mono(103/µl) eos (103/µl) baso (103/µl) 5.16 4.42 0.49 0.23 0.01 0.01 hb (g/dl) 11.61 hct (%) 34.23 mcv (fl) 83.93 mch (pg) 28.47 mchc (%) 31.29 plt (103/µl) 356.70 blood chemistry sgot (u/l) 53.0 sgpt (u/l) 30.0 bun (mg/dl) 25.90 sc (mg/dl) 1.06 e-gfr 124.04 albumin (g/dl) 3.30 blood glucose (mg/dl) 245 hba1c (%) 13.6 total cholesterol (mg/dl) 178 hdl (mg/dl) 37 ldl (mg/dl) 116 triglycerides (mg/dl) 140 electrolytes k+ (mmol/l) 4.10 na+ (mmol/l) 131 blood gas analysis ph 7.41 pco2 38.7 po2 88.8 base excess (g/dl) 3.3 hco3 24.1 so2 (%) 89 real time-pcr reactive   table 1. clinical laboratory findings of the patient e-gfr: glomerular filtration rate; bun, blood urea nitrogen; hb: hemoglobin; hct: hematocrit; hdl: high-density lipoprotein; ldl: low-density lipoprotein; mcv: mean corpuscular volume; mch: mean corpuscular hemoglobin; mchc: mean corpuscular hemoglobin concentration; plt: platelets; sc: serum creatinine; sgpt: serum glutamic pyruvic transaminase; sgot: serum glutamic oxaloacetic transaminase; wbc: white blood cells this association is more frequently negative.(7) based on a retrospective analysis of 85 patients who had died in wuhan from sars-cov-2 infection, the patients’ median age was 65.8 years.(8) numerous immune system biochemical changes brought on by aging are associated with age-related disorders and increased vulnerability to communicable diseases. senescent immune cell accumulation contributes to the immune system’s decline as it ages, while concurrently increasing inflammatory phenotypes lead to immunological dysfunction. these two processes are known as immunosenescence.(9) 105 atypical symptoms found in elderly patients with cov id-19 are de lirium, low-grade hyperpyrexia, and abdominal pain.(10) a consensus from the infectious disease society of america recommends guidelines for the definition of fever in the elderly, namely the result of measuring an oral temperature of more than 37.8oc.(11) the presence of dna methyltransferase inhibition in treg cells can accelerate the resolution of lung injury in younger persons, whereas in the elderly there is hypermethylation o f tr e g ce l l dn a d u e to mito c h on dr i a l dysfunction caused by the accumulation of toxic metabolites and reactive oxygen species in this population.(12) there are differences in ace-ii levels in lung tissue compared to the young population, which according to several studies showed a decrease in ace-ii expression in the e l d e r l y popu l a t i on . ( 1 0 , 1 3 ) ace -ii ge n e polymorphism was also found in exon 19 of chromosome x p.22.2 in the elderly. one polymorphism that is known to increase mortality in the elderly with covid-19 is the deletion of intron 16 in the ace-ii gene.(2) t cells play a role in the adaptive ability of immunity to increase antigen-specific memory t cells, which can predispose to the development of severe covid-19 infection, increased length of hospitalization and the occurrence of acute respiratory distress syndrome (ards).(12) the population sh ows a continuous production of inflammatory mediators and cytokines which is often known as inflammaging. expression of toll-like receptor (tlr) may increase but the function of the t cells decreases, so that the antigen presenting cell (apc) response in the face of viral infection becomes inappropriate which ultimately triggers excessive cytokine pr oduction. (1 0,1 4) aging-r elated immunosenescence is associated with chronic secretion of pro-inflammatory cytokines known as senescence associated secretory phenotype (sasp). accumulation of sasp cells during aging can lead to persistent withdrawal and activation of effector immune cells, which impairs local communication betwee n proand antiinflammatory systems, leading to tissue damage and incorrect tissue repair.(12) the administration of chloroquine in the elderly must be very closely monitored regarding its lethal effects through increased qt interval and hypoglycemia. administration of tocilizumab is contraindicated in the elderly with a history of diabetes, bacterial infection and the use of corticoste roids, to avoid superimposed infection.(10,15,16) patients with complications of sepsis accompanied by a d dimer level of 3 g/ ml and a coagulation score of >4 can be given anticoagulant thera py with direct or al anticoagulant (doac) to prevent thromboembolic events.(10) in elderly patients infected with covid19, the inflammatory reaction produced on the surface of the lung epithelium makes it difficult to remove the bacteria so that secondary bacterial infections often occur and can worsen the prognosis.(1,3,16) based on the national institute for health and care excellence (nice) guidelines, the administration of antibiotics to the elderly over the age of 75 years with covid-19 infection who have pneumonia due to secondary bacterial infection, should take place at least 4 hours after the onset of infection.(16) the use of corticosteroids is controversial in viral infections due to their immunosuppressant effects.(17) in addition, it should be noted that the use of steroids in the elderly could have metabolic effects that could trigger comorbidities in the elderly such as hypertension, diabetes, bone fractures and cataracts.(10,18) nutrition plays an important role in the management of covid-19 infection in the elderly, where good nutrition will help improve the immune system of the elderly.(19,20) most of the elderly suffer from nutritional disorders, especially malnutrition. the caloric requirement in patients aged over 65 years with multiple comorbidities is 20 to 30 kcal/kgbw/day whereas the target of 30 kcal/kgbw/day should achieved slowly over 3 to 4 days to avoid the risk of refeeding syndrome. protein needs in the elderly with covid-19 infection should be higher due univ med vol. 41 no 2 paramita, aryana covid-19 geriatric immunity 106 to increased protein catabolism due to proinf lammatory media tor s wher e protein requirements are estimated to be 1g/kgbw/day – 1.5g/kgbw/day. the recommended ratio of fat to carbohydrates is 30:70 in patients without respiratory deficiency and 50:50 in patients who use ventilation.(20,21) immunosenescence in elderly patients can be triggered by malnutrition.(14,20) micronutrient intake in the elderly infected with covid-19 must exceed the recommended daily intake because infectious conditions can reduce the body’s mi cronutrient leve ls. micronutrients that must be considered include vitamin c which functions in increasing the immune system which is recommended to be consumed at 24g/day for 7 days. zinc deficiency can increase the risk of infection, where studies examining the effects of zinc administration show that zinc supplementation can increase natural killer cell activity through increased expression of perforins.(22) our patient was observed to be in good health and to be devoid of covid-19-related comorbidities and sequelae at the post-treatment check-up. although complaints including weakness and occasionally dizziness still exist, they are more likely to be caused by the influence of multiple additional co-morbidities than because of covid-19 directly. elderly care at home has an important role in treating covid-19 in the elderly. the related facilities must prepare several pharmacological therapies that can be used for the elderly experiencing covid-19 infection. mortality of the elderly with covid-19 is higher in nursing home facilities than in hospitals so that service providers must be prepared about administering drugs that can help relieve suffering before death..(11) in the case of elderly living in isolation from daily activities without access to communication with their families, this can lead to a worsening of their perception of reality, changes in sleep patterns, and delirium. service providers for the elderly must be ready with psychological support for their patients during this pandemic to minimize the incidence of depression in these elderly.(12) conclusion information on covid-19 immunopathology is still limited and our understanding of the disease is evolving rapidly. thus, the current evidence may soon change with the accumulation of new knowledge of sars-cov-2 biology and host immune responses. assessment of geriatric status must be carried out comprehensively and the complexity of management in elderly patients infected with covid-19 needs to be carefully considered. conflict of interest the authors report no conflicts of interest in this work. acknowledgement the authors would like to thank all colleagues who contributed with the exchange of experiences, information, and discussion to this case report funding statements the authors receive no grants during this study conducted. author contributions igpsa contributed to diagnosis and was responsible for the management of this patient. iapp contributed to revision of the manuscript. both authors contrib uted equally to the presentation of the case report. all authors have read and approved the final manuscript. references 1. zhang x, li s, niu s. ace2 and covid-19 and the resulting ards. postgrad med j 2020;96:403– 7. doi: 10.1136/postgradmedj-2020-137935. 2. sieńko j, kotowski m, bogacz a, et al. covid19: the influence of ace genotype and ace-i and arbs on the course of sars-cov-2 infection in 107 elderly patients. clin interv aging 2020;15:123140. doi: 10.2147/cia.s261516. 3. cdc covid-19 response team, bialek s, boundy e, bowen v, et al. severe outcomes among patients with coronavirus disease 2019 (covid-19) united states, february 12–march 16, 2020. mmwr morb mortal wkly rep 2020;69:343-6. doi: 10.15585/mmwr.mm6912e2. 4. karyono dr, wicaksana al. current prevalence, characteristics, and comorbidities of patients with covid-19 in indonesia. jcemph 2020;3:77-84. doi: 10.22146/jcoemph.57325. 5. fulop t, dupuis g, witkowski jm, larbi a. the role of immunosenescence in the development of age-related diseases. rev invest clin 2016;68:8491. 6. jergović m, coplen cp, uhrlaub jl, nikolichžugich j. immune response to covid-19 in older adults. j heart lung transplant 2021;40:1082-9. doi: 0.1016/j.healun.2021.04.017. 7. wu z, mcgoogan jm. characteristics of and important lessons from the coronavirus disease 2019 (covid-19) outbreak in china: summary of a report of 72 314 cases from the chinese center for disease control and prevention. jama 2020;323:1239–42. doi: 10.1001/jama.2020. 2648. 8. dhama k, patel sk, kumar r, et al. geriatric population during the covid-19 pandemic: problems, considerations, exigencies, and beyond. front public health 2020;8:574198. doi: 10.3389/fpubh.2020.574198. 9. bajaj v, gadi n, spihlman ap, wu sc, choi ch, moulton vr. aging, immunity, and covid-19: how age influences the host immune response to coronavirus infections? front physiol 2021;11: 571416. doi: 10.3389/fphys.2020.571416. 10. perrotta f, corbi g, mazzeo g, et al. covid-19 and the elderly: insights into pathogenesis and clinical decision-making. aging clin exp res 2020; 32:1599-608. doi: 10.1007/s40520-020-01631-y. 11. malone ml, hogan tm, perry a, et al. covid-19 in older adults: key points for emergency department providers. geriatric emergency department collaborative. j geriatr emerg med 2020;1:1-11. 12. torres acosta ma, singer bd. pathogenesis of covid-19-induced ards: implications for an ageing population. eur respir j 2020;56:2002049. doi: 10.1183/13993003.02049-2020. 13. koff wc, williams ma. covid-19 and immunity in aging populations — a new research agenda. n engl j med 2020;383:804–5. doi: 10.1056/ nejmp2006761. 14. bencivenga l, rengo g, varricchi g. elderly at time of corona virus disease 2019 (covid-19): possible role of immunosenescence and malnutrition. geroscience 2020;42:1089-92. doi: 10.1007/s11357-020-00218-9. 15. liu k, chen y, lin r, han k. clinical features of covid-19 in elderly patients: a comparison with young and middle-aged patients. j infect 2020;80:e14-e8. doi: 10.1016/j.jinf.2020.03.005. 16. heneghan c, aronson j, mahtani k. rapidly managing pneumonia in older people during a pandemic. oxford covid-19 centre for evidence based-medicine; 2020. 17. yang jw, yang l, luo rg, xu jf. corticosteroid administration for viral pneumonia: covid-19 and beyond. clin microbiol infect 2020;26:1171-7. doi: 10.1016/j.cmi.2020.06.020. 18. matera mg, rogliani p, calzetta l, cazzola m. pharmacological management of covid-19 patients with ards (cards): a narrative review. respir med 2020;171:106114. doi: 10.1016/j.rmed. 2020.106114. 19. fischer f, raiber l, boscher c, winter mhj. covid-19 and the elderly: who cares? front public health 2020;8:151. doi: 10.3389/fpubh. 2020.00151. 20. azzolino d, saporiti e, proietti m, cesari m. nutritional considerations in frail older patients with covid-19. j nutr health aging 2020;24:696– 8. doi: 10.1007/s12603-020-1400-x. 21. fernández-quintela a, milton-laskibar i, trepiana j, et al. key aspects in nutritional management of covid-19 patients. j clin med 2020;9:2589. doi: 10.3390/jcm9082589. 22. rolles b, maywald m, rink l. influence of zinc deficiency and supplementation on nk cell cytotoxicity. j funct foods 2018;48:322-8. https:/ /doi.org/10.1016/j.jff.2018.07.027. univ med vol. 41 no 2 c:\users\universa medicina\docu 18 abstract universa medicina processed meat consumption increases risk of type 2 diabetes mellitus in adults aged 40 years and older solikhah,1* and asri lestari1 background type 2 diabetes mellitus (t2dm) remains a public health problem in the world, including indonesia. the high mortality of t2dm is triggered by an unhealthy eating pattern and sedentary lifestyle. we aimed to investigate the relationship of food intake pattern and its related factors with t2dm in adults 40 years and older. methods this was a cross-sectional study conducted on 11,022 men and women with t2dm aged 40 years and older. major dietary patterns were collected and multiple logistic regression analysis was used to determine the effect of covariates. statistical significance was set at a p-value of <0.05. results males and individuals aged >40 years comprised 50.17% and 26.19%, respectively, of the 11,022 respondents. individuals aged over 50 years had a higher risk of developing diabetes than those aged less than 50 years (aor =5.67, 95% ci=1.37-21.94, p<0.05). dietary processed meat was associated with a higher risk of t2dm (aor = 4.9; 95% ci=1.08-22.20, p<0.05). carbohydrate and fruit intakes were negatively associated with and protective factors for dm (aor= 0.01; 95% ci=0.01-0.06, p<0.01; aor = 0.35; 95% ci=0.15-0.83, p<0.01). however, physical activity was not a risk factor for t2dm. conclusions processed meat consumption, age over 50 years, and carbohydrate intake may increase the risk of t2dm in adults. conversely, fruit intake may decrease the risk of t2dm in adults. there is a need to control the diet and lifestyle for the early prevention of dm. keywords: diabetes mellitus, dietary processed meat, carbohydrate intake, fruit intake, physical activity, adults original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.18-28 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1203 january-april, 2022 vol.41no.1 1department of public health, faculty of public health, universitas ahmad dahlan, yogyakarta, indonesia correspondence: *solikhah, dr. ph faculty of public health, universitas ahmad dahlan jl prof soepomo, janturan warungboto, yogyakarta 55166, indonesia tel. (+62) (0274) 563515, 511830 fax: (+62) (0274) 564604 e-mail: solikhah@ikm.uad.ac.id orcid id : 0000-0001-6895-6840 date of first submission, july 23, 2021 date of final revised submission, february 8, 2022 date of acceptance, february 15, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: solikhah, lestari a. processed meat consumption increases risk of type 2 diabetes mellitus in adults aged 40 years and older. univ med 2022 ;41 :1 8 -28 . doi: 10. 1805 1/ univmed.2022.v41.18-28 univ med vol. 41 no 1 19 introduction type 2 diabetes mellitus (t2dm) as a degenerative disease is still a serious public health problem in the world. globally, dm ranks seventh as the leading cause of death. (1) data from the international diabetes federation (idf) in 2021 showed that in south east asia the number of adults with diabetes is predicted to rise to 152 million by 2045, an increase of 68%.(2) indonesia, as one of the low-middle income countries, ranks seventh among countries with the highest prevalen ce of dm in the world (3.4%) after china (37.4%), india (24.8%), the united states (9.8%), pakistan (6.2%), brazil (5.4%), and mexico (4.1%).(3) furthermore, this fact is made obvious with the increase in dm prevalence in indonesia from 6.9% in 2013 to 8.5% in 2018 based on data from the indonesian basic health research (ibhr).(4) the increased incidence of dm is triggered by changes in lifestyle that include the lack of awar eness of healthy eating patter ns, ( 5,6 ) increased number of obesity cases,(7) lack of physical activity (8) and prevalence of habitual smoking.(9,10) also, the high prevalence of t2dm in indonesia is due to the fact that nearly all patients with this disease had difficulties in accessing adequate health care services. in addition, the limited ability of health professionals in dm management that encompasses promotive, preventive, curative, and rehabilitative efforts and the unavailability of drugs may raise the incidence rate of t2dm.(11) the high prevalence of dm is also triggered by the food consumption pattern that is high in carbohydrate and saturated fat,(12-15) but low in vitamins and fiber.(16,17) previous studies states that food intake is associated with increased blood sugar level after consuming high-glycemic-index carbohydrates (glucose and sucrose).(18,19) a systematic review of previous studies reported that various fast foods, foods that are high in carbohydrate and calories, or in processed meats, sweetened beverages, and saturated fats, contribute to raising the prevalence of type 2 diabetes.(12) patients with dm are advised not to consume carbohydrates in amounts of more than 45%-65% of the daily total energy need.(20,21) in addition, the amount of protein recommended for these patients is 10-15% of the total daily calorie need. for satur ate d fatty f ood, the recommendation is that it should not exceed 1020 % of the total daily calorie need.(22) if the diet continuously exceeds the recommended amount, the blood glucose level will be beyond control, and the person in question will experience type 2 dm. lack of physical activity also contributes significantly to the high number of type 2 dm cases.(23,24) in contrast, a randomized controlled trial to compare the effects of 3 different modalities of exercise on metabolic control and insulin resistance among patients with type 2 diabetes mellitus, showed that after 12 weeks of training there was no difference across the groups in blood pressure, fasting plasma glucose, postprandial plasma glucose, lipid profile, and high-sensitivity c-reactive protein (hs-crp).(25) in addition, the precise mechanism of how physical activity acts to reduce the risk of type 2 diabetes mellitus, such as through altered insulin sensitivity or altered insulin production, is still unknown.(26) if the amount of energy consumed exceeds the amount of energy expended, this gives rise to a positive balance of power in adipose tissue (27) which then triggers insulin resistance that will lead to type 2 dm.(28,29) previous studies have reported that unhealthy eating patterns and low physical activity have been recognized as the risk factors for the high incidence of dm; 30) therefore, it is necessary to encourage and promote the shift to a healthy lifestyle in the community. a study in saudi arabia showed that most of the respondents aged at least 40 years old had diabetes mellitus (44.6%).(31) a systematic review and meta-analysis showed that after adjusting for the potential factor of gender, total carbohydrate was no longer significantly associated with type 2 diabetes risk (rr=1.11, 95% ci: 0.97 to 1.26, p=0.12). fructose, glucose, lactose, maltose, a nd sucr ose were not significantly associated with type 2 diabetes risk.(32) in their systematic review, hemmingsen 20 et al.(33) concluded that there was no effect of diet or physical activity alone on the risk of type 2 dm in people at high risk of developing t2dm. in indonesia as one of the asian countries that have a high rate of urbanization and modernization triggered by rapid development, the changes into an unhealthy lifestyle marked by the consumption of unhealthy food and adoption of the sedentary lifestyle (34, 35) may impact on non-communicable diseases such as t2dm. the results of previous studies show that the relationship between carbohydrate diet and physical activity with t2dm is inconsistent and that further studies are needed to confirm this relationship. the aim of the present study wa s to de ter mine the relationship of food intake pattern and its related factors with t2dm in adults aged 40 years and older. methods research design a cross-sectional study was conducted in 13 provinces in indonesia, namely north sumatra, south sumatra, west sumatra, lampung, jakarta, west java, central java, yogyakarta, east java, bali, west nusa tenggara, south kalimantan, and south sulawesi. we used secondary data from the fifth wave of the indonesia family life survey (ifls-5). our secondary data collection was performed from october 2014 to august 2015. research subjects a total of 11,022 respondents aged 40 years consisting of males (5,530; 50.17%) and females (5,492; 49.83%) from the fifth wave of the indonesia family life survey (ifls-5). the latter is a longitudinal survey that collects panel data on socioeconomics and health at the individual, household and community levels in the abovenamed 13 provinces. the inclusion criteria applied to the sample in this study were individuals aged 40 years, having completed the questionnaire, and having been diagnosed with t2dm. respondents who relocated to another village or passed away during data collection and those who did not complete the questionnaire were excluded. measurements a questionnaire was used comprising closed questions on the variables of age, gender, occupation, educational level, and smoking habit (yes/no). psychosocial stress was measured using the centres for epidemiologic studies depression scale (ces-d) instrument to assess the symptoms of stress. (3 6) based on the symptoms, stress was classified into “stress” and “no stress”. physical activity variables were assessed using the international physical activity questionnaire (ipaq) (37) and were categorized into 3 categories, namely “high,” “moderate,” and “low” activity. a respondent was stated to have a “high” physical activity when he or she met one of the following criteria: 1) physical activity of high intensity for at least 3 days and reaching a total physical activity of at least 1500 metminutes/week; or 2) combination of walking activity for at least 7 days with moderate to high intensity physical activity and reaching a total activity of at least 3000 met-minutes/week. meanwhile, a respondent that met the following 3 criteria was considered to have a “moderate” physical activity: 1) high-intensity physical activity for at least 3 days with at least 20 minutes per day, 2) moderate-intensity physical activity for at least 5 days and/or at least 30 minutes of walking activity per day, 3) combination of moderate-high intensity walking activities and reaching a total of 600 met-minutes/week of physical activity. in addition, respondents were categorized as having a “low” physical activity if they did physical activities that were not included in the “high” and “moderate” categories. laboratory analysis glycosylated hemoglobin (hba1c) levels of the respondents were collected by the ifls in collaboration with the laboratory of the clinical pathology department, gadjah mada university. the measurement of hba1c was performed by a physician or paramedic (yes = hba1c  6.5% and no = hba1c <6.5%).(38) solikhah, lestari food intake pattern and diabetes mellitus univ med vol. 41 no 1 21 c assessment of dietary intake eating patterns were obtained from the participants’ answers to the question about their average frequency of daily intake per week.(39) those patterns were measured by counting the frequency of consumption of carbohydratecontaining foods (sweet potatoes/rice); fruits; green leafy vegetables; dairy products; fish; processed meats (fresh processed beef/chicken/ pork/eggs, etc.) and instant noodles, which was divided into 3 categories once/week, 1-3 times/ week, and >3 times/week).(39) ethical clearance written ethical approval for the study was obtained from the research ethics committee of universitas ahmad d ahlan, yogyakarta, indonesia (no: 011905053). written informed consent was obtained from all patients before being included in the study. statistical analysis participant characteristics were analyzed descriptively and presented as mean and standard deviation for continuous variables and as frequency and pe rcentage for categorical variables. the demographic characteristics analyzed in this study included age, level of education (elementary school/junior high school/ senior high school/higher education/did not attend formal sc hool), and occupational sta tus (unemployed/working). a logistic regression model was constructed to obtain adjusted bivariate and adjusted multivariate effects for outcomes as well as estimated adjustment of association between age, gender, education level, occupational status, smoking habit, physical activity, stress, diet, and dm. statistical significance was set at a p-value of <0.05, and all data analyses were performed using stata 15.0 software. results males and individuals aged >40 years comprised 50.17% and 26.19%, respectively, of the 11,022 respondents. more than half of the respondents did not smoke (58.15%) and were not under stress (84.83%). meanwhile, a higher percentage of the respondents had a low educational level (elementary school) (51.38%), were working (74.46%), and were less active (55.03%). further details on the participants’ characteristics in this study are presented in table 1. in summar izing the frequency of food consumption among participants (table 2), the most common foods consumed (3 times/week) were carbohydrates (99.58%) and processed meats (60.99%). table 3 provides the results of multivariable binary logistic regression analyses, which revealed that carbohydrate intake of more than 3 t i me s per w e e k wa s si gni f ic a nt l y a n d negatively associated with 1% and a protective factor for t2dm (aor=0.01; 95% ci=0.010.06; p<0.001). subjects who consumed fruit >3 times/week were shown to be significantly associated with t2dm, with the odds of the prevalence of t2dm decreasing by 65% (aor =0.35, 95% ci=0.15 to 0.83, p<0.01). meanwhile, the odds of subjects with processed meat intake (>3 times per week) was 4.90 times higher for the prevalence of t2dm (aor=4.90, 95% ci=1.08 to 22.20, p<0.05). regarding the patients’ age, our study showed that in the age groups of 50-55 years, 55-59 years, and 60 years, respectively, age was significantly associated with t2dm, (aor=5.67, 95% ci=1.37-21.94, p<0.05; aor=5.46, 95% ci = 1.16-24.00, p<0.05; aor = 6.15, 95% ci = 6.15, 95% ci=1.32-22.56, p<0.05). in addition, there were no significant associations of t2dm with physical activity and consumption of green leafy vegetables, dairy products, and instant noodles. discussion the results of this study indicated that frequent excessive consumption of processed meat incr eased the risk for dm among respondents. this is in line with other studies which state that consuming red meat and 22 processed meat increases the risk of insulin resistance and type 2 dm.(40, 41) meanwhile, the results of this study are inversely proportional to those of a study in korea which stated that consuming processe d red meat was not associated with the incidence of t2dm.(42) in addition, saturated fat can cause obesity and result in glucose intolerance, insulin resistance and diabetes.(43) furthermore, the results of our study showed that freque nt consumption of carbohydrates is a protective factor against developing t2dm. this research is in line with a study in korea which showed that very high carbohydrate intake was associated with an increased risk of t2dm in men and women.(44) however, these results are in contrast to a study in europe which stated that consuming easily digested carbohydrates was not associated with the incidence of diabetes. (4 5) controlling carbohydrate consumption is the primary key to controlling dm by lowering the glycemic index (gi) through regulating dietary patterns,(46) such as through consumption of brown rice, beans, bananas, corn, breadfruit, and various types of tubers.(47) dm is known as one of the silent killers because patients often do not realize that they have dm due to nonspecific symptoms of this disease. this is aggravated by the fact that most dm patients suffer from complications, especially those who live in low-middle income countries such as indonesia. some of the complications of this disease are cardiovascular disease (cvd), blindness, heart failure, and even amputation of the lower limbs. in pregnancy, uncontrolled diabetes increases the risk of characteristics diabetic (%) non-diabetic (%) total participants (%) prevalence 95% ci overall 28 (0.25) 10,994 (99.75) 11,022 (100.00) 0.001 – 0.003 gender male 19 (67.86) 5,511(50.13) 5,530 (50.17) 0.002 0.005 female 9 (32.14) 5,483 (49.87) 5.492 (49.83) 0.001 – 0.003 age (years) 40-44 3 (10.71) 2,884 (26.23) 2,887 (26.19) 0.001 – 0.002 45-49 6 (21.43) 2,368 (21.47) 2,366 (21.47) 0.001 – 0.005 50-54 7 (25.00) 1,918 (17.45) 1,925 (17.47) 0.001 – 0.006 55-59 5 (17.86) 1,475 (13.42) 1,480 (13.43) 0.004 – 0.006 60 7 (25.00) 2.357 (21.44) 2,364 (21.45) 0.007 – 0.005 education level elementary school 11 (39.29) 5,678 (51.65) 5,689 (51.61) 0.001 – 0.003 junior high school 3 (10.71) 1,702 (15.48) 1,705 (15.47) 0.001 – 0.004 senior high school 11 (39.29) 2,428 (22.08) 2.439 (22.13) 0.002 – 0.007 higher education 3 (10.71) 1,186 (10.79 1,189 (10.79) 0.001 0.005 smoking habit no 14 (50.00) 6,395 (58.17) 6,409 (58.15) 0.001 – 0.003 yes 14 (50.00) 4,599 (41.83) 4,613 (41.85) 0.002 – 0.005 stress condition no stress 22 (78.57) 9,328 (84.85) 9,350 (84.83) 0.001 – 0.003 stress 6 (21.43) 1,666 (15.15) 1,672 (15.17) 0.001 – 0.006 occupational status unemployed 7 (25.00) 2,808 (25.54) 2,815 (25.54) 0.001 – 0.004 working 21 (75.00) 8,186 (74.46) 8,207 (74.46) 0.001 – 0.003 physical activity high 12 (42.86) 4,506 (40.99) 4,518 (40.99) 0.001 – 0.004 moderate 1 (3.57) 438 (3,98) 439 (3.98) 0.002 – 0.007 low 15 (53.57) 6,050 (55.03) 6,065 (55.03) 0.001 – 0.004 table 1. characteristics of participants with and without t2dm (n=11,022) note: t2dm: type 2 diabetes mellitus solikhah, lestari food intake pattern and diabetes mellitus univ med vol. 41 no 1 23 however, the findings in this study indicated that physical activity did not significantly influence t2dm in the adult population. this study contradicts 2 studies which state that adults who have moderate physical activity are associated with the incidence of dm (50) and that decreased physical activity increases the risk of t2dm. (51) this is due to the fact that the intensity and duration of physical activities performed by most participants were still low, despite the fact that high-intensity physical activity provides benefits in reducing the glycemic level in individuals who are at risk of developing dm. (52) low physic al acti vity affects the suboptimal metabolism of blood and body cells that use glucose as the source of fuel for food consumption diabetic (%) non-diabetic (%) total participants (%) carbohydrate (sweet potatoes and rice)  once/week 2 (7.14) 24 (0.22) 26 (0.24) 1-3 times/week 2 (7.14) 18 (0.16) 20 (0.18)  3 times/week 24 (85.71) 10,952 (99.62) 10,976 (99.58) fruits  once/week 14 (50.00) 3,938 (35.82) 3,952 (35.86) 1-3 times/week 4 (14.29) 1,623 (14.76) 1,627 (35.86)  3 times/week 10 (35.71) 5,433 (49.42) 5,443 (49.38) green leafy vegetables (include carrot)  once/week 2 (7.14) 1,819 (16.55) 1,821 (16.52) 1-3 times/week 3 (10.71) 1,468 (13.35) 1,471 (13.35)  3 times/week 23 (82.14) 7,707 (70.10) 7,730 (70.13) dairy products (milk, yogurt, cheese, etc.)  once/week 22 (78.57) 8,475 (77.09) 8,497 (77.09) 1-3 times/week 2 (7.14) 640 (5.82) 642 (5.82)  3 times/week 4 (14.29) 1,879 (17.09) 1,883 (17.08) fish  once/week 11 (39.29) 3,800 (34.56) 3,811 (34.58) 1-3 times/week 3 (10.71) 1,953 (17.76) 1,956 (17.75)  3 times/week 14 (50.00) 5,241 (47.67) 5,255 (47.68) processed meats (fresh beef/chicken/ pork, egg, etc.)  once/week 2 (7.14) 2,523 (22.95) 2,525 (22.91) 1-3 times/week 4 (14.29) 1,771 (16.11) 1,775 (16.10)  3 times/week 22 (78.57) 6,700 (60.94) 6,722 (60.99) instant noodle  once/week 16 (57.14) 7,156 (65.09) 7,172 (65.07) 1-3 times/week 5 (17.86) 1,791 (16.29) 1,796 (16.29)  3 times/week 7 (25.00) 2,047 (18.62) 2,054 (18.64) table 2. the frequency of food consumption among participants with and without t2dm note: t2dm : type 2 diabetes mellitus maternal and fetal complications.(2) therefore, to reduce mortality due to dm, efforts are needed to improve dm management by, among others, increasing knowledge on self-management among dm patients, increasing physical activities, and implementing nutritional therapy to control blood sugar levels and complications.(48) it is essential to change the patient’s lifestyle into a healthier one, mainly by reducing the consumption of food that has high calories as well as food high in unsaturated fat, sugar, salt, or sodium and with minimal fiber content. in addition, shifting the behavior from less active with a minimum amount of exercise into a more active one will have a very significant impact in reducing the incidence of dm.(30,49) 24 items unadjusted or (95%ci) p-value adjusted or (95%ci) p-value age (ref: 40-44) 45-49 2.44 (0.61 9.78) 0.207 2.71 (0.66 11.09) 0.165 50-54 3.51 (0.91 13.58) 0.069 5.67 (1.37 21.94) 0.014 55-59 3.26 (0.78 13.65) 0.106 5.46 (1.16 24.00) 0.029 60 2.86 (0.74 11.05) 0.129 6.15 (1.32 22.56) 0.015 education level (ref: elementary school) junior high school 0.91 (0.25 3.26) 0.885 1.05 (0.28 3.89) 0.955 senior high school 2.33 (1.01 5.40) 0.047 3.32 (1.32 8.32) 0.014 higher education 1.30 (0.36 4.68) 0.683 1.57 (0.41 6.02) 0.517 smoking habit (ref: no smoking) yes 1.39 (0.66 2.92) 0.384 1.18 (0.52 – 2.64) 0.683 stress condition (ref: no stress) stress 1.52 (0.62 3.77) 0.359 1.64 (0.65 – 4.17) 0.293 occupational status (ref: unemployed) working 1.02 (0.44 2.42) 0.948 1.23 (0.47 – 3.22) 0.672 physical activity (ref: high) moderate 0.86 (0.11 6.61) 0.883 0.63 (0.08 – 5.07) 0.663 low 0.93 (0.43 – 1.99) 0.854 0.78 (0.35 – 1.72) 0.542 carbohydrate (sweet potatoes and rice) (ref:  once/week) 1-3 times/week 1.33 (0.17 10.38) 0.784 0.81 (0.08 – 7.60) 0.763  3 times/week 0.03 (0.01 – 0.11) 0.001 0.01 (0.01– 0.06) 0.002 fruits (ref:  once/week) 1-3 times/week 0.69 (0.22 2.10) 0.519 0.55 (0.17 – 1.74) 0.339  3 times/week 0.51 (0.22 – 1.17) 0.112 0.35 (0.15 – 0.83) 0.024 green leafy vegetables (ref:  once/week) 1-3 times/week 1.85 (0.31 11.13) 0.497 1.98 (0.32 12.40) 0.443  3 times/week 2.71 (0.64 11.52) 0.176 2.96 (0.66 13.22) 0.137 dairy products (milk, yogurt, cheese, etc.) (ref:  once/week) 1-3 times/week 1.20 (0.28 – 5.13) 0.802 1.25 (0.29 – 5.48) 0.797  3 times/week 0.82 (0.28 – 2.38) 0.715 0.58 (0.19 – 1.76) 0.331 fish (ref:  once/week) 1-3 times/week 0.53 (0.14 – 1.90) 0.331 0.56 (0.15 – 2.06) 0.377  3 times/week 0.92 (0.42 – 2.03) 0.842 0.87 (0.38 – 2.00) 0.750 processed meats (beef/chicken/pork, egg, etc.) (ref:  once/week) 1-3 times/week 2.84 (0.52 – 15.57) 0.227 2.81 (0.49 15.88) 0.237  3 times/week 4.14 (0.97 – 17.62) 0.054 4.90 (1.08 – 22.20) 0.035 instant noodle (ref:  once/week) 1-3 times/week 1.24 (0.45 – 3.41) 0.665 1.06 (0.37 – 3.05) 0.993  3 times/week 1.52 (0.62 – 3.72) 0.349 1.73 (0.68 – 4.41) 0.283 table 3. multivariable adjusted or and 95% ci for t2dm note: ref: reference; or: odds ratio; 95%ci: 95% confidence interval; t2dm: type 2 diabetes mellitus, ci: confidence interval the body so that it will not significantly affect the blood glucose level.(53). routine and regular physical activities are strongly recommended for diabetic patie nts to improve insulin sensitivity, control the gi, and control the metabolic profile, which was also true for individuals who were at risk of developing diabetes.(54) mild physical activity with high solikhah, lestari food intake pattern and diabetes mellitus univ med vol. 41 no 1 25 intensity and a minimum duration of 30 minutes was sufficient for preventing t2dm.(55) however, this study also had several limitations. first, it used secondary data from data collected using a structured questionnaire that allowed for biased information, especially for details regarding eating frequency and physical activity frequency that entirely relied on the respondents’ memory about their eating habits and activities in the past week. also, missing data was found in this study that requires the researchers to only analyze data from respondents that met the established research inclusion criteria to prevent selection bias. the cross-sectional design of this study also makes causal inferences between exposure and disease impossible, because it cannot determine whether the exposure preceded the disease or vice versa. there is a need for further welldesigned prospective cohort studies to examine the potential association between macronutrient intake and t2dm. our findings provided valuable information for the primary prevention of t2dm through dietary modifications in a middle-aged indonesian population. conclusion dietary processed meat increased the risk of t2dm in adults. while physical activity did not affect the prevalence of t2dm, nevertheless, all parties need to continue to exercise and to exert control over dietary intake through early preventive measures as a way to minimize the development of t2dm. conflict of interest none. funding none. acknowledgment this study was supported by the fifth wave of the indonesian family life survey (ifls-5) conducted by rand and survey meter (https:// www.rand.org/well-being/social-and-behavioralpolicy/data/fls/ifls/ifls5.html). we wish to express our gratitude to rand for their permission to use the survey data and to the study participants who provided the survey data. 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https://doi.org/10.2337/dc19-s005. 55. colberg sr, sigal rj, yardley je, et al. physical activity/exercise and diabetes: a position statement of the american diabetes association. diabetes care 2016;39:2065–79. doi: 10.2337/dc161728. solikhah, lestari food intake pattern and diabetes mellitus c:\users\user\documents\41 no 2 129 abstract universa medicina highest economic status increases risk of cesarean section in women of childbearing age haerawati idris1*and rini anggraini1 background cesarean section (cs) rates that are higher than the who recommendation may pose morbidity and mortality risks for both mother and child. in recent years, the number of cs deliveries has been increasing in developed and developing countries. the aim of the present study was to determine the rate of cs delivery and socioeconomic and demographic factors as risk factors of cesarean delivery in women of childbearing age. methods this cross-sectional study used data from the 2017 indonesian health demographic survey (idhs). the research subjects were 14,724 women of childbearing age aged 15-49 years who had given birth and met the inclusion criteria. the rate of cs was determined and the associations between independent and dependent variables were explored using logistic regression. results the cs rate was 17.9%. variables that had a significant relationship with cesarean delivery were geographic region, economic status, occupation, education, birth attendant, insurance ownership and antenatal care visits. the most dominant influencing variable was the highest economic status (or 3.566; 95% ci: 2.857-4.452). respondents with the highest economic status had a 3.5 times greater risk of having a cesarean delivery than subjects with the lowest economic status after controlling for the other variables. conclusion this study demonstrated that the highest economic status increased the risk of cs delivery in women of childbearing age. the current epidemiological findings and evidence suggest adopting and implementing some strict guidelines in the health system to avoid unnecessary delivery by cs. keywords: cesarean section, demographic health survey, economic status, women of childbearing age original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.129-138 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1306 may-august 2022 vol.41no.2 1faculty of public health, sriwijaya university, palembang correspondence: haerawati idris faculty of public health, sriwijaya university, raya palembang-unsri km 32 indralaya street, ogan ilir, south sumatra, indonesia, 30862 email: haera@fkm.unsri.ac.id orcid id: 0000-0002-3483-6717 date of first submission, february 27, 2022 date of final revised submission, june 6, 2022 date of acceptance, june 10, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: idris h, anggraini r. highest economic status increases risk of cesarean section in women of childbearing age. univ med 2022;41: 1 2 9-3 8 . doi: 10 .18 051/ univmed. 2022.v41.12 9-13 8. 130 idris, anggraini cesarean section in women of childbearing age introduction the world health organization (who) recommends that the average number of cesarean sections should range from 10% to 15% as the maximum -target limit in an effort to avoid the risks of this mode of delivery to mother and baby.(1) however, it turns out that the cesarean section rate (csr) continues to increase and to exceed the who recommended average. betran et al.(2) reported that based on their studies from 1990 to 2014 in 121 countries, mean csr increased by 12.4% (from 6.7% to 19.1%). some countries with higher csr than the who standards are the latin american and caribbean countries with the highest csr of 40.5%, europe with 25%, and asia 19.2%, whereas africa with 7.3% is still below the recommended average.(2) on the other hand, the csr in some areas of pakistan ranges from 47% to 65%. the number of mothers who are giving birth by cesarean section also continues to increase in indonesia; acc ording to the indonesian demographic and health survey (idhs) data, the csr in indonesia was 5%, then it rose to 12% in 2012 and increased again to 17.0% in 2017.(4) as the proportion of births increased in health facilities in indonesia, in the last 30 years indonesia’s csr has also increased considerably, from 1.6% in 1991 to 17.6% in 2017.(5) even the study of oktarina et al.(6) in government and private hospitals in jakarta, indonesia, reported that the trend of cesarean section (cs) deliveries is very high, reaching 70%, especially in private hospitals. currently cs is a life-saving intervention for mothers and children during childbirth, but this procedure can also have short-term and long-term health effects for women and children. the prevalence of maternal morbidity and mortality is higher after cs compared to vaginal delivery. cesarean section has been shown to increase the risk of uterine rupture, abnormal placentation, ectopic pregnancy, stillbirth and premature delivery.(7) cesarean delivery also affects the child’s sensory perception, sensory integration ability, and neuropsychiatry, and the relationship between mother and child.(8) exclusive breastfeeding is especially important for the baby’s growth and development, but cs can reduce the chances of continued breastfeeding.(9) breast milk production is strongly influenced by the release of the hormones oxytocin and prolactin.(10) in cesarean delivery, maternal anxiety due to postoperative pain and also the effects of anesthetics/drugs may delay the onset of breastfeeding.(11) based on previous studies, it was reported that the majority of mothers who gave birth by the cesarean method stopped breastfeedin g after 12 weeks of delivery.(12) research in niger by hitachi et al. (13) also reported that many mothers who had cesarean section did not give exclusive breastfeeding, and even stopped breastfeeding after 1 week of giving birth. medically, the most common indication for cs is cephalopelvic disproportion (cpd) or narrow pelvis. (1 4.1 5) other indications are obstructed labor, multiple pregnancies, nonreassuring fetal heart rate pattern (nrfhrp), failed induction and augmentation of labor, malpresentation and malposition, and antepartum hemorrhage.(16) sungkar and basrowi (17) also stated that sociodemographic factors, namely advanced maternal age, high socioeconomic status, higher education, living in urban areas and ownership of health insurance were also found to be associated with the incidence of cesarean delivery. cesarean section procedures aim to save lives when there are medical indications for delivery, but cs can pose a higher risk of morbidity and mortality when performed without medical indications.(5) ironically, according to sandall et al.(7) the rate of cesarean delivery continues to increase, especially in cases without medical indications, even though this procedure can have short-term and long-term health effects on women and children. in addition, it turns out that a high csr of more than 10% is also not associated with a decrease in maternal and neonatal mortality.(17.18) 131 based on this description, it can be concluded that there is a large risk that threatens the mother and child due to cs without medical indications which contributes greatly to the high csr but is proven not to be associated with a decrease in maternal and neonatal mortality. a study in ghana involving 4948 research participants revealed that cs delivery is associated with maternal age, level of education, occupation, parity and antenatal care (anc) visits.(19) women’s socioeconomic status and health system factors were associated with the increased use of cs.(20) in contrast, a bangla desh study found that the logistic regression analysis has traced no significant variation in cs rate among mothers of varying educational levels as compared to the reference group (mothers with no education) (p>0.05). similarly, mothers’ religious status, age at first childbirth, age at first marriage, working status, exposure to media, including wanted indexed child and husband’s educational level, resulted in no significant difference in cs rate among various groups as compared to their corresponding reference groups.(21) because the results of previous studies that found an association of socioeconomic and demographic factors, working status, and age with cs, are still inconsistent, therefore the association of socioeconomic and demographic factors, working status, and age with cs delivery are still to be determined. this study aimed to raise the importance of investigating the causes of high csr, especially in indonesia, which is useful in developing strategies for optimizing the use of appropriate cs. the objective of this study was to determine the socioeconomic and demographic factor as risk factors of cs in indonesia. methods research design this was a cross-sectional study using secondary data from the 2017 indonesian health demographic survey (idhs), which is a survey data jointly carried out by the central statistics agency (bps), the national population and family planning agency (bkkbn), and the ministry of health (kemenkes) from 24 july to 30 se ptember 2017. survey funding was provided by the government of indonesia, assisted by the united states agency for international development (usaid). study subjects the population of this study comprised all respondents in 34 provinces of indonesia who were successfully interviewed by the idhs t e a m. t he s a mpl e f o r t he p r es e n t s t ud y amounted to 14,724 respondents who were selected based on one inclusion criterion, namely women of childbearing age in the range of 1549 years who had given birth in the last 5 years at the time of the interview and two exclusion criteria consisting of missing data and invalid data. main outcomes the main outcome was cesarean delivery a n d wa s ca t e go r i ze d i nt o s ub j e c t s wh o underwent cesarean delivery (coded as 1) and otherwise (coded 0). main exposure variables the main exposure variables in this study were education, occupation, economic status, region, insurance ownership, birth attendant, and anc visits. educational level was divided into three categories, namely low if respondent had no education or had attended elementary school, intermediate if respondent had attended junior high school or senior high school, and high if respondent had studied for diploma degree or attended college. economic status was based on the economic quintile owned by a household. households were scored based on the number and type of items they had, from television sets t o bi c yc l e s o r c ar s, a n d on h ou s in g characteristics, such as drinking water sources, toilet facilities, and main building materials for the floor of the house. this score was calculated using principal component analysis. national economic quintiles were arranged based on univ med vol. 41 no 2 132 idris, anggraini cesarean section in women of childbearing age a b hou sehold scor es for each pers on in the household and then divided into five quintiles, namely lowest, low, middle, high and highest. statistical methods data were analyzed by univariate analysis and by bivariate analysis using the simple logistic regression test to determine the relationship between the independent variable and the dependent variable. multivariate analysis was by means of logistic regression test with predictive model to analyze the independent variable with the most dominant effect on the dependent variable. the significance level set at p<0.05. ethical clearance ethical clearance was obtained for the 2017 idhs from the national ethics committee. the respondents’ identities have all been deleted from the dataset. respondents provided written consent for their involvement in the study. the researchers have obtained permission to use the data for the purposes of this study through the following website: https://dhsprogram.com/data/ new-user-registration.cfm. this study was appro ved by the health research e thics committee of the faculty of public health, sriwijaya university, under no. 217/un9.fkm/ tu.kke/2022. results from table 1 it can be seen that around 17.9% of respondents gave birth by cesarean section. the majority of respondents (58.6%) had secondary education, 58.8% had insurance, 57.6% resided on java/bali, 51.5% were e mpl oyed , 4 1.4% h ad mi ddl e t o h igh es t economic status, 86.3% gave birth assisted by hea lth wor ke rs a nd 91.7% had c ompl ete antenatal care visits. based on the results of the simple logistic regression analysis in table 2, it was found that all independent variables namely education, occupation, economic status, geographic region, insurance ownership, birth attendants, and anc visits have a significant relationship with incidence of cesarean delivery. all of the independent variables studied also have an or of >1, which means that there is an association in the form of increasing the risk of an outcome (i.e. a risk factor for cesarean delivery). based on the or value, respondents with the highest economic status have a 6.3 times gre ater probability of having a cesarean delivery compared to respondents with the lowest ec onomic s ta tu s ( 95% ci: 5 .2 43 -7. 733) . respondents with complete anc visits have a 3 times greater probability of having a cesarean d e l i ve r y c o mpa r e d t o r e s po nde n t s wi t h incomplete anc visits (95% ci: 2.413-3,926). table 1. socio-demographic characteristics of the study participants (n= 14,274) *education: low: no education or elementary school; intermediate: junior high school or senior high school; high: diploma or college; anc : antenatal care variable n % education high 2,188 14.9 middle 8,634 58.6 low 3,902 26.5 insurance policy ownership yes 8,661 58.8 no 6,063 41.2 region sumatra 3,282 22.3 java/bali 8,477 57.6 east indonesia 2,965 20.1 employment status employed 7,585 51.5 unemployed 7,139 48.5 economic status highest 2,829 19.3 high 3,054 20.7 middle 3,053 20.7 low 2,980 20.2 lowest 2,808 19.1 childbirth attendant health workers 12,702 86.3 non-health workers 2,022 13.7 anc visits complete 13,501 91.7 incomplete 1,223 8.3 cesarean section delivery yes no 2,632 12,092 17.9 82.1 133 univ med vol. 41 no 2 respondents with a higher educational level have a 4.6 times greater probability of having a cesarean delivery compared to respondents with a low level of education (95%ci: 3.944-5.562). the results of the simple logistic regression selection analysis show that the independent variables have a p-value <0.25. based on the results, it can be concluded that the variables of education, geographic region, insurance policy ownership, occupation, economic status, birth attendant, and anc visits can be included in the multivariate analysis modeling. based on the results of the multivariate analysis in table 3, which shows the most influential variable as indicated by the adjusted odds ratio is the highest economic status variable (aor= 3.566; 95% ci: 2.857-4.452). this means that re spondents with t he highest economic status have a 3.5 times gre ater probability of having a cesarean delivery when compared to respondents with the lowest economic status after controlling for the variables of education, geographic region, insurance ownership, birth attendant and anc visits. discussion the cesarean delivery rate in indonesia has continually increased, from 1.6% in 1991 to 17.6% in 2017.(5) the present study, which used idhs 2017 data, also reported that indonesia’s csr was 17.9%. this figure exceeds the range of csr recommendations from who, which is 10%-15%.(1) medically, the study by aprina and puri reported on the factors that could influence the occurrence of cesarean delivery, namely severe preeclampsia, placenta previa, fetal table 2. crude odds ratios of determinants of cs delivery notes: anc: antenatal care; education: low: no education or elementary school; intermediate: junior high school to senior high school; high: diploma or college; or: odds ratio variable cs delivery or(95% ci) p value yes (n,%) no (n,%) region sumatra 649 19.8 2633 80.2 1.655 (1.418 -1.930) 0.000 java/bali 1899 18.9 6878 81.1 1.561 (1.346 -1.809) 0.000 east indonesia 384 13.0 2581 87.0 1 economic status highest 911 32.2 1917 67.8 6.367 (5.243-7.733) 0.000 high 691 22.6 2363 77.4 3.918 (3.215-4.775) 0.000 middle 483 15.9 2569 84.1 2.524 (2.072-3.074) 0.000 low 351 11.8 2629 88.2 1.788 (1.457-2.195) 0.000 lowest 195 6.9 2613 93.1 1 childbirth attendant health workers 2508 19.7 10194 80.3 3.746 (2.940-4.772) 0.000 non-health workers 125 6.2 1897 93.8 1 anc visits complete 2547 18.9 10954 81.1 3.078 (2.413-3.926) 0.000 incomplete 86 7.0 1137 93.0 1 education high 735 33.6 1453 22.4 4.684 (3.944-5.562) 0.001 intermediate 1517 17.6 7117 82.4 1.974 (1.703-2.287) 0.003 low 380 9.7 3522 90.3 1 insurance policy ownership yes 1854 21.4 6807 78.6 1.850 (1.651-2.071) 0.000 no 778 12.8 5285 87.2 1 employment status employed 1455 19.2 6130 80.8 1.201 (1.080-1.336) 0.000 unemployed 1178 16.5 5961 83.5 1 134 idris, anggraini cesarean section in women of childbearing age sub-saharan africa shows the diversity of csr in public health facilities that ranges from 3% in burkina faso to 15.6% in ghana. the results of the present study show that the highest csr in women of high educational status is around 33.6% and in working women is about 19.2%, which is greater than the 16.5% of non-working women. this finding is also in line with previous research and the global trend of csr in general. the factors of urban residence and high educational status influence the occurrence of cs in other developing countries as well, such as in south and southeast asia.(25) mumtaz et al.(26) reported that the prevalence of cs in pakistan among working mothers tended to increase in the following three survey periods, namely 16.6% (dhs 1990), 24.7% (dhs 2006) and 25% (dhs 2012). women with high educational status tend to choose to work, so there is a similar pattern of relationship of educational factors and occupational factors with the incidence of cs. hea lt h pre f e re n c es of wome n wi th h igh position abnormalities, and delayed parturition.(22) several predictors of cs in pakistan according to murtaza et al.(23) were multiparity, breech position, fetal distr ess, oligohydramnios, preeclampsia, and previous uterine scars. in indonesia, the variety of csr in each ge ogr a p h ic r e gio n i s c a us e d b y sociodemographic factors. the disparity in csr between one region and another, which is influenced by the diversity of the regions, education, and occupation in indonesia, is similar to the world trend.(5) sumatra, which is the western part of indonesia, has a csr of 19.8%, followed by java/bali with 18.9% and east indonesia with 13%, all of which are greater than the 10% recommended by the who. in addition, pregnant women residing in sumatra are 1.6 times more likely to have a cs procedure than those in east indonesia. the csr in pakistan varies by province, being 40% in khyber pakhtunkhwa and punjab, 43% in islamabad, 4 9% i n sin dh a n d 51 % i n aza d j a mmu kashmir.(23) the study of yaya et al.(24) on cs in table 3. adjusted odds ratios of determinants of cs delivery note : anc: antenatal care; education: low: no education or elementary school; intermediate: junior high school to senior high school; high: diploma or college; aor: adjusted odds ratio variable aor 95 % ci p value education 1.646 2.433 1.095 – 1.507 0.000 0.002 high 2.001 intermediate 1.285 low 1 region 1.257 1.694 0.990 1.314 0.000 0.068 sumatra 1.459 java/bali 1.140 east indonesia 1 insurance policy ownership 1.349 1.710 0.000 yes 1.519 no 1 economic status 2.857 4.452 2.195 3.366 1.575 2.393 1.216 1.860 0.000 0.000 0.000 0.000 highest 3.566 high 2.718 middle 1.941 low 1.504 lowest 1 childbirth attendant 1.701 2.799 0.000 health worker 2.182 non-health worker 1 anc visits 1.497 2.431 0.000 complete 1.907 incomplete 1 135 educational status are generally higher than those of women without formal education.(27) high formal education has a strong relationship with women’s decision-making autonomy in making choices.(28) in addition, women with high formal education may believe that cs is safer and does not interfere with their workload.(29) the who recommends anc to provide a positive pregnancy experience, the minimum recommendation in 2006 being 4 anc visits, followed by the minimum of 8 anc contacts (in 2016) with a trained anc service provider. t he s e e f f or ts a r e t h e ma n a ge me nt of complications during pregnancy that are likely to lead to cs procedures.(30) however, the results of the present study showed a different finding, in that 18.9% of mothers had cesarean delivery and 91.7% had complete anc visits. the latter percentage is much higher than in the group of mothers who did not receive complete anc services, which is around 7%. a secondary analytical study in pakistan using dhs 20122013 data reported that mothers who received anc care more than four times were more likely to give birth to children through cs procedures. in women who reported complications of pregnancy, gynecological risk avoidance was the reason for the choice of cesarean section.(31) pregnant women who attend antenatal care are more likely to give birth in health facilities and follow postnatal care,(32) such that they have safe deliveries by health workers. the high prevalence of anc of 91.7% is also followed by a high trend of birth attendance with health personnel, namely 86.3% (table 1). in addition to the fact that the prevalence of cesarean delivery is still relatively high among mothers who underwent complete anc, it is note-worthy that the prevalence of cesarean delivery is also quite high in the group of mothers whose birth attendants are health workers, namely 19.7%. even though the csr in government-owned hospitals is around 30%-40%, there are private hospitals whose csr can reach 70%.(6) the percentage of women with cesarean delivery in pakistan is high at 13.6%. according to amj ad et al. (3 1) pakistani wome n who experience pregnancy complications, have high anc utilization and deliver in private hospitals have a higher probability of obtaining a cs procedure. therefore decisive action is needed such as detailed medical indications from doctors for cs and awareness of pregnant women to reduce the chances of pregnancy complications. cesarean section delivery costs many times more than vaginal delivery, such that the f a mi l y’s e c on omi c a bi l i t y b e c o me s a consideration in choosing the cs method of delivery.(35) this can be seen from the results of the study which showed that the economic s t a t us va ri a bl e w a s t h e mo s t d o mi n a n t. respondents with the highest economic status have a 3.5 times greater probability of having a cesarean delivery than do respondents with the lowest economic status after controlling for other variables. economic factors are also seen in csr patterns in other countries, where the percentage of cs births in ghana ranges from 5% in very poor women to 27.5% in very rich women.(34) the csr in brazil is particularly high among wealthier women or those in maternity hospitals in the private sector.(35) in developing countries, economic inequality factors influence the pattern of cesarean delivery rates, which may be due to inadequate access to emergency obstetric care in the very poor and the poor, in co ntra st w ith the high ra tes of ce sare an deliveries without medical indication in the very rich group.(36) the data show that insurance ownership is related to the incidence of cesarean delivery. the percentage of cesarean deliveries in the group of women who have insurance is relatively high, namely 21.4% (table 2). these results are in line with the research of jenabi et al.(37) who reported that the factors of educational level, socioeconomic status, place of residence and insurance ownership were significantly related to the mother’s choice of cesarean delivery. the link between insurance and cesarean delivery rates in indonesia can be seen from the national health insurancehealthy indonesian card univ med vol. 41 no 2 136 idris, anggraini cesarean section in women of childbearing age quality control and cost control team report, that in the period of 2014-2018 around 57% of j a mi n an ke se ha t an nas i o na l kar t u indonesia sehat (jkn-kis) participants who gave birth chose the cs method. according to widjayanti,(38) the csr for jkn participants even reached 79.21%. se ve r a l f a c t or s o ut s i de o f sociodemographic and midwifery variables such as women’s choice, women’s fear, psychological factors and doctor’s preference also contribute to high csr.(23,39) severe fear of childbirth in women causes them to be at higher risk for emergency cs and to be more likely to choose elective cs, mostly due to non-obstetr ic indications.(40) solanki et al.(41) examined 6,542 births in south africa, of which 4,815 were cesarean births, causing the csr to reach 73.6%. most of the cs were emergency cs (39.7%), followed by elective cs (39.5%). weak regulations concerning hospitals that offer cs service packages (profit-oriented) as well as regulations that encourage moral hazard in doctors, thus allowing cs requests without adequate medical indications, also contribute to high csr.(6) therefore, adequate awareness, appropriate prenatal and perinatal counseling, fetomaternal monitoring, monitoring of vaginal bir th a fter ces ar ean (vbac) eff ort s and promotion of institutional delivery (in health facilities with trained birth attendants) can minimize obstetric complications and csr.(23,39) the present study has its limitations, such as the use of cross-sectional data that cannot determine a causal relationship, and the fact that there are several variables that have not been explored due to limited data regarding age, parity, maternal physical activity during pregnancy, delivery complications and the demand for cesarean delivery. on the other hand, it becomes difficult to limit the autonomy of women, especially those with higher income to demand or to suggest cesarean delivery. the government should consider this factor for controlling the cesarean delivery rate in indonesia. further study should expand this study by adding other variables related to cesarean delivery with a better design like cohort study. conclusions the current investigation based on the indonesian health demographic survey-2017 data has revealed that the prevalence of cs delive ry in indonesia is higher than that recommended by the who. economic status is the dominant variable in the prevalence of cesarean delivery in indonesia. conflict of interest the authors declare no competing interest acknowledgement we gratefully acknowledge the use of secondary data from the 2017 idhs. contributors hi contributed to conceptualizing the study design and acquiring the raw data for analysis; 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associated with caesarean deliveries among child-bearing women in pakistan: secondary analysis of data from the demographic and health survey, 2012–13. bmc pregnancy childbirth 2018;18:113. https://doi.org/ 10.1186/s12884-018-1743-z. 32. fekadu ga, kassa gm, berhe ak, muche aa, katiso na. the effect of antenatal care on use of institutional delivery service and postnatal care in ethiopia: a systematic review and metaanalysis. bmc health serv res 2018;18:577. https://doi.org/10.1186/s12913-018-3370-9. 33. sihombing nm, saptarini i, putri ds. determinan persalinan sectio caesarea di indonesia (analisis lanjut data riskesdas 2013). indonesian j reprod health 2017;8:63-73. doi: 10.22435/ kespro.v8i1.6641.63-75. 34. dankwah e, kirychuk s, zeng w, feng c, farag m. socioeconomic inequalities in the use of caesarean section delivery in ghana: a crosssectional study using nationally representative data. int j equity health 2019;18:162. https:// doi.org/10.1186/s12939-019-1063-6. 35. barros aj, victora cg, horta bl, et al. antenatal care and caesarean sections: trends and inequalities in four population-based birth cohorts in pelotas, brazil, 1982–2015. int j epidmiol 2019;48(supplement_1):i37-i45. https://doi.org/ 10.1093/ije/dyy211. 36. boatin aa, schlotheuber a, betran ap, et al. within country inequalities in caesarean section rates: observational study of 72 low and middle income countries. bmj 2018;360:k55. doi: https:/ /doi.org/10.1136/bmj.k55. 37. jenabi e, khazaei s, bashirian s, aghababaei s, matinnia n. reasons for elective cesarean section on maternal request: a systematic review. j matern fetal neonatal med 2020;33:3867-72. https:// doi.org/10.1080/14767058.2019.1587407. 38. widjayanti tb. analysis of sectio caesaria characteristics at profit hospital x around jakarta under national health insurance. j epidemiol kesehatan indonesia 2020;4:23–8. doi: 10.7454/ epidkes.v4i1.3699. 39. gonda a, bukhari s, karim mt, karim s. frequency of caesarean section at a tertiary care hospital. j sheikh zayed med coll 2017;8:124850. 40. ryding el, lukasse m, parys av, et al. fear of childbirth and risk of cesarean delivery: a cohort study in six european countries. birth 2015;42:4855. https://doi.org/10.1111/birt.12147. 41. solanki g, fawcus s, daviaud e. a cross sectional analytic study of modes of delivery and caesarean section rates in a private health insured south african population. plos one 2019;14:e0219020. https://doi.org/10.1371/journal.pone.0219020. c:\users\user\documents\41 no 2 169 abstract universa medicina long-covid neurological symptoms are associated with d-dimer levels in covid-19 patients diah kurnia mirawati1*, pepi budianto1, subandi1, rivan danuaji1, hanindia riani prabaningtyas1, ira ristinawati1, shabrina nur zidny1, and novian anindito santosa1 background coronavirus disease 2019 (covid-19) is a disease designated as a global pandemic by the who that can manifest clinically as neurological disorders that can occur in the acute phase or after the acute phase (long covid-19), such as headache, myalgia, anosmia, and cognitive impairment. these neurological disorders as symptoms of long covid-19 are presumably caused by hypercoagulable conditions characterized by an increase in ddimer level. this study aims to determine the correlation of long covid-19 neurological symptoms with hypercoagulable conditions and the role of d-dimer as a biomarker of long covid-19 neurological symptoms. methods this was a cross-sectional study involving 31 patients with long covid19 symptoms. admitted long covid-19 cases with recorded d-dimer levels and definitive outcomes were included consecutively. long covid-19 neurological symptoms were collected. d-dimer level was measured using immunofluorescence assay and reported in fibrinogen equivalent units (μg/ml). the correlation between d-dimer levels and neurological clinical manifestations was assessed by using ordinal regression analysis. the pvalue of <0.05 was considered statistically significant. results the mean age of the subjects was 38.81 ± 11.58 years and 18 (58.06%) were female. long covid neurological symptoms comprised myalgia, anosmia and cephalgia, and most subjects complained of myalgia (80.65%). on multivariable analysis, long-covid-19 neurological symptoms were significantly correlated with d-dimer [odds ratio (or) = 1.05; p=0.020]. conclusion the number of neurological long covid symptoms were significantly correlated with level of d-dimer. ultimately, more clarity is needed on the neurological impact of covid-19, its diagnosis, and its treatment. keywords: covid-19, d-dimer, long covid neurological symptoms original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.169-175 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1246 cite this article as: mirawati dk, bud iant o p, suba ndi, da nuaj i r , pra bani ngtyas hr , r isti nawa ti i, zidny sn, santosa na. long-covid neurological symptoms are associated with d-dimer levels in covid-19 patients. univ med 2022;41:169 -7 5. doi: 10.18051/univmed.2022 .v41 . 1 69 -1 75 . 1department of neurology, faculty of medicine, universitas sebelas maret, surakarta, indonesia correspondence: *diah kurnia mirawati jl. ir. sutami no. 36, jebres, surakarta, central java, indonesia phone and fax: (+62)271-664-178 email: diahkm@staff.uns.ac.id orcid id: 0000-0002-0558-5680 date of first submission, november 5, 2021 date of final revised submission, august 6, 2022 date of acceptance, august 13, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license may-august 2022 vol.41 no.2 170 mirawati, budianto, subandi, et al long-covid neurological symptoms introduction on march 11, 2020, the world health organization (who) declared covid-19 a pandemic. the disease is caused by the severe acute respiratory syndrome coronavirus 2 (sars-cov-2).(1) as of january 25, 2021, there were 99,851,223 confirmed cases and 2,140,684 de aths from this infection worldwide. in indonesia, there were 999,256 confirmed cases with a death toll of 28,132.(2) seve re acute resp iratory syndr ome coronavirus 2 enters target cells through the angiotensin-converting enzyme 2 (ace2) receptor with an incubation period of 2-14 days.(3,4) common symptoms include fever, dry cough, fatigue, dyspnea, pneumonia, and even respiratory failure.(5) other manifestations of neurological disorders also frequently appear, such as headache, myalgia, or anosmia. these manifestations can be considered as a direct effect of the virus on the central nervous system (cns), or as a neurological complication in the para-infectious or post-covid-19 phase.(6,7) similar to sars-cov, the sars-cov-2 virus uses the angiotensin 2 (ace2) receptors to enter the cells.(3,8) angiotensin-converting enzyme 2 receptors in the central nervous system are located on the cell surface, namely on neurons and on endothelial and smooth muscle cells in cerebral blood vessels. the sars-cov virus will stimulate the emergence of a cytokine storm which causes disruption of tight junctions in the blood-brain barrier resulting in its impaired permeability. through this scheme, the sarscov virus is able to enter the central nervous system and cause neurological symptoms.(9,10) long covid-19 symptoms are symptoms that appear persistently for more than 3 weeks after a patient is infected with covid-19.(11) it can appear in the form of neurological or nonneurological symptoms. the most common symptoms are fatigue (87%) and shortness of breath (71%) that appear within 79 days after infection with covid-19.(12) other symptoms include cognitive and memory disorders, headache, myalgia, pain in the chest and joints, disturbances of smell and taste, coughing, hair loss, sleep disturbances, wheezing, rhinorrhea, excess mucus production and disturbances in the heart and digestive system. the symptoms may persist for 6 months after the patient is discharged from the hospital (13) and can interfere with the patient’s activities of daily living and quality of life. the coagulopathy in covid-19 is caused by the induction of proinflammatory cytokines known as cytokine storms which can cause vasoconstriction resulting in increased deposition of fibrin and d-dimer.(9,14) the increase in ddimer levels can last up to 2 months in patients who have been infected with covid -19.(15) this is in line with other studies which claim that long covid-19 symptoms can last up to 2-3 months.(12) interestingly, in long-covid-19 patients, it is possible to detect a prolonged e l e va t i on of d-d i me r, r e ga r d le s s o f t h e inflammatory indices and the severity of the acute phase.(15) one of the indicators of a condition induced by hypercoagulative infection is the increase in d-d i me r t ha t c a n c a us e va r i o us c li n i c a l manifestations. the commonest lung function abnormality (16.36%) is a decline in diffusion capacity for carbon monoxide (dlco) in patients after 30 days discharge for acute covid-19. a higher level of d-dimer at admission is significantly associated with dlco%<80% suggesting that d-dimer might be a potential biomarker for the prediction of dlco decline in patients with covid-19.(15) a study involving 30 long covid-19 patients and 20 non-covid-19 subjects, showed that l on g co v id -19 i s i n d e pe n de nt l y a nd s i gn i f i c an t ly c or r e l a t e d wit h d-d i me r (standardized coefficient =0.259; p=0.047). however, these long-covid-19 patients had no e vi de n c e o f hypo f i b r i n oge ne mi a o r thrombocytopenia.(16) because of the high incidence of covid19 in the pandemic and inconsistent results of previous studies, the researchers were interested 171 in conducting a study to determine the role of ddimer as a biomarker of long neurological covid symptoms in covid-19 patients. methods research design this cross-sectional study was conducted at the neurology outpatient clinic and clinical pathology laboratory of dr. moewardi general hospital of surakarta from january to august 2021. study subjects a total of 31 patients aged at least 18 years with long covid symptoms who came to the neurology outpatient clinic of dr. moewardi general hospital of surakarta from january to august 2021 were included as subjects of the study. exclusion criteria were (1) having no data on d-dimer examination when initially infected with covid, (2) pregnant patients, and (3) possessing a history of symptoms and disorders related to hypercoagulation such as stroke infarct, deep vein thrombosis (dvt), and pulmonary embolism (pe). consecutive non-random sampling was used to select the subjects. data collection demographic characteristics of patients (age, sex, comorbidity), d-dimer on admission, neurological symptoms, length of stay, and ddimer outcome were recorded for each patient. all data were recorded on a standardized data collection f orm usin g standard units of measurement and were verified by the principal investigator. laboratory testing blood samples for d-dimer assessment were collected within 24 hours of admission and sent to the clinical pathology laboratory of dr. moewardi general hospital of surakarta. all measurements were done in the laboratory within 2 hours of sample collection. d-dimer was measured by immunofluorescence using the mispa-i2 analyzer (agappe diagnostics ltd., india). the kit used had a biological reference range of<0.5 μg/ml and the results were reported in fibrinogen equivalent units [feu (μg/ml)]. the results of laboratory testing were verified by a certified clinical pathologist. statistical analysis by using the normality test, the age data for the initial and final d-dimer levels in this study were not normally distributed. a multivariate ordinal logistic regression was used to assess the correlation between the d-dimer levels and the long covid-19 neurological symptoms. the software used for statistical analysis was statistical package for social sciences (spss) 22.0 version. a p-value of less than 0.05 was considered statistically significant. ethical clearance the subjects who met the inclusion and exclusion criteria and agreed to participate in this study were asked to fill out an informed consent form. this research has been declared ethically compliant by the health resea rch ethics committee of universitas sebelas maret through the ethics eligibility certificate no. 118/un27.06/ kepk/2019. results there were more female than male patients, with a mean age of 35 ± 11.58 years. the most common initial symptom complained of by the patients was fever, followed by anosmia, headache, myalgia, cough, and shortness of breath, while the least common symptom was diarrhea. the length of stay in hospital ranged from 8 to 21 days. there were 7 subjects with a history of comorbid diseases, the most common of which was hypertension followed by diabetes mellitus (dm), obesity, and asthma. the highest initial d-dimer levels of the patients (the d-dimer levels obtained when they were initially infected with covid and undergoing hospitalization) was 2740 μg/ml, while the lowest was 245 μg/ml. univ med vol. 41 no. 2 172 mirawati, budianto, subandi, et al long-covid neurological symptoms a b the final d-dimer levels (d-dimer levels checked at the polyclinic) ranged from 147 μg/ml to 871 μg/ml. there were 8 subjects whose final ddimer levels were higher than the initial. the lowest increase in d-dimer levels was 20 μg/ml, while the highest was 272 μg/ml (table 1). based on the multivariate ordinal regression analysis, there was a significant correlation between the d-dimer levels and the number of long covid-19 neur ological symptoms (or=1.05; p=0.020) (table 2). discussion covid-19 infection has a very wide range of clinical manifestations. the most frequent symptoms complained of by the subjects of this study were fever (67.74%), followed by anosmia (67.74%), and cough (38.71%). this result was in line with the findings of other researchers. based on several studies summarized by iser et al.(17) symptoms such as fever, cough, and dyspnea are the most frequent indicators/ table 2. ordinal logistic regression analysis of d-dimer level in covid-19 patients or: odds ratio, aor: adjusted odds ratio; ci: confidence interval *statistically significant variable or p-value aor 95 % ci early model age 0.787 0.040* 1.53 0.89-1.97 neurological symptoms 0.637 0.288 1.19 0.91-1.74 final model neurological symptoms 0.841 0.020* 1.05 0.96-1.15 table 1. characteristics of study subjects characteristics mean  sd median (min – max) n (%) sex male 13 (41.94%) female 18 (58.06%) age 38.81  11.58 initial covid symptoms fever 21 (67.74%) anosmia 16 (51.61%) cough 12 (38.71%) myalgia 7 (22.58%) shortness of breath 4 (12.90%) diarrhea 3 (9.68%) long covid neurological symptoms myalgia 25 (80.65%) anosmia 13 (41.94%) cephalgia 6 (19.35%) number of long covid neurological symptoms 0 1 (3.23%) 1 16 (51.61%) 2 14 (45.16%) comorbidity diabetes mellitus 2 (6.45%) hypertension 5 (16.13%) obesity 1 (3.23%) asthma 1 (3.23%) d-dimer level (μg/ml) initial d-dimer 460 (245 – 2740) final d-dimer 283 (147 – 871) difference d-dimer 198 (-2540 – 272) length of stay (days) 12.32  2.91 173 symptoms of covid-19. gastrointestinal symptoms and loss of taste (ageusia) or loss of smell (anosmia/hyposmia) are frequently reported in mild cases, while shortness of breath or dyspnea is common in severe and fatal cases. according to lechien et al.,(18) anosmia is a specific symptom of covid-19 infection, so it can serve as a diagnostic tool for developing countries in the current pandemic. the mechanism of anosmia in covid-19 does not appear to directly involve nasal obstruction but is more associated with the damage to the olfactory neuroepithelium. the long covid neurological symptoms complained by our study subjects were myalgia (80.65%), anosmia (41.9%) and cephalgia (19.35%). this result is in accordance with the study conducted by stefanou et al.(9) who found that after 6 months following acute covid-19 infection, the patients complained of at least one of the symptoms of fatigue or muscle weakness, sleep disturbances, smell or taste impairment, myalgia and headache. in this study, the subjects’ d-dimer levels during admission were 245 μg/ml at the lowest and 2740 μg/ml at the highest. meanwhile, the d-dimer levels examined after covid-19 infection were 147 μg/ml at the lowest and 871 μg/ml at the highest. this finding is in accordance with those of the studies conducted by yao et al.(19) and poudel et al.(20) who showed d-dimer to be a biomarker of the severity of covid-19 cases. numer ous studies have shown the correlation between the d-dimer levels and the severity of covid-19 cases, but no studies have presented the correlation between the d-dimer levels and the type of clinical manifestations in patients. the higher the final d-dimer levels were, the higher would be the number of long covid symptoms experienced by the patient. in our study, the long covid symptoms consisted of cephalgia, anosmia, and myalgia. this may be because the subjects in this study were limited to patients with mild to moderate covid-19 symptoms, such that the clinical manifestations of covid-19 and long covid symptoms were less diverse. camargo-martínez et al.(21) concluded that the common cephalgia symptoms experienced by covid-19 patients tend to occur together with gastrointestinal symptoms related to the braingut axis. activation of the brain-gut axis is mediated by the release of inflammatory cytokines such as tnfα, interleukins, and peptides linked to the calcitonin and neuropeptides genes that are significantly associated with trigeminovascular activation leading to cephalgia. osawa et al.(22) revealed that covid-19 infection is usually associated with coagulopathy resulting in elevated d-dimer levels. the increase in d-dimer levels during admission is associated with thromboembolic events.(15) the increase also indicates an increase in fibrinolysis, the occurrence of coagulation in blood vessels, the incidence of vascular thrombus, and tissue damage which can be the cause of the appearance of severe clinical symptoms in covid-19 patients. at this moment, there is no consensus regarding the limit for d-dimer levels to predict the prognosis of covid-19 patients. however, other studies stated that covid-19 is associated with an increased incidence of thrombosis, although its correlation with an increase in ddimer is still unclear.(23) there is significant heterogeneity among studies on d-dimer and covid-19. different laboratories use different kits for measurement (such as standard f200 analyzer from sd biosensor,korea; poct axceed p200 from bi oscience (tianjin) diagnostic technology co., ltd; getein 1100 immunofluorescence quantitative analyzer from getein biotech inc., china; and mispa-i2 from agappe diagnostics ltd., india) and the accuracy and reliability of measurement can vary according to the kit manufacturer. furthermore, there is variation in reporting units. favaloro and thachil (24) analyzed 20 papers on covid-19 and ddimer and found that most papers did not report which manufacturer and reagent kit was used and whether d-dimer values were reported in d-dimer units (ddu) or fibrinogen equivalent units (feu). they also found that nearly half of the studies did not report normal cutoff values. this lack of standardization leads to chances of univ med vol. 41 no. 2 174 mirawati, budianto, subandi, et al long-covid neurological symptoms pitfalls in the analysis and interpretation of ddimer values in covid-19. a major limitation of our study is selection bias because only patients admitted to the hospital were included, which meant that asymptomatic patients with high oxygen saturation, who were not admitted according to hospital guidelines, were not included in the study. in addition, the time from the onset of the illness to hospital presentation may affect the d-dimer values. the d-dimer assay is a widely available, relatively inexpensive, and easy to perform laboratory test. finally, the findings of this study supported the potential benefit of measuring d-dimer as biomarkers in the prevention of long-covid neurological symptoms and provided an indication for further research. apart from the need of covid-19 treatment options, there is actually an urgent need for the discovery of new biomarkers of early longcovid neurological symptoms as well as biomarkers for monitoring the severity of covid19 which may also be useful as new treatment targets. conclusion this study demonstrated that there was a significant correlation between the final d-dimer levels a nd the numbe r of long covid neurological symptoms in covd-19 subjects. it can be concluded that the neurological long covid symptoms were significantly correlated with the hypercoagulable condition, and that the d-dimer level could be a predictor of this condition. conflict of interest compe ting inte re sts: no re levant disclosures. acknowledgment we would like to express our gratitude to the management staff of the clinical pathology laboratory of dr. moewardi general hospital for facilitating this research. contributors conceptualization, manuscript writer, and guarantor: dkm. data collecting, analysis, and manuscript writer: pb, s,rd, nas. writing, review and editing the final manuscript: hrp, ir, snz. all authors have read and approved the final manuscript. references 1. world health organization. coronavirus cases. geneva: world health organization;2021. 2. kementerian kesehatan republik indonesia. coronavirus. jakarta: kementerian kesehatan republik indonesia;2021. 3. zhang h, penninger jm, li y, zhong n, slutsky as. angiotensin-converting enzyme 2 (ace2) as a sars-cov-2 receptor: molecular mechanisms and potential therapeutic 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covid-19 patients on nafamostat mesylate. j thromb thrombolysis 2021;51:649–56. doi: 10.1007/s11239-020-02275-5. 23. simadibrata dm, lubis am. d-dimer levels on admission and all-cause mortality risk in covid19 patients: a meta-analysis. epidemiol infect 2020;148:e202. doi: 10.1017/s0950268820002022. 24. favaloro ej, thachil j. reporting of d-dimer data in covid-19: some confusion and potential for misinformation. clin chem lab med 2020;58: 1191–9. doi: 10.1515/cclm-2020-0573. cite this article as: surasmiati nma, suryathi nma, andayani a. serum microrna-126 expression as a biomarker of diabetic retinopathy. univ med 2023;42:121-7. doi: 10.18051/ univmed.2023.v42:121-127 may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 serum microrna-126 expression as a biomarker of diabetic retinopathy ni made ayu surasmiati1* , ni made ari suryathi1 , and ari andayani1 abstract background diabetic retinopathy (dr) is a microvascular complication of diabetes mellitus (dm). diabetic retinopathy causes permanent blindness in the productive age group and has a multifactorial pathogenesis. microrna 126 (mirna-126) regulates the expression of the vascular endothelial growth factor (vegf) gene at the post-transcriptional level, vegf being an important angiogenic protein regulating inflammation in dr development. this study aimed to determine serum mirna-126 expression as a biomarker in dm patients with dr. methods this was a cross-sectional study involving 4 healthy persons and 21 type 2 dm patients. subjects consisted of 4 groups: i) healthy controls, ii) dm patients without diabetic retinopathy (ndr), iii) dm patients with non-proliferative dr (npdr) and iv) dm patients with proliferative dr (pdr). venous blood was collected from subjects for mirna-126 examination by real-time polymerase chain reaction (pcr). mirna-126 in each group was analyzed using the one-way anova test and p<0.05 was considered to be statistically significant. results mean mirna-126 expression was significantly decreased in pdr (1.86±1.03) and npdr (1.01±0.43) groups when compared to healthy control (2.44±1.29) and ndr groups (2.15± 0.48) (p=0.027). mirna126 values of less than 1.81 can differentiate ndr from the control group (sensitivity 83%, specificity 75%) and mirna-126 of less than 1.56 can be used to predict npdr when compared to the control group (sensitivity 86%, specificity 75%). conclusion serum mirna-126 is a potential biomarker for screening of npdr and ndr in type 2 dm patients, and could be considered a non-invasive diagnostic parameter. keywords: microrna-126, diabetes mellitus, diabetic retinopathy, biomarker 1ophthalmology department, faculty of medicine, udayana university, bali, indonesia *correspondence: ni made ayu surasmiati sekretariat ilmu kesehatan mata rsup prof i.g.n.g ngoerah gedung cempaka lantai iv jalan diponegoro denpasar bali indonesia 80113 email: surasmiati@unud.ac.id orcid: 0000-0001-7835-224x date of first submission, march 2, 2023 date of final revised submission, june 13, 2023 date of acceptance, june 19, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2023.v42:121-127 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1445 121 original article https://orcid.org/0000-0001-7835-224x https://orcid.org/0000-0003-2181-9480 https://orcid.org/0009-0006-2431-5439 122 surasmiati , suryathi , andayani serum microrna-126 expression introduction diabetic retinopathy (dr) is a form of microvascular complication of diabetes mellitus (dm) caused by prolonged hyperglycemia. the prevalence of dr is predicted to increase along with the increase in dm patients. diabetic retinopathy is the leading cause of vision loss in adults aged 20–74 years.(1) according to the wisconsin epidemiologic study of diabetic retinopathy (wesdr), in patients with a dm duration of 20 years, the incidence of dr reaches 99% in type 1 dm and 60% in type 2 dm.(2) diabetic retinopathy can be clinically classified into non-proliferative dr (npdr) and proliferative dr (pdr). retinal microvascular changes in the npdr stage do not cross the internal limiting membrane (ilm). clinical features of the r etina may include microaneurysms, non-perfused capillary areas, nerve fiber layer (nfl) infarction, intraretinal microvascular abnormalities (irmas), intraretinal dot and blot hemorrhages, retinal edema, hard exudates, arterial abnormalities, retinal vein dilation and beading. proliferative dr consists of extraretinal fibrovascular tissue proliferation, such as the formation of new blood vessels, with minimal fibrous tissue crossing the ilm, with the blood vessels changing in size to become larger in diameter and thinner, accompanied by an increase in fibrous tissue. when the new vessels regress, the fibrovascular tissue remnants will proliferate along the posterior hyaloids. the proliferation of new blood vessels around the optic nerve is called neovascularization at the disc (nvd), whereas proliferation of new vessels in other places is called neovascularization elsewhere (nve). decreased visual acuity and blindness occur in severe cases of dr with complications such as vitreous hemorrhage, rhegmatogenous retinal detachment, and fibrovascular proliferation.(3,4) one of the main factors which plays an essential role in angiogenesis in the hyperglycemic condition is vascular endothelial growth factor (vegf). intravitreal anti-vegf injection has been used for dr treatment but the clinical responses have been very diverse.(5,6) research in microrna (mirna) is currently being developed. microrna is a short chain noncoding rna segment that inhibits gene expression in the post-transcriptional stage. microrna-126 binds to the 3' untranslated region (utr) of the vegf messenger rna and also plays a role in suppressing two negative regulators of vegf, i.e. sprout-related evh1 domain-containing protein 1 (spred1) and phosphoinositide-3-kinase regulatory subunit 2 (pik3r2). it has been found that in the hyperglycemic state mirna-126 expression is low in endothelial cell culture,(7) plasma,(8) and serum.(9–12) the low expression of mirna-126 in both hyperglycemic endothelial cells (representing intracellular mirna) and in serum could make mirna-126 a biomarker for the screening of retinal endothelial cell damage and the early diagnosis of the proliferative phase of dr.(11,12) many studies about the lower level of mirna-126, both in vitro and in vivo, have been done in the hyperglycemic state. microrna-126 is a stable molecule in the circulation and its serum level is equivalent to its level in the retinal endothelium, making it a good marker for tissue damage in hyperglycemia. most of the studies in human subjects aimed to identify markers for the late stage of dr, such as pdr.(13–16) the ability to distinguish npdr as the early stage of dr from non-dr (ndr) in type 2 dm based on the level of unregulated mirnas, remains unknown. many studies showed that mirnas have key roles in the development of many diseases including dr. therefore, assessment of mirna levels in plasma may be an important tool for diagnosing disea ses and following their progression.(17) the present study was conducted to obtain data on serum mirna-126 expression as a biomarker for the discrimination of ndr, npdr and pdr in type 2 dm patients. methods research design this study was an observational crosssectional study to determine serum mirna-126 expression in dm patients with dr divided into 123 npdr and pdr. the research was conducted at the sanglah general hospital, bali, from march to august 2021. research subjects the study involved 25 subjects consisting of 4 healthy non-dm patients and 21 patients with type 2 dm , namely 8 type 2 dm patients without dr (ndr), and 13 dm patients with dr which were subdivided into npdr and pdr groups of 7 and 6 patients, respectively. the inclusion criterion for dm subjects was type 2 dm patients who were willing to have their venous blood collected and in whom retinal evaluation under dilated pupil was feasible. exclusion criteria were patients with a history of malignancy, under corticosteroid treatment in the last 3 months, having undergone vitrectomy, and patients with a history of bevacizumab injections in the last 3 months. data collection history taking was done by a research assistant collecting age, length of dm diagnosis, and dm treatment. the ophthalmological examination included visual acuity, intraocular pressure, and fundus examination under dilated pupil (with instillation of 1% tropicamide). the fundus examination was done using a slit lamp biomicroscope and 78 d condensing lens by an external vitreoretinal consultant. some patients underwent optical coherence tomography for macular edema. laboratory analysis all subjects were instructed to fast for 8-10 hours. six milliliter of venous blood was drawn from the antecubital vein of the fasting subjects under aseptic conditions. the blood samples were then divided into two parts that were placed into an ethylenediaminetetraacetic acid (edta) tube for hba1c examination and a plain red tube for mirna examination. serum mirna-126 examination a total of 3 ml venous blood in a plain red tube was centrifuged at 3000 rpm for 15 minutes to obtain the serum, which was then stored at minus 80 degrees celsius. from the serum samples, 400 mirnas were isolated from rna by quantitative real-time polymerase chain reaction (qrt-pcr). total rna including mirna was extracted using mirva nat m paristm rna reagent. reverse transcription was done with the taqman microrna reverse transcription kit on a takara thermal cycler pcr instrument. expression was detected by real time pcr with taqman fast advanced master mix and taqman microrna assay reagents. gene expression was calculated by relative quantification (comparative delta ct=2-(ct)(18) and required comparator genes in the form of endogenous control and reference/calibrator gene samples. the endogenous control used was mirna-328-3p, which normalizes the number of target mirnas to the total number of mirnas in the sample.(19) the calibrator sample was a comparison sample from healthy individuals. relative quantification (rq) is a value that represents the ratio of mirna expression in the target sample to that in the calibrator sample. this result is then made the cut-off point, where the values below the cut-off point are classified as low. the cut-off point is obtained from the calculation of the statistical magnitude using the roc curve. statistical analysis data was analyzed using the computer program statistical package for the social sciences (spss) version 22.0 from ibm corp., armonk, ny, usa. numerical data were tested by the shapiro-wilk test. comparison of variables between groups was done using the kruskalwallis and one way anova tests. post-hoc lsd analysis was used for further analysis of betweengroup differences. a p-value of <0.05 was considered statistically significant. diagnostic accuracy was presen te d using the terms sensitivity and specificity. receiver operator characteristics (roc) analysis was used to determine the optimum cut-off value for mirna126 in differentiating ndr, npdr, and pdr from the healthy controls. univ med vol. 42 no. 2 124 surasmiati , suryathi , andayani serum microrna-126 expression ethical clearance ethical clearance for the study was obtained from the research ethics committee, faculty of medicine, udayana university, under registration number 752/un14.2.2.vii.14/lt/2021. results most of the subj ects were women, consisting of 17 persons (68%). the mean age of the subjects was 58.10±7.29 years. most of the 21 patients with type 2 dm received oral antidiabetic therapy (61.9%) and had dm for less than 10 years (57.1%). mean hba1c was 7.89 ± 1.48% (table 1). mean mirna-126 expression was lower in the npdr group than in the pdr and ndr groups and was highest in the healthy controls (p=0.027) (table 1). post-hoc analysis using lsd showed that there were significant differences between the healthy control group and the npdr group (p=0.009) and between the npdr and ndr groups (p=0.011) (table 2). the cut-off point for ndr compared to the healthy group was 1.81 (sensitivity 83%, specificity 75%). npdr can be distinguished from the healthy group by a mirna-126 level of less than 1.56 (sensitivity 86%, specificity 75%) (table 3). the best cut-off point of mirna-126 was 1.81 for ndr and 1.56 for npdr. (table 3, figure 1) based on the roc analysis, mirna-126 level in the pdr group showed a tendency to cluster around and above the diagonal. thus, mirna-126 cannot be used as a biomarker to differentiate between the pdr group and the healthy control group. discussion in this study, it was found that 17 (68%) of the 25 study subjects consisted of women. based on the 2018 riskesdas report, the prevalence of dm in people aged more than 15 years in bali parameter healthy controls (n=4) ndr (n=8) npdr (n=7) pdr (n=6) p value sex male 2 (25.0) 1 (12.5) 2 (25.0) 3 (37.5) 0.422* female 2 (11.8) 7 (41.2) 5 (29.4) 3 (17.6) age (years) 58.50 ± 9.68 56.88 ± 9.13 61.14 ± 5.24 54.67 ± 4.84 0.462** dm treatment insulin 0 1 (12.5) 2 (25.0) 5 (62.5) 0.001* oad 0 7 (53.8) 5 (38.5) 1 (7.7) no other treatment 4 (100) 0 0 0 duration of dm (years) < 10 0 8 (66.7) 2 (16.7) 2 (16.7) 0.001* ≥ 10 0 0 5 (55.6) 4 (44.4) hba1c (%) 7.38 ± 1.54 7.91 ± 1.40 8.53 ± 1.48 0.539** mirna-126 2.44 ± 1.29 2.15 ± 0.48 1.01 ± 0.43 1.86 ± 1.03 0.027** notes: data presented as n (%), except for age, hba1c and mirna-126 (mean ± sd); oad= oral antidiabetic drugs; ndr= non diabetic retinopathy; npdr= non-proliferative diabetic retinopathy; pdr= proliferative diabetic retinopathy; dm= diabetes mellitus; hba1c= hemoglobin a1c; mirna= micro rna; *analyzed using kruskal-wallis test; **one way anova analysis was done to compare means between groups table 1. characteristics of research subjects mean difference p value healthy ndr 0.288 0.558 npdr 1.429* 0.009 pdr 0.585 0.263 ndr npdr 1.141* 0.011 pdr 0.297 0.492 npdr pdr -.844 0.068 note : ndr: non diabetic retinopathy; npdr : non-proliferative diabetic retinopathy; pdr : proliferative diabetic retinopathy table 2. post-hoc analysis of mirna-126 using lsd 125 auc cut-off point sensitivity specificity healthy vs ndr healthy vs npdr healthy vs pdr 0.250 0.036 0.563 1.81 1.56 1.83 0.83 0.86 0.75 0.75 0.75 0.50 table 3. roc curve analysis of mirna-126 note: ndr= non diabetic retinopathy; npdr= non-proliferative diabetic retinopathy; pdr= proliferative diabetic retinopathy province was 1.7%. the prevalence of dm in indonesia based on gender was found to be higher in women (2.4%) than in men (1.7%).(20) the present study found that most of the subjects with dm used oral antidiabetic agents rather than insulin injections. this is in line with the 2018 riskesdas data where the proportions of dm treatments in the province of bali were 64.6% for oral antidiabetic drugs, 15.7% for insulin injections, and 15.3% for combinations of oral and injected drugs, with 4.4% for the untreated.(20) microrna (mirna) is an endogenous, single-stranded rna sequence of about 19-24 nucleotides that interacts with the target rna and regulates gene expression at the posttranscriptional level. microrna-126 is the most widely expressed mirna in endothelial cells and plays an important role in angiogenesis and vascular integrity. under conditions of hypoxia and hyperglycemia, mirna-126 plays a role in regulating the process of angiogenesis. mirna126 inhibits vegf expression by binding to the 3' untranslated region of the vegf-a messenger rna (mrna).(21-25) microrna-126 is one of the mirnas which plays a role in the dr angiogenesis and inflammation pathways.(8,10–12) (a) (c)(b) figure 1. roc curve analysis of plasma mirna-126 for discriminating: a. healthy controls from ndr; b. healthy controls from npdr; and c. healthy controls from pdr diabetic retinopathy (dr) is one of the microvascular complications of dm causing changes in the retinal vascular endothelium. the early phase of these changes is marked by the loss of endothelial pericytes resulting in disruption of vascular permeability. disruption of endothelial cells is manifested as microaneurysms as a marker of the npdr phase, whereas retinal neovascularization is a sign of the pdr phase.(3,4) the retinal vegf molecule is an important molecule as a marker of pdr, making anti-vegf a major treatment for this condition. as the circulating vegf molecule cannot be used as a biomarker for dr and pdr, other biomarkers are needed for diagnostic purposes. research conducted in type 2 dm patients found lower expression of mirna-126 compared to non-dm controls,(9,11) similar to that found in type 1 dm patients. patients with pre-diabetes also showed lower mirna-126 levels than did healthy controls.(9,12) low mirna-126 is also seen in patients with other vascular diseases such as coronary artery disease (26) and intracerebral hemorrhage.(27) our study also found a similar condition, in which the mean mirna-126 levels in the healthy controls was higher compared to the dm groups. we also found lower mirnauniv med vol. 42 no. 2 126 surasmiati , suryathi , andayani serum microrna-126 expression 126 expression in the dr group than in the nondr group. the present study found that the mean mirna-126 was higher in the pdr group and therefore does not reflect dr severity. however, if we compare the npdr and ndr groups with the healthy control group, the roc area under the curve is below the diagonal curve. this shows that mirna-126 can be used as predictor for ndr and npdr but not for pdr. an endogenous control functions to normalize the number of target mirnas to the total number of mirnas. the requirement for an endogenous control is stable expression and not being affected by the target mirna expression, the environment, or the treatment given to the study subjects. the endogenous control used in this study was mirna-328-3p, although a great number of other studies use mir-39 and u6 snrna.(11,19) in this study, we conclude that mirna-126 is expressed in serum, for which the endogenous control mirna-328-3p can be used in dr subjects. there are differences in mean mirna126 expression in the healthy control, type 2 dm without dr, and type 2 dm with dr groups. in the pdr group there was a decrease in mirna126 expression compared to the healthy group such that mirna-126 can be used to predict dr in type 2 dm patients. this study did not consider the other microvascular complications of dm such as neuropathy and nephropathy. a cohort study on diabetes patients needs to be done to further evaluate the role of serum mirna-126 on dr progressivity and microvascular improvement with dm treatment. conclusion this study showed serum mirna-126 to be a biomarker for identifying npdr and ndr in type 2 dm patients. conflict of interest competing interests: no relevant disclosure. acknowledgement the author would like to thank the biomolecular laboratory, faculty of medicine and health sciences, warmadewa university, and the integrated biomedical laboratory, faculty of medicine, udayana university, for assisting in the molecular testing for this research. funding this research was funded by dipa pnbp udayana university ta-2021 in accordance with the research implementation assignment agreement no. b/5168/un14.2.2.v ii.1/ pt.01.03/2021 of june 7, 2021. author contribution nmasm 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10.3389/fnins.2019.00866. univ med vol. 42 no. 2 c:\users\universa medicina\docu 226 abstract universa medicina outcomes of ureteral stent placement for hydronephrosis in patients with ureteral stone dyah ratih widyokirono1,2, yudhistira pradnyan kloping1,2, zakaria aulia rahman1,2, and lukman hakim1,3* background routine ureteral stent placement after ureteroscopy (urs) for ureteral stone treatment is arguable due to the possible stent-related symptoms. several studies claimed that its use is necessary, while others reported that its use is excessive. hydronephrosis occurs when urine cannot drain out from the kidney to the bladder due to blockage or obstruction. we aimed to evaluate the role of ureteral stents in hydronephrosis resolution in ureteral stone patients following urs lithotripsy. methods this was a prospective observational study using secondary data involving 130 ureteral stone patients undergoing urs lithotripsy [99 patients (76.2%) with stent placement and 31 patients (23.8%) without stent]. data consisting of baseline characteristics, pre-operative status, intraoperative characteristics, and postoperative complications were collected from the medical record database and presented descriptively. the patients were divided into two groups based on stent placement. comparison of hydronephrosis resolution between the groups was analyzed with chisquare. results ureteral lesions were the most common indication of ureteral stent placement following urs lithotripsy (28.3%). the most bothersome symptoms were dysuria in 18 patients (18.2%); followed by frequency in eight patients (8.1%) and low back pain in six patients (6.1%). all symptoms were successfully treated with oral medications. there were 41 patients (91.1%) with pre-operative hydronephrosis significantly resolved after stent placement compared to 5 (62.5%) patients without stent placement (p=0.027). conclusion ureteral stenting significantly resolves pre-operative hydronephrosis after urs lithotripsy in patients with ureteral stone. ureteral stent placement is the preferred method for the treatment of pre-operative hydronephrosis. keywords: ureteral stent, ureteral stenting, ureteroscopic lithotripsy, ureteral stone original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.226-233 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1214 september-december 2021 vol.40no.3 cite this article as: widyokirono dr, kloping yp, rahman za, hakim l. outcomes of ureteral stent placement for hydronephrosis in patients with ureteral stone. univ med 2021;40:226-33. doi : 10. 1805 1/un ivmed.20 21.v40. 2 26 -2 33 . 1department of urology, faculty of medicine, universitas airlangga, surabaya, east java, indonesia 2dr. soetomo general-academic hospital, surabaya, east java, indonesia 3universitas airlangga teaching hospital, surabaya, east java, indonesia correspondence: *lukman hakim department of urology, faculty of medicine, universitas airlangga, universitas airlangga teaching hospital, surabaya, east java, indonesia email: lukman-h@fk.unair.ac.id orcid id : 0000-0003-1518-8010 date of first submission, august 14, 2021 date of final revised submission, november 2, 2021 date of acceptance, november 4, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 227 univ med vol. 40 no 3 introduction urinary tract stones are the third most common disease of the urinary tract, apart from urinary tract infections and pathological conditions of the prostate.(1) the prevalence of urinary tract stones is estimated to be between 1% and 15% depending on age, gender, race, and geography.(2) ureteral stones may cause several complications such as renal colic, ureteric obstruction, hydronephrosis and infection. the management of ureteral stones va r i e s f ro m e x t r a c o r p or e a l s ho c k wa ve lithotripsy (eswl), ureteroscopy (urs), me di c a l ex pu l si ve th e r a py (m e t ) , a nd laparoscopic surgery.(3) urs has been used to treat lower urinary tract stones as well as those in the upper tract.(1,2) it is a method of treating ureteric stones besides eswl. compared to eswl, urs has a greater stone free rate in four weeks and is a safe option for obese patients.(3) the technological advancements of urs lithotripters, such as the development of smaller and more flexible urs and the use of laser lithotripsy have made this procedure more effective and safer for urinary stone treatment. indications for ureteric stone removal include persistent pain or obstruction, renal insufficiency, and low chance of spontaneous discharge, comorbidity profile, social situation and patient preferences.(3) treatment after stone treatment varies depending on patient characteristics and comorbidities, residual stones, complications, and the decision of the surgeon. stent placement after urs is recommended by the latest european association of urology (eau) guidelines if there is an increase in postoperative complications; in case of ureteral lesions, bleeding, residual fragments, perforation, urinary tract infection and pregnancy; and in patients who are at increased risk of complications.(3) ureteral stent insertion after urs reduces the risk of ureteral stricture, which can lead to ureteral obstruction and obstructive nephropathy.(4) the stents sustain the patency of the ureter for drainage of stone fragments to prevent steinstrasse formation and s i mu l t a ne ou sl y r e s ol ve hydr on e p hr o s i s. howeve r, ureteral stent insertion for the treatment of ureteral stone is still debatable, considering the stent-associated symptoms i nc l ud i ng h e ma t ur i a , d ys u r i a , a nd o t h e r discomforts such as stent fragmentation and encrustation.(4,5) symptoms associated with stenting cannot be ignored and it is still controversial whether the patient should have a stent inserted after surgery.(6,7) the european association of urology (eau) guidelines state that routine stenting after an uncomplicated urs procedure with clean stone removal is unnecessary.(3) a meta-analysis showed that stenting failed to improve the stonefree rate, and instead, it generated complications such as hematuria, irritative urinary symptoms, urinary infection, and dysuria, which were significantly higher in the stented group.(8) these symptoms may reduce the quality of life of affected patients. despite the recommendations made by the eau and american urological association (aua) guidelines, recent studies reported that there is an excessive use of ureteral s t e nt s a mo ng p a t i e n t s un d e rgoi n g urs lithotripsy.(9) stent placement is indicated in patients with symptomatic hydronephrosis and patients with renal dysfunction. one study reported that 85.2% of patients with symptomatic hydronephrosis showed symptom improvement after stent placement, (10) while the failure rate of ureteral stent placement was reported to be 16–58%.(11) in view of this, we aimed to evaluate the role of ureteral stents in hydronephrosis resolution following urs lithotripsy in ureteral stone patients. methods research design this was an ana lyt ic al study with a prospective approach utilizing secondary data taken from the medical records of dr. soetomo general-academic hospital from january 2018 to december 2019. 228 study subjects total sampling was performed in this study; thus, the sample size represents the whole population of all eligible patients admitted to the hospital. a total of 130 patients who had ureteral stones and underwent urs lithotripsy were included in this study. the inclusion criteria of this study were male and female patients with ureteral stones who underwent urs lithotripsy, and were aged 18 years or above. the exclusion cri teri a of this stud y we r e p atien ts with comorbidities, history of malignancy, abnormal laboratory results, and patients with incomplete data. patient assessment all patients were admitted to the hospital and assessed preoperatively by history and physical examination. laboratory data collected included full blood counts; kidney function tests including serum creatinine, urea, sodium, and potassium; urine analyses; and urine cultures. st o ne s i ze a nd l o c a t i o n we r e a ss e s s e d preoperatively by plain abdominal radiographs of the kidneys, ureters, and bladder (kub) and by non-enhanced computed tomography (ct). upper ureteric stones were defined as those located above the super ior border of the sacroiliac joint. mid-ureteric stones were defined as those located between the superior and inferior borders of the sacroiliac joint, and distal ureteric stones as those located below the inferior border of the sacroiliac joint. statistical analysis all statistical values were presented as frequency and percentage. comparison of variables between groups with and without stent placement was analyzed using the chi-square test. a p value of <0.05 was c onsi dered statistically significant. all statistical analyses in this study were performed using spss ver. 21 software. ethical clearance this study was approved by the health research ethical committee, medical faculty of airlangga university (1895/kepk/iii/2020). all subjects participating in this study were informed about the aims and benefits of the study and signed informed consent during admission. results there were 130 patients with ureteric stones who underwent urs lithotripsy. table 1 displays the baseline characteristics of subjects, as well as their pre-operati ve status and stone characteristics. many patients who used stents after ureteroscopy (urs) were above 40 years old (85.9%) with a mean age of 51.12 years. in the patient group with a body mass index (bmi) <25 kg/m2 there were 29 patients (29.3%) using stents and 16 patients (51.6%) not using stents. there was a significant difference in patient’s bmi among the stent users (p=0.039). a total of 47 patients (47.5%) with stones in the proximal ureter, 14 patients (14.1%) with stones in the middle ureter and 38 patients (38.4%) with stones in the distal ureter underwent stent insertion posturs. stone location did not have a significant correlation with stent placement post urs (p=0.760). there were 68 patients (68.7%) with one stone and 31 patients (15.2%) with more than one stone that had stent placement; however, the analysis results showed that there was no significant relationship between the number of stones and stent placement post-urs (p=0.351). there were 61 patients (61.6%) with ureteral stones less than 1 cm in diameter, 23 patients (23.2%) with ureteral stones of 1-2 cm in diameter, and 15 patients (12.1%) with stones of more than 2 cm. the analysis results showed that the size of the stone had a significant effect on ste nt placement af ter urs ( p=0.021). preoperative hydronephrosis was present in 53 patients, with 45 patients undergoing stent insertion. table 2 displays the details regarding the intraoperative characteristics of the subjects, in which there were 13 out of 130 patients (13.1%) who experienced intraoperative complications and widyokirono, kloping, rahman, et al ureteral stenting following ureteroscopic lithotripsy 229 univ med vol. 40 no 3 a b underwent ste nt placement. there was a significant difference in complications in the stent group and the non-stent group during surgery (p=0.037). patients that underwent stent insertion had longer duration of surgery and there was a statistically significant difference when compared with the group without stents (p=0.001). there were four patients with remaining stones and eleven patients with retropulsion of stones during the urs procedure and all of these patients had stent insertion. the stone-free rate in the stent and non-stent groups was 84.8% and 100%, respec tive ly, and there was a significant difference between the two groups (p=0.022) (table 2). table 3 shows the postoperative characteristics of the subjects. most of the indications for stent placement in this study were the presence of lesions in the ureter, which occurred in 28 patients (28.3%), followed by impacted stones in 20 patients (20.2%). there were also 16 patients (16.2%) with residual stones, 14 patients (14.1%) with a duration of surgery of more than 60 minutes, and 14 patients (14.1%) in whom stent placement was the surgeon’s preference. characteristics stent (n,%) non stent (n,%) p value age (years) < 40 ≥ 40 14 (14.1) 85 (85.9) 7 (22.6) 24 (77.4) 0.494 gender male female 70 (70.7) 29 (29.3) 23 (74.2) 8 (25.8) 0.883 bmi (kg/m2) * < 25 ≥ 25 29 (29.3) 70 (70.7) 16 (51.6) 15 (48.4) 0.039 * stone size < 1 cm 1-2 cm > 2 cm 61 (61.6) 23 (23.2) 15 (12.1) 18 (58.1) 13 (41.9) 0 (0.0) 0.021* stone quantity 1 ≥ 68 (68.7) 31 (15.2) 18 (58.1) 13 (41.9) 0.351 pre-operative hydronephrosis no yes 54 (54.5) 45 (45.5) 23 (74.2) 8 (25.8) 0.052 table 1. patients demographic, stone characteristics and pre-operative status *bmi : body mass index characteristics stent (n,%) non-stent (n,%) p value intraoperative complications none 86 (86.9) 31 (100.0) 0.037* present 13 (13.1)) 0 (0) duration of surgery (min)‡ > 60 82 (82.8) 7 (22.6) 0.001* < 60 17 (17.2) 24 (77.4) stone free rate free of stones 84 (84.8) 31 (100.0) 0.022* residual stone 4 (4.0) 0 (0.0) retropulsion 11 (11.1) 0 (0.0) table 2. intraoperative characteristics during ureteroscopy procedure ‡min : minutes 230 on post-operative evaluation, the most frequent symptom that occurred in patients undergoing stent insertion was dysuria with a total of 18 patients and 4 patients without stents had the major complaint of low back pain. there was a significant difference in postoperative complications between the stent and non-stent groups (p=0.016). the majority of patients did not require further follow-up after urs, but four patients were planned f or pe rcutaneous nephrostolithotomy (pnl) and three patients needed eswl afterwards. all patients requiring eswl and pnl after urs had stent placement. in this study all patients used a 6 french stent. a total of 91 patients (91.9%) had a stent indwelling time of less than 90 days, whereas in 8 patients (8.1%) the stent indwelling time was more than 90 days, as shown in table 3. after stent placement, 41 patients (91.1%) had their hydronephrosis resolved significantly compared with 5 (62.5%) patients with non-stent placement (p=0.027). however, the analysis showed that stent placement had a significant effect on the incidence of postoperative hydronephrosis in patients who had preoperative hydronephrosis. discussion in this study, there were 130 patients with ureteric stones who underwent urs procedure at dr. soetomo hospital, surabaya for the period 2018 to 2019. the patients comprised 99 (76.2%) with stents and 31 (23.8%) without stents. most patients who used stent post-ureterorenoscopy (urs) were over 40 years old (85.9%) with a mean age of 51.12 years. t here were no significant differences in age group as well as gender regarding the use of post-urs stents. this result is similar to that of a study conducted by muslumanoglu et al.(12) who found that about 60% characteristic stent (n,%) non-stent (n,%) p value post-operative complications none hematuria dysuria urinary retention low back pain frequency indications ureteral lesions impacted stones residual stones duration >60 mins surgeon preferences ureteral edema ureteral stricture postoperative follow up none pnl * eswl ** stent size 6 french stent indwelling time (days) <90 >90 hydronephrosis resolution after stenting persisted resolved 61 (61.6) 5 (5.1) 18 (18.2) 1 (1.0) 6 (6.1) 8 (8.1) 28 (28.3) 20 (20.2) 16 (16.2) 14 (14.1) 14 (14.1) 4 (4) 3 (3) 92 (92.9) 4 (4.0) 3 (3.0) 99 (100.0) 91 (91.9) 8 (8.1) n=45 4 (8.9) 41 (91.1) 25 (80.6) 1 (3.2) 0 (0.0) 0 (0.0) 4 (12.9) 1 (3.2) 31 (100.0) 0 (0.0) 0 (0.0) n=8 3 (37.5) 5 (62.5) .016* 0.130 0.027* table 3. characteristics of stent placement postureteroscopy * pnl: percutaneous nephrostolithotomy; eswl: extracorporeal shock wave lithotripsy widyokirono, kloping, rahman, et al ureteral stenting following ureteroscopic lithotripsy 231 univ med vol. 40 no 3 of patients with ureteral stones had a stent attached post urs. however, there are many factors influencing the success of urs and whether or not stent placement is necessary after urs.(5,12) various parameters have been used, such as gender, age, bmi, and medical history of congenital disorders, solitary kidney, previous stone surgery histo ry, and the use of anticoagulants. in addition, stone location, number of stones, and pr esence/absence of hydronephrosis before surgery have also been used as basic patient characteristics. this data is important for predicting postoperative stent placement after urs. one study stated that patients with a solitary kidney or on anticoagulant use and with preoperative double-j stent were less likely to have a postoperative double-j stent place d. (1 2,13 ) t he operative duration wa s calculated from ureteral opening until the stone was removed or crushed. the duration of urs surgery increased when stent insertion was performed; in this case there was a statistically significant difference in the duration as compared with no stent insertion. this result is similar to that of research conducted by netto et al.,(14) but contrary to a study conducted by jeong et al.(15) which stated that there was no significant difference in the duration of urs with and without stents. another study also stated that if the duration of urs with lithotripsy is more than 45 minutes, it can potentially cause postoperative complications in the stent-free group.(16) however, stent placement after urs may also cause complications. in our study, the most frequent indication for stent placement was ureteral lesions in 28 patients (28.3%) and the most frequent complications after stent placement were dysuria in 18 patients and frequency in 8 patients. symptoms that arise after stent insertion include hematuria, dysuria, urinary retention, low back pain and frequency.(17,18) a different outcome was found in patients who did not use stents, where the main complaint was low back pain in four patients. a similar result was found in the study by abdelaziz et al.,(17) who reported that all patients who had stent insertion experienced dysuria, while a few of them had hematuria and recurrent fever. however, there was no significant difference in the complication rate between the stent and non-stent groups after urs. several randomized, prospective trials also reported that ther e was no signif icant dif ference in complications and postoperative pain between the stent and non-stent groups.(17–19) however, there is a significant difference in the cost of caring for patients with a stent attached which is more expensive than caring for patients without a stent.(14,15,18) in the present study, among the patients who used stents, there were 8 patients (8.1%) whose stent indwelling time was more than 90 days. this may increase morbidity because the longer stent indwelling time is associated with increased stent encrustation frequency, urinary infection, secondary stone formation, obstruction, and hematuria. the study conducted by abdelaziz et al.(20) has also found that post-operative imaging showed that forgotten stents can cause an upper tract obstruction, and fragmentation and encrustation of the stent. this condition occurred as a result of various risk factors such as decreased acidification of urine which may lead to risk for infection and nonacidified urine, which was associated significantly with stent fragmentation. therefore urine acidification is important to prevent stent fragmentation. this condition may require further investigation regarding different types of stent biofilms. there was also a significant difference in the incidence of resolved hydronephrosis. in the group of patients who had a stent inserted, among the 45 out of 130 patients who had preoperative hydronephrosis, 41 (91.1%) patients had their hydronephrosis resolved compared to the 5 (62.5%) patients without stent placement, the difference being statistically significant. the possible benefits of stent placement may be seen from several studies stating that stents reduce the risk of urethral stricture, edema, or mucosal inflammation at the site of the stone.(21-24) the limitation of our study lies mainly in the use of secondary data, in which there is limited information including stone density, the use of 232 urs lasers or pneumatics and the biomaterial of the stent. these data can help further analyze the predicting factors for stent placement and the symptoms that occur after stent insertion. the study implies that ureteral stents are necessary in preventing and resolving hydronephrosis. future studies are needed, using an experimental design which may contribute to evaluate the stent placement indications and to reduce complications due to stent insertion. however, as to the conduct of this study, these findings are beneficial toward adding data regarding ureteral stent use in the indonesian population. conclusions in this study, ureteral stenting significantly resolved pre-operative hydronephrosis after urs lithotripsy in patients with ureteral stone. the stenting procedure is necessary and safe, especially in patients with pre-operative hydronephrosis, as it shows significant resolution and has only treatable mild associated symptoms. conflict of interest compe ting inte re sts: no re levant disclosures. acknowledgement we would like to thank the subjects who participated in this study and our colleagues in the soetomo general hospital. special thanks are also due to my supervisor for the advice to improve the manuscript. contributors this study was conceived and designed by drw, ypk, zar, and lh. drw and ypk implemented the study and analyzed the results. lh drafted the manuscript. drw and lh 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2012;61:764-72. doi: 10.1016/j.eururo.2012.01.009. c:\users\user\documents\hotma.p 243 abstract universa medicina viral load as a risk factor of reverse transcriptase inhibitor drug resistance mutation in antiretroviraltreated people living with hiv/aids hotma martogi lorensi hutapea1, tri nury kridaningsih1, khoirul huda prasetyo1, and milton boaheng antwi2 background the human immunodeficiency virus type 1 (hiv-1) is a major contagion faced by the population of indonesia. the success of antiretroviral treatment (art) is threatened by the emergence of drug resistance mutations (drm). the aim of this study was to determine the association between cd4 count, cd4 count changes, viral load, adherence to therapy, and therapy history in the presence of drm in people living with hiv/aids (plwha). methods this was a cross-sectional study involving 269 adults who underwent antiretroviral (arv) therapy for at least 6 months. the frequencies of drm and polymorphisms were measured by partial amplification of the reverse transcriptase (rt) gene using rt-nested pcr on samples with viral loads of >1000 copies/ml. sequencing was performed using the sanger method, and edited by bioedit. the edited sequences were submitted to http:// hivdb.stanford.edu for drm determination. respondents’ medical data, cd4 count, viral load, and drm were analyzed by simple and multiple logistic regression. results the multiple logistic regression analysis showed a significant association of cd4 count (aor=12.47; 95% ci: 1.45 -107.39; p=0.023) and viral load at the time of study (aor=29.56; 95% ci: 3.47-251.52; p=0.002) with the presence of drm in respondents. arv substitution history was not associated with the presence of drm. there were 17 respondents (6.3%) carrying hiv-1 drm, with m184v/i (11 sequences) as the most frequent pattern of nrti resistance, and k103 (9 sequences) as that of nnrti resistance. conclusion this study demonstrated that viral load at the time of the study was the most influential determinant factor for the presence of drm in plwha. keywords: antiretroviral, drug resistance mutation, papua barat province original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.243-253 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1193 september-december 2021 vol.40no.3 cite this ar ticle a s: hu ta p ea hm l, kridaningsih tn, prasetyo kh, antwi m b. viral load as a risk fact or of reverse tra nscript ase inh ibitor d rug resistance mutation in antiretroviraltreated people living with hiv/aids. uni v med 20 21;4 0:2 4 3-5 1 . doi: 1 0 . 1 8 0 5 1 / u n i v m ed . 2 0 2 1 . v 4 0 . 2 4 3 253. 1center of health research and development papua, indonesia 2vib center for medical biotechnology, department of biomolecular medicine, ghent university, ghent, belgium correspondence: hotma martogi lorensi hutapea jl. a. yani no.48, jayapura phone (0967) 534389 fax: (0967) 534697 email: hotmahutapea@litbang.kemkes.go.id orcid id: 0000-0002-7099-3891 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license date of first submission, june 14, 2021 date of final revised submission, november 22, 2021 date of acceptance, november 30, 2021 244 hutapea, kridaningsih, prasetyo, et al rti drug resistance mutation introduction human immunodeficiency virus type 1 (hiv-1) infection remains one of many major health challenges in indonesia, including papua barat province.(1,2) human immunodeficiency virus type 1 is a retrovirus with lack of proofreading activity of reverse transcriptase (rt). as a result, hiv-1 has high genetic diversity due to its high mutation rate. the manifestation of this characteristic is the presence of mutation which is caused by spec ific selection by antiretrovirals.(3–6) another impact of this dynamic diversity is the presence of natural polymorphisms in hiv-1. these polymorphisms by themselves are not significantly affecting viral susceptibility changes to antiretrovirals (arv); however, in combination with drug resistance mutations (drm) they might increase or decrease the effect of arv on the virus.(7) antiretroviral therapy has been used to decrease the infection and increase the health quality of people l iving with hiv /aids (plwha). the major target of arv therapy is hiv-1 rt. there are two classes of arv, namely nucleotide reverse transcriptase inhibitors (nrti), and non-nucleotide reverse transcriptase inhibitors (nnrti). an effective life-long drug adherence is required to achieve successful treatment.(4,8) higher risk in developing drm has been associated with low drug adherence.(9–12) drug resistance mutation is one of the major problems in arv therapy management, especially in upscaling the arv coverage program. in 2017 in papua province, there were 5.16% drm cases reported with a dominant mutation in hiv-1 rt amino acid 184 which changed from methionine to valine or isoleucine (m184v/i) in nrti drm patients.(13) m184v/i reduces the susceptibility of hiv-1 to lamivudine (3tc) and emtricitabine (ftc), but increases its susceptibility to zidovudine (azt) and tenofovir (tdf). another major mutation called k103n is prevalent in nnrti drm patients. this mutation decreases the susceptibility of hiv-1 to nevirapine (npv) and efavirenz (efv). combinations of m184v/i and k103n in individual patients are commonly identified. several important mutations have been studied that affect viral susceptibility to arv.(14– 1 6 ) monitoring of the cd4 cell count is important to predict the severity of hiv-1 infection during arv therapy. low cd4 cell counts are frequently associated with the presence of opportunistic infections, advanced disease, and death.(17) during arv therapy, the viral load decreases, which improves the immune response, as shown by the increased cd4 cell count.(9,17) the success of arv therapy is measured by the clinical appearance of the patients, the reduction in viral load to an undetectable level, and cd4 cell counts above 200 cells/ml. papua barat province originally consisted of the 3 districts manokwari, sorong, and fakfak, and by 2010 was administratively divided into 10 districts.(18) the total population of papua barat has grown by approximately 32.94% from 2010 to 2020. the hiv cases in papua barat province in 2019 cumulatively comprised 697 cases with aids case rate of 176.32. based on the aids case rate, papua barat has the third highest rate in indonesia, while the national aids case rate is 38.93.(19) the majority of hiv-1 cases in papua barat are found in manokwari, sorong, and fakfak. particularly, plwha in manokwari, sorong, and fakfak are treated with a fixed dose combination (fdc) containing tenofovir (tdf), emtricitabine (ftc), and efavirenz (efv) in a single tablet. the ministry of health reported that crf01_ae is the most predominant hiv-1 variant in most regions in indonesia and that subtype b is common in papua and papua barat.(20) a study showed that detection of resistance and of certain drm during virological failure of art has a small but significant favorable effect on cd4 decline. (17) by contrast, an european study involving 6180 individuals with a resistance test prior to starting antiretroviral treatment accessing care in hiv clinics showed that there was no definitive evidence that drm influenced cd4+ cell decline.(21) viral loads and cd4 counts 245 were found to be associated with hiv-1 drug resistance.(22) it is important to understand the interplay of factors associated with hiv drug resistance, especially in low to middle-income countries (lmics) where there is limited access to viral load testing.(23) therefore, to understand the relationship of cd4 cell count and viral load with the presence of drm, the aim of this study was to determine the association of clinical and arv therapy related variables (cd4 cell count collected at the time of the study, changes in cd4 cell count, viral load, drug adherence, and regimen substitution history) with the presence of drm in arv-treated plwha in papua barat province. we also identified dominant drms and important polymorphisms in these drm sequences to determine the potential resistance to the fdc according to the hiv-1 arv resistance database. methods research design this was a c ross-sec tional study on plwha in the care, service, and therapy (cst) clinics of government hospitals in fakfak, manokwari, and sorong city, papua barat province. this study was conducted over a 10month period from february to december 2019 in fakfak, manokwari, and sorong, papua barat province. study subjects the population in this study consisted of plwha registered in the cst clinics, who were older than 18 years, and had received therapy for more than 6 months. an important inclusion criterion was that the respondents should be healthy at the time of data collection. sample size determination this study noted from previous research that hiv-1 subtyping is successfully identified in 98% of patients by sequencing.(24) the sample size determination for each study area was performed with the lemeshow formula: n = sample size z2α = 95% level of confidence: 1.96 p = population proportion estimation (0.98); q=0.02 d = permissible error (0.01) based on the calculations, at least 84 subjects were required in each studied area. the total number of subjects obtained was 269 plwha selected by consecutive sampling. laboratory analysis data and specime n collection was conducted in 2 rounds (of 14 days each) in the clinic. therapy initiation cd4 cell count was copied from the patient’s medical record by authorized health workers in the clinic. blood specimen collection was performed by competent and qualified health workers assigned by the head of the cst clinic. the blood specimens were divided into 3 aliquots to obtain whole blood, serum, and plasma. the whole blood was used to measure cd4 cell count, performed on the same day using pimatm-alere (germany). serum and plasma were stored in a temperaturecontrolled freezer before shipment to jayapura for viral load measur ement and mutation identification. sample shipment was conducted according to the 3-layer packaging and cold chain standard. the serum was used to measure viral load b y us i n g a vi r a l l o a d a n a l yze r wi t h t he accupower® hiv-1 quantitative rt-pcr kit ( bio ne er, repu bl ic of k or ea ) . mu t a ti o n identification was performed on selected samples with a viral load of >1000 copies/ml. the reverse transcription-polymerase chain reaction (rt-pcr) was nested by using who hiv-dr primers (25) that partially amplified the rt genes using the high fidelity enzyme mix superscript iii one-step rt-pcr system with platinum univ med vol. 40 no 3 246 hutapea, kridaningsih, prasetyo, et al rti drug resistance mutation a b taq® (invitrogen). pcr for sequencing was performed using the inner primer pair, and reading of the product was performed using the sanger method. each sample produced 2 sequences which were complementary to each other. bioedit sequence alignment editor was used for trimming, editing, and creating the consensus sequences. the consensus sequence for each sample was submitted to the website http:// hiv.db.stanford.edu for drm analysis. the output from the website was used as the reference of mutation identified in the patients and its clinical implication regarding arv therapy. statistical analysis patients’ data, cd4 cell count, viral load measurement and mutation status were added to a spreadsheet and descriptively analyzed using spss version 21. respondents’ medical data, cd4 counts, viral loads, and drm were analyzed using simple and multiple logistic regression. a statistical result was considered significant when p < 0.05. ethical clearance this study was ethically approved by the health research ethics committee, national institute of health research and development (hrec – nihrd) under number lb.02.01/2/ ke.008/2019. results demographic characteristics of respondents the majority of the respondents was female (54.3%), papuan (53.0%), and older than 35 years (80.5%). most of the respondents were married (78.6%), graduated from higher education (74.0%), and employed (66.9%) (table 1). the cd4 cell count measured in this study showed that most of the respondents (81.4 %) had cd4 t-cell counts of more than 200 cells/ml and viral loads below 1000 copies/ml was 210 (78.1%) ((table 1). variables n (%) sex female male ethnicity papuan non-papuan age (years) ≤ 35 > 35 marital status married single formal education elementary to junior high senior high to higher education occupation employed unemployed cd4 count (cells/ml) ≤ 200 > 200 cd4 count before therapy (cells/ml) ≤ 200 > 200 not available cd4 count changes after therapy (cells/ml) decreased to ≤ 200 or maintained ≤200 increased to > 200 or maintained > 200 viral load (copies/ml) ≤ 1,000 > 1,000 mutation associated to drug resistance yes no art-naïve art failure therapy adherence moderate – poor good antiretroviral therapy fdc non-fdc na length of therapy ≤ 12 months > 12 months na regimen substitution yes no 146 (54.3) 123 (45.7) 123 (45.7) 146 (54.3) 143 (53.2) 126 (46.8) 209 (77.7) 60 (22.3) 69 (26.0) 196 (74.0) 88 (33.1) 178 (66.9) 50 (18.6) 219 (81.4) 74 (27.5) 80 (29.7) 115 (42.8) 22 (14.2) 132 (85.8) 210 (78.1) 59 (21.9) 17 (6.3) 252 (93.7) 0 (0.0) 43 (16.0) 39 (14.5) 230 (85.5) 221 (82.2) 46 (17.1) 2 (0.7) 197 (73.2) 45 (16.7) 27 (10.1) 32 (11.9) 237 (88.1) table 1. characterization of the study population (n=269) na = not available; fdc : fixed dose combination 247 according to the arv therapy adherence history, the majority (85.5%) of the respondents in this study was categorized as having good adherence. most of the respondents (82.2%) was receiving fdc for treatment and 73.2% had undergone therapy for more than 12 months. the majority of respondents (88.1%) never had regimen substitution for their therapy (table 1). based on their drm status, the majority of respondents of nnrti classes was papuan (4.1%), female (3.7%), and 4.1% had a cd4 cell count below 200 cells/ml (table 2). associat ion of cli nical and therapy characteristics of respondents with drm presence in rt nucleotide sequence simple logistic regression analysis on variables regarding respondents’ clinical data showed that there was a significant association between cd4 cell count and drm (p< 0.001). respondents with cd4 cell counts of less than 200 cells/ml had a higher probability of carrying hiv-1 with drm compared to respondents with cd4 cell counts of more than 200 cells/ml (or=.38.45;95% ci:5.19-285.24; p=<0.001). in this study, a significant association was also f ound between viral load and drm (p<0.001). this study showed that respondents with viral loads of more than 1000 copies/ml had higher chances o f de veloping drm (or=56.95;95% ci: 7.71-420.61); p<0.001) than did respondents with viral loads below 1000 copies/ml. however, there was no significant association between therapy adherence and drm, and between regimen substitution and drm. the multiple logistic regression analysis showed the viral load to be the most influential determinant of drm (aor=29.56;95% ci: 3.47251.52; p=0.002) (table 3). identification of subtype, drm pattern, and polymorphisms among 59 respondents with a viral load of more than 1000 copies/ml, 30 rt partial gene sequences (50.8%) were successfully amplified. however, only 21 sequences (70.0%) were of sufficiently good quality to be analyzed further. subtype b was dominant in this study (10 out of 21 sequences, 47.6%), followed by circulating recombinant form (crf) 01_ae (7 out of 21 variables drug resistant drug sensitive to both nnrti and nrti nnrti nrti nnrti or nrti n % n % n % n % papuan 11 4.1 6 2.2 6 2.2 117 43.5 non-papuan 5 1.9 5 1.9 4 1.5 135 50.2 gender male 6 2.2 4 1.5 3 1.1 117 43.5 female 10 3.7 7 2.6 7 2.6 135 50.2 adherence yes 13 4.8 9 3.3 9 3.3 216 80.3 no 3 1.1 2 0.7 1 0.4 36 13.4 cd4 <200 cells/ml 11 4.1 8 3.0 8 3.0 63 23.4 cd4 <200 cells/ml before treatment and maintained at <200 cells/ml after treatment 5 3.2 4 2.6 4 2.6 14 9.1 viral load >1000 copies/ml 14 5.2 9 3.3 8 3.0 43 16.0 table 2. profile of patients with drm univ med vol. 40 no 3 note : drm = drug resistance mutations; nnrti : non-nucleotide reverse transcriptase inhibitors; nrti : nucleotide reverse transcriptase inhibitors 248 hutapea, kridaningsih, prasetyo, et al rti drug resistance mutation sequences, 30%) (table 4). the drm patterns were identified in 17 sequences. m184v/i was the most frequent pattern identified for nrti resistance (11 respondents, 64.7%). mutation k103n was the most frequent pattern (9 respondents, 52.9%) identified for nnrti resistance (figure 1). of the important natural polymorphisms, k122e was identified in almost all sequences (14 respondents, 70.0%), and g335d in one sequence (table 4). discussion based on viral load and cd4 cell count data, the majority of respondents in this study were successfully treated by arv therapy. the significant association between cd4 cell count and the presence of drm was in accordance with previous studies.(9,17,26) our study showed that respondents with cd4 cell counts below 200 cells/ml had a 38.45 times higher probability of carrying hiv-1 with drm than did those with cd4 cell counts above 200 cells/ml. other studies have shown that cd4 cell count may be a strong predictor of drm present in plwha undergoing arv therapy.(13) monitoring the cd4 cell count regularly may help in predicting the presence of drm in plwha in papua barat, s i nc e d e te c t i ng d rm i s i nt ri c a t e a n d challenging. another benefit of measuring cd4 cell counts regularly is to detect reductions in cd4 cell count and to anticipate the progression of infection into acquired immunodeficiency syndrome (aids) diseases.(27) factors drm rate (n,%) crude or (95% ci) p value adjusted or (95% ci) p value cd4 count (cells/µl) < 200 ≥ 200 viral load (copies/ml) ≤ 1,000 > 1,000 therapy adherence moderate – poor good regimen substitution yes no 16 (5.94) 1 (0,003) 1 (0.003) 16 (5.94) 3 (1.1) 14 (5.2) 1 (0.003) 16 (5.94) 38.48 (5.19 – 285.24) 56.95 (7.71– 420.61) 1.26 (0.38 – 4.19) 0.46 (0.06 – 3.37) <0.001 < 0.001 0.70 0.45 12.47 (1.45 -107.39) 29.56 (3.47 – 251.52) 0.56 (0.13 – 2.48) 0.28 (0.03 – 2.56) 0.023 0.002 0.52 0.26 table 3. factors associated with rtidrm among participants (using simple and multiple logistic regression) figure 1. the distribution of drm pattern in papua barat note : drm : drug resistance mutations; or = odds ratio 249 sample code subtype nrti mutation nrti resistance nnrti mutation nnrti resistance polymorphism 910101 b e138ea etr, rpv k122e, i135v, i142im, s162c, i195t, t200a, l228m, v245e, i293v, p313t 910114 crf01_ae m1841, t215tfis, k219q abc, azt, ftc, 3tc v1081, y181c dor, efv etr, nvp, rpv k122e, i135v, s162c, i195t, l228m, v245e, e297ea, p313t 910143 a k122e, d123g, i135t, r172k, k173kr, q174k, d177e, i178m, l193f, e194p, q207d, v245e, s251n, a272p, t286a, e291k 910166 b e138ek dor, efv etr, nvp, rpv d121y, k122e, i135v, i142imt, s162c, g196e, q207qhr, r211g, l228m, i293v 910167 b k122e, i135v, s162c, i195t, l228m, v245e, e297ea, p313t 910179 a l1001, k103n dor, efv etr, nvp, rpv k122e, d123s, r172k, k173i, q174k, d177deg, e194p, t200i, q207a, r211n, v245e, a272g, k281r, t286a, e291d, v292i, i293v, l295x, t296k, e297k, e305v, n306s, i309t, l310f, e312s 910508 b t107s, k122e, s162c, t200i, r211k, v292i, i293v, l301i, y319f 910516 b m184v abc, azt, ftc, 3tc k103r, i135v, s162c, i178m, q207e, r211k, l228m, i293v 910520 b m184v abc, azt, ftc, 3tc k103n, p225h dor, efv etr, nvp k102q, d123e, i135l, s162c, t200i, r211k, l228q, a272p, v276i, l283i, v292i, i293v 910528 b l100f, k103n dor, efv etr, nvp k122e, d123n, t128ts, s162c, i178l, t200i, h208r, r211k, l228f, v245e, e248d, a272p, v292i, i293v, v317a 910530 b k103n, v108vi dor, efv etr, nvp k102q, d123e 910532 crf01_ae m184v abc, azt, ftc, 3tc p225h, k103n dor, efv etr, nvp k122e, d123n, k173v, q174k, v179i, i202v, q207a, r211s, k238r, v245e, a272p, e291d, v292i, i293v, e312n, i329v. 910701 crf01_ae m1841 abc, azt, ftc, 3tc y318f, l1001, k103n dor, efv etr, nvp k122e, d123s, t139k, k173i, q174k, d177e, t200e, q207a, r211k, k238r, v245e, t286a, i293v, e312a, i326v, i329v, k331n 910764 a k173i, q174k, q197qe, q207a, r211s, v245e, t286a, i293v, e312t, s322a, l325v, i329y, q330r, g335d. 910749 b k103n dor, efv etr, nvp g112a, k122e, d123s 910765 a m184v, t215f, m41l, d67n, abc, azt, ftc, 3tc v179d, m230l, v106l dor, efv etr, nvp, rvp v106l, k122e, d123n, i135k, k173t, q174k, g196e, i202v, q207a, r211k, l228h, v245e, l283i, e291d, v292i, i293v, k311r, e312a, i329t 910781 crf01_ae m184i abc, azt, ftc, 3tc k103n, y318f dor, efv etr, nvp k122e, d123s, t139k, k173i, q174k, d177e, t200e, q207a, r211k, k238r, v245e, t286a, i293v, e312a, i326v 9105105 crf01_ae m184v abc, azt, ftc, 3tc y181c, g190a dor, efv etr, nvp, rvp i142m, s163c, k173i, q174k, q207a, r211s, v245e, a272p, v276i, t286a, e291d, i293v, e312n, i326v, i329r 910149 crf01_ae m184v, k219kr abc, azt, ftc, 3tc p225h dor, efv etr, nvp d123e, i135m, s162c, t200ta, q207e, l228km, i257l, a272p, i293v, k311n, e312q, h315q, v317a 910150 crf01_ae m184 i abc, azt, ftc, 3tc y188l dor, efv etr, nvp, rvp k122e, d123n, k173i, q174k, d177e, v189i, e194p, t200i, e203d, q207a, r2 11s, k238r, v245e, a272g, k281r, t28 6a, e291d, v292i, i293v, e297ek, e312 n, i326v, i329v 910714 b m184v abc, azt, ftc, 3tc k103n, p225h dor, efv etr, nvp i142m, s163c, k173i, q174k, q207a, r211s, v245e, a272p, v276i, t286a, e291d, i293v, e312n, i326v, i329r table 4. subtype, polymorphisms, and drm identified from patients and clinical implication univ med vol. 40 no 3 250 hutapea, kridaningsih, prasetyo, et al rti drug resistance mutation the cd4 cell count of patients with good virological control will increase by approximately 50-150 cells/mm3 per year.(26) a study conducted by schultze et al.,(17) showed that drm at a particular site in rt might contribute to the stable cd4 count during therapy. in our study, there was a significant association between the difficulty of increasing the cd4 cell count to more than 200 cells/ml and the presence of drm. the group of respondents with difficulties of increasing their cd4 cell count had an approximately 48 times higher probability of carrying hiv-1 with drm compared to the group who had their cd4 cell count increased to or maintained above 200 cells/ml. the mutations m184v, d67n and t215y were associated with reduced cd4 count, whereas mutations v179d and l74v were associated with a steeper decline in cd4 count. in our study, m184v was the most frequent mutation in the nrti class of arv, and one respondent carried hiv-1 with mutation v179d (table 4). another strong predictor of hiv-1 infection progression is viral load. the gold standard is to measure the number of rna copies in the patient’s sample.(28,29) a patient with a viral load above 1000 copies/ml in two consecutive tests within 3 months after at least 6 months of therapy and with a cd4 cell count below 200 cells/ml is considered to be experiencing treatment failure.(30) in this study, the viral load was measured only once during the study, due to the lack of resources and certain equipment in papua barat province. however, there was a significant association between viral load and the presence of drm. respondents with viral loads above 1,000 copies/ml had a 56 times higher probability of carrying hiv-1 with drm than those with less than 1,000 copies/ml, regardless of the number or pattern of the mutations. the immediate objective of arv therapy is to inhibit viral replication and reduce the number of virus particles to undetectable levels. in this condition, arv therapy is adequate and drm will not develop. this can only be achieved by the patients’ excellent adherence to arv therapy.(7) patients’ adherence to therapy is important to optimize the benefits of arv therapy. studies h a ve r e vea le d t ha t go od a dhe r e nc e w a s associated with an increase in cd4 t cells and a reduction in viral load.(12,31) in our study, adherence was measured by the numbers of pills left after each month of therapy as counted by the health workers in the clinic. in our study, the moderate to poor adherence to therapy was not significantly associated with the presence of drm. this result was inconsistent with a previous study which showed that adherence to arv therapy was one of the important factors that affected the outcome of the therapy. the non-adherence behavior in taking therapy might cause viral rebound and was significantly associated with the presence of drm. nonadherence to taking arv might also be a predictor of the severity of aids diseases.(32) this inconsistent re sult might be due to difficulties in tracking the accurate numbers of pills taken by the patients daily that were faced by the physicians or assigned health workers. the percentage of rti-associated drm was 6.3% and the most frequent pattern was m184v / i f or nrt i-as soci ate d drm a nd k103n for nnrti. this was higher compared to the rti-associated drm percentage in papua province in 2017 (5.16%).(13) several studies reported that mutations at m184 were the most frequently observed.(29–31) mutation m184v/i confers high level resistance to lamivudine (3tc) and emtricitabine (ftc). based on the guideline for arv therapy for adults and adolescents, there are several regimen substitutions to be considered when m184v/i is detected in patients based on their clinical scenario.(33) another major drm identified in the present study was k103n which confers high level resistance to nnrti classes of arv and was the most frequent pattern identified in this study. this result is similar to the finding in mexico.(34) 251 in our study, we a lso found natural polymorphisms associated with changes in the characteristic of the virus, for example k122e, i135v/i, and g335d.(14,34) k122e was identified in almost all patients with or without any nrti or nnrti mutations. this was in line with another study reporting that k122e was common in hiv1 infected patients with nrti mutations. the accumulation of k122e with other polymorphisms or mutations might increase the numbers of nrti and nnrti mutations and contribute to higher levels of nrti resistance.(4) another polymorphism identified in our study was g335d. a study conducted by tanuma et al.(35) showed that the pre sence of g335d polymorphism in hiv-1 crf01_ae made the virus less susceptible to azt in the background of m41l, l210w and t215y (8.2 – to 23.2-fold) except for 3tc. the g335d polymorphisms increased viral susceptibility to azt, abc, and tdf (52.7, 4.2, and 2.4-fold respectively) in the background of d67n, k70r and t215f drm. our study highlighted that g335d was identified in patients without nrti. how this polymorphism works without any mutation as the background is not clear. one limitation of this study was the inability to identify polymorphism g335 in all of the sequences due to the differences in length as a result of sequence 3’-end trimming. due to the limitation of continuity of cd4 cartridge supply, not all respondents were provided with a complete data set of cd4 cell counts. however, the drm and polymorphism data obtained in this study is important in monitoring the usage of arv in papua barat. this study might be useful in making recommendations that could contribute to reviewing treatment monitoring policy in papua barat. conclusions this study highlighted the necessity of monitoring patients’ cd4 cell count and viral load to reduce the possibility of drm development. the presence of polymorphisms should be brought to attention with regard to the possibility that their combination with mutations might affect virus susceptibility to arv. conflict of interest compe ting inte re sts: no re levant disclosures. acknowledgement we gratefully acknowledge the cooperation of the health workers and patients involved in this study. we also thank th e labora tory technicians who helped with the collection of laboratory data for this study. contributors hmlh contributed to conception of the study, data acquisition, analysis and interpretation, drafting the manuscript, and revising the manuscript. tnk contributed to conception of the study, data acqui sition, ana lysis and interpretation, and revising the manuscript. khp contributed to data acquisition, analysis and interpretation. mba contributed to revising the manuscript critically for important intellectual content. all authors have read and approved the final manuscript. references 1. menteri kesehatan ri. rencana aksi nasional pengendalian hiv-aids tahun 2015-2019. jakarta: kementerian kesehatan ri; 2015. 2. pemerintah provinsi papua barat dinas kesehatan. profil kesehatan papua barat; 2018. 3. abecasis ab, wensing amj, paraskevis d, et al. hiv-1 subtype distribution and its demographic determinants in newly diagnosed patients in europe suggest highly compartmentalized 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northcentral mexico hiv isolates. aids res hum retroviruses 2017;52:1–29. doi: 10.1089/aid. 2017.0257. 35. tanuma j, hachiya a, ishigaki k, et al. impact of crf01_ae-specific polymorphic mutations g335d and a371v in the connection subdomain of human immunodeficiency virus type 1 (hiv-1) reverse transcriptase (rt) on susceptibility to nucleoside rt inhibitors. microbes infect 2010;12:1170–7. doi: 10.1016/j.micinf.2010.08.003. univ med vol. 40 no 3 c:\users\universa medicina\docu 22 abstract universa medicina body mass index as the most influential factor of highsensitivity c-reactive protein in non-diabetic adults winda mulyamin*, liong boy kurniawan**@, endy adnan***, yuyun widaningsih**, irfan idris†, arif santoso‡, and ika yustisia†† background high-sensitivity c-reactive protein (hscrp) has been widely accepted as a predictor of future cardiovascular risk that reflects a microinflammatory state. obesity linked to microinflammation increases the prevalence of metabolic disorders and cardiovascular diseases. this study aimed to determine the association between several obesity indices namely body mass index (bmi), waist circumference (wc), body fat percentage (fat), and visceral fat (vf) with hscrp in non-diabetic adults. methods this was a cross-sectional study performed on 80 non-diabetic adults with ages ranging from 20-40 years. the obesity indices bmi, wc, body fat percentage, and vf were measured. we then measured the hscrp levels using an immunoturbidimetric method. simple and multiple linear regression tests were used to analyze the association between obesity indices and hscrp levels. results mean of log bmi, log wc, and log vf was 1.41 ± 0.08 kg/m2, 1.93 ± 0.06 cm, and 0.95 ± 0.27 units, respectively. simple linear regression tests showed that log bmi (β=3.506; p<0.001), log wc (β=3.672; p<0.001), log vf (β=0.833; p<0.001), and log systolic blood pressure (β=3.739; p=0.024) had a significant positive correlation with log hscrp levels. further multiple linear regression test showed that log bmi (β=3.772; beta=0.674; p<0.001) had the greater effect on log hscrp levels compared to other indices. conclusions bmi had a greater influence on hscrp levels compared to other obesity indices in non-diabetic adults. body mass index can be used as a better index in predicting hscrp levels compared to other indices. keywords: body mass index, waist circumference, visceral fat, body fat, hscrp, non-diabetic adults original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.22-28 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1045 january-april, 2021 vol.40no.1 cite this article as: mulyamin w, kurniawan lb, adnan e, et al. body mass index as the most influential factor of high-sensitivity c-reactive protein in non-diabetic adults. univ med 2021;40:22-8. doi: 10.18051/univmed.2021.v40.22-28 *aging and regenerative medicine concentration, biomedical magister programme, hasanuddin university, makassar, indonesia **department of clinical pathology, facu lty of medicine, hasanu ddin university, makassar, indonesia ***department of internal medicine, facu lty of medicine, hasanu ddin university, makassar, indonesia †department of physiology, faculty of medicine, hasanuddin university, makassar, indonesia ‡department of pulmonology and respiratory medicine, faculty of medicine, hasanuddin university, makassar, indonesia ††department of biochemistry, faculty of medicine, hasanuddin university, makassar, indonesia correspondence: @liong boy kurniawan medical faculty, hasanuddin university, perintis kemerdekaan street km 10, makassar, indonesia phone: +6281241738007 email: liongboykurniawan@yahoo.com; liongboykurniawan@med.unhas.ac.id orcid id: 0000-0002-2633-0441 date of first submission, october 5, 2020 date of final revised submission, january 20, 2021 date of acceptance, january 21, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 23 univ med vol. 40 no 1 introduction c-reactive protein (crp) is commonly associated with infl ammatory reactions, particularly during infection. high-sensitivity crp (hscrp), which can be detected at levels of <1 mg/l, has been linked to several chronic lowgrade inflammator y processes leading to cardiovascular disease (cvd).(1) high-sensitivity crp has been used to predict future cvd risk worldwide in both developed and developing countries in asia, africa, europe, and north/ central/south america.(2) persons with hscrp levels of >3mg/l are considered to have high hscrp levels because they are at high risk of developing cvd in the future.(3) obesity marked by excess of body fat is associated with insulin resistance and systemic low-grade inflammation leading to cvd.(4) obesity is commonly measured by body mass index (bmi) and waist circumference (wc). visceral obesity is linked to higher cvd risk compared to other types of fat deposition.(5) high-sensitivity crp levels are reported to have a significant correlation with obesity indices. in the indian adult population, hscrp showed a significant correlation with bmi and wc.(6,7) in the swiss caucasian population, several obesity indices including bmi, body fat percentage, and wc also had a significant correlation with hscrp levels.(8) a significant correlation of hscrp with bmi, wc, hip circumference, and waist-hip ratio was also reported in the young saudi population.(9) the body adiposity index is correlated with hscrp in hypertensive and normotensive obese adult subjects.(10) on the other hand, it was reported that waist-to-hip ratio (whr) and waist-to-height ratio (whtr) had a significant association with hscrp, but that bmi and wc showed no significant association with hscrp.(11) the present study was focused on the association of several obesity indices with hscrp levels in the indonesian non-diabetic population, especially young adults (age range 20-40 years). a previous study reported that hscrp had a better association with bmi compared to wc, but its association with other newly proposed obesity indices including body fat percentage (fat), and visceral fat (vf) had not been revealed.(12) the present study aimed to determine the relationship between traditional obesity indices, such as bmi, wc, and the newly proposed obesity indices including body fat percentage, and visceral vf with hscrp levels, and to determine which index had the best value in predicting high hscrp levels as the novelty of this study. methods study design this was an analytical cross-sectional study, conducted from august to september 2020 among non-diabetic indonesian adults at hasanuddin university hospital, makassar, indonesia. study subjects the study subjects were non-diabetic adults in the age range of 20-40 years who voluntarily joined this research by signing informed consent according to the declaration of helsinki. the inclusion criteria were male and female adults aged 18 years who had no histor y of cerebrovascular disease (cvd) and diabetes and had never experienced other cardiovascular symptoms including cardiac chest pain and dyspnea. the exclusion criteria were subjects with fasting plasma glucose levels of 126 mg/ dl, smokers, and those suffering from infectious disease in the last month. the sample size was determined based on the correlation coefficient of 0.359 between bmi and hscrp levels as reported in previous research.(8) by using α=0.05, β=0.20, and drop-out rate of 20%, the minimal sample size required was 59. a total of 80 adults joined the study, consisting of 39 male and 41 female subjects. measurement of obesity indices and blood pressure obesity indices were measured right before blood sampling. body weight and height of the 24 subjects were measured and bmi was calculated using the formula: body weight (kilograms)/height2 (meters, squared). waist circumference was then measured by using tape at midway between the lower border of the 12th rib and the iliac crest. the bioelectrical impedance analysis (bia) method was used to measure body fat and vf using a tanita bc-541 body composition monitor (tokyo, japan). blood pressure was measured using a riester sphygmomanometer (germany) after the subject had rested for 15 minutes in the seated position. systolic and diastolic blood pressures were measured on the subject’s right arm. all measurements were taken twice, and the average was calculated. laboratory analysis blood sampling was performed after 8-12 hours of overnight fasting. a 3 ml venous blood sample was taken from each subject, separated to obtain the serum, and directly tested for fasting plasma glucose levels by the hexokinase method (abx pentra 400, horiba, usa) for excluding those with diabetes. the remaining serum was kept in 200 µl aliquots and kept refrigerated at 20o celcius until the time for the hscrp test (immunoturbidimetry, cobas c 311 analyzer, roche diagnostics, mannheim). statistical analysis the normality of data was tested with the kolmogorov-smirnov test. all parameters including hscrp, bw, height, bmi, wc, vf, systolic and diastolic blood pressures which were not normally distributed, were transformed into logarithmic (log) format to normalize them. simple and multiple linear regression were performed to determine which obesity index had the largest effect on log hscrp levels. statistical analyses were performed by using the ibm statistical package for the social sciences statistics program (ibm, usa), version 21.0. statistical analysis was considered significant if p-value <0.05. ethical clearance this study was approved by the komite etik penelitian kesehatan (committee of health research ethics), medical faculty, hasanuddin university, makassar, indonesia, under number 395/un4.6.4.5.31/pp36/2020, and protocol number uh20060245. mulyamin, kurniawan, adnan, et al bmi as the most influential factor of hscrp notes: normally distributed parameters are expressed as mean ± standard deviation, non-normally distributed parameters are expressed as median (minimum-maximum). bw: body weight, bmi: body mass index, wc: waist circumference, vf: visceral fat, hscrp: high sensitivity c-reactive protein table 1 distribution of age, anthropometrics, blood pressure and hscrp of subjects (n=80) variable mean ± sd/ median (min-max) age, years 29.96 ± 5.00 bw, kg 64.55 (48.70-137.60) log bw, kg 1.82 ± 0.09 height, m 1.60 (1.49-1.84) log height, m 0.21 ± 0.02 bmi, kg/m2 24.43 (19.73-47.61) log bmi, kg/m2 1.41 ± 0.08 wc, cm 83 (68-136,50) log wc, cm 1.93 ± 0.06 fat, % 31.35 ± 7.39 vf, unit 9 (3-30) log vf, unit 0.95 ± 0.27 systolic blood pressure, mmhg 120 (90-140) log systolic blood pressure, mmhg 2.06 ± 0.03 diastolic blood pressure, mmhg 80 (60-80) log diastolic blood pressure, mmhg 1.88 ± 0.04 hscrp, mg/l 1.65 (0.20-11.0) log hscrp, mg/l 0.15 ± 0.45 25 univ med vol. 40 no 1 c results the characteristics of the research subjects are shown in table 1. mean of age was 29.96 ± 5.00 years, while mean of log bmi, log wc, and log vf were 1.41 ± 0.08 kg/m2, 1.93 ± 0.06 cm, and 0.95 ± 0.27 units, respectively. mean of body fat percentage was 31.35 ± 7.39%, while the mean of log hscrp was 0.15 ± 0.45 mg/l. simple linear regression analysis results are shown in table 2. log bmi (β=3.506; p<0.001), log wc (β=3.672; p<0.001), log vf (β=0.833; p<0.001), and log systolic blood pressure (β=3.739; p=0.024) correlated with log hscrp, but body fat (β=0.013; p=0.067), age (β=0.013; p=0.215), and log diastolic blood pressure (β=1.693; p=0.218) had no significant correlation with log hscrp. all variables with p-value <0.200 were subsequently entered for analysis into a multiple linear regression model. as presented in table 3, multiple linear regression analysis showed that log bmi was the most effective marker for increased levels of log hscrp (beta=0.674, p<0.001) compared to other obesity indices. discussion in this study, we found that the obesity indices had a significant correlation with hscrp levels in non-diabetic adults, with bmi as the most effective on hscrp levels compared to the other obesity indices. several other reports have supported our findings. sadanand et al.(6) reported that bmi (r=0.51), wc (r=0.42), and waist-tohip ratio (whr) (r=0.32) had a significant correlation with hscrp levels in the indian population. the same finding was reported by lavanya et al.(7) who performed a study on the indian adult population aged 20-70 years and by farooq et al.(9) in the saudi population. marquesvidal et al.(8) reported that bmi, wc, and percent body fat had a significant correlation with hscrp levels both in the male and female caucasian swiss population. kawamoto et al.(13) reported that the overweight japanese population (bmi 25 kg/m2) aged<75 years had a higher prevalence of elevated hscrp concentration compared to those with bmi <22 kg/m2, but that the association did not occur in persons aged 75 years. a significant correlation between bmi and hscrp levels was also found in obese children and adolescents.(14) on the other hand, mahwati et al.,(11) after performing logistic regression, reported a significant association of whr and whtr with hscrp, but no association was observed of bmi and wc with hscrp. the different results compared with those of the present study might be caused by different research models. mahwati et al.(11) adjusted the effect of social variables including marital status, education, and residence in the analysis while the present study measured the effect of several variables β beta p-value log bmi 3.772 0.674 <0.001 log wc -1.382 -0.172 0.329 fat -0.010 -0.161 0.179 log vf 0.278 0.165 0.417 log systolic blood pressure 1.506 0.102 0.295 table 3. multiple linear regression of obesity indices and systolic blood pressure with log hscrp a b variables β p-value log bmi 3.506 <0.001 log wc 3.672 <0.001 fat 0.013 0.067 log vf 0.833 <0.001 age 0.013 0.215 log systolic blood pressure 3,739 0.024 log diastolic blood pressure 1.693 0.218 table 2. simple linear regression of obesity indices and other parameters with log hscrp notes: β: regression coefficient; bmi: body mass index; wc: waist circumference; vf: visceral fat notes: β: regression coefficient; beta: standardized regression coefficient; bmi: body mass index, wc: waist circumference, vf: visceral fat 26 obesity indices, age, and blood pressure on hscrp levels. in our study, age and diastolic blood pressure showed no significant association with hscrp levels, and after multiple linear regression analysis, bmi was a consistent indicator associated with hscrp. obesity is a condition marked by an excess of body-fat mass that may impair health by generating a low-grade inflammatory state.(15,16) obesity occurs when energy intake exceeds energy expenditure.(17) several indices have been used to measure obesity including bmi, wc, and body adiposity index.(18) obesity induces chronic inflammatory conditions through the role of adipose tissue. the adipocytes secrete proinflammatory adipokines such as interleukin-6 (il6) and tumor necrosis factor-α (tnf-α) while the secretion of adiponectin which has an antiinflammatory role is decreased.(19,20) this results in the development of endothelial dysfunction and a hypercoagulability state, therefore triggering the atherosclerotic process.(21) high -sensitive crp is a protein produced mainly in the liver in response to inflammation and has been identified as a cvd risk predictor marker. c-reactive protein is synthesized in response to cytokine expression including il-6 and has an important role in the atherogenic process. it acts by binding oxidized low-density lipoprotein (oxldl) which has a high atherogenic property. c-reactive protein might induce the adhesion and movement of monocytes to the arterial wall as the early step of the atherosclerotic process. monomer ic crp a lso has prothrombogenic and inflammatory properties which increase its atherogenic role.(1,22) our findings reveal that obesity indices particularly bmi, wc, and vf may be used to predict the high hscrp levels which reflect the high cvd risk in the indonesian non-diabetic adult population, while body fat percentage has no significant correlation with hscrp. this may be explained by the fact that body fat percentage not only measures white fat which has an adverse inflammatory function but also brown fat which has a beneficial catabolic function. multiple linear regression analysis reveals that bmi has the largest effect on hscrp levels compared to other obesity indices. therefore, we propose that bmi might be used as the chosen obesity index to predict cvd risk, particularly in the indonesian population. this study to our knowledge is among the few studies that compare and evaluate the ability of several obese indices in predicting hscrp levels and stratify the ability of each index as a predictor in the indonesian adult population. there are several limitations to this study. first, the cross-sectional design cannot explain a causal association between obesity indices and hscrp levels. second, we did not use magnetic resonance imaging (mri) or computed tomography (ct) as the gold standard method in measuring obesity especially the body fat percentage and vf. third, our findings can only be applied to adult subjects with ages ranging from 20-40 years. the clinical implication of this study is that bmi can be used as a simple traditional obesity index to better predict hscrp levels than do wc and other non-traditional obesity indices including body fat and vf. further research must be done using a better design like cohort study to explain the causal association between obesity indices and hscrp levels in the elderly. conclusion this study demonstrated that bmi had the most consistent effect on hscrp levels compared to other obesity indices. bmi may be used to predict hscrp levels as a cvd risk factor for early intervention. conflict of interest statement the authors state that they have no conflicts of interest associated with this manuscript. acknowledgment we would like to thank all study participants who voluntarily joined this research and to all mulyamin, kurniawan, adnan, et al bmi as the most influential factor of hscrp 27 univ med vol. 40 no 1 laboratory staff who helped us in collecting the samples. contributors wm contributed to designing the study, collecting samples, performing the experiment, and writing the manuscript draft; lbk analyzed and interpreted the data, and also wrote the manuscript draft; ea, yw, ii, as, and iy contributed to the revision and finalization of the manuscript. all authors have read and approved the final manuscript. references 1. salazar j, martínez ms, chávez-castillo m, et al. c-reactive protein: an in-depth look into structure, function, and regulation. int sch res notices 2014; article id 653045. doi: 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mohanty bd, martin ss, et al. highsensitivity c-reactive protein and cardiovascular disease: a resolute belief or an elusive link?. j am coll cardiol 2013;62:397-408. doi: 10.1016/j.jacc. 2013.05.016. honey improves lipid profile of diet-induced hypercholesterolemic rats 177 *department of physiology, faculty of medicine, islamic university of indonesia correspondence: dr. titis nurmasitoh, m.sc. department of physiology, faculty of medicine, islamic university of indonesia, jln. kaliurang km 14,5 yogyakarta 55584 phone: +62815 685 7437 email: titisnurmasitoh@gmail.com univ med 2015;34:177-86 doi: 10.18051/univmed.2016.v35.177-186 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background coronary heart disease (chd) is a major cause of morbidity and mortality throughout the world, including indonesia. one of the risk factors for chd is hypercholesterolemia. one of the natural products that has been developed for the treatment of hypercholesterolemia is honey. honey contains fructooligosaccharides, various vitamins, minerals, and enzymes which are supposedly able to lower blood cholesterol levels. this research aimed to study the influence of honey on the levels of blood total cholesterol, triglyceride, and low density lipoprotein (ldl) levels in wistar rats. methods this study was of experimental post test control group design. twentyfour male wistar rats (rattus norvegicus) were randomly divided into 4 groups. k1 was the negative control group (with normal diet), k2 was the positive control group (with high-fat diet), p1 was fed a high-fat diet for 7 days, followed by high-fat diet plus honey for the next 7 days. p2 was fed a high-fat diet for 7 days, followed by regular diet plus honey for the next 7 days. after completion of this treatment, total cholesterol, triglycerides, and ldl levels were measured by the cholesterol oxidase phenol+aminophenazone (chod-pap) method using enzymatic spectrophotometry principles. results there were significant differences in total cholesterol, triglyceride, and ldl levels between all groups after day 15 (p<0.05). conclusion honey supplementation was able to reduce the blood levels of total cholesterol, triglycerides, and ldl. honey supplementation accompanied by non-cholesterol feeds could more effectively lower total cholesterol, triglycerides, and ldl serum levels in wistar rats. keywords: cholesterol, triglycerides, ldl, honey, hypercholesterolemia, rats honey improves lipid profile of diet-induced hypercholesterolemic rats titis nurmasitoh* and miranti dewi pramaningtyas* doi: http://dx.doi.org/10.18051/univmed.2015.v34.177-186 178 nurmasitoh, pramaningtyas honey improves hypercholesterolemic madu memperbaiki profil lipid pada tikus yang diinduksi diet hiperkolesterolemia latar belakang penyakit jantung koroner (pjk) merupakan penyebab utama kesakitan dan kematian di seluruh dunia, termasuk indonesia. salah satu faktor risiko pjk adalah hiperkolesterolemia. salah satu bahan alami yang banyak dikembangkan dalam pengobatan adalah madu. madu mengandung fruktooligoakarida, berbagai vitamin, mineral, dan enzim yang diduga dapat menurunkan kadar kolesterol dalam darah. penelitian ini bertujuan untuk mempelajari pengaruh madu terhadap kadar kolesterol total, trigliserida, dan ldl darah. metode penelitian ini merupakan penelitian eksperimental menggunakan post test control group design. dua puluh empat ekor tikus wistar (rattus norvegicus) jantan dibagi secara acak dalam 4 kelompok. kelompok k1 adalah kontrol negatif (diberi pakan biasa), k2 adalah kontrol positif (diberi pakan tinggi lemak), p1adalah kelompok yang diberi pakan tinggi lemak selama 7 hari dilanjutkan pakan tinggi lemak ditambah madu selama 7 hari berikutnya, dan p2 adalah kelompok yang diberi pakan tinggi lemak selama 7 hari dilanjutkan pakan biasa ditambah madu selama 7 hari berikutnya. setelah selesai perlakuan, darah diambil untuk diperiksa kadar kolesterol total, trigliserid, dan ldl menggunakan metode chod-pap dengan prinsip spektrofotometri enzimatis. hasil terdapat perbedaan bermakna kadar kolesterol, trigliserida, dan ldl setelah hari ke-15 antara keempat kelompok (p<0,05). kesimpulan pemberian suplementasi madu dapat menurunkan kadar kolesterol total, trigliserida, dan ldl dalam darah pada tikus. pemberian suplementasi madu disertai dengan pemberian pakan non-kolesterol dapat menurunkan kadar kolesterol total, trigliserida, dan ldl dalam darah secara lebih efektif. kata kunci: kolesterol, trigliserida, ldl, madu, hiperkolesterolemia,tikus abstrak introduction coronary heart disease (chd) is a major cause of morbidity and mortality throughout the world, including indonesia. during the last fifty years, the number of chd patients has continued t o i n c r e a s e , w i t h s u d d e n d e a t h a s f i n a l outcome.(1-4) the increased incidence of chd is associated with increased chd risk factors such as dyslipidemia, obesity, hypertension, smoking habit, diabetes mellitus, and other risk factors related to lifestyle. in order to decrease chd cases, the risk factors should be controlled. as the increased levels of blood cholesterol is also a risk factor for chd, a decrease in total cholesterol levels, especially reduced levels of low-density lipoprotein (ldl), is one of the therapeutic targets to prevent and decrease the incidence of chd.(1,3,5) the american college of cardiology and the american heart association (acc/aha) have issued guidelines for cholesterol therapy (also known as cholesterol treatment guidelines, ctg). the main treatment for hypercholesterolemia is by the use of statins. statins act to lower blood cholesterol levels by 179 univ med vol. 34 no.3 inhibiting 3-hydroxy-3-methyl-glutaryl-coenzyme a (hmg-coa) reductase.(6) several other substances used to lower cholesterol, are among others bile-acid sequestrants (inhibiting the absorption of bile acids), vitamin e, and gemfibrozil. so far, the use of statins is the most effective strategy to lower blood ldl levels.(1) statins can lower blood cholesterol in more than 30% of patients with hypercholesterolemia. however, the use of statins and other anticholesterol drugs, especially in the long term, might cause permanent side effects, such as those associated with gastrointestinal symptoms, skin rash, anxiety disorders, and hepatic dysfunction.(7,8) therefore, controlling risk factors by improving lifestyle and performing early monitoring is the best measure to prevent chd caused by hypercholesterolemia. various studies on the benefits of honey have been performed. honey is widely used empirically for its anti-inflammatory, antibacterial, antifungal, antiviral, antihypertensive, antioxidant, cardioprotective, hypoglycemic and other actions.(3,9,10) however, scientific evidence supporting honey as a medicine still needs to be developed to optimize its utilization. various literature reports mention that honey contains a complete array of nutrients and has the potential to be developed into a medication. various vitamins, minerals, fructo-oligosaccharides, polyphenols, amino acids, and enzymes contained in honey are expected to be useful for lowering blood cholesterol levels. this research aimed to study the influence of honey on the levels of total cholesterol, triglycerides, and ldl in the blood of diet-induced hypercholesterolemic wistar rats (rattus norvegicus). methods research design this was an experimental laboratory research using post test control group design. the study took place in the physiology laboratory, faculty of medicine, islamic university of indonesia. the study was conducted from january to may 2010. animals a total of twenty four male wistar rats (rattus norvegicus) aged 15 weeks, weighing 200250 grams, were obtained from the animal house at the integrated research and testing laboraory (laboratorium penelitian dan pengujian terpadu, lppt), gadjah mada university, yogyakarta. the number of rats needed was determined based on the 3rs principle (replacement, refinement, and reduction) and was calculated using the following equation: e = n-t where: e = a constant between 10-20, n = planned number of animals per group multiplied by number of treatment groups, t = number of treatment groups. this study used 4 groups. if n or the number of animals per group = 6, then e = (6x4) -4, therefore e=20, which is still included in the specified range of values between 10-20. thus, the total number of rats was 24 and each group contained 6 rats.(11) before the treatment was performed, the rats were isolated for an adaptation stage of 7 days. they were placed in cages with regulated indoor light intensity, consisting of 12 hours light and 12 hours dark periods. during this stage, feed and water were given ad libitum. treatment rats were randomly assigned into four groups, namely the negative control group (k1), the positive control group (k2), treatment group 1 (p1), and treatment group 2 (p2). each group of six rats was assigned randomly. group k1 was given regular feed from the beginning to the end of the study. group k2 was given a high-fat diet for 14 days. group p1 was given high-fat feeds for 7 days, followed by high-fat feeds plus honey for the next 7 days. group p2 was given high-fat feeds for 7 days, followed by regular feed plus honey for the next 7 days. all rats were weighed daily to determine changes in body weight from day to day. 180 nurmasitoh, pramaningtyas honey improves hypercholesterolemic preparation of honey honey from one local honey store was chosen to be used in the study. based on the printed label of the packaging, the honey used for this study contained glucose, fructose, sucrose, amino acids, zinc, anti-oxidant, potassium, phosporus, iron, vitamins (b1, b2), and some enzymes. the honey was given daily by gavage at a dose of 0.8 ml/day. the dose of honey for the rats was obtained by multiplying the usual dose of honey for daily human consumption by a conversion factor. the usual dose for human consumption as printed on the packaging and empirically considered adequate to reduce cholesterol was 2 tablespoons (30 ml) each day. after multiplying the dose for humans by the conversion factor of man to rat (0.018), a dose of 0.8 ml/day was obtained. each dose of honey was dissolved in water to a volume of 2 ml. the honey used in this experiment belonged to the kapok tree type of honey, which had been commercialized with a specific brand. preparation of high-fat diet high-fat feed was prepared by mixing the regular feed with white butter at a ratio of 5:1, i.e. 5 parts of feed (20 g/day/rat) was mixed with 1 part white butter (4 grams/day). the dose of white butter was obtained from a preliminary study. white butter was chosen in this study on the basis of economic and accessability aspects. the feed and butter were evenly mixed and then placed in a feed container in each cage, to be consumed by the rats. the amount of feed consumed was determined daily by measuring the feed left in the container. biochemical analyses blood sampling of the rats was performed three times, i.e. before treatment, on day 7 of treatment, and on day 15, after completion of the treatment. blood was taken at the retro-orbital plexus using 2 ml hematocrit pipettes. the blood samples were taken to the laboratory of nutrition, central inter-university laboratory, gadjah mada university, to check the levels of total cholesterol, triglycerides, and low density cholesterol (ldl) using the cholesterol oxidase phenol + aminophenazone (chod-pap) method, based on the principles of enzymatic spectrophotometry. the results were expressed in mg/dl. statistical analysis the data on total cholesterol, triglycerides, ldl, and hdl obtained from laboratory tests were analyzed using statistical software and presented as mean ± sd. the distribution of the obtained numerical data were also examined using shapiro wilk test followed by levene test in order to determine the homogeneity of the data. if the data were distibuted normally, then analysis of variance (anova) test was used, and kruskall wallis test was used if the data were not normally distributed. differences were considered significant when the probability value was less than <0.05 (p<0.05). ethical clearance this study was approved by the ethical commision of the islamic university of indonesia. results before treatment, blood sampling was performed for all groups in order to measure the initial levels of total cholesterol, triglycerides, and ldl. the mean levels of total cholesterol, triglycerides, and ldl are presented in table 1. the data analysis began with the shapiro wilk normality test and homogenity test using levene test. the shapiro wilk test for cholesterol, triglycerides, and ldl indicated that the data had a normal distribution. therefore, one way anova test for cholesterol, triglyceride, and ldl was applied. there were no signifficant differences between groups before treatment (p>0.05). the statistical analysis indicated that the subjects were in similar condition before treatment. during the first seven days, k1 rats were given standard feed and water ad libitum, while 181 k2, p1, and p2 rats were treated with high-fat feed and water ad libitum. on day 7, blood sampling was again performed. mean total cholesterol, triglyceride and ldl levels on day 7 are shown in table 2. one way anova test results for cholesterol on day 7 showed significant differences between groups (p=0.000). lsd post hoc test showed significant differences (p <0.05) between groups k1 in comparison with groups k2, p1 and p2. the results of one way anova test for triglyceride levels on day 7 showed significant differences between groups (p=0.000). lsd post hoc test showed significant differences (p<0.05) between group k1 in comparison with groups k2, p1 and p2. levels of ldl on day 7 also showed significant differences between groups (p=0.008) using kruskal wallis test (table 2). thus, the administration of high-fat feeds in groups k2, p1 and p2 led to significantly increased levels of cholesterol, triglycerides, and ldl compared with the negative control group (group k1). the results for day 14 indicated that the levels of cholesterol, and triglycerides, and ldl showed significant differences between groups (p=0.000; p=0.000; and p=0.001) (table 3). in this study, total cholesterol, triglycerides, and ldl levels were highest in group k2 (the group receiving high-fat feeds without honey). this showed that the induction with high-fat feeding in rats led to an increase in the levels of total cholesterol, triglycerides, and ldl. discussion the induction with high-fat feeds causes an increase in cholesterol synthesis and eventual a c c u m u l a t i o n o f b l o o d c h o l e s t e r o l (hypercholesterolemia). increase in cholesterol synthesis is facilitated by the enzyme hmgcoareductase. tomkin and owens (12) state that the decrease in cholesterol synthesis resulting from inhibition of hmgcoa-reductase enzyme activity reduces ldl levels and vice versa. hmgcoa-reductase inhibitory activity is shown b y s t a t i n s u s e d i n t h e t r e a t m e n t o f hypercholesterolemia. if the cholesterol level in the blood increases, ldl as a carrier of cholesterol to cells throughout the body will also increase. furthermore, the accumulation of cholesterol followed by free radical activity causes oxidative damage to various tissues. in addition, ldl is a substance that is readily oxidized. oxidized ldl binds to macrophages and subsequently forms foam cells to cause atherosclerotic lesions. the hypercholesterolemic table 1. mean total cholesterol, triglyceride, and ldl levels by treatment groups at base line k1: standard feed control group, k2: high fat feed control group, p1: high fat feeds for 7 days followed by high-fat feed plus honey for the next 7 days, p2: high-fat feeds for 7 days followed by regular feed plus honey for the next 7 days. a anova test k1: standard feed control group, k2: high fat feed control group, p1: high fat feeds for 7 days followed by high-fat feed plus honey for the next 7 days, p2: high-fat feeds for 7 days followed by regular feed plus honey for the next 7 days; a anova test; bkruskall wallis test table 2. mean total cholesterol, triglyceride, and ldl levels by treatment groups after 7 days of treatment univ med vol. 34 no.3 182 nurmasitoh, pramaningtyas honey improves hypercholesterolemic table 3. mean total cholesterol, triglyceride, and ldl levels by treatment groups after 14 days of treatment k1: standard feed control group, k2: high fat feed control group, p1: high fat feeds for 7 days followed by high-fat feed plus honey for the next 7 days, p2: high-fat feeds for 7 days followed by regular feed plus honey for the next 7 days; a anova test; bkruskall wallis test condition can lead to atherosclerosis, resulting in complications such as myocardial infarction and stroke.(12,13) uncontrolled hypercholesterolemia can d e v e l o p i n t o c a r d i o v a s c u l a r d i s e a s e . hypercholesterolemia is strongly associated with high total cholesterol and ldl levels in the blood. high levels of total cholesterol and ldl in the blood attract attention because they are correlated with the incidence of coronary heart disease.(1,3) cardiovascular disease, such as coronary heart disease, is one of the leading causes of worldwide death. mortality and morbidity due to cardiovascular disease are aggravated by a variety of risk factors, such as: minimal physical activity and exercise, smoking, poor dietary habits (diets high in fat and low in fiber), alcoholism, and others.(14,15) several studies were developed to address the conditions of hypercholesterolemia and maintain cholesterol homeostasis. cholesterol homeostasis is maintained via a complex arrangement in terms of absorption, anabolism, catabolism, and excretion.(3,7,14) according to previous studies, cholesterol levels in the blood may be reduced through several mechanisms. first, through competition with intestinal niemann pick c1-like 1 (npc1l1). around 1200-1700 mg of cholesterol enters the lumen of the small intestine every day. approximately 300-500 mg of the cholesterol comes from the diet and the rest comes from bile acids. cholesterol absorption in the small intestine is mediated by npc1l1. once absorbed, cholesterol is transported by npc1l1 from the lumen of the small intestine into the enterocytes. cholesterol is then converted into cholesteryl ester (ce) by intestinal acyl-coa cholesterol acyltransferase 2 (acat2). in addition, the ce will be packaged into chylomicrons by microsomal triacylglycerol transport protein (mtp). eventually, chylomicrons head into the circulatory system in the form of very-low density lipoprotein (vldl). next, vldl is degraded forming ldl to deliver cholesterol to cells throughout the body. the addition of substances that are structurally similar to the npc1l1 may reduce the levels of cholesterol and ldl.(7,12,16) the second mechanism is inhibition of intestinal acyl-coa cholesterol acyltransferase 2 (acat2). in mammals, acat2 is important for lipid esterification in enterocytes and the liver to produce cholesteryl ester which is useful for the formation of chylomicrons and vldl. inhibition of acat2 may lower total cholesterol and ldl. the third mechanism is inhibition of 3-hydroxy3-methylglutaryl (hmg-coa) reductase, which is required in the biosynthesis of cholesterol. thus, inhibition of hmg-coa reductase may inhibit the cholesterol synthesis pathway so that the levels of cholesterol and ldl in the blood are reduced.(7,12,16) the fourth mechanism is activation of ldl receptors. increasing the number and activity (upregulation) of ldl receptors may improve the cholesterol-ldl clearance from the circulation. therefore, activation of the receptors may reduce the levels of blood cholesterol and ldl. the fifth mechanism is inhibition of bile acid reabsorption. this is done through the binding of bile acids in the intestine by certain substances to form insoluble complex compounds that can not be 183 reabsorbed into the liver and are eventually excreted. inhibition of bile acid reabsorption lowers cholesterol levels and increases the hepatic synthesis of bile acids from cholesterol. the increase in hepatic bile acid synthesis triggers blood cholesterol influx into the liver. this is also caused by ldl receptor activation due to decreased hepatic cholesterol levels. thus, cholesterol levels and ldl in the blood will decrease.(7,12,16) the sixth mechanism is activation of cytochrome p450 7a1 (cyp7a1) or cholesterol7á -hydroxylase. activation (up-regulation) of cyp7a1 is theoretically able to lower the cholesterol in the liver, causing blood cholesterol influx, and ultimately lowering cholesterol levels in the blood.(7,12,16) the last mechanism is inhibition of plasma cholesteryl ester transporting protein (cetp). cetp inhibition could be expected to lower blood cholesterol and ldl levels because the transportation of cholesteryl ester as a raw material for making chylomicrons is inhibited.(7,12,16) research on the mechanisms of cholesterollowering therapy is important to determine the substances and the working points which are expected to lower total cholesterol and ldl levels in the blood. one substance that is widely studied as cholesterol-lowering agent is honey. studies on honey as an anti-hypercholesterolemia agent has been widely developed, in both humans and experimental animals with varying results. in the present study, administration of honey in group p1 and p2 resulted in significantly lower cholesterol, triglycerides, and ldl levels in comparison with those in group k2. group p2 (the group receiving high-fat feeds followed by normal feed plus honey) showed lower results compared with group p1 (the group receiving high-fat feeds followed by high-fat feeds plus honey). in fact, total cholesterol, triglycerides, and ldl levels of rats in group p2 were almost identical with those in group k1 (the negative control group receiving regular feed up to the end of treatment). based on the data analysis perfomed in this study, honey was proven to be able to reduce the levels of cholesterol, triglycerides, and ldl. this is in line with previous studies conducted on various experimental animals. nemoseck et al.(17) stated that honey has many advantages that would be promising in the world of health. one of the benefits of honey that is described in their study was to lose weight and lower blood triglyceride levels in sd strain rats. in contrast, the other lipid profile parameters were increased or were not significantly different from those of the positive control group or the group given additional sucrose diet. in addition, alagwu et al.(13) suggest that the administration of pure nigerian honey can reduce levels of blood ldl and total cholesterol in rats. however, alagwu’s research showed elevated levels of triglycerides and vldl in the blood. adnan et al.(1) also suggest that honey from the acacia tree (desi kikar) may lower the levels of triglycerides, total cholesterol, and ldl in dietinduced hypercholesterolemic albino rats, as well as in the group treated with simvastatin. the group treated with a combination of acacia honey and simvastatin showed greater reductions in lipid profile, approaching the values in the negative control group. research on the effects of different variants of honey on the lipid profile has also been conducted in humans. a research study by mushtaq et al.(18) mentions that the consumption of 40 grams of honey was shown to improve lipid profiles in obese adult subjects. yaghoobi et al.(19) also found that 70 grams of pure honey daily for 30 days was proven to reduce cardiovascular disease risk factors and did not cause weight gain in overweight or obese subjects. in addition, studies on healthy young subjects with similar dose and duration (70 grams daily for 4 weeks) also showed a decrease in total cholesterol, triglycerides, and ldl compared with the control group.(20) honey is a nutrient-rich food that is produced mainly by the honeybee (apis mellifera l.). honey has been used by humans since univ med vol. 34 no.3 184 nurmasitoh, pramaningtyas honey improves hypercholesterolemic ancient times. various literature reports mention that honey has antibacterial, antifungal, antiviral, anti-inflammatory, antihypertensive, antioxidant, antitumor, cardioprotective, hepatoprotective, and hypoglycemic effects. honey contains much carbohydrate (glucose and fructose—85% content of honey, sucrose, maltose, isomaltose, maltulose, and others), vitamins (thiamine, riboflavin, pyridoxine, vitamin a, niacin, pantothenic acid, vitamin e, vitamin c), trace elements and minerals (aluminum, arsenic, lithium, sulfur, iodine, cobalt, sodium, calcium, potassium, magnesium, phosphorus, zinc, copper, iron, selenium, manganese, and others), polyphenols, organic acids, amino acids (proline, glutamic acid, alanine, phenylalanine, tyrosine, leucine, isoleucine, and others), enzymes (glucose oxidase, invertase, amylase, catalase, and acid phosphatase), polyphenols (phenolic acids, flavonoids, phenolic acid derivatives [quercetin, chrysin, galangin, luteolin, kaempferol, apigenin, and others]), nitric oxide (no), and other substances. the composition of the substances contained in honey is influenced by the type of crop, climate, and environmental conditions.(10,15, 21) the hypotriglyceridemic effects of honey may be caused by fermented nondigestibleo l i g o s a c c h a r i d e s ( n d o s ) , s u c h a s fructooligosaccharides (fos) or other similar carbohydrate isomaltulose which are contained in honey. nondigestible-oligosaccarides (ndos) are not hydrolyzed in the small intestine, but are degraded by microflora in the colon. in the colon, the degradation process will produce short chain fatty acids that will affect the normal flora in the colon. the normal flora of the colon is important and has a beneficial effect on lipid metabolism.(17) polysaccharides that can not be digested and short chain fatty acids resulting from the fermentation process by the normal flora will be able to reduce the levels of ldl cholesterol in the blood by inhibiting hmg-coa reductase (7) and bile acid reabsorption into the liver.(3,7,9,22) in addition, the normal flora species which are beneficial and present in sufficient numbers in the colon, such as lactobacillus, b i f i d o b a c t e r i u m , e n t e ro c o c c u s , a n d streptococcus, will be able to help lower blood cholesterol levels by inhibiting the reabsorption of bile acids into the liver.(7,22) bogdanov et al.(9) mention that honey can increase lactobacillus in the small intestine and colon. the content of antioxidants in honey is also predicted to have a beneficial effect on lipid metabolism. nevertheless, the content of antioxidants in honey varies greatly depending on the type of plant and its environment. honey with darker colors have higher antioxidant content than the honey with a lighter color.(1,17) according to chen et al.,(7) antioxidant compounds, such as quercetin, kaempferol, galangin, and various other flavonoid compounds, are able to help lowering ldl and cholesterol levels of blood. the antioxidant compounds work by inhibiting acat2, activating (up-regulating) ldl receptors, and activating cyp7a1. chepulis and starkey ( 2 3 ) found that although there was an increase in hdlcholesterol in honey-fed rats compared with rats fed sucrose or a sugar free diet, but there were no other differences in lipid profiles. nemoseck et al.,(13) alagwu et al.(17) and majid et al.(20) also suggest that the supplementation of honey will increase the excretion of cholesterol through bile acids thereby lowering blood cholesterol levels. in addition to antioxidants, honey also contains niacin. the content of niacin in honey could be expected to lower blood cholesterol by inhibiting the mobilization of deposits of triglycerides from a d i p o s e c e l l s a n d t h r o u g h i n h i b i t i o n o f diacylglycerol acyltransferase enzymes in liver cells that are involved in cholesterol synthesis in the hmg-coa reductase pathway. (13,18,20) yaghoobi et al.(19) suggest that antioxidants in honey, in addition to their role in lowering blood c h o l e s t e r o l a n d l d l l e v e l s , a r e a l s o advantageous by inhibiting the formation of atherogenic plaques. inhibition of atherogenic plaque formation is also determined by a variety of trace elements, minerals, vitamins, and no contained in honey. some trace elements that prevent the formation of atherogenic plaques are 185 copper and zinc. meanwhile, some of the vitamins contained in honey playing a role in preventing oxidative stress and atherosclerotic plaque formation are vitamin e (niacin), vitamin c, vitamin b, and vitamin a.(20,24) honey is a food supplement with a complete array of substances, of which some are potentially of use as antihypercholesterolemic agents. honey contains several amino acid components.(15) according to chen et al.,(7) protein has the ability to lower of blood cholesterol and ldl cholesterol levels by inhibiting the reabsorption of bile acids, inhibiting hmg-coa reductase and activating ldl receptors. in addition, honey also contains calcium. supplementation of calcium in the diet is beneficial to lower cholesterol levels by inhibiting intestinal npc1l1, activating cyp7a1, and increasing bile acid excretion via feces.(7,25) meanwhile, there are still many substances in honey which have not been scientifically proven to be beneficial in lowering blood cholesterol levels. in our study, the group treated with honey followed by a normal diet had the lowest levels of cholesterol, triglycerides, and ldl among all treatment groups. moreover, the level was almost identical with that in the negative control group. this indicates that in addition to adequate therapy with antihypercholesterolemia agents, dietary modification also has a positive effect on the prevention of cardiovascular disease.(7,14,22) this study had a limitation in the dose of honey that should be given to rats. further studies should use a number of honey doses. the results of this study may be useful to researchers and clinicians as a reference in the use of honey supplementation for those who are dyslipidemic. conclusions honey supplementation can reduce levels of total cholesterol, triglycerides, and ldl in the blood. supplementation of honey accompanied by a non-cholesterol diet can more effectively lower total cholesterol, triglycerides, and ldl in the blood. conflict of interest there was no conflict of interest with other institutions. acknowledgement this study was funded by the faculty of medicine, islamic university of indonesia. references 1. adnan f, sadiq m, jehangir a. antihyperlipidemic effect of acacia honey (desi kirar) in cholesterol-diet induced hyperlipidemia in rats. biomedica 2011;27:62-7. 2. chapman mj, ginsberg hn, amarenco p, et al. triglyceride-rich lipoproteins and high-density lipoprotein cholesterol in patients at high risk of cardiovasculer disease: evidence and guidance for management. eur heart j 2011;32:1345-61. 3. nijjar ps, burke fm, bloesch a, et al. role of dietary supplements in lowering low-density lipoprotein cholesterol: a review. j clin lipidol 2010;4:248-58. 4. zahrawardani d, herlambang ks, anggraheny hd. analisis faktor risiko kejadian penyakit jantung koroner di rsup dr kariadi semarang. jurnal kedokteran muhammadiyah 2013;1:1320. 5. siri-tarino pw, sun q, hu fb, et al. saturated fat, carbohydrate, and cardiovascular disease. am j clin nutr 2015;91:502-9. 6. martin ss, abd tt, jones sr, et al. acc/aha cholesterol treatment guideline, what was done well and what could be done better. j am coll cardiol 2014;63:2674-8. 7. chen z, ma ky, liang y, et al. role and classification of cholesterol-lowering functional foods. j funct foods 2011;3:61-9. 8. djide mn. efek hipokolesterolemia kultur bakteri asam laktat dalam soyghurt terhadap tikus putih. j sains teknol 2006;6:13-8. 9. bogdanov s, jurendic t, sieber r, gellmann p. honey for nutrition and health: a review. am j coll nutr 2008;27:677-89. 10. kumar kps, bhowmik d, chiranjib, et al. medicinal uses and health benefits of honey: an overview. j chem pharm res 2010;2:385-95. 11. festing mfw, altman dg. guidelines for the design and statistical analysis of experiments using laboratory animals. ilar 2002;43:24458. univ med vol. 34 no.3 186 nurmasitoh, pramaningtyas honey improves hypercholesterolemic 12. tomkin gh, owens d. ldl as a cause of atherosclerosis. open atheroscl thromb j 2012; 5:13-21. 13. alagwu ea, okwara je, nneli ro, et al. effect of honey intake on serum cholesterol, triglycerides, and lipoprotein levels in albino rats and potential benefits on risks of coronary heart disease. nig j physiol sci 2011;26:161-5. 14. wang s, melnyk jp, tsao r, et al. how natural dietary antioxidants in fruits, vegetables, and legumes promote vascular health. food res int 2011;44:14-22. 15. al-waili n, salom k, al-ghamdi a, et al. honey and cardiovascular risk factors, in normal individuals and in patients with diabetes mellitus or dyslipidemia. j med food 2013;16:1063-78. 16. lagor wl, millar js. overview of the ldl receptor: relevance to cholesterol metabolism and future approaches for the treatment of coronary heart disease. j receptor ligand channel res 2010;3:1-14. 17. nemoseck tm, carmody eg, furchner-evanson a, et al. honey promotes lower weight gain, adiposity, and triglycerides than sucrose in rats. nutr res 2011;31:55-60. 18. mushtaq r, mushtaq r, khan zt. effects of natural honey on lipid profile and body weight in normal weight and obese adults: a randomized clinical trial. pakistan j zool 2011;43:161-9. 19. yaghoobi n, al-waili n, ghayour-mobarhan m, et al. natural honey and cardiovascular risk factors; effects on blood glucose, crp, and body weight compared with sucrose. scientific world j 2008;8:463-9. 20. majid m, younis ma, naveed ak, et al. effects of natural honey on blood glucose and lipid profile in young healthy pakistani males. j ayub med coll abbottabad 2013;25:44-7. 21. perez-perez e, vit p, huq f. flavonoid and polyphenols in studies of honey antioxidant activity. int j med plant altern med 2013;1:6372. 22. izadi z, nasirpour a, izadi m, et al. mini review: reducing blood cholesterol by a healthy diet. international food res j 2012;19:29-37. 23. chepulis, starkey n. the long-term effects of feeding honey compared with sucrose and a sugar free diet on weight gain, lipid profiles, and deaa measurements in rats. j food scie 2008; 73:1-7. 24. kshitiz kk, sinha rb, bhattacharjee j. a study of effects of smoking on lipid and vitamin c metabolism, a pilot study in central bihar. int j pharma bio sci 2010;1:106-12. 25. ma ky, yang n, jiao r, et al. dietary calcium decreases plasma cholesterol by down regulation of intestinal npc1l1 and mtp and up regulation of cyp7a1 and abcg 5/8 in hamster. mol food res 2011;55:247-58. blood viscosity increases the degree of coronary stenosis in coronary heart disease 168 *department of clinical pathology, faculty of medicine, diponegoro university/dr.kariadi hospital **department of biochemistry, faculty of medicine, diponegoro university/dr.kariadi hospital correspondence: dr. antonius ferika indrianto, sppk jl. diponegoro 213 ungaran kab. semarang mobile: +62812 293 0293 email: f3rry_ind@yahoo.co.id univ med 2015;34:168-76 doi: 10.18051/univmed.2016.v35.168-176 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2015september-december, 2015september-december, 2015september-december, 2015september-december, 2015 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 vol.34 no.3 background endothelial dysfunction and associated increased blood viscosity (bv) play an important role in the formation of atherosclerosis during inflammatory processes. c-reactive protein (crp) is a biomarker of inflammation with an active role in endothelial dysfunction and development of atherosclerosis that is marked by degree of coronary stenosis (cs). the purpose of this study was to determine the relationship of bv and crp with varying degrees of cs among coronary heart disease (chd) patients. methods this cross-sectional study involved 24 subjects taken consecutively among patients with chd who underwent angiography. blood viscosity levels were determined using an ostwald viscometer, with reference limits of 1.5 to 1.72 (cp). c-reactive protein was determined by turbidimetric immunoassay, with a normal reference value of <3 mg/l. degree of cs was examined with angiography, where 0% = no stenosis; <50% = nonsignificant stenosis; > 50% = significant stenosis. data was analyzed using non-parametric spearman correlation test. results there were 17 male and 7 female subjects, with mean age of 55.96 ± 7.29 years. the angiography results were: non-significant stenosis in 2 subjects (8.3%), significant stenosis in 22 subjects (91.7%) and none with normal stenosis. statistical analysis of the relationship of bv with degree of cs found a moderate significant positive relationship (r=0.549; p=0.005). a poor significant positive relationship was found between crp and degree of cs (r=0.481; p=0.017). conclusion blood viscosity increased the degree of cs in chd patients. therapy should target both bv-associated risk and angiographically evident stenosis. keywords: c-reactive protein, blood viscosity, degree of coronary stenosis, coronary heart disease blood viscosity increases the degree of coronary stenosis in coronary heart disease antonius ferika indrianto*, indranila kustarini samsuria*, and kusmiyati deddy kurniawan** doi: http://dx.doi.org/10.18051/univmed.2015.v34.168-176 169 univ med vol. 34 no.3 viskositas darah meningkatkan derajat stenosis koroner pada penderita jantung koroner latar belakang peran penting dalam pembentukan aterosklerosis selama proses inflamasi berlangsung adalah terjadinya disfungsi endotel dan sangat berhubungan erat dengan peningkatan viskositas darah (vd). c-reactive protein (crp) adalah biomarker inflamasi yang berperan aktif dalam disfungsi endotel, dan perkembangan ateroskeloris yg ditandai derajad stenosis koroner (dsk). tujuan penelitian ini untuk menentukan adanya hubungan antara vd dan crp dengan berbagai derajat stenosis koroner (dsk) pada penderita jantung koroner. metode penelitian ini dilakukan dengan pendekatan belah lintang. dua puluh empat penderita penyakit jantung koroner yang menjalani angiografi yang diambil secara konsekutif. kadar vd diperiksa menggunakan viskometer ostwald dengan batas nilai rujukan 1,5-1,72 (cp).c-reactive protein diperiksa dengan turbidimetric imunoassay dengan acuan normal <3 mg/l. derajad stenosis koroner diperiksa dengan angiografi, 0% : tidak ada stenosis ; <50% non significant stenosis; >50% significant stenosis. dilakukan uji korelasi non parametrik spearman. hasil terdapat 17 subyek laki-laki dan 7 subyek wanita, yang rata-rata umurnya 55,96±7,29 tahun. pemeriksaan angiografi didapatkan pasien yang non signifikan stenosis 2 subyek (8,3%), signifikan stenosis 22 subyek (91,7%) dan tidak didapatkan yang normal / tidak ada stenosis. analisis hubungan vd dengan dsk didapatkan adanya hubungan yang bermakna dengan kekuatan sedang (r=0,549; p=0,005). terdapat pula hubungan yang bermakna antara crp dan dsk dengan kekuatan lemah (r=0,481; p=0,017). kesimpulan viskositas darah meningkatkan derajat derajat stenosis jantung koroner pada penderita jantung koroner. pengobatan harus ditujukan pada risiko yang terkait vd maupun dsk yang terlihat pada pemerikssan angiografi. kata kunci : c-reactive protein, viskositas darah, derajad stenosis koroner, penderita jantung koroner abstrak introduction coronary heart disease (chd) is a terrifying disease that is still a problem in both developed and developing countries. according to data of the world health organization (who), heart disease is the number one cause of mortality in the world. sixty percent of all causes of deaths from heart disease is accounted for by ischemic heart disease. at least 17.5 million or 30% of global deaths are caused by heart disease, and this number is projected to be 23.6 million in the year 2030.(1) coronary heart disease in indonesia causes the highest number of deaths, approaching 26% or 53.5 per 100.000 inhabitants. in addition to being the top-ranking cause of death, chd also lowers the quality of life of the patients.(2) chd starts with endothelial dysfunction and ends in atherosclerosis. endothelial cells have an integral role in the vascular structure, hemodynamics, and hemostasis. abnormalities of vascular hemostasis that occur in endothelial dysfunction result in abnormalities of vascular motor function, inflammation, and thrombosis.(3,4) blood viscosity is a parameter used in hemorheology. hyperviscosity of the blood injures 170 the endothelial wall and causes an inflammatory response in the large arteries, resulting in plaque formation and subsequent rupture. all of the above shows that blood viscosity is plays an important role in the holistic approach for prevention and early detection in connection with cardiovascular health.(5) many studies have been conducted on blood viscosity in connection with atherosclerosis or chd. a number of these studies have indicated that hemorheological parameters play an important role in the pathogenesis and development of chd(6) and that there is a relationship between hemorheological abnormalities and chd severity. these studies have also found that therapeutic interventions for normalizing blood rheology may reduce the incidence and/or progressivity of chd, and that changes in hemorheological parameters that lead to hyperviscosity may result in occlusive thrombotic events.(7,8) atherosclerosis is not merely a disease connected with lipid deposition, since systemic inflammation plays an essential role in the initiation, progression, and destabilization of atheromas.(9) a large number of inflammatory markers are known, such as c-reactive protein (crp). this acute phase protein is measured by the hs-crp (high sensitivity c-reactive protein) method, which is sensitive and practical, with known cut off values. crp is a better cardiovascular predictor than ldl cholesterol and several other inflammatory markers. the crp concentration is raised in infections, inflammation, or trauma.(10,11) the role of crp in evaluating the risk of cardiovascular disease is understandable, since it is a reflection of all pathologic mechanisms of chd, being increased in chronic infections, inflammation, and atherosclerosis.(12) there have been many studies conducted on the relationship of crp and atherosclerosis or chd. several of these studies found a significant positive correlation between coronary artery stenosis and crp concentration, where increased crp concentration was accompanied by degree of stenosis.(13) crp concentration is also associated with severity of coronary heart disease as detected on angiography and supports the hypothesis of a cause-and-effect relationship between the acute phase reaction and the p a t h o g e n e s i s o f c o r o n a r y a r t e r y atherosclerosis.(14,15) blood viscosity is a basic biological p a r a m e t e r a ff e c t i n g t h e m a c r o a n d microcirculation. increased blood viscosity causes injury to the endothelial cell wall, thus interfering with endothelial function, and playing a role in the inflammatory process.(16) crp is an acute phase protein and an inflammatory marker t h a t i s a c t i v e l y i n v o l v e d i n e n d o t h e l i a l dysfunction and the formation and development of atherosclerotic plaques.(17) the study of lee et al. ( 8 ) s h o w e d a n a s s o c i a t i o n b e t w e e n hemorheological abnormalities (blood viscosity, erythrocyte aggregation) and severity of coronary artery disease. chatzizisis et al.(18) showed a role for endothelial stress wounds in atherosclerosis and vascular remodelling. toth et al.(19) found changes in hemorheological parameters in chd. hasnat et al.(20) concluded that there is an association in patients with chd between the concentration of highly sensitive c reactive p r o t e i n ( h s c r p ) a n d c h d s e v e r i t y i n comparison to controls.(20) atherosclerotic plaques, in addition to being a disease of lipid deposition, also have a role in systemic inflammation as their main key, and may be expected to predict the early stages of coronary stenosis. in view of the above, the objective of the present study was to determine the relationship between blood viscosity as h e m o r h e o l o g i c a l p a r a m e t e r a n d c r p a s inflammatory marker in patients with coronary artery stenosis. methods design of the study this study used a cross-sectional approach and was conducted from january until march 2014 in the outpatient and inpatient departments of the cardiac disease unit, dr. kariadi central hospital, semarang. indrianto, samsuria, kurniawan blood viscosity degree coronary stenosis 171 univ med vol. 34 no.3 study subjects the study subjects were recruited from the cardiac outpatient and inpatient units of dr. kariadi central hospital, semarang. the subjects were selected by consecutive nonrandom sampling among patients with chd who had undergone angiography and were screened by the inclusion and exclusion criteria. a total of 24 subjects were included, with the sample size n calculated according to the formula for comparison of 2 proportions: by gravitation between two marks on the ostwald viscometer. the flow time of the tested liquid was compared with the time needed by a liquid with known viscosity (usually water) to pass by gravitation between the two marks on the ostwald viscometer. a clean viscometer was filled by pipetting the test liquid and aspirating with the pushball past the two marks. the pushball was released to allow the liquid to drop from the first to the second mark, the resulting time being recorded by stopwatch. the viscosity coefficient was then expressed in si units (systeme international) as ns/m2 = pa.s (pascal second). the unit centimeter gram second (cgs) for the si viscosity coefficient is dyn.s/cm2 = poise (p). viscosity is also frequently expressed in centipoise (cp). 1 cp = 1/100 p.(23,24) the crp concentration was determined by the hscrp method, using the particle enhanced turbidimetric immunoassay (petia). the serum sample was reacted in a cuvette with anti-crp antibody (abcrp), antimicrobial buffer and polyethylene glycol buffer, the reactants becoming turbid at 37° c. the resulting turbidity is a measure of the crp concentration, as determined by the bichromatic rate technique (340 and 700 nm). the results of the test are shown on a monitor, and the test takes 20 minutes to perform. other methods for crp determination are based on nephelometry and turbidimetry, which are applied in automated analysis. the reference value of crp is <3 mg/l.(25) angiography is the gold standard for determining the degree of coronary stenosis. the finding of minimal stenosis in one coronary artery, expressed as 0% stenosis, indicates a normal coronary without stenosis. if the stenosis is <50% of the luminal diameter, this indicates a non significant stenosis, while a stenosis of >50% of the luminal diameter indicates significant stenosis.(26) data analysis the non parametric spearman test was used to determine the relationship between blood viscosity and coronary stenosis and the relationship between crp and coronary stenosis. ( ) { }      ++ + 3r)] (1 / r) [(1n 51.0 zβ zα 2 2 where zα = 1.96 (level of significance), zβ = 1.28 (power of the study = 90%), r=0.64,(26) giving the total sample size of 21.3 or 22. to anticipate possible drop outs, the sample size was increased by 10%, so that the final sample size was 24. the inclusion criteria for the study subjects were males or females, with normal body temperature, agreeing to participate in the study by signed informed consent, having normal serum sgpt (for determining normal liver function) and normal hemoglobin (hb) (>13 g/ dl for males and >12 g/dl for females). the exclusion criteria were patients with a history of trauma or surgery; lipemia, jaundice, and hemolysis; pregnancy, dehydration, smokers, and crp >10 mg/l. laboratory analysis from the patients meeting the inclusion and exclusion criteria, fasting blood samples were drawn from the median cubital vein, using vacutainers filled with 5 ml edta anticoagulant, for determination of blood viscosity and crp within 3 hours of collection.(21) determination of blood viscosity was by means of an ostwald viscometer, in which the blood sample in the ostwald tube descends by gravitation. the time of descent was recorded with a stopwatch.(22) the viscosity of the liquid was determined by measuring the time needed by the liquid to pass 172 significance was set at p<0.05. the test indicates a very weak correlation, if r=0.00-0.25; a weak correlation if r=0.25-0.50; a moderate correlation if r=0.50-0.75; a strong correlation if r>0.75 and a very strong correlation if r=0.80-1.00.(27) ethical clearance this study obtained ethical clearance under no. 462/ec/fk/rsdk/ 2013. results with regard to subject characteristics, the youngest subject was 37 years old and the oldest 70 years (table 1). mean age of the subjects was 55.96 ± 7.29 years. the number of study subjects was 24, consisting of 17 males (70.8%) and 7 females (29.2%). when the age was grouped according to gender, the youngest age for males was 37 years and the oldest 65 years. among the female subjects, the youngest age was 49 years and the oldest 70 years. on the basis of degree of stenosis, there were 2 subjects (8.3%) with nonsignificant stenosis. significant stenosis was found in 22 subjects (91.7%) and no study subjects were found with normal stenosis (0%). on statistical analysis, the correlation between blood viscosity and degree of stenosis was positively significant and of medium strength (r=0.549; p=0.005). this signifies that increases in blood viscosity will be accompanied by increasingly severe stenosis. from the scatter plot (figure 1), an increasing trend may be seen between degree of stenosis and blood viscosity. a significant positive correlation was also found after statistical analysis of the relationship between crp and degree of coronary stenosis, the correlation being of low strength (r=0.481; p=0.017). this indicates that increases in crp table 1. characteristics of study subjects (n=24) figure 2. scatter plot of relationship between degree of stenosis and crp figure 1. scatter plot of relationship between degree of stenosis and blood viscosity (bv) indrianto, samsuria, kurniawan blood viscosity degree coronary stenosis 173 univ med vol. 34 no.3 concentration are accompanied by severe degrees of coronary stenosis. from the scatter plot (figure 2), an increasing trend may be seen between degree of stenosis and blood viscosity. discussion the positive correlation between ds and bv agrees with the study by kesmarky et al.,(6) w h o i n v e s t i g a t e d t h e r e l a t i o n s h i p o f hemorheological parameters with severity of coronary artery disease, which was divided into 3 groups, i.e. no significant disease, single vessel d i s e a s e , a n d m u l t i v e s s e l d i s e a s e . t h e investigators found that all hemorheological parameters increased significantly in comparison with controls. hematocrit and viscosity increased significantly in the group with multivessel disease, in comparison with the groups with no significant disease and single vessel disease. blood viscosity plays an important role in the regulation of vascular flow and changes in h e m o r h e o l o g i c a l p a r a m e t e r s m a y c a u s e h y p e r v i s c o s i t y, t h e r e b y s u p p o r t i n g t h e occurrence of occlusive thrombotic events.(7) blood viscosity as the material determinant of viscoelasticity in direct contact with endothelium may modulate the shape, elasticity, and gene expression of the endothelial cells, and the distribution of adhesion molecules in these cells, and directly affects endothelial cells through shear stress.(18) increased bv increases the traumatic forces on the endothelial cell walls, thus having a poor impact on endothelial function a n d p l a y i n g a n i m p o r t a n t r o l e i n t h e inflammatory process. this condition will also inhibit the production of nitric oxide (no) through inhibition of the synthesis of endothelial nitric oxide synthase (enos) and increases the production of reactive oxigen species (ros) in endothelial cells and vascular smooth muscle cells. on the other hand, no has an important role in the regulation of vascular tone, in addition to having strong anti-inflammatory, antiapoptotic, anti-mitogenic, and anti-thrombotic actions. increased blood viscosity may directly influence wall or endothelial shear stress (ess), resulting in altered vasomotor tone and decreased ess as a result of lowered blood flow.(17,18) increased bv may promote the development of atherosclerosis by increasing platelet adhesion to the subendothelium, increasing protein infiltration into the arterial wall, and changing the shear stress at the site of atherogenesis.(17) in a r t e r i a l r e g i o n s w i t h u n d i s t u r b e d f l o w, physiologically in ess, the endothelial cells express various atheroprotective genes and repress several pro-atherogenic genes, thus finally leading to stability and undisturbed flow in those regions. by contrast, in regions with low and disturbed flows, at sites of low ess, the expression of endothelial genes will be modulated by a complex process of mechanoreception and m e c h a n o t r a n s d u c t i o n , t h u s i n d u c i n g t h e atherogenic endothelial phenotype and the early formation of atherosclerotic plaques.(18) similar results were found in the study by l e e e t a l . (8) w h o i n v e s t i g a t e d s e v e r a l hemorheological parameters in subjects with stable angina (sa), unstable angina (ua) and acute myocardial infarction (ami). on all subjects angiography was performed to establish the diagnosis. the resulting findings as compared to controls showed significant increases in all groups of study subjects, in the order of ami>ua>sa>controls. the conclusion was t h a t t h e r e w a s a r e l a t i o n s h i p b e t w e e n hemorheological abnormalities and severity of coronary artery disease. the investigators showed in their evaluation of intervention therapy to normalize blood rheology, that it could reduce the incidence or progressivity of coronary artery disease.(8) similarly, in the study conducted by toth et al.,(19) 121 subjects with coronary artery disease who underwent ct scans of the coronary arteries, were assigned to 4 groups, i.e. those with negative stenosis, with non significant stenosis, with single vessel stenosis and with multi vessel stenosis. the results showed a significant relationship between hematocrit and blood viscosity, which were higher in all groups, in comparison with the negative group.(18) 174 the above mentioned correlation between degree of stenosis and crp is in agreement with the results of the study by hasnat et al. in which crp showed a positive significant correlation in 90 subjects with chd, as determined by vessel score, stenosis score, and extent score. it was concluded from above mentioned study that increases in crp concentration were substantially correlated with severity and degree of stenosis of chd. the increase in crp concentration was associated with cardiovascular disease incidence in the future and may predict coronary atherosclerotic disease.(20) nyandak et al.(13) also investigated the relationship between crp and coronary stenosis by angiography and found a positive correlation; whereas if crp was correlated with angiographic extent score. the crp concentration was higher in patients with this angiographic degree of stenosis, showing that crp concentration was correlated with degree of disease severity in patients with chd. momiyama et al., (21) piranfar,(22) masood et al.,(23) and lai et al.,(24) arrived at similar conclusions, namely that crp is an index of chd severity and may reflect plaque activity in patients with chd, and is therefore important for clinical diagnosis and evaluation chd risk.(21-24) another study by ciccone et al.(25) found that thickening of the carotid intima media was correlated with crp, thus indicating that inflammatory markers affect the progressivity of atherosclerosis in subjects with obstructive sleep apnea.(25) c-reactive protein plays an active role in endothelial dysfunction and the formation and development of atherosclerotic plaques, since it has been found in atherosclerotic plaques. creactive protein down-regulates the transcription of enos protein and messenger ribonucleic acid (mrna) in endothelial cells, thus resulting in a reduction of no release. the inhibition of no facilitates endothelial cell apoptosis and inhibits angiogenesis. among other proatherogenic effects, crp regulates intercellular adhesion molecule 1 (icam-1), vascular cell adhesion molecule-1 (vcam-1), and e-selectin. this occurs through up-regulation of the genes by nuclear factor κ-b (nf-κb), which is involved in nuclear transcription of several proatherosclerotic genes and may facilitate leukocyte migration by stimulating the release of monocyte chemotactic protein-1 (mcp-1). in addition, nf-κb also upregulates angiotensin type-1 receptor (at-1) to stimulate the migration and proliferation of vascular smooth muscle cells, formation of neointima, and production of ros. crp also inhibits the survival and differentiation of bone marrow-derived endothelial progenitor cells and interferes with the maintenance of vascular integrity. another mechanism in which crp actively participates is in atheroma formation, i.e. facilitating the opsonization of ldl cholesterol by macrophages to form foam cells. furthermore, crp also activates complement, particularly c3, which is found in atherosclerotic lesions and is involved in initiation and progressivity of atherosclerotic plaques. c-reactive protein also induces the production of endothelin-1 as endogenous vasoconstrictor and mediator of endothelial dysfunction, activator of leukocytes and platelets and cellular proliferation. finally, crp stimulates the production of il-6 (interleukin 6) in blood vessels, which is very important since il-6 is involved in positive feedback for stimulating crp production in the liver.(26) a limitation of this study was that we did not measure other influencing components such as lipid profile and markers of endothelial dysfunction. further studies are necessary on the dominant factors affecting endothelial dysfunction, as an extension of the present study. the present study may viewed as preliminary research for the prediction of coronary stenosis events in the community. conclusions there was a moderate positive correlation of bv and crp with degree of coronary stenosis. increases in bv and crp levels will be accompanied by increased severity of coronary stenosis. indrianto, samsuria, kurniawan blood viscosity degree coronary stenosis 175 univ med vol. 34 no.3 conflict of interest the authors had no conflict interest with any companies in this study. all authors participated in data collection, study design, statistical analysis, and manuscript preparation. all authors gave final consent for the publication. acknowledgment we wish to express our gratitude to the staff and personnel of the outpatient and inpatient departments of the cardiac disease unit, dr. kariadi central hospital, semarang, who participated from the start of the study up to the preparation of this paper. references 1. world health organization. cardiovascular diseases. geneva: world health organization; 2015. 2. dinas kesehatan jawa tengah. profil kesehatan provinsi jawa tengah. dinas kesehatan. jawa tengah. available at: http://www.dinkes jatengprov.go.id/dokumen/profil/profile2004/ bab5.htm. accessed march 21, 2014. 3. suwaida ja, hamasaki s, higano st, et al. long-term follow-up of patients with mild coronary artery disease and endothelial dysfunction. circulation 2000;101:948-54. 4. ganz p, hsue py. endothelial dysfunction in coronary heart disease is more than a systemic process. eur heart j 2013;34:2025-7. 5. froom p. blood viscosity and the risk of death from coronary heart disease. eur heart j 2000; 21:513-4. 6. kesmarky g, feher g, koltai k, et al. viscosity, hemostasis, and inflammation in atheroscerotic heart diseases. clin hemorheol microcirc 2006; 35:67-73. 7. cecchi e, mannini l, abbate r. role of hyperviscosity in cardiovascular and microvascular diseases. g ital nefrol 2009;26: 20-9. 8. lee bk, durairaj a, mehra a, et al. hemorheological abnormalities in stable angina and acute coronary 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y, ohmori r, fayad za, et al. association between plasma c-reactive protein levels and the severities of coronary and aortic atherosclerosis. j atheroscler thromb 2010;17: 460-7. 22. piranfar ma. the correlation between highsensitivity c-reactive protein (hscrp) serum levels and severity of coronary atherosclerosis. int cardiovasc res j 2014;8:6-8. 23. masood a, jafar ss, akram z. serum high sensitivity c-reactive protein levels and the 176 severity of coronary atherosclerosis assessed by angiographic gensini score. j pak med assoc 2011;61:325-7. 24. lai cl, ji yr, liu xh, et al. relationship between coronary atherosclerosis plaque characteristics and high sensitivity c-reactive proteins, interleukin-6. chin med j 2011;124: 2452-6. 25. ciccone mm, scicchitano p, zito a, et al. correlation between inflammatory markers of atherosclerosis and carotid intima-media thickness in obstructive sleep apnea. molecules 2014;19:1651-62. 26. osman rl, allier pl, elgharib n, et al. critical appraisal of c-reactive protein throughout the spectrum of cardiovascular disease. vasc health risk manag 2006:2:221–37. 27. dawson b, trapp rg. basic & clinical biostatistics. 4th ed. new york: lange medical books/mcgraw-hill;2004. indrianto, samsuria, kurniawan blood viscosity degree coronary stenosis c:\users\universa medicina\docu 36 abstract universa medicina protective effect of ethanolic feronia elephantum correa fruit extract on high-fat diet induced steatohepatitis in rats maruni wiwin diarti1, khoviya yuwina selinada harmi2, and dwi nur ahsani3* background a high-fat diet can lead to hyperlipidemia which will end up as liver damage (steatohepatitis). ethanolic feronia elephantum correa fruit extract (efec) has an antioxidant activity which is expected to overcome hyperlipidemia in the liver. the objective of this study was to determine the effects of efec on liver function and morphological changes in rats. methods this was an experimental study with a post-test only group design. a total of 20 male wistar rats aged 2-4 months were randomized into 5 groups, a= negative control, b= positive control (high fat diet + 10 mg/kgbw simvastatin), c = high fat diet + 500 mg/kgbw efec fruit extract, d = high fat diet + 600 mg/kgbw efec, and e = high fat diet + 700 mg/kgbw efec). high-fat diet was given for 4 weeks (quail egg yolks, 10ml/200gbw). efec was administered for 4 weeks after induction of hypercholesterolemia. examination of liver serum glutamic oxaloacetic transaminase (sgot) and serum glutamic pyruvic transaminase (sgpt) was performed on rat blood serum and histopathological examination was carried out using steatohepatitis grading. one way anova test and post-hoc tamhane’s test were used to analyze the data. results administration of efec at 700 mg/kgbw improved the liver enzymes (p=0.00 for sgpt and sgot) and steatohepatitis grading in high-fat diet induced rats (mild condition, e = 75% vs a = 100% mild) conclusion ethanolic feronia elephantum correa fruit extract at 700 mg/kgbw was able to improve steatohepatitis in high-fat diet induced rats. keywords: feronia elephantum correa, liver enzyme, steatohepatitis, highfat diet, rats original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.36-44 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1055 january-april, 2021 vol.40no.1 1health analyst, poltekkes kemenkes mataram, indonesia 2undergraduate student, faculty of medicine, universitas islam indonesia 3department of histology, faculty of medicine, universitas islam indonesia correspondence: *dwi nur ahsani department of histology faculty of medicine, universitas islam indonesia jl. kaliurang km. 14.5 sleman yogyakarta. indonesia phone: 085229030982 email : dwi.nurahsani@uii.ac.id orcid id : 0000-0003-1344-3997 date of first submission, october 19, 2020 date of final revised submission, february 21, 2021 date of acceptance, february 24, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: diarti mw, harmi kys, ahsani dn. protective effect of ethanolic feronia elephantum correa fruit extract on high-fat diet induced steatohepatitis in rats. univ med 2021; 40:3 6 -4 4 . doi: 10 .18 051/ uni vmed. 2021.v40.36-44 37 univ med vol. 40 no 1 introduction a high-fat diet can induce hyperlipidemia and disrupt organ functions. in the liver, hyperlipidemia is frequently associated with nonalcoholic fatty liver disease (nafld),(1–4) which is histologically characterized by features of steatosis (lipid accumulation in hepatocytes), inflammation, and cell degeneration.(5) this disorder is characterized by elevated liver enzyme levels, including highe r serum gl utamic oxaloacetic transaminase/sgot (also known as alanine aminotransferase/alt), serum glutamic pyruvic transaminase/sgpt (also known as aspartate aminotransferase/ast), and alkaline phosphatase (alp), as well as increased triglyceride and cholesterol levels.(6,7) higher levels of hepatic enzymes and progressive morphological changes in the liver can lead to irreversible liver disease, such as fibrosis and hepatic cirrhosis.(5,8) statins a re dr ugs used for hypercholesterolemia that reduce steatohepatitis, but not liver fibrosis.(9) the use of statin therapy for hypercholesterolemia is also inseparable from its side effects. statins can cause muscle-related problems, such as myopa thy (including cardiomyopathy) and rhabdomyolysis, as well as damage to the kidneys and liver. hepatic disorders caused by statins can be indicated by elevated levels of transaminase enzymes (sgot and sgpt).(10) the side effects of statins can incr ease the risk of progression of such comorbidities as hepatic disorders in patients who also experience hyperlipidemia. exogenous antioxidant supplements emerge as an alternative therapy to substitute statins as standard drugs for hyperlipidemia, particularly in hyperlipidemia with coexisting liver disease. consumption of a diet containing antioxidants can reduce the risk of nafld.(11) many studies have examined the presence of antioxidants in plants, one of which is related to their effect on the liver.(12) feronia elephantum correa (also known as kawista; wood apple; limonia acidissima linn; feronia lemonia swingl e) a nd subsequently in this article referred to as fec, are a potential herbal medication for conditions that are high in reactive oxygen species (ros). an in-vitro study found that methanolic feronia elephantum correa fruit extract (mfec) can also reduce the proliferation of breast cancer cells.(13) fec fruit at doses of 500 mg/kgbw, 600 mg/ kgbw, and 700 mg/kgbw dissolved in 1 ml distilled water (for each administration) can prevent increased mda levels in the blood serum of rats exposed to cigarette smoke.(14) with regard to hyperlipidemia, fec is able to improve choleste rol profiles in animal models of hyperlipidemia, such as triton wr-1339 induced hyperlipidemia in rats.(15) in addition, fec is also able to improve carbohydrate metabolism in the liver (by improving the activity of the hepatic enzyme glucose-6phosphatase and increasing liver glycogen). the antihyperlipidemic effects of fec can be explained with different mechanisms. saponins and phytosterols can inhibit pancreatic lipase and reduce intestinal absorption of lipids. fibers of the extract can lower ldl level. in addition, flavonoids and ascorbate increase hdl and decrease ldl.(16) the studies of pandit et al.(15) and vasant et al.(16) have demonstrated the antihyperlipidemic effect of methanolic fec fruit extract and fec fruit powder, respectively. in contrast, the present study did not aim to examine the effect of fec on lipid profiles in hyperlipidemic conditions, but rather its effect on the liver. the objective of this study was to determine the effects of efec fruit extract on liver function and morphological changes in rats. methods research design this research involved an experimental design with a posttest-only control group approach. the experiment lasted for four months (january-april 2020) and was conducted in several laboratories. the preparation of efec 38 fruit extract, animal care, group treatment, and termination of experimental animals were carried out in the pharmacology laboratory, faculty of medicine, universitas mataram. the o bs e r va t i on a n d ima ge r e tr i e va l ( ti s s ue micrographs) were done in the laboratory of histology and anatomical pathology, faculty of medicine, universitas islam indonesia. collection of plant material and extraction ripe kawista (fec) fruits were obtained from bima regency, west nusa tenggara (ntb), indonesia. to prepare the extract, the fruit pulp was first dried under the sun and crushed to obtain a coarse powder, which was then sieved to yield the finest particles. the extraction process used maceration in 70% ethanol (1:3) at room temperature and was repeated for 3 da ys. the viscous extr act obtained after evaporation was stored in a closed container at room temperature and given to the experimental animals as per predetermined doses. animals and treatment t he r a t s we r e ob t a i ne d f r om t he ph a r ma c o logy la bo r a t o r y, u ni ve r s i t a s mataram. the inclusion criteria were male wistar rats aged 2-4 months, weighing 150-200 grams, and apparently healthy without any physical disabilities. a total of 20 rats (4 per group) were used according to the festing research equation.(17) based on this formula, the minimum total number of subjects required in this study was 15-25 (3-5 in each group). therefore, this study used four animals per group. the research subjects were selected through a random sampling technique. the rats were randomized into five research groups in this study, namely a = healthy controls (regular feed), b = positive controls (high-fat diet + 10 mg/kg bw simvastatin), c = high-fat diet + 500 mg/kgbw efec fruit extract, d = high-fat diet + 600 mg/kgbw efec fruit extract, and e = high-fat diet + 700 mg/kgbw efec fruit extract. efec fruit extract was administered for 4 weeks as soon as the rats were confirmed to have hypercholesterolemia. the efec fruit extract was dissolved in 0.5% carboxymethyl cellulose (cmc). the high-fat diet and therapy (simvastatin or efec fruit extract) were given via a nasogastric tube, and the rats received feed and water ad libitum during the study. the three different intervention groups c to e were each treated with a different dose of efec fruit extract (500 mg /kgbw= c, 600 mg/kgbw= d and 700 mg/kgbw= e). all treatments were performed by the researchers. high fat diet induced hyperlipidemia a high-fat diet was provided by feeding 10 ml/200 g bw quail egg yolk for 4 weeks. the intervention involving efec fruit extract was p r o vi d e d i f t he r a t s e x p er i e n c e d a hypercholesterolemic condition which was confirmed if the total cholesterol level was >200 mg/dl (using the easy-touch® rapid test on peripheral/tail blood). if the rats showed no hypercholesterolemia after four weeks of induction through feeding on quail egg yolk, they were excluded from this study. steatohepatitis grading the livers obtained after termination (after 4 weeks of hypercholesterolemia induction and 4 weeks of fec therapy) were stored in a 10% formalin phosphate-buffered saline fixative for 24 hours. the liver tissues were then placed in 70% ethanol for further processing. the liver samples were transversely sliced, blocked in paraffin, and stained with hematoxylin eosin (he). all of the liver tissue processing was p e r f o r me d i n t he an a t omi c a l pa t ho l o gy laboratory, faculty of medicine, universitas mataram (unram). the histological changes were observed wi t h t h e br u nt sys t e m ( gr a d i ng of steatohepatitis). according to this system, changes in the liver are categorized into mild, modera te, and se vere. (1 8) t he parame ters observed in these three categories include the degree of steatosis, ballooning cells, and diarti, harmi, ahsani feronia elephantum correa and steatohepatitis 39 univ med vol. 40 no 1 a b c inflammation. liver damage is deemed mild if steatosis (to a maximum of 2/3 of the liver) and ballooning cells appear to be minimal, and inflammation seems diffuse. the moderate degree is marked by visible steatosis and ballooning cells (in zone 3, i.e. the area of hepatic lobules near the central vein), and inflammation appears as a result of ballooning cells. severe liver damage is signified by a high degree of steatosis (>2/3), and ballooning cells are clearly visible in zone 3. the histological observation was performed wit h si ngl e bl in ding by a n ex per ie nc ed , independent anatomical pathologist from the labor atory of histology and anatomical pathology, faculty of medicine, universitas islam indonesia, using a light microscope. imaging was conducted using a light microscope wi t h a c ame r a ( op t i la b ) a t ta c h e d a n d connected to a computer. observations were made in all fields of view on each sample. a low magnification (100x) was used when observing the location of the damage, while high magnification (400x) was employed to observe morphological changes in detail. laboratory analysis the liver protection of high-fat diet induced rats was observed from the liver enzyme (sgot and sgpt) levels, which were examined from the rat blood serum obtained during termination. the blood samples were collected via retroorbital blood sampling. both examinations were carried out in the pharmacology laboratory, faculty of medicine, universitas mataram using spectrophotometric analysis. statistical analysis the histological changes in the liver were stated as a percentage (the number of positive samples compared to the total samples). the levels of liver enzymes were analyzed using the shapiro-wilk normality test, one way analysis of variance/anova (significance test), and tamhane’s t2 test (post-hoc test). the data were declared as significantly different if p <0.05. ethical clearance the ethical research permit was obtained from the ethics committee, faculty of medicine, universitas mataram prior to the study (number 354/un18.f7/etik/2019). results all of the rats survived until the end of the study and met the inclusion and exclusion criteria. from the examination of liver tissue, no significant histopathological changes were found in the liver parenchyma of the normal healthy (negative control) group (a). however, changes in the liver were observed in the positive control group (b = 50% severe) and the groups c – e receiving efec fruit extract. therapy using 700mg/kgbw efec fruit extract showed the ability to reduce the steatohepatitis induced by a high-fat diet (e = 75% mild, table 1). figure 1. histopathological changes in liver structure. a: mild grade, b: moderate grade, c: severe grade. yellow arrows: cell steatosis, red arrows: lymphocytes, blue arrow: ballooning cell (400x magnification, he staining). 40 there were significant differences in the levels of sgot and sgpt from the five study groups (p<0.001). the administration of efec fruit extract at 500 mg/kgbw (c), 600 mg/kgbw (d), and 700mg/kgbw (e) resulted in reduced sgot and sgpt levels compared to the group receiving standard therapy (table 2). in the posthoc tamhane’s test, significant differences in sgpt levels were seen in all of the treatment groups with efec fruit extract therapy as opposed to the positive control group (p<0.001, table 3). similar results were found in the sgot levels with the p values for sgot levels in groups c, d, and e reaching 0.008, 0.000, and 0.002, respectively (table 3). there was no significant difference in the sgpt levels between the group receiving 700 mg/kgbw efec fruit extract and the normal healthy group a (p=0.535). similarly, the sgot levels of the groups given 500 mg/kgbw and 600 mg/kgbw efec fruit extract did not seem significantly different from group a. meanwhile, group n grade n % a 4 mild 4 100 moderate 0 0 severe 0 0 b 4 mild 2 50 moderate 0 0 severe 2 50 c 4 mild 0 0 moderate 2 50 severe 2 50 d 4 mild 0 0 moderate 1 25 severe 3 75 e 4 mild 3 75 severe 0 0 moderate 1 25 note: a = healthy control (normal feed, no therapy), b = positive control (high-fat diet + 10 mg/kgbw simvastatin), c = high-fat diet + 500 mg/kgbw efec fruit extract, d = high-fat diet + 600 mg/kgbw efec fruit extract, e = highfat diet + 700 mg/kgbw efec fruit extract). #percentage obtained from the ratio of n to n table 1. grading system for steatohepatitis in the study groups variable group n mean ± sd p-value sgpt a 4 57.25 ± 3.04 0.00* b 4 122.05 ± 9.52 c 4 92.90 ± 4.96 d 4 85.0 ± 3.71 e 4 48.44 ± 6.19 sgot a 4 159.85 ± 14.8 0.00* b 4 221.3 ± 13.2 c 4 158.1 ± 5.85 d 4 120.3 ± 10.6 e 4 77.62 ± 2.1 table 2. levels of sgot and sgpt by treatment groups note: * p<0.05. a = healthy control (normal feed, no therapy), b = positive control (high-fat diet + 10 mg/kgbw simvastatin), c = high-fat diet + 500 mg/kgbw efec fruit extract, d = high-fat diet + 600 mg/kgbw efec fruit extract, e = high-fat diet + 700 mg/kgbw efec fruit extract) the sgot levels of rats in the group with 700 mg/kgbw efec fruit extract were lower than those in group a (p = 0.013) (table 3). discussion this study showed that the administration of efec fruit extract can improve the functional and morphological features of a high-fat diet induced steatohepatitis in rats. compared with the group receiving simvastatin therapy, the efec fruit extract therapy at doses of 500 mg/ kgbw and 600 mg/kgbw was able to improve only the features of liver function without improving the hepatic morphological changes. the therapeutic effect of efec fruit extract can be found at 700 mg/kgbw (sgot and sgpt levels and steatohepatitis grades were similar to those of the normal healthy group). the protective effect of fec extract can be observed in a number of induced tissuedamage models. in animal models of skin wounds (incision, excision, and dead space), the administration of methanolic fec fruit extract (mfec) at doses of 200mg/kgbw and 400mg/ kgbw can accelerate wound healing. the potential dose in that study is 400 mg/kgbw.(19) diarti, harmi, ahsani feronia elephantum correa and steatohepatitis 41 univ med vol. 40 no 1 although the prepared extract in that study is different from this present research (ethanol), the therapeutic effect of fec extract on tissue damage is similar to that of the present study. at a dose of 2000mg/kgbw, no side effects of fec treatment were found.(15,19) therefore, the dose of 700 mg/kgbw in this study remains potential as it is still far below the toxic dose. f. elephantum correa extract also has a protective effect in numerous tissue-damage mod e l s . m fe c f r u i t e xt r ac t ha s a n e ur op r o t ec t i ve e f f e c t on s t ro ke a n i ma l mod e l s. ( 2 0 ) re se a r c h b y sh a rma e t a l . ( 2 1 ) showed that premedication using aqueous f. elephantum correa (aqfec) leaf extract at doses of 400 mg/kgbw and 800 mg/kgbw can reduce the percentage of deaths and prevent the increase in weight and volume of rat liver induced by alloxan (induction of type-1 dm) and thioacetamide (a hepatotoxic substance). with regard to the functional parameters (liver enzymes), premedication involving aqfec leaf extract can also prevent elevated hepatic enzymes (sgot and sgpt).(21) similarly, the administration of efec fruit extract at doses of 500mg/kgbw, 600mg/kgbw, and 700mg/kgbw in the present study can improve the features of hepatic function (sgot and sgpt) compared to the group receiving a standard drug. ad mini ster ing fec ext rac t ca n al so improve the morphological features of the liver. aqueous f. elephantum correa leaf extract has t he po t e nt ia l t o r e du c e t he de gr e e of hepatocellular necrosis in alloxan-thioacetamidei nd u c e d ra t s ( mi l d i nj u r y) . ho we ve r, premedication using aqfec leaf extract is unable to make a significant difference to the degree of inflammation, congestion (lobular as we ll a s va sc ul a r ) , a n d he pa t o c yte regeneration.(21) the increasing protective effect o f fec c or r e sp o nd s to t he hi gh e r d o se administered. in line with the studies by sharma et al.(21), the present study also showed that administration of efec fruit extract at a dose of 700 mg/kgbw results in hepatic features that are close to the normal liver architecture (75% mild). the presence of moderate damage of up to 25% in the high-fat diet-induced group treated with efec fruit extract at a dose of 700 mg/ kgbw indicates that the ability of the liver to regenerate at such dose remains imperfect. meanwhile, the liver regeneration ability has yet to be shown at lower doses (500 mg/kgbw and 600 mg/kgbw). the varied results of liver enzyme and steatohepatitis grading improvement in the present study indicates that the effect of efec fruit extract is dose-dependent. efec fruit extract therapy at doses of 500mg/kgbw and 600mg/kgbw is only able to improve the liver e nzyme le ve l s al o ne wi t hout si gni fi c an t improvement in the steatohepatitis grading. liver en zyme s an d st ea tohe pa ti ti s gr ad in g ar e concurrently observed at a dose of 700mg/ kgbw. in line with the therapeutic and protective dose of fec fruit extract, the higher the dose group p-value a b c d e sgpt a 0.000* 0.000* 0.000* 0.535 b 0.000* 0.000* 0.000* c 0.798 0.000* d 0.000* sgot a 0.008* 1.00 0.060 0.013* b 0.008* 0.000* 0.002* c 0.019* 0.000* d 0.032* table 3. post-hoc test of liver enzyme levels in rat blood serum note: post hoc test using tamhane’s t2 test; a = healthy control (normal feed, no therapy), b = positive control (high-fat diet + 10 mg/kgbw simvastatin), c = high-fat diet + 500 mg/kgbw efec fruit extract, d = high-fat diet + 600 mg/kgbw efec fruit extract, e = high-fat diet + 700 mg/kgbw efec fruit extract) 42 used, the more significant the effects that can b e o bs e r ved . in l i n e w it h t ha t , a mo r e considerable improvement in steatohepatitis condition in this study can be found at a higher dose (700 mg/kgbw efec fruit extract). in addition, fec fruit extract also has a therapeutic effect on metabolic disorders. administration of mfec fruit extract can reduce the serum hyperlipidemia parameters (in hyperlipidemia animal models).(15) with regard to such findings, the therapeutic effect on liver enzymes and steatohepatitis grading in this study is made possible by the ability of fec fruit extract to reduce cholesterol levels. high ros levels will induce oxidative stress conditions which will damage the cell membrane and the dna.(22) the liver is the main target of high ros levels which induce changes in cell metabolism. the increased metabolism of ethanol by hepatocytes in oxidative stress conditions will result in steatosis. in addition, ac ti va te d ku pff er c el ls will a ls o induce inf lammation, apoptosis (thr ough t nf-α induction) and fibrosis (occurrence of collagen p r o du c t i on) . in f l a mma t i o n w ill f ur th e r exacerbate oxidative stress conditions.(23) reducing the ros levels is one of the potential strategies to prevent worsening of steatosis conditions in oxidative stress. steatosis is characterized by an increase in cytochrome p4 50 fa mil y 2 su bf a mi l y e m e mbe r 1 (cyp2e1).(24) studies show that flavonoids can suppress inflammation (reduce tnf-α), and reduce liver enzyme and mda levels and also reduce cyp2e1. this shows that flavonoids have an antioxidant activity and are also h e pa to p r ot e c t ive i n o xi d a t ive s t r e s s conditions.(25) the fec used in this study also contain flavonoids, alkaloids and phytosterols.(15) in line with xiang et al.(25) it seems that the flavonoids in fec play an important role in preventing the worsening of steatosis in rats with oxidative stress induced by high fat diet. the protective effects of efec fruit extract in this study are strongly associated with the antioxidant content. mfec fruit extract has proved to be able to increase the level of antioxidants (sod and catalase/cat) in the granulation tissue that forms during incisions, excisions, or dead space wounds in animal models. (19) reduced nitrite and lipid peroxidation levels as well as elevated catalase levels can also be observed in stroke animal models.(20) a study by darsini et al (26) shows that long-term fec supplementation (30 and 60 days in fish) results in increased levels of antioxidants (sod, glutathione s-transferase/gst, and glutathione peroxidase/gpx) in the blood serum as well as in liver tissue and muscle. the highest sod level is found in the liver. with fec administration, gpx shows activities in the liver similar to those in the blood serum. in contrast, gst shows the lowest activity in the liver as opposed to the blood serum and muscle. meanwhile, the mda free ra dica l l eve ls i n hepa tic tis sue dec re a se s i gn i f i c an t ly a f t e r 60 d ays of fe c supplementation. these studies suggest that the activation of antioxidant pathways is associated with the type of damage models and the kind of organs affected. in line with darsini et al.,(26) the protective effect of efec fruit extract in the present study is likely to occur through increased antioxidant activities of sod and gpx in liver tissue. however, the present study has some limitations in that the researchers did not involve a fec negative control group (high-fat dietinduced, unhealthy group). in addition, the researchers did not further investigate the antioxidant content in efec fruit extract and the response of the observed tissue to ros. the researchers did not reexamine as well the total c h ol e s t e r ol l e ve l s i n t h e r a t s a f t e r t he administration of efec fruit extract, thereby leaving unexplained the correlations among the changes in cholesterol levels, antioxidant levels, and ros as well as changes in liver morphology and function. despite such limitations, this study has proved that the hepatic functional and morphological changes in the group induced by a high-fat diet and given efec fruit extract at a therapeutic dose of 700mg/kgbw are nearly the diarti, harmi, ahsani feronia elephantum correa and steatohepatitis 43 univ med vol. 40 no 1 same as in normal liver. further research is recommended to determine the ranges of therapeutic and toxic doses as well as the mechanism of action of efec fruit extract in hyperlipidemia. conclusion efec fruit extract at 700 mg/kgbw was able to improve steatohepatitis in high-fat diet induced rats. conflict of interest the authors declare no conflicts of interest. acknowledgement part of this study was funded by a 2019 dipa re s ea r c h gr a nt f r om po l te kke s kemenkes mataram. contributors dna interpreted the data and prepared the manuscript for publication, mwd and kys collected the data, conducted the study and prepared the manuscript. all of the authors have read and approved this manuscript. references 1. ferramosca a, di giacomo m, zara v. antioxidant dietary approach in treatment of fatty liver: new insights and updates. world j gastroenterol 2017;23:4146–57. doi: 10.3748/wjg.v23.i23.4146. 2. bril f, 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antioxidants in alcoholic liver disease. med phoenix 2018;3:75– 88. 23. li s, tan hy, wang n, et al. the role of oxidative stress and antioxidants in liver diseases. int j mol sci 2015;16:26087–124. doi: 10.3390/ ijms161125942. 24. appak-baskoy s, cengiz m, teksoy o, ayhanci a. dietary antioxidants in experimental models of liver diseases. in: strawberry preand postharvest management tech high fruit quality. boston: intechopen; 2019;pp.1–22. doi: 10.5772/ intechopen.83485. 25. xiang c, teng y, yao c, et al. antioxidant properties of flavonoid derivatives and their hepatoprotective effects on ccl4 induced acute liver injury in mice. rsc adv 2018;8:15366–71. 26. darsini dtp, maheshu v, srinivasan p, nishaa s, castro j. dietary supplementation of limonia acidissima l. fruit on in vivo antioxidant activity and lipid peroxidation of cyprinus carpio l. ipcbee 2013;57:73–9. diarti, harmi, ahsani feronia elephantum correa and steatohepatitis restu 91 *anatomy department, faculty of medicine, yarsi university **physiology department, faculty of medicine, yarsi university ***biochemistry departement, faculty of medicine, yarsi university correspondence dr. indra kusuma, m.biomed physiology department, faculty of medicine, yarsi university cempaka putih, jakarta, 10510 6221-4206674 ext. 3091 email: indra.kusuma@yarsi.ac.id univ med 2014;33:91-9 abstract universa medicina may-august, 2014may-august, 2014may-august, 2014may-august, 2014may-august, 2014 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 background transplanted allogeneic dermal fibroblasts retain stem cell subpopulations, and are easily isolated, expanded and stored using standard techniques. their potential for regenerative therapy of chronic wounds should be evaluated. the aim of this study was to determine allogeneic fibroblast viability in the presence of peripheral blood mononuclear cells (pbmc). methods in this experimental study, fibroblasts were isolated from foreskin explants, expanded in the presence of serum, and stored using slow-freezing. we used one intervention group of allogeneic fibroblasts co-cultured with pbmc and 2 control groups of separate fibroblast and pbmc cultures.fibroblasts were characterized by their collagen secretion and octamer-binding transcription factor 4 (oct4) expression. viability was evaluated using water soluble tetrazolium-1 (wst-1) proliferation assay. absorbances were measured at 450 nm. data analysis was performed by student’s paired t-test. results dermal fibroblasts were shown to secrete collagen, express oct4, be recoverable after cryopreservation, and become attached to the culture dish in a co-culture with pbmc. co-cultured and control fibroblasts had no significantly different cell viabilities (p>0.05). calculated viable cell numbers increased 1.8 and 5.1fold, respectively, at days 2 and 4 in vitro. both groups showed comparable doubling times at days 2 and 4 in vitro. pbmc did not interfere with allogeneic fibroblast viability and proliferative capacity conclusions allogeneic fibroblasts remain viable and proliferate in the presence of host pbmc. future research should evaluate allogeneic human dermal fibroblast competency in clinical settings. dermal fibroblasts are a potential source for cell therapy in chronic wound management. key words: fibroblast, pbmc, co-culture, foreskin allogeneic human dermal fibroblasts are viable in peripheral blood mononuclear co-culture restu syamsul hadi*, indra kusuma**, and yurika sandra*** 92 hadi, kusuma, sandra allogeneic human dermal fibroblasts fibroblas dermis manusia alogenik viabel dalam sistem ko-kultur bersama sel mononuklear darah tepi latar belakang dermis pada kulit memiliki subpopulasi sel punca. fibroblas asal dermis dapat diperoleh, diperbanyak, dan disimpan dengan mudah. potensi fibroblas sebagai salah satu alternatif strategi regeneratif untuk penyakit luka kronik perlu dievaluasi lebih lanjut. studi ini bertujuan untuk menentukan viabilitas fibroblas asal dermis yang di kultur bersama dengan sel mononuklear asal darah tepi individu yang berbeda. metode studi ini menggunakan desain eksperimental. fibroblas diisolasi menggunakan teknik eksplan. kultur perbanyakan menggunakan serum serta disimpan dengan metode slow-freezing. studi ini menggunakan satu kelompok perlakuan berupa ko-kultur antara fibroblas dan sel mononuklear darah tepi dan dua kelompok kontrol terdiri atas kultur tersendiri fibroblas dan sel mononuklear darah tepi. fibroblas dikarakterisasi dengan kemampuan sekresi kolagen dan ekspresi octamer-binding transcription factor 4 (oct4). viabilitas dievaluasi menggunakan uji proliferasi kolorimetrik water soluble tetrazolium-1 (wst-1). absorbansi diukur pada panjang gelombang 450 nm. analisis data dilakukan menggunakan paired student t-test. hasil fibroblas mensekresikan kolagen, mengekspresikan oct4 serta dapat dipulihkan dari kriopreservasi. tidak ada perbedaan signifikan viabilitas antar kelompok kontrol dan kelompok perlakuan (p>0,05). jumlah sel mengalami peningkatan 1,8 dan 5,1 kali lipat pada hari kedua dan keempat eksperimen. kedua kelompok memperlihatkan doubling time yang sebanding pada hari kedua dan keempat in vitro. sel mononuklear darah tepi tidak mengganggu viabilitas dan proliferasi fibroblas dari individu yang berbeda. kesimpulan fibroblas dapat mempertahankan viabilitas dan proliferasinya dalam ko-kultur bersama sel mononuklear darah tepi dari individu yang berbeda. penelitian selanjutnya dapat menilai kompetensi fibroblas pada situasi klinis. fibroblas asal dermis adalah sumber potensial untuk terapi sel pada luka kronis. kata kunci: fibroblas, pbmc, ko-kultur, preputium abstrak introduction recently, adult dermal fibroblasts were found to retain stem cells subpopulations. these cells expressed stage-specific embryonic antigen 3 (ssea-3) and octamer-binding transcription factor 4 (oct4), and co-expressed with cd105, a w e l l k n o w n m a r k e r f o r m a r r o w a n d adiposederived mesenchymal stem cells. human dermal fibroblasts (hdfs) can differentiate into epidermal melanocytes, neurons, adipocytes, hepatocytes and islet-like cell clusters.(1–3) this ability suggests that human dermal fibroblasts have multipotent stem cell subpopulations. human dermal fibroblasts are easily isolated from foreskin. the compulsory moslem practice of male circumcision in indonesia constitutes an abundant and accessible source of adult stem cells for cell therapy. human dermal stem cells secrete high levels of growth factors, such as basic fibroblast growth factor (bfgf), insulin-like growth factor-1 (igf-1), vascular 93 e n d o t h e l i a l g r o w t h f a c t o r ( v e g f ) , a n d keratinocyte growth factor (kgf), in addition to extracelullar proteins, such as collagen, which i s i m p o r t a n t i n d e r m a l a n d e p i d e r m a l regeneration.(3–5) potential applications of these cells include regenerative therapy for chronic wounds, such as diabetic foot, decubitus, and burns. diabetic foot is reported to cause one million amputations annually.(6) this report has led to an interest to develop novel rehabilitation efforts using regenerative technologies. r e g e n e r a t i v e s t r a t e g i e s f o r w o u n d treatment using cell therapy requires evaluation of cell functionality, storage ability, and compatibility, particularly in allogeneic settings. the risk of host tissue rejection needs to be evaluated before starting clinical trialson humans. tissue rejection is an immune reaction caused by cellular immunity in the form of skin graft-versus-host disease (gvhd), marked by increased c-x-c motif chemokine 10 (cxcl10) and langerhans cells as antigen presenting cells (apcs). receptors for cxcl10 are present in t cells,(7) and donor t cells presented to skin with intact langerhans cells will trigger gvhd. a recent study on mouse dermal fibroblasts found similarities in multipotent capacity between dermal fibroblasts and mesenchymal stem cells. further investigations revealed that allogeneic mouse dermal fibroblasts retain imunosupressive properties at days 3-6 in co-culture with mononuclear cells in a mixed lymphocyte r e a c t i o n ( m l r ) e x p e r i m e n t a l s e t u p . (8) however, another study using induced pluripotent stem cells (ipscs) derived from pigs showed that autologous major histocompatibility complex (mhc)-matched ipscs were still susceptible to innate immunity, natural killer (nk) cells, and serum complement cytotoxic reactions.(9) the present study was designed to evaluate the viability of allogeneic human dermal fibroblasts in the presence of blood mononuclear cells. this study did not use heat-inactivated fetal bovine serum that could inhibit serum complement reactions. methods research design the present study using an experimental design was conducted from april 2013 to march 2014 at the integrated laboratory of yarsi university. cell culture cell cultures and proliferation assays were carried out at the cell culture laboratory, yarsi university, jakarta. one healthy human foreskin sample (from an 8-year old boy) was obtained after a circumcision procedure conducted at the indonesia house of circumcision (ihc) in accordance with a manual provided by who, with informed consent given by the parents.(10) fibroblasts were cultured in a modification of minimal essential medium (α-mem, sigma) supplemented with fetal bovine serum (fbs, sigma) and glutamine (sigma). antibiotics and antimycotics used were penicillin-streptomycin (sigma) and amphotericin-b (sigma). the same medium was used for co-culture with peripheral blood mononuclear cells (pbmc). sample preparation t h e c o l l e c t e d f o r e s k i n s a m p l e w a s r e f r i g e r a t e d f o r 6 0 m i n u t e s b e f o r e decontamination using povidone iodine and 70% ethyl alcohol (etoh). the technique for separation of the dermis from the epidermis has been described elsewhere.(11) the skin sample was minced and placed in a 35-mm diameter culture dish with α -mem and incubated overnight at 37o c with 5% co2. the medium was increased to working volume the next day and supplemented with 20% fbs for expansion culture. fibroblast out growths appeared within 7 days (figure 1a) and were subcultured twice before being used for the experiment. excess cells were cryopreserved using a slow-freezing method. approximatelly one million viable cells were resuspended in cryomedium [dulbecco’s modified eagle’s medium (dmem) 20% fbs, univ med vol. 33 no.2 94 hadi, kusuma, sandra allogeneic human dermal fibroblasts fbs and dimethyl sulfoxide(dmso) in a 7:2:1 ratio], incubated overnight at -80 oc and transferred directly to liquid nitrogen cryofreezer the next morning.(12) fibroblast characterization cultured fibroblasts were characterized functionally by quantifying collagen 1 and 3 secretion. conditioned medium from cultured fibroblasts at 1-3 days in vitro were collected, centrifuged at 1500 rpm for 10 minutes, and the resulting supernatant used to quantify collagen 1 and 3 using col1a1 and col3a1 elisa kits (uscn). to find out whether the dermal fibroblasts retained a multipotent subpopulation, we calculated relative oct4 mrna expression between passages 4-6. a total of one million viable cells were collected for total rna isolation using high pure rna isolation kit (roche), quantified using a qubit fluorometer (invitrogen). real-time polymerase chain reaction (rt-pcr, roche) was performed using lightcycler rna master sybr green i (roche). forward and reverse primers for oct4 were 5'-aggtgttcagcc aaacgacc-3' and 5'-tgatcgtttgccc ttctggc-3', respectively. beta-actin was used as house keeping gene with the following primer sequences: forward 5’-agagctacga gctgcctgac-3’ and reverse 5’-agcac t g t g t t g g c g ta c a g 3 ’ . b o t h p r i m e r sequences had been confirmed to be specific using the nucleotide blast facility from ncbi. peripheral blood monocyte isolation the peripheral blood samples collected from one healthy human volunteer was treated with edta and cooled in a refrigerator for 60 minutes. pbmc isolation was conducted by centrifugation for 30 minutes at 2000 rpm using ficoll hypaque (1.077 g/dl; sigma) with a 1:1:1 ratio of blood, phosphate buffer saline (pbs, gibco) and ficoll.(12) the thin buffy coat layer visible between serum and ficoll layer was collected and washed three times with pbs at 1500 rpm for 10 minutes. co-culture the experiments were conducted on 96well culture plates. a total of 3 x 103 viable fibroblasts were seeded with 1.5 x 105 pbmc in 100 µl á-mem supplemented with 10% fbs per well. the experimental groups used in this study were the intervention group consisting of a co-culture of fibroblast and pbmc, and two control groups consisting of fibroblast control group and pbmc control group. this set up was arranged on two plates and repeated in triplicate per plate. both plate were incubated at 37o c with 5% co2. and assessed at two time point, one for each plate at 2 and 4 day in vitro, respectively. we used separate fibroblast and pbmc cultures, each in their own 35 mm culture dishes,seeded at the same density as used for the experiment. this separate setup was for evaluating fibroblast confluence and pbmc attachment in standard culture. mitochondrial activity was assessed by colorimetric method using water soluble tetrazolium-1 (wst-1) proliferation assay (roche) on a 96-well culture plate. a microplate reader with 450 nm filter was used to read the absorbance. data analysis the collected data were processed on an excel spreadsheet (version 2007; microsoft). blank absorbance values were subtracted from the original data. absorbance values were used to calculate viable cells with an equation derived from the linear chart shown in figure 1. calculated viable cell numbers were further analyzed to derive population doubling, doubling time, and simulated growth curve. oct4 expression data were presented as ratios, using data from passage 6 for comparison. statistical significance was determined using paired student’s t-test. results the separate dermal fibroblast control culture in the 35-mm culture dish at the same 95 figure 1a. outgrowth of primary human dermal fibroblasts and keratinocytes from skin explants seen as spindle-shaped and cobble-stone cells, respectivelly. div 6, 20x nikon (div = day in vitro) figure 1b. fibroblast confluence >80% ( div4, 20x nikon) figure 1c. plastic-attached, spindle-shaped, fibroblast-like cells from pbmcs known as mesenchymal progenitor cells (mpcs) or fibrocytes (div18, 10x axiocam; div = day in vitro) figure 1b. fibroblast confluence >80% ( div4, 20x nikon) univ med vol. 33 no.2 96 hadi, kusuma, sandra allogeneic human dermal fibroblasts s e e d d e n s i t y a s t h e c o c u l t u r e , r e a c h e d confluence in 4 days in vitro (figure 1b), while the pbmc control culture in their own 35 mm culture dish showed plastic-attached, spindleshaped cell colonies after 5 days in vitro (figure 1c). to evaluate the results we subtracted absorbance values of the co-culture group with those of the pbmc control group and compared the resulting data with the fibroblast control group. mitochondrial celullar dehydrogenase activity was used to quantify viable cells after incubation. this study did not reveal any significant differences in viable cell numbers between the co-culture group and the fibroblast control group (p>0.05) (figure 2). the numbers of viable cells in both coculture and fibroblast control groups after four days in vitro were correspondingly greater than the numbers of viable cells after two days in vitro. calculated viable cell numbers increased figure 2. no significant difference in calculated viable cell number after 2 days (div2) and 4 days (div4) of culture (p>0.05) (ratio of viable cells calculated from absorbance reading/initial seed number) 1.8 and 5.1 times, respectively, at two and four days in vitro. from the population doubling and doubling time values it was apparent that in the first two days of culture, the fibroblasts were in the lag phase (long doubling time, 56 hours) and entered the proliferative phase (shorter doubling time, 32 hours) in the next two days. however, the simulated growth curve derived from the doubling time differs with the actual cell numbers by more than 40% (table 1). these data reveal that co-culture of fibroblasts with pbmc did not reduce fibroblast proliferation capacity. the fibroblasts were confirmed to secrete collagen 1 and 3 into the culture media; collagen 1 secretion was however significantly lower than collagen 3 secretion (p<0.05) (figure 3). oct4 mrna expression levels show a steady decline from passage 4 to 6 (figure 4). cryopreserved fibroblasts were thawed after 2 days in liquid nitrogen and evaluated using the trypan-blue exclusion method. fibroblast hours actual co-culture actual fibroblasts simulated co-culture simulated fibroblasts 0 3 ,00 3,00 3,00 3,00 40 5 ,43 5,49 5,49 5,62 80 15,38 15,23 26,91 26,04 table 1. comparison of cell numbers between simulated cell numbers derived from fibroblast doubling time and actual cell numbers calculated using linear wst-1 curve 97 recovery was over 90%; however, we recorded a loss of about 40% of the initial cell population under going cryopreservation. discussion our findings reveal that co-culture of allogeneic fibroblasts with pbmc is feasible. a mixed lymphocyte reaction study will show different results, because in that case both fibroblasts and pbmc will contain immunereactive cells, such as t lymphocytes and apcs. classic study of epidermal cells in a mixed skin cell lymphocyte reaction study (mlsr) requires the presence of langerhans cell as apcs to stimulate the blood mononuclear cells. our study results indicate that the fibroblast culture was not contaminated by langerhans cells or t lymphocytes, both of them able to act as apcs. the results also show no adverse effects from innate immunity, nk cell activity, and serum complement cytotoxic reactions. the fibroblasts used in this study were s u b c u l t u r e d t w i c e b e f o r e e n t e r i n g t h e experiment. the cells were considered to be functional because they were able to secrete collagen 1 and 3. the different amounts of collagen secreted by both types is considered figure 3. secreted collagen 1 and 3 on div1, div2 and div3, significantly different (p<0.05); highest difference at div2 (div: day invitro) figure 4. oct4 mrna relative expression level compared between passages, 1.0e+06 viable cells used for total mrna extraction univ med vol. 33 no.2 98 hadi, kusuma, sandra allogeneic human dermal fibroblasts acceptable because collagen 3 is secreted in larger amounts by younger children.(13) passagetwo fibroblasts were used because further passaging showed significantly lower oct4 expression levels. this finding suggested a down regulation of oct4 which could be attributed to spontaneous differentiation, frequently occurring in stem cells cultured in the presence of serum. passaging also sufficiently removed potential contaminants from the cell suspension, such as epidermal langerhans cells and t-cells, which are common contaminants in fibroblasts isolated from skin explants. the actual fibroblast growth curve in our study shows that both control and intervention fibroblasts remained for the same amount of time in the lag phase and entered the proliferative phase at about the same time. the difference between simulated and actual growth curve may be explained by assuming that space restriction in the culture wells initiated contact inhibition, thus lowering the cell numbers observed. the results indicate that after allogeneic transplantation, the fibroblasts should be able to integrate with the host tissue. dermal substitute products such as transcytetm and dermagrafttm, that are derived from allogeneic living fibroblasts, are known to have been successfully applied empirically for various types of wound.(14,15) the r e s u l t s o f o u r e x p e r i m e n t p r o m i s e t h e achievement of similar results using locally collected sources of fibroblasts. our study should be followed up by other experiments, such as the generation of induced pluripotent stem cells from fibroblasts (16–18) or clinical trials that require large numbers of cells demanding a s t o r a g e s o l u t i o n . o u r s l o w f r e e z i n g cryopreservation method at low (10%) dmso concentration showed a high recovery rate (90%), but with a technical loss of 40% of the initial cell numbers. this study was limited by the lack of autologous co-culture because of difficulties in obtaining samples. the incubation period was restricted to 4 days, because on the 5th day pbmc subpopulations known as mesenchymal progenitor cells (mpcs) or fibrocytes exhibiting plastic-attachment ability, started to interfere with the fibroblast viability assessment.(19,20) this study demonstrated the potential application of locally collected foreskin-derived dermal fibroblasts for cell therapy, particularly the regenerative approach, for chronic wound h e a l i n g . s u c c e s s f u l i s o l a t i o n o f d e r m a l fibroblasts that retain multipotent stem cell subpopulations also offers patient-specific fibroblast populations for regenerative and reprogramming purposes. conclusions allogeneic human dermal fibroblasts retain their viability and proliferative capacity in pbmc co-culture system. future research should be directed to evaluate allogeneic human dermal fibroblast competency in clinical settings. research could also be directed to construct dermal-epidermal composites for the production of bilayered human skin equivalents that can be used in wound therapy, cosmetic toxicological protocols, and drug delivery studies. acknowledgements f u n d i n g w a s p r o v i d e d b y t h e r i s e t unggulan universitas 2013 grant scheme. we thank intan razari for laboratory asisstance, ratih rinendyaputri and prof. drh. arief b o e d i o n o , p h . d f o r c o n s u l t a t i o n o n cryopreservation methods, dr. linda julianti wijayadi, sp.kk for the elisa procedure, dr m a h d i a n n u r n a s u t i o n , s p . b s f o r t h e circumcision procedure and viko and wiza for their enthusiasm in research. references 1. li l, fukunaga-kalabis m, yu h, xu x, kong j, lee jt, et al. human dermal stem cells differentiate into functional epidermal melanocytes. j cell sci 2010;123:853–60. 99 2. bi d, chen fg, zhang wj, zhou gd, cui l, liu w, et al. differentiation of human multipotent dermal fibroblasts into islet-like cell clusters. bmc cell biol 2010;11:46. 3. crigler l, kazhanie a, yoon tj, zakhari j, anders j, taylor b, et al. isolation of a mesenchymal cell population from murine dermis that contains progenitors of multiple cell lineages. faseb j 2007;21:2050–63. 4. shim jh, park jy, lee mg, kang hh, lee tr, shin dw. human dermal stem/progenitor cell-derived conditioned medium ameliorates ultraviolet ainduced damage of normal human dermal fibroblasts. plos one 2013;8:e67604. 5. crespo av, awe jp, reijo pera r, byrne ja. human skin cells that express stage-specific embryonic antigen 3 associate with dermal tissue regeneration. bio res 2012;1:25–33. 6. bakker k, schaper n. the development of global consensus guidelines on the management and prevention of the diabetic foot 2011. diabetes met res rev 2012;28:116–8. 7. ding w, stohl ll, wagner ja, granstein rd. calcitonin gene-related peptide biases langerhans cells toward th2-type immunity. j immunol 2008;181:6020–6. 8. mukonoweshuro b, brown cj, fisher j, ingham e. immunogenicity of undifferentiated and differentiated allogeneic mouse mesenchymal stem cells. j tissue eng 2014;5:2041731414534255. doi: 10.1177/2041731414534255. 9. mizukami y, abe t, shibata h, makimura y, fujishiro sh, yanase k, et al. mhc-matched induced pluripotent stem cells can attenuate cellular and humoral immune responses but are still susceptible to innate immunity inpigs. plos one 2014;9:e98319. 10. hargreave t. male circumcision: towards a world health organisation normative practice in resource limited settings. asian j androl 2010;12: 628–38. 11. kusuma i, hadi rs. geraniin supplementation increases human keratinocyte proliferation in serum-free culture. univ med 2013;32:3-10. 12. djuwantono t, wirakusumah ff, achmad th, sandra f, halim d, faried a. a comparison of cryopreservation methods: slow-cooling vs. rapid-cooling based on cell viability, oxidative stress, apoptosis, and cd34+ enumeration of human umbilical cord blood mononucleated cells. bmc research notes 2011;4:371. 13. coolen na, schouten kc, middelkoop e, ulrich mm. comparison between human fetal and adult skin. arch dermatol res 2010;302:47–55. 14. pereira c, gold w, herndon d. review paper: burn coverage technologies: current concepts and future directions. j biomater applic 2007;22:101– 21. 15. auger f, lacroix d, germain l. skin substitutes and wound healing. skin pharmacol physiol 2009; 22:94–102. 16. pereyra-bonnet f, gimeno ml, argumedo nr, ielpi m, cardozo ja, gimenez, et al. skin fibroblasts from patients with type 1 diabetes (t1d) can be chemically transdifferentiated into insulin-expressing clusters: atransgene-free approach. plos one 2014;9:e100369. 17. simeonov kp, uppal h. direct reprogramming of human fibroblasts to hepatocyte-like cells by synthetic modified mrnas. plos one 2014;9: e100134. 18. durruthy-durruthy j, briggs sf, awe j, ramathal cy, kayumbaran s, lee pc, et al. rapid and efficient conversion of integration-free human induced pluripotent stem cells to gmp-grade culture conditions. plos one 2014;9:e94231. 19. curnow sj, fairclough m, schmutz c, kissane s, denniston ako, nash k, et al. distinct types of fibrocyte can differentiate from mononuclear cells in the presence and absence of serum. plos one 2010;5:e9730. 20. pilling d, vakil v, gomer rh. improved serum-free culture conditions for the differentiation of human and murine fibrocytes. j immunol methods 2009; 351:62–70. univ med vol. 33 no.2 may-august 2023 universa medicina vol.42 no.2 pissn: 1907-3062 / eissn: 2407-2230 research trends in brain imaging of mild cognitive impairment in 25 years: a bibliometric analysis daniella satyasari1* and agnes tineke waney rorong1 abstract mild cognitive impairment (mci) is a condition that is experienced by most elderly in the world. although there has been a huge rise in research on developing brain imaging tests that can identify and evaluate mci early on, a bibliometric analysis of this issue is still lacking. the purpose of this review is to determine the pattern and growth of research trends related to mci and brain imaging using bibliometric analysis, based on scopus data from 1996 to 2021. the data was converted to comma separated values (csv) and exported to vosviewer to bibliometrically analyze the origin by country, keywords, frequently cited articles, author, and journals. over a 25-year period, 5081 articles were discovered, with the number rising, particularly in the past four years, and significantly in 2022 when 561 articles (11.04%) were found. the journal of alzheimer's disease (19.22%) and neuroimage clinical (10.22%) published the largest number of articles on this subject. the united states (24.31%) led all other countries in the number of publications, followed by china (14.84%) and uk (6.5%). the most cited article was by petersen rc in 1999 (41 citations) about mci and its clinical characterization. the keywords that appeared the most frequently were mild cognitive impairment (984 occurrences) associated with biomarkers, brain scanning procedures, brain part, age, and human subject. the most frequently cited authors were petersen rc (1365 citations) and jack cr (1103 citations). neuroimage (4164 citations), and neurology (3268 citations) are the most repeatedly cited journals. this bibliometric study displays the trend in the last 25 years for mci and brain imaging. keywords: mild cognitive impairment, brain imaging, bibliometric analysis, vos viewer 1department of psychiatry, faculty of medicine, universitas trisakti, jakarta, indonesia *correspondence: daniella satyasari department of psychiatry, faculty of medicine universitas trisakti, jl. kyai tapa no.1, jakarta, indonesia 11440 email: daniella.satyasari@trisakti.ac.id orcid id: 0000-0002-8415-3893 date of first submission, november 21, 2022 date of final revised submission, may 9, 2023 date of acceptance, may 29, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license review article doi: http://dx.doi.org/10.18051/univmed.2023.v42.xxxx copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1393 cite this article as: satyasari d, rorong atw. research trends in brain imaging of mild cognitive impairment in 25 years: a bibliometric analysis. univ med 2023;42: xxxxx. doi: 10.18051/univmed. 2023.v42.xxxxx. mailto:daniella.satyasari@trisakti.ac.id https://orcid.org/0000-0002-8415-3893 https://orcid.org/0009-0009-7681-7440 http://dx.doi.org/10.18051/univmed.2023.v42.xxxx https://univmed.org/ejurnal/index.php/medicina/article/view/1393 univ med vol. 42 no. 2 introduction the proportion of the world’s elderly population will double from 12% to 22% by 2050 according to the world health organization (who). physical and mental abilities may gradually deteriorate as people age and there is also a reduction in cognitive function, manifested as mild cognitive impairment (mci).(1) mild cognitive impairment is defined as a neurological disorder in the elderly which is characterized by decreased cognitive functioning, especially in memory, but has no significant impact on daily life and has not met the criteria for dementia.(2) the prevalence rate of mci in the elderly population varies greatly in various studies around the world ranging from 3% to 42%.(3) based on indonesian national socio-economic survey (susenas) data in 2022, the proportion of the elderly population is 10.48%.(4) according to data from the directorate general of medical services of the indonesian ministry of health in 2010, the prevalence of mci in the elderly in indonesia was around 32.4%.(5) to both identify and protect patients from cognitive deterioration, it is necessary to examine biomarkers that can predict individuals who are predisposed to developing alzheimer’s disease (ad). various diagnostic and screening techniques are used to detect these biomarkers and evaluate mci, such as magnetic resonance imaging (mri), positron emission tomography (pet), and cerebrospinal fluid (csf) sampling.(6) brain imaging technique s such as mri are recommended by various guidelines in europe and the united states because these techniques can assess structural damage, such as in blood vessels, and changes in parts of the brain. the presence of biomarkers allows pre-symptomatic diagnosis and evaluation of disease progression.(7) however, to determine how well these screening techniques and biomarkers can predict the risk in mci individuals, further studies are needed in individuals with different levels of risk.(8) this review was conducted because of the rise in the incidence of mci and the need to prevent its potentially worsening effect in the elder ly. (6) t hr ough bibliometric a nalysis, researchers can understand the focus of current research, identify widely cited publications, and predict the direction of future research.(9) however, this approach is still lacking in the case of mci. therefore, the aim of this review is to conduct a bibliometric analysis of mci and brain imaging using scopus and vosviewer to ascertain the scientific framework (year of publication, articles, authors, countries, keywords, and journal). the findings of this bibliometric analysis are expected to provide an overview of the connections between the two topics and offer recommendations regarding ways to conduct examination for mci screening, diagnosis and evaluation. methods this bibliometr ic analysis has thre e methodological phases (figure 1), namely data collection (phase 1), data visualization (phase 2), and data analysis with data interpretation (phase 3).(10) data collection data collection in the first phase begins by using a search for journals according to keywords and research criteria. the search for bibliometric journals using basic data from the scopus database with keywords was carried out on april 13, 2023. the keywords used were mci, brain, imaging, and brain imaging. keyword intake was associated with boolean logical functions such as or and and which led to the following search topics: [title-abs-key (“mci”) and title-abskey (“brain” and “imaging” or “brain imaging”) and (exclude (pubyear, 2023))]. in phase 1, there are no set criteria for the year of publication to show the trend of these topics, but we omit 2023 because it is still in progress. the types of data are not limited to articles, but also include books, book chapters, reviews, and conference papers. based on these keywords, 5081 articles were obtained from 1996 to 2021. figure 1. the methodological phases and analytical criteria applied in this study.(10) data visualization in the second phase, the data found in scopus was subsequently converted to a comma separated value (csv) file using microsoft excel. the csv file was then extracted using the openrefine application so that the number of keywords in the author and index keywords section can be streamlined. after data conversion, the csv file was exported by vosviewer software for bibliometric analysis of countries, authors, journals, articles, and keywords.(10) in this study, the bibliometric method was used to visualize mci and brain imaging through vosviewer by means of bibliographic coupling (independent articles citing the same article), cocitation analysis (showing linked journals and authors from stored citations) and co-occurrence of keywords (showing frequently repeated author keyword maps).(11) data analysis in the third phase, bibliometric analysis was carried out using the performance analysis approach and scientific structure analysis. performance analysis is carried out by evaluating trends in year of publication, country, journal, number of articles and most frequent citations. scientific structure analysis uses scientific mapping of keywords, authors, most frequently cited articles, and co-citation networks of authors and journals. the results will be displayed in the form of interconnecte d circles. (1 2) da ta interpretation is done by looking at the relationship between circles, color, and size. the closer the distance between the two circles, the greater the strength of the relationship between the terms in these circles. in addition, the larger circle size is correlated with a higher frequency of occurrence of the terms represented. in the end, bibliometric analysis enables the achievement of our research objectives, namely the mapping of scientific structures, patterns and developments in research trends related to m ci themes and brain imaging.(13) ethics statement ethical approval is not required for this study because it is based on secondary data. results analysis of annual publications and trend it was found that there were 5081 articles that matched the criteria. figure 2 shows that articles on this topic just began to appear in 1996, with yearly increases and decreases until 2005. the increase in articles continues to occur every year from 2006, but there is a sharp increase in satyasari, rorong bibliometric analysis of mild cognitive impairment univ med vol. 42 no. 2 a b figure 2. development of articles on published study topics figure 3. visualization of country distribution analysis by year of publication the 4 years from 2019 until 2022, with 387 (7.61%), 442 (8.69%), 506 (9.95%), and 561 articles (11.04%), respectively. this indicates the increasing interest of researchers in this topic and the possibility of future advances in imaging examination capabilities. sources of scientific publications when viewed from the number of articles published annually on scopus, it was found that there were five journals with the highest numbers of articles. the journal of alzheimer’s disease publishes the largest number of articles on this topic with 94 articles (19.22%), followed by neuroimage: clinical with 50 articles (10.22%). the other three journals that publish articles on this topic are frontiers in aging neuroscience (9.61%), alzheimer’s and dementia (6.74%), and alzheimer’s research and therapy (5.72%). country contribution the more countries that contribute to creating articles and publishing them, the more likely it is to link knowledge on the topic. bibliographic coupling helps provide a consistent picture, as well as differences in research from different countries over different timescales.(13,14) using 5 as the minimal number of articles from a country, we found 34 countries that are divided into six clusters. a visualization of the country distribution analysis based on the year of publication regarding mci and brain imaging is shown in figure 3. the country with the largest number of publications in this category is the united states, with 452 articles (24.31%), followed by asia, with china having 276 articles (14.84%). the next highest contributors are the uk with 121 articles (6.5%), south korea with 105 articles (5.64%), table 1. the ten most frequently cited articles regarding mci and brain imaging.(15–24) rank author year article citations 1 petersen et al.(15) 1999 mild cognitive impairment: clinical characterization and outcome 41 2 petersen (16) 2004 mild cognitive impairment as a diagnostic entity 40 3 tzourio-mazoyer et al.(17) 2011 automated anatomical labeling of activations in spm using a macroscopic anatomical parcellation of the mni mri single-subject brain 25 4 albert et al.(18) 2011 the diagnosis of mild cognitive impairment due to alzheimer's disease: recommendations from the national institute on aging-alzheimer's association workgroups on diagnostic guidelines for alzheimer's disease 23 5 fischl (19) 2012 freesurfer 15 6 rathore et al.(20) 2017 a review on neuroimaging-based classification studies and associated feature extraction methods for alzheimer’s disease and its prodromal stages 13 7 sperling et al.(21) 2011 toward defining the preclinical stages of alzheimer's disease: recommendations from the national institute on aging-alzheimer's association workgroups on diagnostic guidelines for alzheimer's disease 13 8 belleville et al.(22) 2014 predicting decline in mild cognitive impairment: a prospective cognitive study 11 9 dubois et al.(23) 2014 advancing research diagnostic criteria for alzheimer's disease: the iwg-2 criteria 9 10 besson et al.(24) 2015 cognitive and brain profiles associated with current neuroimaging biomarkers of preclinical alzheimer’s disease 9 and canada with 102 articles (5.48%). there are also asian and european countries in this distribution. most studies on this subject were conducted between 2017 and 2020. articles from the united states and uk are from 2018 (bluish green). those from europe are largely from 2017 to 2019 (purple, bluish green and green), and those from china and other asian nations are the newest ones, from 2020 (yellow). most frequently cited articles the search for the most frequently cited articles aims to see the importance of an article and its discussion.(14) the analysis was carried out by selecting 5 as the minimum number of citations, with a total of 201 articles being found. the results showing the most frequently cited articles can be seen in table 1. the 10 most frequently cited articles are the following, sorted in descending order. the first 2 are both on mci, both were authored by petersen et al.(15,16) and were published in 1999 and 2004, with 41 and 40 citations, respectively. the next 2 articles with respectively 25 and 21 citations are by tzourio-mazoyer et al.(17) and by albert et al.,(18) both published in 2011. then come 3 articles, the first of which is by fischl (19) about freesurfer and published in 2012, with 15 citations, while the next 2 articles are about ad, authored by rathore et al.(20) and sperling et al.,(21) and published in 2017 and 2011, respectively, both with 13 citations. the next article with 11 citations is by belleville et al.(22) about mci and published in 2014. the last 2 articles both have ad as topic and are by dubois et al.(23) and besson et al.,(24) both having 9 citations. co-occurrences map by author keyword keyword analysis can provide an overview of the concepts that most frequently arise from the research area under investigation.(25) with a minimum of 29 keywords that appear in each satyasari, rorong bibliometric analysis of mild cognitive impairment univ med vol. 42 no. 2 figure 4. visualization of keywords used from year to year in scopus indexed journals article, out of 7,468 keywords, 236 were found. in figure 4, these keywords are mapped by frequency of occurrence. keywords that appeared the most frequently wer e mild cognitive impairment (984 occurrences), male (822 occurrences), female (815 occurrences), aged (789 occurrences), cognitive defect (704 occurrences), nuclear magnetic resonance imaging (731 occurrences), cognitive dysfunction (579 occurr ences), magnetic resonance imaging (547 occurrences), neuroimaging (547 occurrences), and diagnostic imaging (535 occurrences). there are four clusters in the search for publications based on keywords. the red colored cluster mostly highlights human subjects and parts of the brain. the blue cluster shows mild cognitive impairment associated with the procedures of brain scanning, whereas the green cluster is associated with biomarkers and the yellow cluster with age. co-citation map by most frequently cited author this kind of analysis emphasizes outstanding authors which are linked using citation records. there are 69.231 cited authors who are the references of this study. by using the criterion of 20 as the number of authors, the study found 2250 authors who met the criterion. six clusters are created here using the default setting of 1000 authors. shen d (758 citations) is the most frequently referenced author in the red cluster, and many other chinese authors are listed as being associated with studies on imaging of brain anatomy and medical image analysis. morris jc (538 citations) and klunk we (346 citations) in the green cluster, whose research focuses on the role of biomarkers in aging and ad as well as brain amyloid imaging. the author with the most citations overall in the blue cluster is petersen rc (1365 citations) with numerous studies about mci and dementia, from guidelines up to biomarkers to detect the disease and it’s progression. the blue cluster linking up with other authors whose research focuses mostly on aging and dementia. the authors who ar e most frequently cited in the yellow cluster are jack cr (1103 citations), knopman ds (665 citations) and scheltens p (626 citations) who are associated with other authors whose research focuses on csf and inflammatory biomarkers in ad. the author with the most citations in the purple cluster is blennow k (674 citations), associated with authors whose studies are about risk of ad from plasma biomarkers and genetic factors. aarsland d (320 items) is the most prominent author in the light blue cluster, related with other authors whose studies are about the diagnosis, risk factors, and clinical manifestations of ad and other related dementia. the top 10 most co-cited authors on mci and brain imaging are shown in table 2. co-citation map of scientific journals a map of the co-citation journal was conducted to emphasize direct observation of source that have been cited repeatedly by a particular discipline.(26) this analysis shows scientific journals that are repeatedly cited in studies on mci and brain imaging. it was found that there were 10.283 scientific journals and with a minimum criterion of 20 citations, there were 437 journals that met the criterion. table 3 shows the top 10 scientific journal sources co-cited on the subject of mci and brain imaging. the cluster analysis of journal sources is divided into four groups with high similar properties. the red cluster consists of the journal alzheimer’s & dementia (1308 citations) and other journals on geriatrics and psychiatry in this network. neuroimage (4164 citations) is the most prominent journal in the green cluster and is a s s oc i a t e d wi t h a dd i t io n a l ima gi ng a nd ranking author citations links total link strength 1 2 petersen rc jack cr 1363 1103 999 999 170.174 141.981 3 4 5 6 7 8 9 10 shen d blennow k knopman ds scheltens p morris jc fox nc fischl b weiner mw 758 674 665 626 538 528 520 495 970 997 997 999 998 996 990 999 78.147 91.941 91.941 92.606 82.523 70.542 74.320 69.126 table 2. top 10 authors co-cited in references on mci and brain imaging ranking journal source citations links total link strength 1 2 neuroimage neurology 4164 3268 435 435 159.938 155.258 3 4 5 6 7 8 9 10 brain alzheimer’s & dementia plos one journal of alzheimer’s disease neurobiology of aging archives of neurology the lancet neurology annals of neurology 1410 1308 942 903 829 690 652 605 435 424 435 339 337 321 398 292 73.700 55.796 41.556 40.880 46.145 37.015 31.954 31.471 table 3. top 10 scientific journals co-cited on mci and brain imaging satyasari, rorong bibliometric analysis of mild cognitive impairment univ med vol. 42 no. 2 neurobiology journals. the blue cluster is dominated by the journal neurology (3268 c i t a t i on s) , wh ic h i s l i nke d to o th e r inte r dis ci pl inar y j our na ls t ha t de a l wit h neurological disorders. the yellow cluster has plos one (946 citations) as the most well-known publication associated with journals broadly discussing science and medicine. discussion according to the analysis of scientific production, there has been an increase in research output on mci and brain imaging since 2006, but there has been a strong increase particularly since 2019, with production hitting a peak of 561 articles (11.04%) in 2022. it is indisputable that over the past four years, it has become crucial that the topic of mci and brain imaging has generated a great deal from both research and clinical perspectives. the growing knowledge about this topic can also signal a greater need for newer alternative approaches to imaging tools and techniques that are developed to detect, treat, prevent, and evaluate mci globally. the country with the greatest number of publications in this category is the united states, followed by china, the uk, south korea, and canada. when sorted by year, articles from the united states are largely from 2018, those from europe are from 2017 to 2019, and those from china and other asian nations are the newest ones from 2020.(27–29) the growing number of studies on this subject coming from various countries demonstrates the need for the ability to deal with cognitive issues in both developing and developed countries, especially with the use of brain imaging technique that can then be taken into consideration.(30,31) due to asia’s prominence as the world’s most populous region and its fast expanding societies, there has been a rise in research on this subject recently in the asian region.(32,33) according to recent studies, the prevalence of mci is almost the same in the east and the west, at 3–42%, but asia has a very dense population, and particularly the number of people who are aging and at risk of developing mci would rise in this region.(34,35) the rapid rise in the prevalence of mci causes significant issues for the healthcare system that can be influenced by factors such as culture, economics, education, social conceptions of aging, and geographic location.(36,37) according to the source of scientific publications as well as the co-citation map of scientific journals, the majority of mci and brain imaging journals are multidisciplinary, including journals about geriatrics, psychiatry, imaging, neurobiology, neuropsychology, neurology, science, behavior, and medicine. there are various ways to look at this issue, therefore it is possible that all parties involved will need to work together to find a solution. (38,39) with a multidisciplinary team, broad approaches to mci are required, encompassing pharmaceutical and non-pharmacological interventions from prevention to rehabilitation.(40–42) to improve patient-centered care and present a viable strategy for providing patients and families with integrated health an d medica l care, the collaborative care model should be established and put into practice concurrently.(43–45) the foundation of a successful collaboration is built on open communication among team members, teamwork, trust and respect for each team member ’s knowledge, collegiality, and understanding of the area of medical practice.(46) according to the research that has received the most citations on this subject, petersen rc’s 1999 publication emphasizes that clinical traits that fit the requirements for mci can be distinguished from mild ad and from cognitive domain deficits in more severe ad.(15) petersen rc’s research from 2004 that also featured a similar topic on improving the mci criteria and making the therapy target more apparent was the secondmost-cited study.(16) articles from 2011 to 2017 have also received many citations in other studies. based on the discussion of prior research, studies from before 2015 continue to focus more on diagnostic criteria that are clinically evaluated using tests of memory and cognition.(15–19) it appears that numerous studies from 2015 and later have started to talk about brain profiles and bioma rker methods using neuroimaging techniques to detect mci and other cognitive issues. to forecast cognitive decline, early detection, diagnostic guidelines, and the goal of an extensive early treatment, neuroimaging techniques using mri and pet scans for the detection of a 1-42 and tau have started to be used.(20–24) the keyword that appears the most frequently in each article is mild cognitive impairment which is connected to the procedures of brain scanning. the other keywords that tend to come up frequently are male and female, which is related to human subjects, brain structure, and function. moreover, positron emission tomography is frequently used and connected to biomarkers. the keywords age and those connected to it are the most prevalent. the correlation between keywords demonstrates a connection between mci, imaging methods, and biomarkers as aging progresses. according to the visual analytical findings, there has been considerable research done on the topic of brain scanning techniques because keywords related to these techniques are frequently discovered. this highlights the fact that more studies are examining the use of neuroimaging as a test to diagnose and evaluate cognitive impairment by looking at specific biomarkers, potentially because it is easier and provides data more rapidly.(47,48) in the co-citation map by most frequently cited author, petersen rc is the most prominent cited author, followed by jack cr, shen d, blennow k, knopman ds, scheltens p, klunk we, and aarsland d. petersen rc, a professor in neurology(49) has began to write articles in 1974 and since 2002 has produced numerous articles related to mci, dementia, and alzheimer’s disease.(50–52) he produces a lot of research and interestingly, starting in 2013, he began to concentrate more on bioma rker s and neuroimaging methods.(53–57) it is not surprising that he is the author who is most commonly cited considering the approximately 1000 publications on this subj ect and the continual yearly development of those numbers.(49) this is in contrast with shen d, a professor of radiology,(58) who began writing articles in 2002 on a variety of subjects, including genetics, anatomical brain networks, medical image analysis, and others on topics ranging from infants to elderly people who suffer from dementia.(59–61) because of the broadness of his writing, although not as a first author, shen d has received numerous citations for his work. the writers who are commonly ref erenc ed here come f rom a var ie ty of institutions, nations, and fields of study, indicating that the distribution of authors on this subject is quite diverse.(62–66) this 25-year trend can be seen by looking bibliometrically at the top productive authors, countries, keywords, most cited articles, and journals. according to the trend of the discussions, this subject started to be popular around 2015, its popularity increased until 2022, and this mapping supports the premise that brain imaging approaches to look for distinctive biomarkers seem promising for future directions in building guidelines for diagnosis and treatment of mci. arguably it cannot be the only test used to diagnose cognitive impair ments, but its significance is obviously important given the increased discussion about this topic. the weakness of this research is that the data were limited to the scopus database, therefore it is possible that some overview from a different angle was not included in the study. in addition, bibliometric analysis also cannot be used to measure the validity and quality of scientific publications, and the number of citations to an article is highly dependent on various factors. although the results of this bibliometric analysis can be used for further study and for developing the topic of mci and brain imaging, these limitations need to be considered in interpreting the results of this study. conclusions this review provides a research trend related to mci and brain imaging through satyasari, rorong bibliometric analysis of mild cognitive impairment univ med vol. 42 no. 2 bibliometric analysis over a period of 25 years. this theme is getting more popular by looking at the growing articles, particularly in the past four years. since 1996, there has been research on mild cognitive impairment alone. however, since 2015 and beyond, there has been a rise in interest in the topic in relation to brain imaging techniques and biomarkers, with asia in 2020 receiving particular emphasis. the mapping’s findings provide more evidence for the relationship between aging, mci, and numerous biomarkers and brain imaging procedures. the primary method used in the research is brain imaging to identify a 1-42 and tau as biomarkers for mci and other cognitive diseases, as well as for diagnostic guidance and treatment. the results of journals that are frequently cited and clearly shown suggest that there is a relationship between various multidisciplinary fields, necessitating team collaboration with a patient focus to achieve better results in preventing mci and its deterioration. however, until now, brain imaging cannot be used as a single examination in diagnosis and therapy for mci. hence, more thorough analysis and research are needed to determine how to apply brain imaging in clinical practice. conflict of interest we know of no conflicts of inte rest associated with this publication. acknowledgements we thank dewan riset dan pengabdian kepada masyarakat (drpmf) universitas trisakti for 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cincau leave infusion at dosages of 2.5 mg/kg bw, 5 mg/kg bw, and 10 mg/kg bw, respectively, while group iv (positive control) received antacid at a dosage of 20 mg/kg bw, and group v (negative control) one milliliter of distilled water. all interventions were given by the oral route, once daily for seven days. on day 7, the mice were given aspirin (600 mg/kg bw) to induce gastric ulcer. after 30 minutes, all mice were sacrified, and their stomachs examined macroscopically for gastric ulcer, characterized by the presence of ulcer(s) and bleeding. total ulcer scores were analyzed by one-way anova to compare between-group protective effect of interventions against aspirin-induced gastric ulcer. results showed that groups treated with cincau leaf infusion at all dosages experienced a gastric ulcer protective effect. there were significant differences (p=0.002) between treatments, compared to the negative control, but no significant differences (p>0.05) when compared to the positive control. thus cincau leaves (cyclea barbata miers) at dosages of 2.5 mg/kg bw, 5 mg/kg bw, and 10 mg/ kg bw, had a protective effect against aspirin-induced gastric ulcer in mice. higher dosages of cincau leaf infusion have a correspondingly higher gastric ulcer protective power. keywords : cyclea barbata miers, aspirin-induced gastric ulcer, mice *department of pharmacology, medical faculty, islam indonesia university yogyakarta correspondence dr. isnatin miladiyah, m.kes. department of pharmacology, medical faculty, islam indonesia university jl. kaliurang km 14.5 sleman yogyakarta 55564 phone: 0274-898444 ext. 2002 email: isnatin@fk.uii.ac.id univ med 2011;30:88-94 protective effects of cyclea barbata miers leaves against aspirin-induced gastric ulcer in mice iskandar muda siregar* and isnatin miladiyah* may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina introduction gastric ulcer is one of the intestinal disorders that occur frequently due to an imbalance between offensive factors (gastric acid secretion) and defensive factors (gastric mucosal defense).(1) aspirin and other nonsteroidal anti-inflammatory drugs (nsaids) may induce these ulcers through inhibition of 89 univ med vol.30 no.2 prostaglandin biosynthesis, reduced gastric blood flow, local irriation, and disruption of local tissue restitution and repair.(2) the cincau plant (cyclea barbata miers) belongs to the menispermaceae family and is traditionally utilized by many indonesian communities as a refreshing beverage in the form of a gel or infusion. some communities in indonesia also use the infusion as medication against cold. cold is frequently felt to be a digestive disorder, with the complaints of sprue, diarrhea, epigastric fullness, and reflux of gastric acid into the pharynx.(3) it is the tannin content of cincau leaves that is believed to be beneficial for abdominal pain. in addition, this plant contains various b i s b e n z y l i s o q u i n o l i n e a l k a l o i d s , i . e . berbamine, chondocurine, alpha and beta cyclanoline, fangchinoline, homoaromoline, isochondocurine, isotetrandrine, lemacine, and tetrandrine,(4) as well as the minerals calcium and phosphorus, and vitamins a and b.(5) cincau leaves contain mucin, thus cincau leaf extract readily turns into a gel, resembling agar.(5) the major component of cincau gel is the polysaccharide pectin, consisting of watersoluble vegetable fibers that are readily fermented by the colonic microflora.(6) because of the pectin content, cincau leaf extract is considered to be a good source of vegetable fiber, the more so as its caloric content is sufficiently low. the high fiber content of cincau leaves leads to ease of defecation in those consuming cincau gel.(5). the effect of the pectin fibers in cincau leaves may be enhanced by the addition of citric acid, which also increases their antioxidant effect.(7) several studies have been conducted on the medicinal properties of cincau leaves, such as antitumor,(3) antipyretic, antimalarial (8) and a n t i h y p e r t e n s i v e . ( 9 ) t h e p h a r m a c o l o g i c activities of cincau leaves are thought to be c a u s e d b y t h e b i s b e n z y l i s o q u i n o l i n e alkaloids.(8-9) thus far, the effect of cincau leaves on gastric functions has been investigated in a study on gastric hydrochloric acid (hcl) concentration and gastric histopathology after simultaneous administration of an aqueous extract of cincau leaves and aspirin to wistar rats. the study results indicated that cincau leaves protected the gastric mucosa from the effects of aspirin, as demonstrated by gastric histopathology, but did not affect the gastric hcl concentration.(10) the present study differs from the abovementioned one in the method of preparation of the cincau leaves (infusion vs gel), and in the observed effects (macroscopic examination and measurement of ulcer index vs microscopic examination and measurement of hcl concentration). on the basis of several studies on the content of active substances in cincau leaves, the present study aims to evaluate the protective effect of cincau leaves against gastric ulcer after administration of aspirin in mice. methods research design the study was designed as a purely experimental laboratory investigation using controls to evaluate effect of cincau leaves on gastric ulcer. test animals this study used 25 balb/c mice aged 2-3 m o n t h s a n d w e i g h i n g 2 0 3 0 g r a m s . t h e experimental animals were healthy mice (active and without any physical defects), whose condition was monitored before and during the study, and who were handled with reasonable care during the experiments. according to the previous study, with 5 intervention groups, each consisting of 5 test animals (minimum size), the size of the sample was 25, selected by simple random sampling.(11) cyclea barbata miers cincau leaves (cyclea barbata miers) were obtained during the period of februarymarch 2009 in and around the sleman district. the leaves selected were clean and shiny ones, 90 lesions score ulcer length > 10 cm 4 length 2-10 cm 2 length 1-2 cm 1 length < 1 cm 0.5 bleeding 2 table 1. ulcer score (13)as such leaves have a substantially higher content of active substances. the leave picking was started from the lower stem upwards. the leaves were identified at the pharmacognosyphytochemistry laboratory, pharmacy program, faculty of mathematic and natural sciences (fmipa), uii, yogyakarta, from where the chemicals used in the preparation of the cincau leaf infusion were also obtained. a liquid antacid preparation (bayer) was used as positive control, and aspirin (bayer) as inducer of gastric ulcer in the laboratory animals. preparation of cincau leaf infusion cincau leaves were washed, after which 50 grams were weighed off, and 300 ml water was added to cover the leaves. the material was then placed in a waterbath at 80-90oc for 30 minutes. the solution was filtered with filter paper, replaced in the waterbath, and left to evaporate, until only 50 ml water was left. induction of gastric ulcer as inducer of gastric ulcer, aspirin was administered orally to the mice. the animals had been fasted previously for 12 hours to empty the stomach of food, and to increase the gastric acid level, thereby facilitating the induction of gastric ulcer upon administration of aspirin. the dosage of aspirin was 600 mg/kg bw, which was modified from previous studies. (12) determination of the dosage of cincau leaf infusion the basic dosage of cincau leaf infusion was taken from previous studies to be 2.5 mg/ kgbw, but modified for the higher dosages to two and four times the basic dosage, becoming 5 and 10 mg/kgbw, respectively. determination of antacid dosage the antacid dosage was calculated from the regular dosage in humans of 50 kg, thus obtaining a dosage of 20 mg/kgbw for the animals weighing 20-30 grams. calculation of gastric ulcer protective power on macroscopic examination, the signs of gastric ulcer are the presence of an ulcer (or u l c e r s ) a n d t h e o c c u r r e n c e o f g a s t r i c hemorrhage, which were scored as shown in table 1.(13) data analysis the total scores of ulcer(s) and hemorrhage in the various treatment groups were statistically analyzed using one-way anova (spss version 15 for windows) for significant differences, with p<0.05 being considered significant. results among the 25 mice (n=25) used in the study, one mouse in group i did not live to completion of the study, as it died through an error in using the stomach tube, thereby leaving only 24 animals for analysis. mean total ulcer scores of the experimental animals are shown in table 2 and figure 1. discussion apirin is an anti-inflammatory drug known for its gastric toxicity, which is frequently c h a r a c t e r i z e d b y g a s t r i c u l c e r s a n d hemorrhage.(14) therefore this drug is frequently u s e d a s a m o d e l i n s t u d i e s o n i n v i v o cytoprotective activity of new substances or compounds.(1-2,15-18) administration of nsaids, including aspirin and indomethacine, inhibits the biosynthesis of prostaglandins, particularly of pge2 and pgi2, which are protective factors siregar, miladiyah cyclea barbata against gastric ulcer 91 univ med vol.30 no.2 (mucosal resistance factors) against irritation of the stomach by gastric acid.(18, 19) inhibition of prostaglandins results in early damage to the mucosal, parietal, and endothelial cells,(15) thus leading to the formation of an ulcer. moreover, the occurrence of an ulcer is also mediated by f r e e r a d i c a l s f r o m t h e c o n v e r s i o n o f hydroxyperoxyl into hydroxyl fatty acids, c a u s i n g d e s t r u c t i o n o f t h e c e l l s . t h e s e h y d r o x y p e r o x y l c o m p o u n d s i n t u r n a r e produced by the degranulation of mast cells and the complete lipid peroxidation accompanying cellular damage.(20) figure 1 shows that the mice in the groups receiving cincau leaf infusion and antacid had lower total ulcer scores, in comparison with the negative controls receiving distilled water. this indicates that cincau leaf infusion at the three dosage levels administered simultaneously with antacids, was capable of reducing the occurrence of gastric ulcer due to oral aspirin administration. from these data it is also apparaent that with increasing dosage of cincau leaf infusion, there is a proportional increase in gastric ulcer protective effect, with the highest dosage of 10 mg/kg bw giving the highest protective power. treatment group total ulcer score of mice no. mean ± sd p 1 2 3 4 5 infusion of cincau leaves at dose 2,5 m g/kgbw 3 4 2 4 3.25 ± 0.96 0.002 infusion of cincau leaves at dose 5 mg/kgbw 3 1 4 2 2.5 2.5 ± 1.12 infusion of cincau leaves at dose 10 mg/kgbw 0.5 0 1 1 1 0.7 ± 0.45 antacid at dose 20 mg/kgbw 0 1 0.5 1 0.5 0.6 ± 0.42 aquadest 25 6 9 8 6.5 10.9 ± 7.97 table 2. mean total ulcer scores based on treatment groups in mice figure 1. mean of total ulcer score by treatment groups in mice. group i: infusion of cincau leaves at dose 2,5 mg/kgbw; group ii: infusion of cincau leaves at dose 5 mg/ kgbw; group iii: infusion of cincau leaves at dose 10 mg/kgbw; group iv: antacid at dose 20 mg/kgbw; group v: aquadest 92 the results of one-way anova indicated that there were significant differences in ulcer protection at all dosage levels of cincau leaf infusion, compared with negative controls (p=0.002). however, the three dosages of cincau leaf infusion did not show significant differences with antacid (p>0.05). from the lack of significant differences with antacid it may be concluded that cincau leaf infusion at the dosages of 2.5 mg/kg bw; 5 mg/kg bw; and 10 mg/kg bw, has a gastric ulcer protective power equivalent to an antacid dosage of 20 mg/kg bw. the results of the present study supports those of a previous study, in which cincau leaf press liquid was protective against gastric u l c e r, b e i n g c a p a b l e o f i m p r o v i n g t h e histopathological picture of aspirin-induced gastric ulcer.(10) the present study supports the previous study results, as with a different method of preparation, cincau leaves are still capable of exerting gastroprotective activity against ulcers. although tis study was able to provide evidence that the cincau plant (cyclea barbata miers) possesses protective activity against gastric ulcer, the active compounds involved in exerting this protective effect are not known with certainty. one of the suggestions relate to the antioxidant effects of the flavonoids, saponins, and tannins, that are known to be present in the cincau leaves.(3,5) antioxidant compounds have been demonstrated to have cytoprotective effects, thus being capable of protecting cells from various kinds of damage and possibly of functioning as anti-ulcer drugs.(21-23) antioxidants act by inhibiting lipid peroxidation and by scavenging free radicals, thereby preventing the occurrence of gastric ulcer.(24) s e v e r a l s t u d i e s d e m o n s t r a t e d t h a t flavonoids from various plants are reportedly capable of preventing the occurrence of gastric ulcer. this may take place through an increase in the amounts of neutral glycoproteins and in prostaglandin concentrations, and inhibition of h i s t a m i n e s e c r e t i o n f r o m m a s t c e l l s b y inhibition of histidine decarboxylase,(25) thus reducing stimulation of h2 receptors,(26) or by secretion of prostaglandin-like compounds.(27) another possible mechanism of action for inhibiting ulcer occurrences is by decreasing pepsin secretion and activity,(28) in view of the f a c t t h a t o n e o f t h e m a j o r p a t h o g e n e t i c m e c h a n i s m s o f u l c e r f o r m a t i o n i s b y hypersecretion of gastric juice and by pepsin hyperactivity.(29) however, elucidation of the exact mechanism underlying the protective effect of cincau leaves awaits further studies. one of the flavonoids in the cincau plant are the bisbenzylisoquinolines (including tetrandrine), which is thought to play a role in t h e m e c h a n i s m o f u l c e r p r e v e n t i o n . b i s b e n z y l i s o q u i n o l i n e c o m p o u n d s f r o m various plants possess anti-inflammatory, antiallergic, antioxidant, antifibrogenetic, and immunomodulating effects. the alkaloid tetrandrine from various plants also has antiinflammatory properties against a number of lung infections.(30) however, whether or not the bisbenzylisoquinolines (including tetrandrine) from the cincau plant possess these effects, is a subject for further study. i n a d d i t i o n t o f l a v o n o i d s , o t h e r compounds playing a role in ulcer protection are the saponins, which have hemolytic, expectorant, immunostimulant, and antiinflammatory properties.(31) another member of the menispermaceae is cyclea peltata, which also has a high saponin content.(32) it is thought that the anti-inflammatory effects of s a p o n i n s r e d u c e s t h e r i s k o f u l c e r s , b y increasing defensive factors of gastric mucosa a n d s t o p p i n g t h e i n f l a m m a t o r y p r o c e s s resulting from induction by aspirin (indicated by absence of edema in the gastric mucosa of mice receiving cincau leaf infusion). the protective effect of saponins against gastric ulcer may also be mediated by the formation of a protective mucus layer on the gastric m u c o s a a n d b y s e l e c t i v e i n h i b i t i o n o f pgf2α.(25) siregar, miladiyah cyclea barbata against gastric ulcer 93 univ med vol.30 no.2 one study reported that cincau leaves are safe for consumption by the community, as it was demonstrated that cincau leaf ethanolic extract at a dosage of up to 30,000 mg/kg bw did not induce significant toxic effects, in other words, the ld50 of cincau leaf extract (cyclea barbata miers) in mice is greater than 30,000 mg/kg bw.(33) there are several limitations to this study, as there were no observations on the effect of cincau leaf infusion in ulcer healing, active compounds playing a role in prevention of gastric ulcer were not isolated, and the specific mechanism of action of the gastroprotective effect was not studied. conclusions i n f u s i o n s o f c i n c a u l e a v e s ( c y c l e a barbata miers) have protective activity against the occurrence of gastric ulcers in mice induced by aspirin at a dosage of 20 mg/kg bw, from an initial dosage of 2.5 mg/kg bw. higher 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(moraceae) leaf methanolic extract. am j pharmacol toxicol 2009;4:89-93. 24. naseri mkg, mard sa. gastroprotective effect of alhagi maurorum on experimental gastric ulcer in rats. pak j med sci 2007;23:570-3. 25. okokon je, antia bs, umoh ee. antiulcerogenic activity of ethanolic leaf extract of lasianthera africana. afr j trad cam 2009;6:150-4. 26. kishore dv, jennifer p, mini kv. anti ulcer activity of methanolic and aqueous extracts of leaves of sapindus trifoliatus. linn. int j pharmaceutic sci rev res 2011;6:25-7. 27. nguelefack tb, watcho p, wansi s, mbonuh n, ngamga d, tane p, et al. the antiulcer effects of the methanolic extract of the leaves of aspilia africana (asteraceae) in rats. afr j trad cam 2005;2:233-7. 28. borikar vi, jangde cr, philip p, rekhe ds. study of antiulcer activity of bauhinia racemosa lam in rats. vet world 2009;2:215-6. 29. khandare ra, gulechal vs, mahajani ms, mundadal as, gangurdel hh. evaluation of antiulcer activity polyherbal formulation. ijprd 2006;1:1-6. available at: http:// www.ijprd.com. accessed june 16, 2011. 30. qiang-min x, hui-fang t, ji-qiang c, ru-lian b. pharmacological actions of tetrandrine in inflammatory pulmonary diseases. acta pharmacol sin 2002;23:1107-13. 31. sahelian rmd. antispasmodic saponins from bulbs of red onion (allium cepa l. var tropea). j agric food chem 2005;23:935-40. 32. hullatti kk, sharada ms. comparative phytochemical investigation of the sources of ayurvedic drug patha: chromatographic fingerprinting analysis. indian j pharm sci 2010; 72:39-45. 33. angelina m, hartati s, dewijanti id, banjarnahor sds, meilawati l. determination of cincau leaf (cyclea barbata miers) ld50 in mice (penentuan ld50 daun cincau (cyclea barbata miers) pada mencit). makara sains 2008;12:236. siregar, miladiyah cyclea barbata against gastric ulcer c:\users\universa medicina\docu 118 abstract universa medicina extracoporeal shockwave treatment decreases pain, functional limitations and medial collateral ligament thickness in subjects aged 50-70 years with knee osteoarthritis andwi setiawan kokok1*, tirza z. tamin1, nyoman murdana1, and indah suci widyahening2 background pain from knee and hip osteoarthritis (oa) can have a significant impact on the physical function and quality of life of affected individuals worldwide. the objective of this study was to evaluate the effect of extracorporeal shockwave therapy (eswt) on pain, flexibility, function, and medial collateral ligament (mcl) thickness in knee osteoarthritis (koa). methods a study of quasi experimental design was performed involving 15 subjects aged 50 – 70 years with kellgren-lawrence grade 2-3 koa. all subjects were evaluated regarding baseline -pain using visual analogue scale (vas), range of motion (rom), functional outcome using western ontario and mcmaster universities arthritis index (womac), and mcl size. extracorporeal shock wave therapy was given 3 times, at baseline, and 4 and 8 weeks after intervention. all subjects were given 4000 shocks at intensities of 1.5 – 4 bar (raised gradually) per session. the shocks were given in the supine position, knee flexed 90o, without topical anesthetic. statistical analyses were conducted using a dependent t-test. results after 8 weeks of intervention, eswt significantly improved pain score (p<0.01), womac (p<0.01) and mcl thickness (p<0.01) in patients with oa of the knee. however, there was no significant difference in knee rom, both for degree of flexion and extension (p>0.05). conclusion the use of eswt for treatment of knee oa had a beneficial effect on pain relief, function outcome and mcl thickness. however, there remains a lack of clarity regarding the frequency and dosage levels of eswt required to achieve maximum improvement. keyword: knee osteoarthritis, quasi-experimental, extracorporeal shockwave therapy, medial collateral ligament original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2021.v40.121-132 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1164 may-august 2021 vol.40no.2 cite this article as: kokok as, tamin tz, m u r d a n a n, wi d ya h eni n g is. extracoporeal shockwave treatment decreases pain, functional limitations and medial collateral ligament thickness in subjects aged 50-70 years with knee osteoarthritis. univ med 2021;40:118-29. doi: 10.18051/univmed.2021.v40.121132. 1medical rehabilitation department, musculoskeletal division, faculty of medicine, universitas indonesia, jakarta 2department of community medicine, faculty of medicine, universitas indonesia, jakarta *correspondence: andwi setiawan kokok medical rehabilitation department, faculty of medicine, universitas indonesia, jakarta phone: +6281905954798 email: andwisetiawan@yahoo.com orcid id: 0000-0001-6708-9984 date of first submission, march 25, 2021 date of final revised submission, july 18, 2021 date of acceptance, july 30, 2021 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license 119 univ med vol. 40 no 2 introduction osteoarthritis (oa) is the most common form of arthritis (inflammation of the joints) and the most common cause of disability worldwide, mainly due to pain, as the main symptom of this disease. osteoarthritis occurs most often in the weight bearing joints such as the knees and hips. the diagnosis of oa of the knee can be confirmed based on clinical and/or radiological findings. the economic burden caused by oa is quite impactful, including the costs that are related to management, environmental and lifestyle modifications, and also decreased work productivity.(1) the number of patients with knee oa (koa) in the us has multiplied twice as much c o mp a r e d t o t he mi d -20 t h c e n t ur y. ( 2 ) approximately 13% of women and 10% of men aged 60 years or older have symptomatic oa. in indonesia, the prevalence of oa that has been diagnosed radiologically reaches 15.5% in men and 12.7% in women aged 40-60 years.(3) also a t t h e ou tpa ti e nt c l i n ic of the m e d i c a l re h a bi l it a t i on de p a r t me nt , ci p to mangunkusumo hospital, indonesia, the number of patients with koa in 2016 reached 1,018 patients (15.2% of the total number of outpatients i n t h e mus c u l os kel e t a l di visi o n) . ( 4 ) t he proportion of people with symptomatic koa increases with age and their body mass index (bmi).(2) osteoarthritis is a disease of multifactorial etiology, including local and systemic factors. increasing age, female, overweight and obesity, history of knee injury, muscle weakness, and joint hyperlaxity are risk factors for oa.(5) to date, ther e is no therapy that can cure oa. management is primarily aimed at controlling/ relieving pain, improving motion and joint function and improving quality of life. optimal management of oa includes pharmacological and nonpharmacological management. joint replacement surgery is reserved for patients with severe degrees of oa that do not respond to conservative treatment.(6) extracorporeal shock wave therapy (eswt) has been widely used for the management of musculoskeletal abnormalities and pain. the curative effect of eswt has been demonstrated in plantar fasciitis, calcified tendinitis of the shoulder, epicondylitis, patellar and achilles tendinopathy, non-union and malunion fractures of long bones, and avascular necrosis of the femoral head.(7) extracorporeal shock wave therapy is a non-invasive treatment modality that has a low complication rate, can be performed in the outpatient setting, and has a relatively low cost compared to other conservative therapies and surgery.(8) the principle of eswt is the production of pressure waves by electrohydraulic, electromagnetic, piezoelectric, or pneumatic sources. these waves work on both liquids and solid matter. the shock wave energy focused on one area is defined as energy flux density (efd) which is recorded in mj per unit area (mm2).(5) based on the energy flux density, eswt is classified into low dose (<0.08 mj/mm2), moderate dose (0.08-0.28 mj/mm2), and high dose (>0.28-0.60 mj/mm2).(9) seve ral animal st udies have shown improvement in motor dysfunction and decrease in pain in oa.(10) extracorporeal shockwave therapy has been increasingly used in patients suffering from koa.(11-13) observational research by li et al.(11) demonstrated12better13improvement in koa after 6 and 12 weeks of eswt compared to laser therapy, measured using the numeric rating scale and the western ontario and mcmaster universiti es arthritis index (womac) as outcome parameters. imamura et al.(12) did a clinical test on radial eswt in patients with grade 2 – 4 knee oa. their study compared radial eswt at doses of 0.1 – 0.16 mj/mm2 with sham radial eswt. the study showed that the radial eswt group had a significant difference only in the womac pain component, therefore the authors considered that this dose is less effective to treat knee oa.(12) several studies reported varying results, but generally, the improvement in pain score and 120 functional score after being given eswt is due to its regenerative effect on soft tissue and its pain reduction effect. structural abnormalities in knee oa can occur not only in the cartilage but also in the ligaments that function as passive stabilizers of the knee. the medial collateral ligament (mcl) is a ligamentous structure that serves as the knee’s main stabilizer against valgus stress. the mcl is also the most commonly injured knee ligament. injuries to the mcl are most commonly the result of trauma; however, mcl injuries can also result from non-traumatic causes, e.g. degenerative diseases of the knee joint, particularly those involving the medial tibiofemoral compartment. grade 1 mcl injury is characterized by edema around the mcl structure and involves disruption of a few fibers resulting in localized tenderness but no instability.(14) the difference of this study with the previous study lies in the changes in mcl features in knee oa before and after receiving eswt management. therefore, the aim of this study was to evaluate the effect of eswt on pain, flexibility, functional outcome, and mcl thickness in koa subjects. methods research design a study of quasi experimental design was conducted in cipto mangunkusumo hospital, jakarta from october 2019 – february 2020. research subjects a total of 15 koa male and female subjects aged 50-70 years were recruited into the study. the inclusion criteria of this study were: i) knee pain with vas 31 69 mm; ii) diagnosed with primary knee oa of kellgren-lawrence (kl) grade 2 and 3 with mcl size > 5.6 mm that was confirmed by ultrasound examination; iii) sedentary level of physical activity; iv) could understand and follow instructions and v) willing to participate in this study and had signed informed consent after given information regarding the study. the exclusion criteria of this study were: i) had a history of total knee replacement (tkr) surgery; ii) genu varus / valgus >15°; iii) had existing tumor or infection or signs of acute inflammation in the knee and the surrounding tissue; iv) had conditions that cause a tendency to bleed (including taking anticoagulants; v) requiring invasive management; and vi) received injection therapy in the knee in the last 6 months. the sample size was calculated using mean difference formula within paired group of differences in womac scores of 15 points with standard deviation of 20 points (data from a preliminary study). assuming a significance level of 5% and a test power of 80%, we calculated that we needed a minimum of 15 participants. data collection all subjects fulfilling the inclusion criteria would be given complete oral and written information about the study by the principal researcher, who was also to collect the basic data. these consisted of age, gender, occupation, body weight, height, diagnosis of knee osteoarthritis, baseline vas score, baseline rom using a goniometer, baseline functional score using the womac questionnaire, and baseline mcl thickness using knee ultrasonography examination. measurements body mass index was calculated from the subject’s weight in kilograms and the height in meters squared. the diagnosis of knee oa was established using clinical criteria and radiological findings according to the american college of rheumatology (acr) criteria. intervention the eswt used was the btl® radial eswt type swt-6000. the patient would be given eswt in the supine position with the knee flexed at 90o, without topical anesthetics. the eswt would be given at 2 of the most painful locations according to the patient. the dose was started from the lowest dose (1.5 bars) and kokok, tamin, murdana, et al extracoporeal shockwave treatment decreases pain 121 univ med vol. 40 no 2 a b c increased gradually to 4 bars in 8 levels, each consisting of 500 shocks for a total of 4.000 shocks. the eswt probe was held stationary on a trigger point around the knee or at the patellofemoral and tibiofemoral borders of the target knee (if the patient was unable to point out the 2 most painful locations), we avoided a direct placement on the peroneal nerve or blood vessel. in order to limit the loss of shockwave energy at the interface, we used an aqueous gel, not containing any phar macologically active substance as a coupling medium between the probe of the device and the skin, and it was applied in circular motions. each treatment session did not exceed 30 minutes and was given once per week. before receiving eswt therapy, the patients were informed that there would be pain/ discomfort during therapy. the patients received the first eswt therapy according to the protocol and were instructed to come back and undergo the second and third eswt therapy respectively 7 and 14 days after the first to complete the therapy. patients were also directed to come in weeks 1, 2, 4 and 8 for evaluation. outcome measures one researc her per formed all the evaluations at baseline (week 0) and after 1 (week 1), 2 (week 2), 4 (week 4), and 8 weeks (week 8). the following parameters were assessed during the evaluations: pain using visual analogue scale (vas): scores wer e re corded by making a handwritten mark on a 10-cm line that represents a continuum between “no pain” and “worst pain.(15) knee extension and flexion using range of motion (rom) – the knee extension and flexion were measured in the prone starting position with lower limb extension in the hip and knee joint. the lateral femoral condyle was used a s a l andma rk for the measurement of the knee extension and flexion. the central pivot of a goniometer was placed over the midpoint of the lateral joint margin, with the stationary arm of the goniometer aligned with the great trochanter. the moving arm of the goniometer was then aligned with the lateral malleolus. during the measurement we stabilized the joint at half the length of the thigh by a girdle. each knee (in extension or flexion) was measured twice with an accuracy of 1 degree, and the higher angle was recorded for the statistical analysis. knee flexion and extension rom in degrees were measured bilaterally in the prone position. for this purpose, the lateral femoral condyle was used as a landmark for the measurement of knee flexion and extension. the central pivot of a universal goniometer was placed over the midpoint of the lateral joint margin, with the stationary arm aligned with the great trochanter. the moving arm was then aligned with the lateral malleolus, with the neutral position taken as zero. to measure knee flexion, the hip was initially at 0 degree of extension, abduction, and adduction. in order to avoid knee flexion, the examiner held the lower limb and stabilized the femur to prevent hip rotation, abduction or adduction. to measure knee extension, the lower limb was extended. the previous precautions were taken to prevent compensations (i.e. adduction, abduction, and rotation). functional outcome using the womac questionnaire, a disease-specific index of disability, that was used as a subjective measure of perceived health and physical function. the womac questionnaire is a thr ee-par t questio nnaire tha t can be completed by the subjects in approximately 10 minutes. it consists of 24 questions and probes clinically important symptoms in the areas of pain (5 questions), stiffness (2 questions), and physical function (17 questions) for patients with oa of the hip and/or knee. the patients answer the questions to describe their symptoms and difficulties from the past 3 days.(16) medial collateral ligament (mcl) thickness was measured using knee ultrasonography. 122 for examination of the medial side of knee, the patient is in the supine position and is asked to do hip external rotation with knee f l exi on of 20o – 30o. the transducer is placed obliquely in the long-axis of the mcl. mean thickness of normal mcl is 4.3mm (3.3mm – 5.6 mm).(17) data analysis all data were analyzed using the statistical package for the social sciences software v.20.0 (ibm corp). univariate analysis was done to produce descriptive data. numeric data were expressed as mean/median, and categoric data as proportion (%). the paired t test (for normal distribution) or wilcoxon signed rank test (for non-normal distribution) was used to analyze the data. two-sided p values of <.05 were regarded as the statistical significance levels. ethical clearance this study protocol was approved by the eth ics commi ttee, fac ulty of me dici ne, universitas indonesia under no. 19-08-0947. all the patients gave their written informed consent to participate in the study. results during the study, 3 subjects resigned, 1 of them claimed to have increased pain in the knee, and 2 subjects were unable to follow up due to the covid-19 pandemic. a total of 12 female subjects were analyzed (figure 1). figure 1. recruitment and flow of participants through the trial kokok, tamin, murdana, et al extracoporeal shockwave treatment decreases pain 123 univ med vol. 40 no 2 table 1. characteristics of the participants abbreviations: bmi: body mass index; kl: kellgren-lawrence; vas: visual analog scale; mcl: medial collateral ligament; womac: western ontario and mcmaster universities arthritis index characteristics mean ± sd n (%) age (years) 59.33 ± 4.33 age category (years) < 60 7 (58.33) > 60 5 (41.67) gender female 12 (100.0) male 0 (0.0) education elementary-middle school 3 (25.0) senior high school 6 (50.0) diploma 1 (8.34) bachelor 2 (16.67) profession housewives 11 (91.66) government employees 1 (8.34) bmi 28.34 ± 2.30 kl grade 2 4 (33.33) 3 8 (66.67) vas 51.09 ± 13.81 flexion degree 124.29 (120.1 – 130.2) extension degree -1.43 (-10.0 0.2) mcl 0.7 ± 0.16 womac total 37.50 ± 16.61 womac pain 9.0 ± 2.49 womac stiffness 2.75 ± 2.45 womac function 24.25 ± 11.83 comorbidity hypertension 5 (41.67) diabetes 2 (16.67) hypercholesterolemia 5 (41.67) mean age of subjects was 59.33 ± 4.33 years and mean bmi 28.58 ±2.30 kg/m2, while knee oa had kl 2 on 5 knees (35.7%) and kl 3 on 9 knees (64.3%). the characteristics of the subjects are presented in table 1. after the subjects received the intervention, at the eighth week of follow up, there was a significant improvement in pain score (p<0.001), functional abilities (p=0.007), and mcl thickness (p=0.001). however, there was no significant difference in the stiffness (p=0.317), nor the womac subscore for stiffness (p>0.05). paracetamol use was also evaluated in this study. there were 2 subjects (16.67%) who used paracetamol 3x1000 mg for 2 days in the first week, but then discontinued the drug because the pain had decreased. discussion several studies have been done previously to observe the changes in patients with knee oa after being given the eswt intervention, such as the observational study by li et al. (11) who showed improvement in subjects with knee oa after receiving eswt for 6 and 12 weeks compared with laser treatment, the changes being measured with the numeric rating scale p a r a me t e r a n d t h e we s te r n ont a r io a n d mcmaster universities index (womac). 124 t ab le 2 . m ea n ( ± s d ) o f w it h in -g ro u p d if fe re n ce s fo r p ai n , w o m a c , r o m a n d m c l o u tc o m e af te r in te rv en ti o n a b b re v ia ti o n s: b m i: b o d y m as s in d ex ; k l : k el lg re n -l aw re n ce ; v a s : v is u al a n al o g s ca le ; m c l : m ed ia l co ll at er al l ig am en t; w o m a c : w es te rn o n ta ri o a n d m cm as te r u n iv er si ti es a rt h ri ti s in d ex kokok, tamin, murdana, et al extracoporeal shockwave treatment decreases pain 125 univ med vol. 40 no 2 several other studies also compared the use of eswt with another modality. lee et al.(7) compared eswt with hyaluronic acid injection and said that eswt significantly improved the va s a nd w om ac, bu t d i d not d i ff e r significantly compared to hyaluronic acid injection in the first and third months. the study by lizis e t a l. ( 13 ) c ompa r ed esw t w it h kinesiotherapy and showed that there was a significant difference in the womac score of the eswt group compared to the kinesiotherapy group. in this study, the eswt dose used was the highest dose (0.4 mj/mm2) and no adverse effects were reported immediately from all subjects. as noted previously, imamura et al.(12) studied the administration of eswt at doses of 0.1 – 0.16 mj/mm2 to patients with grade 2–4 knee oa as compared to sham eswt and found that eswt had only a significant effect on womac. t herefore the investigators considered these doses to be less effective for treatment of knee oa. the clinical dose of eswt is usually not more than 0.5 mj/mm2. there is as yet no fixed recommended dose of eswt for treating knee oa. the intervention give n in ou r s t ud y f ol l ow e d t h e ped r o systematic recommendation, in which the treatment protocol of the optimum eswt for a musculoskeletal problem consists of 3 sessions at one week intervals, with 2000 shocks per session with the highest efd that the patients can tolerate.(1) however, because this research uses the interval method, the researchers used a larger number of total shocks to prevent the lack of shocks needed to affect knee oa. this is similar to the study by zhao et al.(10) who compared the effect of eswt to sham eswt and showed that administration of 4000 shocks in one session with 0.25 mj/mm2 efd did not show any adverse effect. because imamura et al.(12) found that doses of 0.1 – 0.16 mj/mm2 did not significantly improve knee oa, the initial efd dose (0.15 mj/mm2) was considered to be less effective in producing the eswt effects, and was only used as a warm-up. the main symptoms of knee oa, such as pain and stiffness, will hinder the patient’s daily activities and functional abilities. eventually there is decreased use of the knee as a result of this pain in an attempt to avoid pain due to activity. the evaluation of the subject’s function used the womac questionnaire, which not only assesses the oa symptoms, such as pain and stiffness, but also evaluates the daily activities, such as climbing up and down stairs, squatting and walking. with the reduction in pain, the functional limitations are also expected to decrease. our study did not use any local anesthesia in the treatment area. this is in accordance with the pedro systematic recommendation that reported decreased effectivity of the eswt if the treatment area was given local anesthesia.(18) the molecular mechanism that causes the decreased effect has not been understood yet; however, there is ample evidence leading to the central role of the peripheral nervous system in mediating the cellular and molecular effects of the shockwave whe n applied to the musculoskeletal system. these effects might be inhibited by local anesthesia. therefore, generally the shockwave application for the musculoskeletal system is recommended to be given without local anesthesia. in the present study, vas measurement was done in weeks 1, 2, 4, and 8, to observe the duration needed to effect a clinically significant de crea se in th e pa in scor e. t here was a statistically significant decrease in vas in weeks 1, 2, 4 and 8, but a decrease in vas that was considered clinically significant was only found in week 4, namely a reduction of 16.64 mm and a further reduction was seen in week 8 (21.76 mm). according to the study by concoff et al.,(2) the decrease in moderate pain that is considered clinically significant is a reduction of 14–15 mm. this is similar to the study by lee et al.(11) who reported a decrease in vas score of 22.4 mm in week 12. in several other studies, a higher reduction in vas score was reported, such as by zhao et al.(8) and li et al.,(11) who reported a 126 decrease in vas score of 37.3 mm and 47 mm, respectively, in week 12. the differences between these studies could be caused by a different basic vas score, which in the two previous studies was reported to be >70 mm. in addition, both studies did the follow up in week 12, therefore further studies with longer follow up periods might be needed to evaluate these differences. the decreasing vas pattern for 8 weeks of follow up showed that the vas score at week 8 is the lowest vas score. this agrees with the study by xu et al.,(20) which showed that‘the maximum ef fe ct of red ucing pain in the treatment of knee oa with eswt appeared in the eighth week. ge ne ra ll y, th e eff e ct ivene ss of pa in reduction after eswt application can be divided into two, namely the short-term and the longterm analgesic effects. the short-term analgesic effect can be explained by the hyperstimulation theory, in which hyperstimulation of axons by pain stimuli can produce analgesic effects.(21) the pain sensations can be affected by the stimuli to the nervous system as mechanism to block the neuronal path against the pain signals. the increasing nociceptive impulse transmission at h igh f r e qu e n c y c o ul d p r e ve nt t h e p a i n transmission according to the ‘gate control theory’ and is started by the activation of the adelta and c nerve fibers. the signals are transmitted through the type c nerve fibers to the posterior horn up to the periaqueductal gray (pag) region and retransmitted to the posterior horn as inhibitors, causing pain signals to be ignored.(22) the myelin of a-delta nerve fibers inhibit the signal transmission from the c fibers. the memory of pain can be eliminated by this mechanism, so that normal movement can be restored, the neural and muscular compensation being no longer required. thus, eswt is able to break the vicious cycle of pain. for long-term analgesia, several studies have been done to explain the biological effects of eswt on pain and concluded that some molecular and cellular changes, for example a reduction in the number of neurons that are responsible for substance p in the dorsal root ganglia, reduction in the calcitonin-gene related peptide (cgrp) of the dorsal root ganglia, and reducing the amount of u nmye li n at e d n e r ve f i be r s af t e r e sw t application.(21) substance p is concentrated in the a-delta and c nerve fibers, then released to the nociceptive neurons in the central and peripheral sensory system after stimulation. calcitonin-gene related peptide is the marker of that is typically related to the pain perception and appear simultaneously with p substance. in the activation of small diameter nerve fibers through local depolarization, axonal reflexes or dorsal root reflexes release cgrp and substance p.(23) then both of the substances will act on the peripheral target cells such as mast cells, immune cells and vascular smooth muscle cells, which will lead to inflammation. this phenomenon is known as neurogenic inflammation. this chronic inflammation might affect the chronic pain of knee oa. the reduction in substance p has been proven to be able to reduce the inflammation of the experimental animal. therefore, it can be hypothesized that the reduction in substance p of dorsal root ganglia plays an important role in mediating the long-term analgesic effects after eswt application. local selective unmyelinated neuronal damage also might play a role in the long-term analgesic effects. in this study, there were no significant changes in the degree of knee flexion as well as knee extension after intervention, whether in the first, second, fourth, or eighth weeks. there was one subject who experienced limited knee flexion (90p) and two subjects who experienced limited knee extension (-10p ), while the rest of the study subjects achieved the full rom of flexion and extension. because in most subjects the rom of knee flexion and extension was already full, the changes seen after intervention could not exceed the full knee rom. the subjects who experienced limited knee flexion and extension, also did not get improvement after intervention. all of the study subjects who has limited knee rom had grade 3 knee oa. kokok, tamin, murdana, et al extracoporeal shockwave treatment decreases pain 127 univ med vol. 40 no 2 th e limi ta tio n of rom in kne e oa generally appears in advanced oa and might be caused by narrowing of the knee joint space caused by cartilage damage and changes in the knee alignment. in other pathological conditions, such as calcified rotator cuff tendinopathy that has rom limitation due to soft tissue pathology, eswt treatment has been shown to improve the rom, such as in the study by wijayanti et al.(24) according to this study, eswt therapy has not been proven to affect the rom of knee oa patients. in the present study, it was found that the difference in womac score in weeks 1, 4 and 8 of follow up was statistically significant with a decrease in week 4 by 6.16 points. this is similar to a study by lee et al.(7) who reported a decrease in womac score of about 7.14 points in the first month. however, there was a difference in the results of the eighth week of follow up between the present study and the others. in this study, the reduction in womac score was only 8.34 points, while several previous studies reported a higher reduction in womac score. the study by lee et al.(7) reported a reduction of about 15.4 points during the twelfth week of follow up, with increasing reduction trends since the sixth week. the bmi score is a factor that plays a role in oa formation and progression and could be explained by the increased excessive load which might affect the degeneration of the cartilage. meanwhile, the adipose tissue increases the release of proinflammatory cytokines, such as il-6, il-1, il8, tnf-alpha and il-18, and decreases the regulator cytokines, such as il-10. therefore, very likely the subjects’ nutrition status affected the eswt treatment results. however, the researchers realize that more research is required to prove it. the collateral ligament edema in one subject could be caused by trauma or secondary abnormalities of meniscus extrusion and osteoarthritis. medial collateral ligament injury is marked by increased thickness, which can be examined by using musculoskeletal usg.(22) in this study, there was a significant change in mcl thickness in the fourth and eighth weeks, with the greatest reduction in the eighth week (reduced by 0.93 mm). this might be related to a regenerative effect after eswt treatment. the eswt has been proven to be able to reduce the expression of inflammatory mediators (metalloproteinases and interleukin matrix). therefore, eswt can be considered to produce a r e ge n e ra t i o n e f f e c t a n d impr ove t he mus c u l os kele t a l t i ss u e , a n d no t o n ly a disintegration effect as expected before. another study by liao et al.(23) reported that eswt has given mechanical stimuli conducted by wave sound, through mechanotransduction stimuli that are converted to sequences of biochemical signals that can enhance tissue regeneration. they also reported that there was increased production of protein, nitric oxide and growth factors, which increased neoangiogenesis, tenocyte and fibroblast proliferation, and collagen synthesis, which further increa sed tissue catabolism, healing and remodeling.(3) acoustic cavitation is also formed due to the tensile phase of the shock wave. this cavitation effect is the second effect of eswt, which is also increasing t i ss u e r e ge n e r a t io n b y in c r e ase d ti s s ue permeability, and efficiently destroying the calcification deposits of the soft tissue.(22) the series of biological events mentioned before can support the use of eswt to reduce pain, increase blood flow to the ischemic tissue, soften the calcified tissue, and release the adhesions, which will improve physical function and performance. a study by cho et al.(6) has proven that there is increased vascularization in the medial knee area that is confirmed by musculoskeletal usg evaluation at the knee immediately after eswt treatment. the eswt adverse effects are related to high doses. the adverse effects reported in previous studies were local bleeding (petechiae, hematoma) , increased pain, arr hythmias, hypertension, and peripheral nerve paresthesia. in general, researchers have concluded that eswt is a safe modality to treat knee oa. 128 however, studies with larger samples and more specific soft tissue involvement might be required to know about the increased pain after eswt application in knee osteoarthritis patients. the limitations of this study are its pre-post design and there were no control subjects to minimize other variables that may or may not interfere with the outcome measurement. regardless, the results of this study may be used as baseline data and further study implementing randomized controlled trial design with larger sample size can be done to produce higher levels of evidence supporting the use of eswt for knee osteoarthritis. conclusion there was a significant difference in pain score, functional capacity, and mcl thickness after eswt therapy, but there was no significant difference in flexibility after eswt therapy. in general, eswt is a safe modality to treat patients with knee oa. conflict of interest this study was partially funded by btl and the rest of the total cost was self-funded by the authors. acknowledgement this study was supported by the faculty of medicine, university of indonesia, by btl, a n d by a l l r e s e a r c h s ub j e c t s t h a t h a ve participated. references 1. neogi t. the epidemiology and impact of pain in osteoarthritis. osteoarthritis cartilage 2013;21: 1145-53. doi: 10.1016/j.joca.2013.03.018. 2. wallace ij, worthington s, felson dt, et al. knee osteoarthritis has doubled in prevalence since the mid-20th century. proc natl acad sci usa 2017;114:9332–6. doi: 10.1073/pnas.1703856114. 3. ahmad iw, rahmawati ld, wardhana th. demographic profile, clinical and analysis of osteoarthritis patients in surabaya. biomol health sci j 2018;1:34. doi:10.20473/bhsj.v1i1.8208. 4. medical rehabilitation department rscm outpatient data 2016. jakarta: medical rehabilitation department rscm;2016. 5. palazzo c, nguyen c, lefevre-colau mm, rannou f, poiraudeau s. risk factors and burden of osteoarthritis. ann physic rehab med 2016;59: 134-8. doi:10.1016/j.rehab.2016.01.006. 6. cho sj, yang jr, yang hs, yang he. effects of extracorporeal shockwave therapy in chronic stroke patients with knee osteoarthritis: a pilot study. ann rehabil med 2016;40:862-70. doi: 10.5535/arm.2016.40.5.862. 7. lee jk, lee by, shin wy, an mj, jung ki, yoon sr. effect of extracorporeal shockwave therapy versus intra-articular injections of hyaluronic acid for the treatment of knee osteoarthritis. ann rehabil med 2017;41:828-35. doi: 10.5535/arm. 2017.41.5.828. 8. zhao z, jing r, shi z, zhao b, ai q, xing g. efficacy of extracorporeal shockwave therapy for knee osteoarthritis: a randomized controlled trial. j surg res 2013;185:661–6. doi: 10.1016/j.jss.2013. 07.004. 9. lee sj, kang jh, kim jy, kim jh, yoon sr, jung ki. dose-related effect of extracorporeal shock wave therapy for plantar fasciitis. ann rehabil med 2013;37:379–88. doi: 10.5535/arm.2013.37. 3.379. 10. zhao z, ji h, jing r, et al. extracorporeal shockwave therapy reduces progression of knee osteoarthritis in rabbits by reducing nitric oxide level and chondrocyte apoptosis. arch orthop trauma surg 2012;132:1547–53. doi: 10.1007/ s00402-012-1586-4. 11. li w, pan y, yang q, guo zg, yue q, meng q. extracorporeal shockwave therapy for the treatment of knee osteoarthritis. medicine (baltimore) 2018;97:e11418. doi: 10.1097/ md.0000000000011418. 12. imamura m, alamino s, hsing wt, alfieri fm, schmitz c, battistela lr. radial extracorporeal shock wave therapy for disabling pain due to severe primary knee osteoarthritis. j rehabil med 2017;49:54-62. doi: 10.2340/16501977-2148. 13. lizis p, kobza w, manko g. extracorporeal shockwave therapy vs. kinesiotherapy for osteoarthritis of the knee: a pilot randomized controlled trial. j back musculoskelet rehabil 2017;30:1121-8. doi: 10.3233/bmr-169781. 14. andrews k, lu a, mckean l, ebraheim n. review: medial collateral ligament injuries. j orthop 2017; 14:550–4. doi: 10.1016/j.jor.2017.07.017. 15. delgado da, lambert bs, boutris n, et al. validation of digital visual analog scale pain kokok, tamin, murdana, et al extracoporeal shockwave treatment decreases pain 129 univ med vol. 40 no 2 scoring with a traditional paper-based visual analog scale in adults. j am acad orthop surg glob res rev 2018;2:e088. doi: 10.5435/ jaaosglobal-d-17-00088. 16. mascarin nc, vancini rl, andrade mds, magalhaes edp, lira cab, coimbra ib. effects of kinesiotherapy, ultrasound and electrotherapy in management of bilateral knee osteoarthritis: prospective clinical trial. bmc musculoskelet disord 2012;13:182. doi: 10.1186/1471-2474-13-182. 17. madani h, tincey s, tavare an, drumm o, chan o. chronic mcl syndrome: anatomy, pathology, clinical presentation and treatment. proceeding of the european society radiology 2015. london 291:c:2071. doi: 10.1594/ecr2015/c-2071. 18. schmitz c, milz s, schieker m, maffulli n, rompe j-d, furia jp. efficacy and safety of extracorporeal shock wave therapy for orthopedic conditions: a systematic review on studies listed in the pedro database. br med bull 2015;116:115-38. doi: 10.1093/bmb/ldv047. 19. concoff a, rosen j, fu f, et al. a comparison of treatment effects for nonsurgical therapies and the minimum clinically important difference in knee osteoarthritis. jbjs rev 2019;7:e5. doi: 10.2106/jbjs.rvw.18.00150. 20. xu ym, wu k, liu y, et al. the effect of extracorporeal shock wave therapy on the treatment of moderate to severe knee osteoarthritis and cartilage lesion. medicine (baltimore) 2019;98: e15523. doi: 10.1097/md. 0000000000015523. 21. sanzo p. t he physiological effects of extracorporeal shockwave therapy in the treatment of plantar fasciitis and other musculoskeletal conditions. orthop division rev 2012;25:1-8. doi: 10.1186/1749-799x-7-11. 22. mokhtar m, singh p, editors. neuroanatomy, periaqueductal gray. treasure island (fl): statpearls publishing; 2021. 23. iyengar s, ossipov mh, johnson kw. the role of calcitonin gene–related peptide in peripheral and central pain mechanisms including migraine. pain 2017;158:543–59. doi: 10.1097/j.pain. 0000000000000831. 24. wijayanti i, murdana in, tamin tz, kekalih ak. perbandingan efektivitas extracorporeal shockwave therapy dosis menengah dengan extracorporeal shockwave therapy dosis tinggi terhadap tendinitis kalsifikasi rotator cuff (tesis). jakarta: program pendidikan dokter spesialis ikfr fkui; 2017. 25. alves ti, girish g, brigido mk, jacobson mja. us of the knee: scanning techniques, pitfalls, and pathologic conditions. radio graphics 2016;36:1759–75. doi: 10.1148/rg.2016160019. 26. liao cg, xie gm, tsauo jy, chen hc, liou th. efficacy of extracorporeal shock wave therapy for knee tendinopathies and other soft tissue disorders: a meta-analysis of randomized controlled trials. bmc musculoskelet disord 2018;19:278. doi: 10.1186/s12891-018-2204-6. january-april 2023 universa medicina vol.42no.1 pissn: 1907-3062 / eissn: 2407-2230 effect of aerobic and resistance exercises on body composition and quality of life in overweight and obese women: a randomized control trial guner cicek1* and rabia hurrem ozdurak singin1 abstract background obesity has become a major health issue in the world and directly reduces the quality of life. the aim of this study was to compare the effect of aerobic and resistance exercises on body composition and quality of life (qol) in overweight and obese women. methods an experimental study involving 90 overweight/obese women aged between 20-45 years participated in the study voluntarily and were randomized into control (n=30), aerobic exercise (ae) (n=30), and resistance exercise (re) (n=30) groups. either ae or re groups performed exercise for 60 minutes per day for 10 weeks, whereas the control group did not perform any exercise. the body composition and qol of the women were measured before and after the exercise. results body weight, bmi, fat mass, and waist and hip circumferences decreased significantly in both ae and re groups after the exercise intervention compared to the control group (p<0.05). in addition, quality of life sub dimensions including physical health, psychological health, social relationship, and environment sub-dimensions improved significantly in the ae and re groups compared to the control group (p<0.001). post hoc tukey test showed that ae was as effective as re for improving body composition parameters and qol sub dimension compared to control group. conclusion this study demonstrated that both ae and re were effective in improving body composition and thereby increasing the qol in overweight and obese women. both ae and re programs are effective and should be considered within any multicomponent therapy program in overweight and obese women. keywords: obese women, aerobic exercise, resistance exercise, quality of life 1physical education and sports department, faculty of sports sciences, hitit university, çorum, turkey *correspondence: dr. guner cicek physical education and sports department, faculty of sports sciences, hitit university, çorum, turkey tel: +900533385398 email: gunercicek@hitit.edu.tr orcid id: 0000-0002-6909-3028 date of first submission, january 18, 2023 date of final revised submission, april 6, 2023 date of acceptance, april 10, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article doi: http://dx.doi.org/10.18051/univmed.2023.v42:70-83 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1423 70 cite this article as: cicek g, ozdurak singin rh. effect of aerobic and resis tance exercises on body composition and quality of life in overweight and obese women: a randomized control trial. univ med 2023;42:70-83. doi: 10.18051/ univmed.2023.v42:70-83 mailto:gunercicek@hitit.edu.tr https://orcid.org/0000-0002-6909-3028 https://orcid.org/0000-0003-3729-5028 http://dx.doi.org/10.18051/univmed.2023.v42:70-83 https://univmed.org/ejurnal/index.php/medicina/article/view/1423 71 univ med vol. 42 no. 1 introduction obesity is defined as abnormal or excessive fat accumulation due to excessive food intake and might impair health because of the high increase in adipose tissue.(1) weight gain causes an increase in body mass index (bmi) which is calculated by dividing weight in kg by the square of height in meters.(2) while bmi between 25 to 30 kg/m2 is classified as overweight, bmi above 30 kg/m² is classified as obese.(1) obesity is a complex, multifactorial, chronic disease affected by genetic, metabolic, behavioral, physiological, and psychological components, and social determinants.(3) obesity has been accepted as a serious problem for public health all over the world due to the related complications.(4) the gradual increase in the prevalence of obesity has prompted more research into the risks associated with excess fat gain and/or being overweight.(5) overweight or obese individuals are at increased risk for serious diseases such as type 2 diabetes, cardiovascular disease, metabolic disease, and cancer.(6,7) moreover, studies have shown that obesity has been associated with a variety of negative psychological disorders, including depression, motivational disorders, low selfesteem, emotional and behavioral disorders and poor quality of life.(8,9) quality of life (qol) focuses on the physical and mental health and functional performance of individuals, thus it is an important component in assessing people’s overall health.(10) on the other hand, bmi is an indicator of health (11) and the association with qol has been studied in detail in previous research.(12,13) findings of previous studies showed contradictory results for the relationship between bmi and qol. although some studies stated that obesity has been associated with reduced qol, even if the comorbid disease has been taken under control, other studies argue that being overweight has been associated with improved qol.(14,15) overall health-related qol decreases among obese individuals but appears to increase in overweight individuals,(16) thus there is no consistent explanation for the association between high or low bmi and health-related qol.(17) physical inactivity is one of the main factors associated with obesity, whereas low physical fitness is an independent risk factor for premature death.(18) in contrast, exercise is an important strategy for managing the health risks of obesity and is considered as a milestone of the weight loss program.(19,20) therefore, various types of exercise at different intensities might be used as complementary therapies in the treatment of obesity.(21) several studies have suggested that aerobic exercise (ae) is probably the most effective exercise type for the treatment and prevention of excessive weight gain and obesityrelated morbidities, as it can be easily administered to obese individuals and provides high energy expenditure.(22,23) resista nce exercise (re) is the gold standard exercise mode for accrual of lean muscle mass, but the isolated effect of resistance training on body fat is unknown.(24) the american college of sports medicine position stand on physical activity for weight loss and prevention of weight regain (25) states that re will not promote clinically significant weight loss, and may increase loss of body fat mass only when combined with aerobic exercise.(25) a systematic review and meta-analysis showed that reductions in regional adiposity and body weight measures were also observed following combined re and ae programs including caloric restriction.(26) on the other hand, some studies have highlighted that re is also safe and effective for the treatment of overweight and obesity, especially in increasing lean body mass and physical fitness components related to muscle strength.(20,22,24) epidemiologic studies noted specific relationships between physical activity and health outcomes that include increased cardiorespiratory and muscle fitness (27) as well as decreased risk of all-cause mortality and cardiovascular disease.(28) physical training is an effective strategy for improving quality of life and emotional health status(29) and can diminish morbidities associated with obesity, such as depression and anxiety.(15) 72 studies have shown that physically active individuals have higher scores for certain subdimensions of qol domains compared to physically inactive individuals.(30,31) at the same time, physical activity helps to improve one’s physical, psychological and emotional health (32) and might positively affect the personal perception of qol and well-being.(33) in this context, the aim of this study was to evaluate the effect of a 10week re and/or ae program on body composition and qol in overweight and obese women. methods research design this study was carried out on the hitit university campus in the province of çorum in turkey as a randomized control trial with parallel group design according to consort guidelines. the study was conducted between september and december 2022 in turkey. study subjects subjects recruited for this study were selected through advertising flyers displayed on supermarket doors and around the university campus. a total of 214 participants responded to the advertisement and were invited to the campus for face-to-face interviews. after the interview for inclusion and exclusion criteria, 87 participants were not eligible for the study due to having menopause, smoking, alcohol consumption, exercising regularly for the last 6 month, having bmi below 25 and over 35 kg/m2, leaving 127 potential participants, who were asked to sign a written informed consent statement. inclusion criteria were age 20 to 45 years, sedentary (exercising >1–2 times/week), and overweight or moderately obese (body mass index 25–35 kg/ m2). subjects were nonsmokers without a history of diabetes, hypertension, or coronary artery disease. before the initial clinical evaluation, they underwent health examinations to ensure that they were not taking any medications for heart disease, and respiratory, metabolic or inflammatory disorders, and not suffering from chronic disease related to carbohydrate and lipid metabolism. sample size determination in order to generalize the research results, the size of the sample was determined using gpower 3.9.1. in order to determine the effect of aerobic and resistance exercises on body composition and quality of life in overweight and obese women, the total number required for the expectation of an effect size (f=0.60) to be statistically significant (α=0.05;1-β=0.80) was 30 for each group. randomization of subjects after written informed consent was obtained and baseline tests were completed, all subjects were asked to maintain their current lifestyle for a ten-week run-in period followed by pre-exercise testing, with subsequent randomization. both stratified and block randomization strategies were combined for grouping participants. initially, participants were stratified into overweight or obese according to their bmi and subsequently grouped in blocks of six which were determined using randomly generated numbers. ninety eight subjects started the run-in period and were then randomized into three groups: control group (n=30), ae group (n=33), and re group (n=35) while the assignment of a greater number of participants to the intervention gr oups was due to th e r isk of dropouts. participants not joining the exercise for 4 times in total and 2 times consecutively were excluded from the study, therefore the final numbers of participants were equal in all three groups, each having 30 participants for analysis. both ae and re groups participated in their respective exercise intervention programs for 10 weeks, whereas the control group did not participate in any exercise program. the exercise groups performed 10 weeks of physical training. aside from the training, all subjects were instructed to maintain the physical activity that they had been practicing previously without any caloric restriction. at baseline and cicek, ozdurak-singin exercises on body composition in overweight women 73 univ med vol. 42 no. 1 after the 10 weeks o f physical training, anthropometric and body composition measurements as well as quality of life parameters were determined in all of the groups. exercise training protocols the study groups were 1) ae; 2) re; and 3) control. the 10-week intervention consisted of a physical exercise program, including 3 sessions of training per week (on mondays, wednesdays, and fridays). a total of 30 training sessions were carried out for groups ae and re. all exercise sessions were supervised by the same trained physical education professional. training was performed under the supervision of a qualified and certified fitness instructor. women participated three times per week at an intensity of 60% of maximal heart rate for 60 minutes for 10 weeks in either aerobic or resistance exercises according to their groups. all participants performed aerobic exercises during the warm-up for 10 minutes before the main part of the exercise protocol at each exercise session, whereas both target heart rate and exercise intensity was calculated for each participant separately. the main part of the ae group was a 40-minute walk at an intensity of 60% of maximal heart rate. for the re group, the 10-week program was performed three times per week at nonconsecutive days, totaling 30 sessions with duration of 40 min each. resistance loads were 60% of one repetition maximum testing (1rm) that a person can lift only for 1 repetition for all major muscle groups. the ten different types of resistance exercises were leg press, leg curl, leg extension, lat pulldown, chest press, bench press, shoulder press, biceps curl, triceps extension and basic crunch. movements were performed in 10 repetitions and for 2 sets with 1-minute rest intervals. each exercise session ended with a 10-minute cool-down period including stretching for both exercise groups. anthropometrics and body composition height was measured to the nearest 0.1cm on a stadiometer when the participants were shoeless. the body weights of participants in bare feet, t-shirts, and tights were measured by the weighing instrument in kilograms ±0.01 kg. bmi was calculated as weight/height2 (kg/m2). the participants were asked to breathe out for measurement of their waist circumference, which was measured to the nearest 0.1cm at the iliac crest. when viewed from the sagittal plane, hip circumference was evaluated at the level of the maximum extension of the thigh, and the waisthip ratio equals the waist circumference divided by the hip circumference. the “tanita body composition analyzer bc-418” bioelectrical impedance analyzer was used to determine the body fat percentage of the subjects participating in the study. in order to determine the body compositions of the subjects, after their height, age, gender, and clothing weight were recorded and entered as data on the analyzer screen, the subjects were asked to stand on the platform with bare feet. the assessment was performed after overnight fasting, early in the morning on an empty stomach and urinary bladder. quality of life (qol) the qol was assessed using the validated turkish version of whoqol-bref that had been translated and adapted into turkish by fidaner et al.(34) the whoqol-bref contains 26 items, with each item representing one facet. the four main domains and their respective facets are as follows: (1) physical health domain: to be free of any pain, sleep and rest, mobility, having energy, mobility, activities of daily living, to be fre e of dependence on medication and treatments, and work capacity; (2) psychological health domain: happiness and enjoyment of life, to be able to concentrate, feeling positive about yourself, body image and appearance, to be free of negative feelings, and religion/spirituality/ personal beliefs; (3) social relationships: sexual activity, personal relationships, and social support; (4) environment: feeling physical safety and security, home environment, financial resources, to be able to access adequate health care, chances of ge tting new inf ormation and 74 knowledge, participation in recreation/leisure, adequate transport, and physical environment. all items on the whoqol-bref are scored on a 5-point likert scale with total scores ranging from 25 to 125 points and higher scores representing a greater qol.(34) statistical analysis statistical analysis was performed by using spss 23.0 software while the normality of data distribution was checked by using kolmogorov– smirnov test and homogeneity of variances were deter mined with levene’s test. one-way anova was used to compare group differences for body composition in terms of weight, bmi, fat mass, waist and hip circumferences, waistto-hip ratio, and for the qol sub-dimensions of physical and psychological health, social relationship, and environment. significant differences among groups were further tested by tukey post hoc analysis (honestly significantly difference, hsd). all statistical analysis tests were performed at the significance level of p<0.05 and p<0.01. ethical clearance ethics committee approval of this study, which was planned in accordance with the helsinki principles, was obtained from hitit university non-invasive ethics committee (acceptance number: 2022-goaek-0072). results of the 127 subjects who entered the 10weeks run-in phase of the study, 98 (77.1%) were randomized to one of three exercise groups. there was a 8.2% dropout rate from the exercise intervention across all groups, leaving 90 to complete the study intervention and testing. the flow diagram showing the patients participating in the study is shown in figure 1. a total of 90 obese women aged between 20 and 45 years were included in the controlled randomized experimental study, with a mean age of 35.49 ± 4.21 years for all participants. mean age for the groups were 32.80 ± 0.75 years (95% ci: 31.26-34.34) for control, 37.53 ± 0.34 years (95% ci:36.84-38.22) for ae, and 36.13 ± 0.85 years (95% ci:34.39-37.88) for re groups. the mean height of all participants was 160.21± 5.85 cm, while the mean height for groups were 161.17 ± 1.13 cm (95% ci:158.85-163.48) for control, 159.03±0.99cm (95% ci:156.99-161.07) for aerobic exercise, and 160.43 ± 1.07 cm (95% ci:158.24-162.62) for resistance exercise respectively. baseline demographic variables in terms of body composition measured as weight, bmi, fat mass, waist circumf erenc e, hip circumference, waist-to-hip ratio, and the qol sub-dimension physical health, psychological health, social relationship and environment scores for ae, re and the control groups were analyzed by anova and shown in table 1. none of these variables showed a significant difference, indicating that the randomization of participants into groups had been successfully performed (p >0.05) (table 1). at the end of the 10-week exer cise intervention program, differences among ae, re and control groups in terms of body composition parameters were analyzed with anova, the results of which are shown in table 2. according to the results, weight (p=0.003), bmi (p=0.009), fat mass (p=0.016) , waist circumfe rence (p=0.005), hip circumference (p=0.008) variables were significantly different among the groups, whereas waist-to-hip ratio (p=0.535) did not show any significant difference among the groups (table 2). variables that showed significant differences among groups were further analyzed with tukey’s hsd test for post hoc analysis and pairwise comparisons revealed statistically significant differences between control and ae (p=0.002) and between control and re (p=0.045) groups for weight, whereas the difference between ae and re was not statistically significant (p=0.563). moreover, fat mass was found to be significantly different between control and ae (p=0.024) and between control and re (p=0.048), but not between ae and re (p=0.961). cicek, ozdurak-singin exercises on body composition in overweight women 75 univ med vol. 42 no. 1 f ig u re 1 . f lo w ch ar t o f th e p ar ti ci p an ts . 76 variables treatment groups p value ae (n=30) re (n=30) c (n=30) weight (kg) 72.20 ± 11.54 74.79 ± 8.08 80.72 ± 9.42 0.003** bmi (kg/m2) 28.45 ± 3.58 29.16 ± 3.79 31.12 ± 2.81 0.009** fat mass (kg) 32.52 ± 6.48 33.87 ± 3.24 35.02 ± 4.96 0.016* waist (cm) 89.98 ± 7.97 89.30 ± 8.27 94.27 ± 8.71 0.005** hip (cm) 109.07 ± 8.01 108.67 ± 7.94 113.20 ± 8.14 0.008** waist/hip 0.83 ± 0.07 0.82 ± 0.62 0.83 ± 0.05 0.535 table 2. comparison of body composition parameters weight, bmi, fat mass, waist and hip circumferences, and waist-to-hip ratio by treatment groups after 10 weeks intervention *significance level is at p<0.05, **significance level is at p<0.01 note: data presented as mean ± sd; ae: aerobic exercise; re: resistance exercise; c: control; bmi: body mass index table 1. baseline demographics and exercise prescription by treatment groups *significance level is at p<0.05 note: data presented as mean ± sd; ae: aerobic exercise; re: resistance exercise; c: control; bmi: body mass index table 3. pairwise comparisons of post hoc analysis for control and exercise intervention groups for body composition parameters bmi, fat mass, waist and hip circumferences *significance level is at p<0.05, **significance level is at p<0.01 note: ae: aerobic exercise; re: resistance exercise; c : control; bmi: body mass index variables ae (n=30) re (n=30) c (n=30) p value body composition weight (kg) 77.52 ± 11.59 79.42 ± 7.91 81.20 ± 9.20 0.343 bmi (kg/m2) 30.55 ± 3.55 30.96 ± 3.76 31.24 ± 2.82 0.734 fat mass (kg) 36.75 ± 6.80 38.27 ± 4.28 34.76 ± 5.16 0.052 waist (cm) 94.17 ± 8.82 93.10 ± 8.47 94.0 7 ± 8.59 0.870 hip (cm) 112.67 ± 7.90 112.13 ± 8.11 112.8 3 ± 7.97 0.939 waist/hip ratio 0.83 ± 0.71 0.83 ± 0.60 0.83 ± 0.05 0.918 whoqol-bref physical health 19.67 ± 2.56 18.80 ± 2.63 19.73 ± 2.99 0.342 psychological health 15.87 ± 3.04 16.83 ± 3.91 14.93 ± 2.91 0.091 social relationship 7.03 ± 2.24 7.97 ± 1.77 6.97 ± 1.75 0.087 environment 19.07 ± 3.88 20.30 ± 4.16 19.07 ± 3.54 0.366 variables treatment groups mean difference p value weight bmi fat mass waist hip ae re ae re ae re ae re ae re re c c re c c re c c re c c re c c 2.590 8.70 6.14 0.626 2.65 3.27 0.350 3.50 3.15 0.633 6.60 5.97 0.067 5.60 5.53 0.563 0.002** 0.045* 0.699 0.009** 0.001** 0.961 0.024* 0.048* 0.953 0.008** 0.018* 0.999 0.018* 0.020* cicek, ozdurak-singin exercises on body composition in overweight women 77 univ med vol. 42 no. 1 also, bmi was significantly different between control and ae (p=0.009) and between control and re (p=0.001) but not between ae and re (p=0.699). according to the results of tukey’s post hoc analysis, waist and hip circumferences were significantly different between control and ae (p=0.008) and between control and re (p=0.018) groups, but not between ae and re groups (p=0.953) (table 3). according to anova results of qol after the 10-week exercise intervention programs, physical health (p<0.001), psychological health (p<0.001), social relationship (p<0.001) and environment (p<0.001) sub-dimensions showed statistically significant differences among the groups (table 4). pairwise comparison according to tukey’s hsd test performed for post hoc analysis revealed statistically significant differences between control and ae (p<0.001) and between control and re (p<0.001) groups for physical health, psychological health, social relationship and environment, whereas the difference between ae and re was not statistically significant for physical health (p=0.499), psychological health (p=0.931), social relationship (p=0.961) and environment (p=0.999) (table 5). discussion the findings of this study showed that re intervention for 10 weeks was as effective as ae intervention for improvement not only in body composition parameters such as weight, bmi, fat mass and waist and hip circumferences but also for qol subdimensions in overweight and obese women. interestingly, waist-to-hip ratio did not show any significant differences among groups, variables treatment group mean difference p value physical health psychological health social relationship environment ae re ae re ae re ae re re c c re c c re c c re c c 0.433 -6.07 -5,63 0.333 -9.87 -953 0.133 -3.73 -3.60 0.033 -9.53 -9.57 0.499 <0.001** <0.001** 0.931 <0.001** <0.001** 0.961 <0.001** <0.001** 0.999 <0.001** <0.001** table 5. pairwise comparisons of post hoc analysis for control and exercise intervention groups for qol subdimensions **significance level is at p<0.001 note: ae: aerobic exercise; re: resistance exercise; c: control variables treatment group p value ae (n=30) c (n=30) re (n=30) whoqol-bref physical health 26.33 ± 3.14 25.23 ± 4.93 20.17 ± 2.93 <0.001** psychological health 24.77 ± 3.47 24.43 ± 4.05 14.90 ± 3.16 <0.001** social relationship 11.10 ± 1.99 10.97 ± 1.97 7.37 ± 1.77 <0.001** environment 28.77 ± 3.40 28.80 ± 3.97 19.23 ± 3.29 <0.001** table 4. comparison of qol sub-scales physical, psychological, social, and environmental health by treatment groups after 10 weeks intervention **significance level is at p<0.01 note: ae: aerobic exercise; re: resistance exercise; c: control 78 although waist and hip circumference showed significantly differences according to the anova results after the 10-week exercise intervention. the literature states that ae is the preferred exercise type for weight loss and improving body composition, whereas re is more effective in gaining lean mass without weight loss.(24,25) resistance exercise was as effective as ae such that bmi, fat mass, waist and hip circumferences of women were similar after the exercise intervention and did not show any statistically significant difference. in the light of our findings, re can be an alternative exercise to ae for weight loss, improving bmi and reducing fat mass in overweight and obese women (tables 2 and 3). previous studies support these findings in that regular aerobic and strength exercises lead to significant reductions in body composition parameters such as body weight, bmi, fat mass, and waist and hip circumference.(35-37) skrypnik et al.(38) found a decline in body weight, bmi, waist and hip circumference values in women with abdominal obesity after three months in both groups who performed either only endurance exercise or a combined exercise program with endurance and strength training. in addition, marandi et al.(39) found that both light and moderate aerobic exercises improved body composition parameters in obese and overweight women. aerobic exercises are low-impact physical activities recommended for obese individuals with weak physical strength(40) and are recognized as the most effective strategy for improving body we ight and fat mass parameters.(41) a combined exercise program might be effective in the treatment of obesity since cardiovascular exercises burn fat stored in adipose tissue, while resistance exercises increase basal metabolism by increasing muscle mass.(42) additionally, resistance training leads to a stable resting metabolic rate, resulting in an increased likelihood of weight loss in obese individuals.(8) reviews clearly st ate that exer cise programs improve body weight and composition in overweight or obese adults due to a decline in body weight, total body fat and visceral adipose tissue. while the effect on weight and fat loss is relatively small and limited to only a few kilograms, reduction of visceral fat is likely to improve cardiometabolic health in these patients.(43) according to the european clinical practice guidelines of the european society for the study of obesity (easo), moderate but gradually increasing intensity aerobic endurance exercise should be performed for 30-60 minutes a day and most days of the week in all ages, tailored to the patient’s health status and ability.(44) on the other hand, recent research shows that strength training might be an alternative in the treatment of obesity due to numerous potential benefits of resistance exercises including increased muscle strength, prevention of sarcopenia with aging, preservation of bone mineral density and reduction of body fat.(38,45) the findings of the present study are in accordance with the literature supporting that re have a positive effect and show improvements in body composition in overweight and obese females. quality of life is a multidimensional construct that includes psychological, physical, social and environmental domains. it has been stated that physical activity is associated with an improved perception of the physical aspect of qol, as well as other domains such as the social, emotional or psychological aspects of qol.(46) a recent randomized clinical trial showed that moderate or high-intensity exercise training programs help improve the qol among obese adults.(47) in contrast, in a meta-analysis that focused on postintervention outcomes, but not on the mean change in physical, psychological, mental, social and environment qol domains, improvement was reported only in the physical health subdimension due to exercise, but not in any other qol subdimension.(48,49) the findings of the present study in terms of qol sub-dimensions including physical health, psychological health, social relationship and environment show that exercise intervention, either aerobic or resistance exercise, for 10 weeks causes an increase in qol in overweight and obese females. at the beginning of the study, cicek, ozdurak-singin exercises on body composition in overweight women 79 univ med vol. 42 no. 1 physical health, psychological health, social relationship, and environment were similar for each group, while all sub-dimensions showed significant differences according to comparisons of groups after 10 weeks of exercise intervention (table 4). pairwise comparisons with the tukey post hoc test showed that the control group had significantly lower scores compared to both aerobic and resistance exercise groups for physical health, psychological health, social relationship and environment sub-dimensions of qol. however, physical health, psychological health, social relationship and environment, were not significantly different between ae and re (table 5). the findings of the study are in accordance with the literature which shows that physical exercise has a positive effect on qol in obese individuals.(50) as a crucial therapeutic strategy for improving physical and mental health, exercise training that includes aerobics, strength, stretching and balance exercises improves qol in the general population and is consistently among the top health and wellness trends.(51,52) however, psychological problems can lead to weight gain,(53) while weight loss can lead to better psychological outcomes, which may contribute to maintaining successful weight loss.(54) the detrimental effect of obesity on physical and psychological qol domains has already been demonstrated by normal-weight adults showing be tt er qol compar ed to overweight and morbidly obese individuals.(55) longitudinal and cross-sectional studies have shown a positive relationship between physical activity and perception of better mental health and qol.(56) findings of the present study showed that exercise interventions, both aerobic and resistance exercise for 10 weeks, had a positive effect on all qol sub-dimensions and resulted in an increase in psychological health, social relationship and even in environment, whereas control group scor e s re mained the same throughout the study for all sub-dimensions. the current findings provide evidence of the effectiveness of both aerobic and resistance exercise components which might be used in combination in overweight and/or obese females in the context of weight loss. it seems that inclusion in an aerobic and resistance exercise program can result in improvements in healthrelated qol independent of changes in weight.(8) as a result, different types of physical activity can contribute to improving qol. in addition, the mental and emotional benefits may be motivating factors in people’s perception of physical activity programs, especially for overweight/obese individuals.(15) obesity is also associated with reduced life expectancy.(16) pimenta et al. (57) found an inverse relationship between bmi and all sub-dimensions of qol. in addition to physical and psychological scores, also total scores for qol showed a linear decrease with increasing bmi. global scores demonstrated in the literature found a negative linear relationship between qol and high bmi.(16,58) based on previous studies, scores of psychological sub-dimension including selfesteem, body image and emotions showed that qol decreases with weight gain.(59,60) pimenta et al.(57) stated that higher bmi is associated with lower general qol in brazilian males and females, based on lower scores in the physical health, psychological health, social relationship and environment sub-dimensions. most studies show that physical activity has a positive effect on subjective well-being in terms of happiness and life satisfaction.(61,62) the findings of our study are in accordance with the literature showing that physical activity improves body composition and increases qol, which might have positive outcomes throughout life span.(61-63) the main goal of weight loss interventions in overweight individuals or obesity treatment is to lose weight and improve physical, physiological, and psychological health, often defined as the indicator of success.(53) a few limitations of this study need to be acknowledged such as dietary intake and life habits. participants were advised not to change their daily physical activity level and eating habits, however, they were not strictly controlled for their diet and might have reduced their caloric intake 80 due to positive effect of exercise on behavioral eating. in addition to the drop-outs, the selection of participants who were particularly motivated to increase physical activity before undergoing a conventional weight loss may reduce the generalizability of study results. another limitation is the single gender and the single obesity type 1 included in the study. from a practical point of view, it might be appropriate to inform patients with overweight and/or obesity that resistance training improves not only bmi and body composition, but also qol as effectively as does aerobic exercise. since overweight and obese women get tired in a shorter time period and might be shy due to their apperance, resistance training might be a possible choice to exercise at home with a resistance band and for shorter times than walking and running outdoors. future studies should include mixed methods such as resistance training at different intensities and caloric restriction, and a complete program should be evaluated for the most effective intensity and duration according to different obesity types for both gender. conclusion it can be concluded that ae and re improve body composition and qol in overweight and obese women. exercise intervention for 10 weeks might cause a decline in body weight, bmi, fat mass, and waist and hip ratios in overweight and obese females. also, qol components such as physical health, psychological 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van rooij fja, et al. physical activity types and health-related quality of life among middle-aged and elderly adults: the rotterdam study. j nutr health aging 2018;22: 246-53. doi:10.1007/s12603-017-0902-7. 63. legey s, aquino f, lamego mk, et al. relationship among physical activity level, mood and anxiety states and quality of life in physical education students. clin pract epidemiol ment health 2017;13:82. doi: 10.2174/ 1745017901713010082. c:\users\universa medicina\down 121 abstract universa medicina microbiological profile of diabetic foot infections and the detection of meca gene in predominant staphylococcus aureus ponmurugan karuppiah1, 2, suresh s. s. raja3, and muhammad musthafa poyil4* background diabetes mellitus (dm) is a serious health problem that is rapidly expanding worldwide. staphylococcus aureus is a pathogenic bacterium which has a number of drug resistant strains. different variants of this pathogen have been isolated from patients with diabetic foot ulcers in persons having uncontrolled blood sugar level all over the world, resulting in high rates of morbidity and mortality. the objective of this study was to determine the prevalence of drug resistant staphylococcus aureus in diabetic foot infections (dfis). methods an epidemiological survey was conducted and 300 pus samples were collected from wounds, abscesses, skin and soft tissue lesions of patients having type ii diabetes with foot ulcer infections at a tertiary care hospital. further, the antibacterial susceptibility patterns of all the isolated staphylococcus aureus were determined against methicillin, oxacillin, vancomycin and novobiocin. results pathogenic bacterial species including coagulase positive and coagulase negative staphylococcus aureus, escherichia coli, klebsiella sp., proteus sp., pseudomonas sp. and citrobacter sp. were identified, among which staphylococcus was the main genus identified. a total of 13 (4.3%) isolates of coagulase positive staphylococcus aureus were resistant to methicillin. using pcr, 7 (53.8%) staphylococcal isolates were detected with the meca gene. conclusion staphylococcus aureus is the most common cause of dfis. this study demonstrates that about 53.8% of all methicillin resistant staphylococcus aureus isolates have meca genes. such a finding is the primary step in understanding and tackling the resistance mechanism. keywords: diabetic foot ulcer, staphylococcus aureus, meca, methicillin original article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.121-128 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1291 may-august 2022 vol.41no.2 1department of botany and microbiology, college of science, king saud university, riyadh, saudi arabia 2department of microbiology, k.s. rangasamy college of arts and science, tiruchengode, namakkal, tamil nadu, india 3department of microbiology, government arts and science college, preambular, tamil nadu, india. 4department of basic medical sciences, college of medicine, prince sattam bin abdulaziz university, al-kharj, saudi arabia correspondence: muhammad musthafa poyil department of basic medical sciences, college of medicine, prince sattam bin abdulaziz university, al-kharj, 11942, saudi arabia email: pmusthu@gmail.com orcid id: 0000-0003-4826-3603 date of first submission, februari 2, 2022 date of final revised submission, may 20, 2022 date of acceptance, may 26, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: karuppiah p, raja sss, poyil mp. microbiological profile of diabetic foot infections and the detection of meca gene in predominant staphylococcus aureus. univ med 2022;41:121-8. doi: 10.18051/ univmed.2022.v41.121-128. 122 karuppiah, raja, poyil diabetic foot ulcer and staphylococcus aureus introduction di a b e t e s me ll i tu s ( d m ) wh i c h i s encountered when the blood glucose level is increased, poses a serious threat to the public health with high rates of morbidity and mortality worldwide.(1) unfortunately, it affects 463 million adults globally, indicating that dm is the seventh major cause of death (2,3) and this estimation is likely to be increased 1.5-fold in 2045.(4) diabetes mellitus introduces many complications such as diabetic foot ulcers (dfu), pressure ulcers and other types of venous leg ulcers. among them, dfu is affecting 15-25% of the diabetic population every year across the world,(5,6) which increases the number of limb amputations by 524% within a period of 6–18 months after the first evaluation. by infecting soft tiss ues and bony str uctu res . (7 -9 ) th e pathogenesis of dfu is unknown (10) and its incidence and severity are based on the effect of host-associated conditions such as neuropathy and also pathogen-linked factors such as colonization, microbial resistance and virulence factors.(11) initially, dfu would be a single microbial infection, but later it may turn into polymicrobial infections with both aerobic and anaerobic microbes.(12,13) bacterial virulence factors and the host resistance level play a major role in the diagnosis and management of dfu infections.(14) the treatment of dfu remains a changing one because of the overuse of antibiotics as the clinical symptoms of dfu mimic the ulcer infections. unfortunately, this phenomenon has an impact on the ecology of t he h uma n mic r obi ome, re s ul ti ng i n th e occurrence of drug-resistant organisms. many reports indicate that dfu is caused by a variety of drug-resistant organisms including methicillinresistant staphylococcus aureus (mrsa) (15,16) and hence the incidences are higher. among the mic roorganisms, staphylococcus aureus is one of the most frequently isolated dfu bacterium which is a commensal as well as human pathogen (17,18) causing approximately 30% of human infections such as sepsis, bacteraemia, pneumonia and skin inf ections. (1 9) methicilli n-resistant staphylococcus aureus has been acquired through a variety of risk factors such as prior amputation, previous hospitalization, prior antibiotic usage and stay in chronic care facilities.(20,21) methicillin-resistant staphylococcus aureus has the ability to resist all the currently used antibiotics which makes the treatment procedures costly, while the side effects related to antibiotics create difficulty in the management of dfu infections.(22) moreover, staphylococcus aureus genomes consist of variety of genes which are responsible for antibiotic resistance and other virulence factors. a study on diabetic foot infections showed that polymicrobial cultures were obtained from 83.7% of patients with a rate of isolation of 3.0 ± 1.4 bacteria per patient.(23) a meta-analysis clearly identified a high prevalence of bacterial species/ genera classically associated with diabetic foot infection, e.g. s. aureus.(24) the prevalence of methicillin-resistant staphylococcus aureus (mrsa) identified by this meta-analysis (18.0%) matches closely that of a previous metaanalysis.(25) studies indicate that the withincountry and between-country prevalence of mrsa are heterogeneous.(26,27) in addition, there is a need for evidence-based guidance to prescribe an appropriate drug of choice to concerned patients based on local data. hence, this study aimed to isolate staphylococcus aureus strains and antibiotic sensitivity profiles from diabetic foot ulcer infections and to investigate for the presence of the meca gene that codes for methicillin resistance in staphylococcus aureus. methods research design an epidemiological study was conducted in both male and female in-patients from the wards of the government district hospital, erode, india, in the period of 07-06-2021 to 23-12-2021. 123 sam ple collection and isolat ion and identification of s. aureus stains a total of 300 pus samples were collected using sterile swabs from wounds, abscesses, skin and soft tissue lesions of patients having type ii diabetes with foot ulcer infections. the swabs were transported to the laboratory without any further delay. the samples were swabbed on to macconkey, blood and mannitol salt agar plates and incubated overnight at 37o c. then, the plates were observed for colony formation. the isolated colonies were used for morphological, gram stain, biochemical analyses (coagulase, catalase, oxidase, indole, methyl red, voges-proskauer, citrate utilization, triple sugar iron agar, urease, dnase and gelatinase tests) and carbohydrate fermentation tests (glucose, sucrose, mannitol and lactose).(28) determination of antibacterial activity the isolated and identified s. aureus strains were diluted and adjusted to form cell suspensions of 0.5 mcfarland units. these suspensions were used for the disc diffusion method as described by gowri et al.(29) mueller hinton agar (mha) plates were used to study the antibacterial activity of isolated s. aureus strains against commercially available antibiotics such as methicillin (5 g), oxacillin (1 g), vancomycin (30 g) and novobiocin (30 g), which were purchased from hi media (india). briefly, the prepared mha plate surfaces were swabbed with diluted inocula of s. aureus and left for five min. after that, the antibiotic discs were placed individually and the plates were incubated for 24 hrs at 37o c. after incubation, the plates were observed for zones of inhibition. det ection of meca f r om s. aureus by polymerase chain reaction the presence of meca from all isolates of s. aureus was determined as described by akhi et al. (2 8) using the f or ward (f5’ctcaggtactgctataccacc-3’) and reverse (r 5’-cacttggtatatcttcacc-3) primers. briefly, a single bacterial colony was obtained from a fr esh subculture and resuspended in 100 μl of sterile water and 1 ml of suspension was added to each pcr ready mix. the pcr was programmed as follows: bacterial lysis and dna denaturation step of 5 min at 95o c; 30 cycles with a 30-s denaturation step at 94o c; a 30-s annealing step at 42o c; a 30-s extension at 72o c; and final 10-min extension step at 72o c. after 30 cycles, the final pcr product was detected by gel electrophoresis. gel electrophoresis for the gel electrophoresis, the resulting product was loaded onto the 1.5 % agarose gel with ethidium bromide along with standard dna 100 bp marker and the electrophoresis was performed at 50 volts using 1 x tris-borate edta (t be) as the r unning buffer. then the electrophoresis was stopped by turning off the power supply when the product had migrated a distance sufficient for separation of the dna fragments. next, the gel was observed for bands on an uv trans-illuminator. statistical analysis the microbiological experiments were performed in triplicate and all the data were statistically analysed by using ibm spss software, version 22.0 (armonk, ny, usa) and qualita tive variable s were expressed as percentages. ethical clearance this study was approved by the departmental ethical committee (ksrcas/ deciii-2021/03), at the postgraduate and research department of microbiology, k.s. rangasamy college of arts and sciences, tiruchengode, india and written informed consent was obtained from every participating patient. results isolation and identification out of 300 samples collected from patients having type ii diabetes with foot ulcer infections, univ med vol. 41 no 2 124 karuppiah, raja, poyil diabetic foot ulcer and staphylococcus aureus a b table 1. biochemical analysis of bacteria isolated from dfu infections notes: + indicates positive, indicates negative, k/kalkali slant and butt, a/aacid slant and butt, k/aalkali slant and acid butt and v-variable 172 samples were from males (58%) and 128 from females (42%) of the age groups between 45 and 85 years. from the samples, 300 distinct c o l on y mor p ho l ogi e s we r e obs e r ve d o n macconkey, blood and mannitol salt agar plates and the individual colonies were subjected to gram’s staining reaction, showing that 104 isolates were gram positive (34.4%) and 196 were gram negative (65.3%). the results of various biochemical analyses such as coagulase, catalase, oxidase, indole, methyl red, vogesproskauer, citrate utilization, triple sugar iron agar, urease, dnase and gelatinase tests, and carbohydrate fermentation tests (glucose, sucrose, mannitol and lactose) to which the isolates were subjected are mentioned in table 1. based on the microscopy, biochemical reactions and cultural characteristics, the isolates were identified as s. aureus, escherichia coli, klebsiella sp., proteus sp., pseudomonas sp. and citrobacter sp. and the results are displayed in table 2. the results also showed that, among isolated microbes n (%) coagulase positive s. aureus (cps) 31 (10.3) coagulase negative s. aureus (cns) 73 (24.3) e. coli (ec) 30 (10.0) proteus sp. (pr) 66 (22.0) pseudomonas sp. (ps) 45 (15.0) klebsiella sp. (kl) 15 (5.0) citrobacter sp. 40 (13.3) table 2. distribution of the isolates from diabetic patients with foot ulcers (n=300) 104 gram positive isolates, 31 were coagulase positive s. aureus (10.3 %) and 73 we re coagulase negative s. aureus (24.3%). in the remaining isolates, 30 were e. coli (10.0%), 66 isolates were proteus sp. (22.0%), 45 isolates were pseudomonas sp. (15.0%), 15 isolates klebsiella sp. (5.0%) and 40 isolates were citrobacter sp. (13.3%). the coagulate positive and coagulase negative s. aureus isolates were used for further analyses. name of the biochemical tests s. aureus e. coli klebsiella sp. proteus sp. pseudomonas sp. citrobacter sp. gram stain +ve cocci -ve rod -ve rod -ve rod -ve rod -ve rod coagulase + catalase + + + + + + oxidase + indole + methyl red + + + vogesproskauer + + citrate utilization + + + + + triple sugar iron agar k/a, gas +ve, no h2s a/a gas +ve, no h2s a/a, no gas, no h2s k/a gas +ve, h2s +ve k/k no gas, no h2s a/a gas +ve, h2s +ve urease, + + + v dnase + + gelatinase + + + glucose + + + + + sucrose + + + + mannitol + + + + + lactose + + + + xylose + + + + 125 univ med vol. 41 no 2 s. aureus strains antibiotics sensitivity profile$ methicillin oxacillin vancomycin novobiocin r s r s r s i r s coagulase positive (n-31) 13 (41.9) 18 (58.1) 2 (6.4) 29 (93.6) 9 (29.0) 21 (67.7) 1 (3.3) 0 (0.0) 31 (100.0) coagulase negative (n=73) 0 (0.0) 73 (100.0) 28 (38.3) 45 (61.7) 22 (30.1) 51 (69.9) 0 (0.0) 17 (23.3) 56 (76.7) table 3. antibiotics sensitive pattern of s. aureus isolates note: r=resistant, s=sensitive, i=intermediate; data presented as n (%) antibiotic sensitivity patterns the antibiotic sensitivity patterns of all isolated coagulase-positive and coagulasenegative s. aureus were determined against above mentioned commer cially available antibiotics. the results showed that, among the 31 coagulase positive s. aureus, 13 (41.9%) isolates were resistant and 18 (58.1%) isolates were susceptible to methicillin. two (6.4 %) of the isolates were resistant to oxacillin whereas 29 (93.6%) of the isolates showed susceptibility to the same anti bioti c. to th e ant ibio tic va nco myc i n , 9 ( 2 9 .0 % ) i s ola t e s show e d resistance, 1 (3.2%) isolate was of intermediate resistance and 21 (67.8%) isolates showed susceptibility. all 31 coagulase-positive s. aureus were susceptible to novobiocin and at the same time, all 73 coagulase-negative s. aureus were susceptible to methicillin (table 3). detection of meca from s. aureus the presence of meca in the isolated s. aureus was detected using the pcr technique and the result is presented in figure 1. among the 13 isolates which were susceptible to methicillin, 7 (53.8%) were shown to have the p r e s e n c e of t h e me c a ge n e a f te r pcr amplification. figure 1. detection of meca gene from coagulase positive s. aureus. lane 1: dna marker, lane 2-14: 13 methicillin susceptible isolates shows meca 126 karuppiah, raja, poyil diabetic foot ulcer and staphylococcus aureus discussion diabetic foot ulcer infections (dfuis) are serious complications of diabetic mellitus and are caused by a var iety of micr oorganisms particularly s. aureus which have strains that are resistant to many of the antibiotics in common use, making the treatment procedures complicated and costly.(30) the findings of the present study also underline the seriousness of the dfu inf ections as the y r eveal the natur e and characteristics of the bacterial isolates from a total of 300 pus samples collected from dfuis of type ii diabetes patients. based on detailed analyses, the bacterial isolates from the dfu pus samples were identified and belonged to s. aureus, escherichia coli, klebsiella sp., proteus sp., pseudomonas sp., and citrobacter sp., with 65.3% gram negative and 34.4% gram positive bacteria, a clear indication that the dfuis are polymicrobial. similarly, tiwari et al. (3 1) investigated 62 cases of dfuis and isolated 82 bacteria wherein they found that the percentages of gram negative and gram-positive isolates were 68% and 32%, respectively. the current study was correlated with a previous report of mutonga et al.(32) in whose study 80 swabs were collected and who found that the percentages of the gram negative and gram-positive populations were 65% and 29%, respectively. among them, 16% were s. aureus, 15% e. coli, 11% proteus mirabilis, 7% klebsiella p neumoniae and 7% pseudomonas aeruginosa, indicating that s. aureus is the most frequently isolated organism in dfus. many other studies have also reported that s. aureus is an important agent causing dfu, in line with the present study which reports its presence in 34.4% of patients.(33,34) the antibacterial susceptibility patterns are helpful for recommending suitable antibiotics for the treatment of dfuis. in this study, all 31 coagulase-positive s. aureus were susceptible to novobiocin and all 73 coagulase-negative s. aureus were susceptible to methicillin. an investigation by mergenhagen et al.(35) determined that the prevalence of staphylococcus aureus isolated from patients with dfuis was 89.2%, with 7.5% of mrsa and 24.8% of methicillinsusceptible staphylococcus aureus. recently, anafo et al.(36) investigated the variety of bacteria in 100 patients with dfuis in ghana and found that s. aureus was the most prevalent bacterium showing resistance to pe nicillin (100%), tetracycline (47.4%), cotrimoxazole (42.1%) and so on. nowadays, the genotypic method such as pcr plays a vital role in the detection of genes involved in the resistance mechanism. in the current study, the meca genes which are responsible for methicillin resistance were detected in s. aureus using pcr. among the 13 isolates which were resistant to methicillin, 7 isolates showed the presence of meca genes after pcr amplification and the remaining mrsa may have other genes such as mecc. our findings were correlated with an earlier report by anwar et al.(37) wherein they investigated 46 samples for the detection mrsa and predicted that 45.8% were mrsa. pcr showed the presence of meca in 41.6% of mrsa. there are many limitations for the present study, essentially to be examined at the time of interpreting its findings. firstly, the specimen collection using swabs has a demerit that it cannot isolate the bacterial pathogens from the inner parts of the ulcers such as the bones. secondly, the antibiotics that were being received by the patients in the hospital facility were also not considered. still, the present investigation report affords important basic information for future studies as a thorou gh knowledge of the microbiology of dfuis is important in monitoring the treatment and managing the adverse effect of antimicrobial resistance among high risk diabetic patients. further studies are recommended which should include samples from different levels of skin lesions in a larger number of patients and analyse the virulence factors. conclusion this study demonstrated that the 13 methicillin-resistant isolates were analysed for the presence of the meca gene using pcr indicating 127 univ med vol. 41 no 2 that 7 (53.8%) isolates had the meca gene. overall, the results suggest that dfu infections are polymicrobial in nature and comprise s. aureus as the dominant bacterial pathogen. conflict of interest the authors declare that the present study was performed in the absence of any conflict of interest. acknowledgement the authors are grateful to the deanship of scientific research, prince sattam bin abdulaziz university, al-kharj, saudi arabia for the support and encouragement in conducting the research and publishing this report. contributors pk and mmp: concept development; pk, sssr and mmp: work design and supervision; pk and mmp: sampl ing, processing, identification, antibiotic susceptibility tests; pk, sssr, and mmp: pcr, gel electrophoresis, data analysis and 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three of diabetic foot ulcer. iraqi j sci 2014;55:1232–5. 34. jouhar l, jaafar rf, nasreddine r, et al. microbiological profile and antimicrobial resistance among diabetic foot infections in lebanon. int wound j 2020;17:1764-73. doi: 10.1111/iwj.13465. 35. mergenhagen ka, croix m, starr ke, sellick ja, lesse aj. utility of methicillin-resistant staphylococcus aureus nares screening for patients with a diabetic foot infection. antimicrob agents chemother 2020;24;64:e02213-19. doi: 10.1128/aac.02213-19. 36. anafo rb, atiase y, dayie ntkd, et al. m e t h i c i l l i n r e s i s t a n t s t a p h y l o c o c c u s aureus (mrsa) infection of diabetic foot ulcers at a tertiary care hospital in accra, ghana. pathogens 2021;24;10:937. doi: 10.3390/ pathogens10080937. 37. anwar k, hussein d, salih j. antimicrobial susceptibility testing and phenotypic detection of mrsa isolated from diabetic foot infection. int j gen med 2020;13:1349-57. doi: 10.2147/ ijgm.s278574. alvina 138 abstract *departement of public health, **departement of pediatrics, faculty of medicine airlangga university correspondence dr. pudji lestari, m.kes., phd. departement of public health faculty of medicine airlangga university jl. prof. moestopo no. 47 surabaya phone: 031-5020251 fax: 031-5022472 email: pules30@yahoo.com univ med 2011;30:138-45. home humidity increased risk of tuberculosis in children living with adult active tuberculosis cases pudji lestari*, florentina sustini*, anang endaryanto**, and retno asih** september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina indonesia is one of the countries with the largest number of tuberculosis (tb) cases in the world. environmental factors play significant roles in infection and disease development in children living with adult active tb cases. the aim of this study was to explore the environmental factors affecting tb risk in children, including humidity and number of people living in the same house with the children. using a cross-sectional study design, children living with active tb adults for at least 8 weeks were recruited. the subjects underwent clinical examination, tuberculin skin test (tst) and radiological investigations. home visits were conducted three times daily, namely in the morning, at midday, and in the evening, to measure humidity by digital hygrometer and to observe home conditions. of 56 index cases living with active tb adults in an urban low socioeconomic setting, 64 contact tb children were recruited. these children were classified as class i with negative tst and no clinical signs, class ii with positive tst and no clinical signs, and class iii with both positive tst and clinical signs. there were 32 (50%) class i, 10 (15.6%) class ii and 22 (34.3%) class iii children. however, a sub-sample of 43 showed positive results for mtb 16s rrna, indicating that all children were infected. the humidity cut-off point was set at 75%, p=0.04 and ep 2.09 (ci= 1.32-3.29), signifying that children living in houses with a humidity higher than 75%, were twice more likely to be tuberculin positive. environmental conditions playing a role in disease development were humidity and number of people living in the house. key words: tuberculosis, home condition, humidity, children introduction indonesia is one of the countries with the largest number of tuberculosis (tb) cases in the world, affecting people in the productive age range of 15-65 years. in endemic countries, tb in children accounts for 12-20% of all tb cases.(1) children living with active tb parents, termed contact children, are infected by m y c o b a c t e r i u m t u b e rc u l o s i s ( m t b ) , t h e causative pathogen of tb. these contact children are at higher risk for infection and d i s e a s e d e v e l o p m e n t , a n d a s a d u l t s w i l l constitute a reservoir of m.tuberculosis as well 139 univ med vol.30 no.3 a s a s o u r c e o f i n f e c t i o n f o r t b i n t h e community.(2) adverse environmental conditions in the c o n t a c t c h i l d r e n ’s h o m e s , s u c h a s h i g h humidity and poor ventilation can increase the risk of tb. moreover, a high population density in the house and a high number of household members further increase the infection rate from adult active tb cases, termed index cases, to children.(3) according to epidemiological data, areas with low socioeconomic status have a high prevalence of tb. whether children living with tuberculous adults will develop active tb depends both on the closeness of contact and the concentration of the mtb agent in the sputum of index cases. the aim of this study was to identify the home environmental conditions affecting the risk of tb infection in children living with adult active tb patients. methods research design an observational cross-sectional study w a s c o n d u c t e d f r o m s e p t e m b e r 2 0 0 9 t o november 2009 at dr. sutomo hospital, surabaya. research subjects children under 15 years of age who lived with adult open tb cases for at least 8 weeks consecutively were recruited into the study. adult tb patients with positive smears who came to the pulmonology clinic at dr sutomo hospital were asked whether or not they were living with children under 15 years. patients giving an affirmative answer were suggested t o b r i n g t h e i r c h i l d r e n t o t h e c l i n i c f o r screening. sample size determination s a m p l e s i z e w a s d e t e r m i n e d b y t h e following formula: n= {n. z2 1-α/2 p (1-p)}/ {(n-1) d 2+ z2 1-α/2 p (1-p)} where n = 140 (estimated monthly number of new sputum positive cases at the pulmonology clinic); α = 5%, therefore z2 1-α/2 = (1.96)2 = 3.84; p = proportion of affected children among contact children; d = deviation from actual value = 12.5%. the minimum sample was 50 tb patients, with all children living with them being included in the study sample. the subjects were selected by systematic random sampling. data collection the children of the tb patients were asked to visit the clinic twice, the first visit being for blood collection, tuberculin tests and chest radiographs, while the second visit was for reading the tuberculin skin test (tst) results and collection of the stool samples b r o u g h t b y t h e c h i l d r e n . c l i n i c a l a n d radiological examinations were conducted at the pediatric clinic, while tst results were examined by a physician. the homes of the c h i l d r e n w e r e v i s i t e d t h r e e t i m e s . a l l observations, interviews and measurements were performed by trained field workers. diagnosis of tuberculosis the diagnosis of tuberculosis was according to the who system as follows: table 1(4) class class type description tb-0 no tb exposure. not infected: no history of exposure, negative reaction to tst or negative in-vitro laboratory diagnostic tests. tb-1 tb exposure. no evidence of infection: history of exposure and negative reaction to tst or negative in-vitro latent tb infection (ltbi) laboratory diagnostic tests. tb-2 ltbi, no disease. positive tst or positive invitro ltbi laboratory diagnostic tests, negative bacteriologic studies (if done) and no clinical and/or radiographic evidence of active tb. tb-3 tb, clinically active. laboratory, clinical, bacteriological, and/or radiographic evidence of current disease. note: our study subjects were contact children, therefore we did not have tb class 0. table 1. description of tuberculosis class (4) 140 tuberculin test purified protein derivative (biofarma, bandung) was used for tst. results were examined after 72 hours, the presence of an induration of >10 mm in diameter indicating a positive tst, regardless of age and bcg status. measurements each adult patient’s house was visited and observed, the humidity of the house being measured by means of a digital hygrometer, and expressed as the percentage of water in the air. a dwelling is considered to be healthy at a humidity of 40-60%.(5) the cut-off point in our study was set at a humidity of 75%, which was higher than recommended in the reference,(5) because all dwellings housed tb patients. the numbers of bacilli found in index cases is very important, because it is a measure of both the degree of infectivity of the patient and the severity of the disease. the international union a g a i n s t tu b e r c u l o s i s a n d l u n g d i s e a s e (iuatld) recommends the following grading scale of smear microscopy results (table 2).(6) m. tuberculosis 16s rrna was measured on pbmc by means of a commercial kit (cobas amplicor roche), exactly as written in the m a n u f a c t u r e ’s p r o t o c o l . s e n s i t i v i t y a n d specificity of the kit, as compared to bacterial culture, was 80.2 % and 96.6%, respectively. ethical clearance ethical clearance of the study protocol was granted by the ethical committee of dr sutomo hospital. statistical analysis data were analyzed using spss version 13. the prevalence exposure rates of several e n v i r o n m e n t a l f a c t o r s , v i z . h u m i d i t y, ventilation, number of people living in the s a m e h o u s e , a n d g e n e t i c p r o x i m i t y (relatedness) of index case, were compared between tuberculin skin test (tst) results. for ordinal data, mann-whitney and kruskalwallis tests were used for comparison between groups. the level of significance was set at 0.05. results a total of 73 children under 15 years of age who were living with 56 adult smearpositive cases were examined. most of them came from households of low economic status. the mean age of the children was 6.8 ± 3.5 years (range 1 year to 15 years), with a slight excess of males (39 or 53%) over females (34 or 47%). most of the homes were crowded, with 5 ± 1 persons (range 3–9) per dwelling and calculated mean density per 10 m2 of 2 ± 1 persons (range 0.15 – 10) (table 3). acid fast bacilli (afb) counts recording/reporting no afb in at least 1 00 fields 1 to 9 afb in 100 fields* 10 to 99 afb in 100 fields‡ 1 to 10 afb per field in at least 50 fields† > 10 afb per field in at least 20 fields‡ 0/negative actual afb counts† + ++ +++ table 2. iuatld-recommended grading of sputum smear microscopy results(6) *a finding of 1 to 3 bacilli in 100 fields does not correlate well with culture positivity. the interpretation of the significance of this result should be left to the national tuberculosis program (ntp) and not to the microscopist. it is recommended that a new smear be prepared from the same sputum specimen and be re-examined. †the reporting of actual acid fast bacilli (afb) counts is recommended to allow a competent authority to determine whether the number fits the tb case definition of the ntp. ‡in practice most microscopists read a few fields and confirm the finding by a quick visual scan of the remaining fields. lestari, sustini, endaryanto, et al home humidity and tuberculosis in children 141 univ med vol.30 no.3 although 9 children had clinical tb, their t b c l a s s w a s u n d e t e r m i n e d , b e c a u s e o f negative tst results. based on the igra/ elispot results, only 71 children could be tested. in addition, there were 8 children with clinical tb but negative igra/elispot test r e s u l t s , w h o w e r e t h e r e f o r e a l s o n o t categorized as to tb class. regarding the genetic proximity of the children to the index cases, in 54 children (78%) the index cases were their parents (first degree relatives), while 19 children (22%) had non-parents as index cases. most of the children (57 or 67%) shared bedrooms with their index case and only 16 (23%) did not. the majority of the children had also longstanding contact with their index case, with a variable indicator n ( %) housing density * number of people living in the sam e house density per 10 m2 proximity to index cases genetic proximity: parents non-parents sharing the sam e room: yes no duration of contacts (weeks) * afb** index case : positive 1 positive 2 positive 3 smoking and chr onic cough sm oking household member : one more th an one none chronic cough in other household mem bers : yes no 5 ± 1 2 ± 1 54 (78) 19 (22) 57 (67) 16 (23) 40 ± 46.9 37 (51) 27 (37) 9 (12) 36 (49) 5 (6.8) 32 (42.2) 9 (12) 64 (88) table 3. distribution of housing density, proximity to index cases, smoking and chronic cough of household members (n= 73) * mean ± sd; **afb=acid fast bacilli mean duration of 40 weeks (range 8–208 weeks). as to the concentration of acid-fast bacilli (afb) in the sputum of index cases, 37 adults (51%) were positive 1(+), 27 (37%) were positive 2 (++), and 9 adults (12%) positive 3 (+++). a total of 36 children (49%) h a d o n e s m o k i n g h o u s e h o l d m e m b e r, 5 children (6.8%) had more than one smoker in the household and 32 (43%) had none (table 4). children with parents as index case had significantly different tst results and tb class compared to those with non-parents as index case. this difference was not apparent for geographic proximity to index case, bacterial density and presence of bcg scar. (table 5). in our study, mtb 16s rrna were found in all 43 sub-samples. table 4. social status and housing conditions of respondents (n = 73) var iables n (%) social st atus house ownersh ip : own ed b y respon dent own ed b y family of spouse ren ted productive person in h ouseh ol d : parents othe rs food con sum ption p er day (in th ousand rup iah) * housing conditions and en vir onm en t : size of dw ellin g* bu ilding mater ial : con crete wall board special room for children : yes no humid ity (%)* ventilation : good poor ill umin ation : dark light 31 (42) 27 (37) 15 (20) 63 (86) 10 (14) 20.8 ± 8 55.4 ± 54.6 6 7 (91.8) 6 (8.2) 2 0 (27.4) 5 3 (72.6) 73.0 ± 10.0 14 (19.2 %) 59 (80.8 %) 30 (40) 43 (60) * mean ± sd 142 the environmental variables yielding significant differences were the number of people living in the same house and the humidity, both according to tb class and tuberculin test results, while size of the house and illumination were not significantly different. the humidity cut-off point was set at 75%, p=0.04 and exposure prevalence (ep) was 2.09 (ci: 1.32-3.29), indicating that children living in dwellings with a humidity more than 75%, were twice more likely to be tuberculin positive. the high cut-off point of 60% as minimum criterion of a healthy dwelling was chosen considering that all dwellings housed tb patients (table 6). variables tb class p class 1 (n=32) class 2 (n=1 0) class 3 (n=22) humidity (%) illum ination light dark ventilation ≤ 20% > 20% size of house# number of people living in the same house genetic proximity: parent non-paren t proximity to index case sharing of bed room: yes no duration of contact (weeks) bcg scar present absent bact erial density of index case positive 1 positive 2 positive 3 66.7 ± 12.1 17 15 24 8 52.5 (9-30) 47.7 ± 1.0 19 13 22 10 33.8 (41.5) 19 13 15 11 6 76.1 ± 18.3 8 2 9 1 24.5 (6-90) 5.0 ± 0.8 10 0 9 1 40 (50.1) 6 4 6 4 0 74.5 ± 11.9 16 6 17 5 46.0 (9-216) 5.6 ± 1.4 20 2 18 4 43.7 (56.1) 15 7 10 9 3 0.03*† 0.172 0.558 0.397 0.018* 0.011* 0.275 0.754 0.791 0.441 table 5. distribution of risk factors according to tb class (n=64) * significant; #median (min-max) continuous data tested by t test/anova and mann-whitney/kruskal-wallis when not normally distributed. nominal data tested by x2 variable tuberculin skin test exposure prevalence (95% c.i.) negative (n=32) positive (n=32) humidity <75% >75% index case parents non-parents 34 7 19 13 14 18 30 2 2.09 (1.32-3.29) 4.59 (1.241 7.01) table 6. exposure prevalence for risk factors associated with tuberculin skin test lestari, sustini, endaryanto, et al home humidity and tuberculosis in children 143 univ med vol.30 no.3 discussion t b w a s d i a g n o s e d b y d e t e c t i n g t h e mycobacterium in sputum, gastric lavage, or blood. since infection is defined as colonization of the host by the agent,(7) and the 16s rrna subsample was taken randomly, we may conclude that all children were infected. this study showed for the first time that living in the same house with active tb patients for at least 8 weeks, was sufficient for children to get infected. most adult cases are secondarily infected, either through reinfection or reactivation. children may get primary infection from adults and the disease manifestations are more severe. as adults they in turn may become a source of infection to others.(8) in general, this may be the reason why tuberculosis in children is more apparent, systemic, and has broad clinical manifestations, whereas in adults with their mature immune response, there are already memory t cells against mtb, resulting in a protective immune response and a more contained pulmonary tb. unfortunately, the tb bacilli, however contained, are still living in the h o s t m a c r o p h a g e s , w a i t i n g f o r t h e h o s t immunity to wane. therefore, in an endemic country setting like indonesia there will always be the threat of a new upsurge of pulmonary tb cases, originating from the reservoir of adults who contracted tb in childhood. in addition, the increasing number of patients with hiv/aids and/or diabetes mellitus may result in a tb pandemic as new emerging disease. prospective studies have shown the tb prevalence in hhc children in colombia and senegal to be 1.6%(9) and 1.5%,(10) respectively, in contrast with a non-endemic area in the uk, where the morbidity risk in school contacts was only 1.5%.(11) the discrepancy with our study might be due to the diagnostic criteria used. diagnosis of tb in these studies was based on the results of bacterial culture and smear examination, while our study was based on mtb 16s rrna and clinical signs and symptoms. our study results support the prevailing opinion that bacterial cultures or smears are capable of detecting only a small proportion of child tb cases. the children in this study came from the same social class. we found that there were significantly more positive tsts in children with parents as index cases, as compared to children with other persons as index cases (p=0.031). however, sharing the same bedroom and index case bacterial density did not lead to significantly different tst results. these findings are similar to those of other studies, where it was found that first degree genetic proximity (parents) had an odds ratio of 3.15 times that of third/fifth degree proximity, which was similar to our threeor four-fold exposure prevalence.(3) the number of people living in the household showed a significant difference between tb class 1 and tb class 3. in this study, groups who were developing disease tended to have larger households than those with negative tst results. in gambia, on the contrary, among children under five years old, a higher risk of tst positivity was found in the smaller households, which was caused by a more intensive contact between tb parents and their childen.(3) in laos, however, no difference was found between the number of persons living with children with latent tb infection (ltbi children) and non-ltbi children.(13) the risk of tb infection is presumably influenced by the pattern of child care and local endemicity. in indonesia, where the society is communal, there are more people in one house and more people attending the children, so the probability for contacts is higher. the situation is different in laos, where the study was conducted in a rural area with a low density of people, thus no variability was found in the number of people living in a house between tst result groups. the presence of a bcg scar in the present study was essentially similar between tstpositive and tst-negative groups, being consistent with the results in gambia and 144 l a o s . ( 3 , 1 2 ) a p p a r e n t l y, a s u c c e s s f u l b c g vaccination, as indicated by the presence of a scar, is not correlated with cellular immune response to mtb infection. a low effectiveness of bcg vaccination could be due to co-infection with helminths,(13) although in all 50 fecal samples examined, no evidence of helminths was found. before the bcg era, tb disease in children was mostly non-pulmonary.(14) along with the fact that infection is systemic, bcg vaccine seems to protect the body from disease developing in other organs, but to be of no influence on the spreading process itself. that tuberculosis is correlated with humidity and other environmental factors, was shown in a russian study finding an increased incidence rate associated with high relative humidity, low ambient temperature and severe air pollution.(15) in indonesia, one case control study on children showed an eight-fold higher odds ratio (or) in cases from homes with a higher humidity,(16) in comparison to an or of 1.7 in adult cases, with a humidity cut-off of 70%,(17) suggesting that humidity has a higher impact on children than adults. this research used different approach than nurhidayah did; by given the exposure index case clear. the humidity factor here represents the condition where successful transmission happened. this was also the reason why we chose the higher cut-off point of 75%, instead of the standard 60% humidity for a healthy environment,(5) considering that all houses already had tb patients. an in vitro study on cytokine production by human cell lines found that the fungal species stachybotrys chantarum stimulated il-6 production.(18) in this connection, it should be emphasized that mycobacteria are also found in proportional numbers with fungi in moisturedamaged building materials.(19) the present study found that home humidity differed significantly between tb classes as well as between tst groups, so that humidity might a play role in host responses to tb infection and development of disease. as suggested by sun et al., humidity shifts the th1-th2 balance, resulting in disease development.(20) another environmental factor, namely altitude, was shown in a peruvian study to affect tst positivity, where the prevalence of positive tst results was lower at higher altitudes (+/6%), in comparison to tst results at sea level (+/30%).(21) similar reults were also found in vietnam.(22) our study, which was conducted in surabaya, just 5 meters above sea level, found a proportion of 50% positive tst results. these findings support the opinion that the humid and warm air near sea level may be important for mycobacterial transmission. since the indonesian national guidelines for children with tb prescribe mandatory preventive drugs for children living with tb patients,(22) the observations in this study could only made before diagnosis. for this reason, we chose a cross-sectional design for this study. however, an inherent weakness of this design is that it cannot determine cause-and-effect relationships, all variables being observed at the same time. a one-way relationship between independent and dependent variable cannot be determined with certainty. that was why, we s u b s t i t u t e d o d d s r a t i o , w i t h e x p o s u r e prevalence. conclusions housing conditions that play a significant role in the host reaction to tuberculosis are humidity and household size, i.e. the number of persons living in a household. on the other hand, presence of bcg scars, sharing bedrooms, and mycobacterial density of index cases, presumably play less important roles. in the risk approach to child tb those factors should be included on the scoring system available. appropriate housing conditions and the optimal number of persons living in a household should be taken into consideration for a long term tb national program. lestari, sustini, endaryanto, et al home humidity and tuberculosis in children 145 univ med vol.30 no.3 acknowledgment this study was performed in part on a grant from the minister of education. references 1. donald pr. childhood tuberculosis: the hidden epidemic. int j tuberc lung dis 2004; 8:627-9. 2. brent aj, anderson bst, kampmanna b. childhood tuberculosis: out of sight, out of mind? trans r soc trop med hyg 2008;102: 217–8. 3. lienhardt c, sillah j, fielding k, donkor s, mameh k, warndoff, et al. risk factor for tuberculosis infection in children in contact with tuberculosis cases in the gambia, west africa. pediatrics 2003;111:e608-14. 4. world health organization. global tuberculosis control: surveillance, planning and financing. who report 2007. geneva: world health organization;2007. 5. keman s. kesehatan perumahan dan lingkungan pemukiman. j kesehatan lingkungan 2005;2;2942 6. laszlo a. for the international union against tuberculosis and lung disease. technical guide: sputum examination for tuberculosis by direct microscopy in low income countries. 5th ed. paris: international union 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pasca sarjana universitas diponegoro;2002. 18. huttunen k, hyvarinen a, nevalainen a, komulainen h, hirvonen mr. production of proinflamatory mediators by indoor bacterial and fungal spores in mouse and human cell line. environ health perspec 2003;111:85-92. 19. torvinen e, meklin t, torkko p, suomalainen s, reiman m, katila ml, et al. mycobacteria and fungi in moisture-damaged building materials. appl environ microbiol 2006;72: 6822–4. 20. sun y, zhang y, sundell j, fan z, bao l. dampness in dorm rooms and its association with allergy and airways iinfection among college students in china: a cross sectional study. indoor air 2009;19:348-56. 21. olender s, saito m, apgar j, gillenwater k, bautista ct, lescano ag, et al. low prevalence and increased household clustering of mycobacterium tuberculosis infection in high altitude villages in peru. am j trop med hyg 2003;68:721-7. 22. vree m, hoa nb, sy dn, co nv, cobelen fg, borgdoff mw. low tuberculosis notification in mountainous vietnam is not due to low case detection: a cross-sectional survey. bmc infect dis 2007;19:109. 23. rahajoe nn, basir d, ms makmuri, kartasasmita cb, editors. pedoman nasional tuberkulosis anak. edisi kedua. jakarta: unit kerja koordinasi respirologi ikatan dokter anak indonesia;2008. high mmp-9 and tnf-a expression increase in preterm premature rupture of membranes 33 *department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ rsud dr. moewardi surakarta corresponding author: dr. sri sulistyowati, spog *department of obstetrics and gynecology, faculty of medicine, universitas sebelas maret/ rsud dr. moewardi surakarta jl. ir sutami 36a surakarta, jawa tengah 57126 phone: +62812 2968 215 email: elis_spog@yahoo.co.id univ med 2016;35:33-9 doi: 10.18051/univmed.2016.v35.33-39 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 high mmp-9 and tnf-ααααα expression increase in preterm premature rupture of membranes sri sulistyowati*, yuniarsih zakia*, and soetrisno* background preterm delivery is one of the causes of high perinatal morbidity and mortality. matrix metalloproteinase 9 (mmp-9) is important for extracellular matrix (ecm) remodeling and may cause preterm labor and premature rupture of membranes (prom). tumor necrosis factorá (tnf-α) as a pro-inflammatory cytokine plays a role in stimulating uterine activity and cervical ripening by degrading the ecm of the amniotic membranes through mmp-9. this study aimed to determine differences between mmp-9 and tnf-α expression of the membranes in preterm delivery with premature rupture of membranes (pprom) and without prom. methods an analytic observational study with cross-sectional approach was conducted in 24 subjects, who were divided into 2 groups, with 12 subjects in the preterm delivery group with prom and 12 subjects in the preterm delivery group without prom. the expression of mmp-9 and tnf-α in the amniotic membrane was determined by immunohistochemistry. data were analyzed using the t test. results mmp-9 expression in the amniotic membrane of preterm delivery subjects with prom (8.6 ± 3.1%/field) differed significantly with that of preterm delivery subjects without prom (5.5 ± 2.3%/ field) (p=0.001). tnf-α expression in the amniotic membrane of preterm delivery subjects with prom (8.0 ± 3.0%/field) also differed significantly with that of preterm delivery subjects without prom (3,3 ± 1.5%/field) (p=0.000). conclusion expression of mmp-9 and tnf-α was higher in the amniotic membrane of preterm delivery subjects with prom than in preterm delivery subjects without prom and can thus be used as predictor to avoid pprom. keywords: mmp-9, tnf-α, preterm delivery, premature rupture of membranes doi: http://dx.doi.org/10.18051/univmed.2016.v35.33-39 34 sulistyowati, zakia, soetrisno mmp-9 and tnf-α expression in premature rupture introduction p r e t e r m p r e m a t u r e r u p t u r e o f t h e membranes (pprom) is the spontaneous rupture of the fetal membranes during pregnancy before 37 weeks in the absence of regular uterine contractions. preterm prom occurs in 3–8% of pregnancies and in one-third of cases results in preterm delivery. pprom is an important cause of perinatal morbidity, since it is associated with infection and compression of the umbilical c o r d c a u s e d b y l a c k o f a m n i o t i c f l u i d (oligohydramnion).(1) the prevalence rate of preterm delivery differs by country. in developed countries such as europe, the rate ranges between 5 and 11%.(2) in the usa around one of nine infants is born preterm (11.9%).(3) in indonesia the preterm prevalence rate is roughly 47.35%.(4) preterm delivery increases the perinatal and neonatal complications, with a fetal mortality risk of 1–2% and increased perinatal morbidity such as the respiratory distress syndrome and neonatal sepsis.(1) there are many factors that may cause preterm delivery, such as infection, uterine overdistension, uteroplacental ischemia, e n d o c r i n e f a c t o r s , a n d c e r v i c a l a n d immunological disorders that may trigger preterm delivery. (5) one of the causes of infections in pregnancy is premature rupture of the membranes (prom).(6) the incidence of prom in indonesia ranges from 4.5 to 7.6%.(7) prom contributes to 30–40% of preterm deliveries. the prevalence rate of prom in preterm pregnancies is around 2–3%.(6) prom is an important problem in obstetrics, as it is associated with preterm delivery.(8) matrix metalloproteinase-9 (mmp-9) is the main mmp involved in normal delivery and also plays an important role in pathological delivery. matrix metalloproteinase-9 is the most active mmp in the amnion, and is found to increase significantly in the amniotic membranes after the onset of contractions. matrix metalloproteinase, also known as matrixin, plays an important role in the breakdown and remodeling of the extracellular matrix (ecm), finally causing both p r e t e r m d e l i v e r y a n d p r e t e r m p r o m . manipulation of mmp may play a role in preventing spontaneous preterm delivery.(9) preterm prom increases mmp-9 concentrations in the amniotic fluid, causes amniotic fluid infection, threatened preterm delivery and poor neonatal outcome.(10) tumor necrosis factor-α (tnf-α) is a proinflammatory cytokine that is mainly produced in monocytes and/or macrophages. excessive secretion of tnf-α may cause deleterious effects, such as abortion and preterm delivery. increase or non-increase of the tnf-α proinflammatory cytokine presumably plays an important role in preventing preterm delivery.(11) in preterm delivery, tnf-α stimulates uterine activity and the cervical ripening process by producing prostaglandin and cortisol, and degrading the ecm of the membranes through the mmp-2 and mmp-9 pathways.(12) the tnf-α concentration in the amniotic fluid in preterm delivery increases significantly in comparison with term delivery. the tnf-α (and/or il-6) concentration in amniotic fluid at mid-trimester may identifiy pregnant mothers at risk for chorioamnionitis, which may cause preterm delivery.(13) the purpose of this study was to compare the expression of mmp-9 and tnf-α in the membranes in preterm delivery with prom and that in preterm delivery without prom. methods design of the study an analytical-observational study with crosssectional approach was conducted at the department of obstetrics and gynecology, rsud dr. moewardi surakarta, from december 2014 until may 2015. subjects of the study the study subjects were pregnant mothers who had undergone preterm delivery with prom and without prom. the sample size was 12 per 35 group, based on the difference between the prevalence of preterm delivery without prom and the prevalencs of preterm delivery with prom, the difference being 0.3, with α=1.96 and β= 0.2.(14) there were thus 12 preterm delivery subjects with prom and 12 preterm delivery subjects without prom. the inclusion criteria were pregnant mothers delivering at rsud dr. moewardi surakarta, who had undergone preterm delivery with prom and preterm delivery without prom, and whose infants were without major congenital abnormalities. the exclusion criteria were pregnant mothers with chronic diseases such as diabetes mellitus, kidney and heart diseases, and hypertension; pregnant mothers with systemic inflammation and infection, such as pneumonia, typhoid, malaria, hepatitis; pregnant mothers who were smokers, drinkers, and drug abusers, on antibiotic treatment, with trauma in pregnancy, twin pregnancies, intrauterine fetal death, and abnormally shaped uteri. immunohistochemistry for all subjects, immunohistochemical examination of mmp-9 and tnf-α expression in the membranes was performed at the pathological anatomy laboratory, universitas sebelas maret, surakarta. matrix metalloproteinase 9 was determined immunohistochemically by the avidin biotin complex method, using bioss mmp-9 antibody reagent bs-0397r. mmp-9 expression in the membranes was examined under the microscope at 400x magnification. mmp-9 expression for a strong positive result was shown by a reddish-brown color in the cell nucleus and the cytoplasm, for a moderate positive result by a dark brown color, for a weak positive result by a light brown color, and for a negative result by a bluish color. the histological score was then calculated as percentages per field of view, the data being of continuous scale. similarly, expression of tumor necrosis factor α was determined immunohistochemically by the avidin biotin complex method, using bioss tnf-α antibody reagent bs-0078r. expression of tnf-α in the membranes was examined under the microscope at 400x magnification. tnf-α expression for a strong positive result was shown by a reddish-brown color in the cell nucleus and the cytoplasm, for a moderate positive result by a dark brown color, for a weak positive result by a light brown color, and for a negative result by a bluish color. the histological score was then calculated as percentages per field of view, the data being of continuous scale. data analysis the data were analyzed with the t-test using spss, with p<0.05 being considered significant. ethical clearance ethical clearance wa obtained from the commission for medical research ethics, rsud dr. moewardi/ faculty of medicine, universitas sebelas maret, under no. 642/xi/hrec/2014, dated 11 november 2014. results there were 50% working mothers in the preterm delivery group with prom and 25% in the preterm delivery group without prom. the majority of mothers (75%) in the preterm delivery group with prom as well as in the preterm delivery group without prom, had a junior high school education. the percentage of primigravida in the preterm delivery group with prom and the preterm delivery group without prom was 75% and 50%, respectively (table 1). the majority of pregnant mothers were 21– 35 years old, accounting for 83% of the preterm delivery group with prom, and for 75% of the p r e t e r m d e l i v e r y g r o u p w i t h o u t p r o m . regarding the age of pregnancy of 34–36 weeks, the percentage in both the preterm delivery group with prom and the preterm delivery group without prom was identical, namely 58% (table 1). from table 2 it may be seen that the mean mmp 9 expression in the membranes was significantly higher in the preterm delivery group with prom (8.6 ± 3.1%/field), in comparison univ med vol. 35 no.1 36 sulistyowati, zakia, soetrisno mmp-9 and tnf-α expression in premature rupture table 1. distribution of characteristics of study subjects table 2. mean expression of mmp-9 and tnf-α in the membranes in the preterm delivery group with prom and the preterm delivery group without prom *significant at p<0.05 with the preterm delivery group without prom (5.5 ± 2.3%/field) (p=0.001). the mean expression of tnf-α in the membranes was significantly higher in the preterm delivery group with prom (8.0 ± 3.0%/field) than in the preterm delivery group without prom (3.3 ± 1.5%/field) (p=0.000). expression of mmp-9 and tnf-α in the membrane of the pretern delivery groups with and without prom were showed in figure 1 and figure 2. discussion in our present study we found that the mean mmp-9 expression in the membranes was significantly higher in the preterm delivery group with prom (8.6 ± 3.1%/field) in comparison with the preterm delivery group without prom (5.5 ± 2.3%/field). prom is one of the factors for the initiation of delivery and is an important p r o b l e m , s i n c e i t i s a s s o c i a t e d w i t h t h e complications of pregnancy, one of them being preterm delivery, which results in both infant morbidity and mortality.(8) the pathogenesis of preterm delivery is associated with cytokines, matrix metalloproteinases, and prostaglandins. the amniotic membrane is the inner layer of the fetal membranes that line the amniotic cavity. the amnion consists of an epithelial cell layer above the thicker basement membrane and a spongy collagen layer containing mesenchymal cells. the amnion is part of the fetal development and protects the fetus against mechanical injury by surrounding it with amniotic fluid. the amnion receives its strength from collagen in the basement membrane, especially type iv collagen. collagen in the basement membrane and collagen 37 mmp-9 expression in preterm delivery group with prom mmp-9 expression in preterm delivery group without prom figure 2. expression of tnf-α in the membranes of the preterm delivery group with and without prom, determined by immunohistochemistry and evaluated using an olympus cx21 microscope at 400x magnification. reddish-brown color in the cell nucleus and the cytoplasm indicates a strongly positive result; dark brown = moderately positive result; light brown = weakly positive result; bluish color = negative result. tnf-α expression was stronger/higher in the preterm delivery group with prom in comparison with the preterm delivery group without prom. tnf-α expression in preterm delivery with prom tnf-α expression in preterm delivery without prom figure 1. expression of mmp-9 in the membranes of the preterm delivery groups with and without prom, determined by immunohistochemistry and evaluated using an olympus cx21 microscope at 400x magnification. reddish-brown color in the cell nucleus and the cytoplasm indicates a strongly positive result; dark brown = moderately positive result; light brown = weakly positive result; bluish color = negative result. mmp-9 expression was stronger/higher in the preterm delivery group with prom in comparison with the preterm delivery group without prom univ med vol. 35 no.1 38 sulistyowati, zakia, soetrisno mmp-9 and tnf-α expression in premature rupture degradation in the chorioamnion is controlled by matrix metalloproteinases (mmps). matrix metalloproteinase-1 (mmp-1) degrades type i, ii and iii collagens, while mmp-2 and mmp-9 (gelatinase b) degrade type iv collagen. in human chorionic cells, tumor necrotic factor alpha (tnf-α) has been found to promote the production of mmp and prostaglandin e2 (pge2), and to repress tissue inhibitors of metalloproteinase [timps]). therefore, tnf-α tends to cause the membranes to weaken and rupture through collagen degradation in the ecm.(15) increased concentrations of interleukin-6 (il-6), c-reactive protein (crp), and matrix metalloproteinase 9 (mmp-9) in the fetal and neonatal compartments have been shown to be associated with increased risk of preterm delivery.(16) mmp-9 expression, apoptosis index (ia) of cervical cells, and mmp-9 gene polymorphism (c-1562t) in pregnancies of 21– 36 weeks without and with prom have been demonstrated by sabarudin et al.,(17) who found no significant differences in mmp-9 expression and cervical cell ia between preterm delivery with prom and preterm delivery without prom. in the present study, mean tnf-α in the membranes was found to be higher in the preterm delivery group with prom than in the preterm delivery group without prom. in preterm d e l i v e r y c a s e s , t n f α a n d o t h e r p r o inflammatory cytokines play a role in stimulating uterine activity and cervical ripening by p r o d u c i n g p r o s t a g l a n d i n s , c o r t i s o l , a n d degrading the ecm of the amniotic membranes through the mmp-2 and mmp-9 pathways.(12) tnf-α is a predictor of prom, since increased tnf-α levels in the patient’s serum may trigger mmp-9 expression, thus causing increased degradation of type iv collagen in the membranes of pregnant women and possibly causing prom.(8) tu m o r n e c r o s i s f a c t o r, c a c h e x i n o r cachectin, previously known as tumor necrosis factor-α, is a pleiotropic inflammatory cytokine that is mainly produced in monocytes and/or macrophages. excessive secretion of the proinflmmatory cytokines tnf or il-1, such as occur in infections of the amnion, has been known to be detrimental to intra-uterine tissues such as in abortion and preterm delivery.(11) cytokines can increase the production of prostaglandins in the amniotic membranes and decidua. various factors may be involved in the release of tnf-α and the activation of mmp-9, such as psychological stress, which causes the release of corticotropin releasing hormone (crh), infection, and inflammation, that directly stimulates the release of inflammatory mediators, such as tnf-α. the concentration of bioactive tnf, the availability of tnf receptors (tnfr1 and tnfr2), and the affinity of tnf for its receptors, and also its signaling pathway, may display different kinerja of tnf-α. tnf-α in most frequently involved in the activation of mmp-9.(13) mmp-9 increases significantly upon exposure of the amnion to tnf-α or il-1 beta, whereas its secreted concentration in the chorion is not altered. each of the inflammatory cytokines (il-1, il-6, and tnf-α) have been found in higher concentrations in the amniotic fluid of women with prom. the cytokine that influences the mmp family in pregnancy is tnf-α, which is the most characterized cytokine. this member of the proinflammatory cytokines has been shown to be able to trigger mmp expression in various tissues, thus causing the release of active mmp-9 from the amniotic membranes and also triggering apoptosis in the amniotic membranes and activation of mmp-9, which finally causes prom.(9) advanced understanding of the biochemical causes of fetal membrane weakening and rupture indicates the possibility of inhibiting the process and ultimately preventing pprom.(18) in this study, we did not discuss in detail the causes of prom in the study groups, e.g. we did not examine the occurrence of urinary tract infection (uti). we also did not differentiate the duration of prom or the degree of infection. another limitation of this study was that we did not equalize the leukocyte concentrations in the 39 preterm delivery groups, despite the fact that this can influence the mmp-9 and tnf-α concentrations in preterm deliveries with prom. further studies are required that control for confounding variables such as the causes of prom and the degree of infection. it is expected that pregnant mothers with prom may be detected earlier so that they can be better managed to prevent preterm delivery resulting in morbidity and mortality of the mother and her fetus. conclusions the expression of mmp-9 and tnf-α were higher in the membranes of preterm deliveries with prom, in comparison with preterm deliveries without prom. mmp-9 and tnf-α may be strong predictors of prom, particularly in preterm deliveries. conflict of interest the authors declare that there is no conflict of interest associated with this study, the authors, and / or the publication of this article. references 1. okeke tc, enwereji jo, okoro os, et al. the incidence and management outcome of preterm premature rupture of membranes (pprom) in a tertiary hospital in nigeria. am j clin med res 2014;2:14–7. 2. martin ja, hamilton be, sutton pd, et al. births: final data for 2005. natl vital stat rep 2007;5;1-103. 3. spong cy. prediction and prevention of recurrent spontaneous preterm birth. obstet gynecol 2007; 110 2 pt 1:405–15. 4. sudarmi. hubungan ketuban pecah dini > 12 jam dengan gawat janin di ruang bersalin rsup ntb tahun 2012. media bina ilmiah 2013;7:31–4. 5. razzak msa, al-sa’adi mak, hussainy taia. the role of tumor necrosis factor-alpha (tnfα) in the induction of preterm labor. karbala j med 2010;3:779–83. 6. veleminsky m, sak p. management of pregnancy with premature rupture of membranes (prom). j health sci management public health 2006; 192–7. 7. wiradharma, kardana i, wyn dai. risiko asfiksia pada ketuban pecah dini di rsup sanglah. sari pediatri 2013;14:316-9. 8. wibowo ap, sulistyowati s, respati sh. difference of serum mmp-9 and tnf-α level in preterm and term premature rupture of membranes. ijog 2015;3:15–8. 9. weiss a, goldman s, shalev e. the matrix metalloproteinases (mmps) in the decidua and fetal membranes. front biosci 2007;1:649–59. 10. yoon bh, oh sy, romero r, et al. an elevated amniotic fluid matrix metalloproteinase-8 level at the time of mid-trimester genetic amniocentesis is a risk factor for spontaneous preterm delivery. am j obstet gynecol 2001;185: 1162-7. 11. haider sm, knofler. human tumour necrosis factor: physiological and pathological roles in placenta and endometrium. placenta 2009; 30:111–23. 12. calleja-agius j, muttukrishna s, jauniaux e. the role of tumor necrosis factor-receptors in pregnancy with normal and adverse outcome. int j interferon, cytokine mediator res 2012;4: 1–15. 13. thomakos n, daskalakis g, papapanagiotou a, et al. amniotic fluid interleukin-6 and tumor necrosis factor-a at mid-trimester genetic amniocentesis: relationship to intra-amniotic microbial invasion and preterm delivery. eur j obstet gynecol reprod biol 2010;148:147–51. 14. hulley sb, cummings sr, browner ws, et al. designing clinical research. 4th ed. new york: lippincot williams & wilkins, wolters kluwer; 2013. 15. izumi-yoned n, toda a, okabe m, et al. alpha 1 antitrypsin activity is decreased in human amnion in premature rupture of the fetal membranes. mol hum reprod 2009;15:49-57. 16. sorokin y, romero r, mele l, et al. maternal serum interleukin-6, c-reactive protein, and matrix metalloproteinase-9 concentrations as risk factors for preterm birth <32 weeks and adverse neonatal outcomes. am j perinatol 2010; 27:631–40. 17. sabarudin u, mose jc, krisnadi sr. polimorfisme gen mmp-9, ekspresi mmp-9, dan indeks apoptosis sel serviks pada kehamilan 21 – 36 minggu. mkb 2011;43:199–206. 18. kumar d, schatz f, moore rm, et al. the effects of thrombin and cytokines upon the biomechanics and remodeling of isolated amnion. in vitro placenta 2011;32:206-13. univ med vol. 35 no.1 alvina 197 abstract as older persons are steadily increasing in number and there are no specialized comprehensive healthcare services for older persons in indonesia, including east kalimantan, the aim of the present study was to determine the extent of the problems facing healthcare staff and officials in tarakan city, east kalimantan, in providing comprehensive healthcare services attuned to the needs of older persons.this study was a qualitative interview-based survey with focus group discussions, involving heads and healthcare officials of seven puskesmas in tarakan city, east kalimantan district, with the addition of a number of district health planning officials. the results revealed a difference between daily hospital referral rate of older persons by puskesmas staff and actual daily hospital admission rate for the referrals. none of the consulted healthcare staff had any speciality education in geriatrics or older persons health. the older persons most frequently presented to the hospital with hypertension, diabetes, and myocardial insufficiency. on the other hand, at the health centers the presenting conditions were hypertension, gastroenteritis, rheumatism, sleep disorders, and upper respiratory tract infections. improved access to healthcare for older persons should be achieved by improving knowledge and skills of human resources, including communication skills, and of supporting healthcare service infrastructure at puskesmas, specifically oriented towards the needs of and designed for use by older persons, such as ramps for wheelchairs, and handrails in corridors. local governments should strengthen the appropriate service delivery to older persons, and provide support for the maintenance, sustainability and strengthening of community-based care for older persons. keywords: health services, community based-care, older persons, tarakan city *department of public health, faculty of medicine, trisakti university **dicipline of public health, university of adelaide, south australia ***district health office, tarakan city, east kalimantan correspondence dr. rina k. kusumaratna, dr, m.kes. department of public health, faculty of medicine, trisakti university jln. kyai tapa no. 260, grogol jakarta barat – 11440 phone: 021-5672731 ext.2504 email: rkusumaratna@gmail.com univ med 2011;30:197-204 health services needs of older persons: emerging findings from tarakan city, east kalimantan september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina rina kusumaratna*, mohammad afzal mahmood**, maskito asmadi soerjoasmoro*, and khairul*** introduction currently the ideal of old age does not only focus on the added number of years, but has the additional requirement of quality of life (qol), with emphasis on healthy lifestyle as determinant of qol. this shift in concept n e c e s s i t a t e s t h e i m p l e m e n t a t i o n o f a 198 kusumaratna, mahmood, soerjoasmoro, et al physical activity reduced hypertension in elderly comprehensive health care program from health center up to hospital level. populations in developing countries are aging more rapidly than those in the developed world, and this has implications for medical training in these health institutions. by knowing older persons’ health care needs it should be possible to build a strong health program for older persons. improvements in life expectancy have resulted in incremental growth of the older p o p u l a t i o n g r o u p , a c c o m p a n i e d b y a correspondingly smaller increase in the younger population groups, thus altering the balance between the younger and older population g r o u p s . t h e a v e r a g e l i f e e x p e c t a n c y i s predicted to rise continuously from 67 to 74 years by the year 2025. the increasing age and size of the older population group lead to public health issues, the solution of which should be implemented through appropriate policies and programs that stress the right of older persons to stay healthy.(1-4) up to the present time, the health centers in south jakarta have not yet i m p l e m e n t e d c o m m u n i t y b a s e d p r i m a r y healthcare services for older persons, who still receive the same kind of treatment as the other age groups, while there are only few hospitals with geriatric wards and specialists in geriatric medicine.(5-7) primary healthcare services for older people can play an integral part in healthy aging a n d t h e l i f e c o u r s e a p p r o a c h . p r i m a r y h e a l t h c a r e s e r v i c e s c a n s u p p o r t h e a l t h promotion, disease reduction and prevention, early diagnosis, and effective management of chronic illnesses. the reality of primary healthcare services in the developing countries is that healthy aging and the life-course approach is not well-understood or applied by the healthcare providers at the primary level. in the area of health promotion, health care providers typically do not spend time with older persons to encourage the development of behavioral changes (for example, healthy diets and routine exercise) that can reduce the risks of chronic illnesses. in indonesia there has so far been little research conducted to identify the preparedness of the health services in the public sector for providing specialized care to older persons, particularly in places outside j a k a r t a . l i k e o t h e r p r o v i n c e s , t h e e a s t k a l i m a n t a n h e a l t h s e r v i c e s y s t e m i s decentralized at the district level. district health services are striving to improve access to care and quality of care, particularly for the socioeconomically disadvantaged, including older persons. the east kalimantan government has launched initiatives to strengthen its health system. because of the need to build access for older persons due to their increased needs for health services, the east kalimantan government is keen to increase the health services access for every resident of east kalimantan, including older persons. the objective of the present study was to determine the extent of the problems facing healthcare staff and officials with regard to health services f o r o l d e r p e r s o n s i n ta r a k a n c i t y, e a s t kalimantan. in particular, the study aimed to obtain input from these officials on challenges and opportunities of a decentralized district health service system to improve access to comprehensive and integrated care for older persons. methods research design qualitative methods were used through ind e p t h i n t e r v i e w s i n v o l v i n g d i f f e r e n t stakeholders, such as health care providers, officials at puskesmas and district health officers. the research project was completed in 4 months, from september to december 2010. study subjects the study interviewed 14 respondents f r o m 7 p u s k e s m a s , c o n s i s t i n g o f t w o healthcare staff from each puskesmas, namely the head of puskesmas and the healthcare provider or official for older persons. in 199 addition, the respondents included 3 district government officials responsible for older persons’ healthcare planning at district level. data collection after obtaining informed consent from the respondents for the qualitative interviews, initial guided conversations were held, for determining the main topics for the interviews, which were conducted by personal face-to-face contacts. during the interviews, all of the conversation were recorded using an audio recorder, which w e r e s u b s e q u e n t l y c o n f i r m e d b y t h e respondents. however, due to difficulties in the field, most of the data were recorded by handwritten notes only, with the important points of the interviews being transcribed afterwards. the qualitative data were converted into electronic format and stored in secure passwordprotected computer for the duration of the project. any data not in electronic format (e.g. completed copies of surveys) were stored in a locked filing cabinet at the faculty of medicine, trisakti university, jakarta. statistical analysis the data analysis provided a description of a narrative explaining the main issues, marking the underlying ideas in the data, grouping similar information together, and relating different ideas and themes to one another. in the final stages of the analysis, the data and links were organized to create a clear description of an issue topic. analysis of the issues of discussion with healthcare providers and officials identified their perspectives on factors determining the quality of care, and the need of comprehensiveness of integrated care for older persons. ethical clearance the study was approved by the medical research ethics committee of the faculty of medicine, trisakti university, jakarta and the human research ethics committee of the university of adelaide. results i n f o c u s g r o u p d i s c u s s i o n s w i t h 1 7 healthcare officials at health center and health district level, the issues included their knowledge on geriatric medicine and gerontology, and older persons’ health, and their training in these areas. additionally, they were asked about the main type of illness of older persons and the readiness of the healthcare services for older persons. table 1 shows the characteristics of officials responsible for the healthcare of older persons. extent of service provision and health center-to-hospital referrals the healthcare staff at the health centers reported that every day on average between 5 and 15 older patients visited each puskesmas, and that on average they referred about four patients to hospitals every day. however, the daily hospital admittance rate was reported to be only about one older person. according to puskesmas staff, they provided the history of the disease, symptoms, and information on use of medicines with their referral letters. most of these referrals were for hypertension, diabetes mellitus complications, heart disease a n d s t r o k e . i t w a s m e n t i o n e d t h a t t h e s e puskesmas have access to 24-hour ambulance service, and if needed the patient could be transferred from the puskesmas to the hospital using the puskesmas ambulance. table 1. characteristics of officials responsible for older persons’ healthcare variables n (%) age (mean,sd) yr 35 ± 7 gender male 9 (53) female 8 (47) location puskesmas 14 (82) district health office 3 (18) specialty physician / dentist 11 (65) nurse / midwife 6 (35) univ med vol.30 no.3 200 kusumaratna, mahmood, soerjoasmoro, et al physical activity reduced hypertension in elderly education, training, and experience in older persons’ health none of the consulted healthcare staff had any speciality education in geriatrics or older persons’ health, and only one had received some training about healthcare for older people. this training focussed on nutrition, mental health, and health promotion. one of the healthcare staff had attended a seminar two years ago, on disease prevention and maintenance of the health of the eldery. the healthcare staff mentioned that their experience was based on their examining older persons on a daily basis. they also pointed to the availability of some manuals on management of diseases among older persons. however, these healthcare providers were not familiar with various screening instruments, except the geriatrics depression scale, that was used in hospitals, and helped identify mental health issues among older persons. signs and symptoms the older persons in this study most frequently presented to the hospital with h y p e r t e n s i o n , d i a b e t e s , a n d m y o c a r d i a l insufficiency. on the other hand, at the health c e n t e r s t h e p r e s e n t i n g c o n d i t i o n s w e r e hypertension, gastroenteritis, rheumatism, sleep disorders, and upper respiratory tract infections. challenges to provision of care to older persons in addition to the lack of training and education in geriatrics, the staff pointed to the issue that many older persons presented with multiple and complex problems. diagnosis and treatment of a combination of diseases is quite difficult and challenging for the local staff. the s t a f f a l s o p o i n t e d t o t h e d i f f i c u l t y i n communication with older patients. suggestions by the healthcare staff to improve care for older persons it was suggested that there is a need for training in geriatrics and in communication skills while providing care to older persons, as only a small percentage (24%) of healthcare officials had attended workshops or seminars in geriatrics a n d h a d s o m e k n o w l e d g e o f g e r i a t r i c assessment tools (table 2). additionally, more than 50% of the respondents had problems related to diagnosis and therapy. it was also highlighted that medicines needed for treating multiple complex issues were at times not available, as is the case with the needed laboratory investigations. therefore, the staff also suggested improving the availability of medicines and providing a comprehensive range o f l a b o r a t o r y t e s t s f o r o l d e r p e r s o n s . furthermore, the healthcare staff at puskesmas pointed to the need for a special emphasis on older persons care by providing specific areas within the health center for interacting with older persons and administering prompt treatment. the interviewed staff mentioned that improving t h e q u a l i t y o f h e a l t h c a r e n e c e s s i t a t e s improvement of the skills and knowledge of the staff, and of the available infrastructure, including allied health. discussion the findings revealed several issues that could be listed for improving and strengthening t h e e x i s t i n g p r o g r a m s t h a t h a v e b e e n implemented in the field. the point of view of the healthcare staff indicated that education and training skills in older persons’ healthcare system n e e d s t o b e i m p r o v e d , i n c l u d i n g t h e infrastructure, so that the quality of services for older persons thereby will also improve. these table 2. experiences in older persons’ healthcare variables n (%) geriatric medicine / gerontology conference 4 (24) geriatric assessmen t tools 4 (24) problem s in diagnosis 10 (5 9) problem s in therapy 11 (6 5) 201 needs are equivalent to the factors affecting the c h a n c e s o f o l d e r p e r s o n s f o r a c c e s s i n g comprehensive healthcare at the health center. improvement of communication skills between medical practitioners and older persons or their caregivers is essential for improving the quality of care. service providers could directly support medical management, especially adherence to medication (compliance) and provide patients with accurate information related to health education, that they might need for understanding and managing their illness. healthcare service providers should have sufficient knowledge and skills to provide services of high quality and give satisfaction to their clients. in addition, healthcare workers should also have an awareness of their negative attitudes to older people and the lack of involvement of older people in decision-making about their care and treatment. as stated by the who,(8) the community health care (chc) framework has proposed the primary health care (phc) approach to better address the needs of older persons. the approach provides a framework for integrating health and welfare systems and strengthening of older peoples’ relations with their family and communities, regardless of abilities or disabilities. current impediments to holistic patientcentered care are to be found in the short time allocated for consultations and the single-disease approach in consultations. older persons frequently suffer from co-morbidities and therefore need a multidisciplinary approach that is focused on their individual needs, instead of the medically oriented singular approach, which leads to fragmentation of care and treatment. o t h e r a r g u m e n t s f o r i m p l e m e n t i n g a multidisciplinary approach include both raised community expectations for health care as well a s e c o n o m i c c o n s i d e r a t i o n s o f c o s t effectiveness. in indonesia, accessibility of health services is relatively good, while accessibility of public services is still limited. since 2001, the indonesian ministry of health has launched the “puskesmas santun usia lanjut” program for older persons, consisting of five levels of preventive activities, but the results were limited.(5,8) thus it is important to maintain the accessibility of older persons’ health services at the highest level and improve the existing public health services to support older persons’ accessibility to public facilities. the need is for a comprehensive and holistic approach(9-11) with an overview of all important health problems, in order to arrange and reduce these into a unified treatment scheme. this approach should be divided into t w o s t a g e s , i . e . a c c o m p l i s h m e n t o f a comprehensive health overview, and selection of important health problems to develop a holistic care plan. health services could play an important role in this regard by provision of comprehensive curative, preventive, and promotive care. however, many of the health services lack resources and structures to prioritise and provide better quality and comprehensive services for older persons. barriers to delivery of services need to be removed by prioritising older persons’ needs, assessing the current situation and introducing needed changes in provision of care for older persons and inter-service cooperation for achieving integrated care. an innovative and comprehensive approach to improving the health and well-being of older people by promoting healthy living at home needs to be developed, especially in the health centers for first level of prevention and also in the hospitals for second and third levels of prevention. however, all levels should have a better referral system to make the system optimally functional and relevant to the complex needs of older persons. the spectrum of older persons’ care often require both outpatient and inpatient care due to chronic disease affecting them. (4,5,12) the community setting should encourage healthy living, and healthcare services should be able to cater to complex needs. the health services can do this by reorienting towards comprehensive care, care that is cost effective and affordable, univ med vol.30 no.3 202 kusumaratna, mahmood, soerjoasmoro, et al physical activity reduced hypertension in elderly and where referral pathways are well established and easy to follow and maintain. working together requires good discharge planning as well. service access needs to be flexible and responsive to short-term care needs, as the number and types of health services used by older persons are influenced by many factors. frequency and intensity of service use are related to health status, level of impairment and access factors. many older persons suffer from co-morbidities. a study in malaysia involving older persons with knee joint osteoarthritis showed that more than 90% of those older persons had more than one disease. even in the early 1990s, older persons in indonesia had a high incidence of cvd and hypertension.(4,12) with increasing population aging, these issues have become a highly important public health issue, requiring immediate attention. older people become more vulnerable as they grow older because of the gradual onset of physical and mental disabilities. family assistance given to older persons may be limited, particularly among poor families, and the support for older persons’ welfare provided by the government and the community is very limited and practically inaccessible to many older persons.(4) the incidence of disability is known to increase with old age, and the first most likely causal factor of disability is mobility. impaired mobility increases dependence on caregivers. in a number of cases the disability may be permanent, which makes older persons person dependent until death. as such, the required intensity of care for older persons increases with disability.(10,11) thus, older persons with a disability, particularly those who are bed-ridden, need special care. current trends in the aging population of east and south-east asia imply that there will be a growing need for providing such special care facilities for an increasing proportion of the population of older persons.(13) economic considerations may also have an impact on the behavior of providers and patients, as both parties have to consider the economics of the provided health care. financial incentives created by healthcare systems to providers and caregivers may affect the implementation of health care services to older persons, both qualitatively and quantitatively. t h e r e f o r e , t o i m p r o v e t h e c o s t effectiveness of healthcare for older persons requires a thorough understanding of the intricacies of the healthcare system. priority s e t t i n g i n v o l v e s c h a n g e s i n o r g a n i z i n g consultations, by initially obtaining health overviews for the majority of older patients, followed by systematic processing of the various health problems affecting a patient, to be completed within one consultation. finally, to reduce the number of treatable problems to an ideal minimum through shared priority setting, a n e s s e n t i a l t o o l i s p a t i e n t c e n t e r e d communication. person-centered holistic health care requires not only medical competency of caregivers, but also empathy for older persons as patients, ensuring a mutually respectful relationship and cooperation between caregivers, patients and their family, and thus transcending traditional ideas of individualised care.(14) in this connection, to arrive at optimal health care decisions, the health care workers must also take into consideration the personal history of the older patients and their perceptions, aspirations and concerns, frequently provided by the patients’ family.(15,16) one limitation of this study was the small number of healthcare officials as respondents, due to the scope of this study, which was restricted to governmental health offices and therefore did not include private institutions or clinics. conclusions improvements are needed in providing access to health care, especially for older persons. some aspects should be developed, s u c h a s k n o w l e d g e a n d s k i l l s o f h u m a n resources, and the supporting healthcare service infrastructure at puskesmas for implementing 203 primary healthcare for older persons. local governments should make plans for strengthening the appropriate service delivery to the growing numbers of older persons, and should provide support for the maintenance, sustainability and strengthening of community-based care for older persons. acknowledgement we g r a t e f u l l y a c k n o w l e d g e t h e collaboration and support provided by the staff a t d i n a s k e s e h a t a n k o t a ta r a k a n , e a s t kalimantan, and by our colleague dr. novia sudarma, as member of the aging research center (arc) team. funding this study was financially supported by the dikti scheme research fund with co-contribution from the university of adelaide and dinas kesehatan kota tarakan, east kalimantan. the sponsors of the study had no role in the design and conduct of the study, and in data collection, analysis and interpretation. the authors are financially independent from the funders. author contributions all authors (rk, mam, mas and kh) contributed equally to the conduct of the field work and data management, including data analysis. rk and mam were also responsible for conceptualization of the study and preparation o f t h e r e s e a r c h r e p o r t , a n d t a k e f u l l responsibility for the content of this report. declaration of conflicting interest the authors declare no potential conflicts of interest with respect to the authorship and/or publication of this article. references 1. united nations population funds (unfpa). population ageing in east and south-east asia: current situation and emerging challenges. population ageing series no.1, thailand;2006. 2. united nations population funds (unfpa). population ageing in east and south-east asia: current situation and emerging challenges. population ageing series no.3, thailand;2007. 3. department of health. basic health research : national report 2007. jakarta: health research and development board department of health;2008. 4. mujahid g. population ageing in east and southeast asia, 1950-2050: implication for elderly care. asia pac pop j 2006;19:25-43. 5. trihandini i. the role of medical check-up utilization on basic physical activities in older persons: study panel for older persons 1993-2000. makara kesehatan 2007;11:90-6. 6. kusumaratna rk. effects of daily multimicronutrient supplementation on nutritional and health status in the elderly: a community based randomized controlled trial [dissertation]. jakarta: university of indonesia;2009. 7. abikusno n, kusumaratna rk. characteristic of elderly club participants of tebet health center south jakarta. asia pac j clin nutr 1998;7:320324. 8. world health organization. aging and health: a health promotion approach for developing countries. manila: who regional office for the western pacific;2002. 9. van eeuwijk p. old-age vulnerability, ill-health and care support in urban areas of indonesia. ageing society 2006;26:61-80. 10. kusumaratna rk. factors influencing frailty among community-dwelling elderly in manggarai sub-district, south jakarta. proceeding of 8th national conference of emerging researchers in ageing, monash university on 22-23 october 2009. 11. beaglehole r, epping-jordan j, patel v, chopra m, ebrahim s, kidd m, et al. improving the prevention and management of chronic disease in low-income and middle-income countries: a priority for primary health care. lancet 2008;372: 940-949. 12. zakaria zf, bakar aa, hasmoni hm, rani fa, kadir sa. health-related quality of life in patients with knee osteoarthritis attending two primary care clinics in malaysia: a cross-sectional study. asia pac fam med 2009;8:10. 13. witoelar f, strauss j, sikoki b. socioeconomic success and health in later life: evidence from the indonesia family life survey. rand labor and population working paper series, 2009. 14. mccormack b. a conceptual framework for person-centred practice with older people. int j nurs pract 2003;9:202-9. univ med vol.30 no.3 204 15. clarke a, hanson e, ross h. seeing the person behind the patient: enhancing the care of older people using biographical approach. j clin nurs 2003;12: 697-706. kusumaratna, mahmood, soerjoasmoro, et al physical activity reduced hypertension in elderly 16. hummers-pradier e, beyer m, chevallier p, eilattsanani s, lionis c, peremans l, et al. research agenda for general practice/family medicine and primary health care in europe. maastricht (holland): european general practice research network egprn; 2009. alvina 3 abstract cassava (manihot esculenta crantz) leaves have long been used as a vegetable in many countries and empirically as a febrifuge. the aim of the present study was to evaluate the analgesic activity of an ethanolic extract of cassava leaves in mice. thirty balb/c mice (20-30 g, 2-3 months old) were randomly divided into 6 groups. group i was given distilled water 1 ml as negative control, group ii paracetamol 65 mg/kgbw as positive control, and group iii-vi received an ethanolic extract of cassava leaves in 4 doses, i.e. 12.8 mg/kgbw, 25.6 mg/ kgbw, 51.3 mg/kgbw, and 102.6 mg/kgbw, respectively. all interventions were administered as a single dose by oral route on a given day. acetic acid 0.6% (w/v) was used as a pain inductor. analgesic activity was measured by counting the percentage of writhing movements as a measure of the analgesic effect produced by each intervention. data were analyzed with one-way anova to compare analgesic activity between treatment groups. the results showed that groups treated with ethanolic extract of cassava leaves at dosages of 12.8 mg/kgbw, 25.6 mg/kgbw, 51.3 mg/kgbw, and 102.6 mg/kgbw had an analgesic activity of 59.2%; 73.9%; 62.1%; and 55.9%, respectively. on statistical analysis there were significant differences (p=0.00) between these treatments compared to the negative control, but no significant differences (p>0.05) with the positive control (paracetamol). it may be concluded that the analgesic effect of an ethanolic extract of cassava (manihot esculenta crantz) leaves in mice was of similar potency as paracetamol. keywords: manihot esculenta crantz, analgesic activity, flavonoid, mice *department of pharmacology, faculty of medicine, islam indonesia university yogyakarta correspondence dr. isnatin miladiyah, m.kes. department of pharmacology, faculty of medicine, islam indonesia university yogyakarta jl. kaliurang km 14.5 sleman yogyakarta 55564 phone: 0274-898444 ext. 2002 email: isnatin@fk.uii.ac.id univ med 2011;30:3-10 analgesic activity of ethanolic extract of manihot esculenta crantz leaves in mice isnatin miladiyah*, ferdiyanto dayi*, and sufi desrini* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction the cassava plant (manihot esculenta crantz, family euphorbiaceae) is one of the staple food crops in most regions of africa, asia, and latin america.(1) the parts of the plant that are commonly utilized are the roots and leaves. in indonesia cassava roots are used as an alternative staple food and cassava meal (tapioca flour) as a wheat flour substitute in the preparation of bread and cookies.(2) cassava leaves have also been used against many disorders, such as rheumatism, fever, headache, diarrhea, and loss of appetite.(3,4) cassava 4 miladiyah, dayi, desrini analgesic activity of manihot esculenta crantz leaves reportedly also possess antihemorrhoid, a n t i i n f l a m m a t o r y, ( 5 ) a n d a n t i m i c r o b i a l activity.(6) in nigeria, cassava is used for the treatment of ringworm, tumor, conjuctivitis, sores and abscesses. to date there are very few reports of studies on the analgesic activity of the cassava plant. a study in nigeria showed that oral administration of an aqueous cassava leaf extract to rats induced anti-inflammatory and analgesic effects.(8) the cassava plant is rich in macroand micronutrients(1,9) and is therefore commonly used as a staple food. in addition the plant contains a number of antioxidant compounds, namely â-carotene (around 23-86 mg/100g),(7) vitamin c (1.7-419 mg/100g),(1) vitamin a, anthocyanins (flavonoids), saponins, steroids, and glycosides.(7,10) previous studies have reported that several saponinand flavonoidcontaining plants possess analgesic, antiinflammatory, antipyretic, and antimicrobial activities. these plants include mahkota dewa ( p h a l e r i a m a c ro c a r p a ) , ( 11 ) k a y u u l i n (eusideroxylon zwageri) t et b,(12) star fruit ( b e l i m b i n g m a n i s , av e r rh o a c a r a m b o l a l i n n . ) , ( 1 3 ) d a u n b a n g u n b a n g u n ( c o l e u s amboinicus l.,(14) and curcuma alismatofolia gagnep.(15) the flavonoid fraction and volatile flavonoid compounds of these plants are t h o u g h t t o h a v e a n t i i n f l a m m a t o r y a n d analgesic effects.(16) i n a d d i t i o n t o b e n e f i c i a l c h e m i c a l compounds, cassava leaves also contain toxic substances, which are associated with the high concentration of cyanogenic glycosides. these are carbohydrate derivatives that release h y d r o c y a n i c a c i d u p o n h y d r o l y s i s . hydrocyanic acid inhibits the reduction of oxygen in the (mammalian) respiratory system, the electron transport in photosynthesis, and the activity of enzymes such as catalase and oxidase, which play a role in transport of iodine in cases of goiter, although one study did not find evidence for a relationship between cassava consumption and the prevalence of goiter.(17) the cyanogenic glycoside content depends to a great extent on the age and cultivar of cassava and on environmental factors.(18) younger plants tend to have a higher cyanogenic glycoside content and the mature leaves on the lower part of the plant have a lower cyanogenic glycoside content.(2) therefore in the present study only mature leaves were collected for preparation of the extract. since cassava leaves have a high level of antioxidants, such as flavonoids, saponins, vitamin c, and â-carotenes, the cassava plant is presumably capable of counteracting the effects of oxidants (free radicals), suggesting the possibility that the leaves affect the inflammatory process, the pathophysiology of which also involves free radicals. the aim of the present study was to evaluate the analgesic effect of an ethanolic extract of cassava leaves (manihot esculenta crantz) in mice. methods research design this was a pure experimental controlled l a b o r a t o r y s t u d y w i t h t h e o b j e c t i v e o f evaluating the analgesic activity of an ethanolic extract of cassava (manihot esculenta crantz) leaves. plant material cassava (manihot esculenta crantz) leaves were collected in january 2010 in the hamlet (dusun) of ngalangan in jetisbaran village, ngaglik subdistrict, sleman district, yogyakarta province. the collection procedure selected the ripe leaves growing near the ground level, in order to obtain leaves with a minimal content of cyanogenic glycosides. identification of the c a s s a v a l e a v e s w a s p e r f o r m e d a t t h e pharmacognosy-phytochemistry laboratory, pharmacy program, faculty of mathematics and natural sciences (fmipa), uii, yogyakarta, which also supplied the chemicals used in the preparation of the ethanolic extract. material for assessment of analgesic activity was obtained 5 f r o m t h e p h a r m a c o l o g y l a b o r a t o r y o f abovementioned faculty. extract preparation c a s s a v a l e a f e t h a n o l i c e x t r a c t w a s prepared by maceration as follows: one kilogram of cassava leaves was rinsed in water, cut up into small pieces, then left to dry in a drying cabinet at 38oc for 5 days, before undergoing maceration. subsequently the leaves were pulverized by means of a pestleand-mortar and an electric blender to yield a dry powder of around 200 g in weight. for maceration, 100 g dry cassava leaf powder was put in an erlenmeyer flask, then 500 ml 70% ethanol was added, after which the mixture was left standing at room temperature for 24 hours. the leaf powder was subjected three times to the maceration process. the resulting solution (ethanol phase) was filtered and concentrated in an evaporator at 50oc to yield a concentrated ethanolic cassava leaf extract of about 10 g in weight. experimental animals this study used thirty balb/c mice aged 23 m o n t h s a n d w e i g h i n g 2 0 3 0 g . t h e experimental animals were healthy and in excellent general condition, as was evident from their active movements and their black and round fecal pellets without signs of diarrhea. oral administration of manihot esculenta crantz thirty mice were randomly allocated to six intervention groups comprising 5 mice each. group i animals were given distilled water 1 ml and served as negative controls, while group ii mice received paracetamol 65 mg/kgbw and served as positive controls. the dosages of paracetamol were based on dosages for human adults, using a conversion factor of 0.026. groups iii-vi were given 1 ml of ethanolic cassava leaf extract in dosages of 12.8 mg/ kgbw, 25.6 mg/kgbw, 51.3 mg/kgbw, and 102.6 mg/kgbw, respectively. the lower dose of 12.8 mg/kgbw was equivalent to a dose of dried cassava leave powder of 1 g/kgbw. this dosage was determined in preliminary studies from consideration of effective doses of previous studies. all interventions were administered on a given day as a single dose by gavage. acetic acid induced writhing in mice as pain inducer 0.6% (w/v) acetic acid was given by intraperitoneal injection in dosages of 10 ml/kgbw.(19) the resulting pain was inferred from the writhing movements of the mice, which were monitored at intervals of five minutes, for up to one hour for each experimental animal, yielding the cumulative total of writhing movements per hour. calculation of analgesic power analgesic power was calculated on the b a s i s o f t h e i n h i b i t o r y c a p a c i t y o f t h e interventions on the writhing movements of the experimental animals,(20) as follows: % writhing protection = 100 – [(e/c) x 100] where e = cumulative total of writhing in the experimental animals after intervention, and c = cumulative total of writhing in the negative controls. a medication is said to have analgesic activity if it is capable of effecting a reduction of > 50% in the number of writhings of the experimental animals as compared to the control group. (20) to determine analgesic power, the percentage reduction in cumulative total number of writhings is calculated against the negative control group. the calculated percentage is termed the analgesic power of cassava leaf ethanolic extract against the pain induced by acetic acid stimulation of the experimental animals. statistical analysis percentages of writhing protection in the intervention groups were analyzed by means of a one-way anova, at significance level of p<0.05. univ med vol.30 no.1 6 miladiyah, dayi, desrini analgesic activity of manihot esculenta crantz results i n p r e l i m i n a r y a c u t e t o x i c i t y t e s t s , monitoring was performed on clinical signs considered to be representative of autonomic, b e h a v i o r a l , s e n s o r y, n e u r o m u s c u l a r, cardiovasculer, and respiratory systems. the tests involved four test animals, each of them receiving one of the four different dosages of the extract to be used in the present study. in these acute toxicity tests, all test animals failed to display clinical signs of toxicity, from which it was concluded that the four administered dosages could safely be used for the actual analgesic tests. in the present study all test animals (n = 30) completed the study, as none of them died or suffered from toxic effects. the number of w r i t h i n g s o f a l l t e s t a n i m a l s a n d m e a n cumulative total of writhings in the intervention groups are presented in table 1 and figure 1, respectively. from table 1 and figure 1 it may be seen that there was a reduction in the cumulative total of writhings in the ethanolic extract g r o u p s a n d t h e p a r a c e t a m o l g r o u p , i n c o m p a r i s o n w i t h t h e n e g a t i v e c o n t r o l s receiving distilled water. this indicates that paracetamol and cassava leaf ethanolic extract at the four dosages were capable of reducing intervention group cumulative number of writhings in mice mean ± sd 15’ 210’ 315’ 420’ 525’ distilled water 1 ml (n egative control) 40 78 71 127 133 89.8 ± 39.44 paracetamol 65 mg/kgbw (positive control) 17 24 35 46 44 33.2 ± 12.56 cassava leaf ethanolic extract 12.8 mg/kgbw 27 36 13 46 61 36.6 ± 18.26 cassava leaf ethanolic extract 25.6 mg/kgbw 7 11 20 46 33 23.4 ± 16.10 cassava leaf ethanolic extract 51.3 mg/kgbw 28 31 24 39 48 34 ± 9.56 cassava leaf ethanolic extract 102.6 mg/kgbw 23 33 26 34 82 39.6 ± 24.15 table 1. number of writhings in mice after intervention and induction of pain by 0.6% acetic acid   89.8 33.2 36.6 23.4 34  39.6 0 20  40 60  80  100 mean cummulative total of writhings  aquadest paracetamol extract 12.8 mg/kgbw extract 25.6 mg/kgbw extract 51.3 mg/kgbw extract 102.6 mg/kgbw figure 1. mean cumulative total of writhings in intervention groups 7 the occurrence of writhing movements as a response to the pain induced by intraperitoneal injection of 0.6% acetic acid. the analgesic power (%) of cassava leaf ethanolic extract at several dosages on the writhing reflex induced by intraperitoneal acetic acid is presented in table 2, while the percentage of writhing protection in the intervention groups is shown graphically in figure 2. it is apparent from both table 2 and figure 2 that of the original six groups there are now only five, because the analgesic power of the negative control is not calculated, being used as the divisor in the calculation of analgesic power. the one-way anova found a significant d i f f e r e n c e b e t w e e n c u m u l a t i v e t o t a l o f writhings in the paracetamol group and the ethanolic extract groups at all dosages as c o m p a r e d t o t h e n e g a t i v e c o n t r o l g r o u p (p<0.05). post hoc testing demonstrated that the cumulative totals of writhings differed significantly between the negative control group and the five other intervention groups figure 2. percentage of writhing protection in intervention groups table 2. percentage of writhing protection of paracetamol and cassava leaf ethanolic extract on pain in mice induced by 0.6% acetic acid note: negative control group: writhing protection = 0% univ med vol.30 no.1 8 miladiyah, dayi, desrini analgesic activity of manihot esculenta crantz (p<0.05), but did not differ significantly b e t w e e n t h e f i v e i n t e r v e n t i o n g r o u p s themselves (p>0.05). calculation of analgesic power with percentage of writhings in the negative control group as divisor showed that paracetamol and ethanolic extract of cassava leaves at all dosages did not differ significantly in analgesic power (p>0.05). discussion from table 2 and figure 2 it is clear that there was an increase in percentage of writhing protection at dosages of 12.8 mg/kgbw and 25.6 mg/kgbw, but a decrease at dosages of 51.3 mg/kgbw and 102.6 mg/kgbw. the graph shows that the analgesic power was highest at the dosage of 25.6 mg/kgbw, whereas at the h i g h e s t d o s a g e o f 1 0 2 . 6 m g / k g b w, t h e analgesic power was lowest. it is still unclear in the present study why the increase in dosage of the extract was not accompanied by an increase in analgesic power. the results of the one-way anova shows that the analgesic power of cassava leaf e t h a n o l i c e x t r a c t a t a l l d o s a g e s w a s significantly different compared with the n e g a t i v e c o n t r o l s ( p < 0 . 0 5 ) , b u t w a s n o t significantly different from that of paracetamol (p>0.05). therefore it may be concluded that cassava leaf ethanolic extract at dosages of 12.8 mg/kgbw, 25.6 mg/kgbw, 51.3 mg/ kgbw, and 102.6 mg/kgbw has an analgesic power equivalent to that of paracetamol at a dosage of 65mg/kgbw. an anti-inflammatory study in rats yielded similar results; the analgesic effect produced by an aqueous cassava leaf extract was significantly higher than that of indomethacin (10 mg/kg, s.c.).(8) from the foregoing it can be concluded that m a n i h o t e s c u l e n t a c r a n t z l e a f e x t r a c t s presumably contain orally safe, topically and o r a l l y e ff e c t i v e a n t i i n f l a m m a t o r y a n d analgesic principles. although the present study demonstrated that the cassava plant has an analgesic effect, it is still unclear what active principles are involved in this effect. one hypothesis is based o n t h e f a c t t h a t c a s s a v a l e a v e s c o n t a i n flavonoids(10) and that nearly all flavonoid compounds possess analgesic activity, due to inhibition of prostaglandin synthesis and c o n s e q u e n t d e c r e a s e d s t i m u l a t i o n o f nociceptors. flavonoids are thought to interact with the cyclooxigenase system, so as to interfere with arachidonic acid synthesis and inhibit the production of prostaglandins(21). in addition to the flavonoids, the analgesic effect may also be due to the presence of other antioxidants in the cassava plant, e.g. âcarotenes and vitamin c.(1,9) antioxidants are capable of neutralizing the free radicals released by phagocytes in response to cellular injury, so as to suppress the inflammatory response caused by these radicals, leading to a decreased pain response.(22) this idea is supported by the f i n d i n g t h a t c a s s a v a l e a v e s c o n t a i n anthocyanins, which play an important role in the antioxidant effect(23), while antioxidants in the cassava plant have a demonstrated ability to prevent alcohol-induced hepatotoxicity.(24) other substances to be suspected of playing a role in the analgesic activity are the saponins, as previous studies on different plant species indicate that saponins have analgesic and antiinflmmatory effects, and eliminate pain without affecting cell viability.(25) which of the possible active compounds in the cassava plant is the most responsible for its analgesic activity is still unclear. the alcoholic solvent used in this study extracts semipolar active compounds, thus it is probable that the analgesic substances are soluble in polar solvents, but to test this suggestion requires futher study. as a preliminary study, the present one has several limitations, among which may be mentioned the simple assessment method of analgesic effect with its high subjectivity level, the relatively narrow dosage range (thus requiring extension), and the limited sample size (five animals for each intervention). 9 conclusions ethanolic extracts of cassava (manihot esculenta crantz) leaves exert analgesic activity on pain in mice induced by 0.6% acetic acid, but increasing the dosage of the extract beyond a certain level does not result in an increase in analgesic power. further studies are necessary on the active constituents of cassava leaves that are responsible for their analgesic properties. acknowledgement thanks are due to mr sumarno, technician at the laboratory of pharmacology, pharmacy program, fmipa uii yogyakarta, for his assistance before, during and after the study. references 1. fasuyi ao. nutrient composition and processing effects on cassava leaf (manihot esculenta crantz) antinutrients. pakistan j nutr 2005;4:3742. 2. hidayat a, zuraida n, hanarida i. the cyanogenic potential of roots and leaves of ninety nine cassava cultivars. indonesian j agric sci 2002;3:25-32. 3. sastroamidjojo s. obat asli indonesia. jakarta: dian rakyat;2001. 4. yuniarti t. ensiklopedia tanaman obat tradisional. yogyakarta: media pressindo, yogyakarta;2008. 5. okpuzor j, oloyede am. anti-inflammatory, antipyretic and anti-diarrhoeal properties of an antihaemorrhoid tri-herbal pill. nature sci 2009;7:8994. 6. popoola, yangomodou, od, akintokun ak. antimicrobial activity of cassava seed oil on skin pathogenic microorganism. res j med plant 2007;1:60-4. 7. okeke cu, iweala e. antioxidant profile of dioscorea rotundata, manihot esculenta, ipoemea batatas, vernonia amygdalina and aloe vera. j med res technol 2007;4:4-10. 8. afolabi l , adeyemi oo, yemitan ok. cassava leaves have anti-inflammatory and analgesic principles, which justify its use in traditional african medicine. j ethnopharmacol 2008;119:611. 9. chavez al, bedoya jm, sanchez, iglesias, ceballos, roca w. iron, carotene, and ascorbic acid in cassava roots and leaves. food nutr bull 2000;21:410-3. 10. departemen kesehatan . inventaris tanaman obat indonesia. jilid i. jakarta: departemen kesehatan republik indonesia;2000. 11. soeksmanto a. pengaruh ekstrak butanol buah tua mahkota dewa (phaleria macrocarpa) terhadap jaringan ginjal mencit. biodiversitas 2006;7:278-81. 12. ajizah a, thihana, mirhanuddin. potensi ekstrak kayu ulin (eusideroxylon zwageri t et b) dalam menghambat pertumbuhan bakteri staphylococcus aureus secara in vitro. bioscientiae 2007;4:3742. 13. sukadana im. senyawa antibakteri golongan flavonoid dari buah belimbing manis (averrhoa carambola linn.l). j kimia 2009;3:109-16. 14. santosa cm, hertiani t. kandungan senyawa kimia dan efek ekstrak air daun bangun-bangun (coleus amboinicus l.) pada aktivitas fagositosis neutrofil tikus putih. maj farmasi indonesia 2005;16:141-8. 15. akter r, hasan smr, siddiqua sa, majumder mm, hossain m, alam a. evaluation of analgesic and antioxidant potential of the leaves of curcuma alismatofolia gagnep. stamford j pharm sci 2008;1:3-9. 16. hashemi vah, ganhadi s, mosavi d. analgesic and antiinflammatory effects of total extract, flavonoid fraction, and volatile. j res med sci 2000;5:17-27. 17. kittivachra r. effects of cassava on thyoroid gland in rats. thai j pharm sci 2006:57-62. 18. fransisco ia, pinotti mhp. cyanogenic glycosides in plants. braz arch biol techno 2000;43:487-92. 19. somchit mn, shukriyah, bustaman aa, zuraini a. anti-pyretic and analgesic activity of zingiber zerumbet. int j pharmacol 2005;1:277-80. 20. hendershot lc, forsaith j. antagonism of the frequency of phenylquinone induced writhing in the mouse by weak analgesics and non-analgesics. j pharmac exp therap 1959;125:237-40. 21. purwantini i, purwantiningsih, puspita oe. efek analgesik fraksi etanol dari ekstrak etanol daun mindi (melia azedarach l.) pada mencit jantan. j ilmiah farmasi 2007;4:88-103. 22. raji y, udoh us, oluwadara, akinsomiyose, awobajo, adeshoga k. anti-inflammatory and analgesic properties of the rhizome extract of zingiber officinale. afr j biomed res 2002;5: 121-4. 23. byamukama r, namukobe j, kiremire b. anthocyanins from leaf stalks of cassava (manihot esculenta crantz). afr j pure appl chem 2009;3:20-5. univ med vol.30 no.1 10 miladiyah, dayi, desrini analgesic activity of manihot esculenta crantz 24. boby rg, indira m. effect of co-administration of cassava (manihot esculenta crantz) rich diet and alcohol in rats. indian j physiol pharmacol 2004:48:41-50. 25. borgi w, recio mc, rios jl, chouchane. antiinflammatory and analgesic activities of flavonoid and saponin fractions from ziyzyphus lotus (l.) lam. south afr j bot 2008;7:320-4. alvina 65 abstract dengue is a disease that is caused by dengue virus and transmitted to humans through the bite of infected aedes mosquitoes, especially aedes aegypti. the disease is hyper-endemic in southeast asia, where a more severe form, dengue hemorrhagic fever (dhf) and dengue shock syndrome (dss), is a major public health concern. the purpose of the present study was to find evidence of dengue virus transovarial transmision in local vectors in jakarta. fifteen aedes larvae were collected in 2009 from two areas in tebet subdistrict in south jakarta, namely one area with the highest and one with the lowest dhf prevalence. all mosquitoes were reared inside two cages in the laboratory, eight mosquitoes in one cage and seven mosquitoes in another cage and given only sucrose solution as their food. the results showed that 20% of the mosquitoes were positive for dengue virus. dengue virus detection with an immunohistochemical method demonstrated the occurrence of transovarial transmission in local dhf vectors in tebet subdistrict. transovarial dengue infection in ae.aegypti larvae appeared to maintain or enhance epidemics. further research is needed to investigate the relation of dengue virus transovarial transmission with dhf endemicity in jakarta. keywords: dengue hemorrhagic fever, aedes mosquitoes, transovarial transmission *department of biology, **department of parasitology, medical faculty, trisakti university correspondence dr. monica dwi hartanti, mbiomed department of biology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2312 email: mdhartanti@gmail.com univ med 2010;29:65-70 dengue virus transovarial transmission by aedes aegypti monica dwi hartanti*, suryani**, and ingrid a.tirtadjaja** may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction dengue is an acute disease in humans caused by antigenically distinct serotypes of dengue virus (den) and transmitted by the bite of infected mosquitoes, especially ae. aegypti as a prime vector and ae. albopictus as a covector. the disease is endemic in most tropical and subtropical areas of the world, with an estimated annual occurrence of 100 million cases of dengue fever (df) and 250,000 cases of dengue hemorrhagic fever (dhf).(1) dengue viruses are plus-sense, ssrna viruses belonging to the genus flavivirus. it is believed that they once were mosquito viruses that b e c a m e a d a p t e d t o l o w e r p r i m a t e s a n d humans.(3) there are four serotypes of dengue virus, den-1, den-2, den-3, and den-4. den-3 virus is the dominant serotype in indonesia, capable of causing fatal disease, 66 hartanti, suryani, tirtadjaja transovarial transmission by aedes aegypti especially in children.(2) demographic and societal changes such as population growth, urbanization, and modern transportation greatly contributed to the increased incidence and geographic spread of dengue activity. the world health organization (who) classifies dengue as a major international public health concern because of the expanding geographic distribution of the virus and its mosquito vector, the increased frequency of epidemics, the cocirculation of multiple viral serotypes, and the emergence of dhf in new areas.(4) to date, dhf prevention still mostly depends on vector control because there is no effective treatment for dhf and no vaccine for dhf prevention. control of aedes mosquitoes is the most important measure in dhf prevention, because these mosquitoes tend to act as a reservoir or amplifier host for dengue viruses and the virus can be transmitted horizontally a s w e l l a s v e r t i c a l l y ( t r a n s o v a r i a l transmission). most remarkably, the virus can b e m a i n t a i n e d i n n a t u r e b y t r a n s o v a r i a l transmission in mosquitoes and can replicate in potentially vulnerable tissues of mosquito ovaries and embryos without deleterious effects.(5) transovarial transmission of dengue virus i s a c r u c i a l e t i o l o g i c a l p h e n o m e n o n responsible for persistence of virus during inter-epidemic periods.(6) the occurrence of dengue virus transovarial transmission in aedes mosquitoes was demonstrated in a study conducted in 2005 by rohani et al., who found infected larvae from 16 different locations in malaysia, with higher virus infection rates (vir) in ae. aegypti than in ae. albopictus.(7) there is increasing evidence for dengue transovarial transmission, which tends to potentially become a factor that can initiate dhf outbreaks in endemic areas.(4) for this reason, it was considered imperative to conduct a research study on the ability of local vectors i n j a k a r t a t o t r a n s m i t d e n g u e v i r u s transovarially, with the goal of supporting dengue virus and aedes mosquito control measures for prevention of dhf outbreaks in jakarta. methods research design this preliminary study of transovarial t r a n s m i s s i o n o f d e n g u e v i r u s i n a e d e s mosquitoes as local vectors was conducted as a survey and used a cross-sectional design. mosquito collection a e . a e g y p t i l a r v a e w e r e c o l l e c t e d randomly from two different areas in tebet subdistrict, south jakarta, in the year 2009, consisting of 8 larvae from an area with the highest dhf prevalence (designated rw 01) and 7 larvae from an area with the lowest dhf prevalence (rw 02). tebet subdistrict was selected as the research location because it was endemic for dhf in 2009. fifteen aedes mosquitoes were grown from the collected larvae and reared inside two cages in the laboratory for about 1 week to allow replication of any dengue virus present. the mosquitoes were only given sugar water as food and no blood, to rule out cross-infection by dengue virus in the blood meal. detection of dengue virus after identification of the fifteen aedes mosquitoes by light microscopy, the presence o f d e n g u e v i r u s i n e a c h m o s q u i t o w a s d e t e r m i n e d b y m e a n s o f h e a d s q u a s h preparations. any dengue virus present in the tissues was detected by monoclonal dengue antibodies using the immunocytochemical s t r e p t a v i d i n b i o t i n p e r o x i d a s e c o m p l e x (isbpc) assay. the head squash preparation, after fixation in cold methanol (-20°) for 2-3 minutes, was first incubated with peroxidase blocking solution to quench endogenous peroxidase activity. the specimen was then incubated with serum blocking solution to 67 univ med vol.29 no.2 suppress non-specific binding of subsequent reagents which would interfere with the results, followed by incubation with primary antibody. the specimen was then washed in phosphate buffer solution, and sequentially incubated with biotin-labelled secondary antibody and peroxidase-streptavidin conjugate to bind the biotin residue. the presence of peroxidase was visualized by substrate-chromogen solution. peroxidase catalyzes its substrate, hydrogen p e r o x i d e , a n d c h a n g e s t h e c h r o m o g e n substrate, diaminobenzidine tetrachloride (dab), into a brown precipitate at the antigen site. positive results were characterized by a brown coloring of the tissues, the color intensity depending on the total amount of chromogens reacting with peroxidase. denguenegative tissue specimens were blue in color. the study also included dengue virus-positive a n d n e g a t i v e h e a d s q u a s h s p e c i m e n s a s controls.(8) statistical analysis the chi-square test was done to compare the proportion of dengue virus in the two areas, rw 01 and rw 02, which had the highest and t h e l o w e s t p r e v a l e n c e o f d h f i n 2 0 0 9 , repectively. a p value less than 0.05 was c o n s i d e r e d a s s t a t i s t i c a l l y s i g n i f i c a n t . statistical analysis was performed with spss 15.0 software. results there were two (25%) positive results among the eight head squash specimens from the area with the highest dhf prevalence in tebet subdistrict, south jakarta. in contrast, there was only one (14.28%) positive result among the seven head squash specimens from the area with the lowest dhf prevalence. overall, 20% of the mosquitoes were positive for dengue virus. table 1 lists the number of larvae collected in the two study areas. table 2 presents the dengue virus distribution of the two areas. there was no significant difference in positive results between the two areas (p > 0.05). figure 1 shows a dengue-positive ae. aegypti head squash, where the brownish precipitation (black arrow) indicates the location of dengue antigen in the infected mosquito. location number of aedes mosquitoes dengue positive area of h ighest dhf prevalen ce (rw 01)* 8 2 area of lowest dhf prevalence (rw 02)* 7 1   table 1. numbers of aedes mosquitoes from areas with highest and lowest dhf prevalence in tebet subdistrict *rw = rukun warga table 2. dengue virus distribution of two areas in tebet subdistrict *chi-square test; **rw = rukun warga 68 hartanti, suryani, tirtadjaja transovarial transmission by aedes aegypti discussion t h e p r e s e n t s t u d y s h o w e d t h a t t h e precentage of positive results among the head squash specimens was 20%, consisting of 25% for the area with the highest dhf prevalence in 2009, and 14.28% for the area with the lowest dhf prevalence in 2009. the results s h o w e d t h a t t h e r e w a s d e n g u e v i r u s transovarial transmission in local dhf vectors in tebet subdistrict, south jakarta. although the percentage of positive results was higher in the area of highest dhf prevalence in 2009, there was no significant difference between the areas with the highest and the lowest dhf p r e v a l e n c e i n 2 0 0 9 i n te b e t s u b d i s t r i c t (p>0.05). similar results were obtained in the 2005 study of rohani et al., who demonstrated the occurrence of transovarial transmission of dengue virus in ae. aegypti and ae. albopictus mosquitoes at 13% and 4%, respectively.(7) there are many reports of transovarial transmission of dengue viruses.(9-11) in a recent s t u d y, m o u r y a e t a l . h a v e s h o w n t h a t transovarially infected mosquitoes can orally transmit the virus. this study also found that when eggs obtained from infected females were hatched after several weeks of incubation at r o o m t e m p e r a t u r e , t h e r a t e o f v e r t i c a l transmission increased. it has been suggested that at room temperature the virus has an opportunity to multiply and increase its copy number in the quiescent embryos. occurrence o f t h i s p h e n o m e n o n i n n a t u r e m a y b e advantageous for maintenance of this virus.(12) in their experimental study, joshi et al. reported on the persistent transovarial infection of s u c c e s s i v e g e n e r a t i o n s o f a e . a e g y p t i mosquitoes with dengue-3 virus.(3) several workers have also reported the transovarial transmission of the dengue virus in both ae. aegypti and ae. albopictus experimentally and/ figure 1. ae. aegypti head squash preparation with positive streptavidin-biotin peroxidase complex staining (40x magnification) 69 univ med vol.29 no.2 or from field collected mosquito larvae.(11,13,14) it is important to point out that both of the principal dengue vectors have now been demonstrated to be capable of sustained transovarial maintenance of virus in the absence of any horizontal transmission from vertebrate blood meals. the transovarial transmission of the dengue virus in the aedes vectors is now a well-documented phenomenon reported from many parts of the endemic areas in the world. this observation has further emphasized the importance of larval control since the immature stages may become the reservoir of the virus during the interepidemic periods. there are three types of mechanisms of d e n g u e t r a n s o v a r i a l t r a n s m i s s i o n : ( 1 5 ) ( i ) uninfected female mosquitoes bite and suck the host’s viremic blood, allowing the virus to replicate within the mosquitoes, the infected e g g s g i v i n g r i s e t o i n f e c t e d l a r v a e ; ( i i ) uninfected female mosquitoes have sexual activity with transovarially infected male mosquitoes, resulting in sexual transmission of infection to the female mosquitoes; and (iii) the ovarial tissues of female mosquitoes become infected and the virus is genetically transmitted to the next generation. transovarial transmission of the dengue virus potentially increases the probability of dengue outbreaks or at least contributes to persistence of dhf cases in endemic areas.(15) infected female mosquitoes lay their eggs in microniches, where most of the eggs survive through the inter-epidemic season, to emerge as adult mosquitoes that may enter the humanm o s q u i t o h u m a n c y c l e . t h e s u c c e s s i v e generations obtained from infected parental mosquitoes showed that the virus could persist in mosquitoes into succesive generations through transovarian passage.(4) transovarially infected mosquitoes have the ability to transmit the dengue virus orally, through the salivary glands. (7) multigenerational, transovarial passage and horizontal transmission of dengue from vertically infected progeny has been observed with ae. aegypti.(3,12) in indonesia, on average dengue outbreaks take place every three to four years, while in some regions the outbreaks occur annually or biannually. without proper intervention, dhf cases in indonesia could amount to 125.000 cases in 2007, an increase of almost 11% compared to 2006.(16) according to jakarta health official profile for the year 2009, about 2300 persons among the inhabitants suffered from dhf, of whom 65 died.(12) in jakarta, there are 174 areas of dengue outbreaks in 10 subdistricts and it is highly probable that these figures will increase.(17) modern dengue control should focus on early detection of dengue virus infection in the mosquito vectors prior to its introduction into the human population, so that remedial control action can be taken immediately to curb the impending outbreak. akbar et al. showed that detection of dengue virus in adult mosquitoes using reverse transciptase-polymerase chain reaction (rt-pcr) was successful in predicting an outbreak in bandung, indonesia.(18) our investigation has several limitations. the aedes larvae were collected only from households that were willing to participate, thus the sample was not representative of current dengue infection in tebet subdistrict. time limitation was also a problem, because the dengue virus was probably not allowed enough time for replication, which may have resulted in false negative results. further research studies are needed to provide more data about dengue transovarial transmission in local vectors in the tebet area, to be followed up with studies in the whole jakarta area, to support an early warning system on the development of dengue outbreaks, so that in the future the number of dhf cases might be reduced. conclusion transovarial transmission of dengue virus by available vector species in a dengue endemic area could explain the specific emergence of dengue in this region. 70 hartanti, suryani, tirtadjaja transovarial transmission by aedes aegypti acknowledgements the authors are grateful to all persons for supporting the present study, especially to prof. dr. dr. adi hidayat, ms for his endless support and to mr. rasimin for supporting the laboratory work. references 1. clarke t. dengue virus: break-bone fever. nature 2002;416:672–4. 2. world health organization. dengue fever in indonesia – update 3. communicable disease surveillance & response (csr). geneva : world health organization; 2004. 3. joshi v, mourya dt, sharma rc. persistence of dengue-3 virus through transovarial transmission passage in successive generations of aedes aegypti mosquitoes. am j trop med hyg 2002; 67:158–61. 4. gubler dj. the global emergence/resurgence of arboviral diseases as public health problems. arch med res 2002;33:330–42. 5. borucki mk, kempf bj, blitvich bj, blair cd, beaty bj. la crosse virus: replication in vertebrate and invertebrate hosts. microbes infect 2002;4:341–50. 6. angel b, joshi v. distribution and seasonality of vertically transmitted dengue viruses in aedes mosquitoes in arid and semi-arid areas of rajasthan, india. j vector borne dis 2008;45:56– 9. 7. rohani a, zamree i, lee hl, mustafakamal i. detection of transovarian dengue virus for field caught aedes aegypti and aedes albopictus mosquito using c6/36 cell line and rt-pcr. trop biomed 2005;22:149–54. 8. umniyati rs. teknik imunositokimia dengan menggunakan antibodi monoklonal dssc7 untuk kajian patogenesis infeksi dan penularan transovarial virus dengueserta surveilansi vektor dengue [dissertation]. fakultas kedokteran, universitas gadjah mada; 2009. 9. arunachalam n, tewari sc, thenmozhi v, rajendran r, paramasivan r, manavalan r, et al. natural vertical transmission of dengue viruses by aedes aegypti in chennai, tamil nadu, india. indian j med res 2008;127:395-7. 10. günther j, martínez-muñoz jp, pérez-ishiwara dg, salas-benito j. evidence of vertical transmission of dengue virus in two endemic localities in the state of oaxaca, mexico. intervirology 2007;50:347-52. 11. lee hl, rohani a. transovarial transmission of dengue virus in aedes aegypti and aedes albopictus in relation to dengue outbreak in an urban area in malaysia. dengue bull 2005;29: 106-11. 12. mourya dt, gokhale, basu a, barde pv, sapkal gn, padbidri vs, et al. horizontal and vertical transmission of dengue-2 virus in highly and lowly susceptible strains of aedes aegypti mosquitoes. acta virol 2001;45: 67–71. 13. perich mj, davila g, turner a, garcia a, nelson m. behavior of resting aedes aegypti (culicidae: diptera) and its relation to ultra-low volume adulticide efficacy in panama city, panama. j med entomol 2000;37:541-6. 14. xu g, dong h., shi n, liu s, zhou a, cheng z, et al. an outbreak of dengue virus serotype 1 infection in cixi, ningbo, people’s republic of china, 2004. associated with a traveler from thailand and high density of aedes albopictus. am j trop med hyg 2007;76:1182–8. 15. thavara u, siriyasatien p, tawatsin a, asavadachanukorn p, anantapreecha s, wongwanich r, et al. double infection of heteroserotypes of dengue viruses in field populations of aedes aegypti and aedes albopictus (diptera: culicidae) and serological features of dengue viruses found in patients in southern thailand. southeast asian j trop med public health 2006;37:468-76. 16. lembaga penelitian dan pengembangan departemen kesehatan. demam berdarah dengue. bagian jaringan informasi iptek dan promosi penelitian, sekretariat badan litbang kesehatan, c2007. available at: http// www.litbang.depkes.go.id . accessed june 10, 2008. 17. dinas kesehatan dki. demam berdarah dengue, makin mengecoh makin mengganas. dinas kesehatan profinsi dki jakarta, c2007. available at: http//www.dinkes-dki.go.id. accessed june 10, 2008. 18. akbar mr, agoes r, djatie t, kodyat s. pcr detection of dengue transovarial transmissibility in aedes aegypti in bandung, indonesia. proc asean congr trop med parasitol 2008;3:849. alvina 111 abstract *department of anatomy and rehabilitative medicine, medical faculty, trisakti university jakarta correspondence dr. maria regina rachmawati, sprm department of anatomy and rehabilitative medicine, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone. 021-5672731 ext.2101 email: ati_dr@yahoo.com univ med 2011;30:111-9. high erector spinae endurance reduced low back pain in postmenopausal women maria regina rachmawati* may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina introduction back pain, particularly low back pain (lbp), is the most common complaint in all age groups, including postmenopausal women. inappropriately managed, lbp may become chronic and carries the risk of disability.(1) failure of management of lbp may increase economic loss, both direct costs for treatment and indirect costs due to decreased work productivity and early retirement.(2) the lower back region is the area of the vertebral column low back pain (lbp) is the most frequent health problem in all age groups, including postmenopausal women, who are at risk of disability, due to degenerative processes affecting all organ systems, including the erector spinae muscles. in addition, postmenopausal women also experience a decrease in esterogen levels, which stimulates osteoclastic activity and initiates a reduction in bone mineral density (bmd). the aims of the present study were to determine the relationship between lbp prevalence and erector spinae endurance, bmd reduction, and body mass index (bmi) respectively. this was a cross-sectional study, conducted on 213 postmenopausal women, selected by simple random sampling. assessment of pain, expressed on a visual analog scale (vas), was performed by interviews and measurement of erector spinae muscle endurance time using a modified biering-sorensen technique, while bmd was assessed by bone densitometry. the results of the study showed that the postmenopausal women had a mean age of 53.5 ± 3.6 years. the prevalence of lbp and osteoporosis in the postmenopausal women was 58.2% and 21.6%, respectively. a significant positive linear correlation was found between bmi and vas (r=0.165; p=0.016). in addition, the t-test demonstrated a significant difference in mean vas scores between good and poor erector spinae endurance (p=0.008). however, the chi-square test showed no significant relationship between reduced bmd and lbp (p>0.05). it is recommended that low back pain in postmenopausal women be managed by strengthening exercises of the erector spinae. key words: low back pain, erector spinae, bone mineral density, postmenopause 112 rachmawati spinae endurance reduced low back pain from below the twelfth ribs down to the inferior gluteal folds. anatomically, the lower back region is composed of the lumbar vertebrae, which are held in their vertical position by the action of the enveloping muscles.(3,4) in general, t h e p r e v a l e n c e o f l b p i s 2 3 . 7 % i n postmenopausal women,(5) 42.1% in workers(6) and 62.3%(7) in young adults. muscular activity is required for stabilizing the vertebral column when supporting heavy loads, and is directed upwards, opposing gravity. according to electromyographic (emg) studies conducted by noorbaksh,(8) there is postural muscular activity in each body segment in the standing position, to maintain the erect posture. in the relaxed standing posture, muscular activity is minimal in the sacrospinal region or the abdomen, but varies according to the position of the vertebral column relative to the line of gravitation. a change in the position of the center of gravity results in increased activity in the dorsal region, in comparison with the abdominal region.(9) the muscles that maintain the position of the lumbar vertebrae in the erect position are the erector spinae muscles. the erector spinae are type 1 muscles, which are designed for sustained low-level activity. they comprise the spinal, iliocostal, and longissimus muscles, which have the main function of t h o r a c o l u m b a r e x t e n s i o n ( f i g ure 1 ) . ( 1 0 ) electromyographic studies have shown that the erector spinae are more rapidly fatigued in patients with lbp than in healthy subjects. the study by hides found that the multifidus muscle in subjects with lbp have a 31% smaller diameter than in healthy subjects.(11) figure 1. mm. extensor spinae.(10) 113 the function of the erector spinae muscles is to support the vertebral column, control its movements, and protect it, particularly in truncal flexion. protection of the vertebral column may be disturbed if the erector spinae are in fatigued condition, as found in patients with nonspecific lbp. biering-sorensen emphasized that the time during which an individual can maintain horizontal thoracolumbar extension without support is a predictor of back pain.(12) a deficiency in isometric lower back muscle endurance is supposed to be a major risk for non-specific lbp.(13) these studies also found decreased proprioceptive input to the erector spinae, causing the patient to be unable to maintain the erect position, leading to decreased overall physical activity, and ultimately to lowered productivity. several previous studies have demonstrated that management of back pain by thoracolumbar motor control exercises resulted in significant relief of pain, compared with other methods, such as manual therapy and surgical methods.(14) in postmenopausal women, the organ systems start to experience a decrease in functioning, such as decreased estrogen synthesis, which causes a reduction in bone mineral density (bmd) by activation of osteoclasts, leading to a more rapid bone r e s o r p t i o n , i n c o m p a r i s o n w i t h b o n e mineralization.(15) bmd is assessed by means of standard bone densitometry and expressed as t-score, according to the following criteria: t score values of >-1 indicate normal bmd, t scores of <-1 or >-2.5 signify osteopenia (start of osteoporosis), and t scores of <-2.5 indicate osteoporosis.(16,17) in postmenopausal women, the degenerative process also results in a decreased work capacity of the muscles, i n c l u d i n g t h e e r e c t o r s p i n a e m u s c l e s . assessment of biering-sorensen muscle endurance (bsme) for the erector spinae is performed with the patient lying in the prone position, the pelvis, thighs and ankles being fixed by straps, and the arms crossed on the chest. the patient is then asked to perform and maintain horizontal truncal extension, without support to the upper body. the time elapsed in m a i n t a i n i n g t h e u p p e r b o d y i n t h e abovementioned position is recorded as the bsme score of the erector spinae. ( 1 8 ) in connection with the above, the present study was conducted to find correlations of lbp in postmenopausal women with erector spinae endurance and bmd, respectively. methods study design this was a cross-sectional study conducted in mampang prapatan district, south jakarta, from february to april 2010. subjects of study p o s t m e n o p a u s a l w o m e n r e s i d i n g i n mampang prapatan district were selected for this study on the basis of inclusion and exclusion criteria. the inclusion criteria used in this study were: women in the age range of 47–60 years, in menopause for at least one year, mobile, capable of communication, in good health, without acute disease, and willing to give written informed consent. exclusion criteria were: hysterectomy, diabetes mellitus, renal d i s o r d e r s , h e p a t i c d i s o r d e r s , p u l m o n a r y disorders, and hormonal therapy during the previous three years. calculation of sample size according to the formula for cross-sectional studies, with confidence interval of 95% and lbp prevalence of 23.7%, resulted in a minimal sample size of 231. the subjects were selected by simple random sampling in the catchment area of the mampang primary health center, south jakarta. data were collected by interview and physical examination, performed by physiotherapists who had received preliminary training. questionnaire the questionnaire used for the interviews comprised items on the following subject characteristics: age, education, employment, univ med vol.30 no.2 114 rachmawati spinae endurance reduced low back pain n u m b e r o f p r e g n a n c i e s , a n d d u r a t i o n o f menopause. visual analogue scale a visual analogue scale (vas) was used to express the intensity of lbp, as it is a commonly used, quick, reliable, and valid means to measure subjective pain. this scale is a 100mm horizontal line, where 0 mm indicates “no pain” and 100 mm indicates “unbearable pain”. bone mineral density assessment of bmd was done by means of dual-energy x-ray absorptiometry, using a lunar dpx bravo nosuma densitometer (ge medical systems) at budi jaya hospital, jakarta. the results were expressed as t-scores of the lumbar spine (l1–l4). categorization of b m d w a s a c c o r d i n g t o t h e d e f i n i t i o n r e c o m m e n d e d b y t h e wo r l d h e a l t h organization, as follows: (i) normal: a value of bmd greater or less than one standard deviation (sd) below the peak bone mass of healthy adults; (ii) osteopenia: a value of bmd between 1.0 sd and 2.5 sd below the average peak bone mass of healthy adults; (iii) osteoporosis: a value of bmd more than 2.5 sd below the average peak bone mass of healthy adults.(17) anthropometric measurements height, weight, and body mass index (bmi) were measured on all subjects. height was recorded to the nearest 0.1 cm using a portable microtoise, and weight was measured using sage portable scales to the nearest 0.1 kg. bmi was calculated as weight (kg) divided by the square of height (m2). bmi is classified i n t o t h e f o l l o w i n g c a t e g o r i e s f o r a s i a n populations: underweight (<18.5 kg/m 2), normal (18.5-22.9 kg/m2), overweight (23.027.5 kg/m2), and obese (>27.6 kg/m2).(18) biering-sorensen test erector spinae endurance was assessed by the biering-sorensen test, which yields a measure of static endurance of the erector spinae. the bsme test measures the elapsed time during which the participant is still capable of maintaining the unsupported upper part of the body in a horizontal position (figure 2). figure 2. erector spinae endurance testing 115 in this test, the load is equal to the weight of the upper part of the body, with torque determined by the lever arm from the pubic symphysis to the upper-body centre of gravity.(19) the patient was positioned prone on a treatment couch with the lower half of the body-below the level of the anterior superior iliac spinesstrapped to the couch at the ankles and at the level of the greater trochanter of the femur. the straps were pulled as tight possible without causing undue discomfort to the patient. before beginning the test patient was allowed to rest the top half of the body on a chair. then the trunk was raised to the horizontal position with hands crossed over the chest. the test was continued until the participant could no longer control the horizontal posture, or until he or she reached the limit for fatigue or pain. since preliminary tests on 10 postmenopausal subjects yielded a mean endurance time of 28.5 (±2.3) s e c o n d s , n o r m a l b s m e t i m e f o r postmenopausal women in the present study was set at 30 seconds (unpublished data). erector spinae endurance was categorized as good for bsme times of >30 seconds, and poor for bsme times of <30 seconds. ethical clearance the study was explained in detail to the subjects and any questions or concerns were addressed and the subjects were informed that they could withdraw from the study at any time. a consent form was read and signed prior to participation in the study, which was approved by the research ethical committee, faculty of medicine, trisakti university. data analysis data analysis was performed by means of the statistical package for social science (spss) program, version 15. all variables related to lbp were compared by means of student’s t test, while pearson’s correlation coefficients were also analyzed. a 5% level of probability was used to indicate statistical significance. results t h e p r e s e n t s t u d y i n v o l v e d 2 1 3 postmenopausal women with mean age of 53.5 ± 3.6 years. most subjects had attended primary school (50.7%) and were unemployed (67.1%). on average the subjects had menopause for 4.4 ± 2.2 years (range 1-10 years) (table 1). the majority of the subjects was obese (41.3%), 58.0% complained of lbp within the previous 3 months, and mean vas score was 2.0 ± 1.9. the biering-sorensen test showed that the majority of subjects (57.7%) had bsme t i m e s o f < 3 0 s e c o n d s . m o s t o f t h e p o s t m e n o p a u s a l w o m e n s u ff e r e d f r o m osteopenia (49.8%), while 46 (21.6%) had osteoporosis (table 2). with advancing age, the proportion of postmenopausal women with osteopororsis tended to increase, with 12.9% in the age range of 46 49 years and 22.2% between 55 and 60 years of age (table 3). *mean ± sd characteristic n (%) age (years)* range (years) educational level no form al education primary school (not finished) primary school junior high school senior high school university/ college employment entrepreneur government offi cial trader unemployed age at menarche (years)* duration of menopause (years)* range (years) number of pregnancies* range 53.5 ± 3.6 46 60 21 (9.8) 20 (9.3) 109 (50.7) 40 (18.6) 19 (8.8) 4 (1.9) 19 (8.9) 2 (0.0 1) 49 (23.0) 142 (67.1) 14.3 ± 1.7 4.4 ± 2.2 1 10 5.0 ± 2.5 0 13 table 1. characteristics of study subjects comprising 213 postmenopausal women univ med vol.30 no.2 116 rachmawati spinae endurance reduced low back pain variable n (%) height (cm)* weight (kg)* body mass index (kg/m2)* underweight normal overweight obese bone mineral density lumbar t-scor e* normal osteopen ia osteoporosis vas score* back pain yes no bsme time good (= 30 seconds) poor (< 30 seconds) 148.8 ± 5.1 59.2 ± 11.1 26.6 ± 4.6 10 (4.7) 30 (14.1) 85 (39.9) 88 (41.3) -1.60 ± 1.03 61 (28.6) 106 (49.8) 46 (21.6) 2.0 ± 1.9 124 (58.2) 89 (41.8) 90 (42.3) 123 (57.7) table 2. key variables of subjects (n=213) variable vas p r body mass index lumbar t-score 0.165 -0.039 0.016 0.575 table 4. correlation between body mass index and lumbar t-score with vas in postmenopausal women table 5. mean vas score by erector spinae endurance group table 3. age-specific prevalence of osteopenia and osteoporosis in postmenopausal women age range (years) lumbar spine l1-4 osteoporosis (%) osteopenia (%) 46 – 49 50 – 54 55 – 60 12.9 23.9 22.2 48.4 45.7 54.4 this study found a significant positive linear correlation of bmi with vas, where s u b j e c t s w i t h h i g h e r b m i s c o r e s h a d c o r r e s p o n d i n g l y h i g h e r va s s c o r e s (r=0.165;p=0.016). in contrast, lumbar t-scores were not significantly correlated with vas scores (table 4). in postmenopausal women with good erector spinae endurance, the mean vas score was 1.60 ± 1.74, which was significantly lower than mean vas score of 2.32 ± 2.10 in postmenopausal women with poor erector spinae endurance (p=0.008) (table 5). this signifies that a high endurance capacity of the erector spinae muscles was capable of reducing the intensity of lbp in postmenopausal women. discussion in the present study the prevalence of lbp in postmenopausal women was 58.2 %, which differed from the value of 20.8% in a study involving 2.127 women between 35 and 85 years of age, including women in menopause.(20) t h i s d i ff e r e n c e i n l b p p r e v a l e n c e w a s presumably due to the higher age of the postmenopausal women in the present study, ranging from 46 to 60 years. a cohort study on 438 postmenopausal women in the age range of 72-96 years indicated that 37% of women with incident vertebral deformity reported back symptoms at follow-up, as compared with 23.6% of women without incident vertebral deformity.(21) the present study showed the prevalence of osteoporosis in postmenopausal women in the age groups of 46-49 years, 50-54 years, and 55-60 years to be 12.9%, 23.9%, and 22.2%. respectively. the results of a study in thailand, involving 1935 women at age 40*mean ± sd variable erector spinae enduran good (n=90) p vas 1.60 ± 1.74 117 8 0 y e a r s s h o w e d t h a t t h e p r e v a l e n c e o f osteoporosis in those aged 45-49 years and 5054 years (12.0% and 23.7%, respectively) was similar to the present study results, whereas for the age group of 55-59 years, osteoporosis prevalence was considerably higher (42.7%).(22) a german study found a significantly higher prevalence of osteoporosis of 39% among women. up to 6 out of 10 women over the age of 75 were estimated to have osteoporosis.(23) the differences in osteoporosis prevalence rates clearly indicates the diversity of factors a ff e c t i n g o c c u r r e n c e o f o s t e o p o r o s i s i n postmenopausal women, such as life style, climate, culture, and dietary intake. many authors report changes in the control of the trunk muscles in people with low back p a i n . a l t h o u g h t h e r e i s c o n s i d e r a b l e disagreement regarding the nature of these changes, we have consistently found differential effects on the deep intrinsic and superficial muscles of the lumbopelvic region. two issues require consideration; first, the potential mechanisms for these changes in control, and secondly, the effect or outcome of changes in control for lumbopelvic function. recent data indicate that experimentally induced pain may replicate some of the changes identified in people with lbp. while this does not exclude the possibility that changes in control of the trunk muscles may lead to pain, it does argue that, at least in some cases, pain may cause the changes in control. there are many possible mechanisms, including changes in excitability in the motor pathway, changes in the sensory system, and factors associated with the attention demanding, stressful and fearful aspects of pain. a new hypothesis is presented regarding the outcome from differential effects of pain on the elements of the motor system. taken together these data argue for strategies of prevention and rehabilitation of lbp.(24) the result of this study agree with previous study confirmed a muscle deficiency model was supported chronic low back pain, and a muscle spasm model was not. after 50 years, the research evidence is suggesting the hypothesis of the hyperactivity-causality model for musculoskeletal pain. the lack of convincing evidence to support the belief in hyperactivity as an etiological factor in musculoskeletal conditions has been pointed out in many of the research reviews contained in this compendium. these data indicate that the body’s reaction to injury and pain is not primarily increased muscular tension and stiffness, rather muscle inhibition is often more significant. monitoring maximum surface integrated electromyography of lumbar muscles during isometric effort facilitates classification of chronic low-back pain patient. the fact is emg not a common diagnostic tool in indonesia, and many health centre don’t have one. otherwise we need to determined trunk stabilization, particularly erector spinae muscle endurence on low back pain patient. many physician has to make lumbar muscle endurance classification without emg. this study proved that biering sorensen muscle endurence can be done to a n a l y z e l u m b a r m u s c l e e n d u r a n c e . i n postmenopausal women that degenerative process already happen in all body system, definitely has different erector spinae muscle endurance classification compare with young age. the result of this study suggested that postmenopausal women can do as long as 30 seconds or more bsme had lower low back pain incidence. this result supported the previous study that proved that trunk muscle weakness is the low back pain risk factor.(8) the present study demonstrated that bmi had a significant positive correlation with vas scores, indicating that postmenopausal women with higher bmi scores experienced higher i n t e n s i t i e s o f l b p. a s t u d y o n 1 3 4 postmenopausal women showed essentially similar results, in which lbp was associated with menopausal symptoms, bmd, duration of menopause, hormonal therapy, obesity, and inactivity.(25) in the post menopausal years, all women experience the physical effects of aging univ med vol.30 no.2 118 rachmawati spinae endurance reduced low back pain and may also be affected by the hormonal changes responsible for menopause. these changes can include serious health conditions. the present study revealed that the static erector spinae endurance times were lower in the lbp group compared to the normal group, which was consistent with a study among rice farmers(26) reduced endurance capacity of erector spinae muscles has been associated with chronic lbp.(27) the decreased erector spinae endurance could be explained as a result of prolonged lbp. repetitive and accumulative trauma to erector spinae muscles may cause fibrosis and vascular change in the muscles, resulting in decreased erector spinae endurance. however, these explanations may need to be proven by future research. poor back muscle fitness is believed to be associated with back pain and dysfunction regardless of sex and age.(28) longitudinal research suggests that a shorter bsme time denotes an increased risk of developing chronic non-specific lbp. presence of back pain increases the probability of a new vertebral fracture in postmenopausal women with osteoporosis.(20) since the present study is cross-sectional and cannot reflect a causal relationship between decreased erector spinae endurance and lbp, future research should focus on a cohort study to investigate this relationship. in addition, future research should emphasize evaluation of the effectiveness of specific back exercise programs for lbp in postmenopausal women. conclusions the prevalence of lbp and osteoporosis in the postmenopausal women in this study was 58,2% and 21,6% respectively. subjects with poor erector spinae muscle endurance had more pain intensity according to vas. prevention of decreased quality of life in postmenopausal women due to chronic low back pain, requires instructional programs for improving body posture and erector spinae muscle endurance, as well as the program to reduce body weight. acknowledgements the author thanks the postmenopausal women who volunteered for participation this study. thanks are also due to the dean and vice deans of the faculty of medicine, trisakti university, for the funding of this study. references 1. mcbeth j. epidemiology of musculoskeletal pain. best pract res clin rheumatol 2007;21:403–25. 2. van tulder mw, koes bw. chronic low back pain and sciatica. clin evid 2002;7:1032–48. 3. ehrlich ge. low back pain. bull who 2003;81: 671-6. 4. woolf ad, pfleger b. burden of major musculoskeletal conditions. bull who 2003;81: 646-56. 5. nikolov vt, petkova mp, kolev nv. obesity and low back pain in postmenopausal women. j biomed clin res 2009;2:99-102. 6. harrianto r, samara d, tjhin p, wartono m. manual handling as risk factor of low back pain among workers. univ med 2009;28:170-8. 7. rachmawati mr, samara d, tjhin p, wartono m, bastian y. musculo-skeletal pain and posture decrease step length in young adults. univ med 2009;28:92-9. 8. nourbakhsh mr, arab am. relationship between mechanical factors and incidence of low back pain. j orthop sports phys ther 2002;32: 447-60. 9. süüden e, ereline j, gapeyeva h, pääsuke m. low back 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bono cm, einhorn ta. overview of osteoporosis: pathophysiology and determinants of bone strength. eur spine j 2003;12 suppl 2: s90-6. 16. kanis ja, johnell o, oden a, jonsson b, de laet c, dawson a. risk of hip fracture according to the world health organization criteria for osteopenia and osteoporosis. bone 2000;27:585– 90. 17. seeman e, delmas pd. bone quality the material and structural basis of bone strength and fragility. n engl j med 2006;354:2250-61. 18. world health organization. appropriate body mass index for asian populations and its implications for policy and intervention strategies. lancet 2004;363:157-63. 19. biering-sorensen f, bendix af. working off low back pain. lancet 2000;355:1929-30. 20. krege jh, siminoski k, adachi jd, misurski da, chen p. a simple method for determining the probability a new vertebral fracture is present in postmenopausal women with osteoporosis. osteoporos int 2006;17:379–86. 21. edmond sl, kiel dp, samelson ej, hayes mk, felson dt. vertebral deformity, back symptoms, and functional limitations among older women: the framingham study. osteoporos int 2005;16: 1086–95. 22. limpaphayom kk, taechakraichana n, jaisamrarn u, bunyavejchevin s, chaikittisilpa s, poshyachinda m, et al. prevalence of osteopenia and osteoporosis in thai women. menopause 2001;8:65–9. 23. haussler b, gothe h, gol d, glaeske g, pientka l, felsenberg d. epidemiology, treatment and costs of osteoporosis in germany—the bone eva study. osteoporos int 2007;18:77–84. 24. hodges pw, moseley gl. pain and motor control of the lumbopelvic region: effect and possible mechanisms. j electromyogr kinesiol 2003;13: 361-70. 25. ahn s, song r. bone mineral density and perceived menopausal symptoms: factors influencing low back pain in postmenopausal women. j adv nurs 2009;65:1228-36. 26. taechasubamorn p, nopkesorn t, pannarunothai s. comparison of physical fitness between rice farmers with and without chronic low back pain: a cross-sectional study. j med assoc thai 2010; 93:1415-21. 27. ebadi s, ansari nn, henschke n, naghdi s, van tulder mw. the effect of continuous ultrasound on chronic low back pain: protocol of a randomized controlled trial. bmc musculoskel disord 2011;12:59. 28. payne n, gledhill n, katzmarzyk pt. healthrelated fitness, physical activity and history of back pain. can j appl physiol 2000;24:236–49. univ med vol.30 no.2 c:\users\universa medicina\docu 184 abstract universa medicina gynecological and breast cancer risk factors and screenings in lesbian and bisexual women nuriye buyukkayaci duman1* and fatma yildirim1 it is estimated that individuals with lesbian, gay, bisexual, transsexual, intersexual, and other sexual tendencies make up approximately 3-12% of the world population. the proportion of lesbian and bisexual women (lbw) varies between 1-20% of all women. studies on the subject show that risk factors for gynecological malignancies and breast cancer are more common in lesbian and bisexual women than in heterosexual women. in lbw, it is reported that obesity or high body mass index, inactivity, smoking, alcohol and substance abuse, stress, anxiety disorders, depression, and sexually transmitted diseases are more common than in heterosexual women. in addition, sexually transmitted infections (stis) such as genital herpes, human papilloma virus (hpv) infections, bacterial vaginosis, trichomoniasis, hepatitis a, syphilis, and hiv disease, that can be transmitted by homosexual relationships, are also common in these women. it is known that genital herpes and hpv are important risk factors especially in the development of cervical cancer. in addition, breastfeeding rates and lactation periods are known to have protective effects against gynecological malignancies and lactation periods are known to have protective effects against breast cancer. this review aims to discuss gynecological malignancy and breast cancer incidence in lbw and the risk factors for these cancers according to current literature. in this context, a total of 340 articles were accessed by entering keywords related to the subject in the pubmed database and analyzed according to their titles and abstracts, while duplicates were removed. however, reviews, qualitative studies, and summaries were not included in the study. a total of 23 research articles were examined, published between 2012-2022, whose full text can be accessed through the pubmed database, investigating gynecological cancer and breast cancer risk factors and screenings in lbw. keywords: lesbians, bi-sexual women, gynecological cancers, breast cancer, screening review article pissn: 1907-3062 / eissn: 2407-2230 doi: http://dx.doi.org/10.18051/univmed.2022.v41.184-193 copyright@author(s) available online at https://univmed.org/ejurnal/index.php/medicina/article/view/1224 may-august, 2022 vol.41no.2 1departmen t of obstetrics and gynecology nursing, faculty of health sciences, hitit university, çorum, turkey correspondence: *nuriye büyükkayaci duman associate professor, hitit university, faculty of health sciences, department of obstetrics and gynecology nursing, çorum, turkey. orcid-id: 0000-0002-4246-3607 email: nurfatihh@hotmail.com telephone: +90 5055015752 orcid id : 0000-0002-4246-3607 date of first submission, october 30, 2021 date of final revised submission, april 25, 2022 date of acceptance, may 18, 2022 this open access article is distributed under a creative commons attributionnon commercial-share alike 4.0 international license cite this article as: buyukkayaci duman n, yildirim f. gynecological and breast cancer risk factors and screenings in lesbian and bisexual women. univ med 202 2;41 :1 8 4 -9 3 . doi : 10 .18 05 1/ univmed.2022.v41.184-193 univ med vol. 41 no 2 185 introduction the abbreviation “lgbti +” is used for lesbian, gay, bisexual, transsexual, intersex, and other sexual trends that ref lect differ ent dimensions of homosexuality worldwide.(1,2) while men with a sexual orientation towards their sex are defined as gay and women as lesbian, sexual tendency towards both sexes is defined as bisexual.(1,3) when the literature is examined, it will be seen that lgbti + individuals make u p a p pr ox i ma te ly 3-1 2 % of t h e t ot a l population.(4,5) it is estimated that the proportion of lesbian and female bisexuality in the world varies between 1-20% of all women.(2,6) this finding clea rly r eveals that the problems of lesbian and bisexual women (lbw) who have to live in society invisibly, should be addressed separately. according to a study conducted in the united states (usa), almost 50% of “lgbti +” individuals were diagnosed with cancer.(7) studies on the subject show that smoking, alcohol use, excess weight/obesity, inactivity, stress, anxiety disorders, depression, and sexually transmitted diseases that are seen more in lesbian and bisexual women (lbw) than in heterosexual women, are considered to be risk factors for gynecological malignancies and breast cancer.(810) in addition, the use of oral contraceptives is known to protect against endometrial cancer while birth and breastfeeding rates are known to protect against ovarian cancer and breast cancer, all of which are lower in this group of women than in heterosexual wo me n. ( 11 ,-1 3 ) al s o , s e xu a l l y t r a n s mi t t e d infections (stis) such as genital herpes, human papilloma virus (hpv) infections, bacterial vaginosis, trichomoniasis, hepatitis a, syphilis, and hiv disease, which can be transmitted by homosexual relationships, are also common in these women.(9,14) it is known that genital herpes and hpv are important risk factors, especially in the development of cervical cancer.(9,14) although they have many risk factors, it is known that lbw avoid gynecological examination and gynecological cancer screenings and receive inadequate health care services related to women’s health.(11-15) although the rates are only estimates, the increase in gynecological cancer prevalence in lbw today may be associated with the insufficiency of protective gynecological health services despite the increased cancer risk in this group of women. in this review paper, a total of 340 articles were reached by entering keywords in the pubmed database. however, reviews, qualitative studies, and summaries were not included in the study. the flow of review information is shown in figure 1. this review aims to discuss gynecological malignancies and breast cancers in lbw according to the current literature. a total of 23 research articles, published between 2012-2022, were examined, whose full text can be accessed through the pubmed database, and which investigated gynecological cancer and breast cancer risk factors and screenings in lbw (table 1). gy n ec o logi cal and b r east cancer risk factors in lesbian and bisexual women cervical cancer cervical cancer is the third most common type of gynecological cancer in the world.(16,17) the prevalence of cervical cancer is estimated to be over 400,000. it is the second most common gynecological cancer type among the top 10 cancer types seen in women in the usa,(17) where the incidence of cervical cancer is 7.7/100.000, and the mortality rate is 2.3/ 100.000.(16) the literature on cervical cancer and screening studies in lbw seems to be quite insufficient.(9,15) in turkey, a study on this group of women in the reproductive health and health care services has not been demonstrated outside of the limited number of studies.(6,11) according to the california health interview questionnaire, lesbians (16.5%) were reported to have a higher prevalence of cervical cancer than heterosexual women (14.0%). according to the same study results, the prevalence of cervical cancer . 186 (41.2%) was found to be higher in bisexual wo me n c o mp a r e d t o he te r o se x u a l a n d lesbians.(18) these findings require that risk factors related to cervical cancer be examined in lbw. it is known that cervical cancer risk factors such as smoking, alcohol use, substance abuse, and obesity are common in lbw. (8,19) in addition, the main risk factors for cervical cancer, namely early sexual intercourse before the age of 16, polygamous sexual life, and stis such as hpv-16 and hpv-18, [especially hpv-11 and hpv-16], are common in lbw and are reported to increase the risk of getting caught.(1,9) it is kno wn t ha t h pv-16 a n d h pv-1 8 a r e responsible for almost 70% of all cervical cancer cases. when the literature is examined, different study results related to the subject were found. although previous studies indicate that stis are rare among lesbians, studies in recent years are drawing attention.(14,15) this has been linked to the fact that lesbians or their spouses have past or current heterosexual relationship histories. in addition, stis such as hpv, genital herpes, bacterial vaginosis, trichomoniasis, hepatitis a, syphilis, and hiv disease have been reported t o be t r an smi t t e d t hr o u gh homos e x u a l intercourse in women.(14,15) according to the literature, hpv transmission can also occur through skin contact with infected body fluids, genital mucosa, penis, scrotum, vagina, vulva, or anus. for this reason, it is known that lesbians who do not have vaginal/anal intercourse are also at risk of hpv infection and thus cervical cancer.(14,15) endometrial cancer endometrial cancer is the most common type of gynecological cancer. one in every 40 women is diagnosed with endometrial cancer in her life.(20,21) in the usa, there are an average of 54,870 new cases of uterine corpus cancer each year, and it is predicted that endometrial cancer wil l develop mostly a mong these cases.(17, 22) when the literature is examined, it is seen that, like other types of gynecological cancer, there is a limited number of studies buyukkayaci duman, yildirim breast cancer risk factors in lbw figure 1. flow of review information univ med vol. 41 no 2 187 authors article title type of study sample size results united states preventive services task force (42) the guide to clinical preventive services: screening for cervical cancer. baltimore descriptive 9581 women pap smear screening rates in lesbian women were found to be significantly lower than in heterosexual women. cochran & mays (46) risk of breast cancer mortality among women cohabiting with same sex partners: findings from the national health interview survey descriptive 693 women lesbian women are less likely to undergo clinical breast examination (cbe) in 2 years than heterosexual women, but mammography rates do not differ. sexual orientation has been found to be at risk of fatal breast cancer. gooren et al.(34) breast cancer development in transsexual subjects receiving cross-sex hormone treatment descriptive 15,974 people cross-sex hormone therapy of transgender subjects does not appear to be associated with an increased risk of developing malignant breast cancer. bernat et al.(40) characteristics associated with initiation of the hpv vaccine among a national sample of male and female young adults descriptive 3,448 people the rate of lbw (44.9%) receiving at least one dose of hpv vaccine was lower than that of heterosexual women (51.1%) in their web-based studies involving women between the ages of 18 and 24 years. however, the relationship between sexual orientation and hpv vaccination was statistically insignificant. fredriksengoldsen(15) hpv vaccination among lesbian and bisexual women: findings from a national survey of young adults descriptive 543 people many lbw were not vaccinated against hpv. 45% of lesbian and bisexual women received one dose of hpv vaccine, but 70% completed all three doses of the vaccine. clavelle et al.(36) breast cancer risk in sexual minority women during routine screening at an urban lgbt health center descriptive 423 women the nullipara rate and the lifetime risk of breast cancer in lbw compared with the gail model were found to be higher than in heterosexual women lacombeduncan & logie (48) correlates of clinical breast examination among lesbian, gay, bisexual, and queer women descriptive 22410 women the rate of participation in the clinical breast examination of lbw in the last two years, knowledge of stds, sexual risk practices, the last two years of pap test, regular health checkups and the state of health personnel's knowledge of sexual orientation were positive. the thought of stigmatization and the belief that healthcare personnel are uncomfortable with their sexual orientation were negatively correlated. table 1. data on the studies conducted between 2000-2020 on gynecological cancer and breast cancer risk factors and screening in lesbian and bisexual women 188 related to endometrial cancer incidence in lbw. ( 1 8 ,2 1 ) in s o me s t ud ie s, t h e r i sk o f endometrial cancer in lbw has been reported to be higher than in heterosexual women,(3) while in other studies it has been reported to be lower.(1) it is known that the most important factors that increase the risk of endometrial cancer in lbw c authors article title type of study sample size results liu &yeo (47) breast health, risk factors, and cancer screening among lesbian, bisexual, and queer/questioning women in china descriptive 310 women the rates of breast selfexamination and clinical breast examination of lbw were low. the study concluded that lbw are vulnerable to breast cancer. greene et al. (44) association of pregnancy history and cervical cancer screening in a community sample of sexual minority women descriptive 430 women a positive correlation was found between pregnancy history and having a pap test. in addition, disclosure of one's bisexual identity and sexual orientation to healthcare providers also positively affects the pap test. milner & mcnally(20) non adherence to breast and cervical cancer screening among sexual minority women descriptive 1115 women among women who had a general physical in the last year, concealment, stigma consciousness, rejection sensitivity, and fear of negative evaluation were all positively associated with lower rates of timely pap tests. among all women, these psychological variables were positively associated with never obtaining a pap test and concealment was also negatively associated with clinical breast exam adherence. kim, lee & choi-kwon (43) cervical cancer screening and human papillomavirus vaccination among korean sexual minority women by sex of their sexual partners descriptive 671 women lbw with only female partners had lower rates of pap testing and completion of hpv vaccine than women with male and female partners. herriges et al. (1) the association of sexual orientation with prostate, breast, and cervical cancer screening and diagnosis descriptive overall, 4,441 and 6,333 heterosexual men and 225 and 213 lgb men and women, a higher proportion of heterosexual women than lbw were screened for cervical cancer with pap smears (95.36% vs. 90.48% and 86.11%, p=<0.001). legend: lbw = lesbian women and bisexual women are obesity, nulliparity, medications suppressing the ovaries, and anovulation. risk factors such as polycystic ovarian syndrome, tamoxifen use, hypertension and diabetes mellitus, and lynch syndrome are thought to affect the prevalence at the same rate as in heterosexual women.(1,10) according to the american cancer society (3) buyukkayaci duman, yildirim breast cancer risk factors in lbw univ med vol. 41 no 2 189 comparing gynecological cancer risk factors over 40 years of age, cancer risk factors such as nulligravida, high body mass index, and immobility in lbw were found to be higher in homosexual than in heterosexual women. moreover, the number of pregnancies, breastfeeding, and oral contraceptive use rates are lower in lbw than in heterosexual women. in the study, it was concluded that gynecological malignancy risk factors were higher than in heterosexual women.(3) according to the women’s health initiative (whi), older lbw who have never had sex with men have been reported to have a lower prevalence of endometrial cancer than heterosexual women.(1) however, the limited literature on the subject reveals the need for further study. ovarian cancer although ovarian cancer is the second most common type of gynecological cancer, it is also seen as the most common cause of death among other gynecological cancer types.(22,23) risk factors include nulligravida, early menopause, unsatisfactory use of estrogen, breast cancer gene 1 (brca1) or breast cancer gene 2 (brca2) gene mutation, overweight, and obesity.(22,23) the factors with a protective effect are pregnancy, high parity, oral contraceptive use, lactation, and ovarian cancers. in lbw, o be s it y, l ow use o f or a l co ntr a ce pti ves, nulligravida, or decreased number and duration of pregnancy, are associated with ovarian cancer.(19,24,25) in addition, some studies on the subject reported that the health beliefs and behaviors of this group of women towards ovarian cancer genetic risk tests (brca1 or brca2) are inadequate.(13-15) in the studies of azagba et al.(26) and semlyen et al.(27) lesbians had a higher body mass index while in the studies of waterman and voss (14) and barefoot et al.(28) the number of pregnancies, number of children, number of abortions, and use of birth control pills were higher. also, in the study of fallin at al.(19) smoking rates are higher in lesbians than in heterosexual women. breast cancer breast cancer is the most common type of cancer in women after skin cancer and is observed in 18% of women worldwide. while one out of every nine women gets breast cancer at some time in their lives, one out of thirty women die due to breast cancer.(17,22) the estimated incidence of breast cancer in the usa is 124.8/ 100,000 per year.(29) breast cancer risk factors include early menarche, late menopause, pregnancies over 35, hormone replacement therapy, family history, brca1-2 gene mutation, alcohol use, obesity, and nulliparity.(30,31) studies on breast cancer in lbw have shown that these women have a higher risk of breast cancer risk factors such as alcohol use, obesity, and nulliparity compared to heterosexual women. it is reported that the rate of breastfeeding, known to be protective against breast cancer, is also lower in lbw.(10) in the studies of austin et al.(32) the incidence rate ratio of breast cancer in lbw were found to be higher than in heterosexuals. in this same study one year incidence rates per 100,000 person-years were 131.6 lesbian, 131.7 bisexual women and 122.6 heterosexual women.(32) in addition, it is known that the risk of developing breast cancer in lesbians who have not had mastectomy a nd who received testosterone treatment is not clear, but treatment taken does not affect estradiol levels.(31,33) according to the whi, lbw have a higher pr evalence of br east cancer compar ed to heterosexual women.(34,35) when the literature is examined, different study results related to the subject were found. the study of boehmer et al.(10) reported that in the 2001, 2003, 2005, and 2007 california health interview surveys, the lesbian population density was associated with higher breast cancer incidence, and the executive bisexual population density was associated with lower breast cancer incidence. clavelle et al. (36) in their study investigating breast cancer risk factors in lbw, found that the nullipara rate and the lifetime risk of breast cancer in these women compared with the gail model were higher than in heterosexual women. 190 a short training session with a lesbian doctor, it was found that one in four women (58-66 years) who did not have a pap test had a pap test within 3 years.(1) similarly, in the studies of kim et al.(43) it was found that lbw with only female partners had lower rates of pap testing and completion of hpv vaccine than women with male and female partners. as can be seen, studies on the subject show that the health behaviors of lbw regarding gynecological examination and pap test are not at a sufficient level.(1,14,40) on the other hand, the frequency of gynecological examination and pap test in women with heterosexual relationships is higher than in women with only homosexual relationships. similarly, in the study conducted by greene et al.(44) on lbw, it was reported that previous pregnancy history positively affected the rates of having pap tests. another factor that positively affects the rates of lbw having pap tests is the disclosure of sexual orientation to healthcare providers. in the studies of milner and mcnally,(20) fear of stigmatization, tendency to hide, and fear of exclusion negatively affect the pap test in lbw. psychological barriers and concealment of sexual identity may negatively affect compliance with gynecological screening behaviors among some sexual minority women. strategies that facilitate positive disclosure experiences to healthcare providers and address psychological factors related to minority stress can improve compliance with gynecological cancer screening.(20,44) breast cancer there are also different results in studies examining the effect of sexual orientation on awareness of breast cancer and screening. while some studies reported that lbw are less interested in breast self-examination (bse) and mammography applications than heterosexual women,(15) sexual orientation does not affect awareness of these scans.(34,45) in the studies of cochran and mays,(46) it was found that lesbians had a lower probability of performing clinical breast examinations (cbe) within 2 years gynecological and breast cancer screening in lesbian and bisexual women gynecological cancers the american academy of pediatrics (apa) recommends routine administration of 3 doses of hpv vaccine between the ages of 1112. it has been reported that those who have not had immunity or who have not completed their doses should be vaccinated by completing their doses between the ages of 13 and 26.(37) the american food and drug administration (fda) approved two types of hpv vaccines, namely the bivalent (hpv-16, hpv-18) and quadrivalent (hpv-6, hpv-11, hpv-16, hpv-18) vaccines. (38) the american college of obstetrics and gynecology (acog) recommends performing an annual pelvic examination and pap test for all sexually active women aged 21 and over.(39) these recommendations also include lbw. however, although limited data are available, including cervical cancer screenings and hpv vaccination for lbw, studies show that hpv vaccination and cervical screening are insufficient in this group of women.(14,29) bernat et al.(40) reported that the rate of lbw (44.9%) receiving at least one dose of hpv vaccine was lower than heterosexual women (51.1%) in their web-based studies involving women between the ages of 18 and 24. however, the relationship between sexual orientation and hpv vaccination was found to be statistically insignificant. in addition, in the studies of mcree et al.,(41) which included 543 lbw between the ages of 18-26, it was found that 45% of women received a dose of the hpv vaccine, but that 70% completed three doses of the vaccine. in the studies of the united states preventive services task force (uspstf), it was found that the papanicolaou (pap) smear screening rates in lesbians were quite low compared to that in heterosexual women.(42) similarly, according to the whi, compared to heterosexual women, older lbw have been reported to be significantly less likely to undergo a pap test at any time.(1) in the same study, after buyukkayaci duman, yildirim breast cancer risk factors in lbw univ med vol. 41 no 2 191 compared to heterosexual women, but their mammography rates did not differ. similarly, in the studies of liu and yeo,(47) lbw were reported to have low bse and low clinical breast examination (cbe) rates. in the studies of fredriksen-goldsen et al., (1 5) l bw mammography rates were f ound to be significantly lower compared to those of heterosexual women. in lacombe-duncan and logie’s (48) studies the rate of participation of lbws in cbe in the last two years, knowledge of stds, sexual risk practices, the last two years of pap test, regular health checkups and the state of health personnel’s knowledge of sexual orientation were positive. the thought of stigmatization and the belief that healthcare personnel are uncomfortable with their sexual orientation was negatively correlated. the contradictory findings may be due to the small sample sizes in the studies to represent the universe, the demographic determinants that prevent access to breast cancer screenings, homogeneous distribution in the studied groups, how sexual orientation is classified, and differences in methodologies. for this reason, it is thought that more studies are needed to generalize the results of the studies. conclusion although lbw carry many risk factors in terms of gynecological malignancies and breast cancer, their awareness and healthcare rates are insufficient compared to heterosexual women. while lbw should receive reproductive health and sexual health services based on their risk factors specific to their sexual orientation, the fact that this group of women tends to hide their sexual orientation makes them invisible to the health system. however, the results of this study on the subject show that lbw need to be handled specially in the provision of health services and the preparation of guidelines when developing preventive health policies for gynecological malignancies and breast cancer. when the literature is examined, it is seen that studies examining gynecological malignancies and breast cancer incidence and risk factors in lbw are insufficient. therefore, more studies are needed to produce good and generalizable evidence. in addition, healthcare providers should question sexual orientation and evaluate lbw-specific health risk factors, not only in the provision of preventive healthcare, but also in therapeutic services. training and counseling services to increase awareness of gynecological malignancies and breast cancer and to encourage screening in this group of women should be made 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health 2013; 53:630-6. doi: 10.1016/j.jadohealth.2013. 07.035. 41. mcree al, katz ml, paskett ed, reiter pl. hpv vaccination among lesbian and bisexual women: findings from a national survey of young adults. vaccine 2014;32:4736-4742. doi: 10.1016/ j.vaccine.2014.07.001. 42. united states preventive services task force (uspstf). the guide to clinical preventive services 2012: screening for cervical cancer. rockville (md): agency for healthcare research and quality (us); 2012. 43. kim s, lee sy, choi-kwon s. cervical cancer screening and human papillomavirus vaccination among korean sexual minority women by sex of their sexual partners. international j environ res public health 2020;17:8924. doi: 10.3390/ ijerph17238924. 44. greene mz, hughes tl, sommers ms, et al. association of pregnancy history and cervical cancer screening in a community sample of sexual minority women. j women’s health 2019;28:526– 34. doi: 10.1089/jwh.2018.6960. 45. cathcart-rake ej. cancer in sexual and gender minority patients: are we addressing their needs? current oncol reports 2018;20:1–8. doi: 10.1007/ s11912-018-0737-3. 46. cochran sd, mays vm. risk of breast cancer mortality among women cohabiting with same sex partners: findings from the national health interview survey, 1997–2003. j women’s health 2012;21:528–33. doi: 10.1089/jwh.2011.3134. 47. liu pl, yeo ted. breast health, risk factors, and cancer screening among lesbian, bisexual, and queer/questioning women in china. health care women int 2019;42:947–61. doi: 10.1080/ 07399332.2019.1571062. 48. lacombe-duncan a, logie ch. correlates of clinical breast examination among lesbian, gay, bisexual, and queer women. can j public health 2016;107:467–72. doi: 10.17269/cjph.107.5351. alvina 162 abstract immune dysfunction in postmenopausal women tends to decrease health-related quality of life (hrqol). the present study’s objective was to evaluate the effect of daily supplementation of 100 mg soy isoflavones on specific immune responses among healthy postmenopausal women. the study design was a communitybased double blind randomized controlled trial involving 60 healthy postmenopausal women, aged between 48–60 years, in the mampang prapatan district of south jakarta. participants were randomized to receive either 100 mg soy-isoflavone + 500 mg calcium (intervention group) or 500 mg calcium only (control group). both supplements were taken daily for 12 weeks, from january to april 2010. specific immune responses (measured by serum ig g and cd4+) were assessed at baseline and after supplementation. statistical analysis using independent t-test was performed to evaluate the effect of soy isoflavone supplementation on specific immune responses. fifty-six (93.3%) participants completed the study without any significant side-effects or adverse events. daily supplementation of 100 mg soy isoflavones for 12 weeks did not significantly increase the humoral specific immune response (p=0.242), but tended to improve the cellular specific immune response (p= 0.850). other findings of this study were that soy isoflavone supplementation tends to improve specific immune responses in postmenopausal women with normal body mass index and adequate daily dietary isoflavone intakes. short-term soy isoflavone supplementation is unable to improve the humoral and cellular specific immune responses in postmenopausal women aged 48 to 60 years. keywords : soy-isoflavone, specific immune response, postmenopausal women *department of obstetrics and gynecology, medical faculty, trisakti university correspondence dr. raditya wratsangka, dr., sp.og(k) department of obstetrics and gynecology, medical faculty, trisakti university jalan kyai tapa no. 260, grogol jakarta barat – 11440 phone: 021-5672731 ext. 2706 email: raditya@trisakti.ac.id univ med 2011;30:162-72 soy isoflavone supplementation tends to improve specific immune responses in postmenopausal women raditya wratsangka* september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina introduction menopause, according to the definition of the world health organization and american association of clinical endocrinologists, is the last natural menstruation, which is the time of permanent cessation of menstruation due to loss of activity or nonfunctioning of ovarian follicles caused by structural and functional changes, thereby causing decreased secretion of ovarian steroidal sex hormones, particularly estrogens and progesterones.(1,2) the decrease 163 univ med vol.30 no.3 r subjects o1 o2 x o3 o4 figure 1. diagram of research design notes : r = randomization; o = observation; x = intervention; o1 and o2 = pre-supplementation; o3 and o4 = post-supplementation in steroidal sex hormone concentrations in the body, particularly estrogens, does not change the menstrual pattern, but impacts on general health, particularly as somatic/urogenital and vasomotor abnormalities, known as menopausal symptoms.(3) in addition to risk of coronary heart disease, osteoporosis and several malignancies, as a result of the aging process, postmenopausal women also undergo reduction of the immunity of the body, such that menopausal women become more susceptible to infectious diseases, and commonly also to various degenerative disorders.(4) several studies have shown that postmenopausal women have decreased total numbers of lymphocytes, in comparison to women of reproductive age, as a result of decrease in antibody-producing b lymphocytes (which produce antibodies) and cytokineproducing t helper (th) cells, although the existence of other mechanisms involved in the control of lymphocyte numbers in women cannot be eliminated.(5) the results of the study conducted by the wo m e n ’s h e a l t h i n i t i a t i v e , s h o w i n g a n increased risk of breast cancer, coronary heart disease, stroke, and venous thromboembolism (vte) in users of hormonal therapy, has caused some menopausal women to refuse hormone t h e r a p y ( h t ) a n d t o s e e k a l t e r n a t i v e treatments capable of filling their need for managing the menopausal abnormalities.(6,7) p h y t o e s t r o g e n s a l s o k n o w n a s “ h e r b a l estrogens” are natural substances from plants with chemical structures and effects that are similar to those of estrogens. these compounds bind to estrogen receptors (er-á and er-â), and have both estrogenic and weakly antiestrogenic activities, depending on endogenous estrogen and estrogen receptor concentrations, such that phytoestrogens are also known as s e l e c t i v e e s t r o g e n r e c e p t o r m o d u l a t o r s (serms) with both agonist and antagonist effects.(8,9) i s o f l a v o n e s a r e a m o n g t h e b e s t phytoestrogens, being found in soy beans, which a r e a r e m u c h c o n s u m e d b y i n d o n e s i a n communities and other asian populations. since the human immune system is partially influenced by steroidal hormones, it may be assumed that soy isoflavones are capable of affecting the immune system through estrogen-receptormediated mechanisms. epidemiological data indicate that the prevalence of chronic and degenerative disorders is significantly lower in asia populations consuming soy-rich foods, in c o m p a r i s o n t o a m e r i c a n o r e u r o p e a n populations.(10) the present study had as objective to determine the increase in humoral and cellular specific immune responses in postmenopausal women after soy isoflavone supplementation. methods research design t h i s w a s a n e x p e r i m e n t a l s t u d y o f community-based double blind randomized controlled trial design to investigate the effect of supplementation of soy isoflavones 100 mg for 12 weeks on humoral and cellular specific immune responses in postmenopausal women. this study was conducted from january to midapril 2010. 164 research subjects t h e s t u d y p o p u l a t i o n c o m p r i s e d postmenopausal women (minimally one year without menstruation). the inclusion criteria were: postmenopausal women aged 48-60 years; healthy (capable of independently performing activities of daily living and capable of communication, not consuming menopauserelated hormonal medications within the last three months, and agreeing not to consume other vitamins/minerals during the 12 weeks of s u p p l e m e n t a t i o n , n e v e r h a v i n g h a d hysterectomy and/or oophorectomy. the exclusion criteria for the subjects were: past history of diabetes mellitus, renal or hepatic disorders, heart disease, and hypertension. sample size the study sample was divided into two independent groups, namely the intervention group and the control group. the number of s u b j e c t s i n e a c h g r o u p w a s c a l c u l a t e d a c c o r d i n g t o t h e f o l l o w i n g f o r m u l a f o r hypothesis testing of means difference of two independent groups(11) the above calculation and a design effect of 2, a total of 30 subjects was required for each group, therefore the total sample size required was 60 postmenopausal women. sample selection this experimental study was conducted in the catchment area of the mampang prapatan subdistrict health center, south jakarta. the mampang prapatan subdistrict was chosen as the study area by purposive sampling. selection of kelurahan (villages), rw (hamlets) and rt (neighborhoods) to be involved in this study was performed by cluster random sampling, whereas selection of subjects in rts was by proportional simple random sampling. intervention the study subjects were divided into two groups, as the isoflavone and the control group, respectively. random allocation was performed with a block size of 4 on 60 subjects by random number generation. the intervention was conducted by administering the supplement at a dose of one tablet per day for 12 consecutive weeks. the supplement tablets were prepared by pt ikapharmindo putramas with a special license from badan pengawasan obat dan makanan republik indonesia (bpom-ri). the tablets were labelled a and b by pt ikapharmindo putramas, where the tablets labelled a contained 250 mg of 40% soybean isoflavone extract (equivalent to 100 mg soy isoflavones) + 500 mg calcium, while the other type of tablet only contained 500 mg calcium. to minimize the effect of bias on the study results, the tablets were administered in a doubleblind manner. soy isoflavone intake daily dietary intakes (carbohydrates, lipids, proteins, and isoflavones) were assessed and calculated by trained nutritionists, based on the quality and quantities of the foods consumed. assessment was done by using the food record method, in which the subjects 21 χ−χ effectdesignx )( sd)zz( 2n 2 21 βα ⎥ ⎦ ⎤ ⎢ ⎣ ⎡ χ−χ + = sd = standard deviation of the two groups = expected clinical difference (ä) á = 0.05 z á = 1.96 â = 20% z â = 0.84 based on the results of a previous study on the effect of soy isoflavone administration on immune function in healthy postmenopausal women conducted by ryan-borchers et al.,(10) who measured cd4+ concentrations in blood plasma, a standard deviation (sd) of 6.9 was obtained, and the expected effect size (ä) after administration of soy isoflavones for 3 months being 15%, the calculated sample size n for each group was 12 subjects. assuming a drop-out rate of 20% during the study, the required sample size for each group was 15 subjects. based on wratsangka isoflavone and specific immune responses 165 univ med vol.30 no.3 t h e m s e l v e s r e c o r d e d t h e i r d a i l y f o o d consumpton three times weekly, on 2 working days and 1 holiday (saturday or sunday). assessment of the quantity and quality of dietary isoflavone intakes was based on the c o m p l e t e n e s s o f f o o d s c o n t a i n i n g s o y isoflavones and their weekly frequency of c o n s u m p t i o n , b y m e a n s o f t h e s e m i quantitative food frequency questionnaire (sq-ffq), which contains a list of isoflavonecontaining foods. the subjects were grouped into quintiles (q 1 to q 5 ), according to their dietary isoflavone intakes, as follows: q 1 were the subjects considered to have poor dietary isoflavone intakes, while subjects in q 2 –q 5 were considered to have adequate dietary isoflavone intakes. determination of body mass index (bmi) the subjects were measured as to height and body weight. height was measured using a portable microtoise to the nearest 0.1 cm and weight was measured using sage portable scales to the nearest 0.1 kg. the bmi criteria used w e r e d e t e r m i n e d b y t h e wo r l d h e a l t h organization. according to these criteria, bmi is classified as normal (18.5 25.0 kg/m2), mildly overweight (25.1 – 27.0 kg/m2), and severely overweight (> 27.0 kg/m2).(12) laboratory measurements at baseline and after supplementation, from each study subject in both groups (control and intervention), a 10 ml venous blood sample was collected by a trained laboratory technician from prodia clinical laboratories. the plasma isoflavone, cd4+ and immunoglobulin g (igg) concentrations were determined at baseline ( b e f o r e s u p p l e m e n t a t i o n ) a n d a f t e r 1 2 consecutive weeks of supplementation. isoflavone concentrations plasma isoflavone concentrations were m e a s u r e d b y h i g h p e r f o r m a n c e l i q u i d chromatography (hplc) at the dki jakarta provincial health laboratory (laboratorium kesehatan daerah, labkesda, provinsi dki j a k a r t a ) . h e l i x p o m a t i a g l u c u r o n i d a s e sulfatase h-2 was added to serum (1 ml), and the mixture was incubated at 37 °c for 15 to 18 h to hydrolyse genistein and daidzein. to the sample was added trichloroacetic acid and the isoflavones extracted with 7.5 ml ethyl acetate. extracted isoflavones were dissolved in 80% methanol in water for hplc. imunoglobulin g and cd4+ concentrations l a b o r a t o r y d e t e r m i n a t i o n o f i g g concentrations was performed at prodia clinical laboratories, by means of turbidimetry ( w i t h a d v i a 1 8 0 0 r e a g e n t f r o m a d v i a chemistry systems – bayer health care), with a coefficient of variation (cv) of 2.7%. determination of cd4+ concentrations was p e r f o r m e d a t d h a r m a i s c a n c e r h o s p i t a l laboratory, using flow cytometry (with bd tritesttm reagent from becton dickinson – usa), with a coefficient of variation (cv) of 2.58%. the abovementioned laboratories had passed iso 9001:2000 and iso 9001:2008 certification. ethical clearance this study received ethical clearance from the commission for research ethics, faculty of public health, university of indonesia. statistical analysis the study data were tested for normality of distribution using the kolmogorov-smirnov test. effect differences between the isoflavone group and the control group were assessed by independent t-test . all analyses used the statistical package for social sciences (spss) for windows version 17. p-values <0.05 were considered statistically significant. results characteristics of subjects screening of postmenopausal women selected for participation as study subjects 166 yielded 80 postmenopausal women, among whom 18 women did not meet the inclusion criteria and 2 women declined to participate. the remaining 60 subjects were assigned to two groups. after 12 weeks of supplementation, 3 subjects from the isoflavone group and 1 subject from control group dropped out from the study, because they had to move outside the study area. therefore 56 subjects were available for analysis per protocol and at the completion of the study, namely 27 subjects in the isoflavone group and 29 subjects in the control group (figure 2). among subjects participating in this study, the youngest subject was 48 years old and the oldest 60 years. as shown in table 1 (below) the results of comparability testing between the isoflavone and control groups showed that several important characteristics (such as age, marital status, educational level, employment, physical exercise, smoking, coffee consumption) as well as a number of clinical characteristics ( s u c h a s b o d y m a s s i n d e x , d u r a t i o n o f menopause, estradiol concentration, dietary intake) at the start of the study (baseline data) were not significantly different in both groups. mean igg and cd4+ concentrations at baseline were also not significantly different in both intervention groups. this indicates that the random allocation with a block size of 4 succeeded in uniformly distributing all nonintervention variables. figure 2. flowchart for screening & recruitment of study subjects, allocation of intervention, follow-up, and data analysis assessed for eligibility (n=80) randomized (n=60) excluded (n=20) not m eeting inclusion criteria (n=18) declined to p arti cipate (n=2) isoflavone (n=30) control (n= 30) lost to follow-up moved (n= 3) analyzed (n=29) lost to follow-up moved (n= 3) analyzed (n=27) wratsangka isoflavone and specific immune responses 167 univ med vol.30 no.3 effect of isoflavone supplementation on specific immune responses i n t h i s s t u d y, t h e s p e c i f i c i m m u n e responses assessed were the humoral immune response with igg concentration as parameter and the cellular immune response with cd4+ concentration as parameter. i n ta b l e 2 i t i s a p p a r e n t t h a t a f t e r supplementation the isoflavone group had higher mean igg and cd4+ concentrations, in comparison with the control group, although the difference was not statistically significant. in table 3, the mean igg concentration after supplementation decreased in both the isoflavone and the control subgroups based on duration of menopause, with a larger decrease in the isoflavone group. in subgroups based on body mass index, mean igg concentration in the isoflavone group with normal bmi was slightly increased after supplementation (1%), while mean igg concentration in the control group decreased by 3.6%. in subgroups based o n d i e t a r y i s o f l a v o n e i n t a k e , m e a n i g g concentration after supplementation in the variable intervention group p isoflavone (n=27) control (n=29) age (years) * 53.0 (3.2) 54.0 (3.4) 0.261 a) marital status ** married (w/ living husban d) 59.2 75.9 0.254b) unmarried/widowed 40.8 24.1 educational level ** low (< sd) 62.9 68.9 0.635b) interm ediate (smp/sma) 33.3 31.1 high (> d1) 3.8 0 employment ** emplo yed 37.0 37.9 0.945b) unemployed 63.0 62.1 physical exercise ** yes, r egular 29.6 20.7 0.151 b) yes, irregular 40.8 24.1 never 29.6 55.2 smoking ** no 92.6 93.1 1.000 c) yes 7.4 6.9 coffee drinking ** no 85.2 79.3 0.731 c) yes 14.2 20.7 body mass ind ex (kg/m2)* normal ** overweight ** duration of men opause (years) * early (1-4 years) ** late (> 5 year s)** hormones/”hormone like substance” estradiol conc. (pg/ml) * isoflavone conc. (ng/l) * daily dietary intake pr oteins (g) * 27.4 (4.8) 40.7 59.3 4.3 (2.5) 59.2 40.8 7.7 (4.1) 4.8 (3.7) 41.9 (13.7) 26.5 (3.7) 31.0 69.0 5.0 (2.4) 44.8 55.2 7.0 (3.6) 4.1 (2.7) 49.5 (18.7) 0.438 0.143 0.238 0.280 0.519 0.363 0.093 table 1. distribution of demographic,habitual, and clinical characteristics of subjects at baseline, by intervention group * mean (sd) ; ** number of subjects (n) in %; a independent t-test; b chi-square test; c fisher’s exact test 168 isoflavone group with poor isoflavone intake increased by 4.6%, as compared with baseline concentrations, while in the control group the concentration decreased by 4.4%. in the subgroup of subjects with “overweight bmi” and “adequate isoflavone intake”, mean igg after supplementation of 100mg soy isoflavones for 12 weeks decreased by 10.7% and 8.3%, respectively, while the decrease in mean igg concentration in the isoflavone was larger than that in the control group. in general, these results of subgroup analyses indicate that isoflavone supplementation for 12 weeks had no positive effect, in other words, it was incapable of increasing the humoral response, with the exception of the subgroup with normal body mass index and poor isoflavone intake. from table 3 it may been seen that in g e n e r a l t h e s u b g r o u p a n a l y s e s a l s o demonstrated increased cd4+ concentrations table 3. relative difference percentage (ä) of mean igg concentration before and after supplementation, by intervention group, for all subjects and selected subgroups *results of independent t-test on mean igg and cd4+ concentration postsupplementation between isoflavone group and control group; **dietary isoflavone intake: poor<0.13 g/d; adequate: 0.13 0.44 g/d ä: relative difference percentage of mean igg concentration before and after supplementation, calculated according to the formula : igg concentration after supplementation – igg concentration before supplementation ——————————————————————————————————— x 100% igg concentration before supplementation ä: relative difference percentage of mean cd4+ concentration before and after supplementation, calculated according to the formula : cd4+ concentration after supplementation – cd4+ concentration before supplementation ———————————-————————————————————————— x 100% cd4+ concentration before supplementation subgroups mean igg mean cd4+ isoflavone (n=27) control (n=29) p* isoflavone (n=27) control (n=29) p* duration of menopause early menopasue late m enopause body mass index normal overweigh t dietary isofl avone intake** poor adequate 6.9 5.1 1.0 -10.7 4.6 8.3 2.8 2.9 3.6 4.4 4.4 4.0 0.319 0.381 0.073 0.925 0.951 0.158 2.8 6.0 14.2 1.4 -0.1 5.1 -1.5 1.3 -1.2 0.5 -5.7 1.6 0.886 0.626 0.559 0.945 0.938 0.955 intervention group specific immune response isoflavone (n = 27) control (n = 29) p b) igg (mg/dl) a) 1516.1 (228.0) 1441.5 (242.6) 0.242 cd4+ (cells/µl)a ) 773.5 (264.3) 759.3 (292.4) 0.850 table 2. mean igg and cd4+ concentration after supplementation of soy isoflavones for 12 weeks, by intervention group legend: a) mean (sd); b)p value from independent t-test wratsangka isoflavone and specific immune responses 169 univ med vol.30 no.3 postsupplementation in the isoflavone subgroups, both in those in early and late menopause. although the increase in cd4+ concentrations after 12 weeks of isoflavone supplementation was statistically not significant, in the late menopausal subgroup this increase was 4 times that in the control group, revealing a tendency for a raised cd4+ concentration in the late menopausal subgroup postsupplementation. among the subgroups with normal bmi, the mean cd4+ concentration increased by 14.2% in the isoflavone group, but decreased by 1.2% in the control group. in addition, there was also a reduction in mean cd4+of 1.4% in the isoflavone subgroup with above normal bmi. similarly, in the subgroups with adequate d i e t a r y i s o f l a v o n e i n t a k e , t h e c d 4 + concentrations in both the intervention and the control group showed an increase, with a higher increase in the former (5.1% vs. 1.6%). thus it may be concluded that supplementation of soy isoflavones 100mg/day for 12 weeks tends to raise cd4+ concentrations in postmenopausal women, particularly in the subgroups with normal bmi and those with adequate dietary isoflavone intakes. side effects and adverse events none of the subjects in the control group experienced adverse effects after consumption of their supplementation tablets for 12 weeks, whereas in the isoflavone group there were 3 subjects (11.1%) who reported having mild symptoms of nausea in the first week of supplementation, with the symptoms decreasing in the second week and disappearing thereafter. discussion in this study, the results indicate that there were no significant differences in igg and cd4+ concentrations after supplementation of soy isoflavones 100 mg per day for 12 weeks in postmenopausal women. supplementation of soy isoflavones 100 mg per day for 12 weeks tended to increase cd4+ concentrations, but had an immunosuppressant effect on igg. the i n c r e a s e i n c d 4 + c o n c e n t r a t i o n s a f t e r supplementation of soy isoflavones tended to be more pronounced in the subgroup of women in late menopause, with normal bmi and adequate dietary isoflavone intake. studies on the effects of soy isoflavone supplementation on specific immune responses in postmenopausal women are still very limited in number. the concentrations of estradiol (which is also an immunomodulator) in postmenopausal women are extremely low (<20 mg/dl). in this connection it should be noted t h a t t h e s o y i s o f l a v o n e s ( g e n i s t e i n , a n d daidzein), whose structures are similar to those of estrogens (17 â-estradiols), will bind to estrogen receptors (er-á and er-â), and therefore are administered as a supplement and expected to be capable of affecting immune functions in humans, as they exert agonist and weakly antagonist effects on estrogens.(13) estradiol has equal affinities to both type of receptors, whereas isoflavones bind more strongly to er-â. (14,15) in postmenopausal women both types of estrogen receptor also have reduced functionalities and affinities, e s p e c i a l l y f o r i s o f l a v o n e s w i t h t h e i r considerably lower potency in comparison to estradiol (e2).(16-18) to date it is still unclear what immune mechanisms are involved, whether through binding of estradiol to er-á or to er-â receptors. several investigators have concluded that lymphocyte potentiation probably does not involve estrogen receptor ( e r ) d e p e n d e n t m e c h a n i s m s , b e c a u s e daidzein, but not genistein, is capable of potentiating lymphocytes, while both types of isoflavone have equal affinities for estrogen receptors in er-sensitive tissues.(19,20) the subgroups of subjects with normal bmi in this study showed an increase in cd4+ c o n c e n t r a t i o n s o f 1 4 . 2 % , w h e r e a s t h e subgroup with above normal bmi tended to h a v e r e d u c e d c d 4 + c o n c e n t r a t i o n s a f t e r supplementation. these data indicate that c i r c u l a t i n g e s t r a d i o l c o n c e n t r a t i o n s i n 170 postmenopausal women did not influence the effects of isoflavone supplementation. data f r o m s e v e r a l i n v i t r o i n a n i m a l s t u d i e s demonstrate that isoflavones may either e n h a n c e o r i m p a i r i m m u n o c o m p e t e n c e , d e p e n d i n g o n d i e t a r y i s o f l a v o n e i n t a k e , isoflavone concentration, and most importantly, sensitivity of the target tissue and route of administration of the isoflavones.(21) the results of the present study indicate that the subjects i n t h e s u b g r o u p w i t h a d e q u a t e d i e t a r y isoflavone intakes showed a better response to supplementation of 100 mg soy isoflavones for 12 weeks, in the form of increased cd4+ concentrations after supplementation. several investigators have cited the estimated daily dietary isoflavone intakes in asians to be approximately 50–200 mg.(22) a study among postmenopausal women showed that the dietary isoflavone intake was 69.5 mg/d.(23) in-vitro studies using high doses of genistein (as a type of flavonoid) have shown that genistein is capable of inducing apoptosis and inhibiting angiogenesis, both of which are involved in cell proliferation and consequently also in immune responses. in the studies by wang and colleagues on cultures of mitogen-activated murine lymphocytes, addition of daidzein in physiological concentrations to the culture medium was capable of potentiating the lymphocytes and increasing the production of interleukins (il-2 and il-3).(24) the study conducted by paes on administration of soy isoflavones 100 mg/day for 4 weeks, found that the supplementation did not induce significant changes in lymphocyte proliferation and production of the cytokines il2 and interferon (ifn), and was incapable of increasing immune responses in postmenopausal women.(25) ryan-borchers et al. administered a daily supplementation of 70 mg soy isoflavones to healthy postmenopausal women for 16 weeks, and succeeded in increasing the population of b lymphocytes by 12.2% as compared to the control group, but there were no significant differences in the numbers of t lymphocytes and natural killer (nk) cells.(10) these conflicting study results may be due to several differences regarding the study subjects, types of isoflavone used, route of administration, and duration of supplementation. yellayi administered genistein injections directly to oophorectomized mice, resulting in a reduction in the proportions of cd4+ and cd8+ cells.(26) the results of this study indicate that supplementation of 100 mg soy isoflavones was c a p a b l e o f i n c r e a s i n g c e l l u l a r i m m u n e responses in postmenopausal women, but only in those with certain characteristics. this study also demonstrates that supplementation of 100 mg soy isoflavones was incapable of increasing humoral immune responses, and even tended t o h a v e i m m u n o s u p p r e s s a n t e f f e c t s o n p o s t m e n o p a u s a l w o m e n w i t h c e r t a i n characteristics. therefore it may be concluded t h a t t h e e f f e c t s o f s o y i s o f l a v o n e s u p p l e m e n t a t i o n a r e a s s o c i a t e d w i t h characteristics of postmenopausal women, thus preventing generalization of the results to all. i n o t h e r w o r d s , t h e m a n a g e m e n t o f postmenopausal women still requires an individual approach and cannot be generalized. there are many questions emerging around the optimal dose and duration of supplementation required for effecting the expected clinical response. some authors question the length of administration of supplements in several studies, considereing them to be too short for obtaining a clinical response. this study has several limitations, one of the limitations being that the outcome variables used only one immune response indicator, namely igg concentration for assessing humoral specific immune responses, and cd4+ concentration for assessing cellular specific immune responses. other immune response indicators were not assessed in this study, as a consequence of limited funding. another limitation was that the subjects remained in their homes, making it difficult to e n s u r e t h a t t h e y d i d n o t c o n s u m e o t h e r supplements in addition to the supplements administered in this study. wratsangka isoflavone and specific immune responses 171 univ med vol.30 no.3 conclusions s u p p l e m e n t a t i o n w i t h 1 0 0 m g s o y i s o f l a v o n e s f o r 1 2 w e e k s i n h e a l t h y postmenopausal women did not result in i n c r e a s e d h u m o r a l a n d c e l l u l a r i m m u n e r e s p o n s e s . p o s t m e n o p a u s a l w o m e n w i t h normal bmi tended to have increased igg concentrations, while those with adequate daily dietary intakes of isoflavones tended to have increased cd4+ concentrations. further studies are required to explore the effects of soy isoflavones in immunologically challenged subjects. acknowledgements thanks are due to all study subjects and the staffs at the mampang prapatan subdistrict health center (puskesmas kecamatan) and t h e vi l l a g e h e a l t h c e n t e r s ( p u s k e s m a s kelurahan), and all others who assisted in the successful completion of this study, particularly to the faculty of medicine, trisakti university, for the funding and research facilities. references 1. american association of clinical endocrinologist. aace medical guidelines for clinical practice for the prevention and treatment of postmenopausal osteoporosis. endocrinol pract 2003;9:544-64. 2. nelson hd. menopause. lancet 2008;371:760-70. 3. wu jm, zelinski mb, ingram dk, ottenger ma. ovarian aging and menopause: current theories, hypotheses, and research models. experiment biol 2005;230:818-28. 4. biben a. pemberdayaan perempuan menopause alami menuju menua sehat dengan memanfaatkan panca daya alam. pidato pengukuhan guru besar tetap dalam ilmu obstetri dan ginekologi pada fakutas kedokteran universitas padjadjaran, bandung 2003. 5. yang jh, chen cd, wu my, chao kh, yang ys, ho hn. hormone replacement therapy reverses the decrease in natural killer cytotoxicity but does not reverese the decrease in the t-cell subpopulation or interferon-gamma production in post-menopausal women. fertil steril 2000;74: 261-7. 6. allen j, teutsch s. hormone replacement therapy and risk of venous thromboembolism. systematic evidence review. rockville, md: agency for healthcare research and quality;2002. available at: http://www.ahrg.gov/clinic/serfiles.htm. accessed november 12, 2010. 7. anderson gl, judd hw, kaunitz am, barad dh, beresford saa, mary pettinger m, et al. effects of estrogen plus progestin on gynecologic cancers and associated diagnostic procedures, the women’s health initiative randomized trial, jama 2003;290:1739-48. 8. ryan-borchers ta, park js, chew bp, mcguire mk, fournier lr, beerman ka. soy-isoflavones modulate immune function in healthy postmenopausal women, am j clin nutr 2006;83:1118-25. 9. rosett, jw. menopause, micronutrients, and hormone therapy, am j clin nutr 2005;8:1223-31. 10. nahas eap, nahas-neto j. the effects of soy isoflavones in postmenopausal women: clinical review. current drug therapy 2006;1:31-6. 11. dawson b, trapp rg, editors. research questions about two seperate or independent groups. in : basic & clinical biostatistics. 4th ed. new york : mcgraw-hill companies;2004.p.134-61. 12. world health organization. bmi clasification; 2006. available at: http://apps.who. int/bmi/ index.jsp?intro page=intro_3.html. accessed november 14, 2010. 13. cooke ps, selvaraj v, yellayi s. genistein, estrogen receptors, and the acquired immune response. j nutr 2006;136:704–8. 14. beato m, klug j. steroid hormone receptors: an update. hum reprod update 2000;6:225-36. 15. bouman a, heineman mj, faas mm. sex hormones and the immune response in humans. hum reprod update 2005;11:411-23 16. faas m, bouman a, moesa h, heineman mj, de leij l, schuiling g. the immune response during the luteal phase of the ovarian cycle: th2-type response? fertil steril 2000;74:1008-13. 17. bouman a, moes h, heinemann mj, de leij lf, faas mm. the immune response during the luteal phase of the ovarian cycle: increasing sensitivity of human monocyes to endotoxin. fertil steril 2001;76:555-9. 18. giltay ej, fonk jc, von bloomberg bm, drexhage ha, schalkwijk c, gooren lj. in vivo effects on sex steroids on lymphocyte responsiveness and immunoglobulin levels in human. j clin endocrinol metabol 2000;85:1648-57. 172 19. girmes-grieco nk. soy isoflavone supplementation does not alter distribution of circulating lymphocytes or natural killer cell activity in postmenopausal women [thesis]. blacksburg va: faculty of the virginia polytechnic institute and state university;2001. 20. guo tl, mccay a, zhang lx, brown rd, you l, karrow na, et al. genistein modulates immune response and increases host resistance to b16f10 tumor in adult female b6c3f1 mice. j nutr 2001; 131:3251-58. 21. jenkins dja, kendal cwc, connelly pw. effects of highand lowisoflavone (phytoestrogen) soy foods on inflammatory biomarkers and proinflammatory cytokines in middle-aged men and women. metabolism 2002;51:919-24. 22. taku k, melby mk, takebayashi j, mizuno s, ishimi y, omori t, et al. effect of soy isoflavone extract supplements on bone mineral density in menopausal women: meta-analysis of randomized controlled trials. asia pac j clin nutr 2010;19:3342. 23. nurmillah, yolantha is, livinus v. soyfood consumption and risk of glycosuria in postmenopausal women. univ med 2010;29:162-8. 24. wang w, higuchi cm, zhang r. individual and combinatory effects of soy isoflavones on the in vitro potentiation of lymphocyte activation. nutr canc 1997;29:29-34. 25. paes cm. soy iisoflavone supplementation does not alter lymphocyte proliferation and cytokine production in postmenopausal women [thesis]. blacksburg va: faculty of virginia polytechnic institute and state university;2001. 26. yellayi s, naaz a, tomomi s, szecwzykowski m, cooke p. genistein causes thymic atrophy and changes in lymphocyte subpopulation: potential health implications? faseb j 2001;15:498-510. wratsangka isoflavone and specific immune responses alvina 63 abstract polymyalgia rheumatica (pmr) is commonly found in northern europe and in persons of scandinavian extraction in the us, with an annual incidence of around 50 per 100,000 population over 50 years of age, in whom it should be considered in the differential diagnosis of musculoskeletal disorders. the disorder is twice more common in women than in men. pmr is closely related to giant cell arteritis and both disorders are considered to have a common pathogenesis, associated with genetic and environmental factors (viral and bacterial infections). there is no gold diagnostic standard for pmr and the diagnosis rests on a high index of suspicion in persons older than 50 years with musculoskeletal symptoms. as an aid in diagnosis, several sets of diagnostic criteria have been used, usually related to age at onset, duration, symptoms, inflammatory markers, and response to corticosteroids. patients with pmr usually present with acute onset of stiffness and pain in the shoulder and pelvic musculature, which may be accompanied by fever, malaise, and weight loss. the symptoms of pmr seem to be related to synovitis of proximal joints and extra-articular synovial structures. pmr may occur as an isolated syndrome or accompany other diseases, mainly giant cell arteritis. it usually responds quickly to once-daily, low-dose prednisone, but some patients require treatment for several years. monitoring for corticosteroid-associated side effects such as osteoporosis and diabetes, as well as for relapses and flare-ups, is key to chronic management. keywords: pain, stiffness, polymyalgia rheumatica, corticosteroids *department of anatomy medical faculty, trisakti university correspondence dr. diana samara, mkk department of anatomy medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2101 email: dianasamara2@gmail.com univ med 2011;30:63-70 prognosis and management of polymyalgia rheumatica diana samara* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction polymyalgia rheumatica (pmr) is a v a s c u l a r i n f l a m m a t o r y d i s o r d e r w i t h musculoskeletal manifestations and is closely related to giant cell arteritis (gca), as both disorders may coexist in the same individual. of the two conditions, pmr is more common and is characterized by bilateral pain and stiffness, typically affecting the shoulders, arms, neck, and hips. pmr affects caucasian women and men over age 50 in a 2:1 ratio.(1-3) pmr and gca are most frequent at northern latitudes, the incidence being highest in scandinavian countries and in parts of the us w i t h l a r g e p o p u l a t i o n o f s c a n d i n a v i a n extraction. in general, the prevalence of pmr in individuals older than 50 years is 0.5-0.7% 64 samara polymyalgia rheumatica and the estimated annual incidence in the us is 12-50 per 100,000. in northern europe the reported incidence is between 20.4 and 68.3 per 100,000 population older than 50 years, while in the united kingdom (uk) between 1990 and 2001 the incidence of pmr has increased by 35%.(4) a retrospective cohort study on pmr in primary health care patients in the uk found an overall annual incidence of 11.3 per 10,000 patients aged 50 or over.(5) gca is less common, with an average annual incidence in the us of 18 per 100,000 population among persons over 50 years of age.(2) the lowest prevalence of gca of 1.47 per 100,000 population older than 50 years was reported from japan.(6) gca is found in 10-15% of pmr patients and approximately 50% of persons with gca also have pmr. the incidence of pmr and gca increases after the age of 50 years and peaks between 70 and 80 years of age.(2) there is no specific test for pmr, thus the diagnosis should be considered in a p a t i e n t o l d e r t h a n 5 0 y e a r s w i t h t h e characteristic symptoms and history.(5) pathogenesis the exact cause of pmr is unknown, but the disorder is believed to be influenced by infectious and genetic factors. the condition is associated with hla-dr antigens, which seem to induce immunological responses to certain proteins.(3,9) some theories have postulated viral infection of the immune system in genetically susceptible persons, such as the respiratory syncytial virus (rsv), which may induce the production of anti-rsv antibodies. other viral etiologies may be associated with an increased i n c i d e n c e o f p m r a n d e p i d e m i c s o f mycoplasma pneumoniae, parvovirus b19, and chlamydophila pneumoniae.(10-12) patients with pmr frequently have increased levels of interleukin-2 (il-2) and interleukin-6 (il-6).(13) pain and stiffness is due to the activity of inflammatory cells and proteins that normally are part of the immune system for combating disease. in pmr, it appears that inflammatory activity is concentrated in the tissues with effects on joints. the associated muscle pain is due to referred pain.(14) signs and symptoms pmr is a disorder of rapid onset, initiated by severe, deep-seated rheumatic pains in the shoulders (most frequent), neck, lower back, buttock, hip, and thigh. the pain usually has a symmetrical pattern and may be aggravated by movement of the adjacent joints. the pain may also appear at rest, and frequently the patient wakes up at night on account of the pain. the patient has difficulty buttoning his/her clothes, putting on a jacket, or standing up from a sitting position. the joint pain is felt upon active as well as passive movement (shoulder pain in 7094% of cases, hip and neck pain in 50–70%). the presence of bilateral upper arm muscle weakness is not a feature of the disorder, but may be due to disuse atrophy. all above symptoms constitute the most evident features of pmr.(15) the patient also suffers from stiffness (of more than 1 hour duration) in the involved parts, particularly in the morning or after a long period of inactivity, such as after long-distance car driving. some patients have joint swelling, usually in the knee, wrist, and sternoclavicular joints. in addition, there may be systemic symptoms, such as lethargy, mild fever, malaise, fatigue, lack of appetite, loss of weight, and occasionally depression.(5) diagnostic criteria in the absence of a gold standard diagnostic test, the diagnosis of pmr is based on some recommended criteria, such advanced by bird, hunder, chuang, healy, hazelman and others. most criteria include age over 50 years, although bird differed in using age over 65 years. minimum duration of illness is usually taken as one month, but here bird again used a different period, namely two weeks. the various sets of diagnostic criteria usually have the following four in common: age over 50, bilateral shoulder or hip pain, morning stiffness, and erythrocyte sedimentation rate (esr) >40 mm/ 65 univ med vol.30 no.1 h. in addition, the response to a standard dose of corticosteroids may also used to aid in establishing the diagnosis.(2) e v a l u a t i o n o f t h e v a l i d i t y o f p m r specificity and sensitivity data is hampered by the fact that there is no gold standard diagnostic investigation for pmr.(5) physical examination on physical examination the patient is commonly found to be fatigued, subfebrile, with swelling of distal extremities and pitting edema. on musculoskeletal evaluation, the muscles are of normal strength, and there is shoulder pain and hip pain on movement, without clinically significant swelling. in addition, the patient has synovitis of the knee, wrist and sternoclavicular joints. the muscles are flaccid, with impaired movement of the hips and legs, and/or shoulders and arms. in advanced stages there is disuse atrophy of muscles and weakness of proximal muscles and even contracture of the shoulder c a p s u l e , l i m i t i n g a c t i v e a n d p a s s i v e movements.(17) pmr accompanies gca in approximately 50% of cases, therefore the diagnosis of gca may be made if the prominent musculoskeletal discomfort is presumably due to pmr.(18) musculoskeletal pain of abrupt onset occurring in the early morning hours, and responding dramatically to glucocorticoids, is suggestive of pmr.(19) laboratory evaluation the following investigations are required for establishing the diagnosis of pmr:(20) (i) tests for inflammatory markers (esr, plasma viscosity, and/or crp); (ii) routine blood tests; (iii) ultrasonography of hips and shoulders; and (iv) other diagnostic tests, such as magnetic resonance imaging (mri), bone scan, and radionuclide scan. esr values of >40 mm/hr are characteristic of pmr, even though in normal persons the esr may be raised by more than 20%. in this connection, crp level is more sensitive than esr. mri, bone and radionucleide scans are of lesser import in establishing the diagnosis of pmr. ultrasonography shows the characteristic pathological findings at the shoulder and hip joints that may differentiate pmr from other disorders. the pathological findings consist of subdeltoid bursitis, tenosynovitis of the long head of the biceps, and synovitis of the glenohumeral joint. at the hips synovitis and trochanteric bursitis are frequently found. although knee joint synovitis with effusions is common in patients with pmr, there is rarely a need for arthrocentesis.(21) the diagnosis of pmr is based on the typical history of persistent muscle and joint pain and stiffness, accompanied by increased levels of inflammatory markers, such as esr. slight increases in liver function tests are also not uncommon.(13) high esr values are a sensitive but nonspecific indicator of pmr. the esr is on average over 40 mm/hr, but may be up to 100 mm/hr. in 20% of cases, the esr is not unduly raised and may even be normal. in these cases the diagnosis is established by a rapid response on administration of oral prednisone 10-15 mg/ day.(22) the differential count shows mild normocytic normochromic anemia. the white blood cell (wbc) count may be normal or slightly raised, but platelet counts are usually high.(2,18) of the liver function tests, serum glutamic oxaloacetic transaminase (sgot) and serum glutamic pyruvic transaminase (sgpt) may be normal, while alkaline phosphatase may be slighly increased. serum albumin may be slightly reduced. creatinine kinase is usually normal, and this feature may be used for differentiating pmr from polymyositis and other myopathies. antinuclear antibody and rheumatoid factor are usually normal. serum il6 is raised and frequently parallels with the course of inflammation.(23) mri of the shoulders shows subacromial and subdeltoid bursitis and glenohumeral synovitis in the majority of patients (figure 1).(2) mri of the hands and feet reveals inflammation of the tendon sheaths in many patients.(24) 66 samara polymyalgia rheumatica on ultrasonography there is effusion in the bursa of the shoulder joint. (figure 2).(2) the f i n d i n g s o n m r i a r e c o r r e l a t e d w i t h ultrasonographic findings, thus ultrasonography is indicated when the diagnosis is uncertain.(25) differential diagnosis the differential diagnosis may be divided into inflammatory and non-inflammatory disorders.(28) inflammatory disorders to be differentiated from pmr comprise rheumatoid arthritis; advanced spondyloarthropathy, including ankylosing spondylitis and psoriatic arthritis; systemic lupus erythematosus; scleroderma, sjögren’s syndrome, and vasculitis; dermatomyositis and polymyositis. of the noninflammatory disorders may be mentioned osteoarthritis; spinal spondylosis; rotator cuff disease, adhesive capsulitis (frozen shoulder); figure 1. magnetic resonance imaging of the shoulder of a patient with untreated polymyalgia rheumatica. an axial t2-weighted section shows subacromial and subdeltoid bursitis (arrowheads), joint effusion (arrow), and tenosynovitis of the long head of the biceps (curved arrow). [reproduced with permission from dr. carlo salvarani].(2) drug-induced myalgia; infections, including viral infections, osteomyelitis, bacterial endocarditis, tuberculosis; malignancies (such as lymphoma, leukemia, myeloma, prostatic carcinoma); amyloidosis; parkinson syndrome; chronic pain syndrome, fibromyalgia, depression; and endocrinopathies and metabolic bone diseases, such as hyperthyroidism, hypothyroidism, hyperparathyroidism, hypoparathyroidism, osteomalacia, and pseudogout with calcium pyrophosphate deposits. associated disorders t h e d i a g n o s i s o f g c a s h o u l d b e c o n s i d e r e d i n a l l p m r p a t i e n t s . ( 2 9 ) t h e symptoms of gca are headache, claudication of the muscles of the jaw, and visual loss. the temporal artery is abnormal on palpation and vasculitis is detectable on biopsy. 67 univ med vol.30 no.1 figure 2. ultrasonography of the shoulder of a patient with untreated polymyalgia rheumatica ultrasonography reveals the presence of fluid within the subacromial bursa (arrows) and surrounding the long biceps tendon groove (arrowheads). [reproduced with permission from dr. carlo salvarani].(2) complications pmr usually persists from several months to 5 years. untreated patients frequently suffer from discomfort and decreased quality of life. the discomfort arises because the patients frequently experience difficulties in (i) getting up from their beds, standing up after sitting, getting out of a car; (ii) washing their hair (shampooing), or performing acts of personal hygiene; (iii) putting on clothes (shirts).(27) generally pmr is not accompanied by serious complications. patients receiving long-term corticosteroid therapy are at risk of osteoporosis, corticosteroid myopathy, bruising, emotional s y m p t o m s ( e . g . , i n s o m n i a , r e s t l e s s n e s s , hypomania, depression), hypertension, diabetes, elevated cholesterol, and fluid retention.(27) these complications have an impact on their health, social interaction, physical activity, and daily living. management management of pmr is oriented toward reduction of inflammation, mostly using lowdosage oral corticosteroids, such as prednisone or prednisolone, which characteristically produce a rapid and satisfactory response, not infrequently with a single one-day course. as a rule, however, the symptoms of pmr disappear within a few days of oral low-dosage prednisone (10 to 20 mg per day), although optimal responses may take more than two weeks to develop. tapering of corticosteroid dosage should be started after the patient has been stabilized for two to four weeks, but the should be individualized. typically, corticosteroids can be tapered to a low dosage (7.5 to 10 mg per day) after six months, with complete tapering to discontinuation within two to three years.(27,30) a l t h o u g h s o m e p a t i e n t s w i t h m i l d symptoms may recover on non-steroidal anti68 samara polymyalgia rheumatica i n f l a m m a t o r y d r u g s , s u c h a s a s p i r i n o r ibuprofen (motrin, advil), corticosteroids are currently considered the drug of choice for pmr, because they are capable of effecting a complete recovery and returning the esr to normal levels. the addition of nsaids does not confer any additional advantages in duration of therapy or daily or cumulative prednisone doses, while producing more adverse events. however, some patients with pmr may achieve sustained remission with nsaids.(20, 31) st u d i e s t e s t i n g c o m b i n a t i o n s o f methotrexate and prednisone for a supposed corticosteroid-sparing effect have produced inconclusive results, although in one study the a b o v e m e n t i o n e d c o m b i n a t i o n w a s m o r e effective than prednisone alone in preserving remission and reducing overall corticosteroid exposure.(32) for prevention of corticosteroidinduced osteoporosis vitamin d and calcium have been found to be effective. the american college of rheumatology recommends calcium supplementation (1,200 mg per day), vitamin d supplementation (800 u per day), lifestyle modification, regular weight-bearing exercise, and bisphosphonate therapy for preventing glucocorticoid-induced osteoporosis, and suggests bone-density assessment for patients receiving long-term glucocorticoid therapy.(33) no limitation on movements is necessary. in connection with the foregoing, the management principles of pmr may be taken to be as follows: (18) (i) glucocorticosteroids constitute the most effective treatment and non-steroidal anti-inflammatory drugs offer very few benefits; (ii) in case of lack of response to prednisone (younger persons, muscle weakness, peripheral joint disease, and pain with or without stiffness), alternative diagnoses should be considered; (iii) there is scant evidence for the efficacy of steroid substitutes such as methotrexate or anti tumor necrosis factor; (iv) retraining of the remaining physical and psychosocial capabilities in c o l l a b o r a t i o n w i t h p h y s i o t h e r a p i s t s a n d o c c u p a t i o n a l t h e r a p i s t s . m o n i t o r i n g o f responses to treatment should be done by managing morning stiffness, pain and disability of proximal hip muscles, and the possibility of osteoporosis that might result in fractures. occasionally, patients may suffer from relapses of pmr several years after the symptoms have d i s a p p e a r e d . s e v e r a l s t u d i e s h a v e demonstrated that relapses of pmr occur in 23% to 29% of patients during the entire follow-up period and, according to other studies, in 33% of patients during the first year. (13) a higher relapse rate (55%) was r e p o r t e d b y a r e t r o s p e c t i v e s t u d y u s i n g prednisone at wide dose ranges (1-100 mg/d; median dose, 15 mg/d).(22) relapses of pmr may be treated by returning to previous high doses of prednisolone. duration of therapy and occurrence of relapses have been related to high baseline inflammatory markers,(34,35) older age, female gender, low initial steroid dose, f a s t e r t a p e r i n g , l o n g e r d u r a t i o n o f symptoms,(36) and human leukocyte antigen (hla) alleles.(37) prognosis pmr is usually a self-limited disease, but the progress and prognosis of pmr is extremely variable, although with prompt diagnosis and adequate treatment the prognosis is frequently very good. for recalcitrant cases, response to systemic corticosteroids is rapid and dramatic, but the treatment should be constinued for 1-2 years and some patients need low doses for a relatively long period. although relapses frequently occur within 1-3 years, the patients still respond to higher doses of systemic corticosteroids. pmr is not associated with increased mortality, but morbidity and mortality may occur as a result of immunosuppression or side effects of steroids.(38) conclusions there is an urgent need for standardized diagnostic and classification criteria for pmr. 69 univ med vol.30 no.1 i n g e n e r a l , p m r r e m i s s i o n o c c u r s o n a p r e d n i s o n e d o s e o f 1 5 m g / d , a n d d o s e reductions to less than 10 mg/d should be done by tapering at a rate of less than 1 mg/mo. treatment produces relief of pain and other symptoms and a return to previous function. the prognosis depends on the underlying c o n d i t i o n a n d c o n t r o l o f c o r t i c o s t e r o i d associated complications. references 1. gonzalez-gay ma, vazquez-rodriguez tr, lopez-diaz mj, miranda-filloy ja, gonzalezjuanatey c, martin j. epidemiology of giant cell arteritis and polymyalgia rheumatica. arthritis rheum 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an open pilot study. arthritis rheum 2007;57:1514-9. 8. chatelain d, duhaut p, loire r, bosshard s, pellet h, piette jc, et al. small-vessel vasculitis surrounding an uninflamed temporal artery: a new diagnostic criterion for polymyalgia rheumatica? arthritis rheum 2008;58:2565-73. 9. gonzalez-gay ma, hajeer ah, dababneh a. seronegative rheumatoid arthritis in elderly and polymyalgia rheumatica have similar patterns of hla association. j rheumatol 2001;28:122–5. 10. elling p, olsson at, elling h. synchronous variations of the incidence of temporal arteritis and polymyalgia rheumatica in different regions of denmark: association with epidemics of mycoplasma pneumoniae infection. j rheumatol 1996;23:112-9. 11. elling h, olsson at, elling p. human parvovirus and giant cell arteritis: a selective arteritic impact? clin exp rheumatol 2000;18:suppl 20:s12-4. 12. mitchell bm, font rl. detection of varicella zoster virus dna in some patient s with giant cell arteritis. invest ophthalmol vis sci 2001;42:2572-7. 13. krupa wm, dewan m, jeon ms. trapping of misdirected dendritic cells in the granulomatous lesions of giant cell arteritis. am j pathol 2002; 161:1815-23. 14. hutchings a, hollywood j, lamping dl, pease ct, chakravarty k, silverman b, et al. clinical outcomes, quality of life, and diagnostic uncertainty in the first year of polymyalgia rheumatica. arthritis rheum 2007;57:803-9. 15. frearson r, cassidy t, newton j. polymyalgia rheumatica and temporal arteritis: evidence and guidelines for diagnosis and management in older people. age ageing 2003;32:370–4. 16. dasgupta b, borg fa, hassan n, barraclough k, bourke b, fulcher j, et al. on behalf of the bsr and bhpr standards, guidelines and audit working group. bsr and bhpr guidelines for the management of polymyalgia rheumatica. rheumatology 2010;49:186–90. 17. hunder gg. the early history of giant cell arteritis and polymyalgia rheumatica: first descriptions to 1970. mayo clin proc 2006;81:1071-83. 18. salvarani c, cantini f, hunder gg. polymyalgia rheumatica and giant-cell arteritis. lancet 2008; 372:234-45. 19. stone jh, papaliodis gn, dunbar mr, stone jr. a 53-year-old man with arthralgias, oral ulcers, vision loss, and vocal-cord paralysis. n engl j med 2010;362:537-46. 20. dasgupta b, salvaran ic, schirmer m, crowson cs, maradit-kremers h, matteson el and members of the american college of rheumatology work group for development of classification criteria for pmr. development of classification criteria for polymyalgia rheumatica (pmr): results from an expert work group meeting and a wider survey. j rheumatol 2008;35: 270–7. 21. ceccato f, roverano sg, papasidero s, barrionuevo a, rillo ol, paira so. peripheral musculoskeletal manifestations in polymyalgia rheumatica. j clin rheumatol 2006;12:167-71. 22. kremers hm, reinalda ms, crowson cs, zinsmeister ar, hunder gg, gabriel se. relapse in a population based cohort of patients with 70 samara polymyalgia rheumatica polymyalgia rheumatica. j rheumatol 2005;32: 65-73. 23. weyand cm, fulbright jw, hunder gg, evans jm, goronzy jj. treatment of giant cell arteritis: interleukin-6 as a biologic marker of disease activity. arthritis rheum 2000;43:1041-8. 24. mcgonagle d, pease c, marzo-ortega h, o’connor p, gibbon w, emery p. comparison of extracapsular changes by magnetic resonance imaging in patients with rheumatoid arthritis and polymyalgia rheumatica. j rheumatol 2001;28:1837–41. 25. macchioni p, catanoso mg, pipitone n, boiardi l, salvarani c. longitudinal examination with shoulder ultrasonography of patients with polymyalgia rheumatica. rheumatology 2009;48:1566–9. 26. weyand cm, goronzy jj. giant-cell arteritis and polymyalgia rheumatica. ann intern med 2003;139:505-15. 27. unwin b, williams cm, gilliland w. polymyalgia rheumatica and giant cell arteritis. am fam physician 2006;74:1547-54. 28. michet cj, matteson el. polymyalgia rheumatica. bmj 2008;336:765-9. 29. smetana gw, shmerling rh. does this patient have temporal arteritis? jama 2002;287:92-101. 30. knights g. polymyalgia rheumatica and giant cell arteritis. innovait 2009;2:580–4. 31. hernandez-rodriguez j, cid mc, md, lopezsoto a, espigol-frigole g, bosch x. treatment of polymyalgia rheumatica: a systematic review. arch intern med 2009;169:1839-50. 32. jover ja, hernandez-garcia c, morado ic, vargas e, banares a, fernandez-gutierrez b. combined treatment of giant-cell arteritis with methotrexate and prednisone. a randomized, double-blind, placebo-controlled trial. ann intern med 2001;134:106-14. 33. american college of rheumatology ad hoc committee on glucocorticoid-induced osteoporosis. recommendations for the prevention and treatment of glucocorticoidinduced osteoporosis: 2001 update. arthritis rheum 2001;44:1496-503. 34. myklebust g, gran jt. prednisolone maintenance dose in relation to starting dose in the treatment of polymyalgia rheumatica and temporal arteritis. a prospective two-year study in 273 patients. scand j rheumatol 2001;30:260–7. 35. pulsatelli l, boiardi l, pignotti. serum interleukin-6 receptor in polymyalgia rheumatica: a potential marker of relapse/recurrence risk. arthritis rheum 2008;59:1147–54. 36. salvarani c, cantini f, niccoli l. acute-phase reactants and the risk of relapse/recurrence in polymyalgia rheumatica: a prospective follow up study. arthritis rheum 2005;53:33–8. 37. martinez-taboda vm, bartolome mj, lopezhoyos m. hla-drb1 allele distribution in polymyalgia rheumatica and giant cell arteritis: influence on clinical subgroups and prognosis. semin arthritis rheum 2004;34:454–64. 38. salvarani c, macchioni p, manzini c, paolazzi g, trotta a, manganelli p, et al. infliximab plus prednisone or placebo plus prednisone for the initial treatment of polymyalgia rheumatica: a randomized trial. ann intern med 2007;146:6319. oktavianus 52 *department of biology, faculty of medicine, trisakti university, jakarta correspondence dr. ml. edy parwanto, m.biomed department of biology, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: +6221-5672731 ext.2302 email: edy.parwanto@gmail.com univ med 2012;31:52-62. universa medicina january-april, 2012january-april, 2012january-april, 2012january-april, 2012january-april, 2012 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 vol.31 no.1 introduction the bone loss that occurs with ageng in postmenopausal women is related to a decrease in serum levels of bioavailable estrogen and testosterone, which are mainly bound to sex hormone-binding globulin (shbg) and albumin. phytoestrogens are thought to exert hormonal effects in the body due to their structural resemblance to 17â-estradiol. the objective of this study was to evaluate the effect of isoflavone supplementation on levels of shbg in postmenopausal women aged 4760 years. methods a study of pre and post test design with controls was conducted in 70 women aged 4760 years. subjects were randomly divided into 2 groups, the isoflavone group received 100 mg isoflavones/day + calcium 500 mg/day and the control group calcium 500 mg/day for 6 months. measurement of bone mineral density was performed prior to supplementation, and serum shbg levels before and after supplementation. results supplementation of isoflavones for 6 months reduced the shbg levels by 31.1% in the isoflavone group (p=0.000), whereas supplementation of calcium for 6 months did not affect the levels of shbg in the control group (p=0.359). supplementation of isoflavones for 6 months reduced shbg levels of postmenopausal women in the isoflavone group with either osteopenia (p=0.028) or osteoporosis (p=0.008). conclusion supplementation of isoflavones for 6 months decreased the shbg levels of postmenopausal women in the isoflavone group with osteopenia and osteoporosis. our findings suggest that phytoestrogens may significantly decreased shbg levels in postmenopausal women. keywords: isoflavones, calcium, sex hormone-binding globulin, postmenopausal women isoflavone supplementation reduced serum sex hormonebinding globulin concentration in postmenopausal women ml. edy parwanto*, yanti indrawati* and herman setiawan* abstract 53 suplementasi isoflavon menurunkan kadar sex hormonebinding globulin pada perempuan pascamenopause latar belakang osteoporosis pada perempuan pasca menopause umumnya terjadi akibat kekurangan estrogen dan progesterone. sex hormone-binding globulin (shbg) berperan dalam aksi estrogen maupun progesteron terhadap sel sasaran. phytoestrogens – isoflavon berefek serupa dengan 17â – estradiol. tujuan penelitian ini adalah untuk menilai pengaruh suplementasi isoflavon terhadap kadar shbg pada perempuan pascamenopause yang berusia 47–60 tahun. metode sebuah rancangan eksperimental secara buta ganda menggunakan kontrol mengikutsertakan sebanyak 70 perempuan berusia 47–60 tahun. subjek penelitian secara acak menggunakan blok sebesar 4 dibagi dalam 2 kelompok perlakuan, yaitu diberikan isoflavon 100 mg/hari + kalsium 500 mg/hari (kelompok isoflavon) dan diberikan kalsium 500 mg/hari (kelompok kontrol). pemberian suplemen dilakukan selama 6 bulan. pengukuran densitas massa tulang (bmd) terhadap subjek dilakukan sebelum pemberian suplemen. pengukuran kadar shbg serum dilakukan sebelum dan sesudah pemberian suplemen. untuk menguji pengaruh pemberian suplemen terhadap kadar shbg digunakan uji t-independen. hasil suplementasi isoflavon 100 mg/hari + kalsium 500 mg/hari selama 6 bulan menurunkan kadar shbg pada perempuan pascamenopause (p=0,000), sedangkan suplementasi kalsium 500 mg/hari selama 6 bulan tidak mempengaruhi kadar shbg (p=0,359). suplementasi isoflavon 100 mg/hari + kalsium 500 mg/hari selama 6 bulan menurunkan kadar shbg baik pada perempuan pascamenopause penderita osteopenia (p=0,028) maupun osteoporosis (p=0,008). kesimpulan suplementasi isoflavon 100 mg/hari + kalsium 500 mg/hari selama 6 bulan mampu menurunkan kadar shbg pada perempuan pascamenopause yang mengalami osteopenia dan osteoporosis. implikasi klinik dari hasil studi ini memerlukan konfirmasi lebih lanjut. kata kunci: isoflavon, kalsium, sex hormone-binding globulin, perempuan pascamenopause introduction in post menopausal women, estrogen deficiency causes reduced bone mineral density (bmd), resulting in osteoporosis.(1) in addition to reduced bmd, patients with osteoporosis also have bone marrow degeneration.(2) according to t h e wo r l d h e a l t h o rg a n i z a t i o n ( w h o ) , individuals have osteoporosis if their bmd value expressed as a t score is < –2.5 and osteopenia if the t score is within the range of – 1 up to – 2.5, while those with a t score from t –1 to 0 or more have normal bone mineral density.(3) estrogens and progesterones are frequently associated with osteoporosis. estrogens are steroid hormones produced by women for their menstrual cycle. estrogens are also produced by men, but at a low level. menopausal women experience a reduction in estrogen levels that subsequently stabilize during postmenopause. high levels of estrogens indicate an increased risk of endometrial and mammary cancers, abstrak univ med vol. 31 no.1 54 whereas low estrogen levels increase the risk of bone fracture. women with low levels of estradiol have a twofold higher risk of fracture, which is independent of the bmd.(4) progesterone is a steroid hormone with androgenic properties and is produced by both men and women. progesterone is synthesized from cholesterol as pregnenolone, which is subsequently converted into progesterone. progesterone synthesis needs steroid hormone precursors, including cortisol, estrogen and testosterone. in women, progesterone is synthesized by the corpus luteum, adrenal glands, and placenta during pregnancy. in adults, progesterone levels decrease with age. in the menopausal phase, progesterone levels decrease drastically to nearly undetectable levels. as with estrogen, low progesterone levels reduce bone density and cause osteoporosis.(5) in women, estrogen and progesterone levels decrease at menopause, and subsequently both hormones decrease progressively in postmenopause. at menopause, estrogen concentrations decrease by approximately 60%, whereas estrone concentrations decrease by approximately 40%, leading to increased bone resorption. as is the case with estrogen, progesterone and progesterone receptors are decreased in menopausal women, thus reducing new bone formation. progesterone deficiency is the major early cause of osteoporosis, while a r e d u c t i o n i n e s t r o g e n i n c r e a s e s b o n e resorption by osteoclasts. in postmenopausal women serum estradiol concentrations are lower than before menopause and serum estradiol concentrations in postmenopausal women with osteoporosis are lower than in those with osteopenia.(6) sex hormone-binding globulin (shbg) is produced by hepatocytes and is then secreted into the circulatory system. besides by hepatocytes, shbg is also produced by target cells. within the circulatory system, shbg binds to estrogen or testosterone. free shbg functions as a regulator of steroid activity on target cells. in healthy adult women, both estrogen and progesterone are positively correlated with shbg.(7,8) isoflavones are phytoestrogens similar to 17â–estradiol and are also called estrogen-like molecules or non-steroidal estrogens. phytoestrogens are categorized as isoflavones (genistein, daidzein, biochanin a a n d f o r m o n e t i n ) , l i g n a n s ( m a t a i r e s i n o l , secoisolariciresinol diglucosides), coumestans (coumestrol, 4–metoxy coumestrol) and stilbens ( r e s v e r a t r o l ) . c u r r e n t l y m o r e t h a n 1 0 0 molecules have been found to belong to the phytoestrogen family.(9) in view of this, it is not surprising that isoflavone supplementation in postmenopausal women, for the purpose of increasing bmd, have shown variable results. in contrast, calcium and vitamin supplementation to postmenopausal women has been found to be beneficial for preventing loss of bone mass and decreased bone turnover, and for reducing nonvertebral fractures.(10) isoflavone supplementation have also been found to have variable effects on shbg concentrations. isoflavones do not affect shbg l e v e l s i n b o t h p r e m e n o p a u s a l ( 11 ) a n d p o s t m e n o p a u s a l w o m e n . ( 11 , 1 2 ) a l t h o u g h isoflavone supplementation for a period of 6 months does not affect shbg levels, isoflavone supplementation for 1 year increases shbg concentrations.(13) the increase in shbg concentrations by isoflavones has been shown to be inconsistent.(14) another study showed that isoflavone supplementation decreases shbg concentrations.(15) the purpose of the present study was to evaluate the effect of isoflavone supplementation on shbg concentrations in postmenopausal women in the age range of 47– 60 years. methods design of the study t h i s s t u d y w a s a p r e a n d p o s t t e s t e x p e r i m e n t a l d e s i g n w i t h c o n t r o l s , a s diagrammed in figure 1. parwanto, indrawati, setiawan isoflavone and human binding globulin 55 study subjects the subjects of the study were women with minimally one year of menopause but not exceeding 10 years, who resided at mampang subdistrict, south jakarta. recruitment of subjects was by cluster random sampling at the villages (kelurahan) of kuningan barat, mampang prapatan, tegal parang and pela m a m p a n g . i n c l u s i o n c r i t e r i a w e r e : postmenopausal women, aged 47–60 years, p r o n o u n c e d h e a l t h y b y a p h y s i c i a n , comunicative, not taking hormonal drugs in the last 3 months and agreeing not to consume vitamins and minerals during the study period, never having undergone hysterectomy and/or oophorectomy. exclusion criteria were: patients with diabetes, renal, hepatic and cardiovascular diseases, and hypertension. sample size the number of subjects in each of the two groups was calculated using the formula: figure 1. diagram of study design legend: r = randomization, x1 and x2 = presupplementation observations, x3 and x4 = postsupplementation observations, t1 = supplementation of isoflavones + calcium (isoflavone group), t2 = calcium supplementation (control group). subjects r x1 x2 t1 x3 x4 t2 intervention there were two treatments administered to the subjects. the first used a combination of isoflavones 100 mg + calcium (ca) 500 mg, g i v e n d a i l y i n o n e c a p l e t f o r 6 m o n t h s (isoflavone group). the second treatment used ca 500 mg 1 caplet daily for 6 months (control group). the supplements were given to the s u b j e c t s b y s p e c i a l l y t r a i n e d p e r s o n n e l . supplementation was administered in a double blind manner. to determine subject compliance in consuming the supplements, the remaining caplets were counted every other day by the personnel entrusted with this task. analysis of serum blood samples were drawn from the left cubital vein of each subject. serum was obtained from the blood by centrifugation at 2000 x g for 20 minutes, then stored at -20o c. measurement of serum shbg concentrations by immunoradiometric assay was performed in the laboratory for immunoendocrinology ( m a k m a l te r p a d u i m u n o e n d o k r i n o l o g i ) , faculty of medicine, university of indonesia, jakarta. the reagents for the assay irmanotes: n = sample size; ×1 = mean shbg concentration (72.2 nmol/l) from a preliminary study on 5 indonesian postmenopausal women given a supplement of isoflavone + calcium; ×2 = mean shbg concentration (58.6 nmol/l) from a preliminary study on 5 indonesian postmenopausal women given a supplement of calcium. sd = pooled standard deviation = 13.3 nmol/l. α = 5%; zα = 1.96 (two-sided test); β = 10%; power of the test 1 β = 0.90, zβ = 1.645. univ med vol. 31 no.1 56 c o u n t s h b g f r o m d i a g n o s t i c p r o d u c t s c o r p o r a t i o n ( d p c ) . s e r u m s h b g concentrations were expressed in nmol/l. the normal value of serum shbg is 55 nmol/l. measurement of bmd bmd was measured by dual-energy x-ray absorptiometry (dxa), using a lunar dpx bravo nomusa densitometer (ge medical s y s t e m s ) . m e a s u r e m e n t o f b m d w a s performed on the lumbar vertebrae, femoral neck and distal radius. the results of bmd measurement were expressed as the t score. t scores between -1 and 0 signify normal bone mineral density, t scores from -1 up to -2.5 signify osteopenia and t scores < 2.5 indicate osteoporosis.(3) measurement of bmd was performed at budi jaya hospital, south jakarta. data analysis comparison of demographic, physical and laboratory variables, including mean shbg concentratiions, between the isoflavone group a n d t h e c o n t r o l g r o u p w a s b y m e a n s o f independent sample t-tests. comparison of mean shbg concentrations before and after supplementation in the isoflavone group and the control group was done with the paired t-test. the level of significance used was 0.05. ethical clearance t h i s s t u d y w a s a p p r o v e d b y t h e commission on research ethics, faculty of m e d i c i n e , tr i s a k t i u n i v e r s i t y. b e f o r e participating in the study, all subjects gave written informed consent. results subject characteristics postmenopausal women meeting the inclusion criteria were 96 in number, among whom 20 subjects did not attend meetings and 6 subjects withdrew from the study. the remaining seventy subjects were divided into two groups of 35 subjects each. the first group was the isoflavone group, who were given isoflavone + ca supplementation, and the second group was the control group, who were given ca supplemention (figure 2). figure 2. diagram of screening, recruitment, follow-up and data analysis of study subjects parwanto, indrawati, setiawan isoflavone and human binding globulin 57 the youngest subjects participating in this study were 47 years old and the oldest subjects were 60 years old. in table 1 are shown the results of comparing subject characteristics between the isoflavone group and the control group, indicating no differences in age, bmi, bmd and laboratory test results. in the group with shbg concentrations of > 55 nmol/l, the results of data analysis showed that mean shbg concentrations between the isoflavone g r o u p a n d t h e c o n t r o l g r o u p w e r e n o t significantly different (p=0.481). these results indicated that randomization had successfully achieved a uniform distribution of the nontreatment variables between both groups. effect of isoflavone supplementation on shbg concentrations t h e r e s u l t s o f c o m p a r i n g s h b g concentrations between the isoflavone group and the control group after supplementation for 6 months are presented in table 2. there were no significant differences between shbg concentrations in the isoflavone a n d c o n t r o l g r o u p s a f t e r 6 m o n t h s o f supplementation (p=0.177). effect of isoflavone supplementation on shbg levels in each group t h e e ff e c t o f s u p p l e m e n t a t i o n o f i s o f l a v o n e s a n d c a l c i u m o n s h b g concentrations in each intervention group of postmenopausal women is presented in table 3. isoflavone supplementation for 6 months significantly reduced shbg concentrations by 31.1% in the isoflavone group (p=0.000), whereas ca supplementation for 6 months did not affect shbg concentrations in the ca group (p=0.059). table 1. demographic, physical, and laboratory characteristics of subjects at baseline *(mean ± sd); p = significance level of independent sample t-test; bmi = body mass index; bmd = bone mineral density; hdl = high density lipoprotein; ldl = low density lipoprotein; shbg = sex hormone-binding globulin table 2. comparison of shbg concentrations between isoflavone group (isoflavones 90 mg + ca 500 mg/day) and control group (ca 500 mg/day) after 6 months of supplementation shbg = sex hormone-binding globulin; nmol/l = nano mol per liter; p = level of significance univ med vol. 31 no.1 58 parwanto, indrawati, setiawan isoflavone and human binding globulin discussion . in the present study it was found that after 6 months isoflavone supplementation there was no significant difference in shbg concentrations between the isoflavone group and the control group. isoflavone supplementation for 6 months did not affect shbg concentrations. similar results were obtained in a meta-analytic study involving 35 studies of the effects of isoflavone supplementation for 4 weeks or longer on shbg concentrations, indicating that isoflavone supplementation had no significant influence on shbg concentrations. (11) the results of a randomized, placebo-controlled, double-blinded, crossover trial showed that administration of a supplementation of red clover-derived isolated isoflavones of 84 mg/day for 2 months did not affect serum shbg concentrations.(16) other studies also found that isoflavones did not result in differences in shbg and t e s t o s t e r o n e l e v e l s i n p o s t m e n o p a u s a l women.(12) in postmenopausal women, estrogens a n d a n d r o g e n s a r e b i o s y n t h e s i z e d f r o m dehydroepiandrosterone (dhea) and dhea sulfate (dhea-s). dhea and dhea-s are steroidal precursors of estrogens and androgens p r o d u c e d b y t h e a d r e n a l g l a n d s . ( 1 7 ) t h e abovementioned biosynthesis of estrogens and androgens takes place in peripheral intracrine tissues.(18) our study results showed that isoflavone supplementation for 6 months reduced shbg concentrations, both in patients with osteopenia and in those with osteoporosis, but that calcium supplementation over the same period had no effect on shbg concentrations. supplementation for 6 months in this study did not lead to differences in shbg concentrations between the isoflavone group and the control group. these results differed those of other studies, in whom it was shown that although supplemenation of isoflavones 70 mg/day for 6 months did not affect shbg concentrations, supplementation for 1 y e a r d i d e ff e c t a n i n c r e a s e i n s h b g concentrations.(13) the increase in shbg concentrations caused by isoflavones in postmenopausal women is inconsistent.(14) o u r s t u d y s h o w e d t h a t i s o f l a v o n e supplementation for 6 months was capable of significantly reducing shbg concentrations by 31.1% only in the isoflavone group. essentially similar results were shown by a study on postmenopausal women below 65 years of age, stating that daily consumption of isoflavones in the form of 25 g protein from soy products for one year decreased shbg concentrations by 14.5% in the isoflavone group, but did not affect the control group.(15) several factors, such as age, body weight, sex steroids, and insulin, regulate plasma shbg levels to a varying degree. shbg levels have been associated with a number of diseases, including osteoporosis. in several studies, an inverse correlation was found between serum shbg levels and bmd in both males and females. shbg levels may be predictive of various macro-architectural features of cortical bone.(19) high shbg levels predict the occurrence of osteoporotic fractures of the vertebrae and peripheral bones, particularly the proximal femur. estradiol and shbg play an important role in bone loss and osteoporotic fractures. as table 3. effect of supplementation of isoflavones and calcium on shbg concentrations in postmenopausal women shbg=sex hormone-binding globulin; ca=calcium; p=level of significance 59 increased serum shbg concentrations are associated with multiple fractures, measurement o f s e r u m s h b g l e v e l i n t h e g e n e r a l p r a c t i t i o n e r ’s o ff i c e m a y b e u s e f u l f o r predicting the severity of osteoporosis.(20) the variable effects of isoflavones on shbg levels may be due to genetic factors, dosage differences, duration of supplementation, and type of isoflavone. the influence of genetic factors on shbg concentrations is apparent from the positive correlation of isoflavone supplementation with shbg concentrations found in women with the genetic shbg n variant (p=0.006), but not in those with the d variant (p=0.999).(21) isoflavones are steroids, and they exert their actions on target cells in two ways, i.e. activation of both intracellular and membrane erâ, and interaction with steroidal hormone metabolism.(9) regarding the reduction in shbg concentrations by isoflavones, there are two possibilities. the first possibility is that isoflavones are bound by shbg to form isoflavone-shbg complexes, causing the isoflavones to become unavailable to the target cells. the second possibility is that isoflavones are bound by shbg receptor-shbg complexes (rshbg – shbg) on the surface of the cell membrane, subsequently activating their genes according to the signal tranduction theory.(22) these cell surface-bound isoflavonershbg shbg complexes are then used for activating bone formation by osteoblasts, causing them to undergo proliferation and differentiation, and form mineral deposits (mineralization).(23) studies on femoral-metaphyseal tissues of aged female rats demonstrated that genistein and genistin increased the osteoblastic calcium content, the activity of alkaline phosphatase as marker enzyme in osteoblasts, and their dna content as an index of bone cell numbers.(24) phosphogenistein and phosphodaidzein increased b o n e c o m p o n e n t s i n t i s s u e c u l t u r e . phosphoisoflavones containing low levels of genistein and daidzein had no effect on bone components, such that it was assumed that the oh group at position 7 in genistein and daidzein plays a role in the anabolic effect of isoflavones on bone components.(25) a study on postmenopausal women showed that the combination of genistein and daidzein increased lumbal bmd scores and decreased bone resorption.(26) other phytoestrogens, such as resveratrol, may also be beneficial in osteoporosis.(27) isoflavones also have direct effects on protein synthesis. genistein enhances the capacity of osteoblasts for producing collagen a n d a l k a l i n e p h o s p h a t a s e , a n d e v e n i n nonosteogenic media mineralized bone nodules are formed.(28) genistein, but not daidzein, is bound to estrogen receptors (á and â). both genistein and daidzein are bound to transcription proteins within osteoblastic cells. there have been no studies demonstrating any effects of genistein or daidzein on various protein kinases a n d p r o t e i n p h o s p h a t a s e s t h a t s h o w a relationship between osteoblastic proliferation and dna synthesis.(29) it has been demonstrated that genistein increases production of estrogens by increasing the activity of aromatases and mrna. in estrogen production, genistein also a c t i v a t e s s e v e r a l p r o t e i n k i n a s e s a n d transcription factors, such as cyclic amp response element (cre)-binding protein (creb) in gene regulation.(30) shbg concentrations can be affected by several factors, such as genetic factors, by pregnancy, exogenous steroidal sex hormones, and body weight. the genetic factor that has been most investigated is polymorphism of the shbg gene located on chromosme 17. recent studies have reported that several shbg genotypic variants are strongly associated with shbg concentrations in postmenopausal women, but have no effect on bmd.(31) however, several studies have shown that shbg levels are negatively correlated with bmd.(32,33) shbg genetic variants also influence estrogenic activity in normal as well as neoplastic tissues.(34,35) soy isoflavones are effective in raising lumbar bmd scores(26) and reducing bone univ med vol. 31 no.1 60 parwanto, indrawati, setiawan isoflavone and human binding globulin resorption in postmenopausal women.(36) bone resorption is performed by osteoclasts, while osteoblasts are responsive to bone synthesis and m i n e r a l i z a t i o n , e s p e c i a l l y d u r i n g b o n e formation and remodeling.(37) the isoflavones genistein and daidzein stimulate osteoblasts and i n h i b i t o s t e o c l a s t s . ( 3 8 ) t h e s e i s o f l a v o n e s decrease the number of osteoclasts, thus reducing bone resorption. in this connection, with a stable number of osteoblasts and an increase in bone components, bone bmd will of necessity also be increased. in addition, genistein also enhances mineralization of the extracellular matrix.(39) o t h e r s t u d i e s s h o w t h a t c a l c i u m supplementation effected some increase in b m d , b u t d i d n o t r e d u c e f r a c t u r e s a n d increased the risk of renal calculus.(40) low calcium intakes result in increased bone resorption, decreased bone mass, and increased osteoporosis. in japanese postmenopuasal women, low calcium intakes of less than 400 mg/day was associated with increased bone resorption but not with bone formation.(41) one limitation in this study is that no investigations were conducted on shbg polymorphism of the subjects, although shbg polymorphism has been found to affect shbg levels. investigations of shbg polymorphism should be done for accurate evaluation of the effect of isoflavone supplementation on shbg concentrations in postmenopausal women. another limitation is that the supplementation was conducted in the homes of the subjects and thus it was difficult to monitor whether or not the subjects took other supplements. conclusions isoflavone supplemenatation for 6 months decreased shbg concentrations in osteopenic and osteoporotic postmenopausal women. soy supplementation may have increased the availability of estrogens without affecting actual concentrations. acknowledgements thanks are due to the study subjects and t h e s t a ff o f p u s k e s m a s k e c a m a t a n m a m p a n g p r a p a t a n , s o u t h j a k a r t a , f o r participation in this study. we also thank the d e a n a n d vi c e d e a n s o f t h e f a c u l t y o f medicine, trisakti university for providing the funds for this study. references 1. venkat k, desai m, arora mm, singh p. age – related changes in 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gilliland fd, et al. associations between the cyp17, cypib1, comt and shbg polymorphisms and serum sex hormones in post-menopausal breast cancer survivors. breast cancer res treat 2007;105: 45–54. 35. cui y, shu xo, cai q, jin f, cheng jr, cai h, et al. association of breast cancer risk with a common functional polymorphism (asp327asn) in the sex hormone-binding globulin gene. cancer epidemiol biomark prev 2005;14:1096– 101. 36. harkness ls, fiedler k, sehgal ar, oravec d, lerner e. decreased bone resorpstion with soy isoflavone supplementation in postmenopausal women. j womens health 2004;13:1000–7. 37. prapan s, udomrat s, puntheeranurak t. characterization of osteoblast and biomineral formation by atomic force microscopy study. j microsc soc thailand 2009;23:7–11. 38. de wilde a, lieberherr m, colin c, pointillart a. a low dose of daidzein acts as an er beta – selective agonist in trabecular osteoblasts of young female piglets. j cell physiol 2004;200: 253–62. 39. kukuljan s, nowson ca, sanders km, nicholson gc, seibel mj, salmon j, et al. independent and combined effects of calciumvitamin d3 and exercise on bone structure and strength in older men: an 18-month factorial design randomized controlled trial. j clin endocrinol metab 2011;96:955–63. 40. jackson rd, lacroix az, gass m, wallace rb, robbins j, lewis ce, et al. calcium plus vitamin d supplementation and the risk of fractures. n engl j med 2006;354:669–83. 41. nakamura k, saito t, yoshihara a, ishikawa m, tsuchiya y, oshiki r, et al. low calcium intake is associated with increased bone resorption in postmenopausal japanese women: yokogoshi study. public health nutr 2009;2: 2366–70. parwanto, indrawati, setiawan isoflavone and human binding globulin alvina 137 abstract exercise training can improve blood pressure in normotensive, prehypertensive, and hypertensive subjects. one of the mechanisms of blood pressure reduction in hypertensive patients with obesity is through weight loss. this study aimed to examine the effect of exercise training on bodyweight and the relationship between weight loss and reduction of blood pressure. an experimental pre-post test design without controls was used to evaluate the effect of exercise training on weight loss. the study involved 89 elderly aged 50 years or more, consisting of 40 men and 49 women, who were members of senayan sport fitness club and had been exercising for at least three months. exercise training was programmed and performed three times a week, consisting of aerobic (walking, jogging, static cycling), and resistance exercise. all exercise was performed for one to two hours with mild to moderate intensity. blood pressure and body weight were obtained from medical records. paired t-test showed that systolic blood pressure (sbp), diastolic blood pressure (dbp), mean arterial pressure (map), pulse pressure (pp), and body mass index (bmi) were significantly lower after training [(systolic, 126.3 ± 2.9 vs 122.3 ± 2.7, p=0.02), (diastolic, 80.2 ± 3.1 vs 77.2 ± 2.4, p=0.00), (map, 95.6 ± 4.6 vs 92.2 ± 3.4, p=0.00), (pp, 46.1 ± 4.2 vs 45.1 ± 3.6, p=0.04), (bmi, 24.5 ± 2.9 vs 23.6 ± 2.9, p=0.04)]. duration of training was the most influential factor affecting bmi, (beta = 0.38; p=0.00). exercise training could lower bmi and the reduction in diastolic blood pressure was higher for the subjects aged 70 years and over. keywords: exercise, body mass index, blood pressure, pulse pressure, elderly *department of physiology, school of medicine, atma jaya catholic university correspondence dr. ignatio rika haryono, spko department of physiology, school of medicine, atma jaya catholic university jl. pluit raya no.2 jakarta 14440 phone: 021-5469177 email: rika_haryono@yahoo.com univ med 2010;29:137-43. exercise training decreases body mass index in subjects aged 50 years and over ignatio rika haryono* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction the effect of exercise training on blood pressure is obvious. this is the reason why exercise has been be a part of protocol based therapy in people with prehypertension and hypertension. a study by pinto et al. showed that fast walking reduced ambulatory systolic blood pressure (sbp) and diastolic blood pressure (dbp) by 7.6 and 6.3 mmhg in hypertensive subjects.(1) hayashi et al. found that the decrease in sbp could even reach up to 10 mmhg.(2) the decrease in blood pressure is usually greater in hypertensive than in normotensive persons.(3) the decrease in blood pressure due to 138 haryono training decreases body mass index exercise training can occur in several ways. one of the mechanisms of blood pressure reduction in hypertensive patients with obesity is through weight loss. sbp and dbp will decrease about 3 mmhg for a 3-9% decrease in body weight.(4) a study by engeli et al. showed that in obese women 5% weight loss reduced levels of angiotensinogen by 27%, renin by 43%, aldosterone by 31%, and angiotensin-converting enzyme (ace) by 12%.(5) sbp and dbp, mean arterial pressure (map), and pulse pressure (pp) are risk factors of cardiovascular diseases. the study by sesso showed that increased sbp, dbp, map, and pp in men increases the risk of cardiovascular disease by 1.43 to 2.52 times.(6) systolic pressure tends to increase, while diastolic pressure rises until 60 years of age and then declines or stabilizes as increasing age.(7) the difference between the pattern of increase in systolic pressure and that in diastolic pressure with increasing age causes the map and pp to be important factors for assessment of the risk of cardiovascular disease.(8,9) a study in japan on 246 healthy middle-aged and older adults (4478 years) showed that after moderate and highintensity interval walking training body weight a n d b o d y m a s s i n d e x ( b m i ) d e c r e a s e d significantly in women.(10) the objective of the present study was to investigate the effect of exercise training on weight loss, sbp, dbp, map, and pp. methods research design an experimental pre-post test design without controls was used to evaluate the effect of exercise training on weight loss, sbp, dbp, map, and pp.this study was carried out in senayan sport fitness club (ssfc), from august to october 2010. subjects t h e s t u d y s u b j e c t s c o n s i s t e d o f 8 9 participants, namely 40 men and 49 women, who were members of the senayan sport fitness club (ssfc), jakarta. the sample size was calculated for numeric in paired sample (á=0.05%, β=0.20%, sd=10, significant mean difference=4). inclusion criteria were members aged 50 years or more, with normal or above normal blood pressure, who had practiced three times a week continuously in the last three months (checked from the daily presence list) a n d u n d e r w e n t r e g u l a r b l o o d p r e s s u r e examination at the ssfc. the sole exclusion criterion was members who did not practice for the last three months or more. exercise training the intensity of the training was in a c c o r d a n c e w i t h t h e i n d i v i d u a l t r a i n i n g programs that had been designed based on the member’s level of fitness and health (50-60% vo2max) for exercise for at least 30 minutes. aerobic training was done either outdoors (walking, jogging) or indoors (static cycling), whereas weight training was done indoors. exercise was performed three times a week. data collection data of the subjects included age, gender, and exercise test variables (sbp, dbp, bmi, and weight, map), which were obtained from patient fitness and medical records. pre-exercise values of blood pressure, height, and body weight were mean values taken before exercise bouts in the first 10 days, whereas post-exercise values were mean values taken before exercise bouts in the last 10 days of exercise training. blood pressure was measured by trained nurses using a sphygmomanometer (nova). body weight was measured using camry scales to the nearest 0.1 kg, and height was measured using a stature meter to the nearest 0.1 cm. bmi was calculated as the weight (kg) divided by the square of the height (m2). ethical clearance ethical clearance was approved by the ethical commission of atma jaya catholic 139 university. the participants were requested to give written consent, with attached signature. i d e n t i f y o f a l l p a r t i c i p a n t s w a s k e p t confidential and used for research purposes only. statistical analysis the data obtained were processed and a n a l y z e d u s i n g s p s s v e r s i o n 1 6 . 0 , a n d normality of distribution of the data was checked using kolmogorov-smirnov test. paired t-test was performed to confirm the difference of mean sbp, dbp, map, and pp before and after training, whereas anova was used to compare the same variables between a g e g r o u p s . t h e p e a r s o n o r s p e a r m a n correlation test was conducted to determine the relationship between the above variables. significance of the results was set at p <0.05. results of the participants enrolled in the study, 40 were male (44.9%) and 49 (55.1%) were female. mean age of the subjects was 61.3 ± 11.5 years and most of the subjects, both male and female, were aged 60 to 69 years (47.2%) (table 1). there were more female than male subjects in all age groups. exercise test variables consisting of duration of training, bmi, sbp, dbp, map, and pp, are shown by age group in table 2, for comparison of the between-group means. the mean duration of training was 6.3 years. the longest duration of training was 7.1 years, occurring the age group of 70-79 years, and differed significantly from the duration of training in the age group of >80 years. the mean body weight above normal was found in the age group of 70-79 years, but there was no difference in bmi between groups. the mean sbp and mean dbp of all groups were higher than normal. mean sbp of age groups 60-69, 70-79, and >80 years were significantly higher than that of the group of 50-59 years, whereas for mean dbp no significant between-group difference was found. the mean map of all groups were within the normal range (70-110 mm hg). mean map in the age group of 7079 years was higher than that in the age group of 50-59 years. similarly, the mean pp of all groups were above normal (30-40 mmhg), and mean pp of the age group of 60-69 years was also significantly higher than that of age group of 50-59 years.   age group g ender total (% ) male female 50 -59 y 6 8 14 (15.7) 60 -69 y 19 23 42 (47.2) 70 -79 y 8 10 18 (20.2) >8 0 y 7 8 15 (16.9) total 40 49 89 (100) table 1. subject distribution according to the gender and age group age group traini ng durati on (years) bmi (kg/m2) sbp (mmhg) dbp (mmhg) map (mmhg) pp (mmhg) 50-59 y 5.3 24.1 120.7 78.4 92.5 42.3 60-69 y 6.7 25.0 127.6* 79.9 95.8 47.7* 70-79 y 7.1* 25.9 128.7* 81.9 97.5* 46.8 >80 y 4.2 23.0 128.2* 80.6 96.5 47.6 overall 6.3 24.5 126.3 80.2 95.6 46.1   table 2. exercise test variables by age group at baseline one-way anova test *significant at p<0.05, compared to lowest mean value univ med vol.29 no.3 140 haryono training decreases body mass index ∆ bmi ∆ sbp ∆ dbp ∆ map ∆ pp p p p p p age -0.14 0.18 -0.01 0.94 -0.04 0.75 -0.03 0.82 0.02 0.90 gender -0.24 0.03 -0.06 0.60 -0.03 0.78 -0.05 0.66 -0.06 0.63 training durati on 0.38 0.00 0.07 0.58 0.12 0.32 0.10 0.39 0.01 0.97   table 4. multiple regression analysis of age, gender and training duration on exercise variables β= standardized coefficients * significance at p<0.05 a comparison of preand post-training values of the exercise test variables are shown in table 3, where it is apparent that the values for body mass index and all other parameters d e c r e a s e d s i g n i f i c a n t l y i n t o t h e n o r m a l category after exercise training. mean post exercise values of bmi in the age groups of 60-69 and 70-79 years, post exercise sbp the age group of 50-59 years, and post exercise dbp of age groups 70-79 and >80 years, fell into the normal category. however, post exercise pp of all groups were still above normal. table 4 shows the results of multiple regression analysis demonstrating that training duration was the most influential factor affecting bmi (beta = 0.38; p=0.00). however, both age, gender, and training duration did not affect sbp, dbp, map dan pp. discussion this study was conducted in the elderly to confirm decrease in body weight after exercise training and its relationship to changes in cardiovascular parameters. the results showed there was significant reduction in bmi and all exercise test paramenters. overall, bmi, sbp, dbp decreased about 3.7%, 4 mmhg, and 3 mmhg, respectively. this could be interpreted as meaning that a decrease in bmi by 1% will decrease sbp and dbp by about 1 mmhg. this result was quite similar to that of other studies. the study by steven et al. showed that the decrease in blood pressure after exercise training can occur even with a slight decrease in bodyweight. (12) mulrow et al. found a decrease in sbp and dbp of 3 mmhg for a 39% decrease in body weight.(4) age group bmi sbp dbp map pp pre pos p pre post p pre po p pre post p pre post p 50-59 y 24.1 22.7 0.01 120.7 118.1 0.04 78.4 75.9 0.01 92.5 89.9 0.05 42.3 42.2 0.68 60-69 y 25.0 24.0 0.04 127.6 120.8 0.00 79.9 76.0 0.00 95.8 90.9 0.29 47.7 44.8 0.00 70-79 y 25.9 24.8 0.04 128.7 122.5 0.01 81.9 78.1 0.03 97.5 92.9 0.02 46.8 44.4 0.02 >80 y 23.0 22.9 0.74 128.2 127.8 0.62 80.6 78.8 0.06 96.5 95.1 0.62 47.6 49.0 0.07 overall 24.5 23.6 0.04 126.3 122.3 0.02 80.2 77.2 0.00 95.6 92.2 0.00 46.1 45.1 0.04   table 3. exercise variables before and after training, by age group one-way anova test 141 a meta-analysis by cornelissen and fagard showed that exercise can lower sbp and dbp in the normotensive by 3.3 and 3.5 mmhg, respectively, whereas in patients with hypertension sbp and dbp decreased by 6.9 and 4.9 mmhg.(13) our subjects consisted of b o t h n o r m o t e n s i v e a n d h y p e r t e n s i v e individuals, who were however not divided into normotensive and hypertensive groups, because our study emphasized the association b e t w e e n w e i g h t l o s s a n d r e d u c e d b l o o d pressure. therefore, the overall mean decrease in blood pressure was the combined result of the decreases in both types of subjects, so that the mean reduction in sbp and dbp was less, being only 4 and 3 mmhg, respectively. in the present study the grouping of the subjects according to age was consistent with m a c a u l e y ’s s t u d y w h i c h f o u n d t h a t t h e relationship between blood pressure and physical activity was influenced more by age.(14) however, although in the present study post-exercise values of sbp, dbp, map, and pp of the elderly were higher, age had no influence on the increase in the values of these exercise variables. this difference may be caused by the wider age range of the subjects (16-74 years) in the macauley study which impacted significantly on blood pressure.(14) a t h o u g h t h e d e c r e a s e i n s b p w a s statistically significant, mean sbp of all age groups after training, except in the age group of 50-59 years, was clinically less significant, because it was still in the prehypertension category.(15) in contrast, the mean dbp of all a g e g r o u p s a f t e r t r a i n i n g w a s c l i n i c a l l y significant, as it reflected a beneficial change i n c a t e g o r y, f r o m p r e h y p e r t e n s i o n t o normotension. the clinically non-significant decrease in sbp may be the result of the considerably higher sbp values in a number o f s u b j e c t s , l e a d i n g t o n o c h a n g e i n hypertensive category. the decrease in blood pressure due to weight loss may occur by several mechanisms. o b e s i t y, e s p e c i a l l y c e n t r a l o b e s i t y, i s associated with an increase in renin angiotensin aldosteron (raa) system activity, sympathetic activity, endothelial dysfunction, and insulin resistance.(16,17) engeli et al. found that weight loss could reduce angiotensinogen, renin, a l d o s t e r o n e , a n d a n g i o t e n s i n c o n v e r t i n g enzyme.(5) the study by dengel et al. of obese people showed that weight loss increased i n s u l i n s e n s i t i v i t y a n d b r a c h i a l a r t e r y compliance. (18) furthermore, the study by straznicky et al. found that weight loss in obese p e o p l e l o w e r e d p l a s m a n o r e p i n e p h r i n e spillover rate, muscle sympathetic activity, and increased baroreflex cardiac sensitivity.(19) in our study, the decrease in blood pressure by exercise training-induced weight loss may have been caused by a similar effect on the raa s y s t e m , i n s u l i n s e n s i t i v i t y, s y m p a t h e t i c activity, and endothelial function. map and pp, in addition to sbp and dbp, are also risk factors for cardiovascular disease, especially in the elderly.(6) the map value is determined by the value of sbp and dbp. an increase in sbp and dbp would increase map, while a decrease in sbp and dbp would lower map. mean arterial pressure is proportional t o c a r d i a c o u t p u t ( c o ) a n d p e r i p h e r a l resistance. increased co and peripheral resistance will increase map and vice versa.(10) in this study, mean preand post exercise map values were within normal range and decreased significantly due to reduction in sbp and dbp. the study by seals et al. also found decreased sbp and dbp, with consequently decreased map, after three months of aerobic exercise.(20) the study by garcia-palmieria et al. e x a m i n e d t h e r e l a t i o n s h i p b e t w e e n p p, stratified by quartiles, and cardiovascular mortality in men. they found that the highest quartile of pp (>57 mmhg) had a 1.4 times higher cardiovascular mortality than the lowest quartile (<38 mmhg).(9) mean pre-and post exercise pp of all age groups and overall in the present study were substantially below 57 m m h g a n d t h e r e f o r e d i d n o t l e a d t o a n increased risk of cardiovascular mortality. univ med vol.29 no.3 142 haryono training decreases body mass index exercise has been proven to be beneficial in lowering the blood pressure, especially in patients with hypertension. regularity of exercise training also reduces the risk of d e v e l o p i n g c a r d i o v a s c u l a r d i s e a s e . ( 2 1 ) programmed and supervised physical activities are more efficient in sustaining blood pressure i n t h e e l d e r l y w i t h h y p e r t e n s i o n . ( 2 2 ) t h e american college of sports medicine (acsm) recommends an optimal exercise program to optimize blood pressure improvement in hypertension. exercise should be performed on most, preferably all days of the week, with moderate intensity (40-60% vo2max), for 30 minutes of continuous or accumulated activity. aerobic or endurance exercise should be the primary activity, supplemented by weight training or resistance exercise.(23) the exercise p r o g r a m s i n t h e p r e s e n t s t u d y m e t t h e recommended acsm criteria of exercise for hypertension. this study has several limitations that led to bias and influenced the results. in the first place, the study did not record the amount of food consumed by the subjects, which is important for determining the actual cause of the loss in bodyweight and the decrease in blood pressure. another limitation is that a n u m b e r o f s u b j e c t s a t t i m e s t o o k antihypertensive medication before blood pressure examination. therefore the mean blood pressure value did not purely reflect the effect of exercise training; however, this may be eliminated by taking the mean from 10 examinations. conclusions exercise training leads to a lower body mass index that is also influenced by gender. moreover, the reduction in diastolic blood pressure is higher for persons aged 70 years and over. it is recommended to examine the effect of exercise on blood pressure in subjects on a controlled diet and taking no antihypertensive medication. acknowledgments the author would like to thank sadoso, md and all staff of senayan sport fitness club for permission for this study and support in collecting the data. references 1. pinto a, di raimondo d, tuttolomondo a, frenandez p, arnao v, licata g. twenty-four hour ambulatory blood pressure monitoring to evaluate effects on blood pressure of physical activity in hypertensive patients. clin j sport med 2006;16:238-43. 2. hayashi t, ohshige k, tochikubo o. exclusion of influence of physical activity on ambulatory blood pressure. clin exp hypertens 2007;29:2330. 3. whelton sp, chin a, xin x, he j. effect of aerobic exercise on blood pressure. a metaanalysis of randomized controlled trials. ann intern med 2002;136:493-503. 4. mulrow cd, chiquette e, angel l, grimm r, cornell j, summerbell cd, et al. withdrawn: dieting to reduce body weight for controlling hypertension in adults. cochrane database syst rev 2008;8:cd000484. 5. engeli s, böhnke j, gorzelniak k, janke j, schling p, bader m, et al. weight loss and the renin angiotensin aldosterone system. hypertension 2005;45:356-61. 6. sesso hd, stampfer mj, rosner b, hennekens ch, gaziano jm; manson jae, et al. systolic and diastolic blood pressure, pulse pressure, and mean arterial pressure as predictors of cardiovascular disease risk in men. hypertension 2000;36:801-7. 7. franklin ss, gustin w, wong nd, larson mg, weber ma, kannel wb, et al. hemodynamic patterns of age-related changes in blood pressure. the framingham heart study. circulation 1997;96:308-15. 8. miura k, dyer ar, greenland p, daviglus ml, hill ma, liu k, et al. pulse pressure compared with other blood pressure indexes in the prediction of 25-year cardiovascular and all-cause mortality rates. the chicago heart association detection project in industry study. hypertension 2001;38:232-7. 9. garcia-palmieria mr, crespob cj, geec dm, semposb c, smithb e, sorlied pd. wide pulse pressure is an independent predictor of 143 cardiovascular mortality in puerto rican men. nutr metab cardio diseases 2005;15:71-8. 10. nemoto k, gen-no h, masuki s, okazaki k, nose h. effects of high-intensity interval walking training on physical fitness and blood pressure in middle-aged and older people. mayo clin proc 2007;82:803-11. 11. tortora gj, derrickson bh. principles of anatomy and physiology. 12th ed. danvers:wiley & sons;2009. 12. steven vj, obarzanek e, cook nr, lee im, appel lj, west ds, et al. long-term weight loss and changes in blood pressure: results of the trials of hypertension prevention, phase ii. ann intern med 2001;134:1-11. 13. cornelissen va, fagard rh. effect of endurance training on blood pressure, blood pressureregulating mechanisms, and cardiovascular risk factors. hypertension 2005;46:667-73. 14. macauley d, mccrum ee, stott g, evans ae, mcroberts b, boreham ca, et al. physical activity, physical fitness, blood pressure, and fibrinogen in the northern ireland health and activity survey. j epidemiol community health 1996;50:258-63. 15. chobanian av, bakris gl, black hr, cushmanwc, green la, izzo jl jr, et al. the national high blood pressure education program coordinating committee. jnc 7: complete report. seventh report of the joint national committee on prevention, detection, evaluation, and treatment of high blood pressure. hypertension 2003;42:1206-52. 16. mathieu p, poirier p, pibarot p, lemieux i, després jp. visceral obesity: the link among inflammation, hypertension, and cardiovascular disease. hypertension 2009;53:577-84. 17. wolk r, shamsuzzaman asm, somers vk. obesity, sleep apnea, and hypertension. hypertension 2003;42:1067-72. 18. dengel dr, kelly as, olson tp, kaiser dr, dengel jl, bank aj. effects of weight loss on insulin sensitivity and arterial stiffness in overweight adults. metabol 2006;55:907-11. 19. straznicky ne, lambert ea, lambert gw, masuo k, esler md, nestel pj. effects of dietary weight loss on sympathetic activity and cardiac risk factors associated with the metabolic syndrome. j clin endocrinol metabol 2005;90:5998-6005. 20. seals dr, tanaka h, clevenger cm, monahan kd, reiling mj, hiatt wr, et al. blood pressure reductions with exercise and sodium restriction in postmenopausal women with elevated systolic pressure: role of arterial stiffness. j am coll cardiol 2001;38:506-13. 21. djousse l, driver ja, gaziano jm. relation between modifiable lifestyle factors and lifetime risk of heart failure. jama 2009;302:394-400. 22. barroso wk, jardim pc, vitorino pv, bittencourt a, miquetichuc f. the influence of programmed physical activity on blood pressure of hypertensive elderly patients on nonpharmacologic treatment. rev assoc med bras 2008;54:328-33. 23. pescatello ls, franklin ba, fagard r, farquhar wb, kelley ga, ray ca. american college of sports medicine position stand. exercise and hypertension. med sci sports exerc 2004;36:533-53. univ med vol.29 no.3 editorial i univ med novel swine origin influenza a (h1n1) virus in humans lie t merijanti s department of occupational medicine, medical faculty, trisakti university in march and early april 2009, while much of the world was focusing on the threat of avian influenza originating in asia, intelligence gathering systems were also extracting evidence of an epidemic of acute respiratory infections in mexico and southern california. although the exact sequence of events is uncertain, the centers for disease control and prevention (cdc) had confirmed the presence of a novel reassortment of influenza a strain h1n1 from avian, swine, and human strains.(1,2,3) on 25 april 2009, the world health organization (who) declared the swine flu outbreak in north america a public health emergency of international concern. on 29 april 2009, the international health regulations emergency committee recommended a change from who pandemic influenza phase 4 to phase 5. this means that who views a pandemic as imminent.(3) who and the cdc have confirmed that the new swine flu virus is transmitted between humans.(4) a novel swine origin influenza a virus (s-oiv) was identified as the cause of outbreaks of febrile respiratory infection ranging from self limited to severe illness. the symptoms including fever, cough, sore throat, rhinorrhea, myalgia, headache, chills, fatigue, vomiting or diarrhea until respiratory failure and death. it is likely that the number of confirmed cases underestimates the number of cases that have occurred. the cdc issued recommendations to clinicians, asking that they consider the diagnosis of s-oiv infection in patients with an acute febrile respiratory illness who met the following criteria: residence in an area where confirmed cases of human infection with s-oiv had been identified, a history of travel to such areas, or contact with ill persons from these areas in the seven days before the onset of illness. if s-oiv infection was suspected in a patient, clinicians were asked to obtain a nasopharyngeal swab from the patient and to contact their local health departments in order to facilitate initial testing of the specimen by reverse transcriptase polymerase chain reaction (rt-pcr) assay.(5) the modes of transmission of influenza viruses in humans, including s-oiv, are not known but are thought to occur mainly through the dissemination of large droplets and possibly small particle droplet nuclei expelled when an infected person coughs.(6) there is also potential for transmission through contact with vomites that are contaminated with respiratory or gastrointestinal material.(7) since many patients with s-oiv infection have had diarrhea, the potential for fecal viral shedding and subsequent fecal oral transmission should be considered and investigated. until further data are available, all potential routes of transmission and sources of viral shedding should be considered. january-april 2009, vol. 28 no.1 ii the incubation period for s-oiv infection appears to range from 2 to 7 days. most patient with s-oiv infection might shed virus from one day before the onset of symptoms through 5 to 7 days after the onset of symptoms or until symptoms resolve. in young children and in immunocompromised or severely ill patients, the infectious period might be longer.(8) the potential for persons with asymptomatic infection to be the sources of infection to others is unknown but should be investigated. patients who are at highest risk for severe complications of s-oiv infection are children under the age of 5 years, adults 65 years of age or older, children and adults of any age with underlying chronic medical conditions, and pregnant woman.(9) as of may 5, 2009, the cdc has recommended that given the severity of illness observed among some patients with s-oiv infection, therapy with neuraminidase inhibitors (oseltamivir and zanamivir) should be prioritized for hospitalized patients with suspected or confirmed s-oiv infection and for patients who are at high risk for complications from seasonal influenza. genetic and phenotypic analyses indicated that s-oiv is susceptible to oseltamivir and zanamivir but resistant to the adamantanes.(10) early 2008-2009 influenza season in the united states surveillance data suggest that human influenza a (h1n1) viruses were resistant to oseltamivir.(11,12) the food and drug administration (fda) has issued an emergency use authorization that approves the use of oseltamivir to treat influenza in infants under the age of 1 year (treatment that is normally approved for those 1 year of age or older) and for chemoprophylaxis in infants older than 3 months of age (chemoprophylaxis that is normally approved for children 1 year of age or older).(13) the cdc has recommended that health care workers who provide direct care for patients with known or suspected s-oiv infection should observe contact and droplet precautions, including the use of gowns, gloves, eye protection, face masks, fit tested, and disposable n95 respirators.(14) there is no vaccine available right now to protect against swine flu. you can help prevent the spread of germs that cause respiratory illnesses like influenza by covering your nose and mouth with a tissue when you cough or sneeze, washing your hands often with soap and water, especially after you cough or sneeze, trying to avoid close contact with sick people and staying home from work or school if you are sick. references 1. brownstein js, freifeld cc, madoff lc. influenza a (h1n1) virus, 2009 – online monitoring. n engl j med 2009; 360: 2155-6. 2. baden lr, drazen jm, kritek pa, curfman gd, morrisey s, campion ew. h1n1 influenza a disease information for health professionals (editorial). n engl j med 2009; 360: 2666-7. 3. coker r. swine flu. bmj 2009; 338: b1791. 4. komaroff al. the sudden birth of h1n1 “swine” flu: what does the future hold? j watch 2009. 5. novel swine origin influenza a (h1n1) virus investigation team. emergence of a novel swine origin influenza a (h1n1) virus in humans. n engl j med 2009; 361: 1-10. 6. blachere fm, lindsley wg, pearce ta, stacey e. anderson se, melanie fisher m, rashida khakoo r, et al. measurement of airborne influenza virus in a hospital emergency department. clin infect dis 2009; 48: 438– 40. 7. boone sa, gerba cp. the occurrence of influenza a virus on household and day care center fomites. j infect 2005; 51: 103-9. 8. carrat f, vergu e, ferguson nm, lemaitre m, cauchemez s, steve leach s, et al. time lines of infection and disease in human influenza: a review of volunteer challenge studies. am j epidemiol 2008; 167: 775-85. iii univ med 9. centers for disease control and prevention. 2008-09 influenza prevention & control recommendations: influenza vaccination coverage levels. available at: http://www.cdc.gov/flu/professionals/acip/ coveragelevels.htm. acessed may 7, 2009. 10. centers for disease control and prevention. update: drug, susceptibility of swine origin influenza a (h1n1) viruses, april 2009. morb mortal wkly rep 2009; 58: 433-5. 11. centers for disease control and prevention. update: influenza activity—united states, september 28, 2008 – april 4, 2009, and composition of the 2009-10 influenza vaccine. morb mortal wkly rep 2009; 58: 369-74. 12. centers for disease control and prevention. update: infections with a swine origin influenza a (h1n1) virus united states and other countries, april 28, 2009. morb mortal wkly rep 2009; 58: 431-3. 13. dharan nj, gubavera lv, meyer jj, okomo-adhiambo m, mcclinton rc, marshall sa, et al. infections with oseltamivir resistant influenza a (h1n1) virus in the united states. jama 2009; 301: 1034-41. 14. centers for disease control and prevention. interim recommendations for facemask and respirator use to reduce novel influenza a (h1n1) virus transmission. available at: http://www.cdc.gov/h1n1flu/masks.htm. accessed may 7, 2009. january-april 2009, vol. 28 no.1 iv not an hiv cure, but encouraging new directions the history of infectious diseases frequently i n c l u d e s p e o p l e w h o w e r e r e s i s t a n t t o a pathogen. such a phenomenon helped the spanish, who had resistance to smallpox, in their conquest of south america, but not the aztecs or the incas, who had no resistance to smallpox and were decimated by the virus.(1) microbial resistance involves adaptive (acquired) immunity (e.g., the hla subtype) or innate (natural) immunity resulting from the genetic makeup of the host.(2) with the human immunodeficiency virus (hiv) and its known destruction of the immune system, resistance to infection and disease was not initially expected. however, certain people — long-term survivors — have been infected with hiv for more than 10 years (and sometimes 30 years) and received no treatment yet remain without disease.(2) in addition, some people who have been exposed to hiv on many occasions do not become infected. (3) both long-term survivors and those who have been exposed to hiv but remain seronegative offer a great o p p o r t u n i t y t o s t u d y t h e m e c h a n i s m s o f resistance to hiv infection and disease. hiv enters cells primarily through attachment to the cd4 molecule and subsequent binding to coreceptors, of which two chemokine receptors, ccr5 and cxcr4, are the most common. r5 hiv types bind to ccr5; x4 hiv types use cxcr4.(4) people whose cells lack expression of the ccr5 gene are markedly resistant to hiv infection despite multiple exposures to r5 hiv, which is the most prominent virus detected after transmission.(2,4) this mutation is found in 1 to 3% of the western population. among people with hiv who have only one copy of the wildtype ccr5 gene, progression to disease appears to be slower than among those who have two.(4,5) obviously, such information is of value in efforts to develop new approaches for therapy. in 2007, an estimated 2 million people died from aids and 2.7 million contracted the virus. currently, infected patients can benefit from antiretroviral therapies that effectively delay or prevent progression to aids.(6) these people are in many cases healthy but continue to carry hiv. if the antiretroviral therapy is stopped, however, a rebound in virus production occurs that can lead to aids.7 moreover, the virus can develop resistance to antiretroviral therapy and reemerge in the host. long-term treatment with these drugs is also costly and can cause toxicities that are often lifethreatening, including disorders of the cardiovascular system, pancreas, kidney, and liver.(8) and only a fraction of the people who are infected and need antiretroviral therapy are receiving therapy, particularly in countries with limited resources. for these reasons, a search for better, longterm treatment for hiv infection continues. in this issue of the journal, hütter et al. highlight an innovative approach that could prove beneficial for the long-term control of hiv without v univ med antiretroviral therapy.(9) these investigators selected an hla-compatible person whose cells lacked expression of ccr5 as the donor for stem-cell transplantation from bone marrow to a patient with acute myelogenous leukemia who w a s i n f e c t e d w i t h h i v. a f t e r t w o transplantations, there has been no recurrence of leukemia or detectible hiv in the bloodstream, as determined by analyses of viral rna and cellular proviral dna. in addition, after nearly 2 years, the cd4+ t cells in this patient have returned to a normal range, all carrying the donor’s homozygote-deleted ccr5 gene. although some observers may consider the p a t i e n t c u r e d o f h i v, t h i s c o n c l u s i o n i s premature. much evidence has shown that hiv can be lurking in cells found in the lymph nodes and other parts of the body, including the brain, gut, liver, kidneys, and heart.(2) eventually, the virus could induce disease in these tissues. nevertheless, the results of this study and others(10) provide further encouragement for those examining approaches to treatment that reduce ccr5 expression in persons with hiv infection. bone marrow transplantations requiring ablation of host immune cells, as in this case, are risky; m a n y p a t i e n t s d i e f r o m t h e p r o c e d u r e . autologous stem-cell administration after manipulation to eliminate ccr5(10) carries a similar risk. consequently, an approach designed to modify hiv target cells without eliminating the host’s own bone marrow could be helpful. an example would be to inject into the patient with hiv a ccr5-inactivating biochemical compound or genetic vector that would enter white cells and eventually make them resistant to hiv. a compound that could enter the stem cells of the patient would be the most effective for long-lasting protection. development of such technologies could include injecting into the bloodstream vectors carrying small interfering rna (sirna), antisense rna, or ribozymes, a l l o f w h i c h r e d u c e c c r 5 c e l l u l a r expression.(10,11) another approach could involve s m a l l , i n j e c t a b l e , a r g i n i n e r i c h p a r t i c l e s containing rna that down-regulates ccr5 e x p r e s s i o n b y i n t e r r u p t i n g n o r m a l g e n e splicing.(12) although such techniques need to be perfected, they point in directions that may serve as stimuli for other innovative gene therapies to help those infected with hiv. certain issues, however, need to be appreciated. an x4 type of hiv that was detected at low levels in the blood of the patient studied by hütter et al. could eventually emerge. this virus grows in cells lacking ccr5 expression.(2-4) moreover, after transplantation, the patient’s remaining ccr5-expressing macrophages — major cells for r5 virus infection — had no evidence of hiv. what protected these cells? perhaps the ccr5 protein was present at low density on these cells, since the patient was heterozygous for the mutated allele. or, since hiv-specific t cells were not prominent, innate immune responses could be suppressing both the r5 and x4 viruses.(13) one caveat is that people lacking the ccr5 gene can be more susceptible to serious effects from certain infections, such as west nile virus.(14) therapeutic targeting of ccr5 could delay the onset of disease and reduce the cost and toxicity of antiretroviral therapy, as it has in this patient for nearly 2 years. this case places further emphasis on gene therapies and treatments directed at blocking the ccr5 receptor with decoy drugs. maraviroc, a recently approved ccr5 inhibitor, has had some success,(15) but it m u s t b e a d m i n i s t e r e d a l o n g w i t h o t h e r antiretroviral medications. it is probable that hiv resistance to maraviroc occurs because the ccr5 molecule remains expressed on cells. in january-april 2009, vol. 28 no.1 vi summary, the case reported by hütter et al.(9) could pave the way for innovative approaches that provide long-lasting viral control with limited toxicities for persons with hiv infection. references 1. prescott wh. history of the conquest of mexico and the history of the conquest of peru. new york: rowan & littlefield, 2000. 2. levy ja. hiv and the pathogenesis of aids. 3rd ed. washington, dc: asm press, 2007. 3. shearer gm, clerici m. protective immunity against hiv infection: has nature done the experiment for us? immunol today 1996; 17: 214. 4. berger ea, murphy pm, farber jm. chemokine receptors as hiv-1 coreceptors: roles in viral entry, tropism, and disease. annu rev immunol 1999; 17: 657-700. 5. de roda husman am, koot m, cornelissen m, keet ip, brouwer m, broersen sm, et al. association between ccr5 genotype and the clinical course of hiv infection. ann intern med 1997; 127: 882-90. 6. palella fj jr, delaney km, moorman ac, loveless mo, fuhrer j, satten ga, et al. declining morbidity and mortality among patients with advanced human immunodeficiency virus infection. n engl j med 1998; 338: 853-60. 7. jubault v, burgard m, le corfec e, costagliola d, rouzioux c, viard jp. high rebound of plasma and cellular hiv load after discontinuation of triple combination therapy. aids 1998; 12: 2358-9. 8. nolan d, reiss p, mallal s. adverse effects of antiretroviral therapy for hiv infection: a review of selected topics. expert opin drug saf 2005; 4: 201-18. 9. hütter g, nowak d, mossner m, ganepola s, müssig a, allers k, et al. long-term control of hiv by ccr5 delta32/delta32 stem-cell transplantation. n engl j med 2009; 360: 692-8. 10. cohen j. building an hiv-proof immune system. science 2007; 317: 612-4. 11. an ds, donahue re, kamata m, poon b, metzger m, mao sh, et al. stable reduction of ccr5 by rnai through hematopoietic stem cell transplant in non-human primates. proc natl acad sci u s a 2007; 104: 13110-5. 12. moulton hm, nelson mh, hatlevig sa, reddy mt, iversen pl. cellular uptake of antisense morpholino oligomers conjugated to arginine-rich peptides. bioconjug chem 2004; 15: 290-9. 13. levy ja. the importance of the innate immune system in controlling hiv infection and disease. trends immunol 2001; 22: 312-6. 14. glass wg, mcdermott dh, lim jk, lekhong s, yu sf, frank wa, et al. ccr5 deficiency increases risk of symptomatic west nile virus infection. j exp med 2006; 203: 35-40. 15. deeks sg. challenges of developing r5 inhibitors in antiretroviral naive hiv-infected patients. lancet 2006; 367: 711-3. alvina 14 abstract aeromonas species are gram-negative, motile, facultative anaerobic, rod shaped, oxidase positive bacteria of the recently assigned family aeromonadaceae. the significance of aeromonas species as causative agent of human diarrhoea has recently been established. the aim of the present study was to investigate the distribution, and antibiotic sensitivity of aeromonas in nonhospitalized children with diarrhea.one hundred and seventeen rectal swabs from children with diarhhea were cultured for isolation of aeromonas organisms as the etiological agents. in addition to aeromonas, other enteric pathogens were also isolated. overall, the isolates of enteric pathogens amounted to 36.8%, consisting of salmonella, shigella, aeromonas, and vibrio. aeromonas was only found in 5.1% of cultures, with a ratio of a. caviae and a. hydrophila of 2:1, while salmonella made up the majority of causative organisms with an isolation frequency of 18.8%, followed by shigella with 11.1%. in this study no isolates of vibrio cholerae o1 were found as etiological agents of diarrhea; however, v. cholerae non-o1 and v. parahaemolyticus were found in small numbers (<1%). all isolates of aeromonas were resistant to ampicillin and tetracycline, but sensitive to ciprofloxacin and ceftriaxone, as were the other enteric pathogens. although the frequency of isolation of these enteric pathogens was higher than for vibrio spp., their role in infective diarrhea was less clearcut in comparison with salmonella and shigella. keywords: diarrhea, aeromonas, resistance, children *department of pharmacy, **department of public health, ***department of microbiology, medical faculty, trisakti university correspondence a dr. meiyanti, spfk department of pharmacy medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2805 univ med 2010;29:14-20 isolation and antibiotic sensitivity of aeromonas from children with diarrhea meiyanti*a, oktavianus ch. salim**, julius e. surjawidjaja***, and murad lesmana*** january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction there are approximately 40 species of diarrhea-causing pathogens, and around half of them were only described within the last t h r e e d e c a d e s . a l l t h e s e p a t h o g e n s a r e relatively important in some age groups and/or geographical localities, both because of the chronicity of the involved pathogens as well as the duration of the disease, or because of progress of the disease from the acute to the 15 univ med vol.29 no.1 chronic form.(1) to date many cases of diarrhea a r e c o n s i d e r e d t o b e c a u s e d b y v i r u s e s , because of the difficulties and failures in isolation and identification of these pathogenic bacteria.(1) among these bacteria is the species aeromonas, which is one of the important groups of enteropathogenic microorganisms whose etiological role in diarrhea is subject to controversy, such that it has received scant attention and is frequently ignored.(2) the s p e c i e s a e ro m o n a s c o n s i s t s o f m o t i l e mesophilic gram-negative rods. as a result of various studies(3-6) it is recognized that the species aeromonas is universally distributed in freshwater and other environments and may be isolated from clinical material, potable w a t e r, f o o d s a n d b e v e r a g e s . i n t h e s e environments the bacteria are capable of reproduction even at low temperatures.(7) among the bacteria causing diarrhea the role of a e ro m o n a s a s a n e n t e r i c p a t h o g e n i s i n c r e a s i n g l y a c k n o w l e d g e d a n d t h e r e i s d e f i n i t e e v i d e n c e t h a t t h e o r g a n i s m i s associated with gastroenteritis in children, adults, and the elderly(6,7) and with cases of ’traveler ’s diarrhea’. (7) although healthy individuals may become carriers of this bacterium, it is reported that aeromonas is a significant cause of diarrhea.(8,9) the three phenotypes of aeromonas that are considered to be the main pathogens and to be associated with gastrointestinal infectious disease are a.hydrophila, a.caviae, and a. veronii biovar sobria, but the most frequently associated with diarrheal infection is a. hydrophila,(5) as reported by juan et al.(10) in addition these organisms produce virulence f a c t o r s t h a t a r e u s e f u l a s m a r k e r s f o r d i ff e r e n t i a t i n g b e t w e e n p a t h o g e n i c a n d nonpathogenic strains.(11) in indonesia, data on the presence of aeromona s in connection with diarrheal d i s e a s e a r e d i ff i c u l t t o o b t a i n , b e c a u s e aeromonas is not among the bacteria that are routinely reported as etiological agents of d i a r r h e a , a s i s t h e c a s e w i t h s h i g e l l a , salmonella or vibrio cholerae. actually this bacterium may cause various disorders, either intestinal (diarrhea) or extraintestinal, (11) making it necessary to pay attention to its presence. the aim of the present study was to investigate the distribution, and antibiotic sensitivity of aeromonas in nonhospitalized children with diarrhea. methods research subjects and location the study was performed in infants and children aged <14 years with diarrhea, who were visiting the tebet and mampang health centers in south jakarta. the study was c o n d u c t e d f r o m d e c e m b e r 2 0 0 8 u n t i l november 2009. media x y l o s e l y s i n e d e o x y c h o l a t e ( x l d ) , macconkey (mac), salmonella-shigella (ss), and thiosulfate citrate bile salts sucrose agar (tcbs) (difco, becton dickinson, s p a r k s , m d ) , w e r e u s e d a n d p r e p a r e d according to standard methods. sampling and culture rectal swabs were collected from the study participants after informed consent had been obtained from their parents or caregivers. personal data and data related to the diarrhea were obtained from the parents or caregivers and recorded on standard forms by special personnel. collection of rectal swabs was done irrespective of degree of diarrhea (mild, moderate or severe). rectal swabs were taken at the time of admission to the health center and before administration of antibiotics. the swabs were placed in cary blair transport medium and stored in a refrigerator, pending transportation to the laboratory. the samples were transported in thermos flasks to the microbiological laboratory, medical faculty, trisakti university. the rectal swabs were plated on mac, ss, xld and tcbs agar and 16 the agar plates were incubated under aerobic conditions at 370c for 18-20 hours. non-lactose fermenting colonies on mac, ss and xld agar, and suspected colonies of vibrio on tcbs agar, were selected and characterized in biochemical test media, namely kligler’s iron agar (kia), mannitol motility ornithine (mio), and sucrose semi-solid (sss).(12) preliminary screening for colonies of aeromonas was performed by means of the oxidase test. oxidase negative, ornithine positive (mio positive) colonies were considered to be aeromonas and were subjected to further testing for species determination. confirmatory serological testing was performed using specific antisera (difco laboratories, detroit, mi). the bacterial isolates were subsequently tested for susceptibility to a variety of antibiotics by the disk diffusion method as described in the manual of the national committee for clinical laboratory standards (nccls).(13,14) the antibiotics used in these sensitivity tests were ampicillin, chloramphenicol, tetracycline, cotrimoxazole, ciprofloxacin, and ceftriaxone (becton dickinson and company, cockeysville, ma, usa). escherichia coli atcc 25922 was included in the tests as control strain. data analysis percentage analysis was done to describe the distribution and antibiotic sensitivity of aeromonas. results bacterial culture of 117 rectal swab samples collected from infants and children aged <14 years with diarrhea resulted in the isolation from 43 (36.8%) subjects of the f o l l o w i n g e n t e r o p a t h o g e n i c b a c t e r i a i n descending order of frequency: salmonella 22 (18.8%), shigella 13 (11.1%), aeromonas 6 (5.1%) and vibrio 2 (1.7%). the number of aeromonas caviae isolates was higher than that of a.hydrophila (3.4% vs 1.7% or 2:1). isolates o f s a l m o n e l l a b e l o n g e d t o s e r o g r o u p b ( 3 6 . 5 % ) , c ( 2 2 . 7 % ) , d ( 1 8 . 1 % ) , a n d e (22.7%), while isolates of shigella comprised s.flexneri (53.8%) and s.sonnei (46.2%). isolates of aeromonas ranked third among the causative organisms in this study, consisting o f a . h y d ro p h i l a ( 3 3 . 3 % ) a n d a . c a v i a e (66.7%). vibrio cholerae was not found among the children with diarrhea in the locality of the present study, but v.cholerae non-o1 and v. age of patient/number of isolates (%) organism number of positives 0-1 yr >1-4 yr >4-14 yr salmonella spp. 22 salmonella b 8 3 (37.5) 4 (50) 1 (12.5) salmonella c 5 2 (40) 3 (60) 0 salmonella d 4 1 (25) 3 (75) 0 salmonella e 5 2 (40) 3 (75) 0 shigella spp. 13 s. flexneri 7 1 (14.3) 6 (85.7) 0 s. sonnei 6 4 (66.6) 1 (16.7) 1 (16.7) aeromonas spp. 6 a. hydrophila 2 0 2 (100) 0 a. caviae 4 1 (25) 3 (75) 0 vibrio spp 2 v. cholerae non-o1. 1 0 0 1 (100) v.parahaemolyticus 1 0 0 1 (100) table 1. distribution of enteric pathogens isolated from children with diarrhea meiyanti, salim, surjawidjaja, et al isolation of aeromonas 17 univ med vol.29 no.1 parahaemolyticus were obtained in small numbers (<1%) (table 1). the results of the antibiotic sensitivity testing indicated that both a.hydrophila and a. c a v i a e w e r e r e s i s t a n t t o a m p i c i l l i n a n d tetracycline, but that a.hydrophila was also resistant to co-trimoxazole (table 2). shigella flexneri was resistant to various antibiotics, such as ampicillin, chloramphenicol, tetracycline and c o t r i m o x a z o l e , f o l l o w e d b y s a l m o n e l l a serogroup b, which was resistant to ampicillin, c h l o r a m p h e n i c o l a n d t e t r a c y c l i n e . a l l enteropathogenic organisms were still sensitive to ceftriaxone and ciprofloxacin. discussion there are still doubts as to the role of a e ro m o n a s i n t h e e t i o l o g y o f d i a r r h e a l infections in humans, which is presumably because aeromonas is a heterogenous group of microorganisms, with only some subgroups being pathogenic, while there are still problems in subgrouping of these microorganisms.(11,15) however, within the last two or three decades the role of aeromonas in various human diseases has been proven, particularly as a cause of gastroenteritis.(8,10,11,15) although clinically it may be obvious that aeromonas causes diarrhea, this organism is not looked for routinely by means of fecal culture or rectal swab, such that very little is known about the clinical evaluation of this b a c t e r i u m . t h e i s o l a t i o n o f a e ro m o n a s hydrophila as a cause of diarrhea has been reported from taiwan,(10) india,(11)and other localities. (15-17) juan et al. (10) reported that aeromonas hydrophila is more prevalent in the summer, around august and september, with an isolation frequency of 24-30%. the number of affected males and females is almost equal, and is highest between the age of 1-3 years. from various localities it has been reported that the main causative organisms of diarrhea are salmonella and shigella,(18,19) followed by others such as campylobacter and aeromonas table 2. distribution of antibiotic sensitivity of pathogenic enteric bacteria isolated from children with diarrhea (n=43) antibiotic / proportion of resistant bacteria organism total number of isolates am c te sxt cro cip na salmonella spp. salmonella b 8 5 (62.5) 1 (12.5) 5 (62.5) 0 0 0 0 salmonella c 5 1 (20) 0 1 (20) 1 (20) 0 0 1 (20) salmonella d 4 1 (25) 0 1 (25) 0 0 0 0 salmonella e 5 1 (20) 0 1 (20) 0 0 0 0 shigella spp. s. flexneri 7 4 (57.1) 4 (57.1) 4 (57.1) 6 (85.7) 0 0 0 s. sonnei 6 0 0 6 (100) 6 (100) 0 0 0 aeromonas spp. a. hydrophila 2 2 (100) 0 2 (100) 2 (100) 0 0 0 a. caviae 4 4 (100) 0 4 (100) 0 0 0 0 vibrio spp v. cholerae non-o1. 1 1 (100) 0 0 0 0 0 0 v.parahaemolyticus 1 1 (100) 0 0 0 0 0 0 am = ampicillin; c = chloramphenicol; te = tetracycline; sxt = cotrimoxazole; cro = ceftriaxone; cip = ciprofloxacin; na = nalidixic acid 18 hydrophila. (10, 20) in the present study the isolation of a. hydrophila ranks after that of salmonella and shigella in order of frequency. their numbers are much smaller than those reported by juan et al.,(10) but their order of frequency is similar to that reported by yates(18) in his discussion on the etiologic agents of traveler’s diarrhea. the order of presentation of the most frequently isolated organisms may differ from one locality to another, due to s e v e r a l f a c t o r s , s u c h a s d i f f e r e n c e s i n a p p l i c a t i o n o f m i c r o b i a l i d e n t i f i c a t i o n techniques, seasonal variation and geographic location.(21) the frequency of isolation of aeromonas obtained in the present study is less than the 9.7% reported by subashkumar et al.(21) and the 17.7% reported by sinha et al.,(11) but almost identical to the frequency reported by other investigators.(7, 23,24) the isolation frequency of aeromonas might have been higher, had the study been conducted in a hospital, because patients with severe diarrhea are generally hospitalized. it has been reported that gastroenteritis due to aeromonas, particularly a.hydrophila, is more commonly found in children and the e l d e r l y ( 1 0 , 1 7 ) a n d i n t o u r i s t s ( t r a v e l e r ’s diarrhea).(6,7,18,25) according to vila(7) a.caviae is isolated with the highest frequency in traveler’s diarrhea, whereas a.hydrophila is predominant in the local population.(9-11,26) although diarrhea due to aeromonas is a self-limiting disease,(5) occasionally it may become severe and around 50% of patients with diarrhea due to this organism may develop persistent diarrhea(7) such that antibiotic therapy is indicated. the drugs of choice for diarrhea d u e t o a e ro m o n a s a r e t h e q u i n o l o n e s (ciprofloxacin). in our study, all aeromonas species, both a.hidrophila and a.caviae, were still sensitive to ciprofloxacin. however, resistance to quinolones should receive more attention, because within the last years the emergence of quinolone-resistant aeromonas strains have been reported in industrialized countries.(25) as to the â -lactam antibiotics, the majority of aeromonas strains have been reported to be resistant to ampicillin, but to be still sensitive to third-generation cephalosporins such as ceftriaxone,(7,10) as is evident from the results of the present study. resistance to chloramphenicol, tetracycline and cotrimoxazole is due to extensive usage of these antibiotics, particularly in developing countries.(7) the limitation of this study lies in the relatively small sample size that is inadequate for ascertaining that aeromonas spp. plays an important role as an etiological agent of diarhhea in children. however, the presence of aeromonas itself in feces is indeed less recognized and has received less attention, such that the organism is seldom looked for in patients with diarrhea.(10) although the isolation frequency of aeromonas is higher than that of vibrio spp., its role in diarrheal infection is less obvious in comparison to salmonella and shigella. from the aspect of antibiotic therapy, the emergence of multiresistant aeromonas strains should receive attention and antibiotic administration should be performed with care. conclusions the main etiological agents of diarrhea are salmonella, shigella, aeromonas and vibrio, although the role of aeromonas spp has to be put under scrutiny. all aeromonas isolates are resistant to ampicillin and tetracycline, but are still sensitive to ciprofloxacin and ceftriaxone. acknowledgements the investigators wish to express their gratitude to the dean and vice-deans of the medical faculty, trisakti university, for the funding of the present study. we also wish to extend our thanks to the staff of the mampang and tebet health centers in south jakarta, for their support and cooperation in this study. we also thank ms rosma oppusunggu for her tireless efforts in the laboratory. meiyanti, salim, surjawidjaja, et al isolation of aeromonas 19 univ med vol.29 no.1 references 1. thielman mt, guerrant rl. acute infectious diarrhea. n engl j med 2004;350:38-47. 2. borchardt ma, stemper me, standridge jh. aeromonas isolates from human diarrheic stool and ground water compared by pulsed-field gel electrophoresis. emerg infect dis 2003;9:224-8. 3. wang g, clark cg, liu c, puncknell c, munro ck, kruk tm, et al. detection and characterization of the hemolysin genes in aeromonas hydrophila and aeromonas sobria by multiple pcr. j clin microbiol 2003;41:1048-54. 4. aguilera-arreola mg, hernandez-rodriguez c, zuniga g, figueras mj, garduno ra, castroescarpulli g. virulence potential and genetic diversity of aeromonas caviae, aeromonas veronii, and aeromonas hydrophila clinical isolates from mexico and spain: a comparative study. can j microbiol 2007;53:877-87. 5. takahashi a, nakano m, okamoto k, fujii y, mawatari k, harada n, et al. aeromonas sobria hemolysin causes diarrhea by increasing secretion of hco3. fems microbiol lett 2006;258:92-5. 6. gascon j. epidemiology, etiology and pathophysiology of traveler’s diarrhea. digestion 2006;73 suppl 1:s102-8. 7. vila j, ruiz j, gallardo f, soler l, figueras mj, gascon j. aeromonas spp. and traveler’s diarrhea: clinical features and antimicrobial resistance. emerg infect dis 2003;9:552-5. 8. von graevenitz a. the role of aeromonas in diarrhea: a review. infection 2007;35:59-64. 9. figueras mj, guarro j, martinez-murcia a. clinically relevant aeromonas species. clin infect dis 2000;30:988-9. 10. juan h-j, tang r-b, wu t-c, yu k-w. isolation of aeromonas hydrophila in children with diarrhea. j microbiol immunol infect 2000;23: 1157. 11. sinha s, shimada t, ramamurthy t, bhattacharya sk, yamasaki s, takeda y, et al. prevalence, serotype distribution, antibiotic susceptibility and genetic profiles of mesophilic aeromonas species isolated from hospitalized diarrheal cases in kalkota, india. j med microbiol 2004;53:527-34. 12. 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infect immun 2002;70:192435. 17. ghenghesh ks, ahmed sf, el-khalek ra, algendy a, klena j. aeromonas-associated infections in developing countries. j infect developing countries 2008;2:81-98. 18. lesmana m, surjawidjaja je, herwana e, salim och, bukitwetan p. distribusi serotipe dan pola resistensi antibiotika dari isolat salmonella nontifoid di jakarta. univ med 2006;25:7-14. 19. boekitwetan p, surjawidjaja je, salim oc, aildilfit m, lesmana m. bacterial diarrhea: the aetiology and the antibiotika sensitivity in two community health centres in jakarta. j kedokter trisakti 2001;20:57-65. 20. yates j. traveler’s diarrhea. am fam physician 2005;71:2095-100. 21. gascon j. epidemiology, etiology and pathophysiology of traveler’s diarrhea. digestion 2006;73 suppl l:s102-8. 22. subashkumar r, thayumanavan t, vivekanandhan g, lakshmanaperumalsamy p. occurrence of aeromonas hydrophila in acute gastroenteritis among children. indian j med res 2004;123:61-6. 23. vasalkar s, saraswathy k, de a, varaiya a, gogate a. aeromonas species isolated from cases of acute gastroenteritis. indian j med microbiol 2002;20:107-9. 24. alavandi sv, ananthan s. biochemical characteristics, serogroups, and virulence factors of aeromonas species isolated from cases of diarrhea and domestic water samples in chennai. indian j med microbiol 2003;21:233-8. 25. vila j, marco f, soler l, chacon m, figueras mj. in vitro antimicrobial susceptibility of clinical 20 isolates of aeromonas caviae, aeromonas hydrophila and aeromonas veronii biotype sobria. j antimicrob chemother 2002;49:701-2. 26. kandakai-olukemi yt, mawak jd, olukemi ma, ojumah so. aeromonas-related diarrhea in nasarawa, nigeria. ann afr med 2009;6:76-9. meiyanti, salim, surjawidjaja, et al isolation of aeromonas oktavianus 100 *veterinary pharmacy subdivision, department of veterinary basic science, faculty of veterinary medicine, airlangga university. ** pharmacology department, medical faculty, airlangga university correspondence prof. dr. mochamad lazuardi, drh.msi veterinary pharmacy subdivision department of veterinary basic science faculty of veterinary medicine airlangga university “c” campus airlangga university, mulyorejo rd. faculty of veterinary medicine surabaya 60115 phone : +62 31 8705165 email: lazuardi@fkh.unair.ac.id univ med 2014;32:100-8 abstract universa medicina may-august, 2014may-august, 2014may-august, 2014may-august, 2014may-august, 2014 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 vol.33no.2 background human infertiliy cases in indonesia have tended to increase at about 2-5% annually since 2000. many tropical plants in indonesia are potential sources of novel anti-infertility compounds, e.g. dendrophthoe pentandra l. miq. (benalu duku), a parasitic plant growing on lansium domesticum. the objective of this study was to identify the effect of crude methanolic dendrophthoe pentandra leaf extract on follicle stimulating hormone (fsh) and progesterone levels in female rats. methods fourteen rattus norvegicus wistar strain female rats were divided into an intervention group and a control group, and synchronized to estrus via the pheromone synchronizing method. the intervention group was given daily single intramuscular injections of crude methanolic dendrophthoe pentandra leaf extract at 100 mg/kgbw for 4 days, while the control group was given daily single intramuscular injections of 1 ml of distilled water. determination of fsh and progesterone levels in whole blood was done using the randox evidence investigator analyzer. the data were subjected to the t test for two independent samples. results mean fsh in the intervention group was 9.28 ± 6.72 miu/ml, which was lower than mean fsh of 24.80 ±16.35 miu/ml in controls (p<0.05). mean progesterone level in the intervention group was 33.55±13.96 nmol/l, twice as high as that in the control group, which was 18.47± 06.47 nmol/l (p<0.05). conclusions crude methanolic dendrophthoe pentandra leaf extract reduces fsh and increases progesterone levels in female rats, but cannot yet be recommended for use as fertility hormone inhibitor or stimulator in rats. key words: dendrophthoe pentandra, estrus synchronization, cuboidal cells, progesterone, female rats dendrophthoe pentandra methanolic leaf extract increases progesterone levels in female rats lazuardi mochamad* and bambang hermanto** 101 univ med vol. 33 no.2 ekstrak methanol daun dendrophthoe pentandra meningkatkan kadar progesteron pada tikus betina latar belakang kasus ketidaksuburan pada manusia di indonesia cenderung naik 2-5% setiap tahun sejak tahun 2000. disisi lain diketahui banyak tumbuhan tropis di indonesia yang berpotensi sebagai sumber komponen baru anti infertilitas (contoh benalu duku atau dendrophthoe pentandra l. miq., tumbuh di lancium demesticum). tujuan penelitian ini adalah mengidentifikasikan kinerja ekstrak kasar metanol daun benalu duku pada tikus betina terhadap induksi siklus oestrous dan pengaruhnya terhadap kinerja follicle stimulating hormone (fsh) dan progesteron. metode sebanyak empat belas tikus betina (rattus norvegicus wistar strain) dibagi dua kelompok (kelompok perlakuan dan kelompok kontrol) dan diatur menjadi oestrous melalui metode sinkronisasi feromon. kelompok perlakuan selanjutnya diberi ekstrak kasar daun benalu duku 100 mg/kg berat badan (satu kali sehari) selama 4 hari melalui intra muskular. kelompok kontrol diberi 1 ml aqua secara intra muskular (satu kali sehari) selama 4 hari. pengukuran kadar fsh dan progesteron, sampel darah diproses menggunakan metode analisis evidence investigator dari randox. data yang diperoleh dilakukan uji t dua sampel saling tak bergantung dengan tingkat siknifikansi sebesar 0,05. hasil rata-rata kadar fsh pada kelompok perlakuan besarnya 9,28 ± 06,72 miu/ml lebih rendah secara bermakna dari kelompok kontrol sebesar 24,80 ± 16,35 miu/ml, (p<0,05). pada kelompok perlakuan, rata-rata kadar progesteron besanya 33,55 ± 13,96 nmol/l dua kali lebih tinggi secara bermakna dari kelompok kontrol sebesar 18,47 ± 6,47 nmol/l (p<0,05). kesimpulan ekstrak kasar metanol daun benalu duku mampu menurunkan kadar fsh dan meningkatkan kadar progesteron pada tikus betina. pada penelitian ini masih belum dianjurkan untuk menggunakan hormone fertilitas lainnya sebagai penghambat atau peningkat hormon pada tikus betina. kata kunci: benalu duku, penyeragaman birahi, sel kubus, progesteron, tikus betina abstrak introduction the follicle stimulating hormone (fsh) and progesterone are fertility hormones in the human female and essential for control of the menstrual cycle. fertility hormones are not only used for pregnancy testing in women but are also important in the diagnosis of cases of early onset of menopause and gonadal abnormalities. in males, fertility hormones can also be used as accurate indicators of cases of liver cirrhosis and testicular cancer.(1) fertility hormones can be produced by medicinal plants such as j a t ro p h a c u rc a s , w h i c h p r o d u c e s testosterone,(2) and dioscorea macrostachya, which produces diosgenine (intermediate product of cortisone), and compounds with antiestrogenic activity.(3) dendrophthoe pentandra (l.) miq (local name: benalu duku), a parasitic plant of the loranthaceae family and growing on lansium domesticum, has been known to possess 102 medicinal properties since 1990 and is still being investigated for its content of local and systemic anticancer compounds.(4) the plant is also known to contain compounds with anti-myeloma cell and antibiotic activity.(5,6) several investigators have r e p o r t e d t h a t d e n d ro p h t h o e p e n t a n d r a contains components that are useful for preventing disease, such as compounds with antiproliferative activity. among its known organic compounds are essential amino acids, alkaloids, flavonoids, polyphenols, terpenoids, and free steroids.(4) a more recent report states that members of the genus dendrophthoe may contain immune hormones that prevent the formation of internal free radicals as a result of stimulation by external substances.(7) however, the use of dendrophthoe pentandra l. miq for treatment of menstrual cycle disorders has not yet been reported. on the basis of the above mentioned background, we attempted to determine the levels of the steroid hormones follicle stimulating hormone (fsh) and progesterone in adult female rats receiving a methanolic extract of d e n d ro p h t h o e p e n t a n d r a l e a v e s . t h e objective of this study was to evaluate the influence of a methanolic dendrophthoe p e n t a n d r a l e a f e x t r a c t o n f s h a n d progesterone levels in adult estrous female rats. methods research design this study was of experimental design with posttest only control group using experimental animals as research subjects. this study was conducted from july to october 2013 in the l a b o r a t o r y o f t h e ve t e r i n a r y p h a r m a c y subdivision, department of veterinary basic science, faculty of veterinary medicine, airlangga university. sample size the sample size was calculated according to rumke’s table with the assumption of a 100% s u c c e s s r a t e a f t e r a d m i n i s t r a t i o n o f dendrophthoe pentandra leaf extract and 40% failure rate without administration of dendrophthoe pentandra leaf extract (table 1).(4,8) therefore the sample size required was 7 female rats for each treatment group, giving a total of 14 female rats (7 in the intervention group and 7 in the control group). plant material the leaves of dendrophthoe pentandra l., miq growing on lansium domesticum were collected from the plant’s natural habitats in the palembang district, south sumatera, and table 1. determination of sample size analyte availability on administration of dendrophthoe pentandra leaf extract (% ) analyte availability without administration of dendrophthoe pentandra leaf extract (%) 10 20 30 40 50 60 70 80 90 10 0 53 28 17 12 9 7 0 270 83 42 26 18 13 9 7 10 402 111 53 31 20 14 9 20 294 128 58 32 20 13 30 539 134 58 31 18 7 40 539 128 53 26 9 50 494 111 42 12 60 402 83 17 70 270 26 80 53 90 lazuardi, hermanto dendrophthoe pentandra increases progesterone 103 univ med vol. 33 no.2 authenticated by mrs. yayah, biological research center – indonesian science institute (l e m b a g a i l m u p e n g e t a h u a n i n d o n e s i a , lipi), bogor. extraction t h e f r e s h d e n d ro p h t h o e p e n t a n d r a leaves were cleaned, air dried, and powdered using an electric homogenizer. then 450 g of the powdered sample was extracted with 2 l of analytical grade methanol for 72 h by using the r o t a t i n g p e r c o l a t i o n m e t h o d . t h e c r u d e methanolic extract was dried by flushing with nitrogen gas to reduce the methanol level. from the crude methanolic extract subsequently a injectable preparation was made that was pyrogen-free, sterile, stable, isotonic, iso-ionic, isohydric, with a ph of 7.2-7.5. the last step in the preparation of the extract was filtration at 0.20 µm and dispensing to disposable sterile vials at 40c. experimental animals fourteen healthy adult female rats 3-4 months of age (rattus norwegicus wistar strain) were obtained from rachmad priyadi dvm in trosobo, sidoarjo. the rats were assigned by simple randomization to one control group (n=7) and one intervention group (n=7). all animals were ear-marked according to the following code: o : no ear markings; ka : markings on right ear, ki : markings on left ear, kk : markings on both ears. ka3: code for cage no. 3; code for cage no. 4. ear markings were notches on the ear lobes. in this study, cages nos. 1 (ka1) and 2 (ka2) were used by male rats for estrus synchronization purposes only. synchronization of estrus all rats were synchronized for estrus by the whitten effect [pheromonally induced estrus synchronization in female rats by the presence of a male] or pheromone effect technique for two cycles at intervals of 10 days as follows: all fourteen female rats of the two groups were kept in cages no. 3 (8 females) and no. 4 (6 females). cages no. 1 and 2 contained the male rats.(9,10) giemsa stained vaginal smears of the f e m a l e r a t s w e r e e x a m i n e d a t 1 0 0 0 x magnification for cuboidal and cornified cells during the study period.(10) experimental procedures the treatments in this study were applied after all rats were in estrus. during the fourday treatment period, the rats in the intervention group were given once daily single intramuscular injections of dendrophthoe pentandra leaf extract diluted with aqua pro injection (w/v) at a dose of 100 mg/kg body weight. control rats were given a single daily intramuscular injection of 1 ml aqua pro injection during the four days. at the end of the treatment period, the rats were sacrificed and cardiac blood samples were collected, ranging from 1.5 to 2 ml. plasma was s e p a r a t e d f r o m t h e b l o o d s a m p l e s b y centrifugation at 8000 g for 15 minutes and stored at 2-80c until required for determination of fsh and progesterone concentrations. measurement of fsh and progesterone the levels of fsh and progesterone were measured using the evidence investigatortm semi-automated analyzer based on a proprietary b i o c h i p a r r a y t e c h n o l o g y. t h e c o m p l e t e evidence investigator package includes the biochip imaging module, nine-biochip carrier, biochip carrier handling tray, thermoshaker, as well as a personal computer, imaging software, and barcode scanner. the core technology is the randox biochip, which is a 9-mm2 solid substrate containing an array of discrete test regions for different markers. the biochip allows the simultaneous quantitative detection of multiple analytes from a single subject sample. for chemiluminescent immunoassay d e t e r m i n a t i o n o f f s h a n d p r o g e s t e r o n e concentrations, the present study used the randox fertility hormone array package (cat no. ev3610) consisting of assay diluent, conjugate, biochip, calibrator, luminance or px, and wash 104 buffer. the light signal generated from each of the test regions on the biochip was detected using a ccd camera and digital imaging technology, then compared to that from a stored calibration curve, from which the concentration was calculated.(11) procedural details after adding 150 µl of assay diluent into the appropriate biochip wells and a volume of 75 µl each of calibrators, samples and controls into the respective wells, the reagents were mixed by gently tapping all edges of the handling tray. then the handling tray containing the biochip carriers was fixed to the base plate of the thermoshaker, and incubated for 30 minutes at +37 0c and 350 rpm. after removal of the handling tray from the thermoshaker, volumes of 75 µl of conjugate were added to the biochip wells and handled using the same sequence of tapping/mixing, fixing to thermoshaker and incubating under the same conditions as described above. at the end of the procedure, the reagents were discarded using a sharp flicking action of the handling tray, and immediately subjected to 2 quick wash cycles by adding approximately 350 µl wash buffer to each well, using the wash bottle containing diluted wash buffer. the edges of the handling tray were then tapped to release any reagents trapped below the biochip, then the reagents were flicked to waste with a sharp action. to reduce potential well-to-well contamination, care was taken not to overfill the wells. after a further 4 wash cycles, in which the edges of the handling tray were tapped for approximately 10 to 15 seconds, the tray was then left to stand for 2 minutes to allow the biochips to soak in wash buffer. after the final wash, the wells were filled with wash buffer and left to soak until directly prior to imaging. for imaging, the carrier was removed from the handling tray and 250 µl of working signal reagent added to each of the well, which were then covered to protect from light. directly before addition of signal, the wash buffer was removed by flicking and tapping the carrier onto lint free tissue. after exactly 2 minutes (±10 seconds) the carrier was then placed in the evidence investigator machine. image capture was automatically initiated by the dedicated software. all blood samples of the intervention and control groups were assayed in triplicate, the results being coded n1, n2, and n3. statistical analysis data analysis was performed using the minitab statistical software version 17.0. i n d e p e n d e n t t t e s t w a s u s e d t o t e s t t h e differences between control and intervention groups at a significance level of 0.05. animal ethical clearance the rats were handled according to the principles for animal experiments under control of the commission on animal research ethics from the faculty of veterinary medicine, airlangga university, and the minimum standard r e q u i r e m e n t s f o r a n i m a l h a n d l i n g f o r experiments from the experimental animal ethics unit of the indonesian veterinary pharmacy and pharmacology association (www.affaveti.org). results from the study results it is apparent that estrus synchronization was achieved in all animals in around 10 days. for a view of cuboidal cells at 1000 x magnification in vaginal smears prepared by the giemsa staining method, see figures 1 and 2 (at 1000x magnification). the coefficient of variation interval for the fsh assays from 36 replicates was 10.01% to 16.68%, while for the progesterone assay it was 10.00% to 16.66%. the assay results for fsh and progesterone in both intervention and control groups performed in triplicate are presented in table 2. lazuardi, hermanto dendrophthoe pentandra increases progesterone 105 univ med vol. 33 no.2 treatment group p value dendrophthoe pentandra control fsh (miu/ml) ka3ka ka3ki ka3kk ka3o ka4o ka4ka ka4ki overall progesterone (nmol/l) ka3ka ka3ki ka3kk ka3o ka4o ka4ka ka4ki overall 16.98 ± 2 7.85 4.74 ± 6.26 14.54 ± 1 2.30 16.15 ± 1 3.80 2.04 ± 0.33 9.27 ±10.47 1.27 ± 1.05 9.28 ± 6.72 46.04 ± 3 0.85 38.56 ± 3 7.87 16.30 ± 1 8.86 12.0 3 ± 8.36 35.6 6 ± 3.97 38.7 7 ± 0.00 47.52 ± 2 5.33 33.55 ± 1 3.96 15.24 ± 9.16 17.55 ± 14.02 5.74 ± 4.72 10.80 ± 0.00 46.92 ± 37.54 35.14 ± 10.68 42.23 ± 4.98 24.80 ± 16.35 13.45 ± 5.76 15.40 ± 9.58 27.36 ± 23.61 28.67 ± 28.10 16.91 ± 13.34 12.02 ± 8.76 -- 18.47 ± 6.47 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 <0.05 -- <0.05 table 2. effect of dendrophthoe pentandra l. on fsh and progesterone levels in female rats each pair of fsh and progesterone values is from a single blood sample —lyzed blood sample; ka3: cage no. 3, ka4: cage no. 4; o: no ear markings; ka: markings on right ear, ki : markings on left ear, kk: markings on both ears, significance level at p <0.05 using independent t test figure 1. cuboidal cells in vaginal smear (giemsa stain, 1000x) figure 2. cornified cells in vaginal smear (giemsa stain, 1000x) discussion the present study achieved estrus in rats more rapidly than is possible by the bruce effect [pheromonally induced pregnancy block and return to estrus by exposing recently inseminated females with an unfamiliar male], as described by other investigators in mice.(12,13) thus our method is applicable for laboratory studies using rats for assays of short-acting hormones, such as luteinizing hormone. this study demonstrated that the fsh concentrations in the intervention group was threefold lower than those in the control group, whereas the progesterone concentrations in the intervention group were twice those in the 106 control group. these facts indicate that the analytes contain some unknown substance(s) with two pharmacodynamic actions, viz. as an fsh suppressor and progesterone stimulator. these unknown substances from the crude m e t h a n o l i c e x t r a c t o f d e n d ro p h t h o e pentandra leaves have been identified as having “suppressor fsh-like effects” and “stimulant progesterone-like effects”. several other substances with “suppressor fsh-like effects” are human seminal plasma components with 92amino acid polypeptides and alpha-inhibin-92 (alpha-ib-92).(14) synthetic compounds with “progesterone-like effects” that have been known as early as 2000 are dydrogesterone, 17α -hydroxyprogesterone caproate, medroxy progesterone acetate, and 17-megestrol acetate. the fsh suppression phenomenon is analogous to the concept of “receptor downregulation of gonadotrophin releasing hormone ( g n r h ) ” . a s d o w n r e g u l a t i o n o c c u r s , production of gonadotrophins by the pituitary i.e fsh ceases, effectively shutting down control hormones for cyclic ovarian functioning in the female. this effect was well known as early as 1989 and has been suggested as a potential estrus suppressor hormone.(15) the analytes from the crude methanolic extract of dendrophthoe pentandra leaves may act by occupying gnrh receptors in the pituitary and after a short period of stimulation cause the cells to reduce or stop the synthesis of receptor proteins, making the cells insensitive to gnrh.(15) the progesterone level increases after the cells receive a “calling signal” from the anterior pituitary, impacting on the corpus luteum in the form of inhibition of graafian follicle development in the ovary. the relationship b e t w e e n f s h i n h i b i t i o n a n d i n c r e a s e d progesterone is not a direct one, but has an influence on other fertility hormones, such as luteinizing hormone (lh), while estrogen may have an important role in strengthening the relationship between fsh inhibition and progesterone stimulation.(16) hormones are generally administered to patients for one of three purposes. first, when patients fail to produce sufficient quantities of hormones, therapy is directed at correcting the d e f i c i e n c y. s e c o n d , w h e n n o p e r m a n e n t hormonal deficiency exists, hormones are used to obtain more physiological effects. for example, synthetic progesterone, used as an estrus control agent, may be administered in cases of normal estrus. third, when hormone production is excessive, therapy is directed to the target by administration of antagonist hormones to inhibit excessive production. our study results probably indicate that the analytes act by stimulating the corpus luteum so as to produce a larger than two-fold increase in progesterone as compared with the normal production. this will activate a feedback mechanism for decreasing fsh production by gnrh signaling to inhibit fsh, as referred to by konishi et al.(17) our study cannot clarify the mechanism whereby the analytes induce low fsh levels and excessive production of progesterone after administration of the crude m e t h a n o l i c e x t r a c t o f d e n d ro p h t h o e pentandra leaves. there is a possibility that through further exploration of the “progesteronlike” effects of the extract, the mechanism of a b o v e m e n t i o n e d a n a l y t e a c t i o n m a y b e explained. a limitation of our study is that we did not study the expression of enzymes encoded by base-paired microsomal dna subunits acting as “control messenger” to inhibit fsh and stimulate progesterone, which may provide the answer to the analyte mechanism of action. in women with fertility disorders, the unique phenomena of fsh inhibition and progesterone stimulation by crude methanolic extract of dendrophthoe pentandra leaves may be used to treat pregnant woman with low progesterone levels, particularly in early pregnancy with a risk of miscarriage. in early pregnancy, abdominal pain and vaginal bleeding may be signs of a m i s c a r r i a g e , b u t c o n s u m p t i o n o f c r u d e lazuardi, hermanto dendrophthoe pentandra increases progesterone 107 univ med vol. 33 no.2 m e t h a n o l i c e x t r a c t o f d e n d ro p h t h o e pentandra leaves probably will be of benefit in increasing progesterone levels. several natural products from medicinal or other plants used to stimulate progesterone in early pregnancy are oils in yam and soy plants, compounds from curcuma comosa especially its diaryl-heptanoid compounds, plants frequently growing in waste water (wwtps) in beijing, china, and alkaloids from digitalis lanata leaves known as 5-â-cardenolides.(17-19) as explained earlier, some alkaloids of the dendrophthoe family are very beneficial for the treatment of steroid disorders in experimental animals.(20) other researchers even mention that dendrophthoe species are potential muscle relaxants. (21) however, through future studies to explore the leaf alkaloids of dendrophthoe pentandra as a member of the dendrophthoe family, we may presumably find new compounds for the treatment of cases of low progesterone levels in early pregnancy or for management of infertile uterine conditions. conclusions t h e c r u d e m e t h a n o l i c e x t r a c t o f dendrophthoe pentandra leaves is capable of increasing progesterone concentrations and of decreasing fsh production in healthy female rats. further studies are required on the components in crude methanolic extract of dendrophthoe pentandra leaves that have progesterone stimulating properties. other fertility hormones such as prolactin, testosterone, estrogen, and luteinizing hormone are not recommended yet to be used in the treatment of steroid disorders in healthy female rats. acknowledgements the investigations were financed by the directorate general of higher education, ministry of education and culture by contract no. 8714/un3/kr/2013. the authors wish to thank the director of the livestock products test station, directorate general of livestock services and animal health, bogor, indonesia, for providing research facilities for assays of fsh and progesterone by means of the evidence investigator analyzer. the research team is grateful to pt rafa topaz utama as distributors of randox products in indonesia, for their technical assistance in fsh and progesterone assays using the evidence investigator analyzer in bogor, indonesia. references 1. bashin s, cunningham gr, hayes fj, matsumoto am, snyder pj, swerdloff rs, et al. testosterone therapy in adult men with androgen deficiency syndromes: an endocrine society clinical practice guideline. j clin endocrinol metab 2010;95:253659. 2. onyeka ca, aligwekwe au, olawuyi ts, nwakanma aa, kalu ec, oyeyemi aw. antifertility effects of ethanolic root bark extract of chrysophyllum albidum in male albino rats. int j appl res nat prod 2012;5:12-7. 3. pathak ak, mallurwar vr, kondalkar ak, soni s. a review of plants with anti-fertility activity. nig j nat prod med 2005;9:4-10. 4. lazuardi m, nuraini f, ratna sm, roostantia i. screening of benalu duku for antiproliferation of myeloma. in: puji s, mustopha ba, yunus m, suzanita u, suwarno, editors. strategies for the control prevention of zoonotic diseases. surabaya: airlangga university press;2010.p.658. 5. lazuardi m. the overview of benalu duku (dendrophthoe spec.,) as a parasites herbal medicine with potential for treatment trypanosomiasis. in: endang e, erni, editors. abstract and programs pertemuan ilmiah tahunan nasional i perhimpunan farmasi kedokteran indonesia (pefardi) 7-8 mei 2011. bandung: bagian farmasi kedokteran universitas maranatha. 2011.p.15-20. 6. zaimah i. skrining fitokimia ekstrak herbal benalu duku (dendrophthoepetandra l. miq.,) dan uji aktivasi terhadap larva udang (artemia salina leach) dengan metode bslt (brine shrimp lethality test) [skripsi]. solo: fakultas sains dan teknologi (fst) universitas jenderal soedirman; 2011. 7. nina a, taufik f, akhmad d. bioactivities evaluation of indonesian mistletoes 108 (dendrophthoe pentandra (l.) miq.) leaves extracts. j appl pharm sci 2012;1:24-7. 8. lazuardi m, bambang h. assesment of luteinizing testosterone prolactin estrogen hormone after giving crude methanol extract of benalu duku leaves on healthy adult female rat. in: lazuardi m, rinidar, ietje w, editors. proceeding 2nd congress of indonesia veterinary pharmacy and pharmacology association. 21-22 sept 2013. airlangga university press; 2013.p.28-9. 9. thomson rn, taha m, napier a, welkesa ks. the induction of pregnancy block in mice by bodily fluids via the vomeronasal organ. biochem physiol 2013;2:2-5. 10. saadat p, latiffah al, sabariah ar, mohammad ad, hanachi p. assessing estrogenic activity of nigella sativa in ovariectomized rats using vaginal cornification assay. african j pharm pharmacol 2011;5:137-42. 11. randox laboratories ltd. fertility hormone array (fert) crumlin, county antrim uk;2013. 12. izuchukwu so, chike fo, chinaza co. the effect of increasing number of strange male mice on bruce effect. veterinarskhi arhiv 2012;82:103-14. 13. cornelius pcp. study of effect of sweet basil (ocimum basilicum linn) essential oil of various dosages on estrus cycle of sprague-dawley rats. j sains vet 2012;30:87-96. 14. tjuk ir. profile of insulin-like growth factor-i (igfi) in pregnant thoroughbred mare serum. in: lazuardi m, rinidar, ietje w, editors. proceeding 2nd congress of indonesia veterinary pharmacy and pharmacology association. 21-22 sept 2013. airlangga university press;2013.p.43-8. 15. briggs j. alliance for contraception in cats and dogs.usa:acc & d;2013. 16. otto jr, freeman mj, malau-aduli bs, nichols pd, lane pa, malau-aduli eo. reproduction and fertility parameters of dairy cows supplemented with omega-3 fatty acid-rich canola oil. ann res rev biol 2014;4:1611-36. 17. konishi s1, brindle e, guyton a, o’connor ka. salivary concentration of progesterone and cortisol significantly differs across individuals after correcting for blood hormone values. am j phys anthropol 2012;149:231-41. 18. chang h1, wan y, wu s, fan z, hu j. occurrence of androgens and progestogens in wastewater treatment plants and receiving river waters: comparison to estrogens. water res 2011;45:73240. 19. ernst m1, de padua rm, herl v, muller-uri f, kreis w. expression of 3beta-hsd and p5betar, genes respectively coding for delta5-3betahydroxysteroid dehydrogenase and progesterone 5beta-reductase, in leaves and cell cultures of digitalis lanata ehrh. planta med 2010;76:9237. 20. gupta rs1, kachhawa jb. evaluation of contraceptive activity of methanol extract of dendrophthoe falcata stem in male albino rats. j ethnopharmacol 2007;30:215-8. 21. pooja s, irchhaiya r, bhawna s, gayatri s, santosh k. anticonvulsant and muscle relaxant activity of the ethanolic extract of stems of dendrophthoe falcata (linn. f.) in mice. indian j pharmacol 2011;43:710-3. lazuardi, hermanto dendrophthoe pentandra increases progesterone alvina 90 abstract postmenopausal women are at high risk of disease, such as coronary heart disease, stroke, malignancies, dementia and osteoporosis. this is due to decreased levels of estrogen/estradiol, produced mainly in the ovaries, leading to reduced bone mineral density (bmd), which is the gold standard for diagnosis of osteoporosis. the purpose of the present study was to determine the relationship between serum estradiol levels and bmd in postmenopausal women. the study, which was of cross-sectional design, involved 184 postmenopausal women meeting the inclusion criteria, viz. healthy postmenopausal women aged between 47 and 60 years having taken no hormonal medications in the previous 3 years. the subjects were assessed for anthropometric and biochemical characteristics, including bmd and serum estradiol levels. bmd was measured at the lumbar spine, right femoral neck and at the distal radius by the dual-energy x-ray absorptiometry (dxa) instrument. the mean serum estradiol concentration was 7.54 ± 4.65 pg/ml, while in 49.5% of the subjects the estradiol concentration was ≤ 5 pg/ml. in postmenopausal women with estradiol concentrations of > 5 pg/ml, a significant positive relationship was found between bmd and the tscores for the femoral neck. thus the higher the serum estradiol levels, the higher the bmd values for femoral neck region. in conclusion, the results of this study point to estradiol levels as a major factor in determining the bmd values in postmenopausal women. keywords: postmenopausal, estradiol, bone mineral density, femoral neck *department of physiology medical faculty, trisakti university correspondence dr. martiem mawi, ms department of physiology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2804 univ med 2010;29:905. serum estradiol levels and bone mineral density in postmenopausal women martiem mawi* may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction with the increased longevity there is a concomitant increase in the numbers of the elderly, particularly postmenopausal women, in developed as well as developing countries. according to world health organization ( w h o ) e s t i m a t e s t h e n u m b e r o f postmenopausal women in the year 2025 will be around 60–70 million.(1) postmenopausal women are at high risk of disease, such as osteoporosis, hypertension, coronary heart disease, and stroke.(2) the menopause is the 12month period after cessation of menstruation, while the postmenopausal is the period after menopause onwards.(1) in the postmenopausal period the ovaries as main producers of estradiol are no longer functional, leading to 91 univ med vol.29 no.2 d e c r e a s e d l e v e l s o f e s t r a d i o l . ( 3 , 4 ) i n t h e postmenopausal period there is degeneration of the ovaries, resulting in cessation of estradiol production by these organs. the remaining sources of estradiol are the adrenals, a d i p o s e t i s s u e , a n d m u s c l e s t h r o u g h aromatization of androstenedione.(5-7) estradiol is synthesized in osteoblasts and chondrocytes in osseous tissue from circulatory androgens, p a r t i c u l a r l y t e s t o s t e r o n e f o l l o w e d b y dehydroepiandrosterone and androtenedione.(5) the reduction in bone mass is significantly associated with decreased androgen levels in perimenopausal and postmenopausal women.(8) testosterone level is positively associated with bmd, and circulatory androgens play an important role in maintaining estrogen levels in osseous tissue.(9) in young adults the processes of bone f o r m a t i o n a n d a b s o r p t i o n a r e c l o s e l y associated to one another. after the age of 30 years there is a gradual diminution of bone mass, which is most clearly seen in women, who experience a significant decrease in bone mass. this is associated with lowered estrogen production several years prior to the onset of the menopause and continues for a period of up to 5 years, followed by a slow decrease in bone mass for the remaining life span of the women.(10) osteoporosis is a condition of diminished bone mass and changes in bone architecture up to the fracture threshold without clinical signs or symptoms.(12) in this d i s o r d e r t h e r a t e o f b o n e f o r m a t i o n i s f r e q u e n t l y n o r m a l , b u t t h e r a t e o f b o n e absorption is increased. bone loss occurs more frequently in trabecular bone, such as in the vertebrae, femoral neck and distal radius.(11) the rate of bone loss is 2-2.5% in the first 5 post-menopausal years, 39% in the age range of 70-79 years and 70% at age 80+ years.(12) the who has estimated the prevalence of osteoporosis among white postmenopausal women in the us to be 14% at age 50-59 years, 22% at 60-69 years, 39% at age 70-79 years and 70% at age 80+ years.(13) unmodifiable risk factors for osteoporosis are gender (women are of lesser weight and have smaller bones than men), advanced age, family history of osteoporosis, race (asian and c a u c a s i a n w o m e n a r e a t g r e a t e r r i s k o f osteoporosis than african women), body build (thin and small women are at higher risk of osteoporosis), and a number of disorders (anorexia, diabetes, chronic diarrhea, renal and hepatic disorders). modifiable risk factors are smoking, alcohol consumption, low calcium intake, lack of exercise, underweight and use of medications (steroids, phenobarbital and phenytoin).(10) the objective of this study was to determine serum estradiol levels and their r e l a t i o n s h i p w i t h b m d v a l u e s i n postmenopausal women. methods research design the present study was of cross-sectional design in order to determine serum estradiol levels and their relationship with bmd values in postmenopausal women. study subjects the study subjects were randomly selected postmenopausal women aged 47 up to 60 years from four villages (kelurahan) in the mampang prapatan subdistrict, south jakarta, namely the villages of kuningan barat, mampang prapatan, tegal parang and pela mampang. inclusion criteria for this study were: p o s t m e n o p a u s a l w o m e n , d u r a t i o n o f menopause of more than one year, age 47 up to 60 years, willing to participate in the study and sign informed consent, able to actively communicate, and actively mobile (requiring no walking aids). the exclusion criteria were women with hysterectomy or bilateral oophorectomy, acute infections, diabetes mellitus, diseases of the kidneys, lungs and liver, malignancies, and those consuming hormonal medications in the last 3 years. the respondents were interviewed 92 from february to april 2010 by 14 health center cadres, using a questionnaire that i n c l u d e d i t e m s o n a g e a n d d u r a t i o n o f menopause. all participating women signed an informed consent form. assessment of physical characteristics the physical characteristics assessed were height, weight, and body mass index (bmi). height was measured to the nearest 0.1 cm with the subjects in the upright position without shoes. body weight was determined to the nearest 0.1 kg with the subjects wearing i n d o o r c l o t h e s b u t n o s h o e s . b m i w a s calculated as weight (kg)/ height (m)2. bmi is classified into the following categories: underweight (< 18.5 kg/m2), normal (18.5-22.9 kg/m2), overweight (23.0-27.5 kg/m2), and obese (> 27.6 kg/m2).(14) biochemical measurements b l o o d s a m p l e s f o r b i o c h e m i c a l measurements were drawn by venipuncture after a fast of 12-14 hours. subsequently the serum was separated and stored at –700c until needed for examination. d e t e r m i n a t i o n o f s e r u m e s t r a d i o l concentration (coefficient of variation = 3.2%) was performed at prodia laboratories, jakarta, u s i n g r o c h e r e a g e n t s ( c a t a l o g n o . 03000079122, lot no.154701-04 ed). the d e t e c t i o n r a n g e o f t h e s e r u m e s t r a d i o l determinations was 5.00 4300.00 pg/ml. bmd measurements bmd of the lumbar spine (first to fourth lumbar vertebrae), the right femoral neck, and the distal left radius was determined by dualenergy x-ray absorptiometry (dxa), using a lunar dpx bravo nomusa densitometer (ge medical systems) at budi jaya hospital, jakarta. according to definitions of diagnostic categories suggested by a who study group in 1994, the normal category has a bmd within 1 sd of the reference mean (young adults). in osteopenia the bmd value is more than 1 sd b e l o w t h e r e f e r e n c e m e a n , w h e r e a s i n osteoporosis the bmd is 2.5 sd or more below the reference mean.(16) expressed as t-scores: normal if t-score > -1; osteopenia if -2.5 < tscore < -1; osteoporosis if t-score < -2.5.(15) ethics ethical clearance was provided by the research ethics commission of the medical faculty, trisakti university. data analysis subsequent to coding of the collected data, data entry was performed using statistical package for social science (spss) version 15 for windows. initially a test of normality was done by means of the komogorov-smirnov t e s t . s i n c e t h e d a t a w e r e n o n n o r m a l l y distributed, correlation analysis was performed by calculating spearman’s rho in order to determine correlations between bmi and serum e s t r a d i o l l e v e l s . t h e l e v e l o f s t a t i s t i c a l significance was set at p < 0.05. results among 215 subjects aged 47-60 years, 31 (31/125 = 0.25%) did not meet the inclusion c r i t e r i a o f w h o m 2 0 s u b j e c t s w e r e o n biochemical testing revealed to have diabetes mellitus and 11 did not show up for laboratory tests. a total of 184 women meeting the inclusion criteria participated in this study. mean age of the subjects was 53.58 ± 3.53 years, with age range of 47 – 60 years. mean bmi was 26.75 ± 4.68 kg/m2. the majority of p o s t m e n o p a u s a l w o m e n ( 6 5 . 3 % ) w e r e overweight and 30.4% were in the normal category. mean estradiol concentration was 7.54 ± 4.65 pg/ml, while 46.5% of women were in the low estradiol category (≤ 5 pg/ml). mean lumbar t-score was –1.63 ± 1.04, mean femoral neck t-score was –0.99 ± 0.96, and mean distal radial t-score was –1.95 ± 1.17. mean duration of menopause was 4.47 ± 2.24 years, with a range of 2 to 11 years (table 1). mawi serum estradiol levels and bone mineral density 93 univ med vol.29 no.2 in this study, the highest prevalence of osteopenia was for the lumbar vertebrae (50%), while the prevalence of osteoporosis was highest in the left distal radius (35.3%) (table 2). t h e k o l m o g o r o v s m i r n o v t e s t o f normality showed that serum estradiol was not normally distributed. nonparametric correlation according to spearman rho showed a positive correlation between serum estradiol and bmd of the femoral neck (r=0.021;p=0.042) (table 3). thus the higher the serum estradiol levels, the higher the bmd values for the femoral neck region. discussion i n t h e p r e s e n t s t u d y 4 9 . 5 % o f p o s t m e n o p a u s a l w o m e n h a d e s t r a d i o l concentrations of < 5 pg/ml. in postmenopausal women aged between 47 and 60 years the estradiol concentration was > 5 pg/ml, this study showed a significant positive relationship between estradiol levels and t-scores for the femoral neck region. essentially similar results were found by bagur et al. in postmenopausal women < 65 years of age, who had estradiol levels of > 10 pg/ml and higher bmd values in all skeletal sites examined, in comparison with women whose estradiol levels were < 10 pg/ ml.(5) a study involving 370 postmenopausal women aged between 55 and 85 years found a significant positive relationship between serum estradiol levels and bmd values for the lumbar spine and the femoral neck.(16) in postmenopausal women, the ovaries as the main producers of estradiol undergo degeneration resulting in diminished estradiol levels, which may lead to osteopenia and table 1. mean values for age, bmi, lumbar, femoral and radial t-scores, estradiol level and duration of menopause in postmenopausal women (n=184) general characteristics mean ± sd age (years) 53.58 ± 3.53 body mass in dex (kg/m2) underweight normal overweight 26.74 ± 4.68 8 (4.3%) 56 (30.4%) 120 ( 65.3%) lum bar t-score -1.63 ± 1.04 right fem oral t-score -0.99 ± 0.96 left radial t-score 1.9 5 ± 1.17 estradiol (pg/ml) ≤ 5.0 > 5.0 36.14 ± 16.14 91 (46.5%) 93 (50.5% duration of menopause (years) 4.47 ± 2.24 table 2. distribution of osteopenia and osteoporosis by bmd site in postmenopausal women (n=184) bmd site o steopenia (n,%) osteoporosis (n,%) lum bar vertebrae 1-4 righ t fem oral neck left distal radius 92 (50.0) 91 (49.5) 77 (41.8) 43 (23.4) 9 (2.2 ) 63 (35.3) table 3. correlation between serum estradiol and bone mineral density in postmenopausal women with estradiol concentrations of > 5 pg/ml (n=93) bmd lumbar spine femoral neck distal radius estradiol (pg/ml) r=0.080 r= 0.211* r= 0.063 *p=0.042 94 osteoporosis. extragonadal sources of estradiol are the adrenals, adipose tissue, liver, kidney and muscle, where estradiol is synthesized through aromatization of andrestenedione.(7) t h e c r i t i c a l r o l e o f e s t r o g e n s i n b o n e homeostasis is widely recognized, and one of its consequences is the loss of bone occurring a f t e r t h e m e n o p a u s e , w h e n t h e g o n a d a l function ceases.(17) extragonadal aromatization is affected by age, gender, and body weight. overweight women have higher estrogen c o n v e r s i o n a n d c i r c u l a t i o n r a t e s t h a n underweight women.(1,2) lack of estrogen also causes osteoporosis, as in the case of women athletes in whom menstruation is delayed, resulting in less than normal estrogen levels. one in three women and one in twelve men will suffer from o s t e o p o r o s i s t h r o u g h o u t t h e i r l i v e s , p a r t i c u l a r l y a f t e r t h e a g e o f 5 0 y e a r s . osteoporosis may occur at age under 45 years in women who have undergone hysterectomy and oophorectomy.(1,2) osteoporosis is a common disorder of old age, creating a worldwide health problem, as the aged tend to suffer from bone fractures from mild injury or even without injury. these fractures increase the morbidity and mortality rates, and health funding, and reduce the quality of life of the patients.(10,18) in the study by morton et al. it was found that bmd decreased with advancing age, whereas bmd was proportional to bmi.(19) in the present study, it is unclear whether the extremely low estradiol level (<5 pg/ml) in the majority of the respondents was caused by lack of dietary cholesterol (fat), since estrogen is synthesized in the liver and some is of dietary origin. osteoporosis may also be caused by low calcium, low vitamin d and lack of exercise, which affects bone density. it is reported that osteoporosis in asia is intimately associated with low calcium and lack of vitamin d. around 35% of postmenopausal women in asia have osteoporosis and 50% osteopenia. in postmenopausal women, the most frequently affected by osteoporosis are the trabecular bones (spongious bones).(1) as is well-known, two risk factors for osteoporosis are age and menopause. with advancing age there is increased resorption of old bone in comparison to new bone formation, so that the bones weaken and fracture easily at the slightest i n j u r y o r e v e n s p o n t a n e o u s l y. t h e m o s t c o m m o n f r a c t u r e s a r e t h o s e o f t h e h i p , vertebrae and wrist.(20) the reduction in bone mineral mass of the radius in men occurs after the age of 60 years. however, in women bone loss commences around the age of 50 years, is most rapid 3 or 4 years after menopause, and on average continues at a greater rate from the age of 67 years upwards.(19,20) in approximately half of white postmenopausal women the radial mineral mass is below normal. in the study by rogers et al. a positive association was found between estradiol and bone density at all body sites examined.(21) in another study, it was found that increased age was associated with decreased estradiol and b m d , b e c a u s e r e d u c e d s e r u m e s t r a d i o l concentrations increased bone turnover, which is a risk factor for fractures.(16) zarrabeitia et al. revealed a significant correlation of serum estradiol concentration with bmd of the spine in postmenopausal women. in addition, the investigators also found in subjects with high b m i t h a t b o d y w e i g h t a n d e s t r a d i o l concentration were the principal factors determining bmd.(22) t h i s s t u d y w a s s u b j e c t t o s o m e limitations. first, as this was a cross-sectional community-based study, no conclusions can be drawn as regards the cause-effect relationship b e t w e e n e s t r a d i o l l e v e l s a n d b m d , a n d longitudinal studies will be necessary to confirm our conclusions. secondly, the women in this study were aged between 47 and 60 years, for whom no bmd data were available. thirdly, no measured values of free estrogen were available. mawi serum estradiol levels and bone mineral density 95 univ med vol.29 no.2 conclusions postmenopausal women aged 47 to 60 years 49.5% had serum estradiol levels of ≤ 5 pg/ml. there was a significant correlation between estradiol and femoral neck bmd v a l u e s i n p o s t m e n o p a u s a l w o m e n w i t h estradiol levels of > 5 pg/ml. acknowledgements the investigator expresses her gratitude to the medical faculty, trisakti university, for the funding of this study. and also thanks the respondents who were willing to participate in this study. references 1. baziad a. menopause and andropause. jakarta: yayasan bina pustaka sarwono prawirohardjo; 2003. 2. molina pe. endocrine physiology. new york: the mcgraw-hill companies; 2004. 3. sacco sm, ward we. revisiting estrogen: efficacy and safety for postmenopausal bone health. j osteoporos 2010;2010:1-7. 4. shanafelt td, barton dl, adjei aa, loprinzi cl. pathophysiology and treatment of hot flushes. mayo clin proc 2002;77:1207-18. 5. bagur a, oliveri b, mautalen c, beotti m, mastaglia s, yankelevich d, et al. low level of endogenous estradiol protects bone mineral density in young postmenopausal women. climacteric 2004;7:181-8. 6. simpson er. aromatization of androgens in women: current concepts and findings. fertil steril 2002;77:6-10. 7. matsumine h, hirato k, yanaihara t, tamada y, yoshida m. aromatization by skeletal muscle. j steroid biochem mol biol 2003;84:485-92. 8. guthrie jr, lehert p, dennerstein l, burger hg, ebeling pr, wark jd. the relative effect of endogenous estradiol and androgens on menopausal bone loss: a longitudinal study. osteoporos int 2004;15:881-6. 9. larionov aa, vasyliev da, mason jl, howie af, berstein lm, miller wr. aromatase in skeletal muscle. j clin endocrinol metab 2002;3: 1327-36. 10. nurhonni sa. osteoporosis and pencegahannya. maj kedokt indon 2000;50:565-8. 11. tana l. pencegahan osteoporosis. media litbang kesehatan 2005;15:50-7. 12. sowers mr, jannausch m, mc connell d, little r, greendale ga, filkelstein js, et al. hormone predictors of bone mineral density changes during the menopausal transition. j clin endocrinol metab 2006;91:1261-7. 13. ninghua l, pinzhong o, harmin z, dingzhuo y, pinru z. prevalence rate of osteoporosis in the mid-aged and elderly in selected parts of china. clind med j 2002;115:773-5. 14. world health organization. appropiate body mass index for asian populations and its implications for policy and intervention strategies. the lancet 2004;363:157-63. 15. world health organization. assessment of fracture risk and its application to screening for postmenopausal osteoporosis. who technical report series 843. geneva: world health organization;1994. 16. van geel tacm, geusens pp, winkens b, sels jpje, dinant gj. measures of bioavailable testosterone and estradiol and their relationships with muscle mass, muscle strength and bone mineral density in postmenopausal women: a cross-sectional study. eur j endocrinol 2009;160: 681-7. 17. riggs bl, khosla s, melton lj iii. sex steroids and the construction and conservation of adult skeleton. endocr rev 2002;23:279–302. 18. lea ck, ebrahim h, tennant s, flanagan am. aromatase cytochrome p450 transcripts are detected in fractured human bone but not in normal skeletal tissue. j gerontol a biol sci med sci 2003;3:266-70. 19. morton dj, connor eb, silverstein dk, wingard dl, schneider dl. bone mineral density in postmenopausal caucasian, filipina, and hispanic women. int j epidemiol 2003;32:1506. 20. miller pd, hochberg mc, wehren le, ross pd, and wasnich rd. how useful are measures of bmd and bone turnover? curr med res opin 2005;21:545. 21. rogers a, saleh g, hannon ra, greenfield d, eastell a. circulating estradiol and osteoprotegerin as determinants of bone turnover and bone density in postmenopausal women. j clin endocrinol metab 2002;87:4470-5. 22. zarrabeitia mt, hernandez jl, valero c, ziarrabeitia a, amado ja, macias jg, et al. adiposity, estradiol, and genetic variants of steroid-metabolizing enzymes as determinants of bone mineral density. eur j endocrinol 2007; 156:117-22. alvina 36 abstract worldwide, the proportion of people aged 60 and over is growing faster than any other age group. it has been well-established that the aging process can be associated with increased susceptibility to chronic conditions, disability, and co-morbidity, which however may be minimized or even partially reversed by physical activity. the assessment of physical activity is becoming an increasingly important component in the evaluation of elderly persons. nutritional intake and status play an essential role in determining the physical activity level potentially capable of minimizing the health burden of older persons. the objective of this study was to find out whether nutritional intake and status were correlated with physical activity in community-dwelling older persons. the study population included 219 aged 60 to 69 years, of whom complete measures of socio-demographic characteristics, nutritional status, nutritional intake and physical activity were obtained. serum total protein, albumin, globulin and hemoglobin concentration were measured as nutritional indicators (biomarkers). the nutrient content of food intakes was analyzed and calculated by “nutrisurvey” software. analysis indicated that there was a significant correlation between nutritional biomarkers [total protein (r=-0.211; p=0.002) and globulin (r=-0.247; p=0.000)] and physical activity. compared to other food intakes, intakes of carbohydrate (r=0.241; p=0.001) and animal protein (r=0.149; p=0.027) were significantly correlated with physical activity. our findings lend support to the existence among healthy older persons of a relationship between nutrional intake and status and physical activity. key words: nutritional status, nutritional intake, physical activity, older persons *department of community medicine medical faculty, trisakti university correspondence dr. dr. rina k. kusumaratna, m.kes. department of community medicine medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2504 email: rkusumaratna@gmail.com univ med 2011;30:36-44. protein intake as a determinant factor of physical activity in older persons rina k kusumaratna* and adi hidayat* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction relative to the younger age groups, the group of older persons is steadily growing worldwide, as a result of increased longevity. in 2002, the global population of older persons was around 600 millions and is expected to double by the year 2025. around 80% of the e l d e r l y w i l l b e l i v i n g i n d e v e l o p i n g countries.(1,2) indonesia is one of the nations with a large population of older persons and ranks as number five in the world. thus, the 37 univ med vol.30 no.1 maintenance of a healthy physical and mental state in the elderly population is an important public health challenge now and in the future.(3) a number of clinical and epidemiological studies have produced confirmatory evidence for a relationship between health (physical and mental), nutrition and quality of life. many studies have strived to find specific nutrients for older persons that could link nutrition with chronic diseases and could impact on health in later life. other studies have focused on the preventive effects of physical activity on physical health, while others have highlighted the relationship between nutritional intake and status. one of the factors believed to be important for performance of physical activity is the composition of the diet. there are as yet no established criteria for optimal nutritional intakes and requirements in older persons. nutritional status plays an essential role in determining health status and is potentially capable of minimizing the health burden of older persons. currently a nutritional transition is occurring on a global scale, due to unhealthy lifestyles of younger people, such as declining physical activity, non-nutritious diets, and smoking. the current trend in developing countries is to eat more fat and more refined diets, which has contributed to increased risk of chronic disease. social and demographic changes have an impact on older persons, in that the aged population has a great risk of food insecurity and suffers from malnutrition. in facing the expanding older population segment, the who and the jean mayer usda human nutrition research center on aging at tufts university in 1998 jointly set up a list of priority concerns comprising documentation of “the nutritional status of older persons, better definition of their nutrient requirements, and identification of factors affecting dietary intake and nutrient absorption in different cultural and environmental settings”.(4) the normal aging process causes multiple physiological changes that could influence the n u t r i e n t i n t a k e a n d n u t r i t i o n a l s t a t u s o f individuals. optimal nutrition ensures that the body has sufficient nutrients to maintain its functions, prevent nutritional deficiencies, and delay the onset of degenerative diseases. recently, there has been a shift in the concept of healthy and successful aging, from an emphasis on number of years to quality of life (qol) during those years. this shift has led to the view that a healthy lifestyle, specifically optimal food intake and physical activity, are important determinants of qol and wellbeing. exercise is most commonly used for h e a l t h p r o m o t i o n o f o l d e r p e r s o n s , a n d adequate nutritional intake may be expected to produce an improvement in physical activity. a previous study reported that physical activity is not only of benefit in preventing lifestylerelated disease and functional decline in the older persons, but also in decreasing their mortality.(5) these considerations led to the formulation of the aim of the present study, namely to investigate whether nutritional intake and status have a relationship with physical activity among community-dwelling older persons. methods study design a cross-sectional study was carried out in the mampang prapatan district, south jakarta municipality, dki jakarta province from august to october 2007. study subjects the study enrolled 219 communitydwelling older persons aged 60 to 69 years, who were residents of five sub-districts in the mampang prapatan district. five kelurahan w e r e r a n d o m l y c h o s e n a n d f r o m t h e s e kelurahan were selected 8 hamlets (rw) with high numbers of resident older persons. subjects were listed and recruited by simple random sampling from the older persons living in the hamlets, especially those who were nonsupervised. the inclusion criteria were: male 38 or female persons 60-69 years of age, mobile, independent, able to verbally communicate, willing to join the study and prepared to sign the informed consent form. exclusion criteria were subjects with dementia or uncontrolled hypertension, and bedridden or physically handicapped persons. data collection the general characteristics of the subjects i.e. identity of respondents, age, date of birth, address, formal education level, history of occupation, financial support (income and expenses), ethnicity and religion, history of health, housing condition, and life style were recorded by interview using a standardized questionnaire. anthropometric measurements the subjects were measured as to height, body weight, and waist circumference. height was measured using a portable microtoise to the nearest 0.1 cm and weight was measured using sage portable scales to the nearest 0.1 kg. body mass index (bmi) was calculated as the weight (kg) divided by the square of the height (m2). for asian populations, bmi is classified into the following categories: underweight (<18.5 kg/m2), normal (18.5–22.9 kg/m2), overweight (23.0–27.5 kg/m2), and obese (>27.6 kg/m2).(6) waist circumference was measured with the subject wearing light clothing, at a level midway between the lower rib margin and iliac crest, to the nearest cm using a plastic measuring tape. nutritional evaluation blood was collected from the antecubital vein in the fasting state in early morning. serum total protein, albumin, globulin and hemoglobin concentration were measured as nutritional indicators. dietary intake dietary intake was assessed using semiquantitative-food frequency questionnaire (sq-ffq), 2 x 24 hours non-consecutive food r e c a l l a n d w e i g h t f o o d . f o r m i n i m i z i n g memory bias and assist the elderly in recalling the foods consumed, the trial used threedimensional food models in standard portion sizes. the sq-ffq and 24-hour dietary recall assessments were done through interviews administered by the nutritionist on home visits. the nutrient content of food intakes was analyzed and calculated by “nutrisurvey” software.(7) physical activity habitual physical activity was calculated using the short-form [short version] of the international physical activity questionnaire ( s f i pa q ) . t h e i pa q s h o r t f o r m i s a n instrument designed primarily for population s u r v e i l l a n c e o f p h y s i c a l a c t i v i t y a m o n g adults.(8) the ipaq was developed as an instrument for cross-national monitoring of physical activity. the sf-ipaq has been extensively used for measurement of physical activity in the age range of 15 to 69 years, which was the reason for the age limit of 69 years used is the present study. total physical activity was calculated as met-minutes/week. statistical analysis the data analysis was by descriptive statistical methods and bivariate analysis by chi square and independent t tests to compare several variables between males and females. pearson correlation coefficient was used to determine the relationship between nutrional intake and status and physical activity. a p value of <0.05 was regarded as statistically s i g n i f i c a n t . t h e s t a t i s t i c a l a n a l y s i s w a s performed with the spss software package for windows, version 15 (spss inc., chicago). ethical clearance permission and administrative clearance for conducting the study were provided by the district health office and the district health center. ethical clearance was given by the kusumaratna, hidayat protein intake of physical activity 39 univ med vol.30 no.1 demographic profile and nutritiona l status g ender pa males n=80 (%) females n=139 (%) ag e (yr) * education (%) educated illiterate marital status (%) married wid owed unmarried nu tritional status und erweight normal overweight obese bmi (kg/m2) * weight (kg) * height (cm) * waist circumference (cm) * 64.2 ± 2.9 74 (43.0) 6 (12.8) 67 (68.4) 13 (10.9) 0 (0.0) 13 (26.0) 37 (43.0) 23 (41.1) 7 (25.9) 22.1 ± 3.4 57.2 ± 9.4 160.7 ± 4.3 81.3 ± 10.3 63.7 ± 2.5 98 (57.0) 41 (87.2) 31 (31.6) 106 (89.1) 2 (100.0) 37 (74.0) 49 (57.0) 33 (58.9) 20 (74.1) 21.7 ± 4.4 49.5 ± 11.1 150.8 ± 3.8 77.7 ± 12.2 0.241 0.000 0.000 0.124 0.480 0.000 0.000 0.026 table 1. demographic profile and nutritional status by gender (n=219) note : * mean ± sd; a p values were derived from χ2 and independent t test nutritional biomarkers gender pa males (n=80) females (n=139) hemoglobin (g/dl) total protein (g/dl) albumin (g/ dl) globulin (g/ dl) 14.1 ± 1.5 7.1 ± 0.9 4.0 ± 0.6 3.0 ± 0.5 12.7 ± 1.4 7.1 ± 1.2 3.9± 0.6 3.3 ± 0.7 0.000 0.614 0.121 0.018 table 2. mean values of nutritional biomarkers by gender note: values are mean ± sd; a p values were derived from independent t test human ethics committee of the faculty of medicine, university of indonesia. results demographic profile and nutritional status as shown in table 1, the majority of participants were females (63.5%) with mean age of 63.7 ± 2.5 years. the underweight category was higher in females (74.0%) compared to males (26.0%). similarly, there were more overweight females (74.1%) than males (25.9%), although the difference was not statistically significant (p=0.124). most female older persons (87.2%) were illiterate and 31.6% were married. in male older persons, weight, height and waist circumference were significantly higher compared to females. nutritional biomarkers ta b l e 2 c o m p a r e s t h e n u t r i t i o n a l biomarkers between males and females. the hemoglobin concentration was significantly higher among males (14.1 ± 1.5 d/dl) than females (12.7 ± 1.4 g/dl) (p=0.000). however, the globulin concentration was significantly higher in females (3.3 ± 0.7 g/dl) compared to males (3.0 ± 0.5 g/dl) (p=0.018). total protein, albumin and globulin levels were within the normal ranges in both groups. 40 table 3. mean nutritional intakes based on gender note: values are mean ± sd; a p values were derived from independent t test nutritional intakes d a i l y i n t a k e s o f m a c r o n u t r i e n t a n d micronutrients are presented in table 3. estimated intakes of energy and nutrients were calculated on the basis of the average value of two non-consecutive 24-hour food recall sessions. from these values the distribution of usual intakes in the population was estimated. micronutrient intakes were calculated on the basis of the sq-ffq. t h e f o l l o w i n g u s u a l i n t a k e s w e r e obtained: mean intake of total energy per day was 1251.1 ± 437.2 kcal/day in males, or 6 1 . 3 % o f t o t a l e n e r g y i n t a k e b a s e d o n indonesian recommended daily allowances [irda] for males. in females, mean intake of total energy per day was 1056.8 ± 355.8 kcal/ day or 66.1% of irda, carbohydrate 153.3 ± 55.6 g per day, protein 36.2 ± 16.8 g per day and fat 36.3 ±15.6 g per day. iron, zinc, vitamin c and â-carotene intakes per person per day were 29.4 ± 26.4 mg, 5.4 ± 2.7, 70.0 ± 54.0 mg, and 0.66 ± 0.88 mg, respectively. there were significance differences of total energy, carbohydrate, total protein and animal protein intakes between males and females (<0.05) (table 3), with higher intakes of carbohydrate, total protein, and animal protein in males. t h e p e r c e n t a g e s o f t h e n u t r i e n t composition in females indicate that average carbohydrate intake accounted for 58.2% of total energy intake, while 10.5% of total energy per day was from protein and 20.4% of total energy per day from fats. in addition, the n u t r i e n t c o m p o s i t i o n o f t h e e l d e r l y w a s moderate for protein (normal range 10-20%), w i t h i n t h e n o r m a l r a n g e o f 5 0 6 0 % f o r carbohydrate, and was high in fat (> 25%) in both groups. the vitamin and mineral intakes in both groups were lower than estimated intakes based on irda, especially intakes of vitamin e and zinc, which were considerably below irda. from these data it is apparent that there were significant differences in nutritional intakes by gender, except for fat and several micronutrients (table 3). physical activity physical activity score in males was 731.5 ± 383.8 met-minutes/week and in females 590.0 ± 259.7 met-minutes/week (p=0.001) (data not presented). kusumaratna, hidayat protein intake of physical activity 41 univ med vol.30 no.1 nutritional status, nutritional intakes and physical activity table 4 shows the relationship between nutrional intake and status and physical activity. weight and height were correlated significantly with physical activity (r=0.175; p=0.010 and r=0.169; p=0.010), but bmi and waist circumferences were not significantly correlated with physical activity. the significant correlation between nutritional biomarkers and physical activity comprised serum total protein (r=-0.211; p=0.002) and globulin (r=-0.247; p=0.000). in contrast to other food intakes, intakes of carbohydrate (r=0.241; p=0.001) and animal protein (r=0.149; p=0.027) were significantly correlated with physical activity. discussion the ideal outcome of longevity is to live through the added years as a healthy individual free of disability and disease, and enjoy a good qol. however, older persons may expect to experience disability and poor qol, even if they are apparently healthy. as a rule, older persons s u ff e r f r o m n u t r i t i o n a l d e f i c i e n c e s , ( 9 , 1 0 ) decreased physical activity,(11) decline in health status,(9) decline in cognitive functions,(11) and impaired functional status,(12) all of which ultimately affect their qol.(13) hemoglobin, total protein, albumin, and globulin levels are widely used as indicators for screening of nutritional status. the older persons in our study had normal values of hemoglobin, total protein, albumin, and globulin. a study among italian older persons aged 75 to 85 years and japanese older women aged 60 to 80 years, showed normal hemoglobin and albumin levels in all subjects.(14,15) our study results showed a significant relationship between blood albumin concentration and physical activity, which was consistent with the results of a previous study indicating that albumin levels in blood were correlated with walking ability and physical fitness.(16) the study conducted by chin et al.(17) demonstrated that decreased physical activity was the best indicator for frailty and described its relation to nutritional intake and nutritional status. in contradistinction to the albuminphysical activity relationship, there was no significant correlation between energy intake and physical activity in our study. although blood biomarkers are important for determining nutritional status, a more important point to consider is dietary or nutritional guidance to older persons for ensuring maintenance of proper dietary intakes, especially intakes of protein. it is known that both exercise and nutrition are important in promoting health in elderly people. in health promotion, the relationship between nutritional intake and/or status and physical activity has to date not been adequately clarified. the present study showed that total energy intakes of both females and males were lower than estimated energy requirements based on irda, with moderate protein and normal carbohydrate intakes but high intakes of fat, relative to irda, for persons aged 60 years and over. vitamin and mineral intakes in both groups were also lower than irda, especially for intakes of vitamin e and zinc which were considerably below irda. our study results table 4. relationship between nutritional status and intake and physical activity in all subjects (n=219) a p values were derived from pearson correlation test 42 differed from a study in japan on female subjects aged 60 to 82 years, which showed that intakes of macronutrients, micronutrients and v i t a m i n s s a t i s f i e d e s t i m a t e d e n e rg y requirements based on the japanese dietary intake reference 2005.(15) intake of antioxidants (vitamin c, â-carotene, vitamin e, and trace m i n e r a l s s u c h a s z i n c ) i s e s s e n t i a l f o r maintaining health and physical activity in old age. according to findings from one of the studies of the italian inchianti (invecchiare i n c h i a n t i ) p r o j e c t , p l a s m a a n t i o x i d a n t concentration significantly correlates with physical performance and leg extension strength in older persons.(18) socio-economic factors are also important as underlying determinants of morbidity, mortality and malnutrition, including m i c r o n u t r i e n t d e f i c i e n c y. e d u c a t i o n a l background can be used to assess the potential vulnerability of a population with poor dietary patterns. in this study only 21.5% of illiteracy was found, and therefore other factors may have affected the dietary pattern. in urban areas, such as mampang prapatan, the population depends heavily on cash income, and employment can be a useful indicator of standard of living. in general, older people might be at risk of malnutrition due to impaired energy intake, social isolation or decreased income. in the present study, socio-economic factors, including source of income and employment, could be also used as indicators to identify those older persons at high risk for micronutrient deficiency. overall, the diet of the subjects conformed to that of other developing nations, being largely composed of foods of plant origin. their diet includes few animal protein sources, such as meat or poultry, since these are expensive and older persons may be unable to afford them on a regular basis. the association between poverty and nutrition has long been recognized, because p o o r p o p u l a t i o n s o f t e n r e l y h e a v i l y o n monotonous plant-based diets low in animal products. in addition, some of the older persons may have difficulties in mastication due to dental problems, such that most of them substitute the softer tofu or tempeh for relatively tough animal protein. malnutrition in older p e o p l e i s a n i m p o r t a n t p r o b l e m a n d i s encountered in both community-dwelling and institutionalized older persons. the risk and prevalence of malnutrition rise proportionally w i t h a g e , m a k i n g t h e m a n a g e m e n t o f malnutrition among older people an urgent public health need, that is also beneficial from an economic viewpoint. in general, nutritional requirements change with increasing age. older people are less efficient in processing and metabolizing their foods, and require lesser amounts of energy. they therefore should consume nutrient-dense f o o d s , i n w h i c h s m a l l s e r v i n g s p r o v i d e substantial amounts of macroand micronutrients. inadequate food intake leads to undernutrition among older persons that is difficult to reverse, because low food intakes are likely to increase their risk of energy and nutritional deficiency. ideally, older persons should have balanced and varied intakes of macroand micronutrients for optimum health. however, most subjects in this study had a total energy intake of 63.7%, which is lower than the minimal requirement (80%) of irda for persons aged 60+ years. although in absolute terms the total energy intake of both genders were significantly d i ff e r e n t , i t w a s m o s t l y i n a d e q u a t e a n d unbalanced. most macroand micronutrient intakes were lower than irda for age 60+ years, especially intakes of vitamin c, vitamin e and zinc, which were far below irda. therefore it appears that the diet of the study subjects was relatively poor in macronutrients and energy, but definitely deficient in vitamins and minerals. these results are consistent with those of several studies reporting that 50% of older persons have a micronutrient intake of less than the daily recommended intake, while 10–30% has marginal levels of micronutrients.(9,19) therefore it should be emphasized to older persons to kusumaratna, hidayat protein intake of physical activity 43 univ med vol.30 no.1 consume sufficient amounts of animal protein, b o t h f o r i t s r e a d y a b s o r b a b i l i t y a n d micronutrient content. an adequate protein intake results in a positive nitrogen balance, thus accelerating protein synthesis. our study did not find a correlation between bmi and physical activity. this agrees with a swedish study on subjects 60–84 years of age, where no significant difference was found between bmi and leisure time physical activity, both among subjects born in sweden as well as among swedish residents born in iran.(21) furthermore, in our study a significant c o r r e l a t i o n w a s o b s e r v e d b e t w e e n carbohydrate and animal protein intake with physical activity. similar results were found in elderly japanese women,(15) which may be explained by the fact that among ordinary older people nutritional intake may relate to physical activity, regardless of the subject’s body composition. muscle mass gradually declines after age 50 years, and muscle loss leads to muscle weakness; greater risks of falls, fractures, disability, and loss of independence.(22) some of the age-related muscle weakness and muscle loss is due to physical inactivity, and as such can be reversed or at least minimized through increased physical activity. strength training can be an effective way for older persons to increase muscular strength and improve balance, and may assist the elderly to cope with a variety of chronic conditions; thus physical activity may have a preventive effect against disease and immobility.(23) as the world population is growing older and older, the increasing number of older people will present economic and social problems over the next decade. an important goal of research today is to identify possible strategies for ensuring the health of the elderly people in the near future in order to reduce social and economic expenditure. our data showed that nutrition is correlated with physical activity. although links between diet, physical activity, and risk of chronic disease have been well documented, more needs to be known about the p o s s i b l y r e c i p r o c a l e ff e c t s o f r e g u l a r l y performed physical activity and improved diet in older persons.(24,25) several limitations of our study should be mentioned. the cross-sectional design of the study did not permit us to evaluate the causality of daily nutrient intakes on physical activity. further longitudinal studies are needed to evaluate the role that nutrition status and intake may have on physical performance in older persons. the study population tended to be overweight, which prevented us from assessing the effect of very poor nutrition and may have influenced our findings. to better identify the effects of nutritional intake on physical activity, it may be useful to compare one group of persons with undernutrition with a control group of normal nutritional status. finally, another l i m i t a t i o n o f o u r s t u d y w a s t h e l i m i t e d assessment of biomarkers. the evaluation of both dietary intake estimates and biomarkers would have been the ideal combination. conclusions the present study found differences between actual and recommended dietary patterns of older persons in indonesia, with both genders having nutrient and energy intakes below irda. the protein intake have a relationship with physical activity in healthy elderly people. albumin blood levels as a targeted marker of nutrition status in blood significantly correlated with physical activity. acknowledgement the authors wish to thank all the elderly subjects participating in the study, and the mampang prapatan health center, south jakarta for their cooperation. the present study was supported by the faculty of medicine, trisakti university. 44 references 1. unfpa. population ageing in east and southeast asia: current situation and emerging challenges. population ageing series no.1, thailand, 2006. 2. meydani a, ahmed t, meydani sn. aging, nutritional status and infection in the developing world. nutr rev 2005;63:233-46. 3. bappenas, bps. projeksi penduduk indonesia (indonesia population projection) 2000-2025. jakarta: bappenas;2005. 4. tucker kl, buranap s. nutrition and aging in developing countries. j nutr 2001;131:s2417-23. 5. burke gl, arnold am, bild de, cushman m, fried lp, newman a, et al. factors associated with healthy aging: the cardiovascular health study. j am geriatr soc 2001;49:254-62. 6. world health organization. appropriate body mass index for asian populations and its implications for policy and intervention 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2001;56:m146-56. 12. inouye sk, studenski s, tinetti me, kuchel ga. geriatric syndromes clinical, research and policy implications of a core geriatric concept. j am geriatr soc 2007;55:780-91. 13. cella d, nowinski cj. measuring quality of life in chronic illness; the functional assessment of chronic illness therapy measurement system. arch phys med rehabil 2002;83:s10-7. 14. pasini e, corsetti g, bandera f, tolomin s, salvetti m, pedreti e, et al. nutritional status and physical activity of a selected sample of elderly healthy italian people. mediterr j nutr metab 2008;1:43-8. 15. sakato y, tanabe k, nishijima t, fukunaga t, kuno s. relationship between nutrition intake status, nutrition condition and physical fitness in elderly women. int j sport haeth sci 2006;4:54454. 16. kwon j, suzuki t, kim h, yoshida h, kumagai s, yoshida t, et al. health status and physical fitness of undernourished community-dwelling elderly people. jap jour phys fit sport med 2005;54:99-106. 17. chin a, paw mj, de groot lc, van gend sv, schoterman mh, schouten eg, et al. inactivity and weight loss: effective criteria to indentify frailty. j nutr health aging 2003;72:55-60. 18. cesari m, pahor m, bartali b, cherubini a, penninx bwjh, williams gr, et al. antioxidants and physical performance in elderly persons: the invecchiari in chianti (inchianti) study. am j clin nutr 2004;79:289-94. 19. thomas dr. in: morley je, thomas dr, eds. nutritional requirements in older adults. in: geriatric nutrition, crc press, boca raton, 2007.p.103-21. 20. schunemann hj, sperati f, barba m, santesso n, melegari c, elie aa, et al. an instrument to assess quality of life in relation to nutrition: item generation, item reduction and initial validation. health qual life outcomes 2010;8:26:1-13. 21. koochek a, johansson se, kocturk to, sundquist j, sundquist k. physical activity and body mass index in elderly iranians in sweden: a population-based study. eur j clin nutr 2008;62: 1326–32. 22. chapman im. obesity in old age. obes metabol 2008;36:97–106. 23. drewnowski a, evans wj. nutrition, physical activity, and quality of life in older adults. j gerontol 2001;56a:89-94. 24. kubota a, ishikawa-takata k, ohta t. effect of daily physical activity on mobility maintenance in the elderly. int j j sport health sci 2005;3:8390. 25. evans wj. protein nutrition, exercise and aging. j am coll nutr 2004;23:s601–9. kusumaratna, hidayat protein intake of physical activity paul1 25 multimicronutrient supplementation and asymptomatic urinary tract infections in the elderly january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina paul boekitwetana*, julius e. suryawidjaja*, mahyunis aidilfit*, and murad lesmana* *department of microbiology, medical faculty, trisakti university correspondence adr. paul bukitwetan, mars department of microbiology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone:021-5672731 ext.2401 email : paulbw@gmail.com univ med 2009; 28: 25-33 abstract as human life expectancy continues to increase, developing countries are reporting higher percentages of elderly in their respective populations. the defense mechanisms of the elderly are reduced due to several factors, such as increased susceptibility to infection, specifically urinary tract infection (uti). a randomised, placebo-controlled, double-blind trial was conducted to assess whether multimicronutrient supplementation is effective in reducing utis in older people in the community. a total of 261 elderly who lived in mampang prapatan district, south jakarta, were randomised to daily multimicronutrient supplementation or control groups. the primary outcomes were the incidence of asymptomatic uti, the organisms responsible for utis and the results of sensitivity tests on uti microorganisms. uti was defined as culture-positive urine yielding a single species of organisms in numbers greater than 104 cfu/ml urine specimen. at base-line 19.5% of the elderly had uti, namely 23.7% patients in the mmn group and 16.7% in the control group, but the difference was not statistically significant (p=0.158). escherichia coli was the most common microorganism, isolated in 20.7% of the mmn group and 17.5% of the control group. after six months of supplementation, uti in the mmn group decreased by 40.6% compared with only 14.4% in the control group. the numbers of e. coli also declined by 64.3% in the mmn group compared to 37.8% in the control group. this study has confirmed the beneficial effect of multimicronutrient supplementation on uti in the elderly. keywords: multimicronutrients, urinary tract infection, resistance, elderly introduction in 2004 the number of elderly in indonesia was 5.8% of the general population and will continue to increase.(1) from the year 2000 up to 2050, the elderly population throughout the w o r l d w i l l e x p e r i e n c e a t w o t o f o u r f o l d increase.(2) infection is among the most common of disorders in older americans, and elderly individuals are 2–10 fold more likely to die of a variety of infections than are young adults.(3) urinary tract infection (uti) is very common 26 boekitwetan, surjawidjaja, aidilfit, et al asymptomatic urinary tract infections i n o l d e r p e o p l e , b e i n g t h e m o s t f r e q u e n t bacterial infection recorded in older people, followed by pneumonia and skin/soft tissue infections.(4) the majority of uti in elderly over 65 years of age in the urology department of rscm hospital occurred in men (95.0%), in whom the proportion of uti was 14.4%. the most frequent etiological organism was e.coli (38.6%).(5) a s t u d y i n t h e u k s h o w e d a u t i prevalence of 5.6% in the elderly.(6) the causes of the increased susceptibility to uti in older people are multiple: decline in cell-mediated immunity, altered bladder defenses due to o b s t r u c t i v e u r o p a t h y, n e u r o g e n i c b l a d d e r dysfunction, increased bacterial receptivity of u r o e p i t h e l i a l c e l l s , i n c r e a s e d r i s k o f c o n t a m i n a t i o n d u e t o f a e c a l a n d u r i n a r y incontinence as well as urethral instrumentation and catheterization, and decrease in prostatic and vaginal antibacterial factors associated with changes in zinc levels, urinary and vaginal ph, and hormones, especially lack of estrogens. men become more susceptible to utis after 50 years of age, when they begin to develop prostate problems. benign prostatic hyperplasia (bph) can produce obstruction in the urinary tract and increase the risk for infection. in men, r e c u r r e n t u t i s a r e a l s o a s s o c i a t e d w i t h prostatitis caused by e. coli.(7) although only a b o u t 2 0 % o f u t i s o c c u r i n m e n , t h e s e infections can cause more serious problems than they do in women. men with utis are far more l i k e l y t o b e h o s p i t a l i z e d t h a n w o m e n . ( 8 ) bacterial utis can be classified according to localization as urethritis (urethra), cystitis (bladder), or pyelonephritis (kidney). in men, prostatitis may mimic or complicate uti. alternatively, uti can be classified by the p r e s e n c e o r a b s e n c e o f s y m p t o m s ( a s symptomatic or asymptomatic), the frequency of its occurrence, the presence or absence of complications, and especially important in the elderly whether uti is associated with catheter use. older people are more likely to have adverse reactions to drugs. up to the present time older women with uncomplicated uti were treated longer than younger patients without any scientific evidence and with an increased risk of adverse drug reactions.(9) older adults are at risk for malnutrition, which may contribute to their increased risk of infection. uti is defined when the number of bacteria on urinary culture is more than 100,000 colony forming units per ml.(10) if not promptly and appropriately managed, uti may lead to infection of the kidneys and renal failure. urine was the most common specimen of e.coli inactive isolated.(11) the etiology of uti in the elderly is mainly e.coli (50%).(12) studies on the prevalence of bacteriuria in indonesian elderly are few in number. the effects of m u l t i m i c r o n u t r i e n t s u p p l e m e n t a t i o n o n bacteriuria and microbial antibiotic resistance in the elderly are still not clearly understood, and will be the subject of the current study. methods research design a randomized, placebo-controlled, doubleblind trial was conducted to assess whether multimicronutrient supplementation is effective in reducing utis in older people. study population the target population were the elderly residents of mampang prapatan district, south jakarta. the inclusion criteria were: male and female elderly aged 60 years and over, mobile, healthy, able to communicate and willing to participate in the study. terminally ill persons and those currently receiving antibiotic therapy for infections were excluded. written informed 27 consent was obtained from the participants and t h e s t u d y w a s a p p r o v e d b y t h e e t h i c s c o m m i t t e e , m e d i c a l f a c u l t y, tr i s a k t i university. a total of 261 subjects were enrolled using cluster and simple random sampling. randomization participants were randomized to receive multi-micronutrients (mmn) consisting of 40 mg elemental zinc (as zinc gluconate), 120 mg ascorbic acid, 6 mg â-carotene, 15 mg átocopherol (d-á-tocopheryl acid succinate) and 400 µg folic acid. the control group received daily oral tablets containing 400 mg calcium carbonate. randomization was performed using a blocks-of-six design in a numbered sequence prepared from computer-generated random numbers (microsoft excel) by an individual not otherwise involved in the study. intervention the supplementation was given every day for 6 months by the field workers at their home visits. participants in the treatment group received a daily oral tablet containing the amounts of vitamins and minerals stated above, except that on saturdays they received two t a b l e t s . p a r t i c i p a n t s i n t h e c o n t r o l g r o u p received a daily oral tablet containing calcium. both supplements were identical in color, size and taste, and would cause similar changes in t h e c o l o r o f t h e p a r t i c i p a n t s ’ u r i n e . p t ikapharmindo pharmaceutical prepared the supplement and control tablets specifically for this study, according to the specifications of the investigators. all participants were required to take the tablets daily for 6 months. at the home visits, the field workers recorded all occurring side effects and at the end of the month noted the number of supplements taken. the subjects were designated as withdrawals when they had n o t t a k e n t h e s u p p l e m e n t s f o r t w o w e e k s consecutively. collection of specimens after the elderly stated their willingness for participation in the study by signing the i n f o r m e d c o n s e n t f o r m , t h e e x a m i n i n g physician filled out the forms on personal data and clinical information for each participant. collection of early morning mid-stream urine was done on the fasting subject to avoid dilution of the urine. for female elderly, before voiding urine the external genital area was cleansed with soap and water and rinsed with clean water. the first portion of the urine was discarded, and only 20 ml of the mid-stream portion was collected in a sterile container. collection of urine samples was conducted before and after the 6 months of mmn supplementation. transport of urine samples the containers with the urine samples labeled with the subject’s identification number were put in an ice-box for transport to the microbiological laboratory, medical faculty, tr i s a k t i u n i v e r s i t y w i t h i n 4 h o u r s a f t e r collection. the urine samples that could not be sent on time were put in refrigerators at the study location and were sent to the laboratory within 24 hours. on arrival at the microbiological laboratory the specimens were recorded in a logbook. bacteriological examination on arrival at the laboratory, the urine specimens were promptly processed according to standard methods.(4) direct microscopy was performed on a gram smear of uncentrifuged urine. the number of bacteria per high-power f i e l d w a s c o u n t e d a n d t h e p r e s e n c e o f leucocytes was recorded. a volume of 10 ml u r i n e w a s c e n t r i f u g e d a t 2 5 0 0 r p m f o r 5 minutes. the supernatant was discarded and one drop of the sediment was placed on a glass slide, a cover slip was put on top, and the preparation was examined under a microscope. the mean univ med vol.28 no.1 28 boekitwetan, surjawidjaja, aidilfit, et al asymptomatic urinary tract infections of three high-power field readings was taken as the outcome. pyuria was diagnosed when more than 5 leucocytes per high-power field were found. urine culture methods the urine sample of elderly with pyuria was cultured for assessment of bacterial colony count. volumes of 0.01 ml and 0.001 ml of u n c e n t r i f u g e d u r i n e w e r e t a k e n f r o m t h e container by means of a calibrated loop, which was inserted vertically into the urine sample. the urine sample was streaked evenly on blood agar and mcconkey agar plates, using the same l o o p . t h e a g a r p l a t e s w e r e s u b s e q u e n t l y incubated aerobically at 350-370 c for 24-48 hours, after which the colonies were counted. from the results the mean was taken to obtain the number of colonies per milliliter of urine. i d e n t i f i c a t i o n o f i s o l a t e s w a s p e r f o r m e d according to standard methods.(4) a subject with a colony count of < 10,000 cfu/ml on blood agar plate was not considered to be suffering from bacteriuria. a count of 10,000-100,000 cfu/ml might be due to contamination, but a count of >100,000 cfu/ml was considered indicative of bacteriuria.(4) microbial susceptibility to antibiotics antibiotic sensitivity tests were conducted on antimicrobial drugs commonly used for treatment of bacteriuria, such as ciprofloxacin, norfloxacin, nalidixate, tetracycline, ampicillin, and chloramphenicol. the sensitivity tests were performed according to the kirby-bauer disk diffusion method and the minimal inhibitory concentration (mic) were assessed using the national committee for clinical laboratory standards. (8,9) statistical methods sample size based on a study by achmad(6) on uti, it was predicted that a final sample of 260 participants would be required to have a power of 80% at p<0.05 for detecting a 50% reduction in the i n c i d e n c e o f s u b j e c t s h a v i n g a t l e a s t o n e episode of uti in the mmn group. figure 1. participant recruitment and follow-up 29 statistical analysis data were entered onto excel database and analyzed using spss version 15.0. full statistical analysis was performed prior to breaking the treatment code. between-group comparisons were made using the unpaired t-test for normally distributed variables. categorical variables were compared using the chi squared test. results figure 1 outlines the results of the trial selection process. a total of 261 elderly were enrolled and randomized into mmn (n=135) and control (n=126) groups. participant characteristics table 1 summarizes the characteristics o f t h e s t u d y p a r t i c i p a n t s a t b a s e l i n e . participants were similar at baseline with no s i g n i f i c a n t d i ff e r e n c e s b e t w e e n t h e t w o groups (table 1). the overall sample was predominately female (62.8%), and between the ages of 60 and 78 years. a total of 19.5% (53/261) had at least one uti, consisting of 32/135 (23.7%) subjects in the mmn group and 21/126 (16.7%) in the control group, but the numbers were not significantly different ( p = 0 . 1 5 8 ) . e . c o l i w a s t h e m o s t c o m m o n microorganism, being isolated in 20.7% of the mmn group and in 17.5% of the control group, b u t t h e d i f f e r e n c e i n f r e q u e n c i e s w a s n o t s t a t i s t i c a l l y s i g n i f i c a n t ( p = 0 . 1 8 1 ) . a n o t h e r isolated microorganism was klebsiella, found only in the mmn group (2.2%). antimicrobial sensitivity tests at baseline t h e r e s u l t s o f s e v e r a l a n t i m i c r o b i a l sensitivity tests on 50 e.coli isolates indicated that there were no significant differences in sensitivity tests between the mmn and control g r o u p s f o r c i p r o f l o x a c i n , n o r f l o x a c i n , tetracycline, ampicillin and chloramphenicol (p > 0.05). however, antimicrobial sensitivity tests f o r n a l i d i x a t e o n e . c o l i i s o l a t e s s h o w e d a significant difference between the mmn and control groups, antimicrobial resistance being higher in the control group compared with the mmn group (p = 0.037) (table 2). urinary tract infections after supplementation a f t e r 6 m o n t h s o f m u l t i m i c r o n u t r i e n t supplementation, the proportions of the elderly with uti were 12.6% in the intervention group and 14.3% in the control group, the difference table 1. baseline demographic characteristics and urinary tract infections in the elderly according to study group at baseline univ med vol.28 no.1 30 boekitwetan, surjawidjaja, aidilfit, et al asymptomatic urinary tract infections being statistically not significant (p=0.719). however, when compared with baseline values, uti in the mmn group after supplementation was reduced by 40.6% (11.1%/27.3%), whilst in the control group the reduction in uti was only 14.4% (2.4%/16.7%). the proportions of e . c o l i a n d k l e b s i e l l a a f t e r 6 m o n t h s o f supplementation were respectively 7.4% and 4.4% in the intervention group and respectively 12.7% and 0.8% in the control group, these figures being statistically also not significant (p=0.078). the proportion of e.coli was also decreased by 64.3%% {(20.7% 7.4%)/20.7%} in the intervention group after 6 months of supplementation, compared with the proportion at baseline. in the control group the proprtion of e.coli decreased by 37.8%{(17.5% 12.7%)/ 17.5%}. tabel 2. antimicrobial sensitivity tests on 50 e.coli isolates in the elderly by study group at baseline table 3. urinary tract infection in the elderly after 6 months of supplementation by study group 31 antimicrobial sensitivity tests on e.coli after supplementation sensitivity tests for several antimicrobials o n e . c o l i a f t e r 6 m o n t h s o f m m n supplementation indicated that e. coli was sensitive (100%) to ciprofloxacin, norfloxacin a n d n a l i d i x a t e i n t h e i n t e r v e n t i o n g r o u p , compared with the control group, where 87.5% 93.8% of the bacteria was sensitive. however, the difference was statistically not significant (p> 0.05) (table 4). discussion infectious diseases are a common cause of increased morbidity and mortality in the elderly people. a number of health factors contribute to genitourinary infections. comorbid diseases, functional status, and living environments each play a role in a patient’s susceptibility to i n f e c t i o n , a n d e a c h m a y c o m p l i c a t e a n otherwise simple urinary infection. among healthy elderly patients, these infections are usually benign; however, in patients with significant comorbidities, utis can ultimately l e a d t o m o r e s e r i o u s c o m p l i c a t i o n s . ( 1 2 , 1 3 ) infections in the elderly are quite different from infections in a younger population. these differences are due to age-related alterations in immunity. there are multiple reasons for higher rates of infection when compared with younger patients. anatomic variations during the aging process (such as changes in prostatic function in men and changes in vaginal flora associated with menopause in women) increase the risk of utis.(14) incidence and bacterial spectrum depends on the site of infection and whether the patient is hospitalized, living in a nursing home or in the community. in this study, of 261 elderly in the community 19.5% had uti. our results showed a similar uti prevalence when compared with a study in 520 elderly people in table 4. antimicrobial sensitivity tests on 25 e.coli isolates in elderly by study group after supplementation univ med vol.28 no.1 32 boekitwetan, surjawidjaja, aidilfit, et al asymptomatic urinary tract infections nursing home at iran, where the uti prevalence was 15.5%.(1) on the other hand, our study showed a higher uti rate than that found in a study of 262 nursing home residents, where the uti rate was 3.4%.(15) the reason for these differing figures may lie in the fact that in the present study the number of females was higher than that of males, and that males are less prone to uti, possibly because of their longer urethra and the presence of antimicrobial substances in prostatic fluids.(16) most uti are asymptomatic, which is remarkable in view of the prevalence of bacteriuria in 15% 50% of all residents of long-term care facilities.(17) diagnosis of uti in confused elderly patients can be difficult because of the nonspecific and frequently misleading symptoms and signs, and is therefore primarily based on microscopic examination of urine.(18) a study o f i n s t i t u t i o n a l i z e d e l d e r l y p e r s o n s demonstrating the benefits by means of clinical end points suggested that trace minerals, rather than vitamins, may be the key nutritional factor for preventing infection in older adults.(18) e s c h e r i c h i a c o l i w a s t h e c o m m o n e s t o r g a n i s m i s o l a t e d i n o u r s t u d y, a n d i s recognised as the most common urinary tract p a t h o g e n i n e l d e r l y p e o p l e . ( 1 0 ) we f o u n d significantly fewer infections with e. coli in the multi-micronutrient group than in the control group. an important reason for evaluating the effectiveness of multimicronutrients is because of their potential to improve immune responses to infection and thus prevent illness. multimicronutrient supplementation for older people increased their in-vitro lymphocyte response to mitogens.(20) the use of antimicrobials for treatment of urinary infection is a part of the larger concern about appropriate antimicrobial use in the elderly and the impacts of the selective pressure of antimicrobials on colonization and infection with resistant organisms. treatment of urinary i n f e c t i o n s i n e l d e r l y p a t i e n t s s h o u l d b e conservative when compared with younger, healthier individuals. higher rates of failure and relapse are more often associated with advanced age. fluoroquinolones are the preferred firstline treatment when the pathogen is not known, as they have a wider spectrum of coverage and g r e a t e r p e n e t r a t i o n o f t h e p r o s t a t e g l a n d compared with other antibiotics.(11) in our study, a f t e r s i x m o n t h s o f m u l t i m i c r o n u t r i e n t supplementation antimicrobial sensitivity tests showed that e. coli was 100% sensitive to ciprofloxacin and norfloxacin compared with the control group (sensitivity 87.5% – 93.8%), which figures were however not significantly d i ff e r e n t . t h e o c c u r r e n c e o f i n t e r a c t i o n s between host and numerous potential pathogens should be further investigated using a larger number of e. coli isolates. it should be of interest to explore whether multi-micronutrient supplementation might not be able to affect the h o s t p a t h o g e n b a l a n c e , i m p a c t i n g o n antimicrobial sensitivity of the pathogens.(21) numerous micronutrients play a special role in human immune function. should escherichia coli after micronutrient supplementation of the h o s t b e c o m e m o r e s e n s i t i v e t o t h e fluoroquinolones, by what amount, and how effective would the supplementation be. we p r o p o s e a m o r e i n t e g r a t e d a p p r o a c h t o investigate the actions of micronutrients in human beings on the interaction between host and pathogen biology and genomics. conclusions a multi-micronutrient supplement reduced the incidence of uti by 40.6% in the mmn group and only by 14.4% in the control group. infections with e. coli were less frequent in the multimicronutrient group than in the control group after six months of supplementation. 33 references 1. badan koordinasi keluarga berencana nasional [national coordinating board of family planning]. data keluarga penduduk indonesia. jakarta: badan koordinasi keluarga berencana nasional. 2004. available at http://www.bkkbn.go.id. accessed august 10, 2008. 2. united nations. world population aging 1950-2050. new york: united nations; 2001. available at http:/ / w w w. u n . o rg / e s a / p o p u l a t i o n / p u b l i c a t i o n s / worldageing19502050/pdf/preface_web.pdf. accessed august 12, 2008. 3. high kp. nutritional strategies to boost immunity and prevent infection in elderly individuals. clin infect dis 2001; 33: 1892-900. 4. castle sc. clinical relevance of age-related immune dysfunction. clin infect dis 2000; 31: 578–85. 5. achmad ia, birowo p. profil pasien infeksi saluran kemih usia lanjut di rumah sakit cipto mangunkusumo jakarta [profile of urinary tract infection in elderly patients]. maj kedokter indon 2006; 56: 114-7. 6. mcmurdo et, bissett ly, price rjg, phillips g, crombie ik. does ingestion of cranberry juice reduce symptomatic urinary tract infections in older people in hospital? a double-blind, placebocontrolled trial. age ageing 2005; 34: 256–61. 7. williams me. treatment of uti in an elderly male. medscape fam med 2002; 4: 2-6. 8. trotter cl, stuart jm, george r. increasing hospital admissions for pneumonia, england. emerg infect dis 2008; 14: 727–33. 9. lutters m, vogt-ferrier nb. antibiotic duration for treating uncomplicated, symptomatic lower urinary tract infections in elderly women. cochrane database of systematic reviews 2008, issue 3. art. no.: cd001535. doi: 10.1002/14651858. cd001535. pub2. 10. thomson rb, miller jm. specimen collection, transport, and processing: bacteriology in: murray p, baron ej, jorgensen jh, pfaller ma, yolken rh, editors. manual of clinical microbiology. 8th ed. washington dc: asm press; 2003. p. 286-330. 11. noviana h. antibiotic susceptibility of escherichia coli isolated from various clinical specimens. j kedokter trisakti 2004; 23: 122-6. 12. adedipe a, lowenstein r. infectious emergencies in the elderly. emerg med clin n am 2006; 24: 433-48. 13. ginde aa, rhee sh, katz ed. predictors in outcome in geriatric patients with urinary tract infections. j emerg med 2004; 27: 101–8. 14. shortliffe ldm, mccue jd. urinary tract infections at the age extremes: pediatrics and geriatrics. am j med 2002; 113: 55s–66s. 15. bucher a, sorkness n, lundqvist k, ronning k. infection and use of antibiotics in nursing home. tidsskr nor laegeforen 2001; 121: 827–30. 16. nowroozi j, mirgalili as, bagheri kp. study on nutrition status and urinary tract infection in elderly people at nursing home. iranian j publ health 2004; 33: 36-9. 17. nicole le. urinary tract infection in long-term facility residents. clin infect dis 2000; 31: 757-61. 18. rao gg, patel m. urinary tract infection in hospitalized elderly patients in the united kingdom: the importance of making an accurate diagnosis in the post broad-spectrum antibiotic era. j antimicrob chemother 2009; 63: 5–6. 19. high kp. nutritional strategies to boost immunity and prevent infection in elderly individuals. clin infect dis 2001; 33: 1892–900. 20. barringer ta, kirk jk, santaniello ac, foley kl, michielutte r. effect of a multivitamin and mineral supplement on infection and quality of life. ann int med 2003; 138: 365-71. 21. prentice am, ghattas h, cox se. host-pathogen interactions: can micronutrient tip the balance?. j nutr 2007; 137: 1334-7. univ med vol.28 no.1 waist1 77 waist circumference as a predictor for blood glucose levels in adults may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina shinta l hardiman*a, intan nevita bernanthus*, puspa k rustati* and eva susiyanti** *medical profession study program, medical faculty, trisakti university **distric health center, cipete selatan, south jakarta correspondence adr. shinta l hardiman medical profession study program, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta univ med 2009;28:77-82 abstract anthropometric indexes such as body mass index (bmi), waist circumference (wc), hip ciucumference (hc), and waist–hip ratio (whr), are all useful anthropometric measurements to provide important information on blood glucose concentrations. the aim of this study was to determine different anthropometric measurements, in particular bmi, waist circumference, hip circumference and waist-to-hip ratio, in their ability to predict the blood glucose levels in men and women 40 to 60. a cross-sectional study was conducted on a sample of 44 men and 127 women aged 40 to 50 who lived in cipete selatan subdistrict, south jakarta. blood glucose levels was assessed and anthropometric measurements comprising bmi, wc, hc, whr were collected. multiple linear regression analysis was used to determine the best predictor for blood glucose levels. the study showed that the prevalence of dm type 2 was 25.7% and the prevalence was higher in men (40.9%) compared to women (23.5%). the significant predictive variables in the simple regression analysis were age and waist circumference. multiple linear regression showed that after adjustment for age, wc was positively associated with blood glucose levels. standardized a value was 0.172 (p=0.026). wc predict blood glucose levels, beyond that explained by traditional diabetic risk factors and bmi. these findings provide support for the recommendation that wc be a routine measure for identification of diabetes mellitus type 2 in men and women aged 40 to 60 years. keywords: anthropometric indexes, blood glucose levels, diabetes mellitus type 2 introduction the increase in the number of diabetes mellitus (dm) type 2 patients all over the world have been predicted by the experts. (1) the prevalence rate of dm in the developing world, e s p e c i a l l y i n t h e a s i a p a c i f i c r e g i o n , increasingly compared with other countries. in thailand the increase in the prevalence of dm type 2 among the population aged ≤35 was 9.6%, 78 hardiman, bernanthus, rustati, et al waist circumference for blood glucose an increase of 20% over a period of 5 years.(2) according to the survey that was carried out by the world health organization (who) in the year 2000, indonesia occupied the 4th place in the number of dm patients in the world after india, china and the united states. during 2000, the prevalence of the dm was 8.4 million and in 2030 will be increased to 21.3 million.(1) whereas data from the indonesian department of health showed that the number of dm inpatients and outpatients treated in hospitals occupied the first place from all over endocrine disorders.(3) in developing countries the highest prevalence of dm type 2 was in people 45 to 65 years of age.(4) the complications that could result from dm, i n c l u d i n g c o r o n a r y h e a r t d i s e a s e ( c h d ) , necessitate larger expenditures for medical treatment. therefore, early diagnosis and prevention of dm are very important to prevent chd as a complication after the onset of diabetes. several factors that could increase the incidence of dm type 2 are sedentary habits, obesity, excessive consumption of polyunsaturated fats and refined sugars, and smoking. several studies showed that obesity was correlated with the increase in the p r e v a l e n c e o f h y p e r t e n s i o n , d m a n d dyslipidemia.(5) the importance of obesity as a risk factor for type 2 diabetes and hypertension has been well recognized, but its role as a coronary heart disease (chd) risk factor in nondiabetic, normotensive individuals has been less well established.(6) anthropometric indices, s u c h a s b o d y m a s s i n d e x ( b m i ) , w a i s t circumference (wc), and waist-hip ratio (whr), are anthropometric measurements that could give risk information on dm and chd.(7) the who and the national institute of health have defined bmi, wc, and whr cut-off levels for white, black and hispanic american adults; however, these definitions cannot be readily applied to other populations.(8,9) it is beneficial to healthcare to assess which anthropometric measurements are associated with the presence of dm in different populations. although it is argued that there is no justification for general population screening, early detection of individuals at risk of diabetes could be beneficial because early intervention has the potential to prevent the development of diabetes and its complications. the identification of individuals at risk of diabetes and treatment of risk factors is therefore relevant to prevent cardiovascular disease and mortality in addition to diabetes.(10) the aim of this study was to determine which anthropometric measurements, in particular bmi, wc, and whr, were able to predict the risk of type 2 diabetes in people 40 to 60 years of age. methods research design we carried out a cross-sectional study during october to november 2007 among people 40 to 60 years of age. study subjects the subjects of the study were men and women 40 to 60 years of age who lived in cipete selatan subdistrict. the inclusion criteria were age 40 to 60 years and no history of diabetes. after exclusion of participants with any history of severe diseases (cancer, liver cirrhosis), mental retardation and lack of communication, data were collected on subject characteristics, such as age, gender, level of education, exercise and occupation. measurements the anthropometric measurements used to calculate bmi, using standardized procedures, were height and weight. height was measured using a portable microtoise to the nearest 0.1 cm and weight was measured using sage portable scales to the nearest 0.1 kg. bmi was calculated as the weight (kg) divided by the square of the 79 univ med vol.28 no.2 height (m). wc was taken as the minimum circumference between the umbilicus and xiphoid process and measured to the nearest 0.5 cm. hip circumference (hc) was measured as the maximum circumference around the buttocks posteriorly and the symphysis pubis anteriorly and measured to the nearest 0.5 cm. then whr was calculated from wc and hc. blood was taken at any time for measurement of plasma glucose (pg). blood glucose level was measured using glucotest and glucostrip. the american diabetes association criteria were used to diagnose diabetes.(11) diabetes was defined by the presence of classic dm symptoms and a casual plasma glucose level of > 200 mg/dl (11.1 mmol/l). statistical analysis differences between men and women were e x a m i n e d b y st u d e n t ’s t t e s t . to t e s t t h e contribution of age, wc, hp, bmi, whr on c a s u a l b l o o d g l u c o s e c o n c e n t r a t i o n s a s dependent variable we used a single regression analysis. furthermore a multiple step-wise regression analysis, including all variables that were significantly (p<0.05) associated with c a s u a l b l o o d g l u c o s e l e v e l s , w a s u s e d t o determine the best predictor of casual blood glucose concentrations. all analyses were performed using the spss/pc statistical program (version 11.0 for windows; spss, inc.chicago, il). results the subjects consisted of 127 (74.3%) women and 44 (25.7%) men. the prevalence of dm type 2 was 25.7%. the age, anthropometric indices, blood glucose levels and prevalence of type 2 dm of the subjects are summarized in table 1. the means of height and weight were significantly higher in men compared to women. in men, wc (88.3 ± 10.8 cm) was statistically significantly higher compared with women (83.5 ± 9.4 cm) (p=0.005). hc and whr differences were also statistically significant between men and women, but the difference in blood glucose levels was not statistically significant (p=0.197). table 2 presents the results of the simple linear regression analysis in which several anthropometric indices were used to predict the blood glucose levels. the analysis showed that age and wc had a statistically significant positive association with casual blood glucose levels, whereas bmi, hc, and whr were statistically not significantly associated with anthropometry index men (n=44) women (n=127) p value age (yr) 51.3 (6.3) 47.6 (6.1) 0.001 height (cm) 162.8 (7.0) 151.8 (5.1) 0.000 weight (kg) 77.6 (10.3) 59.1 (10.1) 0.000 bmi * 25.2 (3.3) 25.7 (4.1) 0.393 wc (cm) ** 88.3 (10.8) 83.5 (9.4) 0.005 wh ratio *** 0.98 (0.06) 0.93 (0.04) 0.000 hc (cm) **** 92.6 (9.4) 96.2 (9.8) 0.041 blood glucose level (mg/dl) 136.6 (70.4) 120.8 (69.6) 0.197 dm § 40.9% 23.5% 0.081 table 1. anthropometry and prevalence of type 2 dm in the studied population *bmi = body mass index; **wc = waist circumference; ***whr = waist to hip ratio; **** hc = hip circumference; §dm = diabetes mellitus type 2; values are expressed as mean and standard deviation (in parentheses). 80 hardiman, bernanthus, rustati, et al waist circumference for blood glucose predictors b p age 1.684 0.048 bmi* 0.383 0.827 wc** 1.351 0.011 hc*** 0.491 0.303 whr**** 103.371 0.345 table 2. simple regression analysis for predictors of blood glucose levels in men and women *bmi = body mass index; **wc = waist circumverence; ****whr = waist to hip ratio; *** hc = hip circumference table 3. multiple linear regression model for age and wc on blood glucose levels model â standardized â p aged 1.348 0.121 0.115 wc* 1.202 0.152 0.026 *wc = waist circumference casual blood glucose levels. multiple linear regression models showed that wc was the best predictor for casual blood glucose levels among men and women 40 to 60 years of age. wc had a statistically significant positive association with casual blood glucose levels (p=0.026) (table 3). discussion in the present study the prevalence of dm type 2 was 25.7% among men and women 40 to 60 years of age. this result was similar with that of a survey in mexico, where the prevalence of dm type 2 among men and women over 20 was 26.6%.(12) however, the prevalence of dm in our study was higher than that found in the american survey (dm 7.8% in both genders), probably because in the latter the data were analyzed based on age groups and not on gender, whereas in our study the analysis was on gender and not on age groups.(13) the primary finding of our study is that wc significantly predicts the levels of blood glucose. the study by janiszewski et al(14) of approximately 3,000 men and 2,800 women showed similar results. after controlling for age, sex, race, smoking status, cardiometabolic risk factors, and bmi, patients with wc in the medium and high categories had a twofold and fivefold increased risk of diabetes, respectively. schulze e t a l . s h o w e d t h a t w c h a d t h e s t r o n g e s t association of single anthropometric measures for type 2 dm.(15) several previous cohort studies(1619) that compared different anthropometric measurements with regard to diabetes risk p r e d i c t i o n s u g g e s t t h a t a n t h r o p o m e t r i c m e a s u r e m e n t s t h a t d e s c r i b e c e n t r a l f a t distribution, in particular wc, may be superior to measurements of general adiposity. a study in central jakarta on men and women 35 to 55 years of age, showed a similar result, namely that wc was the best predictor for screening dm type 2, compared with bmi, waist to height ratio and whr.(20) wc by itself was also strongly related to risk of myocardial infarction, and this association remained significant after adjustment for other risk factors.(21) in the present study, wc significantly predicted the levels of blood glucose, but bmi did not predict diabetes after consideration of common diabetic risk factors and wc. the recent consensus statement of the american diabetes association, the obesity society, and the american society for nutrition questions the sequence of clinical measures of diabetes mellitus and more importantly, the relevance of wc measurement in clinical practice.(22) one of the limitations of this study was that we were unable to include the fasting and 2 hour glucose concentration to determine a better diagnosis for dm type 2. the simplest parameter for identifying those at risk of diabetes is wc, beyond that explained by commonly evaluated 81 univ med vol.28 no.2 diabetic risk factors such as weight, bmi and whr. conclusions we found that among men and women, wc appeared to be the best predictor than any other single direct measure. wc was a better predictor of diabetes occurrence than bmi among men and w o m e n . g e n e r a l l y, m e a s u r e m e n t o f anthropometric characteristics beyond wc had little predictive information. wc can be used for early intervention to delay or prevent type 2 dm. acknowledgement we hereby wish to extend our heartfelt gratitude to all men and women who graciously participated in this study, to drg. eva susiyanti as head of cipete selatan health center and to all staff of the health center, for their support of this study. and last but not least, we thank prof. dr. dr. adi hidayat, ms for editing and revising the manuscript. references 1. wild s, roglic g, green a, sicree r, king h. global prevalence of diabetes: estimates for the year 2000 and projections for 2030. diabetes care 2004;27: 1047-53. 2 aekplakorn w, stolk rp, neal b, suriyawongpaisal p, chongsuvivawong v, cheepudomwit s, et al. the prevalence and management of diabetes in thai adults: the international collaborative study of cardiovascular disease in asia. diabetes care 2003;26:2758–63. 3. departemen kesehatan republik indonesia. jumlah penderita diabetes indonesia ranking ke-4 di dunia. 5 september 2005. available at: http://www. depkes.go.id/index.php?option=news&task= viewarticle&sid=1183. accessed august 12, 2007. 4. wild s, roglic g., green a. global prevalence of diabetes. diabetes care 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10. nijhof n, ter hoeven cl, de jong mdt. determinants of the use of a diabetes risk-screening test. j comm health 2008;33:313-7. 11. american diabetes association. diagnosis and classification of diabetes mellitus. diabetes care 2005;28 (suppl 1):s37-s42. 12. berber a , go´mez-santos r, fanghänel g, sanchezreyes l. anthropometric indexes in the prediction of type 2 diabetes mellitus, hypertension and dyslipidaemia in a mexican population. int j obes 2001;25:1794–9. 13. harris mi, flegal km, cowie cc, eberhardt ms, goldstein de, little rr, et al. prevalence of diabetes, impaired fasting glucose, and impaired glucose tolerance in u.s. adults. third national health and nutrition examination survey, 1988 – 1994. diabetes care 1998;21:518-24. 14. janiszewski pm, janssen i, ross r. does waist circumference predict diabetes and cardiovascular disease beyond commonly evaluated cardiometabolic risk factors? diabetes care 2007;30:3105-9. 15. schulze mb, heidemann c, schienkiewtz a, bergmann mm, hoffmann k, boeing h. comparison of anthropometric characteristics in predicting the incidence of type 2 diabetes in the epic-potsdam study. diabetes care 2006;29:19213. 16. stevens j, couper d, pankow j, folsom ar, duncan bb, nieto fj, et al. sensitivity and specificity of anthropometrics for the prediction of diabetes in a biracial cohort. obes res 2001;9:696-705. 82 hardiman, bernanthus, rustati, et al waist circumference for blood glucose 17. snijder mb, dekker jm, visser m, bouter lm, stehouwer cd, kostense pj, et al. associations of hip and thigh circumferences independent of waist circumference with the incidence of type 2 diabetes: the hoorn study. am j clin nutr 2003;77:1192–7. 18. sargeant la, bennett fi, forrester te, cooper rs, wilks rj. predicting incident diabetes in jamaica: the role of anthropometry. obes res 2002;10:792– 8. 19. castillo s, monroy v. anthropometric cut off points for predicting chronic diseases in the mexican national health survey 2000. obes res 2003;11: 442-51. 20. delima. indeks antropometri sebagai uji diagnostic diabetes mellitus tipe 2. avaiable at: http:// digilib.litbang.depkes.go.id/go.php?id=jkpkbppkgdl-res-2002-delima-1134-diabetes&q=indeks+ antropometri. accessed september 1, 2008. 21. walling ad. waist-to-hip ratio better predictor of disease than bmi. am fam physician 2006; 73: 2046-7. 22. klein s, allison db, heymsfield sb, kelley de, leibel rl, nonas c, et al. waist circumference and cardiometabolic risk: a consensus statement from shaping america’s health: association for weight management and obesity prevention; naaso, the obesity society; the american society for nutrition; and the american diabetes association. diabetes care 2007;30:1647–52. alvina 114 abstract currently nonalcoholic fatty liver disease (nafld) and nonalcoholic steatohepatitis (nash) are medical problems associated with the increasing prevalence of diabetes mellitus, obesity, hypertension and hypertriglyceridemia, usually designated as the metabolic syndrome associated with insulin resistance. one study demonstrated an increase in nafld prevalence of around 17-33% and in nash prevalence of 5.7-16.5%. nafld comprises a range of mild to severe conditions, from simple steatosis to steatohepatitis, hepatic fibrosis and cirrhosis. the diagnosis of hepatic fibrosis is important for prognosis, stratification for treatment, and monitoring of treatment efficacy. ultrasonography (usg) is a simple method for detecting fatty infiltrates in the liver. usg has a sensitivity of 82-89% and a specificity of 93%, but cannot differentiate between hepatic steatosis and fibrosis. the gold standard for evaluation of hepatic fibrosis is liver biopsy, which however is a painful and invasive procedure. currently determination of serum type iv collagen has been suggested as an alternative to liver biopsy among the non-invasive methods for evaluation of hepatic fibrosis, as its serum concentration is closely correlated with advanced hepatic fibrosis in nash. type iv collagen is one of the components of basement membrane and its serum concentration is indicative of degradation of the extracellular matrix. keywords: nafld, nash, type iv collagen, hepatic fibrosis *department of clinical pathology, medical faculty, trisakti university correspondence dr. alvina, sppk department of clinical pathology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2404 email: vina_march_dr@yahoo.com univ med 2010;29:114-24. type iv collagen as marker of fibrosis in nonalcoholic liver disease alvina* may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction nonalcoholic fatty liver disease (nafld) a n d i t s a d v a n c e d s t a g e , n o n a l c o h o l i c steatohepatitis (nash), currently are the subject of heated discussion in the field of m e d i c i n e . t h e i n c r e a s i n g p r e v a l e n c e o f d i a b e t e s , o b e s i t y, h y p e r t e n s i o n , a n d hypertriglyceridemia is considered to be an important cause of nafld.(1) the world health organization (who) has estimated that there were 200 million patients with obesity worldwide in 1995 and 300 million in 2002.(2) on the basis of data published by the nafld/ nash 2006 concensus in cebu, indonesia has the highest percentage of nafld patients in southeast asia, namely 30%, in contrast with 17% for malaysia and 5% for singapore.(3) nafld comprises a range of conditions, from simple steatosis to steatohepatitis, hepatic fibrosis and cirrhosis(4) and is histologically differentiated into four stages, where stages iii 115 univ med vol.29 no.2 and iv are also known as nash.(1) ultrasonographic imaging (usg) is a simple method for diagnosis of fatty liver, based on visualization of fatty infiltrates in the liver.(5,6) it has a sensitivity of 82%-89% and a s p e c i f i c i t y o f 9 3 % , b u t c a n n o t p r o p e r l y differentiate between steatosis and hepatic fibrosis. for detecting hepatic fibrosis, the gold standard is liver biopsy, which however is an invasive procedure and has its limitations.(5-7) currently several studies are in progress for detecting hepatic fibrosis by means of noninvasive procedures. it has been reported that the serum concentration of type iv collagen may be used as a non-invasive alternative to liver biopsy for evaluation of hepatic fibrosis. epidemiology nafld, a clinical condition that may advance to terminal hepatic disease, is found in 10-24% of the general population of various countries.(4,8) according to population studies based on ultrasound and liver function tests, the prevalence of nafld tends to increase by 17-33%, while that of nash increases with 5.7-16.5%.(9) n a f l d i s a s s o c i a t e d w i t h i n s u l i n resistance and the metabolic syndrome.(10-12) the prevalence of nafld is 50% in diabetic patients and 76% in obese patients.(10) the risk factors associated with nafld are obesity, diabetes mellitus type 2, and hyperlipidemia.(4) approximately 67% of patients with body mass index (bmi) >30 kg/m2 and more than 90% of patients with bmi >39 kg/m2 tend to have s t e a t o s i s . ( 5 ) m a n y n a f l d p a t i e n t s a r e asymptomatic, although a number of patients reportedly suffer from fatigue, malaise, and a s e n s a t i o n o f f u l l n e s s i n t h e r i g h t u p p e r abdominal quadrant. hepatomegaly may be f o u n d i n 5 0 % o f p a t i e n t s o n i n i t i a l examination.(4,5,9) etiology there are several causative factors of fatty liver, such as drugs and metabolic disorders. among the causes of macrovesicular steatosis, which is associated with an imbalance of hepatic nutritional drugs* metabolic or genetic other protein-calorie malnutrition† starvation† total parenteral nutrition† rapid weight loss† gastrointestinal surgery for obesity† glucocorticoids† synthestic estrogens† aspirin‡ calcium-channel blockers† amiodarone§ tamoxifen† tetracycline‡ methotrexate† perhexiline maleate§ valproic acid‡ cocaine‡ antiviral agents zidovudine† didanosine‡ fialuridine‡ lipodystrophy† dysbetalipoproteinemia† weber-christian disease† wolman’s disease§ cholesterol ester storage§ acute fatty liver of pregnancy‡ inflammatory bowel disease† small-bowel diverticulosis with bacterial overgrowth† human immunodeficiency virus infection† environmental hepatotoxins phosphorus ‡ petrochemicals†‡ toxic mushrooms† organic solvents bacillus circus toxins‡  * this is a partial list of agents that produce fatty liver. some drugs produce inflammation as well. the association of fatty liver with calcium-channel blockers and valproic acid is weak, whereas the association with amiodarone is strong. druginduced fatty liver may have no sequelae (e.g., cases caused by glucocorticoids) or can result in cirrhosis (e.g., cases caused by methotrexate and amiodarone). † this factor predorminantly causes macrovesicular steatosis (mostly owing to imbalance in the hepatic synthesis and export of lipids). ‡ this factor predominantly causes microvesicular steatosis (mostly owing to defects in mitochondrial function). § this factor causes hepatic phospholipidosis (mostly owing to the accumulation of phospholipids in lysosomes). table 1. causes of fatty liver disease(4) 116 l i p i d s y n t h e s i s , a r e s u c h a g e n t s a s glucocorticoids, calcium channel blockers, tamoxifen, and methotrexate, and disorders such as lipodystrophy and dysbetalipoproteinemia. in contrast, microvesicular steatosis is mostly the result of mitochondrial functional defects, e.g. t h o s e c a u s e d b y v a l p r o i c a c i d , a s p i r i n , tetracycline, and acute fatty liver of pregnancy. wo l m a n ’s d i s e a s e c a u s e s h e p a t i c phospholipidosis due to accumulation of phospholipids in lysosomes. (table 1)(4) the metabolic syndrome, associated with insulin resistance (ir), is a collection of symptoms comprising diabetes, central obesity, h y p e r t e n s i o n a n d d y s l i p i d e m i a . ( 1 3 ) i r i s associated with increased production of free fatty acids in the liver from glucose; in addition adipose tissue is also a source of tnf-α which is a regulator of insulin sensitivity. tnf-α presumably increases insulin resistance by d e c r e a s i n g r e g u l a t i o n o f p e r o x i s o m e p r o l i f e r a t o ra c t i v a t e d r e c e p t o r g a m m a (pparγ), which is the most important receptor for maintaining insulin sensitivity within normal limits.(10,14) in obese patients there is an increased hepatic uptake of free fatty acids, which s u b s e q u e n t l y u n d e rg o β o x i d a t i o n o r e s t e r i f i c a t i o n w i t h g l y c e r o l , f o r m i n g t r i g l y c e r i d e s t h a t p l a y a r o l e i n t h e accumulation of fat in the liver.(15) nafld classification nafld may be classified into four histopathological stages, with stage i being characterized by fatty infiltration of the liver, table 2. grading and staging the histopathological lesions of nonalcoholic fatty liver disease(4) grading for steatosis grade 1: <33% of hepatocytes affected grade 2: 33% to 66% of hepatocytes affected grade 3: >66% of hepatocytes affected grading for steatohepatitis grade 1, mild steatosis: predominantly macrovesicular, involves up to 66% of lobules ballooning: occasionally observed; zone 3 hepatocytes lobular inflammation: scattered and mild acute inflammation (polymorphonuclear cells) and occasional chronic inflammation (mononuclear cells) portal inflammation: none or mild grade 2, moderate steatosis: any degree; usually mixed macrovesicular and microvesicular ballooning: obvious and present in zone 3 lobular inflammation: polymorphonuclear cells may be noted in association with ballooned hepatocytes; pericellular fibrosis; mild chronic inflammation may be seen portal inflammation: mild to moderate grade 3, severe steatosis: typically involves >66% of lobules (panacinar); commonly mixed steatosis ballooning: predominantly zone 3; marked lobular inflammation: scattered acute and chronic inflammation; polymorphonuclear cells may be concentrated in zone 3 areas of ballooning and perisinusoidal fibrosis portal inflammation: mild to moderate staging for fibrosis stage 1: zone 3 perivenular, perisinusoidal, or pericellular fibrosis; focal or extensive stage 2: as above, with focal or extensive periportal fibrosis stage 3: bridging fibrosis, focal or extensive stage 4: cirrhosis alvina type iv collagen in liver disease 117 univ med vol.29 no.2 stage ii by fatty infiltration with inflammation, stage iii by fatty infiltration with ballooning degeneration, and stage iv by fatty infiltration with lesions similar to alcoholic hepatitis and sinusoidal fibrosis and by polymorphonuclear infiltrates with or without mallory’s hyaline. nafld stages iii and iv are known as nash.(1) the term nash was first introduced by ludwig to describe the lesions of alcoholic steatohepatitis (ash) in patients who had no history of regular alcohol consumption and did not have other liver diseases.(14) the grading and staging for steatosis, steatohepatitis, and hepatic fibrosis are based on histopathological criteria. (table 2)(4) pathogenesis of nafld fatty acids in the liver are normally esterified into triglycerides, some of which are excreted by the hepatocytes in the form of very low density lipoproteins (vldl). the elevated level of lipids, particularly triglycerides, in the hepatocytes of patients with nafld is the r e s u l t o f a n i m b a l a n c e b e t w e e n e n z y m e systems that promote the uptake and synthesis of fatty acids and those that promote the oxidation and export of fatty acids. (figure 1)(4) ir also plays an important role in the accumulation of lipids in hepatocytes, via two pathways, i.e. lipolysis (which increases circulating fatty acids), and hyperinsulinemia. high fatty acid uptake results in mitochondrial β-oxidation overload leading to fatty acid accumulation within the hepatocytes. fatty acids are substrates and inducers of the microsomal lipoxygenases cytochrome p-450 2e1 and 4a. cytochrome p-450 2e1, the concentration of which is elevated in patients with steatohepatitis, produces free oxygen radicals that are capable of inducing lipid figure 1. pathogenesis of nonalcoholic fatty liver disease through imbalance between enzyme systems promoting uptake and synthesis of fatty acids and those promoting oxidation and export of fatty acids.(4) 118 figure 2. pathogenesis of nonalcoholic fatty liver disease through insulin resistance.(4) figure 3. pathogenesis of development of steatosis into steatohepatitis and fibrosis through lipid peroxidation, cytokine induction, and fas ligand induction.4 alvina type iv collagen in liver disease 119 univ med vol.29 no.2 p e r o x i d a t i o n o f h e p a t o c y t e m e m b r a n e s . h y p e r i n s u l i n e m i a d u e t o i r i n c r e a s e s glycolysis which subsequently increases fatty acid synthesis in hepatocytes and favors the a c c u m u l a t i o n o f t r i g l y c e r i d e s w i t h i n hepatocytes through decreased production of hepatic apolipoprotein b-100. (figure 2)(4) mitochondrial reactive oxygen species p r o m o t e p r o g r e s s o f s t e a t o s i s i n t o s t e a t o h e p a t i t i s a n d f i b r o s i s b y t h r e e mechanisms, viz. lipid peroxidation, cytokine i n d u c t i o n , a n d i n d u c t i o n o f f a s l i g a n d . reactive oxygen species (ros) trigger lipid p e r o x i d a t i o n , l e a d i n g t o c e l l d e a t h a n d production of malondialdehyde (mda) and 4hydroxynonenal (hne). mda and hne cause cell death, are involved in the synthesis of mallory’s hyaline, and activate stellate cells, thus increasing collagen synthesis. ros also induce the production of the cytokines tnfα, transforming growth factor β (tgf-β) and interleukin-8. tgf-β activates stellate cells i n t o s y n t h e s i z i n g c o l l a g e n , w h e r e a s i n t e r l e u k i n 8 i s a c h e m o a t t r a c t a n t f o r neutrophils. mitochondrial reactive oxygen species can activate fas ligand in hepatocytes, which normally express the fas receptor. fas l i g a n d s m a y b i n d t o f a s r e c e p t o r s o n neighboring hepatocytes, thus killing these cells. (figure 3)(4) hepatic fibrosis h e p a t i c f i b r o s i s i s t h e e x c e s s i v e accumulation of extracellular matrix proteins in response to stimuli in acute or chronic liver disease.(16,17) around 15%-40% of patients with nash progress to hepatic fibrosis,(18) in which there occur changes in the number and quality of extracellular matrix proteins,(19) leading to s t r u c t u r a l c h a n g e s i n t h e l i v e r t h r o u g h formation of fibrous scars.(16) pathogenesis of hepatic fibrosis fatty acid accumulation in the cytosol increases oxidation of the fatty acids in peroxisomes and endoplasmic reticulum. peroxisomal oxidation reactions are catalyzed by acyl-coa oxidase (aox) with the formation o f h y d r o g e n p e r o x i d e . o x i d a t i o n i n t h e e n d o p l a s m i c r e t i c u l u m i s c a t a l y z e d b y cytochromes p450 (cyp) 2e1, 4a10, and 4a14. polyunsaturated fatty acids (pufa) are the products of lipid peroxidation by reactive o x y g e n s p e c i e s ( r o s ) , a n d t h e p u fa peroxidation products are trans-4-hydroxy-2nonenal (hne) and malondialdehyde (mda). ros and aldehydes can induce oxidative stress and cause cell death through depletion of atp and nad, damage to dna and protein, and depletion of glutathione. ros and lipid peroxidation products play a role in the formation of fibrosis through activation of collagen-synthesizing hepatic stellate cells. (figure 4)(20) type iv collagen as noninvasive marker of hepatic fibrosis liver biopsy is the gold standard for determination of the severity of hepatic inflammation and fibrosis, while possessing limitations such as being painful and invasive to the patient.(19,21) in large studies, pain is a significant issue in 20% of cases and severe complications have been reported to occur in 0.57%.(22) the biopsy may represent only 1/50 000th of the liver, and sampling error has been shown to be an issue in a variety of liver diseases, including nafld.(23) all staging systems in widespread use share common failings that have been discussed at length.(24,25) currently evaluation of hepatic fibrosis may be made through noninvasive methods, such as serology, imaging and genetics.(19,26) noninvasive markers of liver fibrosis have been most extensively studied in the context of hepatitis c. there has been considerable interest in extending this work into the field o f n a f l d b e c a u s e o f t h e i n c r e a s i n g p r e v a l e n c e o f d i s e a s e . t h e p r e s u m p t i v e diagnosis of nafld is rapidly becoming the commonest cause for referral to hepatology outpatient clinics.(27) markers of fibrosis in the 120 blood may be divided into two types, i.e. direct markers that represent transformation of extracellular matrix and indirect markers that represent changes in hepatic functions. direct serologic markers of fibrosis include those a s s o c i a t e d w i t h m a t r i x d e p o s i t i o n — e .g . procollagen type iii amino-terminal peptide (p3np), type i and iv collagens, laminin, hyaluronic acid, and chondrex.(28) type iv collagen is a useful marker of hepatic fibrosis because its concentration is a s s o c i a t e d w i t h t h e o c c u r r e n c e o f hepatocellular decline and dysfunction, it plays a role in hepatocellular regeneration and r e p a i r a n d i t i s t h e f i r s t c o l l a g e n t o b e synthesized by hepatocytes in experimental hepatic injury.(29) ty p e i v c o l l a g e n i s c o m p o s e d o f polypeptide α chains and is divided into 3 domains, i.e. the amino terminal 7s domain, the triple helical domain and the carboxy terminal globular non-collagenous (nc)-1 domain. the nc-1 domain is thought to play a role in the formation of the trimeric structure of type iv collagen.(30) type iv collagen is one of the main components of the basement membrane in addition to laminin (ln), heparan sulfate proteoglycan and nidogen/entactin, and is the principal component of all basement membrane proteins. type iv collagen is capable of forming networks with itself and is thus also called network forming collagen; this property differentiates type iv collagen from other collagen types.(30) type iv collagen is one of the essential components of the extracellular matrix, as it does not undergo proteolysis and i s d e p o s i t e d i n t a c t i n t h e m a t r i x . t h e concentration of type iv collagen is indicative of matrix degradation. type iv collagen is positively correlated with the stage of fibrosis in patients with chronic hepatitis. patients with advanced hepatic fibrosis have elevated type iv collagen concentrations.(19,31) the study by yoneda et al. found that 7s collagen concentrations were increased in nash patients with advanced fibrosis in comparison to nash patients with moderate fibrosis.(31) kubo et al. reported that in cases of hepatocellular carcinoma preoperative s e r u m 7 s c o l l a g e n c o n c e n t r a t i o n s w e r e correlated with post-operative hepatic failure and that a collagen concentration of > 12 ng/ m l w a s a r e l a t i v e c o n t r a i n d i c a t i o n f o r figure 4. mechanism of lipid-induced hepatic cell damage in nafld.(20) alvina type iv collagen in liver disease 121 univ med vol.29 no.2 resection of the liver.(32) the study conducted by sakugawa et al. also revealed that 7s collagen as well as hyaluronic acid (ha) may be used for differentiating nash from simple fatty liver or patients with advanced fibrosis from those without advanced fibrosis.(33) in other study, serum levels of ha, ln, and type iv collagen increased significantly in hepatic fibrosis, suggesting that detection of ha, ln, and type iv collagen level is an optimal choice.(34) although various types of collagen like type i, iii, iv, v and vi increase proportionally in the liver with the progression of fibrosis, type iv collagen, a constituent of t h e b a s e m e n t m e m b r a n e , i s p a r t i c u l a r l y important and noteworthy for the following r e a s o n s : t o r e l a t e t h e a g g r a v a t i o n o f hepatocellular damage and hepatocellular dysfunction, to play an important role in h e p a t o c e l l u l a r r e g e n e r a t i o n a n d t h e rearrangement of the lobular architecture and for being the earliest type of collagen to be synthesized by hepatocytes in experimental liver injuries.(35) similar reports of elevated type iv collagen levels in serum were reported by dos santos et al.(36) one of the reasons why the field of non-invasive markers for nafld may lag behind hepatitis c is because of the uncertainty of which end point to measure. the current field is divided into studies attempting to distinguish between stages of fibrosis, fibrosis from nash, and nash from simple steatosis. recently, investigators have published a panel test of noninvasive serum markers to diagnose steatosis alone within nafld.(37) the arguments of whether this is superior to ultrasound aside it highlights the uncertainty and open debate of which stages of nafld require diagnosis. conclusions nafld and its advanced stage nash can s t i l l p r o g r e s s t o f i b r o s i s a n d c i r r h o s i s . determination of the stage of hepatic fibrosis is performed by means of liver biopsy as the gold standard. type iv collagen level is highly correlated with stage of hepatic fibrosis and its determination may presumably be utilized for evaluation of 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surapaneni km, saraswathi p, shyama s, subramaniam s. type iv collagen: a non invasive bio marker to detect non-alcoholic steato hepatitis (nash), among non-alcoholic fatty liver disease (nafld) patients. j clin diagnos res 2010;4:2483-8. 36. dos santos vm, leite-mór mmb, kondo m, martins jr, nader h, lanzoni vp, et al. serum laminin, type iv collagen and hyaluronan as fibrosis markers in non–alcoholic fatty liver disease. brazilian j med biol res 2005;38:747–53. 37. poynard t, ratziu v, naveau s. the diagnostic value of biomarkers (steatotest) for the prediction of liver steatosis. comp hepatol 2005;4:10. alvina type iv collagen in liver disease non-exposure parenting increases risk of bullying 56 *department of psychiatry, faculty of medicine, atma jaya catholic university **medical profession program, faculty of medicine, atma jaya catholic university of indonesia correspondence : dr. dr. surilena, spkj(k) department of psychiatry, faculty of medicine, atma jaya catholic university of indonesia, jl. pluit raya no. 2, north jakarta, indonesia phone: +6221-6693168 fax: +6221-6606123 email: surilenahasan@yahoo.co.id / surilena@atmajaya.ac.id univ med 2016;35:56-64 doi: 10.18051/univmed.2016.v35.56-64 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 non-exposure parenting increases risk of bullying behavior in junior high school students surilena* and jessica** background bullying behavior is one of many behavioral and disciplinary problems among school students, which has a wide impact on youth, families, schools, and communities. parenting and the role of parents as good educators (exposure) can prevent mental, emotional and behavioral disorders caused by bullying. the aim of this study was to determine the role of self-esteem and family factors on bullying behavior in junior high schools students. methods a cross-sectional study was conducted including 1324 junior high school students of penjaringan village, north jakarta. respondents filled out questionnaires on demographics (age, gender, economic status, educational level), rosenberg self-esteem questionnaire, strength and difficulties questionnaire, olweus bullying questionnaire, hamilton scale for depression, parenting style, and family adaptability and cohesion scales iii. simple and multivariate logistic regression tests were used to analyze the data. results respondents consisted of 53.5% females and 46.5% males, with an age range of 13-16 years. a total of 45% was involved in bullying (victims, perpetrators, and victims and perpetrators). gender, self-esteem, family relationships, and parenting were significantly associated with bullying role (p<0.05). multiple logistic regression analysis showed that self-esteem (odds ratio=23.89; 95% ci:7.899-12.990) and non-exposure parenting (odds ratio=39.11; 95% ci:2.455-8.210) were significantly associated with bullying behavior. conclusions non-exposure parenting was the most relevant risk factor of bullying behavior. low self-esteem increases the risk of bullying behavior. these findings suggest the need of timely bullying prevention and intervention programs that should have a special focus on families of primary high school students. keywords: bullying behavior, family factors, self-esteem, junior high school students doi: http://dx.doi.org/10.18051/univmed.2016.v35.56-64 57 univ med vol. 35 no.1 introduction bullying is a phenomenon that is widespread in the whole world. bullying is a term that sounds foreign to most indonesians, although this phenomenon has been occurring for a long time and in various aspects of life, including the educational world.(1) bullying is a phenomenon characterized by negative acts towards peers, with the intention to hurt, that is performed repeatedly and is accompanied by physical or verbal aggression, or relational harassment by social manipulation and ugly rumors. during the last decades alarming conditions have been found, where more bullying is performed by adolescents, particularly in schools.(2) the considerable number of cases of violence that occur at present among school children is of much concern to educators and parents.(2,3) the school that should be a place for the children to acquire knowledge and to help persons in forming a positive character, turns out to be a place for the fertile growth of bullying practices, thus inspiring fear to children and adolescents.(2,3) the prevalence of bullying is estimated to be up to 50% in several countries in asia, the us and europe. in the phillippines the prevalence is as large as 21.2% and in thailand as large as 10.3% in children aged 11-16 years.(4) the prevalence of bullying in junior high school students varies between countries, being 11% in the us, 14.7% in italy and 27% in the uk.(5,6) a survey in china states that 20% of adolescents experience bullying behavior, while in venezuela around 31.5% of adolescents experience bullying behavior.(4) the prevalence of bullying in state primary school pupils is 89.5%.(7) accurate data on the prevalence of bullying in junior high school students in indonesia are lacking. bullying is behavior that is deleterious to the development of mental and physical health of children or adolescents. bullying behavior should not be tolerated, since it has serious physical, psychological, and psychosomatic effects for all concerned, i.e. the perpetrators (bullies), victims, and bully-victims (aggressive victims, persons who are both victims and bullies), that can persist into adult life. some of the effects that may occur are difficulties in socializing, self-withdrawal, anxiety, depression, suicidal ideation [thinking about or attempting suicide], eating problems, somatic symptoms (decreased appetite, headaches, sleeping problems, abdominal pain, and easy fatiguability, substance abuse, and other mental disturbances.(8,9) van der wal et al.(10) state that with regard to bullying in schools, particularly those who are involved as victim or bully-victim, may feel excluced, have decreased academic achievement, become drop-outs, and be lacking in self-esteem. the factors affecting the occurrence of bullying behavior, particularly in schools, are internal and external. internal factors are age, gender, physical condition, psychological condition, and others.(11) the phenomenon of bullying behavior is like an iceberg that is apparently “small” at the surface, but may have many problems in store that are mostly not easy to discover or to be aware of, by teachers or even parents.(1,2) the community (especially parents and teachers) are frequently misled by the apparent “insignificance” of bullying behavior, so that they ignore the future impact and extraordinary danger towards both victims and bullies, as well as bully-victims, and the widespread impact towards the community.(1,3) there is a need to detect at an early stage the presence of bullying behavior and to know the role of family factors, so as to be able to take early preventive measures against bullying behavior, particularly in schools, and to perform at an early stage interventions on the resulting effects, in their physical as well as mental aspects. therefore this study aimed to determine the role of family factors and self-esteem in bullying behavior among junior high school students. methods study design the design of the study used was crosssectional and the study was conducted from april – september 2015 at a junior high school in the 58 kelurahan (village) of penjaringan, north jakarta. study subjects there were 1336 students of state and private junior high schools in kelurahan penjaringan, north jakarta. the study sample was recruited by consecutive sampling. all male and female students of the i, ii, and iii grades of state and private junior high schools in kelurahan penjaringan, north jakarta, were selected as study subjects. instruments the instruments used in this study were as follows. first, the demographic questionnaire comprising age, gender, educational level, and economic status of the family. second, the rosenberg self-esteem questionnaire comprising 10 questions with 4 categories. self-esteem is high if the total score is >15, while self-esteem is low if the total score is <15. third, the strength and difficulties questionnaire (sdq) comprising 28 questions used to measure behavioral and emotional problems; behavioral problems are positive if the total score is <15 and negative if the total score is >16. fourth, the olweus bullying questionnaire (obq) comprising 39 questions and consisting of 2 parts, i.e. a q u e s t i o n n a i r e a b o u t v i c t i m s o f b u l l y i n g (questions nos. 1-23) and a questionnaire about perpetrators of bullying (questions nos. 24-39); bullying behavior is positive if the respondent selects option c (only 2 or 3 times per month), or d (around once weekly), or e (more than once weekly) and bullying behavior is negative if the respondent selects option a (i did not do that in the last 6 months), or b (once or twice in the last 6 months). fifth, the hamilton rating scale for depresssion (hdrs) comprising 17 questions used to measure depression. the interpretation of the total score is: 0-7= no depression, 8-13= mild depression, 14-18= moderate depression, 19-22= severe depression, and >23= very severe depression. next, the questionnaire on parental nurturing pattern (parenting type) consisting of 26 questions in group a and 6 questions in group b. the parenting pattern involves non-exposure if the total score is <27 and exposure if the total score is >28. finally, the questionnaire on family relations (family adaptibility and cohesion scales iii) consisting of 16 questions with their interpretations. there are 4 types of family cohesion and 4 types of family adaptibility, which are subsequently summarized into 3 types of family relation, i.e. balanced (high), midrange and extreme (low) family relation. statistical analysis the data of this study were analyzed using binary logistic regression analysis for an association of bullying behavior with self-esteem, gender, type of family relation, and parenting pattern. multiple logictic regression analysis was used for finding an association of bullying behavior with self-esteem and parenting pattern. ethical clearance this study obtained ethical clearance from the ethics commission of the faculty of medicine, atma jaya catholic university of indonesia in march 2015. results there were 12 subjects who were not present during the course of the study, so that they were excluded. the participating subjects comprised 1324 persons, among whom 53.5% females, 46.5% males, with an age range of 1316 years, while 91.3% subjects had a middle economic status. at junior high schools, the subjects were mostly in grade i (35.9%), grade ii (32.8%) and grade iii (31.3%). this study also showed that 45.1% of the subjects were involved in bullying behavior, i.e. as victims (18.6%), bullies (13.4%) and bully-victims (13.1%). in contrast, the proportion of subjects who were not involved in bullying behavior was 54.9%. the types of bullying behavior that were encountered were verbal bullying (37.6%), psychological and emotional bullying (29.9%), surilena, jessica non-exposure parenting and bullying behavior 59 univ med vol. 35 no.1 physical bullying (24.7%) and cyber bullying (7.8%) (table 1). the subjects who were involved as victim and bully-victim stated that most of the bullies were classmates (58.5%), bullying behavior occurred more frequently in the classroom (37.2%) and during school recess (43.4%). a total of 24.1% victims and bullyvictims reported the occurrence of bullying to their friends, 12.8% reported to their older or younger siblings, 12.2% to their parents and 6.4% to their teachers (table 1). the results of simple logistic regression analysis showed that the variables of self-esteem, type of family relation, and parenting pattern were significantly associated with bullying role (p<0.050). evaluation of the results of the rosenberg self-esteem questionnaire indicated that 67.9% of subjects with low self-esteem were involved in bullying i.e. 38.3% as victims, 11.1% as bullies and 18.5% as bully-victims. on the other hand, subjects with low self-esteem who were not involved in bullying accounted for 32.1%. simple logistic regression showed that the proportion of self-esteem was significantly different between subjects who were involved and those who were not involved in bullying (victims p=0.011; bullies p=0.021; bully-victims p=0.012). depression in subjects who were involved in bullying was higher (54.7%) than in subjects who were not involved in bullying (45.3%). subjects with depression who were involved in bullying were encountered in the groups of victims (22.5%), bullies (16.3%) and bully-victims (15.9%). depression was not a risk factor of bullying behavior (victims p=0.664; bullies p=0.583; bully-victims p=0.783) (table 2). evaluation of the total score for the strength and difficulties questionnaire (sdq) indicated that 47.5% of subjects involved in bullying had emotional and behavioral problems, of which 18.1% as bullies, 17.6% as victims and 12.1% as bully-victims. simple logistic regression showed that emotion and behavior did not constitute a risk for bullying behavior (victims p=0.293; bullies p=0.272; bully-victims p=0.274). table 1. distribution of characteristics and bullying behavior of study subjects (n=1324) 60 table 2. relationship of psychological and family factors with bullying behavior the majority (56.6%) of study subjects had a midrange type of family relation (adequate cohesion and adaptation), while 41.4% of subjects involved in bullying had an extreme type of family relation (low cohesion and adaptation), with 17.1% victims, 10.8% bullies, and 13.55% bullyvictims. simple logistic regression showed that the proportion of the extreme type of family relation was significantly different between the subjects who were involved and those who were not involved in bullying (victims p=0.022; bullies p=0.020; bully-victims p=0.031). the majority of subjects who were involved in bullying (57.1%) had a non-exposure pattern of parenting (unexpected, inconsistent, permissive, overprotective), while of those who were not involved in bullying, there were more (79.1%) who had an exposure parenting pattern (expected, democratic). simple logistic regression showed that the proportion of non-exposure parenting was significantly different between subjects who were involved and those who were not involved in bullying (victims p=0.020; bullies p=0.011; bullyvictims p=0.010). simple logistic regression found three variables with p<0.25, i.e. self-esteem, family relation, and parenting pattern, that played a role in the occurrence of bullying behavior. these three variables were further analyzed using multiple logistic regression. the results of the latter analysis showed that there were two variables affecting bullying behavior, i.e. selfesteem and parenting pattern. the variable of self-esteem had an odds ratio of 23.89 (95% tabel 3. factors with a role in the occurrence of bullying behavior note: ci= confidence interval to mean 95%; p*= significant association surilena, jessica non-exposure parenting and bullying behavior 61 univ med vol. 35 no.1 ci:7.899-12.990), signifying that subjects with low self-esteem had a 23.89 times greater probability of being involved in bullying behavior, as compared with subjects with high self-esteem. the variable of parenting pattern had an odds ratio of 39.11 (95% ci: 2.4558.210), signifying that subjects with the nonexposure type of parenting (permissive, authoritarian, inconsistent) had a 39.11 times greater probability of being involved in bullying behavior, as compared with the exposure type of parenting (democratic). discussion the prevalence of bullying in this study was found to be 45.1%, with 53.5% females and 41.4% males. females were more involved as victims of bullying (20.3%), while males were more involved in bullying as perpetrators (23.5%). bullying behavior is a worldwide health problem and its prevalence is increasing from year to year.(1) flemming et al.(12) stated that the prevalence of bullying in asia, america and europe was estimated to be 40-80%. the incidence rate of bullying in the present study was essentially similar to that of the study by flemming. data from the national mental health and education center in the us indicate that bullying is a form of violence that generally occurs in the school environment, where 15% of students are the perpetrators of bullying and 30% of students are the victims of bullying.(13) the frequently encountered type of bullying in this study was the verbal type, followed by psychological and emotional, physical, and cyber bullying. the verbal, psychological and emotional types of bullying and cyber bullying were more frequently experienced by female than male subjects. on the other hand, the physical type of bullying was more frequently experienced by male than by female subjects. the most frequently found form of bullying in schools were taunting, gossiping or rumor-spreading, followed by hitting and threatening.(12,13) the study of stein et al.(14) showed that the most frequent type of bullying was the verbal type (taunting, name calling), followed by psychological and emotional bullying (spreading of rumors, social isolation), physical bullying (threatening, hitting), and cyber bullying. the results of this study found that bullying occurred more frequently in the classroom. this finding is in agreement with the study by nordhagen et al.(15) where the classroom, when the teacher was absent, was most frequently used as the location of bullying behavior. interactions between students were most frequent in the playgrounds, hallways, and classrooms, so that bullying was frequently experienced by the victims in those locations. bullying may occur anywhere, particularly in locations with minimal supervision by teachers and school personnel, due to the high teacher-student ratio. this study showed that only around 55.5% of victims and bully-victims reported the bullying episodes that they had experienced to their friends and family members (parents, siblings) and that only 6.4% of both victims and bully-victims reported to their teachers. the unwillingness of the students to report the bullying that they experienced to their teachers may be caused by the lack of confidence of the students in their teachers. incorrect perception, attitude, and acts of teachers towards bullying behavior may result in the low confidence of students in the educational institution and encourage bullying behavior in schools. actually the ability of teachers to encourage student confidence and remove the gap between teachers and students constitutes the foundation for fighting bullying in schools.(15,16) low self-esteem was most frequently found among subjects who were involved in bullying (67.9%) compared with those who were not involved in bullying (32.1%). subjects with low self-esteem who were involved in bullying were most numerous among the victims and bullyvictims. the victim of bullying is a weak person without peer group support. the majority of victims had low self-esteem and were taciturn and shy. our study results agree with those of the study by spade (17) who also used the 62 rosenberg self-esteem questionnaire, stating that adolescents who were involved in bullying behavior, both as victims and bully-victims, had a significant correlation with low self-esteem. spade also stated that adolescents with low selfesteem were at risk both as victims and bullyvictims. in this study the prevalence of depression was most frequently found among victims (22.5%), followed by bullies (16.3%) and bullyvictims (15.9%). the incidence rate of depression in this study among subjects who were involved in bullying differed with those of the study of kaltiala-heino et al.(18) who stated that the prevalence of depression was higher in the bullyvictims (44% females and 23% males) than in the victims (26% females and 16% males). depression may be one of the psychological impacts of bullying behavior or an influential risk factor for the occurrence of bullying behavior. our study did not perform initial screening for depression as impact or risk factor of bullying behavior. this study also showed that the proportion of emotional and behavioral problems among subjects who were involved in bullying as perpetrators (bullies) was 18.1%, as victims 17.6% and as bully-victims 12.1%. our study results differed with those of the study by gini (19) who also used the sdq instrument and found that the proportion of emotional and behavioral problems among subjects involved in bullying as victims was 19.2%, as bullies 14.3%, and as bully-victims 27.1%. victims of bullying and bully-victims were at higher risk for experiencing mentalemotional problems than were the perpetrators.(18) victims and bully-victims frequently showed symptoms such as anxiety, depression, always feeling insecure, being extremely cautious, having low self-esteem and tending to have limited social interaction and to be isolated by their peers. p e r p e t r a t o r s o f b u l l y i n g b e h a v i o r m o r e frequently showed behavioral problems and abnormalities such as aggressive behavior, impulsivenes, lack of empathy, challenging and destructive attitude.(19,20) around 17.1% of subjects who were involved in bullying had extreme family relations (rigid family relation, low emotional bonding). victims were most frequently found to have extreme family relations. in families with rigid and poor family relations, lack of communication, lack of emotional bonding (closeness) and lack of h a r m o n y b e t w e e n f a m i l y m e m b e r s , t h e adolescent members may lack guidance and care in their moral and emotional development, so that they grow up with negative perceptions and views towards themselves and their environment, and are at risk of mental emotional problems (depression, anxiety, bipolarity) and behavioral problems (conduct disorder, bullying).(21) the n o n e x p o s u r e t y p e o f p a r e n t i n g p a t t e r n (unexpected, inconsistent, overprotective or overindulgent) were more frequently found in subjects who were involved in bullying (57.1%). achenbach and edelbrock (22) stated that overindulgent, too rigid and harsh (authoritarian) or inconsistent parenting in disciplining, i n f l u e n c e d t h e p e r s o n a l i t y f o r m a t i o n o f adolescents, who will be at high risk of mentalemotional problems (depression, anxiety, bipolarity) and behavioral problems (conduct disorder, bullying). our study showed that the non-exposure type of parenting pattern constituted the strongest risk factor for bullying behavior among adolescents. this is in accordance with the study of bacikovasleskova et al.(23) who found a significant association between parenting pattern and bullying behavior. their study also stated that the role of parents was essential to instill good behavior and emotions in their adolescent children. permissive and inconsistent (nonexposure) parenting is the nurturing pattern of parents who give too much freedom to their a d o l e s c e n t c h i l d r e n w i t h o u t a d e q u a t e supervision and tends to form adolescents who are agressive, impulsive, and egoistic. in contrast, children with authoritarian parenting may acquire a too rigid character, become headstrong and easily anxious and depressed. parenting pattern and the role of parents as good surilena, jessica non-exposure parenting and bullying behavior 63 univ med vol. 35 no.1 educators (exposure, democratic) can prevent the occurrence of behavioral and emotional problems, mental-emotional disorders and bullying behavior. parents are expexted to be capable of giving basic counseling and guidance about morals and religion, and build effective c o m m u n i c a t i o n w i t h t h e i r a d o l e s c e n t children.(22,23) self-esteem is a risk factor of bullying behavior. adolescents with low self-esteem tended to be 23.89 times more involved in bullying as compared with adolescents with high self-esteem. tritt and duncan (24) stated that adolescents with low self-esteem tended to be 18.90 times more involved in bullying than those with high selfesteem. adolescents with low self-esteem were at risk for the occurrence of mental-emotional health problems, substance abuse and addiction, and bullying behavior. salmon (25) stated that students who had been involved in bullying, either as bullies, victims or bully-victims, had a significant correlation with low self-esteem; the worst bullying behavior was associated with the lowest self-esteem. a limitation of this study lies in its crosssectional design, so that it cannot explain any causal relationship among junior high school students between parenting pattern and self-esteem on the one hand and bullying behavior on the other. further studies should be conducted using a longitudinal study design, to be able to explain any such causal relationship. this study was carried out among junior high school students, so that our study results are not representative of bullying behavior in adolescents outside the school environment. these study results are expected to lead to comprehensive management of adolescents who are involved in bullying behavior at school, i.e. both the physical and psychological aspects, by involving the family (particularly the parents) and school teachers. conclusions non-exposure parenting is the largest risk factor of bullying behavior. low self-esteem i n c r e a s e s t h e r i s k o f m e n t a l e m o t i o n a l disturbances (depression, anxiety), conduct disorder, and bullying behavior . conflict of interest there are no conflicts of interest. acknowledgment we thank all students of grades i, ii, and iii of state junior high school 23 (smp negeri 21) and of the private junior high schools (pluit r a y a , g e n e s a r e t h , wi j a y a k u s u m a ) i n kelurahan penjaringan who agreed to become respondents in this study. we also thank the heads and teachers of the schools, who permitted this study and helped in the course of this study. references 1. novianti i. fenomena kekerasan di lingkungan pendidikan. j insania 2010;13:1-10. 2. harris s. bullying at school among older adolescents. school nurs rev 2010;22:18-21. 3. nation m, vieno a, perkins d. bullying in school and adolescent sense of empowerment: an analysis of relationship with parents, friends, and teachers. j community applied soc psychol 2011;10:115-27. 4. wang j, iannotti rj, nansel tr. school bullying among adolescents in the united states: physical, verbal, relational, and cyber. j adolesc health 2009;45:368–75. 5. olweus d. bullying at school: basic fact and effect of a school based intervention program. j child psychol psychiatry 2009;35:171-90. 6. cook c, williams kr, guerra ng, et al. predictors of bullying and victimization in childhood and adolescence: a meta-analytic investigation. sch psychol 2010;25:65–8 7. nurhamzah w, maureen a, wiguna t. gambaran bullying dan hubungannya dengan masalah emosi dan perilaku pada anak sekolah dasar. sari pediatri 2013;15:174-80. 8. weir e. the health impact of bullying. can med assoc j 2011;1:1245-9. 9. arseneault l, bowes l, shakoor s. bullying victimization in youths and mental health problems: ‘much ado about nothing’? psychol med 2010;40:717-29. 64 10. van der wal mf, de wit cam, hirasing ra. psychosocial health among young victims and 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pediatric psychol 2010;27:101-9. 17. spade ja. the relationship between student bullying behaviours and self-esteem [dissertation]. new york: college of bowling green state university;2010. 18. kaltiala-heino r, rimpela m, marttunen m, et al. bullying, depression, and suicidal ideation in finnish adolescents: school survey. bmj 2011;3:348-51. 19. gini g. association between bullying behaviour, psychosomatic complaints, emotional and behavioural problems. j paed chlid health 2011; 44:492-7. 20. garner pw, hinton st. emotional display rules and emotional self-regulation: associations with bullying and victimization in community-based after school programs. j community appl psychol 2010;20:480–9. 21. holt mk, espelage dl. perceived social support among bullies, victims, and bully-victims. j youth adolesc 2007;36:984–9. 22. achenbach tm, edelbrock cs. behavioral problems and competencies reported by parents of normal and disturbed children aged four through sixteen. monogr soc res child dev 2010;2:123-9. 23. bacikova-sleskova m, madarasova ga, van dijk jp, et al. parental support and adolescents’ health in the context of parental employment status. j adolesc 2011;34:141-9. 24. tritt c, duncan rd. the relationship between childhood bullying and young adult self-esteem and loneliness. j humanistic educ develop 2009;36:35–44. 25. salmon g. bullying in school: self-reported anxiety and self-esteem in secondary school children. bmj 2008;3:924–5. surilena, jessica non-exposure parenting and bullying behavior editorial 71 dietary salt reduction for control of hypertension richard tjan editor univ med vol. 30 no.2 in developed as well as developing countries, the four main factors affecting blood pressure are high salt intake, low potassium intake, overweight, and low physical activity level. this is also true for the increase in blood pressure with advancing age, occurring in all societies. it is now accepted that excess dietary salt raises blood pressure levels, whereas dietary salt reduction reduces blood pressure and prevents vascular complications.(1) the effect of salt on blood pressure is presumably due to the inability of the kidneys to excrete large amounts of salt, as humans are evolutionary adapted to ingest and excrete less than 1 gram of salt per day.(2) in this connection it should be noted that the more important element in common salt (sodium chloride) is the sodium ion, and any restrictions applying to common salt also apply to all food items that contain sodium ions, such as sodium glutamate and baking soda. worldwide, dietary salt intakes tend to be high. surveys in european countries (switzerland, united kingdom, italy, finland) based on 24-h urine collections found salt intakes in the range of 10-11 g/day in men and 8-9 g/day in women.(3) similarly, in period of 2005-2006 the average salt consumption in the united states was 10.4 g/day in men and 7.3 g/day in women.(4) in comparison, the total salt intake of 15 javanese women was 5.8 g/day, as determined by the urinary lithiummarker technique.(5) with regard to dietary salt (sodium) reduction, the who and fao have recommended a maximum daily intake of 5 g salt per day for blood pressure control and reduction of hypertension prevalence and related health risks in populations.(6) several european countries, namely united kingdom, germany, austria, switzerland, and finland, have set the recommended salt consumption at 6 g/day,(1) while in the united states a daily salt intake of less than 5.8 g (2300 mg of sodium) has been recommended by the department of health and human services and the department of agriculture. certain population groups, such as hypertensives and blacks should limit their sodium intake to 1500 mg/day.(4) on 20 april 2010, the institute of medicine (iom) issued a report on “strategies to reduce sodium intake in the united states,” the recommendations of which has since been under careful review and evaluation by the food and drugs administration (fda). recently the american public health association has recommended a daily sodium intake of less than 1500 mg. in developed countries about 80% of dietary salt comes from commercially prepared foods. the united kingdom was notably the first country in the world where a salt reduction of more than 30% in some food products was achieved. since 2005 a consensus was reached with the food industry to voluntarily reduce the salt content of their products gradually within a few years, thus preventing rejection by the consumer. actually, the acquired taste for highly salted foods, especially in children, was due to habituation to these commercial products. these efforts to 72 univ med vol. 30 no.2 reach the recommended salt consumption of 6 g/day are still continuing.(1) other countries that have achieved population-wide dietary salt reduction are japan, finland, and portugal.(4) the finnish national nutrition council in 2005 recommended an absolute salt intake level of 7 g/day for men and 6 g/day for women.(7) after a nation-wide dietary sodium reduction campaign since 1978, after 30 years the average sodium intake in finland has decreased more than 40%. the cost-effectiveness of dietary salt reduction has been the subject of many studies, such as the study by bibbins-domingo et al. this study used the coronary heart disease (chd) policy model to determine the cost-effectiveness of daily reduction of up to 3 g of salt (1200 mg of sodium), as compared with the treatment of hypertension with medications. according to this study, dietary salt reduction of 3 g per day is projected to effect an annual reduction of 60,000 to 120,000 new chd cases, 32,000 to 66,000 stroke cases, 54,000 to 99,000 cases of myocardial infarction, and 44,000 to 92,000 deaths from any cause.(4) in the united states, the center for science in the public interest (cspi), which is supported by subscribers to their nutrition action health newsletter, won a legal action against the fda, resulting in the 1990 nutrition labeling and education act. unfortunately, in 2006 cspi found that sodium consumption had actually increased, with a 50% annual decrease in new low-sodium foods and a concomitant steady decrease in consumer concern about sodium. it is to be hoped that in the near future the fda will take a more active role in salt reduction efforts, in cooperation with such organizations as cspi, iom, and apha. in developing countries, the main source of excess dietary salt is foods prepared at home.(1) other sources are the products of national and international food and beverage industries available in supermarkets and foods prepared by informal sidewalk food vendors. assuming that the branded products could be regulated as to salt content, there still remains the problem of persuading the housewives and the sidewalk vendors to use less salt in preparing their products. in the absence of an official policy on salt reduction, there remains the option of health education at primary and secondary school level, and also at individual and community level, possibly taking several decades before showing results. in addition to promoting dietary salt reduction, countries with endemic iodine deficiency should also increase the level of iodine fortification in salt to 80-100 ppm of kio3 to provide a daily iodine intake of 150µg, as recommended by mustafa. (5) references 1. world health organization. reducing salt intake in populations: report of a who forum and technical meeting, 5–7 october 2006 paris, france. geneva: world health organization;2007. 2. meneton p, jeunemaitre x, de wardener he, macgregor ga. links between dietary salt intake, renal salt handling, blood pressure, and cardiovascular diseases. physiol rev 2005;85:679–715. 3. beer-borst s, costanza mc, pechère-bertschi a, morabia a. twelve-year trends and correlates of dietary salt intakes for the general adult population of geneva, switzerland. euro j clin nutr 2009;63:155–64. 4. bibbins-domingo k, chertow gm, coxson pg, moran a, lightwood jm, pletcher mj, et al. projected effect of dietary salt reductions on future cardiovascular disease. n engl j med 2010;362:590-9. 5. mustafa a, muslimatun s, untoro j, lan mcpj, kristianto y. determination of discretionary salt intake in an iodine deficient area of east java-indonesia using three different methods. asia pac j clin nutr 2006;15:362-7. 6. world health organization. diet, nutrition and the prevention of chronic diseases. report of a joint who/fao expert consultation. who technical report series no. 916. geneva: world health organization;2003. 7. karppanen h, mervaala e. sodium intake and mortality. lancet 1998;351:1509. alvina 46 abstract *department of microbiology medical faculty, trisakti university correspondence prof. dr. murad lesmana department of microbiology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2611 email: jmurad@cbn.net.id univ med 2010;29:46-55 helicobacter pylori and gastro-esophageal reflux disease (gerd) murad lesmana* january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina helicobacter pylori is the major cause of gastritis and duodenitis, and is responsible for the majority of gastric and duodenal ulcers. it is thought that h.pylori may have a benign influence in the prevention of reflux esophagitis and gastro-esophageal reflux disease (gerd). gerd is due to failure of the gastro-esophageal anti-reflux mechanism, thus allowing gastric acid to damage the esophageal mucosa, but the main abnormalities may also be found in the stomach and duodenum. the recently decreased prevalence of h.pylori has led to a lower incidence of duodenal ulcer and gastric carcinoma, but increasing acid secretion resulted in an increase in gerd. eradication of h.pylori does not aggravate the symptoms of gerd and also does not induce the development of gerd in the normal population or in patients with duodenal ulcer. pharmacological suppression of acid secretion is more effective in patients infected with h.pylori in comparison to non-infected individuals. the evidence on the efficacy of acid suppression therapy and its association with h.pylori infection is still contradictory. the sharply differing opinions regarding the role or association of h.pylori infection with gerd have not been reconciled and contradictory study results are still widespread. keywords: helicobacter pylori, gastro-esophageal reflux, eradication introduction t h e d i s c o v e r y o f t h e b a c t e r i u m helicobacter pylori (h.pylori) in 1982 was the starting point of a revolution in the concept and management of gastroduodenal disorders. h.pylori was known to be asscociated with inflammation of the gastric mucosa, and it was agreed that the common gastric disease known as peptic ulcer was an infectious disease, and that the causal organism was h.pylori. the isolation of this bacterium opened a new era in gastric microbiology.(1,2) ample evidence showed that once an infection of h.pylori has o c c u r r e d , t h i s b a c t e r i u m p e r s i s t s i n t h e patient’s body for life and causes chronic active 47 univ med vol.29 no.1 gastritis.(2) the national institute of health (nih) consensus conference of 1994 concluded that h.pylori was the main cause of gastric ulcer and recommended a therapy of eradication of the causative organism.(3) based on reports indicating an association between h.pylori infection and gastric carcinoma, the who also reviewed the existing data and stated that there was sufficient epidemiological and histological e v i d e n c e d e m o n s t r a t i n g t h a t h . p y l o r i i s carcinogenic for humans.(4) the most effective approach to reduce the pravalence of gatric carcinoma is to prevent childhood h.pylori infection.(5) t h e p r i n c i p a l a b n o r m a l i t y i n t h e e s o p h a g u s , s t o m a c h a n d d u o d e n u m i s associated with h.pylori infection or with gastro-esophageal reflux disease (gerd). h.pylori causes chronic infection and has a severe impact on the gastric mucosa, whereas gerd occurs as a result of abnormal exposure of the esophagus to gastric acid. in developed countries such as the united states and europe, gerd is a controversial problem because it is associated with h.pylori infection.(6,7) gerd has since long considered to be independent of colonization or infection with h.pylori. gerd may occur with the same frequency and grade of severity both in h.pylori positive as well as in h.pylori-negative patients. however, this concept was revised in connection with the results of several studies indicating that h.pylori protects against the development of gerd.(6) some additional aspects such as the reduction in the prevalence of h.pylori in gerd patients and the increase in gerd following measures for eradication of h.pylori, led to the widespread opinion that h.pylori has a protective effect for the esophagus: h.pylori can prevent the occurrence of gerd with its various complications. however, the existing d a t a a n d t h e i r i n t e r p r e t a t i o n a r e s t i l l controversial such as to cause the relationship between gerd and h.pylori to be a problem without a definitive solution. microbiological characteristics of h.pylori h.pylori is a helical gram-negative microaerophilic organism with rounded ends. the bacterium has 4-6 sheathed unipolar flagella w i t h s w o l l e n e n d s . t h e f l a g e l l a h a v e a propulsive function, allowing the bacterium to move at great speed within viscous liquids such as the mucus on the surface of gastric epithelial cells.(1,2) there is ample evidence linking h.pylori with chronic superficial gastritis. eradication of h.pylori through antimicrobial therapy cures the patient of gastritis and the titer of specific a n t i b o d y d e c r e a s e s a f t e r e r a d i c a t i o n ; i n contrast, nearly all patients infected with h.pylori show a persistent immunological response against this organism.(7) h . p y l o r i h a s a c h a r a c t e r i s t i c t i s s u e specificity with an exclusive affinity to gastric mucosal cells but not to intestinal epithelial cells .(8,9) after ingestion by the host, the organism has to be able to protect itself against the bactericidal activity of the gastric luminal contents and subsequently enter the mucus layer (figure 1). within the gastric lumen, h.pylori is capable of spatial orientation in the mucus layer, adhere to the epitelial cell, colonize it and settle in the gastric lumen.(10) t h e p a t h o g e n i c d e t e r m i n a n t s o f t h e microorganism may be divided into two main groups, i.e. (i) virulence factors that play a role in the pathogenic effect of the microorganism, and (ii) maintenance factors that allow the microorganism to colonize and settle in the body of the host.(9) the two important factors here are urease production and motility of the microorganism. urease hydrolyzes urea into carbon dioxide and ammonia, thus enabling h.pylori to persist in an acid environment, w h i l s t m o t i l i t y i s e s s e n t i a l f o r t h e m i c r o o rg a n i s m i n o r d e r t o c o l o n i z e t h e stomach. urease is a strong stimulus for activation of mononuclear phagocytes and production of inflammatory cytokines. in vitro, 48 figure 1. mechanism of h.pylori colonization of the gastric mucosa(10) urease activity is also toxic for human gastric cells. therefore, urease probably functions s i m u l t a n e o u s l y a s v i r u l e n c e f a c t o r a n d m a i n t e n a n c e f a c t o r. ( 1 , 9 , 1 0 ) p a t i e n t s w h o s e gastritis is situated predominantly in the antral region of the stomach (which is the most common form of gastritis) tend to suffer from duodenal ulcers, whereas patients whose gastritis is predominantly in the gastric corpus and is multifocal and atrophic, tend to have gastric ulcers, gastric atrophy, intestinal m e t a p l a s i a , a n d u l t i m a t e l y g a s t r i c carcinoma.(4,7,11) gastric or duodenal ulcers are called peptic ulcers, which are mucosal defects > 0 . 5 c m i n d i a m e t e r, t h a t p e n e t r a t e t h e muscularis mucosae. gastric ulcers commonly o c c u r a l o n g t h e m i n o r c u r v a t u r e a t t h e transition between the mucosa of the body and the gastric antrum. duodenal ulcers generally affect the duodenal bulb, which is the site most exposed to acid. some experts are of the opinion that certain strains of h.pylori are more virulent than others. preliminary studies indicated that the pathogenicity was associated with the activity of a protein called caga (cytotoxigenic -associated gene a).(1,2) caga is an extremely immunogenic protein encoded by the caga gene, which is possessed by around 50-70% of h.pylori strains, where caga is a marker of bacterial virulence. patients infected with caga-positive h.pylori experience a more severe inflammatory response. infection with these caga-positive strains increases the risk for the occurrence of duodenal ulcer and adenocarcinoma of the distal part of the stomach.(11,12) in the united states and europe around 60% of h.pylori strains reportedly possess the caga gene. another virulence factor also considered t o p l a y a r o l e i n h . p y l o r i i n f e c t i o n s i s vacuolating cytotoxin (vaca), that is a strongly immunogenic protein capable of inducing v a c u o l i z a t i o n o f e p i t h e l i a l c e l l s . va c a accumulates in the mitochondria and causes tissue necrosis.(7) lesmana gastro-esophageal reflux disease 49 univ med vol.29 no.1 epidemiology and transmission of the bacterium h . p y l o r i i n f e c t i o n m a y b e f o u n d w o r l d w i d e , b u t i t s p r e v a l e n c e v a r i e s considerably by country and by population g r o u p i n t h e s a m e c o u n t r y. t h e o v e r a l l prevalence is intimately associated with the socio-economic conditions of the involved region, as the infection predominantly affects t h e l o w e r s o c i o e c o n o m i c g r o u p s . ( 7 ) in developing countries 70-90% of the population is h.pylori-positive, approximately 80% are elderly people and nearly all acquired the infection under the age of 10 years. in contrast, in industrial countries the prevalence of the infection is only around 25-50%.(6) to date there is no evidence for a zoonotic transmission, while a reservoir other than humans has not been found for h.pylori.(1,2) therefore it is thought that there are 3 routes of transmission from one individual to another, namely (i) by means of endoscopic apparatus (an extremely rare event); (ii) fecal-oral transmission; (iii) oral-oral transmission, e.g. in africa where mothers masticate food before giving them to their infants. in general, infection is acquired by oral i n g e s t i o n o f h . p y l o r i o rg a n i s m s a n d i s t r a n s m i t t e d a m o n g f a m i l y m e m b e r s . transmission may be effected through saliva, utensils, fecal matter, and water. unlike other regions,western countries have an approximately fourfold frequency of duodenal ulcer compared with gastric ulcer. duodenal ulcer primarily affects the age range of 20-50 years, while gastric ulcer is more frequent in patients older than 40 years.(7) h.pylori infection in adults is usually chronic and does not heal without specific treatment. on the other hand, spontaneous elimination of the bacteria may occur in children, particularly if these children receive antibiotic treatment for other infections. in developed countries the prevalence of h.pylori has substantially decreased in the last decades in connection with improved nutrition, living standards, and sanitation in these countries, but it is to be feared that without intervention h.pylori will still be endemic.(12) detection of h. pylori infection currently there are several tests available f o r t h e d i a g n o s i s o f h . p y l o r i i n f e c t i o n , comprising noninvasive and invasive methods. the latter require endoscopic biopsy of the gastric mucosa. the endoscopic specimen may be subjected to histological examination, bacterial culture, rapid urease test, dna p r o b i n g a n d p c r a n a l y s i s . n o n i n v a s i v e methods are the urea breath test, serological tests, and fecal antigen assays. the choice of test depends mainly on the required clinical information, test availability and cost. testing endoscopic biopsy specimens the best specimens for detection of h.pylori organisms are endoscopic biopsy specimens. the specimens are collected before adminstration to the patients of antibiotics or antisecretoric agents, particularly proton pump i n h i b i t o r s ( p p i ) , r e s u l t i n g i n a b n o r m a l distribution of the organisms. two weeks before endoscopic specimen collection the patients should not be given the abovementioned drugs. t h e d i s t r i b u t i o n o f h . p y l o r i a n d associated inflammation is patchy, such that it frequently leads to endoscopic sampling errors and thus yielding negative results. therefore at least two biopsy specimens should be taken from the antrum at a distance of around 2-5 cm from the pylorus. the biopsy specimens may be subjected to (i) culture and (ii) rapid urease test. it is r e c o m m e n d e d t h a t t h e c o l l e c t e d b i o p s y specimens first be used for culture, before being used for histopathological examination. rapid urease test the clotest (delta west ltd, bentley, australia) was the first commercial biopsy urease test developed by marshal.(1) the test 50 consists of gall agar containing urea and phenol red. the biopsy specimen is placed on the agar and in the presence of urease (produced by h.pylori), the urea undergoes hydrolysis, which effects a change in the ph of the agar (the latter becoming alkaline) such that there is a color change of the phenol red. this test can be read up to 24 hours after placing the biopsy tissue on the agar gel. i n a d d i t i o n t o t h e c l o t e s t , o t h e r commercially available biopsy urease tests are “hpfast” and “pyloritek” (as a strip test). all three tests have almost identical sensitivities a n d s p e c i f i c i t i e s ( s e n s i t i v i t y 8 8 9 3 % ; specificity 99-100%).(7,8) the results of the “pyloritek” may be read in one hour, but the test has a lower sensitivity, namely 66-71%. culture h.pylori is a slow-growing organism that requires complex growth factors. culture of h.pylori has two principal advantages (i) antibiotic sensitivity testing can be performed; (ii) the culture isolate can be subjected to further detailed characterization. culture may be performed on biopsy specimens, gastric juice and feces, but the most common specimens yielding high sensitivity are gastric biopsies. transport of biopsy specimens is an important factor in the successful culture of h.pylori. the problem in this case is that gastroenterologists have a negative view of bacteriological culture systems, as errors in specimen transport lead to negative results. it should be noted that h.pylori is an extremely fragile organism that has to be protected from drying and from contact with oxygen and room temperature. after the biopsy specimen has been collected, it is placed in normal saline (0.1 ml nacl-0.85%) and stored at a low temperature (in a coolbox, 40c) prior to and during transport to the laboratory. normal saline is a simple transport medium used for transport times of <6 hours. for longer tranport times a more complex medium is utilized (transport medium), usualy in the form of semisolid agar. a commercially available transport medium for this purpose is portagerm pylori (biomerieux, france).(13) in the transport medium the culture specimen can survive for 24 hours at the temperature of 40c used for its transport. if this condition cannot be met or if long-term storage is required, the biopsy specimen can be frozen and stored in sterile conditions at a temperature of -700c.(14) culture is performed on a nonselective medium (blood agar 5-10%), such as columbia agar or brucella agar with the addition of 5-10% blood, and also on a selective medium for increasing the sensitivity of the culture. useful selective media are (i) blood agar + vancomycin, trimethoprim, amphotericin b and polymyxin b (skirrow); or (ii) blood agar + vancomycin, trimethoprim, amphotericin b and cefsulodin. h.pylori requires microaerophilic culture conditions (n280%; co2-5-10%) (campypak microaerophilic system, columbia diagnostics), a temperature of 35-370c, high humidity and an incubation time of 7-10 days. in positive cultures growth occurs within 3-5 days as translucent and clear colonies on the agar plates, with the microscopic picture of gram-negative curved rods that are positive for urease, catalase, and oxidase. culture of biopsies is the gold standard for detecting h.pylori infection. in the case of a negative culture, a combination of the rapid urease test and histological results may be used. culture has a sensitivity of 95%.(1,2,15) urea breath test (ubt) this test is based on the substantial urease activity of h.pylori in the stomach and its sensitivity depends on the bacterial load. the urea breath test qualitatively detects active infection with a sensitivity and specificity of over 90%. the principle of ubt is identical to that of other urease tests. urea as the substrate in ubt is administered as ingested [13c]urea. or [14c]urea. in the presence of h.pylori, urea is hydrolyzed by the bacterial urease, leading to absorption of labeled co2 by the blood and elimination of the co2 from lesmana gastro-esophageal reflux disease 51 univ med vol.29 no.1 the respiratory tract by exhalation. the test accuracy depends on several factors, i.e. collection time of the breath, gastric emptying time, and distribution pattern of urea (tablets vs liquids). a commercially available test is the ubt kit (meretek diagnostics). ubt is indicated for initial diagnosis of h.pylori infection and for follow-up of eradication therapy. in the latter case, the urea breath test should not be performed until after a time interval of 4 weeks has elapsed, to prevent false negative test results. ubt is valid for children over 6 years old, while for younger children the test has not been definitively validated. serum antibody test h.pylori infections of the gastric mucosa result in local and systemic immune responses, including raised specific serum igg and iga and gastric iga and igm levels. this allows the detection of bacteria by serological tests. in general, serologic testing is performed by means of enzyme-linked immunosorbent assay (elisa) which has a reported sensitivity and specificity of 85% and 79%, respectively. without therapeutic intervention the antibody levels are persistently high, perhaps for the lifetime of the patient, and are used as a measure of the duration of infection. following eradication of h.pylori, the specific igg and i g a l e v e l s t e n d t o d e c r e a s e w i t h i n approximately 6 months. these serologic tests are of considerable benefit in the screening of large numbers of individuals such as in epidemiological studies. a commercially available test kit for assessing serum anti-h.pylori antibodies is the hm-cap elisa (ez-em inc, new york). stool antigen test tests for fecal h.pylori antigens have the advantages of being non-invasive, of using easily obtainable test materials and of being capable of detection of bacteria or bacterial components (dna, antigen). fecal h.pylori antigen tests in general use are elisa with polyclonal antibody reagents such as the hpsa test (meridian diagnostics, cincinnati, oh) or the amplified-idea hpstar (dako, glostrup, denmark) with monoclonal antibodies. amplified-idea hpstar reportedly has a higher accuracy(2) and sensitivity than hpsa. st o o l a n t i g e n t e s t s h a v e s e v e r a l limitations; e.g. rapid transit time maintains the integrity of the antigens, whereas constipation may increase their degradation.(16) pcr this technique has great potential for detection of h.pylori as it has high sensitivity and specificity. it can be applied to biopsy specimens as well as specimens obtained by non-invasive means, such as gastric juice, blood, saliva, urine and fecal specimens. h o w e v e r, s e v e r a l f a c t o r s m a y a ff e c t i t s accuracy, including selection of dna primer and target, specimen preparation, and technical procedures. gerd and h.pylori infection: is there any association? t h e m a i n l e s i o n s i n t h e e s o p h a g u s , stomach and duodenum are associated with h. pylori infection or gastro-esophageal reflux d i s e a s e ( g e r d ) . w h e n t h e n u m b e r s o f h.pylori decrease and the organisms disappear from the human stomach, the incidence of gastro-esophageal reflux disease or gerd i n c r e a s e s d r a m a t i c a l l y, p a r t i c u l a r l y i n developed countries such as the united states and europe. gerd has become a problem associated with infection by h.pylori.(6,17) h. pylori causes a chronic infection and has a profound impact on the gastric mucosa, while gerd occurs as a result of abnormal exposure of the esophagus to gastric acid. it was hypothesized that h.pylori has a beneficial effect by regulating the acidity of 52 gastric contents and reducing the impact of regurgitation of gastric acid into the esophagus. this hypothesis has not been universally accepted because a number of studies have been unable to demonstrate aggravation of the r e f l u x d i s e a s e f o l l o w i n g e r a d i c a t i o n o f h.pylori. in patients with chronic atrophic gastritis as a result of h.pylori infection, gastric acid is suppressed, and thus is not produced in the critical quantities necessary for the induction of gerd.(6) is there an actual increase in prevalence of gerd in connection with the decreased prevalence of h.pylori infection, or is it the result of more accurate observations of endoscopists in detecting erosive esophagitis? g e r d w a s l o n g c o n s i d e r e d t o b e independent of h.pylori colonization or infection . both in h.pylori positive and negative patients, gerd may occur at similar frequencies and severity. however, this concept was subsequently modified by a group of investigators in c o n n e c t i o n w i t h n u m e r o u s s t u d y r e s u l t s indicating that h.pylori may be protective against development of gerd such that it confers benefits on the subject in question. the hypothesis put forward by this group is that inflammation of the gastric corpus caused by h.pylori has a suppressive effect on acid production such that the individual is prevented from developing gerd. reports from japan mention that patients with atrophic gastritis have an increased production of gastric acid f o l l o w i n g e r a d i c a t i o n o f h .p y l o r i , t h u s inducing the development of gerd in a subset of the patients. h.pylori infection presumably has a protective effect against gerd.(6,17) conversely it has been suggested that longterm suppression of gastric acid may aggravate gastritis of the gastric corpus due to h.pylori and increase the risk of gastric carcinoma.(6,17) however, european studies have reported that e r a d i c a t i o n o f h . p y l o r i d i d n o t m o d i f y duodenogastro-esophageal reflux and h.pylori status in patients with gerd did not affect the degree of exposure of the esophagus to acid. from these data it was concluded that the risk of gerd after h.pylori eradication was not high. currently this conclusion is still the subject of controversy. many populations of patients have h.pylori infection concomitantly w i t h g e r d a n d t h e r e i s n o c o n c l u s i v e evidence that severe gerd is associated with low or decreased prevalence of h.pylori infection, or that low infection rates are associated with virulent strains of h.pylori. the sharply differing opinions regarding the role or association of h.pylori infection with gerd have not been reconciled and contradictory study results are still widespread. the opinion that the association between gerd and h.pylori is a negative one is suggested by studies on endoscopically proven reflux esophagitis rather than symptomatic gerd.(18,19) the majority of the study results f r o m e a s t a s i a n c o u n t r i e s r e v e a l e d a considerably greater negative association compared with that from west european studies.(18) this negative association is greater in patients infected with caga-positive strains of h.pylori.(20) these data support the opinion that patients with gerd have a low probability of experiencing infection with h.pylori, b e c a u s e h . p y l o r i i n f e c t i o n p r o t e c t s t h e esophagus against reflux of gastric acid. however, there are still other possibilities to account for the fact that patients with gerd are protected against h.pylori, such as the influence of social status in the community. one of the opininons advanced in the initial debates about the role of h.pylori in connection with gerd is the problem of treatment for eradication of h.pylori. cases of duodenal ulcer reflux esophagitis occur more frequently in patients receiving eradication therapy for h.pylori compared with those receiving placebo.(18-20) nakajima and hattori(21) recently reviewed the data on development of gerd following eradication of h.pylori in patients with peptic ulcer and concluded that there were no results supporting the opinion lesmana gastro-esophageal reflux disease 53 univ med vol.29 no.1 that eradication of h.pylori results in the development of gerd or symptoms of gerd. apparently the opinions advanced in various study results are paradoxical in nature. the present situation is therefore such that on one hand there is a negative association between prevalence of h.pylori infection and gerd, but on the other hand eradication of h.pylori does not induce or aggravate gerd. what lesson is to be learned from these contradictory opinions? in reality, the incidence of gerd has increased drastically since 1995, whereas in the same time period duodenal ulcers have s h a r p l y d e c r e a s e d . st a t i s t i c a l d a t a f r o m developed countries on gastric carcinoma and duodenal ulcer reveal that the decreased p r e v a l e n c e o f h . p y l o r i i s t h e c a u s e o f abovementioned changes. is it possible that the decrease in h.pylori also causes an increase in gerd? gerd is an abnormality due to failure of the gastro-esophageal anti-reflux mechanism, thus allowing gastric acid to damage the esophageal mucosa. koike et al.(22) have confirmed that there is a high level of g a s t r i c a c i d s e c r e t i o n i n p a t i e n t s w i t h esophagitis. this is not surprising since it is the acidity of the refluxate that determines the extent of damage to the esophageal mucosa. according to axon(18) gastric acid secretion in the japanese community, both in the elderly and the young, increased substantially in the last decades, indicating that there had been a gradual rise in gastric acid secretion over a number of years. however, it is of interest that the increase in gastric acid secretion did not occur only in h.pylori-negative individuals, but also in those with h.pylori-positive status. t h u s t h e o v e r a l l i n c r e a s e d g a s t r i c a c i d secretion is not a direct result of decreased incidence of h.pylori. it is possible that this increased gastric acid secretion is the cause of the increase in gerd in patients with an abnormal anti-reflux mechanism. to date there has not been any direct evidence supporting the hypothesis that a high level of gastric acid secretion protects against h.pylori infection. the mode of transmission of h.pylori is still unclear. however, this organism apparently prefers a hypochloric environment to an achlorhydric one or one with high acid secretion. high acid secretion a p p a r e n t l y p r o v i d e s p r o t e c t i o n a g a i n s t colonization by h.pylori, possibly by inhibiting or reducing the colonizing capacity of the microorganism. the effect of h.pylori on acid secretion is complex. in individuals with an high natural acid secretion, h.pylori gastritis is limited to the antrum, similar to the pattern of gastritis encountered in patients with duodenal ulcer.(18) in these patients the post-prandial secretion of gastric acid is raised and this abnormality may be partially corrected through treatment of the infection. in contrast, individuals with an inherently low acid secretion tend to suffer from pangastritis, which subsequently results in impairment of the parietal cells in the gastric c o r p u s a n d f u r t h e r m o r e c a u s e s f u r t h e r r e d u c t i o n i n a c i d s e c r e t i o n . s u c c e s s f u l treatment of the infection in these patients may increase their gastric acid secretion.(18) t h e e p i d e m i o l o g y o f t h e d i s e a s e s a s s o c i a t e d w i t h h . p y l o r i h a s c h a n g e d dramatically over the last two centuries. gastric ulcer was prevalent in europe in the 19th century, being replaced by duodenal ulcer in the 20th century. this condition was followed by a decreased prevalence of h.pylori, leading to a lower incidence of duodenal ulcer and gastric carcinoma, but the still increasing acid secretion resulting in an increase in gerd. several reports have drawn attention to the presence of a strong negative association between gastritis of the gastric corpus and g e r d . ( 23,2 4) t h i s o b s e r v a t i o n l e d t o t h e hypothesis that patients with pangastritis have damaged parietal cells, which secrete lesser amounts of acid, thus there is a low probability of the patients suffering from reflux and therefore they are protected from developing gerd. actually this is a circular argument as 54 individuals who develop gastritis of the gastric corpus have at the moment of infection a naturally lower acid secretion anyway and thus a lower probability of developing gerd, whether they are infected or not. from the reported data it is apparent that eradication of h.pylori does not aggravate the symptoms of gerd and also does not induce the development of gerd in the normal population or in patients with duodenal ulcer.(18) thus arises the question why patients with gerd are not given treatment in the form of h.pylori eradication? pharmacological suppression of acid secretion is reportedly more effective in patients infected with h . p y l o r i i n c o m p a r i s o n t o n o n i n f e c t e d individuals. therefore eradication of h.pylori theoretically makes pharmacologic control of the symptoms more difficult.(18,24) however, as in other aspects of the connection between gerd and h.pylori, the evidence on the efficacy of acid suppression therapy and its association with h.pylori infection is still contradictory. conclusions apart from the diversity of studies on the relationship between gerd and h.pylori, the prevalence of h.pylori is significantly lower in patients with gerd compared with those without. however, there a still a great number of mutually contradictory study results on h.pylori infection in connection with gerd. references 1. kusters jg, van vliet ahm, kuipers ej. pathogenesis of helicobacter pylori infections. clin microbiol rev 2006;19:449-90. 2. megraud f, lehours p. helicobacter pylori detection and antimicrobial susceptibility testing. clin microbiol rev 2007;20:280-32. 3. nih consensus conference. helicobacter pylori in peptic ulcer disease. nih consensus development panel on helicobacter pylori in peptic ulcer disease. jama 1994;272:65-9. 4. uemura n, okamoto s, yamamoto s, matsumura n, yamaguchi s, yamakido m, et al. helicobacter pylori infection and the development of gastric cancer. n engl j med 2001;345:784-9. 5. tehuteru es. management of helicobacter pylori infection in children. univ med 2004;23:110-4. 6. malfertheiner p, peitz u. the interplay between helicobacter pylori, gastro-oesophageal reflux disease, and intestinal metaplasia. gut 2005;54:1320. 7. suerbaum s, michetti p. helicobacter pylori infection. n engl j med 2002;347:1175-86. 8. ottemann km, lowenthal ac. helicobacter pylori uses motility for initial colonization and to attain robust infection. infect immun 2002;70: 1984-90. 9. schreiber s, konradt m, groll c, scheid p, hanauer g, werling ho, et al. the spatial orientation of helicobacter pylori in the gastric mucosa. proc natl acad sci 2004;101:5024-9. 10. petersen am, krogfelt ka. helicobacter pylori: an invading microorganism? a review. femas immunol med microbiol 2003;36:117-26. 11. peek rm, crabtree je. helicobacter pylori and gastric neoplasia. j pathol 2006;208:233-48. 12. rupnow mf, shachter rd, owens dk, parsonet ja. a dynamic transmission model for predicting trends in helicobacter pylori and associated diseases in the united states. emerg infect dis 2000;6:228-37. 13. dunn be, cohen h, blaser mj. helicobacter pylori. clin microbiol rev 1997;10:720-61. 14. heep m, scheibl a, degrell a, lehn m. transport and storage of fresh and frozen gastric biopsy specimens for optimal recovery of helicobacter pylori. j clin microbiol 1999;37:3764-6. 15. frenck rw jr, fathy hm, sherif m, mohran z, el mohammedy, francis w, et al. sensitivity and specificity of various tests for the diagnosis of helicobacter pylori in egyptian children. pediatrics 2006;118:el1195-202. 16. matsuda m, noda y, takemori y. utility and limitations of a method for detecting helicobacter pylori-specific antigens in the stool. j gastroenterol 2003;38:222-8. 17. richter je. effect of helicobacter pylori eradication on the treatment of gastro-oesophageal reflux disease. gut 2004;53:310-1. 18. axon atr. personal view: to treat or not to treat? helicobacter pylori and gastro-oesophageal reflux disease – an alternative hypothesis. aliment pharmacol ther 2004;19:253-61. 19. ragunath a, hungin aps, wooff d, childs s. prevalence of helicobacter pylori in patients with gastro-oesophageal reflux disease: systematic review. br med j 2003;326:737-9. lesmana gastro-esophageal reflux disease 55 univ med vol.29 no.1 20. loffeld rjlf, werdmuller bfm, kuster jg, perez gl, blaser mj, kuipers ej. colonization with caga-positive helicobacter pylori strains inversely associated with reflux oesophagitis and barret’s oesophagus. digestion 2000;62:95-9. 21. nakajima s, hattori t. active and inactive gastroeophageal reflux disease related to helicobacter pylori therapy. helicobacter 2003; 8:279-93. 22. koike t, ohara s, sekine h, iijima k, abe y, kato k, et al. helicobacter pylori prevents erosive reflux oesophagitis by by decreasing gastric acid secretion. gut 2001;49:330-4. 23. richter je. helicobacter pylori: the bug is not all bad. gut 2001;49:319-21. 24. haruma k, hamada h, mihara m, kamada t, yoshihara m, sumi k, et al. negative association between helicobacter pylori infection and reflux esophagitis in older patients: case-control study in japan. helicobacter 2000;5:24-9. oktavianus 27 *anatomy department faculty of medicine and health sciences jenderal soedirman university purwokerto **physiology department faculty of medicine gadjah mada university ***education programme reproduction and development c/o monash institute of medical research australia correspondence dr. fitranto arjadi, m.kes anatomy department faculty of medicine and health sciences jenderal soedirman university kampus berkoh purwokerto 53146 phone : +62281-622022 email: f.arjadi@yahoo.com univ med 2014;33:27-35 abstract universa medicina january-april ,2014january-april ,2014january-april ,2014january-april ,2014january-april ,2014 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 background chronic stress increases glucocorticoid levels and accelerates reduction in leydig cells functions and numbers. chronic stress models in the working place comprise sleep deprivation, sedentary stress, and physical stress. the aim of this study was to evaluate the effect of various work stress models, such as stress from paradoxical sleep deprivation (psd), immobilization, and footshock, on serum testosterone levels and number of leydig cells in male albino rats. methods this study was of experimental randomized post-test only with control group design using 24 male wistar albino rats (rattus norvegicus). the sample was divided into 4 groups: k1 (control), k2 (psd), k3 (immobilization) and k4 (footshock), receiving treatment for 25 days. measured parameters were serum testosterone level and leydig cell number. analysis of variance (anova) was used for statistical analysis, followed by post hoc lsd. results mean serum testosterone levels (0.07 ± 0.08 ng/ml) and leydig cell numbers (4.22 ± l0.96) were lowest in the psd stress model. serum testosterone levels differed significantly between controls and psd group (p=0.014), while there was a significant difference in numbers of leydig cells between footshock stress and psd (p=0.011) and between the three stress groups and controls (p=0.006). conclusion this study demonstrated that psd, immobilization and footshock stress significantly decreased serum testosterone levels and number of leydig cells in male albino rats (rattus norvegicus). the mechanism by which psd affects serum testosterone is still unclear. keywords: leydig cells, serum testosterone, work stress, male albino rats paradoxical sleep deprivation decreases serum testosterone and leydig cells in male rats fitranto arjadi*, sri kadarsih soejono**, and mulyono pangestu*** 28 arjadi, soejono, pangestu paradoxical sleep deprivation and testosterone paradoxical sleep deprivation menurunkan kadar testosteron dan sel leydig pada tikus jantan latar belakang stres kronik meningkatkan glukokortikoid dan mempercepat penurunan fungsi dan jumlah sel leydig. model stres kronik di dunia kerja meliputi pengurangan waktu tidur, pola sedentarian dan stres fisik. tujuan penelitian adalah untuk menilai pengaruh berbagai model stress kerja, yaitu paradoxical sleep deprivation (psd), imobilisasi, dan footshock kronik terhadap jumlah sel leydig dan kadar testosteron pada tikus putih (rattus norvegicus) jantan. metode sebuah penelitian eksperimental post test only dengan menggunakan kontrol digunakan pada 24 ekor tikus putih jantan galur wistar. tikus ini dibagi menjadi 4 kelompok: ki (kontrol), kii (psd), kiii (imobilisasi), dan kiv (footshock) dan diberikan perlakuan selama 25 hari. parameter yang diperiksa adalah kadar testosteron serum dan jumlah sel leydig. analisis statistik menggunakan analysis of variance (anova) dengan post hoc-lsd. hasil rata-rata kadar testosteron besarnya 0,07 ± 0,08 ng/ml dan rata-rata jumlah sel leydig 4,22 ± 0,96 dengan jumlah terendah pada stres jenis psd. ada perbedaan rata-rata kadar testosteron serum yang bermakna antara kontrol dan psd (p=0,014) dan stres footshock dengan psd (p=0,011) dan ada perbedaan jumlah sel leydig yang bermakna pada kelompok perlakuan dibanding kontrol (p=0,006). kesimpulan model stres psd menurunkan kadar testosteron dan jumlah sel leydig pada tikus putih jantan. mekanisme kerja psd terhadap kadar serum testoesteron masih belum jelas. kata kunci : sel leydig, stres kerja, testosteron serum, tikus putih jantan abstrak introduction in the projected numbers of indonesian w o r k e r s f o r t h e y e a r 2 0 1 3 , t h e r e i s a predominance of males, accounting for around 66.8 million out of 107.7 workers. therefore the impact of stress in male workers has the potential to cause huge business losses in the form of decreased performance, efficiency and work productivity.(1) work stress connected with male reproduction follows the psychogenic hypothesis that work stress is part of the cause of infertility problems, where work stress levels are higher in infertile men than in fertile men.(2) chronic stress accelerates the reduction in functions and numbers of leydig cells(3) through the hormonal system and oxidative stress by increasing the levels of glucocorticoids, which trigger an increase in reactive oxygen species (ros) and initiate leydig cell apoptosis, resulting in decreased levels of testosterone hormones.(4) the plasma membrane of leydig cells has a high phospholipid content and is therefore susceptible to ros, which is a lipid-, proteinand dna-oxidizer,(5) causing damage to leydig cells and decreased testosterone levels.(6) glucocorticoid can directly inhibit testosterone b i o s y n t h e s i s b y s u p p r e s s i o n o f 11 b e t a 29 hydroxysteroid dehydrogenase-1 (11â hsd1), a unique enzyme in leydig cells that controls intracellular active glucocorticoid concentration, thus protecting leydig cells from the negative effects of glucocorticoids.(7) the decreased level of the 11â hsd1 enzyme increases intracellular glucocorticoid levels, subsequently inhibiting the intracellular steroidogenic function of leydig cells by suppressing testosterone enzyme biosynthesis.(4) stress in experimental animals comprises several models, namely paradoxical sleep deprivation (psd), representing the physical and psychological stress of sleep deprivation;(8) i m m o b i l i z a t i o n , r e p r e s e n t i n g p h y s i c a l , psychological and social stress, which form the sedentary stress pattern;(9) and footshock stress, which is a reflection of physical stress.(10) these stress models were shown to be able to decrease t e s t o s t e r o n e l e v e l s . p a r a d o x i c a l s l e e p deprivation and footshock stress led to lowered testosterone levels of 13.7 ng/dl and 31.7 ng/ dl, respectively, as compared with 371.4 ng/dl in the control group,(11) while immobilization stress decreased testosterone levels.(12) however, there have been no studies comparing the effect of these stress models on serum testosterone levels and numbers of leydig cells, which is therefore the objective of our present study conducted on male rats. figure 1. psd models using the modified multiple platform method univ med vol. 33 no.1 30 arjadi, soejono, pangestu paradoxical sleep deprivation and testosterone methods research design this experimental study used a completely randomized post-test only design with control group and was conducted from october 2012 to january 2013 at the animal laboratory, medical and health sciences faculty, jenderal soedirman university, and the medico labora clinical laboratory. experimental animals the experimental animals were 24 male wistar albino rats (rattus norvegicus), aged 34 months and weighing 200-300 grams. the sample size was determined by means of federer ’s formula (t-1)(r-1) >15 where t= n u m b e r o f t r e a t m e n t s a n d r = n u m b e r o f replications. intervention experimental animals were divided equally into 4 treatment groups. k1 was the control group, in which the rats were left free in the cage and had normal sleep patterns; k2 was the stress model of psd, where the rats were treated using the modified multiple platform method (mmpd). in this method the animals were put in a tank measuring 123 x 44 x 44 cm and filled with water to a height of 1 cm. filled with water to a level 1 cm below the surface of the platforms. the tank had two rows of 14 platforms located at 10-cm distances from each other, and muscle atonia tools that were switched on automatically every 10 minutes to cause the sleeping animals to fall into the water and thus re-awaken. two days prior to the experiments, the rats underwent a social adaptation and interaction process with each other. the mmpd test was carried out for 18 hours from 04.00-22.00, after which the animals were returned to their cages and allowed to sleep for 6 hours from 22.00-04.00.(13) k3 was the group subjected to immobilization stress, by placing the animals in a 21-cm long transparent cylinder with a diameter of 6 cm for 1 hour/day. k4 was the footshock stress model group, in which the rats were placed on an acrylic box of 14x25x28 cm with an electrified base. the animals were subjected to 0.1 sec shocks of 5 ma for 1 hour/day at variable intervals every 5 minutes to avoid anticipation by the rats.(11) the shock treatment was given 4-6 times per day. all stress treatments were given at 09.00 am every day for 25 days to produce chronic stress.(14) hormonal assays blood samples were collected from the orbital plexus by means of hematocrit pipettes, put into individual test tubes and centrifuged at 4000 rpm for about 20 minutes to separate the blood serum, after which the serum-containing tubes were kept at -20°c until required for analysis. measurement of serum testosterone levels was by means of an enzyme-linked immunosorbent assay (elisa) reagent kit from rodent testosterone endocrine technologies inc. isolation of leydig cells the number of leydig cells was counted in 50 fields of view of the interstitial tissue in the left testis of the male albino rats (rattus norvegicus) at a magnification of 400 x. observations were made using a nikon eclipse e100® microscope equipped with an optilab® digital camera and image raster software. data analysis results of univariate analysis of the frequency distribution were given as mean ± s t a n d a r d d e v i a t i o n . n o r m a l i t y o f d a t a distribution was tested with the shapiro wilk test, while homogeneity of variance was tested using the levene test. the analysis was continued with one-way analysis of variance (anova), and for determining different of means in each treatment the post hoc lsd test was used for testosterone levels and number of leydig cells.(15) ethical clearance all experimental procedures were approved by the medical and health research ethics 31 committee, faculty of medicine, gadjah mada university. results table 1 shows that the mean serum testosterone level (0.07 ± 0.08) ng/ml) and the mean number of leydig cells (4.22 ± 0.96) were lowest in the psd stress model. the anova statistical test on serum testosterone levels (p=0.032) and the number of leydig cells (p=0.001) showed a significant difference in at least two treatment groups. figure 2 shows that the numbers of leydig cells decreased to their lowest value in the psd stress group. the results of post hoc lsd (p<0.05) showed a significant difference in the mean serum testosterone level between control and footshock groups on the one hand, and the psd group on the other. there was no significant difference figure 2. leydig cells of rattus norvegicus, he stain, 400 x. leydig cells (yellow arrows) with large round nuclei and eosinophilic cytoplasm. a) k1 (control); b) k2 (paradoxical sleep deprivation); c) k3 (immobilization); d) k4 (footshock) table 1. mean serum testosterone level and number of leydig cells by treatment groups values are mean ± sd; psd = paradoxical sleep deprivation univ med vol. 33 no.1 32 arjadi, soejono, pangestu paradoxical sleep deprivation and testosterone table 2. result post hoc test lsd of testosterone level and number of leydig cells psd = paradoxical sleep deprivation; * significantly different (p<0.05) (p>0.05) between control and immobilization versus footshock, psd versus immobilization, and immobilization versus footshock. the posthoc lsd test showed that the mean number of leydig cells in the three treatment groups was lower than in the control group, with the lowest number being in the psd group (table 2). discussion the effect of psd on number of leydig cells has never been studied, although the effect on t e s t o s t e r o n e l e v e l s h a s f r e q u e n t l y b e e n investigated. previous studies showed significant differences in plasma testosterone levels in rats treated with a variety of work stress models, such as psd, footshock, cold, and swimming, with the lowest plasma testosterone level being found in the psd stress test.(11) this was presumably due to the duration of the applied stress, since the psd test was applied for around 18 hours/ day, whereas the duration of the immobilization and footshock tests was only 1 hour/day.(16) other studies also showed that serum testosterone levels in rats given psd stress were lower than in those given food limitation stress.(17) the mean decrease in serum testosterone levels in the stress groups presumably led to suppressed testosterone production through several mechanisms, viz. suppression of the hypothalamus-pituitary-testis axis (hpt) by the hypothalamus-pituitary-adrenal axis (hpa) through inhibition of gonadotropin releasing hormone (gnrh) secretion and inhibition of enzyme activity that plays a role in testosterone biosynthesis and the leydig cell apoptosis induction process.(18) the initiation of leydig cell apoptosis by increased glucocorticoid levels occurs through several mechanisms, namely fas, procaspase-3 cleavage, loss of mitochondrial membrane potential (äøm) and increased ros. high g l u c o c o r t i c o i d l e v e l s c a u s e c h a n g e s i n mitochondrial membrane permeability through the intrinsic pathway as a result of activation of pro-apoptotic molecules (bax, bak, bad) and suppression of anti-apoptotic molecules (bcl-2, bcl-xl, bcl-w), causing cytochrome c release and activation of caspase-9, active caspase-8 and caspase-9 activate caspase-3. activation of this cascade leads to apoptosis of mature leydig cells due to the high number and sensitivity of their glucocorticoid receptors.(4) high glucocorticoid levels also increase r o s b y s u p p r e s s i n g t h e p r o d u c t i o n o f nicotinamide adenine dinucleotide phosphate (nadph) which is important in the regeneration of the antioxidant glutathione (gsh) from o x i d i z e d g l u t a t h i o n e . t h e d e c r e a s e i n antioxidants and increase in free radicals lead to oxidative stress,(19) which induces an increase in lipid peroxidation. the latter results in changes i n c e l l m e m b r a n e p e r m e a b i l i t y, s o t h a t cytochrome c releases (2) and oxidizes dna bases that produce 8-hydroxy-2-deoxiguanosine ( c a u s i n g m u t a t i o n s a n d d e l e t i o n s o f mitochondrial dna), while cytochrome c also leads to apoptosis through p53 activation.(20) the increase in glucocorticoids inhibits steroidogenic enzyme secretion due to the excessive oxidative 33 capacity of 11âhsd enzymes. another result of increased intracellular glucocorticoids is that the leydig cells cannot be protected from the adverse effects of glucocorticoids.(18) the lowest mean serum testosterone level in the psd stress group signifies that oxidative stress caused by high glucocorticoid levels leads to an increase in ros and also a decrease in the antioxidant glutathione (gsh).(21) in footshock stress, the increase in ros is caused by the electric shocks given to the animals, and reduces the effectiveness of antioxidant utilization in the body.(22) physical sleep deprivation is analogous to sleep deprivation in humans that increases the melatonin hormone levels, especially at night after sleep deprivation.(23) melatonin acts directly on neuronal gonadotropin-releasing hormone (gnrh) receptors to induce gonadotropin inhibiting hormone (gnih) expression in the hypothalamic paraventricular nuclei and the testis.(24) at central nervous system level, increases in gnih is effected by inducing gnih e x p r e s s i o n i n g n i h n e u r o n s o f t h e paraventricular nuclei through its melatonin subtype ic (mel1c) receptors. increased gnih inhibits gnrh and decreases the sensitivity of the pituitary to gnrh, resulting in lowered luteinizing hormone (lh) and follicle stimulating hormone (fsh). in the testis, binding of melatonin to its binding site on leydig cells suppresses steroidogenic acute regulatory (star) e x p r e s s i o n ( 2 5 ) t h u s d e c r e a s i n g t h e phosphorylation and activity of p450 side chain cleavage enzyme that converts cholesterol to pregnenolone, and ultimately to testosterone. the reduction in star protein expression is the key to steroidogenesis and decreases testosterone l e v e l s a f t e r 2 4 a n d 4 8 h o u r s o f s l e e p deprivation.(26) in this study, the numbers of leydig cells in the psd, immobilization, and footshock stress groups were lower than in the control group, the lowest being in the psd stress group. the duration of the applied psd stress was 18 hours, while the duration of the immobilization and footshock stresses was 1 hour per day, showing that stress is influenced by the duration of s t r e s s o r e x p o s u r e . ( 1 6 ) t h e i n c r e a s e d glucocorticoid levels decrease the number of leydig cells through the inhibition of mitosis and differentiation of leydig cell precursors or through an increase in the rate of leydig cell apoptosis, starting with the inhibition of hypothalamic gnrh synthesis and secretion. the decrease in lh and fsh secretion(27) further i n f l u e n c e s l e y d i g c e l l f u n c t i o n a n d differentiation. ( 2 8 ) st r e s s a l s o c a u s e s macrophages to produce hydrogen peroxide, resulting in oxidative stress in leydig cells,(29) causes leydig cell apoptosis through the extrinsic and intrinsic pathways, and increases p53 protein as a marker of dna damage.(30) a limitation of this study was that several b l o o d s a m p l e s u n d e r w e n t h e m o l y s i s o n aspiration, and could not be read with the microtiter well reader (elisa reader), thus necessitating repeat aspiration to obtain validated data. another limitation was that this study did not evaluate other types of stress in rats, such as starvation and social stress. the results of this study may be of use to company doctors, psychiatrists and andrologists in promoting health status, particularly fertility problems in male workers. in future, we will investigate the effect of a traditional medicine known as purwoceng (pimpinella pruatjan molk) as an aphrodisiac and antioxidant to improve the fertility status of rats with psd. conclusion after psd the serum testosterone levels and the leydig cells decreased in male rats. the mechanism by which psd affects serum testosterone is still unclear. acknowledgements the authors thank the directorate general of higher education, ministry of education and culture, for research funding through the hibah univ med vol. 33 no.1 34 arjadi, soejono, pangestu paradoxical sleep deprivation and testosterone fundamental scheme in 2011. thanks are also due to the head of the pathology anatomy laboratory, medical faculty, gadjah mada university, and the head of the experimental animal laboratory, medical faculty, jenderal soedirman university, for the use of their research facilities. references 1. tjiptoherijanto p. proyeksi penduduk, angkatan kerja, tenaga kerja, dan peran serikat pekerja dalam peningkatan kesejahteraan. majalah perencanaan pembangunan 2001;23:1-10. 2. sheiner ek, eyal s, refael c, gad p, ilana sv. potential association between male infertility and 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in vitro. febs j 2009;870-81. univ med vol. 33 no.1 albendazole therapy reduces serum zinc in elementary school children with ascaris lumbricoides infections 206 *department of parasitology, faculty of medicine, tarumanagara university, jakarta **department of parasitology, faculty of medicine, trisakti university, jakarta ***department of parasitology, faculty of medicine, university of indonesia, jakarta correspondence: dr. ria buana, m.biomed department of parasitology, faculty of medicine, tarumanagara university jl. s. parman no. 1 jakarta barat 11440 +6221 5671781, +62812 9657 508 riabuana@ymail.com univ med 2016;35:206-12 doi: 10.18051/univmed.2016.v35.206-212 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina september-december, 2016september-december, 2016september-december, 2016september-december, 2016september-december, 2016 vol.35 no.3 vol.35 no.3 vol.35 no.3 vol.35 no.3 vol.35 no.3 albendazole therapy reduces serum zinc in elementary school children with ascaris lumbricoides infections ria buana*, jane florida kalumpiu**, yenny djuardi***, and taniawati supali*** background soil-transmitted helminth (sth) infection can cause malnutrition and vice versa, and decrease serum zinc concentrations. no previous studies were found on the effect of sth treatment on serum zinc concentrations in elementary school children. the objective of this study was to evalaute the effect of sth treatment on serum zinc concentration in elementary school children in jakarta. methods a pre-experimental study (one group pre and post) was conducted on 3rd 5th grade students in one elementary school in north jakarta. flotac examination was used to determine infection status and sth intensity, while serum zinc concentrations were measured by atomic absorption spectrometry. all children were given albendazole 400 mg for three consecutive days. stool and blood samples were collected before and three weeks after treatment with albendazole. a paired t test was used to analyze the data. results the sth prevalence was 63.4%; these were mainly ascaris lumbricoides and trichuris trichiura infections. before treatment, children infected with a.lumbricoides and t.trichiura had significantly higher serum zinc concentrations (p=0.028; p=0.014). after treatment, children with a.lumbricoides had significantly lower serum zinc concentrations (p=0.039), while children with t.trichiura had slightly lower serum zinc concentrations (p=0.659) than before treatment. conclusions albendazole treatment produces lower serum zinc concentration in elementary school children with a.lumbricoides infections. a profound understanding of the interaction between helminth infections and zinc may assist in guiding integrated and sustainable intervention strategies among affected children throughout the world. keywords: serum zinc, albendazole, sth, children doi: http://dx.doi.org/10.18051/univmed.2016.v35.206-212 207 univ med vol. 35 no.3 introduction soil-transmitted helminth (sth) infection is the most frequent helminth infection in humans, particularly inhabitants of tropical or subtropical countries. the who estimates that more than 2 million people are infected with sth. helminth infection occurs more frequently in school-age children.(1) soil humidity, climate, environmental sanitation, lack of sources of clean water and habits of the inhabitants are factors that influence the high prevalence of sth infection.(1,2) in 2006, 195 million persons in indonesia resided in endemic areas and 50 million among them were school-age children.(3) in jakarta, the prevalence of sth infection is still high, particularly in crowded slum areas.(4) helminths can evade the host immune system, resulting in chronic infection. helminth infection stimulates the production of the cytokines interleukin-4 (il-4), il-5, il-10, il-13 and immunoglobulin e (ige).(5) the diagnosis of sth infection is established by finding helminth eggs in the stool by microscopy with the flotac technique, because of its higher sensitivity.(6) albendazole is an anthelminthic that effectively manages sth infection with substantially high cure rates for ascaris lumbricoides and hookworm infections, but is less effective in trichuris trichiura infections.(7) helminth infections and micronutrient deficiencies are highly prevalent in developing countries and often occur in the same individuals.(8) zinc is an essential element that is required for cell growth, development and differentiation, and plays a role in the synthesis of proteins, enzymes and transcription factors. zinc deficiency can occur as a result of malabsorption syndrome in chronic gastrointestinal disturbances.(9) zinc cannot be stored in the body and is excreted by the kidneys, the skin and the intestine, while its concentration is maintained through tissue catabolism and bone resorption.(10) helminths require zinc for their biology, such as the production of the zincdependent metalloproteinases, invasion of host tissues, digestion of food, development of their eggs, and for neutralizing the host immune system.(11) zinc deficiency in children can cause abnormalities of growth and cognitive development, and render them more susceptible to disease.(12) a number of previous studies found that serum zinc in children with helminth infections did not undergo significant changes.(13,14) since sth infections still occur frequently in indonesia, particularly in communities of low economic status with poor sanitation, and may have a negative impact on serum zinc concentration that can affect immunity, growth and cognitive function in children, it was considered necessary to carry out a study to determine serum zinc concentration in school-age children before and after treatment for sth infection. methods study design this was a pre-experimental study of one group preand post-test design that was conducted at kalibaru state elementary school 07 (sdn 07), cilincing, north jakarta from may to october 2014. study subjects the population comprised students of elementary school grades 3-5, and the inclusion criteria were: not consuming anthelminthic drugs in the last 6 months, healthy and without fever, agreeing to participate in this study with written informed consent, with their parents allowing them to participate in this study after signing informed consent. the exclusion criterion was refusal to consume albendazole. the estimated sample size was calculated using the formula for hypothesis testing of two paired populations by taking power of 80% and significance level of 5%, resulting in the required sample size of 32 children. in anticipation of drop outs (10%), the required sample size was taken as 35 children.(15) based on a preliminary survey performed in the sdn 07 kalibaru complex, yielding an sth infection 208 prevalence of 30%, the required sample was 117 children for screening. parasitological examination and treatment the stool samples were examined in august 2014 in the parasitology laboratory, faculty of medicine, university of indonesia, while the blood examination was performed in september 2014 in the seameo recfon laboratory, faculty of medicine, university of indonesia. the stool samples were examined by the flotac method, which is based on a centrifugal flotation technique. the weight of the stool samples was 1 gram per sample. the apparatus used in the flotac technique was a cylinder made of polycarbonate amorphous thermoplastic and consisting of 3 physical components (core components), i.e. base, translation disc and reading disc, in which two flotation chambers are located for holding the samples, each chamber having a volume of 5 ml (total volume = 10 ml). there are five accessories, i.e. screw, key, bottom, centrifuge adapter and microscope adapter, which together with the core components make up the assembled apparatus for use in the centrifugation process and at microscopic examination. the present study used the dual technique with two types of flotac solution, namely nacl and sucrose.(16) infection intensity was determined by counting the number of helminth eggs in 1 gram of feces (table 1).(17) albendazole 400 mg chewable tablets were administered orally and ingested on the spot by the respondents as witnessed by the investigators assisted by the form teacher. serum zinc serum zinc concentrations were determined in the seameo recfon laboratory, faculty of medicine, university of indonesia, using atomic absorption spectrometry (aas) to determine the quantities of chemical substances by measuring the radiation absorbed by the chemical substance in question. this is accomplished by reading the spectrum produced by the sample upon stimulation by radiation. the atoms will absorb ultraviolet or other rays and convert them into certain levels of energy. this method measures the amount of energy produced in the form of photons absorbed by the sample. a detector is used to measure the wave length of the transmitted radiation, while a processor integrates the absorbed wave length into the result. this method is based on the beer-lambert law. (18) data analysis the difference of serum zinc concentration before and after treatment was analyzed using the paired t test. statistical significance was defined as a p value below 0.05, ethical clearance this study was approved by the ethics commission, faculty of medicine, university of indonesia and cipto mangunkusumo hospital under no. 500/h2.f1/etik/2014. results a total of 127 children agreed to participate in this study, but only 115 stool samples and 88 blood samples were successfully collected. after treatment with albendazole 400 mg for 3 consecutive days, stool and blood samples were again collected, resulting in 82 stool samples and 87 blood samples. a total of 78 paired blood samples (before and after treatment) were successfully collected (figure 1). the majority of respondents were 10 years of age, of female gender, while their parents had low educational level (junior high school graduates), and most were employed as laborers table 1. infection intensity based on number of eggs per gram (epg).(17) buana, kalumpiu, djuardi albendazole therapy reduces serum zinc 209 univ med vol. 35 no.3 (table 2). upon examination of the 115 stool samples before treatment, 72 (63.4%) children were found to be infected with sth, consisting of 30 (26.0%) children with a.lumbricoides, 20 (17.4%) children with t.trichiura, and 23 (20.0%) children with mixed infection (table 2). in the 82 samples after treatment, a decrease in the prevalence of sth infection was found, in which 14 (17.1%) children still had helminth infection, consisting of 3 (3.6%) children with a.lumbricoides, 10 (12.2%) children with t. trichiura, and 1 (1.2%) child with mixed infection (a.lumbricoides and t.trichiura). before treatment, sth infection was more prevalent in female children than in male children, but after treatment the prevalence of sth infection in children of both genders was reduced. before treatment, the majority of children with a.lumbricoides infection had mild infection (1-4999 epg), while the remaining children had moderate infection (5.000 – 49.000 epg). in the mixed infections, the intensity of a.lumbricoides infection was mild to moderate, whereas t.trichiura infection was of mild intensity only (1-999 epg). after treatment, the prevalences of sth infection, both moderate and mild, were substantially reduced in each type of sth infection (data not shown). table 2. distribution of sosciodemographic characteristics, nutritional and sth infection status (n=115) *al : ascaris lumbricoides; tt : trichuris trichiura 210 after treatment, mean serum zinc concentration decreased by 0.15 ± 1.95 µmol/l in children with sth infection and by 0.36 ± 1.86 µmol/l in children without sth infection. using the paired t-test, no significant differences were found in mean serum zinc concentration before and after treatment, both in children with sth infection (p=0.583) and in those without sth infection (p=0.302) (table 3). to test for differences in mean serum zinc concentration for each type of helminth infection before and after treatment, an analysis was made with the paired t-test, which found a significant decrease in mean serum zinc concentration after treatment in children with a.lumbricoides infection (p=0.039), but no significant decrease in children with t.trichiura infection and in those without infection (p=0.659). on the other hand, in children with mixed infection a nonsignificant increase in mean serum zinc concentration was found after treatment (p=0.082) (table 3). discussion before treatment, serum zinc concentration in children with sth infection was higher than in children without infection, but there were no significant differences. this finding agrees with that of a study conducted by osei et al.(19) in elementary school children in india, in that helminth infection of the intestine does not influence zinc concentration. however, this study did not differentiate between helminth species. in contrast, in our study serum zinc concentration was analyzed in relation to the infecting helminth species. our results differ from those of a study carried out by kongsbak et al.(20) in bangladesh, where it was found that children with sth infection had significantly lower serum zinc concentrations than those without infection. there are several possible mechanisms that may clarify the differences between our study results and those of the aforementioned study. firstly, these differences may be caused by differing tissue catabolism as a result of the helminth infection, thus increasing the serum zinc concentration in our study. secondly, sth infection may cause abnormal absorption of zinc, resulting in compensatory changes in the form of increased synthesis of zinc transporters, such as zip4 that transports zinc from the intestinal lumen into enterocytes and znt1 that functions to transport zinc out of the enterocytes into the blood, leading to increases in serum zinc concentrations.(21) after treatment, serum zinc concentration was significantly decreased in children with a.lumbricoides infection, but not significantly in children with t.trichiura infection. furthermore, in children with mixed infection or without infection, there was a nonsignificant increase in serum zinc concentration. these results may be due to the fact that the small intestine is undergoing mucosal repair after helminth infection, thus causing a decrease in zinc transporter molecules in the enterocytes (zip4 and znt1),(22) and also decreasing the amount of zinc table 3. relationship between sth infection and serum zinc concentration before and after treatment apaired t-test; * significant; ** mean zinc concentration after treatment subtracted by mean zinc concentration before treatment buana, kalumpiu, djuardi albendazole therapy reduces serum zinc 211 univ med vol. 35 no.3 that is transported into the blood. in addition, the body may be attempting to remove the helminths that had died after treatment, through the cytokines il-4, il-5, il-9, il-10, and il-13, that require more zinc for their production and activity.(23) another factor may be the possibility of other infections that were not investigated in this study, that can cause decreased zinc concentration, such as infection with the intestinal protozoa giardia lamblia.(24. 25) the present study has several limitations, the first being that no investigation was done on possible infection with intestinal protozoa, such as g.lamblia. the second limitation is the possibility that several blood samples underwent hemolysis, thus increasing serum zinc concentration. further studies are required, with longer surveillance periods and higher infection intensities, including the possibility of other infections that were not investigated in this study apart from sth infection. conclusions treatment with the maximal dose of albendazole causes decreased serum zinc in children with sth infection. a profound understanding of the interaction between helminth infections and zinc may assist in guiding integrated and sustainable intervention strategies among affected children throughout the world. conflict of interest the authors declare that there is no conflict of interest in this study. acknowledgment the investigators are greatly indebted to all parties without whose participation this study would not have been conducted. references 1. world health organization. eliminating soil transmitted helminthiases as a public health problem in children. progress report 2001-2010 and strategic plan 2011-2020. geneva: world health organization; 2012. 2. brooker s, clements ac, bundy da. global epidemiology, ecology and control of soiltransmitted helminth infections. adv parasitol 2006;62:221-61. 3. tan m, kusriastuti r, savioli l, et al. indonesia: an emerging market economy beset by neglected tropical diseases (ntds). plos negl trop dis 2014;8:e2449. 4. mardiana, djarismawati. prevalensi cacing usus pada murid sekolah dasar wajib belajar pelayanan gerakan terpadu pengentasan kemiskinan di wilayah kumuh di daerah dki jakarta. jurnal ekologi kesehatan 2008;72:76974. 5. bethony j, brooker s, albonico m, et al. soiltransmitted helminth infections: ascariasis, trichuriasis, and hookworm. the lancet 2006;367:1521-32. 6. utzinger j, rinaldi l, lohourignon lk, et al. flotac: a new sensitive technique for the diagnosis of hookworm infections in humans. trans roy soc trop med 2007;102:84-90. 7. samuel a, degarege ab, erko b. efficacy and side effects of albendazole currently in use against ascaris, trichuris and hookworm among school children in wondo genet, southern ethiopia. parasitol int 2014;63:450-5. 8. hurst rj, else kj. retinoic acid signalling in gastrointestinal parasite infections: lessons from mouse models. parasite immunol 2012;34:351– 9. 9. john e, laskow tc, buchser wj, et al. zinc in innate and adaptive tumor immunity. j transl med 2010;8:118. 10. de benoist b, darnton-hill i, davidsson l, et al. conclusions of the joint who/unicef/ iaea/izincg interagency meeting on zinc status indicators. food nutr bull 2007;28 suppl 3:s480-4. 11. dzik jm. molecules released by helminth parasites involved in host colonization. acta biochim pol 2006;53:33-64. 12. cole cr, grant fk, ellis ed, et al. zinc and iron deficiency and their interrelations in lowincome african american and hispanic children in atlanta. am j clin nutr 2010: 91:1027-34. 13. osei a, houser r, bulusu s, et al. nutritional status of primary schoolchildren in garhwali himalayan villages of india. food nutr bull 2010;31:221-33. 14. orden ab, apezteguía mc, ciarmela ml, et al. nutritional status in parasitized and nonparasitized children from two districts of 212 buenos aires, argentina. am j hum biol 2014; 26:73-9. 15. madiyono b, moeslichan s, sastroasmoro s, et al. perkiraan besar sampel. in: sastroasmoro s, ismail s (editors). dasar-dasar metodologi penelitian klinis, 4th ed. sagung seto: jakarta; 2011.p.348-82. 16. cringoli g, rinaldi l, maurelli mp, et al. flotac: new multivalent techniques for qualitative and quantitative copromicroscopic diagnosis of parasites in animals and humans. nat protoc 2010;5:503-5. 17. world health organization. prevention and control of schistosomiasis and soil-transmitted helminthiasis, who technical report series, no. 912. geneva: who;2002. 18. garcía r, báez ap. atomic absorption spectrometry (aas). in: farrukh am, editor. atomic absorption spectroscopy. croatia: intech open;2012. 19. osei a, houser r, bulusu s, et al. nutritional status of primary school children in garhwali himalayan villages of india. food nutr bull 2010;31:221-33. 20. kongsbak k, wahed ma, friis h, et al. acute phase protein levels, t. trichiura, and maternal education are predictors of serum zinc in a crosssectional study in bangladeshi children. j nutr 2006;136:2262-8. 21. roohani n, hurrell r, kelishadi r, et al. zinc and its importance for human health: an integrative review. j res med sci 2013;18:144– 57. 22. geiser j, de lisle rc, andrews gk. the zinc transporter zip5 (slc39a5) regulates intestinal zinc excretion and protects the pancreas against toxicity. plos one 2013;8:e82149. 23. allen je, maizels rm. diversity and dialogue in immunity to helminths. nature reviews immunol 2011;11:375-88. 24. zarebavani m, dargahi d, einollahi n, et al. serum levels of zinc, copper, vitamin b12, folate and immunoglobulins in individuals with giardiasis. iranian j publ health 2012;41:47-53. 25. blackwell ad, martin m, kaplan h, et al. antagonism between two intestinal parasites in humans: the importance of co-infection for infection risk and recovery dynamics. proc r soc b 2013;280:1671-8. buana, kalumpiu, djuardi albendazole therapy reduces serum zinc puspa1 6 *medical profession study program, medical faculty trisakti university **cipete selatan health center correspondence shinta larasati h medical profession study program, medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 universa medicina 2008; 27: 6-11. anthropometric indexes such as body mass index (bmi), waist circumference (wc), hip circumference (hc), and waist hip ratio (whr), are useful measurements to provide important information on blood glucose concentration. the aim of this study was to determine several anthropometric measurements, in particular bmi, wc, hc and whr, in their ability to predict the blood glucose levels in men and women 40 to 60 years of age. a cross-sectional study was conducted on 44 men and 127 women aged 40 to 60 who lived in cipete selatan subdistrict, south jakarta. blood glucose levels were assessed and anthropometric indexes such as bmi, wc, hc, whr were measured. multiple linear regression analysis was used to determine the best predictor for blood glucose levels. the study showed that the prevalence of diabetes mellitus (dm) type 2 was 12.9% and higher in men (20.5%) than in women (10.2 %). the significant predictive variables in the simple regression analysis were age and wc. multiple linear regression showed that after adjustment for age, wc was positively associated with blood glucose levels. standardized β value was 0.172 (p=0.026). wc predicts blood glucose levels, beyond that explained by traditional diabetic risk factors and bmi. the findings support the recommendation that wc be a routine measure for identification of dm type 2 in men and women aged 40 to 60. keywords: anthropometric indexes, blood glucose levels, diabetes mellitus type 2, forty to sixty years introduction the increase in the number of diabetes mellitus (dm) type 2 patients all over the world h a s b e e n p r e d i c t e d b y t h e e x p e r t s . ( 1 ) t h e prevalence rate of dm in the developing world, e s p e c i a l l y i n t h e a s i a p a c i f i c r e g i o n w a s increasing compared to that in other regions. in thailand, during 2001 the prevalence of dm type 2 among the population aged ≤35 was 9.6%, an increase of 20% over a period of 5 years.(2) according to the survey that was conducted by waist circumference as a predictor for blood glucose levels among men and women 40 to 60 years of age january-march 2008january-march 2008january-march 2008january-march 2008january-march 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 abstract shinta larasati h*, intan nevita ob*, puspa krisna r*, and eva susiyanti** universa medicina 7 universa medicina vol.27 no.1 t h e wo r l d h e a l t h o r g a n i z a t i o n ( w h o ) , indonesia occupied the 4th place in the number of dm patients in the world after india, china a n d t h e u n i t e d st a t e s . d u r i n g 2 0 0 0 , t h e prevalence of the dm was 8.4 million and in 2030 it is expected to increase 21.3 million.(1) data from the department of health showed that the number of dm inpatients and outpatients treated in the hospital occupied the highest rate among all endocrine disorders.(3) in developing countries the highest prevalence of dm type 2 was in people 45 to 65 years of age.(4) the complications that could result from dm, including coronary heart disease (chd), need a larger expenditure for medical treatment. therefore, early diagnosis and treatment of dm are very important in preventing the chd complication after the onset of diabetes. several factors that could increase incidence of dm type 2 are sedentary habits, obesity, excessive consumption of polyunsaturated fats and refined sugars and smoking. several studies showed that obesity was correlated with the increase of the p r e v a l e n c e o f h y p e r t e n s i o n , d m a n d dyslipidemia.(5) anthropometric indexes such as body mass index (bmi), waist circumference (wc), hip circumference (hc) and waist-hip ratio (whr) are anthropometric measurements that could give risk information on dm and chd.(6) the who and the national institute of health have defined bmi, wc, hc, whr cutoff l e v e l s f o r w h i t e , b l a c k a n d h i s p a n i c american adults; however, these definitions are not applicable yet to other populations.(7,8) it is b e n e f i c i a l t o h e a l t h c a r e t o a s s e s s w h i c h anthropometric measurement are associated with the presence of dm in different populations. although it is argued that there is no justification for general population screening, early detection of individuals at risk of diabetes could be beneficial because early intervention has the potential to prevent the development of diabetes and its complications. the identification of individuals at risk of diabetes and treatment of risk factors are therefore relevant to prevent c a r d i o v a s c u l a r d i s e a s e a n d m o r t a l i t y i n d i a b e t e s . ( 9 ) t h e a i m o f t h i s s t u d y w a s t o d e t e r m i n e t h e a b i l i t y o f a n t h r o p o m e t r i c measurements, in particular bmi, wc, hc, and whr in predicting risk of type 2 diabetes in people 40 to 60 years of age. methods research design a cross-sectional study was conducted during october to november 2007 among people 40 to 60 years of age. study subjects study subjects were men and women 40 to 60 years of age who lived in cipete selatan subdistrict south jakarta. a simple randomized sampling design was used to select the subjects. the inclusion criteria were subjects aged 40 to 60 years and no history of diabetes. after exclusion of participants with any history of severe diseases (cancer, liver cirrhosis), mental r e t a r d a t i o n a n d l a c k o f c o m m u n i c a t i o n , information on subject characteristics such as age, g e n d e r, l e v e l o f e d u c a t i o n , e x e r c i s e a n d occupation were collected. measurements the anthropometric measurements used to calculate bmi, by standard procedures, included both height and weight. height was measured u s i n g m i c r o t o i s p o r t a b l e a n d w e i g h t w a s measured using sage portable scales to the nearest 0.1 kg. bmi was calculated as the weight (kg) divided by the square of the height (m). wc was taken as the minimum circumference between the umbilicus and xiphoid process and m e a s u r e d t o t h e n e a r e s t 0 . 5 c m . h c w a s measured as the maximum circumference around the buttocks posteriorly and the symphysis pubis 8 anteriorly and measured to the nearest 0.5 cm. whr was then calculated. blood was taken for measurement of casual plasma glucose (pg). the american diabetes association (ada) criteria were used to diagnose diabetes.(10) diabetes was defined as a casual plasma glucose > 200 mg/dl (11.1 mmol/l). statistical methods differences in age, height, weight, bmi, w c , h c , w h r a n d b l o o d g l u c o s e l e v e l between men and women were examined by student’s t test. to test the contribution of age, wc, hp, bmi, whr on casual blood glucose concentration as dependent variable a single r e g e s s i o n a n a l y s i s w a s u s e d . a m u l t i p l e step-wise regression analysis, including all variables that were significantly (p < 0.05) associated with blood glucose levels, was used t o d e t e r m i n e t h e b e s t p r e d i c t o r f o r b l o o d glucose concentrations. all analyses were performed using spss/pc statistical program ( v e r s i o n 1 1 . 0 f o r wi n d o w s ; s p s s , inc.chicago,il). results the subjects consisted of 127 (74.3%) women and 44 (25.7%) men. among the 171 participants without any signs and symptoms of diabetes, the prevalence of dm type 2 was 12.9%. their age, anthropometric indexes, blood glucose levels and prevalence of type 2 dm are summarized in table 1. the means of height, weight and wc were significantly higher in men compared to women. in men, wc (88.3 ± 10.8 c m ) w a s s t a t i s t i c a l l y s i g n i f i c a n t l y h i g h e r compared to women (83.5 ± 9.4 cm) (p=0.005). in women, hc (92.6 ± 9.8 cm) was statistically significantly higher compared to men (92.6 ± 9.4 cm) (p=0041). whr was also statistically significant higher in men (098 ± 0.06) compared to women (0.93 ± 0.04) (0.000), but blood glucose level was not significantly different between men and women (p=0.197). table 2 presents the results of the simple linear regression analysis in which several anthropometric indices were used to predict b l o o d g l u c o s e l e v e l s . a g e a n d w c h a d significantly positive association with casual blood glucose levels. bmi, hc, and whr were not significantly associated with casual blood glucose level. multiple linear regression models showed that wc was the best predictor for blood glucose levels among men and women 40 to 60 years of age. wc was statistically significantly associated with blood glucose levels (p=0.026) (table 3). table 1. anthropometry and prevalence of type 2 dm in the studied population *bmi = body mass index; **wc = waist circumference; ***whr = waist to hip ratio; **** hc = hip circumference; §dm = diabetes mellitus type 2; ( ) = standard deviation larasati, nevita, krisna, et al waist circumference for blood glucose 9 universa medicina vol.27 no.1 discussion in the present study, the prevalence of dm type 2 was 12.9% among men and women 40 to 60 years of age. this result was lower compared to a survey in mexico, where the prevalence of dm type 2 among men and women over 20 was 26.6%.(11) the prevalence of dm in both genders was higher than that found in the american survey (dm 7.8%), probably because different age groups were not considered.(12) the primary finding of this study was that wc significantly predicted the levels of blood glucose, beyond that explained by commonly evaluated diabetic risk factors such as weight, bmi and whr. conversely, bmi did not predict diabetes after consideration of common diabetic risk factors and wc. a study in jakarta on men and women of 35 to 55 years, a showed similar result. wc was the best predictor for screening dm type 2 compared to bmi and whr.(13) the recent consensus statement of the ada, the obesity society, and the american society for nutrition questioned the sequence of clinical measures of dm and, more importantly, the relevance of wc measurement in clinical practice.(14) schulze et al showed that wc was the strongest associations of single anthropometric measures for dm type 2.(15) several previous cohort studies(16-19) that compared different anthropometric measurements with regard to d i a b e t e s r i s k p r e d i c t i o n s s u g g e s t e d t h a t anthropometric measurements that described central fat distribution, in particular wc, may be superior to measurements of general adiposity. a cohort study of 721 mexican americans aged 2 5 6 4 y e a r s w h o w e r e f r e e o f n o n i n s u l i n dependent diabetes mellitus (niddm) at baseline and were followed for an average of 7.2 years, showed that wc was the only significant predictor o f n i d d m i n m o d e l s t h a t i n c l u d e d o t h e r anthropometric variables.(20) but a meta analysis based on published studies from 1996 to 2004 retrieved from pubmed search showed that bmi, wc and whr have similar associations with diabetes.(21) waist circumference was also more c l o s e l y r e l a t e d t o p o t e n t i a l l y a t h e r o g e n i c metabolic disturbances associated with abdominal obesity. distribution of body fat, especially abdominal localization, is a more important determinant than the total amount of body fat for the development of dm type 2. increased wc was more consistently associated with the table 2. simple regression analysis of predictors for blood glucose levels in men and women *bmi = body mass index, ** wc = waist circumference, *** hs = hip circumference, *** whr = waist to hip ratio table 3. multiple linear regression model for age and wc on blood glucose levels *wc = waist circumference 10 increased plasma insulin levels.(22) wc alone was strongly related to risk of myocardial infarction and this association remained significant after adjustment for other risk factors.(23) from the c l i n i c a l p e r s p e c t i v e , c e n t r a l o b e s i t y (approximated by wc or whr) is known to generate diabetogenic substances and should therefore be more informative than general obesity (bmi). lifestyle modification has been proven to effectively prevent and delay the development of diabetes.(24,25) therefore, early recognition of and intervention for the condition will be beneficial, particularly as cardiovascular complications set in early after the onset of diabetes.(26) knowledge of the risk of diabetes could enhance people’s awareness, leading to lifestyle modification. among the modifiable risk factors that played a substantial role on dm was obesity, measured by bmi or wc. in the present study, wc was found to increase blood glucose levels. wc was better than whr and bmi for identifying the blood glucose levels among subjects 40 to 60 years of age. conclusion waist circumference appeared to be a better predictor than any other anthropometric indices among men and women. generally, measurement of anthropometric indices other than wc had little predictive information on blood glucose levels. acknoledgement we thank the respondents who took part in this study, and to prof.dr.dr.adi hidayat ,ms for revision of this paper. references 1. wild s, roglic g, green a, sicree r, king h. global prevalence of diabetes: estimates for the year 2000 and projections for 2030. diabetes care 2004; 27: 1047–53. 2 aekplakorn w, stolk rp, neal b, suriyawongpaisal p, chongsuvivawong v, et al . the prevalence and management of diabetes in thai adults: the international collaborative study of cardiovascular disease in asia. diabetes care 2003; 26: 2758–63. 3. departemen kesehatan republik indonesia. jumlah penderita diabetes indonesia ranking ke-4 di dunia. available at: http://www.depkes.go.id/ index.php?option=news&task=viewarticle&sid=1183. accessed august 12, 2007. 4. king h, aubert re, herman wh. global burden of diabetes, 1995–2025: prevalence, numerical estimates, and projections. diabetes care 1998; 21: 1414–31. 5. must a, spadano j, coakley eh, field ae, colditz g, dietz wh. the disease burden associated with overweight and obesity. jama 1999; 282: 15239. 6. us national institutes of health. clinical guidelines for the identification, evaluation, and treatment of overweight and obesity in adults. national institutes of health: bethesda, md; 1998. 7. world health organization. obesity. preventing and managing the global epidemic. report of a who consultation on obesity, geneva, 3–5 june. world health organization: geneva; 1998. 8 okosun is, liao y, rotimi cn, choi s, cooper rs. predictive values of waist circumference for dyslipidaemia, type 2 diabetes and hypertension in overweight white, black, and hispanic american adults. j clin epidemiol 2000; 53: 401– 8. 9. goyder e, irwig l. screening for diabetes: what are we really doing? br m j 1998; 317: 1644-6. 10. american diabetes association. diagnosis and classification of diabetes mellitus. diabetes care 2005; 28 (suppl 1): s37-s42. 11. a berber a , go´mez-santos r, fangha¨nel g, sa´nchez-reyes l. anthropometric indexes in the prediction of type 2 diabetes mellitus, hypertension and dyslipidaemia in a mexican population. int j obes 2001; 25: 1794–9. 12. harris mi, flegal km, cowie cc, eberhardt ms, goldstein de, little rr, et al. prevalence of diabetes, impaired fasting glucose, and impaired glucose tolerance in u.s. adults. third national health and nutrition examination survey, 1988 – 1994. diabetes care 1998; 21: 518–24. larasati, nevita, krisna, et al waist circumference for blood glucose 11 universa medicina vol.27 no.1 13. delima. indeks antropometri sebagai uji diagnostic diabetes mellitus tipe 2. avaiable at: http://digilib. litbang.depkes.go.id/go.php?id= jkpkbppk-gdl-res2002-delima-1134-diabetes&q=indeks+antropo metri. accessed september 1, 2007. 14. klein s, allison db, heymsfield sb, kelley de, leibel rl, nonas c, et al. waist circumference and cardiometabolic risk: a consensus statement from shaping america’s health: association for weight management and obesity prevention; naaso, the obesity society; the american society for nutrition; and the american diabetes association. diabetes care 2007; 30: 1647–52. 15. schulze mb, heidemann c, schienkiewtz a, bergmann mm, hoffmann k, boeing h. comparison of anthropometric characteristics in predicting the incidence of type 2 diabetes in the epic-potsdam study. diabetes care 2006; 29: 1921-3. 16. stevens j, couper d, pankow j, folsom ar, duncan bb, nieto fj, et al. sensitivity and specificity of anthropometrics for the prediction of diabetes in a biracial cohort. obes res 2001; 9: 696-705. 17. snijder mb, dekker jm, visser m, bouter lm, stehouwer cd, kostense pj, et al. associations of hip and thigh circumferences independent of waist circumference with the incidence of type 2 diabetes: the hoorn study. am j clin nutr 2003; 77: 1192– 7. 18. sargeant la, bennett fi, forrester te, cooper rs, wilks rj. predicting incident diabetes in jamaica: the role of anthropometry. obes res 2002; 10: 7928. 19. janiszewiski pm, janssen i, ross r. does waist circumference predict diabetes and cardiovascvular disease beyond commonly evaluated cardiometabolic risk factors? diabetes care 2007; 30: 3105-9. 20. wei m, gaskill sp, haffner sm, stern mp. waist circumference as the best predictor for noninsulin dependent diabetes mellitus (nidmm) compared to body mass index, waist/hip ratio and other anthropometric measurements in mexican american – a 7 year prospective study. obes res 1997; 5: 16-23. 21. vazquez g, duval s, jacobs dr jr, silventoinen k. comparison of body mass index, waist circumference, and waist/hip ratio in predicting incident diabetes: a meta-analysis. epid rev 2007; 29: 115-28. 22. gibson rs. anthropometric assessment of body size. in: principles of nutritional assessment. 2nd ed. new york: oxford university press; 2005. pp. 245-98. 23. walling ad.waist to hip ratio better predictor of disease than bmi. am fam physician 2006; 73: 2046-7. 24. tuomilehto j, lindstrom j, eriksson jg, valle tt, hamalainen h, ilanne-parikka, et al. the finnis diabetes prevention study group: prevention of type 2 diabetes mellitus by changes in lifestyle among subjects with impaired glucose tolerance. n engl j med 2001; 344:1343-50. 25. lindstrom j, tuomilehto j. the diabetes risk score: a pratical tool to predict type 2 diabetes risk. diabetes care 2003; 26: 725-31. merijanti1 65 department of occupational medicine, medical faculty, trisakti university correspondence adr. lie t. merijanti, mkk department of occupational medicine, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2802 email : lie_mery@hotmail.com univ med 2008; 27: 65-71. the role of night shift work on blood pressure among healthy female nurses april-june 2008april-june 2008april-june 2008april-june 2008april-june 2008 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 abstract universa medicina lie t. merijantia, diana samara, reza tandean, and ridwan harrianto although hypertension is probably the most common disease on earth, little is known about the association between shift work and hypertension. the aim of this study was to determine the relationship of night shift work and blood pressure among healthy nurses. a cross-sectional study was performed from march to april 2007 among 152 healthy female nurses from one hospital in central jakarta. historical data were obtained from a self-administered detailed questionnaire, while anthropometric and blood pressure variables were measured directly. shift workers had a significantly lower age (29.2 ± 5.6 years) and shorter job experience (6.9 ± 5.9 years) than day workers (age = 36.5 ± 8.7 years; job experience 15.4 ± 8.4 years). there was a higher prevalence of overweight individuals among shift workers (31/43 = 72.1%) in comparison with day workers (12/43 = 27.9%), even though the difference in prevalence did not reach statistical significance (p=0.121). analysis of covariance yielded a significant relationship between shift work and systolic blood pressure (p=0.046), even after taking into account age and job experience. systolic blood pressure was significantly influenced by shift working, while diastolic blood pressure was not (p=0.283). working in the hospital on a 24-hour shift leads to abnormally high systolic blood pressure in female nurses, thus suggesting that this type of work may be a risk factor for cardiovascular disease. keywords : shift work, systolic blood pressure, female nurses introduction according to the most recent european union (eu) survey on working conditions,(1) carried out in the year 2000 in the 15 eu countries, only 24% of the working population (27% of employed and 8% of self-employed workers) are now engaged in the so-called ‘normal’ or ‘standard’ daywork, that is between 07.30–8.00 and 17.00–18.00 h from monday to friday. this means that the vast majority of workers are engaged on ‘non-standard’ working hours, including shift and night work, part-time work, weekend work, compressed work week, 66 merijanti, samara, tandean, et al shift work and blood pressure varying working hours, split shifts, seasonal work, on-call work, etc. various types of work schedules have been adopted by organizations and companies in which working hours are extended to evening and night hours. shift work is one of work hour systems in which a relay of employees extends the period of service beyond the conventional eight hour working day.(2) numerous psychological and physiological variables have been found to have a demonstrable 24-hour, circadian rhythm (latin: circa = about, and dies = a day), e.g. body temperature, the sleep-wake cycle, cardiovascular parameters, c o g n i t i v e p e r f o r m a n c e , e n d o c r i n e a n d immunological factors, therapeutic response to certain medications, and psychological variables of mood and anxiety. b i o l o g i c a l r h y t h m s a r e a n e s s e n t i a l component of homoeostasis: ‘everything is rhythmic unless proved otherwise’. most rhythms are driven by an internal biological clock located in the hypothalamic suprachiasmatic nucleus.(3) blood pressure (bp) is also modulated in a circadian rhythm over a 24-h cycle, where the dipper pattern shows high bp in the daytime and low bp at night. it has been suggested that the rhythm closely follows the sleep-wakefulness cycle and changes in bp are merely a result of differences in physical activity; thus, the circadian bp rhythm is largely independent of the internal circadian rhythm.(4) however, some abnormal conditions, such as autonomic failure or small lacunar infarcts, show non-dipper bp patterns independent of the sleep-wakefulness cycle. it is quite appropriate that attention is paid to shift work as a very important feature of sociotechnical systems, which may adversely affect mental and physical health, social life and safety of shiftworkers. in the medical domain, physicians, nurses and other ancillary staff are expected to be performing their jobs or to be on-call around-the-clock. studies have shown that a greater percentage of health service workers are engaged in a shift system than in any other employment sector. hospitals, the biggest employers in the health care field, employ more night shiftworkers than any other industry.(5) shift work is also usually associated with hypertension, but positive(6-8) and negative(9,10) relationships have been reported. the aim of this study was to evaluate the relationship of night shift work and blood pressure among healthy female nurses working in a hospital. methods study design from march to april 2007 a cross-sectional study was carried out among healthy female nurses in hospital x, central jakarta. study subjects the study sample consisted of female nurses actively employed at hospital x in central jakarta and meeting the inclusion c r i t e r i a , i e . f e m a l e n u r s e s w h o h a d b e e n employed for more than 1 year and were willing to participate in the study by signing an informed consent form. excluded from the study were nurses with a history of coronary heart disease, stroke, renal disease, or hypertension. the study protocol has been approved by the research ethics committee at the medical faculty of trisakti university data collection all participants in the study filled out a questionnaire relating to age, level of education, u s e o f h o r m o n a l c o n t r a c e p t i v e s , j o b characteristics, including length of employment and work unit. additionally, there were questions on factors external to the job, such as sports, smoking habits, coffee drinking, and periodical medical examinations. shift workers were defined as those nurses answering yes to the 67 question: “do you have shift work, or do you work during weekends?” body weight was recorded to the nearest kilogram on barefoot subjects using health scale instruments, while body height was measured with a mikrotoise to the nearest centimeter without shoes. body mass index (bmi) was calculated as the weight (kg) divided by the height squared (m2), and defined b y t h e f o l l o w i n g t h r e s h o l d s : u n d e r w e i g h t (<18.5), normal (18.5 – 25.0) and overweight (>25.0) kg/m2. blood pressure was measured after five minutes’ rest in a relaxed condition. systolic (sbp) and diastolic blood pressure (dbp) readings were recorded as the mean of two measurements with the subjects seated and using a mercury sphygmomanometer with an appropriate cuff size. statistical analysis for the statistical analysis of the collected data the spss program version 11.5 was used. c o m p a r i s o n o f t h e m e a n s o f c o n t i n u o u s variables between shift workers and day workers was performed by independent student’s t test, while the chi-squared test was used to evaluate the differences between the two groups for the categorical variables. evaluation of the influence of independent continuous and categorical variables on dependent variables (sbp and dbp) was by analysis of covariance. the minimal statistical significance level was defined at p<0.05. results general characteristics of the study subjects the subjects consisted of 152 female nurses with a mean age of 39.9 ± 7.2 years and a mean body mass index of 21.7 ± 7.1 kg/m2. among these subjects, 116 (76.3%) were shift workers and 36 (23.7%) day workers, while five persons (3.3 %) were smokers and 33 (21.7%) coffee drinkers (table 1). the mean job experience of the nurses was 8.9 ± 2.6 years, while mean dbp was 73.8 ± 8.4 mmhg and mean sbp was 111.0 ± 10.2 mmhg. table 1. characteristics of female nurses univ med vol.27 no.2 68 merijanti, samara, tandean, et al shift work and blood pressure table 3. comparison of several cathegorical variables between day workers and shift workers among female nurses (n=152) shift workers had a significantly lower age (29.2 ± 5.6 years) and shorter job experience (6.9 ± 5.9 years) than day workers (age 36.5 ± 8.7 years; job experience 15.4 ± 8.4 years). (table 2) o v e r w e i g h t i n d i v i d u a l s w e r e m o r e prevalent in shift workers (31/43 = 72.1%) than in day workers (12/43 = 27.9%), even though t h i s d i f f e r e n c e d i d n o t r e a c h s t a t i s t i c a l significance (x2 test= 4.229; p=0.121). day table 2. comparison of several continuous variables between day workers and shift workers among female nurses (n=152) table 4. analysis of covariance in the 152 female nurses 69 workers were more frequently smokers (3/ 5=60%) than were shift workers (2/5=40%), and this difference also did not reach statistical significance (÷2 test = 3.772; p=0.052). (table 3). table 4 shows the results of the analysis of covariance, which in particular indicated a significant influence of shift work on sbp, even after adjustment for age and job experience, while the influence on dbp was insignificant. discussion this study shows that, while dbp was not significantly influenced by shift working, shift workers have significantly higher sbps than day workers, independent of age and job experience. this is an important finding since a higher sbp is associated with an increased risk for morbidity and mortality from cardiovascular disease. these results are consistent with previous studies showing that shift work is a significant and independent risk factor for the progression of hypertension in male japanese workers.(7) a study in korea revealed that shift work was significantly associated with sbp in male workers aged 30 or more, while among female nurses younger than 30 years, shift work was inversely associated with dbp.(11) a study among male factory workers in malaysia showed that prevalence of hypertension was significantly h i g h e r i n s h i f t w o r k e r s c o m p a r e d t o d a y workers.(12) karlsson et al.(13) and bøggild et al.(14) found no difference in the prevalence of hypertension when comparing shift workers and day workers, but ohira et al(15) demonstrated a rise in either dbp or sbp in shift workers. the exact mechanisms that link shift work and greater cardiovascular mortality are not fully understood, although modifications in blood pressure (bp) are possibly an important factor.(16) a study showed that the prevalence of hypertension increasing with age.(17) recent data h a v e s h o w n t h a t a n i n c r e a s e d r i s k o f cardiovascular disease is present in persons with bp levels as low as 115/70 mmhg and that this risk increases steadily with rising bp.(18) the activities of the human body undergo a 24-hourly rhythmical change, being at their lowest at 4 o’clock in the morning, reaching a peak at noon, and then gradually decreasing again. this rhythmical change is known as the c i r c a d i a n r h y t h m , r e g u l a t e d b y t h e suprachiasmatic nucleus in the brain, and i n f l u e n c i n g b o d i l y f u n c t i o n s s u c h a s temperature, metabolism, heart beat, respiratory volume, adrenaline production, blood pressure, and mental abilities. workers employed in the shift system, especially on night shifts, will s u f f e r f r o m d i s s y n c h r o n i z a t i o n w i t h t h e circadian rhythm of their bodies.(4) the increased susceptibility of shift working female nurses for developing higher sbps can be explained by the fact that shift work triggers the effects of other life-style factors such as disruption of the c i r c a d i a n r h y t h m , s t r e s s a n d b e h a v i o u r modification (which includes lack of physical exercise and unhealthy diet). in this study the proportion of overweight persons was higher among the shift workers (72.1%) compared with day workers (27.9%), although this difference was not statistically significant. a limitation in the present study is the definition of exposure to shift work. the female nurses were defined as shift or day workers after answering yes or no to one single question in the questionnaire, viz.”do you have shift work or weekend work?” this question is rather weak a n d i m p r e c i s e , a s i t d o e s n o t e l i c i t a n y information about day to day patterns of shift work, frequency of night work, type of rotation, or duration of shift work. another limitation of this study is the use of a cross-sectional design, which yields inconclusive results, as it does not r e f l e c t t h e t r u e c a u s a l e ff e c t o r t e m p o r a l relationship between shiftwork and blood univ med vol.27 no.2 70 merijanti, samara, tandean, et al shift work and blood pressure p r e s s u r e . h o w e v e r, w h a t o u r s t u d y d o e s demonstrate is that a higher sbp is more common in shift workers than in day workers, which may be an indication that shift work is associated with a risk of systolic hypertension. conclusion the present study has strengthened the existing evidence for a relationship between shift work and systolic blood pressure among female nurses, independently of age and job experience. this further underlines the need for routine bp measurements in nurses to identify subjects with hypertension who should be the target of lifestyle modification. acknowledgements f i n a n c i a l s u p p o r t f o r t h i s s t u d y w a s provided by the medical faculty, trisakti university. we thank the nursing administrator for supporting this study and all nurses whose participation made this study possible. references 1. boisard p, cartron d, gollac m, valeyre a. temps et travail: la durée du travail. dublin: european foundation for the improvement of living and working conditions, 2002. 2. harrington jm. health effects of shift work and extended hours of work. occup environ med 2001; 58: 68-72. 3. nagai k, nagai n, sugahara k, niijima a, nakagawa h. circadian rhythms and energy metabolism and special reference to the suprachiasmatic nucleus. neurosci biobehav rev 1994; 18: 579-84. 4. t kitamura, k onishi, k dohi, t okinaka, m ito, n isaka, et al. circadian rhythm of blood pressure is transformed from a dipper to a non-dipper pattern in shift workers with hypertension. j hum hypertens 2002; 16: 193-7. 5. a choobineh, a rajaeefard, m neghab. problems related to shiftwork for health care workers at shiraz university of medical sciences. east mediterr health j 2006; 12: 341-6. 6. sakata k, suwazono y, harada h, okubuyu y, kobayashi e, nogawa k. the relationship between shift work and the onset of hypertension in male japanese workers. j occup environ med 2003; 45: 1002-6. 7. oishi m, suwazono y, sakata k, okubu y, harada h, kobayashi e, et al. a longitudinal study on the relationship between shift work and the progression of hypertension in male japanese workers. j hypertens 2005; 23: 2173-8. 8. inoue m, morita h, inagaki j, harada n. influence of differences in their jobs on cardiovascular risk factors in male blue-collar shift workers in their fifties. int j occup environ health 2004; 10: 3138. 9. murata k, yano e, shinuzaki t. impact of shift work on cardiovascular function in a 10-year follow-up study. scan j work environ health 1999; 25: 272-7. 10. virkkunen h, harma m, kauppinen t, tenkanen l. shift work, occupational noise and physical workload with ensuing development of blood pressure and their joint effect on the risk of coronary heart disease. scan j work environ health 2007; 33: 425-34. 11. ha m, park j. shift work and metabolic risk factors of cardiovascular disease. j occup health 2005; 47: 89-95. 12. nazri sm, tengku ma, winn t. the association of shift work and hypertension among male factory workers in kota bharu kelantan, malaysia. southeast asian j trop med public health 2008; 39: 176-83. 13. b karlsson, a knutsson, b lindah. is there an association between shift work and having a metabolic syndrome? results from a population based study of 27 485 people. occup environ med 2001; 58: 747-52. 14. bøggild h, knutsson a. shiftwork, risk factors and cardiovascular disease. scand j work environ health 1999; 25: 85-99. 15. ohira t, tanigawa t, iso h, odagiri y, takamiya t, shimomitsu t, et al. effects of shift work on 24-h ambulatory bp and its variability among japanese workers. scand j work environ health 2000; 26: 421-6. 16. hoshide s, kario k, hoshide y, umeda y, hashimoto t, kunii o, et al. association between nondipping of nocturnal blood pressure decrease 71 and cardiovascular target organ damage in strictly selected community-dwelling normotensives. am j hypertens 2003; 16: 434-8. 17. budijanto d, astuti wd, anggaeini r. analisis kecenderungan hipertensi dalam hubungannya dengan usia dan body mass index. j kedokter trisakti 2000; 19: 47-54. 18. lewington s, clarke r, qizilbash n, peto r, collins r. age-specific relevance of usual blood pressure to vascular mortality: a meta-analysis of individual data for one million adults in 61 prospective studies. lancet 2002; 360: 1903-13. univ med vol.27 no.2 nurman1 59 imaging of common bile duct stones january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina a nurman *department of internal medicine, medical faculty, trisakti university correspondence adr. rizaldy pinzon department of internal medicine, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440. tel 021-5672731 ext.2707 e-mail: nurman _achmad@yahoo.com univ med 2009; 28: 59-68 abstract the gallbladder serves as the repository for bile produced in the liver. however, bile within the gallbladder may become supersaturated with cholesterol, leading to crystal precipitation and subsequent gallstone formation. gallstone is one of the most common gastrointestinal diseases in clinical practice. common bile duct stone may be silent and symptomless; alternatively the stone can cause acute cholangitis with jaundice, pain and fever and acute pancreatitis. imaging of the gallbladder is typically requested for evaluation of right upper quadrant pain in patients with or without fever and jaundice. hence,imaging is central to the investigation and diagnoses of choledocholithiasis. there are many options in the field of imaging of choledocholithiasis from a simple to more sophisticated examinations. ultrasonography (us) has been the traditional modality for evaluating gallbladder disease, primarily owing to its high sensitivity and specificity for both stone disease and gallbladder inflammation. however, us is limited by patient body habitus, with degradation of image quality and anatomic detail in obese individuals. with the advent of faster and more efficient imaging techniques, magnetic resonance (mr) imaging has assumed an increasing role as an adjunct modality for gallbladder imaging. mr imaging allows simultaneous anatomic and physiologic assessment of the gallbladder and biliary tract. magnetic resonance cholangiopancreatography is excellent for identifying the presence and the level of biliary obstruction. with newer diagnostic imaging technologies emerging, endoscopic retrograde cholangiopancreatography is evolving into a predominantly therapeutic procedure. keywords : bile duct stone, ultrasound, cholangiography, magnetic resonance imaging introduction gallstones is one of the most common gastro intestinal diseases in clinical practice. gallstones are found in about 10% of the general population, are twice as common in women as in men, and become more prevalent w i t h i n c r e a s i n g a g e . m o s t p a t i e n t s w i t h gallstones are asymptomatic and discovered after routine general check up or for evaluation 60 nurman common bile duct of patients with upper abdominal pain or with disturbance of liver function test. laboratory test are helpful but results are not specific for t h e d i a g n o s i s o f c h o l e d o c h o l i t h i a s i s . ( 1 , 2 ) ultrasonography (us) is the technique of choice to detect gall bladder stone having a s e n s i t i v i t y o f a p p r o x i m a t e l y 9 9 % a n d a s p e c i f i c i t y o f 9 9 % . ( 3 ) t h e y a r e s e e n a s echogenic foci within the gall bladder and cast accoustic shadows. choledocholithiasis is the present of stone in the common bile duct (cbd); the cbd stones are missed frequently by us (sensitivity 1540%). unlike the gallbladder stone, cbd stone only produce accoustic shadow in about 20% of cases. (3) the detection of cbd stone is i m p e d e d b y t h e p r e s e n c e o f g a s i n t h e duodenum, possible reflection and retraction of the sound beam of the duct and the location of t h e d u c t b e y o n d t h e o p t i m a l f o c i o f t h e transducer. on the other hand, cbd dilatation i s i d e n t i f i e d a c c u r a t e l y w i t h u p t o 9 0 % accuracy.(4) it is therefore another options are needed to detect and confirm cbd stone. clinical syndrome choledocholithiasis may be silent and symptomless, discovered only by imaging at the time of a routine cholecystectomy for chronic calculous cholecystitis. alternatively, the stone may cause an acute cholangitis with jaundice, pain and fever.(5) a history of cholelithiasis is n o t e s s e n t i a l f o r t h e d i a g n o s i s o f choledocholithiasis because gall bladder stone c a n b e a s y m p t o m a t i c . p a i n i s t h e m o s t presenting symptom. the pain is colicky in nature, moderate in severity and located in in right upper quadrant of the abdomen. jaundice occur when the cbd becomes obstructred and conjugated bilirubin enters the blood stream. a history of clay colored stools and tea colored urine, the jaundice can be episodic.(6) specific findings upon physical examination are few and are principally abdominal tenderness found the r i g h t u p p e r q u a d r a n t o f t h e a b d o m e n a n d jaundice. laboratory test are helpful, but the results a r e n o t s p e c i f i c f o r t h e d i a g n o s e s o f o f choledocholithiasis because some patients are often asymptomatic and laboratory test results can be completely normal. the laboratory examination may revealed disturbance of the liver function test ie the elevation of serum bilirubin, gamma-glutamyl transpeptidase/ alkaline phosphatase and transaminase. patients with cholangitis and pancreatitis have abnormal laboratory values: i) white cell blood count elevation indicate the presence of infection or inflammation; ii) serum bilirubin level elevation indicates obstruction of the cbd; iii) alkaline phosphatase and gammaglutamyl transpeptidase levels are elevated. these tests results have a good predictive value for the presence of cbd stone and iv) liver t r a n s a m i n a s e ( s e r u m g l u t a m i c p y r u v i c transaminase and oxaloacetic transaminase) levels are elevated. multiple modalities permit depiction of the normal anatomy as well as disease processes of the cystic duct, including i) plain photo of the abdomen; ii) abdominal us; iii) endoscopic u l t r a s o u n d ; i v ) a b d o m i n a l c o m p u t e d tomography scan (ct scan); v) endoscopic retrograde cholangio pancreography (ercp); vi) percutaneous transhepatic cholangiography (ptc); vii) intra operative cholangiography (ioc); and viii) magnetic resonance cholangio pancreatogarphy (mrcp). plain photo of the abdomen abdominal plain photos often play an important role in the evaluations of patients with abdominal pain.(7) for detecting cbd stones, however, the diagnostic yield is low and this test is tending to be omitted. it may reveal gall bladder stones, a calcified gall bladder, 61 univ med vol.28 no.1 pancreatic calcification or rarely outline of a distended gall bladder.(6) the wall of the gall bladder may also calcified (porcelain gall bladder). gas in the biliary tree (aerobilia) may be seen after endoscopic sphincterotomy or surgical bile duct of bowel anastomosis. bile duct dilatation and bile duct stones however, c o u l d n o t b e s e e n b y p l a i n p h o t o o f t h e abdomen. ultrasonography this is a non invasive, inexpensive, and readily modality for assessment of the bilary tree. it is usually the first modality used in the d i a g n o s e s o f p a t i e n t s w i t h b i l i a r y r e l a t e d symptoms.(6) usg findings are accurate in the diagnoses of gallbladder stones (97%) in elective situations (figure 1) and 80% in the presence of acute cholecystitis), but cbd stones are missed frequently (sensitivity 15-40%). right upper quadrant pain and/or jaundice and disturbance of liver function test are the most common indications for imaging of the biliary tract. us is the recommended initial imaging test in the evaluation of these patients. based on clinical circumsrances, the differential diagnosis includes choledocholithiasis, biliary stricture or tumor. this is a non invasive, inexpensive, and readily modality for assessment of the bilary tree. us is very sensitive in the detection of biliary conctriction and stone diseases, allhough less sensitive for the detection of obstructing tumors, i n c l u d i n g p a n c r e a t i c c a r c i n o m a a n d cholangiocarcinoma. it is usually the first modality used in the d i a g n o s e s o f p a t i e n t s w i t h b i l i a r y r e l a t e d symptoms us is the most commonly used modality in the evaluation of gallstone disease, with a high specificity (95%) and sensitivity (95%) for stones larger than 2 mm.(8,9) the a c c u r a c y o f s o n o g r a p h y i n d e t e c t i n g choledocholithiasis approximates 70% although detection of intrahepatic biliary ductal calculi by sonography is more problematic. the biliary ductal system and gallbladder is best imaged with the patient fasted for eight to twelve hours.the fasting state achieves 2 objects, first, an empty stomach and duodenum to enble better imaging of the distal cbd and a relatively distended gall bladder to enable adequate study of the gall bladder wall and inraluminal contents. recognition of dilated bile ducts is central to sonographic imaging of the biliary system. dilated intrahepatic bile ducts are greater than 2 mm in diameter and run parallel to the portal v e i n s i n t h e p o r t a l t r i a d s r e s u l t i n g i n t h e appearance “parallel channel sign”. the normal extra hepatic bile duct is 7 to 8 mm in diameter and usally wider in the subsegment than at the portal hepatic (figure 2). conditions that may mask biliary dilatation include pneumobilia of intrahapatic ducts when the posterior margin of a d i l a t e d d u c t i s o b s c u r e d b y a c o u s t i c shadowing and the presence of biliary sludge or infected bile which may make the dilated ducts relatively invisible on sonography. figure 1. gall bladder stone (arrow) with associated accoustic shodows (arrow head) 62 nurman common bile duct f a l s e n e g a t i v e s t u d i e s f o r b i l i a r y dilatation and/or small choledocholithiasis are usually because of overlying bowel gas obscuring the subhepatic common bile duct or to the absence of biliary dilatation in the p r e s e n c e o f s m a l l n o n o b s t r u c t i n g calculi.common duct dilatation may not o c c u r f o r 2 4 h o u r s a f t e r i n i t i a l s t o n e impaction and intrahepatic duct may not dilate for up 72 hours after impaction. post cholecystectomy patients may have a relatively distended cbd of greater than 8 m m i n d i a m e t e r w i t h o u t m e c h a n i c a l obstruction.(10) in such patients presenting with acute right upper quadrant pain who have obstructive liver chemistry or develop jaundice, a negative sonographic study should b e f o l l o w e d b y a c h o l a n g i o g r a p h i c e x a m i n a t i o n , e i t h e r m a g n e t i c r e s o n a n c e c h o l a n g i o p a n c r e a t o g r a p h y ( m r c p ) o r e n d o s c o p i c r e t r o g r a d e p a n c r e a t o g r a p h y ( e r c p, t h e l a t t e r s u p p l e m e n t e d b y endoscopic ultrasound (eus), to evaluate ductal calculi. endosonography tr a n s c u t a n e o u s u l t r a s o n o g r a p h y i s frequently hampered by interfering intestinal or pulmonal gas, bone or thick layers of fat tissue t h e d e f i c i e n c e s i n c o n v e n t i o n a l i m a g i n g t e c h n i q u e s p r o m p t e d t h e d e v e l o p m e n t o f e n d o s c o p y c o m b i n e d w i t h u l t r a s o n o g r a p h y (endoscopic ultrasound/eus) in the early of 1980s in an effort to obtain more information about diseases of the gastrointestinal and its surroundings.(11) transcutaneous ultrasonography detects more than 95% of gallbladder stone in the bile duct by imaging from the descending bulb or duodenal bulb.(12) cbd stones can be identified when us is used to evaluate the patients with a dilated bile duct or jaundice of unknown cause. i f a c o m m o n d u c t s t o n e i s s u s p e c t e d f r o m transcutaneous imaging procedure or on clinical grounds, ercp should be undertaken rather than eus because it allows removal of the stone; however, eus appears to be more accurate with less invasiveness.(13,14) the ability to place an ultrasonographic probe in close proximity to suspected abnormalities, obviating the effects of gas, fat, and bone, enables eus to yield a highresolution view of the gastrointestinal tract and a d j a c e n t s t r u c t u r e s . s e v e r a l s t u d i e s h a v e compared the accuracy of eus in detection of cbd stones with ercp, and ct.(13,14) in these reports, the sensitivity of eus ranged from 88% to 97%, with specificity of 96% to 100%, which is comparable with ercp and much better than ct. moreover, the accuracy of eus is better than ercp for the detection of small stones. small stones play an important role in acute pancreatitis and biliary-type pain.(15) conventional us is routinely used in the detection of cholelithiasis but it may not be able to detect small stones. there has been an interest in the role of eus in detecting microlithiasis and in evaluating patients with idiopathic pancreatitis. microlithiasis, occult common bile duct stones, small pancreatic neoplasm and pancreas divisum figure 2. ultra sound scan showing dilated intra-hepatic (arrowed) and common bile duct (marked ++) 63 univ med vol.28 no.1 can be found in 75% of this population.(16,17) due to the lower risk of complication, eus should be considered as an alternative to ercp in this group of patients. computed tomogram (ct) scan u s i n g c u r r e n t c t t e c h n o l o g y a n d intravenous contrast enhanced (figure 3), n o r m a l i n t r a h e p a t i c b i l e d u c t s m a y b e visualized in over 40% of normal patients; these should not be confused with ductal dilatation.(18) the extra hepatic bile ducts are identified normally in 80% of patients at ct and usually have diameters 4-10 mm.(19) the extra hepatic bile tree may be up to 10 mm in diameter in patients who have undergone cholecystectomy. the presence or abscence of bile duct stones can be determined on the basis of the four criteria peviously described by baron.(20) with the target sign, the stone is seen as a central density surrounded by hypoattenuating bile or ampullary soft tissue. with the the rim sign one can see a faint rim of increased density along the margin of a low-density area. a c a l c u l o u s w i t h i n c r e a s e d d e n s i t y t h a t i s surrounded by a crescent of hypoattenuating bile is suggestive of the crescent sign. indirect signs, such as the abrupt termination of the duct or ductal dilatation, can be helpful. ct is comparable to us in its ability to detect biliary obstruction and exceeds us in the ability to p r e d i c t t h e l e v e l a n d c a u s e o f b i l i a r y obstruction, although some controversies still e x i s t s . ( 2 1 ) m o s t p a t i e n t s w i t h o b s t r u c t i v e jaundice will undergo us with ct used as a problem solving modality. the reported ct sensitivity for cbd stone detection varies from 45% to 90%.(22) the ability to thin collimation and overlapping image reconstruction available with volume data acquisition of helical ct scanners improves stone detection rate. non contrast ct may improve the recognition of choledocholithiasis to more than 90%.(23) in dilated ducts it is easier to visualized stones. the ct appearance of cbd stones parallels that of gall stones and depend on the chemical composition for each stone. densely calcified stones can be seen as high attenuation structures within the duct lumen, but most duct stones are is attenuating with soft tissue or bile on ct scan. several processes can simulate duct stones on ct and care must be taken to avoid misdiagnoses. pancreatic calculi, oral contrast in an adjacent duodenal diverticulum, residual contras material from prior cholangiogram, and p a p i l l a r y d u c t a l n e o p l a s m c a n s i m u l a t e choledocholithiasis. e n d o s c o p i c r e t r o g r a d e c h o l a n g i o pancreatography (ercp) e n d o s c o p i c r e t r o g r a d e c h o l a n g i o p a n creaticography is the standard therapy for the therapy of biliary obstruction. however, the success rate is not 100%, depending on various patient and physician related factors.(24) the c b d w a s c a n u l a t e d t h r o u g h t h e a m p u l l a , contrast material is injected and films are obtained. complications are hyperamilassemia and cholangitis. in most patients, ercp is the modality of choice when choledocholithiasis is suggested. figure 3. common bile duct stone on contrast-enhanced ct scan.(straight arrow) 64 nurman common bile duct e r c p i s a d i a g n o s t i c p r o c e d u r e t o diagnose problem in the liver, gall bladder, bile ducts and the pancreas in which x-ray is combined with the use flexible scope. with this p r o c e d u r e p a p i l l a o f va t e r i s s e a r c h e d endoscopically, followed by canulation of the catheter and contrast is injected (figure 4). this method needs a high skill ability. from ercp, the blockade and stone in the bile duct, leakage o f b i l e o r p a n c r e a t i c d u c t , p a n c r e a t i c obstruction or stenosis, the existence of tumor may be found. in most patients, ercp is the modality of c h o i c e f o r d i a g n o s i n g a n d t r e a t i n g choledocholithiasis when choledocholithiasis is s u s p e c t e d b u t c a r r i e s p o t e n t i a l r i s k s o f complications (figure 5). complications that occur were morbidity in 1-3%, mortality in 0,2%, and these were directly in connection with skills and experiences of the operator and t o t h e u n d e r l y i n g b i l i a r y a n d p a n c r e a t i c diseases. the complications might occur are acute pancreatitis, cholangitis and bleeding particularly from sphincterotomy sites and d u o d e n a l p e r f o r a t i o n . ( 6 , 2 5 ) p r o p h y l a c t i c antibiotics are often recommended, especially in patients with cbd obstruction. ercp should be reserved for therapeutic purposes for those patients with a high likelihood of stones being present despite negative findings on prior studies. percutaneous transhepatic cholangiography (ptc) in ptc intrahepatic biliary duct is directly punctured with fine flexible chiba needle with the diameter 0.7 mm (22 gauge), so that the patient still can normally breath during the procedure (figure 6).(6) us is used as a guidance in which the puncture was performed into the dilated bile duct. this method is easy and will 100% success if the bile duct is dilated. ptc may be the modality of choice in whom ercp is difficult and failed due to the technical difficulties or when ercp is not possible to p e r f o r m i . e . i n p a t i e n t s w i t h h e p a t i c o e n terostomy, post billroth ii or in klatskin tumor. complication occured less than 5% and consisted of bleeding, bile peritonitis and sepsis.(6) less common were pneumothorax and puncture of viscera. these complications can be reduced by ensuring fastidious technique, figure 4. ercp, normal appearance pd= pancreatic duct, g=gall bladder, c= common bile duct figure 5. ercp showing common bile duct stone. asphincterotome hasbeen passed into the lower end of the bile duct 65 univ med vol.28 no.1 with a single puncture of the liver capsule, avoid over distention of ducts which may allow reflux of infected bile to the circulation through hepatic sinusoid, and ensuring that maneuver are carried out in suspended respiration.(26) u n c o r r e c t e d c o a g u l o p a t h y i s a contraindication for ptc, and the normal size of the intrahepatic duct makes the procedure d i f f i c u l t . p r o p h y l a c t i c a n t i b i o t i c s a r e recommended to reduce the risk of cholangitis. intraoperative cholangiography (ioc) ioc is cholangiography that performs during surgical procedure. the most common indication of ioc is determination the need for e x p l o r a t i o n o f c b d a t t h e t i m e o f cholecystectomy. (6,26) ioc is performed by inserting a catheter intra operatively into the cystic duct, followed by injecton of diluted (50%) contrast material to outline biliary tree.(1) films are taken and are assessed for the precence of filling defects, the anatomy and the calibre tree, and the flow of contrast into the duodenum. this procedure can be performed at open or laparoscopic cholecystectomy (figure 7).(27) ioc findings have a positive predictive value of 60-75% for the detection of cbd stones. the procedure can fail due to i) inability to cannulate the cystic duct, ii) the leakage of contrast during the injection, iii) air bubbles mimicking stones, iv) contrast flowing too quickly into the duodenum, preventing proper filling of the biliary tree, and v) spasm of the sphincter of oddi. postoperative cholangiography through a t-tube is indicated to ensure that all stones have been removed following exploration of the bile duct.(26) i n p a t i e n t s w h o h a v e n o h i s t o r y o f pancreatitis, normal liver function test and cbd stone less than 10 mm diameter, laparoscopic c h o l e c y s t e c t o m y p e r f o r m e d w i t h o u t i n t r a operative chlolangiography does not result in an increased incidence of retained stone.(28) figure 6. diagnosis percutaneous transhepatic cholangiogram showing normal right and life intrahepatic ducts and common bile duct and free flow of contrast into duodenum. the gail bladder is beginning to fill figure 7. normal intraoperative cholangiogram (1) right hepatic duct; (2) left hepatic duct; (3) cystic duct; (4) two surgical clips holding the cholangio catheter in the cystic duct; (5) common hepatic duct; (6) common bile duct; (7) pancreatic duct; (8) ampulla of vater; (9) duodenum 66 nurman common bile duct magnetic resonance cholangio pancreatography (mrcp) mrcp was first described by walner et al in 1991(29) is a noninvasive method of imaging the biliary and pancreatic ducts. the basic principle underlying mrcp is that body fluids such as bile and pancreatic secretions, have high s i g n a l i n t e n s i f y i n h e a v i l y t 2 w e i g h t e d magnetic resonance (ie they appear white), w h e r e a s b a c k g r o u n d t i s s u e s s u c h a s t h e surrounding liver and flowing blood generated little signal (ie they appear dark). as a result of this combination of imaging characteristics, mrcp provides optimal contrast between the hyperintense signal of the bile and pancreatic secretions and the hypointense signal of the background tissue (solid organs), and blood vessels have no measurable signal. on these images the intrinsic fluids of the biliary and pancreatic ducts give the cholangiogram and pancreatogram. no special patient preparation is required but the usual contraindication to mr scanning a p p l y. p a t i e n t s w i t h c a r d i a c p a c e m a k e r, neurostimulator, ferromagnetic aneurism clips a r e e x c l u d e d . t h e e x a m i n a t i o n i s u s u a l l y performed after fasting for several hours. no sedation is required, no hospital admittance is needed.(30-32) in some patients claustrophobia might be a problem. oral contrast agent are not administered, no intravenous contrast agents are needed, and there is no radiation exposure. it is an ideal imaging method for patients with allergies to iodine based contrast or those with a general history of atopy, and prevent the occurrence of contrast nephropathy.(31) mrcp is an alternative to diagnostic ercp f o r t h e i m a g i n g o f t h e b i l e t r e e a n d t h e pancreatic ducts (figure 8). it is almost as good as ercp in the diagnoses of cbd stones, though the ability of mrcp to detect small stones in a non dilated ducts may be limited.(33) it is highly sensitive (97,9%) and specific (84,4%) for choledocholithiasis and avoids the need for invasive imaging in most patients with suspected choledocholithiasis (figure 9).(34) mrcp can be considered as a new gold standard for the investigation of cbd stones and permits reservation of ercp to patients w i t h a h i g h p r o b a b i l i t y o f t h e r a p e u t i c intervention.(35) the european association of endoscopic surgeons consider mrcp to be a standard test for patients with an intermediate probability of cbd stones.(36) a major feature of mrcp is that is not a therapeutic procedure, w h i l e i n c o n t r a s t e r c p i s u s e d f o r b o t h diagnoses and treatment.(30) figure 8. normal mr cholangiography large arrow = common bile duct, g = gall bladder, d = duodenum, small arrow = pancreatic duct figure 9. mrcp in patient with distal common bile duct stone 67 i n m r c p t h e r e i s n o m o r b i d i t y n o r mortality like in ercp/ptc. more over mrcp is an important choice in patients where ercp failed.(37) mrcp is a non invasive tool that is s u i t a b l e i n p a t i e n t s s u s p e c t e d t o h a v e pancreatico biliary diseases where there is no likelyhood or little possibility to perform therapeutic intervention e.g. patients with asymptomatic cholelithiasis without clinical evidence of clinical bile duct disease like the presence of jaundice and abnormalities of liver function test. conclusion cbd stone may be silent and symptomless; alternatively the stone can cause right upper quadrant abdominal pain with jaundice, pain and fever and acute pancreatitis. imaging is central to the investigation and diagnoses of choledocholithiasis. sonography is recommended as initial imaging and from the result further imaging techniques can be chosen. ct may b e c o m e m o r e i m p o r t a n t a n d a c o m p e t i t o r against mrcp in the near future because of improvements in the detectors and the software. for imaging of the biliary system, mrcp has r e p l a c e d i n v a s i v e e r c a n d p e r c u t a n e o u s transhepatic cholangiography as the method of c h o i c e . wi t h n e w e r d i a g n o s t i c i m a g i n g technologies emerging, ercpis evolving into a predominantly therapeutic procedure. references 1. dandan is, soweid am, abiad f. choledocholithiasis: overview. emedicine gastroenterology; 2008. available at: http:// emedicine.medscape.com/article/172216-overview. accessed november 8, 2008. 2. catalana oa, sahani dv, kalva sp, cushing ms, hahn pf, brown jj, et al. mr imaging of the gallbladder: a pictorial essay. radio graphics 2008; 28: 135–55. 3. yeh bm, breiman rs, taouli b. biliary tract depiction in living potential liver donors: comparison of conventional mr, mangafodipir trisodium-enhanced excretory mr, and multidetector row ct cholangiography-initial experience. radiology 2004; 230: 645–1. 4. turner ma, fulcher as. the cystic duct: normal anatomy and disease processes. radio graphics 2001; 21: 3–22. 5. eisen gm, dominitz ja, faigel do, goldstein jl, kalloo an, petersen bt, et al. an annotated algorithm for the evaluation of choledocholithiasis. gastrointest endosc 2001; 53: 864–66. 6. sherlock s, dooley j. gallstones and inflammatory gallbladder diseases. in: sherlock s, dooley j, editors. diseases of the liver and biliary system. 11th ed. malden, mass: blackwell; 2002. p. 597– 628. 7. gupta k, bhandari rk, chander r. comparative study of plain film abdomen and ultrasound in nontraumatic acute abdomen. int j radiol imaging 2005; 15: 109-15. 8. fowley wd, quiroz fa. the role of sonography in imaging of the biliary tract. ultrasound q 2007; 23: 123-5. 9. stroszcynski c, hunerbein m. malignant biliary obstruction: value of imaging findings. abdom imaging 2005; 30: 314-23. 10. khalid tr, casillas vj, montalvo bm, centeno r, levi ju. using mr cholangiopancreatographyto evaluate iatrogenic bile duct injury. am j roentgenol 2001; 177: 1347–52. 11. rosch t, lorenz r, suchy r. colonic endoscopic ultrasonography: first results of a new technique. gastrointest endosc 1990; 36: 382-6. 12. yoshitsugu k, makoto t, shin y, nobuyuki s, massaki s, shoichiroh t, et al. diagnosis of common bile duct calculi with intraductal ultrasonography during endoscopic biliary cannulation. j gastroenterol hepatol 2002; 17: 70812. 13. kohut m, nowakowska-dulawa e, marek t, kaczor r, nowak a. accuracy of linear endoscopic ultrasonography in the evaluation of patients with suspected common bile duct stones. endoscopy 2002; 34: 299–303. 14. buscarini e, tansini p, vallisa d, zambelli a, buscarini l. eus for suspected choledocholithiasis: do benefits outweigh costs? a prospective, controlled study. gastrointest endosc 2003; 57: 510–8. 68 nurman common bile duct 15. venneman ng, renooij w, rehfeld jf, vanbergehenegouwen gp. small gallstones, preserved gallbladder motility, and fast crystallization are associated with pancreatitis. hepatology 2005; 41: 738–6. 16. tandon m, topazian m. endoscopic ultrasound in idiopathic acute pancreatitis. j gastroenterol 2001; 96: 705-9. 17. frossard jl, soca-valencia, amouyal g, marty o, hadenque a, aouyal j. usefulness of endoscopic ultrasonography in patients with “idiopathic” acute pancreatitis. am j med 2000; 109: 196-200. 18. liddell rm, baron rl, ekstrom je. normal intrahepatic bile duct: ct depiction. radiology 1990; 176: 633-5. 19. schulte sj, baron rl, teefy sa. ct of the extrahepatic bile ducts: wall thickness and contrast enhancement in normal and abnormal ducts. am j roentonolog 1990; 154: 79-85. 20. baron rl. common bile duct stones: reassessment of criteria for ct diagnoses. radiology 1987; 162: 419-24. 21. upadhyaya v, upadhyaya dn, ansari ma, shilka vk. comparative assessment of imaging modalities in biliary obstruction. in j radiol imag 2006; 16: 577-82. 22. knowlton jq, tayloraj, reichelderfer m, stang j. imaging of biliary tract inflammation: an update. am j roentonolog 2008; 190: 984–92. 23. soto ja, alvarez o, múnera f, velez sm, valencia j, ramírez n. diagnosing bile duct stones: comparison of unenhanced helical ct, oral contrast–enhanced ct cholangiography, and mr cholangiography. am j roentgenol 2000; 175: 1127–34. 24. puspok a. biliary therapy: are we ready for eusguidance? minerva med 2007; 98: 379-84. 25. topal b, van de moortel m, fieuws s, vanbeckevoort d. the value of magnetic resonance cholangio-pancreatography in predicting common bile duct stones in patients with gall stones diseases. br j surg 2003; 90: 42-7. 26. karani j. the biliary tract. in: sutton d, editor. texbook of radiology imaging vol.i. london: churchill livingstone; 2003. p. 711-36. 27. massarweh nn, flum dr. role of intraoperative cholangiography in avoiding bile duct injury. j am coll surg 2007; 10: 656-64. 28. mcfarlane mec, thomas cal, mccartney t. selective operative cholangiography in the performance of laparoscopic cholecystectomy. int j clin pract 2005; 59: 1301-3. 29. wallner wk, schumacher ka, weidemaier w, friedrich jm. dilated biliary tract: evaluation with magnetic resonance cholangio pancreatography with a t2-weighted contrast-enhanced fast sequence. radiology 1991; 18: 805-8. 30. mceneaney p, mitchell mt, mcdermoth r. update on magnetic resonance cholangio pancreatography. gastroenterol clin n am 2002; 31: 731-46. 31. calco mm, bufanda l, calderon a, heras i, cabriada jl, bernal a, et al. role of magnetic resonance cholangio pancreatography in patients with suspected choledocholithiasis. mayo clin proc 2002; 77: 422-8. 32. romagnuolo j, bardon m, rahme e, joseph l, reinhold c, barkun an. magnetic resonance cholangio pancreatography: a meta analysis of test performance in suspected biliary disease. ann inter med 2003; 139-7: 547-57. 33. williams ej, green j, beckingham i, park r, martin d, lombard m. guidelines of the management of common bile duct stones (cbds). gut 2008; 57: 1004-21. 34. shanmugan v, beattie gc, jule sr, reid w, loudon ma. is magnetic resonance cholangio pancreatography the new gold standard in biliary imaging ?. br j radiol 2005; 78: 888-93. 35. gore rm, yaghmai v, newmark gm, berlin jw, miller fh. imaging benign and malignant disease of the gallbladder. radiol clin north am 2002; 40: 1307–23. 36. neugebauer e, sauerland s, fingerhut a. european association endoscopic surgery guidelines for endoscopic surgery. berlin: springer; 2006. 37. leung j. fundamentals in ercp in advanced digestive endoscopy: endoscopic retrograde cholangio pancreatography. in: cotton pb, leung j, editors. 1st ed. massachusets: blackwell publishing; 2006. p. 17-80. editorial i warfarin: do we need genotype-based dose prediction? yenny department of pharmacology and therapeutics, medical faculty, trisakti university univ med vol. 29 no.3 for the treatment and prevention of thrombo-embolic disease, the most frequently used anticoagulant drug worldwide is warfarin, an oral coumarin derivative, with more than 30 million prescriptions written for this drug in the united states in 2004.(1) the drug has a narrow therapeutic index and its metabolism varies by as much as a factor of 10 among individual patients, making warfarin therapy difficult to manage. hemorrhagic complication rates of warfarin are estimated to be 5-7.9% for major (life threatening) hemorrhage and 14-36% for minor hemorrhage (e.g. nosebleeds, microscopic hematuria).(2) this condition makes it difficult to establish the appropriate dose of warfarin. warfarin is administered as a racemic mixture of sand r-enantiomers (mirror-image isomers), which differ in metabolism and potency, the s-enantiomer being the more potent form with a variable metabolism, resulting in the large variability in warfarin dose requirements. of the overall anticoagulation response, 60-70% is due to the s-enantiomer, while the r-enantiomer is responsible for the remaining 30-40%. metabolism of the enantiomers occurs in the liver via distinct cytochrome p450 (cyp) enzymes. in s-warfarin metabolism, cyp2c9 serves as the principal enzyme and cyp2c8, cyp2c18, cyp2c19 as minor metabolic pathways. r-warfarin is mainly metabolized by cyp1a2 and cyp3a4, with cyp1a1, cyp2c8, cyp2c18, cyp2c19, and cyp3a4/5 serving as minor pathways to inactive metabolites.(3) the pharmacological effect of warfarin is produced by the drug interfering with the synthesis of vitamin k-dependent clotting factors via inhibition of vitamin k 1 2,3-epoxide reductase complex, subunit 1 (vkorc1). this interferes with the post-translational gamma-carboxylation of glutamic acid residues on coagulation factors ii, vii, ix, and x, as well as the anticoagulant proteins c and s. depletion of reduced vitamin k leads to the production of nonfunctional coagulation factors, resulting in anticoagulation.(3) resistance to warfarin has been described as the inability to prolong the prothrombin time or raise the international normalized ratio (inr) into the therapeutic range when the drug is given at normally prescribed doses. however, a higher warfarin requirement does not itself establish the diagnosis of warfarin resistance. the range of normally recommended daily or weekly warfarin doses to maintain a therapeutic prothrombin time or inr depends on the study population. patients who need more than 105 mg per week (15 mg/day) (4) should be considered warfarin resistant. it should be noted that another reference paper gives the lower dose of 70 mg per week.(3) an important characteristic of warfarin resistance is that patients need much smaller doses of vitamin k to reverse the effect of warfarin. ii univ med vol. 29 no.3 warfarin resistance can be classified in practical terms as acquired and hereditary. acquired resistance to warfarin is most frequently the result of poor patient compliance, but may also be due to other causes, such as high consumption of vitamin k, decreased absorption or increased clearance of warfarin, and drug interactions. hereditary resistance is presumably governed by genetic factors that result in faster metabolism (pharmacokinetic resistance) or in lower activity of the drug (pharmacodynamic resistance).(4) genetic variability are important in causing warfarin resistance or warfarin sensitivity, the latter being associated with some vkorc1 and cyp2c9 variant alleles.(5) the variant alleles cyp2c9*2 and *3 are more prevalent in european americans than in african americans, while in asian populations, cyp2c9*2 has a frequency of 2-4%, and *3 alleles are not commonly found.(3) in a meta-analysis of nine studies involving almost 3000 warfarin patients it was shown that carriers of cyp2c9*2 and *3 had lower mean daily doses and a significantly higher risk of hemorrhage.(6) the relative bleeding risk for cyp2c9*2 and * 3 was 1.91 (1.16-3.17) and 1.77 (1.07-2.91), respectively. inter-individual variability in warfarin dose among patients of european, asian and african descent has been associated with the prevalence of variant vkorci 1173 c>t and 1693 g/a.(3) several rare vkorci missense mutations have been found in patients with warfarin-resistance, requiring the higher doses of >70 mg/week.(5,7) although the frequency and clinical impact of these mutations at the population level is poorly documented, they may be clinically relevant in compliant patients requiring higher warfarin doses.(3) warfarin resistance is diagnosed through patient history and laboratory studies, and the search for potential causes requires a full drug and dietary history. subtherapeutic plasma warfarin levels should alert the pharmacologist to the possibility of intestinal malabsorbtion or poor compliance. the range of therapeutic total plasma warfarin levels is 0.5 – 3.0 µg/ml, depending on the laboratory and patient population. to determine the type of warfarin resistance, drug absorption and clearance is evaluated by determination of plasma levels at specific intervals after administration, commonly every 60 to 180 minutes. the clearance rate of the s-enantiomer is normally twice that of the r-enantiomer (5.2 vs 2.5 ml/min/70 kg). a normal clearance rate precludes the possibility that the resistance is caused by enhanced drug elimination. in addition, bentley et al.(8) have devised an algorithm for using the plasma warfarin levels to determine the type of resistance. a clotting assay of factors ii, vii, ix, and x has been used for determining warfarin dose. in patients with an unreliable or prolonged baseline prothrombin time and inr, some studies have targeted a factor ii and x activity level of 10% 30% of normal biologic activity for achieving a therapeutic warfarin effect. plasma warfarin levels are typically measured with a turn-around time of 2 to 7 days, as opposed to 24 hours for factor ii and x activity.(4) treatment of warfarin-resistant cases should be based on the cause. patient education is necessary to improve compliance and to reduce adverse effects of warfarin therapy, regardless of the dose. in true hereditary warfarin resistance, treatment may be effected by increasing warfarin dosage (possibly attaining 100 mg/day or more), or by switching to other types of anticoagulant. there are several alternative anticoagulants, such as subcutaneous heparins (unfractionated and low-molecular-weight heparins), fondaparinux (arixtra, a subcutaneous factor xa inhibitor), dabigatran (an oral direct thrombin inhibitor, currently undergoing phase 3 studies for use in long-term anticoagulation), rivaroxaban (a direct factor xa inhibitor), and vitamin k antagonists (bishydroxycoumarin, phenprocoumon, acenocoumarol, phenindione).(4) iii in 2007, the food and drug administration (fda) added pharmacogenetic information to the warfarin package insert, presumably in recognition of the fact that genetic variations in the cyp2c9 and vkorc1 genes contribute significantly to the variability in dose requirements for warfarin. however, the fda did not propose a specific method for using genetic information to predict the dose required in individual patients.(9) one study on the use of a pharmacogenetic algorithm for estimating the appropriate initial dose of warfarin yielded recommendations that were significantly closer to the required stable therapeutic dose.(10) on the other hand, the review by limdi et al.(3) did not find supporting evidence to suggest that genotype-guided therapy will improve anticoagulant control and prevent or reduce the risk of hemorrhagic or thromboembolic complications. in any case, it would be both reasonable and prudent to use cyp2c9 and vkorc1 genotypes as part of diagnostic efforts to understand unusual responses to standard medical care. references 1. wysowski dk, nourjah p, swartz l. bleeding complications with warfarin use: a prevalent adverse effect resulting in regulatory action. arch intern med 2007;167:1414-9. 2. hylek em, evans-molina c, shea c, henault le, regan s. major hemorrhage and tolerability of warfarin in the firs years of therapy among elderly patients with atrial fibrillation. circulation 2007;115:2689-96. 3. limdi na, veenstra dl. warfarin pharmacogenetics. pharmacotherapy 2009;28:1084-97. 4. osinbowale o, malki ma, schade a, bartholomew jr. an algorithm for managing warfarin resistance. cleve clin j med 2009;76:724-30. 5. scott sa, edelmann l, kornreich r, desnick rj. warfarin pharmacogenetics: cyp2c9 and vkorc1 genotypes predict different sensitivity and resistance frequencies in the ashkenazi and sephardic jewish population. am j hum genet 2008;82:495-500. 6. sanderson s, emery j, higgins. cyp2c9 gene variants, drug dose, and bleeding risk in warfarin-treated patients: a hugenet systematic review and meta-analysis. genet med 2005;7:97-104. 7. d’ambrosio rl, d’andrea g, cafolla a, faillace f, margaglione m. a new vitamin k epoxide reductase complex subunit-1 (vkorc1) mutation in a patient with decreased stability of cyp2c9 enzyme. j thrombo haemost 2007;5:191-3. 8. bentley dp, backhouse g, hutching a, haddon rl, spragg b, routledge pa. investigation of patients with abnormal response to warfarin. br j clin pharmacol 1986;22:37-41. 9. food and drug administration (fda) approves updated warfarin (coumadin) prescribing information. new genetic information may help providers improve initial dosing estimates of the anticoagulant for individual patients. available at: http://www.fda.gov/cder/drug/infopage/warfarin/default.htm. accessed july 7, 2010. 10. the international warfarin pharmacogenetic consortium. estimation of the warfarin dose with clinical and pharmacogenetic data. n engl j med 2009;360:753-64. alvina 152 anemia decreases quality of life of the elderly in jakarta september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina meiyanti,*a joice viladelvia kalumpiu,** julius i.mulia* *department of pharmacy, **department of pharmacology, medical faculty, trisakti university correspondence adr. meiyanti, spfk department of pharmacy, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2805 univ med 2009;28:152-60 abstract anemia is a very common disorder both in clinical practice and in the community. the recent rise in the population of the elderly has become the focus of attention in developing countries, because of the increasing longevity of the elderly, whilst the prevalence of anemia increases with age. the objective of this study was to determine the prevalence of anemia and its association with the quality of life in the elderly. a cross-sectional study was conducted from april to june 2008, located in the mampang prapatan district, south jakarta. a total of 298 elderly persons participated in this study, comprising 109 (36.6%) males and 189 (63.4%) females. anemia was measured by the parameters of hemoglobin and quality of life was assessed by the whoqol-bref instrument, a short version of the whoqol-100 instrument. the results of the study showed the prevalence of anemia to be 26.2%, with a higher prevalence rate in females compared with males. the quality of life in the physical, psychological, social and environmental domains differed significantly with decreasing hemoglobin levels, whereas the physical and mental quality of life declined significantly with age. anemia is thus indicative of a reduction in the quality of life of the elderly. keywords: anemia, elderly, quality of life introduction anemia is a very common disorder in clinical practice as well as in the community. scientific advances and improved health services have resulted in an increased life span and a rise in the elderly population. the us census bureau has estimated that more than 36.3 million americans are over the age of 65 years and that this number will increase up to 85 million in the y e a r 2 0 5 0 . ( 1 ) i n 1 9 7 1 t h e t o t a l n u m b e r o f indonesian elderly was 5.3 million or 4.48% of the total population of indonesia, in the year 2000 the number increased to 14.4 million (7.18%) and in 2020 is projected become 28.8 million (11.34%).(2) anemia may occur at all ages, but its prevalence rises with advancing age.(3) according to epidemiological data, the 153 univ med vol.28 no.3 prevalence of anemia increases sharply at ages over 60 years. the us nhanes iii (national health & nutrition examination survey) has reported that the overall prevalence of anemia in the elderly is estimated to be 10% (3.5 million), with a prevalence in males of 11% and in females of 10.2%.(4) in asia, the prevalence of anemia in korean elderly is 13.6% and the prevalence in females (14.7%) is higher than that in males (9.9%).(5) anemia shows abnormal laboratory values, the most common parameters for defining anemia being hemoglobin levels, hematocrit and red cell count. the world health organization (who) defines anemia as a hemoglobin (hb) concentration of <12 g/dl in females and of <13 g/dl in males.(6) a number of causative factors for anemia in the elderly are i) anemia due to hemorrhage resulting from nsaid usage, malnutrition (e.g. deficiencies of iron, folic acid, vitamin b12), alcoholism, and atrophic gastritis; ii) anemia associated with chronic disease; iii) anemia of unknown origin.(4,5) the who definition of q u a l i t y o f l i f e ( q o l ) a s ‘ a n i n d i v i d u a l ’s perception of their position in life in the context of the culture and value systems in which they lives, and in relation to their goals, expectations, standards and concerns’. the quality of life in the elderly is assessed by the whoqol-100 and the whoqol-bref instruments, where the last-mentioned instument is a short version of the first.(7) several cross-sectional studies on the e l d e r l y h a v e d e m o n s t r a t e d a n a s s o c i a t i o n between anemia and functional disability, r e d u c e d p h y s i c a l p e r f o r m a n c e , d e c r e a s e d cognitive function and a lowered qol as a result of declining daily activities of life.(4,8) although it can be hypothesized that anemia is a predictor of quality of life in the elderly, this hypothesis h a s t o b e t e s t e d b y f u r t h e r r e s e a r c h . t h e objective of the present study was to determine the prevalence of anemia and its association with qol in the elderly. methods research design in this study a cross-sectional research design was used. the study was conducted in the catchment area of the mampang prapatan health center, south jakarta, from april to june 2008. study subjects there are several definitions of the elderly. i n d e v e l o p i n g c o u n t r i e s , a n i n d i v i d u a l i s considered to be elderly if he or she is 60 years of age or older, whereas in developed countries an elderly is a person aged 65 years of age and older.(9) the subjects of the present study were healthy elderly aged >60 years, meeting the inclusion criteria and chosen randomly from each rukun tetangga (rt). there were 298 elderly who participated in this study, meeting the following inclusion criteria: male or female, a c t i v e , h e a l t h y, i n d e p e n d e n t , a b l e t o communicate verbally and willing to participate in this study. data collection and assessment information was obtained through interviews using structured questionnaires, followed by physical examination and measurement of blood pressure and anthropometric variables. quality of life was assessed using the indonesian version of t h e w h o q o l b r e f q u e s t i o n n a i r e . t h i s questionnaire consists of 24 items to assess 4 d o m a i n s : ( i ) t h e p h y s i c a l h e a l t h d o m a i n , consisting of 7 items, (ii) the psychological domain, consisting of 6 items, (iii) the social relations domain, consisting of 3 items, (iv) the environment domain, consisting of 8 items. the w h o q o l b r e f a l s o c o n t a i n s 2 i t e m s 154 meiyanti anemia and quality of life measuring overall quality of life and general health, bringing the total number of items to 26. a domain is not given a score if >20% of the items remain unanswered by the study subject. the assessment of quality of life by means of the whoqol-bref had been validated and was of high validity.(10) the interviewer had also gone through a standardized training course for conducting interviews and the questionnaires had been tested in a pilot study. measurements blood pressure was measured by means of a calibrated mercury sphygmomanometer. in accordance with the criteria of the joint national committee 7 (jnc 7) the study subjects were considered to have hypertension if the systolic pressure was >140 mmhg or the diastolic pressure >90 mm hg(11) or if the subjects were under treatment with antihypertensive drugs. assessment of hemoglobin (hb), fasting glucose, total protein, and creatinine was performed in a c l i n i c a l l a b o r a t o r y ( p r o d i a ) a c c o r d i n g t o p r o c e d u r a l s t a n d a r d s . a n t h r o p o m e t r i c measurements comprised calculation of body mass index (bmi) by standard procedures, including measurement of height and weight. height was measured using a portable microtoise accurate up to 0.1 cm and weight was measured by means of portable scales accurate up to 0.1 kg. from the study subjects meeting the inclusion and exclusion criteria, a 5 ml blood sample was taken by venipuncture from the cubital fossa. from each blood sample 2 ml was put into a v a c u t a i n e r t u b e c o n t a i n i n g e d ta a s anticoagulant. hemoglobin concentration was assessed by the cyanmethemoglobin method, using a standard photometer. the remaining blood sample was centrifuged at 300 rpm for 10 minutes in order to obtain serum for the initial determinations of total protein, albumin and globulin, using a trx 7010 automated clinical analyzer. ethical clearance ethical clearance was approved by the research ethics committee of the medical faculty, trisakti university. each study subject was asked to fill in an informed consent form, legalized with affixed signature for the literate or a thumbprint for the illiterate. the identity of all study subjects was kept confidential and only used for research purposes. statistical analysis analysis of variance was performed on background characteristics, and normality of d a t a d i s t r i b u t i o n w a s a s s e s s e d b y t h e k o l m o g o r o v s m i r n o v t e s t . a n o r m a l d a t a distribution was expressed as the mean, standard d e v i a t i o n a n d p e r c e n t a g e . s i m p l e l i n e a r regression analysis was used to determine the association between age, hemoglobin level and quality of life of the elderly. for the statistical analysis spss for windows version 15.0 was used, and p< 0.05 was considered statistically significant. results a total of 298 elderly participated in this study, consisting of 109 (36.6 %) males and 189 (63.4%) females. there were 233 subjects (78.2%) in the age group of 60-69 years and 65 (21.8%) in the age group of > 70 years. the mean systolic pressure was 145.0 ± 22.9 mmhg and the mean diastolic pressure was 86.6 ± 12.4 mmhg. according to the jnc 7 criteria grade i hypertension is defined by a systolic pressure of 140-159 mmhg or a diastolic pressure of 90-99 mmhg. as judged from the mean systolic p r e s s u r e , t h e s t u d y s u b j e c t s h a d g r a d e i hypertension. the bmi values were normal, with a mean of 21.7 ± 4.0 kg/m2. most laboratory parameters were within normal limits, with mean hb of 13.2 ±1.6 g/dl, mean fasting glucose of 117 g/dl, and mean total protein of 7.2 ± 1.1 g/ 155 univ med vol.28 no.3 dl. however, albumin concentrations were reduced, whereas those of globulin were raised. regarding formal education, the majority of the elderly did not finish primary school (74.4%). as to marital status, most of the elderly were widowed (54.7%), whilst 44.6% was married and 0.7% single. the overall prevalence of anemia in this study was 26.2% (78/298), with a prevalence in females of 30.2% and in males of 19.3% (table 1). the results of simple linear regression analysis between hb level and the four qol domains, viz. physical, psychological, social and environmental, showed that each rise of 1 g/dl in hb concentration resulted in an increase in all four qol domains in the elderly. there was a significant difference in each qol domain due to decreased hb. the four qol domains, namely p h y s i c a l , p s y c h o l o g i c a l , s o c i a l , a n d environmental, had p=0.001, p=0.001, p=0.000 and p=0.001, respectively (table 2). table 3, listing the results of simple linear regression analysis between age and the four qol domains, indicates that with advancing age there was a decrease in the four qol domains, although a significant reduction occurred only in 2 domains, i.e. the physical (p=0.000) and psychological domains (p=0.029). for the other two domains (social and environmental) no significant difference was apparent. simple linear regression analysis between albumin and hb concentrations revealed that hb concentration was proportional to albumin domain physical psychological social environmental β* β β β hb 0.333 0.279 0.285 0.425 p 0.001 0.001 0.000 0.001 * β: regression coefficient table 2. simple linear regression analysis between hb level and qol domains concentrations, with â = 0.867 and significant association (p=0.000). on the other hand, hb concentrations were inversely proportional to globulin concentrations, with â = -0.812 and significant association (p=0.000) (table 4). characteristic n (%) age (years) 60 – 69 233 (78.2) > 70 65 (21.8) blood pressure (mm hg) systolic (mean ± sd) 145.0 ± 22.9 diastolic (mean ± sd) 86.8 ± 12.4 body weight (kg) (mean ± sd) 51.9 ± 10.9 height (cm) (mean ± sd) 154.3 ± 6.4 bmi (kg/m2) (mean ± sd) 21.7 ± 4.0 hb (g/dl) (mean ± sd) 13.2 ± 1.6 fasting glucose (g/dl) (mean ± sd) 117.9 ± 61.1 albumin (g/dl) (mean ± sd) 3.9 ± 0.6 globulin (g/dl) (mean ± sd) 3.2 ± 0.7 total protein (mean ± sd) 7.2 ± 1.1 length of education < 6 years 222 (74.4) 7 – 9 years 37 (12.4) > 9 years 40 (13.2) marital status married 133 (44.6) widow/widower 163 (54.7) single 2 (0.7) prevalence of anemia males 21 (19.3) females 57 (30.2) table 1. distribution of subject characteristics (n=298) 156 discussion based on the who criteria, the prevalence of anemia in the present study was found to be 26.2%, which was higher than in the us (10%)(4) and korea (13%). the prevalence of anemia in this study was higher in females (30.6%) than in males (19.3%), these results being not noticeably different from those of a korean study.(5) previously, anemia of the elderly was viewed as a normal physiological process, but currently it is considered to be a pathological condition due to chronic disease or other comorbidities. in healthy elderly the hb concentrations are similar to those of young adults,(12) so that the who criteria for anemia can be used for defining anemia in the elderly. anemia in the elderly is caused by various factors, such as malnutrition, nutritional deficiencies (iron, folate or vitamin b12), and acute or chronic hemorrhage (e.g. gastrointestinal hemorrhage, hemorrhage from side effects of medications). other causes of anemia are chronic disease or inflammation, such as renal insufficiency, congestive heart disease, hepatitis c, diabetes mellitus, rheumatoid arthritis, osteoarthritis, stroke, chronic obstructive pulmonary disease, and cancer. anemia of unknown origin in the elderly is usually associated w i t h a b n o r m a l i t i e s o f t h e b o n e m a r r o w, presumably because advanced age leads to decreased renal function and decreased response o f t h e b o n e m a r r o w a s a s o u r c e o f erythropoietin.(3,4,12) advanced age increases the prevalence of anemia, guralnik et al.(4) reporting the prevalence of anemia to rise sharply at age 75 years and above, estimated to be 42.9%, which is higher than the prevalence of anemia at age 6574 years, estimated at 25% . the bmi values in the present study were normal (mean 21.7 kg/m2), but as bmi is only indicative of the total amount of body fat, it cannot be used by itself for evaluating the general nutritional status of the elderly.(13) the general nutrional status is commonly assessed from body weight. an individual is said to be malnourished if there is a reduction in body weight of >10% from the initial weight within a period of 6 months or a reduction in body weight of >5% from the initial weight within a period of 3 months. a reduction in body weight of >40% from the initial weight may cause irreversible organ damage or even death.(14) mean systolic and diastolic pressure in the elderly was 145.0 mmhg and 86.8 mmhg, respectively, indicating that the elderly in the p r e s e n t s t u d y p r e s u m a b l y h a d g r a d e i meiyanti anemia and quality of life table 3. simple linear regression analysis between age and qol domains * β: regression coefficient; † p< 0.05: significant tabel 4. results of simple linear regression analysis between albumin/globulin and hb concentrations 157 univ med vol.28 no.3 h y p e r t e n s i o n o r e v e n i s o l a t e d s y s t o l i c hypertension. the fasting blood glucose level of the elderly was normal, but there remains the possibility of an abnormal glucose tolerance. it is estimated that 50% of the elderly have an abnormal glucose tolerance with normal fasting blood glucose,(13) which may be associated with obesity and decreased activity of the elderly. meneilly et al.(15) reported that at age 75 years and over an estimated 20% of the population have diabetes mellitus. mean albumin concentration in this study was 3.9 g/dl, indicating a low albumin level, which in turn indicates malnutrition. serum albumin is a practical indicator for assessing malnutrition in young adults as well as in the elderly. low serum albumin is associated with a variety of conditions, such as malnutrition, h e p a t i c d i s e a s e , p r o t e i n u r i a , d e h y d r a t i o n , inflammation, and disorders of testosterone.(13) with advancing age there is an increase in chronic disorders. based on literature reports, 50-80% of the elderly aged over 65 years have on average more than one chronic disorder, whilst yenny et al.(16) found a figure of 68.8% for the elderly with more than one chronic disorder. the chronic disorders most frequently suffered by elderly males as well as females are m u s c u l o s k e l e t a l d i s o r d e r s . i n a d d i t i o n , cardiovascular disease is a frequent cause of death and disability in the elderly. advanced age is said to be one of the most important risk factors for musculoskeletal disorders in the elderly population. other risk factors that also play a role are hypertension, hyperlipidemia, diabetes and obesity.(17) in the elderly with d e g e n e r a t i v e d i s e a s e t h e r e i s a d e c r e a s e d production of erythropoetin. in patients with heart disease there is a rise in the levels of the proinflammatory cytokine il-6 as a result of a s t r e s s r e s p o n s e g e n e e x p r e s s i o n , c a u s i n g decreased erythropoietin production and response, resulting in anemia. male hypogonadism may induce a decreased hb level, where administration of testosterone may raise hb levels, because t e s t o s t e r o n e d e p r e s s e s i l 6 p r o d u c t i o n . testosterone increases the production of stem cells for satellite muscle cells and the hemopoetic system.(18,19) the testosterone level also decreases with advancing age in females and plays an important role in the pathogenesis of anemia in elderly males as well as females.(19) the majority of the elderly in the present study had minimal education, as over 50% of them merely had six years of education or less. this low educational level may have been responsible for their low economic status, which is usually associated with malnutrition (due to reduced intakes of meat, fish, eggs, vegetables, and fruit) and with poor health status, such as chronic disease, dental and periodontal disease, decreased gustation and olfaction. the use of medications such as reserpine and digoxin may be a causative factor for malnutrition in the elderly. many elderly in the present study were also widowed (54.7%), and it is well-known that the loss of a life partner is a predisposing factor for depression in the elderly, leading to loss of appetite and subsequently malnutrition.(12) in the present study there are several possible causes for the high prevalence of anemia in the elderly, viz. (i) advanced age in association with declining organ functions and decreased reponse of the bone marrow as a source of erythropoietin; (ii) chronic disease such as hypertension and glucose intolerance; (iii) malnutrition as assessed from the low albumin levels. choi et al.(5) reported that the most frequent causes of anemia in the elderly were chronic disease and iron deficiency d u e t o g a s t r o i n t e s t i n a l h e m o r r h a g e . t h e investigators also reported that gender, advanced age, low albumin, and low bmi were among the independent factors for anemia. s i m p l e l i n e a r r e g r e s s i o n a n a l y s i s demonstrated an association between hb level and the four qol domains, where a rise of 1 g/ 158 meiyanti anemia and quality of life dl hb caused an increase in the four qol domains. a low hb level has a negative impact o n a p p e a r a n c e , p h y s i o l o g y a n d p h y s i c a l limitations. in the elderly aged >65 years anemia is associated with physical weakness, decreased activity, declining cognitive functions, increased risk of dementia, reduction in muscle and bone mass, increased risks of falling and increased risk of a major depressive illness.(20,21) similarly lucca et al.(22) stated that hypoxia due to anemia affected physical functions, cognition and qol in the elderly. denny et al.(23) reported that anemia was a risk factor for loss of physical appearance and cognitive function. chronic disease accompanied by anemia may also induce depression in the elderly, as reduced activity due to fatigue causes the elderly to become more i s o l a t e d a n d t o h a v e f e w e r s o c i a l a n d e n v i r o n m e n t a l i n t e r a c t i o n s , w h i c h a r e a l l responsible for the decrease in the four qol domains of the elderly. the positive clinical outcome for treating anemia, such as inproved quality of life, decreased hospitalization, and decreased mortality, demand that a hemoglobin concentration of less than 12 g/al showed be investigated and treated wherever possible.(24) the results of simple linear regression analysis between age and qol showed that advanced age causes a significant decrease in the physical and mental domains of qol. as reported by canbaz et al.(25) in a study on the quality of life in the elderly, there was also a significant reduction in qol with advancing years. with advancing age, the body of the e l d e r l y e x p e r i e n c e s a n u m b e r o f c h a n g e s associated with the sensory organs (hearing, vision) and with the functioning of vital organs, such as the cardiovascular system, the central nervous system and the respiratory system. advanced age is associated with decreases in anabolic hormones, which causes reduced igf1 levels, and also contributes to reduced lean body mass, such that the body becomes thinner. advanced age is accompanied by a reduction in the levels of testosterone, which plays an important role in physiological activities and affects the muscles and bone marrow.(18) these conditions result in a decreased physical qol in the elderly. t h e c h a n g e s o c c u r r i n g i n t h e c e n t r a l nervous system with age are in the form of changes in neurotransmitter concentrations, p a r t i c u l a r l y c a t e c h o l a m i n e rg i c n e u r o transmitters, which play a role in the occurrence of depression in the elderly.(12) depression is also closely associated with loss of memory and dementia. decreased functioning of the senses of vision and hearing, dependency on others, loss of work, and reduced income are also causative factors for the occurrence of depression in the elderly. loss of a life partner, such as is apparent from the large number of widowed elderly, may also cause depression. the ensuing depression and dementia lead to decreased psychological qol in the elderly. the social and environmental qol also decreased with age, but the decrease was non-significant. increased albumin level was correlated with increased hb, whilst increased globulin levels caused decreased hb levels. a high globulin level may be associated with hepatic disease, chronic i n f e c t i o n s , a u t o i m m u n e d i s e a s e s u c h a s rheumatoid arthritis, decreasesd renal functions. the results of the present study is similar to the study conducted by alfons et al.,(26) stating that hb level was correlated with prealbumin and albumin levels, but not with age. several other studies also demonstrated increased albumin levels upon an increase in hb level in patients on erythropoetin therapy.(27) the limitations of the present study are the relatively small sample size, limitations in laboratory ancillary examinations, and limitations in tracing of comorbidities of the elderly. 159 univ med vol.28 no.3 conclusions anemia is identical with decreased qol in all four domains. further research is needed on the common types of anemia, and on preventive measures and management of anemia in order to enhance the quality of life of the elderly. acknowledgements the investigator expresses her gratitude to the dean and vice-deans of the medical faculty, trisakti university, for the funding of the present study, and to the staff of mampang prapatan health center and all persons who made this study possible. references 1. steensma, teffani a. anemia in elderly: how should we define it, when does it matter, and what can be done? mayo clin proc 2007;82:958-66. 2. badan pusat statistik. proyeksi penduduk indonesia per propinsi 1995-2005. jakarta: badan pusat statistik;1998. 3. smith dl. anemia in elderly. am fam physician 2000;62:1565-72. 4. guralnik jm, eisentaedt rs, ferruci l, klein hg, woodman rc. prevalence of anemia in persons 65 year and older in the united states: evidence for a high role of unexplained anemia. blood 2004;104:2263-68. 5. choi cw, lee j, park kh, yoon sy, choi ik, oh sc, et al. prevalence and characteristics of anemia in the elderly: cross sectional study of three urban korean population samples. am j hematol 2004;77:26-30. 6. spivak jl. anemia in elderly: a growing health concern. available at: http//www.medscape.com/ viewarticles. accessed nov 10, 2009. 7. the whoqol group. the world health organization quality of life assesment (whoqol) development and general psychometric properties. soc sci med 1998;46: 1569-85. 8. riva e, tettamanti m, masconi p, apolone g, gandini f, nobili a, et al. association of mild anemia with hospitalization and mortality in elderly: the health and anemia population-based study. hematologica 2009;94:22-8. 9. departemen sosial republik indonesia. pedoman rencana aksi nasional untuk kesejahteraan lanjut usia. jakarta: depsos-ri-yel-unfpa-help age international;2003. 10. salim oc, sudharma ni, rina k. kusumaratna rk, hidayat a. validity and reliability of world health organization quality of life-bref to assess the quality of life in the elderly. univ med 2007;26:2738 11. chobanian av, bakris gl, black hr, cushman wc, green la, izzo jl, et al. the seventh report of the joint national committee on prevention, detection, evaluation and treatment of high blood pressure: the jnc 7 report. jama 2003;289:246072. 12. thomas dr. anemia: it’s all about quality of life. jamda 2007:80-2. 13. kane rtl, ouslander jg, abras ib, editors. essentials of clinical geriatrics. new york: mc graw-hill;2004.p.305-33. 14. wilson mmg, morley je. aging and energy balance. j appl physiol 2003;95:1728-36. 15. meneilly gs, tessier d. diabetes in elderly adults. j gerontol a biol sci med sci 2001;56a:5-13. 16. yenny, herwana e. chronic disease dan quality of life elderly. universa medicina 2006;25:164-70. 17. nauman vj, byrne gj. whoqol-bref as a measure of quality of life in older patients with depression. int psychogeriatr 2004;16:159-73. 18. wittert ga, chapman jm, haren rt, mackintosh s, coates p, morley je. oral testosterone supplementation increase muscle and decrease fat mass in healthy elderly males with low-normal gonadal status. j gerontol sci 2003;58a:618-25. 19. morley je, perry hm. androgens and women at the menopause and beyond. j gerontol med sci 2003;58a:409-16. 20. penninx b, pahor m, caseri m, corsi am, woodman rc, bandinelli s, et al. anemia is associated with disability and decreased physical performance and muscle strength in the elderly. j am ger soc 2004;52:719-24. 21. penninx b, pahor m, woodman r, guralnik jm. anemia in old age associated with increased mortality and hospitalization. j gerontol med sci 2006;61a:474-9. 22. lucca u, tettamanti m, mosconi p, apolone g, gandini f, nobili a, et al. association of mild 160 anemia with cognitive, functional, mood and quality of life outcome in elderly: the “health and anemia” study. available at: http//www.plosone.org. accessed nov 17, 2009. 23. denny sd, kuchibhatia mn, cohen hj. impact of anemia on mortality, cognition, and function in community-dwelling elderly. am j med 2006; 119:327-34. 24. thomas dr. anemia and quality of life: unrecognized and undertreated. j gerontol med sci 2004;59a:238-41. meiyanti anemia and quality of life 25. canbaz s, sunter at, dabak s, peksen y. the prevalence of chronic disease and quality of life in elderly people in samsun. turk j med sci 2002; 33:335-40. 26. alfons r, palmi j, sigurbjom b, inga t. anemia, nutritional status and inflammation in hospitalized elderly. nutrition 2008;24:1116-22. 27. agarwal r, davis jl, smith l. serum albumin is strongly associated with erythropoietin sensitivity in hemodialysis patients. clin j am soc nephrol 2008;3:9801-4. alvina 95 abstract microbiological procedures for v. cholerae isolation from clinical specimens are important factors in clinical and epidemiological management of cholera. the standard preservation medium for enteric pathogenic bacteria, including v. cholerae, is cary-blair medium (cb), a semisolid medium for preservation and transport of specimens containing intestinal bacteria. a special medium for vibrio organisms is alkaline peptone water (apw), which is both a transport and an enrichment medium. the purpose of this study was to ascertain the suitability of apw supplemented with 0.5% agar (apw-0.5) as a sensititive preservationtransport medium for rectal swab specimens for isolation of v. cholerae. a total of 144 paired rectal swab specimens were collected from children and adults with acute diarrhea. of each specimen pair, one was placed in cb and the other in apw-0.5, from which they were plated out to thiosulfate citrate bile sucrose (tcbs) agar. altogether, from both cb and apw-0.5 transported specimens, v. cholerae non-o1 was present in 29 (20.1%) specimens, while only 2 (1.4%) specimens were positive in cb and 9 (6.3%) positive in apw-0.5 transported specimens. the number of v. cholerae non-o1 isolates from apw-0.5 transported specimens was significantly higher (p=0.000) as compared to that from caryblair transported specimens. it may be concluded that for isolation of v. cholerae, specimen transport in apw-0.5 medium was more effective than transport in cary-blair medium. keywords: alkaline peptone water, agar, vibrio cholerae, rectal, swab *department of pharmacology, **department of public health, ***department of microbiology, medical faculty, trisakti university jakarta correspondence dr. meiyanti, spfk department of pharmacology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone. 021-5672731 ext.2805 univ med 2011;30:95-101. alkaline peptone water plus 0.5% agar suitable for transport of vibrio cholerae meiyanti*, oktavianus ch. salim**, julius e. surjawidjaja***, and murad lesmana*** may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina introduction cholera is an acute diarrheal disease caused by serogroups o1 and o139 of v. cholerae. in its severest form the disease is characterized by profuse diarrhea with rice water stools, rapidly leading to dehydration. cholera has two special epidemiological f e a t u r e s , n a m e l y i t s t e n d e n c y t o c a u s e explosive epidemics, frequently at several foci simultaneously, and its capability for causing p a n d e m i c s t h a t p r o g r e s s i v e l y i n v o l v e numerous parts of the world, as has been the case up to the present.(1-3) 96 meiyanti, salim, surjawidjaja, et al alkaline peptone water for vibrio cholerae in several countries this disease has become endemic, from time to time causing epidemics.(1,4-6) it is estimated that around 5.5 million cholera cases occur annually in asia and africa, 8% of these being of such severity as to need hospitalization, with 20% of these hospitalized cases terminating fatally, giving rise to a total annual mortality of 120,000.(7) consequently cholera is still considered to be a serious health problem in many developing c o u n t r i e s w i t h p o o r s o c i o e c o n o m i c c o n d i t i o n s . (8,9) c h o l e r a s u r v e y s a r e s t i l l i m p o r t a n t i n s t r u m e n t s f o r d e t e r m i n i n g behavioral trends of the disease in many areas around the globe and within a given country, in view of the fact that the majority of the reported numbers of cases are underestimates.(8,9) among the enteric pathogenic bacteria v. cholerae is probably the easiest organism to identify, for which however a laboratory infrastructure is required. the accuracy of laboratory investigations, including the efficient use of material such as culture media,(10,11) has a considerable impact on the exactness of bacterial identification and the ensuing accuracy of the report. although treatment of cholera cases is not based on prior identification of the causal organism, the microbiological procedures for the isolation of v. cholerae organisms from clinical specimens are important factors determining the clinical and epidemiological management of cholera.(7) the specimens, either from stools or rectal swabs, are collected at the earliest opportunity or at onset of the disease, prior to administration of antibiotics. if the specimens cannot be processed within two hours, they are placed in preservation media.(7,12) the most common preservation medium used for enteric pathogenic bacteria, including v. cholerae, is cary-blair medium, which is a semisolid medium for preservation and transport of specimens containing intestinal bacteria. a special medium for vibrio organisms is alkaline peptone water (apw), which is both a transport and an enrichment medium.(7,12) however, apw is almost never used for transport of vibrio organisms, due to concern that longtime storage of specimens in apw at room temperature encourages overgrowth by organisms such as pseudomonas, proteus and vibrio non-o1, which are capable of inhibiting growth of v. cholerae.(7,11) in contrast, there are reports stating that specimens enriched in apw and incubated for more than 20 hours did not show suppression of vibrio isolation rates by growth of commensals.(7) as a consequence, apw may presumably be used for transport of v. cholerae within a period of 20-24 hours, yielding a substantially high sensitivity of isolation, due to the enrichment features of apw. concern that apw in its liquid form is subject to spillage, resulting in contamination and infection by specimens containing v. cholerae, may be countered by the addition of 0.5% agar, thus transforming apw into a semi-solid medium. the purpose of this study was to ascertain the suitability of apw supplemented with 0.5% agar (apw-0.5) as a safe and sensititive preservation-transport medium for rectal swab specimens for isolation of v. cholerae. methods study population subjects recruited for this study were patients with diarrhea attending the mampang prapatan primary health center in south jakarta. the subjects were categorized as having diarrhea on the basis of a self-reported frequency of defecation of 3 or more times within 24 hours, with watery/liquid/soft stools.(8,10) before collection of the fecal specimens, the subjects were informed on the purpose of the study and were requested to sign a consent form for participation in the study. in the case of children, the consent form would be signed by their caregivers. subsequently a clinical questionnaire was to be filled out by research personnel with data obtained by interviewing the subjects, comprising data on age, gender, duration of diarrhea, type of diarrhea, and clinical symptoms. 97 preservation and transport medium standard cary-blair medium was prepared according to the manufacturer’s instructions, while apw supplemented with 0.5% agar (apw-0.5) was prepared by adding 10 g peptone, 10 g sodium chloride, and 5 g agar to 1 l of distilled water (ph 8.4). specimen collection and transport the stool or rectal swab specimens were collected prior to administration of antibiotics. rectal swabs were obtained by means of cotton swabs mounted on sticks. for subject comfort, the cotton swabs were wetted in transport medium before rectal insertion. to obtain a rectal specimen, the cotton swab was inserted past the anal sphincter (around 2-3 cm), slowly rotated and withdrawn, and immediately placed in transport medium. from each patient one pair of rectal swabs was taken, one of the pair being placed in cary-blair medium and the other in apw-0.5 medium. the specimens were then stored at room temperature prior to being sent to the microbiology laboratory of the medical faculty, trisakti university. in the case of patients with prior antibiotic therapy, this fact w a s r e c o r d e d i n t h e q u e s t i o n n a i r e f o r consideration in the subsequent data analysis. bacteriological procedure on arrival at the laboratory the rectal swab specimens in cary-blair and apw-0.5 were immediately plated out on thiosulfate citrate bile salts sucrose (tcbs) agar, a selective medium for vibrio organisms. the tcbs plates were then incubated aerobically at 370c for 18-20 hours. bacterial growth resembling vibrio colonies were picked and processed according to the following standard procedures for identification of v. cholerae,(8,12) viz. oxidase t e s t , b i o c h e m i c a l r e a c t i o n s ( c o m p r i s i n g kligler’s iron agar, sucrose, semisolid, motility, i n d o l e , o r n i t h i n e , l y s i n e , a rg i n i n e ) , a n d serological tests with specific antiserum for determination of v. cholerae serotypes. statistical analysis the significance of the difference in transport media was assessed by comparing the proportions of positive specimens. a p value of <0.05 was considered to indicate statistical significance. computations were performed by means of epi info version 3.5.1. results within a period of 10 months a total of 144 paired rectal swab specimens were collected from children and adults with acute diarrhea. from these paired specimens, vibrio species were isolated from 44 (30.6%) rectal swab specimen pairs, comprising 40 isolates (90.9%) of v. cholerae non-o1 and 4 isolates (9.1%) of v. parahaemolyticus, without any isolates of v. cholerae o1 organisms being found in this study. there were therefore 100 (69.4%) paired rectal swab specimens with negative results, yielding no isolates of vibrio species (table 1). among the rectal swab specimens in caryblair medium, v. cholerae non-o1 organisms were present in 21.5% (31/144) specimens and v. parahaemolyticus in 2.8% (4/144) specimens. in comparison, the rectal swab specimens transported in apw-0.5 yielded the following results: v. cholerae non-o1 was present in 26.4% (38/144) specimens, while the frequency table 1. number of isolates of v. cholera non-o1 and v. parahaemolyticus recovered from 144 patients with diarrhea number of isolates (%) n bacterial isolate v. cholerae non-o1 v. parahaemolyticus positive 44 40 (90.9%) 4 (9.1%) negative 100 univ med vol.30 no.2 98 meiyanti, salim, surjawidjaja, et al alkaline peptone water for vibrio cholerae of v. parahaemolyticus isolates was identical to the cary-blair isolates (table 2). table 2 also s h o w s t h a t 2 9 ( 2 0 . 1 % ) s p e c i m e n p a i r s transported in cary-blair and apw-0.5 yielded positive results for v. cholerae non-o1, while only 2 (1.4%) rectal swab specimens were positive in cary-blair and 9 (6.3%) positive in apw-0.5 transported specimens. results of m c n e m a r ’s t e s t i n d i c a t e d a s i g n i f i c a n t difference between number of isolates of v. cholerae in cary-blair and that in alkaline p e p t o n e w a t e r ( p < 0 . 0 0 5 ) . i s o l a t e s o f v. c h o l e r a e i n a p w ( 9 / 4 0 = 2 2 . 5 % ) w e r e substantially higher in number than isolates in cb (2/40 = 5%) (table 3). discussion the specimens used for isolation of v. cholerae are stools or rectal swabs, collected at the earliest opportunity or at onset of the disease, prior to administration of antibiotics, as the numbers of v. cholerae organisms in stools decline immediately upon antibiotic a d m i n i s t r a t i o n . ( 8 ) t h e s p e c i m e n s s h o u l d preferably not be collected from bedpans, because they may have been contaminated by p r e v i o u s u s e o r m a y c o n t a i n t r a c e s o f disinfectants after cleaning, leading to false positive or false negative results. for collecting stools, sterile stool cups may be used. rectal swab specimens give as good results as stools in the isolation of v. cholerae, particularly in the acute phase of the disease.(5) in addition, rectal swabs specimens are superior to stools for infants and field surveys, but are inadequate for convalescents or contacts.(7) incubation for 6-8 hours is the method recommended for apw,(5) and is used in the majority of laboratories.(8,13,14) in the initial 68 hours of incubation, vibrio organisms show a rapid growth, but more than 8 hours of incubation is considered to result in growth of competing bacteria and inhibition of vibrio organisms, impeding isolation of the latter. h o w e v e r, r e c e n t r e s e a r c h p o i n t s t o t h e contrary, in that enrichment in apw for 24 hours, although promoting the growth of nonvibrio organisms such as proteus to greater numbers than vibrio organisms, yet did not decrease the growth of v. cholerae.(4) in the present study it was found that after 24 hours there was a large number of both non-vibrio and vibrio colonies on the culture plates, the latter thus being easily picked and identified. enrichment in apw for 6-8 hours does not yield significantly better results in comparison with enrichment in apw for 24 hours, with r e g a r d t o c a p a b i l i t y f o r i s o l a t i o n o f v. cholerae.(15) it may be concluded that apw is superior as to frequency of isolation of vibrio species, when compared to cary-blair medium. cb apw + + 29 2 9 104 table 3. number of isolates of v. cholerae non-o1 in cary-blair (cb) and alkaline peptone water (apw) + 0.5% agar culture results v. cholerae non-o1 v. parahaemoluticus cb apw +0.5% number % number % positive positive 29 20.1 4 2.8 positive negative 2 1.4 0 0 negative positive 9 6.3 0 0 negative negative 104 72.2 1 40 97.2 table 2. distribution of culture results of v. cholerae non-o1 and v. parahaemolyticus from 144 rectal swab specimens in cary-blair (cb) vs. alkaline peptone water (apw) + 0.5% agar 99 this is presumably because apw is both an enrichment and a transport medium. in its original form, apw is a liquid medium. supplementation with 0.5% agar minimizes s p i l l a g e o r l e a k a g e , t h u s p r e v e n t i n g e n v i r o n m e n t a l c o n t a m i n a t i o n b y e n t e r i c pathogens. however, the results of transport of v. cholerae in agar-supplemented apw for a period of more than 24 hours cannot as yet be predicted. there is a possibilty that after 48 hours the commensal organisms start to reproduce rapidly, thus inhibiting v. cholerae, ultimately leading to negative isolation results for v. cholerae.(12) in that case, specimen transit times in apw for days or even for more than o n e w e e k , a s i s c o m m o n w i t h c l i n i c a l specimens in cary-blair medium, will cause apw to be ineffective as transport medium for v. cholerae. in cary-blair medium vibrio organisms remain viable for 4 weeks, without any possibility of inhibition by excessive growth of commensal organisms.(12) according to this line of reasoning, cary-blair medium is to be preferred for transport of stool or rectal s w a b s p e c i m e n s f o r i s o l a t i o n o f e n t e r i c pathogenic bacteria, including v. cholerae, whereas enrichment-transport media are to be used only when the field-collected specimens can be cultured within 12-24 hours after collection.(7,12) if it can be demonstrated that specimen transit times in enrichment-transport media of more than 48 hours or even more than one week does not impair the viability of enteric pathogenic bacteria such as vibrio organisms, use of such media for preservation and transport of vibrio organisms may be taken into consideration. the present study succeeded only in isolating v. cholerae non-o1 at a frequency of 27.8%, whereas no v. cholerae o1 were found. this may be due to the drastic decline in the v. cholerae o1 population in indonesia since 2000, from 10.5% 18.3% in the period of 1993-1998(16) to < 2% after the year 2000,(17) for unknown reasons. v. cholerae o1 could probably be isolated with a larger sample. however, because v. cholerae o1 and v. c h o l e r a e n o n o 1 h a v e i d e n t i c a l c u l t u r e characterisitics, the results on the viability of v. cholerae non-o1 in cary-blair and apw may be assumed to refer also to v. cholerae o1. both strains may be said to differ only in serology, clinical picture, and epidemiology. serologically, v. cholerae non-o1 does not show agglutination with anti-o1 antiserum.(12) with respect to clinical manifestations, vibrio o1 causes profuse diarrhea, while v. cholerae non-o1 causes a milder diarrhea, but tends to r e s u l t i n e x t r a i n t e s t i n a l i n f e c t i o n s a n d bacteriemia.(7,19) epidemiologically, v. cholerae o1 frequently causes epidemics, whereas v. cholerae non-o1 is sporadic and non-epidemic in nature.(18) reports on evaluations of apw as an enrichment and transport medium for v. cholerae have never been encountered after the year 1997,(15) making it difficult to obtain descriptions of more recent studies on apw. in spite of this, there have presumably been few changes since the last published reports on this topic. however, the discovery of a new variant of v. cholerae o1 that is a hybrid of the classic and el tor biotypes(20-23) poses a new threat for the occurrence of epidemics of pandemic proportions. therefore, there should be increased efforts at maximal isolation of v. cholerae, particularly v. cholerae o1, using various culture and transport systems. the efficacy of enrichment in apw is reportedly higher for v.cholerae non-o1 as compared with o1 strains. enrichment in apw r e s u l t s i n s i g n i f i c a n t l y h i g h e r y i e l d s o f v.cholerae non-o1 isolates, in comparison with direct plating.(15) our study results are similar to those of previous studies on the evaluation of enrichment in apw for isolation of v. cholerae, demonstrating the superiority of enrichment to direct plating. consequently, enrichment media with features of transport media, such as apw, have a higher effectivity a n d s e n s i t i v i t y f o r i s o l a t i o n o f vi b r i o organisms. univ med vol.30 no.2 100 meiyanti, salim, surjawidjaja, et al alkaline peptone water for vibrio cholerae one limitation of the present study is the relatively short transport time of the specimens in apw (less than 48 hours), which cannot describe the ultimate fate of commensal organisms in the apw. further long-term studies are necessary to resolve this question. conclusion for isolation of v. cholerae, specimen transport in apw-0.5 medium is significantly more effective than transport in cary-blair medium. acknowledgements the investigators thank the dean and viced e a n s o f t h e m e d i c a l f a c u l t y, tr i s a k t i university, for the funding of this study. thanks are also due to the doctors and staff of the mampang prapatan primary health center, and to all assisting parties for the successful completion of this study. references 1. simanjuntak ch, larasati w, arjoso s. cholera in indonesia in 1993-1999. am j trop med hyg 2001;65:788-97. 2. lesmana m. recent developments of cholera infections. j kedokter trisakti 2004;23:101-9. 3. salim a, lan r, reeves pr. vibrio cholerae pathogenic clones. emerg infect dis 2005;11: 1758-60. 4. nguyen bm, lee jh, cuong nt, choi sy, hien nt, anh dd, et al. cholera outbreaks caused by an altered vibrio cholerae o1 el tor biotype strain producing classical cholera toxin b in vietnam in 2007 to 2008. j clin microbiol 2009; 47:1568-71. 5. krishna bv, patil ab, chandrasekhar mr. fluoroquinolone-resistant vibrio cholerae isolated during a cholera outbreak in india. trans r soc trop med hyg 2006;100:224-6. 6. theophilo gn, rodrigues dp, leal nc, hofer e. distribution of virulence markers in clinical and environmental vibrio cholerae non-o1, nono139 strains isolated in brazil from 1991-2000. rev inst med trop sao paolo 2006;48:65-70. 7. sack da, sack rb, nair gb, siddique ak. cholera. lancet 2004;363:223-33. 8. agtini md, soeharno r, lesmana m, punjabi nh, simanjuntak c, wangsasaputra f, et al. the burden of diarrhea, shigellosis, and cholera in north jakarta, indonesia: findings from 24 months surveillance. bmc infect dis 2005;17: 341-50. 9. kosek m, bern c, guerrant rl. the global burden of diarrhoeal disease, as estimated from studies published between 1992-2000. bull world health organ 2003;81:197-204. 10. thielman nm, guerrant rl.acute infectious diarrhea. n engl j med 2004;350:38-47. 11. world health organization. cholera 2001. wkly epidemiol rec 2002;77:257-68. 12. farmer jj iii, janda jm, birkhead k. vibrio. in: murray pr, baron ej, jorgensen jh, pfaller ma, yolken rh, editors. manual of clinical microbiology. 8th ed. washington dc: american society for microbiology;2003.p.706-18. 13. bhuiyan na, qadri f, faruque asg, malek ma, salam ma, nato f, et al. use of dipstick for rapid diagnosis of cholera caused by vibrio cholerae o1 and o139 from rectal swabs. j clin microbiol 2003;41:3939-41. 14. tamrakar ak, goel ak, kamboj dv, singh l. surveillance methodology for vibrio cholerae in environmental samples. int environ health res 2006;16:305-12. 15. lesmana m, richie e, subekti d, simanjuntak c, walz se. comparison of direct plating and enrichment methods for isolation of vibrio cholerae from diarrhea patients. j clin microbiol 1997;35:1856-8. 16. lesmana m, subekti ds, tjaniadi p, simanjuntak ch, punjabi nh, campbell jr, et al. spectrum of vibrio species associated with acute diarrhea in north jakarta, indonesia. diagn microbiol infect dis 2002;43:91-7. 17. oyofo ba, lesmana m, subekti d, tjaniadi p, larasati w, putri m, et al. surveillance of bacterial pathogens of diarrhea disease in indonesia. diagn microbiol infect dis 2002;44:227-34. 18. cariri famo, costa apr, melo cc, theophilo gnd, hofer e, de melo neto op, et al. characterization of potentially virulent non-o1/ non-o139 vibrio cholerae strains isolated from human patients. clin microbiol infect 2010;16: 62-7. 19. dalsgaard a, forslund a, hesselbjerg a, bruun b. clinical manifestations and characterization of extra-intestinal vibrio cholerae non-o1, nono139 infections in denmark. clin microbiol infect 2000;6:626-8. 101 20. pourshafie m, grimont f, kohestani f, grimont pad. a molecular and genotypic study of vibrio cholerae in iran. j med microbiol 2002;51:3928. 21. nair gb, faruque sm, bhuiyan na, kamruzzaman m, siddique ak, sack da. new variants of vibrio cholerae o1 biotype el tor with attributes of the classical biotype from hospitalized patients with acute diarrhea in bangladesh. j clin microbiol 2002;40:3296-9. 22. lizarraga-partida ml, quilici ml. molecular analyses of vibrio cholerae o1 clinical strains, including new nontoxigenic variants isolated in mexico during the cholera epidemic years between 1991-2000. j clin microbiol 2009;47: 1362-71. 23. nair gb, qadri f, holmgren j, svennerholm am, safa a, bhuiyan na, et al. cholera due to altered el tor strains of vibrio cholerae o1 in bangladesh. j clin microbiol 2006;44:4211-3. univ med vol.30 no.2 oktavianus 11 *health analyst faculty of nursing and health muhammadiyah university semarang **department of nutrition consultant of dr. kariadi hospital/ diponegoro university semarang ***department of pathology consultant at dr. kariadi hospital/ diponegoro university semarang ****department of pharmacy dr. kariadi hospital/ diponegoro university semarang correspondence dr. budi santosa, s.km, m.si.med health analyst faculty of nursing and health muhammadiyah university jl. kedungmundu raya 18 semarang email: budi_unimus@yahoo.co.id univ med 2014;33:11-8 abstract universa medicina january-april ,2014january-april ,2014january-april ,2014january-april ,2014january-april ,2014 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 background lead acetate inhibits pyrimidine-5’-nucleotidase resulting in ribonucleic acid and ribosome accumulation in erythrocytes (rbc), visible as basophilic stippling (bs). lead exposure disrupts rbc membrane, shortens the rbc life span and decreases hematocrit. zinc supplementation increases lead-binding proteins (metallothioneins). the study objective was to determine whether zinc supplementation prior to lead exposure decreases bs and increases the hematocrit in rats. methods the study was a randomized post-test only control-group trial, using 28 rats allocated to one control and 3 intervention groups (zinc i, zinc ii, zinc iii) receiving 0.2 mg, 0.4 mg, and 0.8 mg of zinc by oral gavage daily for 3 weeks. all groups were then exposed to lead at 0.5 g/kg bw/day by gavage for 10 weeks. on the last day of the 10 weeks bs was determined from giemsastained blood smears and hematocrit by hematology analyzer. between-group differences were tested with one-way anova, followed by bonferroni’s test. results mean bs was significantly decreasing 7.93 ± 0.99% in controls, 6.91 ± 1.04%, 4.66 ± 0.79%, and 1.73 ± 0.88%, respectively, in intervention groups (p=0.000). mean hematocrit was significantly increasing 26.16 ± 3.60% in controls, and 30.33 ± 6.12%, 36.83 ± 3.31%, and 40.00 ± 4.77%, respectively, in intervention groups (p=0.000). one-way anova and bonferroni’s test showed significant differences in bs and hematocrit between controls and intervention groups receiving zinc supplementation of 0.4 and 0.8 mg (p=0.000). conclusion zinc supplementation before lead exposure significantly decreases basophilic stippling and increases hematocrit level in rats exposed to lead. keywords: zinc, basophilic stippling, hematocrit, rats zinc supplementation decreases basophilic stippling in rats exposed to lead budi santosa*, hertanto wahyu subagio**, lisyani suromo***, and henna rya sunoko**** 12 santosa, subagio, suromo, et al basophilic stippling in exposed to lead suplementasi seng menurunkan jumlah basophilic stippling pada tikus yang terpajan plumbum latar belakang plumbul (pb) asetat menghambat enzim pirimidin-5’-nukleotidase yang menimbulkan akumulasi ribonulcleic acid serta ribosom eritrosit ditandai adanya basophilic stippling (bs). pajanan pb menyebabkan kerusakan membran eritrosit, umur eritrosit pendek dan penurunan hematokrit. suplementasi seng meningkatkan protein metallothionein yang mengikat pb. tujuan penelitian ini adalah untuk membuktikan suplementasi seng sebelum pajanan pb menurunkan bs dan meningkatkan hematokrit pada tikus. metode randomized post test only control-group design digunakan pada 28 tikus yang dibagi menjadi 4 kelompok yaitu 1 kelompok kontrol dan 3 kelompok perlakuan yang disuplementasi seng 0,2; 0,4; 0,8 mg diberikan setiap hari melalui sonde sampai minggu ke-3. kemudian semua kelompok diberi pajanan pb 0,5 gr/kg bb/hari melalui sonde sampai minggu ke-13. hari terakhir minggu ke-13 diperiksa jumlah bs menggunakan pengecatan giemsa dan kadar hematokrit menggunakan haematology analyzer. perbedaan antar kelompok dilakukan menggunakan one way anova, dilanjutkan dengan uji bonferroni. hasil rata-rata bs menurun secara bermakna mulai kelompok kontrol sampai perlakuan ke-3 (7,93 ± 0,99%; 6,91 ± 1,04; 4,66 ± 0,79%; 1,73 ± 0,88%) (p=0,000). rata-rata hematokrit meningkat secara bermakna mulai kelompok kontrol sampai perlakuan ke-3 (26,16 ± 3,60%;30,33 ± 6,12%; 36,83 ± 3,31%; 40,00 ± 4,77%) (p=0,000). uji anova dilanjutkan dengan uji bonferroni menunjukkan bs dan hematokrit berbeda bermakna antara kelompok kontrol dengan kelompok yang disuplementasi seng 0,4 dan 0,8 mg (p=0,000). kesimpulan suplementasi seng sebelum pajanan pb mampu menurunkan bs dan meningkatkan hematokrit secara signifikan pada tikus terpajan pb. kata kunci: seng, basophilic stippling, hematokrit, tikus abstrak introduction one of the hazardous air pollutants is lead that may cause health problems and may be lifethreatening to humans. the level of lead utilization in indonesia is still considerable, although its use in gasoline has largely been abandoned. several large cities such as jakarta, bandung, semarang, surabaya, medan and others are at potential risk of lead poisoning.(1) in west and central java the use of phosphate fertilizers, pesticides, and herbicides has increased, thus potentially increasing lead exposure. the main sources of lead poisoning are vegetables, batteries, paints, cosmetics, jewelry, toys, gasoline, and others. exposure to lead in humans may occur by way of lead-contaminated air, foods, and drinks. the highest risk of lead poisoning is in children, pregnant women, and industrial workers.(2) the main signs of lead poisoning are anemia,(2) decreased hematocrit and the presence of inclusions in the red blood cell (rbc) called basophilic stippling (bs).(3,4) 13 the lead tocicity threshold of 20-40 µg/dl is already capable of causing anemia in children.(5) a previous study conducted in india on children found that 38% of the children had a blood lead content 10-19.9 µl/dl, and 9% had a lead level of >20 µl/ dl. children with a lead level of >10 µl/dl have a 1.7 times higher risk of anemia that those with a lead level of <10 µl/dl.(6) the study conducted by hariono (7) showed that administration to rats of oral lead acetate at 0.5 g/kg/bw/day for 16 weeks caused anemia, weight loss, and increased numbers of reticulocytes since the 10th week, accompanied by increased activity of ä-aminolevulinic acid dehydratase (alad). another study showed that blood lead levels of >7 µg/dl in children can inhibit the activity of enzymes involved in hemoglobin synthesis, resulting in subclinical effects characterized by elevated levels of ä-ala and protoporphyrins.(8) in heme biosynthesis, lead poisoning depresses enzyme alad activities at the starting point, at midpoint (coproporphyrinogen oxidase), and at the endpoint (ferrochelatase) of heme biosynthesis, thus leading to anemia. approximately 90% of the lead introduced into the circulation will enter the rbc, where it acts as a prooxidant, causing oxidative stress that results in damage to the membranes of rbc and shortening of their lifespan.(3,4) membrane damage and shortened lifespan causes a decrease in rbc number and volume, as indicated by the hematocrit. lead also causes glucose-6 phosphate dehydrogenase (g6pd) deficiency and inhibition of pyrimidine-5’nucleotidase. the latter results in accumulation of ribonucleid acid (rna) and ribosomes in rbc, characterized by bs of rbc,(3,4) which can be used as a marker of lead poisoning. the management of lead poisoning by means of chelating agents has been studied previously. the chelating agents act to bind lead with the formation of polar (hydrophilic) complexes which are excreted by the kidneys. according to the study by suaniti,(9) the success rate of reducing lead toxicity by intravenous administration of the chelating agent edta is only 4.91%. the use of edta is only for therapeutic or curative purposes and thus not maximal. therefore preventive measures to combat lead toxixity are necessary. lead in the tissues is bound to the metalbinding proteins called metallothioneins at their sulfhydryl groups.(10) metallothioneins can be synthesized in the liver as well as the gastrointestinal wall through absorption of optimal amounts of zinc.(11) zinc supplementation at stepwise increasing daily doses of 0.2 mg, 0.4 mg, and 0.8 mg to rats (rattus norvegicus) may increase metallothionein levels.(12) the administration of zinc supplements as an alternative preventive measure against lead poisoning needs to be subjected to further study, the results of which can be measured by the amount of bs and the hematocrit. a meta-analysis of zinc supplementation in humans stated that doses of 1.5-50 mg zinc per day, by considering the influence of various food materials such as fibers, phosphates, and phytates, which are capable of inhibiting the level of zinc absorption.(13) to observe the effectivity of certain doses in increasing metallothioneins in humans, stepwise increasing doses of zinc supplementation should be considered, e.g. 10 mg per day, 20 mg per day and 40 mg per day. conversion of these doses to experimental animals yields the following doses of 0.2 mg, 0.4 mg, and 0.8 mg, respectively.(12) previous sttudies on lead exposure impacting on bs and hematocrit have yielded consistent results, i.e. considerable increases in bs and decreases in hematocrit. the present study differs from the previous ones, since it does not aim to merely observe the increase in bs nor the decrease in hematocrit after lead exposure. on the contrary, this study aims to determine whether zinc supplementation to rats before exposure to lead may decrease bs and increase the hematocrit. methods research design this study was of randomized post-test only control-group design. the experimental animals were kept and subjected to the intervention at the integrated research and testing laboratory, gadjah mada university, yogyakarta. the animals univ med vol. 33 no.1 14 santosa, subagio, suromo, et al basophilic stippling in exposed to lead were kept for 100 days, starting from the selection period up to the end of the intervention period, from december 2012 to march 2013. experimental animals the sample size was determined by means of the formula: s = (t–1) (r–1) >15, where t = number of groups, r = number of animals per group. this study uses 3 intervention groups and one control group, therefore t=4, (4-1) (r-1) >15, yielding r >6. the number of rats per group was 6, thus giving a sample size of 24 animals. to each group was added one animal in anticipation of death of the animals, so that the total number of animals used in this study was 28 male rats (rattus norvegicus) aged 15 weeks. zinc supplementation by simple random assignment, the rats were allocated to 4 groups, viz. one control group and 3 intervention groups. from the first until the third week, the intervention groups received zinc supplementation by oral gavage at stepwise increasing doses of 0.2, 0.4, 0.8 mg/day, respectively, whereas the control group did not receive zinc supplementation. lead exposure from the third week until the 13th week all groups of animals were exposed to lead at 0.5 g/kg bw/day, in the form of oral lead acetate solution given by oral gavage (gastric tube). measurement of blood parameters on the last day of the 13th week the control group and the intervention groups were examined for amount of bs and hematocrit level. basophilic stippling was measured using methanol-fixed blood smears with giemsa staining. the results were expressed as percentages (%), the normal values being 0-1%. the hematocrit was determined by means of a hematology analyzer, based on the principle of electrical impedance, using lyse, rinse, and diluent solutions. the specimens used were whole blood samples of 3 ml with added edta as anticoagulant collected in vacutainer tubes. determination of blood parameters was done at the health analyst clinical pathology laboratory, faculty of medicine and health science, muhammadiyah university, semarang. data analysis for testing of significant between-group differences in amounts of bs and hematocrit levels, one-way anova test was used, followed by bonferroni’s test. ethical clearance the present study obtained ethical clearance no.339/ec/fk/rsdk/2012 from the ethics commission, faculty of medicine, diponegoro university /dr. kariadi hospital, semarang. after the head of the laboratory for integrated research and testing, gadjah mada university, yogyakarta, was informed of the decision, the study was allowed to be conducted. results there was weight loss in the control animals between the third week until the 13th week after exposure to the lead acetate. in contrast, there was a continued increase in weight of the animals in all three intervention groups, in spite of exposure to the lead acetate at identical doses. in table 1 is shown the weight of the animals of the control group and the groups receiving stepped doses of zinc, at baseline and at the end of the third and 14th weeks. basophilic stippling occurs from accumulation of ribonucleic acid (rna) and ribosomes in rbc as a result of inhibition of pyrimidine-5’-nucleotidase upon lead exposure. as shown in figure 1, the non-supplemented control animals had more bs than the animals in the zinc iii group receiving zinc supplementation of 0.8 mg. the mean amount of bs in the control group differed from that in the intervention groups. the highest mean value (7.93 ± 0.99%) was in the control group receiving no zinc supplementation, while the lowest (1.73 ± 0.88%) was in the intervention group receiving zinc supplementation of 0.8 mg. according to the anova test results, 15 there was a significant difference between control and intervention groups (p=0.000) (table 2). on the basis of the bonferroni test results (table 3), the difference was between the control group versus the zinc-ii and zinc-iii intervention groups (both at p=0.000). there was a decrease in bs from the control group to the stepped-dose zinc supplementation groups. the mean hematocrit values in the control and intervention groups are shown in table 2. there was an increase in hematocrit values starting from the control group up to the third intervention group. the lowest mean was in the control group (26.16 ± 3.60%), and the highest in the third intervention group receiving zinc supplementation of 0.8 mg (40.00 ± 4.77%). the anova results showed a significant difference between the control and intervention group (p=0.000). according to the bonferroni test results (table 3), the significant difference was between the control group versus the second and third intervention groups (p=0.000). increased zinc supplementation was accompanied by an increase in hematocrit level in rats exposed to lead. table 1. mean weights of the animals control zinc-iii discussion in this study there was a decrease in bs after zinc supplementation. the highest mean value for bs was in the control group who did not receive zinc supplementation, while the lowest mean was in the intervention group receiving zinc supplementation at the highest dose of 0.8 mg. statistically, there was a significant difference in bs between the control group and all intervention groups, where the higher zinc supplementation dose resulted in the lowest amounts of bs in leadexposed rattus norvegicus. our findings are supported by those of hariono,(7) who found evidence that exposure of rats to lead at 0.5 g/kg/bw increased the amount of bs in the 10th week. basophilic stippling is visible as blurred blue points in rbc and frequently occurs in cases of lead exposure. lead inhibits pyrimidine-5'-nucleotidase and alters the functions of other nucleotides. lead can interfere with heme synthesis, so as to alter the concentrations of enzymes and intermediates involved in heme synthesis or their derivatives. figure 1. basophilic stippling in control and zinc-iii groups after intervention univ med vol. 33 no.1 16 santosa, subagio, suromo, et al basophilic stippling in exposed to lead table 2. mean basophilic stippling and mean hematocrit after the 13th week, by intervention group table 3. bonferroni test results for basophilic stippling and hematocrit after the 13th week, by intervention group lead poisoning can also lead to increased amounts of bs in rbc.(14) lead exposure causes membrane damage in rbc, resulting in a shortened rbc lifespan and a decreased rbc count. the bone marrow as the site of erythropoiesis compensates for the decreased rbc numbers in the circulation by increased erythropoietic activity, leading to increased numbers of immature rbc in the circulation.(4,15) in the present study lead exposure without zinc supplementation results in high mean percentages of bs, whereas lead exposure with zinc supplementation results in reduction in mean percentages of bs. this shows that zinc supplementation is capable of decreasing the amount of bs in rats exposed to lead. the hematocrit is the percentage volume of rbc in 100 ml of blood and is largely influenced by the rbc count. in our study, the hematocrit level of rats exposed to lead without zinc supplementation was lower than that of rats receiving preventive zinc supplementation. there was a significant difference in hematocrit level between the control group receiving no zinc supplementation and the intervention groups receiving stepped-dose supplementation. most of the lead in the blood is localized to the rbc, with 90% in the rbc cytoplasm and 10% in the rbc membrane, mainly bound to lipids and lipoproteins.(5) the distribution of lead in rbc cytoplasm and membrane is due to binding of lead to cytoplasmic elements, its transportation is through the rbc membrane, and its excretion via the calcium pump. the toxic effect of lead on rbc is caused by its ability to form complexes with negatively charged ligands, particularly sulfhydryl and carboxyl groups, and with imidazole enzymes and other proteins.(16) many investigators have reported that the most important mechanism of lead toxicity is the production of free radicals. reactive oxygen species react with cellular macromolecules, namely dna, proteins, and lipids.(17) red blood cells are very sensitive to induction of oxidative stress by high lead exposure.(18,19) of the amounts of lead entering the circulation, around 90% goes to the rbc. in the rbc membrane, there are compounds or chemical reactions capable of producing potentially toxic oxygen species called pro-oxidants. increased amounts of pro-oxidants may cause oxidative stress. lead may also cause g-6pd deficiency that can inhibit rbc maturation in the bone marrow.(3,4) gugliotta et al.(19) in their investigations on the effect of lead on rbc membrane proteins, found a decrease in rbc count, in which membrane permeability plays an important role. this finding is supported by the study of patit et al.(20) on lead exposure in battery manufacturing workers as compared to a normal group without lead exposure. 17 these investigators found a significant decrease in rbc count in the lead-exposed group as compared with the control group. in addition, the findings of gugliotta et al.(19) was also supported by a laboratory experimental study on the addition of lead chloride to heparinized blood with a hematocrit concentration of 3%, which was incubated for 1 hour at 25°c in a medium containing stepped concentrations of lead chloride (0, 0.3, 0.5 and 1 µm). this procedure increased rbc permeability through cell damage and cell death, particularly at high lead concentrations, caused morphological and structural alterations in the rbc membrane, and decreased atp concentrations in rbc.(19) exposure to lead causes reduced rbc counts, ultimately impacting on decreased hematocrit levels. in the present study the zinc supplementation prior to lead exposure was presumably capable of increasing the amounts of metallothioneins, which function to bind lead, so that the hematocrit levels increased in the zinc supplementation groups, and increased significantly at a doses of 0.4 mg and 0.8 mg. one limitation of this study was that the hematology analyzer used was not capable of counting bs, which was therefore counted manually in giemsa stained slides. the clinical implication of the study is that zinc supplementation is capable of decreasing bs in lead-exposed rats, indicating that zinc is capable of reducing the impact of lead exposure. therefore further studies are needed to apply this finding to humans. conclusion zinc supplementation prior to lead exposure significantly decreases bs and increases hematocrit level in the blood of rats exposed to lead. references 1. suherni. lead poisoning in indonesia. in: robert a, o’brien e, editors. the global lead advice and support (glass) provides information and referels on lead poisoning and lead contamination prevention and management. the lead group incorporated. sydney: australia; 2010.p.1-16. 2. hegazy aa, zaher mm, abd el-hafez ma, morsy aa, saleh ra. relation between anemia and blood levels of lead, copper, zinc and iron among children. bmc 2010;3:133-8. 3. murray rk. porphyrin and bile pigments. in: murray rk, granner dk, rodwell vw. harper’s illustrated biochemistry. 27th ed. new york: mcgraw-hill;2006.p.279-93. 4. patrick l. lead toxicity, a review of the literature. part i: exposure, evaluation, and treatment. altern med rev 2006;11:2-22. 5. united states environmental protection agency (epa). air quality criteria for lead. epa 2006;2: 136-41. 6. jain nb, laden f, guller u, shankar a, kazani s, garshick e. relation between blood lead levels and childhood anemia in india. am j epidemiol 2005; 161:968-73. 7. hariono b. efek pemberian plumbum (timah hitam) pada tikus putih anorganik (rattus norvegicus). j sain vet 2006;24:125-33. 8. sunoko hr. peran gen polimorfik á asam aminolevulinic acid dehidratase (alad) pada intoksikasi pb. mmi 2008;43:1-10. 9. suaniti nm. pengaruh edta dalam penentuan kandungan timbal dan tembaga pada kerang hijau (mytilus viridis). ecotrophic 2007;2:1-7. 10. cheung rck, chan mhm, ho cs, lam cwk, law elk, lit ccw, et al. heavy metal poisoning clinical significance and laboratory investigation. asia pacific analyte note 2001;7:2-8. 11. hijova e. metallothionein and zinc: their functions and interactions. bratislavia med j 2004;105:2304. 12. santosa b, subagio ws, suromo l, sunoko hr. zinc supplementation dosage variations to metallothionein protein level of rattus norvegicus. int j sci eng 2013;5:15-7. 13. nissenson m, villegas as, lugo df, sanches ph, alonzo jd, lowe nm, et al. effect of zinc intake on serum/plasma zinc status in infants: a metaanalysis. matern child nutr 2013;9:285-98. 14. jun l, christopher jk. reticulocyte counts in sports medicine. n z j med lab sci 2012;66:36-8. 15. fry mm, mcgavin md. bone marrow, blood cell, and the lymphatic system. in: zachary jf m, mcgavin md, editors. pathologic basis of veterinary disease. 7th ed. st. louis, missouri mosby elsevier;2012.p.699-702. 16. bosiacka b, hlynczak aj, wiszniewska b, marchlewicz m. disorders of purine metabolism in human erythrocytes in the state of lead univ med vol. 33 no.1 18 santosa, subagio, suromo, et al basophilic stippling in exposed to lead contamination. pol j environ study 2004;13:46776. 17. oktem f, arslan mk, dundar b, delibas n, gultepe m, ergürhan ii. renal effects and erythrocyte oxidative stress in long-term low-level lead-exposed adolescent workers in auto repair workshops. arch toxicol 2004;78:681-7. 18. slobozhanina ei, kozlova nm, lukyanenko lm, oleksiuk ob, gabbianelli r, fedeli d, et al. leadinduced changes in human erythrocytes and lymphocytes. j app toxicol 2005;25:109-14. 19. gugliotta t, luca gd, romano p, rigano c, scuter a, romano p. effects of lead chloride on human erythrocyte membranes and on kinetic anion sulphate and glutathione concentrations. cel mol biol lett 2012;17:586-97. 20. patit aj, baghwar vr, patil ja, dongre nn, ambekor je, jaikhani r, et al. effect of lead (pb) exposure on the activity of superoxide dismutase and catalase in battery manufacturing workers of western maharashtra (india) with reference to heme biosynthesis. int j environ res public health 2006;3:329-37. puspa1 106 homocysteine and cognitive function in the elderly may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina pusparini* *department of clinical pathology, medical faculty, trisakti university correspondence dr. pusparini, sppk department of clinical pathology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex.2404 email: pusparini_sppk@yahoo.com univ med 2009;28:106-16 abstract dementia is prevalent among elderly people, and projections show that the number of affected might triple over the next 50 years, because of a large increase in the oldest segment of the population. the objective of this study was to investigate the relationship between cognitive function and serum homocysteine level. this study was a cross-sectional study carried out in mampang district, south jakarta. a total of 94 elderly people was recruited for this study consisting of 44 females and 50 males. in this study serum homocysteine level was assessed by fluorescent polarization immunoassay and cognitive function with the mini mental state examination (mmse). in elderly women mmse scores for plasma homocysteine concentrations of <11.7 µmol/l, 11.7-14.9 µmol/l and >14.9 µmol/l were 24.00 ± 3.68, 23.80 ± 6.51, and 20.80 ± 9.00 respectively, with p=0.000. in elderly men the mmse scores for plasma homocysteine concentrations of <11.7 µmol/l, 11.714.9 µmol/l and >14.9 µmol/l were respectively 27.66 ± 2.06, 26.33 ± 3.79 and 24.03 ± 5.52 with p=0.008. homocysteine concentrations of >14.9 µmol/l were more commonly found in males (66%) than in females (22.70%). the results of a regression analysis indicated that the factors influencing cognitive function were level of education (p=0.001) and age (p=0.035), whereas gender and homocysteine concentration did not affect cognitive function (p=0.554 and p=0.714, respectively). plasma homocysteine concentration was inversely related to cognitive function. the most important factors affecting cognitive function were level of education and age. keywords : plasma homocysteine, cognitive function, elderly introduction no other organ system in the human body is as dependent on nutritional intake as the central nervous system, while conversely this system also affects nutritional intake. several theories have been put forward regarding the functions of brain receptors for cholecystokinin, opioid-like endorphins and serotonin that play a role in determining human food habits.(1,2) 107 univ med vol.28 no.2 studies on experimental animals indicate that with advancing age there is a decline in the functioning of the brain and in the number of brain receptors. in the elderly there is also a diminished sense of taste and a decline in olfactory nerve functions that affect appetite.(2,3) the nervous system requires a constant intake of glucose for adequate functioning of the brain, which is particularly dependent on intake of essential nutrients. deficiencies of vitamins and minerals, such as vitamin b12, folate, vitamin b6 and trace minerals, may result in disturbances of brain functions such as cognitive functions.(4,5) vitamin deficiencies commonly occur in the elderly, especially of the vitamin b group, caused by various factors, such as gastric atrophy with achlorhydria or hypochlorhydria, which in the elderly may account for up to 20-50% of cases. studies have yielded evidence for an association in the elderly between decreased levels of vitamin b12, folate, and vitamin b6 on the one hand and impaired cognitive function on the other.(1,5) one of the manifestations of impaired c o g n i t i v e f u n c t i o n i s d e m e n t i a , w h i c h i s c h a r a c t e r i z e d b y a p r o g r e s s i v e d e c l i n e i n cognitive function, resulting in a decreased ability for conducting activities of daily living. dementia affects 8% of the elderly population over 65 years of age, and in canada it gives rise to more than 60.000 new cases annually. another disease, alzheimer’s, is the cause of 50% of all cases of dementia in canada,(6) whereas other studies indicate that dementia due to alzheimer’s disease may account for up to 70% of all dementia cases.(7) it is estimated that in the following 50 years the number of dementia cases may undergo a threefold rise due to a increase in the elderly population.(8) the prevalence of this disorder is extremely high and as the disorder may lower the quality of life of the elderly, prevention and early detection are important.(6) factors that have been associated with the risk of dementia are age and level of education, which are of the highest relevance for dementia. recently high homocysteine levels have also been associated with an increased risk of dementia.(6,7,9) homocysteine is an amino acid resulting from the metabolism of methionine that is dependent on cobalamine, vitamin b 6 , and folic acid. (8,10) plasma homocysteine level is an indicator for vitamin b status, including that of f o l i c a c i d , w h e r e a h i g h h o m o c y s t e i n e concentration implies an inadequate vitamin b status. data from several laboratories have shown that high homocysteine level is extremely common in old age and does not depend on v i t a m i n s t a t u s . ( 11 1 3 ) h i g h t o t a l p l a s m a homocysteine level is a major vascular risk factor that is associated with an increased risk of atherosclerotic sequelae, including death due to cardiovascular disease, coronary heart disease, carotid atherosclerosis and stroke.(7,14,15) c o g n i t i v e f u n c t i o n m a y b e a s s e s s e d through various instruments, such as the mini mental state examination (mmse). this test comprises five categories of criteria, viz. criteria on orientation with a maximum score of 10, registration criteria with maximum score of 3, attention and calculation with maximum score of 5, recall criteria with maximum score of 3, and language criteria with maximum score of 9. in addition to these five criteria the subjects are also asked to write a sentence and copy a drawing.(8) r e s e a r c h r e s u l t s o n t h e i n f l u e n c e o f homocysteine on cognitive function in the elderly are still subject to controversy. a number of studies have demonstrated a significant assciation,(7,15-17) whereas other studies have shown contradictory results.(8,18-19) an italian study by ravaglia et al.(9) on dementia-free 108 elderly found an increased risk of low mmse scores with increasing plasma homocysteine levels, although homocysteine was not directly associated with cognitive disorders. the objectives of the present study were t o f i n d a n a s s o c i a t i o n b e t w e e n p l a s m a homocysteine concentration and cognitive function in the elderly and to determine the factors that might play a role in the occurrence of dementia. methods subjects the study subjects were randomly selected residents aged 60 years and over from the catchment area of the mampang prapatan district health center in south jakarta. the inclusion criteria were as follows: age 60 years and over, mobile, not having terminal diseases or being comatous, and not suffering from severe psychotic disorders. the study subjects had also expressed their willingness to participate in the present study by signing a letter of informed consent. exclusion criteria were acute infection, intake of vitamins, cod liver oil or other supplements within the previous month, and abnormal renal function. assessment of renal function and cognitive function as renal function affects the metabolism of homocysteine, (15) subjects with a creatinine c o n c e n t r a t i o n a b o v e r e f e r e n c e l e v e l w e r e considered to have abnormal renal function. the reference level for females is 0.5-1.3 mg/dl and for males 0.5-1.4 mg/dl.(14) cognitive function was assessed by the mmse. an mmse score of 26-30 is considered questionably significant/no cognitive impairment, a score of 21-25 implies mild cognitive impairment, a score of 10-20 suggests moderate cognitive impairment and 0-9 indicates severe cognitive impairment.(13) data collection the study participants were interviewed by field workers using a questionnaire that had been tested in a preliminary trial. the filling in of q u e s t i o n n a i r e s w a s p e r f o r m e d d a i l y f r o m monday to friday, and the weekly number of elderly who completed their interviews was around 25. these later were invited for a visit to the mampang prapatan district health center on the following saturday. for the purpose of collection of a blood sample for laboratory examination, the elderly were asked to conduct a 10 – 12 hour fast prior to their visit to the health center. the following saturday morning the participants underwent measurement of blood pressure, pulse rate, weight, height, waist circumference, and hip circumference. the m e a s u r e m e n t s w e r e t a k e n b y t w o n u r s e s previously trained in the appropriate techniques. data collection was performed four times within the period of one month between november 2006 and december 2006. assessments height (cm), waist circumference (cm) and hip circumference (cm) of the subjects were measured using a standard tape measure accurate to 1 mm. weight (kg) was measured on a calibrated scale accurate to 0.5 kg with normal indoor clothing. body mass index (bmi) was calculated as weight in kilograms divided by the square of the height in meters). blood pressure measurements were performed with the subject sitting, using a standard sphygmomanometer accurate to 5 mmhg. hypertension was defined as a systolic blood pressure of >140 mmhg and/ or a diastolic blood pressure of >90 mmhg. laboratory examinations from each study subject 5 ml of venous blood was collected using a vacutainer without anticoagulant. the blood sample was centrifuged at 300 rpm for 10 minutes in order to obtain pusparini homocysteine and cognitive function 109 univ med vol.28 no.2 serum for assessment of renal function and h o m o c y s t e i n e l e v e l . d e t e r m i n a t i o n o f homocysteine level was performed only on the serum of subjects with a renal function consistent with reference values. creatinine concentration was determined by the jaffe method on a trx, whereas homocysteine was a s s e s s e d b y f l u o r e s c e n t p o l a r i z a t i o n i m m u n o a s s a y o n a n a b b o t t i m x . t h e coefficient of variation (cv) of creatinine was 2.1% for normal concentrations and 1.6% for high concentrations, whilst the corresponding cv values for homocysteine were 3.4% and 2.3%, respectively. data analysis for data analysis the statistical program f o r s o c i a l s c i e n c e s ( s p s s ) w a s u s e d . normality of data distribution was determined by the kolmogorov – smirnov (ks) test. for n o r m a l l y d i s t r i b u t e d d a t a t h e m e a n a n d standard deviation was calculated and for nonnormally distributed data the median and standard deviation. to determine the presence of a statistically significant difference between groups for normally distributed data the analysis of variance (anova) was used, whilst for non-normally distributed data the kruskal – wa l l i s t e s t w a s a p p l i e d . f o r d e t e r m i n i n g correlation between homocysteine level and cognitive function, for normally distributed data the pearson’s product moment correlation was used and for non-normally distributed data the spearman rho test. a multiple linear regression was done to examine the cross-sectional association between homosysteine blood levels and mean mmse scores adjusted for sociodemographic factors. statistical significance was defined for all analyses as p <0.05. results a total of 94 elderly consisting of 44 (47%) females and 50 (53%) males meeting the inclusion and exclusion criteria participated in this study. the age of the subjects ranged from 60 80 years, with mean age of 64.5±8.4 years for females and 66.3±5.2 years for males. the characteristics of the study subjects are presented in table 1. there was no appreciable difference in age between female and male subjects, whereas the body mass index (bmi) was higher in the male group compared with the female group, which was consistent with the greater weight and stature of table 1. mean values of main characteristics of female and male subjects 110 males. the educational level of male subjects w a s h i g h e r t h a n t h a t o f f e m a l e s . wa i s t circumference of males was greater than that of females, but in both groups it did not exceed the r e c o m m e n d e d w a i s t c i r c u m f e r e n c e v a l u e s according to asia-pacific criteria, i.e. 80 cm for females and 90 cm for males. hip circumference was similar in males and females. both systolic and diastolic blood pressures were higher in females than in males, with p=0.03 for systolic bp and p= 0.30 for diastolic bp, whilst mean systolic bp was > 140 mmhg in both groups. creatinine and homocysteine levels were both higher in males than in females, with p=0.000, indicating a significant difference between both genders. mmse scores tended to be higher in males compared with females, but did not show a significant difference. in table 2 homocysteine levels were divided into three categories, i.e. <11.7 µmol/l, 11.7 14.6 µmol/l and >14.6 µmol/l, both for females and males. among the study subjects with homocysteine levels above 14.6 µmol/l, there were 10 females (22.70%) with mean homocysteine level of 19.2 ± 2.4 µmol/l and 32 males (66%) with mean homocysteine level of 22.1 ± 7.3 µmol/l. homocysteine levels above 14.6 µmol/l were more frequent in males compared with females. table 3 presents mmse scores in females and males by category of homocysteine level, s h o w i n g a s i g n i f i c a n t d i ff e r e n c e b e t w e e n categories in females with p=0.000 and in males w i t h p = 0 . 0 0 8 . f r o m t h e t a b l e i t m a y b e concluded that higher plasma homocysteine levels are associated with lower mmse scores. in table 4 are shown homocysteine levels and mmse scores by age and level of education. homocysteine levels in males for the categories of no education, primary school, junior high school and senior high school were greater than 14.6 µmol/l, whereas in females for primary school, senior high school and university education homocysteine levels were <14.6 µmol/ l. there was no significant difference in homocysteine concentrations of females and males at various levels of education. mmse scores were proportional to level of education, with higher mmse scores being found at higher levels of education (p=0.000). from table 4 it is also apparent that in females there was no significant difference in homocysteine levels between various age groups, whereas in males the homocysteine levels did show a significant difference between various age groups. table 2. plasma homocysteine levels of study subjects table 3. mmse scores by categories of homocysteine level pusparini homocysteine and cognitive function 111 univ med vol.28 no.2 according to the results of data analysis (table 5), several factors were shown to play a role in cognitive function, i.e. age, level of education, and plasma homocysteine level. the results of the multiple linear regression analysis indicated that mmse is affected by level of education and age, whilst homocysteine level did not influence mmse score in males as well as in females. table 6 presents mmse scores for the subitems of temporal orientation, registration, attention and calculation, recall, and language, both in females and in males at several plasma homocysteine levels. only female mmse scores for attention and calculation and for language show a significant difference (p=0.041 and p=0.024). discussion in the present study homocysteine levels in females were lower compared with those in males, with means of 13.50 ± 3.69 µmol/l and 18.96 ± 7.56 µmol/l, respectively. homocysteine levels showed a significant difference between females and males with p=0.000, therefore data analysis was done based on gender. the study conducted by haan4 showed comparable results, where mean homocysteine level in females (10.07 ± 4.13) was significantly different from that in males (11.80 ± 8.76), with the age of the subjects in the range o f 6 0 8 0 y e a r s . i n c o n t r a s t , t h e s t u d y b y seshasdri(7) found no difference in homocysteine levels between females and males, the subjects being in the age range of 60 – 94 years. table 5. factors affecting mmse score table 4. mean homocysteine concentration and mmse score by age and level of education 112 table 6. mmse scores category at several plasma homocysteine levels in females and males homocysteine is a sulfur-containing amino acid closely associated with the metabolism of methionine and cysteine. there is no dna that codes for homocysteine synthesis. homocysteine is not synthesized in nature but results from the metabolism of the amino acid methionine through a methylation cycle as a unique source of homocysteine. methionine is obtained through intake of protein in the daily diet.(20,21) homocysteine occurs in several forms in plasma. the sulfhydryl or reduced form is designated homocysteine and the disulfide or oxidized form is designated homocystine. the disulfide form may occur together with cysteine and with proteins having reactive cysteine residues (protein-bound homocysteine), and this form is called mixed disulfide. the oxidized forms account for most of the homocysteine in plasma (98-99%), whilst the reduced forms make u p o n l y 1 % o f t o t a l h o m o c y s t e i n e . to t a l h o m o c y s t e i n e ( t h c y ) i s t h e s u m o f a l l homocysteine forms present in plasma.(20,21) homocysteine is converted by the enzyme cystathionine β synthase (cbs) into cysteine with vitamin b6 as cofactor, in a process called d e m e t h y l a t i o n . i n t h e r e v e r s e p r o c e s s o f remethylation, homocysteine is reconverted into m e t h i o n i n e b y t h e e n z y m e s m e t h y l e n e tetrahydrofolate (mthfr) and methionine synthase (ms), with folic acid, and vitamin b12 as substrates and cofactors. thus a deficiency of one of these vitamins leads to hyperhomocysteinemia.(21-23) u n d e r n o r m a l c o n d i t i o n s b l o o d homocysteine levels are relatively low, ranging from 5-15 µmol/l. the homocysteine level in the extracellular compartment is determined by its intracellular synthesis, metabolism and e x c r e t i o n . i f i n t r a c e l l u l a r h o m o c y s t e i n e synthesis exceeds the metabolic capacity, homocysteine is released into the extracellular compartment; in contrast, decreased synthesis leads to a fall in release of homocysteine from the cell. this mechanism maintains intracellular homocysteine at a low level. the homocysteine equilibrium may be upset by abnormal enzyme activity or as a result of a reduction in the number o f c o f a c t o r s t h a t p l a y a r o l e i n i t s metabolism.(22,24) in table 2 homocysteine levels were subdivided into several categories, i.e. <11.7 µmol/l, 11.7-14.6 µmol/l and >14.6 µmol/l. this was based on the results of a study conducted by quadri(15) with the objective of finding a reference value for hyperhomocysteinemia, as currently there are no standard criteria for defining hyperhomocysteinemia. a number of investigators have used variable values for hyperhomopusparini homocysteine and cognitive function 113 univ med vol.28 no.2 cysteinemia, e.g. ravaglia(9) used a homocysteine level of >15 µmol/l, whilst seshasdri(7) and dufouil(2) used levels of >14 mol/l and >15 µmol/ l, respectively. in the present study, homocysteine levels o v e r 1 4 . 6 µm o l / l w e r e f o u n d i n a l a rg e proportion of males (32 subjects or 66%) with a mean level of 22.06 ± 7.25, but only in 10 females (22.70%). in comparison, in the study by quadri(15) homocysteine levels of >14.6 µmol/ l were found in 51.85% of subjects with vascular dementia and in 56.36% of control subjects. mean homocysteine level was 14.6 ± 6.1 µmol/ l in control subjects with mean age of 75.6 ± 8.5 years, whereas subjects with vascular dementia with mean age of 80.5 ± 5.7 years had a mean homocysteine level of 18.9 ± 7.9 µmol/ l and those with alzheimer’s disease and mean age of 79.1 ± 7.7 years showed a homocysteine level of 16.8 ± 7.0 µmol/l. in contrast, the present study with a lower mean age showed a higher mean homocysteine level in males that was almost equal to the mean homocysteine level in patients with vascular dementia, although the study subjects had signs of mild cognitive impairment only. the mean mmse score in male subjects in the present study was 25.11 ± 5.03, indicating that they had mild cognitive impairment, whereas in quadri’s study the mean mmse score in vascular dementia was 18.6 ± 5.6, and in alzheimer ’s disease 18.6 ± 5.1, signifying moderate cognitive impairment. the mean mmse score in females was 23.18 ± 6.4, indicating mild cognitive impairment. according to several studies, the contribution of sex is controversial with regard to the risk of cognitive impairment. however, the results obtained by huadong et al indicate that the incidence of cognitive impairment was 10.7% in men and 13.2% in women and that there was a significant association of sex and cognitive impairment.(30) i n t h e p r e s e n t s t u d y a s s e s s m e n t o f homocysteine levels was performed after the subjects had fasted for a minimum of 12 hours. measurement of homocysteine on non-fasting subjects results in an increase in homocysteine levels of around 20% compared with those in fasting subjects. comparison of mmse scores in the three categories of plasma homocysteine levels (table 3) indicated that mmse scores in females were also lower than those in males for each category of plasma homocysteine level. higher homocysteine levels were associated with lower mmse scores in both female and males, with p=0.000 and p=0.008, respectively. this i n d i c a t e s t h a t h o m o c y s t e i n e l e v e l m a y presumably affect cognitive function. seshasdri’s study7 revealed a tendency for increased plasma homocysteine levels to precede the onset of dementia. therefore it is probable that the increased homocysteine levels in the p r e s e n t s t u d y m a r k t h e e a r l y s t a g e s o f a developing dementia, although the mmse scores were categorized as mild cognitive impairment only. in general, level of education can be said to affect cognitive function. according to the results of the present study cognitive function in elderly females and males was affected by l e v e l o f e d u c a t i o n b u t n o t b y p l a s m a homocysteine levels. these results were similar with those of huadong’s study, where level of e d u c a t i o n w a s a s s o c i a t e d w i t h c o g n i t i v e function.(30) besides level of education, age may also affect mmse scores and homocysteine levels. tabel 4 shows that older subjects, both females and males, tended to have higher homocysteine levels, although these levels showed a significant difference in males only. mmse scores showed no significant difference between age groups, both in females with p=0.864 as well as in males with p=0.734. 114 multiple linear regression analysis revealed that the influencing factors on mmse scores w e r e l e v e l o f e d u c a t i o n a n d a g e , w h i l s t homocysteine levels were not significantly different in females and in males. this is consistent with the results of the study by joosten(25) where no significant correlation was f o u n d b e t w e e n h o m o c y s t e i n e l e v e l s a n d cognitive function. in the present study mean homocysteine level in males was >14.9 µmol/l but the decline in cognitive function was only slight. the study conducted by bell(26) indicated that in normal subjects there was no significant correlation between plasma homocysteine level and mmse score. a correlation was found only in subjects with depression. borroni(27) and miller(28) concluded from the results of their respective cross-sectional studies that raised plasma homocysteine concentration was not a causative factor in dementia and alzheimer’s disease, but was only a marker for concomitant vascular disease, independently of cognitive status. their results are contrary to those of seshasdri (7) where a correlation was found between increased plasma homocysteine levels and decreased mmse scores, but the correlation was found only after 4 years of follow-up. thus only long-term intervention trials can yield definitive evidence for a causal relation between hyperhomocysteinemia and cognitive impairment. as already stated above, in the multiple linear regression analysis the factors affecting m m s e s c o r e s w e r e f o u n d t o b e l e v e l o f e d u c a t i o n a n d a g e . m m s e s c o r e w a s proportional to level of education, indicating better cognitive function in the better educated. several investigators used subjects with a similar educational background to find a correlation between homocysteine levels and mmse scores. the study by ravaglia(9) indicates that in subjects w i t h a s i m i l a r e d u c a t i o n a l b a c k g r o u n d hyperhomocysteinemia was an independent predictor for the occurrence of dementia or a l z h e i m e r d i s e a s e . i n t h e p r e s e n t s t u d y, arrangement of the homocysteine levels into the categories <11.7 µmol/l, 11.7-14.6 µmol/l and >14.6 µmol/l revealed a significant difference in mmse scores. thus although with the correlation regression analysis no significant c o r r e l a t i o n w a s t o b e f o u n d b e t w e e n homocysteine levels and mmse scores, after categorization homocysteine levels appeared to also affect mmse scores. when the mmse scores were categorized by component or sub-item, it became apparent that in female and male subjects the sub-items “attention and calculation” and “language” lead to the conclusion that homocysteine levels were inversely related to mmse scores. the study by levitt(29) showed similar results in that the significant mmse scores were in the “attention and calculation” category. the associations between homocysteine and cognitive function in community-dwelling elderly are nonsignificant, whereas demographic variables, particularly age and education, were found to be much stronger determinants of cognitive function scores. conclusion although there is suggestive evidence that plasma homocysteine levels and mmse are inversely associated, the most important factors affecting mmse score are education and age. therefore an interventional study is called for t o p r o v i d e d e f i n i t e d a t a t o a s c e r t a i n t h e relationship between homocysteine levels and mmse. acknowledgements the authors wish to express their gratitude to the medical faculty of trisakti university, to the subjects of this study for their willingess to participate in this study, and to all who made this study possible. pusparini homocysteine and cognitive function 115 univ med vol.28 no.2 references 1. weir dg, molloy am. microvascular disease and dementia in the elderly: are they related to hyperhomocysteinemia? am j clin nutr 2000;71:859-60 2 dufouil c, alperovitch a, ducros v, tzourio c. homocysteine, white matter hyperintensities, and cognition in healthy elderly people. ann neurol 2003;53:214-21. 3 roberts s, sternberg s. do nutritional supplements improve cognitive function in the elderly? nutr 2003;19:976-80. 4 haan mn, miller jw, aiello ae, whitmer ra, jagust wj, mungas dm, et al. homocysteine, b vitamins, and the incidence of dementia and cognitive impairment: result from the sacramento area latino study on aging. am j clin nutr 2007;85:511-7. 5 refsum h. total homocysteine. guidelines for determination in the clinical laboratory. clinical laboratory news. aacc 2002;28:12-14. 6 duel pb, malinow mr. homocysteine: an important risk factor for atherosclerotic vascular disease. curr opin lipidol. 1997;8:28-34. 7 seshadri s, beiser a, selhub j, jacques pf, rosenberg ih, a’agostiono rb, et al. plasma homocysteine as a risk factor for dementia and alzheimer’s disease. n eng j med 2002;346: 47683. 8 mooijaart sp, gussekloo j, frolich m, jolles j, stott dj, westendorp rgj. homocysteine, vitamin b12 and folic acid and the risk of cognitive decline in old age: the leiden 85-plus study. am j clin nutr 2005;82:866-71. 9 ravaglia g, forti p, maioli f, martelli m, servadei l, brunetti n, et al. homocysteine and folate as risk factors for dementia and alzheimer disease. am j clin nutr 2005;82:636-43. 10 ueland pm, refsum h, stabler sp, malinow mr, anderson a, allen rh. total homocysteine in plasma or serum: methods and clinical applications. clin chem 1993;39:1764-78. 11 garcia a, haron y, pulman k, hua l, freedman m. increases in homocysteine are related to worsening of stroop scores in healthy elderly persons: a prospective follow-up study. j of gerontol 2003;59a:1323-27. 12 tucker kl, qiao n, scott t, rosenberg i, spiro a. high homocysteine and low b vitamins predict cognitive decline in aging men: the veterans affairs normative aging study. am j clin nutr 2005;82:62735. 13 garcia a, zanibbi k. homocysteine and cognitive function in elderly people. cmaj 2004; 171:897904. 14 selhub j, bagle lc, miller j, rosenberg ih. b vitamins, homocysteine, and neurocognitive function in the elderly. am j clin nutr 2000;71(suppl): 614s-20s. 15 quadri p, fragiacomo c, pezzati r, zanda e, forlani g, tettamanti m, et al. homocysteine, folate, and vitamin b-12 in mild cognitive impairment, alzheimer disease, and vascular dementia. am j clin nutr 2004;80:114-22. 16 miller jw, green r, ramos mi, allen lh, mungas dm, jagust wj, et al. homocysteine and cognitive function in the sacramento area latino study on aging. am j clin nutr 2003;78:441-7. 17 andres e, loukili nh, noel e, kaltenbach g, abdelgheni mb, perrin ae, et al. vitamin b12 (cobalamin) deficiency in elderly patients. cmaj 2004;171:1503-55. 18 stott dj, macintoch g, lowe gdo, rumley a, mcmahon ad, langhorne p, et al. randomized controlled trial of homocysteine lowering vitamin treatment in elderly patients with vascular disease. am j clin nutr 2005;82:1320-6. 19 lei f, ng tp, chuah l, niti m, e hk. homocysteine, folate, and vitamin b12 and cognitive performance in older chinese adults: findings from singapore longitudinal ageing study. am j clin nutr 2006;84:1506-12. 20 kruman ii. homocysteine elicits a dna damage response in neurons that promotes apoptosis and hypersensitivity to excitoxicity. j neuroscience 2000;20:6920-6. 21 hsu kk, sorond fa, jen hc, hashmi a, milberg wp, lipsitz la. the role of homocysteine in multisystem age-related problems: a systematic review. j of gerontol.2005;60a:1190-1201. 22 massachusetts medical society. a controlled trial of homocysteine lowering and cognitive performance. n eng j med 2006;354:2764-72. 23 miller jw. assessing the association between vitamin b12 status and cognitive function in older adults. am j clin nutr 2006;84:1259-60. 24 krumdieck cl, prince cw. mechanisms of homocysteine toxicity on connective tissue: implications for the morbidity of aging. j nutr 2000;130:365s-8s. 116 25. joosten e, lesaffre e, riezler r. is metabolic evidence for vitamin b12 and folate deficiency more frequent in elderly patients with alzheimer’s disease? gerontol biol sci med sci 1997;52:76-9. 26. bell ir, edman js, selhub j. plasma homocysteine in vascular disease and in nonvascular dementia of depressed elderly people. acta psychiatr scand 1992;86:386-90. 27. borroni b, agosti c, panzali af, di luca m, padovani a. homocysteine, vitamin b6, and vascular disease in patients with alzheimer disease. neurology 2002;59:1475-6. 28. miller jw, green r, mungas dm, reed br, jagust wj. homocysteine, vitamin b6, and vascular disease in alzheimer disease. neurology 2002;58:1471-5. 29. levitt aj, karlinsky h. folate, vitamin b12 and cognitive impairment in patients with alzheimer’s disease. acta psychiatr scand 1992;86:301-5 30. huadong z, juan d, li jc, wang yj, zhang m, he h. study of the relationship between cigartette smoking, alcohol drinking and cognitive impairment among elderly people in china. age and ageing 2003;32:205-10. pusparini homocysteine and cognitive function elly 98 increased irrational use of antibiotics promotes bacterial resistance to these drugs. among the resistance mechanisms developed by bacteria is the production of âlactamase which can destroy the â-lactam ring and cause resistance to the other âlactam antibiotics, such as amoxycillin. extended spectrum â-lactamase (esbl), an enzyme found in bacterial plasmids, is capable of hydrolyzing third-generation cephalosporins, namely cefotaxime, ceftazidime, ceftriaxone, and the monobactams. esbl is predominantly found in klebsiellas spp., escherichia coli and other bacteria of the enterobacteriaceae family. this study was conducted to determine the prevalence of klebsiella resistant to cephalosporins and the prevalence of those producing esbl. a total of 65 clinical isolates of klebsiella were tested by the disk diffusion method according to kirby-bauer to determine their antibiotic susceptiblity and by the double-disk synergy method to detect the presence of esbl. the results show that 18.5% of klebsiella isolates tested were resistant to ceftazidime and cefixime, 13.9% to ceftriaxone, and 23.1% to aztreonam. testing for esbl revealed that the prevalence of esbl producers in clinical klebsiella isolates ranged from 10.8% to 12.3%. the presence of esbl, plus the potential for plasmidmediated quinolone and carbapenem resistance, undoubtedly will create significant therapeutic problems in the future. keywords: extended spectrum â-lactamase, klebsiella, antibiotics *department of pharmacology, **department of microbiology medical faculty, trisakti university correspondence adr. elly herwana, m.biomed department of pharmacology, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2801 email : elly_herwana@cbn.net.id elly_herwana@yahoo.com univ med 2008; 27: 98-105 prevalence of extended spectrum beta-lactamase in klebsiella pneumoniae july-september, 2008july-september, 2008july-september, 2008july-september, 2008july-september, 2008 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 abstract universa medicina elly herwana*a, yenny*, laurentia pudjiadi*, julius e. surjawidjaja**, and murad lesmana** introduction a n t i b i o t i c s h a v e l o n g b e e n u s e d f o r managing infectious disease and lately have tended to be used excessively and irrationally. this tendency has increased the prevalence of antibiotic resistance in previously sensitive bacteria. bacteria synthesize the enzyme βlactamase that is capable of opening the βlactam ring and inducing resistance to β-lactam antibiotics such as amoxicillin. the emergence of extended spectrum β-lactamase in these bacteria subsequently has resulted in their resistance to third-generation cephalosporins. 99 univ med vol.27 no.3 this situation may complicate antibiotic therapy in patients with infections caused by bacteria of the family enterobacteriaceae, especially klebsiella spp. and e. coli, as has been reported in many countries.(1-5) extended spectrum β-lactamase (esbl) is a group of enzymes found in plasmids that are c a p a b l e o f h y d r o l y z i n g t h i r d g e n e r a t i o n cephalosporins, such as cefotaxime, ceftazidime, ceftriaxone, and the monobactam group of antibiotics, such as aztreonam, thus causing resistance to these antibiotics in esbl-producing bacteria. esbl is predominantly found in klebsiella spp.(4) and escherichia coli,(5) and also in other members of the enterobacteriaceae.(6) most of these esbl-producing organisms are still sensitive to carbapenem, whilst their action against ciprofloxacin, cefepim, and combinations of beta-lactam antibiotics with a beta-lactamase inhibitor, is variable. the prevalence in microorganisms of betalactamase induced resistance to beta-lactam antibiotics is steadily increasing. bacterial resistance due to beta-lactamase was first encountered in staphylococcus aureus, and has subsequently spread to neisseria gonorrhoeae and haemophilus influenzae, and later also to e n t e ro c o c c u s f a e c a l i s . e x t e n s i o n o f t h e s p e c t r u m o f b e t a l a c t a m a s e s p r o d u c e d b y v a r i o u s b a c t e r i a l h o s t s h a s n o t b e e n accompanied by a change of enzyme substrate s p e c t r u m . t h u s t h e b a c t e r i a h a v e r e a d i l y become resistant to beta-lactam antibiotics, such as the penicillins and cephalosporins, which at the time of emergence of extendedspectrum beta-lactamases possessed only a small number of enzyme substrates. a number of pathogenic bacteria have become resistant through mutation, making them capable of inactivating the substrate. isolates of klebsiella may become resistant at cephalosporins through acquisition of plasmidmediated resistance.(3) there are more than 30 esbl plasmids, based on substrate profile, response to inhibitors, and isoelectric point. in indonesia there have been only a small number of reports on esbl-producing bacteria, but this problem will clearly complicate antibiotic therapy, particularly in patients with infections caused by members of the enterobacteriaceae, especially klebsiella, as has been reported in many countries.(4-6) studies conducted in several countries have demonstrated the presence of klebsiella pneumoniae in cases of severe sepsis, 38% of which were fatal. the aim of the present study was to determine the prevalence of klebsiella isolates resistant to third-generation cephalosporins and the prevalence of esblinduced resistance in these isolates. materials and methods bacteria the bacteria used were clinical isolates of klebsiella pneumoniae, which had been stored i n t r y p t i c s o y b ro t h + 1 5 % g l y c e ro l a t a temperature of -70°c. antibiotics antibiotic disks were obtained from bbl (becton dickinson, sparks, md), comprising ceftriaxone (cro; 30 µg), ceftazidime (caz; 30 µg), aztreonam (atm; 30 µg), cefixime (cfm; 30 µg), and amoxicillin-clavulanic acid (amc; 30 µg and 15 µg). a n t i b i o t i c s u s c e p t i b i l i t y a s s a y b y d i s k diffusion method (kirby-bauer) the test isolate was suspended in brainheart infusion broth (bhi), the suspension was incubated at 370c, and subsequently diluted with saline to a concentration equivalent to mcfarland standard 0.5. the broth culture was taken with a cotton swab and plated on muellerhinton ii agar (mh-ii). the antibiotic disks (cro, caz, atm, cfm, and amc) were then 100 placed on the inoculated agar surface and the agar plate incubated at 370c for 20-24 hours. interpretation of disk diffusion assay results t h e r e s u l t s o f t h e k i r b y b a u e r d i s k diffusion antibiotic susceptibility test was interpreted according to the criteria defined by the national committee for clinical laboratory standards (nccls).(7-8) for ceftriaxone (cro), ceftazidime (caz), and cefixime (cfm), the bacteria were classified as resistant if the zone of inhibition was <16 mm and as susceptible (sensitive) if the zone of inhibition was >20 mm. f o r a z t r e o n a m ( at m ) t h e b a c t e r i a w e r e classified as resistant if the zone of inhibition was <19 mm and sensitive if the zone of inhibition was >23 mm. double-disk synergy esbl assay an mh-ii agar plate was inoculated with the isolate to be tested as in the disk diffusion assay and a cro disk placed at the center. then an amc disk was placed on the agar surface at a distance of 20 mm from the cro test disk and the agar plate was incubated for 20-24 hours at 370c. the procedure was repeated for caz, atm, and cfm, using a separate mh-ii plate for each antibiotic.(2) interpretation of double-disk synergy esbl assay results an extension of the inhibition zone of the t e s t e d a n t i b i o t i c t o w a r d s t h e a m c d i s k containing clavulanic acid signifies a positive result, indicating that the test organism is an esbl producer. data analysis percentage analysis was performed for demonstrating the prevalence of klebsiella strains resistant to the test antibiotics and the prevalence of esbl producing microorganisms. results isolation of bacteria from a total of 78 klebsiella pneumoniae isolates recovered from the blood of febrile patients, thirteen did not grow on repeat culture. thus only 65 klebsiella pneumoniae isolates were available for testing by the kirby-bauer and esbl assays. the results of the disk diffusion assay according to kirby-bauer on 65 isolates of klebsiella pneumoniae revealed that bacterial resistance was highest against aztreonam with a bacterial resistance pattern of 15 (23.1%) resistant and 50 (76.9%) sensitive isolates. the patterns of resistance to ceftazidime and cefixime were similar, namely 53 (81.5%) vs. 52 (80%) sensitive and 12 (18.5%) vs. 13 (20%) resistant isolates (including 1 or 1.5% of intermediate r e s i s t a n c e ) . d i m i n i s h e d s u s c e p t i b l i t y w a s demonstrated in the kirby-bauer results for c e f t r i a x o n e , n a m e l y 5 5 ( 8 4 . 6 % ) s e n s i t i v e i s o l a t e s , 1 ( 1 . 5 % ) i s o l a t e o f i n t e r m e d i a t e resistance and 9 (13.9%) completely resistant isolates (table 1, figure 1). herwana, yenny, pudjiadi, et al extended spectrum beta-lactamase sensitivity test result antibiotic sensitive (%) intermediate (%) resistant (%) ceftazidime (caz) 53 (81.5) 0 (0) 12 (18.5 ) cefixime (cfm) 52 (80) 1 (1.5) 12 (18.5) ceftriaxone (cro) 55 (84.6) 1 (1.5) 9 (13.9) aztreonam (atm) 50 (76.9) 0 (0) 15 (23.1) table 1. kirby-bauer assay on 65 isolates of klebsiella pneumoniae 101 univ med vol.27 no.3 esbl assay (n/%) antibiotic n esbl + esbl ceftazidime (caz) 65 8 (12.3%) 57 (87.3) cefixime (cfm) 65 8 (12.3%) 57 (87.3) ceftriaxone (cro) 65 7 (10.8%) 58 (89.2) aztreonam (atm) 65 8 (12.3%) 57 (87.3) table 2. esbl assay on isolates of klebsiella pneumoniae resistant to 4 cephalosporins isolates yielding kirby-bauer results of intermediate resistance and complete resistance were subsequently tested by the esbl assay. the results of the esbl assay showed that among the 65 klebsiella pneumoniae isolates tested, 8 (12.3%) produced esbl against ceftazidime, cefixime, and aztreonam. similar results were found for ceftriaxone, where 7 isolates (10.8%) were esbl positive (table2, figure 2). figure 1. kirby bauer test results the test bacterium shows sensitivity to amoxicillin+clavulanic acid (amc) [left], ceftriaxone (cro) [center], and ceftazidim (caz) [right], as indicated by the substantially wide zones of inhibition around the disks. the bacterium is resistant to aztreonam (atm) [top] and ceftazidime (cfm) [bottom] as there is no zone of inhibition around the respective disks amc cro caz atm cfm 102 discussion i n t h e p r e s e n t s t u d y, e s b l m e d i a t e d resistance was found in 10.8% to 12.3% of our isolates. this prevalence rate is much higher than those obtained in india(9) and the united states,(10) which were reported to be 6.6% and 5%, respectively, but lower than those in france (14%) and the united kingdom (16%). ( 11 ) studies performed in malaysia in 2001 reported that esbl production by klebsiella spp. in the asia-pacific region amounted to 27-38% and in indonesia was 33.3%. ( 1 2 ) another study conducted in 2005 at dr. soetomo hospital in surabaya, reported that out of 85 klebsiella pneumoniae isolates recovered from urine and blood, 73 (86%) were esbl-positive.(13) s i n c e t h e d i s c o v e r y o f t h e â -l a c t a m antibiotics, inactivation of the drugs by â lactamase has become a principal feature of the r e s i s t a n c e m e c h a n i s m s o f g r a m n e g a t i v e bacteria. in the enterobacteriaceae, esbl production has become an important resistance mechanism to â-lactam antibiotics, affecting 5 0 % o f a n t i b i o t i c s w i d e l y u s e d a g a i n s t i n f e c t i o u s d i s e a s e . ( 1 4 ) e s b l i s c a p a b l e o f hydrolyzing a large number of â-lactam drugs, including the newer cephalosporins, but is inactive against cephamycin and carbapenem. in the family enterobacteriaceae, esbl is found particularly in klebsiella spp. and e. coli, but to a lesser degree also in other members of the family.(4-6) in general, this resistance is coded for by a plasmid-borne gene that is readily transmissible among the enterobacteriaceae, particularly in klebsiella spp. and e. coli. increased broads p e c t r u m c e p h a l o s p o r i n u s a g e h a s b e e n herwana, yenny, pudjiadi, et al extended spectrum beta-lactamase figure 2. esbl positive results by the double disc synergy test the disk at center contains ceftriaxone and the disk at left amoxicillin + clavulanic acid. the zone of inhibition around the ceftriaxone disk has enlarged in the direction of the disk containing clavulanic acid 103 univ med vol.27 no.3 associated with nosocomial infections in both hospitalized and ambulatory patients.(4-6) esbl, first discovered in germany, was subsequently widely reported in many european countries, and has now been found in nearly all parts of the world.(2-5) infections caused by esbl-producing microorganisms have resulted in serious antibiotic resistance problems. several investigators reported that esbl produced by bacteria have frequently induced bacterial r e s i s t a n c e t o a n u m b e r o f c e p h a l o s p o r i n derivatives, such as ceftazidime, cefotaxime, ceftriaxone, and aztreonam. a brooklyn survey has revealed that esbl is produced by 17.2% of k. pneumoniae, e. coli, and p. mirabilis.(15) however, a larger study conducted in france found an esbl prevalence of only 3.2% in enterobacteriaceae.(16) several recent studies in the united staes and europe have reported that e s b l p r o d u c i n g s t r a i n s i n t h e f a m i l y enterobacteriaceae have increased dramatically and that this trend is having a significant impact on mortality rate and hospitalization costs.(17-20) i n m a n y h o s p i t a l s , e s b l p r o d u c i n g organisms are already endemic. is there any hope of controling esbl producers in such a setting? a number of authors have shown that ceftazidime restriction alone is insufficient to c o n t r o l c o n t i n u e d i n f e c t i o n s w i t h e s b l producing organisms.(21,22) rahal et al.(21) were forced to withdraw cephalosporins as an entire class in order to exact control over endemic esbl producers. some authors have suggested t h a t u s e o f l a c t a m / l a c t a m a s e i n h i b i t o r combinations, rather than cephalosporins, as workhorse empirical therapy for infections suspected as being due to gram-negative bacilli, may facilitate control of esbl producers.(23,24) the mechanism by which these drugs may reduce infections with esbl producers is not certain. it should be noted, however, that many organisms now produce multiple-lactamases, which may reduce the effectiveness of lactam/ l a c t a m a s e i n h i b i t o r c o m b i n a t i o n s . ( 2 5 , 2 6 ) a p p a r e n t l y t h e p r o b l e m o f r e s i s t a n c e i n klebsiella spp. due to esbl-production by t h e s e b a c t e r i a h a s b e c o m e i n c r e a s i n g l y common, such that it may become a serious problem in the future management of infectious diseases. conclusions klebsiella organisms still susceptible to c e f t a z i d i m e , c e f i x i m e , c e f t r i a x o n e , a n d aztreonam show a sensitivity rate of 80% or more. testing for esbl revealed that the prevalence of esbl producers in clinical klebsiella isolates ranged from 10.8% to 12.3%. acknowledgements the authors wish to express their gratitude to the dean and vice-deans of the medical faculty, trisakti university for their financial support and to the department of microbiology, medical faculty, trisakti university for the use of laboratory facilities. references 1. bradford pa. extended broad-spectrum ßlactamases in the 21st century: characterization, epidemiology, and detection of 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47: 2864-7. 6. kang ci, kim sh, park wb, lee kd, kim hb, kim ec, et al. bloodstream infection due to extended-spectrum ß-lactamase-producing escherichia coli and klebsiella pneumoniae: risk factors for mortality and treatment outcome, with special emphasis on antimicrobial therapy. antimicrob agents chemother 2004; 48: 4574-81. 7. national committee for clinical laboratory standards. performance standards for antimicrobial disk susceptibility testing sixth edition. m2-a6. villanova (pa): nccls; 1997 8. national committee for clinical laboratory standards. performance standards for antimicrobial disk susceptibility testing tenth informational supplement. m100-s11 wayne (pa): nccls: 2001. 9. subha a, ananthan s. extended spectrum beta lactamase (esbl) mediated resistance to third generation cephalosporins among klebsiella pneumoniae in chennai, indian j med microbiol 2002; 20: 92-5. 10. jacoby ga. antimicrobial-resistant pathogens in the 1990s. annu rev med 1996; 47: 169-79. 11. sirot d. extended-spectrum plasmid-mediated beta lactamases. antimicrob agents chemother 1995; 36: 19-34. 12. ministry of health malaysia, academy of medicine of malaysia, malaysian society of infectious diseases and chemotherapy. consensus guidelines for the management of infections by esblproducing bacteria; 2001. 13. severin ja, mertaniasih nm, kuntaman k, lemmens n, verbrugh ha, goessens whf. evaluation of the vitek 2r esbl test in detecting esbl-positive clinical escherichia coli and klebsiella pneumoniae isolates. in: proceedings of the 16th european congress of clinical microbiology and infectious diseases; 2006 apr 1-4; nice, france. oxford: blackwell publishing; 2006. p. 451. 14. spanu t, luzzaro f, perilli m, amicosante g, toniolo a, fadda g, et al. occurrence of extendedspectrum â-lactamases in members of the family enterobacteriaceae in italy: implications for resistance to â-lactams and other antimicrobial drugs. antimicrob agents chemother 2002; 46: 196-202. 15. saurina g, quale jm, manikal vm, oydna e, landman d. antimicrobial resistance in enterobacteriaceae in brooklyn, ny: epidemiology and relation to antibiotic usage patterns. j antimicrob chemother 2000; 45:895-8. 16. de champs c, sirot d, chanal c, bonnet r, sirot j, the french study group. a 1998 survey of extended-spectrum â -lactamases in enterobacteriaceae in france. antimicrob agents chemother 2000; 44: 3177-9. 17. bisson g, fishman no, patel jb, edelstein ph, lautenbach e. extended-spectrum â -lactamase producing escherichia coli and klebsiella species: risk factor for colonization and impact of antimicrobial formulary interventions on colonization prevalence. infect control hosp epidemiol 2002; 23: 254-60. 18. du b, long y, liu h, chen d, liu d, xu y, et al. extended-spectrum â -lactamase producing escherichia coli and klebsiella pneumoniae bloodstream infection: risk factors and clinical outcome. intensive care med 2002; 28: 1718-23. 19. tumbarello m, spanu t, sanguinetti m, citton r, montuori e, leone f, et al. bloodstream infection caused by extended-spectrum â -lactamase producing klebsiella pneumoniae: risk factors, molecular epidemiology, and clinical outcome. antimicrob agents chemother 2006; 50: 498-504. 20. schwaber mj, navon-venezia s, kaye ks, benami r, schwartz d, carmeli y. clinical and economic impact of bacteremia with extended spectrum â-lactamase producing enterobacteriaceae. antimicrob agents chemother 2006; 50: 1257-62. 21. rahal jj, urban c, horn d, freeman k, segalmaurer s. maurer j, et al. class restriction of cephalosporin use to control total cephalosporin resistance in nosocomial klebsiella. jama 1998; 280: 1233-7. 22. szabo d, filetoth z, szentandrassy j, nemedi m, toth e, jeney c, et al. molecular epidemiology of a cluster of cases due to klebsiella pneumoniae producing shv-5 extended-spectrum betalactamase in the premature intensive care unit of a hungarian hospital. j clin microbiol 1999; 37: 4167-9. 23. patterson je, hardin tc, kelly ca, garcia rc, jorgensen jh. association of antibiotic utilization measures and control of multiple-drug resistance herwana, yenny, pudjiadi, et al extended spectrum beta-lactamase 105 univ med vol.27 no.3 in klebsiella pneumoniae. infect control hosp epidemiol 2000; 21: 455-8. 24. paterson dl, bonomo ra. extended-spectrumlactamases: a clinical update. clin microbiol rev 2005; 18: 657-86. 25. baraniak a, sadowy e, hryniewicz w, gniadkowski m. two different extended spectrum beta-lactamases (esbls) in one of the first esblproducing salmonella isolates in poland. j clin microbiol 2002; 40: 1095-7. 26. shen d, winokur p, jones rn. characterization of extended spectrum beta-lactamase-producing klebsiella pneumoniae from beijing, china. int j antimicrob agents 2001; 18: 185-8. alvina i blood transfusion: is it safe for users? pusparini clinical pathology department, medical faculty, trisakti university blood transfusion is a long-known life-saving procedure for patients in need of blood, as its history can be traced to about 200 years ago. the first successful blood transfusion performed from one human to another was pioneered by james blundell, an obstetrician who in 1818 succeeded in transfusing 227 ml of blood to a patient with postpartum hemorrhage.(1) the modern practice of blood transfusion dates from the discovery of the abo blood groups by karl landsteiner in 1901 and of the rhesus blood group in 1940, in association with wiener. the collection, storage, and banking of blood and the use of anticoagulants became a recognized procedure immediately after the end of world war i.(2) currently blood is packaged in sterile plastic bags with the addition of anticoagulants. it may be distributed as whole blood or in the form of blood products, such as packed red cells, frozen fresh plasma, platelet concentrates, and cryoprecipitates.(3) every minute there is one person in the world who needs blood and blood products. in all countries, surgery, trauma, severe anemia and complications of pregnancy are the clinical conditions where blood transfusions is necessary. the problem arising is that there are many patients who do not have access to blood when needed. it is estimated that worldwide only 80 million units of blood are donated each year. this particularly has its impact on women with complications of pregnancy, trauma victims, and children with life-threatening anemia. blood transfusion may be likened to a two-edged sword, because on the one hand blood transfusion is needed to save a person’s life while on the other hand it can lead to side effects and complications ranging from the most mild to the most severe, i.e. death. therefore the issue of safe blood transfusion is an urgent one. the world health organization (who) has issued guidelines for performing safe blood transfusion in every country. the who strategy for blood safety comprises: (i) a well-organized, nationally coordinated blood transfusion service that can provide adequate and timely supplies of safe blood for all patients in need; (ii) the collection of blood only from voluntary non-remunerated blood donors from low risk populations; (iii) testing of all donated blood for transfusion transmissible infections, blood grouping and compatibility testing; (iv) the appropriate clinical use of blood, including the use of alternatives to transfusion whenever possible and the safe administration of blood and blood products; (v) a quality control system covering all stages of the transfusion process. with adequate donor selection among volunteers and screening of the blood for transfusion transmissible infections (tti,) the incidence of tti can at present be reduced to extremely low rates. the transmission rate of hepatitis b has reportedly declined substantially, as has the transmission rate of syphilis. the transmission rate of hepatitis c has decreased by 90%, from ii 1 : 200 in the year 1990 to 1 : 3000 in 1992. it is currently predicted that the transmission rate of hepatitis c through blood transfusion will decrease to 1:103.000. in the past, the transmission of hiv as a result of transfusion was estimated to be between 5% and 10%, but in 1996 all branches of the pmi started to perform screening tests for hiv (human immunodeficiency virus). the current estimate of hiv transmission by transfusion is 1 : 676.000.(4) in addition to the risk of tti there are several noninfectious hazards of blood transfusion, resulting in considerable morbidity and mortality rates. the noninfectious hazards include hemolytic transfusion reactions, reactions associated with leukocytes and leukocyte antibodies, graft versus host disease, transfusion related acute lung injury dan mistransfusions.(6) the majority of deaths are caused by acute hemolysis due to errors in identification of blood samples, blood components and the blood of recipients. in the last decade one in 38,000 units of red cells transfused in new york was the result of abo incompatibility due to errors. half of these errors took place outside the blood banks. in an international survey involving 62 hospitals, among 690,000 blood samples one in 165 was mislabelled or miscollected. it is said that in the united states the incidence of mislabeled and miscollected samples was 1000 to 10,000 times higher than the risk of tti.(5) transfusion of blood fractions rich in leukocytes causes severe febrile reactions, whereas in transfusions with an identical number of units containing low levels of buffy coat cells no febrile reactions develop. the minimum numbers of leukocytes capable of inducing transfusion reactions vary from 0.25 x 109 to 25 x 109 and the degree of temperature increase is correlated with incompatible numbers of leukocytes and transfusion speeds. transfusion reactions associated with leukocyte antibodies exhibit variable symptoms and signs, such as fever, dyspnea, hypotension, hypertension, and stiffness.the pathophysiology of leukocyte antibody reactions may be explained by the hypothesis that antibody binding of transfused leukocytes produces a monocyte-activating complex resulting in release of cytokines and their pyrogens. these transfusion reactions may be minimized by using leuko-depleted blood.(5) tr a n s f u s i o n a s s o c i a t e d g r a f t v e r s u s h o s t d i s e a s e ( ta g v h d ) o c c u r s w h e n immunocompetent allogeneic lymphocytes in the transfused blood bind to the blood of the recipient, proliferate and attack host tissues. recent reports mention rare but fatal events involving fetuses receiving exchange transfusions and children with immune disorders such as wiskottaldridge syndrome and thymic aplasia. to date no ta-gvhd cases have been reported in patients with acquired immune deficiency syndrome (aids). ta-gvhd develops 4 to 30 days after transfusion of blood and blood products. the treatments of ta-gvhd range from difficult to useless. with the development of a full blown syndrome the mortality rate approaches 90%. what is needed for effecting a decline in ta-gvhd incidence is a pathogen reduction technology involving nucleic acids, to be applied in the production of future blood components.(7) another severe transfusion reaction is termed transfusion related acute lung injury (trali), previously called noncardiogenic pulmonary edema. trali is currently the most frequent cause of death due to transfusions as reported by the food and drug administration (fda). trali is estimated to occur in 1:5000 blood transfusions, with a reported mortality of up to 15%. several strategies have been formulated to prevent the development of trali, including avoding the use of plasma containing human leukocyte antigens (hla), minimizing the use of blood from female donors to reduce exposures to hla and leukocyte antibodies that might have been induced in pregnancy.(8) in conclusion, although blood transfusion cannot be said to be completely safe, the risk of transfusion reactions may be minimized by improvements in the blood bank management system, involving donor recruitment, tti screening, and use of sophisticated technology. iii references 1. blundell j. experiment on the transfusion of blood by a syringe. med chir trans 1818;9-56. cited by pj schmidt, ag leacock. forgotten transfusion history: john leacock of barbados. bmj 2002;325:1485–7. 2. blundell j. a successful case of transfusion. lancet 1829;1:431. cited by en i. hajdu si. a note from history: blood transfusion from antiquity to the discovery of the rh factor. annals clinical laboratory science 2003;33:471-3. 3. mahmud z. are the blood transfusions safe! jafmc 2009;5:1-2. 4. improving blood safety worlwide (editorial). the lancet 2007;370:361. 5. alter hj, klein hg. the hazards of blood transfusion in historical perspective. blood 2008;112:2617-25. 6. dzik wh, murphy mf, andreu g. an international study of the performance of sample collection from patients. vox sang 2003;85:40-47. 7. klein hg. transfusion associated graft versus host disease: less fresh blood and more gray for an aging population. transfusion 2006;46:878-80. 8. kopko pm, marshall cs, mackenzie mr, holland pv, popovsky ma. transfusion related acute lung injury:report of clinical look back investigation. jama 2002;287:1968-71. alvina 21 abstract with increasing maternal age hopefully the mother knows more about raising a baby and supervising their growth and development. with normal birth weight and adequate duration of exclusive breastfeeding the baby can be expected to have optimal growth and development. the goal of this historical-cohort prospective study was to analyze the relation between maternal age, infant birth weight and duration of breastfeeding on the one hand with infant weight gain on the other. the population under study were six-month-old infants in the catchment area of pagar gading community health center, pino raya region, south bengkulu regency. the total sample consisted of 31 six-month-old infants, selected by consecutive nonrandom sampling of subjects meeting the inclusion criteria. statistical analysis was performed by means of the correlation-regression test. there was a significant correlation between duration of breastfeeding and infant weight gain using the correlation test (p<0.05), whilst there was no correlation of infant weight gain with maternal age (p>0.05). furthermore, with the multiple linear regression test, duration of breastfeeding affected infant weight gain (p<0.05), but infant birth weight and maternal age had no effect (p>0.05). the conclusion of this study is that duration of exclusive breastfeeding affects infant weight gain. breastfeeding of infants should be prolonged beyond the age of 6 months. keywords: breastfeeding, maternal age, infant weight gain *pagar gading community health center pino raya region, south bengkulu regency correspondence a dr. dedi kurniawan saputra pagar gading community health center pino raya region, south bengkulu regency email : dedi_phantom@yahoo.com univ med 2010;29:21-26 introduction the growth patterns of healthy infants during the first year of life and the standards for their assessment have been important subjects of research among nutritionists and child health workers in recent decades.(1) it is well-established that human milk is t h e o p t i m a l f o r m o f i n f a n t n u t r i t i o n . b r e a s t f e e d i n g c o n f e r s i m m u n o l o g i c , psychological, and developmental benefits to the infant.(2) breastfed infants grow differently during the first year of life than do those fed infant formula. a growing body of evidence duration of breastfeeding has a positive effect on infant weight gain dedi kurniawan saputra*a, carolina*, and riko rusli* january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina 22 saputra, carolina, rusli breastfeeding on infant weight gain shows that breastfeeding is associated with longterm benefits for the infant, such as a reduced risk of developing overweight and obesity during childhood.(3,4) the 2001 national household health survey (nhhs) showed that only 47% children aged 0-3 months were exclusive breastfed, and 6% children 6-7 months old still had exclusive breastfeeding without food supplement.(5) in rural areas the mother commonly breastfeeds her child, but study results indicate the influence of bad habits, such as giving the infant food/ drink as breast milk substitute in the initial postpartum days before mother ’s milk is produced. the substitute foods are among others rice water, a kind of rice preparation (nasi makmak), honey, and coconut water, which may endanger the infant’s health and reduce the opportunities for stimulating breast milk production as early as possible through the infant’s nursing at the mother’s breasts. in addition, there are many mothers who do not utilize the colostrum (breast milk secreted in the initial postpartum days), because it is viewed as unfit for infant consumption, as soured milk, etc. furthermore, breast milk substitutes (bms) are given at inappropriate times (too early or too late) and are qualitatively as well as quantitatively inadequate. it is recommended that bms be given from the age of 4-5 months, so that at age 6 months and above all infants have been given bms.(5) formula-fed infants are often introduced to complementary foods earlier than are their breastfed counterparts; these infants are exposed to a different feeding pattern than are infants who continue to breastfeed.(6,7) this combination of short periods of breastfeeding and early introduction of complementary food may contribute to the altered growth patterns seen in nonbreastfed infants. the age range of 0-24 months is a period of intense growth and development, such that it is frequently designated the golden period and also the critical period. the golden period may be realized if at this time period the infant and child receives nutritional intakes that are a p p r o p r i a t e f o r o p t i m u m g r o w t h a n d development. on the other hand, if in this period the infant and child do not receive food appropriate with the nutritional requirements, the golden period will turn into a critical period that disturbs their growth and development, either at the present stage or in subsequent stages. in indonesian infants, birth weight and length have also been found to be important determinants of infant growth.(8) infant birth weight and length are determinants of future nutritional status as was shown in bangladeshi infants who experienced very little catch-up growth after birth.(9) in order to achieve optimal growth and development, in the global strategy for infant and young child feeding, the who/unicef recommend 4 important measures: firstly, breastfeeding newborn babies within the initial 30 minutes of birth; secondly, exclusive breastfeeding from birth up to the age of 6 months; thirdly, giving complementary foods at 6-24 months; and fourthly, continuing breastfeeding until the age of 24 moths and o v e r. t h e s e r e c o m m e n d a t i o n s s t r e s s sociocultural norms; complementary foods should be prepared from inexpensive and indigenous food.(10) this study was conducted to test the hypothesis that breastfeeding has a positive effect on the weight gain in infants 0 to 6 months of age. methods research design a historical-cohort observational study was conducted to assess the relation between breastfeeding and the growth performance of infants 0–6 months of age from november 2008 until april 2009. subjects all infants recruited were born in a m a t e r n a l a n d c h i l d c a r e f a c i l i t y a t t h e puskesmas pagar gading, pino raya district, 23 s o u t h b e n g k u l u r e g e n c y. i n f a n t s w e r e enrolled consecutively at birth if they were term, singleton, had a birth weight of between 2000 to 4000 g inclusive, and whose mothers agreed to participate in the study. infants with congenital malformations or neonatal diseases were excluded from the study. sample size an a priori calculation for sample size for multiple regression was performed, indicating that a sample of 31 subjects or more would achieve a power level of 0.80 with a level of p< 0.05, using as many as 3 predictor variables.(11) data collection the anthropometric data collected was infant birth weight, performed monthly by means of a beam balance (dacin) calibrated in kilograms, up to one digit after the decimal p o i n t . t h e w e i g h i n g o f t h e i n f a n t s w a s performed at the health center. information was obtained on maternal age, socioeconomic characteristics, and duration of breastfeeding. data analysis independent t-test was performed for comparing maternal age, infant birth weight, and gender between the group of infants breastfed for 4 months and those breastfed for 6 months. to adjust for additional explanatory variables while exploring the association between the main exposure (duration of breastfeeding) and the main outcome (infant weight gain), a multiple linear regression model was constructed that included the potential confounding variables maternal age and infant birth weight. all statistical analyses were performed by means of spss version 11.0 at level of significance of 0.05. results data for analysis were available for 31 infants participating in the study, consisting of 13 male and 18 female infants, whose mothers had a mean age of 26.1 ± 4.2 years with a range of 18-38 years. the mean infant birth weight was 2.9 ± 0.5 kg, with a range of 2.0 4.0 kg. infants exclusively breastfed for 6 months amounted to 51.6% and those breastfed for 4 months 48.4%. there was no difference in maternal age, infant birth weight and infant gender between infants breastfed for 4 months and those breastfed for 6 months (table 1). figure 1 shows that after breastfeeding for more than 4 months there was a difference in infant weight gain. in infants breastfed for 6 months, the mean weights at 5 and 6 months were 7.1 kg and 7.6 kg higher than infants breastfed for 4 months, with mean weights at 5 and 6 months of respectively 6.7 kg and 7.1 kg. from figure 2 it is apparent that mean weight gain of infants breastfed for 6 months was greater than that of infants breastfed for 4 months. in month i there was no significant difference in mean infant weight gain. in month ii mean infant weight gain of infants breastfed for 0-4 months was greater than that of infants breastfed for 0-6 months, but thereafter breastfeeding for 0-6 months led to a higher mean infant weight gain compared with breastfeeding for 0-4 months. duration of breastfeeding variables 6 months (n=16) 4 months (n=15) p maternal age (yrs) 25.5 ± 4.1 26.6 ± 4.4 0.451 birth weight (kg) 3.1 ± 0.5 2.9 ± 0.6 0.268 gender male female 5 (38.5%) 10 (55.6%) 8 (61.5%) 8 (44.4%) 0.268 table 1. maternal age, infant birth weight, infant gender by duration of breastfeeding univ med vol.29 no.1 24 saputra, carolina, rusli breastfeeding on infant weight gain maternal age was inversely associated with infant weight gain, but this association was statistically not significant (â=-0.024, p=0.981). infant birth weight had a statistically non-significant negative association with i n f a n t w e i g h t g a i n ( â = 1 . 6 9 3 , p = 0 . 1 0 2 ) . duration of breastfeeding had a statistically p o s i t i v e e ff e c t o n i n f a n t w e i g h t g a i n . a d d i t i o n a l b r e a s t f e e d i n g f o r o n e m o n t h resulted in an increase in infant birth weight of 0.415 kg (â = 0,415, p=0.048) (table 2). 0 0.2 0.4 0.6 0.8 1 1.2 1 2 3 4 5 6 months in fa nt w ei gh t breastfeed 0-4 months breastfeed 0-6 months figure 2. mean monthly infant weight gain by duration of breastfeeding figure 1. mean monthly infant weight by duration of breastfeeding 1.00 2.00 3.00 4.00 5.00 6.00 7.00 8.00 bbl 1 2 3 4 5 6 infant age (months ) in fa nt w ei gh t (k g) breastfeed 0-4 months breastfeed 0-6 months 25 discussion the results of this study indicated that there was no correlation between maternal age and infant weight gain in the age range of 0-6 months. this finding was consistent with that obtained in a study in mexico city on infants between 0 and 6 months of age, showing no significant association between maternal and household characteristics on the one hand, comprising maternal age, education, marital status, crowding, sewage disposal, and use of piped water, and weight gain of infants between 0 and 6 months of age.(11) similar results were obtained in a danish study indicating that maternal age had no significant association with infant weight gain.(12) in addition, infant birth weight did not affect infant weight gain up to the age of 6 months, which finding was also obtained by taveras et al.(13) our study results differed from those obtained in a study in bangladesh on 1654 infants followed from birth up to the age of 12 months, showing that infant birth weight was significantly associated with infant weight gain from 0 to 12 months.(9) the studies conducted by villalpando et al.(11) and taveras et al.(13) obtained results similar to ours, viz. that infant birth weight was not significantly a s s o c i a t e d w i t h i n f a n t w e i g h t g a i n . a longitudinal study of maternal feeding style throughout infancy showed that infant birth weight was not associated with infant weight gain from 6 to 12 months.(14) the latter study revealed that duration of exclusive breastfeeding for 6 months affected infant weight gain, which was also seen in infants from an afro-columbian community,(15) thus once again demonstrating the superiority of exclusive breastfeeding in influencing infant weight gain. consistent results were also found in a multicenter study involving 7 localities (chengdu, china; new delhi; guatemala city; sagamu, nigeria; santiago, chile; uppsala, sweden; and westmead, australia), where 1252 infants were followed up from birth up to the age of 32 weeks.(16) in contrast to our results, in the latter study it was found that infants who were breastfed gained less weight at 1 year than did formula or mixed-fed infants.(12) children exclusively breastfed for less than 6 months had a greater risk of elevated weight gain at the age of 2 years than children breastfed for 6 months and more.(17) during the first 6 months of life the growth of exclusively breastfed infants was also similar to that of the infants regularly receiving formula at 12–16 weeks of age, mostly in addition to breast milk. the fact that exclusively breastfed infants showed the same growth as infants who were not exclusively breastfed may be partly due to the fact that there was also a high breastfeeding rate in the latter group. many studies have shown more rapid growth during the second half of the first year in infants fed with formula during the first 6 months.(1) complementary food in addition to breastfeeding turned out to have no great effect on infant growth and development.(18) there were several limitations to this study. firstly, diseases suffered by infants as confounding variables were not available and thus could not be analyzed. secondly, data on infant feeding patterns were not collected and infant weight should preferably be collected minimally up to the age of one year. conclusions this study demonstrates that exclusive breastfeeding is an ideal nutrition that can adequately support optimal growth in the first 6 m o n t h s o f l i f e . d u r a t i o n o f e x c l u s i v e variables β p maternal age infant birth weight -0.024 -1.693 0.981 0.102 duration of breastfeeding 0.415 0.048 table 2. adjusted multiple linear regression analysis of factors that contributed to the model univ med vol.29 no.1 26 saputra, carolina, rusli breastfeeding on infant weight gain breastfeeding enhances infant weight gain optimally. acknowledgements the investigators gratefully acknowledge the support of the head of the health service of south bengkulu regency and the head of the pagar gading health center and their r e s p e c t i v e s t a ff m e m b e r s f o r t h e d a t a collection. references 1. aarts c, kylberg e, hofvander y, gebre-medhin m. growth under privileged conditions of healthy swedish infants exclusively breastfed from birth to 4–6 months: a longitudinal prospective study based on daily records of feeding. acta pediatr 2003;92:145-51. 2. mortensen el, michaelsen kf, sanders sa, reinisch jm. the association between duration of breastfeeding and adult intelligence. jama 2002;287:2365-71. 3. dietz wh. breastfeeding may help prevent childhood overweight. jama 2001;285:2506-7. 4. toschke am, vignerova j, lhotska l, osancova k, koletzko b, von kries r. overweight and obesity in 6 to 14-year-old czech children in 1991: protective effect of breast-feeding. j pediatr 2002;141:764-9. 5. supraptini, lubis a, lrianto j. the coverage of immunization and exclusive breastfeeding in indonesia: result of national health survey 2001. j ekologi kesehatan 2003;2:249-54. 6. norris fj, larkin ms, williams cm, hampton sm, morgan jb. factors affecting the introduction of complementary foods in the preterm infant. eur j clin nutr 2002;56:448-54. 7. barton sj, howard pk, rayens mk. the effects of infant feeding decisions on infant growth. j spec pediatr nurs 2002;7:64-70. 8. kolsteren p w, kusin j a, kardjati s. pattern of linear growth velocities of infants from birth to 12 months in madura, indonesia. trop med int health 1997;2:291-301. 9. arifeen s e, black re, caulfield le, antelman g, baqui ah, nahar q, et al. infant growth patterns in the slums of dhaka in relation to birth weight, intrauterine growth retardation, and prematurity. am j clin nutr 2000;72:1010-7. 10. kresnawan, ranida ia, zainab s, zainal e, djasmidar, sianturi g, et al. pedoman umum pemberian makanan pendamping air susu ibu (mp-asi) lokal. jakarta: departemen kesehatan ri;2006. 11. villalpando s, lo´pez-alarco´ m. growth faltering is prevented by breast-feeding in underprivileged infants from mexico city. j nutr 2000;130:546-52. 12. baker jl, michaelsen kf, rasmussen km, sørensen tia. maternal prepregnant body mass index, duration of breastfeeding, and timing of complementary food introduction are associated with infant weight gain. am j clin nutr 2004;80: 1579-88. 13. taveras em, scanlon ks, birch l, rifas-shiman sl, rich-edwards jw, gillman mw. association of breastfeeding with maternal control of infant feeding at age 1 year. pediatrics 2004;114:57783. 14. worobey j, coper mi, hoffman rs. maternal behavior and infant weight gain in the first year. j nutr educ behav 2009;41:169-72. 15. beatriz ea, zunzunegui mv, delisle h, osorno j. growth trajectories are influenced by breastfeeding and infant healthy in an afro-colombian community. j nutr 2005;135:2171-8. 16. who working group on the growth reference protocol and the who task force on methods for the natural regulation of fertility. growth of healthy infants and the timing, type, and frequency of complementary foods. am j clin nutr 2002; 76:620-7. 17. kalies h, heinrich j, borte m, schaaf b, von berg a, von kries r, et al. for the lisa study group. the effect of breastfeeding on weight gain in infants: results of a birth cohort study. eur j med res 2005;60:36-42. 18. fronggilo e, de onis m, garza c. growth of healthy infants and the timing, type and frequency of complementary foods. am j clin nutr 2002; 76:620-7. alvina 71 abstract the tyrosine kinase receptor ret, which is the protein product of the ret gene, is involved in the development of the mammalian nervous system that causes hirschsprung’s disease (hscr). rets are cell surface molecules that are expressed in cells derived from the neural crest. the purpose of this study was to investigate the polymorphism of the ret gene in hscr in the yogyakarta population. genomic dna was extracted from surgically removed bowel tissues of 54 unrelated hscr patients. exon 2 of the ret gene was amplified by polymerase chain reaction (pcr) and analyzed by restriction fragment length polymorphism (rflp). molecular results were compared with clinical performance of hirschsprung patients. ret polymorphism was detected in exon 2 in all of the 54 indonesian hscr patients. the allelic distribution of the c135g a polymorphism in the ret exon 2 indicated that the a allele was more frequent in patients than in control individuals (chisquare test, p= 0.001). thus the ret variant allele a is over-represented in patients affected with the hscr phenotype. polymorphism of exon 2 of the ret gene was found in sporadic hirschsprung’s disease in the yogyakarta population, which suggests that the ret gene plays important roles in the pathogenesis of hscr. keywords: hirschsprung’s disease, ret gene, c135g a, exon 2 *department of biochemistry, school of medicine, soedirman university, purwokerto **department of paediatric surgery, ***department of biochemistry, school of medicine, gadjah mada university, yogyakarta ****department of biochemistry, school of veterinary, gadjah mada university, yogyakarta correspondence saryono, skp, mkes, ph.d department of biochemistry, school of medicine, soedirman university, purwokerto jl. gumbreg no.1 purwokerto jawa tengah 53416 email: sarbiokim@gmail.com univ med 2010;29:71-7 ret single nucleotide polymorphism in indonesians with sporadic hirschsprung’s disease saryono*, rochadi**, wiryatun lestariana***, wayan t artama****, and ahmad hamim sadewa*** may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction hirschsprung’s disease (hscr) is a congenital malformation of the colonic region c a u s e d b y a g a n g l i o n o s i s . m e i s s n e r aganglionosis in submucosal plexuses and auerbach aganglionosis in muscularis plexuses lead to a lower peristaltic coordination and f u n c t i o n a l i n t e s t i n a l o b s t r u c t i o n . ( 1 ) t h e phenotypes in hscr have aganglionosis of variable length and can be classified into two groups: short segment aganglionosis (about 80% of cases) and long segment aganglionosis (about 20% of cases), each having different characteristics.(2) clinically, hscr shows failure to defecate, abdominal distension, vomiting, and enterocolitis.(3) the disease has a complex genetic etiology and is likely to be of multifactorial inheritance with a variety of susceptibility genes, including ret. in 10-40% 72 saryono, rochadi, lestariana, et al sporadic hirschsrung’s disease of hscr cases, mutations of the ret receptor tyrosine kinase have been found. ret proteins are cell-surface molecules expressed on human intestinal neural crest cells and the ret gene is known as supportive gene of several congenital autosomal disorders, such as hscr.(4) the ret gene belongs to the cadherin superfamily and encodes one of the tyrosine kinase receptors on the surface of cells t h a t a r e i n v o l v e d i n s i g n a l t r a n s d u c t i o n required for cell growth and differentiation. the ret gene plays a crucial role in intestinal neural crest cells. the ret gene has been described as the most frequently mutated gene in hscr patients, with 50% of cases being familial and 7-35% sporadic hscr.(5) the gene exhibits variable polymorphism, is overor under-represented in hscr patients and results in visible phenotypic modification.(6) however, there have been no r e p o r t s o n r e t g e n e p o l y m o r p h i s m i n indonesians, in particular in the yogyakarta population. in order to investigate the role of ret polymorphism in the hscr pathogenesis we examined in indonesians with sporadic h s c r t h e o c c u r r e n c e o f t h e c 1 3 5 g a p o l y m o r p h i s m i n r e t e x o n 2 , w h i c h i s considered to be a genetic marker for hscr. methods research design this was a case control study conducted on patients with hscr admitted to dr sardjito hospital, yogyakarta in 2007. study subjects the dna of the hscr cases was taken from an aganglionic part of the tissues obtained from patients with hscr who underwent surgery in 2007 and the dna of the control group was taken from blood samples of healthy people without past history of congenital disorders in 2008. the research was conducted after obtaining ethical clearance and informed consent. measurements dna extraction f i f t y f o u r s p o r a d i c h s c r p a t i e n t s admitted to sardjito hospital yogyakarta who had undergone surgery were included in this study, after informed consent was obtained. hscr was diagnosed based on histological examination of either biopsy or surgical resection material. histopathological criteria for hscr were absence of enteric plexuses on histological examination of the aganglionic t r a c t a n d i n c r e a s e d a c e t y l c h o l i n e s t e r a s e staining in the nerve fibers. normal controls group were unselected, unrelated, race matched subjects from yogyakarta without a diagnosis of hscr. genomic dna was extracted from b o w e l s p e c i m e n s o f p a t i e n t s w h o h a d undergone surgery and from whole blood of control individuals by use of qiaamp dna kit® (qiagene) according to standard methods, and stored at -800c. p o l y m e r a s e c h a i n re a c t i o n re s t r i c t i o n f r a g m e n t l e n g t h p o l y m o r p h i s m ( p c r rflp) pcr amplification of exon 2 of ret was carried out on a pe 9600® pcr machine (perkin elmer pe biosystems) in twenty five µl of reaction mixture containing 200 ng of dna template, 1x pcr buffer, 3.5 mm mgcl2, 200 µm dntps, 0.2 µm of each primer and 1u of taq dna polymerase. the sequence of the forward primer was 5´ tca ctc act tcc cta ctt cc 3´ and that of the reverse primer 5´ ctt atg cgg aca ctg agc 3´. the conditions for pcr included an initial denaturation step at 96°c for 5 minutes, followed by 35 cycles of denaturation at 94°c for 30 seconds, annealing at 60°c for 45 seconds, extension at 72°c for 1 minute, and an additional extension step at 72°c for 5 m i n u t e s . t h e a m p l i f i e d f r a g m e n t s w e r e e l e c t r o p h o r e s e d o n 2 % a g a r o s e g e l a n d visualized by ethidium bromide under uv transillumination. the expected pcr product was 294 bp in length. 73 univ med vol.29 no.2 figure 1. the digestion product of c135g a, polymorphism ret gene with eagi on hscr in yogyakarta. lane 10 is homozygosity (gg), lane 2, 5 and 7 are heterozygosity (ga), lane 6 and 12 are undigested product (aa). ga aa gg aa ga ga gg the c135g a polymorphism of ret was genotyped by use of the eagi restriction enzyme (new england biolabs inc., usa) according to the manufacturer’s instructions. the digestion products were electrophoresed on 3% agarose gel and visualized by ethidium b r o m i d e u n d e r u v t r a n s i l l u m i n a t i o n . individuals with gg (wild homozygosity) showed two bands of 87 bp and 207 bp, those with ga (heterozygosity) showed three bands of 87 bp, 207 bp and 294 bp, and those with aa (mutated homozygosity) showed a single undigested band of 294 bp (figure 1). statistical analysis allelic frequency was calculated from the genotype frequencies and compared between the patient and control groups by chi-square test. the significance level of each statistical test was taken to be 0.05. hardy-weinberg equilibrium was tested by chi-square test in both control and patient sets. results o f 5 4 s p o r a d i c h s c r p a t i e n t s participating in this study, 36 were male and 18 female, giving a male:female ratio of 2:1. t h e g e n o t y p i c d i s t r i b u t i o n s o f t h e r e t c135g a polymorphism in indonesians with sporadic hscr were gg 9.25%, ga 42.59% a n d a a 4 8 . 1 4 % , w h i l e t h o s e o f c o n t r o l individuals were gg 21.73%, ga 62.21% and aa 13.04%. there was a significant difference in the genotype frequencies between the case and the control groups (chi-square = 14.54; p = 0 . 0 0 1 ) . i n d i v i d u a l s c a r r y i n g t h e a a phenotype were the most frequent in hscr patients (48.14%), whereas those carrying the ga genotype were the most frequent in controls (62.21%) (table 1). in this study there w a s a n o v e r r e p r e s e n t a t i o n o f t h e r e t c135g a polymorphism in hscr cases compared with controls. a m o n g a t o t a l o f 1 0 8 h s c r c h r o m o s o m e s , 6 9 . 4 4 % h a r b o r e d t h e polymorphic variant a and 30.55% the wild type g at nucleotide 135 (codon 45). in contrast, among 92 control chromosomes, 45.64% had the variant a and 54.34% the wild type g. the allele associated (p<0.05) with hirschsprung’s disease in our study sample was allele g of c135g a. allele 135a of the exon 2 polymorphism has been shown to be overrepresented in patients with hscr. it is table 1. genotype distribution of the ret gene polymorphism in hscr patients and controls in yogyakarta * chi-square test 74 saryono, rochadi, lestariana, et al sporadic hirschsrung’s disease a p p a r e n t t h a t a l l e l e d i s t r i b u t i o n d i ff e r s significantly between patient and control groups (chi-square test = 11.584; p=0.001) (table 2). hardy-weinberg equilibrium (hwe) analysis showed that genotype distribution for t h e r e t c 1 3 5 g a p o l y m o r p h i s m i n indonesians with sporadic hscr was in a c c o r d a n c e w i t h t h e h a r d y we i n b e rg equilibrium. among male and female patients with h s c r , t h e a a g e n o t y p e f r e q u e n c y o f c135g a was significantly higher than in controls (p<0.05) (table 3). this indicates that the aa genotype is one risk factor for hscr in male and female patients. the difference in frequency based on gender indicates that there are some modificator gene or other factors contributing to the incidence of hscr. discussion the present study is the first to show a genetic analysis of hscr disease in indonesia. the ret gene encodes a tyrosine kinase receptor on the surface of intestinal neural crest cells and is used to ligand several receptors.(10) ret is the most frequently mutated gene in hscr patients, but its surgical implications h a v e n o t b e e n e l u c i d a t e d . r e t g e n e polymorphism in the coding regions (exons) frequently contribute to hscr, although hscr has been shown to be associated with multiple genes.(11-14) our data show that there are differences in genetic distributions between patient and control groups. the results of our study showed that ret c135g a polymorphism in the indonesian population differed significantly between patient and control groups. it may be concluded that ret c135g a is correlated with hscr. there is over-representation of the a allele in the patient group as compared with the control group in indonesian populations. the results are similar to studies in chinese populations, although having different amounts of allele frequencies. the a allele on c135a represents the risk of hscr in indonesians, which is c o n s i s t e n t w i t h o t h e r s t u d i e s i n s e v e r a l p o p u l a t i o n s . ( 2 , 8 , 9 ) t h e r e s u l t s o f a s t u d y conducted in a chinese population showing over-representation in sporadic hscr patients of the variant allele of snp2 (a45a) are consistent with an ancient founding locus. our data indicate that ret polymorphism plays a table 3. sex distribution of ret polymorphism in exon 2 pursuant to genotype in yogyakarta *chi-square test table 2. the frequencies of ret polymorphism in hscr patients and controls *chi-square test 75 univ med vol.29 no.2 role in the etiology of some sporadically occurring hscr. the ethnic differences o b s e r v e d i n t h e s i n g l e n u c l e o t i d e p o l y m o r p h i s m ( s n p ) f r e q u e n c i e s w e r e r e f l e c t e d i n t h e f r e q u e n c i e s o f t h e r e t genotypes associated with hscr. r e c e n t s t u d i e s r e v e a l e d t h a t polymorphism of allele c135a on exon 2 was over-represented in patients with hscr(2) and that the a45a polymorphic allele was strongly associated with the occurrence of hscr. interestingly, the frequency of allele c135a, which was previously found to be overrepresented in hscr patients, was almost equal to the control group in our study. our d a t a s u g g e s t t h a t e x o n 2 p o l y m o r p h i s m c o n t r i b u t e s t o h s c r . t h i s a s s o c i a t i o n demonstrated in the present study may be confidently assumed to be true, given the high statistical probability with which the null hypothesis was rejected, and in view of the fact that the allele frequencies encountered in the controls were almost similar to those obtained in other studies. (2) the frequency of the polymorphic alleles at the a45a locus in our study appeared to be higher than that found in french, italian, spanish, polish and taiwanese populations.(2,7-9) if the current molecular epidemiological observation is valid, then several mechanisms are possible. first, it is possible that a new cryptic splice site (donor, acceptor or enhancer site) had been created. this would certainly be plausible for the a45a-hscr association, since the g to a substitution could result in the creation of a new alternative splice acceptor site 4 bp downstream of nucleotide 135. this could lead to the formation of a truncated protein or a receptor that did not strongly bind to its ligand. unfortunately, rna from a proper tissue source is not available to test this hypothesis, while ret is not expressed in peripheral lymphocytes.(6) the second possible mechanism is that the sequence variant may predispose to decreased expression of the variant-bearing allele, thus l e a d i n g t o l o w l e v e l f u n c t i o n a l haploinsufficiency.(15) another possibility is that the loci that are over-represented in the hscr cases compared to controls may lie in linkage disequilibrium with other sequences t h a t m a y d i r e c t l y c o n f e r a l o w l e v e l predisposition to or protection against hscr. the fourth possibility is that preferential usage of trna molecules may be involved, although this has yet to be shown in humans, but is well described among prokaryotes. if this were true, the wild type would be the favored sequence, with the variant being less favored, thus resulting in slightly decreased efficiency of r e t t r a n s l a t i o n i n t h e l a t t e r. t h e l a s t possibility is that when an amino acid is a l t e r e d , o n e m a y p o s t u l a t e t h a t s u c h a n apparently conservative change could subtly alter structure or function or both if located in a critical region. these postulated mechanisms are not mutually exclusive, and may account for the ret sequence variants acting as common low penetrance alleles in hscr predisposition.(6) these observations, taken t o g e t h e r, a rg u e f o r t h e v a l i d i t y o f t h e association of the a45a variant with the development of hscr, perhaps in a low penetrance fashion. in addition, the data also suggest that other polymorphic alleles might protect against the development of hscr in a low penetrance manner. these reasons suggest t h a t h s c r i s a c o m p l e x m u l t i g e n i c o r oligogenic disorder, in which the cumulative e f f e c t o f m u t a t i o n s i n m u l t i p l e g e n e s contributes to individual phenotype, suggesting genetic heterogeneity.(12,13) some polymorphic variants of the ret gene, including those found in the noncoding ret sequence, are believed to modify the effect of mutations in ret genes.(16-19) the sex ratio in this study was found to be 2:1 (36 males : 18 females), indicating that hscr predominantly occurs in males, as compared to females. the ratio was lower than those found in studies from other geographical areas, this observation having never been 76 saryono, rochadi, lestariana, et al sporadic hirschsrung’s disease reported before.(1,2,20) gender bias indicates the p r e s e n c e o f a d d i t i o n a l g e n d e rs p e c i f i c s u s c e p t i b i l i t y o r m o d i f y i n g l o c i , o r o f influencing environmental factors. there is a specific locus that plays a role in sex regulation in hscr, whilst there is another factor that codes for sex distribution in hscr patients. the present study has the limitation that it was c o n d u c t e d o n o n e r a c i a l t y p e o n l y i n yogyakarta, precluding comparative analysis with patients of other racial types. conclusions the results of this study showed overr e p r e s e n t a t i o n o f r e t c 1 3 5 g a polymorphism in hscr in one indonesian population. the findings are indicative of a correlation between codon 45 polymorphism of the ret gene and hirschsprung’s disease. ret polymorphism has been described in association with disease, suggesting a role for this gene in hscr predisposition. acknowledgements we extend our gratitude to all subjects who participated in this study. we are grateful to dewajani purnomosari, ph.d., for technical assistance. this study was supported by a doctoral scholarship granted by gadjah mada university, yogyakarta, indonesia. references 1. sangkhathat s, kusafuka t, chengkriwate p, patrapinyokul s, sangthong b, fukuzawa m. mutations and polymorphisms of hirschsprung disease candidate genes in thai patients. j hum genet 2006;51:1126–32. 2. garcia-barcelo mm, sham mh, lui vc, chen bl, song yq, lee ws, et al. chinese patients with sporadic hirschsprung’s disease are predominantly represented by a single ret haplotype. j med genet 2003;40:e122. 3. amiel j, lyonnet s. hirschsprung disease, associated syndromes, and genetics: a review. j med genet 2001;38:729–39. 4. zhang xn, zhou mn, qiu yq, ding sp, qi m, li jc. genetic analysis of ret, ednrb, and edn3 genes and three snps in mcs + 9.7 in chinese patients with isolated hirschsprung disease. biochem genet 2007;doi 10.1007/ s10528-007-9093-y. 5. sakai t, nirasawa y, itoh y, wakizaka a. japanese patients with sporadic hirschsprung: mutation analysis of the receptor tyrosine kinase proto-oncogene, endothelin-b receptor, endothelin-3, glial cell line-derived neurotrophic factor and neurturin genes: a comparison with similar studies. eur j pediatr 2000;159:160–7. 6. borrego s, ruiz a, saez me, gimm o, gao x, lopez-alonso m, et al. ret genotypes comprising specific haplotypes of polymorphic variants predispose to isolated hirschsprung disease. j med genet 2000;37:572–8. 7. smigiel r, lebioda a, patkowski d, czernik j, dobosz t, pesz k, et al. single nucleotide polymorphisms in the ret gene and their correlations with hirschsprung disease phenotype. j appl genet 2006;47:261–7. 8. lantieri f, griseri p, puppo f, campus r, martucciello g, ravazzolo r, et al. haplotypes of the human ret proto-oncogene associated with hirschsprung disease in the italian population derive from a single ancestral combination of alleles. ann hum genet 2005;70: 12–26. 9. wu tt, tsai tw, chu ct, lee zf, hung cm, su cc, et al. low ret mutation frequency and polymorphism analysis of the ret and ednrb genes in patients with hirschsprung disease in taiwan. j hum genet 2005;50:168–74. 10. heanue ta, pachnis v. enteric nervous system development and hirschsprung’s disease: advances in genetic and stem cell studies. nature 2007;8:466-79. 11. passarge e. dissecting hirschsprung disease. nat genet 2002;31:11-2. 12. brooks, as. a novel susceptibility locus for hirschsprung’s disease maps to 4q31.s3-q32.3. j med genet 2006;43:e35. 13. bolk s, pelet a, hofstra rm, angrist m, salomon r, croaker d, et al. a human model for multigenic inheritance: phenotypic expression in hirschsprung disease requires both the ret gene and a new 9q31 locus. proc natl acad sci usa 2000;97:268–73. 14. gath r, goessling a, keller km, koletzko s, coerdt w, muntefering h, et al. analysis of the ret, gdnf, edn3, and ednrb genes in patients with intestinal neuronal dysplasia and hirschsprung disease. gut 2001;48:671–5. 77 15. fitze g, cramer j, ziegler a, schierz m, schreiber m, kuhlisch e, et al. association between c135g/ a genotype and ret proto-oncogene germline mutations and phenotype of hirschsprung’s disease. lancet 2002;359:1200–5. 16. griseri p, pesce b, patrone g, osinga j, puppo f, sancandi m, et al. a rare haplotype of the ret proto-oncogene is a risk-modifying allele in hirschsprung disease. am j hum genet 2002;71: 969–74. 17. griseri p, sancandi m, patrone g, bocciardi r, hofstra r, ravazzolo r, et al. a single-nucleotide polymorphic variant of the ret protooncogene is underrepresented in sporadic hirschsprung disease. eur j hum genet 2000;8:721–4. 18. lesueur f, corbex m, mckay jd, lima j, soares p, griseri p, et al. specific haplotypes of the ret proto-oncogene are over-represented in patients with sporadic papillary thyroid carcinoma. j med genet 2002;39;260-5. 19. sancandi m, griseri p, pesce b, patrone g, puppo f, lerone m, et al. single nucleotide polymorphic aleles in the 5’ region of the ret proto-oncogene define a risk haplotype in hirschsprung’s disease. j med genet 2003;40:714–8. 20. li jc, ding sp, song y, li mj. mutation of ret gene in chinese patients with hirschsprung’s disease. world j gastroenterol 2006;8:1108-11. univ med vol.29 no.2 yenny1 29 the role of polyphenols in causing cardiovascular disease department of pharmacology, medical faculty, trisakti university correspondence dr. yenny department of pharmacology, medical faculty, trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 ext. 2801 email : stasia_mk@yahoo.com universa medicina 2008; 27: 29-38. january-march, 2008january-march, 2008january-march, 2008january-march, 2008january-march, 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 abstract yenny and elly herwana research on flavonoids has increased since the discovery of the french paradox, the low cardiovascular mortality rate observed in mediterranean population in association with red wine consumption and a high saturated fat intake. plant polyphenol (flavonoid) occurs naturally in fruits, vegetables, and beverages such as tea and wine. epidemiologic studies suggest that higher polyphenol intake from fruits and vegetables is associated with decreased risk for cardiovascular disease. the mechanisms explaining this observation remain unclear. the vascular endothelium is a critical regulator of vascular homeostasis, and endothelial dysfunction contributes to the pathogenesis and clinical expression of coronary artery disease. platelet aggregation is a central mechanism in the pathogenesis of acute coronary syndromes, including myocardial infarction and unstable angina. there are numerous reports suggesting that plant polyphenols improve endothelial function and inhibit platelet aggregation in humans. keywords: polyphenol, flavonoid, cardiovascular universa medicina introduction c a r d i o v a s c u l a r d i s e a s e , e s p e c i a l l y ischemic heart disease, is the main cause of morbidity and mortality in many countries.(1) this disease is a multifactorial of complex etiology. a number of risk factors have been extensively studied and documented, as in the case of serum lipids and lipoproteins,(2) which are the cause of at least one-half the incidence of ischemic heart disease in europe. subsequent research has shown that cases of atherosclerosis may occur in spite of normal serum lipid and lipoprotein concentrations.(3) other factors of interest to be discussed as causes of ischemic heart disease are endothelial dysfunction and platelet aggregation. the relationship between flavonoid intake and the risk for a number of chronic diseases has been investigated by knekt et al.(4) this study shows that flavonoid intake is beneficial in decreasing the risk of chronic d i s e a s e , s u c h a s i s c h e m i c h e a r t d i s e a s e . f l a v o n o i d s r e p u t e d l y h a v e a n u m b e r o f beneficial effects in controlling endothelial t h r o m b o s i s , i n f l a m m a t o r y p r o c e s s e s , a n d vascular tone, i.e. factors which may cause occlusion of the arterial lumen, thus leading to acute coronary syndromes. 30 yenny, herwana polyphenols in cardiovascular pathogenesis of cardiovascular disease atherosclerosis is a chronic inflammatory disorder occurring at prone regions in mediumsized arteries. atherosclerotic lesions may develop asymptomatically for a number of decades before becoming active and causing clinical conditions such as acute myocardial infarction, unstable angina, or sudden death. a b o v e m e n t i o n e d e v e n t s a r e i n g e n e r a l frequently caused by acute rupture or erosion of a susceptible plaque causing exposure of the strongly thrombogenic subendothelium to the blood. the resulting disorder is an acute one, w h e r e p l a t e l e t a c c u m u l a t i o n c a u s e m u r a l thrombus formation, leading to a total or partial o c c l u s i o n o f t h e a r t e r i a l l u m e n , a n d t h u s influencing the occurrence of infarction or ischemia. to date the mechanisms explaining plaque susceptibility and rupture, are still incompletely understood, but available data point to local inflammation within the plaque and thinning of fibrotic peaks, while accumulation of fatty plaques may be a contributing factor. once rupture of a plaque takes place, the extent of thrombus formation and the occurrence of acute changes in vascular tone will play a role i n d e t e r m i n i n g t h e e x t e n t o f i s c h e m i a o r infarction.(5) the xanthine oxidase pathway also is implicated as an important pathway in the process of injury due to oxidation within the tissues. both types of xanthine, i.e. xanthine d e h y d r o g e n a s e a n d x a n t h i n e o x i d a s e , a r e involved in xanthine metabolism into uric acid. xanthine dehydrogenase is the enzymic form present in physiological conditions, but in ischemic conditions the dehydrogenase will undergo configurational change into the oxidase. xanthine oxidase is a source of oxygen free radicals. in the reperfusion phase, e.g. after reoxygenation, xanthine oxidase will react with molecular oxygen, releasing free radicals in the form of superoxide anions,(5) which may attract various mediators of inflammation, leading to inflammation and tissue damage. leukocyte immobilization and adhesion to the endothelial cell wall is another major m e c h a n i s m r e s p o n s i b l e n o t o n l y f o r t h e generation of reactive oxygen from free radicals, but also for the release of cytotoxic oxidants and mediators of inflammation, and the subsequent activation of the complement system. in normal conditions the leucocytes can freely pass through the endothelial cell wall. however, in ischemia a n d i n f l a m m a t i o n , v a r i o u s m e d i a t o r s , p a r t i c u l a r l y t h o s e o r i g i n a t i n g f r o m t h e endothelium, and complement factors, may cause adhesion of leucocytes to the endothelial wall, thereby causing immobilisation and stimulation of neutrophil degranulation, resulting in tissue injury.(5) numerous studies undertaken recently, with a focus on vascular biology, provide the basis for a productive approach to developing the latest management programs and prevalence strategies for cardiovascular diseases. this strong interest is particularly aimed at antithrombotic and other therapies for improving endothelial cell fucntion as the key factor in cell regulation within the vascular wall. the vascular endothelium is an important k e y f a c t o r i n t h e r e g u l a t i o n o f v a s c u l a r homeostasis. there is evidence indicating that functional changes of the endothelium contribute to the pathogenesis and expression of clinical cardiovascular disease.(6) the endothelial cells regulate vascular homeostasis by producing factors acting locally in the vascular lumen and vascular wall, through formation of nitric oxide (no). originally no was known as endotheliumderived vasodilator, but at present it is apparent that no also regulates other important aspects of vascular homeostasis. for example, no prevents leucocyte adhesion to the endothelial surface and inhibits expression of adherent leukocytes. no also prevents platelet adhesion 31 and aggregation. additionally, no inhibits proliferation of vascular smooth muscle fibers and alters expression of noncellular components of the vascular wall matrix. these features of no result in a correlation between no and lesion formation, vascular wall hypertrophy, and vascular compliance. in other words, there is an interrelationship between endothelium-derived no and all stages of the atherosclerotic process, due to its important properties as vasodilator, anti-inflammatory and anti-thrombotic agent, a n d s u p r e s s o r o f v a s c u l a r s m o o t h m u s c l e proliferation.(7) being endothelium-derived is not only a feature of no, but also that of other products having the same characteristics in regulating v a s c u l a r h o m e o s t a s i s , s u c h a s s u b s t a n c e s influencing the vascular tone (prostacyclins and e n d o t h e l i n s ) , f i b r i n o l y t i c f a c t o r s ( t i s s u e p l a s m i n o g e n a c t i v a t o r a n d p l a s m i n o g e n activator inhibitor-1), coagulation factors (tissue factors, heparan, and von willebrand factor), and pro-inflammation factors (adhesion molecules and inflammatory cytokines).(8) in general, loss of no in parallel with changes in the regulatory system mechanism, results in the development of a pathological endothelial p h e n o t y p e . t h i s o b s e r v a t i o n s h o w s t h a t endothelial condition may be an indicator of v a s c u l a r h e a l t h , a n d t h a t e x a m i n a t i o n o f endothelial vasomotor function may yield clinical benefits. cardiovascular risk factors which may adversely affect the endothelium are such as dyslipidemias, hypertension, diabetes mellitus, smoking, ageing, physical inactivity, s y s t e m i c i n f l a m m a t i o n , i n f e c t i o n , a n d hyperchromocysteinemia; the postmenopausal c o n d i t i o n i s a l s o l i n k e d t o e n d o t h e l i a l dysfunction. genetic and environmental factors may influence the effect of risk factors on endothelial function. here genetic variation influences the synthesis of no and the activity of antioxidant enzymes, such as superoxide d i s m u t a s e , c a t a l a s e , a n d g l u t a t h i o n e peroxidase.(10) food may also influence the effect of risk factors on endothelial function, thus polyphenol intake may be important in d e t e r m i n i n g t h e r i s k f o r c a r d i o v a s c u l a r events.(5) polyphenols polyphenols are a major constituent of v e g e t a b l e s a n d c o m p r i s e t h e m a j o r i t y o f antioxidants found in our food. polyphenols have various properties, depending on the molecular structure. these substances are abundant in fruits, vegetables, nuts, barks, roots, stems, flowers, tea, and wine.(10) most polyphenols are important in imparting attractive colors and flavors to plant foods and beverages, which is termed their organoleptic qualities. (11) the m a j o r p i g m e n t i n p l a n t p o l y p h e n o l s i s anthocyanin, detectable by its red, violet, or blue color, while the less numerous yellow colors are due to flavonols and flavones. some polyphenols, such as vanillin and eugenol (imparting the typical fragrance to cloves), h a v e v o l a t i l e p r o p e r t i e s , b u t t h e m a i n characteristic of polyphenols is their bitter taste.(11) plant polyphenols are broadly divided into t w o m a i n g r o u p s , i . e . f l a v o n o i d s a n d nonflavonoids. nonflavonoids have a simpler s t r u c t u r e ; e x a m p l e s o f n o n f l a v o n o i d s a r e phenolic acids (subdivided into benzoic acid and hydroxycinnamic acid, based on the c1-c6 and c 3 c 6 c h a i n s , r e s p e c t i v e l y ) , s t i l b e n e a n d d e r i v a t i v e s , ( s u c h a s s t i l b e n e o l i g o m e r s , gallotannins, ellagitannins, and lignins). the flavonoids possess a core consisting of two phenolic rings and an oxygenated heterocyclic pyrane ring. they are the most important group, and are further subdivided into 13 classes (figure 1), based on differences in oxidation state of the heterocyclic pyrane ring.(12) universa medicina vol.27 no.1 32 yenny, herwana polyphenols in cardiovascular q u e r c e t i n i s o n e o f t h e f l a v o n o i d s f o u n d abundantly in onions, apples, broccoli, and berries. the second group are the flavanones, mainly found in citrus fruits. an example of flavonoids in this group is narigin. catechincontaining flavonoids are mainly found in green and black tea, and in red wine. anthocyanins are encountered in strawberries and other kinds of berry, grapes, red wine, and tea.(9) flavonoids are thought to contribute to the potential protective effect against cardiovascular disease through their antioxidant,(14) anti-thrombogenic,(15) and antiinflammatory properties. the most recent research results indicate that flavonoids may also improve vascular function.(16) numerous epidemiological studies are in existence,(17,18) indicating a decreased risk for cardiovascular disease in subjects consuming large amounts of flavonoids in tea or other food sources. one of these is the meta-analysis study by peter at al,(17) showing a decrease in risk for cardiovascular disease of approximately 11% on daily consumption of three cups of tea. the results are supported by the study of geleijnse et al,(15) indicating a lower relative risk (rr) for incidence of myocardial infarction in the group of subjects ingesting more than 375 ml of tea d a i l y ( r r : 0 . 5 7 ; 9 5 % c i : 0 . 3 3 0 . 9 8 ) , a s compared to non-users. mechanism of action of flavonoids the cells of the body and various tissues are continually subject to injury due to free radicals and reactive oxygen produced during oxygen metabolism. the mechanisms and events by which free radicals disrupt cellular function are not fully understood. one of the events which appears to be most important in membrane damage is lipid peroxidation. the membrane damage caused may induce a shift in net electric charge of the cells and changes in osmotic pressure, leading to swelling of the cells and even cell death. the formation of free radicals may to date, more than 4000 flavonoid variants have been successfully identified from plants.(13) the four main flavonoid groups together with their constituents and food sources are listed in table 1. flavones are described as planar structures marked by the presence of flavonoid double bonds at the center of the aromatic ring. figure 1. group classes of flavonoid 33 table 1. main flavonoid groups, components, and food source (9) also attract various mediators of inflammation, which play a role in systemic inflammatory r e s p o n s e s a n d t i s s u e d a m a g e . t h e l i v i n g organism is capable of protecting itself from reactive oxygen through a number of defense m e c h a n i s m s . o n e o f t h e s e i s a n t i o x i d a n t formation, either through enzymatic activity, such as of superoxide dismutase, catalase, and g l u t a t h i o n e p e r o x i d a s e , o r t h r o u g h t h e n o n e n z y m a t i c a c t i v i t y o f s u p p l e m e n t a r y glutathione, ascorbic acid, and α-tocopherol.(9) nearly all flavonoid groups have the capability of functioning as antioxidants. flavones and catechins appear to be the flavonoids with the strongest effect in protecting the body against reactive oxygen.(9) flavonoids are also able to prevent injury caused by a number of free radicals. oxidation of flavonoids by free radicals will result in more stable and less reactive radicals. in other words, flavonoids stabilize reactive oxygen by reacting with this component. the high hydroxyl group reactivity of flavonoids inactivates free radicals t h r o u g h t h e f o l l o w i n g r e a c t i o n e q u a t i o n : flavonoid (oh) + r* > flavonoid (o*) +rh, where r* is a free radical and o* is an oxygen free radical. some flavonoids can scavenge highly reactive oxygen originating from radicals called peroxynitrites. some flavonoid types such as epicatechin and rutin are potent radical scavengers. this scavenging ability is due to inhibition of xanthine oxidase activity. the universa medicina vol.27 no.1 34 yenny, herwana polyphenols in cardiovascular ability of flavonoids for scavenging free radicals causes flavonoids to be able to inhibit oxidation of low density lipoproteins (ldl). oxidation of ldl by oxygen radicals will cause endothelial wall injury, thus increasing atherosclerotic changes. the ability of flavonoids for protecting the endothelial wall against injury due to ldl particles, has led to the statement that they have a preventive effect against atherosclerosis.(9) this was proven in a study conducted by arai e t a l . ( 1 9 ) i n j a p a n , r e p o r t i n g a n i n v e r s e relationship between flavonoid intake and total plasma cholesterol concentration. the anti-atherosclerotic effect of flavonoids takes place through synthesis of no, which functions in maintaining vascular dilatation. the higher no concentration, as a result of its synthesis in macrophages, apparently will cause oxidative damage. this is presumably linked to simultaneous activation of macrophages, which increases no production concurrently with enhanced large-scale synthesis of superoxide anions. no is produced by various cell types, including endothelial cells and macrophages. no reacting with free radicals may possibly produce the strongly deleterious peroxynitrites. injury arising from no through peroxynitrites plays the main role, as peroxynitrites can directly react with oxidized ldl, resulting in irreversible membrane damage. the use of flavonoids as antioxidants leads to scavenging of free radicals, because these indirectly react with no, such that the resulting damage is reduced. interestingly, no itself can behave as a radical, and it is reported that the no molecule is directly scavenged by flavonoids.(9) cyclo-oxygenase and 5-lipoxygenase play an important role as mediators of inflammation. involvement of both substances is preceded by arachidonic acid release, as the starting point f o r a s y s t e m i c i n f l a m m a t o r y r e s p o n s e . neutrophils produced by the lipoxygenase pathway synthesize chemotactic components f r o m a r a c h i d o n i c a c i d , a n d a l s o p r o v o k e cytokine release. some phenolic components, particularly quercetin, may down-regulate both cyclooxygenase and 5-lipoxygenase pathways, thus inhibiting the formation of inflammatory metabolites, with resultant arachidonic acid release. the precise mechanism of enzyme inhibition by flavonoids is still unclear. the anti-inflammatory effects are also caused by the ability of flavonoids for inhibiting the biosynthesis of eicosanoids. eicosanoids, such as prostaglandins, are involved in various immunological responses and are the end p r o d u c t s o f c y c l o o x y g e n a s e a n d 5 lipoxygenase. flavonoids also inhibit tyrosine kinases in the cytosol and cell membrane. integral membrane proteins, such as tyrosine 3-monooxygenase kinase, are involved in various functions, such as enzyme catalysis, cross-membrane transport, signal transduction for hormone receptors and growth factors, and energy transfer in adenosine triphosphate (atp) synthesis. this protein-to-protein inhibition causes down-regulation of uncontrolled cell growth and proliferation. tyrosine kinase is an important key factor in the signal pathway r e g u l a t i n g c e l l p r o l i f e r a t i o n . t h e a n t i i n f l a m m a t o r y e f f e c t s o f f l a v o n o i d s a r e demonstrated by the capability of flavonoids for inhibiting neutrophil degranulation. this is a direct effect of flavonoids in decreasing arachidonic acid release by neutrophils and other immune cells.(9) some flavonoids are actively involved in inhibiting platelet aggregation. certain flavonols have an antithrombotic effect because they directly scavenge free radicals and thereby maintain endothelial prostacyclin and no concentrations. flavonoids show antithrombotic effects in vitro and in vivo, due to their capability in inhibiting cyclooxygenase and 5-lipoxygenase activation. currently it is well known that arachidonic acid released in inflammation is 35 metabolized by platelets to form prostaglandins, endoperoxides, and thromboxane a2, causing platelet activation and aggregation. the antiaggregation effect of flavonoids is thought to take place through inhibition of thromboxane a2 formation. the effects of flavonoids on other e n z y m e s y s t e m s i s t h r o u g h i n h i b i t i o n o f arachidonic acid metabolism, thus conferring a n t i i n f l a m m a t o r y a n d a n t i t h r o m b o g e n i c properties on flavonoids.(9) effects of polyphenols on endothelial function e n d o t h e l i a l d y s f u n c t i o n i s a n e a r l y pathophysiologic abnormality occurring in atherosclerosis and is an independent predictor of adverse prognosis in nearly all cardiovascular diseases. most studies on the effects of tea (camellia sinensis l) on endothelial function utilize the noninvasive ultrasound method, which tests endothelium-dependent flow-mediated dilation in the brachial artery. a study conducted by modena et al.(20) succeeded in proving that impaired flow-mediated dilation in the brachial artery can identify patients at high risk for cardiovascular disease. preliminary studies on the effects of the water-soluble antioxidant, ascorbic acid, and its r e l a t i o n s h i p t o i n c r e a s e d e n d o t h e l i a l n o synthesis, has promoted research on tea in connection with endothelial function, as tea also contains water-soluble flavonoid antioxidants.(21) te a i s v e r y r i c h i n p o l y p h e n o l s ; w i t h a concentration in dry tea leaves of 30%. tea c o n t a i n s v a r i o u s w a t e rs o l u b l e f l a v o n o i d antioxidants, including catechin, quercetin, kaempferol, and other polyphenols. the majority of flavanols are subsequently converted into a number of products, including thearubigin and theaflavin, which impart a black or dark brown color to tea, and a smaller number is converted into theaflavic acid and bisflavanol, also known as theasinensis.(11) a n u m b e r o f s t u d i e s ( 1 6 , 2 2 ) h a v e b e e n undertaken to search for a correlation between tea consumption and endothelial function. a cross-sectional placebo-controlled study on 50 subjects with coronary artery disease (confirmed by angiography), was conducted by duffy et al.(16) with the objective of detecting an effect of shortand long-term tea consumption on flowmediated dilation of the brachial artery. the results of this study indicate that both short-term and long-term tea consumption has been proven to be able to enhance endothelial function. these results are also corroborated by the finding that tea consumption has no effect on nitroglycerinemediated vascular dilatation, basal arterial diameter, or extent of reactive hyperemia. this f u r t h e r s t r e n g t h e n s t h e b e l i e f t h a t t e a consumption influences endothelial function . a study done by hodgson et al.(22) has investigated the effect of consumption of 5 cups of black tea daily for 5 weeks in healthy subjects with moderate hypercholesterolemia, and this also showed improvement in flow-mediated dilation o f t h e b r a c h i a l a r t e r y. i n t e r e s t i n g l y, t e a consumption was also associated with enhanced nitroglycerine-mediated vascular dilation, indicating that tea improves the bioactivity of endothelium-derived no or that tea also has an effect on vascular smooth muscle function. other flavonoid-containing beverages are mainly derived from wine products. products derived from purple grapes, including red wine and purple grape juice, contain flavonoids. the flavonoid content of red wine is approximately 10 times greater than that of white wine. consumption of moderate amounts of red wine (5ml/kg or 1-2 glasses a day), or of 5-10 ml of purple grape juice, may reduce the incidence of c a r d i o v a s c u l a r d i s e a s e . t h i s d e c r e a s e i n cardiovascular disease incidence is due to the ability of this substance to protect ldl against oxidative processes. ( 2 3 ) red wine contains flavonoids in the form of resveratrol. because universa medicina vol.27 no.1 36 yenny, herwana polyphenols in cardiovascular red wine also contains alcohol, there is some question as to whether its cardioprotective effect might be due to interaction of alcohol and resveratrol. a study comparing the effects of red wine, dealcoholized red wine, and resveratrol, indicated that atherosclerotic plaque size and thickening of the tunica intima decrease on administration of those three substances. the results of this study show that dealcoholized red wine has a cardioprotective effect comparable to that in subjects given resveratrol only.(24) the study by guarda et al.(25) attempted to find an association between red wine consumption in moderate doses with endothelial function and oxidative stress in patients with acute coronary s y n d r o m e . tw e n t y i n d i v i d u a l s w h o h a d undergone percutaneous coronary intervention subsequent to acute coronary syndrome, were divided at random into two groups. for two months, the group on red wine (n=9) ingested cabernet sauvignon 250 ml daily, while the control group (n=11) was free from alcoholic beverages. the results of the study indicate that red wine is effective in improving endothelial function and in reducing oxidative stress in patients with acute coronary syndromes. numerous studies have also been conducted on chocolate, one of the food sources rich in flavonoids, in relation to endothelial function. one of such studies is that undertaken by perezviscaino et al. ( 2 6 ) intake of chocolate and chocolate-based foodstuffs in high doses (176 mg/dl) for two weeks may improve endothelial function.(27) other studies were conducted on p o s t m e n o p a u s a l w o m e n a t h i g h r i s k f o r cardiovascular disease, yielding a correlation with endothelial dysfunction. the subjects in this study were 32 postmenopausal women with hypercholesterolemia, who were randomly assigned to a group on high-dose chocolate (440 mg total flavanols) and a group on low-dose chocolate (43 mg total flavanols) for six weeks. in both groups there was a significant increase in flow-mediated dilation of the brachial artery, amounting to 76% in the high-dose group and 32% in the group on low-dose chocolate. the r e s u l t s o f t h i s s t u d y s h o w t h a t c h r o n i c c o n s u m p t i o n o f c h o c o l a t e m a y i m p r o v e endothelial function and decrease vascular cell adhesion in postmenopausal women with hypercholesterolemia.(28) polyphenols and platelet function platelet aggregation contributes to formation of atherosclerosis and acute platelet thrombi, followed by embolization of the stenotic arteries. activation of platelets adhering to the vascular endothelium induces the formation of lipid peroxidation and oxygen free radicals, which will inhibit synthesis of endothelial prostacyclins and no. it is apparent here that platelet aggregation plays a critical role in the pathogenesis of acute coronary syndromes. this is supported by extensive evidence that antiplatelet therapy can reduce the risk of cardiovascular disease.(29) the effect of polyphenols in decreasing platelet activity has a strong impact on cardiovascular disease and can explain the epidemiological data on polyphenol function in cardiovascular disease. based on the potential mechanism of flavonoids o n p l a t e l e t f u n c t i o n , f r e e d m a n e t a l ( 3 0 ) investigated the effect of purple grape juice on platelet function. the observational results indicate that the addition of purple grape juice to platelets ex vivo causes a decrease in platelet aggregation and superoxide anion generation, and an increase in nitric oxide production by platelets. these beneficial effects appear to be related to the ability of purple grape juice for inhibiting protein-c kinase activity. this study is important due to the reproducibility of its results, when repeated with platelets isolated from healthy volunteers consuming purple grape juice for two weeks.(5) there are numerous data on the effect of tea consumption on platelet function. among 37 these are those from a study undertaken by duffy et al,(31) on the effect of short-term and longterm tea consumption on platelet aggregation ex vivo in response to adp (adenosine diphosphate) or thrombin-related activated peptides in patients with coronary artery disease. this study did not show any effects of tea consumption on platelet function, although when the tea was administered concurrently with aspirin therapy, it did have an influence on the research results. other studies indicate that tea consumption may decrease the plasma concentration of p-selectin, an in vivo platelet aggregation marker.(32) although polyphenols show many beneficial effects, especially in improving endothelial function and inhibiting platelet aggregation, further study is required on the ability of polyphenols in preventing cardiovascular disease. conclusions consumption of food rich in polyphenols, such as fruits and vegetables, and beverages derived from plants, such as tea, red wine and chocolate, has a protective effect on the risks for cardiovascular disease. most acute coronary syndromes are due to adhesion, aggregation, and thrombus formation in ruptured atheromatous plaques. here flavonoids will demonstrate their a b i l i t y f o r r e d u c i n g p l a t e l e t a g g r e g a t i o n , enhancing platelet no release and decreasing superoxide anion production. although these f i n d i n g s s h o u l d n o t b e i n t e r p r e t e d a s recommending flavonoid consumption in the prevention or treatment of cardiovascular disease, nevertheless the beneficial effects of f l a v o n o i d c o n s u m p t i o n a r e a p p a r e n t . furthermore, the results of these studies are in accord with the american heart association recommendation for increased consumption of vegetables and fruits, including plant-derived b e v e r a g e s , s u c h a s t e a , f o r p r e v e n t i o n o f cardiovascular disease. references 1. american heart association. heart and stroke statistical update. dallas: american heart association, 2000. 2. expert panel. executive summary of the third report of the national cholesterol education program (ncep). expert panel on detection, evaluation, and treatment of high blood cholesterol in adults (adult treatment panel iii). jama 2001; 285: 2486-97. 3. kullo ij, gau gt, tajik aj. novel risk factors for atherosclerosis. mayo clin proc 2000; 75: 36980. 4. knekt p, kumpulainen j, jarvinen r, rissanen h, reunanen a, hakulinen t, et al. flavonoid intake and risk of chronic disease. am j clin nutr 2002; 76: 560-8. 5. vita ja. polyphenols and cardiovascular disease: effects on endothelial and platelet function. am j clin nutr 2005; 8(suppl): 292s-7s. 6. vita ja, keaney jf jr. endothelial function: a barometer for cardiovascular risk? circulation 2002; 106: 640-2. 7. gokce n, vita ja. clinical manifestations of endothelial dysfunction. in: loscalzo j, schafer ai, eds. thrombosis and hemorrhage. philadelphia: lippincott williams & wilkins; 2002. p. 685-706. 8. widlansky me, gokce n, keaney jf jr, vita ja. the clinical implications of endothelial dysfunction. j am coll cardiol 2003; 42: 114960. 9. leeson cpm, hingorani ad, mullen mj. glu298asp endothelial nitric oxide synthase gene polymorphism interacts with environmental and dietary factors to influence endothelial function. circ res 2002; 90: 1153-8. 10. nijveldt rb, van nood e, van hoorn dec, boelens pg, van norren k, van leeuwen pam. flavonoid: a review of probable mechanism of action and potential applications. am j clin nutr 2001; 74: 418-25. 11. cheynier v. polyphenol in foods are more complex than often thought. am j clin nutr 2005; 81(suppl): 223s-9s. 12. bravo l. polyphenols: chemistry, dietary sources, metabolism, and nutritional significance. nutr rev 1998; 56: 317-33. 13. harborne jb, williams ca. advances in flavonoid research since 1992. phytochemistry 2005; 55: 481-504. universa medicina vol.27 no.1 38 yenny, herwana polyphenols in cardiovascular 14. leenen r, roodenburg aj, tijburg lb, wiseman sa. a single dose tea with or without milk increases plasma antioxidant activity in humans. eur j clin nutr 2000; 54: 87-92. 15. pignatelli p, pulcinelli fm, celestini a. the flavonoids quercetin and catechin synergistically inhibit platelet function by antagonizing the intracellular production of hydrogen peroxide. am j clin nutr 2000; 72:1150-5. 16. duffy sj, keaney jf, holbrook m. shortand longterm black tea consumption reverses endothelial dysfunction in patients with coronary artery disease. circulation 2001; 104: 151-6. 17. peter j, poole c, arab l. does tea affect cardiovascular disease? a meta-analysis. am j epidemiol 2001; 154: 495-503. 18. geleijnse jm, launer lj, van der kuip dam, hofman a, witterman jcm. inverse association of tea and flavonoid intakes with incident myocardial infarction: the rotterdam study. am j clin nutr 2002; 75: 880-6. 19. arai y, watanabe s, kimira m, shimoi k, mochizuki r, kinae n. dietary intakes of flavonols, flavone dan isoflavones by japanese women and the inverse correlation between quercetin intake and plasma ldl cholesterol concentration. j nutr 2000; 130: 2243-50. 20. modena mg, bonetti l, coppi f, bursi f, rossi r. prognostic role of reversible endothelial dysfunction in hypertensive postmenopausal women. j am coll cardiol 2002; 40: 505-10. 21. huang a, vita ja, venema rc, keaney j. ascorbic acid enhances endothelial nitric oxide synthetase activity by increasing intracellular tetrahydrobiopterin. j biol chem 2000; 275: 399406. 22. hodgson jm, puddey ib, burke v, watts gf, beilin lj. regular ingestion of black tea improves brachial artery vasodilator function. clin sci 2002; 102: 195-201. 23. folts d. potential health benefits from the flavonoids in grape products on vascular disease. adv exp med bio 2002; 505: 95-111. 24. wang z, zou j, cao k, hsieh tc, huang y, wu jm. dealcoholized red wine containing known amounts of resveratrol suppresses atherosclerosis in hypercholesterolemic rabbits without affecting plasma lipid level. int j mol med 2005; 16: 53340. 25. guarda e, godoy i, foncea r, perez dd, romero c, venegas r, et al. red wine reduces oxidative stress in patients with acute coronary syndrome. int j cardiol 2005; 104: 35-8. 26. perez-vizcaino f, duerte j, andriantsitohaina r. endothelial function and cardiovascular disease: effects of quercetin and wine polyphenols. free radic res 2006; 40: 1054-65. 27. heiss c, dejam a, kleinbongard p, schewe t, sies h, kelm m. vascular effects of cocoa rich in flavan3-ols. jama 2003; 290: 1030-1. 28. wang-polagruto jf, villablanca ac, polagruto ja, lee l, holt rr, schrader hr, et al. chronic consumption of flavanol-rich cocoa improves endothelial function and decreases vascular cell adhesion molecules in hypercholesterolemic postmenopausal women. j cardiovasc pharmacol 2006; 46: 177-86. 29. awtry eh, loscalzp j. aspirin. circulation 2000; 101: 1206-18. 30. freedman je, parker iii c, li l, perlman ja, frei b, ivanav v, et al. selected flavonoids and whole juice from purple grapes inhibit platelet function and enhance nitric oxide release. circulation 2001; 103: 2792-8. 31. duffy sj, vita ja, holbrook m, swerdloff pl, keaney jf jr. effect of acute and chronic tea consumption on platelet aggregation in patients with coronary artery disease. arterioscler thromb vasc biol 2001; 21: 1084-9. 32. hodgson jm, puddey jb, mori ta, burke v, barker ri, beilin lj. effects of regular ingestion of black tea on haemostasis and cell adhesion molecules in humans. eur j clin nutr 2001; 55: 881-6. fajar 125 *department of histology, medical faculty, trisakti university correspondence dr. fajar arifin gunawijaya, ms department of histology, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2701 univ med 2008; 27: 125-31 the role of tea in cardiovascular disease july-september, 2008july-september, 2008july-september, 2008july-september, 2008july-september, 2008 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 abstract universa medicina fajar arifin gunawijaya* tea is an infusion of the leaves of the camellia sinensis plant, which is not to be confused with so-called ‘herbal’ teas. some biologically active chemicals in tea include flavonoids, caffeine and fluoride. for as long as people have been drinking tea, there have been health benefits associated with it. however, it has only been within the past 20 to 30 years that scientific studies have been conducted to investigate the validity of these claims. many animal studies, and recently an increasing number of human studies, including epidemiological studies and clinical trials, have examined the relationship between tea drinking and health. overall, observational studies in humans suggest that daily consumption of at least 3 cups of tea may be associated with a risk reduction of mortality (44%) after myocardial infarction compared with non-tea drinkers. the possibility that tea consumption reduces the risk of cardiovascular events remains open to the need for further clinical trials to clarify the effects of tea polyphenols in humans in order to recommend their use against cardiovascular diseases. keywords : tea, coronary heart disease, endothelium introduction the indonesian national health survey 2001 showed that the main cause of death a m o n g t h e i n d o n e s i a n p o p u l a t i o n w a s cardiovascular disease (diseases of the heart and great vessels), amounting to 26.3% of all deaths. when compared with the mortality rates due to cardiovascular disease in 1975, 1986 and 1995 of 5.9%, 9.1%, and 19%, respectively, these values indicate an increasing trend in the mortality rate of cardiovascular disease. (1) epidemiological observations and clinical trials have established an association between regular t e a c o n s u m p t i o n a n d h e a l t h , p a r t i c u l a r l y p r e v e n t i o n o f c a r d i o v a s c u l a r d i s e a s e a n d stroke.(2,3) d i e t a r y f a c t o r s m a y b o t h r e d u c e a n d contribute to risk of cardiovascular disease (cvd) in a number of ways. antioxidants, such as vitamin c, vitamin e and a range of other plant compounds, such as the flavonoids, are considered beneficial.(4) it is widely known that t h e i n c i d e n c e o f c o r o n a r y e v e n t s ( d e a t h definitely or probably due to coronary heart disease or non-fatal myocardial infarction) is 126 gunawijaya tea in cardiovascular substantially lower in the japanese than in western populations, although this is still open to question.(5) in japan, as well as in other asian countries, tea consumption is very high, and green tea, in particular, is favored by the japanese. chemical composition of tea tea is an infusion of the leaves of the tea plant (camellia sinensis l.) and its consumption worldwide is second only to that of water. the t e a p l a n t i s f o u n d i n 3 0 c o u n t r i e s , b u t i t originally came from china, where it was cultivated about 4000 years ago. however, recent archeological evidence has revealed that the plant was already utilized about 500,000 years ago.(6) although the belief in the beneficial qualities of tea had been closely associated with this beverage since its discovery, scientific studies on tea and the substances contained therein were initiated only around 30 years ago. there are three kinds of tea, namely green tea, black tea and oolong tea, which differ in the processing methods used in the curing of the tea leaves. green tea is prepared from unfermented tea leaves and has been demonstrated to have the highest catechin content. black tea undergoes a fermentation process, such that most of its catechins are converted into theaflavins and thearubigins. on the other hand, oolong tea is processed by partial fermentation. black tea is mainly consumed in europe, north america and north africa (except marocco), whereas green tea is consumed in asia and oolong tea is renowned in china and taiwan. most of the tea produced is black tea, amounting to 76-78%, which is consumed throughout the world. production of green tea is around 20-22% of the global tea production, whereas oolong tea production is only 2%.(7) tea contains a number of polyphenols, particularly flavonoids. the classification of polyphenols and the origins of the chemical substances contained in the tea plant are listed in table 1.(8) flavonoids are phenol derivatives that are found in a variety of plants and exhibit an enormous diversity, as more than 40,000 kinds have been recognized.(9) the principal flavonoids present in green tea are the catechins, such as epicatechin (ec), epicatechin-3-gallate (ecg), epigallocatechin (egc) and epigallocatechin-3gallate (egcg). the catechins of black tea undergo polymerization (fermentation/enzymatic oxidation) to form mainly theaflavins and thearubigins. the amount of catechin found in tea depends on the curing process, geographic location and cultivation methods.(8) epidemiological studies mukamal kj, et al. carried out a cohort s t u d y o n p a t i e n t s w i t h a c u t e m y o c a r d i a l infarction, who were asked about their tea drinking habits in the last year before the occurrence of the attack, and subsequently observed for two to four years. those patients who consumed less than 14 cups per week (moderate tea drinkers) had a hazard ratio of 0.69 (95% ci 0.53 to 0.89), whereas those consuming 14 or more cups per week (heavy tea drinkers), had a hazard ratio of 0.61; 95% ci 0.42 to 0.86). both groups had a mortality lower risk when compared with persons who did not drink tea.(2) sesso and colleagues used a case-control design to examine the relation between tea and c o f f e e c o n s u m p t i o n a n d m y c o c a r d i a l infarction.(9) they examined tea and coffee intake by questionnaire in 340 subjects and 340 matched controls from the boston health study and observed a 44% reduction in cardiovascular risk in individuals drinking more than one cup of tea per day. no significant relationship was f o u n d b e t w e e n c o f f e e c o n s u m p t i o n a n d cardiovascular disease. 127 a d u t c h s t u d y d e m o n s t r a t e d t h a t t e a drinking may reduce the risk of fatal heart attacks. the sudy was performed on 4,807 men and women aged 55 years and older, who had suffered no heart attacks during the past five years or more. persons drinking more than 375 ml of tea daily had a lowered risk of myocardial i n f a r c t i o n , i n c o m p a r i s o n w i t h n o n t e a drinkers.(10) in contrast, a 7.7 year follow-up on participants of the scottish heart study showed n o r e l a t i o n s h i p b e t w e e n t e a d r i n k i n g a n d cardiovascular disease.(11) peters et al. have recently pooled data from the usa and europe into a meta-analysis and reported a protective effect of tea on myocardial infarction (11% per three cups per day).(12) this analysis specifically excluded data from the uk and thus has not clarified t h e i s s u e . m e t a a n a l y s i s i s a p o w e r f u l s t a t i s t i c a l t o o l , b u t i t c a n n o t a c c o u n t f o r exclusion of major confounding factors, such as dietary intake of other antioxidants (eg. vitamin c and e), or social factors. crossculturally this is a major drawback, since the social patterns of tea consumption and its relationship to cvd in the uk are the opposite of those in other countries. even controlling for a confounding factor, such as social class, table 1. classification of polyphenols and origin of chemicals in tea plants(8) category classes major food sources phenolic acids ferulic acid caffeic acid: chlorogenis acid condensed tannins hydrolyzable tannins: gallotannins: ellagitannins dietary fibre – hemicelluloses many fruits and vegetables, coffee mango fruit blackberries, raspberries, strawberries, wine, brandy aged in oak barrels flavonoids flavones flavonols: quercetin flavanols: catechins : epicatechin (ec) epicatechin-3-gallate (ecg) epigallocatechin (egc) epigallocatechin-3-gallate (egcg) flavanones : hesperetin isoflavones : genistein daidzein anthocyanins : cyanidin proanthocyanidins sweet red pepper, celery tea, onions, apples, many other fruits and vegetables tea, especially green tea, chocolate, cocoa oranges, citrus fruits soybeans, soy protein-containing foods red fruits: cherries, plums, strawberries, raspberries, blackberries, grapes, red and black currants apples, pears, grapes, red wine, tea lignans enterodiol flaxseed, flaxeed oil stilbenes resveratrol red wine univ med vol.27 no.3 128 gunawijaya tea in cardiovascular is often not adequate to remove the whole effect of interest.(13) d r e g e r e t a l . h a v e d e m o n s t r a t e d t h e protective effect of egcg and theaflavin-3,3’digallate (tf3) against oxidative stress on rat cardiac muscle, when the substances were administered one hour before induction of oxidative stress by means of hydrogen peroxide. thus green tea and black tea extracts, containing egcg and tf3 respectively, may protect the heart muscle against oxidative stress.(14) several possible mechanisms could explain an association between tea consumption and survival among patients with acute myocardial infarction. a recent randomized trial found that a c u t e a n d c h r o n i c b l a c k t e a c o n s u m p t i o n improved endothelial function in patients with coronary heart disease in an additive fashion.(15) this provides a suggestive mechanism for a beneficial impact of tea intake on survivors of acute myocardial infarction, given the adverse prognosis associated with coronary endothelial dysfunction in patients with coronary heart d i s e a s e . ( 1 6 ) f l a v o n o i d s a l s o i n h i b i t l d l oxidation, perhaps by reducing macrophage superoxide production.(17) oxidized ldl may promote atheroma formation by increasing macrophage uptake, monocyte recruitment, and direct endothelial cell damage, thus antioxidant use may prevent myocardial infarction, at least in some patients.(2) platelet aggregation is a precipitating event in cardiovascular disease, and tea contains antioxidant flavonoids that are known to decrease platelet aggregation in vitro. plasma flavonoids increase with acute and chronic tea consumption, indicating adequate absorption of tea flavonoids. a randomized cross-over design demonstrated that acute and chronic black tea consumption does not affect ex vivo platelet aggregation in patients with coronary artery disease. this finding suggests that an effect of tea flavonoids on platelet aggregation is unlikely to be the explanation for the reduction in risk of cardiovascular events noted in epidemiological studies.(18) antioxidant capacity of tea experimentally it has been shown that tea flavonoids may increase the number of gapjunctions, stimulate b cell proliferation, and inhibit cytochrome p430 enzymes in hepatic cells in vitro. ( 19) b y oxy g e n ra d i c a l ab s o r b a n c e capacity (orac) assessment it was found that both green and black tea had a higher antioxidant capacity against peroxyl radicals than vegetables such as garlic, kale, spinach and brussels sprout. additionally, by determination of ferric reducing antioxidant power (frap) it turned out that green tea had a higher antioxidant capacity.(20) the in-vitro antioxidant capacity of tea depends on the test used and does not reflect factors such as bioavailability and metabolism. thus, for determining the benefits of tea, an invivo antioxidant capacity test would be more appropriate. recently, several clinical trials have shown that drinking tea increases plasma antioxidant levels in adults after 30 to 60 minutes.(21) the statistically significant increase in plasma antioxidant levels (p<0.001) was determined by t h e f r a p a s s a y, a f t e r t h e s u b j e c t s h a d consumed 300 ml of tea infusion (prepared from 20 g tea leaves in 500 ml water) or 2 g of green or black tea extract (equivalent to 3 cups). (21,22) on average, plasma antioxidant levels were raised about one to two hours after d r i n k i n g t e a a n d s u b s e q u e n t l y d e c r e a s e d rapidly.(7) drinking tea or tea extract repeatedly within one to four weeks appeared to decrease biomarkers of oxidative stress. a study on 40 c h i n e s e m a l e c i g a r e t t e s m o k e r s a n d 2 7 american males and females in the usa, found that drinking 6 cups of green tea daily for one week reduced the levels of dna oxidation damage, lipid peroxidation, and free radical 129 synthesis.(23) similarly, among ten patients with type 2 diabetes who consumed high doses of flavonoids for two weeks, including 6 cups of black tea, there was a reduction in oxidative stress against lymphocyte dna. (24) plasma malondialdehyde level, another indicator of lipid peroxidation, was reduced in 20 healthy women aged 23 to 50 years, who ingested capsules containing linoleic acid and tea extract (equivalent to 10 cups of green tea). however, administration of placebo did not change the concentration of 8-isoprostaglandin f2α and oxidized glutathione in blood.(25) the results of the latter study are somewhat misleading, b e c a u s e s o m e i n d i v i d u a l s i n b o t h t h e intervention and the control groups had also consumed black tea up to 560 ml per day. tea and endothelial cell function i t i s n o w g e n e r a l l y a c c e p t e d t h a t endothelial dysfunction plays a role in the early d e v e l o p m e n t o f a t h e r o s c l e r o s i s . ( 1 6 , 2 6) t h e endothelium is made up of squamous cells l i n i n g t h e b l o o d v e s s e l s , a n d p r o d u c e s vasoactive factors, such as nitric oxide (no) and prostacyclins. these substances are active i n v a s o d i l a t i o n d a n p l a t e l e t i n h i b i t i o n . i m p a i r m e n t o f n i t r i c o x i d e a c t i v i t y o f e n d o t h e l i a l c e l l s m a y c o n t r i b u t e t o t h e pathogenesis of atherosclerosis and disorders of coronary blood flow, which subsequenly may cause coronary heart disease.(27) recent research findings indicate that black tea may reduce the risk of heart disease b y c o n t r i b u t i n g t o t h e m a i n t e n a n c e o f endothelial cell functions. presumably there are chemical substances in tea that enhance the dilatory capacity of the arteries. a study by sudjarwo sa on 30 rabbits has proved that catechin administration may decrease plasma m a l o n d i a l d e h y d e p r o d u c t i o n a n d e n h a n c e acetylcholine-induced endothelium-dependent r e l a x a t i o n o f t h e a o r t a i n r a b b i t s o n a cholesterol-rich diet.(28) in a cross-sectional study by duffy sj et al., freshly infused black tea and plain water were randomly assigned to subjects, in whom brachial artery dilation was monitored using doppler ultrasound. both short-term (2 hours after drinking 450 ml black tea) and long-term ( 9 0 0 m l b l a c k t e a d a i l y f o r 4 w e e k s ) consumption may enhance vasodilation (p < 0.001). this phenomenon is associated with increased plasma levels of tea polyphenols. on a d m i n i s t r a t i o n o f 2 0 0 m g c a f f e i n e o r n i t r o g l y c e r i n n o v a s o d i l a t o r y e f f e c t w a s found.(15) n a g a y a n e t a l . a l s o r e p o r t e d t h a t administration of 400 ml green tea to cigarette smokers may increase the blood circulation in the arms.(29) it is a well-known fact that free r a d i c a l s i n c i g a r e t t e s m o k e m a y i m p a i r endothelial function. therefore further research is needed to prove that antioxidants in green tea can lower the risk of cardiovascular events. vasodilation in patients with coronary heart disease is impaired, in comparison with healthy individuals, thus this study proved that tea can enhance endothelial cell function of the blood vessels. te a d r i n k i n g i s i n v e r s e l y r e l a t e d t o atherosclerosis formation and progressivity. in the rotterdam study involving 3,454 adults aged 55 years or older, who were followed-up for two to three years, geleijnse et al. reported on radiological assessment of aortic atherosclerosis by measuring calcification in the abdominal aorta. the results showed that individuals drinking 1-2 cups of tea per day had an odds ratio of 0.54, which was reduced to 0.31 in those drinking 4 cups or more.(10) sasazuki et al. a s s e s s e d a t h e r o s c l e r o s i s b y c o r o n a r y arteriography in 512 japanese over the age of 3 0 y e a r s , a n d r e p o r t e d t h a t t e a p r o v i d e s protection against atherosclerosis.(30) univ med vol.27 no.3 130 gunawijaya tea in cardiovascular debette s et al. observed 6,597 french men and women aged >65 years, and reported that t h e f r e q u e n c y o f p l a q u e f o r m a t i o n i n t h e common carotid artery was in 44% women who did not drink tea, 42.5% in those drinking 1–2 c u p s o f t e a p e r d a y, a n d 3 3 . 7 % i n t h o s e consuming >3 cups daily. thus there was a reduction in the frequency of common carotid artery plaque formation when drinking >3 cups of tea daily. (p<0,0001). in this study, tea consumption in men had no effect on common carotid artery plaque formation.(31) drinking 5-6 cups of green tea daily or 200-300 mg egcg, as reported by wolfram s, may maintain cardiac health and metabolic f u n c t i o n i n g o f t h e b o d y. ( 32) t h e s e s t u d i e s indicate that tea antioxidants may help prevent atherosclerosis, particularly coronary heart disease. conclusions te a i s a e x c e l l e n t s o u r c e o f d i e t a r y a n t i o x i d a n t f l a v o n o i d s , w h o s e a c t i o n s o n endothelial function may help explain the cardioprotective effects of tea drinking that has been observed in several countries. both green and black tea have strong in-vitro and in-vivo antioxidant capacities. tea plays a role in lowering the risk of cardiovascular disease and stroke. tea is a drink of global renown, thus f u r t h e r r e s e a r c h s h o u l d b e o f a p p r o p r i a t e design, by measuring total daily consumption of tea and its polyphenol content, with an emphasis on its role in primary and secondary prevention of cardiovascular disease. references 1. department of health republic of indonesia. laporan studi mortalitas 2001: pola penyakit penyebab kematian di indonesia. jakarta: national institute of health, research and development; 2002. 2. mukamal kj, maclure m, muller je, sherwood jb, mittleman ma. tea consumption and mortality after acute myocardial infarct. circulation 2002; 105: 2474-79. 3. weisburger jh. tea and health; the underlying mechanism. proc soc exp biol 1999; 220: 271-5. 4. nijveldt rj, van nood e, van hoorn de, boelens pg, van norren k, van leeuwen pa. flavonoids: areview o probable mechanismsof action and potential applications. am j clin nutr 2001; 74: 418-25. 5. egusa g, yamane k. lifestyle, serum lipids and coronary artery disease: comparison of japan with the united state. j atheroscler thromb 2004; 11: 304-12. 6. green tea. available at: http://www.umm.edu/ altmed/articles/green-tea-000255.htm. accessed may 26, 2007. 7. mckay dl, blumberg jb. the role of tea in human health: an update. j am coll nutr 2002; 21: 1-13. 8. vinson j, dabbagh y, serry m, jang j. plant flavonoids, especially tea flavonols, are powerful antioxidant using an in vitro oxidation model for heart disease. j agri food chem 1995; 43: 28002. 9. sesso h, gaziano j, buring j, hennekens c. coffee and tea intake and the risk of myocardial infarction. am j epidemiol 1999; 149: 162-7. 10. geleijnse jm, launer lj, van der kuip dam, hofman a, witteman jcm. inverse association of tea and flavonoid intakes with incident myocardial infarction, the rotterdam study. am j clin nut 2002; 75: 880-6. 11. woodward m, tunstall-pedoe h. coffee and tea consumption in the scottish heart health study follow up: conflicting relations with coronary risk factors, coronary disease and all cause mortality. j epidemiol commun health 1999; 53: 481-7. 12. peters u, poole c, arab l. does tea affect cardiovascular disease? a meta-analysis. am j epidemiol 2001; 154: 495-503. 13. poulter j, bolton-smith c, rietveld a. is there any evidence that tea drinking impacts on cardiovascular health in the uk? br j cardiol 2003; 10: 281-6. 14. dreger h, lorenz m, kehrer a, baumann g, stangl k, stangl v. characteristics of catechin and theaflavin mediated cardioprotection. experimental biology and medicine 2008; 233: 427-33. 15. duffy sj, keaney jr jf, holbrook m, gokce n, swerdloff p, frei b, et al. short and long-term black 131 tea consumption reverses endothelial dysfunction in patients with coronary artery disease. circulation 2001; 104: 151-6. 16. schachinger v, britten mb, zeiher am. prognostic impact of coronary vasodilator dysunction on adverse long-term outcome of coronary heart disease. circulation 2000; 101: 1899-906. 17. yoshida h, ishikawa t, hosoai h, michio suzukawa, makoto ayaori, tetsuya hisada, et al. inhibitory effect of tea flavonoids on the ability of cells to oxidize low density lipoprotein. biochem pharmacol 1999; 58: 1695-703. 18. duffy sj, vita ja, holbrook m, swerdloff pl, keaney jr jf. effect of acute and chronic tea consumption on platelet aggregation in patients with coronary artery disease. arterioscler hromb vasc biol 2001; 21: 1084-9. 19. yang c, chung j, yang g, chhabra s, lee m. tea and tea polyphenols in cancer prevention. j nut 2000; 130: 472s-478s. 20. langley-evans sc. antioxidant potential of green and black tea determined using the ferric reducing antioxidant power (frap) assay. int j food sci nutr 2000; 51: 181-8. 21. leenen r, roodenburg a, tijburg l, wiseman s. a single dose of tea with or without milk increases plasma antioxidant activity in humans. eur j clin nutr 2000; 54: 87-92. 22. langley-evans sc. consumption of black tea elicits an increase in plasma antioxidant potential in humans. int j food sci nutr 2000; 51: 309-15. 23. klaunig j, xu y, han c, kamendulis l, chen j, heiser c, et al. the effect of tea consumption on oxidative stress in smokers and non smokers. proc soc exp biol med 1999; 220: 249-54. 24. lean m, noroozi m, kelly i, burns j, talwar d, sattar n, et al. dietary flavanols protect diabetic human lymphocytes against oxidative damage to dna. diabetes 1999; 48: 176-81. 25. freese r, basu s, hietanen e, nair j, nakachi k, bartsch h, et al. green tea extract decreases plasma malondialdehyde concentration but does not affect other indicators of oxidative stress, nitric oxide production, or hemostatic factors during a highlinoleic acid diet in healthy females. eur j nutr 1999; 38:149-57. 26. zhang x, zhao sp, li xp, gao m, zhou qc. endothelium-dependent and independent functions are impaired in patients with coronary heart disease. atherosclerosis 2000; 149: 19-24. 27. sargowo d. peran endotel pada patogenesis penyakit kardiovaskular dan program pencegahannya. medika 1999; 10: 643-54. 28. sudjarwo sa. protective effect of catechin on endothelial cell in hypercholesterolemia. j kedokt trisakti 2004; 23: 1-5. 29. nagaya n, yamamoto h, uematsu m, itoh t, nakagawa k, miyazawa t, et al. green tea reverses endothelial dysfunction in healthy smokers. heart 2004; 90: 1485-6. 30. sasazuki s, kodama h, yoshimasu k, liu y, washio m, tanaka k, et al. relation between green tea consumption and the severity of coronary atherosclerosis among japanese men and women. ann epidemiol 2000; 10: 401-8. 31. debette s, courbon d, leone n, gariepy j, tzourio c, dartigues jf, et al. tea consumption is inversely associated with carotid plaques in women. arteriosclerosis, thrombosis and vascular. biology 2008; 28: 353-59. 32. wolfram s. effects of green tea and egcg on cardiovascular and metabolic health. j am coll nutr 2007; 26: 373s-388s. univ med vol.27 no.3 rizaldy1 1 risk factors of intracranial stenosis among older adults with acute ischemic stroke january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina rizaldy pinzon*, laksmi asanti*, sugianto*, and kriswanto widyo* *neurology department, bethesda hospital, yogyakarta correspondence adr. rizaldy pinzon neurology department, bethesda hospital, yogyakarta email: medidoc2002@yahoo.com univ med 2009; 28: 1-7 abstract intracranial large artery atherosclerosis is an important cause of stroke worldwide. previous studies have shown that it is found more commonly in asians. however, studies of intracranial stenosis in indonesian stroke patients have been very few in number. the aim of this cross-sectional study was to determine the frequency and risk factors of intracranial stenosis in acute ischemic stroke. the data were obtained from 234 consecutive patients in the transcranial doppler (tcd) registry. documentation of risk factors was performed systematically and for tcd sonography td-dop 9000 equipment with a 2-mhz probe was used for the examination of the intracranial circulation. the criteria of middle cerebral artery (mca) stenosis used in this study were a peak systolic velocity (psv) >140 cm/s or mean systolic velocity (msv) >80 cm/s. for stenosis of the posterior circulation the criteria were psv > 90 cm/s or msv >60 cm/s. the data were obtained from 234 patients, and complete examinations were performed in 182 patients (77.7%). ischemic stroke is the most common indication for performing tcd sonography. stenosis was present in 38% of cases, with stenosis iof the anterior circulation being the more common. the most frequent risk factors were hypertension, dyslipidemia, and diabetes. intracranial stenosis is common in stroke patients, in whom the risk factors are hypertension and diabetes. keywords: stenosis, intracranial, risk factor, acute ischemic stroke introduction stroke is the leading cause of mortality and d i s a b i l i t y, a n d m a y b e c a u s e d b y e i t h e r modifiable or non-modifiable risk factors. it is the third leading cause of death and disability among adults. the incidence of stroke has continued to increase since the mid-1960s, with up to 700,000 new cases being reported in the united states each year.(1,2) intracranial arterial stenosis is a significant risk factor for vascular events, having been implicated as a causal factor in 8% to 10% of all ischemic strokes(3) and as a major factor in recurrent stroke and 2 pinzon, asanti, sugianto, et al acute ischemic stroke vascular mortality.(4,5) an important cause of intracranial arterial stenosis is intracranial a t h e r o s c l e r o s i s . ( 6 , 7 ) a t h e r o s c l e r o s i s i s a systemic, multifocal disease with various signs a n d s y m p t o m s , c a u s e d b y a t h e r o s c l e r o t i c lesions in the arterial tree. in the brain the lesions may be located in the extracranial carotid or intracranial arteries.(8-10) effective preventive measures are needed for preventing stroke and its recurrence.(6,11) symptomatic atherosclerotic intracranial stenosis accounts for approximately 10% of ischemic strokes. risk of stroke in patients with middle cerebral artery (mca) stenoses was reported to be around 24% during a 6-year follow-up study. the cerebral hemodynamic study and its alterations may be a good indicator for long-term outcome.(12) previous studies have caused some controversies about the risk factors of intracranial stenosis. (8,9) increasing lood pressure, increasing blood cholesterol, and atrial fibrillation are definite causal risk factors f o r i s c h e m i c s t r o k e b e c a u s e r a n d o m i z e d c o n t r o l l e d t r i a l s ( r c ts ) h a v e s h o w n t h a t treating them reduces the incidence of ischemic s t r o k e . ( 1 3 1 5 ) c i g a r e t t e s m o k i n g , d i a b e t e s mellitus, ischemic heart disease, and valvular heart disease are probably also causal risk f a c t o r s f o r i s c h e m i c s t r o k e b e c a u s e epidemiological case-control and cohort studies h a v e s h o w n t h a t t h e s e c h a r a c t e r i s t i c s a r e significantly associated with an increased risk of stroke; moreover, the association is strong, c o n s i s t e n t a m o n g s t u d i e s , b i o l o g i c a l l y plausible, and independent of other factors that were measured and analyzed. however, it is possible that these associations are confounded by other factors that have not been measured a n d a n a l y z e d i n e p i d e m i o l o g i c a l s t u d i e s uncontrolled confounding. (16-17) a study in s u r a b a y a s h o w e d t h a t o u t o f t h e 6 7 5 intracranial arterial segments examined, 118 (17%) segments had stenosis of more than 29% o r h a d o c c l u s i o n o n d i g i t a l s u b t r a c t i o n angiography (dsa).(18) there are only a few studies about intracranial stenosis in indonesia. the aim of this study was to determine the frequency and risk factors of intracranial stenosis in acute ischemic stroke. methods research design in this cross-sectional study, we examined 2 3 4 c o n s e c u t i v e p a t i e n t s u n d e r g o i n g transcranial doppler (tcd) studies. further evaluation was performed for acute stroke p a t i e n t s w i t h s y m p t o m s o f o b s t r u c t i o n i n anterior or posterior cerebral artery territories. patients with a tcd diagnosis of intracranial stenosis were further evaluated. data collecting the recorded data consisted of demographic characteristics, risk factors and tests results. hypertension was defined as a history of elevated blood pressure (systolic blood pressure >140 mmhg or diastolic blood pressure >90 mmhg) in two separate recordings or elevated blood pressure before admission that required antihypertensive medications. diabetes mellitus was defined as a history of elevated blood glucose in two separate tests (fasting level >125 mg/dl) or diabetes treated with medication before admission. hyperlipidemia was defined as history of an abnormally high lipid level that r e q u i r e d e i t h e r d i e t a r y o r p h a r m a c o l o g i c intervention. smoking was documented by quantity-frequency assessment at the time of admission. measurements tcd sonography is a non-invasive, noni o n i z i n g , i n e x p e n s i v e , p o r t a b l e a n d s a f e technique that uses a pulsed doppler transducer for assessment of intracerebral blood flow. the 3 purpose of this test is to detect any narrowing or blockage in these arteries that may decrease or stop the flow of blood to the brain. a small hand-held, wand-like probe covered with a conductive gel will be placed and held at various areas on the head of the subject, usually at each temple, over each eye, and at the base of the skull. this enables the examiner to image the blood flow in the arteries and to record the flow in each artery. the procedure should take 20 to 60 minutes and is painless.(19,20) tcd studies of intracranial vessels were performed by tdop-tc9000p unit with a 2mhz probe for the examination of intracranial circulation. mca was designated as stenotic if its peak systolic velocity was greater than 140 cm/s or its mean velocity exceeded 80 cm/s.(21) a diagnosis of vertebral segment and proximal basilar artery stenosis was made if there were focal increases of the peak systolic and mean velocities to 90 cm/s and 60 cm/s or more.(22) data analysis we used spss to save and analyze the data. independent t-test and chi square test were used to compare the variables. results we a n a l y z e d t h e t c d r e s u l t s o f 2 3 4 patients from our tcd registry, with mean age of 58.35 years. complete data were collected for 182 patients (77.7%). the most common reason for incomplete data was poor temporal window and bedridden-ventilated patients. the study sample consisted of 52% males and 48% females. the most common indication for tcd e x a m i n a t i o n s i n t h i s s t u d y w a s n o n hemorrhagic stroke, which was found in around 5 8 % o f t h e s t u d y s a m p l e ( 1 3 6 p a t i e n t s ) , f o l l o w e d b y v e r t e b r o b a s i l a r i n s u ff i c i e n c y (figure 1). the results of the tcd studies in ischemic stroke patients is presented in figure 2. the proportions of abnormalities detected were as follows: stenosis (38%), atherosclerosis (30%), and hypoperfusion (21%). figure 3 shows stenosis in the right middle cerebral artery. in comparison to the posterior circulation, stenosis in the anterior circulation is more common (figure 4), and the most frequent sites are the middle cerebral artery and the internal carotid artery siphon. univ med vol.28 no.1 figure 1. indications for tcd studies 4 pinzon, asanti, sugianto, et al acute ischemic stroke figure 4. distribution of sites of the stenosis in patients with intracranial stenosis (52 patients) figure 3. stenosis in the right middle cerebral artery figure 2. distribution of abnormalities of tcd studies in patients with acute ischemic stroke 5 we analysed the distribution risk factors in patients with intracranial stenosis, and compared it with ischemic stroke patients without stenosis. the most frequent risk factor for atherosclerosis was hypertension with a frequency of 72%, whilst diabetes mellitus, hyperlipidemia, and smoking had frequencies of 24%, 38%, and 22% respectively. table 1 presents the frequency of vascular risk factors in intracranial stenosis patients. t h e r e w a s a s i g n i f i c a n t r e l a t i o n s h i p b e t w e e n h y p e r t e n s i o n a n d d i a b e t e s w i t h intracranial stenosis. both hypertension and diabetes increase the risk of stenosis (or=2.97, 95% ci=1.76-4.98, p<0.05 for hypertension, and or=1.48, 95% ci=1.12-2.43, p<0.05 for diabetes). discussion t h e f i n d i n g s o f t h i s s t u d y a r e i n agreement with those of previous studies, s u g g e s t i n g t h a t a t h e r o s c l e r o t i c o c c l u s i v e lesions are common in asians. (23-25) in our studies intracranial lesions appeared to be the cause of atherosclerotic occlusive disease in more than around 30% cases. however, this figure may be an overestimation because we excluded patients with poor temporal windows (mostly elderly women), and patients who were moribund with severe stroke (commonly from cardioembolic stroke). multiple intracranial stenoses were found frequently, a finding that is in agreement with some other studies.(26,27) our data showed that m c a w a s t h e m o s t f r e q u e n t s t e n o t i c intracranial artery. despite some previous suggestions, we found no statistical difference i n t h e f r e q u e n c y o f i n t r a c r a n i a l l e s i o n s between men and women. however, due to the better trans-temporal windows, we suggest that tcd is a better device for studying intracranial arteries in men. in contrast, results from the warfarin-aspirin symptomatic intracranial disease (wasid) trial showed that women have a higher risk for recurrent ischemic stroke and for the combined end point of stroke and vascular death. (28) the explanation for this finding is complex. women have a greater clustering of risk factors that are indicative of metabolic abnormalities (e.g. high body mass indexes, hypertension, and diabetes) and those t h a t p o r t e n d i n c r e a s e d r i s k b a s e d o n s o c i o d e m o g r a p h i c f e a t u r e s , l i f e s t y l e , a n d family history of stroke. women may have smaller intracranial arteries than men, which could pose a greater risk for stroke in the territory of a stenotic intracranial artery.(29) an i n t e r e s t i n g f i n d i n g i n o u r s t u d y i s t h a t i n t r a c r a n i a l s t e n o s i s i s m o r e f r e q u e n t l y table 1. frequency of vascular risk factors in stroke patients with intracranial stenosis (n = 52) table 2. the risk factors of intracranial stenosis in acute ischemic stroke univ med vol.28 no.1 6 pinzon, asanti, sugianto, et al acute ischemic stroke detected in patients with a history of either diabetes mellitus or hypertension. this finding is in agreement with some studies,(12,30) and in d i s a g r e e m e n t w i t h s o m e o t h e r s . ( 8 , 3 1 ) t h e wa s i d t r i a l i n n o r t h a m e r i c a s h o w e d consistent results, in which elevated mean sbp and dbp were associated with increased risk of stroke after adjustment for a number of factors. these were age, type of qualifying event (transient ischemic attack versus stroke), gender, body mass index, time from qualifying event, history of diabetes mellitus, history of hypertension, race, percentage of intracranial a r t e r y s t e n o s i s a t s t u d y e n t r y, a n d h y p e r l i p i d e m i a . ( 3 2 ) a l t h o u g h w e f o u n d n o association between the site of the lesion and a history of known lipid disorder, this finding should be interpreted with caution, as blood lipids and lipoprotein concentrations were not systematically measured in our study. because we can now detect intracranial occlusive disease safely and reliably with tcd and magnetic resonance angiography (mra), studies of the prevalence of intracranial stenosis in asymptomatic patients with multiple risk factors is feasible.(33) identifying patients with asymptomatic intracranial stenosis may enable us to implement preventive measures early in this high-risk population. this is particularly i m p o r t a n t b e c a u s e l i m i t e d s u c c e s s o f pharmacological interventions in preventing stroke has now been replaced by technological developments offering improved methods for e n d o v a s c u l a r t h e r a p y o f c e r e b r a l a r t e r y stenosis. conclusions intracranial stenosis is present in more than one third of ischemic stroke patients. hypertension and diabetes are significantly more prevalent in intracranial stenosis. acknowledgement the authors would like to express their appreciation to associate professor tan kay sin for the constructive comments and guidance during the asna biennial meeting in kuala lumpur 2009. references 1. quilliam bj, lapane kl. clinical correlates and drug treatment of residents with stroke in long-term care. stroke 2001; 32: 1385–93. 2. american heart association. heart disease and stroke statistics—2003 update. available at: http:/ /www.americanheart.org. accessed sept 1, 2008. 3. the warfarin aspirin symptomatic intracranial disease (wasid) trial investigators. design, progress and challenges of a double-blind trial of warfarin versus aspirin for symptomatic intracranial arterial stenosis. neuroepidemiology 2003; 22: 106 –17. 4. klijn cjm, kappelle lj, algra a, van gijn j. outcome in patients with symptomatic occlusion of the internal carotid artery or intracranial arterial lesions: a meta-analysis of the role of baseline characteristics and type of antithrombotic treatment. cerebrovasc dis 2001; 12: 228–34. 5. wong ks, li h. long-term mortality and recurrent stroke risk among chinese stroke patients with predominant intracranial atherosclerosis. stroke 2003; 34: 2361–6. 6. bang oy. intracranial atherosclerotic stroke: specific focus on the metabolic syndrome and inflammation. curr atheroscler rep 2006; 8: 3306. 7. elmore em, mosquera a, weinberger j. the prevalence of asymptomatic intracranial largevessel occlusive disease: the role of diabetes. j neuroimaging 2003; 13: 224-7. 8. suwanwela nc, chutinet a, phanthumchinda k. inflammatory markers and conventional atherosclerotic risk factors in acute ischemic stroke: comparative study between vascular disease subtypes. j med assoc thai 2006; 89: 2021-7. 9. shin dh, lee ph, bang oy. mechanisms of recurrence in subtypes of ischemic stroke: a hospital-based follow-up study. arch neurol 2005; 62: 1232-7. 7 10. meyers pm, schumacher hc, tanji k, higashida rt, caplan lr. use of stents to treat intracranial cerebrovascular disease. annu rev med 2007; 58: 107-22. 11. aboyans v, lacroix p, criqui mh. large and small vessel atherosclerosis: similarities and differences. prog cardiovasc dis 2007; 50: 112-25. 12. hermes p. the importance of doppler studies in asymptomatic intracranial and extracranial arterial disease. keio j med 2002; 51: 189-92. 13. lawes cmm, bennett da, feigin vl, rodgers a. blood pressure and stroke: an overview of published reviews. stroke 2004; 35: 776-85. 14. cholesterol treatment trialists’ (ctt) collaborators. efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90,056 participants in 14 randomised trials of statins. lancet 2005; 366: 1267–78. 15. hankey gj. potential new risk factors for ischemic stroke. what is their potential? stroke 2006; 37: 2181-8. 16. kizer jr, wiebers do, 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alexandrov av. screening for intracranial stenosis with transcranial doppler: the accuracy of mean flow velocity thresholds. j neuroimaging 2002; 12: 9-14. 22. li h, lam wwm, wong ks. distribution of intracranial vascular lesion in the posterior circulation among chinese stroke patients. neurol asia 2002; 7: 65-9. 23. wong ks, huang yn, gao s, lam ww, chan yl, kay r. intracranial stenosis in chinese patients with acute stroke. neurology 1998; 50: 812-3. 24. hsu hy, yang fy, chao ac, chen yy, chung cp, sheng wy et al. distribution of carotid arterial lesions in chinese patients with transient monocular blindness. stroke 2006; 37: 531-3. 25. tan ty, chang kc, liou cw, schminke u. prevalence of carotid artery stenosis in taiwanese patients with one ischemic stroke. j clin ultrasound 2005; 33: 1-4. 26. lee sj, cho sj, moon hs, shon ym, lee kh, kim di. combined extracranial and intracranial atherosclerosis in korean patients. arch neurol 2003; 60: 1561-4. 27. suh dc, lee sh, kim kr, park st, lim sm, kim sj, et al. pattern of atherosclerotic carotid stenosis in korean patients with stroke: different involvement of intracranial versus extracranial vessels. am j neuroradiol 2003; 24: 239-44. 28. williams je, chimowitz mi, cotsonis ga, lynn mj, waddy sp for the wasid investigators. gender differences in outcomes among patients with symptomatic intracranial arterial stenosis. stroke 2007; 38: 2055-62. 29. liebeskind ds, laughton al, kim d, starkman s, salamon n, villablanca p, et al. vessel size explains gender differences in response to intravenous thrombolysis for acute stroke. stroke 2006; 37: 6229. 30. leung sy, ng th, yuen st, lauder ij, ho fc. pattern of cerebral atherosclerosis in hong kong chinese severity in intracranial and extracranial vessels. stroke 1993; 24: 779-86. 31. mendes i, baptista p, soares f, oliveira v, ferro jm. diabetes mellitus and intracranial stenosis. rev neurol 1999; 28: 1030-3. 32. turan tn, cotsonis g, lynn mj, chaturvedi s, chimowitz m (for the warfarin-aspirin symptomatic intracranial disease (wasid) trial investigators relationship between blood pressure and stroke recurrence in patients with intracranial arterial stenosis. circulation 2007; 115: 2969-75. 33. zarei h, ebrahimi h, shafiee k, yazdani m, aghill k. intracranial stenosis in patients with acute cerebrovascular accidents. arya atherosclerosis j 2008; 3: 206-10. univ med vol.28 no.1 alvina 11 abstract the fragile x syndrome is the most common form of inherited mental retardation in humans, caused by an expansion of the cytosine-guanine-guanine (cgg) repeat in the fragile x mental retardation 1 (fmr1) gene located on the x chromosome. antibody tests have been developed to identify fragile x patients, based on the presence or absence of fragile mental retardation protein (fmrp) in both lymphocytes and hair roots. the objective of this study was to compare correlations of hair root and lymphocyte fmrp expression with cognitive functioning in female rural area probands carrying the full mutation. thirty females (normal, premutation, or full mutation) were selected from indonesian fragile x families and were tested for fmrp expression in lymphocytes and hair roots using the fmrp antibody test. subject genotype was determined by southern blot analysis, and iq equivalent by raven’s standard progressive matrices. statistical analysis was by pearson correlation. fmrp expression in blood lymphocytes was relatively higher than that in hair roots, but hair root fmrp expression was strongly correlated with cognitive functioning in female full mutation carriers (r=0.64, p=0.015), whereas no significant correlation between lymphocyte fmrp and cognitive functioning was found (r=0.31, p= 0.281). around 14% of subjects had a normal and 7% a borderline iq level, while 79% had mild mental impairment. in conclusion, hair root fmrp expression may be a useful marker for identification of fragile x full mutation females. keywords: fragile x syndrome, full mutation females, cognitive functioning *department of biotechnology, medical faculty and health sciences, jenderal soedirman university **center for biomedical research, faculty of medicine, diponegoro university ***erasmus medical center, erasmus university correspondence dr. lantip rujito, msi.med. department of biotechnology, medical faculty and health sciences, jenderal soedirman university jl gumbreg no 1, purwokerto 53146 email: l.rujito@unsoed.ac.id univ med 2011;30:11-21 hair root fmrp expression for screening of fragile x full mutation females lantip rujito*, dwi kustiani** , lies anne severijnen***, peter hanzon***, sultana mh faradz** and rob willemsen*** january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction the fragile x syndrome (fxs) is the most prevalent inherited form of mental retardation (mr) in humans. the prevalence of this disease is approximately 1/4000 for males and 1/6000 for females in western countries.(1) in i n d o n e s i a t h e p o p u l a t i o n o f f x s i s approximately 2% of the mr population, and in central java more than 50 patients have thus far been identified.(2,3) in the same study 53% of institutionalized males and females with fragile x of an isolated village in central java could be traced back to a common ancestor.(4) 12 rujito, kustiani, severijnen, et al fragile x full mutation another study in a special school for mentally retarded individuals revealed that 3.9% of these were fxs probands.(5) the causative mutation of fxs resides in the fragile x mental retardation 1 (fmr1) gene, which is located on the long arm tip of the x chromosome. the vast majority of mutations c o m p r i s e s a m p l i f i c a t i o n o f t h e c y t o s i n e guanine guanine (cgg) repeat in the 5' noncoding region of the fmr1 gene. in normal people the cgg repeats vary from 6 to 54, while premutation carriers have between 55 and 200 repeats, and full mutation subjects have more than 200 cgg repeats in their fmr1 gene6. full mutation expansion causes hypermethylation of the fmr1 promoter and the expanded repeat itself, resulting in absence of fmr1 protein (fmrp) in the neurons, which is responsible for the observed mr in fragile x patients.(7) males carrying the full mutation are usually cognitively affected, whereas female full mutation carriers show mild to moderate mental impairment in only approximately 60% of cases. f e m a l e s c a r r y i n g t h e f u l l m u t a t i o n a r e characterized by cells with and without fmrp expression, which can be explained by the random inactivation of one of the two x c h r o m o s o m e s ( l y o n i z a t i o n ) . i t h a s b e e n suggested that an insufficient number of fmrpexpressing neurons in the brain of affected females causes the learning deficits as a result of the proportion of mutant fmr1 alleles on the active x chromosome.(8) willemsen et al. have described alternative diagnostic tests to identify patients with fragile x syndrome on the basis of the absence of fmrp in lymphocytes and hair roots. this antibody test has advantages when compared with the dna test, including low cost and short (one day) work period; absence of radioactivity; and capability to detect all loss-of-function mutations, including the prevalent cgg repeat amplification.(9) the ectodermal origin of hair roots may explain the strong correlation existing between lack of fmrp expression in hair roots from full mutation females and cognitive functioning, c o m p a r e d t o f m r p e x p r e s s i o n i n lymphocytes. ( 1 0 ) i t i s l i k e l y t h a t t h e x inactivation pattern within the ectoderm during early development give rise to similar xinactivation patterns in both brain and hair roots. therefore, hair roots might be of value for predicting the mental capacities of females with a full mutation. methods research design this was an observational analytic research study with cross sectional design, conducted in senin district, gunung kudul regency, from september 2007 up to august 2008. subjects of study fxs subjects were selected according to the following criteria: female, coming from a rural fxs family, age range 4 to 65 years, and without other disabilities. purposive nonrandom sampling was used for recruiting the subjects. thirty females from seven families, both affected and nonaffected, were included in this study. three mentally retarded persons as non-fxs controls were also taken to find out whether fmrp also influenced their cognitive functioning. measurements after obtaining written informed consent, from each subject we collected 20 to 30 hair roots and a ten ml venous blood sample, from which smears were immediately made. the remaining blood sample was subsequently stored in edta tubes for dna extraction in the laboratory. twenty to thirty hair roots were plucked smoothly from different areas behind the ears, either manually or by means of a special pincette, and were then coded. fmrp expression in hair roots fmrp expression was determined by the willemsen method: hair roots were fixed in 3% 13 paraformaldehyde at room temperature (rt) for 10 min. cells were permeabilized by treatment with 100% methanol at rt for 20 min. hair roots were washed with pbs + (phosphate-buffered saline with added 0.5% bovine serum albumin and 0.15% glycine), and i n c u b a t e d a s w h o l e m o u n t w i t h m o u s e monoclonal anti-fmrp antibodies at 4 c° overnight. visualization of antibody-antigen complexes was achieved by an indirect alkaline phosphatase technique, using á m-powervision polymeric alkaline phosphatase (poly ap) for 1 hr, followed by incubation in new fuchsin substrate system (dako) for 10-15 min. levamisole was added to the substrate solution a c c o r d i n g t o t h e g u i d e l i n e s o f t h e manufacturer, to block endogenous alkaline phosphatase activity. immunolabeled hair roots were examined with a stereo zoom microscope at a final magnification of 70x. the number of fmrp-positive hair roots showing red color was expressed as a percentage of the total number of hair roots examined. fmrp expression in blood smears b l o o d s m e a r s w e r e f i x e d i n 3 % paraformaldehyde for 10 min followed by a p e r m e a b i l i z a t i o n t r e a t m e n t w i t h 1 0 0 % methanol for 20 min at rt. after washing in phosphate-buffered saline (pbs) for 5 min, the endogenous peroxidase activity was blocked with pbs-blocked (100 ml 0.1m pbs, 2 ml 30% h2o2, 1 ml 12.5% sodium azide) for 30 min. the smears were washed in pbs+ and incubated with mouse monoclonal anti-fmrp antibodies at 4o c overnight. smears were rinsed in pbs + for 3x5 min followed by biotinylated secondary antibody treatment for 10 min (zymed-kit reagent b). subsequently, s m e a r s w e r e i n c u b a t e d w i t h p e r o x i d a s e conjugated streptavidin for 10 min after rinsing in pbs+ for 3x5 min. finally, smears were rinsed in pbs+ for 4x5 min and pbs for 5 min, respectively. as a final step, smears were incubated with dab substrate (dako liquid dab substrate-chromogen system) for 2x20 min and 1x10 min followed by nuclear fast red counterstaining. the smears were serially dehydrated in ethanol and xylene, mounted in e n t e l l a n ( m e r c k # 1 . 0 7 9 6 0 ) a n d d r i e d o v e r n i g h t a t 3 7 oc i n a n i n c u b a t o r. immunolabeled smears were examined under a l i g h t m i c r o s c o p e a t 1 0 0 0 x f i n a l magnification. a brown precipitate in the cytoplasm of lymphocytes signified positive fmrp expression. the percentage of fmrp expression was obtained by counting one hundred lymphocytes in different areas of the smears and scoring them for fmrp expression. the test results were evaluated by three different investigators who were unaware of the identity of the probands and the counting results of each other. southern blot analysis using digoxigenin labeled probe pp2 seven mg of genomic dna extracted by the miller method (35ìl of 200 ng/ìl) was mixed well with 4.75 ìl aquadest, 5 ì l 10x surecut buffer h (roche), 3 ì l 50 mm spermidine, 1.25 ì l hind iii (recognition site = aagctt – roche cat. #10656313001), 1 ì l eag i, a methylation sensitive enzyme (recognition = site cggccg biolabs cat. #r0505l). the mix was incubated overnight at 370c to complete digestion. five ì l 10x ficoll loading buffer was added to 45 ì l of e a c h d i g e s t i o n p r o d u c t , w h i c h w a s t h e n electrophoresed on 0.7% agarose gel overnight at 45v. dna was transferred to a nylon m e m b r a n e ( h y b o n d n 1 , a m e r s h a m ) i n s o u t h e r n b l o t t i n g a p p a r a t u s o v e r n i g h t , followed by baking the membrane for 20 min at 120°c. prehybridization was performed in roller bottles with pre-heated dig easy hyb h y b r i d i z a t i o n s o l u t i o n ( r o c h e c a t . #11603558001) for at least 1 hr at 42°c and 10 rpm. the prehybridization solution was r e p l a c e d w i t h a h y b r i d i z a t i o n s o l u t i o n containing denatured digoxigenin labeled probe pp2 (courtesy prof ben oostra, erasmus medical center) and left at 42°c overnight to univ med vol.30 no.1 14 rujito, kustiani, severijnen, et al fragile x full mutation complete hybridization. the membrane was washed for 2x5 min with 50 ml 2xssc/0.1 % sds at room temperature. detection was achieved in clean trays with the following procedure: equilibration of membrane in 10 ml w a s h i n g b u f f e r f o r 5 m i n f o l l o w e d b y incubation in blocking solution for 60 min. the membrane was put in a piece of saranwrap. 10 ì l anti-digoxigenin-ap-conjugate was a d d e d t o t h e b l o c k i n g s o l u t i o n a n d t h e membrane was incubated in this solution for 30 min. after incubation, the antibody solution was discarded and the membrane washed in washing buffer for 2x15 min and in detection buffer for 5 min. in the meantime 15 cdp star solutions (roche cat. no. 1685627) were diluted in 1500 ì l detection buffer. after the washing procedure, the membrane was placed between the two sides of a plastic bag and cdp star solution was pipetted on top of the membrane. bubbles present under the sheets w e r e r e m o v e d a n d t h e m e m b r a n e w a s incubated for 5 min. after incubation, liquid excess was removed and the plastic bag was sealed. the membrane was exposed to film for 1 0 a n d 3 0 m i n . a n o r m a l b a n d w a s characterized by the presence of a 2.8 kb band indicating a normal x chromosome, while a 5 . 2 k b b a n d r e f l e c t e d a m e t h y l a t e d x chromosome. determination of iq equivalents raven’s standard progressive matrices were used to measure iq equivalents of the subjects. testing and analysis were performed b y a c e r t i f i e d p s y c h o l o g i s t . c o g n i t i v e functioning was measured by the non-verbal raven test based on non-verbal intervention.(11) statistical analysis using spss 16.0 for windows, pearson c o r r e l a t i o n a n a l y s i s w a s p e r f o r m e d t o determine a possible correlation of fmrp expression in hair roots and lymphocytes with cognitive functioning (p<0.05). results fmrp expression fmrp expression was demonstrated in both blood smears and hair roots by using an immunohistochemical test introduced by willemsen (figure 1). positive specimens have a clear red staining in bulb and hair shaft respectively, whereas negative specimens exhibit no red color in either bulb or hair shaft. fmrp expression in lymphocytes is shown by brown staining of the cytoplasm, while no staining indicates a negative result. the distribution of fmrp expression in all probands is depicted in table 1. normal samples and premutation carriers showed high expression of fmrp both in blood smears and hairs roots, with an average of 91.78% and 8 2 . 8 9 % , r e s p e c t i v e l y. t h r e e s a m p l e s o f mentally retarded people from non-fragile x families also showed a high fmrp expression (over 80%), whereas full mutation subjects showed on average 65.85% expression in blood and 53.98 % in hair roots. these findings show that in full mutation individuals the average fmrp expression in blood smears was higher than in hair roots. fifteen samples show a different result for fmrp expression in blood smears and hairs of over 10%, which were mostly in the full mutation group. a comparison of fmrp expression in lymphocytes vs. hair roots is shown in figure 2. to determine whether a relationship exists between the percentages of fmrp expression in lymphocytes and hair roots, a correlation test was applied for these samples. the pearson c o r r e l a t i o n o f t o t a l s a m p l e w a s h i g h l y significant (r=0.82, p<0.001), while in the full mutation group correlation was lower, although still having statistical significance (r=0.58, p=0.028). this finding shows that in cells of normal individuals and premutation or full mutation carriers, fmrp expression was presumably similar in lymphocytes as well as 15 hair roots, although more variation was seen in the full mutation group. iq equivalents of probands distribution of iq levels among these groups is depicted in figure 3. thirty percent of the sample shows iq levels of >80 whereas the iq levels of the other subjects were below 80. the mean value was 77.88 in the normal group, 83.42 in premutation carriers, and 63.07 in full mutation carriers. in the full mutation group about 14% of subjects was in the normal range (>85), 7% in the borderline range (7084) and 79% showed mild mental impairment (50-69). genotypes of probands to confirm genotyping of the probands, dna testing was performed by southern blot analysis, using a methylation sensitive enzyme, allowing discrimination between methylated and unmethylated fmr1 alleles. this analysis showed the classification of the alleles, whether normal, premutation, or full mutation alleles. results are shown in figure 4. correlation between fmrp expression and iq equivalents of full mutation females in the full mutation group, pearson correlation test was carried out to determine whether a relationship exists between fmrp expression and iq equivalent. the p value of the pearson correlation test for fmrp in hair roots and iq equivalent parameter showed high significance (r=0.635, p= 0.015). in contrast, fmrp expression in lymphocytes showed no statistically significant relationship with iq equivalents (r = 0.31, p = 0.281) (figure 5). figure 1. fragile x mental retardation protein (fmrp) expression in both blood smears and hair roots. a: positive appearance in follicle hair roots from normal probands, b: negative appearance in follicle hair roots from full mutation probands, c: positive appearance in lymphocytes cell from normal probands, d: negative appearance in lymphocytes cell from full mutation probands   c  d  a b univ med vol.30 no.1 16 rujito, kustiani, severijnen, et al fragile x full mutation discussion studies on fmrp expression in hair roots have shown that this may serve as a predictor of cognitive functioning in females carrying the fragile x full mutation,(9) while fmrp expression in blood smears can be used to identify male fragile x patients. however, number of probans iq equivalent % fmrp in blood smear % fmrp in hair roots genotypes 1 60 98 85 non f 2 65 97 90 non f 3 70 95 86 non f 4 95 97 89 n 5 75 88 85 n 6 75 90 84 n 7 85 87 82 n 8 77 97 70 n 9 75 93 87 n 10 73 92 86 n 11 66 75 76 n 12 80 95 83 n 13 83 80 73 p 14 75 94 85 p 15 77 94 77 p 16 75 97 80 p 17 88 86 90 p 18 101 94 85 p 19 85 95 82 p 20 60 65 50 f 21 65 65 50 f 22 60 44 64 f 23 60 76 40 f 24 63 63 41 f 25 70 55 60 f 26 65 61 54 f 27 50 97 75 f 28 85 88 87 f 29 50 45 31 f 30 50 58 25 f 31 55 62 50 f 32 85 76 69 f 33 65 67 60 f table 1. distribution of percentage of fmrp expression in hair roots and blood smear, iq equivalent, and genotypes of individual samples in indonesia note: n = normal; p = premutation; f = full mutation; non f= mr non fragile x there were overlapping results in the female group (full mutation versus controls). in this study, all samples from normal and premutation female carriers expressed normal levels of fmrp (75 -100%), both in blood smears and hair roots, whereas full mutation female carriers showed a large variance in percentage of fmrp expression (figure 2). 17 non fraxa normal sample permutation fullmutation not educated and live in a simple environment. also the diet may play a role because they eat more cassava than rice, as they live in a relatively arid area. as a consequence their protein intake is low, which may be harmful to the body due to the cyanide content of cassava. this finding represents the condition that they may have low micronutrient intake l e a d i n g t o i n h i b i t i o n o f n o r m a l b r a i n development. this finding is in line with previous literature mentioning that dietary intake may affect development of cognitive functioning.(12) hypothyroidism is also one of the problems in this rural area.(13) during this finding is in line with the current h y p o t h e s i s t h a t n o r m a l a n d p r e m u t a t i o n carriers show a normal translation of the fmr1 mrna, in contrast to carriers of the full m u t a t i o n a l l e l e s , w h i c h u s u a l l y s h o w a methylation of the fmr1 gene, resulting in lack of fmrp. a random lyonization process in the cells causes the variance of fmrp expression in full mutation females. normal and premutation subjects in this study show relatively low iq equivalents. a possible explanation for this observation is that these subjects live in an isolated area where modern facilities are limited. most of them are percentages figure 2. diagram of percentage of fmrp expression in lymphocytes and hair roots in individual samples. non-full mutation groups show high expression of above 75% except two samples, whereas the full mutation group varies from 25% to 97%. the hair roots fmrp is lower than in lymphocytes univ med vol.30 no.1 18 rujito, kustiani, severijnen, et al fragile x full mutation figure 3. iq equivalents (converted from raven test) distribution in individual samples. normals and premutation carriers have an iq range between 66 and 101, whereas full mutation carriers have iq levels between 50 and 85. the average iq value in normals and premutation carriers is 77.88 and 83.42 respectively, whereas full mutation carriers have 63.07. the highest iq value is 101 in a premutation carrier and the lowest value is 50 in a full mutation carrier        5,2 kb      2,8 kb      2,8 kb      5,2 kb       5,2 kb       2,8 kb  a: lanes 4,14,21 were normal samples. lanes 1,3,13,20,23 correspondent to premutation samples whereas full mutation samples were shown in lanes 2,5,7,8,9,10,11,12,15,18,19, and 22. lanes 6 and 17 indicated full mutation and premutation control, respectively. b: lanes 1,2,5,6,7 were normal samples. lane 3 correspondents to premutation sample and line 4 were full mutation sample. dna ladder was indicated in lane 8. c: lane 1 was full mutation and lane 2 was premutation figure 4. figure of southern blotting test from individual samples using double digestion with hindiii and eagi. 19 figure 5. correlation between fmrp expression and iq equivalents in blood smear (a) and hair roots (b) in full mutation carriers. the chart indicated a significant correlation between percentage of fmrp expression in hair roots and iq equivalents in our group of full mutation carriers a b application of the raven test; we had to explain the test to the probands more frequently, as they seem did not care about it. in contrast, they finished their test very fast. this case relates with a previous study that mentioned an alternative hypothesis to general ability (g factor) as to the reasons why non-western p o p u l a t i o n s s c o r e l o w e r t h a n we s t e r n populations, such as being test-wise, less i n t e r e s t e d , m o r e a n x i o u s , w o r k i n g l e s s efficiently, or giving up sooner on items they find difficult.(14) distributions of iq equivalents in the full mutation group were as follows: about 14% in the normal range (>85), 7% in the borderline range (70-84%) and 79% showing mild mental impairment (50-69). these percentages are higher than those found in previous research studies, (15) namely 60% with mild mental retardation. however, in our study the number of subjects was limited and should be increased in the near future to allow drawing of definite/ final conclusions. the differences in iq equivalents of the full mutation, premutation, and normal groups are shown in figure 3. in the full mutation group we found subjects with relatively high iq levels compared t o o t h e r g r o u p s s h o w i n g h i g h e r f m r p expression in their cells (compared with other samples). this may be due to the fact that f e m a l e s c a r r y i n g a f u l l m u t a t i o n a r e characterized by cells with fmrp expression as well as those without, which can be explained b y t h e p r e s e n c e i n f e m a l e s o f t w o x chromosomes and random inactivation of one x chromosome (lyonization). this finding also noticed that although human intelligence is influenced by many genetic factors, a single mutation in the fmr1 gene resulting in lack of f m r p s i g n i f i c a n t l y r e d u c e s c o g n i t i v e functioning in female full mutation carriers.(16,17) fmrp expression in blood smears and hair roots are also correlated with cognition, although fmrp expression in blood smears seemed to be higher than in hair roots. this may be explained by differences in origin of the tissues. blood originates from mesoderm, whereas both hair roots and brain tissue are derived from ectoderm. lymphocytes originate from a common lymphoid progenitor cell before univ med vol.30 no.1 20 rujito, kustiani, severijnen, et al fragile x full mutation differentiating into their distinct lymphocyte types. the formation of lymphocytes, known as lymphopoiesis, has a daily turnover and the lifespan of lymphocytes ranges from several weeks to several years.(18,19) it has also been suggested that there might be a selection against cells with a full mutation in dividing lymphocytes or that there is a bias toward inactivation of the x-chromosome in women during aging.(20,21) this may explain why there seems to be a better correlation between lack of fmrp expression in hair roots and mental retardation. in addition, lymphocytes may poorly reflect the conditions in brain tissue, because the rapid turnover may lead to high variation in clones that either do or do not carry t h e f m r 1 m u t a t i o n o n t h e a c t i v e x chromosome. earlier studies using the fmrp test on lymphocytes did show a weak statistical correlation; however, the significance was not high enough to use this method as a reliable diagnostic or predictive test. the benefit of hair roots as a diagnostic tool is shown in this study because we found, although in a small-sized study, a highly significant correlation between the percentage of fmrp expression in hair roots and iq equivalent in female full mutation carriers. the statistical analysis showed that level of cognitive functioning in female full mutation carriers typically reflected by fmrp in hair roots rather than in blood smears. the origin of the tissue is important, but methodological aspects may play a role as well and cannot be excluded from this research. some of the limitation aspects were the limited number of full mutation carriers tested, problems with sample delivery by courier, and climatic differences. conclusion fmrp expression in hair roots is probably more useful to predict cognitive functioning in female full mutation carriers than is fmrp expression in blood lymphocytes. ackowledgments we would like to express our gratitude to ben oostra (clinical genetics department of erasmus medical center rotterdam), ben hamel, erick sisterman and arie smith (clinical genetics department of radboud university nijmegen) for providing us with the facilities and opportunity to do the genetic tests in the netherlands. references 1. acog committee opinion no. 469. carrier screening for fragile x syndrome. obstet gynecol 2010;116:1008-10. 2. hussein sm. fragile x mental retardation and fragile x chromosome in the indonesian population (dissertation). sydney: faculty of medicine, university of new south wales;1998. 3. faradz smh, buckley m, tang l, liegh d, holden jja. molecular screening for fragile x syndrome among indonesian children with developmental disability. am j med genet 1999; 83:350-1. 4. faradz smh, gasem mh, nillesen wm, sistermans e, hamel bcj, hagerman r. a high rate of fragile x in a small district of indonesia can be traced back to one common ancestor. the 8th international fragile x conference; 2002 july 17-21; chicago, usa. 5. faradz smh, setyawati an, winarni t, mundhofir fe, nillesen wm, zamhari m, et al. molecular screening for fragile x syndrome in institutionalized mild mentally retarded individuals at bbfsbg temanggung, central java (a preliminary study). the 12th international workshop on fragile x and x-linked mental retardation; 2005 august 26-29;williamsburg, va, usa. 6. hagerman rj, hagerman pj. testing for fragile x gene mutations throughout the life span. jama 2008;300:2419-21. 7. penagarikano o, mulle jg, warren st. the pathophysiology of fragile x syndrome. annu rev genomics hum genet 2007;8:109-29. 8. luo xf, zhong jm, zhang xz, zou y, chen y, wu hp, et al. hair root fragile x mental retardation protein assay for the diagnosis of fragile x syndrome. chinese j contemp pediatr 2009;11:817-20. 9. willemsen r, mohkamsing s, de vries b, devys d, van den ouweland a, mandel jl, et al. rapid 21 antibody test for fragile x syndrome. lancet 1995;345:1147–8. 10. willemsen r, smits a, severijnen la, jansen m, jacobs a, de bruyn e, et al. predictive testing for cognitive functioning in female carriers of the fragile x syndrome using hair root analysis. j med genet 2003;40:377–9. 11. raven j. the raven’s progressive matrices: change and stability over culture and time. cognit psychol 2000;41:1-48. 12. the british nutrition foundation. the influence of diet on cognitive function, appetite and mood. sainsbury, uk;2007. 13. gunungkidul regency, in cooperation with regional development and poverty reduction program – rdprp, atlas gunung kidul regency, final main report, march 2005. available at: http://siteresources.worldbank.org/intindo nesia/resources/projects/288973-8033888998 /1218077-1150284192230/2654894-115028466 8244/atlas.pdf. accessed mei 12, 2009. 14. nell v. cross-cultural neuropsychological assessment: theory and practice. london: erlbaum;2000. 15. barlow-stewart k, emery j, metcalfe s. genetic in family medicine: the australian handbook for general practitioners. canberra: biotechnology australia;2007. 16. kenneson a, zhang f, hagedorn ch, warren st. reduced fmrp and increased fmr1 transcription is proportionally associated with cgg repeat number in intermediate-length and premutation carriers. hum mol genet 2001;10: 1449-54. 17. zhou y, lum jms, yeo g-h, kiing j, tay skh, chong ss. molecular diagnostics and genetics simplified molecular diagnosis of fragile x syndrome by fluorescent methylation-specific pcr and gene scan analysis. clin chem 2006; 52:1492-500. 18. janeway c, travers p, walport m, shlomchik m, immunobiolog. 5th ed. new york: garland science;2001. 19. claycombe k, king le , fraker pj. a role for leptin in sustaining lymphopoiesis and myelopoiesis. pnas 2008;105:2017-21. 20. rousseau f, heitz d, oberlé i, mandel jl. selection in blood cells from female carriers of the fragile x syndrome: inverse correlation between age and proportion of active x chromosomes carrying the full mutation. j med genet 1991;28:830–36. 21. nossa gjv. the double helix and immunology. nature 2003;421:440-4. univ med vol.30 no.1 alvina 146 abstract *department of clinical pathology **department of pharmacology, faculty of medicine, trisakti university correspondence dr. pusparini, dr, sppk department of clinical pathology, faculty of medicine, trisakti university jl. kyai tapa no. 260 grogol jakarta 11440 phone: 021-5672731 ext.2403 email: pusparini_sppk@yahoo.com univ med 2011;30:146-54. low density lipoprotein cholesterol decreases vascular cell adhesion molecule-1 in postmenopausal women pusparini*, danny wiradharma*, and elly herwana** september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina in premenopausal women cardiovascular disease is rarely encountered, but after menopause the prevalence of cardiovascular disease increases drastically. there are several risk factors for cardiovascular disease, known as traditional risk factors, among others body fat concentration, age, duration of menopause, body mass index (bmi), and estradiol concentration. cardiovascular disease is considered as an inflammatory disorder, in which adhesion molecules play an important role. vascular cell adhesion molecule-1 (vcam-1) is one of the adhesion molecules with an important role in the atherosclerotic process. the aim of this study was to determine the relationship of risk factors affecting the expression of vcam-1 in postmenopausal women. this study was a cross-sectional study involving 182 postmenopausal women in the age range of 4760 years, who were residents of mampang prapatan subdistrict, south jakarta. venous blood samples were obtained for laboratory investigations, viz. fasting blood glucose, total cholesterol, high density lipoprotein (hdl) cholesterol, low density lipoprotein (ldl) cholesterol, triglycerides, creatinine, serum glutamic oxaloacetic transamirase (sgot), serum glutamic pyruvic transmirasi (sgpt), bilirubin, total protein, albumin, estradiol and vascular cell adhesion molecule-1 (vcam-1).a multiple regression analysis was performed on traditional risk factors and their relationship with vcam-1 concentration. the results showed there were five traditional risk factors influencing vcam-1 concentration, viz. duration of menopause, bmi, estradiol concentration, hdl cholesterol, and ldl cholesterol. among these five factors, ldl cholesterol had the greatest influence on vcam-1 expression (beta coefficient = -0.253 and p=0.001). in conclusion, ldl cholesterol concentration decreased vcam-1 expression in postmenopausal women. key words: vcam-1, ldl cholesterol, postmenopausal women introduction cardiovascular disease (cvd) is rarely f o u n d i n p r e m e n o p a u s a l w o m e n , b u t cardiovascular and cerebrovascular disease are the main causes of mortality in postmenopausal women, particularly in developed countries. the prevalence of these two diseases is up to 147 univ med vol.30 no.3 75%, which is larger than the prevalence of 68% for breast cancer.(1,2) in postmenopausal women decreased estrogen levels may result in changes in the distribution of body fat from the gynoid into the android type, decreased glucose tolerance, dyslipidemias, high blood p r e s s u r e , i n c r e a s e d s y m p a t h e t i c t o n e , e n d o t h e l i a l d y s f u n c t i o n , a n d v a s c u l a r inflammation.(3-5) the abnormalities caused by decreased estrogens in postmenopausal women comprise vasomotor changes, i.e. hot flushes on the c h e s t , n e c k a n d f a c e , w h i c h m a y b e accompanied by anxiety and palpitations. other manifestations include reproductive tract symptoms, psychological symptoms, cognitive d i s o r d e r s , a n d i n c r e a s e s i n c h r o n i c degenerative disorders, such as osteoporosis, c a r d i o v a s c u l a r d i s e a s e , s t r o k e , a n d alzheimer’s disease.(6-8) cvd is considered to be an inflammatory disorder.(9-11) the results of several studies indicate that atherosclerosis is associated with inflammatory processes, formation of reactive o x y g e n s p e c i e s ( r o s ) a n d e n d o t h e l i a l dysfunction. several conditions that are regarded as risk factors for inflammation in the development of cardiovascular disease, include dyslipidemias, comprising increased total cholesterol, low density lipoprotein (ldl) cholesterol, triglycerides, and reduced high density lipoprotein (hdl) cholesterol.(9,10,12) cvd in postmenopausal women is associated with endothelial dysfunction, in which there is a defect in the vascular mechanism that protects the vascular endothelium against physical and chemical stimuli, such as inflammation, procoagulation and vasoconstriction.(3,10) one of the markers of endothelial dysfunction is the vascular cell adhesion molecule-1 (vcam-1), which plays a role in the development of endothelial dysfunction, along with other adhesion molecules. vcam-1 plays its role at the time of entry of inflammatory cells into the s u b e n d o t h e l i a l t i s s u e s . ( 1 3 1 6 ) l e u k o c y t e s normally circulate within the blood stream, but when there is tissue damage or inflammation, these leukocytes adhere to the endothelium of blood vessels and migrate across the vessel wall into the affected tissues. leukocyte adherence to blood vessel walls comprises a series of events, namely selectin-mediated rolling, activation mediated by chemoattractants, and adhesion to the vascular endothelium mediated by integrins, which are an immunoglobulin superfamily of counter receptors such as vcam-1 and intercellular cell adhesion molecule-1 (icam-1). subsequently the leukocytes move between the endothelial cells and migrate into the subendothelial tisues. the aim of the present study was to determine the factors influencing vcam-1 expression in postmenopausal women.(13-16) methods design of the study this study was of cross-sectional design and was conducted in the area of mampang p r a p a t a n s u b d i s t r i c t h e a l t h c e n t e r, f r o m january until march 2010. study subjects the subjects of this study were postmenopausal women between 47 and 60 years of age, with as inclusion criteria healthy postmenopausal women, with a natural cessation of menstruation of minimally 1 year and less than 10 years, not caused by total hysterectomy, b i l a t e r a l o o p h o r e c t o m y, i r r a d i a t i o n , a n d chemotherapy, with body mass index (bmi) < 35 kg/m2, not taking medications within the last 6 months (steroids, oral antidiabetics, antihypertensives, antihyperlipidemic drugs, hormonal therapy); laboratory tests: bilirubin <2 m g / d l , s e r u m g l u t a m i c o x a l o a c e t i c transaminase (sgot) and serum glutamic pyruvic transminase (sgpt) within reference range (10–36 u/l and sgpt 7–35 u/l, respectively), no abnormalities on physical e x a m i n a t i o n , s u c h a s h e p a t o m e g a l y, hypertension, disorders of cardiac rhythm, 148 ( ) ( )( ) 3 r1r15,0 ζβα n 2 +⎥ ⎦ ⎤ ⎢ ⎣ ⎡ −+ +ζ = nl creatinine <1.5 mg/dl, capable of actively walking without aids, capable of communication (able to answer questions by themselves or with a s s i s t a n c e f r o m o t h e r s ) a n d a g r e e i n g t o participate in the study by signing informed consent after receiving information on the aim of the study. the exclusion criteria were: women with chronic or terminal diseases, such as mammary carcinoma, carcinoma of the cervix, endometrial carcinoma, renal failure, cardiac failure, diabetes mellitus, stroke and myocardial infarction / heart attack, severe psychosis (such as schizophrenia), and mastectomy. the study subjects were selected by multistage cluster r a n d o m s a m p l i n g f r o m f o u r k e l u r a h a n (villages), namely kuningan barat, mampang prapatan, tegal parang dan pela mampang, ressorting under mampang prapatan subdistrict, south jakarta. sample size the sample size was calculated using the formula : (17) c i r c u m f e r e n c e t a k e n w a s t h e m i n i m a l circumference of the abdomen between the midpoint of the lower rib and the superior anterior iliac spine. hip circumference was the largest circumference between the gluteal muscle dorsally and the pubic symphysis ventrally. bmi was calculated as the weight in kg divided by the square of the height and using the standard for asians. blood pressure was determined on the right arm of the sitting subject after a rest of at least 15 minutes, using a riester mercury sphygmomanometer. blood pressure was taken from the mean of two measurements performed by different nurses. systolic pressure was based on the first korotkoff sound, whilst diastolic pressure was based on the fifth korotkoff sound. in case the determinations differed by more than 10 mm hg, the blood pressure measurement was repeated by a third nurse, and only those measurements were used that differed by <10 mm hg. pulse rate was determined after blood pressure measurements, by counting the pulsation of the radial artery for 1 minute, after the subject had rested for at least 15 minutes. the pulse rate was counted twice and the mean of the results was taken. analytic procedures after the subjects had fasted for 12 hours, a 10 ml venous blood sample was collected from each subject for laboratory investigations, viz. fasting blood glucose, total cholesterol, h d l c h o l e s t e r o l , l d l c h o l e s t e r o l , t r i g l y c e r i d e s , c r e a t i n i n e , s g o t, s g p t, bilirubin, total protein, albumin, estradiol and vcam-1. ldl cholesterol and estradiol were d e t e r m i n e d u s i n g r e a g e n t s f r o m r o c h e d i a g n o s t i c s . a s s e s s m e n t o f v c a m 1 concentration was by means of sandwich enzyme linked immunosorbent assay (elisa), using reagents produced by r&d systems, catalog no. dvcoo, lot no. 279922, date of expiry 20 april 2011. the coefficient of variation (cv) of ldl cholesterol assessment was 1.2% between day and 1.7% within run, where: r = coefficient of correlation between hdl cholesterol and vcam-1 = 0.798.(15) z α = 1.96 z β = 0.842 n= 68 the minimum sample size required was 68 subjects. a n t h r o p o m e t r i c a n d b l o o d p re s s u r e measurements height and weight were determined on lightly clothed subjects without foot wear. height was measured by means of a portable microtoise with a precision of 0.1 cm. body weight was determined using sage portable scales with a precision of 0.1 kg. circumference measurements were by means of a measuring tape to the nearest 0.1 cm. the abdominal pusparini, wiradharma, herwana ascular cell adhesion molecule-1 in women 149 univ med vol.30 no.3 charac te ristic n (%) age (yea rs) # 53.5 ± 3.5 < 50 27 (15) 50 –54 81 (44) 55 – 60 74 (41) age at menarche (ye ars) # 14.3 ± 1.7 < 15 146 (80) =15 36 (20) age at menopau se (year s) # 49.1 ± 3.3 < 50 97 (53) 50 –54 79 (43) 55 –60 6 (6) duration of menopa use (yea rs)* 4 (3 – 6 ) < 5 101 (55) 5– 10 81 (45) education n o forma l ed ucation 17 (9) d id not finish primary sc hool 17 (9) primary school 90 (50) junior high sch ool 36 (20) senior high school 18 (10) tertiary educ ation 4 (2) employmen t status employed 84 (46) un employed 98 (54) abdominal circumference (cm)# 83.9 ± 10.4 hip circumferen ce (cm)# 96.9 ± 8.3 weigh t (kg)# 59.4 ± 11.3 height (cm)# 148.9 ± 5.2 body mass index (k g/m2)# 26.7 ± 4.7 < 25 65 (35.5 ) 25 – 29.99 79 (43.2 ) > 30 38 (20.8 ) systolic pressure (mmhg) 124.8 ± 2 1.3 diastolic pre ssure (m mhg) 78.6 ± 12.6 pulse rate (p er minute) 77.9 ± 6.5 la boratory tests estradiol (pg/ ml)* 5 .1 (5 – 8.9) sgot (u/l) 20.7 ± 5.2 sgpt(u/ l) 13.8 ± 7.3 c reatinine (g /dl) 0.65 ± 0.15 total bilirubin (m g/d l) 0.47 ± 0.20 protein (g/dl) 7.5 ± 0.5 a lbum in (g/dl) 4.4 ± 0.3 fa stin g g lucose (mg/dl) 87.8 ± 12.7 total choleste rol (mg/dl) 207.0 ± 3 6.6 hdl choleste rol (mg/dl) 57.2 ± 12.2 ldl ch ol esterol (mg /dl) 129.7 ± 3 3.6 triglyc erides (mg/dl) 115.2 ± 6 5.5 v cam -1 (n g/ml) 847.2 ± 275.4 table. 1 demographic, physical, and laboratoratory characteristics of the study subjects (n=182) # mean ± sd, * values are median (lowest and highest quartiles). sgot: serum glutamic oxaloacetic acid transaminase, sgpt: serum glutamic pyruvic transaminase, hdl cholesterol: high density lipoprotein cholesterol, ldl cholesterol: low density lipoprotein cholesterol, vcam-1: vascular cell adhesion molecule-1 for estradiol determination, the cv was 1.7% between day and 1.8% within run, while the cv for vcam-1 was 2.1% between day and 2.1% within run. statistical analysis the normality of data distribution was determined by using the kolmogorov-smirnov test. data on demographic characteristics, physical measurements, and laboratory tests were presented as descriptive statistics, using the mean and standard deviation for normally distributed data or normalized data after logarithmic transformation. age of menarche and estradiol concentration were presented as median and interquartile range, because the data were non-normally distributed even after transformation. pearson correlation tests were used to determine the association between vcam-1 and several traditional factors such as age, duration of menopause, systolic and diastolic blood pressure, bmi, total cholesterol concentration, hdl and ldl cholesterol, triglycerides, fasting glucose, and estradiol concentration a multiple linear multiple regression analysis was used to determine the m o s t i n f l u e n t i a l f a c t o r o n v c a m 1 concentration. the level of significance used was 0.05. ethical clearance the study protocol was approved by the r e s e a r c h e t h i c s c o m m i t t e e , f a c u l t y o f medicine, trisakti university. all candidate study subjects willing to participate were given information on the aim and benefits of the study, before signing informed consent. results at the start of the study there were 200 subjects who agreed to participate. eighteen subjects did not meet the inclusion and exclusion criteria, among whom 14 subjects had fasting glucose concentrations of more than 126 mg/dl and 4 subjects were hypertensive, thus resulting in 182 subjects meeting the criteria. 150 tabel 3. factors assocaiated with vcam-1 concentration *p <0.05 significant the mean age of the subjects was 53.5 ± 3.5 years, with the majority (44%) between 50 and 54 years of age. mean age at menarche was 14.3 ± 1.7 years, and 146 subjects (80%) had menarche at the age of less than 15 years. mean age at menopause was 49.1 ± 3.3 years and 97 subjects (53%) had menopause at the a g e o f l e s s t h a n 5 0 y e a r s . d u r a t i o n o f menopause had a median value of 4 years, with the lowest quartile at 3 years and the highest quartile at 6 years. ninety subjects (50%) had attended primary school, while a similar p e r c e n t a g e h a d n o e m p l o y m e n t . t h e demographic and physical characteristics are presented in table 1. in addition, table 1 lists the laboratory p a r a m e t e r s o f t h e s u b j e c t s . e s t r a d i o l concentrations had a median of 5.1 pg/ml with the lowest quartile being 5 pg/ml and the highest quartile 8.9 pg/ml. the concentrations of sgot, sgpt, creatinine, bilirubin, total protein, albumin, fasting glucose, and the lipid profile were within normal limits. vcam-1 concentration was found to be 847.2 ± 275.4 ng/ml. table 2 presents several factors that could possibly affect vcam-1 expression, namely fasting glucose, estradiol, total cholesterol, hdl cholesterol, ldl cholesterol, triglycerides, and other factors, such as age at menopause, duration of menopause, bmi, and blood pressure. among the various factors in table 2 above, duration of menopause, estradiol, bmi, total cholesterol, hdl cholesterol, and ldl cholesterol were theorectically associated with vcam-1 concentration. these five factors were entered into a multiple regression model. backward model analysis showed that the factor influencing vcam-1 expression was l d l c h o l e s t e r o l c o n c e n t r a t i o n (beta coefficient=0.253; p=0.001) (table 3). table 2. correlation test for several factors affecting vcam-1 concentration bmi=body mass index; hdl=high density lipoprotein; ldl=low density lipoprotein pusparini, wiradharma, herwana vascular cell adhesion molecule-1 in women 151 univ med vol.30 no.3 discussion among the five factors analyzed in the present study, only ldl cholesterol had an influence on vcam-1 expression, with a beta coefficient of –0.253 and p=0.001. the role of ldl cholesterol in the atherosclerotic process lies among others in the formation of foam cells. ldl cholesterol has five subtypes on the basis of molecular size. small ldl cholesterol molecules are more atherogenic, because they can easily enter the vascular endothelium. the subtypes that are considered to be the most atherogenic are subtypes 4 and 5.(18,19) ldl cholesterol entering the vascular endothelium easily become oxidized ldl cholesterol, which are ultimately phagocytosed by macrophages, which turn into foam cells. oxidized ldl cholesterol is also one of the factors affecting the decrease in vascular smooth muscle cells through apoptosis in atherosclerotic plaques, secretion of metalloproteinases and other connective tissue enzymes, resulting in a reduction in collagenous tissue, thinning of the atherosclerotic capsule, ultimately making the atherosclerotic plaques vulnerable to rupture.(2022) the results of the present study are similar with those of the study by bossowska et al,(23) indicating that the concentration of adhesion molecules (icam-1, vcam-1, se-selectin) is correlated with traditional risk factors for cvd, such as systolic blood pressure, diastolic blood pressure, and concentration of lipids in the blood.(23) the mean hdl cholesterol concentration in the present study was 57.2 ±12.2 mg/dl, falling within the reference range of 35–80 mg/ dl.(24) hdl cholesterol is essential for lipid transport from the peripheral circulation to the liver, thus decreasing peripheral accumulation of lipids. hdl and ldl cholesterols function synergistically in maintaining cholesterol balance. reduction of hdl cholesterol is an atherogenic risk factor, whereas an increase in hdl cholesterol concentration acts as a protective factor. multiple regression analysis indicates that hdl cholesterol is not an influencing factor in vcam-1 expression, with a beta coeffcient of –0.113 and p=0.157. this differs from the results of a cross-sectional study by demerath et al.(25) on 592 healthy male and female subjects 18-82 years old, demonstrating a n i n d e p e n d e n t a s s o c i a t i o n b e t w e e n t h e concentration of adhesion molecules and hdl c h o l e s t e r o l , p a r t i c u l a r l y i n s m o k e r s . ( 2 5 ) demerath’s study subjects were in the age range of 18-82 years and were differentiated into smokers and nonsmokers, whereas in the present study all subjects between 47 and 60 years old and did not include any smokers. in our study, hdl cholesterol was not correlated with vcam-1. our result is different from that of a study in chechia involving both obese and lean postmenopausal women with mean age of 49.9 ± 2.9 years, indicating that serum soluble vcam-1 concentration is positively correlated with hdl-cholesterol levels.(26) estradiol concentration in this study had a median of 5.1 pg/ml with the lowest quartile = 5 pg/ml and the highest quartile = 8 . 9 p g / m l . e s t r a d i o l c o n c e n t r a t i o n i n postmenopausal women had a reference value of <130 pg/ml.(27) all subjects in this study had estradiol concentrations that were below r e f e r e n c e v a l u e . a s t u d y c o n d u c t e d b y ausmanas et al.(27) on 1020 postmenopausal women, comprising 9 asian ethnic groups, reported that estradiol concentrations varied with ethnic group, the lowest being 13.6 pg/ml in chinese and the highest 29.1 pg/ml in vietnamese. the estradiol concentrations in these asian postmenopausal women had a mean of 20.2 pg/ml (sd = 34.0 pg/ml) and a median of 12.26 pg/ml. in abovementioned study, the estradiol concentration in indonesian women was 19.6 pg/ml. ausmanas et al. (28) also confirmed menopausal status by determination of follicle stimulating hormone (fsh) and luteinizing hormone (lh) concentrations. in this connection, fsh concentration was better than estradiol concentration for confirmation of menopause, since fsh is not influenced by 152 a g e ( p = 0 . 8 5 2 ) , i n c o n t r a s t t o e s t r a d i o l ( p = 0 . 0 0 1 ) . (2 8 ) t h e i n c r e a s e d r i s k f o r cardiovascular disease in postmenopausal women, such as the subjects of this study, may be attributed to the reduction in estrogen concentrations as one of the causal factors.(6,29) the american heart association has formulated strategies for early detection of cvd in high risk groups, including the use of inflammatory markers,(20,21) as atherosclerosis is thought to be an inflammatory process. among the various inflammatory markers for primary prevention of cvd,(2,21,28) the one used in this study is vcam-1, which is both an i n f l a m m a t o r y m a rk e r a n d a n a d h e s i o n molecule.(13,30) inflammation in atherosclerosis is marked by an infiltration of leukocytes in the vascular endothelium, which is a dynamic o rg a n t h a t i n n o r m a l c i r c u m s t a n c e s h a s anticoagulant properties. injury to the vascular endothelium leads to platelet adhesion and aggregation, ultimately resulting in thrombus f o r m a t i o n . o t h e r r e s p o n s e s i n c l u d e t h e mediation of leukocyte migration into the endothelium, and it is this pathological process that is thought to be the initiating event of atherosclerosis.(31-33) in leukocyte migration there are several useful markers, such as intercellular adhesion molecule-1 (icam-1), endothelial leukocyte adhesion molecule-1 (elam-1), and vcam-1. vcam-1 is an adhesion molecule of the igg superfamily and interacts with its counterreceptor very late appearing antigen 4 (vla-4), a â1 integrin expressed on the surface of monocytes and lymphocytes.(25,32,34) in this study estradiol concentration was not significantly correlated with vcam-1 concentration. the results of r e g r e s s i o n a n a l y s i s a l s o s h o w e d a b e t a coefficient of 0.071 and a p value of 0.349. t h e r e f o r e i n t h i s s t u d y t h e e s t r a d i o l concentration did not play a role in vcam-1 expression. this is in contrast with an in vivo study in rabbits conducted by nathan et al.(34) to determine the role of estradiol in vcam-1 expression. the results of the study by nathan et al.(34) indicated that there were gender differences in monocyte adhesion to vascular endothelial cells and transendothelial migration after induction of hypercholesterolemia in male and female rabbits. the investigators concluded that estradiol presumably inhibits monocyte adhesion and ultimately vcam-1 expression.(34) the differences in the results of the present study and those of nathan et al. (34) may be due to the fact that inhibition of vcam-1 expression presumably constitutes a multifactorial process involving other factors in addition to estrogens. at present the precise mechanisms by which estrogens may protect vascular endothelium from atherosclerosis are as yet not known with certainty.(13,33,34) another presumed risk factor for cvd in postmenopausal women is the duration of menopause. in the present study the median duration of menopause in the study subjects was 4 years, with the lowest and highest quartiles being 3 and 6 years, respectively. the majority of the subjects had a duration of menopause of less than 5 years (55%). bivariate analysis showed that duration of menopause was not correlated with vcam-1 concentration, while similarly regression analysis showed that duration of menopause was not a factor playing a role in vcam-1 expression, with a beta coefficient of 0.100 and a p value of 0.175. these results were consistent with those of women health initiative (whi) study,(6) which i n d i c a t e d t h a t c v d p r e v a l e n c e w a s n o t increased with duration of menopause. the whi study showed a peak prevalence of less than two years and hazard ratio of 1.12, while for durations of 2-5 years and >5 years, the hazard ratios were 1.05 and 0.83, respectively.(6) this whi study are similar to those of a study conducted by rossouw et al,(35) showing that the risk of cvd was not influenced by age and duration of menopause.(35) bmi is another factor presumed to effect a rise in cvd prevalence in postmenopausal w o m e n , i n w h o m d e c r e a s e d e s t r o g e n c o n c e n t r a t i o n s r e s u l t i n a l t e r ed l i p i d pusparini, wiradharma, herwana vascular cell adhesion molecule-1 in women 153 univ med vol.30 no.3 metabolism and distribution, from a gynoid type into an android type. with advancing age, the metabolism of the body decreases, such that body weight tends to increase, leading to increased bmi. in the present study, mean bmi was 26.7 ± 4.7 kg/m2, thus falling into the obese category, and bmi was not correlated with vcam-1 concentration. the results of a linear regression analysis also showed that bmi did not influence expression of vcam-1, with a beta coefficient of –0.010 and p=0.898. these results are contrary to those of a study by bossowska et al,(23) demonstrating a correlation of icam-1 and vcam-1 concentrations with bmi. these conflicting results may have been due to different characteristics of the study subjects. the study by bossowska et al (23) used male and female subjects with mean age of 60 years with past myocardial infarction, whereas t h e p r e s e n t s t u d y i n v o l v e d h e a l t h y p o s t m e n o p a u s a l w o m e n a s s u b j e c t s . i n addition, 65% of the subjects of the present study had bmi values of more than 25 kg/m2, thus resulting in inadequate variation in bmi among the study subjects to represent the normal, obese i and obese ii categories.(36) one of the limitations of the present study is that menopause was confirmed by past history (anamnesis) and estradiol concentrations in the blood, and not by follicle-stimulating hormone (fsh) concentration. another limitation was that the study used a cross-sectional design, such that it yielded only the factors affecting vcam1 concentration, but could not demonstrate a casuse-and-effect relationship. therefore it is necessary to conduct experimental studies to determine whether or not ldl cholesterol and vcam-1 concentrations are involved in a cause-and-effect relationship. conclusion th e t r a d i t i o n a l r i s k f a c t o r w i t h t h e greatest influence on vcam-1 expression in postmenopausal women is ldl cholesterol concentrration. acknowledgements the authors thank the dean and vice deans of the faculty of medicine, trisakti university, for sponsoring this study. thanks are also due to the postmenopausal women who agreed to participate in this study, and to the head and staff of mampang prapatan health center, south jakarta, who facilitated this study. references 1. rosano gmc, vitale c, marazzi g, volterrani m. menopause and cardiovascular disease : the evidence. climacteric 2007;10:19-24. 2. ross r. atherosclerosis an inflammatory disease. n engl j med 1999;340:115-26. 3. ungvari z, kaley g, de cabo r, sonntag we, csiszar a. mechanisms of vascular aging: new perspective. j gerontol a biol sci med sci 2010;65:1028-41. 4. wu jm, zelinski m, ingram dk, ottinger ma. ovarian aging and menopause: current theories, hypotheses, and research models. exp biol med 2005;230:818-28. 5. ferrari a, radaelli a, centola m. aging and the cardiovascular system. j appl physiol 2003;95: 2591-7. 6. maturana ma, irigoyen mc, spritzer pm. menopause, estrogens and endothelial dysfunction: current concepts. clinics 2007;62: 77-86. 7. nelson hd. menopause. lancet 2008;371:7609. 8. shapiro s. recent epidemiological evidence relevant to the clinical management of the menopause. climateric 2007;10:2-15. 9. peeilschifter j, koditz r, pfohl m, schatz h. changes in proinflammatory cytokine activity after menopause. endocr rev 2002;23:90-119. 10. methe h, weis m. atherogenesis and inflammation-was virchow right? nephrol dial transplant 2007;22:1823-7. 11. lu hh, sheng zq, wang y, zhang l. levels of soluble adhesion molecules in patients with various clinical presentations of coronary atherosclerosis. chin med j 2010;123:3123-6. 12. schubert cm, rogers nl, remsberg ke, sun ss, chumlea wc, demerath ew, et al. lipids, lipoproteins, lifestyle, adiposity and fat free mass during middle age: the fels longitudinal study. inter j obes 2006;20:251-60. 154 13. videm v, albrigtsen m. soluble icam-1 and vcam-1 as markers of endothelial activation. scand j immunol 2008;67:523-31. 14. ley k, huo yq. vcam-1 is critical in atherosclerosis. j clin invest 2001;107:1209-10. 15. gustavsson c, agardh cd, zetterqvist av, nilsson j, agardh e, gomez m. vascular cellular adhesion molecule-1 (vcam-1) expression in mice retinal vessels is affected by both hyperglycemia and hyperlipidemia. plosone 2010;5:e26999. 16. cybulsky mi, iiyama k, li hm, zhu sn, chen m, iiyama m, et al. a major role for vcam-1 but not icam-1, in early atherosclerosis. j clin invest 2001;107:1255-62. 17. browner ws, newman tb, cummings sr, hulley sb. estimation sample size and power. in:hulley sb, cummings sr, browner ws, gradi dg, hearst n, newman tb, editors. 2nd edition. designing clinical research. philadelphia: lippincott, william&wilkins;2001.p.65-85. 18. cocon lp, coutant f, agaugue s, deforges s, andre p, otteau v. oxidized low density lipoprotein promotes mature dendritic cell transition from differentiating monocyte. j immunol 2001;167:3785-91. 19. marz w, scharnagl h, winkler k, tiran a, nauck m, boehm bo, et al. low density lipoprotein triglycerides associated with low grade systemic inflammation, adhesion molecules, and angiographic coronary artery disease. circulation 2004;110:3068-74. 20. pearson ta, mensah ga, alexander rw, anderson jl, cannon ro, criqui m, et al. markers of inflammation and cardiovascular disease. application to clinical and public health practice. a statement for healthcare professionals from the centers for disease control and prevention and the american heart association. circulation 2003;107499-511. 21. vasan rs. biomarkers of cardiovascular disease. circulation 2006;113:2335-62. 22. verna l, ganda c, stemerman mb. in vivo low density lipoprotein exposure induces intercellular adhesion molecule-1 and vascular cell adhesion molecule-1 correlated with activator protein-1 expression. arterioscler thromb vasc biol 2006; 26:1344-9. 23. bossowska a, kiersnowska r, bssowski a. assessment of serum levels of adhesion molecules (sicam-1, svcam-1, se-selectin) in stable and unstable angina and acute myocardial infarction. przegl lek 2003;60:445-50. 24. fiscbach f, dunning mb, editors. chemistry studies. in: fiscbach f, dunning mb, editors. a manual of laboratory and diagnostic tests. 7th edition. philadelphia: lippincott, williams & wilkins;2004.p.316-455. 25. demerath e, towne b, blangero j. the relationship of soluble icam-1, vcam-1, pselectin and e-selectin to cardiovascular disease risk factors in healthy men and women. ann hum biol 2001;28:664-78. 26. bošanska l, michalský d, lacinová z, dostálová i, bártlová m, haluzíková d, et al. the influence of obesity and different fat depots on adipose tissue gene expression and protein levels of cell adhesion molecules. physiol res 2010;59:79-88. 27. fiscbach f, dunning mb, editors. urine studies. in: fiscbach f, dunning mb, editors. a manual of laboratory and diagnostic tests. 7th ed. philadelphia: lippincott,williams&wilkins; 2004.p.163-263. 28. ausmanas mk, tan da, jaisamrarn u, tian xw, holinka cf. estradiol, fsh, and lh profiles in nine ethnic groups of postmenopausal asian women:tte pan asia menopause (pam) study. climateric 2007;10:427-37. 29. mosca l, appel lj, benjamin ej, berra k, strobos nc, fabunmi rp, et al. evidence based guidelines for cardiovascular disease prevention in women. arterioscler thromb vasc biol 2004; 24:e29-50. 30. sbarouni e, kroupis c, kyriakides zs, koniavitou kk, kremastinos dt. cell adhesion molecules in relation to simvastatin and hormone replacement therapy in coronary artery disease. eur heart j 2000;21:975-80. 31. libby p. inflammation in atherosclerosis. nature 2002;420:868-74. 32. galkina e, ley k. vascular adhesion molecules in atherosclerosis. arterioscler thromb vasc biol 2007;27:2292-301. 33. galkina e, ley k. immune and inflammatory mechanism of atherosclerosis. annu rev immunol 2009;27:165-97. 34. nathan l, pervin s, singh r, rosenfeld m, chaudhuri g. estradiol inhibits leukocyte adhesion and transendothelial migration in rabbits in vivo. circ res 1999;85:377-85. 35. rossouw je, prentice ri, manson je, wu ll, barad d, barnabei vm, et al. postmenopausal hormone therapy and risk of cardiovascular disease by age and years since menopause. jama 2007;297:1465-76. 36. world health organization. appropriate body mass index for asian populations and its implication for policy and intervention strategies. lancet 2004;363:157-63. pusparini, wiradharma, herwana vascular cell adhesion molecule-1 in women alvina 126 abstract *department of clinical pathology, medical faculty, trisakti university jakarta correspondence dr. alvina, sppk department of clinical pathology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone. 021-5672731 ext.2403 email : vina_march_dr@yahoo.com univ med 2011;30:126-34. idiopathic thrombocytopenic purpura: laboratory diagnosis and management alvina* may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina idiopathic thrombocytopenic purpura (itp) or immune thrombocytopenic purpura is a disease characterized by low platelet count (<150,000/ìl) caused by autoantibody-mediated platelet destruction and the absence of other causes of thrombocytopenia. acute primary itp is more common in children 2-6 years of age, with similar incidence between males and females, while the chronic form is usually encountered in adults with median age of 40-45 years. the clinical signs of itp are purpura, ecchymosis, petechiae and gastrointestinal tract bleeding, gingival bleeding, epistaxis, and urinary tract bleeding. spontaneous mucosal, intracranial, and gastrointestinal hemorrhage may occur at platelet counts of <10000/ìl. to date, the diagnosis of itp is still arrived at by exclusion, i.e. by elimination of other causes of thrombocytopenia. the diagnosis of itp also requires a medical history (anamnesis), physical examination, platelet count, and examination of a peripheral blood smear. the latter examination in itp shows low numbers of normal-sized platelets, occasionally also giant platelets, while erythrocytes and leukocytes have a normal morphology. the bone marrow is usually normal or shows increased megakaryocytes. assessment of antithrombocyte antibody may assist in establishing the diagnosis of itp. management of itp is based on platelet count and severity of bleeding. treatment is aimed at interfering with antibodies that damage the platelets, by inhibiting the functions of macrophage fcã receptors and decreasing the production of antiplatelet antibodies. thrombopoietin (tpo) receptor agonists including eltrombopag and romiplostim have offered an important new option in treating itp. key words: idiopathic thrombocytopenic purpura, antiplatelet, antibodies, splenectomy, thrombopoietin introduction idiopathic thrombocytopenic purpura (itp) is an acquired disorder characterized by decreased numbers of circulating platelets, known as thrombocytopenia,(1) and resulting in subnormal platelet counts. thrombocytopenia may be subdivided into four grades as follows: 127 univ med vol.30 no.2 grade 1 with a platelet count of 75,000-150,000/ µl; grade 2 with a platelet count of 50,000<75,000/µl; grade 3 with a platelet count of 25,000-<50,000/µl; and grade 4 with a platelet c o u n t o f < 2 5 , 0 0 0 / µl (2) t h e c a u s a t i v e mechanisms of itp are varied, making itp a heterogeneous disorder.(3,4) thrombocytopenia may be caused by failure of or reduction in platelet production or by increased platelet destruction (table 1).(2) in 1735 paul gottlieb werlhof described a disorder, morbus maculosus hemorrhagicus, which became a recognized diagnostic entity at the turn of the twentieth century and is currently called idiopathic thrombocytopenic purpura (itp) or immune thrombocytopenic purpura.(5) this disorder is characterized by a decrease in platelet count down to <150,000/µl, due to autoantibody-mediated platelet destruction, purpuric rash, normal bone marrow, in the absence of other causes of thrombocytopenia.(6,7) although itp has been known for a long time, there are still many unresolved issues regarding the pathogenetic mechanisms, epidemiology, diagnosis and management. itp is distinguished into primary and secondary types. primary itp comprises two forms, acute and chronic. the acute form is more common in children 2-6 years of age, with similar incidences between males and females, while the chronic form is usually encountered in adults with median age of 40-45 years, among whom the prevalence is higher in women, with a female to male ratio of 3:1. the chronic form i s c h a r a c t e r i z e d b y a t h r o m b o c y t o p e n i a persisting for more than 6 months,(8,9) typically has an insidious onset and often requires medical intervention to prevent bleeding.(10) the t r u e i n c i d e n c e o f i t p i n a d u l t s r e m a i n s unknown, but based on one study, the age adjusted prevalence of itp was estimated to be 9.5 per 100,000 persons.(11) thrombopoietin (tpo) is a naturally occurring hormonal growth factor that is primarily produced in the liver. it regulates megakaryocytopoiesis and stimulates platelet production in the bone marrow.(12) pathophysiology i t p i s c a u s e d b y s p e c i f i c p l a t e l e t autoantibodies binding to the platelets. the igg a u t o a n t i b o d y c o a t e d p l a t e l e t s u n d e rg o accelerated clearing in the spleen and liver after binding fc receptors expressed on tissue macrophages. platelet destruction is presumably triggered by antibody, leading to the formation of neoantigens, thus resulting in the production of autoantibodies in amounts sufficient to cause thrombocytopenia. figure 1 gives an explanation about the trigger factors for autoantibody production, which to this date are still unknown.(13) in the i n i t i a l s t a g e , g l y c o p r o t e i n s i i b / i i i a a r e recognized by autoantibodies, while antibodies recognizing glycoproteins ib/ix have not been formed at this stage. autoantibody-coated platelets will bind to antigen presenting cells (apcs), i.e. macrophages, through fc receptors, and are then internalized and degraded. the apcs process not only glycoproteins iib/iiia, but also other glycoproteins. the activated decreased production increased destruction hem atologic malignancies aplastic anemia mds (myelod ysplasia) drugs: chemotherapy hiv her editary thrombocytopen ia cancer metastases in bone marrow immune: itp hiv posttransfusion purpura non-i mmune: dic sepsis ttp-hus table 1. causes of thrombocytopenia(2) 128 figure 1. pathogenesis of autoantibody production in itp.(13) apcs express new peptides on their surface, aided by costimulation (shown by interaction between cd154 and cd40). the new peptides s u b s e q u e n t l y a r e p r e s e n t e d t o t c e l l s , whereupon these activated t cells produce cytokines and activate b cells to produce a n t i b o d y a g a i n s t s p e c i f i c p l a t e l e t glycoproteins.(14-16) in addition to autoantibodymediated platelet destruction, itp-associated thrombocytopenia may also be caused by suboptimal platelet production.(17) clinical manifestations bleeding in itp is manifested by purpura, ecchymoses and petechiae, and mucosal hemorrhages. hemorrhagic vesicles or bullae may be seen in the oral cavity and other mucosal surfaces. gingival bleeding and epistaxis are the most frequent types of hemorrhage. other types of bleeding may occur in the gastrointestinal tract as melena, and in the genitourinary tract as hematuria and menorrhagia.(9) spontaneous mucosal, intracranial and gastrointestinal bleeding occur at a platelet count of <10,000/ ì l .(2) diagnosis to date the diagnosis of itp is still arrived at by a process of exclusion, by eliminating other causes of thrombocytopenia, such as thrombocytopenia associated with autoimmune diseases, exposure to drugs such as heparin or quinine, and hiv or hepatitis c infection.(13,18) thrombocytopenia associated with hiv or h e p a t i t i s c i n f e c t i o n m a y b e c l i n i c a l l y i n d i s t i n g u i s h a b l e f r o m p r i m a r y thrombocytopenia and may occur several years before the development of other symptoms.(19) the diagnosis of itp also requires a medical history (anamnesis), physical examination, platelet count, and examination of a peripheral blood smear. the medical history may eliminate other causes of thrombocytopenia such as drugs or alcohol. on physical examination usually alvina idiopathic thrombocytopenic purpura 129 univ med vol.30 no.2 figure 3. peripheral blood smear with 2 giant platelets.(20) figure 4. bone marrow picture showing increased numbers of mega-karyocytes.(20) figure 2. petechiae and purpura in male patient with itp.(13) signs of bleeding are encountered, such as petechiae, purpura, and conjunctival and mucosal hemorrhages (figure 2). (13) mild splenomegaly may also be found in young patients.(19) laboratory investigations laboratory examination of peripheral blood smears for itp show low numbers of normal-sized platelets, occasionally also giant platelets, while erythrocytes and leukocytes have a normal morphology (figure 3). (20) anemia and iron deficiency from blood loss may also occur.(19) the bone marrow is usually normal or shows increased megakaryocytes (figure 4).(20) in itp patients with hiv infection the bone marrow shows pycnotic and dyspoetic megakaryocytes devoid of cytoplasm, termed naked megakaryocyte nuclei, of unknown etiology.(21,22) bone marrow examination is performed in patients with poor therapeutic outcomes, ( 1 3 ) and may provide relatively significant information in patients aged over 60 years with systemic symptoms or abnormal signs. details of platelet morphology may also b e o b t a i n e d b y m e a n s o f c y t o g e n e t i c examination or flow cytometry.(19,23) the direct antiglobulin test (dat) may also be used for itp diagnosis. according to aledort et al., dat was positive in 22% of 205 patients with itp, but its clinical significance is unclear.(19,24) assessment of antiplatelet antibodies may assist in establishing the diagnosis of itp, although the results may not be positive in all patients with itp, and negative results cannot always be taken as excluding itp. assays for detection of antiplatelet antibodies have been d e v e l o p e d s i n c e 1 9 5 0 , i n v o l v i n g t h r e e phases.(25,26) initially indirect methods were d e v e l o p e d t o a s s e s s s e r u m a n t i p l a t e l e t antibodies. patients’ sera were mixed with normal platelets, and the final outcome could be in the form of either platelet aggregation or lysis. this method is now obsolete, having low sensitivity and specificity due to the presence of many substances in serum, such as immune 130 figure 5. detection of antiplatelet antibody by the monoclonal antigen capture assay.(13) complexes and complement, that are capable of inducing platelet activation, thus leading to false positive results. in the next phase assays were developed for detection of platelet associated igg (pa-igg) and the most commonly used method was the enzyme linked immunosorbent assay (elisa), for detecting platelet-bound immunoglobulin. this assay is sensitive as it is capable of detecting immunoglobulins bound to platelets but is less specific, because platelets from patients with immune as well as nonimmune thrombocytopenia may increase paigg levels. in the third phase specific antibodies against platelet glycoproteins were detected by means of a modified antigen capture enzyme linked immunosorbent assay (mace), as illustrated in figure 5,(13) one example of a mace assay being the monoclonal antibody specific immobilization of platelet antigen assay (maipa). i n t h e m a i pa a s s a y, m o u s e antiglycoprotein antibodies (anti-gpab) bound to platelet glycoproteins (gp) initially form mouse antigpab-gp complexes, which upon addition of auto-antibody (autoab) bearing platelets will form mouse antigpab-gpautoab complexes. these mouse anti-gpabgp-autoab complexes are put into goat antim o u s e a n t i b o d y c o a t e d w e l l s , t o w h i c h enzyme-labeled anti-human ig is added, which binds to the complexes (figure 6).(26) the maipa assay has the advantage of preserving the platelet antigen (gp), as the antigen is p r e s e n s i t i z e d w i t h a n t i b o d y b e f o r e solubilization. other antigen capture assays are the microtiter plate assay and the immunobead a s s a y. i n t h e m i c r o t i t e r p l a t e a s s a y, glycoprotein is added to wells coated with a n t i p l a t e l e t m o n o c l o n a l a n t i b o d y, t h e n antibody-bearing platelets from the patient are added, followed by enzyme-labeled antihuman antibody (figure 6).(26) in the immunobead assay, the following reagents are added to the wells, namely antiplatelet monoclonal antibody attached to beads, glycoprotein complexed with autoantibody-bearing platelets from the p a t i e n t , a n d e n z y m e l a b e l e d a n t i h u m a n antibody (figure 6).(26) alvina idiopathic thrombocytopenic purpura 131 univ med vol.30 no.2 figure 6 . illustration of antigen capture assays.(26) management of itp s e v e r a l f a c t o r s p l a y i n g a r o l e i n management of itp are profuse bleeding, hemorrhagic comorbidity predisposition, complications of specific treatment, activities of living and life style, and tolerance to adverse effects.(19) treatment is rarely indicated in patients with platelet counts above 50,000 per ìl, without bleeding associated with platelet dysfunction or other hemostatic defects, trauma, and surgery.(19,27) the management of itp depends on platelet count and degree of bleeding. treatment is aimed at interfering with antibodies capable of platelet destruction, by inhibiting the function of macrophage fcã receptors and decreasing the production of antiplatelet antibodies.(28) first line treatment includes observation, corticosteroids, ivig, or anti-d.(29) corticosteroid therapy in patients with itp aims at increasing the platelet count through several mechanisms, i.e. reducing the plateletdestroying capability of macrophages, reducing autoantibody production, inhibiting plateletautoantibody binding, and increasing levels of thrombopoeitin for stimulating megakaryocyte progenitors. treatment with corticosteroids, such as prednisone at a dosage of 1-2 mg/kg/ day may increase the platelet count by about 75%. prednisone as initial firstline standard t h e r a p y f o r p a t i e n t s w i t h i t p i s u s u a l l y administered at a dosage of 0.5-2 mg/kg/day, until the platelet count increases by >30,00050,000/ìl, which takes several days to several w e e k s . to p r e v e n t c o m p l i c a t i o n s f r o m c o r t i c o s t e r o i d u s e , p r e d n i s o n e m a y b e administered by tapering off and subsequently stopping, if there is no response after four weeks of therapy.(19) parenteral administration of highdose methylprednisone is indicated for treating p a t i e n t s w h o f a i l t o r e s p o n d t o f i r s t l i n e treatment. (19) there are several studies on corticosteroid therapy in adult patients with itp.(30,31) these studies found that 51.9%-80% o f p a t i e n t s h a d a g o o d r e s p o n s e t o d e x a m e t h a s o n e , w i t h t h e p l a t e l e t c o u n t i n c r e a s i n g a f t e r t r e a t m e n t . anti-d immunoglobulin is one of the treatments for itp, after the food and drug administration (fda) l i c e n s e d t h e u s e o f i n t r a v e n o u s r h ( d ) immunoglobulin (anti-d ivig) in march 1995. ( 3 2 ) anti-d immunoglobulin is only effective in non-splenectomized rh (d) positive patients, where the antibodies are bound to the d a n t i g e n o n r e d b l o o d c e l l s . ( 3 3 ) anti-d immunoglobulin acts by clearance of anti-d coated red blood cells through macrophage fc receptors in the reticuloendothelial system, thus 132 minimizing the clearance of antibody-coated platelets and increasing the platelet count.(32-34) the standard dose of intravenous anti-d immunoglobulin is 50 mg/kg/day and the preparation takes 72 hours to produce a s i g n i f i c a n t i n c r e a s e i n p l a t e l e t c o u n t . treatment with anti-d immunoglobulin is not recommended as a firstline treatment to increase the platelet count in patients with advanced thrombocytopenia.(33) the goal of secondline treatment, such as splenectomy in patients with itp is to attain increased platelet counts. splenectomy is indicated in patients failing to respond to corticosteroid therapy or requiring continuous p l a t e l e t t h e r a p y. s p l e n e c t o m y r e d u c e s interactions between t and b cells involved in a n t i b o d y s y n t h e s i s . ( 1 3 ) i n d i c a t i o n s f o r splenectomy after corticosteroid therapy are the following: a) platelet counts of less than 50,000 per ìl after 4 weeks of therapy; b) platelet counts remaining below normal after 6-8 weeks; and c) normal platelet counts, but decreasing upon reduction of corticosteroid dosage.(14) around 80% of patients with itp respond to splenectomy, with a five-year continuous response being encountered in 66% of patients without the need for additional therapy. around 14% of patients are unresponsive to treatment and about 20% of patients relapse within weeks, months or years afterwards. splenectomy also gives rise to complications, such as bleeding, infections, and thrombosis. since itp and splenectomy are both associated with a risk of thromboembolism, patients with itp should receive appropriate thromboprophylaxis after surgery, and additionally long-term antibiotic prophylaxis, such as phenoxymethypenicillin 250-500 mg or erythromycin 500 mg twice daily.(19,29) in secondline treatment, cyclosporine a may be administered, at a dosage of 2.5 3 mg/ kg/day. the drug is effective as a single agent in patients with itp, but its side effects may make some patients uncomfortable, particularly patients of advanced age.(19,35) i m m u n o s u p p r e s s i o n w i t h o r a l o r intravenous cyclophosphamide is beneficial in p a t i e n t s w h o a r e d i ff i c u l t t o t r e a t w i t h c o r t i c o s t e r o i d s a n d / o r s p l e n e c t o m y. ( 1 9 ) m y c o p h e n o l a t e m o f e t i l ( m m f ) i s a n antiproliferative immunosuppressant useful in certain patients with itp. it is administered at increasing dosages (250 mg up to the optimal dosage of 1,000 mg/day twice weekly), and increases platelet production in 39% of patients with refractory itp.(19,36) however, according to 2011 clinical guidelines there are insufficient data for specific recommendations to use immunosuppressant therapy.(29) a m o r e r e c e n t d e v e l o p m e n t i n i t p management is the use of tpo receptor agonists, such as romiplostim and eltrombopag, for s t i m u l a t i n g p l a t e l e t p r o d u c t i o n t h r o u g h activation of tpo receptors. these preparations are second generation tpo receptor agonists which have been approved by the us food and drug administration (fda) since 2008. the first generation tpo to be studied for clinical application was recombinant human tpo ( r h t p o ) , b u t t h i s p r e p a r a t i o n h a d t h e disadvantage of inducing tpo autoantibody f o r m a t i o n i n h e a l t h y v o l u n t e e r s . ( 3 7 , 3 8 ) romiplostim is injected subcutaneously once weekly at doses of 1–10 ìg/kg.(39) eltrombopag is to be used at an initial oral dose of 50 mg once daily, but not exceeding 75 mg/day,(40) to achieve and maintain a platelet count >50 x 109/l necessary to reduce or prevent the risk of bleeding.(40,41) the drug has to be given on an empty stomach one hour before or two hours after a meal. nplate and promacta are brand names of romiplostim and eltrombopag, r e s p e c t i v e l y, w h i l e r e v o l a d e i s a n eltrombopag-containing preparation that has been eu-approved since 2010 for adult chronic itp.(41) in emergency cases, such as patients requiring immediate surgery, or patients with uncontrolled gastrointestinal or urinary tract hemorrhages, where an increased platelet count is necessary, firstline combination therapy may alvina idiopathic thrombocytopenic purpura 133 univ med vol.30 no.2 be given, such as prednisone and ivig. highdose methylprednisolone is also beneficial for emergencies, and platelet transfusion with or without ivig will increase the platelet count by more than 20,000/ìl in 42% of itp patients with hemorrhage and may possibly attenuate the hemorrhage. administration of antifibrinolytics, such as oral or intravenous tranexamic acid and e p s i l o n a m i n o c a p r o i c a c i d , m a y a l s o b e b e n e f i c i a l f o r p r e v e n t i o n o f r e c u r r e n t h e m o r r h a g e i n p a t i e n t s w i t h s e v e r e thrombocytopenia, although their effectiveness has not been evaluated in patients with itp.(19) conclusions idiopathic thrombocytopenic purpura is a disorder characterized by decreased platelet c o u n t s d u e t o p l a t e l e t b o u n d s p e c i f i c autoantibodies, accompanied by clinical signs of hemorrhage. management of itp depends on the platelet count and degree of bleeding. tpo receptor agonists including eltrombopag and romiplostim are an important new option in treating itp. references 1. 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review of eltrombopag (revolade) for the treatment of adult chronic immune (idiopathic) thrombocytopenic purpura (itp): summary of the scientific assessment of the committee for medicinal products for human use (chmp). haematologica. 2011; 96 doi:10.3324/haematol. 2011.048819. may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 physicians' awareness and practice of home blood pressure measurement in indonesia: asia home blood pressure monitoring survey 2020 yuda turana1* , noriko matsushita2 , ebtehal salman3 , arieska ann soenarta4 , vidya gani wijaya1, bambang widyantoro4 , eka harmeiwaty5, rarsari soerarso4 , and tunggul diapari situmorang6 background abstract 1school of medicine and health hypertension is a significant mortality risk factor. the knowledge and practice among physicians of hypertension management and home blood pressure monitoring (hbpm) in blood pressure control is important. we aimed to investigate the awareness and practice of hbpm among physicians in indonesia after publishing of the local 2019 hbpm guidelines. methods this was a cross-sectional study involving 611 physicians in indonesia that was conducted between february and october 2020. the questionnaire covered awareness, knowledge, and practice of hbpm. results a total of 330 male physicians (54.0%) aged 20-49 years participated in the survey. more than half were specialists (51.6%) and recommended hbpm to their patients with hypertension (89.0%). the awareness of hbpm benefits was substantial among the physicians; however, the knowledge of the home blood pressure (hbp) reference values of was low (7.9%). around 54% of the respondents thought that the barriers to low recognition of hbpm are lack of hbpm guidelines or lack of understanding of hbpm among physicians. a considerable percentage provided instruction on hbpm that aligned with the local guidelines, but between 7.5-29.5% gave no instruction on hbpm. conclusion most physicians recommend hbpm, but there is still a lack of knowledge and attitude toward hbpm. in indonesia, local hbpm guidelines were published in 2019, but have not yet sufficiently penetrated the country, therefore robust dissemination of the published hbpm guidelines is still needed. for efficient utilization of hbpm by physicians in clinical practice, developing user-friendly educational tools such as physicians’ pocket guide on hbpm instructions is essential. keywords: attitude, hypertension, hbpm, knowledge, physicians sciences, atma jaya catholic university of indonesia, jakarta, indonesia 2global medical affairs, asia pacific region, omron healthcare singapore, singapore 3technology development hq, strategic clinical r&d department, omron healthcare co., kyoto, japan 4department of cardiology and vascular medicine, faculty of medicine, universitas indonesia national cardiovascular center harapan kita, jakarta, indonesia 5department of neurology, national cardiovascular centre, harapan kita hospital, jakarta, indonesia 6division of nephrology and hypertension, department of internal medicine, siloam hospital jakarta, indonesia *correspondence: prof. yuda turana, md, phd school of medicine and health sciences, atma jaya catholic university of indonesia, jl. pluit raya no. 2, jakarta 14440, indonesia phone: +62 21 5885125 email: yuda.turana@atmajaya.ac.id orcid id: 0000-0003-4527-0285 date of first submission, may 18, 2023 date of final revised submission, august 15, 2023 date of acceptance, august 21, 2023 original article doi: http://dx.doi.org/10.18051/univmed.2023.v42:182-194 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1472 182 mailto:yuda.turana@atmajaya.ac.id https://orcid.org/0000-0003-4527-0285 https://orcid.org/0009-0002-5878-7523 https://orcid.org/0000-0002-9572-0814 https://orcid.org/0000-0003-0907-3858 https://orcid.org/0000-0001-5325-4125 https://orcid.org/0000-0002-4992-6686 https://univmed.org/ejurnal/index.php/medicina/article/view/1472 183 univ med vol. 42 no. 2 introduction in indonesia, 37% of total deaths are caused by cardiovascular diseases (cvds). especially stroke is a serious problem in the country, causing 21% of deaths, whereas 9% of deaths is due to coronary heart disease (chd).(1) high blood pressure (bp) is a known prominent risk factor for cvds. the indonesia family life survey (ifls) conducted in 2016 estimated high bp as an attributable factor to 37% of strokes in males and 39% in females, while accounting for 20% of chd in males and 25% in females.(2) the prevalence of hypertension in indonesia is estimated at around 34%, which makes it one of the he alth burdens affecting the c ountry economically and socially.(3) measured bp is the indicator of an individual’s bp value and diagnosis of hypertension. however, according to the ifls national survey, 70% of participants answered to have measured their own bp for the very first time making the screening for hypertension in the country still limited.(4) one key aspect in preventing cvds is keeping bp under control; however, the indonesia family life survey (ifls) national study revealed that the awareness of hypertension was 37% and the bp control rate was only 25% among hypertensive patients in indonesia. another study conducted in indonesia by the asiabp@home study group showed that the bp control rate among 202 hypertensive patients was 23% and sustained uncontrolled bp was 54%, while white-coat hypertension was 13% and masked hypertension was 9%, using both clinic bp (cbp) and 7-day home bp (hbp).(5) the available evidence on bp control is based on routine cbp; nevertheless, this index has the limitation of assessing bp only on one occasion. additionally, recent evidence shows the cite this article as: turana y, matsushita n, salman e, soenarta aa, wijaya vg, widyantoro b, harmeiwaty e, soerarso r, situmorang td. physicians' awareness and practice of home blood pressure measurement in indonesia: asia home blood pressure monitoring survey 2020. univ med 2023;42:182-94. doi: 10.18051/univmed.2023.v42:182-194. this open access article is distributed under a creative commons attribution-non commercialshare alike 4.0 international license superiority of out-of-office bp measurement, more specifically home blood pressure monitoring (hbpm), in identifying white-coat and masked hyper te nsion, impr oving the medications adherence and patient treatment compliance, and hypertension management.(6-9) the indonesian hypertension guidelines recommend hbpm for its affordability and practicality in comparison to ambulatory blood pressure monitoring (abpm), which allows for multiple blood pressure measurements of bp at the convenience of the patient’s own environment and as confirmatory measurement of cbp in the diagnosis and treatment of hypertension. a national survey in 2019 targeting general practitioners and specialists revealed that most healthcare practitioners recommend hbpm in hype rtension manage me nt; however, the knowledge of the hbpm technique among physicians is still lacking.(10) to help implement hbpm in clinical practice in indonesia, the indonesian society of hypertension (inash) established hbpm guidelines for physicians in 2019, which focused on key aspects of hbpm including clear hbpm technique and clinical benefits.(11) the physicians’ awareness and the usability of the hbpm guidelines in their practice are important features of managing hypertension. thus far, several studies have investigated the knowledge, attitude, and practice of hbpm among physicians in relation to hypertension guidelines. a paper by xavier et al.(12) reported that among french general practitioners (gp) 94.5% use hbpm for diagnosis and 92.5% for monitor ing hypertension. a recent survey conducted in 2020 among 11 asia pacific countries, including indonesia, showed that the recommendation of hbpm by physicians in asia 184 data collection the survey was distributed using an online panel through surveymonkey and an offline platform during a national annual scientific meeting (indonesian society of hypertension conference). the questionnaire was composed of 37 questions and sub-questions which covered the respondents’ awareness, knowledge, and practice of hbpm, including questions on the recommendations of hbpm and device type, barriers to hbpm recognition, benefits of hbpm, instructions regarding hbp measurement, and knowledge of diagnostic bp reference value for hypertension (supplementary material 1). the key elements of hbpm from the survey were compared with the recommendations in the 2019 local hbpm guidelines. additionally, the physicians’ perceptions of their patients’ ownership of hbpm device, measuring of hbp, and recognition of hbpm and the barriers to recognition among their patients were explored through the survey questions. statistical analysis the statistical analysis was done as descriptive statistics for the proportions of respondents per que stion expressed as percentages only. all analyses were performed on jmp statistical software, version 15.2.1 (sas institute, cary, nc). ethical clearance informed consent was obtained directly from the participants. this study was approved by and received ethical clearance from the school of medicine and health sciences, atma jaya catholic university of indonesia (no.12/05/kepfkuaj/2017). results a total of 611 respondents participated in this study. there were more males than females among the participants (54.0% males vs 41.9% females), and the age proportion fell gradually is high (95.9%) nevertheless, the knowledge and instruction of hbpm were low (at 22.4% and 54.1%, respectively).(13) in the survey, almost half the physicians in asia attributed the barriers to the dissemination of hbpm to la ck of understanding of hbpm and lack of hbpm guidelines. indonesia published its local hbpm guidelines in 2019; however, the results of the survey show low understanding of hbpm, which could be related to low dissemination of the local guidelines. as part of the same survey, we aimed to scale the dissemination of hbpm guidelines and assess the knowledge, attitude, and practice of hbpm after the dissemination of the local hbpm guidelines and to explore the barriers to dissemination of hbpm among physicians and patients in indonesia. methods research design this explorator y survey was an observational cross-sectional study conducted in jakarta, indonesia, between february and october 2020 as a part of the asia hbpm survey 2020. the overall results of the asia hbpm 2020 survey which was conducted in 11 asian countries (china, india, indonesia, japan, malaysia, the philippines, singapore, south korea, taiwan, thailand, and vietnam) were recently published.(13) research subjects the participants eligible for the survey were: 1) healthcare professionals (hcp) and 2) living in indonesia. the primary sample size target was 1000 hcp; nevertheless, due to covid-19 pandemic, the recruited sample size was 792. to focus on the awareness of hbpm by physicians only (including gener al practitioners a nd specialist), nurses and other hcp were excluded. physicians with mis sing data from the characteristics section of the questionnaire (questions 1-5) were excluded from the analyses leading to the final sample size being 611. turana, matsushita, salman, et al hbp awareness among physicians in indonesia 185 univ med vol. 42 no. 2 (figure 1). moreover, only 34.9% of physicians utilize hbpm to evaluate their patients’ cvd risk. in respect of the knowledge of hypertension diagnostic reference values of 140/90 mmhg for cbp and 135/85 mmhg for hbp, 45.5% of the physicians knew the reference value for cbp, while only 7.9% answered the correct reference value for hbp (table 2). a considerable 53.9% of the physicians answered that systolic hbp and systolic cbp are of the same value, whereas less than a quarter of the respondents (24.4%) answered that the value of hbp is less than that of cbp. among the respondents, 89.0% recommend hbpm to their hypertensive patients, which shows high acceptance of hbpm among the responding physicians. however, out of 498 physicians who manage hypertension patients, the perceived percentage of patients that own a hbpm device was 22.3%, whereas only 23.4% of patients measure their hbp (figure 2). the attitude of the other physicians in the country was investigated by asking the respondents about the recognition level of hbpm among physicians in indonesia and the barriers to the dissemination of hbpm. among the respondents, 36.5% think hbpm is well known by other physicians in the from the participants aged 20 years to those 70 years of age (table 1). nearly 52% of the physicians were specialists. the majority of the physicians worked at hospitals (76.3%) and on average they managed 46 hypertension patients per week. regarding the physicians’ knowledge, they were asked about their awareness of hbpm benefits and their knowledge of hypertension reference values evaluated by cbp and hbp. the physicians’ knowledge of hbpm benefits was substantial for hypertension management (69.6%), the diagnosis of white-coat hypertension (59.6%), and masked hypertension (55.3%), but less than 50% of the physicians knew hbpm as a tool to evaluate anti-hypertensive medication efficacy characteristics n (%) gender male 330 (54.0) female 256 (41.9) age (years) 20-29 154 (25.2) 30-39 137 (22.4) 40-49 114 (18.7) 50-59 106 (17.3) 60-69 56 (9.2) ≥70 41 (6.7) no answer 3 (0.5) specialty general practitioner (gp) 280 (45.8) specialist 315 (51.6) other specialty 6 (1.0) no answer 10 (1.6) specialist cardiologist 67 (21.3) internist 6 (1.9) nephrologist 13 (4.1) neurologist 79 (25.1) other 0 (0.0) no answer 150 (47.6) workplace hospital 466 (76.3) clinic 114 (18.6) other 22 (3.6) no answer 9 (1.5) number of hypertension patients/week, n 45.6 table 1. distribution of physicians’ characteristics (n=611) values are expressed as n (%) unless otherwise stated n (%) cbp (mm/hg) 130/80 57 (9.3) 135/85 7 (1.2) 140/90 278 (45.5) other 182 (29.8) no answer 87 (14.2) hbp (mm hg) 130/80 66 (10.8) 135/85 48 (7.9) 140/90 211 (34.5) other 202 (33.1) no answer 84 (13.7) home systolic bp < clinic systolic bp 149 (24.4) home systolic bp = clinic systolic bp 329 (53.9) home systolic bp > clinic systolic bp 39 (6.4) table 2. awareness of hypertension reference value among physicians in indonesia (n=611) values are expressed as n (%); cbp: clinic blood pressure; hbp: home blood pressure; bp: blood pressure 186 figure 1. the physicians’ knowledge of hbpm benefits (n= 611) hbpm: home blood pressure monitoring; hbp: home blood pressure; cvd: cardiovascular disease; bp: blood pressure and accuracy of hbpm device are a barrier to the dissemination of hbpm in the country (figure 3b). apart from the physicians’ point of view on hbpm, the participants were asked questions about their patients’ attitude toward hbpm. the knowledge of hbpm among the patients was perceived to be high among 31.1%, moderate among 26.2%, and poor among 33.1% (figure country, while 41.4% thought it is moderately known, and 12.8% believe it is poorly known (figure 3a). the barriers causing the moderate and poor knowledge of hbpm among physicians in indonesia were lack of guidelines for hbpm (47.1%), lack of understanding of hbpm (43.5%), and low recommendation of hbpm in the guidelines (35.1%), whereas around one-third of the physicians think that concerns of reliability figure 2. physicians’ recommendations of hbpm to patients and perceived percentage of patient ownership of bp device and hbp measurement in indonesia hbpm: home blood pressure monitoring; hbp: home blood pressure; bp: blood pressure turana, matsushita, salman, et al hbp awareness among physicians in indonesia 187 univ med vol. 42 no. 2 b a figure 3. physicians’ views on other physicians’ knowledge of hbpm in indonesia. a) answer to “do you think that the significance of hbpm is well known by physicians in your country?”. b) the barriers of moderate or poor knowledge of hbpm by other physicians in indonesia hbpm: home blood pressure monitoring 188 a b figure 4. physicians’ views on patients’ knowledge of hbpm in indonesia. a) answer to “do you think that significance of hbpm is well known by patients with hypertension in your country?”. b) the barriers of moderately or poorly recognition of hbpm by patients in indonesia hbpm: home blood pressure monitoring turana, matsushita, salman, et al hbp awareness among physicians in indonesia 189 univ med vol. 42 no. 2 4a). the main barriers to adequate knowledge of hbpm among the patients were their lack of understanding of hbpm (66.9%), high cost of the bp monitoring devices (61.6%), low educational level of the patients (56.1%), and lack of recommendation to patients by physicians (45.0%) (figure 4b). with respect to th e pr actic e of the physicians, a large percentage of the respondents recommends hbpm, in line with the recommendations in the local hbpm guidelines regarding the type of device being the automatic digital device (75.3%) and the upper-arm cuff device (88.2%) (table 3). on the instructions to measure hbp, a considerable proportion of the participants’ answers were in line with the hbpm guidelines on morning hbp measurement one hour after waking up (84.1%), after micturition (48.9%), in the sitting position (62.7%), before breakfast (47.3%), and in the evening before bedtime (62.9%). a noticeable fraction of the participants, ranging between 7.5-29.5% , provided no instructions on the preceding guided steps of hbp measurement. in regard to taking antihypertensive medications in the morning, the local guidelines specified measuring hbp prior to taking the medications. however, only 36.5% of the respondents answered “prior to taking the medication”, 35.8% answered “after taking the medication”, and 18.3% gave no instruction on taking the medication. discussion this survey was conducted to obtain the indonesian physicians’ knowledge, attitude, and practices on hbpm after the dissemination of the local hbpm guidelines. with respect to the physicians’ knowledge of the reference value of hypertension diagnosis, less than half the physicians knew the cbp reference value, whereas under 10% knew the hbp reference value. the main barriers to the physicians’ awareness of hbpm in the country were anticipated to be due to the lack of hbpm guidelines and low recommendations of hbpm in the guidelines, in addition to the physicians’ lack of understanding of hbpm. on the practice of hbpm that derived fr om the physicians’ instructions on hbpm to their patients, the majority of the physicians was in line with the recommendations. in comparison with local hbpm guidelines, however, a substantial percentage of the physicians gave no instructions on hbpm. the findings from the survey highlighted the still poor dissemination of the indonesian hbpm guidelines among the physicians in the country and the fact that robust and effective dissemination and implementation of the local hbpm guidelines in clinical practice is still needed in indonesia. we found that 89.0% of the physicians recommended hbpm to their patients, which percentage was higher than in the other surveys conducted in spain (67%), and us (32%).(14,15) this finding in comparison to that of the other surveys shows that indonesian physicians accept and recommend hbpm to a greater extent than do physicians in other countries. even though the recommendation is high among the physicians, around 7.5 29.5% gave no instructions on measuring hbp to their patients, and 18.3% gave no instructions on the timing of taking antihypertensive medications, whereas an equal number of physicians instructed their patients to measure hbp before and after taking antihypertensive medications. additionally, only 47.3% of the physicians instructed their patients to measure hbp before breakfast, whereas around 23% gave no instructions. a similar survey in japan among physicians exploring the same aspects of hbpm instructions showed that a higher proportion of physicians instructed their patients to measure hbp before taking antihypertensive medications (74.7%) and before breakfast (79.2%).(16) since japan was the first country in the world to establish guidelines on selfmonitoring blood pressure at home in 2003,(17) the results of the japanese survey show that efficient dissemination of the hbpm guidelines in clinical practice leads to proper instructions on hbpm 190 values are expressed as n (%); hbpm: home blood pressure monitoring table 3. the instructions the physicians recommended to their patients on practicing hbpm (n=611) hbpm practice n (%) type of hbpm device recommended to patients automatic digital device 460 (75.3) aneroid device 24 (3.9) mercury device 70 (11.5) no answer 57 (9.3) type of automatic device recommended to patients upper-arm-cuff device 539 (88.2) wrist device 18 (3.0) finger device 2 (0.3) none specified 6 (1.0) no answer 46 (7.5) instructions on hbpm measurement morning timing of measurement after waking up just after 218 (35.7) within 30min 218 (35.7) within an hour 78 (12.8) no instruction 46 (7.5) no answer 51 (8.3) micturition before 77 (12.6) after 299 (48.9) no instruction 180 (29.5) no answer 55 (9.0) body position sitting position 383 (62.7) recumbent position 109 (17.8) no instruction 64 (10.5) no answer 55 (9.0) time of rest before measurement (min) none 20 (3.3) 1–2 50 (8.2) 3–4 38 (6.2) ≥ 5 390 (63.8) no instruction 59 (9.7) no answer 54 (8.8) taking antihypertensive drug before 223 (36.5) after 219 (35.9) no instruction 112 (18.3) no answer 57 (9.3) breakfast before 289 (47.3) after 125 (20.5) no instruction 142 (23.2) no answer 55 (9.0) evening before dinner 58 (9.5) after dinner 57 (9.3) before bedtime 384 (62.9) other 2 (0.3) no instruction 48 (7.9) no answer 62 (10.1) turana, matsushita, salman, et al hbp awareness among physicians in indonesia 191 univ med vol. 42 no. 2 by physicians to their hypertensive patients. japan could be taken as an example that can also be locally emulated, since indonesia already has local hbpm guidelines. the inconsistent instructions on the timing of hbpm before anti-hypertensive medications to hypertensive patients in indonesia as seen in this survey is troubling, since this point is mentioned clearly in both local and regional hypertension and hbpm guidelines.(17-21) proper education on the instructions to measure hbpm, especially before taking any hypertension medications, is vital to accurate measurement of hbp and efficient utilization of its value in hypertension management. accurate diagnosis of hypertension stands at the top of appr opriate hyper te nsion management, in which the key lies in the physicians’ knowledge of the standard reference values to diagnose hypertension. a moderate proportion of physicians in this survey understands the use of hbp to diagnose white-coat (59.6%) and masked hypertension (55.3%). however, the physicians’ knowledge of the reference value to diagnose hypertension by hbp is considerably low (7.9%). this low understanding of the standard reference value of hbp to accurately diagnose white-coat and masked hypertension may lead to the misdiagnosis of these phenotypes of hypertension. the local hbpm guidelines, as well as global guidelines, indicate the clear definition of correct diagnosis of hypertension by hbp to be 135/85 mmhg.(22,23) nevertheless, regardless of the source of information, the indonesian physicians’ utilization of the guidelines for hbp reference values still seems to fall short and attention should be focused on providing userfriendly, clear, and concise standard education to the physicians on the basic knowledge of hypertension diagnosis and management, especially using hbpm. the benefits and applicability of hbpm in clinical practice range from the accurate diagnosis of hypertension phenotypes to decisions on therapy, titration of bp-lowering medications, and monitoring of bp control in patients.(17,24,25) the physicians and healthcare providers are the primary source of information for the patients in recommending hbpm and instructing the patients appropriately on the method of bp measurement at home. a study by wake et al.(26) showed that the tendency of patients to selfmonitor bp is six times greater when they receive recommendations from health professionals to self-monitoring of bp. another study revealed that the healthca re provider ’s a dvice was the prominent contributor to hbpm device ownership and weekly practice of hbpm by the patients, with the odds ratio being at 13.50 and 8.97, respectively.(27) this available evidence further magnifies the importance of physicians’ proper education and knowledge of hbpm. from our study, even though a high proportion of the physicians recommend hbpm, a substantial percentage think that the main barrier to hbpm recognition among other physicians in the country is lack of guidelines, low recommendations of hbpm in the guidel ines, and lack of understanding of hbpm by the physicians. the findings from this survey reveal that thus far the available local hbpm guidelines have not yet penetrated greatly among the physicians and that their awareness of the instructions in the guidelines is still low. more robust and practical methods to disseminate the local hbpm guidelines are essential and finding alternative platforms for this dissemination may help in reaching a wider spectrum of physicians and healthcare professionals to efficiently bring about the awareness of and proper instruction on hbpm. furthermore, developing user-friendly educational tools, such as a physicians’ pocket guide for clinical practice, may play an important role as a reachable source of knowledge of hbpm instructions. the survey also studied the knowledge of the patients on hbpm in indonesia. around 59% of the physicians answered that hbpm is moderately or poorly known among their patients, the main reason being a lack of understanding o f hbpm a mo ng t he p a t i e nt s . bo t h t he ownership of the hbpm device and hbp measurement were considerably low among the 192 patients as perceived by the respondents (22.3% and 23.4%, respectively). a survey study in singapore among hypertensive patients showed that even though the awareness rate of hbpm among the patients was 61.7%, only 24.0% actually used hbpm.(28) the results from our survey were comparably low as perceived by physicians in indonesia. the measurement rate of hbpm seems still to be low in this country, and raising the awareness of hbpm among patients through education and through active recommendation of hbpm by physicians are the key factors to improving the practice of hbpm among patients in indonesia. the strength of this study is that it is a part of the asia hbpm survey 2020 that was conducted in 11 asia pacific countries, and was published recently by wang et al.,(13) making it possible to compare the results with neighboring countries. additionally, the study was conducted using both online and offline platforms which increased the participation rate, hence the high number of respondents. nevertheless, the study has the limitation of being susceptible to selection bias, as a larger proportion of the respondents was recruited during a local annual scientific meeting and almost a quarter of the specialists who responded were neurologists, a specialty that does not primarily manage hypertensive patients. additionally, the study results of the patients are perceived from the physicians’ responses, therefore a comparative survey from the patient’s point of view is needed. lastly, although the sample size is moderately sufficient, the survey needs to be conducted on a larger sample size to be representative of the indonesian physicians’ population and at a nationwide level, as the current survey was conducted mainly in jakarta. the survey results revealed that even though the majority of physicians recommend hbpm to their patients, the knowledge, attitude, and practice of hbpm among the physicians were suboptimal. these findings after the establishment of the local hbpm guidelines show that much work is needed to disseminate the guidelines properly and effectively among physicians and to provide the educational tools to implement hbpm in clinical practice. moreover, another survey a couple of years after the initiative of educational tools and guidance of hbpm is needed to evaluate the effectiveness of the activities and to assess the knowledge and application of hbpm in practice and understanding of the importance of hbpm in hypertension management. conclusion in conclusion, the majority of the physicians in indonesia recommends hbpm to their patients; however, the knowledge, attitude, and practice of the physicians were suboptimal. the awareness and dissemination of the local hbpm guideline published in 2019 in indonesia are still low and robust efforts should be dedicated to disseminating the local guidelines among the physicians and healthcare providers in the country, in addition to developing more user-friendly educational tools such as a physicians’ pocket guide of hbpm instructions to be utilized in clinical practice. conflict of interest es is an employee of omron healthcare co. ltd. nm is an e mployee of omron healthcare singapore pte. ltd. the other authors declare that there is no conflict of interest regarding the publication of this paper. acknowledgments we appreciate the contribution of physicians, medical technicians, and the expert committees for orga nizing the indone sian society of hypertension conference which was one of the main platforms for conducting this survey. contributors yt, es, and nm c ontr ibuted to the conception, study design, interpretation, and writeup; yt, es, nm, vgw, aas, bw, eh, rs, and turana, matsushita, salman, et al hbp awareness among physicians in indonesia 193 univ med vol. 42 no. 2 tds contributed to data collection for analysis and writeup of the draft and final manuscript. yt and vgw oversaw the data collection process and overall research work including interpretation of results, and critically reviewing and revising the manuscript. all authors read and approved the final version to be submitted for publication. data availability statement the data used to support the findings of this study is available from the corresponding author upon request. fundings this survey was funded by omron healthcare co., ltd., japan. award/grant number: n/a. patient and public involvement no patients were involved in the study. the participants were physicians and they were not involved in the design, or conduct, or reporting, or dissemination of the plans of this research. provenance and peer review not commissioned; internally peer-reviewed. references 1. cardiovascular division & health services research centre. reducing the burden of cvd in indonesia. newtown: the george 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10.1038/sj.jhh.1001865. turana, matsushita, salman, et al hbp awareness among physicians in indonesia alvina 173 abstract sedentary lifestyle gives rise to important health problems in the world, such as cardiovascular disorders and hypertension. hypertension is an important modifiable risk factor for cardiovascular disease and is the most significant risk factor for stroke. there is mounting evidence that physical activity is beneficial for the elderly, and may have positive effects on chronic disorders, such as hypertension. the purpose of the present study was to assess the effectiveness of physical activity for reducing hypertension and the healthcare costs of hypertension in the elderly. this cross-sectional study, conducted from august to october 2009, involved 237 community-dwelling elderly in one district of south jakarta, comprising 86 males and 151 females aged 66.4 ± 6.3 years. data on background characteristics were collected using a validated questionnaire, while physical activity was assessed using the short version of the international physical activity questionnaire. results showed that 32.9% elderly was physically active and 67.1 % less physically active. the overall prevalence of hypertension was 18.6%, while there was no significant difference of hypertension between male and female elderly (p=0.737). the risk for hypertension in the physically active group was 0.40 times lower than that in the less physically active group (or = 0.40; 95% c.i. 0.16 – 0.97), leading to annual healthcare cost savings in the physically active group of 60%. in conclusion, physical activity reduces hypertension and the associated healthcare expenditure among community-dwelling elderly. key words : physical activity, hypertension, cost-effectiveness analysis, elderly *department of anatomy pathology, faculty of medicine. trisakti university **department of community medicine, faculty of medicine, trisakti university correspondence dr. robert d. gandasentana, dr, ms department of anatomy pathology, medical faculty, trisakti university jalan kyai tapa no. 260, grogol jakarta barat – 11440 phone: 021-5672731 ext.2703 email: robsentana@yahoo.com univ med 2011;30:173-81 physical activity reduced hypertension in the elderly and cost-effective september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina robert d. gandasentana* and rina k. kusumaratna** introduction the aging individual is subject to a reduction in musculoskeletal mass, which is largely due to physical inactivity, as most elderly are commonly unemployed or retired and generally pay less attention to their physical health. in addition, the elderly frequently suffer f r o m c h r o n i c d i s e a s e s , p a r t i c u l a r l y h y p e r t e n s i o n a n d o t h e r c a r d i o v a s c u l a r disorders. a world health organization (who) report estimated that 80% of adults aged 65 174 gandasentana, kusumaratna physical activity reduced hypertension in elderly years and older has more than one chronic health condition and that 50% has more than two chronic health conditions.(1) hypertension is an independent and powerful prognostic indicator for cardiovascular and renal disease, whereas it is significantly associated with the increased morbidity and mortality from cerebrovascular disease, myocardial infarction, congestive heart failure and renal insufficiency.(2,3) arterial hypertension is highly prevalent in the elderly, and according to the national health and nutrition examination survey iii study, its prevalence rate for subjects >60 years old (white non-spanish speaking americans) is estimated to be >60%. (4) h y p e r t e n s i o n p r e v a l e n c e increases with advancing age and is higher in men than in women until the age of 55 years, but is slightly higher in postmenopausal women.(5) hypertension is the major risk factor for stroke, heart failure, and coronary artery disease in older adults, while all of these disorders are important contributors to mortality and functional disability. hypertension is defined as a systolic blood pressure of 140 mmhg or greater and/or a diastolic blood pressure of 90 mmhg or greater. isolated systolic hypertension is defined as a systolic pressure of 140 mmhg or greater with a diastolic pressure of less than 90 mmhg.(6) according to the most recent national american guidelines for hypertension, values of 120-139 mm hg and 80-89 mmhg, for systolic and diastolic blood pressure respectively, are characterized as a precursor stage of hypertension, since these values are b e i n g a s s o c i a t e d w i t h i n c r e a s e d r i s k o f hypertension development compared to lower values of arterial pressure.(7) sedentary lifestyle is a major risk factor for cardiovascular disease and being physically active reduces risk by 40%.(8) several studies support the important role of physical activity for both primary and secondary prevention of cardiovascular diseases,(9) and according to epidemiological evidence there exist positive associations between regular physical activity and health benefits. (10) the who recommends at least 30 minutes of regular, moderate-intensity physical activity on most days of the week to reduce the risk of diseases.(10) to change physical activity behavior and promote regular physical exercise among community-dwelling elderly, there is a need for cost-effectiveness analyses using standardized methods to determine the costs and benefits of participation in physical activity.(11) outside of indonesia, a large number of interventions have been conducted to promote physical activity, ranging from individual counseling by general practitioners to massmedia campaigns. the cost-effectiveness of several interventions have been evaluated using v a r i o u s m e t h o d o l o g i e s . c o b i a c e t a l . (8) performed cost-effectiveness analyses on six intervention programs, and concluded that all six could lead to substantial improvement in population health at a cost saving to the health sector. cobiac and colleagues modelled the costs a n d h e a l t h o u t c o m e s a s s o c i a t e d w i t h interventions to improve physical activity in the population, and identify specific interventions that are likely to be cost-saving. rubinstein et al. (12) used generalized cost-effectiveness (gce) analysis, a who-designed methodology, to evaluate a cvd reduction intervention package in buenos aires. d e s p i t e t h e h i g h p r e v a l e n c e o f hypertension in older adults, it should not be considered a normal consequence of aging. primary hypertension is the result of multiple c o n d i t i o n s , s u c h a s g e n e t i c , n u t r i t i o n a l , psychosocial, and life style factors. one of the life style factors leading to hypertension is obesity, which is usually related to a sedentary life style and inadequate physical activity. therefore one way to prevent hypertension or at least decrease the risk of hypertension is to perform habitual physical activity (exercise), including work-related activity and activities of daily living. in general, cost-effectiveness analysis has been used by governments and international 175 organizations for analyzing the efficiency of alternative programs, including healthcare intervention programs, such as promotion of physical activity among population groups. h o w e v e r, t h e p r i n c i p l e s o f c o s t effectiveness analysis are presumably universal, and may therefore be applied at the level of the individual, especially where large healthcare expenditures are to be borne by the individual concerned. this is particularly true for most of the middleto low-income groups of indonesian elderly, as many, if not all, of them have no health insurance cover, apart from free but extremely restricted health insurance for the poorest, provided by the provincial governments. in view of the foregoing, the aim of the p r e s e n t s t u d y w a s t o c o n d u c t a c o s t effectiveness analysis of physical activity in relation to primary hypertension in communitydwelling elderly, in order to provide evidence of the economic benefits of physical activity in hypertensive individuals. methods research design the study was an observational crosss e c t i o n a l s t u d y t o d e t e r m i n e t h e c o s t effectiveness of physical activity among community-dwelling elderly with hypertension, conducted from august to october 2009. study subjects the population under study comprised community-dwelling elderly residing in the vicinity of a primary community health center in south jakarta. inclusion criteria were: age 60 years and older, male or female gender, mobile and independent, able to verbally communicate, and apparently healthy. the participants’ health status was determined by self-reported medical history and by physical examination during recruitment, and cross-checked with their medical record at the heath center. the sample size was determined to be around 229 subjects, based on a power of 95% and expected dropout of 20%. the subjects were recruited from a district in south jakarta with a relatively high number of elderly persons of low to medium socioeconomic status among the permanent residents, as indicated by official data from the district health office (sudinkes). cluster random sampling was used to determine the participating villages in the district and the numbers of hamlets (rw) and rt required to yield the calculated sample size. in indonesia, rts are the smallest administrative units comprising around 20 households, similar to neighborhood associations. the study sample consisted of community dwelling elderly selected from each rt in five villages by proportionate simple random sampling. the subjects meeting the inclusion and exclusion criteria gave written informed consent, confirmed by signature for the literate and by thumbprint for the illiterate. physical activity assessment physical activity among the participants was evaluated by a modification of the short f o r m a t i n t e r n a t i o n a l p h y s i c a l a c t i v i t y questionnaire (sf-ipaq), recommended by the who to measure physical activity among adults from 15–69 years.(13) as a consequence, this study could assess only the physical activity status of elderly aged 60–69 years. the 9-item short form assesses time spent on different activities. the short form of ipaq records four types of physical activity: vigorous activity such as aerobics; moderate-intensity activity such as leisure cycling; walking; and sitting. the ipaq-sf contains questions on the frequency (number of days per week), duration (total time spent in physical activity per day), and intensity of physical activity over the previous week ( l i g h t , m o d e r a t e , a n d v i g o r o u s ) . a f t e r assessment of physical activity, the subjects were assigned to two groups, i.e. one group with moderate to high levels of physical activity, and one group with low levels of physical activity, designated in the present study as the physically active group and the less physically active group, respectively. univ med vol.30 no.3 176 gandasentana, kusumaratna physical activity reduced hypertension in elderly blood pressure measurement tw o s i t t i n g b l o o d p r e s s u r e ( b p ) measurements were taken for all subjects and the mean value was used to determine bp status: hypertensive (systolic bp >140 mm hg, diastolic bp >90 mm hg, or not. body mass index height was measured with microtoise with a precision of 0.1 cm. weight was measured with sage portable scales with a precision of 0.1 kg. body mass index (bmi) was calculated as the weight (kg) divided by the square of the height (m2). for asian populations, bmi is classified into the following categories: underweight (<18.5 kg/m2), normal (18.5–22.9 kg/m2), overweight (23.0–27.5 kg/m2), and obese (> 27.6 kg/m2).(14) cost-effectiveness analysis c o s t e f f e c t i v e n e s s a n a l y s i s ( c e a ) generally considers the costs and effects of adding new interventions to current practice or the cost of replacing an existing intervention with another targeting the same condition. the cea in this study indicated that for hypertensive patients attending a health center (puskesmas), t h e h e a l t h c a r e e x p e n d i t u r e i n c l u d i n g medications was approximately rp. 12,000 at the time of the study. patients with hypertension are usually advised to visit their physician once weekly for follow-up, until their bp is adequately controlled, with a systolic bp of <140 mmhg and a diastolic bp of <90 mmhg.(15) therefore the annual healthcare costs for regular followup at a health center is approximately rp. 624,000. ethical clearance ethical clearance was issued by the r e s e a r c h e t h i c s c o m m i t t e e , f a c u l t y o f medicine, trisakti university. statistical analysis the background characteristics were analyzed using descriptive statistics, after c h e c k i n g f o r n o r m a l d i s t r i b u t i o n b y t h e kolmogorov-smirnov test of normality. costeffectiveness of physical activity was analyzed using the odds ratio as a measure of the risk of hypertension among the physically active s u b j e c t s a s c o m p a r e d w i t h t h e r i s k o f hypertension in the less physically active subjects. the level of significance was set at p<0.05. . results background characteristics of the elderly a total of 237 elderly people aged 60–69 years from eight hamlets in the five sub-districts participated in the present study. the socioeconomic status of the subjects consisted of education, history of employment, income sources, health services, history of occupation as well as their housing status. regarding the distribution of socio-economic status of the study subjects, among the 237 elderly there were 138 (58.2%) in the age range of 60-64 years and 99 (41.8%) in the age range of 65-69 years. overall mean age was 63.9 ± 2.6 years. with regard to gender, the subjects comprised 86 (36.3%) males and 151 (63.7%) females. the majority (77.2%) of the elderly had been educated and most of them in their youth had received their formal education at religious elementary schools. with regard to marital status, approximately half of them (55.7%) was widowed or unmarried. a total of 60.8% of the elderly did not have regular income for supporting their daily life and most of the income came from their children. only 13.5% of the elderly had insurance and for access to health services, most of them had the kartu miskin (health services card for the poor). around 80.6% of the elderly lived in their own house (table 1). the prevalence of hypertension was 18.6%, while 32.9% was physical active (table 2). there was no significant difference in the prevalence of hypertension between males and females. similar results were obtained for nutritional status and smoking habits. the results 177 indicated that for elderly with adequate physical activity, the risk of hypertension was 0.4 times lower, as compared with the less physically active elderly (o.r.=0.4; 95% confidence interval 0.16 – 0.97) (table 3). cost-effectiveness of physical activity cost-effectiveness analysis was used to evaluate the impact of physical activity on h y p e r t e n s i o n , b y a s s e s s i n g t h e r i s k o f hypertension in the physically active group as compared to the risk of hypertension in the less physically active group. t h e p r e v a l e n c e o f e l d e r l y w i t h hypertension was 10.3% in the physically active group and 22.0 % in the less physically active group. these data indicate that there w e r e s i g n i f i c a n t l y m o r e e l d e r l y w i t h hypertension in the less physically active group than in the physically active group (p=0.027). the risk for hypertension in the physically active group was 0.40 times lower than that of the less physically active group as shown in table 3. this signifies that the risk of suffering from h y p e r t e n s i o n a m o n g e l d e r l y w h o w e r e physically active was significantly lower than in elderly who were less physically active. from table 4 it is apparent that the cost of a patient in the health center is rp.12,000 per ambulatory visit, amounting to 52 x rp.12,000 = rp.624,000 per year. in subjects who are physically active, the risk of hypertension was 0.40 lower, such that the total cost per year amounts to rp.249,600, yielding a 60% reduction in healthcare expenditure, compared to subjects who are less physical active. discussion for the 237 subjects of the present study, the prevalence of hypertension was 18.6%. a study in costa rica on elderly aged 60 to 80 years (mean age = 76 years) yielded differing results, the prevalence of hypertension being 65.0%.(16) this may have been due to the higher variables n (%) age 60-64 138 (58.2) 65-69 99 (41.8) gender male 86 (36.3) female 151 (63.7) education illiterate 54 (22.8) educated 183 (77.2) marital status married 105 (44.3) widowed/unmarried 132 (55.7) income sources regular 93 (39.2) non-regular 144 (60.8) health services insurance 32 (13.5) non-insurance 205 (86.5) history of occupation enterpreneur 25 (10.5) laborer 19 (8.0) goverment employee 19 (8.0) merchant 35 (14.8) unemployed 139 (58.6) housing status own 191 (80.6) not own 46 (19.4) table 1. socio-economic and demographic profile of the participants (n=273) variables n (/%) nutritional status bmi* kg/m2 (mean ± sd) 21.80 ± 4.04 underweight 55 (23.2) normal 95 (40.1) overweight 87 (36.7) health status chronic 186 (78.1) non-chronic hypertension yes no physical activity active les active 51 (21.5) 44 (18.6) 193 (81.4) 78 (32.9) 159 (67.1) table 2. nutritional, health status, and physical activity of the elderly (n=273) *bmi = body mass index univ med vol.30 no.3 178 gandasentana, kusumaratna physical activity reduced hypertension in elderly age of the subjects, whereas the elderly in our study were relatively younger, with a mean age of 63.9 years. o u r s t u d y s h o w e d t h a t t h e r i s k f o r hypertension in the physically active group was 0.40 times lower than that of the less physically active group as shown in table 3. similar results were obtained in a prospective study of 27,055 apparently healthy women, where vigorous physical activity (1500 kcal/week) led to a reduction in the incidence of hypertension (r.r. = 0.62;95% c.i. (0.51–0.74;p< 0.001).(17) a study in australia showed similar results, in that the prevalence of poor physical activity was higher among the hypertensive elderly.(18) many epidemiologic observational studies have reported a consistent inverse association between physical activity and the risk of incident cardiovascular diseases.(19) even at an advanced age, becoming more active still confers a reduction in coronary heart disease mortality.(20) the cardio-protective effect of physical activity may be related to its beneficial effects on body weight, blood pressure, serum cholesterol and glucose tolerance.(21) cobiac et al.(8) analysed cost-effectiveness of six physical activity intervention programs in community-dwelling frail elderly taken from a larger number of meta-analyses. their analysis indicated that these interventions would be costhypertension risk factors yes (n= 44,/%) no (n=193,/%) p gender male female age (years) 60 – 64 65 – 69 > 70 smoking yes no nutritional status underweight normal overweight physical activity active less active 15 (17.4) 29 (19.2) 25 (18.1) 18 (18.9) 1 (25.0) 8 (17.0) 36 (18.9) 9 (16.4) 24 (18.0) 11 (22.4) 8 (10.3) 35 (22.0) 71 (82.6) 122 (80.8) 113 (81.9) 77 (81.1) 3 (75.0) 39 (83.) 154 (81.1) 46 (83.6) 109 (82.0) 38 (77.6) 70 (89.7) 124 (78.0) 0.737 0.934 0.761 0.709 0.027 o.r.* = 0.40 (95% c.i.=0.16-0.97) table 3. risk factors of hypertension in the elderly (n=237) * o.r.=odds ratio c.i.= confidence interval cost per ambulatory visit cost-effectiveness per year reduction iitervention hc* hc* hc* physical activity 12,000,374,400,60.0% table 4. costs, effects and cost-effectiveness of physical activity on hypertension * hc : health center 179 saving to the health sector, leading to substantial improvements in health for the australian population. although the studies analyzed by cobiac et al.(8) differed from the present study in south jakarta in several respects, one of them being that their subjects were frail elderly, their findings were similar to the results of costeffectiveness analysis of the present study regarding the cost-savings of physical activity in the elderly. the pragmatic, single-blind randomized clinical trial conducted by mccarthy et al.,(22) showed that a home-based exercise program supplemented with an 8-week class-based exercise program yielded significantly better results even 12 months after cessation of the intervention, while their economic evaluation suggested that structured physical activity programs are likely to be cost-effective. the findings of the mccarthy study that elderly conducting regular physical activity have costsavings in health care expenditure, therefore are consistent with the results of abovementioned study, although differing in study design. the beneficial effect of regular exercise in hypertension is not limited to reduction of blood pressure only. it has also been shown to reduce left ventricular hypertrophy,(23) and improve exercise capacity and quality of life.(24) when combined with dietary alterations, regular exercise causes reduction of oxidative stress, increases nitric oxide availability and improves the overall metabolic profile. (25) recently published large prospective epidemiological studies have reported physical inactivity as a predictor of not only cardiovascular but also total mortality in middle-aged men and women.(26,27) this association is strong, and independent of other major risk factors, and illustrates the enormous preventive potential of regular exercise, especially given the high prevalence of a sedentary lifestyle in most communities. it also implies that physical activity also has a protective effect on noncardiovascular mortality, although the beneficial mechanisms are not clearly understood. in general, blood pressure rises with age, certainly up to the seventh decade. the rise is more marked for systolic pressure and is more pronounced in men. hypertension needs life-long medical control. once the subject has been diagnosed as suffering from hypertension, he or s h e i s o b l i g e d t o t a k e a n t i h y p e r t e n s i v e medications for life, thus becoming a burden to the family and society. ideally, the hypertension patient has to visit his or her physician for control of the disorder at regular intervals of one week. for the calculation of cost of healthcare in health centers, the present study used the standard healthcare costs as determined by the department of health.(28) the cost savings for the physically active subjects in comparison to the less physically active subjects was 60%. it is apparent that regular physical activity in older persons results in healthcare cost savings due to reduced risk of hypertension. the costeffectiveness measured in the present study is seen from the viewpoint of the study subjects (on a micro scale), as most did not have health insurance and had to pay for health services out of their own pocket. several limitations of the present study should be taken into consideration. as physical activity was assessed by self-report, it is possible that more precise assessment of this factors may have resulted in a different contribution of this variable to the reduction in hypertension. we also did not have information on other variables that are favorably influenced by physical activity, such as those related to heart rate or autonomic balance, or insulin sensitivity, so we could not evaluate their contributions to the inverse relation between physical activity and hypertension risk. conclusions the prevalence of hypertension in the elderly was 18.6%, while 67.1 % of the subjects w a s l e s s p h y s i c a l l y a c t i v e . t h e r i s k o f hypertension among the elderly who were physically active was 0.4 lower compared to less physically active elderly. in the economic univ med vol.30 no.3 180 gandasentana, kusumaratna physical activity reduced hypertension in elderly evaluation the physically active group had higher annual healthcare cost savings of approximately 60%. future randomized controlled studies will be needed to confirm the potential beneficial effect of physical activity on health status of the elderly and the attendant reduction in healthcare expenditure. acknowledgement we wish to express our gratitude to the d e a n a n d vi c e d e a n s o f t h e f a c u l t y o f medicine, trisakti university, for the funding of this study, to the staff of mampang prapatan district health center and sudinkes of south jakarta for the use of the health facilities, and also to the participants of this study. references 1. world health organization. diet, nutrition and the prevention of chronic disease: joint who/ fao expert consultation. geneva: world health organization;2003. 2. mason pj, manson je, sesso hd, albert cm, chown mj, cook nr, et al. blood pressure and risk of secondary cardiovascular events in women: the women’s antioxidant cardiovascular study (wacs). circulation 2004;109:1623-9. 3. babatsikou f, zavitsanou a. epidemiology of hypertension in the elderly. health sci j 2010;4:2430. 4. ong kl, cheung bm, man yb, lau cp, lam ks. prevalence, awareness, treatment and control of hypertension among united states adults 19992004. hypertension 2007;49:69-75. 5. kannel wb. prevalence and implications of uncontrolled systolic hypertension. drugs aging 2003; 20:277-86. 6. world health organization-international society of hypertension (ish). guidelines for the management of hypertension. j hypertens 1999; 17:151-83. 7. u.s. department of health and human service. the seventh report of the joint national committee on prevention, detection, evaluation, and treatment of high blood pressure. bethesda, md: nhlbi health information center;2004. 8. cobiac lj, vos t, barendregt jt. costeffectiveness of interventions to promote physical activity: a modelling study. plos med 2009;6:e1000110. doi:10.1371/journal.pmed. 1000110. 9. kahn eb, ramsey lt, brownson rc, heath gw, howze eh, powell ke, et al. the effectiveness of interventions to increase physical activity: a systematic review. am j prev med 2002;22:73– 107. 10. world health organization. global strategy on diet, physical activity and health. geneva: world health organization;2004. 11. ministry of health. basic health research 2007. jakarta: health research and development board department of health;2008. 12. rubinstein a, martí sg, souto a, ferrante1 d, augustovski f. generalized cost-effectiveness analysis of a package of interventions to reduce cardiovascular disease in buenos aires, argentina. cost eff resour alloc 2009;7:10 doi:10. 1186/1478-7547-7-10. 13. international physical activity questionnaire (ipaq) research committee. guidelines for data processing and analysis of the international physical activity questionaire (ipaq) : short and long forms. available at: http://www.ipaq.ki.se. accessed october 10, 2009. 14. world health organization. appropriate body mass index for asian populations and its implications for policy and intervention strategies. the lancet 2004;363:157-63. 15. cushman wc, ford ce, cutler ja, margolis kl, davis br, grimm rh, et al. success and predictors of blood pressure control in diverse north american settings: the antihypertensive and lipid-lowering treatment to prevent heart attack trial (allhat). j clin hypertens 2002;4:393-404. 16. méndez-chacón e, santamaría-ulloa c, roserobixby l. factors associated with hypertension prevalence, unawareness and treatment among costa rican elderly. bmc public health 2008;8:275 doi:10.1186/1471-2458-8-275. 17. mora s, cook n, buring je, ridker pm, lee im. physical activity and reduced risk of cardiovascular events: potential mediating mechanisms. circulation 2007;116:2110-8. 18. nelson mr, alkhateeb am, ryan p, willson k, gartlan jg, reid cm on behalf of the second australian national blood pressure management committee. physical activity, alcohol and tobacco use and associated cardiovascular morbidity and mortality in the second australian national blood pressure study cohort. age ageing 2010;39:112– 39. 19. mcneill am, katz r, girman cj, rosamond wd, wagenknecht le, barzilay ji, et al. metabolic syndrome and cardiovascular disease in older 181 people: the cardiovascular health study. j am geriatr soc 2006;54:1317–24. 20. pitsavos c, panagiotakos db, chrysohoou c, kavouras s, stefanadis c. the associations between physical activity,inflammation, and coagulation markers, in people with metabolic syndrome: the attica study. eur j cardiovasc prev rehabil 2005;12:151–8. 21. bianchi g, rossi v, muscari a, magalotti d, zoli m and the pianoro study group. physical activity is negatively associated with the metabolic syndrome in the elderly. q j med 2008; 101:713– 21. 22. mccarthy cj, mills pm, pullen r, richardson g, hawkins n, roberts cr, et al. supplementation of home-based exercise programmme with a classbased programme for people with osteoarthritis of the knees: a randomized controlled trial and health economic analysis. health tech assess 2004;8:46. 23. sherwood a, gullette ecd, babyak m, waugh r, georgiades a. reduction of left ventricular hypertrophy after exercise and weight loss in overweight patients with mild hypertension. arch intern med 2002;162:1333–9. 24. tsai jc, yang hy, wang wh, hsieh mh, chen pt, kao cc, et al. the beneficial effect of regular endurance exercise training on blood pressure and quality of life in patients with hypertension. clin exp hypertens 2004;26:255–65. 25. roberts ck, vaziri nd, barnard rj. effect of diet and exercise intervention on blood pressure, insulin, oxidative stress, and nitric oxide availability. circulation 2002;106:2530–2. 26. barengo nc, hu g, lakka ta, pekkarinen h, nissinen a, tuomilehto j. low physical activity as a predictor for total and cardiovascular disease mortality in middle-aged men and women in finland. eur heart j 2004;25:2204–11. 27. hu g, tuomilehtoa j, silventoinenb k, barengoc n, jousilahtia p. joint effects of physical activity, body mass index, waist circumference and waistto-hip ratio with the risk of cardiovascular disease among middle aged finnish men and women. eur heart j 2004;25:2212–9. 28. department of health. indonesian diagnosis related group fees for general and special c & d type hospitals. jakarta: department of health directorate general for medical services upbuilding;2007. univ med vol.30 no.3 alvina 96 abstract arthritis is a disease of the joints that causes pain and musculoskeletal stiffness, and may cause limitation of joint movement. age, obesity, smoking behavior, and occupation are risk factors for rheumatic diseases. the objective of the present study was to evaluate the role of body mass index (bmi), smoking behavior, and occupation on rheumatic disease among persons of productive age in indonesia. a cross-sectional study was conducted using national basic health research data. the inclusion criterion was age 15-64 years. rheumatic disease diagnosis was based on interview results and was defined as the presence of a history of rheumatic disease diagnosed by health professionals and/or rheumatic symptoms in the past 12 months. the study sample consisted of 609.097 persons who fulfilled the inclusion criterion. compared to persons with normal bmi, rheumatic disease was more prevalent in the overweight (or 1.25; 95%ci 1.21—1.29) and the obese (or 1.52; 95%ci 1.47—1.56), but less prevalent in the underweight (or 0.91; 95%ci 0.88—0.93). compared to nonsmokers, rheumatic disease was more prevalent in every day smokers (or 1.65; 95%ci 1.60—1.70), occasional smokers (or 1.41; 95%ci 1.35—1.47), and ex-smokers (or 1.85; 95%ci 1.76—1.95). measures for prevention of rheumatic disease are needed, e.g. through education to increase knowledge about the impact of smoking and obesity on rheumatic disease. keywords: rheumatic disease, smoking, body mass index, productive age *center of biomedical and pharmaceutical research and development national institute of health research and development, moh ri correspondence dr. lusianawaty tana, ms, spok center of biomedical and pharmaceutical research and development national institute of health research and development, moh ri jl. percetakan negara no.23a jakarta phone: 021-6500266 email: lusianawaty@litbang.depkes.go.id univ med 2010;29:96-103 impact of smoking and obesity on rheumatic disease in persons of productive age lusianawaty tana* and daroham mutiatikum* may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction rheumatic disease comprises more than 100 disorders and conditions, constituting a health problem frequently experienced by the community. the most frequently encountered rheumatic diseases are osteoarthritis (oa) and rheumatoid arthritis (ra).(1) in 2001 there was an estimated 43 million people in america who reportedly had rheumatic disease.(2) one study stated that rheumatic disease was the cause of impaired mobility and agility in more than 30% of the elderly population.(3) the reported prevalence of rheumatic diseases or disorders vary considerably in a number of countries, being 33% in australia, 26.3% in bangladesh, 18.2% in india, and 14.9% in vietnam.(4-7) the varying prevalence between countries indicates differences in the definition of rheumatic disease. 97 univ med vol.29 no.2 oa is the most frequently encountered t y p e o f a r t h r i t i s t h r o u g h o u t t h e w o r l d , p a r t i c u l a r l y a m o n g t h e e l d e r l y, a n d t h e principal cause of disability both in developed as well as in developing countries.(8) the symptoms of oa initially appear around the age of 40 years and by the age of 50 years female oa patients outnumber males.(9) the etiology of oa is still undetermined, but the risk factors of oa are: (i) ethnicity; (ii) overweight; iii) joint injury; (iv) overuse of joints; (v) infrequent excercise; (vi) nerve injury; and vii) advanced age. there is a dearth of data on oa prevalence, due to p r o b l e m s o f d e f i n i t i o n a n d m e t h o d s o f d e t e r m i n i n g t h e o n s e t o f t h e d i s e a s e . worldwide, the proportions of male and female oa patients have been estimated at 9.6% and 18.0%, respectively.(10) in australia, the incidence of oa in females is higher than in males of all age groups (2.95 per 1000 vs 1.71 per 1000 population). in females, the peak incidence is at age 65–74 years, while in males it is at age 75 years and over.(10) in malaysia the prevalence of oa is around 10– 20%.(11) the incidence and prevalence of ra increase with age up to the age of 70 years and subsequently decrease. females suffer from ra twice as frequent as males. the prevalence of ra in industrial countries is around 0.3-1%, while in developing countries it is estimated to be less than 0.3%.(10) although rheumatic disease is rarely fatal, the resulting pain may be extremely uncomfortable/incapacitating and may lead to limitations in activity and thus affect quality of life. the course of the disease is chronic, and if not properly treated may result in mild disability (joint damage) to severe disability (paralysis). the data collected by the national basic h e a l t h r e s e a r c h 2 0 0 7 ( r i s k e s d a s 2 0 0 7 ) include data on rheumatic disease and various variables such as individual characteristics, b m i , a n d s m o k i n g b e h a v i o r. ( 1 2 ) i n t h i s connection it was desired to analyze the riskesdas 2007 data to determine the role of obesity and smoking on rheumatic disease in persons of productive age in indonesia. this s t u d y i s p a r t o f t h e r e s e a r c h p r o j e c t o n “ f a c t o r s a s s o c i a t e d w i t h r h e u m a t i c a n d inherited diseases in indonesia according to riskesdas data”.(13) methods design of the study the study was of cross-sectional design, and attempted to attain the research objectives using the riskesdas 2007 data. subjects of the study the inclusion criterion of the study was age 15-64 years, resulting in a sample size of 609.097. data collection the variables came from 3 types of questionnaire, i.e. the rkd07.rt (riskesdas 2 0 0 7 h o u s e h o l d q u e s t i o n n a i r e ) , t h e rkd07.ind (riskesdas 2007 individual q u e s t i o n n a i r e ) , a n d t h e s u s e n a s 2 0 0 7 vsen2007.k questionnaire (national socioeconomic survey of the 2007 census). data on individual characteristics were obtained from the rkd07.rt questionnaire and data on rheumatic disease, smoking and bmi from the rkd07.ind questionnaire. data on per capita household expenditure were from the susenas 2007 vsen2007.k questionnaire.(17) the diagnosis of rheumatic fever was based on two questions, viz. (i) had respondent in the past 12 months been diagnosed as having rheumatic joint disease/rheumatism by health personnel and (ii) did respondent in the past 1 2 m o n t h s e v e r s u ff e r f r o m a c h e s / p a i n / stiffness/swelling around the joints and/or joint stiffness on waking up or after a long rest, that did not result from accidents.(14) 98 data analysis data analysis was by means of the spss program version 15.0. univariate, bivariate and m u l t i v a r i a t e a n a l y s i s w a s p e r f o r m e d o n variables with p<0.25 or on variables with p>0.25 that were theoretically influential. the level of significance was set at < 0.05 and the confidence interval at 95%. results a total of 609.097 respondents aged 1564 years were recruited in this study. only the data on the variables age, gender and type of residence were collected for an identical total of 609.097 (100%). data on education, per capita expenditure, occupation, smoking, and bmi were obtained in differing percentages, i.e. respectively 99.63%, 99.61%, 99.59%, 99.54% and 97.04%. the proportion of respondents aged 15-44 years was 71.9% while those between 45-64 years of age accounted for 28.1 %. the sample comprised 52% females and 48% males, among whom 55% were rural residents and 45% were urban residents. a total of 71.8% respondents had an educational level of junior high school (smp) a n d l o w e r, w h i l e 2 8 . 2 % h a d a n educational level of senior high school (sma) and above. among the respondents, 56.8% had a monthly per capita household expenditure in the 1-3 quintile range and 43.2% in the 4-5 quintile range. on the aspect of occupation, 32.6% of the respondents were farmers/ fishermen/laborers, 21.4% housewives, 15.4% entrepreneurs, 11% employees, 17.2% without occupation and without education, and 2.4% “other”. t h e p r o p o r t i o n o f r e s p o n d e n t s w i t h normal bmi was 67.5%, overweight 9.2%, characteristics n rheumatic disease (%) or* 95% ci** p yes no age ( year s) 45-64 164.607 50.7 49.3 3.88 3.80 —3.95 0.0001 15-44 444.490 21.0 79.0 gender female 315.061 31.0 69.0 1.19 1.17 —1.21 0.0001 male 294.036 27.4 72.6 education < junior high (smp) 435.168 33.7 66.3 2.27 2.21 —2.32 0.0001 > senior high (sma) 171.683 18.3 81.7 occupation housewife 127.782 34.3 65.7 1.99 1.92 —2.07 0.0001 employee 62.156 19.9 80.1 0.95 0.90 —0.99 entrepreneur 85.103 30.3 69.7 1.66 1.59 —1.72 farmer/fisherman/laborer 210.866 37.3 62.7 2.27 2.19 —2.35 other 15.621 26.4 73.6 1.37 1.29 —1.46 no occupation and no educati on 53.769 13.6 86.4 type of residence rural 378.712 32.3 67.7 1.38 1.34 —1.42 0.0001 urban 230.385 25.7 74.3 per capita expen ditur e quintile 1-3 344.551 30.4 69.6 1.13 1.11 —1.16 0.0001 quintile 4-5 262.178 27.9 72.1 table 1. bivariate relationship between individual characteristics and rheumatic disease *or = odds ratio; **95%ci = 95% confidence interval tana, mutiatikum smoking and obesity on rheumatic disease 99 univ med vol.29 no.2 obese 10.5% and underweight 12.8%. the respondents who smoked daily accounted for 27.6%, those who smoked occasionally 6.3%, ex-smokers 3%, and those who never smoked (non-smokers) 63.2%. the proportion of respondents in the age range of 15-64 years with rheumatic disease was 29.3% and those without rheumatic disease 70.7%. the results of the bivariate analysis on the relationship between individual characteristics and type of occupation on the one hand and rheumatic disease on the other hand are shown in table 1, while the bivariate analysis results o n b m i a n d s m o k i n g b e h a v i o r v e r s u s rheumatic disease are shown in table 2. from the bivariate relationship in table 1 it is apparent that the proportion of rheumatic diseases increases significantly with advancing age, lower educational level, rural residence and lower per capita household expenditure. i n c o m p a r i s o n w i t h t h e g r o u p w i t h o u t occupation, the proportion of rheumatic disease was higher in farmers/fishermen/ laborers and housewives. table 2 shows the bivariate relationship between bmi and smoking behavior on the one hand and rheumatic disease on the other. from table 2 it can be seen that in comparison to t h e p r o p o r t i o n o f r h e u m a t i c d i s e a s e i n respondents with normal bmi, the proportion of rheumatic disease was higher in overweight a n d o b e s e r e s p o n d e n t s a n d l o w e r i n underweight respondents. the proportion of rheumatic disease in respondents who smoked daily and in ex-smokers was higher when compared with the non-smokers. the multivariate relationship between several factors and rheumatic disease is shown in table 3. the variables fulfilling the criteria for multivariate analysis were age, gender, education, type of residence, occupation, monthly per capita household expenditure, bmi, and smoking behavior. from the multivariate relationship shown in table 3, it appears that all eight factors included in the analysis were significantly a s s o c i a t e d w i t h r h e u m a t i c d i s e a s e . i n comparison to the respondents in the age group of 15-44 years, the proportion of rheumatic disease was 3.2-fold higher in the age group of 45-64 years. compared with the respondents who never smoked, the proportion of rheumatic disease in the respondents who smoked daily was 1.6-fold, in ex-smokers 1.8-fold, and in non-smokers 1.4-fold higher. the proportion of rheumatic disease in respondents with an educational level of smp and below was 1.6fold higher than in those who had an sma certificate or higher. in comparison with the group without occupation, the proportion of table 2. relationship of bmi and smoking with rheumatic disease *or = odds ratio; **95%ci = 95% confidence interval 100 rheumatic disease was higher in farmers/ f i s h e r m e n / l a b o r e r s a n d h o u s e w i v e s . i n comparison with the respondents with normal bmi, the proportion of rheumatic disease in the overweight and obese were 1.2and 1.5fold, respectively. discussion in the present study the proportion of rheumatic disease was 21.0% in indonesians of productive age between 15-44 years and 50.7% in the age group of 45-64 years. the r e s u l t s o f t h e 1 9 9 7 u s n a t i o n a l h e a l t h interview study (nhis) showed a prevalence of arthritis of 30% in the age range of 55-64 years and of 45-46% in the age range of 65-84 years, thus differing from the present study results.(15) the results of the present study indicate that the prevalence of rheumatic disease is higher females than in males and increases with age. this is consistent with the results of the us national health interview survey (nhis) for 2003–2005, showing a higher prevalence of rheumatic disease for females (25.4%) as table 3. multivariate relationship between several factors and rheumatic disease *or = odds ratio; **95%ci = 95% confidence interval tana, mutiatikum smoking and obesity on rheumatic disease 101 univ med vol.29 no.2 compared to males (17.6%). in this survey the prevalence of rheumatic was also higher in the older age groups, namely 29.3% in the age range of 45-64 years and 50% in the 65+ group, as compared to 7.9% in the age group of 1844 years.(16) similarly, the present study results showed that the risk of rheumatic disease in the age group of 45-64 years is 3 times that in the age group of 15-44 years. one of the rheumatic diseases frequently encountered is oa, which is a degenerative disorder. age is the principal determinant of oa, as the incidence and prevalence of oa is proportional to age, and oa is the main cause of rheumatic disease in the 65+ population group.(17) in respect to occupation, the risk of rheumatic disease was higher in the group of farmers/fishermen/laborers and in housewives. in the occupations of farmer/fisherman/laborer, the persons involved commonly must perform muscular work, such as lifting of loads and working in non-ergonomical positions, which in the long run may lead to complaints of pain in the involved joints. similarly, the occupation of housewife is connected with lifting and stooping movements or working in nonergonomical positions. in addition, as the occupation of housewife is predominantly a female occupation and the female gender is one of the risk factors of rheumatic disease, this c o m b i n a t i o n o f f a c t o r s i s p r e s u m a b l y a s s o c i a t e d w i t h t h e h i g h p r e v a l e n c e o f rheumatic disease detected in the present study. similar results were obtained in male japanese workers aged > 45 years, comprising factory laborers, construction workers, farmers or fishermen, who had a significantly higher risk of oa of the joints (or = 2,54;95% ci 1.34 . 8 2 ) . ( 1 8 ) h o w e v e r, t h e s t u d y f o u n d n o association of activities such as standing, climbing stairs, kneeling, driving, and sitting with a higher risk of oa in male japanese workers. similar results were found in female japanese workers.(19) compared with the respondents with normal bmi, the risk of rheumatic disease was respectively 1.2 and 1.5 times higher in overweight and obese respondents. with respect to bmi, it was found that overweight a n d o b e s i t y w e r e a t h i g h e r r i s k f o r t h e o c c u r r e n c e o f r h e u m a t i c d i s e a s e , i n comparison to normal body weight. the results obtained in the present study are consistent with those in the literature, in that one of the risk factors of rheumatic disease is overweight. a person with oa of the knee joint has in general a higher body weight as compared to persons without oa of the knee joint. a number of studies similarly showed that obesity increases the risk of oa. these studies also showed a positive correlation between bmi and severity of oa of the knee.(20-22) oa is due to the aging process, resulting in damage to joint cartilage. the involved joints are the frequently moved and weight-bearing joints, such as the carpal, elbow, lumbar, knee and tarsal joints. there were several limitations in this study, such as lack of specific data on the type of rheumatic disease and on the location, n u m b e r a n d s i z e o f t h e i n v o l v e d j o i n t s . therefore the present study was unable to p r o j e c t t h e p r e v a l e n c e o f s p e c i f i c j o i n t disorders. as arthritis may cause functional impairment, disability, and impaired quality of life, this may lead to future socio-economic problems. attention should be focussed on prevention of oa in order to reduce the problems associated with this disease. obesity is a remediable risk factor for several types of joint disorder, thus epidemics of obesity s h o u l d b e c o n t a i n e d b y w e i g h t c o n t r o l , changes in dietary patterns and increased physical activity, in order to impact on the prevalence of arthritis. every patient with rheumatic disease should receive counseling regarding this disorder. changes in lifestyle are necessary to ensure that these patients r e m a i n p h y s i c a l l y f i t a n d b e c a p a b l e o f controlling their disease. in the case of severe disease the patient should be referred to a physiotherapist. 102 conclusion in indonesians of productive age, bmi, s m o k i n g , a n d o c c u p a t i o n a r e t h e m o s t influential among the various factors affecting rheumatic disease, indicating the importance of obesity prevention and the urgent need of a behavioral approach to weight control. acknowledgement we hereby express our deepest gratitude to dr.triono soendoro, phd, dr. dr. trihono, msc, dr emiliana tjitra msc, phd, and riskesdas 2007 data managers, enabling us to conduct this study using the riskesdas 2007 data from the national institute of health research and development, moh ri. references 1. feinglass j, nelson c, lawther t, chang rw. chronic joint symptoms and prior arthritis diagnosis in community surveys: implications for arthritis prevalence estimates. public health rep 2003;118:230-9. 2. centers for disease control and prevention. prevalence of self-reported arthritis or chronic joint symptoms among adults-united states, 2001. mmwr 2002; 51:948–50. 3. leveille s, ling s, hochberg mc, resnick h, bandeen-roche kj, won a, et al. widespread musculoskeletal pain and the progression of disability in older disabled women. ann intern med 2001;135:1038-46. 4. minaur n, sawyers s, parker j, darmawan j. rheumatic disease in an australian aboriginal community in north queensland, australia. a who-ilar copcord survey. j rheumatol 2004;31:965-72. 5. haq sa, darmawan j, islam mn, uddin mz, das bb, rahman f, et al. prevalence of rheumatic diseases and associated outcomes in rural and urban communities in 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2006;55:1089-92. 17. cicutini fm, teichtahl aj, wluka ae, davis s, strauss bj, ebeling pr. the relationship between body composition and knee cartilage volume in healthy middle-aged subjects. arthritis rheum 2005;52:461-7. 18. yoshimura n, kinoshita h, hori n, nishioka t, ryujin m, mantani y, et al. risk factors for knee osteoarthritis in japanese men: a case-control study. mod rheumatol 2006;16:24–9. 19. yoshimura n, nishioka s, kinoshita h, hori n, nishioka t, ryujin m, et al. risk factors for knee osteoarthritis in japanese women: heavy weight, past joint injuries and occupational activities. j rheumatol 2004;31:157–62. tana, mutiatikum smoking and obesity on rheumatic disease 103 univ med vol.29 no.2 20. felson dt, goggins j, niu j, zhang y, hunter d. the effect of body weight on progression of knee osteoarthritis is dependent on alignment. arthritis rheum 2004;50:3904-9. 21. jadelis k, miller m, ettinger wh, messier sp. strength, balance, and the modifying effects of obesity and knee pain: results from the observational arthritis study in seniors (oasis). j am geriatric society 2001;884-91. 22. sharma l, lou c, cahue s, dunlop d. the mechanism of the effect of obesity in knee osteoarthritis. arthritis rheum 2000;43:568-75. paradoxical sleep deprivation changes testicular malondialdehyde and caspase-3 expression in male rats 87 *anatomy department, faculty of medicine and health sciences, jenderal soedirman university, purwokerto **physiology department, faculty of medicine, gadjah mada university, yogyakarta ***department of occupational health, faculty of medicine, gadjah mada university, yogyakarta ****education programme reproduction and development c/o monash institute of medical research, australia correspondence: dr. fitranto arjadi, mkes. anatomy department, faculty of medicine and health sciences, jenderal soedirman university kampus berkoh, purwokerto 53146 phone : +62281-622022 / +628156996806 email: f.arjadi@yahoo.com univ med 2015;34:87-95 doi: 10.18051/univmed.2016.v35.87-95 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background sleep deprivation is a significant problem among adult men and is considered as a risk factor for several diseases. paradoxical sleep deprivation (psd) induces leydig cell apoptosis through elevation of corticosterone, with testicular malondialdehyde (mda) and leydig cell caspase-3 expression as parameters. the aim of this study was to observe testicular mda level and caspase-3 expression treated with paradoxical sleep deprivation (psd), immobilization, and footshock stress and to determine the stress model with a significant effect in white male rats (rattus norvegicus) . methods this experimental randomized study of posttest only with control group design was conducted on 24 white male wistar strain rats, randomly allocated into four treatment groups, i.e. control (k1) without any stress treatment, psd (kii), immobilization (kiii), and footshock stress (kiv). treatments were given for 25 days to produce chronic stress. testicular mda concentration was examined by the elisa method while caspase3 was examined by the tunel method. results mean testicular mda concentration with one-way anova test showed differences in means between the groups (p=0.000) and post hoc tukeyhsd test showed significant results between psd stress group versus control, immobilization and footshock stress groups. one-way anova test showed a significant difference in caspase-3 expression in at least two treatment groups (p=0.008) and post-hoc tuckey-lsd test showed significant differences between controls and all stress groups. conclusion sleep deprivation is a type of stress inducing changes in testicular mda concentration and caspase-3 expression in male rat testes. keywords: caspase-3 expression, stress, testicular malondialdehyde, male rat paradoxical sleep deprivation changes testicular malondialdehyde and caspase-3 expression in male rats fitranto arjadi*, ginus partadireja**, lientje setyawan maurits***, and mulyono pangestu**** doi: http://dx.doi.org/10.18051/univmed.2015.v34.87-95 88 arjadi, partadireja, maurits, et al stress changes testicular malondialdehyde paradoxical sleep deprivation mengubah kadar malondialdehid testis dan ekspresi caspase-3 pada tikus jantan latar belakang sleep deprivation merupakan masalah penting bagi laki-laki dewasa dan merupakan faktor risiko bagi beberapa penyakit. paradoxical sleep deprivation (psd) stres menyebabkan apoptosis sel leydig akibat peningkatan kadar kortikosteron dengan parameter kadar mda testis dan caspase-3. tujuan penelitian adalah menyelidiki kadar mda testis dan ekpresi caspase-3 (rattus norvegicus) jantan yang diberi perlakuan stres psd, stres imobilisasi dan stress footshock pada tikus putih jantan. metode metode penelitian adalah eksperimental dengan posttest only with control group design. tikus putih jantan strain wistar sebanyak 24 ekor dibagi 4 kelompok perlakuan; kontrol (ki) yaitu kelompok yang tidak diberi perlakuan stres, kelompok stres psd (kii), kelompok stres imobilisasi (kelompok iii), dan kelompok stres footshock (kiv). perlakuan diberikan selama 25 hari untuk menghasilkan stres kronik. kadar mda testis diperiksa menggunakan metode elisa sedangkan caspase-3 menggunakan metode tunel. hasil hasil rerata pengukuran kadar mda testis dengan one way anova menunjukkan perbedaan rata-rata antara kelompok (p=0,000) dan uji post hoc tukey hsd menunjukkan rata-rata kadar mda pada stres psd berbeda signifikan dengan kelompok kontrol, imobilisasi dan footshock. hasil uji anova menunjukkan ada perbedaan yang bermakna rata-rata ekspresi caspase-3 sel leydig antara tiap kelompok data (p=0,008) dan dilanjutkan dengan uji post-hoc tuckey-lsd ada perbedaan rerata jumlah caspase-3 antara kelompok kontrol dengan semua perlakuan. kesimpulan paradoxical sleep deprivation merupakan salah satu jenis stress yang mampu mengubah kadar mda pada testis dan ekspresi caspase-3 pada testis tikus jantan kata kunci : stres, mda testis, ekspresi caspase-3, tikus jantan abstrak introduction at the molecular level, male infertility occurs because of abnormal mitochondrial deoxyribonucleic acid (dna) and apoptosis mechanism.(1) when apoptosis is improperly activated or regulated in the testis, infertility can result. pinpointing how environmental conditions can affect apoptosis is important for the advancement of preventive medicine and behavioral science, especially as there are potentially harmful environments in workplaces. moreover, familiarity with stressful conditions in workplaces and with testicular processes, especially the induction of apoptosis, is essential for promoting male fertility. in male patients with idiopathic infertility, reactive oxygen species (ros)-induced sperm damage is associated with increased apoptosis.(2) st r e s s e x p o s u r e c a n i n c r e a s e t h e concentration of cortisol which can disturb the testis by reduction of leydig cell numbers and 89 univ med vol. 34 no.2 inducing apoptosis by glucocorticoid receptors (3) and also by reducing the quality of sertoli cells which can decrease the production of germinal cells, depress spermatogenesis, and finally can c a u s e i n f e r t i l i t y. ( 4 ) h i g h g l u c o c o r t i c o i d concentrations during the stress period can induce leydig cell apoptosis by various mechanisms, such as activation of the fas system, cleavage of procapase-3, removal of mitochondrial membrane potential (deltapsi) and elevation of ros concentration.(3) one of the apoptosis markers is the elevated expression of caspase-3 (the active form of procaspase-3).(5) work stress induces higher oxidative stress and stimulates the formation of high levels of ros.(6) the main target of ros are lipids, such as in testiscular tissues which have high amounts of unsaturated fats which in the end can influence the capacity of the germinal cells to produce spermatozoa and to initiate the process of leydig c e l l s t e r o i d o g e n e s i s . ( 7 ) t h e h i g h r o s concentrations activate lipid peroxidation, which ultimately produces hydrogen peroxide (h 2 o 2 ), exactly in the form of malondialdehyde (mda), a cytotoxic oxidant in the body.(8) testicular mda level has been used as biomarker to measure the degree of oxidative stress (9) and to describe testicular tissue damage.(10) the present research objective was to evaluate the effect of work environment stress on the concentrations of testicular mda and caspase3 in male rats. in the experimental animals, sleep deprivation stress was implemented with the paradoxical sleep deprivation (psd), immobilization and footshock tests. in the experimental animals, an analogous form of working stress is the lack of sleep which is induced with the psd test as a form of physical and psychological stressor. the sedentarian pattern in office workers was modeled with the immobilization test as a form of social, physical, and psychological stressor, and high risk work with the footshock test as a form of physical stressor. the electric foot stress is usually used as a stressor in animal models such as conditioned fear stress and learned helplessness.(11) methods research design this research used an experimental post test only design with completely randomized sampling repeated five times. this research was conducted from january to december 2013 at the animal house of the medical faculty of jenderal soedirman university, and at the biochemistry laboratory and anatomical pathology laboratory, medical faculty, gadjah mada university. animals a total number of 24 male wistar albino rats (six rats for each treatment), aged 3-4 months and weighing 200-300 grams, were obtained from the animal house of the faculty of pharmacy, gadjah mada university. the sample size was determined by federer’s formula (t-1) (r-1) >15 where t = number of treatments and r = number of replications. intervention the rats were placed in stainless steel cages with the dimensions 23 x 13 x 16 cm for 1 week with controlled lighting (12 hours light/12 hours dark cycle) and temperature (21-24°c) and received food and water ad libitum.(12) the rats were placed in cages of the same size, form, and material. the experimental animals were divided into four treatment groups: ki as the control group, in which the rats were kept in a wide cage with their normal sleep pattern, and the groups kii, kiii, and kiv which were subjected to the psd, immobilization and footshock stress tests, repectively. in group kii the rats were treated with psd stress using the modified multiple platform method (mmpd), by placing the rats in a 123 x 44 x 44 cm tank containing water to a height of 1 cm and having 14 platforms, where each platform was separated by a distance of 10 cm, so the rats could move freely inside the cage, jump from platform to platform, and interact with the other rats in the cage. a muscle atonia-inducing device was turned on automatically every 10 minutes, 90 arjadi, partadireja, maurits, et al stress changes testicular malondialdehyde so that when the rats begin to sleep, they will fall down into the water and awaken from sleep. this cycle was done in 18 hours from 04.00 until 22.00 o’clock and after that the rats were returned to their regular cages, in which they sleep for 6 hours.(13) in group kiii, in which the rats were treated with immobilization stress, the rats were placed for 1 hour, from 09.00 until 10.00, in a transparent cylinder, 21 cm in length and 6 cm in diameter, with ventilation holes at the sides.(13) in group kiv, the footshock stress group, the rats were placed in an 14 x 25 x 28 cm acrylic box, in which an 0.1 second electric current of 5 ma was applied to the base for 1 hour/day from 09:00 until 10:00. each rat was shocked 4-6 times at different intervals, which were changed every 5 minutes to avoid anticipation by the rats.(14) each treatment (kii, kiii and kiv) was given for 25 days to induce a chronic stress effect.(3) the rats were then anesthetized with ether, decapitated, and incised to harvest the left testicle, which was cleaned in nacl solution, weighed, and preserved in bouin solution. measurement of testicular mda measurement of testicular mda was performed by means of a kit (catalog number: 201-11-0157, shanghai sunred biological technology, china). the isolated testis was weighed, pbs solution was added at the ratio of 50-100 mg testis to 1 ml pbs, and the testis was mashed in a mortar until homogenous, placed in a microtube and centrifuged at 4000 rpm for 5 minutes, after which the supernatant solution was stored at -80 oc. the testicular tissue mda concentration was measured by the elisa method with the double-antibody sandwich technique. caspase – 3 expression measurement of tunel caspase-3 expression was done in 50 fields of view of testis interstitial tissue at 400x magnification. the methods used were tunel and staining with anti caspase-3. a positive expression was shown by a brown color of the cytoplasm. observations were done using a nikon eclipse e100® microscope with optilab® and image raster software version 2.1. data analysis univariate analysis was done on the mean testicular mda concentration and caspase-3 expression data, data normality and homogeneity were analyzed with shapiro wilk and levene’s test. comparisons of mean values was analyzed by one-way anova and each treatment compared with post-hoc tukey test, and if there was a difference between treatments, the analysis was to be continued with duncan’s multiple range test (dmrt) at a value of p<0.05. ethical clearance all experimental procedures were approved by the research ethics committee of medical and health sciences of jenderal soedirman university. results the data was collected without drop outs and the caspase-3 counts were conducted by the investigator and two other observers to yield valid values. normality tests on the results of caspase-3 expression and testicular mda using the saphiro-wilk test showed the data to be normally distributed. the variance test using levene’s test showed equal data variances (p=0.146), so that a parametric test using oneway anova could be done. the mean mda concentrations analyzed with parametric oneway anova showed significant differences in mda concentrations between groups (p=0.000) (table 1). p o s t h o c tu k e y h s d t e s t s h o w e d significant differences between the psd group on the one hand and the control, immobilization stress and footshock stress groups on the other (table 2). the results of anova test for leydig cell caspase-3 expression showed significant differences between all treatment groups (p=0.008). post-hoc tuckey-lsd showed that mean leydig cell caspase-3 expression in three of the treatment groups was significantly 91 univ med vol. 34 no.2 different from the control group, with the lowest mean in the kii group as compared with the control group (p<0.05) (table 2). compared with the controls, the number of caspase-3 expression decreased in all stress models, with the lowest number in the psd stress group (figure 1). discussion the highest mean testicular mda concentration and lowest caspase-3 expression was in the psd stress group, showing that psd stress increases oxidative stress which can induce lipid peroxidation reaction and damage the antioxidant mechanism of the body. paradoxical sleep deprivation increases in mda level and may enhance the metabolic rate and in turn increase free radical generation and induce cell damage. oxidative stress caused by psd induction decreases the damage of endogenous antioxidant mechanism by inhibition of g6dp (glucose-6 diphosphatase) and stimulation of a larger lipid peroxidation reaction. the lipid peroxidation reaction is a cascade of reactions that can produce free radicals and continuous peroxidation, with mda as the end product. these results suggest that sleep has an antioxidative role. free radicals which accumulate during wakefulness are removed during sleep and this is accomplished by decreasing the rate of free radical formation and increasing the efficiency of endogenous antioxidant mechanisms. (15) paradoxical deprivation increases early morning pineal melatonin, which induces apoptosis through activation of caspase-3, caspase-6, caspase-7, and caspase-9, in association with up-regulation of the pro-apoptotic factor bax and also with the release of cytochrome c from mitochondria.(16) stress disturbs the reproductive system and decreases the numbers of leydig cell because of the increase in glucocorticoids induced by psd stress.(17) glucocorticoids induce the apoptotic process in mature and immature leydig cells because of the high numbers and high sensitivity of the glucocorticoid receptors. glucocorticoids cause leydig cell apoptosis by several mechanisms such as fas system activation, procaspase-3 activation, reduction of mitochondrial membrane potential and elevation of ros concentration. caspase-3 is a protein in the caspase cascade pathway that is important in apoptosis and is activated by caspase 8 and 9. procaspase-3, which is in the form of an active enzyme, can cleave into a new subunit, caspase3, which can activate caspase 6 and 7. caspase3 with caspase 6 and 7 is proteolytic and can induce apoptosis.(18) table 1. mean testicular mda and number of caspase-3 expression by treatment groups note: values are mean ± sd; mda = malondialdehyde; psd = paradoxical sleep deprivation note *= p<0.05 means significantly different; mda = malondialdehyde; psd = paradoxical sleep deprivation table 2. post hoc test lsd for mda and caspase-3 by treatment groups 92 arjadi, partadireja, maurits, et al stress changes testicular malondialdehyde in immobilization stress, the study used tunel and active caspase-3 staining methods. t h e r e s u l t s s h o w e d t h a t a p o p t o s i s w a s significantly higher in the stress groups than in the control group, with the markers being the number of tunel (+) and caspase 3 (+) cells, which was increased significantly in the stress groups, in comparison with the cells in the control group. the study demonstrated the occurrence of testicular damage on the basis of elevated mda levels. the results showed that there is a relationship between immobilization stress on the one hand and induction of apoptotosis and lipid peroxidation on the other.(19) l e y d i g c e l l a p o p t o s i s i s n o t e l e v a t e d i f endogenous corticosterone is low, proving that leydig cell apoptosis occurs if corticosterone concentration is elevated, which can reduce t e s t o s t e r o n e c o n c e n t r a t i o n . (3) r e d u c e d testosterone in immobilization stress also can elevate spermatocyte apoptosis by activation of caspase-3 so the normal hormonal concentration is still needed for steroidogenesis but in this research the effect was stronger in the psd stress model.(2) footshock stress as physical stress showed a significant increase in mda levels on the 30th day of the experiment compared with the 1st day, but no significant difference was observed at any time between mda levels of the control and physical stress groups.(20) the effect of footshock stress on cell leydig apoptosis remains unclear, and studies and references about the mechanism are also still limited. all well-known stress models may elevate glucocorticoid levels, therefore causing leydig cell apoptosis by intrinsic and extrinsic pathways. apoptosis by the extrinsic pathway (death receptor pathway) is initiated by the elevation of glucocorticoids which can continue to induce release of death signal proteins such as fas-ligand (fas-l).(3) the release of fas-l causes interaction figure 1. leydig cell caspase-3 of rattus norvegivus interstitial testis tissue. red arrows indicate caspase-3 expression with positive expression shown by brown cytoplasm. stain: ihc. magnification: 400 x. note: a) control; b) psd stress; c) immobilization stress; d) footshock stress 93 univ med vol. 34 no.2 between fas and fas-l, which can form fasassociated death domain (fadd). fadd formation cause formation of death-inducingsignaling-complex (disc) which can cause activation of caspase-8.(21) apoptosis by the intrinsic pathway (stress-induced, mitochondrion pathway) is marked by the reduction in mitochondrial membrane potential and the formation of superoxide anions (part of ros).(3) the intrinsic pathway is initiated by the cleavage of bid (part of bcl-2) and can cause the loss of mitochondrial membrane potential so that cytochrome c can be released. released cytochrome c can form apoptosomes which can activate caspase-9. active caspase-8 and 9 can cause activation of procaspase-3 into caspase-3, which forms two subunits that complex into a tetramer with a number of cellular substrates, leading to leydig cell apoptosis. leydig cell apoptosis is marked by abnormal morphologic changes, such as reduction of cellular volume, chromatin condensation, mitochondrial disintegration, swelling of the cell membrane, and cytoplasm vacuolization and biochemical changes, i.e. exposure of phosphatidylserine in the plasma membrane, activating caspase, and resulting in dna cleavage.(2) reduction in sleeptime can elevate the concentration of melatonine, which is known to influence testicular activity and gonadotropin secretion. melatonin has a direct effect on gnrh neuron receptors to induce expression of gnih, which can inhibit lh release and cause a reduction in testicular function.(22) elevation of melatonin concentration can reduce leydig cell number and function by two mechanism, i.e. by reduction of calcium ion from the cytosol and by inhibition of camp activity in steroidogenesis.(23) the elevation of glucocorticoid concentration because of oxidative stress can suppress the antiapoptotic group and can the activate proapoptotic group. these can cause mitochondrial membrane permeability change and reduction of membrane potential so that leakage occurs in cytochrome c protein. cytochrome c protein release into the cytosol can activate the mitochondrial pathway by activation of caspase 9. caspase 8 and caspase 9 can activate caspase3 so that the cell will enter the degradation phase and finally, cell death can occur. the morphologic changes in the cell that undergoes apoptosis consist of reduction in cellular volume, chromatin condensation, apoptotic body formation and mitochondrial disintegration as a result of caspase3 activation. caspase-3 is a protease with proteolytic abilities and can cause cleavage of many intracellular substrates.(18) caspase-3 expression is also elevated in the penis and the prostate upon reduction of testosterone because of leydig cell damage.(24) one the limitation of the study is that no stereological methods were used, of which the advantages are that the sampling is uniform to ensure that all cells in the testis have equal probabilities of being sampled and no assumptions about shape, size or orientation of the cells or shrinkage of the testis during histological processing are required. the conventional counting method is morphometric and may severely bias the results in unpredictable ways (e.g. the results are influenced by differential tissue shrinkage in hormone-treated rats and control rats).(25) the results of this study could be useful to company doctors, psychiatrists and andrologists in promoting health status, particularly for fertility problems in male workers. in future, we will investigate the effect of stress models in infertile human males and the use of traditional antioxidants to improve the fertility status. the study of the various workstress types in humans is very limited because of inadequacy of samples, low participancy, selection and recall bias, ethic problems and no exact clues to the source of the stressors. conclusion this study reveal that sleep deprivation caused alterations in testicular mda concentration and caspase-3 expression in male rats. 94 arjadi, partadireja, maurits, et al stress changes testicular malondialdehyde conflicts of interest none declared. acknowledments the authors would like to express their thanks to the directorate general of higher education, ministry of education and culture for funding through the hibah disertasi doktor scheme for 2013 and to the department of biochemisty, medical and health sciences faculty, jenderal soedirman university, and the pathological anatomy laboratory, medical faculty, gadjah mada university, for research facilities. references 1. nakada k, sato a, yoshida k, et al. mitochondria-related male infertility. pnas 2006;103:15148-53. 2. premendu p, huang l, kashou a, et al. environmental toxicants and testicular apoptosis. reprod sci j 2011;3:114-24. 3. arjadi f, soejono sk, pangestu m. paradoxical sleep deprivation decreases serum testosterone and leydig cells in male rats. univ med 2014;33: 27-35. 4. pfaff tj, rhodes mb, weinbauer gf. inhibin b as a marker of sertoli cell damage and spermatogenic disturbance in the rat. birth defects res 2013;98:91-103. 5. ghavami s, hashemi m, ande sr, et al. apoptosis and cancer: mutations within caspase genes. j med genet 2009;46:497-510. 6. lima ama, de bruin vms, rios erv, et al. differential effects of paradoxial sleep deprivation on memory and oxidative stress. naunyn-schmiedeberg’s arch pharmacol 2014; 378:399-406. 7. aitken rj, roman sd. antioxidant systems and oxidative stress in testes. oxid med cell longev 2008;1:15-24. 8. pusparini cw, aulanni’am, oktavianie da. kadar malondialdehyde (mda) dan gambaran histopatologi organ paru pada hewan model tikus (rattus norvegicus) asma dengan induksi lipopolisakarida. ubj chem 2012;1:1-7. 9. sakr sa, somaya ys. carbendazim-induced testicular damage and oxidative stress in albino rats: ameliorative effect of licorice aqueous extract. toxicol ind health 2014;30;259-67. 10. duru fio, noronha cc, akinwande ai, et al. effects of torsion, detorsion and melatonin on testicular malondialdehyde level. west african j med 2007;26:312-5, 11. hipolide dc, suchecki d, pimentel dcp, et al. paradoxical sleep deprivation and sleep recovery: effects on the hypothalamic-pituitary-adrenal axis activity, energy balance and body composition of rats. j neuroendocrinol 2006;18: 231-8. 12. willems ra. regulatory issues regarding the use of food and water restriction in laboratory animals. lab anim 2009;38:325-8. 13. andersen ml, silva a, kawakami r, et al. the effects of sleep deprivation and sleep recovery on pain thresholds of rats with chronic pain. sleep sci 2009;2:82-7. 14. dagyte g, van der zee ea, postema f, et al. chronic but not acute foot-shock stress leads to temporary suppression of cell proliferation in rat hippocampus. neuroscience. 2009;162:904-13. 15. thamaraiselvi k, mathangi dc, subhashini as. effect of increase in duration of rem sleep deprivation on lipid peroxidation. int j biol med res 2012;3:1754-9. 16. perdomo j, cabrera j, estévez f, et al. melatonin induces apoptosis through a caspase-dependent but reactive oxygen species-independent mechanism in human leukemia molt-3 cells. j pineal res 2013;55:195-206. 17. alvarenga ta, monica la, javier vm, at al. food restriction or sleep deprivation: which exerts a greater inûuence on the sexual behaviour of male rats? behav brain res 2009;202:26671. 18. shaha c, tripati r, mishra dp. male germ cell apoptosis: regulation and biology. phil trans r soc b 2010;365:1501-15. 19. bitgul g, tekmen i, keles d, et al. protective effects of resveratrol against chronic immobilization stress on testis. isrn urol 2013; 1-10. 20. jafari m, salehi m, zardooz h, et al. response of liver antioxidant defense system to acute and chronic physical and psychological stresses in male rats. xcli j 2014;13:161-71. 21. thorburn a. tumor necrosis factor-related apoptosis-inducing ligand (trail) pathway signaling. j thorac oncol 2007;2:461-5. 22. tsutsui k, ukena k. hypothalamic lpxrfamide peptides in vertebrates: identification, localization and hypophysiotropic activity. peptides 2006;27:1121-9. 95 univ med vol. 34 no.2 23. ahmed na. effect of short photoperiod on the leydig cells of rat’s testis: ultrastructural and immunohistochemical study. egyptian j histol 2008;31:354-1. 24. taufiqurrachman. decreased expression of caspase-3 in penis and prostat tissue of rat after the treatment of buceng (pimpinella alpina molk and euricoma lungifolia jack). med j indones 2013;22:2-8. husnun1 83 effectiveness of piper betle leaf infusion as a palpebral skin antiseptic may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina introduction the indonesian basic health survey of 2007 (riset kesehatan dasar tahun 2007) indicates that the prevalence of cataracts in indonesia is up to 1.8%.(1) the management of cataract is by cataract surgery. good surgical results are dependent on preand intra-operative procedures as a whole, including treatment with antiseptic solutions. the use of antiseptics before surgery is a standard procedure. in 1867, joseph l i s t e r f o r t h e f i r s t t i m e i n t r o d u c e d t h e husnun amalia*a, ratna sitompul**, johan hutauruk**, andrianjah*** and abdul mun’im**** *department of ophthalmology, medical faculty, trisakti university **department of ophthalmology, *** department of microbiology, ****department of matemathics and natural science, faculty of medicine, university of indonesia correspondence adr. husnun amalia, spa department of ophthalmology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex. 2614 univ med 2009;28:83-91 abstract the goal of an antiseptic is to eliminate or greatly reduce the number of microorganisms in the surgical field at the time of the surgery. the objective of this study was to verify the effectiveness of 20% piper betle leaf infusion as an antiseptic solution in pre-surgery cataract patients. a clinical trial with partner-matching design was conducted on 31 pairs of eyelids. from each pair of eyelids, one eyelid was asigned to the piper betle infusion group and the opposite one to the povidoneiodine group. the microorganisms were collected by swab from the patient’s palpebral skin, inoculated on nutrient agar, and incubated at 37oc for 20 hours. the antiseptic effectiveness was measured by counting the microbial colonies before and after administration of the antiseptic solutions. this study demonstrates that the mean colony counts after application of 20% piper betle leaf infusion showed a significant reduction of 27-100% compared with those before administration (p=0.001). mean colony counts after 10% povidone-iodine administration showed a significant reduction of 88-100% compared with the mean counts before the solution was applied (p=0.000). the 20% piper betle infusion has an antiseptic potential. nevertheless, the 10% povidone-iodine solution has more effective antiseptic capability. . keywords: antiseptic, palpebral skin, piper betle leaf infusion, povidone-iodine 84 amalia, sitompul, hutauruk, et al piper betle leaf infusion as antiseptic preoperative use of antiseptics.(2) preoperative antisepsis is performed by cleansing the periocular skin with an antiseptic solution in order to prevent contamination by normal palpebral microbial flora at the time of surgery.(3) povidone-iodine is an antiseptic that has been known for more than four decades and is extensively used to date.(4) povidone-iodine is a broad-spectrum antimicrobial agent that is effective against both gram-positive and gramnegative bacteria, fungi, bacterial spores, viruses, protozoa, mycobacteria and yeasts. this solution contains iodine as the active principle, which has an excellent and rapid antimicrobial action.(4) the concentration used for periocular s k i n c l e a n s i n g i s 5 1 0 % . ( 5 , 6 ) t h e t o p i c a l application of povidone-iodine in a significantly high concentration can result in irritation and s e n s i t i v i t y r e a c t i o n s i n 0 . 7 2 0 % o f t h e population.(4,7) although the incidence of allergic reactions to povidone-iodine is not high, if these reactions occur preoperatively, they may become an impediment to the course of surgery and the patient will suffer. the betel vine (piper betle linn., sirih), the leaves of which are extensively consumed as betel quid in the indian subcontinent, has been used as a medicinal plant by southeast asian peoples for more than 3000 years. betel leaf has broad antiseptic properties and to date there have been no reports in the literature on the occurrence of cases of allergy to the plant. the use of betel leaf as an antiseptic is increasing.(9) the active substances in betel leaf are phenol and its derivatives. the phenolic derivatives contained in betel leaf have a five-fold greater antibacterial potency than phenol itself.(10) hydroxychavicol, a major phenolic compound present in the aqueous extract of the piper betle leaf, is known for its antioxidant and anticancer properties.(11,12) the betel leaf has been demonstrated to be e f f e c t i v e a g a i n s t st re p t o c o c c u s s p . , staphylococcus sp., escherichia coli, vibrio eltor, salmonella typhosa, shigella shigae, m i c ro c o c c u s l u t e u s , b a c i l l u s s u b t i l i s , pseudomonas aeruginosa, and others.(13,14) c a s e s o f a l l e rg y t o p o v i d o n e i o d i n e encountered in the population need an alternative antiseptic solution. an infusion of betel leaves have the potential for becoming an alternative antiseptic because of its bactericidal action that has been demonstrated in a number of studies. this is the reason for the present study, which aims to compare the effectiveness of the antiseptic action of a betel leaf infusion to that of povidoneiodine as a control in the antisepsis of the palpebral skin in pre-surgery cataract patients. methods study design the present study was an experimental trial c o n d u c t e d i n t h e o p e r a t i n g r o o m o f t h e department of ophthalmology of a government hospital in central jakarta in november 2007 with matching approach. the laboratory part of t h e i n v e s t i g a t i o n s w e r e p e r f o r m e d a t t h e university of indonesia, respectively in the laboratory of the department of microbiology, faculty of medicine, and the phytochemical laboratory of the department of pharmacy, faculty of mathematics and natural sciences, both of which are located in depok. study subjects t h e s a m p l i n g i n t h i s s t u d y w a s d o n e consecutively. the prospective samples for this study were patients who were planned to undergo cataract surgery in the operating room of the department of ophthalmology. the eyelids of selected patients were assigned by matching into the s group comprised eyelids of non-surgical patients, which underwent antisepsis with betel leaf infusion and the b group comprising eyelids of surgical patients, which underwent antisepsis with povidone-iodine solution. each matched 85 univ med vol.28 no.2 pair in the s and b groups came from the same patient, namely the left and right eyelids, that were subjected to different treatments. t h e i n c l u s i o n c r i t e r i a w e r e p a t i e n t s presenting to the self-supported opthalmology operating room of a government hospital in central jakarta who were planned to undergo cataract surgery and consenting to participate in the study; all eyes and eyelids that belonged to surgery and non surgery candidates and were healthy, without previous surgery, and free of tumors, infections, or wounds; and the selected patients had to be willing to fill out an informed consent form for this study. extraction method for p. betle leaves all stages of the study were performed in conditions of antisepsis. the test substances in this study were betel leaf infusion and povidoneiodine solution. the betel leaves were from piper betle linn., as identified by the biological research center of the indonesian scientific institue (lembaga ilmu pengetahuan indonesia lipi) in cibinong. the betel leaves were washed, dried and comminuted by rubbing them between the hands. of the reduced simplicia, 10and 20-twenty gram portions were weighed on an analytical balance (shimadzu, type aw120) and subsequently made into infusions in sterile glass beakers. each of the beakers was filled with 100 ml distilled water, which was supplemented with 20 and 40 ml of distilled water (twice the dry weight of the simplicia). the contents of the beakers were subsequently heated for 15 minutes at 90oc, with occasional stirring. the betel leaf preparations were left to cool and strained through sterile filter paper. hot distilled water was poured through the strained leaves and this was added to the infusions up to a volume of 1 0 0 m l . t h e r e s u l t i n g i n f u s i o n s h a d a concentration of 20% (w/v). the infusions were filtered by means of bacterial filters of 0.22 mm pore size (millipore filters) and kept in sterile bottles at room temperature in a dry place and protected from direct sunlight. the povidoneiodine solution used as test substance was a commercially available solution under the brand name of betadine. the clinical specimens were collected by using cotton swabs before and after antiseptic treatment of the palpebral skin on both eyes of the patients. a preliminary study was performed to determine the concentrations of the betel leaf infusions (10% atau 20%), the type of transfer medium (normal saline [nacl 0.9%] or nutrient broth), the transfer volume (1 ml, 2 ml, or 3ml), and the appropriate dilution. the collected clinical specimens were then serially diluted in normal saline and nutrient broth (nb), to obtain inoculum concentrations of 1, 1:10, 1:100, 1:1000, and 1:10.000. volumes of 100 ml of the clinical specimen suspensions w e r e t a k e n w i t h s t e r i l e m i c r o p i p e t t e s f o r inoculation on nutrient agar (na) plates. the inoculation was performed in duplicate for both treatment groups by spreading sterile glass beads onto the plates, following which the inoculated plates were incubated for 20 hours at 370c. the effectiveness was assessed by the reduction in colony counts and the percentage of reduction. the number of colony-forming units (cfus) was determined manual the agar culture. data analysis the primary data were statistically analyzed using spss version 12, by means of the t-test. the primary data were transformed into their log10 to obtain a normal distribution of the data. the transformed data were tested for normality, if p >0.05 indicated that the obtained data were distributed normally. paired t-test was used for analyzing within-group data, whereas unpaired t-test was for between-group data. the data in the preliminary study was tested by anova. a p value of < 0.05 (2-tailed) was considerd to be significant. 86 amalia, sitompul, hutauruk, et al piper betle leaf infusion as antiseptic figure 1. flow of study results the infusions made in this study had concentrations of 10% and 20% (w/v), were brownish in color, had the characteristic betel leaf odor, with ph = 6 for the 10% and ph = 5.2 for the 20% infusions. the control solution used in this study was a 10% povidone-iodine solution under the brand name of betadine. the latter was an opague reddish-brown solution with ph = 4. 87 univ med vol.28 no.2 tests using the 20% betel leaf infusion s h o w e d a h i g h e r p e r c e n t a g e r e d u c t i o n i n microbial colony count in comparison with the 10% betel leaf infusion. therefore, in this study the 20% infusion was subsequently used. the preliminary study with nutrient broth yielded substantial numbers of microbial colonies. in contrast, normal saline yielded smaller colony counts, which were however adequate for quantitative analysis. thus in this study normal saline was used as the transfer medium. the tested transfer volumes in the preliminary study were 3 ml, 2 ml, and 1 ml, respectively. the colony counts in the preliminary study were inversely related to the transfer volumes, where the smallest transfer volumes yielded the highest counts; thus the best transfer volume was 1 ml. the serial dilution tests in the preliminary study indicated that the microbial counts could be easily determined from undiluted samples. therefore the samples contained in the transfer medium could be directly inoculated on nutrient agar plates. effectiveness of the antiseptics the present study involved 31 pre-surgery cataract patients meeting the inclusion criteria. table 1 shows that the majority of patients were elderly persons with a mean age of > 60 years (64.5%), and that there were 54.8% female and 45.2% male elderly. both age and gender were not correlated with the initial colony count (before antiseptic treatment, respectively with b e t e l l e a f i n f u s i o n a n d p o v i d o n e i o d i n e solution). there was no significant difference for colony counts in both groups before antiseptic treatment with betel leaf infusion and povidoneiodine solution (p > 0.05), and thus the antiseptic power of both types of antiseptic could be compared between groups (table 2). mean colony count after antisepsis with 20% b e t e l l e a f i n f u s i o n w a s s l i g h t l y l o w e r i n comparison with mean colony count before antisepsis (p=0.001) (figure 2). this indicates that the 20% betel leaf infusion had a potential antiseptic capability. mean colony count after antisepsis with povidone-iodine solution was always within the range of 0-7, irrespective of the colony count before antisepsis (p=0.000) (figure 3), indicating that antiseptic effectiveness of povidone-iodine solution was extremely high for all types of microorganisms present on palpebral skin. table 2. mean colony counts before and after treatment, by treatment group table 1. distribution of demographic characteristics (n=31) 88 amalia, sitompul, hutauruk, et al piper betle leaf infusion as antiseptic figure 4 shows that the effectiveness of povidone-iodine solution was in most cases around 100%, implicating that this solution has a maximal antiseptic capability that is superior to that of 20% betel leaf infusion. discussion antiseptic solutions play an important role in preventing sepsis of the skin and mucous membranes by significantly inhibiting and killing the microorganisms present on these tissues. (15) the human skin has a normal microbial flora that is extremely varied in species and numbers, therefore an antiseptic substance needs to have considerable antiseptic capability for use in preoperative procedures of antisepsis.(16) the present study demonstrates that there was a significant reduction in colony count after antiseptic treatment with povidone-iodine as well figure 2. mean colony counts with 20% betel leaf infusion figure 3. mean colony counts with 10% povidone-iodine solution 89 univ med vol.28 no.2 as with 20% betel leaf infusion. this indicates that both test substances are effective antiseptics and possess antimicrobial properties against the normal palpebral flora. twenty-percent betel leaf infusion has a potentially strong antibacterial capability but is less effective. the difference in effectiveness of betel leaf infusion between the in vitro study by murnikusumawatie(17) and the results of the preliminary investigation for the present study may possibly be the result of differences in species of microorganisms and in the antiseptic power of the infusions against certain microbial species. betel leaf infusions are capable of inhibiting the growth of two microbial species in minimal inhibitory concentrations (mic) of 5% and 20%, but these concentratons are inadequate for inhibiting other microorganisms.(13) povidone-iodine as a 10% solution exhibits an extremely effective antibacterial capability against all species in the normal human microbial flora, irrespective of their numbers on the palpebral skin. this solution kills all normal flora within 2-3 minutes, whether present in large or small numbers. ferguson et al.(4) reported that 5% povidone-iodine solution has an effective antiseptic capability as pre-operative antiseptic solution on the palpebrae and adnexa. irrigation of the fornices with 5% povidone-iodine was associated with significantly fewer positive conjunctival cultures at the time of surgery. (18) the present study demonstrates that 20% betel leaf infusion and 10% povidone-iodine had effective antibacterial capability in reducing the colony count. however, 10% povidone-iodine was capable of killing greater numbers of bacteria after antiseptic treatment (p=0.001), indicating that the antibacterial capability of 10% povidone-iodine was higher than that of 20% betel leaf infusion. povidone-iodine has been shown to be bactericidal against a wide range of bacteria, and is also effective against fungi, protozoa, and viruses.(19) povidone-iodine is an antiseptic solution with a concentration of 10%, which is equivalent to 1% iodine. houang et al. ( 2 0 ) figure 4. percentages in reduction of colony counts with 20% betel leaf infusion and 10% povidone-iodine 90 amalia, sitompul, hutauruk, et al piper betle leaf infusion as antiseptic reported the minimal inhibitory concentration (mic) and minimum bactericidal concentration (mbc) of 1% povidone-iodine solution against four species of test bacteria to be in the range of 1:256 – 1:8192. the content of active substance in povidone-iodine is accurately known and has been determined in numerous studies. the betel leaf infusion used in the present study had a concentration of 20% (w/v), but its content of active substances is as yet undetermined. s u r i a t m i n i r e p o r t e d t h a t t h e t o t a l concentration of phenolic derivatives present in a 5-10% betel leaf infusion was 0.72-2.28%, while the concentration of phenolic derivatives used as antibacterial solution was 0.5-2%. (21) betel leaf infusions contain phenolic derivatives with a six-fold greater antibacterial power than phenol itself. however, their concentrations are not known with certainty and there have been n o s t u d i e s o n t h e m i n i m u m b a c t e r i c i d a l c o n c e n t r a t i o n ( m b c ) o f t h e s e p h e n o l i c derivatives. the reduction in microbial colony count after antiseptic treatment with 20% betel leaf infusion varied between 27 and 100%, but a value of <50% was found in only four patients. this may be due to variation in the normal flora of individual patients and is evidenced by the variation in colonial morphology in each sample, even though no identification of the colonies was performed. i n t h i s s t u d y, a s s e s s m e n t o f a l l e rg i c reactions was done at 10 minutes, 60 minutes and 24 hours after application of the antiseptic. the signs and symptoms used for assessment were redness of the skin, feelings of warmth, and itching. none of the participants showed any of the above signs and symptoms after application of the antiseptic to the palpebral skin, indicating that 10%and 20%betel leaf infusions did not induce allergic reactions on palpebral skin. conclusion although 20% piper betle leaf infusion is potentially antiseptic, 10% povidone-iodine solution has more effective antiseptic capability. thus 20% betel leaf infusion has less effective a n t i s e p t i c c a p a b i l i t y c o m p a r e d w i t h 1 0 % povidone-iodine solution. references 1. department of health, republic of indonesia. results of the basic health survey 2007. jakarta: board for research and development, department of health, republic of indonesia;2008. 2. lister j. on the antiseptic principle in the practice of surgery. the lancet 1867 cited by connor jj, connor jth. being lister: ethos and victorian medical discourse. j med ethics 2008;34:3–10. 3. hefny c, edelhauser h. surgical pharmacology: intraocular solutions and drugs used for cataract surgery. in: buratto l, liliana w, zanini m, apple d, editors. pacoemulsification principles and techniques. 10th ed. thorofare: slack;2003.p.21920. 4. fergsuon a, scott j, mcgavigan j, elton r, mclean j, schmidt u, et al. comparison of 5% povidoneiodine solution against 1% povidon-iodine solution in preoperative cataract surgery antisepsis: a prospective randomised double blind study. br j opthalmol 2003;87:163-7. 5. surgery for cataract. in: ophthalmology aa, editor. lens and cataract. san francisco: american academy of ophthalmology;2005.p.89-97. 6. bausz m, fodor e, resch md, kristof k. bacterial contamination in the anterior chamber after povidone-iodine application and the effect of the lens implantation device. j cataract refract surg 2006;32:1691-5. 7. de kaspar hm, chang rt, singh k, egbert pr, blumenkranz ms, ta cn. prospective randomized comparison of 2 different methods of 5% povidoneiodine applications for anterior segment intraocular surgery. arch ophthalmol 2005;123:161-5. 8. yoshida k, sakurai y, kawahara s, takeda t, ishikawa t, murakami t, et al. anaphylaxis to polyvinylpyrrolidone in povidone-iodine for 91 univ med vol.28 no.2 impetigo contagiosum in a boy with atopic dermatitis. int arch allergy immunol 2008;146: 169–73. 9. moeljanto rd, mulyono. khasiat dan manfaat daun sirih. 1st ed. depok: agromedia pustaka; 2003. 10. nalina t, rahim zha. 2007. the crude aqueous extract of piper betle l. and its anti bacterial effect towards streptococcus mutans. am j biochem biotechnol 2007;3:10–5. 11. chang mc, uang bj, wu hl, lee jj, hahn lj, jeng jh. a major phenolic compound in piper betle leaves. br j pharmacol 2002;135:619–30. 12. jeng jh, wang yj, chang wh. reactive oxygen species are crucial for hydroxychavicol toxicity toward kb epithelial cells. cell mol life sci 2004;61:83–96. 13. razak fa, rahim zh. the anti-adherence effect of piper betle and psidium guajava extracts on the adhesion of early settlers in dental plaque to salivacoated glass surfaces. j oral sci 2003;45:201–6. 14. nasagewa m, hayashi h, nakayoshi t. in vitro evaluation of skin sensitivity of povidone-iodine and other antiseptics using a three-dimensional human skin model. dermatology 2002;204:109-13. 15. mcgreal gt, joy a, manning b, kelly jl, o’donnell ja, kirwan wwo, et al. antiseptic wick: does it reduce the incidence of wound infection following appendectomy? world j surg 2002;26:631-4. 16. tortora gj, funke br, case cl microbiology. 6th ed. california: addison wesley longman; 1998. 17. murnikusumawatie r. perbandingan daya antibakteri rebusan dan minyak atsiri daun sirih (piper betle l.) terhadap staphylococcus aureus dan pseudomonas aeruginosa yang diisolasi dari ulkus kornea [spm thesis]. jakarta: fkui; 2007. 18. de kaspar hm, chang rt, singh k, egbert pr, blumenkranz ms, ta cn. prospective randomized comparison of 2 different methods of 5% povidoneiodine applications for anterior segment intraocular surgery. arch ophthalmol 2005;123:161-5. 19. ciulla ta, starr mb, masket s. bacterial endophthalmitis prophylaxis for cataract surgery. an evidence-based update. ophthalmology 2002;109:13-24. 20. houang e, gilmore o, reid c, shaw e. absence of bacterial resistance to povidone-iodine. j clin path 1976;29:752-5. 21. suriatmini s. pengaruh cara sterilisasi terhadap stabilitas rebusan daun sirih [s.si skripsi]. depok: universitas indonesia; 2005. alvina 73 abstract bone remodeling is a physiological process of cortical and trabecular bone reconstruction, with initial bone resorption, by osteoclasts and concurrent bone formation by osteoblasts. oxidative stress due to coal dust exposure is not only found in the lungs, but also in the circulation or systemically. the aim of this study was to determine the effect of oxidative stress from coal dust exposure on the number of osteoblasts and osteoclasts in rats. in this experimental study, four groups were evaluated: control; coal dust exposure at 6.25 mg/m3 for 28 days; coal dust exposure at 12.5 mg/m3 for 28 days; coal dust exposure at 25 mg/m3 for 28 days (all exposures were given daily for one hour). circulatory oxidative stress was measured by malondialdehyde level. osteoblast and osteoclast numbers were counted by light microscopic examination of distal femoral cross-sections stained with hematoxylin eosin. this study showed that malondialdehyde levels were significantly increased in coal dust exposure groups, in comparison with the control group (p<0.05). there were also significantly decreased numbers of osteoblasts (p<0.05) and significantly increased numbers of osteoclasts (p<0.05) numbers in coal dust exposure groups, as compared with the control group. no correlations were found between malondialdehyde levels (oxidative stress) and respective numbers of osteoblasts and osteoclasts in all coal dust exposure groups (p>0.05). coal dust exposure increased malondialdehyde level and osteoclast numbers, and decreased osteoblast numbers, but no correlation was found between oxidative stress (caused by coal dust exposure) and osteoblast and osteoclast numbers. key words: coal dust, subchronic, oxidative stress, osteoblast, osteoclast, rat *department of orthopedic surgery, **department of pathology anatomy, ulin general hospital medical faculty, lambung mangkurat university, banjarmasin ***department of medical chemistry, medical faculty, lambung mangkurat university, banjarbaru ****department of pharmacology, medical faculty, brawijaya university, malang east java correspondence dr. izaak zoelkarnain akbar, spot(k) department of orthopedic surgery, ulin general hospital medical faculty, lambung mangkurat university, jl. a yani km.2 no.43 banjarmasin south kalimantan email : izaakakbar@yahoo.co.id univ med 2011;30:73-9. decreased osteoblasts and increased osteoclasts in rats after coal dust exposure izaak zoelkarnain akbar*, nia kania**, bambang setiawan***, nurdiana****, and m. aris widodo**** may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina introduction o s t e o b l a s t s a r e b o n e f o r m i n g c e l l s d e r i v e d f r o m m u l t i p o t e n t m e s e n c h y m a l precursor stem cells, which are also stem cells for the bone marrow stroma, chondrocytes, muscle cells, and adipocytes, with mean life span of around 3 weeks.(1,2) osteoclasts are multinuclear cells of large size (50 to 100 µm i n d i a m e t e r ) , o r i g i n a t i n g f r o m t h e 74 akbar, kania, setiawan, et al osteoblasts and osteoclasts in rats hematopoietic system,(1,3) with a life span of up to ∼2 weeks.(4) the precursors of osteoclasts a r e h e m a t o p o i e t i c c e l l s o f m o n o c y t e / macrophage lineage,(1,2) and the osteoclasts reach the bones through cell migration of progenitors from adjacent connective tissue.(1) b o n e r e m o d e l i n g i s a p h y s i o l o g i c a l p r o c e s s o f c o r t i c a l a n d t r a b e c u l a r b o n e reconstruction, with initial bone resorption by osteoclasts and concurrent bone formation by osteoblasts. this process is coordinated throughout life and is the dominant process in a d u l t s k e l e t o n s . i f t h e r e s o r p t i o n a n d absorption are quantitatively proportional, the remodeling proceeds in a balanced manner.(5,6) the remodeling process may be disrupted by various toxic substances from the environment, resulting in disease. exposure to metals, such as cadmium, aluminum, and lead is a risk factor for osteoporosis.(7) south kalimantan is the largest coal producer in indonesia, with mines located throughout the area (banjar, tanah laut, kotabaru, tanah bumbu, hulu sungai tengah, hulu sungai utara, hulu sungai selatan, tapin, and tabalong). coal dust is a complex admixture of several minerals, trace metals, a n d o r g a n i c s u b s t a n c e s o t h e r t h a n c o a l particles.(8) coal dust particles deposited in the alveolar epithelium are phagocytosed by alveolar macrophages, subsequently increasing release of h2o2 and •o2, triggering oxidative stress.(9,10) oxidative stress from coal dust exposure is not only found in the lungs, but also in the circulation or systemically.(10) high levels of oxidative stress causes apoptotic necrosis.(11) the numbers of osteoclasts and osteoblasts depend on two processes, i.e. osteoclastogenesis or osteoblastogenesis, and apoptosis. (4) the study by parhami et al. demonstrated that lipid oxidation inhibits osteoblast differentiation, thus disturbing bone formation.(12) in vitro and in vivo it was also demonstrated that free radicals are involved in osteoclastogenesis and bone resorption.(13) therefore the aim of our study was to evaluate the effect of oxidative stress, induced by coal dust exposure, on the numbers of osteoblasts and osteoclasts in rats. methods research design this was a controlled experimental study conducted in the period of october-december 2010. experimental animals the experimental subjects were 2-3 month old male wistar rats weighing 200-250 grams, subdivided into 4 groups: group 1 was the control group (p1) without exposure to coal dust; group 2 was exposed to coal dust at a dose of 6.25 mg/m3 for 1 hour per day for 28 days (p2); group 3 was exposed to coal dust at a dose of 12.5 mg/m3 for 1 hour per day for 28 days (p3); and group 4 was exposed to coal dust at a dose of 25 mg/m3 for 1 hour per day f o r 2 8 d a y s ( p 4 ) . t h e s a m p l e s i z e w a s calculated from the formula of stell et al.(14) to be 6 rats per group. all male wistar rats were obtained from the pharmacology laboratory, faculty of medicine, brawijaya university, malang. preparation of coal dust coal dust was prepared by pulverizing coal particles by means of equipment consisting of ball mills, ring mills and raymond mills at pt. carsurin coal laboratories, banjarmasin the resulting coal dust was <75 µm in diameter, and subsequently further screened, using microsieve (biodesign, usa), producing coal dust of <10 µm diameter as respirable particulate matter. exposure to coal dust exposure to coal dust was performed by means of a coal dust exposure device of 0.5 m3 c a p a c i t y, d e s i g n e d a n d p r o v i d e d b y t h e pharmacology laboratory, faculty of medicine, 75 brawijaya university. this device works on the principle of providing an ambient environment containing coal dust as particulate matter, which c a n b e i n h a l e d i n t o t h e a i r w a y s o f t h e experimental animals. the air flow through the blower is 1.5-2 liter/minute, which corresponds to the air flow in collieries. the dose of coal d u s t e x p o s u r e h a d b e e n d e t e r m i n e d b y preliminary studies to be 12.5 mg/m3 for a high dose.(13) parameter measurements after undergoing coal dust exposure for 28 days, the experimental animals were sectioned. the rats were anesthesized by means of ether on cotton wool in a plastic container. sectioning was performed on rats with beating hearts by opening the abdomen, cutting the ribs, and opening the thoracic cavity to find the heart. blood was obtained from the heart to be used for parameter measurements. the p a r a m e t e r s m e a s u r e d i n t h e b l o o d w e r e m a l o n d i a l d e h y d e ( m d a ) c o n c e n t r a t i o n , performed in the pharmacology laboratory, faculty of medicine, brawijaya university, malang. in addition to the blood samples, the posterior extremities were also taken for histological sections of the femoral bones with hematoxylin-eosin staining. subsequently the numbers of osteoblasts and osteoclasts were counted in the pathology laboratory, faculty of medicine, brawijaya university, malang, by means of image analyzer software. for each p r e p a r a t i o n , 1 0 h i g h p o w e r f i e l d s w e r e examined at 400 x magnification. ethical clearance e t h i c a l c l e a r a n c e f o r w o r k o n experimental animals for this study was issued by the research ethics committee, faculty of medicine, lambung mangkurat university. statistical analysis the collected data were analyzed using anova, and a p value of p<0.05 indicates a significant differences between intervention groups. significant results of anova were followed up by a post hoc test. in addition correlation tests were performed. all statistical analyses were performed using spss software (15.0) for windows. minimal significance was assumed at p<0.05. figure 1. mda levels according to coal dust exposure groups in rats. p1=control; p2=coal dust exposure at 6.25 mg/m3 for 28 days; p3=coal dust exposure at 12.5 mg/m3 for 28 days; p4= coal dust exposure at 25 mg/m3 for 28 days univ med vol.30 no.2 76 akbar, kania, setiawan, et al osteoblasts and osteoclasts in rats results according to anova results, subchronic e x p o s u r e t o c o a l d u s t a t v a r i o u s d o s e s significantly increased malondialdehyde levels in comparison with the control group (p=0.000). using post hoc testing, there were significant differences between intervention groups, except between group p2 and control (p1) (p=0.192) (figure 1). u s i n g a n o va , c o a l d u s t e x p o s u r e significantly reduced the mean number of osteoblasts, as compared to the control group (p=0.000). on post hoc testing significant differences were found between intervention groups (p<0.05) (figure 2). based on anova, coal dust exposure significantly increased the mean number of osteoclasts, as compared to the control group (p=0.000). using post hoc testing significant differences were found between intervention groups, except between p2 and p3 (p= 0.064) (figure 3). figure 2. mean number of osteoblasts based on coal dust exposure groups in rats p1=control; p2=coal dust exposure at 6.25 mg/m3 for 28 days; p3=coal dust exposure at 12.5 mg/m3 for 28 days; p4= coal dust exposure at 25 mg/m3 for 28 days figure 3. mean number of osteoclasts based on group in rats p1=control; p2=coal dust exposure at 6.25 mg/m3 for 28 days; p3=coal dust exposure at 12.5 mg/m3 for 28 days; p4= coal dust exposure at 25 mg/m3 for 28 days 77 according to the results of the pearson correlation test, there was no significant correlation between mda levels and osteoblast and osteoclast numbers in the intervention groups (p>0.05). discussion inhalation of coal dust leads to formation of reactive oxygen species (ros) through d i r e c t a n d i n d i r e c t m e c h a n i s m s . d i r e c t mechanisms involve bioactive components c o n t a i n e d i n c o a l d u s t , w h i l e i n d i r e c t mechanisms form ros through respiratory bursts during phagocytosis by macrophages.(10) the content of transitional metals, comprising fe, cr, mn, co, ni, cu, zn, and silicon, may catalyze fenton reactions to produce reactive oxygen compounds.(15) during phagocytosis of inhaled particles, superoxide radicals are f o r m e d , t h a t a r e s u b j e c t t o s p o n t a n e o u s dismutation to produce hydrogen peroxide. in t h e p r e s e n c e o f t r a n s i t i o n a l m e t a l s , t h e hydrogen peroxide is converted into hydroxyl radicals.(16) in the present study, increased levels of mda are the result of oxidative stress, due to coal dust exposure. formation of mda is by lipid peroxidation, which is significantly different between intervention groups. increased lipid peroxidation is consistent with the study by armutcu et al.(10) in addition, according to the hypothesis of parhami,(12) lipid peroxidatiom may affect the numbers of osteoblasts and osteoclasts in the aged condition (figure 4). in our study, the number of osteoblasts decreased concurrently with increased dose of coal dust exposure, although no significant difference was found between p2 and p3. in addition, the number of osteoclasts increased concurrently with increased doses of coal dust exposure, although no significant difference was found between p2 and p3. this indicates an imbalance between bone formation and resorption. interestingly, there was no correlation between mda levels and the number of osteoblasts, or between mda levels and the n u m b e r s o f o s t e o c l a s t s , w h i c h w a s n o t according to parhami’s hypothesis.(12) this is presumably due to the presence of other figure 4. mechanisms of osteoporosis triggered by coal dust. oxidation products are formed and accumulate in bone or are transformed into more reactive molecules, thus triggering a) direct effects via mechanisms of 1) inhibition of osteoblast differentiation and increased apoptosis of osteoblasts, thus decreasing bone formation; 2) induction of osteoclasts differentiation, thus increasing bone resorption; b) indirect effects via production of proinflammatory cytokines. modified after parhami.(12)   lipids & lipoproteins  lipid oxidation and  accumulation in bone  inflammation and cytokine  production inflamasi  effects on bone cells  inhibition of osteoblast differentiation  and increased apoptosis  induction of osteoclast  differentiation  transformation of molecules  osteoporosis  coal dust   univ med vol.30 no.2 78 akbar, kania, setiawan, et al osteoblasts and osteoclasts in rats molecules capable of affecting the numbers of osteoblasts and osteoclasts. mda molecules are a c t i v e m o l e c u l e s t h a t m a y u n d e rg o transformation into other molecules, e.g. via e n z y m a t i c g l y c o s y l a t i o n . t h e a v a i l a b l e aldehyde groups may react with amino groups of proteins, giving rise to advanced glycation end products (ages), which subsequently may affect osteoblasts and osteoclasts.(17-19) another mechanism of coal dust is through triggering of increases in nitrous oxide levels, which may trigger apoptosis of osteoblasts.(10,20) one limitation of this study is the failure to explore the various parameters that are increased as a result of coal dust exposure, in order to demonstrate the markers that are the cause of the reduction in the numbers of osteoblasts and the increased numbers of osteoclasts. conclusion exposure to coal dust increases mda levels and the numbers of osteoclasts, while reducing the numbers of osteoblasts, although there was no significant correlation between oxidative stress due to coal dust exposure and the numbers of osteoblasts and osteoclasts. acknowledgement we thank pt. carsurin coal laboratories for the supply of coal dust of <75 µm diameter. references 1. manolagas sc. birth and death of bone cells: basic regulatory mechanisms and implications for the pathogenesis and treatment of osteoporosis. endocr rev 2000;21:115-37. 2. okamoto m, murai j, yoshikawa h, tsumaki n. bone morphogenetic proteins in bone stimulate osteoclasts and osteoblasts during bone development. j bone min res 2006;21:1022-33. 3. saltel f, chabadel a, zhao y, lafage-proust m, clezardin p, jurdic p, et al. transmigration: a new property of mature multinucleated osteoclasts. j bone min res 2006;21:1913-23. 4. wu x, pan g, mckenna ma, zayzafoon m, xiong w, mcdonald jm. rankl regulates fas expression and fas-mediated apoptosis in osteoclasts. j bone min res 2005;20:107-16. 5. lerner uh. bone remodeling in postmenopausal osteoporosis. j dent res 2006;85:584. 6. epstein s. the roles of bone mineral density, bone turnover, and other properties in reducing fracture risk during antiresorptive therapy. mayo clin proc 2005;80:379-88. 7. alfven t, elinder c, carlsson md, grubb a, hellstrom l, persson b, et al. low-level cadmium exposure and osteoporosis. j bone min res 2000;15:1579-86. 8. dalal ns, newman j, pack d, leonard s, valyathan v. hydroxyl radical generation by coal mine dust: possible implication to coal workers’ pneumoconiosis. free radic biol med 1995;18: 1-20. 9. huang x, finkelman rb. understanding the chemical properties of macerals and minerals in coal and its potential application for occupational lung disease prevention. j toxicol environ health part b 2008;1:45-67. 10. armutcu f, gun bd, altin r, gurel a. examination of lung toxicity, oxidant/antioxidant status and effect of erdosteine in rats kept in coal mine ambience. environ toxicol pharmacol 2007;24:106-13. 11. glorie g, legrand-poels s, piette j. nf-κb activation by reactive oxygen species: fifteen years later. biochem pharmacol 2006;72:1493505. 12. parhami f. possible role of oxidized lipids in osteoporosis: could hyperlipidemia be a risk factor? prostaglandins leukot essent fatty acids 2003;68:373-8. 13. ghanem mm, porter d, batteli la, valyathan v, kashon ml, ma jy, et al. respirable coal dust particle modify cytochrome p4501a1 expression in rat alveolar cells. am j resp cell mol biol 2004;31:171-87. 14. steel rgd, torrie jh, dickey da. principles and procedures of statistics, a biometrical approach. 3rd ed. singapore: mcgraw hill book company; 1997. 15. nadif r, mintz m, jedlicka a, bertrand j, kleeberger sr, kauffmann f. association of cat polymorphisms with catalase activity and exposure to environmental oxidative stimuli. free rad res 2005;39:1345–50. 16. altin r, kart l, tekin i, armutcu f, tor m, ornek t. the presence of promatrix mettaloproteinase3 and its relation with different categories of coal worker’s pneumoconiosis. mediators inflamm 2004;13:105–9. 79 17. hein g, wiegand r, lehmann g, stein g, franke s. advanced glycation end-products pentosidine and nε-carboxymethyllysine are elevated in serum of patients with osteoporosis. rheumatol 2003; 42:1242-6. 18. franke s, siggelkow h, wolf g, hein g. advanced glycation endproducts influence the mrna expression of rage, rankl and various osteoblastic genes in human osteoblasts. arch physiol biochem 2007;113:154-61. 19. alikhani m, alikhani z, boyd c, maclellan cm, raptis m, liu r, et al. advanced glycation end products stimulate osteoblast apoptosis via the map kinase and cytosolic apoptotic pathways. bone 2007;40:345-53. 20. chen rm, chen tl, chiu wt, chang cc. molecular mechanism of nitric oxide-induced osteoblast apoptosis. j orthop res 2005;23:4628. univ med vol.30 no.2 rina1 34 body mass index and quality of life among the elderly january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina rina k. kusumaratna,*a and adi hidayat* *department of community medicine, faculty of medicine trisakti university correspondence adr. dr. rina k.kusumaratna, m.kes. department of community medicine, faculty of medicine trisakti university jl. kyai tapa no.260, grogol jakarta 11440 email: rkusumartna@yahoo.com univ med 2009; 28: 34-41 abstract obesity in many countries is a major public health problem. the health problems associated with an increase in the proportion of elderly in the population are further compounded by the increasing prevalence of obesity and overweight in older people. the aimed of this study was to explore any difference of quality of life (qol) attributable body mass index (bmi) categories using the whoqol-bref instruments. an observational cross-sectional study was conducted in mampang prapatan district, south jakarta. a total of 296 free-living elderly aged 60 years and above were participated in this study. bmi was calculated as the weight (kg) divided by the square of the height (m2). quality of life was measured by whoqolbref questionnaire in the indonesian language version. the results showed that the percentage of overweight subjects was 27.5% in male and 22.2% in female elderly, while the percentage of obese subjects was respectively 8.3 and 13.2.1% respectively. in males, the mean scores on each domain of the qol were higher compared with females. the significant differences were in social relationship (p=0.000) and environment (p=0018) domains. among male and female elderly the highest mean scores of each domain of qol was observed in the environment domain, and mean scores of the environment domain was significantly higher in males compare with females (p=0.018). the results have practical implications for the health of older persons because they show that the overweight have a worse score in two qol domains, namely psychological health and environment. key words: body mass index, quality of life, elderly introduction most developed and developing countries i n t h e w o r l d a r e e x p e r i e n c i n g a n o b e s i t y epidemic.(1,2) the high and growing frequency of excess body weight and its association with n u m e r o u s c h r o n i c d i s e a s e s , s u c h a s cardiovascular disease, diabetes, certain tumors and osteomuscular disorders, signifies that overweight and obesity are an important public health problem.(3) the increased life expectancy will lead to growing numbers of frail, disabled, and institutionalized older persons with a decreased quality of life and increased costs for h e a l t h c a r e . (4 ) i n t h e u n i t e d s t a t e s , t h e prevalence of overweight and obesity among 35 univ med vol.28 no.1 adults has increased markedly during the past few decades.(5) the impact of excess weight on physical health is well documented, as obesity is associated with higher morbidity risk and shorter life expectancy.(6) obesity could be measured by using height and body weight indices, both of which are anthropometric indices usually used as a body mass index ( b m i ) o f a n i n d i v i d u a l ; w h e r e b m i i s calculated as body weight in kilograms divided by the square of height in meters.(5) in old age, the elderly are expected to have a good quality of life to conduct independent daily activities. various definitions of quality of life have been proposed by the experts. the world health organization (who) has defined qol as “the individual’s perception of his/her position in life in the context of the culture and value systems in which he/she lives and in relation to his/her goals, expectations, standards and concerns”.(6) this international body has recently developed a generic profile subjective qol instrument, the whoqol-100, and its brief version, the whoqol-bref.(7) this instrument is to be used for measuring the quality of life among the elderly. although it could be hypothesized that obesity is a predictor o f t h e q u a l i t y o f l i f e o f t h e e l d e r l y, t h e hypothesis needs further investigation. the objective of this study was to explore any difference of quality of life (qol) attributable to bmi categories using the whoqol-bref instrument in the 60+ age group. methods research design an observational cross-sectional study was conducted in mampang prapatan district, south jakarta. the study was carried out from april to september 2008. research subjects s u b j e c t s o f t h e s t u d y, i . e . a p p a r e n t l y h e a l t h y f r e e l i v i n g e l d e r l y w h o m e t t h e inclusion criteria were randomly selected from a list in each rukun tetangga (rt). a total of 296 free-living elderly aged 60 years and above w e r e p a r t i c i p a t e d i n t h i s s t u d y w i t h t h e following inclusion criteria: individuals of both g e n d e r s , m o b i l e , a p p a r e n t l y h e a l t h y, independent, able to verbally communicate and willing to join the study. data collecting and measurements information was collected through homebased personal interview using a structured q u e s t i o n n a i r e , f o l l o w e d b y a p h y s i c a l examination to measure blood pressure and anthropometric variables. blood pressure was m e a s u r e d w i t h a c a l i b r a t e d m e r c u r y sphygmomanometer. subjects were deemed to be hypertensive where their systolic blood pressure (sbp) was > 140mmhg, their diastolic blood pressure (dbp) was >90mmhg or they w e r e o n c u r r e n t a n t i h y p e r t e n s i v e d r u g treatment.(9) the anthropometric measurements used to calculate bmi, by standard procedures, included both height and weight. height was measured using a portable microtoise to the nearest 0.1 cm and weight was measured using sage portable scales to the nearest 0.1 kg. bmi was calculated as the weight (kg) divided by t h e s q u a r e o f t h e h e i g h t ( m 2) . f o r a s i a n population, bmi is classified into the following categories: underweight (<18.5 kg/m2), normal (18.5–22.9 kg/m2), overweight (23.0–27.5 kg/ m2), and obese (> 27.6 kg/m2).(10) q u a l i t y o f l i f e w a s m e a s u r e d b y w h o q o l b r e f q u e s t i o n n a i r e i n i t s indonesian translation. this questionnaire is made up of 26 items which assess the following four domains: i) physical domain, consisting of 36 kusumaratna, hidayat quality of life among the elderly s e v e n i t e m s , i i ) p s y c h o l o g i c a l d o m a i n , consisting of six items, iii) social relationship domain, consisting of three items, and iv) environmental domain, consisting of eight items. the whoqol-bref also measures two facets of quality of life as general outcomes, namely: i) overall quality of life, and ii) general health. each question was assigned scores b e t w e e n 1 a n d 5 , w i t h t h e h i g h e r s c o r e s indicating a better quality of life. the score f r o m e a c h d o m a i n w a s c a l c u l a t e d b y multiplying each facet by a factor of four. a domain would not be assigned a score if more t h a n 2 0 % o f t h e q u e s t i o n s h a d n o t b e e n answered by the subjects. the whoqolbref instrument was validated and indicated high validity and reliability for measuring the quality of life among the elderly.(11) interviewers underwent standardized training to administer the questionnaire and take blood pressure readings and anthropometric measurements. ethical clearance ethical clearance was approved by the research ethics committee of the faculty of medicine, trisakti university. the participants were requested to give a written consent, with a t t a c h e d s i g n a t u r e f o r t h e i l l i t e r a t e o r thumbprint for the illiterate. identify of all participants was kept confidential and used for research purposes only. statistical analysis univariate analyses were performed for background characteristics, and normality of distribution of the data was checked using the kolmogorov-smirnov test. normally distributed data were expressed as mean and standard d e v i a t i o n , a n d p e r c e n t a g e . a n o va w a s conducted to compare each qol domain by bmi c a t e g o r i e s . t h e s t a t i s t i c a l a n a l y s i s w a s performed with the spss software package (windows version 15.0 spss chicago), and all p-values less than 0.05 were considered to be statistically significant. results the subject characteristics are shown in table 1. one hundred and eight (36.5%) were male and 188 (63.5%) were female elderly. mean age of the elderly was 65.8 ± 4.6 years (range 60-85). the majority (81.2%) of the elderly were aged 60 to 70 years and 18.2% were aged 70+ years. from the anthropometric indices it may be concluded that male elderly were taller and heavier than females, and also had a greater knee-height. overall, the body mass index was in the normal category for both genders. most of the elderly (74.4%) had six years of education, while male elderly had a higher educational background. as to marital status of the elderly, there were more widowed f e m a l e s t h a n m a l e s . t h e p e r c e n t a g e o f overweight subjects was 27.5% in male and 22.2% in female elderly, and that of obese subjects, 8.3 and 13.2%, respectively (table 1). table 2 shows the mean scores for the qol questionnaire scales based on gender. in males, the mean scores for each qol domain were higher compared with females. the significant difference was in social relationship (p=0.000) and environment (p=0018) domains. among male and female elderly the highest mean scores of each domain of qol were observed in the environment domain and were significantly h i g h e r i n m a l e s c o m p a r e d w i t h f e m a l e s (p=0.018). t h e h i g h e s t m e a n s c o r e s f o r t h e psychological health and environment domains were observed in overweight subjects. as c o m p a r e d w i t h u n d e r w e i g h t , n o r m a l , overweight and obesity the mean scores of psychological (p=0.019) and environment (p=0.005) domains showed significantly higher values (table 3). 37 univ med vol.28 no.1 table 2 mean scores for quality of life domain based on gender table 1 subject characteristics based on gender (n=296) table 3. adjusted mean scores for quality of life domains according to bmi categories 38 after adjusting for mean scores of qol d o m a i n s ( ta b l e 3 ) , t h e f o l l o w i n g f o u r domains of qol remained higher in the o v e r w e i g h t c a t e g o r y, n a m e l y t h e psychological health domain (p=0.019), and environment domain (p=0.005). on average the qol as measured in psychological and environment domains increased significantly with level of the body mass index, especially among overweight category. the tukey hsd multiple comparisons illustrated that the scores for the physical h e a l t h a n d e n v i r o n m e n t d o m a i n s w e r e significantly lower in the underweight group when compared to the overweight group (p=0.013 and p=0.008) (table 4). discussion a s m o r e p e o p l e a r e b e c o m i n g i n c r e a s i n g l y o l d e r, t h e y m a y e x p e c t t o experience disability and poor qol, even if they are apparently healthy. apart from morbidity, these issues should receive due consideration. the ideal outcome of added years of life is to live through those years as a healthy individual free of disability and disease. the results of the present study indicate that among persons aged 60 years and over in jakarta, overweight is associated with worse scores in the psychological health and environment domains. these results were observed across the genders, regardless of age or type of anthropometric measure used. in contrast, obesity was not associated with a worse hrql, but the percentage of overweight and obese subjects in this study was substantial, and was comparable with that reported by a recent nationally representative study in indonesia (8.8% overweight, 10.3% obesity), especially in jakarta province (11.9% overweight, 15% obesity) and other provinces. the proportion of obese is greater than that of overweight, although this has also been observed in other populations around the world that have a very high prevalence of obesity. in this study there were more overweight subjects (24.3%) compared to obese (11.5%). the percentage of overweight subjects was 27.5% in male and 22.2% in female, and that of obese subjects, 8.3 and 13.2.1%, respectively. this results were difference compared to the study in the population aged 60 y and over in spain, the percentage of overweight subjects was 48.5% in men and 39.8% in women, and of obese subjects, 31.9 and 41.1% respectively.(13) the mean bmi in both genders were similar, but elderly men were taller and heavier compared to women. compared with the normal weight and obese categories, overweight elderly had higher v a l u e s f o r p s y c h o l o g i c a l h e a l t h , s o c i a l relationships and environment scores. similar results were found in the study by daviglus et al,(5) in which the bmi for men and women had significant inverse-graded associations with all health status questionnaire. the proportion of overweight was higher than that of obese in our study, but the study in spain showed a greater table 4 multiple comparisons of qol domains between bmi groups among the elderly kusumaratna, hidayat quality of life among the elderly 39 univ med vol.28 no.1 proportion of obese compare to overweight.(13) although these results have also been observed in other populations around the world which a very high prevalence of obesity.(14,15) overweight and obesity are associated w i t h h i g h e r m o r b i d i t y a n d s h o r t e r l i f e expectancy, but the effect of body mass index (bmi) assessed in middle age on subsequent quality of life among older survivors is as yet undetermined. while even this has not been conclusively proved, it has been reported that i n d i v i d u a l s w i t h f a v o r a b l e h e a l t h r i s k s (determined by smoking status, bmi, and exercise patterns) have half the cumulative disability of those at high risk after 32 years of follow-up. in addition, onset of disability was postponed by approximately 5 years in the lowrisk compared with the high-risk group. (16) these findings suggest that healthy habits and traits may lead to postponement of initial disability and decreased lifetime disability. a l o t o f a t t e n t i o n h a s b e e n f o c u s e d o n t h e prevention of chronic diseases by prevention a n d c o n t r o l o f m a j o r r i s k f a c t o r s , w i t h a resultant reduction in mortality and an increase in longevity. however, risk factors for chronic disease, which can be largely asymptomatic, can also cause subclinical disease and affect quality of life.(17) overweight (bmi, 23.0-27.5) and obesity (bmi, >27.6) are important determinants of type 2 diabetes mellitus, insulin resistance, hypertension, and dyslipidemia, (18) and are independently associated with future morbidity and mortality from coronary heart disease and cardiovascular disease. in addition, excess weight has is strongly correlated with a higher risk of some types of cancers (endometrial, prostate, colon, and breast), gallbladder disease, o s t e o a r t h r i t i s , s l e e p a p n e a , r e s p i r a t o r y problems, and other conditions. furthermore, high bmi levels have been associated with increased health care costs. it is well known that the obese suffer social discrimination and, in particular, that those who come to clinics in search of treatment tend to have lower selfesteem, more anxiety and a poorer body image. nonetheless, a number of studies have found that this has affected the mental less than it has the physical components of hrql. (20) the influence of age on the relation between bmi and mortality has not been widely studied, especially in the elderly. a population-based california cohort study showed the association between increased weight and higher mortality is primarily relevant for the younger elderly.(21) one limitation of this study was that it did not determine the influence of other factors related to overweight and obesity, such as physical inactivity or diet, on physical, mental, and social health among the elderly. the findings of this study demonstrate the adverse impact of high bmi in the elderly on future health-related quality of life. with much o f t h e o l d e r p o p u l a t i o n f a c i n g t r e n d s o f increasing overweight and obesity, preventive measures are urgently required to lessen future individual and societal burdens of disease, disability, cost of care, and impaired quality of life associated with excess weight. strategies that emphasize primary prevention of excess weight from an early age, with the potential of ending the obesity epidemic and leading to improved quality of life, should also become an ongoing component of national public health policy. conclusions the results have practical implications for the health of older persons because they show that the overweight have a worse score in the qol domains of psychological health and environment. thus, the study emphasizes the need for appropriate approaches in primary care to break the vicious circle of overweight, 40 obesity and decreasing qol. not only does this shed new light on the enormous impact that excess weight could exert upon the health of the elderly population, but should serve as a s p u r t o i m p l e m e n t t h e n e c e s s a r y c o n t r o l measures. acknowledgements this study was supported by the medical faculty of trisakti university as a part of big study of “supplementation among the elderly”. we thank to those who was involved in this s t u d y a n d a l s o t o m y c o l l e a g u e s w h o s e invaluable cooperation and assistance made this study possible. references 1. gutie´rrez-fisac jl, banegas jr, rodrý´guez af, regidor e. increasing prevalence of overweight and obesity among spanish adults, 1987–1997. int j obes relat metab disord 2000; 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152: 324-33. 20. ford es, moriarty dg, zack mm, mokdad ah, chapman dp. selfreported body mass index and health related quality of life: findings from the behavioral risk factor surveillance system. obes res 2001; 9: 21–31. 21. corrada mm, kawas ch, mozaffar f, paganinihill a. association of body mass index and weight change with all-cause mortality in the elderly. am j epidemiol 2006; 163: 938–49. alvina 133 duration of rhegmatogenous retinal detachment predicts recovery of retinal sensitivity september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina rose* *department of ophthalmology medical faculty, trisakti university correspondence dr. rose, spm department of ophthalmology medical faculty, trisakti university jl. kyai tapa no. 260, grogol jakarta 11440 phone: 021-5672731 ext.2614 email: rose_149@yahoo.com univ med 2009;28:133-8 abstract the decision to treat a disease is often based on the presence or absence of symptoms, one prototype case being rhegmatogenous retinal detachment. detachment of the neural retina from the pigment epithelium is a major cause of anatomical and functional dysfunction of the retina, where retinal recovery is inversely related to duration of detachment. the purpose of retinal reattachment is to effect recovery of the photoreceptors and pigment epithelium from degeneration. the aim of this study was to determine the critical duration of rhegmatogenous retinal detachment resulting in optimal retinal recovery after reattachment. a prospective study was conducted at a private hospital in yogyakarta. thirty five eyes were involved in this study. three months after reattachment, central retinal recovery was measured by means of a goldmann manual kinetic perimeter. the results showed that retinal recovery developed three months after surgery if the onset of rhegmatogenous retinal detachment was less than 28 days before surgery. the results were not significant if the onset of rhegmatogenous retinal detachment was more than 35 days. although the goldmann manual kinetic perimeter can efficiently detect central retinal sensitivity, it should be supported by more sensitive tools to evaluate the anatomy and function of the retina. keywords: duration, rhegmatogenous retinal detachment, reattachment surgery, retinal sensitivity introduction rhegmatogenous retinal detachment (rrd) is characterized by separation of the neural retina from the retinal pigment epithelium (rpe) with collection of fluid derived from liquefied vitreous gel through the retinal defect into the subretinal space.(1-3) this condition can lead to loss of vision especially when it involves the m a c u l a . ( 4 6 ) u n t r e a t e d , r r d c a n l e a d t o irreversible damages of the rods and cones, frequently ending in blindness.(7) rrd leads to damage of the photoreceptors and retinal pigment epithelium (rpe),(8,9) where 134 rose rhegmatogenous retinal detachment the death of the photoreceptors is mediated by a p o p t o s i s . ( 6 , 1 0 , 11 ) a l l o f t h e s e w i l l l e a d t o development of reactive changes in the inner retinal neurons and macroand microglial cells, and prolonged retinal circulation times.(6,12,13) therefore, retinal reattachment should be performed to reduce the effect of the metabolic and cellular changes.(8,14,15) successful anatomic reattachment is usually s t a b l e a t t h e t h i r d m o n t h a f t e r r e t i n a l reattachment.(1,6) unfortunately, it is not always followed by functional recovery. although anatomic reattachment is successful, visual dysfunction and color vision defects may persist.(4,16,17) the visual dysfunction is affected by the duration of symptoms, the preoperative visual acuity, the type and extent of retinal d e t a c h m e n t , a n d t h e i n v o l v e m e n t o f t h e macula.(1,11,14) therefore, there is a need for the detection of functional alterations in the retina after reattachment of the retina.(11,17) there is no general consensus in identifying a critical period beyond which the prognosis for recovery dims.(6,18) in this study, we set out to determine the period of rrd before surgery which would still result in recovery of central retinal sensitivity after retinal reattachment. methods research design a prospective study was conducted at a private hospital in yogyakarta from june 2007 to june 2008. the study was designed to evaluate whether the duration of rhegmatogenous retinal detachment before reattachment surgery would impact on the retinal sensitivity 3 months after successful anatomical retinal reattachment. research subjects thirty five eyes of 35 patients with primary rrd were involved in this study. all of them underwent retinal reattachment surgery between june 2007 to march 2008 at a private hospital in yogyakarta. the inclusion criteria used to select patients for this study were: patients with primary rhegmatogenous retinal detachment with macular involvement, agreeing to have retinal reattachment surgery, and showing successful retinal reattachment 3 months after surgery. exclusion criteria included retinal redetachment within 3 months after surgery, hereditary retinal disorders (retinitis pigmentosa), vascular retinal disorders (proliferative diabetic retinopathy), chorioretinal inflammation, and opacity of the refractive media. drop-out was indicated if the patient did not return for follow-up at 3 months after surgery. data collection and measurements the data were collected by anamnesis and ophthalmological examination. they included age, gender, duration of symptoms, location and extent of the retinal detachment, presence of proliferative vitreoretinopathy (pvr), type of retinal surgery, and central retinal sensitivity before and 3 months after retinal reattachment surgery. all of the subjects underwent retinal examination by indirect ophthalmoscopy. rrd was defined by the finding of a separation of the retina with associated hole or tear. the duration of the retinal detachment was calculated from the first day of visual complaints until the day of the retinal reattachment surgery. central retinal sensitivity, expressed in isopters, was quantified by an ophthalmologist using the goldmann manual kinetic perimeter. recovery of retinal sensitivity was defined as increased r e t i n a l s e n s i t i v i t y 3 m o n t h s a f t e r r e t i n a l reattachment. ethical clearance ethical clearance was approved by the research ethics committee of the dr. yap eye hospital. all patients participating in this study gave their informed consent before surgery. 135 statistical analysis regression analysis by means of spss 15.0 f o r wi n d o w s w a s u s e d t o e v a l u a t e t h e relationship between the duration of rrd before surgery and recovery of retinal sensitivity after successful anatomical reattachment. results t h i r t y f i v e e y e s o f 3 5 p a t i e n t s w e r e involved in this study. the patients consisted of 23 (65.7%) men and 12 (34.3%) women between the age of 20 and 60 years (mean age 44.4 ± 11.6 years). the duration of detachment ranged from 5 to 60 days with mean duration of 25.8 ± 9.2 days. twenty five eyes had 2 quadrants of retinal detachment and the majority of the detachments was temporally located. all of the detachments involved the macula. only 4 eyes demonstrated pvr, showing of scars of long-standing rrd. the subject characteristics are shown in table 1. table 2 lists the types of retinal surgery performed in the subjects. the type of retinal surgery chosen depended on the condition of the retinal detachment before surgery. twenty nine e y e s ( 8 2 . 9 % ) u n d e r w e n t v i t r e c t o m y i n combination with scleral buckling and gas tamponade, whilst the other eyes were treated with either scleral buckling alone or vitrectomy combined with gas tamponade, with or without another procedure. all of the surgery was conducted by a single retinal surgeon. no retinal redetachment was found during follow-up. three months after successful anatomical reattachment, the subjects were examined for retinal sensitivity. the mean sensitivity of the central retina 3 months after surgery (28.5 ± 3.7 db) was higher than before surgery (19.8 ± 5.7 db). table 3 reveals that the recovery of central retinal sensitivity was not significantly different in subjects who suffered from rrd for 35 days or less (p=0.465) compared with the groups of 14 days (p=0.021), 21 days (p=0.011), and 28 days (p=0.047). discussion the present study provides an evaluation of macular rrd. it has been suggested that retinal detachment involving the macula has m o r e f u n c t i o n a l i m p a c t t h a n p e r i p h e r a l detachment.(1,6,18,19) the metabolic rate in the cells univ med vol.28 no.3 retinal surgery n (%) sb sb + vitrectomy + gas sb + vitrectomy + so sb + vitrectomy + gas + retinotomy sb + vitrectomy + gas + ilm peeling 2 (5.7) 29 (82.9) 1 (2.9) 2 (5.7) 1 (2.9) table 2. types of retinal surger note: sb = scleral buckling; so = silicone oil; ilm = internal limiting membrane characteristics n gender men women mean age ± sd (years) mean duration of detachment ± sd (days) extent of detachment 2 quadrants 3 quadrants 4 quadrants location of detachment temporal inferior superior total pvr no yes 23 (65.7%) 12 (34.3%) 44.4 ± 11.6 25.8 ± 9.2 25 (71.4%) 6 (17.1%) 4 (11.4%) 16 (45.7%) 10 (28.5%) 5 (14.3%) 4 (11.4%) 31 (88.6%) 4 (11.4%) table 1. characteristics of subjects note: sd = standard deviation; pvr = proliferative vitreoretinopathy 136 rose rhegmatogenous retinal detachment of the macula is the highest compared to any other cell in the body.(6,9,11) detachment of this area will result in nutritional deprivation of the photoreceptors and may cause hypoxia and/or ischemia, leading to necrosis and apoptosis of retinal cells. in addition, retinal detachment causes changes in retinal blood supply, resulting in a prolonged retinal circulation time.(8,9,12) the l o c a l i m m u n e a n d i n f l a m m a t o r y r e s p o n s e represents a major causative factor for reactive changes in the retina after detachment.(6,13,14) hypoxia of the photoreceptors is proportional to the duration of detachment, therefore retinal reattachment should be performed promptly to alleviate the hypoxia and prevent photoreceptor degeneration. the recovery of photoreceptors after macular detachment is limited and in how far the process is different from extra-macular detachment is still unclear.(1,6,11) t h e r e s u l t s o f t h i s s t u d y s h o w a n improvement of retinal anatomy and central retinal sensitivity three months after surgery. some factors contributing to retinal recovery in rrd are duration of retinal detachment, the height of macular detachment, the patient’s age, previous macular disease or previously reduced visual acuity.(6,19-21) the mean duration of retinal detachment in this study was 25.8 ± 9.2 days. the duration of the retinal detachment before surgery was estimated by the symptoms of vision. the presence of macular detachment is known to produce disturbances in visual acuity, metamorphopsia, and color vision. (17,19) because all our subjects had retinal detachments that i n v o l v e d t h e m a c u l a , t h e s i g n s o f v i s u a l dysfunction could be used as estimator when the macular detachment occurred for the first time, e v e n t h o u g h i t c o u l d l e a d t o b i a s d u e t o subjective symptoms and difficulties of recall. in the present study, most of the patients had retinal surgery after 2 weeks of detachment, so the retinal recovery in this study was indicative of long-term rhegmatogenous retinal detachment ( 7 d a y s o r m o r e ) . d e g e n e r a t i o n o f t h e photoreceptors in the outer segment generally occurs within 12 hours after retinal detachment, and the cones and rods are damaged within 2472 hours. the degeneration and the peak of proliferation in the inner segments develop within 1-3 days after retinal detachment and decline slowly within several weeks and müller cells grow 3 days after detachment.(6,13,14 ) in longterm retinal detachment (7 days or more), the proliferative response may induce the formation of multiple layers of cells whose polarity does not match that of the original monolayer.(6,12,14) naturally, the results of this study would have been different with detachment of recent onset. several studies had reported that functional recovery of the retina was best evaluated in rrd of recent onset (less than 10 days).(13,21-23) the duration of detachment and the age of patients did not influence the anatomical success of subjects with recent onset rrd, but the height of the macular detachment did.(13,24) patients were advised to undergo scleral buckling within 7 days n β p rrd ≤ 14 days rrd ≤ 21 days rrd ≤ 28 days rrd ≤ 35 days 10 18 22 30 -1.355 -0.581 -0.333 0.092 0.021 0.011 0.047 0.465 table 3. regression analysis for predicting changes in central retinal sensitivity by duration of rrd note: rrd = rhegmatogenous retinal detachment 137 after rrd.(22,25) the present study demonstrates minimal retinal recovery if the onset of rrd was more than 35 days (5 weeks). this result is supported by others, in that the duration of macular detachment was not of prognostic value after 30 days, (19,21,23,26) which may be explained as follows. in experimental detachments of owls, monkeys, and cats, proliferation of the rpe occurs at very low levels after long-term d e t a c h m e n t ( 1 2 2 4 m o n t h s ) . i n l o n g t e r m detachments, disorganized lamellar debris is f o u n d i n t h e s u b r e t i n a l s p a c e , a ff e c t i n g photoreceptor recovery. hypertrophy of the müller cells in the outer plexiform layer will produce glia scars in the subretinal space, leading to failure of photoreceptor regeneration after retinal reattachment.(6,8,10) however, there is still a chance for retinal recovery if there are a number of remaining and retained ciliary stalks along with a few rudimentary discs or membrane evaginations. this is a crucial point because the connecting cilium is essential for production of the outer segment. (6) the goldmann manual kinetic perimetry used to measure the central retinal sensitivity is very efficient in quantifying visual field defects and detecting the location of neurologic lesions but not optimal in quantifying the central retinal sensitivity compared to automated perimetry.(27,28) some studies have demonstrated that multifocal electroretinography (mferg) could detect functional recovery of the retina.(14,25,28) in longterm retinal detachment, the retinal function will decline not only in the detached areas of the retina, but also in the attached areas.(6,28,29) however, this was not found in studies of recent onset rrd; it seems that central retinal function can remain fairly unaffected in peripheral rrd for some time.(1,6,11) in the present study, as optical coherence tomography was not performed, either before or after reattachment surgery, such data as the height of detachment, the presence of edema, and the condition of the borderline areas between d e t a c h e d a n d a t t a c h e d r e t i n a , w e r e n o t available.(20,30) conclusion duration of rrd of less than 28 days leads to significant improvement in retinal sensitivity three months after reattachment. further studies o f r e t i n a l f u n c t i o n u s i n g m o r e s e n s i t i v e instruments are necessary to evaluate any variables that may affect the retinal sensitivity after reattachment. acknowledgments this study was funded by the faculty of medicine of trisakti university. the author wishes to thank all study participants and those persons who supported this study. references 1. kanski jj. retinal detachment. in: kanski jj, editor. clinical ophthalmology a systematic approach. 5th ed. england: butterworth heinemann;2003.p.34888. 2. liesegang tj, skuta gl, cantor lb. retinal detachment. in: liesegang tj, editor. retina and vitreous 2004-2005. section 12. san francisco: american academy of ophthalmology (aao); 2004.p.268-77. 3. sharma a, tolentino mj, maguire am. retinal detachment. top emerg med 2000;22:20-7. 4. polkinghorne pj, craig jp. northern new zealand rhegmatogenous retinal detachment study: epidemiology and risk factors. clin exp ophthalmol 2004;32:159-63. 5. gariano r, kim ch. evaluation and management of suspected retinal detachment. am fam physician 2004;69:1691-8. 6. fisher sk, anderson dh. cellular effects of detachment on the neural retina and the retinal pigment epithelium. in: ryan sj, editor. retina. 3rd ed. singapore: mosby; 2001.p.1961-86. 7. go sl, hoyng cb, klaver cw. genetic risk of rhegmatogenous retinal detachment: a familial univ med vol.28 no.3 138 rose rhegmatogenous retinal detachment aggregation study. arch ophthalmol 2005;123: 1237-41. 8. sakai t, calderone jb, lewis gp, linberg ka, fisher sk, jacobs gh. cone photoreceptor recovery after experimental detachment and reattachment: an immunocytochemical, morphological, and electrophysiological study. invest ophthalmol vis sci 2003;44:416-25. 9. zacks dn, hänninen v, pantcheva m, ezra e, grosskreutz c, miller jw. caspase activation in an experimental model of retinal detachment. invest ophthalmol vis sci 2003;44:1262-67. 10. guimaraes ca, benchimol m, amarante-mendes gp, linden r. alternative program of cell death in developing retinal tissue. jbc 2003;278:41938-46. 11. hollborn m, francke m, iandiev i, buehner e, foja c, kohen l. early activation of inflammation and immune response-related genes after experimental detachment of the porcine retina. invest ophthalmol vis sci 2008;49:1262-73. 12. heij ec, blaauwgeers hgt, de vente j, markerink m, liem ata, kessels ag, et al. decreased level of cgmp in vitreous and subretinal fluid from eyes with retinal detachment. br j ophthalmol 2003;87: 1409-12. 13. hassan ts, sarrafizadeh r, ruby aj, garretson br, kuczynski b, williams ga. the effect of duration of macular detachment on results after the scleral buckle repair of primary, macula-off retinal detachments. ophthalmology 2002;109:146-52. 14. sakai t, iida k, tanaka y, kohzaki k, kitahara k. evaluation of s-cone sensitivity in reattached macula following macula-off retinal detachment surgery. jpn j ophthalmol 2005;49:301-5. 15. jin m, chen y, he s, ryan s, hinton dr. hepatocyte growth factor and its role in the pathogenesis of retinal detachment. invest ophthalmol vis sci 2004;45:323-9. 16. liu f, meyer ch, mennel s, hoerle s, kroll p. visual recovery after scleral buckling surgery in macula-off rhegmatogenous retinal detachment. ophthalmologica 2006;220:174-80. 17. hartono, agni an, rose. changes of retinal sensitivity and central fixation after rhegmatogenous retinal detachment surgery. pertemuan ilmiah tahunan (perdami) batam; 9-12 juni 2005. 18. mowatt l, shun-shin ga, arora s, price n. macula-off retinal detachments. how long can they wait before it is too late? eye j ophthalmol 2005; 15:109-17. 19. doyle e, herbert en, bunce c, williamson th, laidlaw da. how effective is macula-off retinal detachment surgery. might good outcome be predicted? eye 2007;21:534-40. 20. benzerroug m, genevois o, siahmed k, nasser z, muraine m, brasseur g. results of surgery on macular holes that develop after rhegmatogenous retinal detachment. br j ophthalmol 2008;92:2179. 21. yang ch, lin hy, huang js, ho tc, lin cp, chen ms, et al. visual outcome in primary macula-off rhegmatogenous retinal detachment treated with scleral buckling. j formos med assoc 2004;103: 212-7. 22. diederen rm, la heij hc, kessels ag, goezinne f, liem at, hendrikse f. scleral buckling surgery after macula-off retinal detachment: worse visual outcome after more than 6 days. ophthalmology 2007;114:705-9. 23. ozgür s, esgin h. macular function of successfully repaired macula-off retinal detachments. retina 2007;27:358-64. 24. ross w, lavina a, russell m, maberley d. the correlation between height of macular detachment and visual outcome in macula-off retinal detachment of seven days duration or less. ophthalmology 2005; 112:1213-7. 25. schatz p, holm k, andreasson s. retinal function after scleral buckling for recent onset rhegmatogenous retinal detachment: assessment with electroretinography and optical coherence tomography. retina 2007;27:30-6. 26. salicone a, smiddy we, venkatraman a, feuer w. visual recovery after scleral buckling procedure for retinal detachment. ophthalmology 2006;113:73442. 27. hong s, narkiewicz, kardon rh. comparison of pupil perimetry and visual perimetry in normal eyes: decibel sensitivity and variability. invest ophthalmol vis sci 2001;42:957-65. 28. riemann cd, hanson s, foster ja. a comparison of manual kinetic and automated static perimetry in obtaining ptosis fields. arch ophthalmol 2000;118:65-9. 29. wu d, gao r, zhang g, wu l. comparison of preand post-operational multifocal electroretinograms of retinal detachment. chin med j 2002;115:15603. 30. ajtony c, balla z, somoskeoy s, kovacs b. relationship between visual field sensitivity and retinal nerve fiber layer thickness as measured by optical coherence tomography. invest ophthalmol vis sci 2007;48:258-63. alvina 144 abstract aging is associated with a gradual impairment in cognitive function. the elderly also show a high prevalence of undernutrition, whereas nutrition plays an important role in the metabolism of neuronal cells and enzymes. homocysteine is an amino acid resulting from methionine metabolism and is dependent on intake of vitamin b12, vitamin b6 and folic acid. homocysteine is said to play a role in cognitive function. the objective of this study was to evaluate the effect of micronutrient supplementation for 6 months on serum homocysteine levels and cognitive function in older people. this study was an experimental study of pre-post test design, carried out in mampang subdistrict, south jakarta. a total of 94 elderly people was recruited for this study, consisting of 44 females and 50 males. serum homocysteine level was assessed by fluorescent polarization immunoassay and cognitive function by means of the mini mental state examination (mmse) before and after micronutrient supplementation. mean serum homocysteine concentration after supplementation decreased significantly to 14.8 ± 5.8 µmol/l, compared with mean serum homocysteine level of 15.9 ± 5.9 µmol/l before supplementation (p=0.000). multiple regression analysis indicated that the factors influencing post-supplementation mmse scores were gender (â=-0.350; p=0.000), education (â=0.510; p=0.000) and postsupplementation homocysteine levels (â=-0.201; p=0.000), while age, presupplementation homocysteine levels and bmi did not affect mmse scores. homocysteine concentration decreased significantly after 6 months of supplementation. the factors affecting post-supplementation mmse scores were gender, level of education, and post-supplementation homocysteine level. keywords: micronutrient, mmse, serum homocysteine, cognitive function, elderly *department of clinical pathology, medical faculty, trisakti university correspondence dr. pusparini, sppk department of clinical pathology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2404 email: pusparini_sppk@yahoo.com univ med 2010;29:144-52. decreased serum homocysteine levels after micronutrient supplementation in older people pusparini* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction no other organ system in the human body is as dependent on nutritional intake as the central nervous system, while conversely this system also affects nutritional intake. several theories have elucidated the functions of brain receptors for cholecystokinin, opioid-like endorphins and serotonin that play a role in determining human dietary habits.(1,2) studies on experimental animals indicate that with advancing age there is a decline in 145 univ med vol.29 no.3 the functioning of the brain and in the number of brain receptors. in the elderly there is also a diminished sense of taste and a decline in o l f a c t o r y n e r v e f u n c t i o n s t h a t a f f e c t appetite.(2,3) the nervous system requires a constant intake of glucose for adequate functioning of the brain, which is particularly dependent on intake of essential nutrients. deficiencies of vitamins and minerals, such as vitamin b12, folate, vitamin b6 and trace minerals, may result in disturbances of brain functions such as cognitive functions.(4,5) in the elderly, vitamin deficiencies are common, especially of the vitamin b group, caused by various factors, such a s g a s t r i c a t r o p h y w i t h a c h l o r h y d r i a o r hypochlorhydria, which in the elderly may account for up to 20-50% of cases. studies have yielded evidence for an association in the elderly between decreased levels of vitamin b12, folate, and vitamin b6 on the one hand and impaired cognitive function on the other.(1,5) one of the manifestations of impaired cognitive function is dementia, which is characterized by a progressive decline in cognitive function, resulting in a decreased ability for conducting activities of daily living. in canada dementia affects 8% of the elderly population over 65 years of age, and gives rise to more than 60.000 new cases annually. another disease, alzheimer’s, is the cause of 50% of all cases of dementia,(6) whereas other s t u d i e s i n d i c a t e t h a t d e m e n t i a d u e t o alzheimer’s disease may account for up to 70% of all dementia cases.(7) it is estimated that in the following 50 years the number of dementia cases may undergo a threefold rise.(8) the prevalence of this disorder is extremely high and as the disorder may lower the quality of life of the elderly, prevention and early detection are important.(6) factors that have been associated with the risk of dementia are age and education, both of which are of the highest relevance for dementia. recently the role of homocysteine in dementia has been elucidated, where high homocysteine levels have been associated with an increased risk of dementia.(6,7,9) homocysteine is an amino acid resulting from the metabolism of methionine that is d e p e n d e n t o n b 12, v i t a m i n b 6, a n d f o l i c acid.(8,10) plasma homocysteine level is an indicator for vitamin b status, including that of folic acid, where a high homocysteine concentration indicates an inadequate vitamin b status. data from several laboratories have s h o w n t h a t h i g h h o m o c y s t e i n e l e v e l i s extremely common in old age and does not depend on vitamin status.(11-13) total plasma homocysteine level is a major vascular risk factor, and raised plasma homocysteine level i s a s s o c i a t e d w i t h a n i n c r e a s e d r i s k o f atherosclerotic sequelae, including death due to cardiovascular disease, coronary heart d i s e a s e , c a r o t i d a t h e r o s c l e r o s i s a n d stroke.(7,14,15) research results on the influence of homocysteine on cognitive function in the elderly are still subject to controversy. a number of studies have demonstrated a significant association,(7,15-17) whereas other studies have shown contradictory results.(8,18,19) preliminary studies with small samples in a population of healthy elderly in italy showed no significant c o r r e l a t i o n b e t w e e n m m s e s c o r e s a n d homocysteine levels. however, the same investigator found in larger samples that older persons with low mmse scores had a higher risk of suffering from abnormal cognitive function with increasing plasma homocysteine levels. the study also found that homocysteine level was not directly associated with cognitive disorders.(9) the present study had as objectives to find a decrease in homocysteine concentrations after s i x m o n t h s o f s u p p l e m e n t a t i o n w i t h a combination of micronutrients and vitamins, and to determine whether decreased postsupplementation homocysteine levels can improve cognitive function in older persons. 146 methods design of the study this study used an experimental pre-post test design to investigate the occurrence of a decrease in homocysteine concentrations after administration of a supplement comprising a combination of micronutrients and vitamins for a period of six months. the study was carried out from november 2008 to april 2009. subjects the study subjects were residents aged 60+ years from the catchment area of the mampang prapatan subdistrict health center in south jakarta who met the following inclusion criteria: healthy males and females, m o b i l e , i n d e p e n d e n t , a b l e t o v e r b a l l y communicate and willing to join the study by giving written informed consent. subjects with acute infections, intake of vitamins, cod liver oil or other supplements within the previous month, and abnormal renal function, were excluded from the study. selection of the subjects was by cluster and simple random sampling. supplementation the supplements for the subjects were in the form of oral tablets, each containing 280 mg zinc gluconate (equivalent to 40 mg zinc), 120 mg ascorbic acid, 6 mg β-carotene, 15 mg α-tocopherol, and 400 µg folic acid. the tablets were administered to the study subjects by field workers who assisted in this study. to each study subject was allocated one bottle containing 30 tablets to be taken once daily. c o m p l i a n c e w a s m o n i t o r e d b y t h e f i e l d workers and the investigator by counting the remaining tablets returned with the bottles each month. data collection the field workers conducted interviews using a questionnaire that had been tested in a preliminary trial on elderly who were willing to participate in this study. the filling in of questionnaires was performed daily from monday to friday, and those subjects who had been interviewed were invited to come to the mampang prapatan subdistrict health center on saturday. the weekly number of elderly who completed their interviews was around 25. the subjects were asked to fast overnight on friday for 10–12 hours prior to the collection of a blood sample for laboratory examination. t h e f o l l o w i n g s a t u r d a y m o r n i n g t h e participants visited the health center for measurement of blood pressure, pulse rate, weight, height, waist circumference, and hip circumference. the measurements were taken by two previously trained nurses. data were collected within six months, before and after the supplementation period. in addition to anthropometric assessment and laboratory examination, diet recall was performed 2x24 h o u r s o n w o r k d a y s a n d 1 x 2 4 h o u r s o n holidays. assessment of dietary recall was done twice, namely at the start and at the end of the study. measurements height was measured to the nearest 0.1 cm using a portable microtoise and weight to the nearest 0.1 kg using sage portable scales. body mass index (bmi) was calculated as the weight (kg) divided by the square of the height (m 2) . wa i s t c i r c u m f e r e n c e ( c m ) a n d h i p circumference (cm) of the subjects were measured using a standard tape measure a c c u r a t e t o 1 m m . b l o o d p r e s s u r e measurements were performed with the subject sitting, after a rest period of 15 minutes, by means of a standard sphygmomanometer accurate to 5 mmhg. hypertension was defined as a systolic blood pressure of >140 mmhg and/or a diastolic blood pressure of >90 mmhg. assessment of renal function from each subject meeting the inclusion and exclusion criteria a 5 ml blood sample was c o l l e c t e d u s i n g a v a c u t a i n e r w i t h o u t pusparini homocysteine levels after micronutrient 147 univ med vol.29 no.3 a n t i c o a g u l a n t . t h e b l o o d s a m p l e s w e r e centrifuged at 300 rpm for 10 minutes in order to obtain serum for assessment of renal function and homocysteine level. since renal f u n c t i o n a ff e c t s t h e m e t a b o l i s m o f homocysteine,(15) subjects with a creatinine concentration above reference level were considered to have abnormal renal function. the reference level for females is 0.5-1.3 mg/ d l a n d f o r m a l e s 0 . 5 1 . 4 m g / d l . ( 1 4 ) determination of homocysteine level was performed only on the serum of subjects with a renal function consistent with reference values. homocysteine concentrations of all study subjects were divided into 3 categories, i.e. <11.7 µmol/l, 11.7-14.6 µmol/l, and >14.6 µmol/l. ( 1 5 ) creatinine concentration was determined by the jaffe method on a trx, w h e r e a s h o m o c y s t e i n e w a s a s s e s s e d b y fluorescent polarization immunoassay on an abbott imx. the coefficient of variation (cv) o f c r e a t i n i n e w a s 2 . 1 % f o r n o r m a l c o n c e n t r a t i o n s a n d 1 . 6 % f o r h i g h concentrations, whilst the corresponding cv values for homocysteine were 3.4% and 2.3%, r e s p e c t i v e l y. s e r u m f o r h o m o c y s t e i n e assessment was stored at –700c and examined after collection of the last blood sample. assessment of cognitive function cognitive function was assessed by means of the mmse instrument. this comprises five c a t e g o r i e s o f c r i t e r i a , v i z . c r i t e r i a o n orientation with a maximum score of 10, registration criteria with maximum score of 3, attention and calculation with maximum score of 5, recall criteria with maximum score of 3, and language criteria with maximum score of 9. in addition to these five criteria the subjects are also asked to write a sentence and copy a d r a w i n g . ( 8 ) m m s e s c o r e s o f 2 6 3 0 a r e d e s i g n a t e d q u e s t i o n a b l y s i g n i f i c a n t / n o cognitive impairment, while scores of 21-25, 10-20 and 0-9 respectively indicate mild, moderate and severe cognitive impairment.(13) data analysis data processing was performed by means of the statistical program for social sciences (spss) software version 15. normality of data d i s t r i b u t i o n w a s d e t e r m i n e d b y t h e kolmogorov – smirnov (ks) test. for normally d i s t r i b u t e d d a t a t h e m e a n a n d s t a n d a r d deviation (sd) was calculated and for nonnormally distributed data the median. to determine the presence of a statistically significant difference between groups for   assessed for eligibility (n=137) enrollment (n=107) supplementation for 6 months completed trial (n=94) not meeting inclusion criteria (n=25) declined to participate (n=5) withdrawn: death (n=3) illness (n=2) emigration (n=3) unable to cope withtrial (n=5) figure 1. flow chart describing the progress of the subjects during the trial 148 normally distributed data the analysis of variance (anova) was used, whilst for nonnormally distributed data the kruskal – wallis test was applied. multiple linear regression was used to identify the factors affecting mmse levels. a value of p <0.05 was taken to indicate a significant difference. results at the start of the study 137 respondents were recruited, among whom 107 were found to meet the inclusion and exclusion criteria. during the study period of six months 13 respondents dropped out, due to various reasons, viz. 3 persons moved to another area, 3 persons died, 5 persons withdrew from the study, and 2 persons were taken ill and thus unable to take the supplements for more than 7 days. at the end of the study the remaining subjects totaled 94 persons, comprising 44 females and 50 males (figure 1). supplementation to respondents who p a r t i c i p a t e d u p t o t h e e n d o f t h e s t u d y proceeded satisfactorily, since 98% of the respondents received the full supplementation for six months and 2% skipped or missed 1-2 days of supplementation. monitoring of subject c o m p l i a n c e w a s d o n e b y c o u n t i n g t h e remaining tablets returned with the bottles. no subject was dropped for non-compliance. at the completion of the study there were 94 elderly, consisting of 44 (47 %) females and 50 (53%) males. the characteristics of the study subjects are listed in table 1. the age of the subjects ranged from 60 to 79 years, with a mean age of 65.9 ± 4.7 years. there were 46 (48.9%) study subjects with homocysteine concentrations above 14.6 µmol/ l, having at the start of the study homocysteine levels of 20.1± 5.9 µmol/l, which decreased to 18.9 ± 5.9 µmol/l at the completion of the study. homocysteine concentrations before and after supplementation showed a significant difference (p=0.000), with decreased post-supplementation levels in all groups (table 2). the factors that were thought to be of influence on cognitive function were among others age, bmi, education, gender and blood homocysteine levels. from table 3 it may been seen that mmse scores were influenced by gender, post-supplementation homocysteine levels, and education. age, bmi, and prehomocystei ne conc. (µmol/l) before supplementation after supplementation p* n (%) x + sd n (% ) x + sd < 11.7 22 (23.4 %) 10.2 ± 1.4 28 (29.8%) 9.9 ± 1.7 0.000 11.7 – 14.6 26 (27.7%) 13.2 ± 0.6 22 (23.4%) 12.9 ± 0.9 0.000 > 14.6 46 (48.9%) 20.1 ± 5.9 44 (46.8%) 18.9 ± 5.9 0.000   table 2. preand post-supplementation serum homocysteine concentrations of subjects *paired t-test characteristics n* gender female 44 (47%) male 50 (53%) age (years) 65.9 ± 4.7 body mass index (bmi) (kg/m2) 22.4 ± 3.4 level of education (years) 5.1 ± 4.4 weight (kg) 59.9 ± 10.9 height (cm) 155.7 ± 4.6 waist circumference (cm) 83.3 ± 11.2 hip circumference (cm) 91.1 ± 7.8 systolic pressure (mmhg) 143 ± 18 diastolic pressure (mmhg) 87 ± 10 creatinine (mg/dl) 0.84 ± 0.2 homocysteine (µmol/l) 15.9 ± 5.9 mmse** 24.1 ± 5.9 table 1. characteristics of study subjects at start of study (n=94) *values expressed as mean ± sd, except for gender ** mmse: mini mental state examination pusparini homocysteine levels after micronutrient 149 univ med vol.29 no.3 supplementation homocysteine levels did not affect mmse scores. discussion the aging process is related to a reduction in various physiological functions. it is well known that physiological changes are the result o f i n a d e q u a t e i n t a k e o f v i t a m i n s , t r a c e elements, minerals and other nutrients.(20) even nutritional intakes that are considered to be of high quality for health cannot comprise all nutritional elements required for promotion of health and prevention of acute as well as chronic diseases. the results of the present study showed that the pre-supplementation homocysteine concentration of 15.9 ± 5.9 µmol/l decreased significantly to 14.8 ± 5.8 µmol/l after micronutrient supplementation for six months. in a chinese study on 381 subjects with mean age of 46.9 ± 8. 3 years, who received supplementation of vitamin c 250 mg, vitamin e 100 mg and selenium 37.5 µg twice daily for 88 months, the plasma homocysteine concentration tended to decrease 6 . 4 % , t h e d e c r e a s e h o w e v e r b e i n g n o t statistically significant (95% ci: -13.5 to 1.3%) ( p = 0 . 1 0 ) . ( 2 1 ) i n c o n t r a s t , i n a s t u d y o n g u a t e m a l a n e l d e r l y, w h o w e r e g i v e n a supplement containing zinc and folic acid, results similar to the present study were obtained, which may be due to the fact that in the chinese study the supplement did not include these two micronutrients, which are capable of reducing serum homocysteine levels.(22) homocysteine is a sulfur-containing a m i n o a c i d c l o s e l y a s s o c i a t e d w i t h t h e metabolism of methionine and cysteine. there is no dna that codes for homocysteine synthesis. homocysteine is not synthesized in nature but results from the metabolism of the amino acid methionine through a methylation cycle as a unique source of homocysteine. methionine is obtained through intake of protein in the daily diet.(23,24) homocysteine occurs in several forms in plasma. the sulfhydryl or reduced form is designated homocysteine and the disulfide or oxidized form is designated homocystine. the disulfide form may occur together with cysteine and with proteins having reactive cysteine residues (protein-bound homocysteine), and this form is called mixed disulfide. the oxidized forms account for most of the homocysteine in plasma (98-99%), whilst the reduced forms make up only 1% of total homocysteine. total homocysteine (thcy) is the sum total of all homocysteine forms present in plasma.(23,24) homocysteine is converted by the enzyme cystathionine β synthase (cbs) into cysteine with vitamin b6 as cofactor, in a process called demethylation. in the reverse process of remethylation, homocysteine is reconverted into m e t h i o n i n e b y t h e e n z y m e s m e t h y l e n e tetrahydrofolate (mthfr) and methionine synthase (ms), with folic acid and vitamin b12 as substrates and cofactors. folic acid, vitamin b12 and vitamin b6 are substrates of the cofactors i n t h e m e t a b o l i s m o f m e t h i o n i n e a n d homocysteine, thus a deficiency of one of these vitamins leads to hyperhomo-cysteinemia.(24-26) factor beta coefficient p age 0.115 0.234 gender -0 .350 0.000* pre-supplem entation homocysteine -0 .154 0.583 post-supplementation homocysteine -0 .201 0.000* education 0.510 0.001* body mass index -0 .072 0.098   table 3. factors affecting mmse scores * p< 0.05 indicates a significant difference 150 u n d e r n o r m a l c o n d i t i o n s b l o o d homocysteine levels are relatively low, ranging from 5-15 µmol/l. the homocysteine level in the extracellular compartment is determined by its intracellular synthesis, metabolism and e x c r e t i o n . i f i n t r a c e l l u l a r h o m o c y s t e i n e synthesis exceeds the metabolic capacity, homocysteine is released into the extracellular compartment. in contrast, decreased synthesis leads to a fall in release of homocysteine from t h e c e l l . t h i s m e c h a n i s m m a i n t a i n s intracellular homocysteine at a low level. the homocysteine equilibrium may be upset by abnormal enzyme activity or as a result of a reduction in the number of cofactors that play a role in its metabolism. (25,27) in table 2 homocysteine levels were subdivided into three categories, i.e. <11.7 µmol/l, 11.7-14.6 µmol/ l and >14.6 µmol/l. this was based on the results of a study conducted by quadri(15) with the objective of finding a reference value for hyperhomocysteinemia, as currently there are n o s t a n d a r d c r i t e r i a f o r d e f i n i n g h y p e r h o m o c y s t e i n e m i a . a n u m b e r o f investigators have used variable values for hyperhomocysteinemia, e.g. ravaglia(9) used a homocysteine level of >15 µmol/l, whilst seshasdri(7) and dufouil(2) used levels of >14 mol/l and >15 µmol/l, respectively. in the present study homocysteine levels of >14.6 ± 6.1 µmol/l were found in 46 subjects (48.9%) with mean level of 20.06 ± 5.9 µmol/l at the start of the study, decreasing to 44 subjects (46.8%) with mean level of 18.9 ± 5.9 µmol/ l. in comparison, in the study by quadri(15) homocysteine levels of >14.6 µmol/l were found in 51.85% of subjects with vascular dementia and in 56.36% of control subjects. in quadri’s study, mean homocysteine level was 14.6 ± 6.1 µmol/l in control subjects with mean age of 75.6 ± 8.5 years, whereas subjects with vascular dementia with mean age of 80.5 ± 5.7 years had a mean homocysteine level of 18.9 ± 7.9 µmol/l and those with alzheimer’s disease and mean age of 79.1 ± 7.7 years showed a homocysteine level of 16.8 ± 7.0 µmol/l. the different results may be due to the lower mean age of the subjects (65.9 ± 4.7 years) in the present study. in the present study determination of homocysteine concentration was performed after the subjects had fasted at least 10 hours. assessment of homocysteine levels without fasting results in a rise in homocysteine levels of around 20%, compared with those in fasting subjects.(7) seshasdri’s study(7) revealed a tendency for increased plasma homocysteine levels to precede the onset of dementia. therefore it is probable that the increased homocysteine levels in the present study mark the early stages of a developing dementia, although the mmse scores were categorized as mild cognitive impairment only. seshasdri’s results are also consistent with the results of the present study, w h e r e h o m o c y s t e i n e l e v e l s s h o w e d a s i g n i f i c a n t p o s t s u p p l e m e n t a l d e c r e a s e , although the increases in mmse scores did not reach statistical significance. t h e r e a r e s e v e r a l f a c t o r s t h a t a r e considered to be of influence on cognitive function, namely age, gender, education, bmi a n d p r e a n d p o s t s u p p l e m e n t a t i o n homocysteine levels. the results of the multiple regression analysis in this study revealed that gender, education, and post-supplementation homocysteine levels constituted the factors affecting post-supplementation mmse scores, whereas age, bmi, and pre-supplementation homocysteine levels did not affect postsupplementation mmse scores. these results are similar to the results of quadri’s study,(15) i n d i c a t i n g t h a t e d u c a t i o n a l s o d i ff e r r e d significantly between the vascular dementia group and the control group. with higher educational levels the mmse scores are found to increase, indicating better cognitive functioning. several investigators u s e d s u b j e c t s o f s i m i l a r e d u c a t i o n a l backgrounds to determine an association between homocysteine levels and mmse scores. the study by ravaglia(9) indicated that pusparini homocysteine levels after micronutrient 151 univ med vol.29 no.3 i n s u b j e c t s w i t h a s i m i l a r e d u c a t i o n a l background hyperhomocysteinemia was an independent predictor for the occurrence of dementia or alzheimer’s disease. the present study results showed that post-supplementation mmse scores were not influenced by age, w h e r e a s i n t h e c r o s s s e c t i o n a l s t u d y b y pusparini(28) age was found to be an influencing factor in males (p=0.006) and in females (p=0.000). both studies, the one of crosssectional design as well as the study of preand-post design, yielded similar results, in that education affected mmse scores. in the study by pusparini(28) initial homocysteine levels had n o e ff e c t o n m m s e s c o r e s , w h i c h w a s consistent with the results of the present study and those of the study by joosten,(29) where no significant difference was found between homocysteine levels and cognitive function. the study conducted by bell (30) found an association between plasma homocysteine levels and mmse scores only in subjects with depression and not in normal subjects. in the cross-sectional studies conducted by borroni(31) and miller(32) it was found that increased plasma homocysteine concentration was not a causative factor in dementia and alzheimer’s disease, but only an accompanying marker of vascular disorders and was independent of individual cognitive status. intervention studies are n e c e s s a r y f o r p r o v i d i n g e v i d e n c e o f a n association between hyperhomocysteinemia and cognitive function. the study by seshasdri(7) revealed a correlation between raised plasma homocysteine levels and decreased mmse scores, but the correlation was found only after 4 years of monitoring. one limitation of this study is the lack of a control group for comparative purposes, thus it cannot prove that the decrease in postsupplementation homocysteine levels was the result of the supplementation factor itself rather than other causes. in addition, in this study there was no assessment of folic acid and vitamin b concentrations, which affect the metabolism of homocysteine, both initially and at the completion of the study, so that the investigator could not ascertain whether the administered supplementation was capable of i n c r e a s i n g h o m o c y s t e i n e l e v e l s t h r o u g h increases in folic acid and vitamin b levels or whether there were other causes. conclusions from the results of this study it may be concluded that homocysteine levels decreased a f t e r s i x m o n t h s o f m i c r o n u t i e n t supplementation. the main factors influencing post-supplementation mmse scores were gender, post-supplementation homocysteine levels, and education. acknowledgements the author wishes to express her gratitude to the medical faculty of trisakti university, to the study subjects for their willingness to participate in this study, and to all parties who facilitated this study. references 1. weir dg, molloy am. microvascular disease and dementia in the elderly: are they related to hyperhomocysteinemia? am j clin nutr 2000;71: 859-60 2. dufouil c, alperovitch a, ducros v, tzourio c. homocysteine, white matter hyperintensities, and cognition in healthy elderly people. ann neurol 2003;53:214-21. 3. roberts s, sternberg s. do nutritional supplements improve cognitive function in the elderly? nutr 2003;19:976-80. 4. haan mn, miller jw, aiello ae, whitmer ra, jagust wj, mungas dm, et al. homocysteine, b vitamins, and the incidence of dementia and cognitive impairment: result from the sacramento area latino study on aging. am j clin nutr 2007; 85:511-7. 5. refsum h. total homocystein. guideline for determination on the clinical laboratory. clinical laboratory news. aacc 2002;28:12-4. 6. duel pb, malinow mr. homocystein: an important risk factor for atherosclerotic vascular disease. curr opin lipidol 1997;8:28-34. 152 7. seshadri s, beiser a, selhub j, jacques pf, rosenberg ih, a’agostiono rb, et al. plasma homocysteine as a risk factor for dementia and alzheimer’s disease. n engl j med 2002;346: 476-83. 8. mooijaart sp, gussekloo j, frolich m, jolles j, stott dj, westendorp rgj. homocysteine, vitamin b12 and folic acid and the risk of cognitive decline in old age: the leiden 85-plus study. am j clin nutr 2005;82:866-71. 9. ravaglia g, forti p, maioli f, martelli m, servadei l, brunetti n, et al. homocyteine and folate as risk factors for dementia and alzheimer disease. am j clin nutr 2005;82:636-43. 10. ueland pm, refsum h, stabler sp, malinow mr, anderson a, allen rh. total homocysteine in plasma or serum methods and clinical applications. clin chem 1993;39:1764-78. 11. garcia a, haron y, pulman k, hua l, freedman m. increases in homocysteine are related to worsening of stroop scores in healthy elderly persons: a prospective follows up study. j gerontol 2003;59a:1323-27. 12. tucker kl, qiao n, scott t, rosenberg i, spiro a. high hmocysteine and low b vitamins predict cognitive decline in aging men: the veterans affairs normative aging study. am j clin nutr 2005;82:627-35. 13. garcia a, zanibbi k. homocysteine and cognitivie function in elderly people. cmaj 2004;171:897-904. 14. selhub j, bagle lc, miller j, rosenberg ih. b vitamins, homocysteine, and neurocognitive function in the elderly. am j clin nutr 2000; 71(suppl):4s-20s. 15. quadri p, fragiacomo c, pezzati r, zanda e, forlani g, tettamanti m, et al. homocysteine, folate, and vitamin b-12 in mild cognitive impairment, alzheimer disease, and vascular dementia. am j clin nutr 2004;80:114-22. 16. miller jw, green r, ramos mi, allen lh, mungas dm, jagust wj, et al. homocysteine and cognitive function in the sacramento area latino study on aging. am j clin nutr 2003;78:441-7. 17. andres e, loukili nh, noel e, kaltenbach g, abdelgheni mb, perrin ae, et al. vitamin b12 (cobalamin) deficiency in elderly patients. cmaj 2004;171:1503-55. 18. stott dj, macintoch g, lowe gdo, rumley a, mcmahon ad, langhorne p, et al. randomized controlled trial of homocysteine lowering vitamin treatment in elderly patients with vascular disease. am j clin nutr 2005;82:1320-6. 19. lei f, ng tp, chuah l, niti m, e hk. homocysteine, folate, and vitamin b12 and cognitive performance in older chinese adult: findings from singapore longitudinal ageing study. am j clin nutr 2006;84:1506-12. 20. chandra rk. effect of vitamin and trace element supplementation on cognitive function in elderly subjects. nutr 2001;17:709-12. 21. wang y, zhang l, moslehi r, ma j, pan k, zhou t, et al. long term garlic or micronutrient supplementation, but not anti-helicobacter pylori therapy, increases serum folate or glutathione without affecting serum vitamin b 12, or homocysteine in rural chinese population. j nutr 2009;139:106-12. 22. nguyen p, grajeda r, melgar p, markinkevage j, flores r, martorell r. weekly may be as efficacious as daily folic acid supplementation in improving folate status and lowering serum homocysteine concentration in guatemalan women. j nutr 2008;138:1491-8. 23. kruman ii. homocystein in elicits a dna damage response in neuron that promotes apoptosis abd hypersensitivity to excitoxicity. j neuroscience 2000;20:6920-6. 24. hsu kk, sorond fa, jen hc, hashmi a, milberg wp, lipsitz la. the role of homocysteine in multisystem age related problems: a systematic review. j gerontol 2005;60a:1190-201. 25. massachusetts medical society. a controlled trial of homocysteine lowering and cognitive performance. n engl j med 2006;354:2764-72. 26. miller jw. assessing the association between vitamin b12 status and cognitive function in older adults. am j clin nutr 2006;84:1259-60. 27. krumdieck cl, prince cw. mechanisms of homocysteine toxicity on connective tissue: implications for the morbidity of aging. j nutr 2000;130:365s-8s. 28. pusparini. homocysteine and cognitive function in the elderly. univ med 2009;28:106-16. 29. joosten e, lesaffre e, riezler r. is metabolic evidence for vitamin b12 and folate deficiency more frequent in elderly patients with alzheimer’s disease? j gerontol a biol sci med sci 1997;52: m76-9. 30. bell ir, edman js, selhub j. plasma homocysteine in vascular disease and in nonvascular dementia of depressed elderly people. acta psychiatr scand 1992;86:386-90. 31. borroni b, agosti c, panzali af, di luca m, padovani a. homocysteine, vitamin b6, and vascular disease in patient with alzheimer disease. neurology 2002;59:1475-6. 32. miller jw, green r, mungas dm, reed br, jagust wj. homocysteine, vitamin b6, and vascular disease in alzheimer disease. neurology 2002;58:1471-5. pusparini homocysteine levels after micronutrient atik 12 effect of clean intermittent self-catheterization on urinary tract infection in subject with spinal cord injury *department of anatomy, medical faculty, trisakti university **rehabilitation medicine unit, fatmawati general hospital, jakarta correspondence dr. maria regina rachmawati, sp.rm department of anatomy medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 ext.2101 email:rachmawati@trisakti.ac.id universa medicina 2008; 27: 12-7. january-march, 2008january-march, 2008january-march, 2008january-march, 2008january-march, 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 patients with spinal cord injury are often unable to empty their bladders sufficiently. if this condition is left untreated, urinary tract infection (uti) is unavoidable, with potentially lethal consequences. the objective of this study was to evaluate the effect of clean intermittent self-catheterization (cic) on urinary tract infection in subject with spinal cord injury. a randomized controlled design was conducted in subjects who lived at two dormitories were included in this study. they were randomized to clean intermittent selfcatheterization or control group. all the subjects were followed for one months. primary outcome measure was symptomatic urinary tract infection as diagnosed by, pyuria (leukocytes of 100,000 or more per high power field.). twenty-six patients between 22 to 62 years with cervical spinal cord injuries and urine residue more than 50 cc were recruited. of the 26 subjects, 18 (69.2%) developed urinary tract infection. the incidence rate of uti in the cic group was 5/13 (38.5%); significantly lower than the control group 11/13 (84.6%) (p=0.016). clean intermittent self catheterization in patient with spinal cord injury decreased the risk of developing urinary tract infection. keywords : spinal cord injury, clean intermittent self-catheterization, urinary tract infection abstract maria regina rachmawati*, suleiman sutanto*, and rosiana p wirawan** universa medicina introduction one of the most problematic consequences of a spinal cord injury (sci) is alterations in lower urinary tract function. although mortality related to urological complications has been reduced during the last decades, urinary tract problems continue to be a prominent cause of morbidity after sci.(1) urinary tract infection ( u t i ) i s a v e r y c o m m o n c o m p l i c a t i o n i n persons with sci.(2,3) after sci, subjects may not feel the urge to urinate when their bladder is full. they also may not have a voluntary control of their bladder and sphincter muscles. 13 universa medicina vol.27 no.1 this condition was named neurogenic bladder.(4) patients with neurogenic bladder dysfunction a r e o f t e n u n a b l e t o e m p t y t h e i r b l a d d e r s sufficiently. if this condition is left untreated, uti is unavoidable, with potentially lethal consequences. the use of indwelling urinary c a t h e t e r s m a k e s i t p o s s i b l e t o e m p t y t h e bladder, but the risk for complicating uti is s t i l l h i g h . f o l l o w i n g t h e i n t r o d u c t i o n o f i n t e r m i t t e n t c a t h e t e r i z a t i o n w i t h s t e r i l e technique, the prognosis for these patients improved.(5) s e v e r a l s t u d i e s i n d i c a t e d t h a t c l e a n intermittent catheterization (cic) is a safe and e ff e c t i v e m e a n s o f m a n a g i n g n e u r o g e n i c bladder dysfunction and to decrease the risk for r e n a l c o m p l i c a t i o n s . ( 6 , 7 ) n o w a d a y s c i c i s widely accepted as the first line in management of patients with neurogenic bladder dysfunction a n d u n b a l a n c e d v o i d i n g . s o f a r, v a r i o u s urethral catheters have been introduced to the markets.(8) disposable catheters either with self-lubrication or in connection with jelly injected into the urethra, are used to minimize urethral trauma and infection. they increase ease of use during catheterization.(9) clean intermittent self-catheterization (cisc) has proven to be a most satisfying form of bladder drainage as stated by many authors.(10) a randomized controlled trials suggest that cic technique does not jeopardize patient health, but this studies are limited by small sample size, heterogeneous groups, and inconsistent measures of symptomatic uti.(11) the purpose of this study was to evaluate the effect of cic on uti in patients with chronic sci. methods research design an experimental controlled parallel group study was performed from january to march 2007. research subjects a total of 37 subjects 22 years and older who lived at two disabled dormitories, had chronic sci and agreed to participate were enrolled. subjects were included if they had no urinary tract symptom (fever) and had urinary residue more than 50 cc. exclusion criteria was using pharmacologic agent within the previous 3 months. subjects gave written informed consent for their participation. catheterization subjects were randomized into two groups: group 1, subjects under cic and group 2, were controls. as preparation cic group were trained how to do cic using python catheter. they were instructed to do the cic once a day for one month. the two groups were informed about urinary tract complication as a consequence of neurogenic bladder. laboratory analysis the primary outcome was the incidence of uti. a uti is defined as a leukocytes in urine of 100,000 or more per high power field.(12) urinary analysis was done at base-line and one month after cic intervention. measurement u r i n e r e s i d u e w a s m e a s u r e d u s i n g ultrasound sonography (usg). levels of injuries were classified according to the american spinal injury association (asia) classification, as asia a, b, c, or d.(13) asia a = complete: no motor or sensory function is preserved in the sacral segments s4-s5; b = incomplete: sensory but not motor function is preserved below the neurological level and includes the sacral segments s4-s5; c= incomplete : motor function is preserved below the neurological level, and more than half of key muscles below the neurological level have a muscle grade less than 3; d=incomplete : motor function is preserved 14 total number of patients that potentially could have been recruited: n= 37 exclusion n= 11 reasons: using indwelling catheter rest urine < 50 ml total number of patients registered n= 26 a = clean intermittent catheterization (cic) b = control one month follow-up n = 13 outcome data developed uti group a n = 13 figure 1. flow diagram for clean intermittent catheterization study in patients with spinal cord injury below the neurological level and at least half of key muscles below the neurological level have a muscle of grade 3 or more; e = normal: motor and sensory function are normal. statistical analysis the results were analyzed using chi-square or fisher ’s exact tests to compare categorical variables between the two groups and student’s t -tests to compare continuous variables. results over 37 potential subjects with cervical, thoracic or lumbar injuries were approached. reasons for non-participation included using indwelling catheter (1 subject) and rest urine < 50 ml (10 subjects). the final sample was 26 subjects between 22 to 62 years, 13 as the cic group and 13 as control group (figure 1). rachmawati, sutanto, wirawan clean intermittent self-catherization 15 universa medicina vol.27 no.1 characteristics cic (n= 13) age (years) gender male female onset of injury (years) level of sci* c5-c7 t1-t12 l1-l5 completeness of lesion ** asia a (complete) asia b (incomplete) asia c (incomplete) urinary residue 50 – 100 cc 100 – 500 cc > 500 cc urinary tract infections 40.7 ± 10.8 9 (69.2) 4 (30.8) 18.7 ± 6.5 0 8 5 8 4 1 2 10 1 8 table 1. the baseline patient characteristics in the cic § and control groups * sci : spinal cord injury; ** asia : american spinal cord injury association ; §cic : clean intermittent catheterization urinary tact infections cic (n-13) positive negative 4 9 table 2. incidence of urinary tract infections after one month intervention in the cic and control groups group 1 was composed of 13 patients (nine males and four females), mean age 40.7 years, and mean disease duration 18.7 years. group 2 was made of 13 patients (11 males and two females), mean age 41.6 years, and mean disease duration 15.5 years. the clinical features of the two groups are described in table 1. spinal cord injuries ranged from c5 to c8, t1 to t12 and l1-l5. causes included hitting a moose on an isolated highway, falling asleep at the wheel and vehicle rollover, falling from a height at work, a n d s p i n a l c o r d t u m o r . d a t a c o n c e r n i n g completeness and level of the lesion were available from 26 subjects. in total, 19 (73.1%) h a d a c o m p l e t e l e s i o n , a n d 7 ( 2 6 . 9 % ) a n incomplete lesion. after one month, of the 26 subjects, 15 (57.7%) developed uti. the incidence rate of u t i i n t h e c i c g r o u p w a s 4 / 1 3 ( 3 0 . 8 % ) ; significantly lower than the control group 11/13 (84.6%) (p=0.016). (table 2) spinal cord injuries ranged from c5-c7 to l1-l5 with a t1-t12 injury being the most common (61.5%). among subjects whose spinal cord injuries ranged from t1-t12 to l1-l5, the incidence rate of uti in the cic group (30.8%) was significantly lower compared to the control group (91.7%) (p= 0.016). (table 3) 16 urinary tract infections cic (n=11) yes no 5 6 table 3. incidence of urinary tract infection after one month intervention in the cic and control groups in patients injury t7-t12 and l1-l5 discussion in this study there was a clear on outcome measure of uti (the presence of leukocytes in urine of 100,000 or more per ≥/10 per high power field). urinary tract abnormalities are quite common after spinal cord injuries and represent a cause of morbidity and mortality.(14) of the 26 subjects, 15 (57.7%) developed uti: 4/13 (30.8%) in the cic group; 11/13 (84.6%) in the control group (p=0.016). this result was consistent with others who suggest that cic in a rehabilitation setting in patient with sci decreased the risk of uti.(15,16) three randomized controlled trials ranging from 1992 to 1997 were found similar results that cic in an institutional setting decreased the risk of uti.(17-19) our data also confirms the main role of cic for the prevention of uti. another study in italy showed that cic would prevent the vesicoureteral reflux a n d u r i n a r y t r a c t a b n o r m a l i t i e s i n s c i patients. (20) cisc has proved to be a most satisfying form of bladder drainage. it is a useful solution to the major problems of neuropathic bladder dysfunction.(21) what is the best method of intermittent c a t h e t e r i z a t i o n i n p a t i e n t s w i t h b l a d d e r dysfunction? in the hospital setting, strict sterile technique is used by healthcare professionals. this technique is not only a time-consuming method for healthcare providers but also costly.’ in the community, patients are instructed to perform intermittent catheterization using a clean technique, which is less time consuming a n d d e c r e a s e s t h e c o s t o f i n t e r m i t t e n t catheterization. people living with a neurogenic bladder are at risk of uti, including when intermittent catheterization is the method of b l a d d e r m a n a g e m e n t . c o n s i s t e n t t e a c h i n g methods and modeling of desired behaviors will increase patient and family skill with proper technique and satisfaction. this study has indicated that cic is a safe and effective means of managing neurogenic bladder dysfunction and to decrease the risk for renal complications. limitations of the study recruitment was the major obstacle in achieving a larger sample size and proved extremely challenging in the population under study. despite subjects having a major disability which we expected would mean a nurse-managed continence protocol, many patients started catheterizing or had a caregiver provide care several developed non-urinary tract infections which required antibiotics. conclusion cic appears safe and effective for sci patients with urinary residue more than 50 cc who lived at disabled dormitories. simplification of the catheterization procedure may enhance the transition from rehabilitation to home. acknowledgements thanks to all subjects in the two dormitories for supporting this research study. the study was f u n d e d b y t h e m e d i c a l f a c u l t y tr i s a k t i university. mr. reindert reintje chief of sasana bina daksa budi bhakti pondok bambu, and rachmawati, sutanto, wirawan clean intermittent self-catherization 17 universa medicina vol.27 no.1 british woman association in jakarta for recruiting the subjects. this grants do not carry any restrictions as to publication of the study or use of the data and none of the authors had a financial or product interest in the study. references 1. devivo mj, krause js, lammertse dp. recent trends in mortality and cause of death among persons with spinal cord injury. arch phys med rehabil 1999; 80: 1411-9. 2. siroky mb. pathogenesis of bacteruria and infection in the spinal cord injured patient. am j med 2002; 113 (suppl 1a): s67-s79. 3. garcia leoni me, esclarin de ruz a. management of urinary tract infection in patients with spinal cord injuries. clin microbiol infect 2003; 9: 7805. 4. lindsey l, klebine p. bladder care and management. 2001. available at: http://images. main.uab.edu/spinalcord/pdffiles/info-11.pdf. accessed december 12, 2006. 5. svensson e, ertzgaard p, forsum u. bacteriuria in spinal cord injured patients with neurogenic bladder dysfunction. upsala j med sci 2004; 109: 25-32. 6. barton r. intermittent self-catheterization. nurs stand 2000; 15: 47-52. 7. duffin h. intermittent self-catheterization. j comm nurs 2000; 14: 29-32. 8. kovindha a, mai w nc, madersbacher h. reused silicone catheter for clean intermittent catheterization (cic): is it safe for spinal cordinjured (sci) men? spinal cord 2004; 42: 638-42. 9. wyndaele jj, de ridder d, everaert k, heilporn a, congard-chassol b. evaluation of the use of urocath gel catheters for intermittent selfcatheterization by male patients using conventional catheters for a long time. spinal cord 2000; 38: 97-9. 10. parmar s, baltej s, vaidyanathan s. teaching the procedure of clean intermittent catheterization. paraplegia 1993; 31: 298-302. 11. prieto-fingerhut t, banovac k, lynne cm. a study comparing sterile and nonsterile urethral catheterization in patients with spinal cord injury. rehabil nurs 1997; 22: 299-302. 12. biering-sorensen f, bagi p, hoiby n. urinary tract infections in patients with spinal cord injuries. drugs aging 2001; 61: 1275-87. 13. young w, w.m. keck center for collaborative neuroscience rutgers university, piscataway, nj. spinal cord injury levels & classification. 2002. available at: http://www.sci-info-pages.com/ levels.html. accessed december 18, 2006. 14. winn c, thompson j. urinary catheters for intermittent use. prof nurse 1999; 14: 859-65. 15. moore kn, burt j. intermittent catheterization in the rehabilitation setting: a comparison of clean and sterile technique. clin rehab 2006; 20: 4618. 16. lemke jr, kasprowicz k, worral ps. intermittent catheterization for patients with a neurogenic bladder: sterile versus clean. j nurs care quat 2005; 20: 302-6. 17. biering-sorensen f, bagi p, hoiby n. urinary tract infections in patients with spinal cord injuries. drugs aging 2001; 61: 1275-87. 18. de ridder djmk, everaert k, garcia fernandez l. intermittent catheterization with hydrophiliccoated catheters (speedicath) reduces the risk of clinical urinary tract infection in spinal cord injured patients: a prospective randomized parallel comparative trial. eur urol 2005; 48: 991-5. 19. svensson e, ertzgaard p, forsum u. bacteriuria in spinal cord injured patients with neurogenic bladder dysfunction. upsala j med sci 2004; 109: 25-32. 20. giannantoni a, scivoletto g, di stasi sm, silecchia1 a, finazzi-agroá e, micali i, et al. clean intermittent catheterization and prevention of renal disease in spinal cord injury patients. spinal cord 1998; 36: 29-32. 21. wyndaele jj, de ridder d, everaert k, heilporn a, congard-chassol b. evaluation of the use of urocath-gel1 catheters for intermittent selfcatheterization by male patients using conventional catheters. spinal cord 2000; 38: 97-9. alvina 169 abstract osteoporosis is a disorder having the characteristic features of low bone mass and structural degeneration. there are several factors affecting the prevalence of osteoporosis in postmenopausal women, such as age, age at menarche, duration of menopause, dietary or nutritional intakes, life style and level formal education. in connection with the increasing global prevalence of osteoporotic fractures, the purpose of the present study was to determine the prevalence and the influencing factors of osteoporosis in postmenopausal women. a cross-sectional study, involving 203 postmenopausal women aged 47-60 years, was conducted in 4 villages of mampang prapatan subdistrict, from february to april 2010. bone mineral density (bmd) of lumbar spine 1-4, femoral neck, and left radius was measured by dual-energy x-ray absorptiometry (lunar dpx bravo nomusa densitometer, ge medical systems) at budi jaya hospital, jakarta. the t-score threshold, defined as ≤ -2.5 was used to identify subjects with osteoporosis the results of the study showed that the highest prevalence of osteopenia of 45.8% was found in the femoral neck, while the highest prevalence of osteoporosis of 30% was found in the distal radius. age, duration of menopause, and number of pregnancies yielded a significant correlation with bmd of the lumbar vertebrae and the distal radius. body mass index (bmi) was also significantly correlated with bmd of lumbar vertebrae, femoral neck and distal radius. effective strategies for the prevention and management of osteopenia and osteoporosis are needed. keywords: menopause, osteoporosis, bmd, postmenopausal women *department of pharmacy, medical faculty, trisakti university correspondence dr. meiyanti, spfk department of pharmacy, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 telp. 021-5672731 ext.2805 univ med 2010;29:169-76. epidemiology of osteoporosis in postmenopausal women aged 47 to 60 years meiyanti* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction osteoporosis is a disorder having the characteristic features of low bone mass and s t r u c t u r a l d e g e n e r a t i o n , p r o m o t i n g t h e development of brittleness of the bones and increasing the risk of fractures of the bones of the pelvis, vertebral column, and wrist. to date, the global prevalence of osteoporotic fractures is increasing.(1,2) osteoporosis is a “silent” disorder, because the loss of minerals occurs without discernable symptoms, and is also agerelated. at the age of around 30 years the bone mass ceases to increase and the function of healthy bone is to maintain the existing bone mass as long as possible.(3) in women the loss of bone mass increases several years after menopause, then decreases 170 meiyanti epidemiology of osteoporosis in women again, while in men the loss of bone mass occurs more slowly, until at the age of 60-70 years the loss of bone mass in men and women is comparable. it has been estimated that in the united states around 13-18% women over the age of 50 years suffer from osteoporosis, while a r o u n d 3 7 5 0 % h a v e a l o w b o n e m a s s (osteopenia).(4) the occurrence of fractures in old age is related to the fragility of bone. with the introduction of the bone densitometer, the measurement of bone fragility has been standardized. in postmenopausal women aged 55 years and over the possiblity of fractures should be kept in mind, in connection with the process of osteoporosis. the risk of fractures increases 1.5-3 times or more for a decrease of bone mineral density (bmd) by 1 standard deviation (sd). according to the criteria of the wo r l d h e a l t h o r g a n i z a t i o n ( w h o ) , osteoporosis is defined by a bone mineral density value (t score) of –2.5 or lower, while osteopenia is present if the t score is >-2.5 up to -1, and the bones are normal if the t score is >-1.(5) several risk factors are correlated with the occurrence of osteoporosis and contribute to the probability of an individual suffering from osteoporosis. there are several risk factors that a r e c o n t r o l l a b l e , s u c h a s s e x h o r m o n e s , anorexia nervosa, dietary intake of calcium and vitamin d, consumption of medications such as longterm corticosteroids, life style, smoking, consumption of alcohol and coffee, and hyperparathyroidism. on the other hand, gender, age, body size, ethnicity, and family history are uncontrollable risk factors for osteoporosis.(6) according to a study by pietschmann et al., the prevalence of fractures of the vertebrae, pelvic bones, and distal bones of the forearm in white american women aged 50 years or more is estimated at around 40%, while in white american men it is around 13%. from this study it was also apparent that the risk of fractures increased in women as compared to men. osteoporotic fractures is related to pain and disability, and also increases the mortality rate. the mortality rate after hip fracture in women is 4 times higher than in men. (7) vertebral fractures are the cause of longterm morbidity in women and mortality in women as well as men. costs of treatment of fractures are higher in women than in men. the objective of this study was to determine the prevalence of osteoporosis and several of its risk factors in postmenopausal women aged 47 to 60 years. methods design of the study a cross-sectional design was used in this study, conducted in the catchment area of m a m p a n g p r a p a t a n h e a l t h c e n t e r, f r o m february to april 2010. subjects of the study the study subjects were postmenopausal women aged 47 to 60 years, selected according to the following inclusion criteria: having e n t e r e d n a t u r a l m e n o p a u s e , d u r a t i o n o f menopause >1 year and <10 year, not consuming longterm steroids, not suffering from chronic diseases, capable of active communication, and willing to participate in this study. the exclusion criteria were: acute infectious diseases, diabetes mellitus, functional abnormalities of the kidneys a n d l i v e r, h i s t o r y o f c a n c e r, h i s t o r y o f hysterectomia, hormonal therapy. the selection of the study subjects was performed using cluster random sampling from four villages (kelurahan), i.e. kuningan barat, mampang prapatan, tegal parang, and pela mampang, in the area of mampang prapatan subdistrict, south jakarta. measurements weight and height were measured with the subjects wearing light clothing and no shoes. height was determined by means of a portable microtoise accurate to 0.1 cm and weight was measured with sage portable scales accurate 171 t o 0 . 1 k g . b o d y m a s s i n d e x ( b m i ) w a s calculated by dividing weight (in kilograms) by the square of the height (in meters). the obtained bmi values were independent of age and gender. bmi classification for the asiapacific region were as follows: underweight if b m i < 1 8 . 5 , n o r m a l i f b m i 1 8 . 5 2 2 . 9 , overweight if bmi between 23-24.9, obese i if bmi between 25-29.9, and obese ii if bmi > 30.(8) t h e i n s t r u m e n t s a n d m e t h o d s f o r e v a l u a t i n g b m d w e r e s t a n d a r d i z e d t o minimize interobserver variation. bmd (mg/ cm2) was measured by dual-energy x-ray absorptiometry (lunar dpx bravo nomusa densitometer, ge medical systems) at budi jaya hospital, jakarta. the results given were those for the mean bmd values of l1–l4 at the spine, femoral neck, and left radius. demographic data were collected through interviews using a structured questionnaire, f o l l o w e d b y p h y s i c a l e x a m i n a t i o n f o r measurement of blood pressure. statistical analysis univariate analysis was conducted on background characteristics, and normality of the data distribution was evaluated by means of the kolmogorov-smirnov test. normal data distributions were expressed as mean, standard deviation, and percentage. pearson correlation analysis was used to determine correlations between age, duration of menopause, number of pregnancies, and bmi on the one hand and bmd on the other. for nonnormally distributed data, spearman’s rho was used. statistical analyses was done using spss software for windows version 15.0 (spss inc., chicago), while statistical significance was set at p< 0.05. ethical clearance ethical clearance was issued by the research ethics committee, medical faculty, trisakti university. written informed consent was obtained from all subjects in this study, duly legalized by attached signature or thumb print. identity of all study subjects was kept c o n f i d e n t i a l a n d o n l y u s e d f o r r e s e a r c h purposes. results in this study there were 203 women m e e t i n g t h e i n c l u s i o n c r i t e r i a , w i t h t h e following characteristics: age between 47 and 60 years, mean age 53.3 ± 5.15 years, mean age at menarche 14.35 ± 1.74 years; mean duration of menopause 4.45 ± 2.21 years, with a r a n g e o f 2 7 y e a r s ; m e a n n u m b e r o f pregnancies 4.96 ± 2.49 , with a range of 2-7 pregnancies. mean bmi was 28.8 ± 4.55 kg/m2, with most of postmenopausal women (61.58%) in this study being overweight, while 7.08% was u n d e r w e i g h t a n d 3 0 . 5 4 % i n t h e n o r m a l category. mean lumbar vertebral t-score was -1.62 ± 1.03 g/cm2, mean femoral neck t-score -1.00 ± 0.93 g/cm2, and mean distal radius tscore was -1.91 ± 1.16 g/cm2. with regard to formal education of the study subjects, 50.7% f i n i s h e d p r i m a r y s c h o o l , b u t o n l y 9 . 4 % attended senior high school (sma) or higher institutions of learning. the majority of subjects (52.7%) was unemployed at the time of the study (table 1). the presence of osteroporosis is inferred from the bmd value, expressed as the t score, which compares bmd to mean bone density of young adults. in the present study, the p r e v a l e n c e o f o s t e o p e n i a o f t h e l u m b a r vertebrae was found to be 28.1%, that of the distal radius was 23.2% and the highest prevalence of osteopenia was in the femoral neck, accounting for 45.8% of subjects. regarding the prevalence of osteoporosis, in the lumbar vertebrae it was 20.2%, and in the femoral neck 4.9%, with the highest prevalence of 30% in the distal radius (table 2). the results of a simple linear regression analysis between age, duration of menopause, number of pregnancies on the one hand and bmd on the other, showed that advanced age 172 meiyanti epidemiology of osteoporosis in women leads to a reduction in bmd. a significant reduction in bmd was seen in the lumbar vertebrae and distal radius. for lumbar bmd a value of p=0.012 was found, for the distal radius p=0.039, while for the femoral neck p=0.367. simple linear regression analyis between bmi and bmd revealed that bmi positively affected bmd, in the sense that higher bmi values were related to higher bmd. bmd scores of the lumbar vertebrae were significant at p=0.000, while bmd scores of the femoral neck and distal radius were both significant at p=0.000 (table 3). discussion t h e p r e v a l e n c e o f o s t e o p o r o s i s i n postmenopausal women aged 47 to 60 years, based who criteria using t scores, was 20.2% in the lumbar vertebrae, while the highest prevalence of osteoporosis of 30% was found in the distal radius. similar results were obtained in postmenopausal women aged 50 to 64 years in germany, with a prevalence of osteoporosis of 23.3%.(1) in comparison, a thai s t u d y r e p o r t e d t h a t t h e p r e v a l e n c e o f osteoporosis in the lumbar spine of thai postmenopausal women aged 50 to 54 years and 55 to 59 years, was 9.4% and 22.6%, r e s p e c t i v e l y. i n t h e f e m o r a l n e c k t h e prevalence of osteoporosis in the age groups 50-54 years and 55-59 years was 4.9% and 10.3%, respectively.(9) however, differring results were encountered in a study conducted at the nutritional research and development center of the indonesian department of health (pusat penelitian dan pengembangan gizi [puslitbang] depkes), yielding a prevalence of osteoporosis of 10.3%.(10) the type of osteoporosis found in the present study was primary osteoporosis due to estrogen deficiency. as is commonly accepted, table 1. characteristics of study subjects (n=203) characteristic n (%) age (years) 53.30 ± 5.15 age at menarche (year s) 14.35 ± 1.74 duration of men opause (years) 4.4 5 ± 2.21 num ber of pregnancies 4.9 6 ± 2.49 blo od pressure (mm hg) syst olic 124.7 ± 20.49 diastolic 78.55 ± 12.02 body mass index underweight 16 (7.88) normal 62 (30.54) over weight 125 (61.58) weight (kg) 59.45 ± 10.97 length (cm) 148.83 ± 5.17 bmd (t score) right femur -1.00 ± 0.93 lumbar vertebrae 1.62 ± 1.03 left radius 1.19 ± 1.16 education non e 21 (10.3) did not finish primary school 20 (9.9) finished primar y sch ool 10 3 (50.7) junior high school (smp) 40 (19.7) seni or high school (sma) 17 (8.4) academ y / university 2 (1.0) employment entrepreneur 18 (8.9) public servant (pns) 1 (0.5) businessman 46 (22.7) unemployed 10 7 (52.7) other 31 (15.3)  abbreviation bmd, bone mass density table 2. distribution of osteopenia and osteoporosis by bmd site in postmenopausal women (n=203) bmd site osteopenia (n,%) osteoporosi s (n,%) lumbar ver tebr ae 57 (28.1) 41 (20.2) rig ht femoral neck 93 ( 45.8) 10 (4.9) left distal radius 47 ( 23.2) 61 (30.0)  abbreviation bmd, bone mass density 173 # pearson correlation coefficient; **: spearman’s rho; *significant (p < 0.05). the values in parentheses are p value; abbreviation: bmi, body mass index estrogen plays an important role in osteoblasts and mineral homeostasis. in addition, estrogen also has extraskeletal effects in the form of d e c r e a s e d a b s o r p t i o n o f c a l c i u m i n t h e intestines, which leads to increased parathyroid hormone levels and increased bone degradation in postmenopausal women. according to mawie et al.(11) up to 49.5% of postmenopausal women have estradiol levels of <5 pg/ml, while a positive correlation was found between estradiol levels and t score in the femoral neck region. estradiol inhibits the generation and activity of osteoclasts, the inhibition being mediated by upregulation of osteoprotegerin.(7) the results of the correlation test showed a correlation between age and bmd, with increasing age leading to decreasing bmd in the lumbar vertebrae and the distal radius. in old age (>60 years), the type of osteoporosis encountered is senile osteoporosis as a result of the aging process, with the occurrence of osteoblastic dysfunction in trabecular and cortical bone, thereby increasing the risk of fractures of the vertebrae and pelvic bones.(7,12) in their lifetime women will lose 50% of their trabecular bone mass and 30% of their cortical bone mass, and half of the loss occurs within 10 years after menopause.(13) sakondhavat et al. ( 1 4 ) have stated that the prevalence of osteoporosis increases proportionally with advancing age and duration of menopause in the lumbar vertebrae as well as the femoral neck. zhai et al.(2) reported that with increasing age a significant loss of bone mass occurs in t h e v e r t e b r a e a n d f e m o r a l n e c k o f postmenopausal women, the relationship between loss of bone mass and age not being linear, but quadratic. in contrast, liu-ambrose et al.(15) found no relationship between loss of bone mass and age. in the present study the duration of menopause appears to have a significant impact on the reduction in bmd of the lumbar vertebrae and distal radius. in women entering menopause, there is a loss of bone mass of 12% annually for a period of 5-10 years. the loss of bone mass is particularly rapid in trabecular bone, with fractures of the vertebrae and distal radius comprising the frequently e n c o u n t e r e d c l i n i c a l m a n i f e s t a t i o n s . trabecular bone is affected by several factors, such as bmi, age, estradiol levels and physical activity..(16,17) in postmenopausal women there is a decrease in trabecular bone mass due to age and diminished estradiol levels. at the start of menopause the mean loss in trabecular bone mass is reportedly between 1.8% and 2.3% in the veterbral column and 1.0-1.4% in the pelvic bones. after 5 years of menopause the mean decrease in bmd is 7-10% in the vertebral column and 5-7% in the pelvic bones, thus increasing the risk of fractures.(18) finkelstein et al. (13) showed that the decline in bmd occurs significantly in late perimenopause and is extremely rapid in the first postmenopausal year. li et al. (19) also found a significant decrease in bmd occurring with increasing age and duration of menopause. mean bmi in the present study was 28.8 k g / m 2, a n d o n t h e b a s i s o f t h e b m i table 3. correlation between several risk factors and bmd scores lumbar vertebrae femoral neck distal radius age** -0.175 (0.012)* -0.065 (0.357) -0.145 (0.039)* duration of menopause# -0.215 (0.002)* -0.129 (0.066) -0.182 (0.009)* no. of pregnancies** -0.210 (0.003)* -0.138 (0.050) -0.179 (0.011)* bmi# 0.3 11 (0.000)* 0.305 (0.000)* 0.366 (0.00 0)*   174 meiyanti epidemiology of osteoporosis in women classification used, most subjects were in the overweight category (obese i = 25-29.9 kg/m2). the simple linear regression results indicate the presence of a positive correlation between bmi and bmd. bmi is representative of total body fat. several studies demonstrated that body weight and adipose tissue may influence bmd in several ways, such as the following: an overweight individual has a greater weight bearing load, body weight in adolescents affects peak bone mass, and in postmenopause adipose tissue is converted into active estrogens (estrones), so that obese postmenopausal women have higher endogenous estrogen levels.(20) adipose tissue synthesizes leptins that are associated with bone mass, body weight and reproduction. leptins are associated with osteoblasts, which stimulate mineralization of the bones, regulate bone formation and inhibit the generation of osteoclasts. circulating leptins are related to bmi and size and geometry of hand bones, while in regulating body weight leptins are linked to eating habits and energy utilization.(21,22) sukumar et al.(23) reported similar results, in that bmi values were closely correlated with bmd scores in trabecular and cortical bone, with serum parathyroid hormone levels, and with decreased serum 25-hydroxy vitamin d levels. similarly, felson (20) found that bmi values were more closely correlated with bmd in older women than in men. genetic factors are strongly correlated with b o n e m i n e r a l c o m p o s i t i o n a n d b o d y composition, and in 70-80% of cases are of influence in determining peak bone mass. the mean number of past pregnancies was 5 and correlation analysis indicated that f r e q u e n c y o f p r e g n a n c i e s s i g n i f i c a n t l y decreased bmd. pregnancy and lactation are a s s o c i a t e d w i t h c h a n g e s i n c a l c i u m homeostasis, which lead to decreases in bmd. it is common knowledge that during pregnancy maternal calcium is transferred to the fetus, and the amounts transferred increase in the second and third trimesters, when calcium is required for the development of fetal bones. as a compensatory change, during pregnancy there is a 50% increase in the absorption of calcium from intestines, as a result of raised levels of 1,25 dihydroxy-vitamin d and estrogen, thus protecting the body against the effects of calcium loss from the bones. during pregnancy parathyroid hormone levels are also raised, leading to mobilization of calcium from the b o n e s . ( 2 4 , 2 5 ) o n t h e o t h e r h a n d , a h i g h e r frequency of pregnancies may protect against postmenopausal loss of bone mass, because pregnancy is associated with increased body weight, increased absorption of calcium from the intestines, and cumulative exposure to estrogens, and older age at menopause.(26) several studies found supportive evidence for a positive correlation between number of p r e g n a n c i e s , b m d , a n d r e d u c t i o n i n prevalence of femoral fractures. streeten et al.(27) showed that the number of pregnancies was associated with increased bmd values in the hip, which was related to increased bmi during pregnancy. lenora et al.(28) did not find any influence of the number of pregnancies and duration of lactation on bmd in middle-class women, which was related to nutrional intake during pregnancy. the present study found three factors possibly associated with the high prevalence o f o s t e o p o r o s i s , v i z . a g e , d u r a t i o n o f menopause, and number of pregnancies. in addition, genetic factors should receive due consideration. deng et al.(29) reported that genetic factors play an important role in bmi and bmd of the spine and hip in ethnic han chinese. lazcano-ponce et al.(30) stated that genetic factors impact on bmd and peak bone mass at the ages of 20-30 years, and on p o s t m e n o p a u s a l l o s s o f b o n e m a s s . furthermore, girls and young adult women whose mother had a history of osteopenia or osteoporosis, would have a similar experience. in the present study the majority of subjects (70.9%) had a low level of formal education (primary school or lower), while ho et al.(31) in china found that 50.5% of their subjects 175 were in this category. they also found that a higher level of education was associated with a l o w e r p r e v a l e n c e o f o s t e o p o r o s i s . i n developing countries, educational level is an essential marker of socio-economic status. education is closely linked with life style, dietary intakes (especially of high-calcium foods, vegetables, and nutrients with an impact on bone mass), and intakes of nutrients and calcium during pregnancy and lactation. socioe c o n o m i c s t a t u s i s a l s o a s s o c i a t e d w i t h nutrition in childhood and adolescence, which is reflected in body height and age at menarche. in addition, life style activities, such as consumption of alcohol, smoking, and habitual participation in sports and physical activities, are of influence on bmd. (31) the present study was not exempt from several limitations. firstly, the study design was of cross-sectional type and thus was unable to prove that the osteoporosis was the outcome of several risk factors. secondly, the study did not collect data on life style of postmenopausal w o m e n , a s a n i n f l u e n c i n g f a c t o r o n t h e prevalence of osteoporosis. conclusions t h e p r e v a l e n c e o f o s t e o p o r o s i s i n postmenopausal women aged 47 to 60 years was 20.2% and 30% respectively for the lumbar spine and distal radius. several factors, such as age, duration of menopause, number of pregnancies, and bmi, affected the risk for o s t e o p o r o s i s . p u b l i c h e a l t h p r o m o t i o n a l activities should be implemented in view of the relatively high prevalence of osteoporosis. futher studies are also needed on the factors associated with osteoporosis and on prevention and management of primary osteoporosis. acknowledgements the author thanks the dean and viced e a n s o f t h e m e d i c a l f a c u l t y, tr i s a k t i university, for the funding of this study. thanks are also due to the postmenopausal women for their participation and to the doctors and staff of the mampang prapatan primary health center for their support in this study. references 1. häussler b, gothe h, göl d, glaeske g, pientka l, felsenberg d. epidemiology, treatment and costs of osteoporosis in germany-the boneeva study.osteoporos int 2006;18:77-84. 2. zhai g, hart dj, valdes am, kato bs, richards hb, hakim a, et al. natural history and risk factors for bone loss in postmenopausal caucasian women: a 15-year follow up population based study. osteoporos int 2008;19:1211-7. 3. national institutes of health consensus development panel on osteoporosis prevention, diagnosis, and therapy. osteoporosis prevention, diagnosis, and therapy. jama 2001;285:785-95. 4. brown se. osteoporosis: snap, crackle and pop some pills. northeast florida med 2006;57:1420. 5. world health organization. assessment of fracture risk and its application to screening for postmenopausal osteoporosis. geneva: who technical report series 843;1994. 6. johnson nk, clifford t, smith km. understanding risk factors, screening and treatment of postmenopausal osteoporosis. orthopedics 2008;31:676-80. 7. pietschmann p, rauner m, sipos w, schindl kk. osteoporosis: an age related and gender specific disease a mini review. gerontology 2009;55:312. 8. world health organization. appropiate body mass index for asian populations and its implication for policy and intervention strategies. the lancet 2004;363:157-63. 9. limpaphayom kk, taechakraichana n, jaisamrarn u, bunyavejchevin s, chaikittisilpa s, poshyachinda m, et al. prevalence of osteopenia and osteoporosis in thai women. menopause 2001;8:65-9. 10. puslitbang gizi depkes. osteoporosis. available at: http://www.pppl.depkes.go.id. accessed september 2, 2010. 11. mawie m. serum estradiol level and bone mineral density in postmenopausal women. univ med 2010;29:90-5. 176 meiyanti epidemiology of osteoporosis in women 12. finkelstein js. osteoporosis. in: goldman l, auseillo n, editors. cecil textbook of medicine. 22nd ed. philadelphia: saunders;2004. p.1547-55. 13. finkelstein js, brockwell se, mehta v, greengale ga, sowers mr, ettinger b. bone mineral density changes during the menopause transition in a multiethnic cohort of women. j clin endocrinol metab 2008;93:861-8. 14. sakondhavat c, thangwijitra s, soontrapa s, kaewrudee s, somboonporn w. prevalence of osteoporosis in postmenopausal women at srinagarind hospital, khon kaen university. srinagarind med j 2009;24:113-0. 15. liu-ambrose t, kravetsky l, bailey d. change in lean body mass is a major determinant of change in areal bone mineral density of proximal femur: a 12 year observational study. calcif tissue int 2006;79:145-51. 16. uusi k, sievanen h, pasanen m, kannus p. agerelated decline in trabecular and cortical density: a 5 year peripheral quantitative computed tomography follow up study of preand postmenopausal women. calcif tissue int 2007; 81:249-53. 17. khosla s, melton lj, achenbach sj, oberg al, riggs bl. hormonal and biochemical determinants of trabecular microstructure at the ultradistal radius in women and men. j clin endocrinol metab 2006;91:885-91. 18. finkelstein js, lee ml, sowers m, ettinger b, neer rm, kelsey jl, et al. ethnic varation in bone density in premenopausal and early perimenopausal women: effects of anthropometric and life style factors. j clin endocrinol metab 2002;87:3057-67. 19. li hl, han mz. menarche and menopause, age, factors such a postmenopausal osteoporosis and the incidence of relationship. chinese j gynaecol obstet 2005;12;796-98. 20. felson dt, zhang y, hannan mt, anderson jj. effects of weight and body mass index on bone mineral density in men and women: the framingham study. j bone miner res 2003;8: 567-73. 21. livshits g, pantsulaia ia, trofimov s, kobyliansky e. genetic variation of circulating leptin is involved in genetic variation of hand bone size and geometry. osteoporos int 2003;14:47683. 22. thomas t, burguera b. is leptin the link between fat and bone mass? j bone miner res 2002;17: 1563-69. 23. sukumar d, schlussel y, riedt s, gordon c, stahl t, shapses a. obesity alters cortical and trabecular bone density and geometry in women. osteoporos int 2010;22:634-45. 24. o’brien ko, nathanson ms, macini j, witter fr. calsium absorption is significantly higher in adolescents during pregnancy than in the early postpartum period. am j clin nutr 2003;78:118893. 25. o’brien ko, donangelo cm, zapata cl, abrams sa, spencer em, king j. bone calcium turnover during pregnancy and lactation in womwn with low calcium diets is associated with calcium intake and circulating insulin-like growth factor i concentrations. am j clin nutr 2006;83:31723. 26. cure-cure c, cure-ramirez p, teran e, lopezjaramillo p. bone mass peak in multiparity and reduced risk of bone fractures in menopause. int j gynaecol obstet 2002;76:285-91. 27. streeten ea, ryan ka, mc bride dj, pollin ti, shuldiner ar, mitchell bd. the relationship between parity and bone mineral density in women characterized by a homogeneous lifestyle and high parity. j clin endocrinol metab 2005; 90:4536-41. 28. lenora j, lekamwasan s, karlsson m. effects of multiparity and prolonged breast-feeding on maternal bone mineral density: a communitybased cross-sectional study. bmc womens health 2009;9:19. 29. deng fy, lei sf, li mx, jiang c, dvornyk v, deng hw. genetic determination and correlation of body mass index and bone mineral density at the spine and hip in chinese han ethnicity. osteoporos int 2006;17:119-24. 30. lazcano-ponce e, tamayo j, diaz r, burguete ai, salmeron j. correlation trends for bone mineral density in mexican women: evidence of familiar predisposition. salud publica de mexico 2009;51suppl 1:s93-9. 31. ho sc, chen ym, woo jlf. educational level and osteoporosis risk in postmenopausal women. am j epidemiol 2005;161:680-90. alvina 188 pharmacokinetic interactions between rifampicin and efavirenz in hiv-tb coinfections september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina yenny* *department of pharmacology and therapeutics medical faculty, trisakti university correspondence dr. yenny, spfk department of pharmacology and therapeutics medical faculty, trisakti university jl. kyai tapa no. 260, grogol jakarta 11440 phone: 021-5672731 ext.2801 email: stasia_mk@yahoo.com univ med 2009;28:188-201 abstract the increased percentage of patients with hiv-tb coinfection leads to inevitable interactions between rifampicin and efavirenz. efavirenz is a potent non-nucleoside reverse transcriptase inhibitor (nnrti) for the treatment of hiv infection. the use of this drug combination with rifampicin causes problems in determination of the optimal dosage of efavirenz when administered concomitantly with rifampicin. efavirenz is metabolized by the enzyme cytochrome p-450 (cyp), i.e. the cyp2b6 and cyp3a4 isozymes, of which rifampicin is an inducer. the induction of cytochrome p-450 by rifampicin is mediated by pregnane x (pxr) and constitutive androstane receptors (car) in the cell nucleus, resulting in a wide variation in the plasma efavirenz concentrations, such that a therapeutic failure or the occurrence of toxic effects are to be expected. the optimal dosage of efavirenz is commonly determined through pharmacokinetic studies, but this is problematic in the combined use of the drug with rifampicin, due to the wide variation in study design, method, and sample size of each study. ethnic factors and genetic polymorphism of the enzymes that metabolize efavirenz contribute to the problem of determining the optimal dose of this drug. pharmacokinetic studies with good measurement parameters and methods are still necessary as the basis for determining the optimal dose of efavirenz in the indonesian population. keywords: drug interaction, efavirenz, rifampicin, hiv, tb introduction tu b e r c u l o s i s ( t b ) i s o n e o f t h e opportunistic infections frequently encountered in patients with human immunodeficiency virus ( h i v ) i n f e c t i o n . t h e r e s u l t s o f a s u r v e y conducted by the department of pulmonology and respiratory medicine of the faculty of medicine, university of indonesia and the persahabatan hospital in the years 2000-2005 revealed an sharp increase in the percentage of tb in patients with hiv from 5.88% in 2000 to 189 univ med vol.28 no.3 33% in 2005.(1) hiv infection is the main risk factor of tb reactivation. forty percent of patients with hiv against only 5% of those without hiv are said to be potentially liable to tb reactivation.(1) the mortality rate of patients with hiv accompanied by tb exceeds 50%.(2) in the therapeutic regimen for tb the use of rifampicin is absolutely necessary for the successful outcome of the treatment of patients with hiv who are coinfected with tb. clinical t r i a l s h a v e d e m o n s t r a t e d t h a t t h e r a p e u t i c regimens for tb that do not use rifampicin or only in the initial two months of treatment show an increase in the therapeutic failure or relapse rates.(3) efavirenz is a non-nucleoside reverse transcriptase inhibitor (nnrti) recommended by the who as one of the components for the initial first-line treatment of patients with hiv.(4) the combined use of efavirenz and rifampicin gives rise to the problem of drug interaction.(5) rifampicin is a potent inducer of the enzyme cytochrome p450 which metabolizes a number of drugs, including efavirenz, thus significantly decreasing plasma levels of this nnrti. the problem concerns the determination of t h e o p t i m a l d o s a g e o f e f a v i r e n z w h e n administered concomitantly with rifampicin. longitudinal studies conducted by friedland et al.(6) showed a wide variation in the plasma drug concentrations of efavirenz when administered in combination with rifampicin. this causes the patients who are exposed to subtherapeutic doses to be at risk of therapeutic failure and the development of drug resistance, whereas patients exposed to high doses of the drug are at high risk of experiencing central nervous system side effects. the purpose of this literature review is to discuss opportunistic tb infections in patients with hiv, the interactions of efavirenz and rifampicin (in relation to nuclear receptors), and to trace the extent to which the interactions between these two drugs may be applied to the determination of the optimal dose of efavirenz. opportunistic tb infections in patients with hiv hiv causes difficulties in the management of tuberculosis, and vice versa. hiv infection increases the risk of reactivation of latent tb, while individuals already infected with hiv and only afterwards become infected with tb have a higher progressivity of the disease.(7) cd4+ t lymphoctes and macrophages play an important role in the immune response to infection with mycobacterium tuberculosis. infection with tb leads to the release by cd4+ lymphocytes of proinflammatory cytokines, such as interferon-γ (ifn-γ), interleukin (il)-1, il-2, and tumor necrosis factor-α (tnf-α). these cytokines subsequently activate macrophages a n d k i l l i n t r a c e l l u l a r t b o rg a n i s m s . t h e production of cytotoxic t cells is an additional protective mechanism in the response to tb infection.(8) hiv infection results in dysfunction of cd4+ cells and a reduction in their absolute numbers,(8) causing patients with hiv to be at high risk of experiencing reactivation of latent tb, this risk being similar to the risk of acquiring a new tb infection. conversely the tb infection itself may increase hiv progressivity. the presence of the tb organism and its major cell wall antigen (lipoarabinomannan) within the body leads to upregulation of the genes coding for the proinflammatory cytokines il-1, il-2, il6, and tnf-α. the induced cytokines increase hiv replication by activation of the transcription factors nuclear factor kb (nf-kb) and il-6, thus increasing the transcription of the long terminal repeats (ltrs) of hiv. this process is directly and indirectly stimulated by il-1 and tnf-α, cytokines which in normal conditions play a role in the defense mechanisms against tb infection. in contrast, in hiv-tb coinfection the above 190 process accelerates the progressivity of hiv to the advanced stages.(8) in principle, adequate chemotherapy of tuberculosis should be administered to all i n d i v i d u a l s r e c e i v i n g t r e a t m e n t f o r t b , irrespective of the presence of hiv infection in the individual in question. this therapeutic principle for tb includes the use of standard combinations of antituberculosis drugs, of which the first-line drugs are isoniazid, rifampicin, pyrazinamide, ethambutol, and streptomycin. in the standard therapeutic regimen for tb, these drugs should always be used in combinations of two or more agents. the standard regimen of 69 months consists of 2 months treatment with i s o n i a z i d , r i f a m p i c i n , p y r a z i n a m i d e , a n d ethambutol (base-line), followed by 4-7 months of treatment using isoniazid and rifampicin (endline). for all responsive tb cases, this standard therapeutic regimen is presumably adequate both in hiv-infected and in non-infected patients.(9) drug interactions drug interaction occurs if the effect of a drug is modified by the presence of another.(3) d r u g i n t e r a c t i o n s a r e d i v i d e d i n t o p h a r m a c o d y n a m i c a n d p h a r m a c o k i n e t i c interactions. pharmacokinetic interactions occur if the presence of a drug is capable of modifying t h e a b s o r p t i o n , d i s t r i b u t i o n ( t r a n s p o r t ) , metabolism, and excretion of another drug given concomitantly, so as to affect the bioavailability of the latter. pharmacokinetic interactions i n c l u d e c h a n g e s i n g a s t r i c p h a n d d r u g absorption, altered drug metabolism mediated by c y p 4 5 0 , m o d u l a t i o n o f p g l y c o p r o t e i n s (cellular transport proteins), and alterations in renal drug elimination. pharmacodynamic interactions are interactions between drugs acting on the same receptor system, site of action or physiological system. the induced responses may be additive, synergistic, or antagonistic. pharmacodynamic interactions do not alter the plasma concentrations of the interacting drugs.(10) pharmacokinetic interactions frequently occur in metabolic processes located in the liver (and less frequently in the intestines). these metabolic interactions take place when two drugs compete for being metabolized by the same enzyme, where one of the most important metabolic interactions occurring is through the enzyme cyp450. drugs may affect cyp450 in two ways, namely by induction or inhibition. inhibition of cyp450 results in the slower metabolism of the drug that is the substrate of the enzyme, leading to accumulation of the drug in the blood, thus p o t e n t i a l l y c a u s i n g t o x i c i t y. i n d u c t i o n o f cyp450 leads to increased metabolism of the drug that is the substrate of the enzyme, thus reducing the efficacy of the treatment. drug interactions are the main problem in optimization of dosage. all drugs of the rifamycin group are cyp450 inducers of varying potency.(11) drug metabolism and cytochrome p-450 the process of biotransformation plays an important role in discontinuing the action of a drug and the main organ for biotransformation is the liver. the biotransformation process consists of several phases. phase i comprises oxidation, reduction, and hydrolysis, commonly m e d i a t e d b y c y p 4 5 0 . phase ii comprises conjugation, mediated by uridine diphosphateglucuronosyl-transferase (ugt), sulfotransferase (sult), and glutathione-s-transferase (gst). in general, this process gives rise to metabolites that are more polar, more easly ionized (more easily eliminated by the kidneys), or more fat-soluble (excreted into the bile and subsequently into the feces).(12) cyp450 is particularly found in the smooth endoplasmic reticulum of the hepatic cells and the epithelial enterocytes of the small intestine. in general, cyp450 plays a role in 80% of the oxidative metabolism and in nearly 50% of the yenny rifampicin and efavirenz in hib-tb 191 univ med vol.28 no.3 elimination of a drug.(12) currently 57 human genes for cyp450 have been identified, but only a small number code for proteins (particularly the cyp1, cyp2 and cyp3 families), and contribute to drug metabolism. cyp450 is classified on the basis of amino acid homology, designated by a digit indicating the family, a letter standing for the subfamily, and a final number referring to the individual enzyme, e.g. cyp3a4, 2d6, 2c19.(12) n u c l e a r re c e p t o r s a n d i n d u c t i o n o f cytochrome p-450 xenobiotics may affect the rate of drug metabolism by activating the transcription process and induce the expression of genes coding for the enzymes that metabolize the drug t h r o u g h i n t e r a c t i o n s b e t w e e n t h e n u c l e a r receptor superfamily and their ligands.(12) t h e n u c l e a r r e c e p t o r s u p e r f a m i l y a r e transcription factors functioning as sensors of lipophilic xenobiotics, including drugs. ( 1 3 ) activation of certain nuclear receptors by xenobiotics that are the ligands of the nuclear receptors induce the transcription of a series of t a rg e t g e n e s ( a m o n g t h e m c y p a n d d r u g transporters), which function as an adaptive defense mechanism against toxic substances or xenobiotics. ( 1 3 ) the structure of a nuclear receptor is depicted in figure 1. o n e o f t h e m o s t i m p o r t a n t i n d u c t i o n mechanisms is effected through a type 2 nuclear receptor, belonging to the same superfamily as the steroid hormones. type 2 nuclear receptors play an essential role in drug metabolism and therapy. the group of receptors and ligands belonging to the type 2 nuclear receptors are pregnane x receptor (pxr) with rifampicin as ligand, constitutive androstane receptor (car) with its ligand phenobarbital, and peroxisome proliferators activated receptor (ppar) whose ligand is fibrate.(11) figure 1. structure of a nuclear receptor.(13) a. the nuclear receptor consists of 4 domains, viz. the n-terminal region containing the activation function 1 (af-1), dna binding domain (dbd), hinge domain, and ligand binding domain (lbd) containing the activation function 2 (af-2). b. dna binding domain of the nuclear receptor. pxr and car are members of the nuclear receptor superfamily functioning as sensors for the presence of lipophilic xenobiotics, including drugs. when the nuclear receptor senses the presence of a xenobiotic, it binds to rxr (heterodimer) of the responsive element of the target gene and triggers the transcription of nucleotide hexamers. 192 pxr is activated by a number of drugs, one of them being rifampicin. pxr is expressed in the same tissue where cyp3a4 is expressed. a c t i v a t i o n o f p x r i n d u c e s e x p r e s s i o n o f c y p 3 a 4 , a n d o f g e n e s c o d i n g f o r d r u g transporters (e.g. p-glycoprotein), and phase ii enzymes including ugt and sult.(13) the genes induced by car include those encoding several cyp enzymes (cyp2b6, cyp2c9, and cyp3a4), a number of phase ii gst, ugt and slut enzymes, and endobiotic transporters. cyp3a4 is induced by pxr and car, such that the level of this enzyme is c o n s i d e r a b l y a ff e c t e d b y m a n y d r u g s a n d xenobiotics.(13) induction of cytochrome p-450 by rifampicin the mechanism by which rifampicin induces the enzyme cyp3a4 is mediated by activation of the nuclear receptor pxr (also known as “steroid x receptor”) and car. rifampicin functions as a ligand that activates the transcription factor when bound to pxr. this process is followed by the formation of a heterodimer with the retinoid x receptor (rxr), the heterodimer ultimately binding to the responsive elements of dna in the regulator region of the cyp3a gene. the outcome is upregulation of dna transcription resulting in increased synthesis of the cyp3a4 enzyme and increased oxidative metabolism of the substrate of the enzyme.(14) drug interaction at molecular level is illustrated in figure 2. another nuclear receptor, car, is also involved in the activation of transcription factor cyp3a4. car exhibits cross-talk(16) (functional i n t e r a c t i o n b e t w e e n 2 o r m o r e s i g n a l i n g pathways) with pxr, in the sense that both nuclear receptors bind to the same responsive element in the promoter region of the gene for cyp3a4 as well as cyp2b6 (figure 3). cross-talk enables the two nuclear receptors to induce activation of the transcription factor of the cyp3a4 and cyp2b6 genes as a result of rifampicin administration. in addition, the occurrence of cross-talk causes car and pxr to jointly compensate for loss or malfunction of each nuclear receptor.(17) the effect of rifampicin on car is smaller than on pxr.(17) efavirenz and nevirapin induce the genes for cyp2b6 and cyp3a4 principally through activation of car.(16) figure 2. drug interaction at molecular level(15) nuclear receptor pxr is a transcription factor regulating the expression of the cyp3a gene (yellow) in the liver and small intestine. in order to function pxr binds to the nuclear receptor rxr forming a heterodimer. binding of drug a to pxr and induction of expression of enzyme cyp3a (pink) accelerates the metabolism of drug b, which is the substrate of cyp3a. cyp = cytochrome p450; oh = hydroxyl group; pxr= pregnane x receptor; rxr= retinoid x receptor. yenny rifampicin and efavirenz in hib-tb 193 univ med vol.28 no.3 rifampicin currently there are 3 types of rifamycin that are used in clinical practice, namely rifampicin (rifampin), rifapentin, and rifabutin. the use of rifapentin is not recommended for treatment of tb in hiv-positive patients, due to the high microbiological failure rate. (18) rifabutin is recommended more for use in hiv patients with concomitant tb infection, as the risk of its p o t e n t i a l i n t e r a c t i o n w i t h a rv ( p r o t e a s e inhibitor and nnrti) is the lowest among the existing rifamycins. rifamycin acts to inhibit deoxyribonucleic acid (dna)-dependent ribonucleic acid (rna) p o l y m e r a s e o f m y c o b a c t e r i a a n d o t h e r microorganisms (figure 4). inhibition of dnadependent rna polymerase leads to suppression of the initiation of dna chain formation (but n o t o f c h a i n e x t e n s i o n ) r e q u i r e d f o r microbacterial replication.(19) rifampicin is well-absorbed following oral administration, the peak concentration being reached within 2-4 hours. after being absorbed, the drug is rapidly eliminated into the bile and enters the enterohepatic circulation. the half-life of rifampicin is from 25 hours. the half-life is progressively shortened within 14 days of therapy, due to the ability of rifampicin to induce hepatic m i c r o s o m a l e n z y m e s a n d a c c e l e r a t e t h e deacetylation process that plays an important role in drug elimination. elimination of rifampicin in the urine is only 30%, and in the feces 60-65%, less than half in intact form. therefore its dose does not need to be adjusted with impaired renal function.(18) the pharmacokinetic profile of rifampicin is shown in table 1. rifampicin is in general well-tolerated. less than 4% of patients experience side effects, the most common in treatment of tb being skin rashes, fever, nausea, and vomiting. rarely hepatitis and hepatic failure may occur.(19) the most important interactions of the members of the rifamycin class occur mainly with the cyp3a4 and cyp2c8/9 isozymes. in addition to these two cyp isozymes, rifampicin also induces the activity of isozymes cyp2c19 and cypb6 to a smaller extent.(5) the members of the rifamycin class differ in cyp induction potential, and in order of decreasing potency these are rifampicin > rifapentin > rifabutin, with a d i ff e r e n c e i n i n d u c t i o n p o t e n t i a l o f approximately 3:2:1.(20) in addition to being a potent cyp inducer, rifampicin also upregulates the synthesis of cytosolic enzymes involved in the metabolic reactions of phase ii drugs, e.g. uridine diphosphate-glucuronosyltransferase and sulfotransferase.(12) figure 3. cross-talk between pxr and car signaling pathways.(16) both nuclear receptors pxr and car are modulated by xenobiotics and steroids. to become active, pxr and car bind to rxr to form a heterodimer at the responsive element of the regulator region of the genes involved in the metabolism of xenobiotics and steroids, including those coding for phase i and phase ii enzymes and transporters. 194 efavirenz efavirenz is one of four nnrti drugs licensed by the food and drug administration (fda) for treatment of hiv. the other three agents are nevirapin, delaverdin, and etravirdin. among these, delavirdin is rarely used in clinical practice because of its relatively lower potency and higher frequency of administration when compared to the others. etravirdin is reserved for cases resistant to the other nnrti. all four drugs have differing structures, but a common mechanism of action. nnrti act as noncompetitive inhibitors of t h e r e v e r s e t r a n s c r i p t a s e o f t h e h u m a n immunodeficiency virus type-1 (hiv-1), that transcribes viral rna into dna. binding of nnrti to the hydrophobic pocket in the hiv-1 r e v e r s e t r a n s c r i p t a s e s u b u n i t p 6 6 i n d u c e s c o n f o r m a t i o n a l c h a n g e s a n d d i s t u r b s t h e catalytic activity of the enzyme, thus resulting in inhibition of viral dna synthesis.(21) orally administered efavirenz is wellabsorbed in the digestive tract, with a peak concentration within 5 hours. the bioavailability of the drug is increased by 22% on simultaneous intake of foods high in fat. over 99% of the drug is bound to plasma proteins. the metabolism of efavirenz is mainly mediated by cyp2b6 to p r o d u c e 8 h y d r o x y e f a v i r e n z , f o l l o w e d b y oxidation into 8,14-dihydroxyefavirenz. other isozymes (cyp3a4, 3a5, and 1a2) contribute only minimally to the metabolism of efavirenz.(22) efavirenz is an inducer of cyp3a4, thus being able to induce its own metabolism. (21) the autoinduction of efavirenz results in a difference in the half-times of the drug on administration of a single dose (52-76 hours) as compared with administration of multiple doses (after reaching a stable level) with half-life of 40-55 hours. elimination of the unmodified drug by way of the kidneys is insignificant (< 1%), thus no dose adjustment is necessary in renal dysfunction.(21) the pharmacokinetic profile of efavirenz is shown in table 2. the commonly encountered side effects of efavirenz are skin rashes, disorders of the central n e r v o u s s y s t e m ( d i z z i n e s s , d i s t u r b e d concentration, dysphoria, nightmares, and i n s o m n i a ) i n c l u d i n g p s y c h o t i c e p i s o d e s (depression, hallucinations, and/or mania). the central nervous system side effects are generally tolerated and disappear within the initial 4 weeks of therapy. to reduce the side effects, the drug is taken on an empty stomach at bedtime. other reported side effects are headaches and increased levels of hepatic transaminases and serum cholesterol. administration of the drug to pregnant women results in malformations of the fetal brain and spinal cord.(21) rifampicin bioavailability (%) 68 effect of food auc* 6%, cmax** 36% main metabolic pathway deacetylation, hydrolysis to formal derivatives effect on cyp3a4 induction excellent autoinduction yes half life 2-5 bound protein (%) 85 table 1. pharmacokinetic profile of rifampicin(19) * auc = area under the time-concentration curve ** cmax = maximal drug concentration yenny rifampicin and efavirenz in hib-tb 195 univ med vol.28 no.3 all nnrti drugs are metabolized by cyp450, but by different isozymes. nevirapin is the substrate of cyp3a4 whilst efavirenz is mainly metabolized by cyp2b6, such that its concentration is less affected by administration of other drugs modifying the activity of the c y p 3 a 4 e n z y m e s , e . g . r i f a m p i c i n , w h e n compared with other members of the nnrti group.(21) studies on the interactions of rifampicin and efavirenz t h e o p t i m a l d o s e o f e f a v i r e n z w h e n administered concomitantly with rifampicin is s t i l l t h e s u b j e c t o f c o n t r o v e r s y. s e v e r a l pharmacokinetic studies that have been conducted will be discussed here. the pharmacokinetic study by lopez-cortez et al.(23) in spain on 24 patients w i t h c o n c o m i t a n t i n f e c t i o n s o f h i v a n d tuberculosis was of non-blinded randomized design. group a (n=16) received antituberculosis drugs without rifampicin (comprising isoniazid, pyrazinamide, and streptomycin), but with added antiretroviral therapy containing efavirenz 600 mg/day, on days 1–7. the patients were then switched to a standard antituberculosis regimen c o n t a i n i n g r i f a m p i c i n ( p l u s i s o n i a z i d a n d pyrazinamide) with an antiretroviral regimen containing efavirenz 600 mg/day (group a1; n=8) or efavirenz 800 mg/day (group a2; n=8). the second treatment group, i.e. group b (n=8), r e c e i v e d s t a n d a r d t b t h e r a p y c o n t a i n i n g rifampicin on days 1-7, with the addition of an antiretroviral regimen containing efavirenz 800 mg/day on day 8. the plasma concentration of efavirenz was determined on days 7 and 14. the levels of auc, c max , and c min of efavirenz decreased respectively 24%, 25%, and 22%, after addition of rifampicin to the efavirenz of 600 mg/day (treatment a1 vs a). the exposure to efavirenz in group a2 (efavirenz 800 mg/day with rifampicin) and group a (efavirenz 600 mg/ day without rifampicin) yielded similar results. the investigators stated that there was a positive association between body weight, dose of efavirenz (dose/kg), and the pharmacokinetic parameters of efavirenz. however, when the data were analyzed by body weight (<50 kg vs >50 kg), it was apparent that the concentration of efavirenz with 800 mg daily dose administered concomitantly with rifampicin was identical to that seen with the dose of 600 mg/day without rifampicin, independent of body weight. because of the uncertainty regarding the minimum plasma c o n c e n t r a t i o n o f e f a v i r e n z r e q u i r e d f o r v i r o l o g i c a l s u p p r e s s i o n , t h e i n v e s t i g a t o r s suggested increasing the dose of efavirenz from 600 mg/day to 800 mg/day as a single dose, irrespective of body weight of the patients on concomitant rifampicin. efavirenz bioavailability (%) unknown effect of food taken on empty stomach. admistration with food increases auc by 20% & cmax by 40-50%. main metabolic pathway cyp2b6, cyp3a4 (minimal) effect on cyp3a4 induction induction autoinduction yes (no need for dose adjustment) half life 40-55 bound protein (%) >99 table 2. pharmacokinetic profile of efavirenz(21,23) 196 manosuthi et al.(24,25) conducted an nonblinded randomized clinical trial for respectively 24 and 48 weeks on 84 patients with hiv-tb coinfection in thailand. patients receiving r i f a m p i c i n f o r m o r e t h a n 1 m o n t h w e r e randomized into 2 groups of identical size, to w h o m w a s g i v e n a t h e r a p e u t i c r e g i m e n containing efavirenz 600 mg/day (n=42), or efavirenz 800 mg/day (n=42). the plasma concentrations of efavirenz were determined respectively 12 hours after drug administration and on day 14. the numbers of cd4+ cells and the levels of hiv rna were also assessed on weeks 16, 24, and 48. the study results indicated similar means of body weight in the two groups (50.6 kg vs 52.9). both groups had 12-hr e f a v i r e n z c o n c e n t r a t i o n s ( c 1 2 ) o f s i m i l a r magnitude (median 3.02 mg/l vs 3.39 mg/l); but the upper c 12 levels were higher in the group receiving efavirenz at the dosage of 800 mg/day (21.3 mg/l) in comparison with the group on 600 mg/day (12.2 mg/l). in general, auc and c min were important predictor parameters used for finding a correlation between antiretroviral exposure and virological response.(24) other data indicate that the 12-hr efavirenz concentration was also useful for predicting virological failure, similar to the central nervous system side effects o c c u r r i n g a s a r e s u l t o f e f a v i r e n z administration.(26) follow up studies were done up to 48 weeks in order to assess the virological and imunological responses. on the 48th week, 31 of 34 patients (91.2%) in the group on 600 mg/day, and 27 of 31 patients (87.1%) in the group on 800 mg/day attained hiv rna levels of <50 copies/ml. in addition, there were no differences in cd4+ levels between the two groups on the 24th and 48th weeks. the conclusion of this study was that efavirenz with a dose of 600 mg/day is adequate for the majority of hivinfected patients in thailand (with a body weight o f a r o u n d 5 0 k g ) r e c e i v i n g r i f a m p i c i n concomitantly. the investigators also state that the recommended dosages should not be applied to other ethnic groups, or to populations with a higher body weight (>50 kg). the study conducted by brennan-benson et al.(28) was aimed at determining the effects of higher body weights and differing ethnicities on exposure to efavirenz. this observational study involved 9 patients with body weights of over 50 kg (mean 66.4 kg; range 52-107 kg). the patients received an antiretroviral regimen c o n t a i n i n g e f a v i r e n z 8 0 0 m g / d a y a n d antituberculosis therapy containing rifampicin. during a time period of 2 years the clinical toxicity and plasma concentrations of efavirenz were monitored. seven out of the 9 patients with h i v / t b c o i n f e c t i o n e x p e r i e n c e d c l i n i c a l toxicity, namely central nervous system toxicity in 6 persons, and hepatitis in 1 person. the induced toxicity necessitated a reduction of the doses or cessation of therapy. all patients experiencing toxicity had supratherapeutic trough concentrations of efavirenz (median 11.7 m g / l ; r a n g e 5 . 3 7 1 9 . 6 m g / l ) . t h e t a rg e t therapeutic range of trough concentrations of efavirenz were between 1.2 and 4.0 mg/l. among the 7 patients experiencing toxicity, 6 of them were ethnic black africans, and one was a caucasian. the investigators were of the opinion that cyp2b6 polymorphism contributes heavily to the high rate of central nervous system toxicity. around 20% of ethnic black africans possess homologous g516t alleles versus 3% of caucasians.(28) this cyp2b6 polymorphism i s a s s o c i a t e d w i t h e x p o s u r e t o h i g h e r concentrations of efavirenz and with central nervous system toxicity due to slower clearance of efavirenz.(28) friedland et al.(6) revealed the existence of a wide variability in efavirenz concentrations among 19 ethnic black africans with hiv/tb coinfection (mean body weight 59.4 kg; range 45-97 kg) who received efavirenz 600 mg/day concomitantly with rifampicin. the investigators yenny rifampicin and efavirenz in hib-tb 197 univ med vol.28 no.3 monitored the minimal plasma concentrations of efavirenz (c min ) intermittently during a 6-month c o m b i n a t i o n t h e r a p e u t i c r e g i m e n f o r t b containing rifampicin and antiretroviral drugs, and 15 months after cessation of tb therapy. the s t u d y r e s u l t s i n d i c a t e d t h a t i n t e rs u b j e c t variability in efavirenz concentrations was greater if the drug was administered with rifampicin (coefficient of variation [cv] 157%) compared with the inter-subject variability after discontinuation of rifampicin (58%), with relatively consistent intra-subject variation over t i m e ( c v 2 4 % ) . c m i n , h o w e v e r, w a s n o t significantly different during versus post tb t h e r a p y. e f a v i r e n z c o n c e n t r a t i o n w a s n o t correlated with body weight, irrespective of concomitant rifampicin administration. of the 17 patients who completed the hiv/tb therapy, 16 had an hiv rna level of <50 copies/ml. seven persons (35%) reportedly had dizziness and poor concentration during the initial weeks of efavirenz therapy, but no association was found between plasma efavirenz concentrations a n d n e u r o p s y c h i a t r i c s y m p t o m s . t h e investigators were of the opinion that the optimal dosage of efavirenz should be mainly determined o n t h e b a s i s o f s t u d i e s a s s e s s i n g c l i n i c a l outcomes and supported by pharmacokinetic data for informing their design. notwithstanding the variability in plasma efavirenz concentrations during rifampicin administration, excellent hiv clinical treatment outcomes were obtained. the authors support the use of a routine dose of e f a v i r e n z 6 0 0 m g / d a y o n c o n c o m i t a n t administration of rifampicin for african patients with hiv/tb coinfection. a summary of studies assessing the interactions between efavirenz and rifampicin in patients with hiv/tb may be seen in table 3. the determination of the optimal dosage is generally based on pharmacokinetic studies. however, assessing the optimal dosage of efavirenz for use in combination with rifampicin is not a simple question. this is due to the wide variation in the following aspects of the studies: the study design used (randomized (24-26) vs observational);(6,27) the duration of follow-up; the time of administration of efavirenz. (in some studies the drug was given with meals, whereas in others it was given to fasting patients). the food factor contributes to the difficulties in determining the optimal dose of efavirenz, and is connected with the occurrence of side effects. administration of efavirenz with meals increased the auc and c max of the drug by 20% and 4050%, respectively.(21) the studies did not provide important information in connection with the collection of pharmacokinetic data, such as time of sample collection or the methods used for a s s e s s i n g t h e r e l e v a n t p h a r m a c o k i n e t i c parameters. most studies used an inadequate p h a r m a c o k i n e t i c s a m p l e s i z e b e c a u s e t h e investigators believed that the study subjects would not consent to repeated blood sampling for an extended period of time. in studies providing pharmacokinetic parameters, the available pharmacokinetic data for assessing exposure to efavirenz were extremely variable (c 12h , c min , auc). the relationship between c 12h and c min is still unclear. in addition, assessment of the efficacy and safety of efavirenz based on c 12h concentration has still to be validated. the majority of patients in the study had a body weight of <50 kg; the data showed that e f a v i r e n z 6 0 0 m g / d a y w a s a d e q u a t e f o r maintaining virological and immunological control up to the 48th week on concomitant a d m i n i n s t r a t i o n o f r i f a m p i c i n . h o w e v e r, considerable amounts of data are still required on patients with body weights of >50 kg, because some studies have demonstrated toxicity of efavirenz necessitating reduction of dosages or cessation of treatment in patients with higher body weights.(24,25,27) 198 t ab le 3 . s u m m ar y o f st u d ie s o n c o n co m it an t ef av ir en z an d r if am p ic in a d m in is tr at io n i n p at ie n ts w it h h iv a n d t b c o in fe ct io n e f v = e fa vi re nz ; r f p = r if am pi ci n; c n s = c en tr al n er vo us s ys te m @ s in gl e ce nt er ; ex ce pt s tu dy b y m an os ut hi e t al . ( t w oce nt er s tu dy ) s tu d y d es ig n @ n u m b er of su b je ct s b od y w ei gh t b ad an ( k g) d os e of e fa vi re nz (s in gl e d os e) p h ar m ac ok in et ic s & v ir ol og y s id e ef fe ct s l op ez -c or te z et a l. (2 4) (s pa in ) r an do m iz ed , un bl in de d, c on tr ol le d, pr os pe ct iv e; f ol lo w up 2 w ee ks 24 m ed ia n 54 ; r an ge 38 -8 0 60 0 m g (n = 8 ) 80 0 m g (n = 1 6) a dd it io n o f r f p t o e f v 6 00 m g ca us ed c m in e f v 25 % , a u c 22 % . e xp os ur e to e f v 8 00 m g + r f p i de nt ic al to e f p 60 0 m g on ly , i rr es pe ct iv e of b od y w ei gh t (< 50 k g vs ≥ 5 0 kg ) 60 0 m g: s s p ( 4) , r as h (1 ), li ve r fu nc ti on s (1 ). 80 0 m g: s s p ( 1) , li ve r fu nc ti on s (2 ) m an os ut hi e t a l. (2 5, 26 ) (t ha il an d) r an do m iz ed , un bl in de d, co nt ro ll ed ; fo ll ow u p 48 w ee ks . 84 m ea n 50 .6 ( 60 0 m g gr ou p) m ea n 52 .9 ( 80 0 m g gr ou p) 60 0 m g (n = 4 2) 80 0 m g (n = 4 2) m ed ia n e f v c 12 h id en ti ca l in b ot h gr ou ps , bu t up pe r ra ng e of c 1 2h h ig h er in 8 00 m g (2 1, 3 m g/ l ) gr ou p vs 6 00 m g (1 2, 2 m g/ l ) gr ou p. v ir ol og ic al a nd i m m un ol og ic al o ut co m es at w ee k 48 id en ti ca l i n bo th g ro up s. 60 0 m g: r as h (1 ), he ad ac he ( 1) 80 0 m g: r as h (1 ), he pa ti ti s (1 ) b re nn an -b en so n et a l.( 28 ) (e ng la n d) o be rv at io na l, un bl in de d, pr os pe ct iv e; f ol lo w up 2 y ea rs 9 m ea n 66 .4 ; r an ge 52 -1 07 80 0 m g m ed ia n c m in 1 1. 7 m g/ l ( ra ng e 5. 419 .6 m g/ l ) in 7 p at ie n ts ( th er ap eu ti c ra ng e 1. 24 m g/ l ) s ev en o ut o f 9 pa ti en ts h ad e fa vi re n z to xi ci ty n ec es si ta ti ng do se r ed uc ti on o r ce ss at io n o f th er ap y. c n s ( 6) , h ep at it is ( 1) f ri ed la nd e t a l. (6 ) (s ou th a fr ik a) o bs er va ti on al , un bl in de d, pr os pe ct iv e; f ol lo w up 2 1 m on th s 20 m ea n 59 .4 ; r an ge 45 -9 7 60 0 m g m ea n c m in e f v i de nt ic al , w it h or w it h ou t co n co m it an t r f p ; in te rs ub je ct va ri ab il it y of e f v o n co n co m it an t r f p . s ix te en o ut o f 17 p at ie nt s co m pl et in g tr ea tm en t ha d h iv r n a < 50 c op ie s/ m l in m on th 2 1 c n s ( 7) yenny rifampicin and efavirenz in hib-tb 199 univ med vol.28 no.3 ethnicity and pharmacogenetics provide i m p o r t a n t c o n t r i b u t i o n s a n d s h o u l d b e c o n s i d e r e d i n c o n n e c t i o n w i t h t h e w i d e variability among the patients to efavirenz exposure. the majority of patients in the study were asians or ethnic black africans, whilst caucasians were underrepresented. ethnicity plays an important role because ethnic black africans are frequently of the homologous cyp2b6 516-t/t genotype in comparison to other ethnic groups.(28) this fact is supported by the study conducted by friedland et al.(6) where the study results indicated that black african patients suffered more frequently from central nervous system side effects although receiving a dose of 600 mg with rifampicin. the significant toxicity of efavirenz leading to a dose reduction was also reported in predominantly ethnic black africans receiving 800 mg efavirenz with rifampicin.(27) a study performed in japan on patients with hiv infection had the goal of determining the possibility of a dose reduction of efavirenz on the basis of genotype. among 456 patients of whom the genotype was determined, 16 were found to be carriers of 516-t/t. in all 16 patients a concentration of efavirenz of >6000 ng/ml was found when given a standard dose of 600 mg/ day. for 12 patients a dose reduction was effected to 400 mg/day, and among 11 subjects the dose was reduced further to 200 mg/day in 7 subjects. among 4 persons receiving an initial dose of 400 mg, 2 of them had persistently high efavirenz concentrations, thus necessitating a dose reduction to 200 mg/day. the ascertained dosages were continued for >6 months, in which period hiv levels were still undetectable. these study results demonstrate the successful outcome of a dose reduction of efavirenz to 400 mg/day or 200 mg/day in japanese 516-t/t carriers with hiv (without tb infection). dose reduction according to genotype resulted in reduction of central nervous system side effects and was capable of maintaining virological control. these findings indicate that an increase in dosage of up to 800 mg/day on concomitant administration of rifampicin may not be necessary in patients with the homologous allele variant 516t/t.(29) o t h e r s t u d i e s d e m o n s t r a t e d i n t e r s u b j e c t variability in pharmacokinetics of efavirenz due to another cyp2b6 polymorphism, namely c1459t.(30) clinical application to date several guidelines have been prepared by clinicians on the use of efavirenz with rifampicin. the recommendation issued by the british hiv association (bhiva)(31) in the therapeutic guidelines for hiv/tb in 2009 currently favors a dose of efavirenz of 600 mg/ day for patients with a body weight of < 50 kg, and recommends consideration of increasing the dosage to 800 mg/day for patients with a body w e i g h t o f > 5 0 k g ( 3 1 ) o r > 6 0 k g . ( 9 ) c i p t o m a n g u n k u s u m o h o s p i t a l u s e s a d o s e o f efavirenz 600 mg for patients with hiv/tb, irrespective of body weight, in accordance with the guidelines issued by the world health organization (who)(4) which only recommend a dose of 600 mg, without regard to body weight. the food and drug administration(32) states that the available data are inadequate for supporting a recommendation of the dosages of efavirenz when used concomitantly with rifampicin. conclusions c o n c o m i t a n t u s e o f r i f a m p i c i n w i t h efavirenz leads to unavoidable drug interactions. interactions between the two drugs result in a w i d e v a r i a t i o n i n t h e p l a s m a e f a v i r e n z concentrations, thus being capable of affecting therapeutic outcomes or the occurrence of toxic effects. this leads to problems in determining the optimal dosage of efavirenz in patients with hiv/tb coinfection. before assessing the 200 optimal dosage, it is necessary to study the p a t t e r n s o f i n t e r a c t i o n o f t h e t w o d r u g s . pharmacokinetic studies with good measurement parameters and methods are still needed as the basis for determining the optimal dosage of efavirenz in the indonesian population. references 1. manuhutu ej. peran riset dalam bidang tuberkulosis paru untuk menunjang pembangunan nasional. pidato pengukuhan guru besar fk ui, april 2006. 2. clain kp, anekthananon t, burapat c, akkslip s, mankhatitham w, srinak c, et al. causes of death in hiv-infected persons who have tuberculosis. thailand emerg infect dis 2009;15:258-64. 3. jindani a, nunn aj, enarson da. two 8-month regimens of chemotherapy for treatment of newly diagnosed pulmonary tuberculosis: international multicenter randomized trial. lancet 2004;364: 1244-51. 4. world health organization. antiretroviral therapy for hiv infection in adults and adolescents: recommendations for a public health approach. geneva, switzerland: world health organization; 2006 revision. available at: http://www.who.int/hiv/ pub/guidelines/artadultsguidelines.pdf. accessed may 19, 2009. 5. center for disease control and prevention. managing drug interactions in the treatment of hivrelated tuberculosis [online].2007. available at: http://www.cdc.gov/tb/tb_hiv_drugs/default. htm. accessed february 18, 2009. 6. friedland g, khoo s, jack c, lallo u. administration of efavirenz (600 mg/day) with rifampicin results in highly variable level but excellent clinical outcomes in patients treated for tuberculosis and hiv. antimicrob agents chemother 2006;58:1299-302. 7. idemyor v. hiv and tuberculosis coinfection: inextricably linked liaison. j natt med assoc 2007; 99:1414-9. 8. burzynski jn, schluger nw, garay sm. tuberculosis and the human immunodeficiency virus infection. in: rom wn, garay sm, editors. tuberculosis. 2nd ed. philadelphia: lippincott williams & wilkin;2004.p.663-8. 9. dhhs panel of antiretroviral guidelines for adults and adolescent. guidelines for the use of antiretroviral agents in hiv-1 infected adults and adolescents. department of health and human services. available at: http://www.aidsinfo.nih. gov/ contentfiles/adultsandadolescentgl.pdf. accessed june 25, 2009. 10. drug interaction. in: grahame-smith dg, aronson jk, editors. oxford textbook of clinical pharmacology and drug therapy. 3rd ed. new york: oxford university press;2002.p.104-17. 11. piscitelli sc, gallicano kd. interaction among drugs for hiv and opportunistic infections. n engl j med 2001;344:984-96. 12. gonzalez fj, tukey rh. drug metabolism. in: brunton ll, lazo js, parker kl, editors. goodman & gilman’s. the pharmacological basis of therapeutics. 11th ed. new york: mcgraw-hill; 2006.p.71-91. 13. handschin c, meyer ua. induction of drug metabolism: the role of nuclear receptors. pharmacol rev 2003;55:649-73. 14. chen j, raymond k. roles of rifampicin in drugdrug interactions: underlying molecular mechanisms involving the nuclear pregnane x receptor. ann clin microbiol antimicrob 2006;5:111. 15. wilson tm, kliewer sa. pxr, car, and drug metabolism. nat rev drug discov 2002;1:259-66. 16. kliewer sa, goodwin b, willson tm. the nuclear receptor pregnane x receptor: a key regulator of xenobiotic metabolism. endocr rev 2002:23:687702. 17. chen j, raymond k. roles of rifampicin in drugdrug interactions: underlying molecular mechanisms involving the nuclear pregnane x receptor. ann clin microbiol antimicrob 2006;5:111. 18. mcllleron h, meintjes g, burman wj, maartens g. complications of antiretroviral therapy in patients with tuberculosis: drug interactions, toxicity, and immune reconstitution inflammatory syndrome. j infect dis 2007;196:s63-s75. 19. petri wa. chemotherapy of tuberculosis, mycobacterium avium complex disease, and leprosy. in: brunton ll, lazo js, parker kl, editors. goodman & gilman’s. the pharmacological basis of therapeutics. 11th ed. new york: mcgraw-hill;2006.p.1207-10. 20. vernon aa. rifamycin antibiotics, with a focus on newer agents. in: rom wn, garay sm, editors. tuberculosis. 2nd ed. philadelphia: lippincott williams & wilkin;2004.p.760-70. yenny rifampicin and efavirenz in hib-tb 201 univ med vol.28 no.3 21. flexner c. antiretroviral agents and treatment of hiv infection. in: brunton ll, lazo js, parker kl, editors. goodman & gilman’s the pharmacological basis of therapeutics, 11th ed. united state of america: mcgraw-hill;2006.p.1292-6. 22. ward ba, gorski jc, jones dr, hall sd, flockhart da, desta z. the cytochrome p450 2b6 (cyp2b6) is the main catalyst of efavirenz primary and secondary metabolism: implication for hiv/aids therapy and utility of efavirenz as a substrate marker of cyp2b6 catalytic activity. pharmacol exp ther 2003;306:287-300. 23. lopez-cortez lf, ruiz-valderas r, viciana p, alarcon-gonzalez a, gomez-mateos j, leonjimenez e, et al. pharmacokinetic interactions between efavirenz and rifampicin in hiv-infected patients with tuberculosis. clin pharmacokinet 2002;41:681-90. 24. manosuthi w, sungkanuparph s, thakkinstian a, vibhagool a, kiertiburanakul s, rattanasiri s, et al. efavirenz levels and 24-weeks efficacy in hivinfected patients with tuberculosis receiving highly active antiretroviral therapy and rifampicin. aids 2005;19:1481-6. 25. manosuthi w, kiertiburanakul s, sungkanuparph s, ruxrungtham k, vibhagool a, rattanasiri s, et al. efavirenz 600 mg/day versus efavirenz 800 mg/ day in hiv-infected patients with tuberculosis receiving rifampicin: 48 weeks results. aids 2006; 20:131-2. 26. marzolini c, talenti a, decostered la, greub g, biollaz j, buclin t. efavirenz plasma level can predict treatment failure and central nervous system side effect in hiv-1 infected patients. aids 2001; 15:71-5. 27. brennan-bonson p, lyus r, harrison t, pakianathan m, macallan d. pharmacokinetic interactions between efavirenz and rifampicin in the treatment of hiv and tuberculosis: one size does not fit all. aids 2005;19:1541-3. 28. haas dw, ribaudo hj, kim rb, tierney c, wilkinson gr, gulick rm, et al. pharmacogenetics of efavirenz and central nervous system side effects: an adults aids clinical trial group study. aids 2004;18:2391-400. 29. gatanaga h, hayashida t, tsuchiya k. successful efavirenz dose reduction in hiv type-1-infected individuals with cytochrome p450 2b6*6 and *26. clin infect dis 2007;45:1230-7. 30. burger d, van der heiden i, la porte c, van der ende m, groeneveld p, richter pk, et al. interpatient variability in the pharmacokinetics of the hiv non-nucleoside reverse transcriptase inhibitor efavirenz: the effect of gender, race, and cyp2b6 polymorphism. br j clin pharmacol 2005; 61:148-54. 31. pozniak al, collins s, coyne km, freedman ar, johnson ma, lipman mci, et al. british hiv association guidelines for the treatment of tb/hiv co-infection (2009). available at: http://www.bhiva. org/cms1223707.asp. accessed september 11, 2009. 32. digiacinto jl, chan-tack km, robertson sm, reynolds ks, struble ka. are literature references sufficient for dose recomendations? an fda case study of efavirenz and rifampin. j clin pharmacol 2008;48:519-23. age decreases quality of life in adolescents with intractable epilepsy 104 *division of neurology, department of child health, medical school, airlangga university, dr. soetomo hospital, surabaya correspondence: dr prastiya indra gunawan spa division of pediatric neurology, department of child health, faculty of medicine, airlangga university hp: 08113429476 email: prastiya_ig@yahoo.co.id univ med 2015;34:104-11 doi: 10.18051/univmed.2016.v35.104-111 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background intractable epilepsy considerably affects both the private and social life of the patient. the objective of this study was to determine the quality of life of intractable epileptic adolescents and its correlated factors. methods a cross sectional study was conducted in the pediatric neurology outpatient clinic of dr. soetomo hospital. all intractable epileptic adolescents aged between 10 to 16 years were asked to complete a questionnaire on quality of life in epilepsy for adolescents (qolie-ad-48). a multiple linear regression was used to analyze the data through spss v17.0. results thirty one patients with mean age of 12.41 ± 1.40 years were enrolled in the study. the mean duration of diagnosed intractable epilepsy was 6.12 ± 4.30 years. mean score for impact of epilepsy was 57.11 ± 24.50, for memory and concentration 53.54 ± 26.66, physical functioning 65.56 ± 23.67, social stigma 52.23 ± 17.48, social support 52.64 ± 22.69, behavior at school 57.51 ± 26.50, attitude 53.40 ± 16.70 and health perception 61.51 ± 11.30. multiple linear regression results showed that quality of life (qol) was not significantly correlated with duration of epilepsy, sex and nutritional status (p>0.05), but increasing age was significantly decreases quality of life (p<0.05). conclusions intractable epileptic adolescents have higher scores for physical functioning and health perception, but lower scores for social stigmatization. social support has extremely low scores. increasing age decreases quality of life in adolescents with intractable epilepsy. keywords: intractable epileptic adolescents, quality of life age decreases quality of life in adolescents with intractable epilepsy prastiya indra gunawan*, theresa laura limanto*, and darto saharso* doi: http://dx.doi.org/10.18051/univmed.2015.v34.104-111 105 univ med vol. 34 no.2 semakin tinggi usia remaja menurunkan kualitas hidup pada epilepsi intraktabel latar belakang epilepsi intraktabel sangat mempengaruhi kehidupan pasien, baik kehidupan pribadi maupun sosialnya. tujuan penelitian ini adalah untuk menentukan adanya hubungan antara faktor-faktor dan kualitas hidup pasien epilepsi intraktabel remaja. metode sebuah penelitian potong lintang dilakukan di poli neurologi anak rs dr. soetomo. semua penderita epilepsi intraktabel remaja berusia 10–16 tahun diminta untuk mengisi kuesioner kualitas hidup epilepsi remaja (quality of life in epilepsy for adolescents/qolie-ad-48). uji regresi linear ganda diguanakan untuk analisis data dengan piranti lunak spss versi 17.0. hasil tiga puluh satu pasien dengan rata-rata usia 12,41 ± 1,40 tahun diikut sertakan pada penelitian. lama terdiagnosis mengalami epilepsi intraktabel rata-rata 6,12 ± 4,30 tahun. nilai rata-rata dampak epilepsi 57,11 ± 24,50; ingatan dan konsentrasi 53,54 ± 26,66; kemampuan fisik 65,56 ± 23,67; stigma masyarakat 52,23 ± 17,48; dukungan sosial 52,64 ± 22,69; perilaku di sekolah 57,51 ± 26,50; tingkah laku 53,40 ± 16,70 dan persepsi kesehatan 61,51 ± 11,30. analisis regresi linear ganda menunjukkan kualitas hidup tidak berhubungan secara bermakna dengan dengan lama menderita epilepsi, jenis kelamin dan status gizi (p>0,05), tetapi semakin tinggi usia menurunkan kualitas hidup secara bermakna pada remaja (p<0,05). kesimpulan penderita epilepsi intraktabel remaja memiliki nilai yang lebih tinggi pada kemampuan fisik dan persepsi akan kesehatan namun lebih rendah pada stigma masyarakat. dukungan sosial memiliki nilai yang sangat rendah. semakin tinggi usia menurunkan kualitas hidup pada remaja dengan epilepsi intraktabel. kata kunci: epilepsi intraktabel remaja, kualitas hidup abstrak introduction intractable epilepsy affects the life of the patient and society as a whole in a profound way. the patients suffer in terms of schooling and employment and are stigmatized. in addition, they frequently suffer from psychiatric complications, especially depression and anxiety. mortality is increased secondary to seizure related accidents, higher suicide rates, and sudden unexpected death in epilepsy. also, there is mounting evidence that uncontrolled seizures can lead to deterioration in cognition and developmental function.(1) the goal of management and care of adolescents with epilepsy should enable them and their families to lead a life as free as possible from adverse medical and psychosocial complexities of epilepsy.(2) adolescents have different activities, levels of responsibility, different interests and areas of concern from those of younger adolescents and adults. pediatric epilepsy is a very complex neurological condition primarily characterized by the unexpected, episodic, and chronic nature of a variety of seizures, but also by different developmental, psychological, behavioral, 106 educational, and social difficulties. as such, pediatric epilepsy has pervasive impacts on all aspects of a child’s life. health-related quality of life (hrqol) is an important outcome in studies of pediatric patients with chronic physical illnesses such as asthma, diabetes or epilepsy.(3) several quality of life instruments for children with epilepsy are the questionnaire on quality of life for children with epilepsy (qolce); brazillian quality of life questionnaire for children with epilepsy (quce); health related quality of life for childhood epilepsy (cheqch-25) and quality of life in epilepsy for adolescents (qoliead-48).(4) the quality of life in epilepsy for adolescents (qolie-ad-48) questionnaire is a health-related quality of life (hrqol) instrument that has been developed to assess psychometric properties of specific areas for adolescents with epilepsy.(5) a study showed that duration of treatment was correlated with quality of life of adolescents with epilepsy.(6) we aimed to determine the hrqol in adolescents with intractable epilepsy and its correlated factors. methods research design this was a cross sectional study held in march 2014 in the pediatric neurology outpatient clinic of dr.soetomo hospital, surabaya. research subjects we included adolescents with intractable epilepsy (partial or generalized), aged 10 to 16 years, who had their typical seizure recorded by electroencephalography (eeg). in this study, intractable epilepsy was defined according to the international league against epilepsy (ilae) as seizures which occur despite the adequate administration of two tolerated, appropriately chosen and adequately used anti-epileptic drugs (aeds).(4) subjects were excluded if they had a history of brain surgery, another psychiatric or progressive neurologic illness, and motoric deficits (spastic diplegia, spastic quadriplegia, hemiplegia, dyskinesia, ataxia and hypotonia). a total of 31 subjects were included in this study. questionnaires all eligible subjects and their parents who agreed to participate in the study were interviewed to obtain demographic and personal information. age was calculated from the birth date. gender (sex) was assessed by physical examination. nutritional status was based on the center for disease control 2000 chart. duration of epilepsy was determined from chronological age minus age at first diagnosis of epilepsy. quality of life in epilepsy for adolescents the subjects were asked to complete a selfassessment of qolie-ad-48 with the assistance of an english interpreter. the qolie-ad-48 questionnaire contained 48 items in 8 subscales: epilepsy impact (12 items), memory-concentration (10 items), attitudes toward epilepsy (4 items), physical functioning (5 items), stigma (6 items), social support (4 items), school behavior (4 items), health perceptions (3 items), and total summary score. total summary score was calculated and transformed linearly into scales of 1-100 points, using the scoring manual for qolie-ad-48. a higher value represents better functioning and wellbeing. score 0 indicates very poor and score 100 indicates highest hrqol.(3) the health related quality of life scores are presented as mean and sd. data analysis descriptive statistics (means, sds, ranges, minimum and maximum scores) were calculated using spss version 17.0 for each scale and for the summary score. multiple linear regression test was used to analyze correlation between hrqol and the variables duration of epilepsy, age, sex and nutritional status. ethical clearance the ethical clearance certificate had been issued by the committee of human health research and ethics of dr. soetomo hospital. gunawan, limanto, saharso quality of life in intractable epilepsy 107 univ med vol. 34 no.2 results thirty one patients with mean age of 12.41 ± 1.40 years were enrolled, among whom twenty four (77.5%) had moderate malnutriton. the mean duration of intractable epilepsy was 6.12 ± 4.30 years. thirty subjects (96.8%) used two antiepileptic drugs (aeds) and one (3.2%) used three aeds. among the adolescents who used two aeds, valproic acid and phenytoin were prescribed for twenty two (70.9%) subjects. the only subject (3.2%) using three aeds was prescribed valproic acid, carbamazepine and topiramate. twenty four (77.4%) adolescents attended public schools, and nine (37.5%) of them had to repeat their school grades twice or more (table 1). among the subscales of qolie-ad 48, the physical functioning scales of daily activities (such as walking to school, running, bicycle riding, carrying bags or taking a bath alone) was found to have a mean score of 65.48 ± 23.68. stigmatization scales (considering themselves to be less happy, mentally unstable, rejected by opposite sex) had a mean score of 52.17 ± 17.49. one subject to whom was prescribed three aeds had scores below the mean for all subscales, which consisted of epilepsy impact score 4.5, memory and concentration 7.5, physical functioning 25, stigma 33.3, social support 100, school behavior 12.5, attitude toward epilepsy 25 and health perception score 33.3. overall mean score of 8 aeds : antiepileptic drugs table 1. distribution of characteristics of patients (n=31) figure 1. qolie-ad 48 scores for each subscale in adolescents with intractable epilepsy 108 subscales from 31 subjects was 51.86 ± 19.32. figure 1 presents the scores of each subscale in adolescents with intractable epilepsy. there was no correlation between hrqol and duration of epilepsy, sex and nutritional status variables. there was a significant correlation between hrqol and age of intractable epileptic adolescents. the subjects’ quality of life decreased with increasing age (â= -3.81; p=0.03) (table 2). discussion a full assessment of hrqol issues in adolescents is complex because of the wide range of maturity within this age group, differences in independence and experience, and potential volatility of emotions. to consider adolescents as adults is problematic because of these developmental issues.(5) our study recruited 31 adolescents with intractable epilepsy according to the inclusion criteria, aged 10-16 years, with equal sex distribution. the mean duration of epilepsy was 6.12 ± 4.30 years. overall mean score of 8 subscales from 31 subjects was 51.86 ± 19.32. sabaz et al.(8) used the child behaviour checklist (cbcl) on adolescents with refractory epilepsy and found that intellectually normal adolescents with refractory epilepsy were more likely to have emotional, behavioral, and cognitive problems and to be less competent in socializing and school performance. the total problem score was 48.82 ± 11.12 in adolescents with refractory epilepsy without seizures during the past 4 weeks and 54.01 ± 11.17 in adolescents with refractory epilepsy with seizure fequency of more than 10 seizures per month. the correlation between seizure frequency and total problem score was variable s β p duration of epilepsy sex age nutritiona l status -0.06 -1.33 -3.81 0.02 0.75 0.47 0.03 0.99 table 2. multiple linear regression of several variables with total mean score of hrqol β = regression coeficient significant (p<0.01).(8) sabaz et al.(8) mentioned as the limitations of previous studies using cbcl the diagnostic criteria in the classification of epilepsy syndrome, the evaluation of epilepsy severity, and the fact that they did not accurately established the cognitive normality of the subjects. cramer et al.(5) used the same qolie-ad 48 instrument as in our study, and found a higher overall mean score. in epileptic adolescents without seizure, the overall mean score was 77.3 (sd 12.6) and in epileptic adolescents with high severity seizure, the overall mean score was 62.7 (sd 16.5). the different results were due to the dissimilarity of the inclusion criteria. cramer et al.(5) included all adolescents with epilepsy, including those who were not intractable and used aed monotherapy. furthermore, the types of epilepsy were not mentioned in their inclusion criteria for the study. monir et al.(9) stated that a lower mean score of all domains of quality of life was correlated with generalized epilepsy, frequent episodes of seizure, use of aed polytherapy, younger age of seizure onset, and longer duration of illness. in our study, valproic acid and phenytoin were prescribed for most of the subjects, while phenytoin and carbamazepine were used in eight subjects. modi et al.(10) described that adolescents to whom carbamazepine monotherapy was prescribed had declining emotional functioning in seven months of follow up, compared with those to whom valproic acid was prescribed, who demonstrated steady or improving emotional functioning regardless of initial side-effect severity. eddy et al.(11) stated that phenytoin has been implicated in decline in consentration, memory, visuomotor functions and mental speed. however, the decline in attention and motor performance were said to be improved after withdrawal of therapy. a randomized, doubleblinded, placebo-controlled study involving 150 epilepsy subjects on aed monotherapy (mainly carbamazepine or valproic acid) found that drug discontinuation significantly improved performance requiring complex cognitive processing.(12) these previous studies were not gunawan, limanto, saharso quality of life in intractable epilepsy 109 univ med vol. 34 no.2 designed to evaluate overall hrqol, but only the emotional, attention and cognitive aspects, related to type and side effects of the aeds prescribed to the subjects. the type of epilepsy and the frequency of seizures were not mentioned. nevertheless, a routine assessment of aed side effects whenever used as a polytherapy and its implication on hrqol may be useful for further longitudinal, prospective studies in adolescents with intractable epilepsy. stigmatization scales (considering themselves to be less happy, mentally unstable, rejected by opposite sex) had a mean score of 52.17 ±17.49. social support scales had a mean score of 52.62 ± 22.70. aydemir et al.(13) conducted a study on 70 subjects with epilepsy and noted that the impact of stigma in epileptic subjects was greater and extended beyond the neurological condition itself, and lowered the overall hrqol score. siqueira et al.(14) stated that a high prevalence of social support and knowledge about epilepsy may influence the way adolescents relate to the disease and thus provide a better adaptation to and acceptance of the limits imposed by epilepsy. both values will promote a valuable way to adaptation, acceptance, increased self-esteem, overcoming of stigma, resulting in a higher hrqol. in our study, stigma and social support were two of the lowest scales found. parents and close family were the only main source of social support for our subjects. limited parental education and family income may contribute to poor overall hrqol scales. level of knowledge about epilepsy and its impact were not assessed in this study. better social support, apart from that of the family, is needed in order to obtain higher self esteem and hrqol scores. in our study there was no correlation between duration of epilepsy and hrqol. a similar study using qolie-ad 48 conducted by taylor et al.(15) found that adolescents with new-onset epilepsy (less than 3 years of onset), particularly those with comorbid conditions, are at risk of reduced qol at the time of diagnosis. it is stated furthermore that psychosocial problems are the comorbid conditions that could lower qol scores and need to be assessed earlier to improve the qol scores.(15) shakir and al-asadi stated that the association between duration of epilepsy (less than 5 years of onset versus more than 5 years) and qol was not significant. a possible explanation might be related to age as a potential confounder. a specific age sampling of epileptic patients is needed in further studies.(16) another study also stated that the correlation between duration of illness and qol was not significant. however, the duration of illness was significantly correlated with caregiver rating of the patient as having higher qol.(17) the correlation of hrqol and age was significant in the present study. few previous studies noted that there was a fair correlation between epilepsy impact and memory or concentration, and that hrqol was significantly associated with age. our overall scores of qoliead-48 show that adolescents with epilepsy have moderate levels of qol.(18-20) the other nonsignificant correlation in this study was with the variable of sex. similar results were found in a few prior studies.(21,22) other factors that correlated with hrqol and needed to be approached in order to achieve a higher hrqol were psychosocial consultation, family support programs and health education for parents, teachers and the public about different aspects of epilepsy.(23) seizure control and early behavioral problem identification also play a role in obtaining better hrqol scores.(24) the results of this study reflect the hrqol of a limited population of adolescents due to the relatively small and homogeneous study sample. the cross-sectional design of the study precluded conclusions about the direction of association between predictors and hrqol variables. further studies with greater numbers of subjects and longer periods of follow up are needed to better assess the risk factors for higher hrqol in adolescents with intractable epilepsy. a routine hrqol assessment may be useful in daily practice, especially in intractable epilepsy patients who need aed polytherapy. 110 conclusions intractable epileptic adolescents in the pediatric neurology outpatient clinic of dr. soetomo hospital had higher scores for physical functioning and health perception, but lower scores for stigmatization of epilepsy. social support had the lowest score. increasing age was significantly decreases quality of life in adolecents with intractable epileptic. conflict of interests the authors declare to have no conflict of interest. acknowledgement the authors would like to thank ms mahmudah for her enthusiasm in supporting us with statistical analysis. references 1. sinha s, siddiqui ka. definition of intractable epilepsy. neurosciences 2011;16:3-6. 2. lach lm, ronen gm, rosenbaum pl, et al. health-related quality of life in youth with epilepsy: theoretical model for clinicians and researchers. part i: the role of epilepsy and comorbidity. qual life res 2006;15:1161-71. 3. zashikhina a, hagglof b. health-related quality of life in adolescents with chronic physical illness in northern russia: a cross-sectional study. health qual life outcomes 2014;12:12. 4. waters e, davis e, ronen gm, et al. quality of life instruments for children and adolescents with neurodisabilities: how to choose the appropriate instrument. dev med child neurol 2009;51:6609. doi: 10.1111/j.1469-8749.2009.03324.x. 5. cramer j, westbrook le, perrine k, et al. development of the quality of life in epilepsy inventory for adolescents: the qolie-ad-48. epilepsia 1999;40:1114-21. 6. malhi p, singhi p. correlates of quality of life with epilepsy. indian j pediatr 2005;72:131-5. 7. kwan p, arzimanoglou a, berg at, et al. definition of drug resistant epilepsy: consensus proposal by the ad hoc task force of the ilae commission on therapeutic strategies. epilepsia 2010;51:1069-77. 8. sabaz m, cairns dr, lawson ja, et al. the health-related quality of life of children with refractory epilepsy: a comparison of those with and without intellectual disability. epilepsia 2001;42:621-8. 9. monir zm, el-alameey ir, eltahlawy e. health related quality of life of children with epilepsy in egypt. j arab soc med res 2013;8:53-66. 10. modi ac, ingerski lm, rausch jr, et al. treatment factors affecting longitudinal quality of life in new onset pediatric epilepsy. j pediatr psychol 2011;36:466-75. 11. eddy cm, rickards he, cavanna ae. the cognitive impact of antiepileptic drugs. ther adv neurol disard 2011;4:385-407. 12. hessen e, lossius mi, reinvang i, et al. influence of major antiepileptic drugs on attention, reaction time and speed of information processing: result from a randomized, doubleblind, placebo-controlled withdrawal study of seizure-free epilepsy patients receiving monotherapy. epilepsia 2006;47:2038-45. 13. aydemir n, ozkara c, unsal p. a comparative study of health related quality of life, psychological well-being, impact of illness and stigma in epilepsy and migraine. seizure 2011; 20:679-85. 14. siqueira nf, guerreiro mm, pedroso de souza ea. self-esteem, social support perception and seizure controllability perception in adolescents with epilepsy. arq neuropsiquiatr 2011;69:7704. 15. taylor j, jacoby a, baker ga, et al. self-reported and parent-reported quality of life of children and adolescents with new-onset epilepsy. epilepsia 2011;52:1498-98. 16. shakir m, al-asadi j. quality of life and its determinants in people with epilepsy in basrah, iraq. squ medical journal 2012;12:449-57. 17. ohaeri ju, awadalla aw, farah aa. quality of life in people with epilepsy and their family caregivers: an arab experience using the short version of who quality of life instrument. sustech 2009;30:1-22. 18. kerr c, nixon a, angalakuditi m. the impact of epilepsy on children and adult patients’ lives: development of a conceptual model from qualitative literature. seizure 2011;20:764-74. 19. sharoni sk, rahman ja, jamaludin ma, radzi nm. hrqol among children with epilepsy. international j undergraduates study 2013;2:1925. 20. aggarwal a, datta v, thakur lc. quality of life in children with epilepsy. indian pediatrics 2011; 48:893-6. gunawan, limanto, saharso quality of life in intractable epilepsy 111 univ med vol. 34 no.2 21. norsa’adah b, zainab j, knight a. the quality of life of people with epilepsy at a tertiary referral centre in malaysia. health qual life outcomes 2013;11:1-6. 22. karakis i, cole aj, luciano ms, meador kj, piperidous c. caregiver burden in epilepsy: determinants and impact. epilepsy res treat 2014;1:1-9. 23. abbas z, elseed ma, mohammed in. the quality of life among sudanese children with epilepsy and their care givers. sudanese j pediatr 2014;14:51-8. 24. kanemura h, aihara m. behavioural consequences in children with epilepsy. j child adolesc behav 2013;1:1. alvina 123 abstract the kelakai fern (stenochlaena palustris) contains bioactive substances, such as flavonoids, steroids, and alkaloids. the kelakai is used by the kenyah dayak communities for the treatment of anemia, fever, and cutaneous disorders. fever is increased temperature regulation of the body, which process indirectly increases the production of peroxides, leading to peroxidative stress. the aim of this research study was to evaluate the influence of an aqueous extract of the kelakai fern on peroxidative stress in the hoary marmot (marmota caligata) with experimentally-induced fever. this was a true experimental study, with post test-only and control group design, involving 6 groups, each made up of 4 animals. peroxide concentration was measured by a modification of the fox2 method and peroxidase activity by the kanehira method. the kelakai extract was administered to the animals by gavage at weight-adjusted dosages between 7.75 x 10-4 mg/kg body weight to 1.24 x 10-2 mg/kg body weight. data were analyzed using singe linear regression test. the results showed that kelakai extract dose significantly reduced the peroxide levels, regression equation with the y = 2.513-106.03 x (r2 = 0.8057), indicating that 80.5% variation of peroxide levels is predicted by the kelakai extract dose. from the results we conclude that kelakai aqueous extract decreases peroxide levels in hoary marmots with experimentally-induced fever. keywords: fever, peroxidative stress, stenochlaena palustris, hoary marmots *department of public health, medical faculty, lambung mangkurat university **department of chemistry/ biochemistry, medical faculty, lambung mangkurat university ***study group on free radicals and utilization of natural substances correspondence drs. eko suhartono, msi department of chemistry/ biochemistry, medical faculty, lambung mangkurat university jl. a yani km 36 banjarbaru 70714 email: ekoantioksidan@yahoo.com univ med 2010;29:123-8. stenochlaena palustris aqueous extract reduces hepatic peroxidative stress in marmota caligata with induced fever adenan* and eko suhartono**,*** september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction the potential of indonesian wetlands, including those of south kalimantan, is still u n d e r e x p l o i t e d . t h e p r o v i n c e o f s o u t h kalimantan has relatively extensive areas of marshland (both freshwater and peat swamps) of 287,000 hectares. it is estimated that peat swamps account for 8-11% of the total area of this province, occupying extensive lowland areas of kalimantan. the peat swamps have a distinctive type of forest formation with relatively limited flora, in which the kelakai fern [stenochlaena palustris (burm.f) bedd] constitutes one of its species.(1) in south kalimantan, the kelakai has few 124 adenan, suhartono stenochlaena palustris reduces peroxidative uses. however, on the basis of empirical studies, the kelakai is used by the kenyah dayak communities for the treatment of anemia, fever, and cutaneous disorders. in spite of this, few scientific studies have confirmed this empirical evidence. previous studies state that the plant contains bioactive substances, such as flavonoids, steroids, and alkaloids.(2) the study by suhartono demonstrated that the kelakai fern may act as an analgesic as well as antiphlogistic; the mechanism of synthesis involves oxidative reactions by peroxide molecules and the enzyme peroxidase acting holistically.(3) when the peroxide concentration exceeds the activity of peroxidases by which it is catalyzed, peroxidative stress occurs, w h i c h i s m a r k e d b y a l o w p e r o x i d e t o peroxidase ratio. the results of the study conducted by suhartono et al. revealed that hoary marmots with experimentally-induced fever have raised plasma peroxide levels, presumably as an immunological response of the body.(4) since peroxides possess oxidant properties and are thus capable of forming hydroxyl radicals t h r o u g h f e n t o n a s w e l l a s h a b e rwe i s s reactions, administration of kelakai extract to hoary marmots with experimentally-induced fever may be expected to reduce peroxidative stress. thus the objective of the present study was to explore the influence of kelakai aqueous extract on hepatic peroxidative stress in hoary marmot. methods design of the study the present study was a true experimental study with post-test-only and control group design to examine the impact of kelakai extract on peroxidative stress in hoary marmots subjects the study involved 6 groups of 4 male hoary marmots (marmota caligata), where one group was the control group, while the other five constituted intervention groups. the test substance was an aqueous extract of kelakai ferns. preparation of kelakai aqueous extract kelakai ferns were collected in june 2009 from gambut subdistrict, south kalimantan. species identification was performed by the department of biology, pharmacy study program, faculty of mathematics and natural s c i e n c e s (fmipa), l a m b u n g m a n g k u r a t university. the active principles in the kelakai plants were extracted by maceration. animal experiments the experimental animals used in this study were 3-4 months’ old hoary marmots weighing approximately 300-400 g, obtained from the veterinary research and investigation station (balai penelitian dan penyidikan veteriner, bppv) at banjarbaru. the animals were kept for one week prior to the experimental treatment to bring them to approximately equal physical and psychological conditions. in the adaptation period, the animals received animal feed and water ad libitum, the water being tap w a t e r s u p p l i e d b y t h e p r o v i n c i a l w a t e r purification plant. complete random sampling was used to assign the animals into 6 groups, each consisting of 4 animals. each group was kept in one small cage for adaptation. one group, the control group, was designated p0, while the remaining five intervention groups were designated p1-p5. the animals were subsequently weighed and their rectal temperature taken, after which all animals received 0.16 ml dpt vaccine by intramuscular injection in the right thigh, the dose having been determined in preliminary tests. the rectal temperature of the animals was again taken at the onset of fever (the time of onset of fever was determined in preliminary t e s t s t o b e 9 0 m i n u t e s p o s t i n j e c t i o n ) . afterwards kelakai extract was administered to the animals by gavage (stomach tube) at weight-adjusted dosages as follows: 125 22 bu bs oh mm 1x aa aa ionconcentrat peroxide − − = 1-10 min 5 aa activity peroxidase − = experimental group kelakai aqueous extract (mg/kg body weight) distilled water p0 1 ml p1 7.75 x 10 -4 p2 1.55 x 10 -3 p3 3.10 x 10-3 p4 6.20 x 10-3 p5 1.24 x 10-2 at the peak of fever (determined in preliminary tests to be 2 hours after onset), the animals were sacrificed by decapitation and their livers surgically removed. subsequently the livers were washed in phosphate buffer at ph 7, then minced into a liquid, of which 5 ml was centrifuged at 3500 rpm for 10 minutes, and 200 µl of the supernatant was taken for determination of peroxide concentration by the modified fox2 method, as described below. the standard and test solutions consisted of 1 m h2o2 200 µl and 200 µl plasma, respectively, with the addition of 160 µl pbs p h 7 . 4 , 1 6 0 µl f e c l 3 ( 2 5 1 . 5 m g f e c l 3 dissolved in 250 ml distilled water) and 160 µl o-fenantroline (120 mg o-phenantroline dissolved in 100 ml distilled water) for both solutions. the composition of the blank solution was identical to that of the test solution, except for absence of fecl3 in the blank. subsequent to preparation, all solutions w e r e i n c u b a t e d f o r 3 0 m i n u t e s a t r o o m temperature, then centrifuged at 12,000 rpm for 10 minutes, and the absorbance of the standard (as), test (au) and blank (ab) solutions measured at λ=505 nm, using the supernatant of each solution. peroxide concentration was calculated from the following formula, ab= absorbance of blank solution; and au = absorbance of test solution. peroxidase activity was determined by the kanehira method.(5) one ml of the supernatant layer of the test solution was mixed with 45 µl fecl3 , 45 µl phosphate buffer (ph 7) and 45 µl o-phenantroline, then the absorbance was measured at ë=505 nm (a0). subsequently the mixture was incubated for one minute at room temperature and its absorbance (a1) measured at the same wavelength. peroxidative stress is the ratio of peroxide concentration and peroxidase activity. statistical analysis the relationship between kelakai aqueous extract dose and levels of peroxidative stress was analyzed by single linear regression. data processing was done using microsoft excel. p values < 0.05 were considered statistically significant. results as shown in figure 1, marmot hepatic peroxidative stress due to fever was inversely proportional to test substance concentration, decreasing with increasing concentration of the test substance. from figure 1, it may be concluded that administration of kelakai extract is capable of inhibiting peroxidative stress. the correlation of the administered dose of kelakai extract with peroxidative stress is given in the equation: ln y = 2 . 5 1 3 1 0 6 . 0 3 x w i t h r 2 = 0 . 8 0 5 7 , indicating that 80.5% variation of peroxidative stress level is predicted by the kelakai extract dose. this indicates that there is a strong correlation between fever-induced hepatic univ med vol.29 no.3 where as = absorbance of standard solution; 126 adenan, suhartono stenochlaena palustris reduces peroxidative figure 1. correlation of hepatic peroxidative stress in marmots with experimentally-induced fever peroxidative stress and the administered dose of kelakai extract. discussion the febrile process indirectly leads to an increase in free radicals such as superoxide anions (•o2) which afterwards are converted t o p e r o x i d e s b y t h e e n z y m e s u p e r o x i d e dismutase (sod). the peroxides are then catalyzed by the enzyme peroxidase into water and oxygen. administration of distilled water (p0) to dpt-injected control animals resulted in very high peroxide concentrations in the liver, since administration of dpt vaccine induces a r e s p i r a t o r y b u r s t b y n e u t r o p h i l s a n d macrophages through concurrent formation of h2o2. at this stage there are a considerable number of phagocytosed bacteria, necessitating high h2o2 levels. in addition, arachidonic acids are ultimately transformed to prostaglandins, w h i c h a r e m e d i a t o r s o f p a i n a s w e l l a s inflammation,(6,7) the prostaglandin synthesis i n v o l v i n g o x y g e n a t i o n c a t a l y z e d b y cyclooxygenase to form peroxides.(8) the peroxides formed from these sources will in appropriate amounts be beneficial to the body that is being subjected to infection, acting as a line of defense, since peroxides possess microbicidal properties that aid in eradication of pathogenic bacteria. on the other hand, peroxides may also have a negative impact on the host, which may occur if the p r o d u c t i o n o f p e r o x i d e s e x c e e d s t h e c o u n t e r a c t i n g a n t i o x i d a n t a c t i v i t y. t h i s condition is called peroxidative stress, which may cause biomolecular damage comprising a m o n g o t h e r s c e l l u l a r d a m a g e , e n z y m e inactivation, and mutation. additionally, peroxidative stress may lead to oxidation of dna and proteins followed by membrane damage due to lipid peroxidation, causing m e m b r a n e p e r m e a b i l i t y c h a n g e s a n d alterations in protein structure and functions. oxidative damage also occurs in mitochondrial m e m b r a n e s , t h u s c a u s i n g m e m b r a n e depolarization, disruption of the oxidative 127 phosphorylation chain, and altered cellular respiration. this finally causes damage to the m i t o c h o n d r i a , r e s u l t i n g i n s y n t h e s i s o f cytochrome c and activation of apoptosis (programmed cell death).(9,10) the results of the present study indicate that kelakai aqueous extract is capable of significantly decreasing hepatic peroxidative stress. this is presumably due to bioactive s u b s t a n c e s i n k e l a k a i f e r n s , n a m e l y flavonoids, steroids, and alkaloids, which are useful as antipyretics, antioxidants, and antiphlogistics.(11-13) the capture mechanism of free radicals b y f l a v o n o i d s i s i n i t i a t e d b y r e l e a s e o f hydrogen, forming reactive flavonoid radicals. the latter will bind to free radicals (•o2), causing the reactivity of the latter to diminish or even disappear,(14-16) leading to decreased formation of peroxides. other bioactive substances contained in kelakai are alkaloids and steroids. in addition to being antipyretic, the alkaloids and steroids possess anti-inflammatory properties. the study by sudjarwo revealed that the alkaloid piperine contained in kelakai can function as antipyretic through inhibition of prostaglandin synthesis,(1719) while the steroids inhibit phospholipase activity and arachidonic acid transformation to prostaglandins, reduce microvascular leakage, prevent direct migration of pyretic cells, and inhibit cytokine production.(17,20) conclusion administration of kelakai (stenochlaena palustris) aqueous extract reduces the hepatic peroxidative stress in febrile hoary marmots (marmota caligata). references 1. suhartono e, yasmina a. kajian farmakologis ekstrak air tumbuhan kelakai sebagai antiyeri dan antiradang dengan pendekatan mekanisme oksidatif. laporan penelitian universitas lambung mangkurat; 2007. 2. maharani, haidah, hainiyah. studi potensi kelakai sebagai pangan fungsional. kumpulan makalah pimnas xix, 26-29 juli 2006;universitas muhamadiyah malang; 2006. 3. suhartono e. potention of aquaeus extract kelakai as antiinflammation by oxidative mechanism, congress international korean medicine; 2008 october 22-23;sangji university korea; 2008. 4. suhartono e, bakhriansyah m, sandi da, prabandari k. hydrogen peroxide concentration and catalase activity in the plasma of fever marmota caligata after giving extracts of stenochlaena palustris. proceedings of the 38th meeting of national working group for indonesian medicinal plant; 2010 july 23-24; widya mandala university; 2010. 5. kanehira t, shibata k, kashiwazaki h, inoue n, morita m. comparison of antioxidant enzymes in saliva of elderly smokers and non-smokers. gerodontology 2006;23:38-42. 6. devaux y, seguin c, grosjean s, talance n, camaeti v, burlet a, et al. lipopolysaccharideinduced increase of prostaglandin e2 is mediated by inducible nitric oxide synthase activation of the constitutive and induction of membraneassociated prostaglandin e synthase. j immunol 2001;167:3962-71. 7. warner td, vojnovic i, giuliano f, jime’nez r, bailey db, mitchell ja. cyclooxygenase 1, 2, and 3 and the production of prostaglandin i2: investigating the activities of acetaminophen and cyclooxygenase-2-selective inhibitors in rat tissues. jpet 2004;310: 642-47. 8. lobanova em, tahanovich ad. hydrogen peroxide metabolism in alveolar macrophages after exposure to hypoxia and heat. physiol. res. 2006;55:569-75. 9. guzik tj, korbut r, adamek-guzik t. nitric oxide and superoxide in inflammation and immune regulation. j physiol pharmacol 2003;54:469-87. 10. matsumura ki, matsumura k, terao a, watanabe y. attenuated fever in pregnant rats is associated with blunted synthesies of brain cyclooxygenase2 and pge2. am j physiol regul integr comp physiol 2002;283:r1346-53. 11. byrne, djo., devaraj. s., grundy, sm., jialal i. comparison of the antioxidant effects of concord grape juice flavonoids and á -tocopherol on markers of oxidative stress in healthy adults. am j clin nutr 2002;76:1367–74. 12. pignatelli p, pulcinelli fm, celestini a, lenti l, ghiselli a, gazzaniga pp, et al. the flavonoids quercetin and catechin synergistically inhibit platelet function by antagonizing the intracellular univ med vol.29 no.3 128 adenan, suhartono stenochlaena palustris reduces peroxidative production of hydrogen peroxide. am j clin nutr 2000;72:1150-5. 13. patral a, jha s, murthy pn, chattopadhyay p, panigrahi g, roy d, et al. anti-inflammatory and antipyretic activities of hygrophila spinosa t. anders leaves (acanthaceae). trop j pharm res 2009;8:133-7. 14. ranju sp, ariharasivakumar g, kundlik g, ashutosh u. in-vitro antioxidative activity of phenolic and flavonoid compounds extracted from seeds of abrus precatorius. int j pharmacy pharmaceutical sciences 2009:1:136-40 15. o’byrne dj, devaraj s, grundy sm, jialal i. comparison of the antioxidant effects of concord grape juice flavanoid and á-tocopherol on markers of oxidative stress in healthy adults. am j clin nutr 2002;76:1367-74. 16. konyahoglu s, karamenderes c. screening of total flavanoid, phenol contents and antioxidant capacities of some achillea l. species growing in turkey. acta pharmaceutica turcica 2004;46:163-70. 17. sudjarwo sa. the potency of piperine as antiinflammatory and analgesic in rats and mice. folia medica indonesiana 2006;41:190-4. 18. teh bs, seow wk, li sy, thong yh. inhibition of prostaglandin and leukotrien generation by the plant alkaloids tetradine and barbamine. j immunopharmacol 2000;12:321-6. 19. moura dj, marc fr, jane mb, joao aph, jenifer s. antioxidant properties of β-carboline alkaloids are related to their antimutagenic and antigenotoxic activities. mutagenesis 2007;22: 293–302. 20. runtti pp, lakari e, raivio ko, kinnula vl. expression of antioxidant enzymes in human inflammatory cells. am j physiol cell physiol 2000;278:118–25. cite this article as: ekasari dp, basuki s, kurniasih w, brahmanti h, rofiq a. effect of physalis angulata leaf extract cream on interleukin-4, interleukin-6, and immunoglobulin-e in mice with in duced atopic dermatitis. univ med 2023; 42:150 -9. doi: 10.18051/univmed. 2023.v42:150-159 may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 effect of physalis angulata leaf extract cream on interleukin-4, interleukin-6, and immunoglobulin-e in mice with induced atopic dermatitis dhany prafita ekasari1 , santosa basuki1, wuriandaru kurniasih1* , herwinda brahmanti1 , and aunur rofiq1 abstract background the prevalence of atopic dermatitis (ad) and allergic or irritant contact dermatitis has been increasing significantly in the general population. interleukin4 (il-4), interleukin-6 (il-6), and immunoglobulin e (ige) play a key role in the pathogenesis of ad. physalis angulata (pa) leaves reportedly have anti-inflammatory effects by impeding il-4, il6, and ige. this study aimed to evaluate the effect of pa leaf extract cream on il-4, il-6, and ige using 2,4-dinitrochlorobenzene (dncb) to induce ad-like skin inflammation in a mice model. methods this study used an experimental design involving 30 balb/c mice, that were randomized into 3 groups: 1) control group receiving no treatment; 2) vehicle treatment group receiving vehicle cream preparation; 3) pa treatment group receiving 10% pa leaf extract cream after induction of ad-like skin inflammation by dncb. after 30 days, tissue samples were extracted from the skin lesions to measure il-4 and il-6 levels, and serum to measure ige using elisa. oneway anova, kruskal-wallis and mann-whitney tests were used to analyze the data. results group 3 (pa treatment) had significantly lower il-4 (281.15 ± 43.14 pg/ml) than group 2 (vehicle cream treatment) (388.89±135.88 pg/ml) (p=0.001). however, although il-6 and ige levels were lower in group 3 than in group 2, the differences were statistically not significant (p=0.096 and p=0.479 respectively). conclusion there were lower levels of il-4, il-6, and ige in the group receiving pa leaf extract cream than in the group receiving vehicle cream preparation. therefore, pa leaf extract cream may have therapeutic potential in ad. keywords: atopic dermatitis, physalis angulata, balb/c mice, dinitrochlorobenzene 1department of dermatology and venereology, faculty of medicine, universitas brawijaya, malang, indonesia *correspondence: wuriandaru kurniasih jl. percetakan negara iva no. 9a. jakarta pusat 10560 email: swuriandaru@gmail.com orcid: 0000-0001-8790-5918 date of first submission, march 17, 2023 date of final revised submission, july 13, 2023 date of acceptance, july 24, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license 150 doi: http://dx.doi.org/10.18051/univmed.2023.v42:150-159 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1451 original article mailto:swuriandaru@gmail.com https://orcid.org/0000-0002-2469-7127 https://orcid.org/0000-0001-8790-5918 https://orcid.org/0000-0002-1970-6551 https://univmed.org/ejurnal/index.php/medicina/article/view/1451 151 univ med vol. 42 no. 2 introduction atopic dermatitis (ad) is a chronic inflammatory skin disease with characteristic symptoms and clinical signs, such as itching, erythema, oozing/cru sting, excor iations, lichenification, and dry skin. this condition is caused by inflammation of the skin as a result of increased histamine and inflammatory cytokine levels.(1-3) according to the world health organization global burden of diseases at least 230 million people worldwide suffer from ad.(4) the prevalence of ad in children is about 10% to 20% whereas in adults it is about 5-10%.(5) atopic dermatitis is marked by infiltration of the inflammatory cytokine interleukin-4 (il-4) producing cells in the skin and high levels of il-4 in peripheral blood. the high il-4 levels stimulate th2 cells and provide positive feedback causing these cells to synthesize more il-4.(6) enhanced regulation of th2 immunity can also cause maturation of b cells and differentiation of plasma cells, resulting in ige hypersecretion and release of mast cells that will aggravate ad.(7) the presence of damaged keratinocytes disturbing the skin barrier, as well as an increased number of macrophages, cause increased secretion of il6, which then triggers th2 differentiation and inhibits th1 polarization.(8) topical immunosuppressant steroids or calcineurin inhibitors are the most frequent medications used because of their rapid effect in repairing ad lesions. however, the prolonged use of steroids can cause various side effects such as skin atrophy, telangiectasia, acne, and hypertrichosis. therefore, the development of new pharmacological agents as a safe alternative therapy is very much needed, considering that ad is chronic and recurrent.(9,10) currently, there have been many developments in various types of therapy that can target the specific mediators involved in the pathogenesis of ad. these targets include il-4, il-13, ige, il-6, b cells, il-5, il31, janus kinase-signal transducer and activator of transcription (jak-stat), phosphodiesterase -4 (pde-4), il-12, il-17, il-23, il-22, histamine h4 receptor (h4r), thymic stromal lymphopoietin (tslp) and peroxisome proliferator-activated receptor-gamma (ppar-).(11) physalis angulata (pa) reportedly contains flavonoids such as quercetin and steroids such as physalin and angulatin-a.(12) quercetin has been developed for ad treatment resulting in lower levels of nuclear factor kappa b (nf-κb), tslp, il-4, il-6, and ige.(10) the steroid content of pa such as physalin has also been much studied as an anti-inflammatories agent that can inhibit various types of proinflammatory cytokines such as nf-κb and il-6.(13) physalis angulata was reported to have a mechanism of action on the skin as an immunomodulator and antiinflammatory agent with effects similar to corticosteroids and was suggested to be able to increase wound healing factors but not to reduce tumor growth factor β1 (tgf-β1) production in normal human keratinocytes, in contrast to corticosteroids which can inhibit the wound healing process and cause skin atrophy. topically applied physalis angulata is also reported as a new and innovative phytopharmaceutical with va rious pharmacologi cal effects that are potentially useful to protect human skin, especially against inflammation.(14) another study also showed that pa cream containing physalin-e conferred benefits as an anti-inflammatory agent in acute and chronic dermatitis in experimental animals, which has therapeutic potential for the chronic and recurrent inflammatory disease ad.(15) our study might give suggestions about whether physalis angulata is a potential antiinflammatory drug. the objective of this study was to evaluate the effect of pa leaf extract cream against levels of il-4, il-6, and ige in the development of a balb/c mouse model that resembles ad with 2,4-dinitrochlorobenzene (dncb) induction. methods study design this was an experimental study using an animal model with a post-test only control group 152 design. this study wa s conducted at the integrated biomedical laboratory unit, faculty of medicine, universitas brawijaya, dr saiful anwar general hospital, malang from october until november 2021. preparation of pa leaf extract and phytochemical tests physalis angulata leaves were obtained from malang, east java. the leaves were ovendried at 40 0c and made into a powder. subsequently, the leaves were extracted by macerating in 70% ethanol. the maceration process consisted of soaking 200 grams of powdered pa leaves in 1 liter of 70% ethanol. after five days the solution was filtered to separate the residue from the filtrate, from which the ethanol was evaporated using a rotary evaporator, leaving only the pure extract without the ethanol. to analyze the plant extract, phytochemical tests were carried out at the malang medicinal plant station, consisting of quantitative analysis of quercetin and qualitative analysis of flavonoids and steroids. preparation of pa leaf extract cream the formulation of the cream was identical to that used in the study of herdiana et al., (16), except for the green tea used as perfume, while the 10% w/w concentration of the pa leaf extract was identical to the study of abdul-nasir-deen et al.(17) t he vehicle cream had the same composition except for the pa leaf extract. the materials used in the cream were glycerin 10%, triethanolamine 2%, corn oil 20%, stearic acid 7%, cetyl alcohol 2%, methylparaben 0.1%, and distilled water 100%. the cream was prepared using tano’s method, commencing by warming up the stearic acid, corn oil, and cetyl alcohol to a temperature of 70°c. the temperature was then lowered to 65°c, and triethanolamine was slowly added (mixture 1). glycerin and water in separate containers were heated to 80°c, stirred, and cooled down to 35°c (mixture 2). mixtures 1 and 2 were combined, while being stirred manually until they increased in volume and formed a smooth cream emul sion ( mixture 3). methylparaben and pa leaf extract were added while stirr ing until a smooth cream was formed.(16) experimental animals the research animals were 6-week-old male balb/c mice weighing 20-30 grams, obtained from the bioscience laboratory, universitas brawijaya (malang, indonesia). all mice were acclima tized f or one week at controlled temperature (23±3°c) and humidity (55±15%) in a cycle of 12 hours light and 12 hours darkness. body weight and food intake were measured once a week. the sample size was determined by the federer formula: (t-1) (r-1) >15 (t=number of treatments; r=number of replications); (3-1)(r1) >15; 2(r-1)>15; r>8.5. in anticipation of a dropout rate of 10%, a total sample of 30 was obtained for the three groups. procedure of ad i nduction in m ice development and treatment model this study used 30 mice that were randomly assigned to three groups: group 1 was the control group consisting of mice that were not given any treatment; group 2 was the vehicle cream group consisting of mice with dncb-induced ad that were given the vehicle cream preparation; and group 3 was the ad treatment group consisting of mice with dncb-induced ad that were given 10% pa leaf extract cream. the ad in the balb/c mice was induced with dncb using the procedure of lim et al.,(3) as follows: a 2x2 cm area of mouse dorsal skin was shaved on day 0 and cleaned with sterile gauze and 0.9% nacl. sensitization with dncb 0.5% was done for 3 consecutive days, namely on days 1, 2, and 3 using 0.15 ml of 0.5% dncb on the shaved dorsal skin area. subsequently the sensitized skin was challenged on days 14, 17, 20, 23, 26, and 29 (every 3 days) with 0.15 ml of 1% dncb in groups 2 (vehicle cream) and 3 (pa leaf extract cream) at 8:00 a.m.(3) in groups 2 and 3 on day 4 of sensitization, skin lesions resembling ad were ekasari , basuki , kurniasih, et al physalis angulata leaf extract cream 153 univ med vol. 42 no. 2 found, such as erythema, erosion, excoriation, scaling, and dry skin.(18) on days 14 to 29, group 2 balb/c mice were given vehicle cream topically on the dorsal skin every day, while group 3 was given 10% pa leaf extract cream. the respective creams were given in amounts of 0.1 g for the 2x2 cm areas on the dorsal skin of the mice with dncb-induced ad.(3,17,19) the vehicle and pa creams were applied every day at 2:00 p.m. on the respective animals. on day 30th, the mice were euthanized by cervical dislocation. the mechanism of ad induction in the mice is depicted in the figure 1. analysis of mouse serum and skin after being left to stand at room temperature for 2 hours, each of the blood samples was centrifuged at 3000 g for 15 minutes and the supernatant was collected for determining ige levels (elisa kit thermo scientific, usa). examination of levels of il-4 (elisa kit cusabio, usa) and il-6 (elisa kit, mybiosource, usa) was performed on 200 mg of skin tissue that was put in a 1.5ml eppendorf tube, homogenized in 1 ml pbs using mortar and pestle, and stored overnight at -20 °c. the levels of each cytokine were then measured using the elisa kits. figure 1. induction of atopic dermatitis-like inflammation in balb mice with 2,4-dinitrochlorobenzene (dncb) figure 2. atopic dermatitis-like lesion in 2,4-dinitrochlorobenzene (dncb) treated balb/c mice 154 statistical analysis data obtaine d fr om the study was quantitative data, comprising mouse skin il-4 and il-6 levels, and mouse serum ige in all three groups. quantitative data was then processed with the shapiro-wilk normality test using spss software (v21.0). if the data was normally distributed, it was next analyzed with one-way anova to find differences between the three groups. if the data distribution was not normal, the kruskal-wallis test was used for analysis. a pva lue <0.05 was cons ider ed sta tistically significant. ethical clearance ethical approval of the study on balb/c mice was obtained from the ethics research commission, brawijaya university (animal care and use committee) with the ethical clearance letter no. 037-kep-ub-2021. results phytochemical results phytochemical testing of 70% ethanolic pa leaf extract found the presence of flavonoids, but did not find steroid compounds. on quantitative analysis, a mean quercetin level of 7.61% was obtained. effect of pa leaves on ad-like skin lesions induced by dncb in mice a total of 30 skin lesions on day four had met the criteria for lesions resembling atopic dermatitis, namely erythema, erosion, excoriation, or crusting, while repeated dncb application induced skin lesions similar to marked ad with clearly visible erythema, excoriation, and lichenification on the dorsal skin. healing of the observable skin lesions resulted in better looking skin, especially in the pa leaf extract cream group (group 3) compared to the vehicle cream group (group 2). administration of pa leaf extract cream resulted in visible repair of proven lesions, accompanied by decreases in erythema, edema, lichenification, dry skin, and excoriations, although of insufficient potential compared to the mice that did not receive any treatment (group 1). effect of pa cream on il-4, il-6, and ige levels based on the results of anova analysis, it was found that there was a significant difference in the mean il-4 level in the three treatment groups (p= 0.001). the mean difference between il-4 levels in group 1 and group 2 was statistically significant (p<0.001). however, the mean difference between il-4 levels in group 1 and group 3 was not significant (p=0.226), whereas the mean il-4 level in group 2 was significantly different from the mean in group 3 (p=0.024) (table 1). it was found that the p value for ige was 0.479 (p>0.05), signifying that there was a nonsignificant difference between the groups at an error rate of 5% (table 1). in contrast, mean ige in group 2 was higher than in groups 1 and 3, and mean ige levels in group 3 that was given pa cream was lower than in group 2 that was given vehicle cream preparation. the il-6 normality test showed that the kolmogorov-smirnov test value in group 3 had a p=0.007 (p<0.05), which means that it had an abnormal distribution. then, kruskal-wallis and mann-whitney tests were performed. analysis treatment groups p value control (n=10) dncb + vehicle cream (n=10) dncb + pa cream (n=10) interleukin-4 (pg/ml)@ interleukin-6 (pg/ml)$ immunoglobulin e (ng/ml)@ 216.09 ± 42,64 4.05 (3.93-4.10) 125.04 ± 4.76 388.89 ± 135.97 4.17 (4.09-4.27) 128.51 ± 7.53 281.15 ± 43.14 4.13 (4.05-4.14) 126 ± 6.75 0.000 0.011 0.479 table 1. the effect of pa leaves on il-4, il-6 and ige by treatment groups note: data presented as mean ± sd, except for interleukin-6 [median (q1-q3)]; @ one-way anova test; $ kruskal-wallis test; pa: physalis angulata; dncb: 2,4-dinitrochlorobenzene; significant at p<0.05 ekasari , basuki , kurniasih, et al physalis angulata leaf extract cream 155 univ med vol. 42 no. 2 results of the kruskal-wallis test obtained a pvalue of 0.011 (p>0.05), signifying that although il-6 was slightly lower in group 3 than in group 2, there was no significant between-group difference in the effect. after post-hoc analysis, only the mean difference in il-6 between group 1 and group 2 was statistically significant (p = 0.008 <0.05). on the other hand, the mean il-6 levels in groups 1 and 3 were not significantly different (p=0.053), while the mean il-6 level in group 2 also did not differ significantly from that in group 3 (p=0.096) (table 2). discussion the preliminary phytochemical tests of the ethanolic pa leaf extract revealed the presence of flavonoids, but not of steroids were. in this study flavonoids such as quercetin accounted for 7.16% while the ster oid content was not detectable. the mice in the pa leaf extract cream group had significantly lower il-4 levels than the mice in the vehicle cream group. however, although the il-6 and ige levels in the pa leaf extract cream were lower than in the vehicle cream group, the between-group difference was statistically not significant for both parameters. our study results are similar to those of abdul-nasir-deen et al.,(17) where the methanolic pa leaf extract, which also contained flavonoids but no steroids, reportedly still had antiinflammatory properties and reduced paw edema in a mouse model of dermatitis. hou et al.(20) concluded that a cream made of quercetin, which is a flavonoid, is useful in reducing ad symptoms. quercetin cream was applied on the dorsal side of the left ears of the a d mice (c57bl/6 mice treated with topical mc903, a low-calcemic vitamin d3 analog) and reportedly reduced the expression of ccl17, ccl22, il-4, il-6, ifnγ, and tnf-α. possible cause why our pa leaves do not contain steroids is because in our study as well as in previous studies, the fresh pa leaves came from different locations, e.g. from bogor in the study by herdiana et al.(16) and from kalimantan in the study by iswahyudi et al.(21) the place of origin of fresh pa leaves can influence the contained metabolites. the diversity of secondary metabolites is determined by various factors, such as genetics, age, season at harvest time, environmental fluctuations, soil conditions, and biochemical interactions between competing plants, that may regulate the synthesis of various secondary metabolites.(22,23) in addition, the solvents used for extracting the processed materials and the drying method (sun-, air-, or oven-drying) can also cause quantitative changes in the composition of the phytochemical compounds.(21) the quantity of the metabolites is also affected by the location or origin of the pa. akomolafe et al.(24) from nigeria reported that the most abundant type of flavonoid found in pa leaf extract is quercetin at 56.74 mg/g. in contrast, nguyen and kim (12) in vietnam reported that quercetin is found in pa leaves at much lower concentration, in the range of 40.12-66.10 mg/ kg. atopic dermatitis is characterized by three main features, namely abnormalities of the th2 immune response, disruption of the skin barrier, and chronic pruritus.(25) th2 cells produce il-4 and il-13, which can increase vascular adhesion, parameter compared groups p-value il-4a 1 2 0.000* 3 0.226 2 3 0.024* il-6b 1 2 0.008* 3 0.053 2 3 0.096 igec 1 2 0.462 3 0.925 2 3 0.691 table 2. results of tukey multiple comparison test notes: group 1 = no treatment, group 2 = dncb induced mice treated with vehicle cream, group 3 = dncb induced mice treated with pa cream. * significant at p<0.05; aone-way anova, followed by tukey test showed significant differences between group 1 and 2 (p=0,000) and group 2 vs. 3 (p=0.024); bkruskal-wallis test, followed by mann-whitney test showed a significant difference between group 1 and 2 (p=0.008); cone-way anova, followed by tukey test showed no significant between-group difference 156 which is molecularly related to the adhesion of eosinophils in dermatitis lesions. th2 cells induce proliferation of b cells, which can produce ige, which then binds to the surface of mast cells, and subsequently, mast cells release inflammatory mediators and cytokines, such as histamine, il6, il-1β, or tnf-α.(3) lesions in ad skin are marked by an excessive expression of il-4, il-13, and tslp secreted by keratinocytes.(26) the il-4 cytokine interferes with the skin barrier and inhibits the flg (profilaggrin) gene expression, as well as the synthesis of other proinflammatory cytokines that cause inflammation in ad. interleukin-4 and/ or il-13 are strongly associated with three of the abovementioned ad characteristics which are key elements in the th2 response. these cytokines could trigger and control the immune response in ad so that specific antagonism against these cytokines has developed as a therapeutic target in ad.(25,27) interleukin-6 that is especially produced by activated macrophages, and il-4 that is mainly released by t cells, are key mediators in the initiation and development of ad. interleukin-6 also can influence the enhancement of t cells and b cells. the enhanced release of proinflammatory cytokines could be detected at different ad phases which shows that cytokines are closely involved in the development of ad.(28) immunoglobulin e plays a role in ad via binding to mast cells and basophils that have high affinity ige receptors (fceri), whereupon these cells will then release a signal for degr a nulation and cause inflammation.(29) atopic dermatitis affects the human immune system and causes clinical symptoms such as erythema, skin edema, excoriation, lichenification, and abnormal epidermal thickening that are observed in mice with dncb-induced ad.(28) the immune response in mice with dncbinduced ad can be observed from the increased serum levels of ige, il-4, and il-6 in the study, and this condition is correlated with enhanced infiltration of inflammatory cells and mast cells in the dorsal skin. however, ad symptoms appear to be reduced after treatment with pa leaf extract cream for two weeks. our study shows that pa leaf extract cream can significantly lower il-4 levels in the skin of the dncb-sensitized mice. the pa leaf extract cream can also lower il-6 levels in the mouse skin and ige levels in mouse serum compared with mice that were only given the vehicle cream preparation. the mechanism of action of the pa leaf extract cream in ad is due to the existence of the flavonoid quercetin, as well as steroids such as physalin that have been reported by many to be able to suppress tslp or nf-kb which is a path in the formation of il-4 or to directly inhibit il-4, il-6, and ige.(10) abnormalities of the epidermal barrier in ad increases the enzyme kallikrein-5, which then binds to par2 and triggers nf-κb, which in turn can increase the release of tslp cytokines by keratinocytes.(30,31) thymic stromal lymphopoietin induces dendritic cells and activated langerhans cells to migrate to the lymph nodes as antigen-presenting cells (apc) and convert naive t cells into th2 cells.(32,33) the th2 cells could return to the dermis and release il-4 and il-13 which can trigger the signs and symptoms of ad. in addition, th2 causes a change in the ige class produced by the b cells.(31) the immunoglobulin e that is produced then stimulates mast cells, which degranulate when bound to specific allergens and release various types of molecules including il-4. increasing il4 will also aggravate ad by reducing epidermal diff erentiation and downregulating amp expression thereby increasing the risk of infection.(34) quercetin is a pleiotropic molecule that can be used against various molecular targets to control proinflammatory cytokines and therefore has potential for ad therapy.(35) several studies have demonstrated that quercetin constitutes a potent anti-ad agent that can be given orally or topically. karuppagounder et al. (36) used quercetin orally (at 50 mg/kg) for two weeks in the nc/ nga ad mouse model and reported that quercetin could lower serum il-4 levels and modulate hmgb1/rage/ nf-κb signaling and nrf2 ekasari , basuki , kurniasih, et al physalis angulata leaf extract cream 157 univ med vol. 42 no. 2 protein induction. the study of hou et al.(20) concludes that administration of 1% quercetin cream for seven days can reduce the expression of il-4, ccl17, ccl22, il-6, ifn-γ, and tnfα in the ears of c57bl/6 mice with mc903induced ad. the quercetin derivative quercetin3-o-(2”-gallate)-α-l-rhamnopyranoside (qgr) has also been reported to lower the expression of il-4, il-5, and il-13 when 1% qgr was given topically to nc/nga mice for four weeks.(37) treatment with quercetin derivatives could push the expression of proinflammatory cytokines through modulation of nf-κb, il-4, il-5, and il13, serum ige, and levels of eosinophils, inos, and cox2, hmgb1, rage which play an essential role as inflammatory mediators. quercetin has also been reported to inhibit the hmgb1, nf-κb, j ak/stat, and tslp pathways in the nc/nga ad mouse model. in addition, it has been shown that quercetin inhibits cytokines and other pro-inflammatory agents, such as il-1β, il-6, and tnf, and increases il-10 levels in liposaccharide-induced inflammation in mice.(10,36) according to the literature, quercetin can inhibit nf-κb, tslp, and il-4 pathways which are unique inflammatory pathways in ad. however, this does not preclude the possibility that the quercetin contained in the pa leaf extract cream can inhibit il-4 through other pathways, in view of the fact that the pathophysiology of ad is very complex, because pa could inhibit a variety of signaling pathways or cytokines. one of the limitations of this study is that the pa leaf extract contained no steroids, which are considered important for suppressing the inflammation of atopic dermatitis. therefore it is necessary to search for pa leaves that contain both flavonoids and steroids, in the expectation that they can provide a more synergistic effect against the ad-like inflammation in the mice. another limitation is that there was no comparison of the pa cream with other standard topical agents for ad, such as topical corticosteroids and calcineurin inhibitors. it is still unclear whether the improvement in il-4, il-6, and ige levels due to pa leaf extract cream equals or surpasses that of topical steroids or calcineurin inhibitors. even so, the il-4, il-6, and ige levels in mice given pa cream at a concentration of 10% proved to be lower than in mice given only the vehicle cream. further studies are needed on the proportion of the extract in different creams, on experiments with other preparations, such as ointments or gels, and on the use of solvents and other extraction methods to obtain a maximal yield of flavonoids and steroids, thus providing adequate treatment of ad lesions. conclusions physalis angulata leaf extract cream at 10% concentration can inhibit the inflammatory response in mice dncb-induced ad lesions by lower ing il-4, il-6, and ige levels. the therapeutic use of pa leaf extract cream is exceedingly promising and has the potential to be developed into standard ad therapy. conflict of interest the authors declare no conflicts of interest. acknowledgement the authors would like to tha nk the biomedical labora to ry unit, brawij aya university. funding non-tax state revenue fund, faculty of medicine , brawij aya unive rsity ( dana penerimaan negara bukan paj ak/pnpb, fakultas kedokteran universitas brawijaya). author contributions dpe: basic concept, design, writing the manuscript and performing the experiment. sb: supervising, critical reviewing and final approval of the manuscript. wk: analyzing, interpreting data, and helping draft the manuscript. hb and 158 ar: critical reviewing and final approval of the manuscript. all authors have read and approved the final manuscript. references 1. peng w, novak n. pathogenesis of atopic dermatitis. clin exp allergy 2015;45:566-74. doi: 10.1111/cea.12495. 2. hur ss, choi sw, lee dr, park jh, chung th. advanced effect of moringa oleifera bioconversion by rhizopus oligosporus on the treatment of atopic dermatitis: preliminary study. evid based complement alternat med 2018;2018: 7827565. doi: 10.1155/2018/7827565. 3. lim jm, lee b, min jh, et al. effect of peiminine on dncb-induced atopic dermatitis by inhibiting inflammatory cytokine expression in vivo and in vitro. int immunopharmacol 2018;56:135-42. doi: 10.1016/j.intimp.2018.01.025. 4. rodrigues ma, torres t. jak/stat inhibitors for the treatment of atopic dermatitis. j dermatolog treat 2019;31:33-40. doi: 10.1080/09546634. 2019.1577549. 5. simpson el, leung dym, eichenfield lf, boguniewicz m. atopic dermatitis: in: kang s, amagai m, bruckner al et al., editors. fitzpatrick’s dermatology in general medicine, 9th ed. new york: mcgraw hill; 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kim jy, jeong ms, et al. effect of topical application of quercetin-3-o-(2 3 -gallate)-α-lrhamnopyranoside on atopic dermatitis in nc/ nga mice. j dermatol sci 2015;77:166-72. doi: 10.1016/j.jdermsci.2014.12.005. soursop leaf extract increases neuroglia and hepatic degeneration in female rats 17 *anatomy department, faculty of medicine, islamic university of indonesia, yogyakarta **histology department, faculty of medicine, islamic university of indonesia, yogyakarta ***medical profession program, faculty of medicine, islamic university of indonesia, yogyakarta correspondence dr. ety sari handayani, m.kes anatomy department, faculty of medicine, islamic university of indonesia jl. kaliurang km14,5 yogyakarta phone: +62274-898470 ext. 2033 fax: +62274-898470 ext. 2007 email: eshyasser@yahoo.co.id univ med 2015;34:17-24 doi: 10.18051/univmed.2016.v35.17-24 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2015january-april, 2015january-april, 2015january-april, 2015january-april, 2015 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 background soursop leaf contains annonaceous acetogenins and alkaloids. the acetogenins act as inhibitors of mitochondrial complex i, suppress atp production and cause cell degeneration, whereas the alkaloids act as neurotoxins. neuronal degeneration will be followed by an increase in neuroglia (gliosis). hepatic clear cell foci represent the morphology of liver degeneration. the purpose of this study was to evaluate the effect of soursop leaf extract on number of neuroglia brain gliosis and hepatic clear cells in female rats. methods this study was an experimental study with a post-test only control group design. ten female sprague-dawley strain rats were divided into one control and one treatment group. the control group was gavaged with distilled water, while the treatment group was gavaged with aqueous soursop leaf extract at a dose of 1000 mg/kgbw/day for 90 days. rat brain tissue samples were taken at day 91 with a transcardial perfusion technique. the number of neuroglia in rat cerebral cortex, hippocampus, substantia nigra, and nucleus accumbens and the number of hepatic clear cells were determined. independent t-test was used to examine the differences in the numbers of neuroglia and hepatic clear cells between control and treatment groups. results the results of independent t-test analysis found a significant difference in the number of neuroglia in the cerebral cortex (p=0.015) and nucleus accumbens of the rats (p=0.030), and significant differences in the number of hepatic clear cells (p=0.029). conclusions aqueous soursop leaf extract orally increases neuroglia of the cerebral cortex and nucleus accumbens, and hepatic degeneration in female rats. keywords: soursop leaf, degeneration, brain, liver, female rats soursop leaf extract increases neuroglia and hepatic degeneration in female rats ety sari handayani*, zainuri sabta nugraha*, ika fidianingsih**, and prilly raleka pahlevawati*** doi: http://dx.doi.org/10.18051/univmed.2015.v34.17-24 18 handayani, nugraha, fidianingsih, et al soursop leaf increases gliosis ekstrak air daun sirsak meningkatkan neuroglia dan degenerasi hepar pada tikus betina latar belakang daun sirsak mengandung senyawa aktif annonaceous acetogenins dan alkaloid. acetogenin sebagai inhibitor kompleks i mitokondrial menurunkan produksi atp menyebabkan degenerasi sel. senyawa alkaloid bersifat neurotoksin. degenerasi neuron ditandai dengan peningkatan neuroglia (gliosis). clear cell focus hepatosit adalah gambaran morfologi degenerasi hepar. tujuan dari penelitian ini adalah untuk menilai efek ekstraks air daun sirsak terhadap jumlah neuroglia dan jumlah clear cell focus hepatosit pada tikus betina. metode rancangan penelitian eksperimental ini adalah post test only control group design, menggunakan 10 ekor tikus betina galur sprague-dawley, terbagi menjadi dua kelompok yaitu kelompok kontrol dan perlakuan. kelompok kontrol mendapatkan sondase aquades, dan kelompok perlakuan mendapatkan ekstrak air daun sirsak dosis 1000 mg/kgbb/hari selama 90 hari. pada hari ke 91, jaringan otak tikus diambil dengan menggunakan transcardial perfusion technique. jumlah neuroglia diamati pada cortex cerebri, hippocampus, substansia nigra dan nucleus accumbens tikus. uji t-independen digunakan untuk menguji adanya perbedaan jumlah neroglia dan haposit hepar antara kelompok kontrol dan perlakuan. hasil analisis dengan uji t independen menunjukkan adanya perbedaan bermakna antara kedua kelompok perlakuan, jumlah neuroglia di cortex cerebri (p=0,015) dan nucleus accumbens tikus (p=0,030), serta terdapat perbedaan bermakna clear cell focus hepatosit (p=0,029). kesimpulan pemberian ekstrak air daun sirsak secara oral meningkatkan neuroglia di cortex cerebri dan nucleus accumbens otak serta degenerasi hepar pada tikus betina. kata kunci : daun annona muricata, degenerasi, otak, hepar, tikus betina abstrak introduction annona muricata has been used for the prevention and treatment of cancer.(1) the phytochemicals present in the plant possess antioxidant activities, which can be used in the prevention or treatment of many diseases, including cancer. however, several species of the annonaceae family, including a. muricata, have also been targeted for investigation due to appurtenant substances among the acetogenins.(2) annonaceous acetogenins have cytotoxic properties that can inhibit the mitochondrial complex i enzyme. inhibition of this enzyme significantly reduces the production of energy (atp), cause cancer cell death.(1,3) however, the inhibitory effect may also occur in normal cells, particularly those with high atp requirements, such as the brain, liver, and kidney. various studies show that the soursop plant exerts side effects on healthy cells. administration for 28 days of purified acetogenins derived from soursop plant roots, was capable of causing degeneration of substantia nigra neurons in the r a t b r a i n , w i t h s y m p t o m s s i m i l a r t o parkinsonism. annonacin can cause cortical 19 neuronal death in in-vitro experiments.(4) inhibition of mitochondrial complex i causes a reduction in atp associated with increased tau protein.(5) administration of annonacin does not always result in toxicity. mutant r406w mice had a decreased number of cortical, parietal and hippocampal neurons in comparison with nonmutant mice.(6) the liver is composed of hepatocytes that are arranged radially around the central vein. the cytoplasm of hepatocytes contain 2000 mitochondria. the large number of mitochondria in hepatocytes is associated with the high performance of the liver in the body. in rat hepatocytes receiving ethanolic leaf extract of the sugar apple (annona squamosa), another member of the annonaceae family, there was an increase in their apoptotic index in he stained preparations.(7) the brain and the liver are vital organs in the body. the performance of the brain and the liver is highly dependent on the availability of atp in the cells. physiologically, if the decrease in atp production occurs in the long run, the cells may degenerate and die by necrosis or apoptosis.(8-10) damage to the neurons will be followed by an increase in the number of neuroglia (gliosis). liver damage can result in hepatic clear cell foci. (11) based on these facts, the objective of this study was to evaluate the effect of soursop leaves extract on brain gliosis and hepatic clear cell foci in female rats. methods research design t h e d e s i g n o f t h i s r e s e a r c h w a s a n experimental posttest only control group. the study was conducted from april until october 2013 at the pharmacy laboratory and histology laboratory, islamic university of indonesia, the integrated research and testing laboratory, gadjah mada university (lppt ugm) and the microanatomy laboratory, faculty of veterinary medicine, gadjah mada university (fkh ugm). animals and experimental procedure the animals used in this study were female rats (rattus norvegicus of the sprague-dawley strain) that had met the inclusion and exclusion c r i t e r i a . t h e r a t s w e r e r e a r e d i n t h e pharmaceutical laboratory, islamic university of indonesia. inclusion criteria for this study were healthy 3-month old female rats without any defects, of 175-250 g body weight, and normal hemoglobin and sgot levels. exclusion criteria were pain and disability in the rats during the course of the study. the samples used were 10 rats that were divided into 2 groups: the control and the treatment group, each group consisting of 5 rats. sample size determination was according to the guidelines of lwanga and lemeshow. the treatment group was gavaged with aqueous soursop leaf extract at 1000 mg/ kgbw/day given in volumes of 2 ml/day. the control group was gavaged with distilled water at a dosage of 2 ml/day. the interventions were performed for 90 days. preparation of soursop extract soursop leaves were selected from the 4th to 6th level branches of the trees. preparation of the aqueous soursop leaf extract was done in the integrated research and testing laboratory, gadjah mada university. preparation of brain tissue samples rat brain tissue samples were taken at day 91 with a transcardial perfusion technique. the samples were then made into paraffin blocks and he stained sections. the parts of the rat brain that were studied comprised the cerebral cortex, hippocampus, nucleus accumbens and substantia nigra. observations on vacuolization and neuroglial number were made using an olympus cx21 light microscope with an optilab camera and linked to a computer containing the optilab viewer software program. in each sample, all fields of view were taken. in one field of view univ med vol. 34 no.1 20 handayani, nugraha, fidianingsih, et al soursop leaf increases gliosis were taken all neuroglia located to the right of the left border of the photo frame and above the lower limit of the photo frame. the results were read by a single person. the neuroglia were studied morphologically. oligondendrocytes have dark-colored round or oval nuclei with darkcolored cytoplasms. microglia have dark-colored bean-shaped or irregular nuclei and dark-colored cytoplasms that are lighter in color than those of oligodendrocytes. astrocytes have pale nuclei. rat liver tissue samples were taken on day 91 prior to the transcardial perfusion technique. the microscopic features of focal hepatocyte lesions were observed in their cytoplasms. the number of hepatic clear cells was determined on he stained sections, in all fields of view in each section. the main microcopic feature was the nearly white color of the unstained cytoplasm of the hepatocytes. the observation were made using an olympus cx21 light microscope with an optilab camera and linked to a computer containing the optilab viewer software program. in each sample, all fields of view were taken. the cytoplasmic vacuolization was observed at 1000 x total magnification (using a 100x objective lens and a 10 x ocular lens). after microscopic observation, the morphology was recorded as images of 640x480 pixels using the optilab viewer. statistical analysis independent t-test was used to determine the differences in the numbers of neuroglia and hepatic clear cells between control and treatment groups. ethical clearance this study was reviewed by the ethical clearance committee for preclinical research, integrated research and testing laboratory, gadjah mada university (lppt ugm) and obtained ethical clearance under no.139/keclppt/iii/2014. figure 1. vacuolization (black arrows) in substantia nigra neurons (a, b), cytoplasmic vacuolization of neurons (black arrows), neuroglia (red arrows) in the hippocampus (c), necrosis of neurons (pycnotic nuclei) (yellow arrows) in the hippocampus (d) (he staining at 1000x magnification). a b c d 21 table 1. mean number of hepatic clear cells and brain neuroglia, by treatment group results the present study used 10 rats assigned randomly to the control and treatment groups. the rats were in healthy condition and during the study no rats were disabled or died. overall, the administration of the aqueous extract of soursop (annona muricata) leaves o r a l l y f o r 9 0 d a y s r e s u l t e d i n n e u r o n a l degeneration in the rat substantia nigra and neuronal vacuolization in the hippocampus (figure 1). in the rat liver, there were cytoplasmic vacuolization, clear cell foci, and eosinophilic hepatocytes (figure 2). the number of neuroglia and hepatic clear cells were counted in the entire field of view of each preparation. administration of soursop leaf extract for 90 days resulted in a significant mean increase in hepatic clear cells and brain neuroglia in the treatment group in comparison with the control group, except in the hippocampus and substantia nigra (table 1). discussion the interesting thing about this study is the increase in neuroglia in the nucleus accumbens and cerebral cortex. in contrast, there was no increase in neuroglia in the substantia nigra and the hippocampus of the rats. increased neuroglia (gliosis) occurs when neurons undergo necrosis. the necrotic neurons will be surrounded by neuroglia. this relates to the function of neuroglia as supporter cells. the results of this study showed that aqueous soursop leaf extract given orally for 90 days had not been able to cause necrosis in the rat substantia nigra. the damage in the substantia nigra neurons only reached the stage of degeneration. this is supported by microscopic findings in substantia nigra neurons in the form of cytoplasmic vacuolization. similarly there was neuronal cytoplasmic vacuolization in the hippocampus. this is understandable given the strength of acetogenin compounds in soursop plants. the leaves of annona muricata contain neurotoxic figure 2. a. acidophilic hepatocyte (red arrow), b. hepatic clear cells (black arrows), c. cytoplasmic vacuolization (black arrow) (he staining at 1000x magnification) ba c univ med vol. 34 no.1 22 handayani, nugraha, fidianingsih, et al soursop leaf increases gliosis isoquinolinic alkaloids and acetogenins. isoquinolinic alkaloids can damage dopaminergic neurons and non-dopaminergic neurons (gabaergic). annonacin, an acetogenin compound that is present in soursop leaves, is able to passively diffuse into the cell. this compound is 50 times more toxic to dopaminergic neurons and 2000 times more toxic to non-dopaminergic neurons, w h e n c o m p a r e d w i t h 1 m e t h y l 4 phenylpyridinium (mpp).(12,13) the substantia nigra is a brain structure that is rich in dopaminergic neuronal cell bodies. these findings raise the possibility that the acetogenins in aqueous soursop leaf extract preferentially affect non-dopaminergic neurons as compared to dopaminergic neurons. this supports the findings in this study where the nucleus accumbens and cerebral cortex have more severe damage resulting in gliosis compared with the substantia nigra and the hippocampus, which merely undergo a process of degeneration characterized by cytoplasmic vacuolization of rat neurons. the results are consistent with research f i n d i n g s b y c h a m p y e t a l . ( 1 3 ) o f s e v e r e degeneration of dopaminergic neurons in the substantia nigra in the form of cytoplasmic vacuolization upon administration of purified annonacin for 28 days, giving rise to symptoms of parkinson’s disease in rats. degenerating neurons showed a picture of dystrophy and enlargement of the nerve fibers, and swelling of the nucleus.acetogenins and alkaloids contained in the plant soursop are able to damage dopaminergic neurons. various studies at the cellular as well as community level have demonstrated the neuronal damage after administration of this compound.(14,15) neuronal necrosis occurs after repeated exposure to neurotoxins. the term necrosis can be used to describe the state of ischemic neurons. the cell body will shrink due to reduced neuronal cell cytoplasm. in he staining, the cell body will a p p e a r e o s i n o p h i l i c . t h e f i n a l s t a g e o f degeneration, neuronal necrosis, will appear in t h e f o r m o f c h a n g e s t o t h e n u c l e u s a s karyorrhexis or karyolysis. these changes can be observed by using a light microscope. necrotic neurons will be surrounded by glia (gliosis). cellular mechanisms underlying neurodegeneration involve the accumulation of tau protein in the cytoplasm of dopaminergic neurons. tau is a microtubule-associated protein (map) located in the axon. the presence of microtubular damage stimulated by atp upon the administration of annonacin causes tau protein to accumulate in the cytoplasm of dopaminergic neurons.(12) the ability of acetogenins to damage dopaminergic neuronal cell bodies in the area ventralis tegmenti and the substantia nigra will indirectly affect the neurons in the nucleus accumbens. dopaminergic neurons project to the nucleus accumbens so that in the event of damage or cell death of dopaminergic neurons in the area ventralis tegmenti or substantia nigra, it will affect the neurons in the nucleus accumbens.(16,17) the toxic effect of soursop leaves may also be due to its alkaloid content. mohanty found that the imino sugar alkaloid swainsonine has n e u r o t o x i c p r o p e r t i e s . s w a i n s o n i n e i s a mannosidase inhibitor that exert neurotoxic effects by inhibition of lysosomal acidic alpha mannosidase. the swainsonine content of soursop leaves is 0.0004% of their dry weight. if consumed in amounts of 0.001% of the diet, t h e c o m p o u n d m a y c a u s e n e u r o l o g i c a l disorders.(17) other soursop alkaloids are 1 benzyl-1,2,3,4-tetrahydroisoquinoline (1bntiq) and annonamine. the compound 1bnt1q can demonstrably induce symptoms of parkinsonism in experimental animals. annonamine is neurotoxic for cathecholaminergic neurons, thus inducing parkinsonism.(18) the toxic effects of s o u r s o p i n h u m a n s h a v e b e e n r e p o r t e d previously. it is said that there is a relationship between consumption of soursop products and brain atrophy with enlargement of the cerebral ventricles.(19) the microscopic picture of hepatic focal lesions can be seen in the cytoplasm of hepatocytes. on the basis of hematoxylin-eosin 23 staining, hepatic focal lesions can be divided into the following types: basophilic, eosinophilic, clear cell, or mixed. the results of this study indicate the presence of clear and acidophilic cell foci. a clear cell focus is characterized by swelling of hepatocytes, followed by an increase in the size of the nucleus. all drugs of any kind either herbal, natural, or synthetic can give side effects to various organs, among which the liver is the center of d r u g m e t a b o l i s m a n d d e t o x i f i c a t i o n . ( 2 0 ) nascimento et al.(7) in their study on the effects of annona coriacea (araticum) found that the e t h a n o l e x t r a c t o f t h e p l a n t c a n c a u s e hepatotoxicity. hepatotoxicity is determined by a decrease in the number of cells per area, changes in the morphology of hepatocyte nuclei cytoplasmic vacuolization, and decreased appetite. there are two theories regarding the m e c h a n i s m o f l i v e r d a m a g e i n d u c e d b y acetogenin. the first theory is through the mechanism of adaptation of the liver to the burden of acetogenin metabolism. the liver is the organ most frequently damaged. around 80% of the liver blood supply comes from the hepatic p o r t a l v e i n t h a t d r a i n s b l o o d f r o m t h e gastrointestinal system. toxic substances including those from plants, fungi, and bacteria, and also metals, minerals and other chemical substances that are absorbed into the portal blood system are carried toward the liver as the center of drug metabolism. the second theory is through a direct mechanism of acetogenin on hepatocytes, because hepatocytes have mitochondria. acetogenin which is the active compound contained in soursop inhibits mitochondrial complex i activity and is likely to cause side effects. but the complete explanation is not known with certainty.(21) subacute treatment with a. muricata aqueous extract for 14 days had no effect on the weights of the liver, kidneys, heart and stomach, while the uterus increased in weight to 1000 mg/ kg and beyond. hematological parameters, alt, ast, alp, urea and albumin were unaffected while creatinine levels were increased at 2500 mg.(22) a limitation of this study was the use of a single dose of aqueous soursop leaf extract, thus precluding the determination of the minimal dose that can cause damage to healthy cells. the study results demonstrate that soursop leaves are not completely safe when used as herbal medication, since it can cause injury to healthy cells. consumers of soursop leaves will hopefully pay a t t e n t i o n t o t h e d o s e a n d d u r a t i o n o f administration, in order to prevent the side effects of degeneration and necrosis of healthy cells. further studies are indicated to determine the minimal dose and duration of administration that can induce degeneration and necrosis of healthy cells. conclusion an aqueous extract of soursop (annona muricata) leaves given orally increases the numbers of neuroglia in the cerebral cortex and nucleus accumbens of the brain and the number of hepatic clear cells in rats. acknowledgements the authors are indebted to uppm medical faculty, islamic university of indonesia, for supporting this study. references 1. moghadamtousi sz, kadir ha, paydar m, et al. annona muricata leaves induced apoptosis in a549 cells through mitochondrial-mediated parhway and involvement of nf-kb. complement alt med 2014;14:299. 2. mishra s, ahmad s, kumar n, et al. annona muricata (the cancer killer): a review. global j pharm res 2013;2:1613-8. 3. liaw cc, wu ty, chang fr, et al. historic perspectives on annonaceous acetogenins from the chemical bench to preclinical trials. planta med 2010;76:1390-404. 4. pott lf, luzzio fa, smith sc, et al. annonacin in asimina triloba fruit: implication for univ med vol. 34 no.1 24 handayani, nugraha, fidianingsih, et al soursop leaf increases gliosis neurotoxicity. neurotoxicol 2012;33:53-8. doi: 10.1016/j.neuro.2011.10.009. 5. hollerhage m, matusch a, champy p, et al. natural lipophilic inhibitors of mitochondrial complex i are candidate toxins for sporadic neurodegenerative tau pathologies. exp neurol 2009;220:133-42. 6. yamada es, respondek g, mussner s, et al. annonacin, a natural lipophilic mitochondrial complex i inhibitor, increases phosphorylation of tau in the brain of ftdp-17 transgenic mice. exp neurol 2014;253:113-25. 7. nascimento gnl, valadares mc, nishijo h, et al. investigation of the toxic potential of crude ethanol extract of annona coriacea (araticum) seeds in acute exposed mice. brazilian j pharmacog 2012;22:580-6. 8. alvarez co, neske a, chahboune n, et al. ucupentol, a novel mono-tetrahydrofuranic acetogenin from annona montana, as a potent inhibitor of mitochondrial complex i. chem biodivers 2009;6:335-40. 9. dayeef ay, karyono s, sujuti h. the influence of annona muricata leaves extract in damaging kidney cell and inducing caspase-9 activity. j pharm biol sci 2013;8:48-52. 10. li k, li q, li j, et al. alkaloid from angelicae daharaicae inhibits hela cell growth by inducing apoptosis and increasing cascape–3 activity. lab med 2008;399:540-6. 11. mcmartin dn, o’donoghue jl, morrissey r, et al, editors. non-proliverative lesions of the nervous system in rats, ns-1. in: guides for toxicologic pathology. washington, dc: stp/ arp/afip;1997.p.51-76. 12. escobar-khondiker m, hollerhage m, paulemuriel m, et al. annonacin, a natural mitochondrial complex i inhibitor, causes tau pathology in cultured neurons. j neurosci 2007; 27:7827-37. 13. champy p, melot a, guérineau v, et al. quantification of acetogenins in annona muricata linked to atypical parkinsonism in guadeloupe. mov disord 2005;20:1629-33. 14. shaw ca, hoglinger gu. neurodegenerative disease: neurotoxins as sufficient etiologic agent? neuromol med 2008;10:1-9. 15. arif ia, khan ha. environmental toxins and parkinson’s disease: putative roles of impaired electron transport chain and oxidative stress. toxicol ind health 2010;26:121-8. doi: 10.1177/ 0748233710362382. 16. richard jm, berridge kc. nucleus accumbens dopamine/glutamate interaction switches modes to generate desire versus dread: d1 alone for appetitive eating but d1 and d2 together for fear. j neurosci 2011;31:12866-79. 17. mohanty s, hollinshead j, jones l, et al. annona muricata (graviola): toxic or therapeutic. natural product comm 2008;3:31-3. 18. matsushige a, kotake y, matsunami k, et al. annonamine, a new aporphine alkaloid from the leaves of annona muricata. chem pharm bull 2012;60:257-9. 19. lannuzel a, hoglinger gu, verhaeghe s, et al. atypical parkinsonism in guadeloupe: a common risk factor for two closely related phetotypes? brain 2007;130:816-27. 20. warisno dk. daun sirsak: langkah alternatif menggempur penyakit. jakarta: gramedia pustaka utama;2012. 21. lim tk. edibel medicinal and non-medicinal plants. fruits 2012;1. doi: 10.1007/978-90-4818662-7_1. 22. arthur fkn, woode e, terlabi eo, et al. evaluation of acute and subchronic toxicity of annona muricata (linn.) aqueous extract in animal. eur j 2011;4:115-24. alvina 56 abstract cancer-associated retinopathy (car) is a paraneoplastic syndrome most commonly associated with small-cell carcinoma of the lung, but also less frequently reported in patients with breast, endometrial, and other cancers. a paraneoplastic syndrome (pns) is a secondary organ dysfunction occurring in a cancer patient at a site that is anatomically remote from the tumor. pns is not due to a direct effect of the tumor itself or its metastases but caused by other mechanisms, commonly autoimmune mechanisms develop when malignant tumors express proteins, paraneoplastic antigens (pna), which are normally present only in neurons. one retinal antigen implicated in the autoimmune mechanism of car is recoverin, a 23 kda photoreceptor-specific calciumbinding protein modulating the activity of photoreceptor guanylyl cyclase. the anti-recoverin antibodies induced by the primary tumor may on contact with intraretinal recoverin initiate a photoreceptor degeneration and trigger photoreceptor death by apoptosis, thus causing blindness. other circulating antibodies directed against a 46 kda protein identified as retinol enolase and a 60 kda retinal protein have been demonstrated in patients with clinically diagnosed car syndrome. in certain patients no specific antibody has been identified. this suggests that the car syndrome includes an heterogenous group of autoimmune conditions directed against various retinal proteins. keywords: cancer-associated retinopathy, paraneoplastic, recoverin, autoimmune *department of ophthalmology, gatot subroto central military hospital correspondence dr. nurbuanto tradjutrisno, spm department of ophthalmology, gatot subroto central military hospital jl. abdul rahman saleh no.24, jakarta pusat phone: 021-3441008 email: ntradjutrisno@gmail.com univ med 2010;29:56-64 cancer-associated retinopathy: an autoimmune retinopathy nurbuanto tradjutrisno* january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction a paraneoplastic syndrome is a secondary organ dysfunction occurring in a cancer patient at a site that is anatomically remote from the tumor. paraneoplastic syndromes are a complex of symptoms not due to a direct effect of the tumor itself, its metastases, opportunistic infections, metabolic abnormalities, vascular diseases, coagulopathies, complications of therapies, or malnutrition, but caused by i m m u n e o r o t h e r m e c h a n i s m s . m o s t paraneoplastic syndromes are associated with small-cell carcinoma of the lung (sccl), 57 univ med vol.29 no.1 g y n e c o l o g i c m a l i g n a n c i e s , a n d b r e a s t neoplasms (ductal adenocarcinoma), while the symptoms frequently are in the form of a b n o r m a l i t i e s o f t h e n e r v o u s s y s t e m [paraneoplastic neurologic syndrome (pns)]. pns are rare neurological disorders that are related to cancer, even though the primary tumor and its metastases have not invaded the n e r v o u s s y s t e m . p n s a r e t h o u g h t t o b e autoimmune diseases that develop when m a l i g n a n t t u m o r s e x p r e s s p r o t e i n s , paraneoplastic antigens (pna), which are normally present only in neurons.(1) in one case pns occurred in a patient with occult breast cancer(2) and in a child with langerhans cell histocytosis.(3,4) the abnormalities of pns are frequently the result of autoimmune disorders, but may also be due to other mechanisms. in pns associated with autoantibodies, these antibodies are targeted against antigens shared by tumor cells and nervous tissue (onconeural antigens). these immune responses subsequently will recognize the same antigens or epitopes occurring in other organs, e.g. in the nervous system. a second group of autoimmune pns are monoclonal g a m m o p a t h y s y n d r o m e s a s s o c i a t e d w i t h secretion of an antibody by the neoplasm.(3) that some pns are based on autoimmune reactions was first demonstrated for the lambert-eaton syndrome, which is a myasthenia-like disorder o f t h e p e r i p h e r a l n e r v o u s s y s t e m w i t h autoantibodies that bind to presynaptic calcium channels at the neuromuscular junction. this binding disturbs the release of acetylcholine, thus leading to weakness of the proximal muscles and associated abnormalities. in another paraneoplastic syndrome, namely p a r a n e o p l a s t i c c e r e b e l l a r d e g e n e r a t i o n , autoantibodies were found against purkinje cells in the cerebellum of a patient. the researchers subsequently also found purkinje cell antigens in gynecologic tumors in the affected patient, but not in patients with similar t u m o r s w h o d i d n o t h a v e n e u r o l o g i c a l abnormalities. paraneoplastic syndromes affecting the visual system have also been reported, mainly consisting of cancer-associated retinopathy (car) and melanoma-associated retinopathy (mar). car was first described by sawyer et al.,(5) while mar was first described in 1988 by berson et al.(6) the prevalence of car is unknown, with less than 100 reported cases worldwide, but car is still more common than mar. the primary tumor most commonly associated with car (90%) is small sclc, but it has also been less frequently reported in patients with breast, endometrial, and other cancers. mar has been described only in a s s o c i a t i o n w i t h c u t a n e o u s m a l i g n a n t melanoma, and not with melanomas affecting other tissues. in car, the visual loss frequently precedes the discovery of sclc, while in mar the retinopathy commonly presents after the melanoma is diagnosed, often at the metastatic stage.(7) in this review the characteristics and probable pathogenesis of the car syndrome will be discussed, with some notes on apoptosis due to antirecoverin antibodies. clinical picture car is characterized by a functional and progressive abnormality of the rods and cones, without any other neurological dysfunction. car should be suspected in patients who present with visual symptoms such as rapid unexplained visual loss and seeing shimmering lights, a c c o m p a n i e d b y a m a r k e d l y a t t e n u a t e d electroretinogram (erg). the chief complaint in car is unilateral or bilateral, symmetric or asymmetric, total or partial loss of vision, but night blindness may also be the presenting symptom. the visual loss occurs either gradually or in a stepwise pattern over weeks to months. other symptoms may include visual shimmering, sparkling, or distortions. examination shows poor visual acuity, impaired color vision, constriction of visual fields, and an afferent pupillary defect. visual field defects most commonly consist of 58 central and/or ring scotomas. histologically, there is severe loss of the inner and outer s e g m e n t s o f t h e r o d s a n d c o n e s , w i t h widespread degeneration of the outer nuclear layer. the electroretinogram (erg) is usually flat due to loss of the photoreceptors. the symptoms of car are in the majority of cases bilateral, although occasionally a time interval o f s e v e r a l w e e k s m a y s e p a r a t e t h e symptomatology between the two eyes, which in turn commonly precedes the discovery of the primary tumor by several weeks to several months.(7,8) the clinical presentation of car and mar is rather similar, but the erg pattern is different. in car, scotopic and photopic aand b-waves are either absent or severely abnormal, whereas in mar maximal combined rod-cone erg responses are electronegative. as an apparent exception goetgebuer et al.(7) reported a case of car with electronegative erg, leading the investigators to initially suspect mar. however, the underlying malignancy turned out to be an oat-cell carcinoma in the right lung. the patient died of pneumonia 2 years after presentation. treatment of car with corticosteroids (methylprednisolone iv), immunoglobulins a n d p l a s m a p h e r e s i s h a v e p r e s u m a b l y demonstrated their efficacy in reducing the titer of circulating antibodies and in maintaining effective vision until demise of the patient. however, spontaneous recovery of vision in car has not been reported. the prognosis ad vitam depends on the primary tumor.(8,9) an old man with lung adenocarcinoma presenting with car at the age of 65 years was reported by oohira.(10) the patient had been followed-up for the last 15 years after the resection of the lung tumor in 1991. igg of 23 kda and 65 kda, identified as antirecoverin and anti-heat shock cognate protein antibodies, respectively, were detected in his serum preoperatively, and the patient was treated with corticosteroids. the fundi and visual fields of both eyes gradually deteriorated over 13 years, but they had become stable in the last 2 years. espandar et al.(11) reported on a 66-year old women who had lumpectomy and chemotherapy for breast cancer in 1978 and serologically p r o v e n c a r a n d p a r a n e o p l a s t i c o p t i c neuropathy in 1988. over an 8-year follow-up period after the initial diagnosis of car, the p a t i e n t w a s s u c c e s s f u l l y t r e a t e d w i t h alemtuzumab after therapeutic failures of respectively prednisone, plasmapheresis and cyclosporin. alemtuzumab therapy allowed her to maintain fairly good visual function during the entire follow-up period, although she experienced some permanent decline in her visual fields and visual acuity after each of three episodes of car. however, it should be noted that her serum contained antibodies against the 40 kda car antigen but not the 23 kda car antigen. alemtuzumab is a recombinant dnaderived humanized monoclonal antibody that is directed against the 21-28 kda cell surface glycoprotein cd52. cd52 is expressed on the surface of normal and malignant b and t lymphocytes, natural killer cells, monocytes, m a c r o p h a g e s , a n d t i s s u e s o f t h e m a l e reproductive system. pathogenesis as in other autoimmune pns, car is a p p a r e n t l y t h e r e s u l t o f a n a u t o i m m u n e process. in the serum of one patient with carcinoma of the cervix, antibodies against human retinal photore-ceptors were found, whereas in two others their serum reacted with ex-tracts of normal human, murine and bovine retinas, also with human and bovine choroid, but not with extracts of the lens or iris. there were only low background readings by sera of normal individuals or of cancer patients without disturbances of vision. these findings suggested that the antigen for this pns was situated in the retina-choroidal complex.(12) one of the first retinal antigens to be implicated in the autoimmune mechanism of the car syndrome was a 23 kda protein tradjutrisno cancer-associated retinopathy 59 univ med vol.29 no.1 identified as recoverin, a photoreceptorspecific calcium-binding protein modulating t h e a c t i v i t y o f p h o t o r e c e p t o r g u a n y l y l cyclase.(13,14) recoverin is aberrantly expressed in more than 50% of 33 cancer cell lines.(15) the anti-recoverin antibodies induced by the primary tumor may on contact with intraretinal recoverin initiate a photoreceptor degeneration and trigger photoreceptor death by apoptosis, t h u s c a u s i n g b l i n d n e s s . ( 1 6 ) c i r c u l a t i n g antibodies directed against a 46 kda protein i d e n t i f i e d a s r e t i n o l e n o l a s e h a v e b e e n demons tr ated in patients with clinically diagnosed car syndrome. other autoantigens include the s-antigen (arrestin) and tubby-like p r o t e i n 1 ( t u l p 1 ) w h i c h i s a m o l e c u l e e x p r e s s e d i n s y n a p t i c t e r m i n a l s o f photoreceptor cells.(17) some reports have also implicated heat shock proteins (specifically h e a t s h o c k c o g n a t e p r o t e i n 7 0 ) i n c a r autoimmunity. however, because both enolases and heat shock proteins are expressed in every tissue, it is difficult to attribute an organspecific autoimmune disease to immunological activity with these ubiquitous antigens. in certain patients no specific antibody has yet been identified, suggesting that the car syndrome includes an heterogenous group of a u t o i m m u n e c o n d i t i o n s d i r e c t e d a g a i n s t various retinal proteins.(18,19) neuronal calcium sensors calcium as a second messenger controls many biological processes and one of the mechanisms is by interaction with calciumbinding proteins. among these proteins there is one class, the ef-hand superfamily, that shares a common calcium binding motif, namely the ef-hand. ef-hand proteins with regulatory roles are often termed calcium s e n s o r p r o t e i n s ( c s p ) , c o m p r i s i n g a heterogeneous class of proteins that includes calmodulin (cam), neuronal calcium sensors (ncs), visinlike protein (vilip), neurocalcin, hippocalcin, and the recently identified s100 family members. ncs are neuron-specific calcium sensor proteins, of which recoverin is the best-known example. recoverin (also called s-modulin in the frog) is a myristoylated csp e x p r e s s e d p r e d o m i n a n t l y i n v e r t e b r a t e photoreceptor cells. calcium ion plays a critical role in the recovery phase of visual excitation and in adaptation to background light. the lightinduced lowering of the calcium level in retinal rod outer segments restores the dark state by stimulating guanylate cyclase, decreasing the photosensitivity of the cgmp phosphodiesterase and switching the cgmp-gated channel to the high affinity form. calcium-bound recoverin prolongs the photoresponse most likely by blocking the phosphorylation of photoexcited rhodopsin. this effect of recoverin is reversed by the light-induced lowering of the calcium level. the shortened lifetime of photoexcited rhodopsin, and hence of the phosphodiesterase, at low calcium concentrations promotes recovery of the dark state and contributes to adaptation to background light.(20) characteristics and effects of recoverin recoverin, a relatively new member of the ef hand superfamily, was discovered in the early 1990s in the search for a soluble calciumsensitive activator of guanylate cyclase. it is a 23 kda calcium-binding protein present only in vertebrate photoreceptors, in certain other retinal neurons, and in pineal glands. the threed i m e n s i o n a l s t r u c t u r e o f r e c o m b i n a n t unmyristoylated recoverin was elucidated and shown to be a compact protein made up of two domains separated by a narrow cleft. each domain contains a pair of ef hands, which are the 29 residue helix-loop-helix motifs found in parvalbumin, troponin c, calmodulin, and other members of the superfamily. thus there are four potential ef hand calcium-binding sites in the recoverin molecule, but only two (the second and the third ef hands) are capable of binding calcium ions. in the crystal form of recombinant unmyristoylated recoverin, a calcium ion is bound to ef hand 3, while ef 60 hand 2 can bind samarium but not calcium. the other two ef hands have novel structural f e a t u r e s t h a t p r e v e n t o r i m p a i r c a l c i u m binding. recoverin can form a complex with rhodopsin kinase (grk-1) in vitro, thus inhibiting phosphorylation of the visual receptor rhodopsin in a calcium-dependent manner. it has been confirmed recently that r e c o v e r i n s e r v e s a s a c a l c i u m s e n s o r o f rhodopsin phosphorylation under physiological conditions. recoverin is also found as an a n t i g e n i n v a r i o u s n e o p l a s m s t h a t a r e accompanied by car.(17,20,21) the recombinant equivalent of this protein is now routinely used a s t h e t e s t a n t i g e n i n t h e s e r o l o g i c a l identification of recoverin hypersensitivity.(12) investigations into the mechanism of cell damage caused by antirecoverin antibodies revealed an apoptosis-inducing activity on in vitro cultivated monolayers of rat retinal cells, and antibody-mediated retinal degeneration in vivo following intraocular injection of these immunoglobulins into the lewis rat. this animal is genetically prone to the induction of autoimmune reactions in the eye and provides a useful model to demonstrate the pathological processes involved in immune-mediated retinal degeneration and the significance of inherited susceptibility.(12) to find out whether recoverin was able to induce the immunological mechanism leading to photoreceptor degeneration, lewis rats were immunized with recoverin and subsequently showed a high titer of serum a n t i b o d i e s a g a i n s t r e c o v e r i n , a n d a l s o degeneration of immunocompetent t cells and photorecep-tors.(12,17) polans et al.(17) proved that recoverin was expressed in the lung tumor of one patient with car, but not in similar lung tumors in patients without car. the immunodominant portion o f r e c o v e r i n w a s f o u n d b y s o l i d p h a s e immunoassay using overlapping heptapeptides t h a t i n c l u d e d t h e c o m p l e t e s e q u e n c e o f recoverin. the major determinant is formed by two linear strands of amino acids, namely residues 64-70 (lys-ala-tyr-ala-gln-his-val) and 48-52 (gln-phe-gln-ser-ile). residues 6180 are also pathogenic, causing photoreceptor degeneration in lewis rats immunized with these peptides. interestingly, amino acid residues 64-70 promote both autoantibody binding and pathogenicity. thus it is clear that recoverin as a nervous system antigen is in all probability responsible for the loss of vision in some cancer patients. while autoimmune diseases are widespread, car is one of the few autoimmune disorders where the specific selfantigen is known.(17) tumor tissues in car patients selectively express recoverin, which will react with the patients’ autoantibodies. thus there is the possiblity that the expressed recoverin, when released, will be able to trigger an autoimmune response resulting in retinal degeneration. in the study by adamus et al. it was proven that antirecoverin antibodies enter the cell and subsequently cause cell death by apop-tosis.(24) other circulating antibodies directed against a 46 kda protein identified as retinol enolase and a 60 kda retinal protein have been demonstrated in patients with clinically diagnosed car syndrome. however, in certain p a t i e n t s n o s p e c i f i c a n t i b o d y h a s b e e n identified. therefore, this suggests that the car syndrome includes an heterogenous group of autoimmune conditions directed against various retinal proteins. apoptosis as a cause of photoreceptor damage to evaluate the pathogenic effect of antirecoverin antibodies on retinal cells, in vitro experiments were performed using the immortalized rat retinal cell line e1a.nr3. this cell line contains cells expressing antigens specific for photoreceptors, bipolar cells and ganglion cells, including recoverin. it has been demonstrated that normal as well as specific antibodies may enter retinal cells. to find out the influence of antibodies on cell growth, the tradjutrisno cancer-associated retinopathy 61 univ med vol.29 no.1 following autoantibodies were used: five types of antirecoverin autoantibodies from car patients, antirecoverin antibodies of rats with experimental autoimmune uveoretinitis, and rabbit antirecoverin antibodies.(22) all of the above antirecoverin antibodies had a similar cytotoxic effect on e1a.nr3 cells, which effect depends on the number of antirecoverin antibodies administered and on time of exposure. the toxic effect was greater with high doses of antirecoverin antibodies and t h e n u m b e r o f v i a b l e c e l l s d e c r e a s e d s i g n i f i c a n t l y a f t e r 4 8 h o u r s . n o r m a l nonspecific antibodies had no effect on cell viability with identical doses and time of exposure. in a subsequent experiment e1a.nr3 cells were cultured in combination with antibody and complement. human antirecoverin antibodies are of the igg1 class and posses complement fixing ability. however, compared with cultures incubated with antirecoverin antibodies only, those with added complement showed no further cellular damage after 48 hours. the possible expression of fc receptors on the surface of e1a.nr3 cells was determined by an fc rosetting assay using igg-coated sheep erythrocytes. the assay results showed that the sheep erythrocytes did not form rosettes with the surface of e1a.nr3 cells. to test whether fc receptors were induced by antibodies, the e1a.nr3 cells were initially incubated with antibody for 4 hours, then the rosette test was performed. in this case also no rosette formation was seen. these results indicate that e1a.nr3 cells do not express fc-binding activity on their surface. to a s c e r t a i n w h e t h e r a n t i r e c o v e r i n antibodies are capable of influencing the growth o f c e l l s t h a t d o n o t e x p r e s s r e c o v e r i n , antirecoverin antibodies were cultured together with three types of cells, ie. human retinoblastoma cells y79, rat pheochromocytoma cells pc12, and rat hyphophyseal tumor cells gh3. the proteins extracted from these cells were examined for the presence of recoverin by western blot analysis using antirecoverin antibodies. none of these cell types expressed recoverin in culture, although retinoblastoma y79 cells expressed recoverin mrna. the cells h a d b e e n c u l t u r e d w i t h a h i g h d o s e o f antirecoverin (300 µg/ml) for 24 to 48 hours. by the immunoperoxidase method normal antibodies and antirecoverin antibodies were found within the cytoplasm of y79, pc12 and gh3 cells. however, the results of mtt cytotoxic assays showed that antirecoverin antibodies did not affect the growth and viability of cells not expressing recoverin. i n a s u b s e q u e n t e x p e r i m e n t , t o t h e e 1 a . n r 3 c e l l c u l t u r e w e r e a d d e d photoreceptor-specific monoclonal antibodies against another protein, i.e. arrestin, and incubated for 48 hours. arres-tin is expressed by e1a.nr3 cells. the results of culture with monoclonal antiarrestin antibody were similar with those of culture with antirecoverin antibody. after incubation with the highest dose of antibody, only 40 percent of the cells were still viable, compared with 100 percent viable cells in cultures with normal antibody. in the car syndrome there are occasional inflammatory cell infiltrates in the diseased tissues, but inflammation of the retina is rarely reported. as there is no inflammation in car, it may be surmised that retinal degeneration i n c a r d e v e l o p s a s a r e s u l t o f a n o n inflammatory process involving humoral i m m u n i t y, i . e . t h e p r o c e s s o f a p o p t o s i s . comparative analysis on e1a.nr3 cells c u l t u r e d w i t h s p e c i f i c a n t i b o d y a g a i n s t recoverin, irrespective of cellular origin (human, rat, rabbit), showed changes in cell morphology, including shrinking of cell bodies, blebs, retraction of cell processes, and release of cells from the tissue culture plates. cells cultured with control antibody on identical doses showed normal morphology. because specific as well as normal antibody may enter the cell, the effect of antirecoverin antibodies must be due to specific antibody activity. incubation of cells with antirecoverin antibodies 62 caused fragmentation of dna into 200-bp integers and condensation of nuclear chromatin. dna fragmentation was observed with all antirecoverin antibodies, both from patients’ and animal sera. however, dna fragmentation was not seen when the cells were incubated with normal antibody. condensation of chromatin was analyzed using the fluorochromes hoechst 33342 and propidium iodide. addition of antirecoverin antibodies to the cells caused apoptosis, which was apparent from the numerous brightly-colored cell nuclei, most of which belonged to dead (pink-colored) cells. the number of apoptotic cells was on average 20 percent of the cell population, whilst in the control culture without added antibodies or with normal antibodies, only 1-2 percent of the cells were apoptotic, which may have been due to the natural cell cycle process.(16) a possible mechanism of antirecoverininduced apoptosis of the photoreceptor cells is passage of the antibodies through leaks in the blood-retina barrier as a consequence of biochemical influences of the tumor, allowing internalization of the antirecoverin antibodies into the photoreceptor cells and access to the intracellular car antigen(s). the major result is that autoantibodies specific to recoverin penetrate into living retinal cells and trigger photoreceptor cell death through apoptotic mechanisms.(12,16) recoverin as a paraneoplastic antigen without paraneoplastic syndrome it might be assumed that autoantibodies against recoverin should be detected only in car patients. however, many paraneoplastic antigens have the capacity to induce low titer a u t o a n t i b o d i e s w i t h o u t a n y s i g n s o f paraneoplastic syndromes. in the process of raising antibodies against recoverin, bazhin et al. found that immunized rabbits developed an immune response to recoverin at variable titers. fundus examination and light microscopy of retinal sections detected retinal degeneration in rabbits with high titers of the antibody, while the eyes of rabbits with low titers did not differ from those of control animals. these findings led the researchers to screen serum samples of patients with lung cancers irrespective of the presence of car. their search revealed 15 patients with sclc among 99 individuals investigated (15%) and 9 of 44 patients with n o n s m a l l c e l l l u n g c a n c e r s ( 2 0 % ) w i t h relatively low titers of the autoantibodies in their sera, but without manifestations of car at the time of the serum sampling. therefore they concluded that autoantibodies against recoverin can be detected in sera of patients with lung cancer without manifestation of paraneoplastic syndromes. for these findings the investigators suggested the following explanations: (i) to overcome the blood-retinal barrier, the titer of the autoantibodies in the blood stream of p a t i e n t s s h o u l d e x c e e d a c e r t a i n l e v e l . otherwise the autoantibodies cannot penetrate into the cells, bind to the corresponding intracellular antigen and initiate apoptosis of the cells; (ii) the development of paraneoplastic syndromes might depend on the actual epitopes recognized by the autoantibodies. in the case o f r e c o v e r i n , a u t o a n t i b o d i e s f r o m c a r p a t i e n t s m o s t l y b i n d t o r e s i d u e s 6 4 7 0 representing the ef-hand 2 domain and initiate apoptosis by blocking calcium-binding; (iii) the manifestation of car might well depend on a second event resulting in transmissibility of the blood–retinal barrier.(23) i n c a r p a t i e n t s , a n t i e n o l a s e autoantibodies may induce the apoptotic death of other retinal cells such as ganglion cells. autoantibodies against retinal proteins from retinopathy patients with and without cancer had similar cytotoxic effects on retinal cells.(25) conclusions in car, certain tumors may express antigens that are normally present in the retina, tradjutrisno cancer-associated retinopathy 63 univ med vol.29 no.1 thus inducing autoantibodies against these r e t i n a l p r o t e i n s . t h e i d e n t i f i c a t i o n o f antiretinal antibodies is neither specific nor sensitive for the diagnosis of car. analysis of immune-mediated vision loss is in its i n f a n c y, a n d a c a r e f u l a n a l y s i s a n d c h a r a c t e r i z a t i o n o f a n t i r e t i n a l a n t i b o d y specificities will help in our understanding of the mechanisms and the diagnosis of patients with this form of vision loss. however, the pathogenic mechanisms of retinopathies are complex and our understanding of car is still incomplete. references 1. gure ao, stockert e, scanlan mj, keresztes rs, jager d, altorki nk, et al. serological identification of embryonic neural proteins as highly immunogenic tumor antigens in small cell lung cancer. proc natl acad sci usa 2000;97:4198–203. 2. altaha r, abraham j. paraneoplastic neurologic syndrome associated with occult breast cancer: a case report and review of literature. breast j 2003;9:417–41. 3. minisini am, pauletto g, bergonzi p, fasola g. paraneoplastic neurological syndromes and breast cancer. regression of paraneoplastic neurological sensorimotor neuropathy in a patient with metastatic breast cancer treated with capecitabine: a case study and mini-review of the literature. breast cancer res treat 2007;105:133–8. 4. hayashi m, hatsukawa y, yasui m, yanagihara i, ohguro h, fujikado t. cancer-associated retinopathy in a child with langerhans cell histiocytosis. jpn j ophthalmol 2007;51:390–8. 5. sawyer ra., selhorst jb, zimmerman le, hoyt wf. blindness caused by photoreceptor degeneration as a remote effect of cancer. am j ophthalmol 1976;81:606–13. cited by hooks jj, tso mom, detrick b. retinopathies associated with antiretinal antibodies. clin diagn lab immunol 2001;8:853–8. 6. berson el, lessell s. paraneoplastic night blindness with malignant melanoma. am j ophthalmol 1988;106:307–11. cited by hooks jj, tso mom, detrick b. retinopathies associated with antiretinal antibodies. clin diagn lab immunol 2001;8:853–8. 7. goetgebuer g, kestelyn-stevens am, de laey jj, kestelyn p, leroy bp. cancer-associated retinopathy (car) with electronegative erg: a case report. doc ophthalmol 2008;116:49–55. 8. de potter p, disneur d, levecq l, snyers b. manifestations oculaires des cancers. j fr ophtalmol 2002;25:194-202. 9. hooks jj, tso mom, detrick b. retinopathies associated with antiretinal antibodies. clin diagn lab immunol 2001;8:853-8. 10. oohira a. fifteen-year follow-up of patient with cancer-associated retinopathy. jpn j ophthalmol 2007;51:68–81. 11. espandar l, o’brien s, thirkill c, lubecki la, esmaeli b. successful treatment of cancerassociated retinopathy with alemtuzumab. j neurooncol 2007;83:295–302. 12. thirkill ce. immune-mediated paraneoplasia. br j biomed sci 2006;63:185-95. 13. ohguro h and nakazawa m. pathological roles of recoverin in cancer-associated retinopathy. adv exp med biol 2002;514:109–24. 14. heckenlively jr, ferreyra ha. autoimmune retinopathy: a review and summary. semin immunopathol 2008;30:127–34. 15. maeda a, ohguro h, maeda t, wada i, sato n, kuroki y, nakagawa t. aberrant expression of photoreceptor-specific calcium-binding protein (recoverin) in cancer cell lines. cancer research 2000;60:1914-20. 16. adamus g, machnicki m, elerding h, sugden b. blocker ys, fox da. antibodies to recoverin induced apoptosis of photoreceptor and bipolar cells in vivo. j autoimmunity 1998;11:523–33. 17. polans as, witkowska d, haley tl, amundson d, baiz-er l, adamus g. recoverin, a photoreceptor-specific calcium binding protein is expressed by the tumor of a patient with cancerassociated retinopathy. proc nat acad sci usa 1995;92:9176-80. 18. magrys a, anekonda t, ren g, adamus g. the role of anti-á -enolase autoantibodies in pathogenicity of autoimmune-mediated retinopathy. journal of clinical immunology 2007;27:181-92. 19. misiuk-hojlo m, ejma ma. gorczyca wa, szymaniec s, witkowska d, fortuna w, et al. cancer-associated retinopathy in patients with breast carcinoma. arch immunol ther exp 2007; 55:261–5. 20. iacovelli l, sallese m, mariggio s, de blasi a. regulation of g-protein-coupled receptor kinase subtypes by calcium sensor proteins. faseb j 1999;13:1–8. 64 21. bazhin av, schadendorf d, philippov pp, eichmuller sb. recoverin as a cancer-retina antigen. cancer immunol immunother 2007;56: 110–6. 22. adamus g, sugden b, seigal gm. cytotoxic and apoptotic effect of anti-retinal autoantibodies of autoimmune retinopathy. faseb j 2000;14: a1107. 23. adamus g, ren g, weleber rg. autoantibodies against retinal proteins in paraneoplastic and autoimmune retinopathy. bmc ophthalmology 2004;4:5. tradjutrisno cancer-associated retinopathy eveline1 78 department of physiology, medical faculty, trisakti university correspondence adr. eveline margo department of physiology medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2803 email : eveline_margo@yahoo.com univ med 2008; 27: 78-86. management of anemia among patients in intensive care units april-june 2008april-june 2008april-june 2008april-june 2008april-june 2008 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 abstract universa medicina eveline margo anemia is frequently encountered in critically-ill patients in the intensive care unit (icu). anemia may occur both at the time of admission, during treatment and after discharge from the icu. the causes are multifactorial and include acute blood loss, blood loss from diagnostic testing and blunted red blood cell production. blood transfusions are frequently given to patients in the icu to treat low hemoglobin levels due to either acute blood loss or subacute anemia associated with critical illness. although blood transfusion is a life-saving therapy, evidence suggests that it may be associated with an increased risk of morbidity and mortality. a feature of anemia of critical illness is lack of appropriate elevation of circulating erythropoietin concentrations in response to physiological stimuli. one important concern is that anemia may not be well tolerated by a critically ill patient. a number of blood conservation strategies exist that may mitigate anemia in hospital patients and limit the need for transfusion. these strategies include the use of hemostatic agents, hemoglobin substitutes and blood salvage techniques, the reduction of blood loss associated with diagnostic testing, the use of erythropoietin and the use of restrictive blood transfusion triggers. in this article we review the prevalence of anemia during critical illness specifically among patients in the icu, and discuss the various factors that contribute to its development, the prevention and treatment of anemia by appropriate red cell transfusion and the place of erythropoietin in treatment. keywords : anemia, blood transfusion, critically ill, hemoglobin, hematocrit introduction anemia frequently accompanies criticallyill patients under treatment in the intensive care unit (icu). (1,2) more than 85% patients or approximately five in six patients treated in the icu for more than 1 week requires daily blood t r a n s f u s i o n b e c a u s e o f a n e m i a . ( 2 ) tw o observational studies reported that 35 to 45% o f p a t i e n t s a d m i t t e d t o t h e i c u r e c e i v e transfusions of almost 5 red-cell units while in the icu.(3,4) however, the view that red-cell 79 univ med vol.27 no.2 transfusion is beneficial for critically ill patients has been questioned because of data suggesting that red-cell transfusion may decrease the likelihood of survival in critically ill adults.(5,6) the anemia in critically-ill patients is not exclusively due to loss of blood, as there are a number of reciprocally interacting factors playing a causative role.(1-3) impaired production of red cells contributes to the development and persistence of anemia. anemia is defined by a hemoglobin (hb) concentration below normal, when factors such as age, gender, pregnancy and environment (elevation above sea level) have been taken into account. (1) according to the world health organization (who), anemia is defined by a hb level of <13 g/dl (hematocrit/hct <39%) in adult men and <12 g/dl (hct <36%) in adult non-pregnant women. (7) anemia is usually assessed by measurement of hb or hct levels, which indicate the relationship between red cell count and blood plasma. in critically-ill patients there are a large number of factors influencing both components, so that the prevalence of anemia in these patients requires a more precise interpretation in connection with therapy and pathophysiology.(1,3) factors affecting the prevalence of anemia a m o n g c r i t i c a l l y i l l p a t i e n t s i n c l u d e t h e underlying disease, its severity, and aggravating factors. based on the time of occurrence of the anemia, these patients may be subdivided into t h r e e g r o u p s , i . e . a n e m i a a t t h e t i m e o f admission, during icu treatment and after treatment. anemia in critical lilnes characteristics production of rbcs by the bone marrow is impaired in critically ill patients and this phenomenon contributes to both the development and, more importantly, the persistence of anaemia. critically ill patients are anemic early in their icu course and hemoglobin levels fall during the icu stay.(3) the prevalence of anemia on admission into the icu turns out to be relatively high, as about 20-30% of patients experiences moderate to severe anemia with hb levels of <9 g/dl.(1,3) there are three sufficiently large studies on the prevalence of anemia in patients at the time of admission into the icu, as follows: (i) vincent et al. in their cohort study obtained a mean hb level of approximately 11.3 g/dl, while around 29% of patients had a hb level of <10 g/dl on admission to the icu;(3) (ii) corwin et al. found a mean hb level of approximately 11 g/dl in patients admitted to the icu, and almost twothirds of patients had a hb level of <12 g/dl;(4) (iii) walsh et al., reported in a cohort study on patients admitted to the icu that the patients showed a mean hb level of around 10.5 g/dl, while about 25% of those patients had a hb level of <9 g/dl.(8) according to nguyen et al. among icu patients who didn’t get transfusions, there was a mean reduction in hb levels of 0.52 g/dl/day.(9) a study showed that on average there was a reduction in hb levels of 0.66 g/dl/day in the first three days and 0.12 g/dl in subsequent days. a notable reduction in hb levels in the first days of icu treatment was also seen in the crit study, where the mean hb level of patients decreased from 12 g/dl at the time of admission to 11 g/dl at day 3-4, while afterwards the decrease would slow down.(10) walsh et al. estimated that moderate to severe anemia (hb level <9 g/dl) within the icu treatment period occurred in about 40-50% of the population. when anemia did not arise at the time of admission to the icu, then in some patients it would soon occur within the first 2-3 days. in addition, they found that anemia occurring during icu treatment remained constant until the patients were discharged from 80 the icu, except when the patients received blood transfusion during icu treatment.(1) the prevalence of anemia in patients convalescing from critical illness is still little known. a study in england on 283 patients receiving conditional transfusion during icu treatment (transfusion if hb = 7 g/dl) and after discharge from the icu, showed that around 77.4% of patients suffered from anemia, with hb levels below 10 g/dl in 32.5%, while 11.3% had levels of less than 9 g/dl. above data indicate that the probability of anemia remains constant for a period of time after the patients have been discharged from the icu.(1) causes critically ill patients with anemia may be placed into two categories, i.e. patients suffering from anemia prior to admission to the icu, and patients developing anemia during treatment in the icu. critically-ill patients often experience hypovolemia requiring fluid resuscitation in the initial days of treatment. currently the fluids given for resuscitation are crystalloids or colloids, while transfusion is restricted, except in patients with severe hemorrhage and hb <7 g/dl.(1-3) consequently there will be a change in blood plasma volume relative to red cell volume (rcv), effecting a reduction in hb level, especially during fluid resuscitation. (figure 1) loss of blood loss of blood is one of the main causes of anemia in critically ill patients. according to von ahsen et al., based on their study on hct level, blood volume and criteria for transfusion, it is estimated that on average patients treated in the icu experience a blood loss of >100 ml/day,(10) where the primary sources of blood loss in particular are multiple collections of blood for diagnostic samples, and hemorrhage elsewhere in the body.(1,2,10) however, critically ill patients often have elevated levels of factor viii and von willebrand factor, both induced bleeding.(11) figure 1. relationship between red blood cell volume, plasma volume, hematocrit and hemoglobin concentration during hemorrhage, normovolemia and fluid resuscitation.(1) *pv = plasma volume; rcv = red cell volume; hct = hematocrit; hb = hemoglobin concentration margo anemia in intensive care units 81 univ med vol.27 no.2 collection of blood for diagnostic samples plays a role in the development of anemia in patients treated in the icu. a study showed about 30% of total blood transfusions is due to collection of blood for diagnostic purposes, with an average blood loss of around 40-70 ml/ day. (12) loss of blood by this route occurs m a i n l y w i t h i n t h e f i r s t 2 4 h o u r s o f i c u treatment and will decline in the following days, in proportion to the need for routine blood examinations.(3,12) a p o t e n t i a l s o u r c e o f h e m o r r h a g e i n critically-ill patients is bleeding in the digestive tract, particularly in patients on ventilators, and in those with coagulation disorders and renal f a i l u r e . ( 1 , 2 ) a c c o r d i n g t o wa l s h e t a l . , approximately 12% of patients under treatment in the icu experience at least one significant episode of gastrointestinal tract hemorrhage (blood loss = 300 ml) and around 18% of patients require blood transfusion.(1) reduction of red blood cells life span accurate data on the reduction in red cell life span in critically-ill patients, particularly those with sepsis, are still lacking, but there are a number of experimental data indicating that mediators of inflammation, such as tumor necrosis factor (tnf-α) and interleukin-1 (il1), and also free radicals, can cause premature red cell damage and programmed cell death (apoptosis).(1,2,12,13) decreased production of red blood cells there are a number of factors leading to a decreased in red cell production, inter alia: disordered iron metabolism, bone marrow depression, low erythropoietin levels and a b n o r m a l r e d c e l l m a t u r a t i o n . t h e b o d y normally responds to anemia by increasing red cell production, but in critically-ill patients this mechanism is inoperative. the pathophysiology of anemia in critically-ill patients is similar to that in chronically-ill patients, especially the mechanism of inhibition of red cell formation (figure 2).(1,2,12,13) disorders of iron metabolism the inflammatory process reduces the a m o u n t o f s e r u m i r o n a v a i l a b l e f o r erythropoiesis. in inflammation, most of the iron is located in the macrophages in the form of ferritin, resulting in a decrease in the total serum iron available to the erythropoietic process. this condition is known as functional iron deficiency.(1,8,13) according to andrew et al, in patients with anemia due to chronic disease, inflammatory cytokines stimulate synthesis of hepcidin, a peptide produced by liver cells in response to interleukin-6 exposure. hepcidin plays an i m p o r t a n t r o l e i n t h e r e g u l a t i o n o f i r o n metabolism by increasing the retention of iron in macrophages, hepatocytes and enterocytes t h r o u g h i n h i b i t i o n o f i r o n i o n e ff l u x v i a ferroportin (see figure 2). in addition, hepcidin may also inhibit absorption of iron in the digestive tract.(8,10,12) although an identical mechanism has still to be demonstrated in c r i t i c a l l y i l l p a t i e n t s , a d m i n i s t r a t i o n o f supplementary iron by the intravenous and oral routes does not lead to increased red cell production.(8,10,12) low erythropoietin levels in the circulation the normal body response to anemia is to i n c r e a s e e r y t h r o p o i e t i n r e l e a s e f r o m t h e kidneys. however, in critically-ill patients e r y t h r o p o i e t i n r e s p o n s e t o a n e m i a i s inadequate, due to inhibition by inflammatory cytokines.(1,2,13) low erythropoietin levels in the circulation will cause decreased red cell production. it is this factor that causes the occurrence of anemia o r t h e a g g r a v a t i o n o f e x i s t i n g a n e m i a i n critically-ill patients. 82 figure 2. pathophysiology of anemia of chronic disease. panel a. invasion of microorganisms, malignancies or autoimmune disorders activate t cells (cd3+) and monocytes. these cells produce cytokines such as tumor necrosis factor (tnf-α), interleukin-1, interleukin-6 and interleukin-10. panel b. interleukin-6 and iipopolysaccharide stimulate expression by hepatic cells of hepcidin, an acute-phase protein which inhibits absorption of iron in the duodenum. panel c. interferon-γ and liposaccharide increase expression of divalent metal transporter 1 on macrophages. the anti-inflammatory cytokine interleukin-10 increases ferrous ion uptake of transferrin-bound iron into monocytes. these mechanisms result in a decreased iron concentration in the circulation and lead to accumulation of iron in macrophages in the form of ferritin. panel d. tnf-α and interferon-γ inhibit the production of erythropoietin in the kidneys. panel e. tnf-α, interferon-γ and interleukin-1 directly inhibit differentiation and proliferation of erythroid progenitor cells. all of the above mechanisms in concert cause the development of anemia.(13) margo anemia in intensive care units 83 univ med vol.27 no.2 abnormal red cell maturation mediators of inflammation, such as tumor necrosis factor-α (tnf-α), interleukin-1 and interleukin-6, will increase in critically-ill patients, especially those with sepsis. these mediators have been proven to inhibit maturation of red blood cells. moreover, in experimental studies the existence of interferon-γ capable of stimulating apoptosis of erythroid progenitor cells has successfully been demonstrated.(1,2,13) t h e s e f a c t o r s , i n c o m b i n a t i o n w i t h erythropoietin deficiency and functional iron deficiency, lead to an inadequate erythroid response to anemia. management reduction of blood loss in critical ill patients below is a list of measures for blood loss reduction in patients treated in the icu:(1,2,4) (i) avoidance of daily routine blood examination, blood chemistry and blood gas analysis, when unnecessary and without clinical indications; (ii) conversion of laboratory procedures by using microtubes to minimize the necessary blood volumes collected; (iii) use of diagnostic equipment requiring minimal blood samples, such as use of sticks in blood sugar determinations, etc.; (iv) use of monitoring equipment for alternative screening, such as pulse oxymetry for estimating oxygen saturation and arterial oxygen p a r t i a l p r e s s u r e , u s e o f c a p n o g r a p h s f o r determination of co 2 partial pressure, etc.; and (v) prevention of stress ulcers in patients at high risk for gastro-intestinal hemorrhage, such as patients on mechanical ventilation, and those with renal failure and disorders of coagulation. blood transfusion red cell transfusion is one of the most rapid methods of anemia management for overcoming anemia and the most frequently applied in clinical practice. although at present screening tests for diseases transmitted through blood transfusions are increasingly being perfected, yet t h e r e a r e m a n y h a r m f u l s i d e e f f e c t s o f transfusions, particularly if inappropriately a d m i n i s t e r e d . c o n s e q u e n t l y, f o r b l o o d transfusions to be right on target, it is necessary to pay attention to the criteria for starting blood transfusions and the targeted hb levels in individual patients.(1) red blood cells are often transfused to increase oxygen delivery and mitigate tissue ischemia; however, the ability of red blood cell transfusions to increase oxygen consumption has not been clearly demonstrated. critical hb concentrations critical hb concentrations are usually interpreted as hb concentrations below the level where oxygen consumption will be dependent on supply, assuming that normovolemia is being maintained. this level has no absolute values, but differs in various organs and depends on the tissue metabolic activity and the capacity for oxygen extraction by the tissues.(1) a number of studies on human volunteers and on patients undergoing operations have acquired data showing that the critical hb concentration in healthy and normovolemic individuals is around 4-5 g/dl, while hypoxia will be apparent at lower hb levels. tolerable hb concentrations in critically-ill patients the hb limits that is still tolerated by critically-ill patients depend on the balance between the risks of blood transfusions and the risks of low hb levels themselves. there have been two relatively large-scale studies large showing the limits of hb concentration still tolerated by patients with critical illness. the transfusion requirements in critical care (tricc) study divided the patients into two groups. the first group had as transfusion criterion a hb level of <7 g/dl and a target hb 84 level of 7-9 g/dl (restricted group), while the second group had a more liberal transfusion criterion, i.e. hb level of <10 g/dl and target hb level of 10-12 g/dl (liberal group). between both groups there was no significant difference i n m o r t a l i t y r a t e a f t e r 3 0 a n d 6 0 d a y s o f treatment. even in the restricted group, patients <50 years old with the acute physiological and chronic health evaluation (apache ii) scores <20 showed significantly lower mortality rates.(14) other study had used tissue hypoxia as a c r i t e r i o n f o r b l o o d t r a n s f u s i o n . t h e m o s t frequently used parameters were tissue oxygen consumption, lactate concentration, mixed vein saturation and mixed vein partial pressure. the study showed that if the hb level was >8 g/dl, administration of blood transfusion will not improve the above-mentioned indicators, as long as the patients were of normovolemic status.(15) the above studies also confirm the results of the tricc study that hb levels of 7-9 g/dl were safe for the majority of patients with critical illness. criteria for transfusion in special patients although according to the tricc study a hb level between 7-9 g/dl is considered safe in the majority of critically-ill patients, there are some groups of patients that require a higher hb level. although still controversial, a list of such groups of patients is as follows:(1,2,10,13) (i) patients with ischemic heart disease, most authorities suggest a hb level of 7-8 g/dl as condition for starting blood transfusion with a target hb of around 7-9 g/dl, except in cases of acute myocardial ischemia, when the criteria for starting blood transfusion will be higher, viz. blood transfusion is administered at a hb level of 8 g/dl, with a target hb level of >9 g/ dl;(1,13,15) (ii) for patients with sepsis, early goaldirected therapy (egdt) carried out in the early stages has been proven to significantly reduce the mortality rate. one of its algorithms uses a central vein oxygen saturation of <70% as indication for taking interventional measures, e.g. by maintaining the hct = 30% and hb = 10 g/dl.(1,14,15) although it is still unclear which of the two components is responsible for the reduction of mortality rate in these patients, in general patients on egdt will receive more blood transfusions. to date there is a consensus of opinion that in patients with sepsis the target hb level should be 10 g/dl (hct = 30%), if the central venous oxygen saturation < 70%.(10,15,16) erythropoietin the low endogenous erythropoietin response t o a n e m i a i n c r i t i c a l l y i l l p a t i e n t s m a k e s administration of exogenous erythropoietin one of the therapeutic alternatives. in critically-ill patients with multiple organ damage, recombinant human erythropoietin (rhuepo) is capable of stimulating erythropoiesis.(1,2,13,14) erythropoietin acts as a cytokine with antiapoptotic activity.(17) in this role, erythropoietin has been shown in preclinical and small clinical studies to protect cells from hypoxemia and ischemia. multiple t i s s u e s e x p r e s s e r y t h r o p o i e t i n a n d t h e erythropoietin receptor in response to stress and also to mediate local stress responses. these nonhematopoietic activities of erythropoietin in t h e p r o t e c t i o n o f c e l l s s u g g e s t a r o l e f o r erythropoietin in critically ill patients.(17) there have been two clinical studies showing the success of erythropoietin use in critically-ill patients. corwin et al. in their most recent study using recumbent human erythropoeutin (rhuepo) in doses of 40,000 units weekly for 4 weeks combined with oral iron supplementation, obtained a lower percentage of patients requiring red cell transfusion during the first 28 days in the group on rhuepo, in comparison with the placebo group (50.5% vs 60.4%, p<0.001).(18) corwin et al in their study showed that the use of margo anemia in intensive care units 85 univ med vol.27 no.2 40,000 u epoetin alfa weekly, for a maximum of 3 weeks does not reduce the incidence of red-cell transfusion among critically ill patients, but may reduce mortality in patients with trauma.(19) the above-mentioned studies have proven that administration of erythropoietin is effective in increasing hb levels in critically-ill patients; however, its wide-spread use is still constrained by the high cost. consequently some authorities suggest the use of erythropoeitin according to the following strategy:(2) (i) administration of rhuepo in doses of 30000 40000 u weekly; (ii) weekly administration of rhuepo is started on admission for all critically-ill patients s u ff e r i n g f r o m a n e m i a , w h o h a v e a g o o d prognosis and estimated icu treatment of >7 days; (iii) avoid using rhuepo in patients with minimal survival chances, non-anemic patients and those with icu treatment estimate of <7 days, such as in asthma, copd, drug overdose, d i a b e t i c k e t o a c i d o s i s , e t c . ; a n d ( i v ) r e assessment at day 4-7 for deciding whether or not to continue rhuepo administration. it is necessary to determine whether there are clinical o u t c o m e b e n e f i t s i n c r i t i c a l l y i l l p a t i e n t s admitted to either the icu and/or long-term acute care facilities associated with the reduction in t h e e x p o s u r e t o r b c t r a n s f u s i o n w i t h erythropoietin administration.(20) conclusions management of anemia in critically-ill patients may take the form of prevention of excessive blood loss due to diagnostic blood sampling, prevention of stress ulcers in patients a t h i g h r i s k , r e d c e l l t r a n s f u s i o n a n d administration of erythropoietin. the benefits and costs of blood transfusions should be taken into account, considering that on the basis of a number of clinical studies it has been proven that c r i t i c a l l y i l l p a t i e n t s a r e w e l l c a p a b l e o f tolerating a hb level of around 7-9 g/dl. although the supporting data are not fully accurate, certain groups of patients, for example those with acute ischemic heart disease or sepsis, possibly require a higher hb concentration. administration of erythropoietin may indeed increase hb levels and reduce the need for blood transfusion, but currently its use is still constrained and requires a special strategy because of the relatively high price of the drug. references 1. walsh ts, saleh eed. anemia during critical illness. br j anaesth 2006; 97: 278-91 2. marini jj, wheeler ap. transfusion and blood component therapy. in: critical care medicine. 3rd ed. philadelphia : lippincott williams & wilkins, 2006. p. 247-58. 3. vincent jl, baron jf, reinhart k, gattinoni l, thijs l, webb a, et al. anemia and blood transfusion in critically ill patients. jama 2002; 288: 1499-507. 4. corwin hl, gettinger a, pearl rg, fink mp, levy mm, abraham e, et al. the crit study: anemia and blood transfusion in the critically ill current clinical practice in the united stated. crit care med 2004; 32: 39-52. 5. napolitano lm, corwin hl. efficacy of red blood cell transfusion in the critically ill. crit care clin 2004; 20: 255-68. 6. taylor rw, o’brien j, trottier sj, manganaro l, cytron m, lesko mf, et al. red blood cell transfusions and nosocomial infections in critically ill patients. crit care med 2006; 34: 2302-8. 7. emmanuel je, mcclelland b, page r, editors. the clinical use of blood in medicine, obstetrics, paediatrics, surgery anaesthesia, trauma & burns. geneva: world health organisation; 1997. 8. walsh ts, lee rj, maciver c, garrioch m, mackirdy f, binning ar, et al. anemia during and at discharge from intensive care: the impact of restrictive blood transfusion practice. intensive care med 2005; 32: 100-9. 9. nguyen bv, bota dp, melot c, vincent jl. time course of hemoglobin concentrations in nonbleeding intensive care unit patients. crit care med 2003; 31: 406-10. 10. von ahsen n, muller c, serke s, frei u, eckardt ku. important role of nondiagnostic blood loss and 86 blunted erytropoietic response in the anemia of medical intensive care patients. crit care med 1999; 27: 2630-9. 11. pusparini. peran faktor von willebrand dalam sistem hemostasis. j kedokter trisakti 2000; 20: 130-8. 12. scharte m, fink mp. red blood cell physiology in critical illness. crit care med 2003; 31: 5651-7. 13. weiss g, goodnough lt. anemia of chronic disease. n engl j med 2005; 352: 1011-23. 14. hebert pc, wells g, blajchman ma, marshall j, martin c, paqliarello g, et al. a multicenter, randomized, controlled clinical trial of transfusion requirements in critical care. transfusion requirements in critical care investigators, canadian critical care trials group. n engl j med 1999; 340: 409-17. 15. hebert pc, wells g, martin c, tweeddale m, marshall j, blajchman m, et al. canadian survey of transfusion practices in critically ill patients. transfusion requirements in critical care investigator and the canadian critical care trials group. crit care med 1998; 26: 482-7. 16. brines m, cerani a. discovering erythropoietin’s extra-hematopoietic functions: biology and clinical promise. kidney int 2006; 70: 246-50. 17. coleman t, brines m. recombinant human erythropoietin in critical illness: a role beyond anemia? crit care 2004; 8: 337-41. 18. corwin hl, gettinger a, pearl rg, fink mp, levy mm, shapiro mj, et al. efficacy of recombinant human erythropoietin in critically ill patients: a randomized controlled trial. jama 2002; 288: 2827-35. 19. corwin hl, gettinger a, fabian tc, may a, pearl rg, heard s, et al. for the epo critical care trials group. efficacy and safety of epoetin alfa in critically ill patients. n engl j med 2007; 357: 965-76. 20. corwin hl, eckardt k-u. erythropoietin in the critically ill: what is the evidence? nephrol dial transplant 2005; 20: 2605-8. margo anemia in intensive care units centella asiatica increases b-cell lymphoma 2 expression in rat prefrontal cortex 10 *department of anatomy, faculty of medicine, islamic university of indonesia **department of anatomy, embryology and anthropology, faculty of medicine gadjah mada university. ***department of pathological anatomy, faculty of medicine, sebelas maret university ****department of anatomy, faculty of medicine, sebelas maret university correspondence dr. kuswati, m.sc department of anatomy, faculty of medicine, islamic university of indonesia yogyakarta 55281 phone: +6285228478487 email: kuswati2005@yahoo.com univ med 2015;34:10-6 doi: 10.18051/univmed.2016.v35.10-16 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2015january-april, 2015january-april, 2015january-april, 2015january-april, 2015 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 vol.34 no.1 background stress is one of the factors that cause apoptosis in neuronal cells. centella asiatica has a neuroprotective effect that can inhibit apoptosis. this study aimed to examine the effect of centella asiatica ethanol extract on bcell lymphoma 2 (bcl-2) protein expression in the prefrontal cortex of rats. methods an experimental study was conducted on 34 brain tissue samples from male sprague dawley rats exposed to chronic restraint stress for 21 days. the samples were taken from following groups: non-stress group k, negative control group p1 (stress + arabic gum powder), p2 (stress + c.asiatica at 150 mg/kgbw), p3 (stress + c.asiatica at 300 mg/kg bw), p4 (stress + c.asiatica at 600 mg/kg body weight) and positive control group p5 (stress + fluoxetine at 10 mg/kgbw). the samples were made into sections that were stained immunohistochemically using bcl-2 antibody to determine the percentage of cells expressing bcl-2. data were analyzed using one way anova test followed by a post hoc test. results there were significant differences in mean bcl-2 expression between the groups receiving centella asiatica compared with the non-stress group and stress-only group (negative control group) (p<0.05). the results were comparable to those of the fluoxetine treatment group. conclusion the centella asiatica ethanol extract was able to increase bcl-2 expression in the prefrontal cortex of sprague dawley rats exposed to restraint stress. this study suggests that centella asiatica may be useful in the treatment of cerebral stress. keywords : centella asiatica, b-cell lymphoma 2, prefrontal cortex, stress, rat centella asiatica increases b-cell lymphoma 2 expression in rat prefrontal cortex kuswati*, djoko prakosa**, brian wasita***, and nanang wiyono**** doi: http://dx.doi.org/10.18051/univmed.2015.v34.10-16 11 univ med vol. 34 no.1 centella asiatica meningkatkan ekspresi protein b-cell lymphoma 2 pada korteks prefrontalis tikus latar belakang stres merupakan salah satu faktor yang dapat menyebabkan apoptosis pada sel saraf. centella asiatica memiliki efek neuroprotektif yang dapat menghambat apoptosis. penelitian ini bertujuan untuk menilai peningkatan ekspresi protein b-cell lymphoma 2 (bcl-2) setelah pemberian ekstrak etanol centella asiatica pada tikus yang diberi perlakuan stres restraint kronik. metode sebuah penelitian eksperimental dilakukan pada 34 jaringan otak tikus sprague dawley yang diberi perlakuan stres restraint kronik selama 21 hari. jaringan otak tikus berasal dari 6 kelompok berikut: kelompok non stres (k), kelompok kontrol negatif stres + pulvis gumma arabicum (p1), kelompok stres + c.asiatica dosis 150 mg/kgbb (p2), kelompok stres + c.asiatica dosis 300 mg/kgbb (p3), kelompok stres + c.asiatica dosis 600 mg/kgbb (p4) dan kelompok stres + fluoksetin dosis 10 mg/kgbb sebagai kontrol positif (p5). jaringan otak tersebut dibuat preparat yang dicat secara imunohistokimia untuk penghitungan prosentase sel yang mengekspresikan bcl-2. data yang diperoleh dianalisis menggunakan uji one way anova dilanjutkan analisis post-hoc test. hasil terdapat perbedaan bermakna pada rerata prosentase ekspresi bcl-2 antara kelompok yang mendapat terapi centella asiatica dan fluoksetin dibandingkan dengan stres (p<0,05). ekspresi bcl-2 pada kelompok yang mendapat terapi centella asiatica dan kelompok fluoksetin lebih tinggi dibanding kelompok stres. kesimpulan ekstrak etanol centella asiatica dapat dapat meningkatkan ekspresi protein antiapoptosis bcl-2 di cortex prefrontalis tikus sprague dawley yang diberi perlakuan stres restraint kronik. centella asiatica dapat berperan sebagai pengobatan pada restraint stress yang dialami tikus. kata kunci : centella asiatica, b-cell lymphoma 2, cortex prefrontalis, stres, tikus abstrak introduction st r e s s c a n c a u s e d i s o r d e r s o f c e l l homeostasis, because it increases the secretion of glucocorticoids. in the central nervous system, an increase in glucocorticoids will trigger release of glutamate. the latter binds to n-methyl-daspartate (nmda) receptors, resulting in the opening of calcium channels, with subsequent calcium entry into the cytoplasm and increase in cytoplasmic free calcium. the entry of calcium and water into the mitochondria results in mitochondrial edema, impaired balance between bcl-2-associated x protein (bax) and b-cell lymphoma 2 (bcl-2) expression, increase in mitochondrial membrane permeability and release of cytochrome c, triggering apoptosis.(1) stress affects several areas of the prefrontal cortex, hippocampus, amygdala and brainstem. in the prefrontal cortex, stress results in a decrease in the activity of neurons, a reduction in the number of dendrites and shortening of dendrites in the medial prefrontal cortex.(2) chronic stress results in retraction of the apical dendrites of pyramidal cells in layer ii / iii and v of the medial prefrontal cortex.(3) therefore, 12 individuals who experience stress should be given therapy to prevent apoptosis and morphological changes in the prefrontal cortex. drugs that can be used to inhibit apoptosis in the central nervous system caused by stress belong to the class of antidepressant drugs. olanzapine, imipramine, amitriptyline, citalopram and fluoxetine can inhibit apoptosis by increasing the expression of bcl-2 and b-cell lymphomaextra large (bcl-xl) and decreasing the expression of bax.(4,5) although they may inhibit apoptosis, antidepressant drugs have many side effects. side effects of tricyclic antidepressant drugs include dry mouth, dizziness, decreased vision, constipation, sedation, orthostatic hypotension and tachycardia. one class of antidepressant drug, the selective serotonin reuptake inhibitors (ssris), have side effects such as nausea, sleep disturbances, sexual dysfunction, changes in appetite, headache and dry mouth.(6) therefore, it is necessary to find an alternative drug to inhibit apoptosis, one of which can be found in the class of herbs such as pegagan (centella asiatica). centella asiatica has a wide therapeutic dose range. centella asiatica extract at a dose of 100-1000 mg/kg body weight did not cause any side effects, and had a median lethal dose (ld50) of more than 4000 mg/kg body weight. centella asiatica extract up to a dose of 4000 mg/kg did not result in impaired liver and kidney function as well as changes in the macroscopic picture of the liver, lung and kidney.(7) centella asiatica contains madecassoside, asiaticoside, asiatic acid and madecassic acid which have antioxidant and neuroprotectant effects.(8) administration of c. asiatica extract in mice with stress can improve spatial memory, increase hippocampal cornu ammonis (ca) 1 pyramidal layer thickness, and increase the number of neuroglia in the hippocampus.(9,10) the objective of this study was to evaluate the anti-apoptotic effects of c. asiatica ethanol extract, in particular on the expression of bcl-2 in the prefrontal cortex of rats exposed to chronic restraint stress. methods research design this study is part of an umbrella research using an experimental design to evaluate the effect of centella asiatica ethanol extract on memory, apoptosis and blood biochemistry (corticosteroid hormone levels and interleukins). the present study was limited to the examination of bcl-2 protein expression in the prefrontal cortex of sprague dawley rats. the study period was from august 2012 until september 2013. research subjects the sample size was determined from a mean difference in bcl-2 expression between groups of 9.0%, with σ=0.05 and β=0.2, yielding 6 subjects per group. therefore the total sample size for 6 groups was 36.(11) the subjects were 34 brain tissue samples from male sprague dawley rats exposed to chronic restraint stress for 21 days. the samples were taken from 6 experimental groups consisting of a non-stress group (k), a negative control group exposed to stress + arabic gum powder (p1), 3 groups exposed to stress + c. asiatica at dosages of 150 mg/kg body weight (p2), 300 mg/kg body weight (p3), and 600 mg/kg body weight (p4), respectively, and the positive control group exposed to stress + fluoxetine at a dosage of 10 mg/kg body weight (p5). in the present study chronic restraint stress was used, by placing the rats into plastic transparent acrylic restraint tubes of 15 cm length and 5.5 cm diameter, with a number of 3 mm diameter holes at their closed ends. this treatment caused the rats to be immobilized, resulting in psychological stress. starting from day 1, the stress groups were exposed to restraint stress by placing them into the restraint tubes daily for 6 hours, from 09.00 to 15.00, for 21 days. in the stress groups receiving c. asiatica or fluoxetine, the treatments were given by gavage at predetermined dosages, 30 minutes before being stressed. the non-stress and stress control groups were given arabic gum powder for 21 days. on day 23 the rats were kuswati, prakosa, wasita, et al centella asiatica and b-cell lymphoma 2 13 univ med vol. 34 no.1 terminated and perfused, followed by taking brain tissue samples. subsequently the samples were made into paraffin blocks, sliced on a microtome, and stained immunohistochemically with bcl-2 antibody. preparation of centella asiatica extract c. asiatica was obtained in simplicia form from cv. merapi farma herbal (a commercial herbal manufacturer). c. asiatica identification was performed in the plant systematics laboratory, faculty of biology, gadjah mada university. the centella asiatica extract was standardized nonspecifically by examination of o f i t s w a t e r c o n t e n t a n d s p e c i f i c a l l y b y determining its asiaticoside content by thin layer chromatography. the c. asiatica extract contained 4.16 ± 0.51% asiaticoside. the c. asiatica extract was diluted to give three concentrations of 30 mg/ml, 60 mg/ml and 120 mg/ml, respectively. these concentrations were used to prepare the three treatment dosages of 150 mg/kg, 300 mg/kg body weight and 600 mg/ kg, respectively. dilution of the extract was performed once in three days at the laboratory of pharmacology, medical faculty, gadjah mada university. the dilutions were stored in the refrigerator. to calculate the volume of the c. asiatica extract for each of the rats, the following formula was used: volume = dose (mg/kgbw) x weight (kg) / concentration (mg/ml). immunohistochemical staining paraffin blocks were made from the brain tissue and then cut into 4 µm-thick sections. the cut brain areas comprised the prelimbic, infralimbic and cyngulate cortex at bregma 3.72 mm to 2.52 mm.(12) five sections were made from each rat brain at 50 µm spacings. the first step in immunohistochemical staining consisted of deparaffinizing the sections using xylol and descending alcohol series. the tissue sections were then incubated in 3% h 2 o 2 in 10% methanol for 20 minutes and rinsed 3 times with phosphate buffered saline (pbs). the tissue sections were blocked by background sniper blocking reagent for 10 minutes. without rinsing, the tissue sections were incubated overnight at 40 c with anti-bcl-2 primary antibody (1:400) (bioworld no. bs1511). the following day, the sections were rinsed using pbs 2 times, 0.2% tween 2 times and pbs 2 times. the sections were incubated in trekki universal link, followed by incubation w i t h h o r s e r a d i s h p e r o x i d a s e c o n j u g a t e d streptavidin for 10 minutes. the tissue sections were again rinsed using pbs 2 times, 0.2% tween 2 times and pbs 2 times. the final color product for single labeling was typically visualized by immersion in 3,3’-diaminobenzidin (1:100) solution for 5 minutes, rinsed 5 times with distilled water, counterstained with meyer’s hematoxylin for 1 minute, and rinsed with tap water for 2 minutes. the sections were then dehydrated in an ascending alcohol series (70%, 80%, 90%, 95% and 100%) for 1 minute each, cleared with xylene, and then covered with canada balsam and cover slip. measurements for each slide, cell counts were performed on 500 or more cells. the percentage of cells expressing bcl-2 was calculated as the number of cells expressing bcl-2 divided by the total number of cells multiplied by 100%. ehical clearance this study has received ethical clearance from the ethics committee, faculty of medicine, gadjah mada university, under number ke/fk/ 399/ec. statistical analysis te s t s o f n o r m a l i t y s h o w e d t h a t t h e percentage data were normally distributed, therefore one-way anova was performed to compare the mean number of cells between groups, followed by a post-hoc test to determine differences between specific groups. the critical level for rejection of the null hypothesis was considered to be a p value of 0.05. 14 results a total of 34 rats were analyzed, because two rats died during the study. the mean expression of the anti-apoptotic protein bcl-2 in the non-stress group was 1.41 ± 0.32%. mean bcl-2 expression in this group was the lowest compared to the other groups. mean bcl-2 expression in the stress-only group (p1) was 5.00 ± 1.12%, which was higher than that in the nonstress group, but lower than in the groups receiving therapy (group p2, p3, p4, p5). groups p2, p3, and p4, receiving c. asiatica ethanol extract at a dose of 150 mg, 300 mg, and 600 mg, respectively, had mean bcl-2 expression values of 24.89 ± 5.11%, 21.91 ± 4.52% and 2 5 . 3 1 ± 5 . 8 4 % , r e s p e c t i v e l y. t h e m e a n expression of bcl-2 in the group receiving fluoxetine (p5) was 21.84 ± 4.37%. thus, the groups that received c. asiatica ethanol extract and fluoxetine showed higher bcl-2 expression than the non-stress group k and the stress-only group p1. the results of the one-way anova test showed significant differences in the expression of bcl-2. to find out between which groups there was a significant difference, followup analysis using a post-hoc test was performed. the latter showed significant differences between the stress-only group p1 on the one hand, and the groups treated with c.asiatica ethanol extract and fluoxetine (p2, p3, p4, p5 ) on the other hand, with p-values of 0.000 to 0.002 (p<0.05) (table1). results of multiple comparisons analysis s h o w e d t h a t t h e c o n t r o l g r o u p ( k ) w a s significantly different from the groups exposed to respectively stress + c. asiatica dosage of 150 mg/kg body weight (p2), stress + c.asiatica dosage of 300 mg/kg body weight (p3), stress + c. asiatica dosage of 600 mg/kg body weight (p4) and stress + fluoxetine dosage of 10 mg/kg body weight (p5). group p1 was significantly different from the groups exposed to respectively stress + c. asiatica dosage of 150 mg/kg body weight (p2) , stress + c. asiatica dosage of 300 mg/kg body weight (p3), stress + c. asiatica dosage of 600 mg/kg body weight (p4) and stress + fluoxetine dosage of 10 mg/kg body weight (p5). there were no significant differences between the groups exposed to stress + c. asiatica dosage of 150 mg/kg body weight (p2), stress + c.asiatica dosage of 300 mg/kg body weight (p3) , stress + c. asiatica dosage of 600 mg/kg body weight (p4) and stress + fluoxetine dosage of 10 mg/kg body weight (p5) (table 2). table 1. mean bcl-2 expression by treatment groups k : control; p1: stress only; p2: stress + c. asiatica dosage of 150 mg/kg body weight; p3: stress + c. asiatica dosage of 300 mg/kg body weight; p4: stress + c. asiatica dosage of 600 mg/kg body weight; p5: stress + fluoxetine dosage of 10 mg/ kg body weight table 2. post-hoc analysis of bcl-2 expression percentages between groups *the mean difference is significant at the 0.05 level kuswati, prakosa, wasita, et al centella asiatica and b-cell lymphoma 2 15 univ med vol. 34 no.1 discussion in this study, stress-exposed rats showed higher expression of bcl-2 than did rats not e x p o s e d t o s t r e s s . d i ff e r e n c e s i n b c l 2 expression between both groups were not significant. research conducted by kim et al.(13) found that rats exposed to restraint stress, noise stress and cold stress for 10 days showed impaired memory and higher expression of bcl2, bax and caspase-3 than non-stressed rats. increased bcl-2 expression was presumably a c o m p e n s a t o r y m e c h a n i s m f o r n e u r o n a l protection from exposure to stress.(14) in the present study, the expression of bcl2 in the stress-only group (p1) was lower than in the groups treated with c. asiatica and fluoxetine (group p2, p3, p4 and p5). treatment with ethanol extract of c. asiatica at a dose of 150 mg/kg body weight, 300 mg/kg body weight and 600 mg/kg body weight could increase the expression of bcl-2 protein. dose differences did not result in significantly different expression of bcl-2 protein. this result shows that the ethanol e x t r a c t o f c . a s i a t i c a c a n p r o v i d e neuroprotective effects by inhibiting apoptosis through increased expression of bcl-2 protein. this result is consistent with research conducted by uvarajan et al.(15) and omar et al.(16) who reported that the administration of asiaticoside at a dose of 50 mg/kg for 21 days can increase the expression of bcl-2 protein and decrease the expression of bax protein in the striatum and midbrain in rats with induced 1-methyl-4-phenyl1 , 2 , 3 , 6 t e t r a h y d r o p y r i d i n e ( m p t p ) neurotoxicity. in our study, there were no significant differences in the mean expression of the bcl-2 protein between the groups that received ethanol extract of c.asiatica and the group on fluoxetine. administration of fluoxetine at a dose of 10 mg/kg body weight could increase the expression of bcl-2 protein in the prefrontal cortex of rats exposed to chronic restraint stress. the results are consistent with research by k o s t e n e t a l . ( 1 7 ) w h i c h s t a t e s t h a t t h e administration of fluoxetine at a dose of 5 mg/ kg for 21 days in rats exposed to repeated unpredictable stress increases bcl-2 mrna in the cingulate, frontal, and lateral parietal cortex. the study by guirado et al.(18) showed that in middle-aged rats chronic fluoxetine treatment induces changes in the expression of molecules related to neuronal structural plasticity. a p r e v i o u s s t u d y h a s c l e a r l y s h o w n t h a t intraperitoneal injections per se of fluoxetine in rats have effects on the structure of neurons after chronic stress.(19) in the present study some of the rats died from gavaging trauma and some paraffin blocks were damaged due to blunted microtome knifes and fatigue of the investigators. we also experienced difficulties in determining the limits of the medial prefrontal cortex, although we were guided by the atlas of the rat brain by paxinos and watson.(12) further researches are required to determine the expression of the bax pro-apoptotic protein, and the bax/bcl-2 ratio. in addition, further r e s e a r c h e s a r e n e e d e d t o e x a m i n e o t h e r parameters such as the expression of active caspase-3 and tunel assay. conclusion ethanol extract of c. asiatica could increase the expression of bcl-2 protein in the prefrontal cortex of sprague dawley rats exposed to chronic restraint stress. this study suggests that centella asiatica may be useful in the treatment of cerebral stress. acknowledgments the authors would like to thank the faculty of medicine, islamic university of indonesia, prof. dr. mustofa, m.kes. apt and dr. dwi cahyani ratnasari, m.kes. pa(k) for all advice given. we also thank rina susilowati m.d. ph.d as laboratory supervisor for her support. thanks are also due to anggraini janar wulan, rizal adi kusnomo, and suparno of the department of physiology, faculty of medicine, gadjah 16 mada university, and to sumaryati of the department of histology and cellular biology, faculty of medicine, gadjah mada university, for their technical assistance. references 1. chen sd, yang di, lin tk, et al. roles of oxidative stress, apoptosis, pgc-1α and mitochondrial biogenesis in cerebral ischemia. int j mol sci 2011;12:7199-215. 2. wilber aa, walker ag, southwood cj, et al. chronic stress alters neural activity in medial prefrontal cortex during retrieval of extinction. neuroscience 2011;174:115–31. 3. goldwater ds, pavlides cp, hunter rg, et al. structural and functional alterations to rat medial prefrontal cortex following chronic restraint stress and recovery. neuroscience 2009;164:798– 808. 4. murray f, hutson ph. hippocampal bcl-2 expression is selectively increased following chronic but not acute treatment with antidepressants, 5-ht1a or 5-ht2c/2b receptor antagonists. eur j pharmacol 2007;569: 41–7. 5. shiskina gt, kalinina ts, berezova iv, et al. stress-induced activation of the brainstem bclxl gene expression in rats treated with fluoxetine: correlation with serotonin metabolism and depressive-like behavior. neuropharmacology 2012;62:177-83. 6. ferguson jm. ssri antidepressant medications: adverse effects and tolerability. j clin psychiatry 2001;3:22-7. 7. chauhan pk, singh v. acute and subacute toxicity study of the aceton leaf extract of centella asiatica in experimental animal models. asian pac j trop bio 2012;2:511-3. 8. kumar a, dogra s, prakash a. neuroprotective effects of centella asiatica against intracerebroventricular colchicine-induced cognitive impairment and oxidative stress. int j alzheimer dis 2009. article id 972178, 8 pages, doi:10.4061/2009/972178. 9. sari dcr. the relationship between memory, ca1 hippocampus and neuroglia after centella asiatica leaf extract’s administration in stressinduced rat (rattus norvegicus), proceeding of 2nd international joint symposium frontier in biomedical sciences: from genes to applications faculty of medicine gadjah mada university. yogyakarta;2011. 10. sari dcr, aswin s, suharmi s, et al. the effect of centella asiatica ethanolic extract’s administration duration on spatial memory in rat (rattus norvegicus) after electric-stress induced. mutiara medika jurnal kedokteran kesehatan 2011;3:1-10. 11. charan j, kantharia nd. how to calculate sample size in animal studies? j pharmacol pharmacother 2013;4:303–6. doi: 10.4103/0976500x.119726 12. paxinos g, watson c. the rat brain. 6th ed. philadelphia: elsevier inc.;2007.p.11-8. 13. kim bk, ko ig, kim se, et al. impact of several types of stresses on short-term memory and apoptosis in the hippocampus of rats. int neurourol j 2013;17:114-20. 14. tan ml, ooi jp, ismail n, et al. programmed cell death pathways and current antitumor targets. pharm res 2009;26;7:1547-56. 15. uvarajan s, janardhanam va, gopinath g. neuro-shielding effect of asiaticoside against mptp induced variations in experimental mice. ijest 2012;4:960-5. 16. orhan ie. centella asiatica (l.) urban: from traditional medicine to modern medicine with neuroprotective potential. evid based complement alternat med 2012;10:1-8. 17. kosten, ta, galloway mp, duman rs, et al. repeated unpredictable stress and antidepressants differentially regulate expression of the bcl-2 family of apoptotic genes in rat cortical, hippocampal and limbic brain structures. neuropsychopharmacology 2008;33: 1545-58. 18. guirado r, matarredona ds, varea e, et al. chronic fluoxetine treatment in middle aged rats induces changes in the expression of plasticity related molecules and in neurogenesis. bmc neurosci 2012;5:1-13. 19. huang gj, herbert j. stimulation of neurogenesis in the hippocampus of the adult rat by fluoxetine requires rhythmic change in corticosterone. biological psychiatry 2006;59:619-24. kuswati, prakosa, wasita, et al centella asiatica and b-cell lymphoma 2 red fruit oil increases trophoblast cells and decreases caspase-9 expression in placenta of lead exposed mice 110 *department of veterinary anatomy veterinary faculty, airlangga university **department of veterinary anatomy, veterinary faculty, airlangga university ***department of veterinary reproduction, veterinary faculty, airlangga university correspondence : portia sumarsono veterinary faculty, airlangga university kampus c unair, jl. mulyorejo, surabaya 60115 phone : +62857 4654 4651 email: portia.sumarsono@gmail.com univ med 2016;35:110-8 doi: http://dx.doi.org/10.18051/ univmed.2016.v35.110-118 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2016may-august, 2016may-august, 2016may-august, 2016may-august, 2016 vol.35 no.2 vol.35 no.2 vol.35 no.2 vol.35 no.2 vol.35 no.2 red fruit oil increases trophoblast cells and decreases caspase-9 expression in placenta of lead exposed mice portia sumarsono*, widjiati**, and suherni susilowati*** background lead is able to pass through the placental barrier and interfere with fetal development. red fruit has high antioxidant activity, due to carotenoids (pro-vitamin a), tocopherols (vitamin e) and unsaturated fatty acids. this study aims to examine the effect of red fruit oil towards placenta in pregnant mice before lead exposure. methods this was a laboratory experimental post test only study, using 20 pregnant mice (mus musculus) that were randomized into five groups. the negative control group was not exposed to lead; intervention group 0 (p0) was exposed to lead at 0.011 mg/20 g bw/day on days 6-15 of gestation. the intervention groups p1-p3 were given red fruit orally at 0.3 ml/20 g bw/day, 0.8 ml/20 g bw/day, 0.9 ml/20 g bw/day, respectively, before lead exposure. normal trophoblast cell count and caspase-9 expression of trophoblasts were calculated. one-way anova, kruskal-wallis and mann whitney tests were used to analyze the data. results the intervention groups p2 and p3 given red fruit at 0.8 ml/20 g bw/ day and 0.9 ml/20 g bw/day showed a significant increase in normal trophoblast cell count of 88.2% (p=0.024) and a decrease in caspase-9 expression of 70.8% compared with p0 to which was not given red fruit (p=0.020). conclusion red fruit increased normal trophoblast cell count by 88.2% and decreased caspase-9 expression by 70.8% in pregnant mice before lead exposure. it should be noted that red fuit may prevent oxidative damage to cells. keywords: lead, red fruit, caspase-9, trophoblasts, pregnant mice doi: http://dx.doi.org/10.18051/univmed.2016.v35.110-118 111 univ med vol. 35 no.2 introduction one of the heavy metals that is capable of decreasing the quality of life of humans is lead (pb). if lead is present in water, it will be c o n s u m e d b y l i v i n g o rg a n i s m s a n d w i l l ultimately cause disease and other negative impacts. lead is capable of crossing the p l a c e n t a l b a r r i e r o f p r e g n a n t m i c e a n d accumulate in fetal tissues, so that it constitutes a potential hazard to the fetus. lead crosses the placental membrane early in the 12th to 14th week of gestation, i.e. the period of organogenesis, and accumulates in the fetal tissues, with more than 90% being stored in bone and released into the circulation.(1) lead is an element that may increase the formation of free radicals and decrease antioxidants in the body, thus causing organ damage. the mechanism of lead toxicity is oxidative stress, which is defined as an imbalance between the amount of reactive oxygen species (ros) produced and that eliminated by the antioxidant system.(2) the reactive oxygen species that are formed cause hypoxia, which mediates a proapoptotic effect that is presumably involved in the mitochondrial pathway. hypoxia may cause apoptosis of trophoblasts by decreasing bcl-2 expression, increasing p53 and bax expression, and activating caspase.(3) one of the native indonesian plants with a high antioxidant content is red fruit (buah merah, pandanus conoideus lam.). from this plant, red fruit oil may be extracted, which is highly beneficial since it has high antioxidant activity, in the form of carotenoids (provitamin a), tocopherol (vitamin e) and unsaturated fatty acids.(4) in the study by dearth et al.(5) it was demonstrated that lead concentrations in the blood of females receiving lead during pregnancy and lactation was equal to lead concentrations in the blood and tissues of their offspring, thereby also affecting hormonal levels and onset of puberty. lead may depress insulin-like growth factor-1 (igf-1), luteinizing hormone (lh), and estradiol (e2), thus delaying puberty. in addition, isradji (6) proved in his study that lead acetate affects the fertility of male mice through a reduction in the number of pregnancies and litter size of their mates. sharma et al.(7) reported that administration of the antioxidant vitamins e and c to mice exposed to lead was capable of improving fertility by increasing implantation rate, fetal weight and by protecting the ovaries. red fruit can be used as a source of natural antioxidants to prevent diseases associated with free radicals.(8) thus there is a need to prove the protective efficiency of red fruit (pandanus conoideus lam.) antioxidants in pregnant mice (mus musculus) when administered before exposing them to lead, thereby revealing the potency of the plant against placental disorders during pregnancy. the objective of the present study was to evaluate the effect of red fruit oil antioxidants on the placenta of mice exposed to lead. methods research design the present study was an experimental study of completely randomized design conducted from october to december 2015 at the experimental animal and the veterinary pathology laboratories, veterinary faculty, airlangga university. experimental animals the subjects of this study were 20 pregnant balb/c mice (mus musculus) selected from among 35 three-month-old females weighing around 25-30 grams, who had been acclimatized for one week. the sample size was determined using federer’s formula, resulting in 4 pregnant mice per group. the optimal total sample size was 20. the mice were assigned by simple random sampling to five groups. the negative control group (k) consisted of pregnant mice that were not exposed to lead on days 6 to 15 of gestation. the intervention group 0 (p0) consisted of pregnant mice exposed to lead acetate at an oral dose of 0.011 mg/20 g bw/ 112 day, dissolved in 0.1 ml distilled water, on days 6 to 15 of gestation. the intervention groups (p1, p2, and p3) consisted of pregnant mice receiving red fruit oil at a dose of 0.3 ml/20 g bw, 0.8 ml/20 g bw, 0.9 ml/20 g bw, and being exposed to lead acetate one hour afterwards. extraction of red fruit oil selected ripe fruits were split lengthwise to remove the pith, then the fruit pulp was cut up into slices and rinsed. the pulp was steamed for 1-1.50 hours until well-done or soft, after which it was taken out to cool. a small quantity of water was added to the cooked slices, which were subsequently mashed into a paste. the fruit paste was screened to remove seed residues, then boiled for 4-5 hours. it was allowed to remain on the fire for 10 minutes until a black oil appeared on the surface. the boiled paste was removed from the fire and left standing for 24 hours, then the oil was carefully ladled to a transparent vessel, and left standing for 2 hours to separate the oil from the water and fruit paste. this last step was repeated several times until no more water remained under the layer of red fruit oil, which was then cooled and packaged. estrus synchronization procedure induction of estrus was effected by the use of pregnant mare serum gonadotropin (pmsg), followed by human chorionic gonadotropin (hcg) for estrus synchronization. the pmsg h o r m o n a l p r e p a r a t i o n w a s a d m i n i s t e r e d intraperitoneally at a dose of 5 iu, while 5 iu of hcg was given 48 hours afterwards.(9) intervention the hormonally-induced females were subsequently mated with the stud male by monomating. mated females were identified by the formation of a vaginal plug 17 hours after mating. the presence of a vaginal plug is considered indicative of copulation and day 0 of gestation. the dose of 4 mg/kg bw of lead for rats was converted to a dose of 0.011 mg/20 g bw for mice. the intervention groups p1, p2, and p3 received red fruit antioxidants one hour before lead exposure. the lead exposure dose of 0.011 mg/20 g bw for the mice was based on the study of aprioku and siminialayi (10) who proved in wistar rats that at a dose of 4 mg/kg bw, lead exposure was capable of decreasing the number of births and of causing teratogenic effects in the form of abnormally-formed skulls, short forelimbs, and absence of hindlimbs in the fetus. the three doses of red fruit antioxidants were obtained from the study of udju et al.(11) who demonstrated that red fruit antioxidants at a dose of 1199.25 mg/kg bw could reduce total cholesterol concentrations in male swiss albino mice. there are no previous data regarding the effect of red fruit administration on caspase expression in lead exposed mice. the interval between red fruit antioxidant administration and lead exposure is known from study results showing that the concomitant administration of vitamin c and vitamin e with lead may protect cells from damage by free radicals during reproduction and fertilization.(7) the one-hour interval between administration of antioxidants and lead is presumably effective in protecting the body against free radicals. measurements the trophoblast cell count was performed in five fields of view. trophoblast cells are located in the floating villi of the placenta, so that the five fields of view comprise 5 floating villi. floating villi are characterized by the presence of trophoblast cells, hofbauer cells, and blood vessels. the scoring of caspase-9 expressing placental trophoblast cells was by means of a modified semiquantitative irs scale of remmele, in which the scores are obtained by multiplying the percentage of positive cells and the intensity of the color reaction.(12) statistical analysis caspase-9 expression scores were analyzed by means of the kruskal-wallis test, followed by the mann whitney test. trophoblast cell counts sumarsono, widjiati, susilowati red fruit oil caspase-9 expression in mice 113 univ med vol. 35 no.2 were analyzed by one-way anova, followed by duncan’s test, at a significance level of 0.05 ethical clearance ethical clearance for the present study was obtained from the research ethics commission, veterinary faculty, airlangga university, surabaya. results from the results shown in tables 1 and 2 it is apparent that administration of red fruit antioxidants to pregnant mice of intervention groups 2 and 3, before they were exposed to lead, was capable of substantially decreasing caspase9 expression in placental trophoblast cells. in general the normal trophoblast cell counts differed considerably. according to one-way anova, there were significant differences in mean trophoblast cell counts between groups (p<0.05) (table 1). this was followed by duncan’s test to find differences between intervention groups. the results of duncan’s test for mean normal trophoblast cell count and sd showed that in the negative control group, i.e. the group of pregnant mice without lead exposure or red fruit administration, there were significant differences with the intervention group zero, i.e. the group of pregnant mice receiving only lead exposure. in contrast, there were no significant differences between the negative control group and intervention groups 1, 2, and 3, i.e. the groups of pregnant mice receiving red fruit antioxidants at different doses, and one hour afterwards being exposed to lead. however, there were significant table 2 . results of multiple comparisons test k= pregnant mice not exposed to lead on days 6-15 of gestation; p0= pregnant mice exposed to lead at 0.011 mg/ 20 g bw/day dissolved in 0.1 ml of distilled water on days 6-15 of gestation; p1, p2, and p3= pregnant mice given red fruit at 0.3 ml/20 g bw, 0.8 ml/20 g bw, and 0.9 ml/20 g bw and then exposed to lead differences between the intervention group 0 and the three intervention groups 1, 2, and 3 (table 2). in the intervention group given red fruit at 0.9 ml/20g bw and lead exposure one hour afterwards (p3) there was a significant increase of 88.2% in trophoblast cell count, in comparison with the group exposed to lead at 0.011 mg/20g bw/day (p0) (p=0.024). there was also a significant reduction of 70.8% in caspase-9 expression of group p3 (p=0.020) (table 2). table 1. mean distribution of normal trophoblasts and caspase-9 expression, by intervention groups in pregnant mice (mus musculus) k= pregnant mice not exposed to lead on days 6-15 of gestation; p0= pregnant mice exposed to lead at 0.011 mg/20 g bw/day dissolved in 0.1 ml of distilled water on days 6-15 of gestation; p1, p2, and p3 = pregnant mice given red fruit at 0.3 ml/20 g bw, 0.8 ml/20 g bw, and 0.9 ml/20 g bw and then exposed to lead; significant at p<0.05 114 in immunohisto chemical and he stained placental slide preparations, the intervention group 0 receiving lead exposure only showed a reduction in normal trophoblast cell count in comparison with the negative control group (figure 1 and 2). with regard to red fruit doses, intervention group 1 given red fruit antioxidants at 0.3 ml/20 g bw, yielded no significant differences with intervention group 0, since the normal trophoblast cell counts approximated those of intervention group 0. in contrast, intervention groups 2 and 3 yielded significant differences with intervention group 0, since the normal trophoblast cell counts approximated those of the negative control group. discussion this study showed that there was increased caspase-9 expression in intervention group 0 (lead exposure only). the three intervention groups showed low caspase-9 expression, when compared with intervention group 0. this is because lead as a toxicant causes damage to both the plasma membranes and the membranes of internal organelles, and also causes lipid peroxidation. the membranes of mitochondria and microsomes are very sensitive to lipid peroxidation, because of the high polyunsaturated fatty acid (pufa) content of the figure 1. caspase-9 expression in placenta of pregnant mice (mus musculus) for each intervention. (a) not showing caspase-9 expression and (b) showing caspase-9 expression. (immunohistochemical staining; 400x). sumarsono, widjiati, susilowati red fruit oil caspase-9 expression in mice 115 univ med vol. 35 no.2 phospholipid membranes.(13) lead exposure during organogenesis causes stress in the placental cells and in the mitochondria of these cells, resulting in the expression of several proteins by these cells, such as bax, a protein carrier of apoptosis signals from within the cells. excessive bax expression in the cytoplasm may damage the mitochondrial membrane so that the cell loses energy. the damaged mitochondrial membrane releases one of the most important proteins, i.e. cytochrome-c, into the cytoplasm. the expression of bcl-2 protein increases, represses bax and inhibits apoptosis. this causes release of mitochondrial cytochrome-c into the cytosol, where it promotes oligomerization of apoptotic protease activating factor-1 (apaf-1), procaspase-9 and atp, forming a complex called the apoptosome. the apoptosome is recruited and activates caspase-9, which in turn promotes caspase-3 activation. this mechanism constututes the intrinsic pathway of apoptosis. the high level of apoptosis in this study is reflected in the brownish colored caspase-9 antibody-antigen complexes. this proves that caspase-9 plays a role in the apoptosis of placental cells at the final stages of pregnancy. the study results show that caspase-9 is expressed by placental cells, i.e. trophoblast cells, decidual cells, fibroblasts, and placental blood cells. caspase-9 induces cell death through the intrinsic pathway, which is activated through the stress induced pathway (mitochondria–mediated pathway).(14) caspase-9 expression was also seen in the negative control group, because apoptosis of placental cells is a physiological process at the approach of parturition. therefore the negative control group still exhibited a brown color, but figure 2. histopathology of normal trophoblasts in pregnant mice (mus musculus) before lead exposure. yellow arrows = normal trophoblasts; red arrows = necrosis of trophoblasts (hematoxylin eosin stain, 400x) 116 not more than did group p0 receiving lead exposure. apoptosis of decidual cells and trophoblast cells increases with age of gestation in normal pregnancies.(15) however, qumsiyeh et al.(16) state that apoptosis of decidual cells and chorionic villi in cases of spontaneous abortion is more than in normal pregnancies. physiologically, apoptosis in trophoblast cells occurs in the third trimester. with increasing age of gestation, the rate of apoptosis is normally increased, so that the number of living cells decreases. placental trophoblast cells differentiate into cytotrophoblasts, then the cytotrophoblasts fuse with one another, forming the syncytiotrophoblast. in addition, the cytotrophoblasts also differentiate into spongiotrophoblasts. in humans and mice, the trophoblasts at the end of gestation differentiate into glycogen cells that play a role in energy storage. furthermore, at the end of gestation the trophoblasts normally also undergo apoptosis at the approach of parturition. lead exposure influences the morphology and physiological reponse of the rat placenta, particularly in the placental labyrinth, i.e. the confluence of the maternal and fetal circulation. the presence of lead causes high ros levels in placental cells, including vascular endothelial cells, resulting in necrosis and apoptosis of these endothelial cells. damage to the blood vessels triggers a physiological response to form new blood vessels (angiogenesis).(17) lead results in a high rate of cell death and affects the physiological response and morphology of the rat placenta. lead exposure during organogenesis in pregnant mice may cause accelerated apoptosis, thus resulting in abortion. increased placental cell death and high levels of inflammation induces secretion of inflammatory cytokines in the blood, while within the cells there is oxidative stress. remodelling of placental vascularization does not occur because the majority of placental cells have undergone normal apoptosis, with extremely high cell death rates and decreased supply of nutrients and vascularization, resulting in abortion. one method to find abnormalities of pregnancy due to lead is to determine the level of apoptosis of placental cells, and one of its indicators is expression of caspase-9 protein in placental trophoblasts. the presence of caspase9 demonstrates the occurrence of apoptosis in the placenta, and may be determined by immunohistochemical techniques. in group p3 receiving the highest dose of antioxidants there was a substantial difference with group p0, but none with group p2. this was because the dose range between groups p2 and p3 was not too great. however, if compared with group p1 it may be seen that the doses of groups p2 and p3 were more influential in decreasing caspase-9 expression, showing that at these doses the antioxidants were capable of reducing caspase9 expression. the antioxidants contained in red fruit function as immunosuppressor, thus acting to decrease caspase-9 expression in trophoblasts as a result of induction by lead. therefore red fruit antioxidants decrease apoptosis of the cells and increase the number of normal trophoblasts. group p0 showed a substantial difference from the other intervention groups, whether the negative control group or the intervention groups. the lead exposure presumably induced many of the placental trophoblasts to undergo necrosis due to the presence of the inflammatory cytokine tnfα, that is capable of causing apoptosis of trophoblasts. in contrast, among the intervention groups receiving red fruit antioxidants before lead exposure, it was found that groups p2 and p3 did not substantially differ from the negative control group, but did substantially differ from group p0. this was due to the betacarotene and tocopherol content of red fruit as a source of natural antioxidants capable of protecting the body against ros. antioxidants are not only important for preventing oxidative stress and tissue damage, but also for preventing increased production of proinflammatory cytokines, that are the result of continuous activation of the defense system. the benefit of red fruit antioxidants is to disrupt the free radical chain reaction, such as is done by vitamin e (alpha tocopherol), vitamin c (ascorbic acid), and vitamin a (betacarotene). sumarsono, widjiati, susilowati red fruit oil caspase-9 expression in mice 117 univ med vol. 35 no.2 tocopherol and betacarotene are antioxidants that can terminate the free radical chain reaction.(18) tocopherol has the ability to terminate lipid peroxidation by donating one hydrogen atom from the oh group to the lipid peroxyl radical, so that it becomes less reactive and does not cause damage. when there are free radicals, lipid peroxides increase due to reactions between lipids and free radicals. the doses of 0.8 ml/20g bw and 0.9 ml/20 g bw of red fruit antioxidants in groups p2 and p3 showed an increase in normal trophoblast cell counts, which was greater than the increase produced by the dose of 0.3 ml/20 g bw. primary antioxidants are capable of cleaving free radicals by initiating a chain reaction through chain-breaking, i.e. by donating a free electron to ros and lipid radicals that are produced in biological systems and converting them to more stable molecules.(19) tocopherol when given to lead-exposed rats can neutralize lead toxicity by cleaving free radicals and preventing oxidative stress.(20) tocopherol as an antioxidant acts by competitive inhibition of lead and prevents the formation of lipid peroxides as a result of lead exposure. the carotenoids contained in red fruit antioxidants may induce metabolic enzymes so as to prevent cell damage or death caused by lead.(21) all carotenoids, whether as provitamin a or not, may act as antioxidant. carotenoids also prevent the formation of lipid peroxides and bind to free radicals. the antioxidant mechanism of carotenoids is through quenching of singlet oxygen and subsequently interacting with free radicals.(22) the limitations of this study are firstly, that the sampling was done in stages, since not all of the mice were found to be pregnant. secondly, that several oxidative stress parameters were not measured, e.g. malondialdehyde (mda) and superoxide dismutase (sod). in accordance with the results of this study, its clinical implication is that the use of antioxidants as a preventive measure, both in humans and animals, is urgently required, in view of the occurrence of heavy metal pollution that may affect reproductive health. further studies are needed to evaluate red fruit administration at various time points before lead exposure. conclusions administration of red fruit to pregnant mice before lead exposure has the potential to increase the normal trophoblast cell count by 88.2% and decrease caspase-9 expression by 70.8%. red fruit is a potential protective agent against rosmediated disorders. conflict of interests none declared. acknowledgement we thank the staff of the embryology and veterinary pathology laboratories. veterinary faculty, airlangga university for support in the completion and publication of this study. references 1. barness eg. teratogenic causes of malformations. ann clin lab sci 2010;40:99114. 2. garcia-nìno wr, chaverri jp. protective effect of curcumin against heavy metals-induced liver damage. food chem toxicol 2014;69:182–201. 3. levy r, smith sd, yusuf k, et al. trophoblast apoptosis from pregnancies complicated by fetal growth restriction is associated with enhanced p53 expression. am j obstet gynecol 2002;186: 1056-61. 4. sarungallo zl, hariyadi p, andarwulan n, et al. analysis of α-cryptoxanthin, β-cryptoxanthin, α-carotene, and β-carotene of pandanus conoideus oil by high-performance liquid chromatography (hplc). procedia food sci 2015;3:231–3. 5. dearth rk, hiney jk, srivastava v, et al. effects of lead (pb) exposure during gestation and lactation on female pubertal development in the rat. reprod toxicol 2002;16:343–53. 6. isradji i. pengaruh pemberian pb-asetat terhadap fertilitas mencit jantan, dimonitor melalui jumlah kebuntingan dan jumlah anak sekelahiran. sains medika 2010;2:2:170-177. 118 7. sharma rn, qureshi sm, panwar k. lead induced infertility in swiss mice and role of antioxidants. universal j environ res technol 2012;2:72-82. 8. rohman a, riyanto s, yuniarti n, et al. antioxidant activity, total phenolic, and total flavaonoid of extracts and fractions of red fruit (pandanus conoideus lam). int food res j 2010; 17:97-106. 9. widjiati awr, arifin mz. pengaruh berbagai konsentrasi krioprotektan propanediol pada proses vitrifikasi terhadap viabilitas embrio mencit pasca thawing. veterinaria medika 2011; 4:2. 10. aprioku js, siminialayi im. maternal lead exposure and pregnancy outcome in wistar albino rats. j toxicol environ health sci 2013; 5:185-93. 11. udju ist, martono y, soetjipto h. ekstrak enzimatis antioksidan buah merah (pandanus conoideus lam.) sebagai antikolesterol terhadap mencit putih jantan galur swiss. prosiding seminar nasional sains dan pendidikan sains vii uksw. salatiga;2012.p.117-26. 12. nowak m, madej ja, dziegeil p. intensity of cox2 expression in cells of soft tissue fibrosarcomas in dogs as related to grade of tumour malignancy. bull vet inst pulawy 2007; 51:275-9. 13. suryohudoyo p. kapita selekta ilmu kedokteran molekuler. jakarta: sagung seto;2007. 14. mcilwain dr, berger t, mak tw. caspase functions in cell death and disease. cold spring harb perspect biol 2013;5:a008656. 15. halperin r, peller s, sandbank j, et al. expression of the p53 gene and apoptosis in gestational tropoblastic disease. placenta 2000; 21:58–62. 16. qumsiyeh mb, kim kr, ahmed mn, et al. cytogenetics and mechanisms of spontaneous abortions: increased apoptosis and decreased cell proliferation in chromosomally abnormal villi. cytogenet cell genet 2000;88:230-5. 17. veras mm, damaceno-rodrigues nr, caldini eg, et al. particulate urban air pollution affects the functional morphology of mouse placenta. biol reprod 2008;79:578-84. 18. christijanti w, utami nr, iswara a. pemberian antioksidan vitamin c dan e terhadap kualitas spermatozoa tikus putih terpapar allethrin. biosaintifika 2010;2:18-26. 19. vaya j, aviram m. nutritional antioxidants: mechanisms of action, analyses of activities and medical applications. curr med chem imm endo metab agents 2001;1. 20. sajitha gr, jose r, andrews a, et al. garlic oil and vitamin e prevent the adverse effects of lead acetate and ethanol separately as well as in combination in the drinking water of rats. indian clin biochem 2010;25:280-8. 21. sharma b, singh s, siddiqi nj. biomedical implications of heavy metals induced imbalances in redox systems. bio med res int 2014, article id 640754, 26 pages http://dx.doi.org/10.1155/ 2014/640754. 22. polyakov ne, foscan al, bowman mk, et al. free radical formation in novel carotenoid metal ion complexes with astaxanthin. j phys chem b 2010;114:16968–77. sumarsono, widjiati, susilowati red fruit oil caspase-9 expression in mice david 106 *department of histology, medical faculty, trisakti university correspondence adr. david department of histology, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2702 email : davesaboch@yahoo.com univ med 2008; 27: 106-112 evaluation of the oral toxicity of formaldehyde in rats july-september, 2008july-september, 2008july-september, 2008july-september, 2008july-september, 2008 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 abstract universa medicina david*a, and hanslavina arkeman* formaldehyde is used in the production of plywood, particleboard, a wide variety of molded or extruded plastic items, and for preserving cadavers. experimental posttest only control group design was used to determine the histopathological changes of rat stomach tissue exposed to formaldehyde for 12 weeks in thirty adult female sprague-dawley rats weighing 150–200 g. the animals were randomized into three groups, namely the control group, the treatment group given 4 mg/l of formaldehyde, and the group treated with 6 mg/l of formaldehyde. the results showed that there was a significant difference in the thickness of the mucous layer of the gastric fundus between the control group and the group treated with 6 mg/l (p = 0.011), and also a significant difference in the thickness of the mucous layer of the gastric fundus between both treatment groups (4 mg/l vs. 6 mg/l) (p = 0.003), indicating that there was necrosis of the superficial layers of the gastric mucosa due to high concentrations of formaldehyde. in histopathology sections from all groups, similar changes were observed in both treatment groups, in the form of vacuolar (hydropic) degeneration of gastric fundus glands. in conclusion, administration of formaldehyde in drinking-water for 12 weeks caused histopathologic effects on the gastric mucosa in rats. keywords : formaldehyde, oral, drinking water, toxicity introduction formaldehyde is used in many industries, in the production of fertilizer, paper, plywood, and polyacetal, phenolic, urea, and melamine resins. the latter three kinds of resins are widely u s e d a s a d h e s i v e s a n d b i n d e r s f o r w o o d products, pulp and paper, synthetic fibers, and i n t h e f i n i s h i n g o f t e x t i l e s . f u r t h e r m o r e , formaldehyde may be converted into a number of chemicals, such as 1,4-butanediol, 4,4’diphenylmethane diisocyanate, pentaerythritol and hexamethylene-tetramine. formaldehyde is also used in many hospitals and laboratories to preserve tissue specimens,(1-3) and in mortuaries a s a n e m b a l m i n g f l u i d . f o r m a l d e h y d e i n drinking water commonly originates from the oxidation of natural organic matter during the o z o n i z a t i o n a n d c h l o r i n a t i o n p r o c e s s . formaldehyde in drinking water may also come from deterioration of the protective finish on polyacetal plastics.(4,5) 107 univ med vol.27 no.3 formaldehyde is a gas widely encountered in natural and man-made environments and is readily soluble in water to form a 40% solution (formalin®). the hazards of exposure to this gas by inhalation have been the subject of many studies, leading to the reclassification by the international agency for research on cancer (iarc) of formaldehyde from group 2a to g r o u p 1 ( c a r c i n o g e n i c t o h u m a n s ) , w h i c h e x p r e s s e s t h e c u r r e n t c o n c e r n a b o u t t h e c a r c i n o g e n i c e f f e c t s o f i n h a l a t i o n o f formaldehyde.(2,6) however, in indonesia the most recent issue was about the indiscriminate use of formaldehyde as a food preservative, especially for sources of protein, such as beef, poultry, fish, as well as tofu and tempeh. formaldehyde is a colorless, flammable gas at room temperature. it has a pungent, distinct odor and at high concentrations may cause a burning sensation to the eyes, nose, and lungs. formaldehyde is also known as methanal, methylene oxide, oxymethylene, methylaldehyde, and oxomethane. formaldehyde can react with m a n y o t h e r c h e m i c a l s , a n d a t v e r y h i g h temperatures it will break down into methanol (wood alcohol) and carbon monoxide. a number o f e x p e r i m e n t a l s t u d i e s o n t h e e ff e c t s o f formaldehyde by ingestion have been conducted in rodents, particularly in rats. owing to formaldehyde’s high reactivity, effects in the tissue on first contact following ingestion are more likely to be related to the concentration of the formaldehyde consumed than to its total intake.(7,8) the aim of the present s t u d y w a s t o a s s e s s t h e e ff e c t s o f o r a l l y administered formaldehyde on the thickness and histopathology of the gastric fundal mucosa in rats. methods design of the study a posttest only control group design was used to attain the objectives of the study. sample thirty adult female sprague dawley rats weighing 150–200 g. the sample size was calculated using the formula of federer (9) : (n1) (t-1) >15. when using three groups (t = 3), the optimal sample size required will be 10 adult female rats per group. intervention the experimental animals were randomly assigned to three groups, namely group i comprising the control group which was not g i v e n f o r m a l d e h y d e c o n t a i n i n g d r i n k i n g water, group ii as the treatment group that was given drinking water containing formaldehyde in a concentration of 4 mg/l daily for 12 weeks, and group iii as the treatment group t h a t w a s g i v e n d r i n k i n g w a t e r c o n t a i n i n g formaldehyde in a concentration of 6 mg/l daily for 12 weeks. methods all three groups of experimental animals were given food pellets and plain drinking water, and it was only in the intervention groups (groups ii and iii) that formaldehyde was added to the drinking water. the formaldehyde used was formalin® diluted with distilled water to obtain the required dose. after 12 weeks the experimental animals were sacrificed and the organs taken for histological sections stained with hematoxylin-eosin (he). data collection the weight of the rats in each group was measured at the beginning and at the end of the experiment to monitor increases in the weights of the rats in each group. measurements were also taken of the thickness of the fundal mucosa in the rats of each group using a micrometer in a double-blind manner. 108 data analysis continuous data were expressed as mean ± sd. one-way analysis of variance (anova) was used for comparing the difference in the body weights of the rats before and after exposure to formalin® between the three groups, at a significant david, arkerman oral toxicity of formaldehyde mean control (n=10) formaldehyde 4 mg/l (n=10) formaldehyde 6 mg/l (n=10) p difference in body weight (g) 32.9 ± 12.5 33.0 ± 15.6 31.7 ± 7.6 0.953 tunica mucosa of gastric fundus (µm) 1051.24 ± 132.07 1075.00 ± 65.04 919.00 ± 138.91* 0.004 table 1. mean difference in body weight and between thickness of the fundal mucosa the three groups * significantly different from control group and group on 4 mg formaldehyde level of 0.05. the same method was used for comparing the thickness of the fundal mucosa of the rats in each group at a significant level of 0.05. when significant differences were found between the three groups, the analysis was continued with the tukey multiple comparison method. tunica mucosa figure 1c. tunica mucosa of rat gastric fundus of 6 mg formaldehyde group stained with he, at 100x magnification figure 1b. tunica mucosa of rat gastric fundus of 4 mg formaldehyde group stained with he, at 100x magnification tunica mucosa figure 1a. tunica mucosa of rat gastric fundus of control group stained with he, at 100x magnification 109 univ med vol.27 no.3 results after 12 weeks’ exposure to formaldehyde, the mean difference (± sd) in body weight before and after exposure was 32.9 ± 12.5 g in the control group and 33.0 ± 15.6 g in the group treated with a formaldehyde concentration of 4 mg/l, whereas in the group treated with 6 mg/ l formaldehyde a mean difference in body weight of 31.7 ± 7.6 was found (table 1). the results of the anova revealed that there was no significant difference in the body weights o f t h e r a t s b e f o r e a n d a f t e r e x p o s u r e t o formaldehyde between the three groups (p = 0 . 9 5 3 ) . t h e a n o va r e s u l t s f o r t h e m e a n thickness of the tunica mucosa of the rat gastric fundus showed a significant difference between t h e t h r e e g r o u p s ( p = 0 . 0 0 4 ) . m u l t i p l e comparison analysis according to tukey showed that the mean thickness of the tunica mucosa of the gastric fundus in the group on 6 mg/l formaldehyde was significantly different from that of the control group (p = 0.011) and that of the group on 4 mg/l formaldehyde (p = 0.003). in the histological sections structural changes may be seen in the cells of the fundal mucosa of rats exposed to formaldehyde in c o n c e n t r a t i o n s o f 4 m g / l a n d 6 m g / l , respectively. necrosis of fundal mucosal cells o c c u r r e d e s p e c i a l l y i n t h e c y l i n d r i c a l epithelium, affecting a higher percentage of c e l l s i n t h e g r o u p e x p o s e d t o 6 m g / l formaldehyde (figures 1a, 1b, and 1c). t h i s g r o u p a l s o s h o w e d h y d r o p i c d e g e n e r a t i o n o f t h e l a m i n a p r o p r i a a n d associated glands, which percentage was more severe than that in the group on 4 mg/l of formaldehyde (figures 2a, 2b, and 2c). figure 2a. cells of the glands in the fundal mucosa stained with he, at 400x magnification figure 2b. hydropic degeneration in the fundal mucosa stained with he, at 400x magnification figure 2c. hydropic degeneration in the fundal mucosa stained with he, at 400x magnification hydropic degeneration 110 discussion this study shows that administration of drinking water containing formaldehyde in a concentration of 6 mg/l to experimental rats for 12 weeks, resulted in a mean thickness of the fundal mucosa of 919.00 ± 138.91 ì m. the fundal mucosa in the group given drinking water containing formaldehyde in a concentration of 6 mg/l was thinner, in comparison with that in t h e c o n t r o l g r o u p a n d i n t h e g r o u p g i v e n drinking water containing formaldehyde in a concentration of 4 mg/l. this indicates the occurrence of necrosis in the superficial cells that were directly exposed to irritation by formaldehyde. for purposes of comparison, a n u m b e r o f p r e v i o u s s t u d i e s b y v a r i o u s investigators may be mentioned. in one study, wistar rats (10 per sex per dose) were given formaldehyde in drinkingwater at 0, 10, 50, or 300 mg/kg of body weight per day. at the end of 12 months, all rats of both sexes in the high-dose group were observed to have gastric erosions, ulcers, squamous cell hyperplasia, hyperkeratosis, and basal cell hyperplasia. however, only one male and one f e m a l e f r o m t h e m i d d o s e g r o u p s h o w e d hyperkeratosis.(6) in a carcinogenicity study, a group of 10 rats was given drinking-water containing 0.5% formalin® (0.2% formaldehyde) for 32 weeks. histopathological changes were observed in the stomach, as well neoplastic changes in the forestomach and papillomas. takahashi et al. reported that formaldehyde enhanced gastric two-stage carcinogenesis in rat stomach induced by n-methyl-n’-nitro-nguanidine. (10) subsequently, furihata et al. administered formaldehyde at doses of 11 to 110 mg/kg body weight by gastric intubation to male f 3 4 4 r a t s , u s i n g o r n i t h i n e d e c a r b o x y l a s e activity and dna synthesis as markers of tumor-promoting activity. their study showed an increase in ornithine decarboxylase activity (up to 100-fold) and in dna synthesis (up to 49-fold) in the pyloric mucosa of the glandular stomach, both with a maximum after 16 hr. these results suggest that formaldehyde has tumor-promoting activity in carcinogenesis in the glandular stomach.(11) a number of other long-term studies by the oral route have been conducted, and these have been reviewed in detail by the international p r o g r a m m e o n c h e m i c a l s a f e t y. ( 6 ) t h e c o n c l u s i o n o f t h e s e r e v i e w s w a s t h a t f o r m a l d e h y d e i s a n o r m a l m a m m a l i a n metabolite and is not carcinogenic at low levels of exposure. similarly, bosetti et al reviewed c o h o r t s t u d i e s o n f o r m a l d e h y d e r i s k o f nasopharyngeal and selected other cancers, and found a pooled rr of 0.63 for nasopharyngeal cancer. they concluded that occupational exposure to formaldehyde shows no appreciable excess risk for oral and pharyngeal, sinonasal or lung cancers, and that the non-significantly increased rr for nasopharyngeal cancer among industry workers was attributable to a cluster of deaths in a single plant.(12) these views have still to be reconciled with the reclassification of formaldehyde by the iarc. the histological changes observed in the current study showed that the group given drinking water with a high concentration of formaldehyde experienced hydropic degeneration in a larger percentage of the cells of the fundal glands, compared with the group given drinking water with a low concentration of formaldehyde. t h i s i n d i c a t e s t h a t t h e e x t e n t o f t h e histopathological changes was proportional to the formaldehyde concentration to which the rats had been exposed. this is in accord with the view that, owing to the high reactivity of formaldehyde, its effects in the tissue of first contact following ingestion are more likely to be related to the concentration of the formaldehyde consumed than to its total intake.(7,8) david, arkerman oral toxicity of formaldehyde 111 univ med vol.27 no.3 the current study also found that even s h o r t e x p o s u r e t i m e s w e r e s u f f i c i e n t f o r inducing histological changes in the rat gastric fundus. the observed histopathological changes c o n f i r m t h e s t u d y c o n d u c t e d b y m a z i m khan,(11) which clearly demonstrated that one of the effects of formaldehyde is induction of cell vacuolization. however, the study by til et al. revealed that long-term administration of formaldehyde in drinking water (2 years) may induce the development of gastric papillomas.(6) the hydropic degeneration induced after 12 weeks in our study could represent the initial stage of such a development. one study in male rats showed an increased incidence of forestomach papillomas, while another study in male and female rats found that t h e i n c i d e n c e o f g a s t r o i n t e s t i n a l l e i o myosarcomas was increased in females and in males and females combined. in a third study, also using male and female rats, the number of m a l e s b e a r i n g m a l i g n a n t t u m o r s a n d t h e incidences of hemolymphoreticular tumors (lymphomas and leukemias) and testicular i n t e r s t i t i a l c e l l a d e n o m a s i n m a l e s w e r e i n c r e a s e d . h o w e v e r, a f o u r t h s t u d y g a v e negative results.(13) a health-based value can be derived on the b a s i s o f a t o l e r a b l e c o n c e n t r a t i o n , s i n c e irritation by formaldehyde is a concentrationdependent outcome and is not directly related to the total intake. the international programme on chemical safety has established a tolerable c o n c e n t r a t i o n o f 2 . 6 m g / l f o r i n g e s t e d formaldehyde based on the no-observed-effect level (noel) of 260 mg/l for histopathological effects in the oral and gastric mucosa of rats.(14) the environmental protection agency (epa) recommends that an adult should not drink water containing more than 1 milligram of formaldehyde per liter of water (1 mg/l) for a lifetime exposure, and a child should not drink water containing more than 10 mg/l for 1 day or 5 mg/l for 10 days. the occupational safety and health administration (osha) has set a permissible exposure limit for formaldehyde of 0.75 parts per million (ppm) for an 8-hour workday, 40-hour workweek. the national institute for occupational safety and health (niosh) recommends an exposure limit of 0.016 ppm.(15) the weight of evidence indicates that ingested formaldehyde is not carcinogenic in humans. there are good grounds for confidence that the present understanding of the two step n a t u r e o f f o r m a l d e h y d e c a r c i n o g e n e s i s r e q u i r i n g a h i g h l e v e l o f e x p o s u r e t o formaldehyde in the first instance remains valid. the world health organisation (who) in its concise international chemical assessment document outlined that “the weight of evidence indicates that formaldehyde is carcinogenic only at concentrations that induce the obligatory precursor lesion of proliferative regenerative response associated with cytotoxicity, although interaction with the dna must be taken into account”.(6) conclusions short-term administration of formaldehyde in drinking water was capable of effecting histopathological changes in the cells of the gastric fundal glands in rats. the severity and extent of the histopathological changes were proportional to the formaldehyde concentration to which the rats had been exposed. references 1. dutch expert comittee on occupational standards (decos). formaldehyde health-based recommended occupational exposure limit. health council of the netherlands (gezondheidsraad) 2003; 02 osh: 124. 2. international agency for research on cancer (iarc) monographs on the evaluation of the 112 carcinogenic risk of chemicals to humans vol: 88; 2004. 3. thomsen gk. health effects of selected chemicals. nord 1995; 28: 211–37. 4. organization for economic co-operation and development (oced). sids initial assessment report for siam 14. formaldehyde. paris: organization for economic co-operation and development; 2002. 5. world health organization. guidelines for drinking water quality. formaldehyde in drinking water. geneva: world health organization; 2005. 6. world health organization. concise international chemical assessment document: formaldehyde. geneva: world health organization; 2002. 7. cogliano vj, yann g, baan rs, kurt s, secretan mb, el ghissassi f, et al. advice on formaldehyde and glycol ethers. lancet oncol 2004; 5: 528. 8. pitcher m. lca treatment of human health exemplified by formaldehyde within the furniture industry. presented at the 4th australian lca conference, sydney. february 2005. 9. federer w. statistics and society: data collection and interpretation. 2nd ed. new york: marcel dekker, 1991. 10. takahashi m, hasegawa r, furukawa f, toyoda k, sato h, hayashi y. effects of ethanol, potassium metabisulfite, formaldehyde and hydrogen peroxide on gastric carcinogenesis in rats after initiation with n-methyl-n’-nitro-n-guanidine. jpn j cancer res 1986; 77: 118-24. 11. furihata c, yamakoshi a, matsushima t. inductions of ornithine decarboxylase and dna synthesis in rat stomach mucosa by formaldehyde. jpn j cancer res 1988: 79: 917-20. 12. bosetti c, mclaughlin jk, tarone re, pira e, la vecchia c. formaldehyde and cancer risk: a quantitative review of cohort studies through 2006. ann oncol 2008: 19: 29-43. 13. international agency for research on cancer. formaldehyde. available at: http://www. m o n o g r a p h s . i a r c . f r / e n g / m e e t i n g s / 8 8 formaldehyde.pdf. accessed june 2, 2008. 14. international programme on chemical safety (ipcs). formaldehyde. geneva: world health organization (concise international chemical assessment document 40); 2002. 15. agency for toxic substances and disease registry (atsdr). 1999. toxicological profile for formaldehyde. atlanta, ga: u.s. department of health and human services, public health services. available at: www.atsdr.cdc.gov/ toxprofiles/tp111-c1.pdf. accessed march 3, 2007. david, arkerman oral toxicity of formaldehyde alvina 78 abstract to date the use of computers is widely distributed throughout the world and the associated ocular complaints are found in 75-90% of the population of computer users. symptoms frequently reported by computer users were eyestrain, tired eyes, irritation, redness, blurred vision, diplopia, burning of the eyes, and asthenopia (visual fatigue of the eyes). a cross-sectional study was conducted to determine the etiology of asthenopia in computer-using students. a questionnaire consisting of 15 items was used to assess symptoms experienced by the computer users. the ophthalmological examination comprised visual acuity, the hirschberg test, near point accommodation, amplitude accommodation, near point convergence, the cover test, and the alternate cover test. a total of 99 computer science students, of whom 69.7% had asthenopia, participated in the study. the symptoms that were significantly associated with asthenopia were visual fatigue (p=0.031), heaviness in the eye (p=0.002), blurred vision (p=0.001), and headache at the temples or the back of the head (p=0.000). refractive asthenopia was found in 95.7% of all asthenopia patients with accommodative insufficiency (ai), constituting the most frequent cause at 50.7%. the duration of computer use per day was not significantly associated with the prevalence of asthenopia (p=0.700). there was a high prevalence of asthenopia among computer science students, mostly caused by refractive asthenopia. accommodation measurements should be performed more routinely and regularly, maybe as screening, especially in computer users. keywords : asthenopia, acomodative insuffieciency, computer users, students *department of ophthalmology, medical faculty, trisakti university **department of ophthalmology, faculty of medicine, university of indonesia correspondence dr. husnun amalia, spm department of ophthalmology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2614 univ med 2010;29:78-83 accommodative insufficiency as cause of asthenopia in computer-using students husnun amalia*, gusti g. suardana**, and widya artini** may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction the number of computer users has rapidly increased throughout the world and is expected to reach 1 billion by the year 2010 as a result of an increasing number of new computer users in developing countries such as china, india and russia.(1) there is a growing body of evidence that the use of computers can adversely affect visual health. working at a computer terminal is invariably associated with ocular disorders that may affect visual acuity. initially research was focused on the ocular effects of radiation hazards, but subsequently came to include symptoms due to exposure of the eyes to video d i s p l a y t e r m i n a l s ( v d t ) , k n o w n a s t h e 79 univ med vol.29 no.2 computer vision syndrome.(2) several studies showed that around 75% of computer users had visual problems. (3,4) symptoms frequently reported by computer users were eyestrain, tired eyes, irritation, redness, blurred vision, diplopia, burning of the eyes, and asthenopia.(5-7) the main cause of asthenopia is thought to be fatigue of the ciliary and extraocular muscles due to the prolonged accommodation and vergence required by near vision work. a n o t h e r c a u s a t i v e f a c t o r t h a t h a s b e e n implicated in asthenopia is dryness of the eyes resulting from an increased exposed surface area of the cornea when focusing straight ahead (rather than down at written text) and a d e c r e a s e d b l i n k r a t e d u e t o m e n t a l concentration.(8,9) etiologically, asthenopia may be classified a s m u s c u l a r a s t h e n o p i a a n d r e f r a c t i v e asthenopia. muscular asthenopia may be caused by heterophoria, intermittent heterotropia, and convergence insufficiency (ci), whereas refractive asthenopia is due to ammetropia, presbyopia, accommodative insufficiency (ai), and a combination of accommodative and convergence insufficiency. anomalies of convergence may be detected by means of the near point convergence (npc) test, while accommodative abnormalities are detected by the near point accommodation (npa) test.(10) symptoms occurring in asthenopia are redness, heaviness of the eye, dry eye, frontal headache with periocular pain and occipital headache, blurred vision, intermittent diplopia at near fixation, and difficulty of focus, especially when reading and writing. (11) computer-related headache and eyestrain are reported during as m a n y a s 1 0 % t o 1 5 % o f r o u t i n e e y e examinations, and several investigators state that nearly 50% of vdt workers experience some eye discomfort . the world health organization has initiated a program to eradicate blindness in the year 2020, known as vision 2020.(12) asthenopia is a reversible condition and does not result in a reduction of performance o r e f f i c i e n c y o f t h e p a t i e n t . r e f r a c t i v e asthenopia can be corrected by glasses, whilst muscular asthenopia may be corrected by accommodative and convergence training. current technological advances can prevent asthenopia symptoms through appropriate ergonomic design of the vdt.(13) available data show that there are large numbers of computer and internet users. consequently, the risk of asthenopia in computer users may reach epidemic proportions in the foreseeable future. the purpose of the present study was to determine the prevalence of asthenopia and its etiology in computer users. methods design of the study this study was an analytical study with cross-sectional approach, with the objective of determining the prevalence of asthenopia, in order to ascertain the extent of ocular health hazards resulting from computer use. the study was conducted in february 2007 at the faculty of medicine, university of indonesia, jakarta. subjects of study the subjects of this study comprised 99 s t u d e n t s f r o m t h e f a c u l t y o f c o m p u t e r science, university of indonesia. the inclusion criteria in this study were strata 1 and strata 2 students with visual acuity of 6/6 with or without correction who were willing to fill in t h e q u e s t i o n n a i r e a n d t o r e c e i v e a n ophthalmological examination. the exclusion criteria were presence of manifest heterotropia, amblyopia, and ocular disorders capable of obstructing the visual axis. data collection data collection was carried out by means of a questionnaire and several ophthalmological tests. the data collected by questionnaire comprised demographic status, total hours of near-vision work and 15 items on subjective complaints due to asthenopia. responses to the 80 table 1. distribution of etiologies of asthenopia 15 items in the questionnaire were scored as follows: 0, never; 1, infrequent; 2, occasionally; 3, relatively frequent; 4, frequent; and 5, always. the total score for the 15 questions given to each subject ranged from 0 to 75. subjects were considered to be at risk of suffering from convergence insufficiency if their total score was ≥9. subjects having a total score of <9 were assigned to the group with negative symptoms, while those with a total score of ≥9 were placed in the group with positive symptoms.(14) subsequently the subjects received an ophthalmological examination, comprising determination of visual acuity, the hirschberg test, tests for npa, amplitude accommodation (aa), and npc, the cover test (ct), and the alternate cover test (act). subjects were diagnosed as suffering from ai if the obtained aa score was less than the normal score for age according to donder’s table.(11) the aa score for the age range of 17-19 years is ≥11 d, 2024 years 8 d, 25-29 years ≥6 d, 30-34 years ≥5 d, and 35-39 years ≥4 d (d=dioptries). npc is the convergence ability of the patient’s eye in maintaining fusion, and the test result is expressed in cm. a score of <10 cm is said to be normal and a score of >10 cm means that the subject has ci.(8) data analysis the study data were divided into two groups, i.e. data on the group of subjects with asthenopia and data on the group of normal subjects. the relationships between variables of the asthenopia group and the normal group were analyzed using the chi square tests. a pvalue of <0.05 was considered significant. the data analysis used the spss program version 15.0. results the total number of subjects who were willing to participate in this study was 133, of whom 34 did not meet the inclusion criteria, for t h e f o l l o w i n g r e a s o n s : o n e s u b j e c t h a d congenital cataract, four subjects suffered from manifest heterotropia, and 29 subjects did not complete the questionnaire. the total number of subjects who participated until completion of the study was 99, consisting of 61 (61.4%) males and 38 (38.4%) females. mean age of the subjects (± sd) was 20.2 ± 1.8 years, with a range of 18 up to 26 years. the majority of the subjects (68 persons or 68.3%) used a computer from 3-6 hours per day, and only 7 (7.1%) used a computer for <2 hours per day. the prevalence of asthenopia in the present study was 69 (69.7%), while that of normal subjects was 30 (30.3%). ta b l e 1 s h o w s t h e d i s t r i b u t i o n o f etiologies of the asthenopic subjects. among the two principal causes of asthenopia, i.e. refractive anomalies and muscular anomalies, refractive anomalies accounted for the majority of asthenopia causes (95.7%), where ai ranked highest at 50.7%. the results of the analysis (table 2) indicated that there was a significant difference between the two groups for the symptoms of visual fatigue (p= 0.031), heaviness (p=0.002), difficulty of recall of recent reading (p=0.001), parietal or occipital headaches (p=0.000), blurred vision (p=0.001), confusion during reading (p=0.014), and failing focus or loss of concentration during reading (p=0.003). most of the subjects in the asthenopia group were active at the computer for 2-4 hours per day. amalia, suardana, artini accommodative insufficiency and asthenopia 81 univ med vol.29 no.2 complaints p visual fatigue 0.03 1* redness 0.10 6 heaviness in eye 0.00 2* dry eye 0.08 8 drowsiness 0.18 4 difficulty of recall of recent reading 0.00 1* per iocular pain 0.22 9 parietal/occipital headaches 0.00 0* blurred vision 0.00 1* occasional diplopia 0.10 3 line skipping during readin g 0.20 7 confusion during readin g 0.01 4* difficulty of focus/loss of concentration 0.00 3* need for momentary rest for the eyes 0.05 2 floating tex t 0.69 5 table 2. analysis of subjective complaints between asthenopia and normal groups * significance table 3. distribution of asthenopia in relation to duration of computer use (hours/day) duration of computer use (hours/day)* asthenopia p present (%) absent (% ) < 2 3-4 5-6 > 7 4 (57.1) 27 (73.0) 20 (64.5) 18 (75.0) 3 (42.9) 10 (27.0) 11 (35.5) 6 (25.0) 0.700 * chi-square test from table 3 it is apparent that duration of daily computer use was not significantly associated with occurrence of asthenopia (p=0.700). discussion to date the use of computers has spread e x t e n s i v e l y t h r o u g h o u t t h e w o r l d a n d accompanying ocular complaints occur in 7590% of the population of computer users.(2) the present study showed a high prevalence of asthenopia of 69.7% in computer users. essentially similar results were obtained in an indian study on computer users aged 18-55 years, of whom 46.3% suff er ed from asthenopia.(1) a study in italy on bank employees f o u n d t h a t 3 9 . 1 % o f t h e s u b j e c t s h a d asthenopia.(5) a total of 92.9% of computer science students in our study had ocular complaints, of w h o m 6 9 . 7 % s u ff e r e d f r o m r e f r a c t i v e anomalies. blehm et al. obtained similar results, where 75–90% of computer users had ocular complaints.(2) in all probability their subjects h a d o c u l a r s u r f a c e a b n o r m a l i t i e s a n d photophobia, which were not investigated in their study. ocular surface abnormalities are caused by dry eye and problems with contact lenses. dry eye may be due to reduced blinking r e f l e x e s a n d e n v i r o n m e n t a l f a c t o r s . ( 1 , 2 ) photophobia is sensitivity of the eye to light, and computer users are commonly exposed to intense illumination and monitor flicker.(16) the usual cause of intense illumination is a window facing the operator and a less than adequate ambient lighting. ai is the major cause of asthenopia, because computer-related activities overburden t h e a c c o m m o d a t i o n m e c h a n i s m . t h e concurrence of refractive errors leads to an increased probability of subjective complaints. the occasional occurrence of blurred vision is due to failure of the accommodative mechanism to maintain focus on near objects. blurred vision may be remedied by fitting a positive spherical lens or by accommodative training, in which case the subject with ai is fitted with a spherical lens of +0.75d up to +1.25d for near vision.(17) accommodative training may be accomplished by means of the flip lens technique,(3,4) which uses 2 negative spherical lenses and 2 positive spherical lenses, each differing 0.5d in power. 82 the patient is asked to focus on an object located at a distance of 40 cm in front of her, then the lenses are placed in turn, with the patient attempting to maintain focus on the object. the procedure is repeated 5 times daily, each time for a period of 3 minutes. ci is a condition where a person lacks the ability for maintaining binocular convergence. this condition is the most frequent cause of muscular asthenopia, being found in 3-5% of the general population.(5) and in 4.3% of the asthenopia group of the present study. ci may be managed by convergence training, also known as pencil push up,(19) where the patient focuses on her thumb or on a pencil held in her hand. the object is held vertically at arm’s length in front of the eye, then the object is slowly moved towards the eye, while the p a t i e n t a t t e m p t s t o m a i n t a i n b i n o c u l a r convergence. this procedure is performed 3-4 times daily for 5 minutes and in general the patient will recover within 5-15 weeks. r e f r a c t i v e e r r o r s m o s t f r e q u e n t l y encountered are myopia (21.7%), astigmatism (2.9%), and compound myopic astigmatism ( 4 . 3 % ) , w h i c h m a y b e c o r r e c t e d w i t h glasses.(18) on the other hand, the combination of ai and ci is managed by accommodative and convergence training.(6) in the asthenopia group of the present s t u d y, c o m p u t e r r e l a t e d a c t i v i t i e s w e r e apparently more frequent than other types of near work. there are still conflicting opinions on the relationship of duration of computer use to occurrence of asthenopia. a total of 73.0% o f s u b j e c t s w i t h a s t h e n o p i a p e r f o r m e d computer-related activities for periods of 3–4 hours per day, but no significant association was found between duration of computer use and the occurrence of asthenopia. in contrast, a study in india found that mean computer use of 78 minutes duration was associated with occurrence of asthenopia.(5) seven subjective complaints were proven to be significant in the asthenopia group, i.e. visual fatigue (p=0.031), heaviness (p=0.002), difficulty of recall (p=0.001), blurred vision (p=0.001), parietal or occipital headaches (p=0.000), confusion during reading (p=0.014), and failing focus or loss of concentration during reading (p=0.003). visual fatigue and heaviness in the eye may be caused by inability to maintain binocular fixation, occurring in subjects with ci.(3) blurred vision and failing focus are due to inability of the accommodation mechanism to maintain focus on near objects, as found in s u b j e c t s w i t h a i . i n s u b j e c t s w i t h p o o r accommodation there also occur headaches when reading.(19) the above symptoms may diminish and disappear with management of the asthenopia. improving the ergonomic design of workstations and modifying the work habits of computer users (with supplementary breaks) have been shown to have positive effects on visual fatigue in these workers.(20,21) asthenopia has been extensively studied in the computer literature, and the most commonly used assessment method is selfr e p o r t i n g , b e c a u s e t h i s i s a r a p i d a n d inexpensive method that can be applied to general populations. however, the method carries the risk of self-reporting bias, whereby the personal experiences of the respondent may affect the recall, interpretation, and reporting of symptoms. conclusions this study suggests that asthenopia is a common problem among students who are computer users and is mostly caused by accommodative insufficiency. acknowledgements we hereby wish to express our graditude to the dean of the faculty of computer science, university of indonesia, for the support and facilities accorded to us in conducting this study. we also thank the students of above faculty as the participants of the study for their willingness and cooperation. amalia, suardana, artini accommodative insufficiency and asthenopia 83 univ med vol.29 no.2 references 1. bhanderi dj, choudhary s, vikas g, doshi vg. a community-based study of asthenopia in computer operators. indian j ophthalmol 2008; 56:51-5. 2. blehm c, vishnu s, khattak a, mitra s, yee rw. computer vision syndrome: a review. surv ophthalmol 2005;50:253-62. 3. anshel j. visual ergonomics in the workplace. aaohn j 2007;55:414-20. 4. rajeev a, gupta a, sharma m. visual fatigue and computer use among college students. indian j comm med 2006;31:192-3. 5. mocci f, sera s, corrias ga. psychological factors and visual fatigue in working with video display terminals. occup environ med 2001;58: 267-71. 6. cole bl. do video display units cause visual problems?-a bedside story about the processes of public health decision-making. clin exp optom 2003;86:205-20. 7. sheedy je, hayes jn, engle j. is all asthenopia the same? optom vis sci 2003;80:732–9. 8. verma sb. computers and vision. j postgrad med 2001;47:119–20. 9. vertinsky t, forster b. prevalence of eye strain among radiologists: influence of viewing variables on symptoms. ajr 2005;184:681–6. 10. carlson nb, kurtz d. ocular examination. 3rd ed. new york: mcgraw-hill; 2004. 11. abdi s, rydberg a. asthenopia in schoolchildren, orthoptic and ophthalmological findings and treatment. doc ophthalmol 2005;111:65-72. 12. gilbert c, foster a. childhood blindness in the context of vision 2020 the right to sight. bull world health organ 2001;79:227–32. 13. tracy bd. computer vision care: clear path to productivity. compensation benefits management 2001;17:49-51. 14. borsting ej, rouse mw, mitchell gl, scheiman m, cotter sa, cooper j, et al. validity and reability of the resived convergence insufficiency symptom survey in children aged 9 to 18 years. optom vis sci 2003;80:832-8. 15. clark c. end user computing ergonomics facts or fads? j organiz end user comput 2006;18:6676. 16. zhang m, bi lf, ai yd, yang lp, wang hb, liu zy, et al. effect of taurine supplementation on vdt work induced visual stress. amino acids 2004;26:59-63. 17. sterner b, abrahamsson m, sjostrom a. accommodative facility training with long term follow up in a sample of school aged children showing accommodative dysfunction. doc ophthalmol 1999;99:93-101. 18. jenkins rh. characteristics and diagnosis of convergence insufficiency. am orthopt j 1999; 49:7-11. 19. adler p. efficacy of treatment for convergence insufficiency using vision therapy. ophthal physiol opt 2002;22:565-71. 20. van den heuvel sg, de looze mp, hildebrandt vh, the kh. effects of software programs stimulating regular breaks and exercises on workrelated neck and upper-limb disorders. scand j work environ health 2003;29:106–16. 21. ketola r, toivonen r, hakkanen m, luukonen r, takala e, viikari-juntura e. effects of ergonomic intervention in work with video display units. scand j work environ health 2002;28:18–24. alvina 1 abstract asthma is a common chronic disease and information on its management practices at the community level is helpful in identifying problems and improving asthma care. the prevalence of asthma in children below 18 years of age is around 9.3% and is on the increase. the aim of the present study was to determine the relationship between pulmonary function and duration of asthma in children. this was a cross-sectional study conducted at the outpatient clinic of rsupn dr. cipto mangunkusumo in central jakarta. the study subjects were children aged 6-18 years with frequent episodic or persistent asthma. among the 31 subjects there were 28 children with frequent episodic asthma and 3 children with persistent asthma. the duration of frequent episodic asthma ranged from 4 to 84 months, with a mean duration of 28 months. the fev1 and v50 values decreased in proportion to the duration of asthma (p=0.003 and p=0.012, respectively). mean fev1 in persistent asthma was lower than that in frequent episodic asthma (82.7% vs. 61.2% at p=0.005). similarly v50 and v25 were lower in persistent asthma, but the decrease was not statistically significant. the decrease in fev1 and v50 values was proportional to the duration of asthma. the severity of asthma is indicative of inadequate asthma control, resulting in a proportional decrease in pulmonary function. therefore prevention of asthmatic attacks is an essential feature of asthma management in children in order to enhance their quality of life. keywords: pulmonary, function, severity, asthma, children *department of pediatrics, medical faculty, trisakti university correspondence dr. ellen p. gandaputra, spa department of pediatrics, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2705 email: e1entity@yahoo.com univ med 2010;29:1-7 duration of asthma affects pulmonary function in asthmatic children ellen p. gandaputra* january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction asthma is one of the major chronic health problems in children. worldwide, approximately 40% of all young children have at least one episode of asthmatic symptoms like wheezing, coughing, and dyspnea.(1) although asthmatic symptoms are common in preschool children, only 30% will have asthma at the age of 6 years and over. the rest of the children with recurrent respiratory symptoms is symptom-free at 6 years and does not have asthma but transient, viral 2 gandaputra pulmonary function in asthma associated wheeze.(2) according to the indonesian national guidelines for asthma in children (pedoman nasional asma anak) the diagnosis of asthma should be based on the presence of wheezing and/or cough, and the following characteristics: episodic and/or chronic; occurring at night or i n t h e e a r l y m o r n i n g h o u r s ( n o c t u r n a l ) ; seasonal; involvement of precipitating factors such as physical activity; reversible (either spontaneously or upon treatment); positive past history of asthma or other atopic disorders in the patient or the family, after exclusion of other causes.(3) a common precipitating factor in the development of asthmatic symptoms are housedust mites, animal hair, and pollen. in addition, several pollutants such as cigarette s m o k e a n d e x h a u s t g a s e s o f a u t o m o t i v e vehicles, may also precipitate an attack of asthma, while among asthma precipitating drugs may be mentioned aspirin and nonsteroidal anti-inflammatory drugs.(4) the prevalence of asthma in preschool children may be up to 32% in the united states and europe, whilst that of children below the age of 18 years is around 9.3% and is still increasing.(5) the prevalence of self-reported wheezing in the previous 12 months in 13 to 14 year old children varied from 1.6% to 36.7% i n d i f f e r e n t c e n t e r s t h e c o r r e s p o n d i n g prevalence for parent-reported wheezing for the 6 to 7 year old age group was 0.8% to 3 2 . 1 % . ( 6 ) wi t h i n c e r t a i n r e g i o n s a s t h m a prevalence is generally lower in developing countries than in more affluent countries. for example, in southeast asia, the centers with the lowest prevalence of asthma symptoms were in indonesia (2.1%) and china (3.3– 5.1%), and the centers with the highest rates were in japan (13.4%), thailand (12.6– 13.5%), and hong kong.(7) based on the degree of severity, asthma i s c o m m o n l y c a t e g o r i z e d a s i n f r e q u e n t episodic asthma, frequent episodic asthma, and persistent asthma. (table 1).(8) an asthmatic attack develops upon acute and extensive obstruction of the airways. the degree of a s t h m a i s d e t e r m i n e d b y t h e f r e q u e n c y, duration, and intensity of the asthmatic attack, activity and symptoms outside attacks, and the results of pulmonary function tests. asthma is a chronic inflammatory disease and several studies have suggested that the remodelling process in asthma occurs since its onset and increases in proportion to the f r e q u e n c y o f a s t h m a t i c a t t a c k s . ( 9 , 1 0 ) t h e continuing inflammatory process affects the pulmonary function of the asthmatic child and ultimately its quality of life. atopic sensitization has long been known to be related to childhood asthma.(11) the available evidence suggested that usually only less than half of the asthma cases were attributable to atopic sensitization. in addition, studies showing a strong relation between asthma and atopy come mainly from affluent western countries.(12) thus, the link between asthma and atopic sensitization differs between countries.(13,14) prevention of asthmatic attacks is the goal of long-term management of a s t h m a , w h i c h i s e x p e c t e d t o i m p r o v e pulmonary function and comprises avoidance of allergens and drug therapy with inhalatory corticosteroids, leukotriene antireceptors, slowrelease theophylline, and long-acting beta-2agonists.(8) pulmonary obstruction is a characteristic finding in acute exacerbation of asthma; however, there is a scarcity of data comparing the pulmonary function of children with degree of asthma. the aim of the present study was to compare the pulmonary function of children with degree of asthma and to clarify the relationships between duration of asthma and pulmonary function. methods research design the present study is of cross-sectional d e s i g n , c o n d u c t e d a t r s u p n d r. c i p t o mangunkusumo from mei-december 2008. 3 subjects of study the study subjects were children with frequent episodic asthma or persistent asthma who were visiting the outpatient allergy or respirology clinics at rsupn dr. ciptomangunkusumo. the children were selected as study subjects when meeting the following inclusion criteria: (i) age between 6-18 years; (ii) diagnosed as mild or severe intermittent or persistent allergic rhinitis with frequent episodic or persistent asthma outside of attacks; (iii) subjects or their parents willing to sign informed consent and agreeing to pulmonary function tests for their children. exclusion criteria were (i) other pulmonary disorders or abnormalities; (ii) other disorders affecting pulmonary functions; (iii) currently on long-term intranasal, inhalatory, or systemic corticosteroid therapy (>5 consecutive days) by; (iv) unfit for pulmonary function tests. data collection and assessment data were collected by means of interviews f o l l o w e d b y p h y s i c a l e x a m i n a t i o n a n d pulmonary function tests. the degree of asthma was categorized as infrequent episodic asthma, frequent episodic asthma, and persistent asthma. pulmonary function tests were performed by means of a spirometer with forced vital capacity maneuver for measuring forced vital capacity (fvc), forced expiratory volume in 1 second (fev1), 50% fvc expiratory flow volume (v50), and 25% fvc expiratory flow volume (v25). these tests were performed outside of asthmatic attacks. the evaluation of spirometric results comprises fev1, v50, and v25. abnormal pulmonary function is designated obstruction if fev1/fvc are less than 70%, and fev1 is less than 80% of standard value. if fev1 is less than 80%, there is borderline obstruction, if fev 1 is less than 60% there is moderate obstruction, and if fev1 is less than 40% there is severe obstruction. the v50 and v25 values are parameters for determining the presence of an obstruction in the smaller airways.(15) ethical clearance ethical clearance was issued by the research ethics committee of the faculty of medicine, university of indonesia. statistical analysis all data was analyzed by means of the spss 16 software program. descriptive data parameter infrequent episodic asthma frequent episodic asthma persistent asthma frequency of attacks <1x/month >1x/months frequent duration of attacks < 1x/week >1x/week almost throughout the year intensity of attacks usually mild usually moderate usually severe between attacks symptoms none symptoms frequent symptoms day and night sleep and activities not disturbed frequently disturbed extremely disturbed physical examination outside attacks normal some abnormality may be found never normal controling drugs unnecessary necessary necessary lung function tests (outside attacks) pef/fev1 >80% pef/fev1 60-80% pef/fev1<60%, variability 20-30% variability of lung function (during attacks) > 15% > 30% > 50% table 1. classification of asthma by degree of severity(8) notes: pef = peak expiratory flow; fev1= forced expiratory volume in 1 second univ med vol.29 no.1 4 gandaputra pulmonary function in asthma were presented in textual and tabular form, and analyzed using the t-test. analysis of variance was used to assess differences in lung function between children grouped according to the classifications described previously in this paper, with p< 0.05 considered as statistically significant. results o v e r a l l t h e r e w e r e 3 1 s u b j e c t s participating in the present study, consisting of 21 males and 10 females, with mean age of 9.5 ± 2.3 years and most of them (87.1%) being in the age range of 6-12 years. the youngest study subject was 6 years old and the eldest 15.9 years. a total of 28 (90.3%) subjects had frequent episodic asthma and 3 (9.7%) subjects had persistent asthma. the duration of frequent episodic asthma ranged from 4 to 84 months, with mean duration of 28.3 ± 4.1 months. there was no significant difference between males and females, age group and degree of asthma. mean duration of frequent episodic asthma (28.3 ± 4.1 months) was not significantly different from that of persistent asthma (44.0 ± 18.3 months) (p=0.185) (table 2). mean fev1 in persistent asthma (61.2 ± 7.3) was significantly lower than that of f r e q u e n t e p i s o d i c a s t h m a ( 8 2 . 7 ± 1 2 . 2 ) (p=0.005). this was also the case with the values for v50 and v25 of respectively 83.2 ± 28.9 in frequent episodic asthma and 54.3 ± 16.3 in persistent asthma (p=0.102), and the values for v25 of 85.3 ± 29.4 in frequent episodic asthma and 50.4 ± 21.1 in persistent asthma, respectively (p=0.056) (table 3). duration of frequent episodic asthma in the study subjects ranged from 4 up to 84 months, with mean duration of 28 months. the fev1 (p=0.003) and v50 values (p=0.012) decreased in proportion to duration of asthma. the v25 values decreased also, but the decrease was not statistically significant (p=0.71). pulmonary function as measured by fev1 decreased significantly with duration of asthma ( r = 0 . 5 2 2 ; p = 0 . 0 0 3 ) . s i m i l a r l y v 5 0 a l s o decreased significantly with duration of asthma (r=-0.448; p=0.012). however, the decrease in degree of asthma pulmonary function frequent episodic (n=31) persistent (n=3) p fev1 (%) v50 (%) v25 (%) 82.7 ± 12.2 83.2 ± 28.9 85.3 ± 29.4 61.2 ± 7.3 54.3 ± 16.3 50.4 ± 21.1 0.005 0.102 0.056 table 3. comparison of pulmonary function by severity of asthma degree of asthma variables frequent episodic (n=28) persistent (n=3) p gender male female 19 (90.5%) 9 (90.0%) 2 (9.5%) 1 (10.0%) 0.967 age group (years) 6 12 >12 24 (88.9%) 4 (100.0%) 3 (11.1%) 0 (0%) 0.123 duration of asthma (months) (mean ± sd) 28.3 ± 4.1 44.0 ± 18.3 0.185 table 2. gender, age, and duration of asthma by degree of asthma 5 v25 values with duration of asthma was not significant (r=-0.329; p=0.071) (table 4). age, duration of asthma, and degree of a s t h m a h a d a s i g n i f i c a n t i n f l u e n c e o n pulmonary function as measured by fev1. the regression analysis revealed that duration of asthma had the highest impact on fev1 in asthmatic children (table 5). duration of asthma also affected v50 but not v25. discussion in this study the majority of children in the age range of 6-18 years had frequent episodic asthma (90.3%) and only 9.7% had p e r s i s t e n t a s t h m a . s i m i l a r r e s u l t s w e r e obtained in 10-year old children in hong kong and guang zou, where 83% of the children had intermittent asthma and 27% persistent asthma (mild and moderate).(16) asthma is a chronic inflammatory disease that commonly affects pulmonary function tests. a descriptive study in children 10-19 years old, showed that the lung function test in children with asthma can be obstructive, restrictive or combination.(17) the longer the duration of asthma and the more frequent the asthmatic attacks, the greater the d e c l i n e i n p u l m o n a r y f u n c t i o n s d u e t o remodelling of the bronchial wall.(9,10) this may be seen from the increasingly lower fev1 and v50 values in proportion to the duration of asthma. the lowered fev1 and v50 values indicate the presence of obstruction in the large and small airways that may occur in asthma. in addition to asthma, there are several factors influencing the pulmonary functions, namely height, birth weight, and the occurrence of w h e e z i n g u n d e r t h e a g e o f o n e y e a r. ( 1 8 ) however, these data were not collected in the present study and therefore this constitutes one limitation of this study. the severity of asthma also affects the pulmonary functions. the study conducted by bacharier et al.(19) demonstrated that fev1 did not differ substantially with various degrees of asthma, while apparently fev1/fvc was reduced in more severe degrees of asthma. these findings do not support the results of the present study, where the decrease in fev1 and v50 was greater in persistent asthma than in frequent episodic asthma. the lower values of these parameters indicate a more severe obstruction occurring in the airways. in pulmonary function duration of asthma p fev1 v50 v25 r*=-0.522 r=-0.448 r=-0.329 0.003 0.012 0.071 table 4. relationship between duration of asthma and pulmonary function *r : pearson correlation variables age asma duration asma severity fev1 β 2.801 -0.318 -17.706 beta 0.351 -0.521 -0.400 95% c.i. β 0.411 3.751 -30.142 5.270 -0.495 0.141 v50 β 3.691 -0.631 -20.883 beta 0.287 -0.474 -0.218 95% c.i. β -0.692 8.074 -1.096 -0.166 -53.255 11.758 v25 β 0.347 -0.370 -28.663 beta 0.026 -0.266 -0.287 95% c.i. β -4.649 5.334 -0.849 0.159 -65.838 8.512 table 5. multiple linear regression of several main variables by pulmonary function univ med vol.29 no.1 6 gandaputra pulmonary function in asthma persistent asthma the fev1 and v50 values were in the range of 50-60%, even though the c h i l d r e n h a d n o a s t h m a t i c a t t a c k s . t h i s indicates that the obstruction has become permanent and may affect the capacity of the children for activities. the duration of asthma is inversely and significantly related to pulmonary functions. consistent findings were obtained in children with mild and moderate asthma. zeiger and colleagues(20) using the baseline data from the childhood asthma management program (camp) of the national heart, lung, and blood institute, reported a change in prebronchodilator fev1 of almost 1% per year of asthma duration in children with mild to moderate asthma. the decline in fev1 indicates the presence of obstruction in the large airways. whereas v25 and v50 indicate the presence of obstruction in the smaller airways. in children with asthma there is also obstruction in the smaller airways, which is aggravated by attacks. the occurring inflammation also becomes permanent.(10) the concern in childhood asthma is that the disease adversely impacts the growth of a child’s airways such that maximal lung growth is not achieved. lower lung function in young adults w i t h d i a g n o s e d o r u n d i a g n o s e d a s t h m a compared with healthy control subjects is seen in various studies(21) in addition, childhood fev1% predicts adult lung function level. (22) in children with asthma, it turns out that the variable with the greatest influence on fev1 and v50 is not the degree of frequent episodic asthma and persistent asthma, but the duration of asthma. thus there is a need for long term drug therapy capable of preventing future attacks. such a therapy is expected to be able to improve the decreased pulmonary functions. the inflammatory process in asthma may be reduced by long-term administration of inhalatory corticosteroids,(23) as was also demonstrated in the study by reddel et al.,(24) where inhalatory fluticasone improved fev1. similarly the study conducted by ramsdell et al.(25) showed significant improvement in fev1 t h r o u g h i n h a l a t o r y a d m i n i s t r a t i o n o f methasone furoate dry powder, compared with placebo (20.7% vs 5.1%). repeated objective m e a s u r e m e n t s o f l u n g f u n c t i o n m a y immediately detect the occurrence of airway o b s t r u c t i o n , w h i c h m a y b e a m e n a b l e t o adequate treatment. another factor capable of affecting the degree of asthma severity and the frequency of asthma attacks is comorbidity, viz. allergic rhinitis and sinusitis. this indicates that with the recovery from sinusitis, waning of asthma symptoms and improvement of pulmonary functions may be expected. in the present study the issue of comorbidity was not evaluated. conclusions most children in this study had frequent episodic asthma and the duration of asthma had the most impact on the pulmonary function of asthmatic children, ultimately affecting their quality of life. prevention of asthmatic attacks is essential, comprising avoidance of allergens and administration of controling drugs in the long term. acknowledgements the investigators wish to acknowledge the support of the dean and vice-deans of the medical faculty, trisakti university, for the funding of the present study. we also wish to thank the doctors and staff of rsupn dr. cipto mangunkusumo, and all persons who provided assistance and support until the completion of this study. references 1. bisgaard h, szefler s. prevalence of asthma-like symptoms in young children. pediatr pulmonol 2007;42:723-8. 2. kurukulaaratchy rj, fenn mh, waterhouse lm, matthews sm, holgate st, arshad sh. characterization of wheezing phenotypes in the first 10 years of life. clin exp allergy 2003;33: 573-8. 7 3. kling s, gie r, goussard p. inhaled corticosteroids in childhood asthma. curr allergy clin immunol 2003;16:8-10. 4. terr ai. the atopic diseases. in: parslow tg, stites dp, terr ai, imboden jb, editors. medical immunology. 10th ed. boston: mcgraw hill;2003. p.349-69. 5. savichi g, dovey m. chronic childhood asthma: definition, epidemiology, and pathophysiology. available at : http://www.uptodate.com. accessed november 11,2009. 6. beasley r, keil u, von mutius e on behalf of the isaac steering committee. worldwide variation in the prevalence of symptoms of asthma, allergic rhinoconjunctivitis and atopic eczema: the international study of asthma and allergies in childhood (isaac). lancet 1998;351:1225–32. 7. beasley r, ellwood p, asher i. international patterns of the prevalence of pediatric asthma: the isaac program. pediatr clin n am 2003; 50:539–53. 8. ukk pulmonologi. pedoman nasional asma anak. dalam: rahajoe n, supriyatno b, setyanto db, penyunting. jakarta: pp idai;2004.h.1-44. 9. bousquet j, jeffery pk, busse ww, johnson m, vignola am. asthma, from bronchoconstriction to airways inflammation and remodeling. am j respir cri care med 2000;161:1720-45. 10. payne dnr, rogers av, adelroth e, bandi v, guntupalli kk, bush a, et al. early thickening of the reticular membrane in children with difficult asthma. am j respir crit care med 2003;167: 78-82. 11. von mutius e. environmental factors influencing the development and progression of pediatric asthma. j allergy clin immunol 2002;109:s525– 32. 12. weinmay g, weiland sk, bjo¨rkste´n b, brunekreef b, bu¨chele g, cookson woc, et al. atopic sensitization and the international variation of asthma symptom prevalence in children. am j respir crit care med 2007; 176:565–74. 13. scrivener s, yemaneberhan h, zebenigus m, tilahun d, girma s, ali s, et al. independent effects of intestinal parasite infection and domestic allergen exposure on risk of wheeze in ethiopia: a nested case-control study. lancet 2001;358:1493–9. 14. palmer lj, celedon jc, weiss st, wang b, fang z, xu x. ascaris lumbricoides infection is associated with increased risk of childhood asthma and atopy in rural china. am j respir crit care med 2002;165:1489–93. 15. kaswandani n. uji fungsi paru pada batuk kronik. dalam: trihono pp, kurniati n, penyunting. strategi pendekatan klinis secara professional batuk pada anak. jakarta: departemen ilmu kesehatan anak fkui-rscm;2006. h.26-39. 16. ko fws, wang hy, wong gw, leungz tf, hui dsc, chan dps, et al. wheezing in chinese schoolchildren: disease severity distribution and management practices, a community-based study in hong kong and guangzhou. clin exp allergy 2005;35:1449–56. 17. tehuteru es. profile of lung function test in pediatric asthma patients. univ med 2003;22:14. 18. joseph-bowen j, de klerk nh, firth mj, kendall ge, holt pg, sly pd. lung function, bronchial responsiveness, and asthma in a community cohort of 6-year-old children. am j respir crit care 2004;169:850-4. 19. bacharier lb, strunk rc, mauger d, white d, lemanske rf, sorkness ca. classifying asthma severity in children. am j respir crit care med 2004;170:426-32. 20. zeiger rs, dawson c, weiss s. relationships between duration of asthma and asthma severity among children in the childhood asthma management program (camp). j allergy clin immuno 1999;103:376-87. 21. apostol gg, jacobs dr, tsai aw, crow rs, williams od, townsend md, et al. early life factors contribute to the decrease in lung function between ages 18 and 40: the coronary artery risk development in young dults study. am j respir crit care med 2002;166:166–72. 22. covar ra, spahn jd, murphy jr, szefler sj, for the childhood asthma management program research group. progression of asthma measured by lung function in the childhood asthma management program. am j respir crit care med 2004;170:234–41. 23. mauad t, bel eh, sterk pj. asthma therapy and airway remodeling. j allergy clin immunol 2007;120:997-1009. 24. reddel hk, belousova eg, marks gb, jenkins c. does continuous use of inhaled corticosteroids improve outcomes in mild asthma? a doubleblind randomized controlled trial. primary care respiratory j 2008;17:39-45. 25. ramsdell jq, nayak as, bensch gw. efficacy of treatment with once-daily evening dosing of mometasone furoate dry powder inhaler 200 micrograms in asthma stratified by baseline severity. am j respir crit care med 2009;179: 19-24. univ med vol.29 no.1 alvina 27 abstract cardiovascular disease (cvd) risk factors, such as diabetes, hypertension, hypercholesterolemia, smoking, and obesity tend to occur together in the general population. increasing prevalence of multiple cvd risk factors has been related to increased risk of death from coronary heart disease and stroke. studies have suggested that people with several risk factors of cvd may have impaired healthrelated quality of life. the objective of this study was to assess the association of cvd risk factors with quality of life (qol) among adults aged 40 to 65 years. a cross-sectional study was conducted involving 220 subjects 40 65 years of age at a health center. the cvd risk factors were assessed using the framingham risk score that is the standard instrument for assessment of the risk of a first cardiac event. the risk factors assessed were age, smoking, blood pressure, total cholesterol and high density lipoprotein cholesterol concentrations. qol was assessed by means of the whoqol-bref instrument that had been prevalidated. the results of the study showed that 28.2% of subjects were smokers, 56.4% had stage 1 hypertension, 42.8% high total cholesterol and 13.6% low hdl cholesterol. the high risk group amounted to 45.5% and 42.3% constitued an intermediate risk group. high cvd risk scores were significantly associated with a low qol for all domains (physical, psychological, social and environment) (p=0.000). preventing or reducing the multiple cvd risk factors to improve qol is necessary among adults. keywords: framingham risk score, quality of life, adult *medical profession study program, medical faculty, trisakti university correspondence achristian yosaputra medical profession study program, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 univ med 2010;29:27-33 high framingham risk score decreases quality of life in adults christian yosaputra*a, erica kholinne*, and erick susanto taufik* january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction chronic diseases are considered major threats to the quality of life (qol). prevalence rates of most chronic diseases increase with age and a substantial part of the elderly population suffers from more than one chronic disease. since chronic diseases and conditions a r e p a r t o f t h e e v e r y d a y l i f e o f a l a rg e proportion of the population, it is considered important to do research on their qol. one of the frequently encountered chronic diseases is cardiovascular disease (cvd). cvd has become the leading cause of morbidity and 28 yosaputra, kholinne, taufiq m o r t a l i t y f o r m e n a n d w o m e n , b o t h f o r developed and developing countries and rates are expected to rise further over the next few decades.(1-3) the prevalence and incidence of cardiovascular disease increases exponentially with age.(4) despite the fact that over the lifespan, approximately the same proportion of the female population as the male population dies of complications resulting from cvd, it has been traditionally considered as a middleage disease. the increasing burden of cvd has important economic implications. cvd occurs typically at a younger age in developing as c o m p a r e d t o d e v e l o p e d c o u n t r i e s , w i t h i m p o r t a n t c o n s e q u e n c e s s u c h a s l o s s o f r e v e n u e a t h o u s e h o l d l e v e l a n d l o s s o f productivity at macroeconomic level.(5) in indonesia, the results of the basic health research survey (riset kesehatan d a s a r ) o f t h e y e a r 2 0 0 7 , s h o w e d t h e prevalence of cvd to be 7.2%.(6) cvd is inseparable from an individual’s unhealthy lifestyle in consequence of changes in patterns of living. the framingham heart study has d e v e l o p e d m a t h e m a t i c a l f u n c t i o n s f o r predicting risk of clinical coronary heart disease (chd) events, viz. multivariable mathematical functions that assign weights to major chd risk factors such as sex, age, blood pressure (bp), total cholesterol (tc), lowdensity lipoprotein cholesterol (ldlc), highdensity lipoprotein cholesterol (hdl-c), smoking behavior, and diabetes status.(7) these mathematical functions are known as the framingham risk score (frs), on the basis of which the risk of cvd for a given individual may be predicted. physical conditions such as high bp or body mass index (bmi) as well as risk behaviors (such as smoking, alcohol drinking and poor nutritional habits) have been recognized as risk factors for cardiovascular diseases. in addition, psychosocial factors have been suggested as risk factors for atherosclerotic disease.(8) it is known that health is one of the significant factors that influence a person’s qol. chronic diseases are considered major threats to the qol of western populations.(9) prevalence rates of most chronic diseases increase with age and a substantial part of the elderly population suffers from more than one chronic disease. the goal of a health service is not only viewed from the aspect of an individual’s survival rate, but also from his/her qol. the world health organization (who) generally evaluates an individual’s qol by means of multi-dimensional parameters, comprising physical, psychological, environmental and social functions, which affect the well being of an individual’s life. (10) the who has recently developed a generic profile subjective qol instrument, the whoqol-100, and its brief version, the whoqol-bref.(11) this instrument may be used for assessing an individual’s quality of life. if an individual has many risk factors for cvd, his/her qol will decline. in the physical dimension the lowered health status will be clearly seen, the more so if the parameters of lipid and bp levels are at least borderline (threshold). (12) it may be hypothesized that a high frs may lower an individual’s qol, which naturally has to be proven. the aim of this study was to investigate the associations between the cardiovascular risk factors as measured by frs and the level of qol in adult subjects in primary care. methods study setting and design t h e p r e s e n t s t u d y w a s a n a l y t i c a l observational with cross-sectional approach performed at one of the south jakarta districts in november 2007. subjects of study the study subjects were patients visiting the district health center selected according to the following inclusion criteria: aged between 40 and 65 years, able to communicate verbally a n d w i l l i n g t o p a r t i c i p a t e i n t h e s t u d y. 29 exclusion criteria were past history of stroke and coronary heart disease based on the information provided by their physician. the age range of 45 to 65 years constitutes the r e p r o d u c t i v e a g e a n d i s a s s o c i a t e d w i t h substantially better health-related qol and less illness in older age.(13) demographic variables and history of cvd the collected variables were age, sex, occupation, and educational attainment. the educational level was categorized as no education, not finishing elementary school, elemenrary school graduate, junior high school graduate, senior high school graduate, college or university graduate. a history of cvd was determined by an affirmative answer to the question, “has a doctor, nurse, or other health professional ever told you that you had any of the following: (a) a heart attack, also called a myocardial infarction; (b) angina or coronary heart disease; or (c) a stroke?” cardiovascular risk factors the framingham risk score (frs) is the standard instrument used to assess the risk of a first cardiac event and to guide the institution of primary preventive therapy in individuals at risk of cvd.(8,14) on the basis of the frs, the risk of cvd is categorized as (i) low: score = 0; (ii) intermediate: score = 1-10; (iii) high: score =11-20;and (iv) very high: score ≥ 20. in this study, the cvd risk factors collected comprised total and hdl-c, hypertension and smoking. total and hdl-c after the subjects had fasted overnight, venous blood samples were drawn to measure t c a n d h d l c i n w h o l e p l a s m a . hiperlipidemia is the condition of high blood lipid levels. the normal tc concentration is 140-200 mg/dl or less. the normal hdl-c concentration is more than 40 mg/dl. thus a hdl-c concentration of < 40 mg/dl is a risk factor for cvd. the ratio of tc to hdl-c should be < 4.6 in males and < 4.0 in females. the risk for chd increases proportionally with tc: hdl-c ratio. according to the frs, the lipid profile affecting chd risk comprises total a n d h d l c . ( 7 , 1 5 ) t h e l i p i d p r o f i l e s w e r e determined at the pramita utama laboratory. systolic and diastolic blood pressure single systolic bp measurements were performed with a mercury sphygmomanometer, with the cuff placed on the right brachial artery at the upper arm 2 cm proximal to the cubital fossa in seated non-smoking subjects. bp categories were defined on the basis of the s e v e n t h r e p o r t o f t h e j o i n t n a t i o n a l committee (jnc vii).(16) smoking all participants were interviewed about present and past smoking habits. current and past smokers of cigarettes and cigars were judged to have a history of smoking. qol assessment qol was assessed using the indonesian version of the whoqol-bref questionnaire. this questionnaire is made up of 26 items which assess the following four domains: (i) physical domain, consisting of 7 items, (ii) psychological domain, with 6 items, (iii) social r e l a t i o n s c o m p r i s e s 3 i t e m s , a n d ( i v ) environment, with 8 items. the whoqolbref also measures 2 facets of general qol: (i) overall qol and (ii) general health. each item is given a score of 1–5, and a higher score indicates a better qol. scores for each domain are calculated by multiplying the average score of each facet by 4. a domain is not given a score if ≥ 20% items have been left unanswered by the respondent. the whoqol-bref instrument has been validated and has shown a high validity and reliability for assessment of the qol of the elderly.(17) calculations of high and low qol categories in each domain are based on the highest and lowest scores for the respective domains according to the univ med vol.29 no.1 30 yosaputra, kholinne, taufiq responses of the respondents. the highest and lowest scores are totaled and then divided by 2. the value obtained by this division is taken as the cut-off point for separating the group with a high qol and that with a low qol. data analysis for every participant, we calculated the frs using the classic framingham equation, and participants were assigned to high risk, intermediate risk, and low risk groups. the distributions of several major factors of cvd and the qol domains were analyzed by means of percentage analysis. the pearson correlation analysis was used for determining a correlation between cvd risk factors (according to frs) and qol. the analyses were done using spss for windows version 15. a p-value < 0.05 was considered statistically significant. results a total of 220 study subjects participated in this study with an age range of 40 65 years. more than half of the subjects (58.6%) were females, while males accounted for 41.4%, eighty percent of the subjects had a low educational level (uneducated and not passing e l e m e n t a r y s c h o o l ) a n d 5 5 . 9 % w e r e housewifes. the distribution of cardiovascular risk is presented in table 2. some 28.2% of subjects were smokers, 56.4% had stage 1 hypertension, 42.8% high tc and 13.6% low hdl-c. of all of the individual risk factors included in the frs calculation, approximately 45.5% was in the high risk category, 42.3% was categorized as intermediate risk and 8.6% as low risk (table 3). from table 4, it is apparent that in the physical domain subjects with a good qol a m o u n t e d t o 4 0 . 5 % , w h e r e a s i n t h e psychological domain good qol subjects totaled 51.8%. in the social domain good qol s u b j e c t s a c c o u n t e d f o r 5 5 % a n d i n t h e environmental domain 55.5% of subjects had a good qol. table 2. distribution of cardiovascular risk for all subjects (n=220) table 1. classification of blood pressure for adults(16) note: bp= blood pressure; sbp= systolic blood pressure; dbp= diastolic blood pressure table 3. cardiovascular risk for all subjects based on framingham risk score 31 the results of the pearson correlation test demonstrated the presence of a statistically significant inverse correlation between frs and qol in the physical (r = -0.491; p = 0.000), psychological (r = -0.52; p = 0.000), social (r = -0.496; p = 0.000), and environmental domains (r = -0.512; p = 0.000) (table 5). high frs values indicate a poor qol in each domain. discussion t h e p r e s e n t s t u d y e x a m i n e d t h e association between cvd risk and qol. according to frs values, 45.5% of subjects in the age range of 40 to 65 years were at high risk of cvd. subjects with a high frs had a correspondingly high risk of cvd. frs is used for predicting the occurrence of cvd after 10 years (10-year risk prediction) in individuals aged 30 to 74 years who have not suffered from cvd. a prospective study in subjects aged >45 years without any complaints of cvd and were followed-up for approximately 8.5 year, indicated that the risk of chd death or nonfatal mi for participants in the highest frs group was 4.3 higher that of participants in the lower frs group (p=0.009).(18) our study determined that only 8.6% of subjects were at low risk of cvd. similar results were obtained in a cohort study of subjects in the age range of 36-64 years, indicating that only a small minority of t h e c o h o r t ( < 1 0 % o f t h e e n t i r e 3 9 5 2 2 participants) met the criteria for low risk at the baseline examination in 1967-1973. of note, participants with 0 risk factors also had better outcomes than those with 1 or more high risk factors.(19) subjects at high risk of cvd should attempt to reduce their risk factors, as most of them are amenable to modification. smokers should stop this habit. our study showed that the prevalence of main risk factors was: 56.4% for stage i hypertension (140-159 mmhg); 42.8% for high tc (≥240 mg/dl); 13.6% for low hdl-c (<40 mg/dl); and 28.2% for s m o k i n g . a d d i n g a l r e a d y r e c o g n i z e d cardiovascular risk factors in this group may put them in a challenged life situation. they are a vulnerable population subgroup that needs puhlic health attention. the three major coronary risk factors, viz. serum cholesterol, bp, and cigarette smoking, are important because of their high prevalence and impact on risk, and their prevention could have a great influence on longevity, health care costs and qol. assessing effects of cardiovascular risk profile, rather than individual risk factors, is also of public health importance. table 5. correlation between framingham risk score and respective qol domains * r = pearson correlation coeficient univ med vol.29 no.1 table 4. distrbution of each domain of qol 32 yosaputra, kholinne, taufiq our study indicates that high cvd risk tend to significantly lower the qol in subjects aged 40-65 years for all four domains (physical, psychological, social and environmental). several previous studies obtained results consistent with ours, in that higher cvd risk (a combination of hypertension, hyperlipidemia, and smoking) had an adverse impact on hrqol.(20-22) the influence of increasing numbers of risk factors, was generally additive. thus accumulation of more cvd risk factors may be associated with a more substantial impairment of qol.(23) however, no causality can be drawn from the presented results and therefore prospective studies are needed to allow causal inferences to be drawn. actually the three major coronary risk factors (serum cholesterol, bp, and cigarette s m o k i n g ) a r e v a r i a b l e s a m e n a b l e t o intervention. a study has demonstrated that p r i m a r y p r e v e n t i o n t h r o u g h l i f e s t y l e i n t e r v e n t i o n i n p r i m a r y h e a l t h c a r e h a s favourable effects on several cardiovascular risk factors in moderate to high risk patients, and the improvements can persist for up to one year.(24) subjects in the high cvd risk group should be motivated to complete such an intervention program. a weakness of our study would be the limited number of cvd biomarkers selected for investigation. other biomarkers such as diabetes, low density lipoprotein cholesterol, and obesity should also have been included. a second limitation of our study is that the majority of subjects were female with a low level of education, so that the study results cannot be generalized to populations with differing characteristics. conclusions a high prevalence of major risks factors was found in our study. the majority of subjects were in the groups of intemediate and high risk cvd, as assessed by the frs. the data in this study support the hypothesis that an individual with a high risk of cvd at 10years prediction will experience a lowered qol. these findings stress the need for affordable, cost-effective treatment strategies and the critical importance of public health strategies aimed at reducing risk factors in the entire population. acknowledgements we are deeply indebted to all respondents who participated in this study. we are also g r a t e f u l f o r h e l p f u l c o m m e n t s f r o m t h e reviewers of this paper. references 1. mckay j, mensah ga. the atlas of heart disease and stroke. geneva: world health organization; 2004. 2. ezzati m, lopez ad, rodgers a, vander hoorn s, murray cjl. selected major risk factors and global and regional burden of disease. lancet 2002;360:1347-60. 3. yusuf s, reddy s, ounpuu s, anand s. global burden of cardiovascular diseases: part i: general considerations, the epidemiological transition, risk factors, and impact of urbanization. circulation 2001;104:2746-53. 4. mcdermott mm. the international pandemic of chronic cardiovascular disease. jama 2007;297: 1253-5. 5. bovet p, shamlaye c, gabriel a, riesen w, paccaud f. prevalence of cardiovascular risk factors in a middle-income country and estimated cost of a treatment strategy. bmc public health 2006;6:9. 6. badan penelitian dan pengembangan kesehatan departemen kesehatan republik indonesia. laporan nasional 2007: riset kesehatan dasar (riskesdas). jakarta: badan penelitian dan pengembangan kesehatan departemen kesehatan republik indonesia;2008. 7. d’agostino rb, grundy s, sullivan lm, wilson p. validation of the framingham coronary heart disease prediction scores: results of a multiple ethnic groups investigation. jama 2001; 286:180-7. 8. wilson pwf, d’agustino rb, levy d, balenger am, silbershatz h, kannel wb. prediction of coronary heart disease using risk factor categories. circulation 2005;97:1837-47. 33 9. benjak t, mavrinac gv. subjective quality of life and cadiovascular risk factors in a croatian adult population. coll antropol 2009;33:159-63. 10. coelho r, amorin i, prata j. coping styles and quality of life in patients with non-insulindependent diabetes mellitus. psychosomatics 2003;44:312-8. 11. the whoqol group development of the world health organisation. whoqol-bref quality of life assessment. psychol med 1998;28:51–8. 12. stamler j, daviglus m, garside m. relationship of baseline serum cholesterol levels in 3 large cohorts of younger men to long-term coronary, cardiovascular, and all-cause mortality and to longevity. jama 2000;284:311-8. 13. stampfer mj, hu fb, manson je, rimm eb, willett wc. primary prevention of coronary heart disease in women through diet and lifestyle. n engl j med. 2000;343:16-22. 14. lauer ms, fontanarosa pb. updated guidelines for cholesterol management. jama 2001;285: 2508-09. 15. ramachandran s, french jm, vanderpump mpj, croft p, neary rh. using the framingham model to predict heart disease in the united kingdom: a retrospective study. br med j 2000;320:676-7. 16. chobanian av, bakris gl, black hr, cushman wc, green la, izzo jl jr, et al. and the national high blood pressure education program coordinating committee. seventh report of the joint national committee on prevention, detection, evaluation, and treatment of high blood pressure. hypertension;2003;42:1206–52. 17. salim oc, sudharma ni, kusumaratna rk, hidayat a. validity and reliability of world health organization quality of life-bref to assess the quality of life in the elderly. univ med 2007;26:27-38. 18. greenland p, labree c, azen sp, doherty tm, detrano rc. coronary artery calcium score combined with framingham score for risk reduction in asymptomatic individuals. jama 2004;291:210-5. 19. daviglus ml, liu k, pirzada a, yan ll, garside db, feinglass j, et al. favorable cardiovascular risk profile in middle age and health-related quality of life in older age. arch intern med 2003; 163:2460-8. 20. chambers ba, guo ss, siervogel r. cumulative effects of cardiovascular disease risk factors on quality of life. j nutr health aging 2002;6:179– 84. 21. oldridge nb, stump te, nothwehr fk, clark do. prevalence and outcomes of comorbid metabolic and cardiovascular conditions in middle and older age adults. j clin epidemiol 2001;54:928–34. 22. wee hl, cheung yb, li sc. the impact of diabetes mellitus and other chronic medical conditions on health-related quality of life: is the whole greater than the sum of its parts? health qual life outcomes 2005;3:2. 23. li c, ford es, mokdad ah, balluz ls, brown dw, giles wh. clustering of cardiovascular disease risk factors and health-related quality of life among us adults. value health 2008;11:689– 99. 24. erikssoni km, westborg cj, eliasson mce. a randomized trial of lifestyle intervention in primary healthcare for the modification of cardiovascular risk factors : the bjo¨rkna¨ s study. scand j public health 2006;34:453–61. univ med vol.29 no.1 lusi 161 cataract surgical coverage rate among adults aged 40 years and above september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina lusianawaty tana* *center of research and development biomedical and pharmaceutical national institute of health research and development, moh ri correspondence dr. lusianawaty tana, ms, sp.ok center of research and development biomedical and pharmaceutical national institute of health research and development, moh ri jl. percetakan negara no.23a jakarta phone: 021-6500266 email: lusianawaty@litbang.depkes.go.id univ med 2009;28:161-9 abstract cataract is a leading cause of curable blindness. hence, in its global declaration of ‘vision 2020 right to sight’, the world health organization (who) encouraged its member countries to address the problem of incident cataract. many factors are related to the cataract surgical coverage rate, such as gender and diabetes mellitus. the objective of this study was to determine the cataract surgical coverage rate and investigate the determinants factors of cataract surgical coverage rate among adults 40 years old and above with cataract. a cross sectional study was conducted using national basic health research (riskesdas) 2007 data. cataract surgery was defined as surgery conducted within the last 12 months before the survey was performed. there were 6939 subjects (3105 male, 3834 female) who fulfilled the study criteria. the cataract surgical coverage rate was 19.3%. the cataract surgical coverage rate was lower in subjects with low education, in the group of farmers/ fishermen/laborers, in the 40-49 years age group, in rural areas, and in subjects of low socioeconomic status (p<0.05). the cataract surgical coverage rate was not different between gender and diabetes mellitus (p>0.05). determinants that were related to cataract surgical coverage rate were age, type of area of residence, socioeconomic status, and region of residence (p<0.001). the implementation of educational programs and reforms to local ophthalmic health services may improve the cataract surgical coverage rate. keywords: coverage rate, cataract surgery, health services accessibility introduction cataract is a leading cause of curable blindness. hence, in its global declaration of ‘vision 2020 right to sight’, the world health organization (who) encouraged its member countries to address the problem of incident c a t a r a c t . ( 1 , 2 ) t h e e x i s t i n g c a t a r a c t s u rg i c a l coverage rate is much lower than expected in most developing countries. the cataract surgical 162 tana cataract surgical coverage coverage rate is defined as the number of cataract who have been operated divided by the total number of cataract in the population. knowledge of factors affecting the coverage of cataract services is crucial for increasing the cataract surgical coverage rate in these countries.(3) in indonesia the prevalence of blindness due to cataract is 0.78% (based on survey on vision and hearing 1993-1996).(4) surgery is a safe and effective option for treatment of cataract-induced visual impairment. t h e b a s i c h e a l t h r e s e a r c h r e p o r t (laporan riset kesehatan dasar, riskesdas) for the year 2007 showed the prevalence of cataract in indonesians aged 30 years and above, based on medical diagnosis and/or symptoms of cataract, for the previous 12 months to be 17.3%. the prevalence was higher in females than in males, being 17.8% in farmers/fishermen/ l a b o r e r s a n d 1 6 . 1 % i n h o u s e w i v e s . t h e proportion of cataract cases diagnosed by medical personnel and having undergone cataract surgery in the last 12 months was only 18%.(5) the cataract surgical coverage rate in indonesia v a r i e s b e t w e e n 5 . 2 % a n d 3 1 . 5 % . t h e s i x provinces with a cataract surgical coverage rate o f m o r e t h a n 2 3 % w e r e n o r t h s u l a w e s i , gorontalo, nusa tenggara barat, dki jakarta, bali, and east kalimantan, while those with a p r o p o r t i o n o f l e s s t h a n 1 0 % w e r e s o u t h sumatera, jambi, lampung, and west papua.(5) cataract surgery has been reported to be associated with several factors, among others age, gender, and diabetes mellitus.(2,6,7) lewallen et al.(2) reported on the results of a meta-analysis of 21 community-based surveys conducted up to the year 2000, where there was a difference in cataract surgical coverage rate by gender. cataract surgical coverage rate in low and middle-income countries was reported to be lower in females than in males. cataract surgical coverage rate in males was 1.7-fold higher than in females (95 % ci: 1.48 –1.97). similar results were reported by nirmalan et al.(6) in south india, in that cataract surgical coverage rate in females was lower, although cataract blindness in females aged 50 years and older was significantly higher than in males (adjusted or 0.71, 95 % ci: 0.570.87). advanced age, male gender and diabetes mellitus were the factors associated with cataract surgical coverage rate.(7) in indonesia cataract surgery has been performed in order to overcome the problem of impaired vision due to cataract, but the backlog of cataract cases is fairly high. this has been correlated with several factors, such as low c a t a r a c t s u rg i c a l c o v e r a g e r a t e , l a c k o f knowledge, high cost of surgery, limited numbers of ophthalmic surgeons and surgical facilities.(8) many measures have been taken to identify the factors that affect the cataract surgical coverage rate in the indonesian community. information on the role of these factors is expected to assist measures for prevention of cataract blindness and to determine the appropriate strategies for managing the problem. in connection with the above, this study was performed with the aim to determine the cataract surgical coverage rate and the relationship between individual characteristics, occupation, and type of area of residence on the one hand and cataract on the other. methods research design the research design was analytical with a cross-sectional approach, using secondary data from the riskesdas 2007. inclusion criteria for the study subjects were respondents with cataract diagnosed by medical personnel and aged 40 years and over. 163 data collection t h e v a r i a b l e s u s e d o r i g i n a t e d f r o m questionnaires from the riskesdas 2007 and the survei sosio-ekonomi nasional (susenas) 2007. the riskesdas 2007 questionnaires used were the rumah tangga (rkd07.rt) and individu (rkd07.ind) questionnaires, whereas the susenas 2007 questionnaire used was the vsen2007.k questionnaire. data on individual c h a r a c t e r i s t i c s c o m p r i s i n g a g e , g e n d e r, occupation, education, type of area of residence and region of residence were obtained from the rkd07.rt questionnaire. data on cataract, previous cataract operations, and diabetes mellitus (dm) came from the rkd07.ind questionnaire. data on rt per capita expenditure w e r e f r o m t h e s u s e n a s v s e n 2 0 0 7 . k questionnaire. (9) socioeconomic status was a s s e s s e d f r o m t h e rt p e r c a p i t a m o n t h l y household expenditures categorized into 5 quintiles. in the present study, cataract surgical events were obtained by submitting the following question to the subjects diagnosed as suffering from cataract by medical personnel: have you ever undergone cataract surgery in the last 12 months? regions of residence were subdivided into the regions of sumatera, java-bali, and east indonesia. data analysis the odds ratios (or) of the cataract surgical coverage rate were calculated for a comparison between gender, age groups, occupation, income, type of area of residence, and region of residence. the strength of association was expressed as or and their 95% ci. a final multivariate logistic regression model included all of the above variables meeting the preconditions (p<0.25 or p>0.25 but theoretically of influence). a p-value of 0.05 was taken as significant for this analysis. spss version 15.0 (spss inc., chicago, il, usa) was used for data analysis. results the total number of subjects meeting the inclusion criteria was 6939. data on the variables of age, gender, type of area of residence, and region of residence amounted to an identical total of 6939 (100%). the total numbers of subjects f o r t h e v a r i a b l e s e d u c a t i o n , p e r c a p i t a expenditure, and occupation were respectively 6915 (99.7%), 6913 (99.6%), and 6935 (99.9%). for the variables past history of dm and cataract surgery the data obtained were 6929 (99.9%) and 6896 (99.4%), respectively. the proportion of subjects aged 50 years and over was 84.4% and of those in the age range of 40-49 years 15.6%. the study subjects consisted of 54.6% females and 45.4% males. a total of 75.1% of the subjects had an education lower than junior high school and 24.9% had an education of junior high school and higher. about 30.3% of the subjects were unemployed, 25.6% were farmers/fishermen/laborers, and the proportion of housewives was 18.0%, selfemployed 13.0%, employees 7.6%, teachers 7.6% and others 5.0%. around 51.5% resided in rural areas and 48.5% in urban areas, 58.8% had a l o w rt m o n t h l y p e r c a p i t a e x p e n d i t u r e (quintiles 1-3) and 41.2% had a high per capita expenditure (quintiles 4-5). fifty-nine percent of the subjects originated from the java-bali region, 24% from the sumatera region, and 16.5% from the region of east indonesia. the proportion of respondents who had previously undergone cataract surgery was 19.3% and those who did not have prior cataract surgery was 80.7%. table 1 presents the results of simple logistic analysis between a number of important variables and cataract surgery. the proportion of cataract surgeries was significantly lower among subjects in the age group of 40–49 years, the less educated, residents of rural areas, those with low per capita expenditure per rt, and those from the sumatera region. in comparison to other univ med vol.28 no.3 164 tana cataract surgical coverage types of occupation, the group of farmers/ fishermen/laborers had the lowest rate of cataract s u rg e r y. t h e r e w a s n o d i ff e r e n c e i n t h e proportions of cataract surgeries by gender and past history of dm. the determinants associated with cataract surgery were obtained through multiple logistic regression analysis by entering several variables into a model. variables meeting the preconditions for inclusion into the multivariate model were age, gender, education, type of area of residence, rt per capita expenditure, occupation, region of residence, and past history of dm. table 2 shows a significant association between age, type of area of residence, region of residence, and monthly rt per capita expenditure and cataract surgery. discussion the present study showed a low cataract surgical coverage rate of 19.3%, which is similar surgery (%) variables n yes no or 95 %ci p age group (years) 40-49 1105 14.0 86.0 0.64 0.50 0.83 0.001 >50 5834 20.3 79.7 ref gender male 3105 19.5 80.5 1.03 0.87 1.21 0.7329 female 3834 19.1 80.9 ref education < junior high school 5198 18.1 81.9 0.74 0.61 0.89 0.001 junior high school + higher 1717 23.1 76.9 ref occupation unemployed 2003 18.9 81.1 0.71 0.52 0.96 0.0001 teachers 46 29.9 70.1 1.29 0.51 3.26 housewives 1252 19.0 81.0 0.71 0.51 1.00 self-employed 799 22.4 77.6 0.87 0.62 1.24 farmers/fishermen/laborers 2012 15.3 84.7 0.55 0.40 0.75 employees 321 24.8 75.2 ref others 502 26.1 73,9 1.07 0.69 1.66 type of area of residence rural 3943 15.2 84.8 0.59 0.50 0.70 0.0001 urban 2996 23.2 76.8 ref region of residence sumatera 2570 14.4 85.6 0.63 0.52 0.76 0.0001 east indoneisa 2058 20.1 79.9 0.94 0.78 1.14 java-bali 2311 21.1 78.9 ref rt per capita expenditure quintiles 1 3 4015 16.9 83.1 0.70 0.59 0.82 0.0001 quintiles 4 5 2898 22.6 77.4 ref dm yes 580 21.9 78.1 1.19 0.91 1.55 0.2168 no 6349 19.0 81.0 ref table 1. relationships between a number important individual characteristics, dm and cataract surgery legend: rt: rumah tangga; dm: diabetes mellitus; or: odds ratio; ci: confidence interval; ref: reference group 165 to the results of previous studies conducted in tanzania,(10) ethiopia,(11) malawi(12) and south africa.(13) even among urban respondents, the present study revealed that the proportion of respondents with previous cataract surgery was o n l y 2 3 . 2 % . t h e r e a r e s e v e r a l p o s s i b l e explanations for these study results. first, there may have been a tendency among medical personnel or ophthalmologists to refrain from performing cataract surgery before the cataract has become mature, resulting in extending the period of blindness of the respondents. ( 1 0 ) second, a program that uses visual acuity cuttoffs (blind or severe visual impairment) to determine on whom to perform cataract surgery may exclude the majority of people who should receive cataract surgery. in this study, age had a significantly positive association with cataract surgery, the rate of cataract surgery being proportional to age. this finding is in accord with the results of a study by lavanya et al.(7) where advanced age was a factor associated with cataract surgery. the explanation may be that there will be a higher number of mature cataracts in the older age groups, which is consistent with reports in the l i t e r a t u r e i n d i c a t i n g t h a t a m o n g t h e approximately 40% of lens opacities in the age group of 55-64 years, 5% were found to be mature cataracts. similarly, from 70% of lens opacities at ages 65-74 years, 18% of cataracts become mature, and in more than 90% of lens opacities at ages 79-84 years almost half were mature cataracts.(14) it may be concluded that with advancing age, in addition to an increased percentage of cataracts, there is also an increased percentage of mature cataracts. in other words it may be stated that the higher percentage of mature cataracts in the older age groups causes the cataract patients to undergo cataract surgery in order to improve their visual acuity. in the present study, from the results of bivariate as well as multivariate analysis, no association was found between gender and cataract surgery. these findings are at variance w i t h t h o s e r e p o r t e d b y l e w a l l e n e t a l . ( 2 ) suggesting that females in low and middle-income countries had a lower coverage of cataract surgery, when compared with males. the coverage of cataract surgery in males was 1.7-fold higher than univ med vol.28 no.3 cataract surgery (%) determinant yes no or adjusted 95 %ci p age group (years) 40-49 14.0 86.0 0.64 0.49 0.82 0.0001 >50 20.3 79.7 ref type of area of residence rural 15.2 84.8 0.63 0.53 0.75 0.0001 urban 23.2 76.8 ref rt per capita expenditure quintiles 1 3 16.9 83.1 0.72 0.61 0.85 0.0001 quintiles 4 5 22.6 77.4 ref region of residence sumatera 14.4 85.6 0.69 0.57 0.84 0.0001 east indonesia 20.1 79.9 1.02 0.84 1.24 java bali 21.1 78.9 ref table 2. multivariate logistic regression analysis between age, type of area of residence, household expenditure, and region of residence and cataract surgery legend: rt= rumah tangga; or= odds ratio; ci= confidence interval; ref= reference group 166 tana cataract surgical coverage in females. lavanya et al.(7) reported a similar finding, i.e. that male gender was associated with cataract surgery. in addition, nirmalan et al.(6) also reported that although blindness due to cataract i n f e m a l e s 5 0 y e a r s o f a g e o r o l d e r w a s significantly higher than that in males, the number of cataract surgeries in females was lower (adjusted or 0.71, 95% ci: 0.57 0.87). it may be concluded from the results of various studies conducted in urban populations of asia and south india and a meta-analysis on 21 population-based surveys conducted up to the year 2000, that the number of cataract surgeries in females was lower than in males. in respect to region of residence, the present study differs from the literature and found that overall there was no significant difference in coverage of cataract surgery between males and females in the regions of java-bali, sumatera, and east indonesia, although the proportion of cataracts was higher in females. the strategies for increasing the cataract surgical coverage rate in females should receive due attention. the lower cataract surgical coverage rate in women as compared to men in many countries results in significantly higher numbers of cataract blindness and impaired vision due to cataract.(15,16) in the present study a significant association was found between type of area of residence of the respondents and cataract surgery, where the proportion of rural respondents with previous cataract surgery was lower than that of urban respondents. results consistent with this finding were obtained in india, demonstrating a higher cataract surgical coverage rate in urban areas as compared to rural areas.(17) these results may be explained from several aspects such as level of education, socioeconomic status, and access to healthcare facilities. from the results of an analysis performed by tana(18) it was found that the proportion of respondents with a low level of education and residing in rural areas was higher than that of r e s p o n d e n t s i n u r b a n a r e a s . t h e l e v e l o f education may possibly affect the knowledge and understanding of the respondents with regard to cataract, the importance of cataract surgery for treatment of cataract, and the success of cataract surgery in restoring vision. another possibility connected with cataract surgical coverage rate is ease of access to the relevant healthcare facilities for the respondents. access to healthcare facilities capable of performing cataract surgery is not as simple for respondents in rural areas as it is for urban r e s p o n d e n t s . f r o m t h e n a t i o n a l r e s u l t s o f riskesdas 2007, for rural rts with access to health services outside a radius of 5 km the cataract surgical coverage rate was 8.9%, whilst at a distance of 1-5 km the rate was 50.9%. a total of 4% of rural rts had to spend 1 hour to reach the health services.(4) thus distance to health services and travel time are still a problem for a proportion of rts in indonesia, including the respondents in the present study. still another possible explanation for the l o w c a t a r a c t s u rg i c a l c o v e r a g e r a t e i s socioeconomic status. low socioeconomic status may affect the respondent’s decision to undergo cataract surgery. a study in myanmar showed that the most commonly reported barrier to cataract surgery was its cost. the impact of cost varies between different communities, but it is still one of the most commonly reported barriers to obtaining care.(19,20) in indonesia, however, due to the availability of governmental health insurance for the indigent and the multitude of free cataract surgical services offered in the community, the low socioeconomic status of the r e s p o n d e n t s m a y b e e x p e c t e d t o o ff e r n o impediments to the respondents in their decision for undergoing cataract surgery. however, there remains the question whether these free services are 100% without cost, for the surgery itself as 167 well as the surgical instruments used for the operations. this should be subject to further investigation in future studies. in the present study there was no difference in cataract surgical coverage rates between respondents with and without dm, both in bivariate and multivariate associations. the results reported by investigators was that there is an association between dm and cataract surgery.(7) dm is one of the factors associated with cataract, as it has been reported that cataract in patients with dm is 1.6 times higher than in patients without dm.(21) the cataract surgical coverage rate in respondents with a low level of education was l o w e r t h a n i n t h o s e w i t h a h i g h l e v e l o f e d u c a t i o n . t h i s m a y b e b e c a u s e l e v e l o f e d u c a t i o n o f t h e r e s p o n d e n t s i s p r o b a b l y associated with level of knowlegde of diseases, particularly of cataract. the reports in the literature indicate that only 29.2% of the respondents had some knowledge of cataract, although 46.5% of them had heard of the term cataract.(22) the low level of knowledge of cataract resulted in the respondents being ignorant of the fact that their impaired vision was caused by cataract and that it was curable. in addition, lack of knowledge may impact on ignorance of the successful outcome of cataract surgery, which is consistent with literature reports on the existence of an association between educational level and cataract surgical coverage rate. (23) the association between rt per capita expenditure and cataract surgical coverage rate obtained in the present study was proportional. t h i s m a y b e e x p l a i n e d a s f o l l o w s : l o w socioeconomic status of the respondents may be related to their low financial capacity for paying for cataract surgery. however, because of the availability of governmental health insurance for indigent community members, it is expected that this may eliminate these financial limitations. similarly, several studies have also found an association between lower socioeconomic status and cataract surgical coverage rate where access to ophthalmic services is limited,(24,25) but even if these are available the uptake of surgery can s t i l l b e l o w. ( 2 6 , 2 7 ) r e g a r d i n g t h e b i v a r i a t e association between occupation and cataract s u rg i c a l c o v e r a g e r a t e i t w a s f o u n d t h a t respondents who were farmers/fishermen/ l a b o r e r s h a d t h e l o w e s t c a t a r a c t s u rg i c a l coverage rate among all occupations extracted from the riskesdas 2007 data, especially in comparison with employees. this may be explained from the aspect of the different needs for visual acuity of the respondents in performing their job. the group of employees need good visual acuity at work, such that the need for optimal visual acuity tends to motivate the employee to seek treatment when suffering from visual disorders, including cataract. the group of farmers/fishermen/laborers perform their work in the open air and do not need to write or read for a living, thus their need for optimal vision is relatively less pronounced. therefore, even though they may already have poor vision, they may be not aware of the fact, as it does not affect their work. another possibility is that respondents who are farmers/fishermen/laborers reside more in rural areas rather than in urban areas, so that there is a lower possibility of their a c c e s s t o h e a l t h c a r e f a c i l i t i e s c a p a b l e o f performing cataract surgery, unlike urban respondents. in addition, respondents from the group of farmers/fishermen/laborers have a lower per capita expenditure, which may affect their access to adequate treatment. the low level of education in farmers/fishermen/laborers may also influence their perception of the need for cataract treatment. tana(18) conducted a study on the role of occupation on cataract surgical coverage rate in indonesian communities and found that among farmers/fishermen/laborers aged 30 years and older, 72.3% had a per capita univ med vol.28 no.3 168 tana cataract surgical coverage extensive rural area in the sumatera region compared with other regions may possibly be a factor associated with the low rate of cataract surgery in that region. conclusions this study has helped to determine the cataract surgical coverage rate and several of its determinant factors. it is suggested to implement a health program which could identify and address the barriers to cataract surgery among identified high-risk groups. acknowledgements for the support provided in conducting the present study we gratefully acknowledge our indebtedness, especially to dr triono soendoro, phd, dr trihono, msc, dr atmarita, dr emiliana tjitra, msc, phd, and dr lutfah rif’ati spm, for enabling the present study to be carried out on the basis of data from the riskesdas 2007 of the health research and development center, department of health, republic of indonesia (badan penelitian dan pengembangan kesehatan departemen kesehatan republik indonesia). references 1. resnikoff s, pararajasegaram r. blindness prevention programmes: past, present and future. bull who 2001;79:222–6. 2. lewallen s, mousa a, bassett k, courtright p. cataract surgical coverage remains lower in women. br j ophthalmol 2009;93:295-8. 3. lewallen s, courtright p. gender and use of cataract surgical services in developing countries. bull who 2002;80:300–3. 4. departemen kesehatan republik indonesia. gangguan kesehatan indera penglihatan dan pendengaran. analisis data morbiditas-disabilitas, skrt-surkesnas 2001. direktorat jenderal bina kesehatan masyarakat direktorat kesehatan khusus dan badan penelitian dan pengembangan expenditure in the quintiles 1-3, 79.7% resided in rural areas, and 83.2% had a low educational level (lower than junior high school). t h i s w a s i n c o n t r a s t t o t h e g r o u p o f employees, who had the highest proportion of c a t a r a c t s u rg e r y c o m p a r e d w i t h a l l o t h e r occupations. among employees aged 30 years and over, only 38.3% had a monthly rt per capita expenditure in the quintiles 1-3, 27.6% lived in rural areas, and 11.2% had a low educational level. besides the group of farmers/fishermen/ laborers, the group of housewives also had a low rate of cataract surgery. on further scrutiny of individual characteristics (education, type of area of residence, access to health services, per capita expenditure), tana et al.(28) reported that the proportion of housewives aged 30 years and over, according to riskesdas 2007 data was 99.5%; 62.6% had an rt per capita expenditure in the quintiles 1-3, half of them lived in rural areas, and 63.7% had a low level of education. regarding the association between region of residence and cataract surgery, it was found that the lowest rate of cataract surgery was in respondents residing in the sumatera region, in comparison with the regions of java-bali and east indonesia. when viewed from the aspect of cataract surgical coverage rate in all provinces of indonesia, it was found that the lowest coverage rate was in the province of west papua (5.2%) and the highest in the province of southeast sulawesi (31.5%).(4) still another fact that may explain the differences in cataract surgical coverage rate based on region is that from the aspect of type of area of residence (urban and rural), in the sumatera region the rural area accounts for 64.1% and the urban area 35.9%. in contrast, in the region of java-bali only 39.6% of the area is rural, while the urban area amounts to 60.4%, and lastly in east indonesia the rural area is 58.1% and the urban area 41.9%.(4) the more 169 kesehatan, sekretariat surkesnas. jakarta; 2004. 5. badan penelitian dan pengembangan kesehatan departemen kesehatan ri. laporan nasional riset kesehatan dasar 2007. jakarta;2008. 6. nirmalan p k, padmavathi a, thulasiraj r d. sex inequalities in cataract blindness burden and surgical services in south india. br j ophthalmol 2003;87:847-9. 7. lavanya r, wong ty, aung t, tan dth, saw sm, tay wt, et al. prevalence of cataract surgery and post-surgical visual outcomes in an urban asian population: the singapore malay eye study. br j ophthalmol 2009;93:299-304. 8. departemen kesehatan republik indonesia. ditjen bina kesehatan masyarakat. rencana strategi nasional penanggulangan gangguan penglihatan dan kebutaan untuk mencapai vision 2020. keputusan menteri kesehatan republik indonesia no. 1437/ menkes/sk/x/2005. jakarta;2006. 9. badan penelitian dan pengembangan kesehatan departemen kesehatan ri. riset kesehatan dasar 2007. pedoman pengisian kuesioner. jakarta; 2007. 10. chibuga e, massae p, genau r, mahonde h, lewallen s, cortright p. acceptance of cataract surgery in a cohort tanzanian with operable cataract. eye 2008;22:839-43. 11. melese m, alemayehi w, friedlander e. courtright p indirect cost associated with asseccessing eye care services as a barrier to service use in ehiopia. trop med int health 2004;9:426-31. 12. courtright p, metcalfe n, hoechsmann a, chirambo m, lewallen s, barrows j, et al. the chikawa survey team. cataract surgical coverage and outcome of cataract surgery in a rural district in malawi. canad j ophthalmol 2004;39:25-30. 13. rotchford ap, rotchford km, methwa cp, johnson cj. reasons for post cataract surgery intake: a qualitative study in rural southern africa. trop med int health 2002;7:288-92. 14. medline plus. cataract. available at: http:// www.nlm.nih.gov/medlineplud/ency/article/ 001001.htm. accessed august 20,2009. 15. venkata g, murthy s, gupta sk, bachani d, jose r, john n. current estimates of blindness in india. br j ophthalmol 2005;89:257-60. 16. abou-gareeb j, lewallen s, bassett k, courtright p. gender and blindness: a meta-analysis of population-base survey. ophthalmic epidemiol 2001;8:39-56 17. nirmalan pk, padmavathi a, thulasiraj rd. sex inequalities in cataract blindness burden and surgical services in south india. br j ophthalmol 2003;87:847-9. 18. tana l. determinan kejadian cataract di indonesia. riset kesehatan dasar 2007. laporan penelitian. jakarta. bul penelit kesehat 2009;37:114-25. 19. sapkota yd, pokharel gp, dulal s, byanju rn, maharjan im. barriers to up take cataract surgery in gandaki zone, nepal. kathmandu univ med j 2004;2:103–12. 20. rabiu mm. cataract blindness and barriers to uptake of cataract surgery in a rural community of northern nigeria. br j ophthalmol 2001;85:776– 80. 21. mukesh bn, le a, dimitrov pn, ahmed s, taylor hr, mccarty ca. development of cataract and associated risk factors: the visual impairment project. arch ophthalmol 2006;124:79-85. 22. rumah sakit mata cicendo, fakultas kedokteran universitas padjadjaran, helen keller internasional indonesia. laporan penelitian: survei kebutaan dan kesehatan mata di jawa barat tahun 2005. bandung; 2006. 23. tana l, delima, hastuti e, gondhowiardjo t. katarak pada petani dan keluarganya di kecamatan teluk jambe barat. media penelit pengembang kesehat 2006;xvi:43-51. 24. klein be, klein r, lee ke, meuer sm. socioeconomic and lifestyle factors and the 10-year incidence of age-related cataracts. am j ophthalmol 2003;136:506–12. 25. navaro esteban jj, gutierrez leiva ja, valero caracena n, buendia bermejo j, calle puron me, martinez vizcaino vj. prevalence and risk factors of lens opacities in the elderly in cuenca, spain. eur j ophthalmol 2007;17:29–37. 26. rotchford ap, rotchford km, mthethwa lp, johnson gj. reasons for poor cataract surgery uptake – a qualitative study in rural south africa. trop med int health 2002;7:288–92. 27. de lima dm, ventura lo, brandt ct. barriers in the access to senile cataract treatment at altino ventura foundation. arq bras oftalmol 2005;68: 357–62. 28. tana l, rif’ati l, ghani l. peranan pekerjaan terhadap kejadian cataract pada masyarakat indonesia riset kesehatan dasar 2007. bul penelit kesehat 2009; suplemen bulletin. univ med vol.28 no.3 yenny1 117 pleiotropic effects of statins in stroke prevention may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina yenny* *department of pharmacology medical faculty, trisakti university, jakarta correspondence dr. yenny department of pharmacology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex.2801 email: stasia_mk@yahoo.com univ med 2009;28:117-26 abstract cardiovascular disease is the leading cause of death and disability, and contributes substantially to healthcare budgets. the lipid-lowering drugs, 3-hydroxy-3methylgulutaryl-coenzyme a (hmg-coa) reductase inhibitor or statins, reducing mortality and cardiovascular morbidity in patients with established cardiovascular disease. statins therefore have a place in the secondary prevention of cardiovascular disease. recent experimental and clinical studies suggest that statins may exert vascular protective effect beyond cholesterol reduction. the cholesterol-independet or “pleiotropic” effects of statin include the upregulation and activation of endothelial nitric acid synthase (enos) that can increase nitric oxide (no) production. augmentation of no production increases cerebral blood flow, which can lead to neuroprotection during brain ischaemia. by inhibiting mevalonate synthesis, statins prevent the formation of several isoprenoids (including farnesylpyrophosphate and geranylgeranylpyrophosphate). inhibiting geranylgeranylation of rhoa small g proteins increases the stability of enos mrna through the remodeling of endothelial actin microfilamens. moreover, statins directly increase enos activity within minutes by activating the pathway involving phosphoinositide 3-kinase and protein kinase b. in the secondary prevention of stroke, the use of statins reduces the incidence of either recurrent stroke or other major vascular events and treatment should be initiated soon after the event. the use of statins does not increase hemorrhagic stroke or cancer and may also favor atherosclerotic plaque regression. key word: statin, endothelial nitric synthase stroke ischemic introduction according to data from heart disease and stoke statistic update in 2009, each year 795.000 stroke cases are reported in the united states, consisting of 610.000 cases of first stroke events and 185.000 cases of repeat stroke. stroke is also reported to be the third major cause of death after heart disease and cancer. total mortality in 2005 in the united states is reported to amount to 242.000 cases, and in 143.579 cases the cause of death is stroke.(1) 118 yenny pleiotropic effects of statins to d a t e t h e r e i s n o e ff e c t i v e pharmacological treatment for stroke. the development of drugs capable of preventing stroke events will play an important role because of the high mortality and disability resulting from t h i s d i s o r d e r, w h i c h n o t o n l y i m p o s e s a n economic burden but also has an impact by lowering the quality of life of the patient. the discovery of statins in 1976 by akira endo occurred fortuitously in the course of a search for new antibiotic compounds.(2) the discovery of statins was a major advance in prevention and treatment of ischemic stroke, similar to the discovery of antiplatelet and antithrombotic drugs, with the objective of maintaining and restoring cerebral blood flow. to date it is debatable whether increased serum cholesterol level is a risk factor for stroke events, and whether statins have a preventive e f f e c t o n s t r o k e e v e n t s . t h e c h o l e s t e r o l treatment triallists collaborators(3) in their m e t a a n a l y s i s c o m p r i s i n g 9 0 . 0 5 6 p a t i e n t s showed that the use of statins significantly resulted in a proportional reduction of first stroke events of 17% for each 1 mmol/l reduction of low-density lipoprotein (ldl) concentration. however, it is unclear whether the results of this meta-analysis are caused by the effects of statins in lowering ldl cholesterol levels or by the (greek: “pleio” or many, and “tropos” manner) p l e i o t r o p i c e ff e c t s o f s t a t i n s . t h e s t r o k e p r e v e n t i o n b y a g g r e s s i v e r e d u c t i o n i n cholesterol levels (sparcl) study,(4) which had the objective of evaluating the secondary p r e v e n t i v e e ff e c t s o f s t a t i n s o n s t r o k e , demonstrated that atorvastatin reduced the risk of repeated cerebrovascular events in patients without a history of coronary heart disease who had recently experienced a stroke or transient ischemic attack (tia). the effects of statins that are independent of their blood cholesterol-reducing effects are also called their pleiotropic effects. these are apparently related to the ability of statins to improve plaque stability, reduce the number of i n f l a m m a t o r y c e l l s i n p l a q u e s , r e s t o r e endothelial function, inhibit platelet function, increase fibrinolytic activity, cerebral blood flow and nitric oxide (no) levels. due to their pleiotropic effects, statins have been claimed to possess neuroprotective effects in the prevention of ischemic stroke.(5,6) the biosynthesis of no is mainly performed by an isoform of enos that is dependent on the presence of ca2+. this process is triggered by binding of agonists or by fluid shear stress (1) and is facilitated by several cofactors and the hsp90 heat-shock protein. conversion by enos of l-arginine (l-arg) to no (2) gives rise to l-citrulline (l-cit) as a by-product. subsequently no diffuses into the neighboring smooth muscle cells (3) where it activates the effector enzyme guanylate cyclase (gc). gc (4) then converts guanosine triphosphate (gtp) into the second messenger cyclic guanosine monophosphate (cgmp), which in turn activates protein kinase g (pkg) (5) resulting in modulation of myosin light chain kinase and smooth muscle relaxation. pkg also modulates the activity of potassium channels (hyperpolarization) and causes relaxation. no itself can also directly modulate potassium channels (independently of cgmp). figure 1. biosynthesis of no and effects of no on blood vessels(8) 119 the present review discusses the pleiotropic effects of statins in the prevention of ischemic stroke in connection with endothelial nitric oxide synthase (enos). in addition, this paper aims to find supporting evidence for a rationalized u t i l i z a t i o n o f s t a t i n s i n i s c h e m i c s t r o k e prevention. no, enos and vascular disorders enos (endothelial nitric oxide synthase) is an enzyme for the production of nitric oxide (no) by vascular endothelium.(7) no is produced by enos through oxidative conversion of larginine to l-citrulline. activation of enos occurs through specific phosphorylation at ser1177 by protein kinase b (pkb/akt), which also mediates no synthesis induced by fluid shear stress. after synthesis by the vascular endothelium, no diffuses into the neighboring cells and activates soluble guanylate cyclase. this process subsequently mediates various beneficial effects of no.(7) in vascular smooth muscle, no is a potent vasodilator and regulates regional blood flow. figure 1 presents a diagram of biosynthesis of no and its effects on blood vessels.(8) in addition to the vasodilator effects of no, o t h e r b e n e f i c i a l e ff e c t s o f n o a r e i t s a n t i t h r o m b o t i c , a n t i i n f l a m m a t o r y, a n d antiproliferative effects. on the other hand, loss of no leads to impaired vascular relaxation, platelet aggregation, increased proliferation of vascular smooth muscle, increased leukocyte adhesion to the endothelium, and raised blood p r e s s u r e . t h e r e f o r e i t m a y b e s t a t e d t h a t endothelial no acts as a protector of the vascular wall.(7) currently three isoforms of nitric oxide s y n t h a s e ( n o s ) h a v e b e e n i d e n t i f i e d i n mammals,(9) each of these nos isoforms being encoded by a different gene and showing differences in location and function, as presented in table 1. in the brain, besides enos, other nos isoforms, namely neuronal nos (nnos) and inducible nos (inos), also play a role during c e r e b r a l i s c h e m i a . l i k e e n o s , n n o s i s constitutively expressed and is ca2+/calmodulindependent. macrophage nos (‘immunologic’ n o s o r i n o s ) i s i n d u c e d b y s e l e c t i v e immunologic stimuli and is ca2+-independent.(7) the no produced by enos and nnos is essential for the regulation of cerebral blood flow,(7,9) and enos is also said to play a role in r e d u c i n g t h e e x t e n t o f a n i n f a r c t i o n . ( 7 ) furthermore, no from nnos also functions as a neurotransmitter and is involved in synaptic p l a s t i c i t y, m o d u l a t i o n o f n e u r o e n d o c r i n e f u n c t i o n , a n d b e h a v i o r a l a c t i v i t y. ( 9 ) i n p a t h o l o g i c a l c o n d i t i o n s , s u c h a s c e r e b r a l ischemia, no is produced in large quantities in the brain as a result of induced expression of inos. induction of inos expression occurs as a result of increased transcription of the inos univ med vol.28 no.2 table 1. differences of nos isoforms(10) 120 yenny pleiotropic effects of statins g e n e i n r e s p o n s e t o l o c a l l y p r o d u c e d inflammatory cytokines. the ischemia induced b y o v e r p r o d u c t i o n o f n o i s r e l a t e d t o glutamatergic activation mediated by increased intracellular ca2+ concentrations, which causes calmodulin-dependent upregulation of nnos and enos activity.(9) the augmented no production in the early ischemic phases occurs as a result of increased enos and nnos activity, which is of short duration (~1 hour) and rapidly decreases within a few hours, both in transient and permanent ischemia. this process is subsequently followed by the second stage of large-scale no production as a result of induced expression of inos, which is started several hours after the initial ischemic phase and persists up to 4-7 days. no production by inos apparently contributes secondarily to cerebral damage that occurs in the final stages.(9) depending on the cellular source and evolutionaty stage of the ischemic process, no may be protective or destructive. the double role of no in cerebral ischemia forms the basis for a s e l e c t i v e t h e r a p e u t i c a p p r o a c h a i m e d a t inhibiting nnos and inos, while increasing enos.(7) statins and enos statins are a class of drugs that are known to be capable of increasing enos levels. the principal mechanism of action of statins is reduction of cholesterol levels. this effect is m e d i a t e d b y 3 h y d r o x y 3 m e t h y l g l u t a r y l coenzyme a (hmg-coa) reductase inhibitors in the liver, which are necessary for cholesterol biosynthesis. around 60-70% of serum cholesterol is s y n t h e s i z e d i n t h e l i v e r, w i t h h m g c o a reductase playing an essential role in the cholesterol biosynthetic pathway. oxidized lowdensity lipoprotein (ldl) has been known to be capable of inhibiting the expression of enos that is bound to caveolin-1 (an integral protein c o m p o n e n t o f t h e c e l l m e m b r a n e ) w i t h i n caveolae.(7) inhibition of hmg-coa reductase by statins causes a dramatic reduction in circulating l d l c h o l e s t e r o l l e v e l s ( f i g u r e 2 ) . ( 11 ) additionally, reduction of ldl cholesterol leads to upregulation of ldl receptors, thus effecting i n c r e a s e d l d l c l e a r a n c e . t h i s e f f e c t i s presumably due to the ability of statins to reduce the abundant amounts of caveolin-1.(7) besides their cholesterol-lowering effects, statins also exert cholesterol-independent or pleiotropic effects, as a result of the ability of statins in inhibiting the conversion of hmg-coa to l-mevalonic acid. inhibition of l-mevalonic acid synthesis by statin leads to inhibition of the synthesis of ‘isoprenoid’ intermediates such as farnesylpyrophosphate (fpp) and geranylgeranylpyrophosphate (ggpp). isoprenoids function as lipid attachment sites for intracellular signal m o l e c u l e s . st a t i n c a u s e s i n h i b i t i o n o f isoprenilation required for modification of small g proteins (gtpases), one of which being the rho a protein, to enable them to occupy the appropriate locations at the membrane and thus perform their functions. isoprenilation inhibition by statin prevents downregulation of enos expression, and maintains enos activity in conditions where downregulation of enos e x p r e s s i o n o c c u r s , s u c h a s h y p o x i a ( e . g . ischemic stroke) and the presence of oxidized ldl in the blood. this process occurs through inhibition of the rho kinase activator (rho a), leading to post-translation stabilization of enos mrna and prevention of downregulation of enos expression.(11,12) c u r r e n t l y t h e r e a r e 8 s u b f a m i l i e s o f gtpases that have been identified in mammals. in performing its function, gtpases undergoes cyclical changes from the gdp-bound (inactive) form to the gtp-bound (active) form, and vice v e r s a . ( 11 ) o f t h e e x i s t i n g 8 s u b f a m i l i e s o f gtpases, only the ras and rho gtpases have 121 m e r i t e d s p e c i a l a t t e n t i o n , a s t h e y e ff e c t transduction of extracellular stimuli into multiple intracellular signal transmission.(11) the ras family plays an important role in signal transduction, and in cellular proliferation and malignant transformation. representatives of the rho gtpases comprising rhoa, rac and cdc42, have specific functions in cellular shape, motility, secretion, and proliferation. the biological effects of the rho gtpase family is presented in figure 2. inhibition of geranylgeranylation of rhoa gtpase by statin enhances stability of enos mrna through remodelling of endothelial actin microfilaments.(11) in addition to inhibition of isoprenoid synthesis, statin directly enhances enos activity b y a c t i v a t i o n o f t h e p a t h w a y i n v o l v i n g phosphoinositide 3-kinase (pi3k) and pkb/ akt.(13) e v i d e n c e f r o m a n i m a l m o d e l studies animal model studies with the objective of finding evidence for the neuroprotective effects of statins and their underlying mechanisms have been conducted. for inducing cerebral infarction in the experimental animals (rats), permanent occlusion of the middle cerebral artery was performed. the temporal progression of the resulting infarction was monitored by magnetic resonance imaging (mri). subsequently the figure 2. isoprenoids and statins(11) diagram of cholesterol biosynthetic pathway and inhibition of hmg-coa-reductase by statins. inhibition of isoprenilation by statin results in modulation of various cellular functions univ med vol.28 no.2 122 yenny pleiotropic effects of statins experimental animals were given simvastatin (20 mg/kg) on the third hour after occlusion. the study results showed that administration of simvastatin prevented increases in the volume of infarction within 24 hours and decreased the size of the infarction up to 46.6% within 48 hours after the intervention. on the basis of immunoreactivity a s s a y s o f e x p e r i m e n t a l a n i m a l s r e c e i v i n g simvastatin, the neuroprotective effects of simvastatin paralleled the increase in enos.(14) a study with the objective of determining the physiological relevance of regulation of enos expression by rho kinase (rock) has been conducted. this study was performed by administration of fasudil (rock inhibitor) to rats in the 48-hour period prior to occlusion of t h e m i d d l e c e r e b r a l a r t e r y, f o l l o w e d b y assessment of cerebral blood flow, extent of cerebral infarction, and neurological deficits. the results indicated that administration of rock inhibitors led to increased blood flow in the ischemic as well as the non-ischemic areas of the brain, reduction in size of infarction of up to 33%, and enhancement of neurological deficit s c o r e o f u p t o 3 7 % . t h e s e s t u d y r e s u l t s confirmed the premise that the neuroprotective effects due to rock inhibition was mediated by enos.(15) s tat i n s a n d s e c o n d a ry prevention of stroke the stroke prevention by aggressive reduction of cholesterol level (sparcl) is a study that for the first time investigates the effects of statins on cerebrovascular risk in patients without a history of coronary heart disease. this study is a multicenter, placebocontrolled double-blind randomized clinical trial. the atorvastatin dose used is 80 mg/day. inclusion criteria in this study are patients with previous tia or stroke, ldl levels between 100 mg/dl and 190 mg/dl, and without evidence of coronary heart disease. the primary endpoint is the first occurrence of fatal and non-fatal (cerebrovascular) stroke, while the secondary e n d p o i n t i s t h e f i r s t o c c u r r e n c e o f a cardiovascular event.(16) the number of subjects for this study was 4.731 persons with a history of stroke or tia within the previous six months. after a 6-year follow up, there were 265 patients with fatal or n o n f a t a l s t r o k e i n t h e g r o u p r e c e i v i n g atorvastatin, whereas in the control group there were 311 of these patients. there was a risk reduction of 16% of first occurrence of stroke in the group on atorvastatin (adjusted hazard ratio: 0.85, 95% ci: 0.71-0.99; number needed to treat: 46). for the secondary endpoint of this study, namely occurrence of stroke or tia, there was a risk reduction of 23% (hazard ratio:0.77, 95%ci: 0.67-0.88) with 375 events in the atorvastatin group and 476 events in the control group. furthermore, there was a risk reduction of 35% in coronary events (hazard ratio: 0.65, 95% ci: 0.49-0.87).(4) the heart protection study(17) investigated a total of 20.536 patients with coronary disease, other occlusive arterial disorders, or diabetes. among the study subjects were 3280 patients with stroke prior to randomization, of which 1822 had stroke without evidence of chd. the subjects were randomized for simvastatin 40 mg/ day or placebo for 5 years. the results of this study showed a significantly reduced all-cause mortality, particularly mortality due to coronary disease. the number of stroke events was also reduced significantly up to 25% [444 stroke events in the simvastatin group (4.3%) versus 585 stroke events in the placebo group (5.5%); or:0.75; 95%ci: 0.66-0.79; p<0.0001]. the reduction in stroke events was mainly due to i s c h e m i c s t r o k e , w h i l e t h e n u m b e r o f hemorrhagic stroke events was similar in both groups. 123 analysis of the hps study results indicated that there was a reduction in major vascular events of 23%, but the interpretation of these results has been inconclusive. the reduction in the endpoint of this study included major coronary events, stroke, or revascularization, but the reduction was mainly for major coronary events and revascularization, as the number of events of repeat stroke was almost identical in both groups (10.4% simvastatin versus 10.5% placebo).(18) the lack of an apparent effect of simvastatin in preventing repeat stroke may be due to the subgroup analysis performed or due to the small numbers of patients with repeat stroke, resulting in a decreased power for detection of differences.(19) the mini meta-analysis conducted on the sparcl and hps studies of patients with a history of cerebrovascular disorders without chd and with major vascular events and repeat stroke events is presented in figures 3 and 4.(20) according to the results of the mini metaanalysis on the sparcl and hps studies, when compared to placebo, statin shows a nearly nonsignificant difference for repeat stroke events (or: 0.87, 95% ci: 0.75-1.01; p: 0.07), but a significant difference for major vascular events (or: 0.78, 95% ci: 0.68-0.88; p: 0.0001).(20) clinical practice the american heart association/american stroke association(21) has issued recommendations on stroke prevention in patients with a history of ischemic stroke or transient ischemic attack (tia). the recommendations comprise two important points. firstly, patients with ischemic stroke or tia, having a high cholesterol level, coronary heart disease comorbidity, or evidence of atherosclerosis, should be managed according to the guidelines issued by the national cholesterol education program (ncep iii),(22) involving lifestyle changes, dietary regulation, and use of medications (class ia, evidence level a). univ med vol.28 no.2 figure 3. effects of statin on major vascular events in patients with history of cardiovascular disease without chd.(20) comparison : statins versus placebo outcome : major vascular events study treatment control or (random), 95% ci or (random), 95% ci or subcategory n/n* n/n* hps 172/920 212/900 0.75; 0.60-0.94 sparcl 334/2,365 407/2,366 0.79; 0.68-0.93 total 3,285 3,266 0.78;0.68-0.88 total events: 506 (treatment), 619 (control) test for heterogeneity: χ2 = 0.18, d.f. = 1 (p = 0.68), i2 = 0% test for overall effect: z = 3.84 (p = 0.0001) 0.2 0.5 1 2 5 favors treatment favors control *n/n= number of subjects per event per total number of subjects 124 yenny pleiotropic effects of statins administration of statin is recommended, where the target of cholesterol reduction in patients with symptomatic chd or atherosclerosis is ldl cholesterol <100 mg/dl, whilst for high risk patients with multiple risk factors (class i, evidence level a) the target is ldl<70 mg/dl. secondly, patients with ischemic stroke or tia s u s p e c t e d o f h a v i n g b e e n c a u s e d b y atherosclerosis but without indications for statin u s a g e ( n o r m a l c h o l e s t e r o l l e v e l , w i t h o u t coronary heart disease comorbidity, or without e v i d e n c e o f a t h e r o s c l e r o s i s ) a r e s u i t a b l e candidates for statin therapy to reduce the risk of vascular events (class iia, evidence level b). based on the sparcl study results, the sparcl investigators suggest a modification of a b o v e m e n t i o n e d c l i n i c a l g u i d e l i n e s , b y specifically stating that stroke and tia shall be categorized as ‘coronary heart disease risk equivalent’ in connection with the indications for statin therapy.(4,20) c e s s at i o n o f p o s t i s c h e m i c s t r o k e s tat i n t h e r a p y a n d clinical outcomes the majority of post ischemic stroke patients are expected to derive benefits of longterm statin therapy. in clinical practice, however, the patient frequently discontinues the use of statins. a study conducted by colivicchi et al(23) had the objective of assessing the impact of cessation of post ischemic stroke statin therapy, with a follow-up period of 12 months. the study subjects comprised 631 stroke patients without clinical evidence of coronary heart disease. the results of this study indicated that within a period of 12 months a total of 246 patients (38.9%) stopped statin therapy, with a mean period of statin therapy cessation of 48.6±54.9 days. during the follow-up period 116 patients died f r o m c a r d i o v a s c u l a r ( 8 0 . 1 % ) , a n d n o n cardiovascular (6.9%) causes. this study also figure 4. effects of statin on repet stroke events in patients with history of cardiovascular disease without chd.(20) comparison : statins versus placebo outcome : recurrent study treatment control or (random), 95% ci or (random), 95% ci or subcategory n/n* n/n* hps 265/920 311/2,366 0.83; 070-0.99 sparcl 96/920 95/900 0.99; 0.73-1.33 total 3,285 3,266 0.87; 0.75-1.01 total events: 361 (treatment), 406 (control) test for heterogeneity: χ2 = 0.91, d.f. = 1 (p = 0.34), i2 = 0% test for overall effect: z = 1.80 (p = 0.07) 0.2 0.5 1 2 5 favors treatment favors control * n/n= number of subjects per event per total number of subjects 125 showed that the patients dying during follow-up were commonly those who were elderly, had d i a b e t e s m e l l i t u s , a n d w e r e o b e s e . discontinuation of statin therapy was said to be an independent predictor of all-cause mortality in the first year after cessation of statin therapy (hazard ratio: 2.78; 95% ci: 1.96-3.72; p: 0.003). a s t u d y w i t h s i m i l a r o b j e c t i v e s w a s performed by liao et al(24) in italy on 631 post ischemic stroke patients. inclusion criteria were patients without clinical and laboratory evidence of coronary heart disease, or other cardiac disorders, who had stopped using statin. in the f o l l o w u p p e r i o d 2 4 6 p a t i e n t s ( 3 8 . 9 % ) discontinued statin therapy, and 116 patients died within the first year after cessation of therapy. as in the previous study cessation of statin therapy was said to be an independent predictor of all-cause mortality within 12 months. it is to be regretted that there was no clear description of the causes of death, whether stroke or cardiovascular disease, as had been done in the study by colivicchi et al.(23) the study findings mention the occurrence of a rebound effect due to statin withdrawal, where the clinical effects were more severe than the clinical effects of patients not on statin therapy. on the basis of the hypothesis that statin has pleiotropic effects through upregulation of enos, it is believed that cessation of statin therapy causes a reduction in no release, due to rebound in the form of increased rho gtpase levels, which inhibit enos expression.(25) conclusions apart from the ability of statins to lower cholesterol levels, the pleiotropic effects of statins in enhancing the expression of enos result in the beneficial effects of these drugs when used in post acute ischemic stroke patients. on the basis of the results of a mini-metaanalysis on the sparcl and hps studies, statins showed an almost non-significant difference for repeat stroke events, but a significant difference for major vascular events. the studies indicate that the discontinuation of statin therapy in post acute ischemic stroke patients leads to an almost threefold increase in mortality in the first year. it has even been stated that cessation of statin treatment is an independent predictor of all-cause mortality in the first year. apparently the clinical recommendations issued by aha/asa regarding statin usage for stroke prevention in patients with a history of ischemic stroke or tia are still applicable. the results of the sparcl trial support the necessity of modifying the clinical guidelines, i.e. by specifically stating that stroke and tia shall be categorized as ‘coronary heart disease risk equivalent’ in connection with indications for statin treatment. references 1. lloyd-jones d, adam r, carnethon m, de simone g, ferguson b, flegal k, et al. heart disease and stroke statistics 2009 update: a report from the american heart association statistics committee and stroke statistics subcommitte. circulation 2009;119:e21-e181. 2. endo a, kuroda m, tsujita y. ml-236a, ml-236b, and ml-236c, new inhibitor of cholesterogenesis produced by penicillium citrinium. j antibiot 1976;29:1346-8. 3. cholesterol treatment triallist collaborators: efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90.056 participants in 14 randomized trials of statins. lancet 2005;366:1267-78. 4. sparcl investigators. high-dose atorvastatin after stroke or transient ischemic attack. n engl j med 2006;355:549-59. 5. takemoto m, liao jk. pleiotropic effects of 3hydroxy-3-methylglutaryl coenzyme a reductase inhibitors. arterioscler thromb vasc biol 2001;21:1721-9. 6. amarenco p, moskowitz ma. the dynamics of statins: from event prevention to neuroprotection. stroke 2006;37:294-6. univ med vol.28 no.2 126 yenny pleiotropic effects of statins 7. endres m, laufs u, liao jk, moskowitz ma. targeting enos for stroke protection. trends neurosci 2004;27:283-9. 8. khurana vg, meyer fb. translational paradigms in cerebrovascular gene transfer. j cereb blood flow metab 2003;23:1251-62. 9. pacher p, beckman js, liaudet l. nitric oxide and peroxynitrite in health disease. physiol rev 2007;87:315-424. 10. griffith o, stuehr d. no synthases: properties and catalytic mechanism. annu rev physiol 1995;57:707-36. 11. wang cy, liu py, liao jk. pleiotropic effects of statin therapy. trends mol med 2008;14:37-44. 12. rikitake y, liao jk. rho gtpases, statins, and nitric oxide. circ res 2005;97:1232-5. 13. zhang l, zhang zg, liu xs, hozeska-solgot a, chopp m. the pi3k/akt pathway mediates the neuroprotective effect of atorvastatin in extending trombolytic therapy after embolic stroke in the rat. arterioscler thromb vasc biol 2007;27:2470-5. 14. sironi l, cimino m, guerrini u, calcio am, lodetti b, asdente m, et al. treatment with statins after induction of focal ischemia in rats reduces the extent of brain damage. arterioscler thromb vasc biol 2003;23:322-7. 15. rikitake y, kim hh, huang z, seto m, yano k, asano t, et al. inhibition of rho kinase (rock) leads to increased cerebral blood flow and stroke protection. stroke 2005;36:2251-7. 16. sparcl investigators. design and baseline characteristics of the stroke prevention by aggressive reduction in cholesterol levels (sparcl). cerebrovasc dis 2003;16:389-95. 17. heart protection study collaborative group. mrc/ bhf heart protection study of cholesterol lowering with simvastatin in 20.536 high-risk individuals: a randomized placebo-controlled trial. lancet 2002;360:7-22. 18. heart protection study collaboration group. effect of cholesterol-lowering with simvastatin on stroke and other major vascular event in 20.536 people with cerebrovaskuler disease or other high-risk condition. lancet 2004;363:757-67. 19. coull bm. statin therapy after acute ischemic stroke in the heart protection study. stroke 2004;35:22334. 20. paciaroni m, hennerici m, agnelli g, bogousslavsky j. statins and stroke prevention. cerevrovasc dis 2007;24:170-82. 21. sacco rl, adam r, albers g, alberts mj, benavente o, furie k, et al. guideline for prevention of stroke in patients with ischemic stroke or transient ischemic attack: a statement for healthcare professionals from the american heart association/american stroke association council on stroke. circulation 2006;113:e409-49. 22. grundy sm, cleemon ji, merz nb, brewer hb, clark lt, hunninghake db, et al. iimplications of recent clinical trials for the national cholesterol education program adult treatment panel iii guidelines. circulation 2004;110:227-39. 23. colivicchi f, bassi a, santini m. caltagirone c. discontinuation of statin therapy and outcome clinical after ischemic stroke. stroke 2007;38:26527. 24. liao jk. is statin discontinuation an option in patients who have had a stroke? nat clin pract neurol 2008;4:18-9. 25. laufs u. suppression of endothelial nitric oxide production after withdrawal of statin treatment is mediated by negative feedback regulation of rho gtpase gene transcription. circulation 2000;102:3104-10. alvina 120 abstract *department of parasitology, medical faculty, trisakti university jakarta **department of parasitology, medical faculty, university of indonesia jakarta correspondence dr. hj. suriptiastuti, ms department of parasitology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone. 021-5672731 ext.2311 univ med 2011;30:120-5. intestinal parasites from fingernails of sidewalk food vendors suriptiastuti* and widiastuti s. manan** may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina intestinal infections with soil-transmitted helminths and protozoa are still prevalent in indonesia, particularly in urban communities. transmission of parasitic infections is effected directly or indirectly through objects contaminated with feces, including food, water, fingers and fingernails, indicating the importance of fecal-oral human-to-human transmission. sidewalk food vendors (sfvs) preparing food for their customers are a potential source of infections with many intestinal helminths and protozoa. compared to other parts of the hand, the area beneath fingernails harbors the most microorganisms and is most difficult to clean. the objective of this cross-sectional study was to determine the prevalence of intestinal parasites in fingernail dirt of sfvs and to identify the associated factors. this study involved 112 sfvs in the vicinity of hospital x in central jakarta, and used microscopic examination of sfv fingernail dirt for determining species prevalence of intestinal parasites. this study showed that 94 samples out of 112 (83.9%) were positive for intestinal parasites; 60 samples (63.8%) represented single infections and 34 (36.2%) mixed infections. ascaris lumbricoides eggs were found in 30 (26.8%) samples and giardia lamblia cysts in 12 (17.89%). the highest prevalence was found in subjects with primary school education, among whom 20 (30.8%) had single infections of a. lumbricoides and 16 (24.6%) mixed infections with a. lumbricoides and trichuris trichiura. in conclusion, prevalence of intestinal parasites in sfv fingernail dirt is extremely high, with the highest prevalence among less educated sfvs. it is recommended to provide health education and training to all sfvs. key words: parasites, intestinal, fingernails, food vendors introduction in tropical countries, parasitic infections remain a serious public health problem, in view of the high prevalence of protozoan and helminth infections. (1) the world health organization has estimated that helminth infections affect around 2 billion people, among whom 5-10% are children under 24 months of age. (2,3) helminth infections may lead to 121 univ med vol.30 no.2 malnutrition, anemia, and disturbed appetite.(4,5) and may ultimately result in retarded physical and cognitive development in children.(6) a study in north sumatra reported a prevalence of ascariasis of 76.7% among primary school pupils.(7) in jakarta, a study conducted among f e m a l e w o r k e r s s h o w e d a p r e v a l e n c e o f intestinal parasitic infections of 70.47%, comprising ascaris lumbricoides (38.13%), tr i c h u r i s t r i c h i u r a ( 2 8 . 1 3 % ) , n e c a t o r americanus and ancylostoma duodenale mixed i n f e c t i o n ( 1 3 . 5 9 % ) , a n d e n t e ro b i u s vermicularis (4.84%).(8) the factors associated with intestinal parasitic infections in tropical countries include poverty, illiteracy, poor hygiene, poorly organized clean water supply, and hot and humid e n v i r o n m e n t a l c o n d i t i o n s . p r o t o z o a a n d helminthic parasites are responsible for the prevalence of diseases capable of affecting an i n d i v i d u a l ’s h e a l t h . i n t e s t i n a l p a r a s i t i c infections (ipi) are global health problems c a u s i n g c l i n i c a l i l l n e s s i n 4 5 0 m i l l i o n inhabitants, particularly children and women of reproductive age in developing countries.(9) ipi, and helminths in particular, are associated with increased risks for nutritional anemia, proteinenergy malnutrition, growth retardation in children, poor increase in body weight in pregnancy, intrauterine growth retardation, and low birth weight.(10,11) children infected with soil-transmitted helminths (sths) have poor educational level and performance at school and a high level of truancy, thus impacting on their future earnings and productivity.(12,13) the most important sths are the common roundworm (a s c a r i s l u m b r i c o i d e s ), t h e w h i p w o r m (trichuris trichiura) and the hookworms (n e c a t o r a m e r i c a n u s a n d a n c y l o s t o m a duodenale), which currently are a group of neglected tropical diseases.(14) food vendors with poor personal hygiene could be potential sources of infections of many intestinal helminths and protozoa. food vendors who harbor and excrete intestinal parasites may cause fecal contamination of foods via their fingers and their preparation of foods, and finally to healthy individuals. compared to other parts of the hand, the area beneath fingernails harbors the most microorganisms and is most difficult to clean.(15) the presence of sidewalk food vendors (sfvs) is essential for the middleclass society to satisfy their daily food needs away from home. the types of food sold by sfvs include meatballs, chicken noodles, fried noodles, gado-gado (jakarta salad), dumplings, and chicken porridge. these traders of foods and beverages are much in demand at lunchtime. however, sfvs are a source of infectious parasitic diseases if hygiene is not maintained. intestinal parasites are found everywhere, such as in fingernail dirt, in areas abounding in flies and cockroaches, and in contaminated foods. the aim of the present study was to determine the prevalence of intestinal parasites from fingernail dirt and to identify the associated factors among sfvs. methods research design this study used a cross-sectional design and was conducted from 15 june to 15 august 2010. study subjects a total of 112 sfvs in the vicinity of a large hospital in central jakarta participated in this study. the inclusion criteria were: male and female sfvs selling foods to employees and patients of the hospital, and having dirty (blackish) fingernails. informed consent was obtained verbally after informing the sfvs of the purpose of the study. the study location was around abovementioned hospital in central jakarta. data collecting a structured questionnaire was used for collecting information on age, sex, education, types of food sold, and hygienic status of each sfv. fingernail clippings were collected from 122 both hands of each subject using clean nail clippers and placed in labeled containers. laboratory investigation the following procedure was used for preparing wet mounts of the nail clippings: initially the clippings were immersed in 10% potassium hydroxide solution for 24 hours, and subsequently centrifuged at 2500 rpm. the supernatant and sediment of each specimen were then stained with eosin and lugol, and examined by light microscopy at low to medium magnifications (100-400x) for species identification. helminths were identified from their characteristic egg morphology, and protozoa from their cysts and/or vegetative f o r m s . tr i c h r o m e s t a i n i n g w a s u s e d f o r preserving positive preparations for future reference. the microscopic work was done in the department of parasitology, faculty of medicine, university of indonesia, jakarta. data analysis the collected data were analyzed using spss version 15.0. the prevalence of parasites was presented as descriptive statistics, while the relationship between several variables (age, gender, educational level) and presence of parasites was determined by the chi-square test. the level of significance used was 0.05. results a total of 112 sfvs were recruited for this study, consisting of 62 (55.4%) male and 50 (44.6%) female sfvs. most sfvs (65.2%) went to primary school, and only 1.8% had tertiary education. the subjects’ age ranged from 12 to 40 years, with mean age of 23.7 ± 8.6 years (table 1). with regard to the types of foods for sale, 20.5% of sfvs prepared meatballs, 15.2% sold chiken noodles, and only 3.6% of sfvs had fried foods for sale. gado-gado (a kind of salad with peanut sauce) was sold by 7.1% of sfvs and drinks were sold by 5.4%. a total of 94 n a i l s a m p l e s ( 8 3 . 9 % ) w e r e p o s i t i v e f o r intestinal parasites, while 18 samples (16.1%) were negative. of the positive samples, 60 (63.8%) had a single parasite species, while 34 (36.2%) had two or more species. ascaris lumbricoides eggs were found in 30 (26.8%) samples and giardia lamblia cysts in 12 (17.89%). (table 2) table 1. distribution of respondent characteristics (n=112) * mean ± sd suriptiastuti, manan intestinal parasites from fingernails table 2. prevalence of intestinal parasites in fingernail samples of food vendors (n=94) 123 univ med vol.30 no.2 gender and age of the subjects did not show any differences in parasite prevalence between males and females or between age groups (p=0.116 and p=0.398). subjects with primary school education significantly had the highest prevalence of parasites in fingernail dirt, as compared with subjects at other educational levels (junior high school, senior high school, academy) with p=0.005 (table 3). in the subjects with primary school education, the highest prevalence was 20 (30.8%) for a single parasite species, namely a. lumbricoides, while for the combined presence of a.lumbricoides and t. trichiura it was 16 (24.6%) (data not shown). discussion in the present study 94 (83.9%) of the 112 subjects was positive for enteropathogenic parasites, indicating the poor health status and hygiene of the sfvs. similar results were found in a study in abeokuta (nigeria) where the prevalence of parasitic infections among street food vendors was 98.7%.(16) in contrast, a study on fingernails from 127 ethiopian food-handlers showed a prevalence of intestinal parasites of 29.1%.(17) sfvs commonly do not have access to any toilet facilities, even when established semi-permanently at their locations. in addition, public toilets commonly have an inadequate supply of clean water, and therefore sfvs c a n n o t w a s h t h e i r h a n d s p r o p e r l y a f t e r defecation, assuming they were highly aware of the importance of personal hygiene. the importance of food-handlers in the transmission of parasitic diseases has been stressed by many investigators worldwide.(18-20) the control and prevention of intestinal infections, either by parasites or bacteria, requires understanding of the epidemiological aspects of the problem, for guidance in the design of practical and economic control and prevention measures. such a high prevalence of intestinal parasites is largely due to poor personal hygiene and environmental sanitation, lack of supply of safe water, poverty, ignorance of health promotion practices, and impoverished health services. most of the common intestinal parasitic infections of man are fecal borne infections and the transmission occurs either directly hand-tomouth or indirectly through food and water. their transmission within the community is predominantly related to human habits with regards to eating, defecation, personal hygiene, cleanliness and level of education. their prevalence in the community can be used as an i n d i c a t o r o f t h e l i v i n g c o n d i t i o n s , a n d environmental sanitation, as well as the socioeconomic status of the community. the table 3. presence of parasites by gender, age, and educational level of subjects (n=112) chi-square test results; * significant 124 ingestion of parasitic cysts frequently occurs through contaminated fingers and there is an a s s o c i a t i o n b e t w e e n t h e p r e s e n c e o f enteroparasites under the fingernails of sfvs and poor personal hygiene. our study showed a high prevalence of intestinal parasites in fingernail dirt specimens of sfvs. to effectively prevent the transmission of pathogens from sfvs to consumers via the foods prepared by these sfvs requires good personal hygiene and hygienic food-handling practices. therefore it is recommended that education and training in good hygienic practices should be provided to all sfvs. d e s p i t e t h e i r h i g h p r e v a l e n c e i n developing countries, persons with intestinal parasites have very low morbidity and mortality rates, thus intestinal parasites are commonly viewed as low-priority health problems. h o w e v e r, a s c a r i a s i s c a u s e d i n t e s t i n a l obstruction in 5-35% of pediatric cases in a comparison of studies conducted throughout the tropics. the intestinal obstruction by ascaris worms is often fatal. in addition, hookworm infection can cause iron deficiency anemia; and t r i c h u r i a s i s i s a s s o c i a t e d w i t h c h r o n i c dysentery and rectal prolapse. amebiasis can r e s u l t i n d y s e n t e r y a n d e x t r a i n t e s t i n a l complications, while giardiasis is associated with acute diarrhea, steatorrhea and lactose intolerance.(21,22) our study indicates that there were no s i g n i f i c a n t d i ff e r e n c e s i n p r e v a l e n c e o f intestinal parasites in sfv fingernail dirt between male and female sfvs. however, studies from iran and the philippines obtained different results. in iran the prevalence of intestinal parasites was higher in men than in women,(23) while in the philippines the reverse was true.(24) these different results may possibly be explained by differences in environmental factors, where philippine women do more farm work than their iranian counterparts, while our study pertains only to sfvs and not the whole population as in iran and the philippines. the results of our study showed that sfvs with low educational level had a significantly higher prevalence of helminths under their fingernails, as compared to the better educated sfvs. similar results were obtained in an nigerian study on prevalence of helminths in stools, which showed that the highest prevalence was in subjects with low education.(25) in this connection it should be conceded that an individual’s educational level greatly influences his/her health related behavior, where poor education prevents a person from realizing the importance of personal hygiene. one limitation of the study was the relatively small sample size of sfvs, thus precluding the use of advanced analysis to make associations. conclusions in this study there was a high prevalence o f i n t e s t i n a l p a r a s i t e s i n f i n g e r n a i l d i r t specimens of sidewalk food vendors. low educational level was associated with high prevalence of intestinal parasites. an effective means of preventing the transmission of pathogens from sidewalk food vendors as foodhandlers via food to consumers is strict adherence to good personal hygiene and to hygienic food-handling practices. acknowledgments the investigators thank the sidewalk food vendors who were willing to participate in this study. last but not least, we express our gratitude to colleagues at the department of parasitology, faculty of medicine, trisakti university and the department of parasitology, faculty of medicine, university of indonesia for their support and assistance. references 1. sehgal r, reddya gv, verweijb jj, atluri v, rao avs. prevalence of intestinal parasitic infections among school children and pregnant women in a suriptiastuti, manan intestinal parasites from fingernails 125 univ med vol.30 no.2 low socio-economic area, chandigarh, north india. rif 2010;1:100-3. 2. world health organization. the millenium development goals. the evidence is in: deworming helps meet the millenium development goals. geneva: world health organization;2005. 3. world health organization. report of the who: informal consultation on the use of praziquantel during pregnancy/lactation and albendazole/ mebendazole in children under 24 months. geneva: world health organization;2002. 4. world health organization. action against worms: deworming young children. geneva: world health organization;2007. 5. stoltzfus rj, chway hm, montresor a, tielsch jm, jape jk, albonico m, et al. low dose daily iron supplementation improves iron status and appetite but not anemia, whereas quarterly anthelminthic treatment improves growth, appetite and anemia in zanzibari preschool children. j nutr 2004;134:348–56. 6. stoltzfus rj, kvalsvig jd, chwaya hm, montresor a, albonico m, tielsch jm, et al. effects of iron supplementation and anthelmintic treatment on motor and language development of preschool children in zanzibar: double blind, placebo controlled study. bmj 2001;323:1389– 93. 7. putra ds, dalimunthe w, lubis m, pasaribu s, lubis c. the efficacy of single dose albendazole for the treatment of ascariasis. paediatr indones 2005;45:118-22. 8. suriptiastuti. some epidemiological aspects of intestinal parasites in women workers before going abroad. trop biomed 2006;23:103–8. 9. quihui l, valencia me, crompton dwt, phillips s, hagan p, morales g, et al. role of the employment status and education of mothers in the prevalence of intestinal parasitic infections in mexican rural schoolchildren. bmc public health 2006;6:225. doi.10.1187/1471-2458-6225. 10. sackey me, weigel mm, armijos rx. predictors and nutritional consequences of intestinal parasitic infections in rural ecuadorian children. j trop pediatr 2003;49:17-23. 11. rodriguez-morales aj, barbella ra, case c, arria m, ravelo m, perez h, et al. intestinal parasitic infections among pregnant women in venezuela. infect dis obstet gynecol 2006; 23125. doi: 10.1155/idog/2006/23125. 12. miguel e, kremer m. worms: identifying impacts on education and health in the presence of treatment externalities. econometrica 2004;72: 159–217. 13. hotez pj, fenwick a, savioli l, molyneux dh. rescuing the bottom billion through control of neglected tropical diseases. lancet 2009;373: 1570–5. 14. feasey n, wansbrough-jones m, mabey dcw, solomon aw. neglected tropical diseases. br med bull 2010;93:179–200. 15. lin cm, wu fm, kim hk, doyle mp, michael bs, williams lk. a comparison of hand washing techniques to remove escherichia coli and caliciviruses under natural or artificial fingernails. j food prot 2003;66:2296-301. 16. idowu oa, rowland sa. oral fecal parasites and personal hygiene of food handlers in abeokuta, nigeria. afr health sci 2006;6:160-4. 17. andargie g, kassu a, moges f, tiruneh m, huruy k. prevalence of bacteria and intestinal parasites among food-handlers in gondar town, northwest ethiopia. j health popul nutr 2008;26: 451-5. 18. wiwanitkit v, assawawitoontip s. high prevalence of positive culture and parasites in stool samples of food handlers in a thai hospital setting. med gen med 2002;4:8. 19. hundy rl, cameron s. an outbreak of infections with a new salmonella phage type linked to a symptomatic food handler. commun dis intell 2002;26:562-7. 20. feglo pk, frimpong eh, essel-ahun m. salmonellae carrier status of food vendors in kumasi, ghana. east afr med j 2004;81:35861. 21. bethony j, brooker s, albonico m, geiger sm, loukas a, diemert d, et al. soil-transmitted helminth infections: ascariasis,trichuriasis, and hookworm. lancet 2006;367:1521–32. 22. world health organization. world health report 2003 annex: burden of disease in dalys by cause, sex and mortality stratum in who regions, estimates for 2002. geneva: world health organization;2003. 23. nasiri v, esmailnia k, karimi g, nasiri m, akhavan o. intestinal parasitic infections among inhabitants of karaj city, tehran province, iran in 2006-2008. korean j parasitol 2009;47:2658. 24. kim bj, ock ms, chung di, yong ts, lee kj. the intestinal parasite infection status of inhabitants in the roxas city, the philippines. korean j parasitol 2003;41:113-5. 25. amuta eu, houmsou rs, mker sd. impact of socio-demographic and economouc factors on the prevalence of intestinal parasites among female gender in makurdi, benue state-nigeria. int j acad res 2010;1:56-60. atik1 92 musculoskeletal pain and posture decrease step length in young adults may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina maria regina rachmawati*a, diana samara*, purnamawati tjhin*, magdalena wartono*, and yefta bastian* *department of anatomy/ physical and rehabilitation medicine mecical faculty, trisakti university, jakarta correspondence adr. maria regina rachmawati, sprm department of anatomy/ physical and rehabilitation medicine, mecical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex.2101 email: rachmawati@trisakti.ac.id univ med 2009;28:92-9 abstract pain of the musculoskeletal system, especially low back pain, is one of the most frequent problems with a high risk of disability. the aim of this research study was to determine the existence of an association between low back pain on one hand, posture and step length on the other. this cross-sectional study was conducted on 77 healthy young adult subjects. step length was measured with the biodex gait trainer 2 (230 vac). the study results indicate that 62.3% of the young adult subjects had suffered from low back pain. there was no significant association between gender and pain. in male subjects no significant association was found between pain on one hand and mean difference in step length and posture on the other. however, in female subjects with abnormal posture, there was a highly significant difference in left step length between subjects with back pain and those without (p=0.007). the results of a multiple regression analysis indicate that posture has the greatest influence on left step length (b=4.135; 95% confidence interval 0.292-7.977). it is recommended that in the examination of low back pain an assessment be made of posture, step length and difference in step lengths. keywords: musculoskeletal pain, posture, step length, young adults introduction pain is one of the most frequent health problems that causes an individual to consult a physician. the most prevalent pain suffered by an individual is low back pain (lbp). inadequate management of lbp may result in disability and impact on socio-economic aspects, both due to high costs of medical care and to indirect costs, such as loss of working hours and forced early retirement.(1,2) the lower back is that area of the spinal column from below the twelfth rib to the inferior gluteal fold, anatomically composed of the lumbal vertebrae associated with the inferior 93 univ med vol.28 no.2 extremities, comprising the pelvis and the bones of the extremities. based on this structure, the biomechanical system of the spinal column forms the axis of the biomechanical system of the inferior extremities, and a disorder of one of these systems may affect the other as well.(3-6) walking is an activity of the inferior extremities that is essential to human activities, as a result of complex actions of the neuromuscular and musculoskeletal systems on the spinal column and inferior extremities. the assessment of gait pattern may be performed by measuring several components of gait, namely step length, cycle length, and walking speed, which may also be termed the vital signs of gait.(7) a disturbance of gait may ultimately lead to disability. the spinal column and inferior extremities constitute one interrelated biomechanical system. thus a disorder of the spinal column, such as postural abnormalities (scoliosis, s posture, kyphosis, hyperlordosis), may presumably affect the gait pattern, due to a shift of the gravitational axis in relation to the spinal column, causing the body to find a new equilibrium, e.g. by modifying the gait pattern. pain in the region of the spinal column as well as in the inferior extremities leads t o a c o m p e n s a t o r y m o v e m e n t t h a t m a y presumably also affect gait pattern, among others by asymmetry of right and left step lengths. asymmetrical step lengths are thought to result i n d i s e q u i l i b r i u m o f t h e a c t i o n s o f t h e musculoskeletal biomechanical system of the spinal column and inferior extremities, such that one component is overworked, leading to the c o m p l a i n t o f p a i n . ( 8 11 ) o n e s t u d y h a s demonstrated that in patients with chronic low back pain a decrease in lumbar curvature and anteroposterior movement occurs on prolonged s t a n d i n g . t h i s m a y p o s s i b l y b e d u e t o a disturbance of the sensorimotor system causing a decreased adaptibility on prolonged standing, in comparison with normal individuals, thus increasing the risk of recurrence of low back pain.(12,13) walking is frequently promoted as a safe exercise treatment for back pain patients. the purpose of this investigation was to determine the existence in young adults of an association between musculoskeletal pain on one hand posture and step length on the other. methods research design this cross-sectional study was used to answer the research question and attain the goal of the study. research subjects the subjects for this study were students of productive age enrolled at a private medical faculty in jakarta. at the start of the study, the students were informed about the background and goal of the study, and those willing to participate in the study by signing an informed consent form were recruited for this study. assessment complaints of musculoskeletal pain in the back and/or lower extremities were assessed t h r o u g h i n t e r v i e w s . t h e q u a l i t y o f musculoskeletal pain was scored according to the visual analogue scale (vas). the subjects graded their symptom of low back pain on a 10-cm scale, anchored with the descriptors ‘no pain’ at one end and ‘pain as bad as it could possibly be’ at the other end. severe pain was defined as vas 75–100.(14) assessment of posture was performed by physical examination, in which the subjects were asked to remove clothing and footwear and stand upright with their backs to the examiner. a plumb line was hung from the level of the spinous process of the seventh cervical vertebra without touching the subject’s skin, and used for assessment of the alignment of the subject’s spinal column. the examination also involved a 94 rachmawati, samara, tjhin, et al musculoskeletal pain and step determination of a difference in length between the right and left legs, which is deemed capable of causing postural abnormalities. right and left step lengths (in centimeters) were measured using the biodex gait trainer 2 (230 vac). measurement of step length was performed while the subjects were walking for 5 minutes at their normal daily walking speed (figure 1). statistical analysis the study data were analyzed using the statistical package for social sciences (spss) version 10.0 for windows (spss inc., chicago, il, usa). descriptive statistical methods were u s e d t o e v a l u a t e s o c i o d e m o g r a p h i c characteristics. a p-value below 0.05 was considered to be statistically significant. the independent samples t-test and chi-square test were used to compare groups for the parameter of pain. results of the 126 subjects examined at the start of the study, comprising 68 (54%) females and 58 (46%) males, only 77 (64%) completed the study. this was due to the fact that the step length measuring instrument was kept in a hospital figure 1. biodex gait trainer 2 (230 vac) 95 univ med vol.28 no.2 table 1. distribution of relevant subject characteristics table 2. distribution of back pain by posture on examination of posture 40 (51.9%) subjects had a normal posture, whilst the remaining 37 (48.1%) had postural abnormalities, consisting of postural kyphosis in 2 (5.4%) subjects, hyperlordosis in 1 (2.7%), postural scoliosis in 28 (75.6%), and structural scoliosis in 6 (16.3%) subjects. the results of step length measurement using the biodex gait trainer were as follows: mean right step length = 42.8 cm (sd 6.1); mean left step length = 40.0 cm (sd 8.5); mean variation in right step length = 23% (sd 12); and mean variation in left step length = 25% (sd 16). subjects with equal right and left step lengths were only 6 (7.8%) in number, whereas 92.2% had unequal right and left step lengths. mean difference in right and left step lengths was 4.3 cm (sd 3.2). there was no significant difference between subjects with normal or abnormal posture and the occurrence of pain (p=0.331) (table 2). table 2 shows that the proportion of back pain sufferers was higher among subjects with normal posture (67.5), compared with subjects with a b n o r m a l p o s t u r e ( 3 2 . 5 % ) , a l t h o u g h t h e difference in proportions was not statistically significant. in male subjects there was no significant difference in right and left step lengths among subjects with back pain and among those without back pain (table 3). in male subjects with back pain the difference in right and left step lengths was smaller than that in male subjects without back pain, although the difference was not statistically significant. situated at a considerable distance from the location of the basic data collection. the analyzed study subjects consisted of 28 (36.4%) males and 49 (63.6%) females, with mean age of 22.2 years (sd=0.7). (table 1) from the medical history a total of 48 (62.3%) subjects was found to have had back pain with the most frequent duration of onset of < 1 month (45.4%). 96 in female subjects no significant difference was found in right or left step lengths between those with or without back pain (table 4). female subjects with back pain had a larger difference in right and left step lengths compared with those without back pain, but the difference was not statistically significant. the results of stratification analysis of back pain and step length by gender and posture is presented in tables 5 and 6. table 5 indicates that, both in male subjects with normal posture and those with abnormal posture, no significant difference was found in right or left step lenghts between subjects with or without back pain. in female subjects with normal posture there was no significant difference in right or left step lengths between subjects with or without back pain. however, in female subjects with abnormal posture a considerably significant difference was found in left step lengths between subjects with back pain and those without (table 6). left step length in female subjects with abnormal posture was significantly shorter in those with back pain, c o m p a r e d w i t h t h o s e w i t h o u t b a c k p a i n (p=0.007). rachmawati, samara, tjhin, et al musculoskeletal pain and step table 3. differences in step lengths by back pain in male subjects table 4. differences in step lenghts by back pain in female subjects table 5. differences in step lenghts by posture and back pain in male subjects 97 univ med vol.28 no.2 the results of a multiple regression analysis showed that in subjects with abnormal posture left step length was significantly shorter by 4.135 cm, compared with those subjects with normal posture (b = 4.135; 95% confidence interval 0.292 -7.977) (table 7). gender and back pain had no significant influence on left step length. in subjects with abnormal posture the right step length was considerably shorter by 1.469 cm compared with those subjects with normal posture, but the difference was not statistically significant (b = 1.469; 95% confidence interval – 1.322 – 4.259) (table 8). gender and back pain had no significant influence on right step length. discussion the results of this study demonstrate that the prevalence of low back pain in young adults was 62.3%. this figure is at variance with that from a propspective study in young danish twins s h o w i n g a p r e v a l e n c e o f l b p o f 3 5 % . ( 1 5 ) however, a finnish study comprising 7,333 male c o n s c r i p t s ( m e d i a n a g e 1 9 ) , y i e l d e d a c o n s i d e r a b l y l o w e r p r e v a l e n c e o f l b p o f 12.7%.(16) there are several factors associated with lbp in young adults, such as smoking, which has been shown to be significantly associated with the occurrence of lbp in young adults.(17) in the present study no association was f o u n d b e t w e e n b a c k p a i n a n d p o s t u r a l abnormalities. a number of causal mechanisms have been proposed for adolescent back pain, including rapid bony growth, inadequate fit of furniture to body size, poor muscle strength, poor motor control, balance and coordination, and poor posture.(18-20) it is imperative that a study be conducted on the occurrence of a step length difference table 6. differences in step length by. posture and back pain in female subjects table 8. multiple regression analysis of right step length justified by gender, posture and back pain table 7. multiple regression analysis of left step length justified by gender, posture and back pain 98 rachmawati, samara, tjhin, et al musculoskeletal pain and step between a study group with back pain and one without, and that a stratification analysis be performed based on posture and gender. the present study shows that in female subjects with abormal posture, a significant difference in left step length was found between subjects with and w i t h o u t b a c k p a i n . f e m a l e s u b j e c t s w i t h abnormal posture had a shorter left step length when also having back pain. previous studies have yielded evidence that posture and pelvic shape play a significant role in determining the gait pattern of an individual. this is the result of a shift in the center of gravity in persons with abnormal posture, which affects the mechanism of action of the muscles and their surrounding supporting tissues.(3,4) according to previous studies, in the elderly age group a significant association has been found between back pain and step length of the inferior extremities, which is due to abnormal posture.(5) however, the present study shows that left step length is significantly shorter in female subjects with abnormal posture and back pain. currently, whether abnormal postural coordination can cause or contribute to lbp is not known. some authors have hypothesized that p o o r c o o r d i n a t i o n c o u l d l e a d t o p a i n , f o r instance, by producing greater loading within the trunk.(21,22) in support of this hypothesis, people with lbp have greater muscular activity and greater spinal loading than people without l b p. ( 2 3 ) a l t e r n a t i v e l y, a b n o r m a l p o s t u r a l coordination could result from the pain itself (eg, splinting to avoid pain). the results of a multiple linear regression analysis showed that posture had the greatest influence on mean left step length (b=4.135: 95% ik 0.292-7.977), which is consistent with previous study results indicating that posture and p e l v i c s h a p e p l a y a n i m p o r t a n t r o l e i n determining an individual’s gait pattern, due to a shift in the gravitational center of persons with abnormal posture, thus affecting the mechanism of action of the muscles and surrounding supporting tissues.(6,7) the present study did not find a significant association between abnormal posture and back pain, which is at variance with previous study results in the elderly, namely the finding of a significant difference between back pain and/or pain in inferior extremities on one hand, and abnormal posture on the other.(8,24) the differing results may be due to a difference in age of the s u b j e c t s , a s i n y o u n g s u b j e c t s t h e musculoskeletal system is still flexible and has not undergone degenerative processes, thus facilitating adjustment of the biomechanical system to the existing structural abnormalities. conclusions the mayority of young adult subjects had suffered from back pain. right and left step lengths did not differ in subjects with or without back pain. female subjects with abnormal posture and back pain had a shorter left step length. however, it is unclear whether postural abnormalities are caused by asymmetry in step lengths or whether asymmetrical step lengths are caused by abnormal posture. in the management of back pain, attention should be paid to improvement of posture and gait pattern. young adults should be screened for postural abnormalities and gait pattern in order to lower the risk of occurrence of back pain in old age. acknowledgements the investigators wish to thank our students who were willing to participate in this study. we also express our gratitude to the dean and vicedeans of the medical faculty, trisakti university for the funding of this study. 99 univ med vol.28 no.2 references 1. ehrlich ge. low back pain. bull world health organ 2003;81:671-6. 2. woolf ad, pfleger b. burden of major musculoskeletal conditions. bull world health organ 2003;81:646-56. 3. mitchell t, o’sullivan pb, burnett af, straker l, smith a. regional differences in lumbar spinal posture and the influence of low back pain. bmc musculoskelet disord 2008;9:152. 4. scannell j, mcgill s. lumbar posture – should it, and can it, be modified? a study of passive tissue stiffness and lumbar position during activities of daily living. phys ther 2003;83:907-17. 5. smith a, o’sullivan p, straker l. classification of sagittal thoraco-lumbo-pelvic alignment of the adolescent spine in standing and its relationship to low back pain. spine 2008;33:2101-7. 6. cholewicki j, vanvliet jj. relative contribution of trunk muscles to the stability of the lumbar spine during isometric exertions. clin biomech 2002;17: 99-105. 7. al-obaidi s, wall jc, al-yaqoub a, al-ghanim m. basic gait parameters: a comparison of reference data for normal subjects 20 to 29 years of age from kuwait and scandinavia. j rehabilit res develop 2003;40:361–6. 8. weiner dk, sakamoto s, perera s, breuer p. chronic low back pain in older adults: prevalence, reliability, and validity of physical examination findings. j am geriatr soc 2006;54:11–20. 9. sweeting k, mock m. gait and posture : assessment in general practice. aust fam physician 2007;36: 398-405. 10. adam ma, dolan p. spine biomechanics. j biomech 2005;38:1972-83. 11. curran sa, dananberg hj. future of gait analysis: a podiatric medical perspective. j am pediatr med assoc 2005;95:130–42. 12. mok nw, brauer sg, hodges pw. hip strategy for balance control in quiet standing is reduced in people with low back pain. spine 2008;29:107–12. 13. lafond d, champagne a, descarreaux m, dubois jd, prado jm, duarte m. postural control during prolonged standing in persons with chronic low back pain. gait & posture 2009;29:421-7. 14. löfvander m, taloyan m. pain intensity and severe pain in young immigrant patients with long-standing back pain. eur spine j 2008;17:89–96. 15. hestbaek l, leboeuf-y c, kyvik ko. are lifestylefactors in adolescence predictors for adult low back pain? a cross-sectional and prospective study of young twins. bmc musculoskelet disord 2006;7: 27-34. 16. mattila, vm, sahi t, jormanainen v, pihlajamäki h. low back pain and its risk indicators: a survey of 7,040 finnish male conscripts. eur spine j 2008; 17:64-9. 17. power c, frank j, hertzman c, schierhout g, li l. predictors of low back pain onset in a prospective british study. am j public health 2001;91:1671-8. 18. louw qa, morris ld, grimmer-somers ka. the prevalence of low back pain in africa: a systematic review. bmc musculoskelet disord 2007;8:105. 19. bakker ew, verhagen ap, lucas c, koning hj, koes bw. spinal mechanical load: a predictor of persistent low back pain? a prospective cohort study. eur spine j 2007;16:933-41. 20. el-metwally a, salminen jj, auvinen a, macfarlane g, mikkelsson m. risk factors for development of non-specific musculoskeletal pain in preteens and early adolescents: a prospective 1-year follow-up study. bmc musculoskelet disord 2007;8:46. 21. hodges pw. the role of the motor system in spinal pain: implications for rehabilitation of the athlete following lower back pain. j sci med sport 2000; 3:243–53. 22. newcomer kl, jacobson td, gabriel da. muscle activation patterns in subjects with and without low back pain. arch phys med rehabil 2002;83:816– 21. 23. marras ws, davis kg, ferguson sa. spine loading characteristics of patients with low back pain compared with asymptomatic individuals. spine 2001;26:2566–74. 24. rachmawati mr, tjhin p, wartono p. musculoskeletal pain and its relationship with functional physical ability in the elderly. univ med 2006;25:179-86. andi1 8 relationship between noise and job stress at a private thread spinning company january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina andi mursali,*a endang basuki,* and suryo dharmono** *department of community medicine, faculty of medicine, university of indonesia, jakarta **department of psychiatric, faculty of medicine, university of indonesia/ central national general hospital dr. cipto mangunkusumo, jakarta correspondence adr. andi mursali, m.kes department of community medicine, faculty of medicine, university of indonesia, jakarta email: dr_andimursali@yahoo.com univ med 2009; 28: 8-16 abstract noise exposure is one of the major occupational hazards in many places, and has several health effects, including hearing loss and psychological effects such as sleep disturbances and mental stress. the objective of this research was to determine the relationship between noise and stress and other risk factors that affect job stress. a cross-sectional comparative design involved a total of 326 workers consisting of 220 workers in high noise conditions and 106 workers in low noise conditions. the data were collected directly from the respondents by filling out the questionnaire on worker characteristics, the stress diagnostic questionnaire, and the symptom checklist 90, through discussions with company management, and by measurement of noise levels. the job stress prevalence in workers in high noise conditions was 55% and in those in low noise conditions 24.5%. the results showed that risk factors such as gender of workers, noise conditions, habitual use of ear plugs, shift work, and work stressors had a significant relationship with job stress. multivariate analysis indicated that the habit of using earplugs was a dominant risk factor causing job stress. the prevalence of job stress in high noise conditions was higher than that in workers in low noise conditions. noise conditions have a significant relationship with job stress (or=2.46; 95% ci 1.33 4.55). workers in high noise conditions who did not always use or never had used ear plugs had a higher chance of experiencing stress than those in low noise conditions who did not need ear plugs (or=21.76; 95% ci 8.09 58.52). this study supported that noise exerts its health effect via stress, since noise often raise stress in various ways. keywords: noise, job stress, ear plugs, workers, thread spinning introduction stress can be defined in several ways, and it is important to use an approach that covers the different concepts. one definition of stress at work (job stress, work-related stress) is “the harmful physical and emotional responses that occur when the requirements of the job do not match the capabilities, resources, or needs of the worker”.(1,2) normally the worker should 9 univ med vol.28 no.1 make a successful adaptation to the work environment. the purpose of this adaptation is to minimize or eliminate discomfort caused by environmental stressors. successful adaptation to a stressor will not cause problems, thus the resulting stress is an agreeable stress called eustress or positive stress. if the adaptation is incomplete or if the stressor is stronger than the defense mechanism of the individual, then the result will be disagreeable or uncomfortable stress. this condition is frequently called distress or negative stress. (3) negative stress (in the following discussion to be referred to simply as ‘ s t r e s s ’ ) m a y i n f l u e n c e h e a l t h a n d c a u s e numerous health problems, including anxiety, arthritis, cancer, depression, heart disease, high blood pressure, and insomnia. in severe cases of job stress occurring over a prolonged period of time, psychological problems and psychiatric disorders may develop.(1) stress may occur in various types of occupation, and european studies have found that the prevalence of stress v a r i e s b e t w e e n d i ff e r e n t o c c u p a t i o n s . professionals reported the highest level of stress (40%), as compared with 17% in elementary occupations.(4) two british studies, one of head teachers and one of police officers, found the prevalence of self-reported work-related stress t o b e 4 3 % a n d 4 1 % , r e s p e c t i v e l y. ( 5 , 6 ) t h e prevalence of job stress in the production section of a japanese machinery factory was 57.7%.(7) noise is one of the intrinsic occupational factors that may cause job stress. several studies indicate that occupational noise exposure is correlated with blood pressure changes and cardiovascular disease.(8,9) a cross-sectional study showed that there was no significant a s s o c i a t i o n b e t w e e n n o i s e i n t e n s i t y a n d increased noise induced heaving loss.(10) noise plays a substantial role in stress causation in workers. this is due to the fact that certain individuals are unduly sensitive to noise in comparison to others. ivancevich is of the opinion that repeated excessive noise (around 80db) for a prolonged period of time may induce s t r e s s . ( 11 ) h i g h i n t e n s i t y n o i s e m a y c a u s e headaches, drowsiness, high blood pressure, occupational stress, muscle fatigue, and lack of concentration. exposure to excessive noise may reduce the work ethos and result in increased a b s e n t e e i s m , t h u s d e c r e a s i n g w o r k productivity.(12) japanese studies in male workers aged 40 to 59 years indicate that around 35% experience noise-related stress.(13) exposure to moderate levels of noise may also result in psychological disorders (gastrointestinal, sleep and psychosomatic disorders) and physical disorders (high blood pressure and raised levels of stress hormones).(14) among a total of 2,368 company workers, female workers exposed to n o i s e a p p a r e n t l y s u ff e r e d f r o m s o m a t i c symptoms, anxiety, depression and irritability, whereas male workers presumably suffered only from irritability.(15) the use of ear mufflers is one of the means for reducing the intensity of perceived noise. if early stress symptoms are found in workers and the etiologic factors of these s y m p t o m s h a v e b e e n d e t e r m i n e d , t h e n immediate steps have to be taken for managing early stress symptoms in those workers. (15) stress is caused by multiple factors, thus no simple solution is available for application. different cases of stress call for individualized solutions in stress management. one of the most ideal solutions is preventing the occurrence of early stress symptoms in workers. this may be attained by taking care of the core of the stress problem, this being the cause of stress itself. studies on the relationship between noise caused by spinning machinery and job stress have been few in number. the aims of the study was to identify the risk factors of job stress at a private thread spinning company, where noise is presumably the principal risk factor of job stress. 10 methods research design the present study uses a comparative cross-sectional design for determination of a relationship between noise and the occurrence of job stress, conducted from december 2007 until january 2008. population and study subjects t h e t a r g e t p o p u l a t i o n u n d e r s t u d y comprised the rank and file workers at a private spinning company in citeureup, totalling 601 individuals. the minimal sample size needed was 326 persons, calculated using the following formula:(17) variables, where the dependent variable was job stress. the independent variables comprised personal characteristics (age, educational level, gender, marital status, length of employment, u s e o f e a r p l u g s ) , e n v i r o n m e n t a l f a c t o r s (occupational stressors in the form of role conflicts, ambiguity of roles, work load, career development, work shift and the availablity of ear plugs), and agent factor (noise). data were c o l l e c t e d b y f i l l i n g o u t o f t h r e e t y p e s o f questionnaire, namely the questionnaire on worker characteristics, the stress diagnostic s u r v e y q u e s t i o n n a i r e , a n d t h e s y m p t o m s checklist-90 (scl 90). the questionnaire on w o r k e r c h a r a c t e r i s t i c s c o l l e c t e d d a t a o n workers, namely age, educational level, gender, marital status, length of employment, work shift, and the use of ear plugs. the stress diagnostic survey questionnaire consisted of 30 q u e s t i o n s f o r m e a s u r i n g w o r k s t r e s s o r variables, namely ambiguity of roles, role conflicts, qualitatively excessive work load, quantitatively excessive work load, and career development. stressors were negative (-) if the total score was 0–9, while stressors were positive (+) if the score was > 10. the scl 90 questionnaire was used for measuring emotional mental disorders in workers, and consisted of 90 questions.(18) mental or psychopathological disorders were positive (+) if the total score was > 61 and negative (-) if the total score was <60. data on the use of ear plugs were obtained by discussions with the facory management. measurements noise intensity data were obtained from the results of measurements performed by the investigators in the production section (high noise conditions) and in the non-production sections (low noise conditions). in both cases, noise level was determined using a lutron sound level meter. n 1 = z∝2 x p x (1-p) d2 = 1.962 x 0.26 x 0.74 0.052 = 296 n 2 = n 1 + 10% n 1 = 296 + 30 = 326 mursali, basuki, dharmono noise and job stress the inclusion criteria in this study were: workers who had worked for at least 6 months with the company, and who were willing to participate in the study and sign a written consent, the exclusion criterion in this study was workers with severe hearing disorders. the study participants were recruited by proportional purposive sampling among workers in high and low noise conditions. for workers in high noise conditions (> 80 db) the sample size was 220, whilst for workers in low noise conditions (< 80 db) a sample size of 106 was obtained. data collection the variables investigated in this study c o n s i s t e d o f d e p e n d e n t a n d i n d e p e n d e n t 11 univ med vol.28 no.1 data analysis percentage analysis was performed to obtain stress prevalence, while simple logistic regression analysis was used to test various risk factors and stress events. to determine the dominant risk factor affecting the development of job stress, a multiple logistic regression analysis was conducted, and the risk factor affecting stress in the simple logistic regression analysis was included in the model. the level of significance of the bivariate analysis was p<0.05. for the data analysis the spss 13 program was used. results a total of 326 workers participated in this study, consisting of 55.8% (182/326) males and 44.2% (144/326) females. the mean age of the workers was 30.5 years. the number of workers in sections with low noise conditions was 32.5% (106/326), whilst the number of those employed in high noise conditions was 67.5% (220/326). the prevalence of job stress in high n o i s e c o n d i t i o n s w a s 5 5 . 0 % w h e r e a s t h e prevalence of job stress in those in low noise conditions was 24.5%. relationship between risk factors and job stress the results of the relationship between several risk factors and job stress is shown in table 1. gender, use of earplugs and noise condition were risk factors of job stress among workers. the risk of job stress among workers who worked in a high noise condition were 3.76 higher than workers who worked in low noise condition (or=3.76; 95% ci = 2.24-6.30). dominant risk factor on occurrence of job stress to o b t a i n t h e d o m i n a n t r i s k f a c t o r influencing the occurrence of job stress, a m u l t i p l e l o g i s t i c r e g r e s s i o n a n a l y s i s w a s performed. all significant variables in the s i m p l e l o g i s t i c r e g r e s s i o n a n a l y s i s w e r e included in the model. from table 2 it is apparent that there were two significant risk factors, namely noise conditions and use of ear plugs. a correlation m a t r i x , d e m o n s t r a t i n g a h i g h c o r r e l a t i o n between noise conditions and use of ear plugs. this indicated the presence of colinearity between noise conditions and use of ear plugs. from table 3 it may be seen that noise condition was the dominant risk factor for occurrence of job stress (or=2.46; 95% ci 1.33 4.55). from table 4 it is apparent that the risk factor ear plug was a dominant risk factor for the occurrence of job stress, with (or=21.76; 95% ci 8.09 58.52). discussion in high noise conditions the prevalence of job stress was 55.0%, whereas the prevalence of job stress in low noise conditions was 24.5%. the prevalence of job stress of the production section in this study was lower than the value of 57.7% obtained in the study by yoshio et al. in japanese workers in the machinery section.(7) the difference may be due to differences in research design. the study by yoshio used the cohort method based on observations made during a period of 2 years, whereas in the present study the cross-sectional method was employed, where study results were based on observations made at a given point in time. i n t h e p r e s e n t s t u d y g e n d e r h a d a significant correlation with occurrence of job stress. female workers had a 1.57 fold greater chance for stress than their male counterparts. the available literature states that working females experience a higher level of stress in comparison with males workers.(3) a 6-year french cohort study on 8,847 male and 2,886 12 mursali, basuki, dharmono noise and job stress table 1. relationship between risk factors and job stress 13 univ med vol.28 no.1 tabel 4. multivariate analysis with inclusion of ear plug risk factor table 2. dominant risk factor on occurrence of job stress table 3. multivariate analysis with inclusion of noise condition risk factor 14 female workers reported that female workers experienced higher stress levels when compared with males.(19) evans randomly assigned 40 experienced clerical workers (all female with a mean age of 37 years) to either a quiet office or one with low-intensity office noise (including speech) for three hours. the study showed that the workers in the noisy office experienced s i g n i f i c a n t l y h i g h e r l e v e l s o f s t r e s s ( a s measured by urinary epinephrine).(20) a study of nurses yielded essentially similar results. urinary cortisol, adrenaline and noradrenaline levels were all increased with age in both g e n d e r s , w i t h a g r e a t e r d i ff e r e n c e i n t h e younger age group compared with the older g r o u p . t h e s e h o r m o n e s w e r e l o w e r i n premenopausal women compared with male nurses of similar age.(21) a survey conducted in japan found psychosomatic disorders in 88% of female workers and in only 80% of male workers.(22) the habit of using ear plugs in the present s t u d y w a s s i g n i f i c a n t l y c o r r e l a t e d w i t h occurrence of job stress. workers in high noise conditions who always used ear plugs had a 1.79 fold greater chance of stress than workers in low noise conditions who did not need ear plugs. on the other hand, workers in high noise conditions who never or not always had used ear plugs had a 26.15 fold greater chance of stress than workers in low noise conditions who did not need ear plugs. use of ear plugs is one of the measures for reducing perceived noise intensity. workers who always use ear plugs may still have a greater chance of experiencing stress compared with those not needing ear plugs. this may be due to the fact that use of ear plugs constitutes a stressor for the workers. the worker may not feel comfortable using the supplied ear plugs or they feel compelled to use ear plugs out of feelings of fear for the company. another reason may be that although the workers always use ear plugs, they do not use them correctly. the results of this study indicate that all w o r k s t r e s s o r v a r i a b l e s w e r e s i g i f i c a n t l y correlated with occurrence of job stress. if the risk factors of ambiguity of roles, role conflicts, q u a l i t a t i v e l y e x c e s s i v e w o r k l o a d , quantitatively excessive work load and career development are present in the workers, these w o r k e r s w i l l h a v e a g r e a t e r c h a n c e o f e x p e r i e n c i n g s t r e s s c o m p a r e d w i t h t h o s e workers without above risk factors. work shift a l s o h a s a s i g n i f i c a n t c o r r e l a t i o n w i t h occurrence of job stress. this is consistent with studies conducted in japan indicating that work shift is a main source of stress in factory workers.(23) according to spurgeon, 10 out of 11 studies show that work shift is correlated with mental health disorders.(24) the results of the present study reveal two significant risk factors for job stress, namely noise conditions and habitual use of ear plugs. this indicates the presence of colinearity between noise conditions and habitual use of ear plugs. after performing a multivariate analysis by exclusion of one of those factors, it was found that habitual use of ear plugs was the dominant risk factor of job stress, with or=21.76 (95% ci 8.09-58.52). this signifies that workers in high noise conditions who did not always use or never had used ear plugs had a 21.76 fold greater chance of stress compared with workers in low noise conditions who did not need ear plugs. use of ear plugs is one of the measures for reduction of perceived noise i n t e n s i t y l e v e l s . t h e s t u d y c o n d u c t e d b y melamed et al. showed that workers exposed to noise levels of >80 db had substantially elevated cortisol levels.(25) after the use of earmuffs, which decreased the noise levels to 30db, the cortisol levels were drastically lowered.(26) studies in the usa have indicated that the use of hearing protectors is increasing, but there is still much to be improved in this respect. mursali, basuki, dharmono noise and job stress 15 univ med vol.28 no.1 many factors have been reported as 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melchior m, krieger n, kawachi i, berkman lf, niedhammer i, goldberg m. work factors and occupational class disparieties in sickness absence: findings from the gazel cohort study. am j publ health 2005; 95: 1206-12. 20. evans gw, johnson d. stress and open-office noise. j applied psychology 2000; 85: 779-83. 21. deane r, chummun h, prashad d. differences in urinary stress hormones in male and female nurses at different ages. j adv nurs 2002; 37: 304-10. 22. reika k, teruyo k, ayumi m, setsuko k. work related reproductive, musculoskeletal and mental 16 disorders among working women-history, current issues and future research directions. ind health 2002; 40: 101-12. 23. fujino y, mizoue t, izumi h, kumashiro m, hasegawa t, yoshimura t. job stress and mental health among permanent night workers. j occup health 2001; 43: 301-6. 24. spurgeon a. working time: its impact on safety and health. international labour office occupational safety & health research institute korea occupational safety & health agency. international labour organization; 2003. 25. melamed s, bruhis s. the effects of chronic industrial noise exposure on urinary cortisol, fatigue and irritability: a controlled field experiment. j occup environ med 1996; 38: 252-6. 26. clemens k, dirk h. noise and stress salivary as a noun invasive measure of allostatic load. noise health int j 1999; 1: 57-69. 27. patel ds, witte k, zuckerman c, murray-johnson l, orrego v, maxfield am, et al. understanding barriers to preventive health actions for occupational noise induced hearing loss. j health comm 2001; 6: 155-68. 28. kerr mj, lusk sl, ronis dl. explaining mexican american workers’ hearing protection use with the health promotion model. nursing res 2002; 51: 100-9. mursali, basuki, dharmono noise and job stress alvina 155 abstract *department of occupational medicine, faculty of medicine, trisakti university correspondence lie t. merijanti susanto, dr, mkk department of occupational medicine, faculty of medicine, trisakti university jl. kyai tapa no. 260 grogol jakarta 11440 phone: 021-5672731 ext.2802 email: lie_mery@hotmail.com univ med 2011;30:155-61. serum osteocalcin and bone mineral density in postmenopausal women lie t. merijanti susanto* september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina since high bone turnover is associated with decreased bone mass, biochemical markers of bone remodeling, such as serum osteocalcin, may be used to assess osteoporosis and to predict fractures in elderly women, particulary those involving trabecular bone, and use of a combination of bone mineral density (bmd) and biochemical markers may improve fracture prediction. the serum levels of osteocalcin constitute a specific biochemical parameter of bone formation. compared to imaging techniques, assays for osteocalcin are safe, noninvasive and easily performed. the aim of this study was to determine the relationship of serum osteocalcin and bmd in postmenopausal women. a cross sectional study was performed on 53 postmenopausal women in south jakarta from february to april 2010. the subjects were assessed for anthropometric characteristics, serum osteocalcin levels and bmd. bmd was measured at the lumbar spine, right femoral neck and at the left distal radius by dual energy x-ray absorptiometry (dxa). mean serum osteocalcin was 28.99 ± 10.02 ng/ml. the pearson correlation test on all subjects indicated a significant inverse correlation between serum osteocalcin and femoral neck bmd (r = 0.29; p=0.034). by arranging the data into tertiles, a significant association was found in non-obese subjects between mean femoral neck bmd and serum osteocalcin (p=0.036). the tukey posthoc multiple comparison test showed a significant mean difference in femoral neck bmd between the lowest and the highest tertiles of osteocalcin serum concentrations (p=0.028). maintenance of body weight is important for maintaining bmd in postmenopausal women. key words: serum osteocalcin, bmd, body weight, postmenopausal women introduction the increased knowledge of society on healthy living has resulted in an increase in the numbers of older persons worldwide, including indonesia. the 2010 population census indicates that older persons constitute approximately 10 percent of the indonesian population, whilst the 15.5 million menopausal women in the year 2000 are predicted to 156 susanto osteocalcin and bone mineral density increase to 24 million in 2015.(1) osteoporosis is one of the health problems arising in women entering menopausal age, and will presumably seriously affect the lives of postmenopausal women. osteoporosis and the potentially serious consequences of osteoporotic fracture increase with advancing age of the population, making skeletal health assessment an important component of routine care in postmenopausal women.(2) osteoporosis-related fracture risk is usually assessed by bone mineral density (bmd) as a measure of bone mass and a predictor of fracture, since bone mass affects bone strength or the ability of a bone to withstand trauma. it is well established that 7590% of the variance in bone strength is related to bmd. the risk of fracture is known to be higher in women with low bmd, with the risk d o u b l i n g f o r a r e d u c t i o n o f 1 s t a n d a r d deviation in bmd.(3) however, since bone strength is also determined by other factors, such as bone geometry, microarchitecture, and size, bmd by itself is not a good predictor of fracture risk. epidemiological data indicate that high body weight or high body mass index (bmi) are related to high bone mass, while a reduction in body weight may result in loss of bone mass.(46) on the other hand, some are of the opinion that fat mass is negatively related to bmd.(7,8) hsu et al. showed that postmenopausal women with a higher percentage of body fat may have a higher risk for osteoporosis, osteopenia, and nonspine fractures.(9) decreased estrogen concentrations at m e n o p a u s e a g e l e a d t o l o w e r i n t e s t i n a l absorption of calcium, resulting in low serum c a l c i u m c o n c e n t r a t i o n s a n d i n c r e a s e d osteoclastic resorption of bone. both increase bone turnover and constitute risk factors for the development of osteoporosis.(9) menopause and aging are associated with accelerated loss of cortical bone. bone loss is the result a negative remodeling balance due to impaired b o n e f o r m a t i o n a n d / o r i n c r e a s e d b o n e resorption.(10,11) fractures may be predicted from bone turnover markers either via bmd, because low bmd is associated with high bone turnover,(12) or independently of bmd, since increased b o n e t u r n o v e r n e g a t i v e l y a ff e c t s b o n e microarchitecture and fragility.(13) currently biochemical markers of bone turnover are being used for predicting the rate of bone loss and for assessing the risk of f r a c t u r e s i n p o s t m e n o p a u s a l w o m e n . estimation of bone turnover rates may be obtained through determination of the serum or urinary concentrations of certain proteins that are representative of the bone remodeling process. these proteins may be divided into bone formation markers and bone resorption markers. the most specific and sensitive bone formation markers include osteocalcin and b o n e a l k a l i n e p h o s p h a t a s e , w h i c h a r e indicative of osteoblastic activity, whereas bone resorption markers, such as tartrate resistant acid phosphatase and cross-linked telopeptides, reflect osteoclastic activity.(14) osteocalcin (oc), also termed gla (ã carboxyglutamic acid) protein, is a bone matrix protein synthesized by mature osteoblasts, and c o n s t i t u t e s a p p r o x i m a t e l y 1 5 % o f noncollagenous bone matrix proteins.(15) most of the osteocalcin (80-90%) is adsorbed to bone hydroxyapatite, with a minor percentage leaking into the circulation.(16) serum oc may be detected by various tests, such as assays using monoclonal antibodies against oc n-mid and n terminal oc fragments. osteoporotic females have significantly higher levels of oc, bone alkaline phosphatase, and crosslinked telopeptide-c (ctx ).(17) in general, serum oc concentrations increase with age, such that women aged over 65 years of age have an approximately 2 fold higher oc concentration in comparison with women under 44 years of age.(18) the aim of the present study was to investigate the relationship between serum o s t e o c a l c i n a n d b m d v a l u e s i n postmenopausal women. 157 methods study design from february to april 2010 a crosssectional study was carried out at the mampang prapatan community health center, south jakarta. study subjects the study sample was selected by cluster a n d s i m p l e r a n d o m s a m p l i n g f r o m postmenopausal women in the mampang prapatan area meeting the following inclusion criteria: postmenopausal women in the age range of 47-60 years, duration of menopause of more than one year, not consuming steroids and bisphosphonates, actively mobile, able to communicate, and willing to participate in this study. the exclusion criteria were: a past h i s t o r y o f h y s t e r e c t o m y, m a l i g n a n c i e s , h o r m o n a l t h e r a p y, d i a b e t e s m e l l i t u s , abnormality of liver and kidney functions, and acute infections. a total of 53 female subjects were included in this study. all participants gave written informed consent. questionnaire the respondents filled out a questionnaire relating to demographic data, including age, education, employment, number of pregnancies, and duration of menopause. anthropometric assessments height was measured to the nearest 0.1 cm using a portable microtoise and weight to the nearest 0.1 kg using sage portable scales. body mass index (bmi) was calculated as the weight (kg) divided by the square of the height (m). for asian populations, bmi classified into the following categories: underweight (<18.5 kg/m2), normal ( 18.5-22.9 kg/m2), overweight (23.0 -25 kg/m2), and obese (>25 kg/m2).(19) bmd measurements b m d m e a s u r e m e n t s ( g / c m 2) for the lumbar spine (l1-l4), femoral neck and distal radius were obtained by dual energy x ray absorptiometry (dxa) using a lunar dpx bravo nomusa densitometer (ge medical systems). the bmd measurements were performed at budi jaya hospital, south jakarta. osteocalcin measurements measurement of oc was performed on fasting serum samples collected before 10 a.m. and stored at a temperature below –70 ºc before a n a l y s i s . d e t e r m i n a t i o n o f s e r u m o c c o n c e n t r a t i o n w a s p e r f o r m e d a t p r o d i a laboratories, jakarta, using the elecsys n mid o s t e o c a l c i n a s s a y r e a g e n t k i t ( r o c h e diagnostics, cat no. 12 149 133). the elecsys n mid osteocalcin assay utilizes two monoclonal antibodies, one specific for epitopes on the n mid oc fragment and the other specific for the n terminal oc fragment, and therefore detects the intact oc as well as the n-mid fragment. the detection range of the kit was 0.5 – 300 ng/ ml, while the coefficient of variation was 2.28%. serum oc concentrations were divided into tertiles, the lowest tertile ranging from 12 up to 24.39 ng/ml, while the middle and highest tertiles were 24.4 – 32.45 ng/ml and 32.46 – 70.59 ng/ml, respectively. ethical clearance the protocol for this study was approved by the research ethics committee, medical faculty, trisakti university. statistical analysis data were entered to spss format using version 17.0. categorical variables were s u m m a r i z e d u s i n g f r e q u e n c i e s a n d percentages, while continuous variables were s u m m a r i z e d u s i n g m e a n a n d s t a n d a r d deviation. one-way analysis of variance (anova) was used to compare the mean d i ff e r e n c e i n b m d i n t h e t e r t i l e s e r u m osteocalcin levels. a significant anova test was followed by a tukey post hoc multiple comparison test to determine which specific univ med vol.30 no.3 158 susanto osteocalcin and bone mineral density groups were significantly different. statistical significance was set at p < 0.05. results i n t h i s s t u d y t h e r e w e r e 5 3 w o m e n meeting the inclusion criteria, for whom the major characteristics are shown in table 1. the mean age of the respondents was 53.49 ± 3.36 years, while the duration of menopause was 2 7 years. a total of 41 subjects (77.4 %) was non-obese and the mean of femoral neck bmd was 0.78 ± 0.12 g/cm2. in non-obese postmenopausal women, femoral bone mass was found to be significantly higher (0.82 ± 0.89 g/cm2) in the lowest serum oc tertile, in comparison with that in the mid (0.77 ± 0.11 g/cm2) and higher tertiles and (0.71 ± 0.13 g/cm2) respectively (table 2). however, for the lumbar and radial bones, the mass was not significantly different between lower serum oc tertile and the other two tertiles. chara cteristic n (%) age (yrs) 53.49 ± 3.36 a duration of menopause (yrs) 4.55 ± 2.3 8 a education did not finish senior high school (sma) 4 5 (84.9) senior high school graduate 7 (13.2) academy/university 1 (1.9) employment unemployed 3 1 (58.5) self-em ployed (informal sector) 2 2 (41.5) number of pregnancies 0-3 pregn ancies 1 9 (35.8) > 3 pregnancies 3 4 (64.2) osteocalcin (n g/ml) 28.99 ± 10.02 a tertiles of serum osteocalcin (ng/m l) lowest 1 7 (32.1) mid 18 (34) highest 18 (34) nutritional status non obese 4 1 (77.4) obese 1 2 (22.6) bmd values lumbar bmd (g/cm2) 0.90 0.12 a femoral neck bmd (g/cm2) 0.78 ± 0.1 2 a radial bmd (g/cm2) 0.53 ± 0.0 8 a table 1 characteristics of the subjects (n=53) a mean ± sd a mean ± sd tertiles of serum osteoca lcin (ng/ml ) p lowest (n=13) mid (n=14) h ighest (n=14) 12 – 24.39 24.4 – 32.45 32.46 – 70.59 bmd (g/cm 2)a lumbar 0.91 ± 0.11 a 0.86 ± 0.10 0.8 5 ± 0.11 0.364 femoral neck 0.82 ± 0.89 0.77 ± 0.11 0.7 1 ± 0.13 0.036 radial 0.56 ± 0.09 0.51 ± 0.08 0.5 1 ± 0.05 0.271 table 2. mean of bone marrow density by tertiles of serum osteocalcin in non-obese subjects 159 the results of the tukey post hoc multiple comparison test indicated a significant mean difference in femoral neck bmd between the lowest and highest teriles of serum osteocalcin concentrations (p=0.028) (table 3). the results of the pearson correlation test showed a significant inverse correlation between serum osteocalcin concentrations and femoral neck bmd (r = -0.29; p = 0.034) (table 4). discussion in the present study, femoral neck bmd had a significant negative correlation with serum osteocalcin. since there is a complex relationship between bone turnover and bone m a s s , s u c h t h a t h i g h b o n e t u r n o v e r i s associated with decreased bone mass,(21) it has been suggested that bone markers can predict fractures in elderly women, particularly those involving trabecular bone,(22) and that the use of a combination of bmd and bone markers can improve fracture prediction.(23) a case control study of 90 postmenopausal women with mean age of 66 ± 8 years showed results that were consistent with the results of the present study, in that there is a significant inverse correlation of proximal femur bmd with osteocalcin. (24) however, a study in pakistan, involving 50 postmenopausal women with mean age of 54.36 ± 0.81, obtained inconclusive results indicating lack of a significant association between bmd and s e r u m o s t e o c a l c i n c o n c e n t r a t i o n s . ( 2 5 ) biochemical markers of bone turnover, such as osteocalcin, may also be used for early e v a l u a t i o n o f t h e e f f e c t s o f t r e a t m e n t . additionally, serial measurements of bone markers may assist in evaluating the patients’ responses to specific antiresorptive therapy.(26) serum oc is considered a specific marker of osteoblast function, as its levels have been shown to correlate with bone formation rates. however, since it is also released from bone matrix during bone resorption, it reflects the overall turnover of bone and is considered as a bone turnover marker. oc has a high affinity for calcium and has a compact á helical conformation that is calcium dependent. the ã carboxyglutamic acid (gla) residues of oc a r e c a p a b l e o f b i n d i n g t o b o n e m a t r i x h y d r o x y a p a t i t e , t h u s l e a d i n g t o b o n e mineralization. calciumand phosphorusdeficient osteoporotic women may have a decreased rate of bone mineralization due to a reduction in hydroxyapatite crystal formation. in this condition, free oc may be present in the circulation, thus explaining the increased serum oc concentration in osteoporotic postmenopausal women.(2,12,18) tertile of serum osteocalcin femoral neck bmda p lowest mid 0.051 ± 0.041 0.444 highest 0.112 ± 0.041 0.028 mid lowest -0.051 ± 0.041 0.444 highest 0.061 ± 0.041 0.305 table 3. mean differences and ses of femoral neck bmd in non-obese subjects (tukey multiple comparisons procedures) a mean ± sd bmd serum osteocalcin p r values lum bar 0.079 0.572 femoral neck -.0.290 0.034 radi al -.0.093 0.502 table 4. correlation between serum osteocalcin and bmd in all subjects (n=53) univ med vol.30 no.3 160 susanto osteocalcin and bone mineral density the current study showed that non-obese postmenopausal women in the high osteocalcin tertile had the lowest mean femoral neck bmd values. these results are similar to those of a population survey that included women in the age range of 20–69 years, indicating that women with high oc concentrations had the lowest mean bmd values.(27) other studies on elderly women have shown low body weight to be a major predictor of bmd and bone loss, and this association may be mediated by increased bone turnover.(28,29) in the study by zhao et al.(8) it was found that fat mass is negatively related to bone mass when adjusted for body weight.(8) in another study, there was a significant risk of osteoporosis, osteopenia, and non spine fractures in subjects with high weight-adjusted body fat percentages.(12) bmd in postmenopausal women is determined by peak bone mass and the amount of bone lost since menopause. in several studies, body weight or bmi was shown to be inversely associated with bone turnover markers, where persons with a low body weight have high bone turnover, whereas overweight and obese persons had a lower serum oc than those of normal weight.(30-32) apparently, the effect of o b e s i t y o n f r a c t u r e r i s k d e p e n d s o n i t s definition. if defined on the basis of bmi or body weight, obesity may be protective against b o n e m i n e r a l l o s s o r v e r t e b r a l f r a c t u r e . however, if obesity is based on the percentage of body fat, obesity may be a risk factor for o s t e o p o r o s i s . i n t h i s c o n n e c t i o n , b o t h metabolic syndrome and hyperglycemia could be risk factors for osteoporosis. high hdl protects against osteoporosis, increasing bmd and lowering fracture risk.(33) while biochemical markers of bone turnover may be able to predict bone loss and thus fracture risk, they may also predict fracture risk independently of bmd. high bone turnover can disrupt the trabecular architecture by i n c r e a s i n g t h e i n c i d e n c e o f t r a b e c u l a r perforation and buckling, thus reducing bone strength, without necessarily appreciably affecting bmd. because of the overlap in bmd distribution of normal and fracture populations, the bmd criteria used are useful in populationbased measurements but less useful in assessing i n d i v i d u a l r i s k . ( 3 4 ) s i m i l a r l y, a s i n g l e measurement of a biochemical marker of bone turnover may be unable to predict even shortterm individual fracture risk. however, there is increasing evidence that a combination of a biochemical marker and bmd may be a better p r e d i c t o r o f f r a c t u r e t h a n b m d a l o n e . biochemical markers of bone turnover cannot substitute for serial bmd measurements, but may be useful when considered in conjuction with bmd measurement. the present study admittedly has several limitations. firstly, this study performed only investigations on bone formation without investigating bone resorption. secondly, the study design was cross-sectional and therefore cannot depict a causal relationship between oc concentrations and bmd. lastly, the age of the respondents was relatively homogenous in the 50–60 year range, while the duration of menopause was 2-7 years, such that this study can only describe bone changes occurring during early menopause. conclusions this study demonstrates a significant inverse correlation between serum osteocalcin and femoral neck bmd. in non-obese subjects there is a significant difference in femoral neck bmd values between the lowest and the h i g h e s t t e r t i l e s o f o s t e o c a l c i n s e r u m concentrations. acknowledgements the author wishes to thank the faculty of medicine, trisakti university, for funding this study and the respondents who were willing to participate in this study. special thanks are notably due to prof.dr.dr. adi hidayat, ms for his helpful comments and suggestions on the manuscript. 161 references 1. badan perencanaan pembangunan nasional. proyeksi penduduk indonesia 2000-2025. jakarta: bps, bappeneas, dan unfpa indonesia; 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21:751–5. doi 10.1007/s00198-009-1001-3. univ med vol.30 no.3 alvina 22 abstract cataract is a cause of avoidable blindness and its prevalence increases with age. cataract surgery is the only possible therapeutic modality for improving visual function in cataract patients. the rising numbers of cataract patients require a type of cataract surgery with minimal side effects and without hospitalization. in this connection the day care cataract surgery has been introduced, with excellent results. therefore the aim of the present study was to compare the visual acuity of day-care patients and inpatients after extracapsular cataract extraction (ecce). a comparative observational study was carried out on 30 mature senile cataract patients with regard to type of care after ecce surgery. the study subjects were allocated to two groups of 15 subjects each, i.e. the day-care group and the in-patient group. the patients were observed postoperatively on the first day, first week, fourth week, and eighth week. they subsequently were corrected for best visual acuity. hypothesis testing was done using independent t-test and the mann-whitney test. the study results indicated that the visual acuity of the subjects after the eighth postoperative week did not differ significantly between both groups (p>0.05). there was no significant difference in outcome or risk of postoperative complications between day care and in-patient cataract surgery.this study therefore presents evidence that both post-ecce day-care as well as post-ecce inpatients had similar visual acuity levels. keywords: cataract, in-patient, day-care, visual acuity, postoperative *department of ophthalmology medical faculty, trisakti university correspondence dr. erlani kartadinata, spm department of ophthalmology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2614 email: univ med 2011;30:22-8. day-care patients and inpatients have similar visual acuity erlani kartadinata* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction m o r e t h a n 4 0 % o f c a t a r a c t c a s e s ultimately suffer from blindness, with the majority of blind patients being found in the developing countries of asia.(1,2) the results of i n d o n e s i a n s t u d i e s s h o w e d t h a t 6 3 % o f bilateral blindness was due to cataract.(2) because of the high prevalence of cataracts, coupled to the fact that cataract is the most frequently encountered cause of blindness, cataracts constitute a considerable community health problem requiring special attention. the prevalence of all-cause blindness is three to four times higher in low-income countries than in industrialized countries, and more than 75% 23 univ med vol.30 no.1 of global blindness is either preventable or treatable.(3) s e v e r a l n o n s u r g i c a l t h e r a p e u t i c modalities for cataract can effectively improve vision, but only temporarily. for permanent improvement of visual functions, cataract s u rg e r y i s t h e o n l y t r e a t m e n t o p t i o n . ( 4 ) currently three types of surgical operations for cataract are in existence, viz. extra-capsular extraction, phaco-emulsification, and intracapsular extraction.(5) one study demonstrated that both extracapsular cataract extraction (ecce) and manual small incision cataract surgery (msics) are both safe and effective techniques for treatment of cataract patients in community eye care settings. msics needs similar equipment to ecce, but gives better uncorrected vision.(6) cataract surgery has increased 400% during the last 10 years (8) to become the most common surgical procedure in the developed world, exceeding 1.6 million operations in the united states alone because of an aging p o p u l a t i o n a n d d r a m a t i c e x p a n s i o n o f i n d i c a t i o n s f o l l o w i n g i m p r o v e m e n t s i n technology.(7) in indonesia, the cataract surgical coverage rate among adults aged 40 years and over was 19.3%.(8) the prevalence of blindness was significantly higher in poor households and poor households were also more likely to have had less than optimal cataract surgery; this was also reflected in the higher prevalence of blindness due to uncorrected aphakia.(9) cataract s u rg e r y r e q u i r e s s u b s t a n t i a l f i n a n c i a l expenditures, which are increased by additional by administrative costs such as hospitalization costs, such that they become a heavy economic burden to the patient. the economic advantage of the day surgery has been emphasized in a recent randomized clinical study, which reported lower costs for outpatients than for inpatients. this difference in cost was largely due to the higher cost associated with an overnight stay in hospital, while the costs of surgical intervention and of follow-up were similar in both patient groups.(10,11) this is the reason most frequently given by patients for declining to undergo cataract surgery and the associated follow-up treatment for returning vision to the patients. on the other hand, with the remarkable advances in the techniques of cataract surgery and the skill of the ophthalmologists, there is a corresponding improvement in surgical outcomes. these considerations led to the abandonment of postoperative hospitalization procedures by several countries and to the application of one day care (odc) procedures, where the patient receives postoperative care on the same day only, instead of inpatient care, so that the care may be safely administered. the result is to keep the costs to a minimum, while the patient is more comfortable living at home instead of in a hospital. one of the indicators of a successful outcome of cataract surgery is visual acuity. the majority of the indonesian people belongs to the middle and low social classes, with unequal distribution of educational levels and relatively inaccessible health facilities, which is in contrast with the situation in developed countries that have instituted the n o n h o s p i t a l i z a t i o n p r o c e d u r e , w h e r e educational level and health facilities are superior. in view of the fact that most of the i n d o n e s i a n c o m m u n i t i e s h a v e a l o w educational level and many people are still uneducated, while health facilities are still limited, there is a need for a study that compares the visual acuity of post-ecce inpatients and day-care patients at “prof. dr. r. d. kandou” hospital (pdrdk hospital), manado. methods study design the present study was a comparative observational study conducted on two groups of post-ecce patients, i.e. the inpatient group and the day-care group, at the department of ophthalmology of pdrdk hospital from june 2007 until march 2008. 24 study subjects the subjects of the present study were all p a t i e n t s a t t e n d i n g t h e a b o v e m e n t i o n e d department, who were diagnosed as having senile cataract and fulfilled the inclusion and exclusion criteria. the sample size was calculated with the following formula: (12) ( ) 2 µ2-µ1 s zβ-zα 2n2n1 ⎥ ⎦ ⎤ ⎢ ⎣ ⎡ == [ ] 142.14 3.2 2.2(-0.84)-1.96 2n2n1 2 ==⎥⎦ ⎤ ⎢⎣ ⎡== where á = 0.05; â = 0.20; s = 2.2; µ1-ì 2 = 2.3, thus giving: thus each group consisted of >14 eyes. the inclusion criteria used in this study were the following: i) age 50-70 years; ii) mature senile cataract; iii) intraocular pressure (iop) <22 mmhg; iv) blood pressure <140/90 mmhg ; v) fasting blood glucose <150 mg/dl, random blood glucose <200 mg/dl; and vi) cooperative and willing to participate in the study by giving informed consent. exclusion criteria were: i) traumatic cataract; ii) other o c u l a r d i s e a s e , a p a r t f r o m c a t a r a c t ; i i i ) previous intra-ocular surgery in the eye to be operated; iv) intra-operative complications of ecce (hemorrhage, vitreous loss, capsular tear; and v) posterior segment abnormalities. operative procedure from every patient a signed letter of consent was obtained for surgery/research, then the past history was elicited in connection with the inclusion and exclusion criteria, and the identity of the patient was recorded. ophthalmological examinations performed on the subjects were among others visual acuity testing, assessment of intra-ocular pressure, and biomicroscopic examination. in addition, measurement of blood pressure and laboratory tests were done (routine blood tests, blood glucose, clotting time, bleeding time), ekg, and keratometry and biometry for determining strength of the intra-ocular lenses to be implanted. before the patient was brought into the operating room, the blood pressure and iop was rechecked. all cataract surgery was done under an operating microscope by residents in o p t h a l m o l o g y u s i n g s t a n d a r d e c c e t e c h n i q u e s . t h e e c c e w a s i n i t i a t e d b y standard incision and was completed by the insertion of an intra-ocular lens (iol), in the following sequence: superior limbal incision of 140-160º, anterior capsulotomy by the “can opener” method, removal of lens nucleus, removal through a cannula of cortical matter by aspiration with ringer lactate solution, implantation of a posterior chamber iol, and suturing of the corneal incision with five 10.0 nylon sutures. after the operation the patient received eye drops containing an antibiotic and a corticosteroid (tobroson), analgetic eye drops (noncort) for one to two weeks, a systemic antibiotic (cefadroxil 500 mg) and analgesic (mefenamic acid 500 mg) for five days. the inpatient group was hospitalized for three days, starting from the time of cataract surgery up to two days after the operation. the day-care group received care for one hour after surgery only, after which the patients were allowed to return home. postoperative examination all subjects were monitored for one day, one week, four weeks and eight weeks after surgery. subsequently there was an assessment of visual acuity, which is the capacity of the eye to discern the smallest letters on the snellen optotype at a given distance. this was followed by correction of refractive errors for best attainable visual acuity. in addition the postoperative iop level was also measured. statitical analysis for hypothesis testing, the collected data kartadinata day-care and inpatients visual acuity 25 univ med vol.30 no.1 was statistically analyzed using the computer software program statistical package for social sciences (spss) for windows version 15.0. the statistical tests used were independent ttest for normally distributed data and mannwhitney test for non-normally distributed data. the level of significance for this study was set at p<0.05. results t h e p u r p o s e o f t h e p r e s e n t s t u d y, conducted from june 2007 until march 2008, was to compare the visual acuity of day-care patients and inpatients after extracapsular cataract extraction (ecce). among 30 patients with mature senile cataract who attended the ophthalmology clinic at pdrdk hospital, only 27 were found to meet the criteria of the study, two of whom required bilateral surgery. during the study peruiod, three patients were dropped out for the following reasons: one patient came only twice for follow-up, one had diabetic retinopathy, and the last had vitreous loss. the distribution of males and females was not significantly different (p>0.05) (table 1). mean age of the subjects in the inpatient group was 61.1 years (sd = 7.49 years), while in the daycare group mean age was 63.3 years (sd = 5.74 years). the results of the t-test showed that age was not significantly different in both groups (p>0.05). median iop was 14.6 mmhg in the inpatient group and 17.3 mmhg in the day-care group. the iop in both groups was shown by the mann-whitney u-test to be similar. mean visual acuity in the inpatient group on the first day after surgery was 0.3 (6/20) with sd = 0.20, while in the day-care group mean visual acuity was 0.3 (6/20) with sd = 0.19. according to the t-test the visual acuity on the first day after surgery was not significantly different in both groups (p>0.05) (table 2). median visual acuity one week after surgery in the inpatient group vs. the day-care g r o u p w a s 0 . 4 ( 6 / 1 5 ) a n d 0 . 5 ( 6 / 1 2 ) , respectively. these values were shown by the mann-whitney u-test to be not significantly different (p>0.05). identical results were obtained at four and eight weeks after surgery, where median visual acuity values in both groups of subjects were identical (all amounted to 0.6 or 6/9), and mann-whitney u-test results were also not significantly different (p>0.05). table 2. differences in visual acuity values on first day, one week, four weeks and eight weeks after surgery between inpatient and day-care subjects *mean (sd); **median; aindependent t-test postoperative period inpatient (n=15) day-care (n=15) pa first day* 0.3 (0.20) 0.3 (0 .19) 0.402 first week** 0.4 0.5 0.407 fourth week** 0.6 0.6 0.352 eighth week** 0.6 0.6 0.334 table 1. distribution of important characteristics of respondents in the inpatient group (n=15) and the day-care group (n=15) *independent t-test; **chi-square test; *** mann-whitney u-test variable inpatient (n=15) day-care (n=15) p age (years) 61.1 (7.49) 63.0 (5.74) 0.434* gen der male female 9 (60.0%) 6 (40.0%) 11 (73.3%) 4 (26.7%) 0.600** iop 14.6 17.3 0.230 *** 26 as seen in table 3, 100% of subjects in both groups had postoperative corneal edema as a complication of cataract surgery. in the inpatient group at one week after surgery, cortical rests were found in one patient (6.6%), whereas in the day-care group dislocation of the haptic occurred in one patient (6.6%) one week after surgery. in the eighth week after surgery both groups had a corrected visual acuity of 1.0 (6/6). astigmatism was found in five patients (33.3%) in the day-care group and in six patients (40%) in the inpatient group. the chi-square test found no significant difference in complication rate between the i n p a t i e n t g r o u p a n d t h e d a y c a r e g r o u p (p=0.065). discussion the present study involved 30 patients with mature senile cataract, of whom three patients were dropped out of the study due to death of one patient (after only 2 follow-ups), while one patient was found on funduscopy to have diabetic retinopathy, and the last one had vitreous loss upon insertion of the iol. among the remaining 27 patients, 3 had bilateral ecce. of the initial 30 eyes, 15 were assigned to the inpatient group and 15 to the day-care group. both groups were monitored on the first day, first week, fourth week, and eighth week after surgery, and were corrected for best attainable visual acuity. postoperative visual acuity on the first day was identical in both groups (0.3 or 6/20), presumably because of postoperative corneal edema and inflammation in all patients of both groups. there are several factors that may affect the occurrence of corneal edema, namely mechanical trauma and prolonged irrigationa s p i r a t i o n w i t h s u b s e q u e n t e n d o t h e l i a l damage.(13) visual acuity of the subjects on the first postoperative day was not significantly different between groups. in comparison with the visual acuity value of 0.3 on the first postoperative day in both groups, the visual acuity scores were slightly better in the first week after surgery, being respectively 0.4 (6/15) and 0.5 (6/12) for the inpatient group and day-care group. this improvement in visual acuity was due to clearing of the corneal edema. as a rule corneal edema disappears spontaneously within 4-6 weeks,(13) when the inflammatory process is considerably reduced. in the first postoperative week, in one inpatient cortical rests were found t h a t h a d n o t b e e n a p p a r e n t o n t h e f i r s t postoperative day due to corneal edema. in this patient no further invasive measures were taken, since the cortical rests were relatively few and small and thus likely to be reabsorbed. the finding of cortical rests may be due to their unobtrusive location behind the iris or to inadequate irrigation-aspiration. in the day-care group one patient experienced blunt trauma resulting in dislocation of the haptic, which was immediately repositioned. as was the case in the first postoperative day, the visual acuity of the patients in the first postoperative week also did not show statistically significant differences between both groups. t h e v i s u a l a c u i t y i n t h e f o u r t h postoperative week was identical in both groups, having the score of 0.6 (6/9), which was an improvement over the vidual acuity of 0.4 in the first week. this may have been table 3. postoperative complications in the inpatient group and the day-care group postoperative complication inpatient (n=1 5) day-care (n=15) pa corneal edema cortical rests dislocation of haptic astigmatism 15 1 0 6 15 0 1 5 0.0648 a chi-square test kartadinata day-care and inpatients visual acuity 27 univ med vol.30 no.1 caused by stabilization of the wound repair process, by completion of corneal clearing, or by the absence of inflammation. to minimize the chances of astigmatism, the sutures were removed in this postoperative period. in this fourth postoperative week also the visual acuity did not differ significantly between the two groups. th e v i s u a l a c u i t y i n t h e e i g h t h postoperative week was identical in both groups and also identical to the visual acuity in the fourth week (0.6 or 6/9). in general, the refractive power of the patients commence to stabilize between the sixth and the eighth week after surgery. all patients of both groups in the present study received best correction of visual acuity, which was 1.0 (6/6) in all patients. astigmatism was found in 5 patients of the daycare group and in 6 of the inpatient group, possibly due to refractive variability, a normal postoperative finding resulting from the wound repair process. another cause of decreased visual acuity in these postoperative patients was inaccuracy of keratometric and biometric m e a s u r e m e n t s , r e s u l t i n g i n i n c o r r e c t p r e o p e r a t i v e c o m p u t a t i o n o f t h e i o l dimensions. in this postoperative period visual acuity was also not significantly different between both groups (p>0.05). these findings were consistent with a review by fedorowicz et al., where no difference was found in visual acuity and risk in post-ecce inpatients and day-care patients.(1) similar results were found in the study by castells in 2001, where visual a c u i t y, s a f e t y, e f f e c t i v e n e s s a n d c o s t effectiveness did not differ between ecce with postoperative day care and inpatient care. (14) one retrospective study in india showed that the number of patients wishing to undergo cataract surgery increased after the introduction of day care cataract surgery,(15) suggesting that day care cataract surgery is a viable health service in developing countries. a prospective studied 851cataract surgery extraction at a tertiary centre in vancouver showed after 3 months postoperatively, the v i s u a l a c u i t y h a d i m p r o v e d i n 7 8 6 e y e s (92.4%), remained the same in 42 (4.9%) and had worsened in 23 (2.7%).(16) cataract is the leading cause of visual impairment and is associated with lower levels of self-reported quality of life.(17) a study showed a low cataract surgical coverage rate (19.3%) and even among urban subjects the rate was only 23.2%.(18) cataract surgery visual outcome can be used as an indicator by ophthalmologists to monitor the quality of their services. the outcome can be assessed with full spectacle correction (‘best vision’) or with available correction (‘functioning vision’). good outcome is defined as 6/6-6/18 (available and best correction grades >85% and >90% respectively), borderline outcome as <6/18-6/ 60 (available and best correction <15% and <5% respectively), and poor outcome as <6/ 60 (available and best correction <5% for each type). these broad categories can further be subdivided into: 6/6 excellent, 6/9 very good and 6/12 good.(19) with advances in technology, it has been found that phaco-emulsification and manual small incision cataract surgeries achieve excellent visual outcome with lower complication rates.(19) the vision 2020 initiative aims to reduce the number of people with blindness or impaired vision as a result of cataract, especially in lowand middle-income countries. however, in spite of vision 2020 programs, cataract surgery coverage in women of these countries still remains lower than in men. although previous research showed the need to increase utilization of cataract services by women, only a few programs report efforts to meet women’s needs,(20,21) and some blindness surveys still do not report important indicators by gender. conclusions no significant difference in visual acuity was found among inpatients and day-care postecce patients at pdrdk hospital. there was no significant difference in outcome or risk of 28 postoperative complications between day care and in-patient cataract surgery there is a need for studies on larger samples for extended p e r i o d s o f t i m e t o d e t e c t l o n g t e r m c o m p l i c a t i o n s , w h i c h p r e s u m a b l y m a y substantially influence the visual acuity of inpatients and day-care post-ecce patients. references 1. fedorowicz z, lawrence d, gutierrez p. day care versus in-patient surgery for age-related cataract. the cochrane database of systematic reviews 2005, issue 1. art. no.: cd004242. pub3.doi: 10.1002/14651858.cd004242.pub3. 2. ang cl, tan th, wong ty. overview of visual impairment, blindness and major eye diseases in asia. in: ang cl, chee sp, yap he, editors. clinical ophthalmology. philadelphia: w.b. saunders;2005.p.1-5. 3. resnikoff s, pascolini d, etya’ale d, kocur i, pararajasegaram r, pokharel gp, et al. global data on visual impairment in the year 2002. bull world health organ 2004;82:844-51. 4. who. magnitude and causes of visual impairment. fact sheet no 282, november 2004. available at: http://www.who.int/mediacentre/ factsheets/fs282/en/index.html. accessed august 12, 2010. 5. bollinger k, langston rhs. what can patients expect from cataract surgery? clev clin j med 2008;75:193-200. 6. gogate pm, deshpande m, wormald rp, deshpande r, kulkarni sr. extracapsular cataract surgery compared with manual small incision cataract surgery in community eye care setting in western india: a randomised controlled trial. br j ophthalmol 2003;87:667-72. 7. westcott mc, tuft sj, minassian dc. effect of age on visual outcome following cataract extraction. br j ophthalmol 2000;84:1380-2. 8. tana l. cataract surgical coverage rate among adults aged 40 years and older. univ med 2009; 28:161-9. 9. gilbert ce, shah sp, jadoon mz, bourne rb, dineen b, khan ma, et al. on behalf of the pakistan national eye survey study group. poverty and blindness in pakistan: results from the pakistan national blindness and visual impairment survey. bmj 2008;336:29 doi 10 1136/bmj 39395 500046 ae. 10. kroneman mw, westert gp, groenewegen pp, delnoij dm. international variations in the availability and diffusion of alternatives to inpatient care in europe: the case of day surgery. ambul surg 2001;9:147-54. 11. nghiem-buffet mh, de pouvourville g, renard g, ullern m, boureau c, chaine g. cost of managing cataracts. evaluation of traditional hospitalization and ambulatory surgery. presse med 2001;30:1924-6. 12. dawson b, trapp rg, editors. research questions about two separate or independent groups. in: basic & clinical biostatistics. 3rd ed. new york: lange medical books/mcgraw-hill;2001.p. 132-60. 13. thomas jl, gregory ls, louis bc. international ophthalmology. usa: american academy of ophthalmology 2005;5:161-76. 14. castells x, alonso j, castilla m, ribo c, cots f, anto j. outcomes and costs of outpatient and inpatient cataract surgery: a randomized clinical trial. j clin epidemiol 2001;54:23-9. 15. prakash g, sharma n, jhanji v, agarwal t, titiyal js. impact of day care cataract surgery on inpatient services in a tertiary care ophthalmic setup. tropical doctor 2009;3:141-4. 16. noertjojo k, mildon d, rollins d, law f, blicker j, courtright p, et al. cataract surgical outcome at the vancouver eye care centre: can it be predicted using current data? can j ophthalmol 2004;39:38-47. 17. broman at, munoz b, rodriguez j. the impact of visual impairment and eye disease on visionrelated quality of life in a mexican-american population: proyecto ver. invest ophthalmol vis sci 2002;43:3393-8. 18. isawumi ma, soetan eo, adeoye ao, adeoti co. operative complications especially posterior capsular opacity led to significantly poor visual outcome. ghana med j 2009;43:169-74. 19. tabin g, chen m, espander l. cataract surgery for the developing world. curr opin ophthalmol 2008;19:55-9. 20. jefferis jm, bowman rjc, hassan gh, hall ab, lewallen s. use of cataract services in eastern africa a study from tanzania. ophthalmic epidemiol 2008;15:62–5. 21. lewallen s, mousa a, bassett k, courtright p. cataract surgical coverage remains lower in women. br j ophthalmol 2009;93;295-8. kartadinata day-care and inpatients visual acuity riany 39 ischemic stroke in a young adult male as a manifestation of takayasu’s arteritis neurology department medical faculty trisakti university correspondence dr. riani indiyarti, sp.s neurology department medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 ext. 2806 universa medicina 2008; 27: 39-50. january-march, 2008january-march, 2008january-march, 2008january-march, 2008january-march, 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 takayasu arteritis is a chronic, inflammatory large vessel arteriopathy that primarily affects the aorta, its main branches, and the pulmonary arteries. fibrosis and thickening of the arterial wall often occur in later stages, resulting in a cerebrovascular accident. a 20-year old man presented with ischemic stroke of young adults due to takayasu’s arteritis, from which he had been suffering since childhood (age 10). physical examination showed an abdominal aortic aneurysm, renal artery stenosis, leading to renovascular hypertension, and asymmetrical blood pressure. aneurysm of abdominal aorta was diagnosed by panaorto-arteriography. subsequently ischemic stroke of young adults developed, because the arteritis had led to stenosis of the left anterior and middle cerebral arteries, with renovascular hypertension as additional risk factor. on this patient a percutaneous transluminal angioplasty operation of the right renal artery was performed, and it is intended to do an extra-intracranial arterial bypass. preventive treatment is necessary to stem the extension of the arteritis to other blood vessels. keywords: ischemic stroke, young adults, takayasu’s arteritis, renovascular hypertension abstract riani indiyarti introduction in indonesia, stroke is the number three killer after heart disease and cancer. moreover, according to a survey in the year 2004, stroke is number one killer in governmental hospitals throughout indonesia. formerly stroke only affected the elderly, but at present there is a tendency for stroke to endanger people at productive age or even under the age of 45 years. according to the indonesian stroke foundation (yayasan stroke indonesia, yastroki), the number of stroke patients in indonesia has tended to increase in the last decades. the disease tends to affect the younger members of the productive generation. this has the effect of lowering the level of productivity and can lead to disruption of the social-economic situation of the family.(1) the causes of ischemic stroke of young adults in spain are non-atherosclerotic disorders of the blood vessels, atherosclerosis of the large vessels, cardiac embolism, and hematological universa medicina 40 indiyarti stroke and takayasu’s arteritis disorders.(2) risk factors for ischemic stroke of young adults in india are metabolic syndromes and smoking.(3) in contrast, the most common risk factors causing ischemic stroke of young adults i n ta i w a n a r e h y p e r l i p i d e m i a , s m o k i n g , hypertension and a family history of stroke. i n t r a c r a n i a l s t e n o s i s o f t h e c a r o t i d a n d vertebrobasilar systems is more common than e x t r a c r a n i a l s t e n o s i s , w h i l e p r e m a t u r e atherosclerosis is the most frequent cause of intracranial stenosis.(4) stroke in young adults may be a manifestation of narrowing of large and medium-sized arteries, in particular the aorta and its branches. one of the causes of this narrowing is takayasu’s arteritis.(5) in this case report a discussion is presented of stroke of young adults caused by takayasu’s arteritis, a very uncommon disease. case report a 20-year old male was addmitted to a hospital, at karawaci, tangerang, with the chief complaint of weakness in the right arm and leg since the day before admission. headache, nausea, vomiting, convulsions or lowering of consciousness were absent. the patient had a past history of renovascular hypertension since 10 years ago. at 10 years of age (december 1997), he underwent preparation of the renal artery and abdominal aorta, fibromuscular excision and prostethic graft placement on the diagnosis of hypertension and stenosis of the abdominal aorta and right renal artery. the pathologic examination revealed fibrosis of the muscularis of the blood vessels. five years later, at the age of 15 (december 2002 ), the patient had a laparatomic resection of the abdominal aortic aneurysm. abdominal ultrasound at that time detected a suspected aneurysm of the proximal abdominal aorta, while renal and aortic arteriography indicated the presence of a fusiform aneurysm of the distal abdominal aorta, and severe bilateral renal artery stenosis. pathology results were consistent with above findings. on examination the patient was found to be conscious, blood pressure in the right arm was 170/100 mmhg, in the left arm 150/100 mmhg, in the right leg 160/100 mmhg, and in the left leg 150/100 mmhg. the pulse rate was 80 per minute, the breathing rate 20 per minute, and the patient was afebrile. there was no bruit at the location of the carotid artery. pulsation of the right and left dorsalis pedis arteries was +/+. chest: heart and lungs were within normal limits. abdomen: liver and spleen not palpably enlarged, normal intestinal sounds. on neurological examination hemiparesis of the right arm was found, arm muscle strength 3, leg strength 4. physiological reflexes were +/+, pathological reflexes -/-. there was left hemihypesthesia. laboratory results: hemoglobin was 16.8 g per deciliter, white-blood-cell count 8,000 per cubic millimeter, with 0 percents eosinophils, 0 percent basophils, 0 percents stab or band neutrophils, 63 percent segmented neutrophils, 33 percent lymphocytes, and 4 percent monocytes, r e d b l o o d c e l l c o u n t w a s 5 , 8 0 0 c u b i c p e r millimeter, hematocrit was 47 percent, platelet count was 208,000, erythrocyte sedimentation rate was 17 mm per hour. the ureum level was 17 mg per deciliter, the creatinine level was1.0 mg per deciliter, the uric acid level was 4.8 mg per deciliter, and the blood sugar level was 95 mg per deciliter, sgot level was 30, sgpt level 27, and total cholesterol level was 210 mg per deciliter. the sodium level was 133 nmol per liter, the potassium level was 4.1 nmol per liter, and the chloride level was 100 nmol per liter. the clotting time, bleeding time, prothrombin time and activated partial thromboplastn time (aptt) were ormal. the d-dimer was 0.2 (< 0.3), fibrinogen level was 394 (200-400), amd anti dsdna igg (eia) level was 0.28. cranial c o m p u t e r i z e d t o m o g r a p h y ( c t ) s c a n o n admission was within normal limits (figure 1). 41 figure 1. cranial ct scan performed prior to 2 x 24 hours from onset; still within normal limits result of abdominal ct and multi slides (ms) ct angiography showed severe stenosis of approximately 70-90% at the origin of the right renal artery along a length of about 2.5 cm, as a result of extension of a mural thrombus of the abdominal aortic aneurysm. in addition there was mild stenosis of the aorta of about 30 50 % at the origin of the left renal artery, along a length of around 0.5 cm (figure 2). the abdominal aortic aneurysm was located at the level of the l1-l3 disks (figure 3), starting at the inferior part of the origin of the superior mesentric artery, extending past the origin of the renal artery, and ending approximately 4.5 cm above the aortic bifurcation (figure 4). this aneurysm had a caliber of around 3 cm and a length of approximately 9.5 cm (figure 5). the proximal portion of the aneurysm (at the level of l1-l2, along a length of about 4.5 cm) was ulcerated and accompanied by a very large nodular mural thrombus (measuring around 7,2 by 5 cm), probably post rupture. the left and right suprarenal arteries appeared to be in good condition (figure 6). universa medicina vol.27 no.1 42 indiyarti stroke and takayasu’s arteritis figure 2. abdominal ct angiography showing severe stenosis of ± 70 –90% at origin of right renal artery ± 2.5 cm in length and mild stenosis of ± 30–50% at origin of left renal artery ± 0.5 long figure 3. abdominal ct angiography showing abdominal aortic aneurysm at level of l1 –l3 disks 43 figure 5. abdominal ct angiography showing abdominal aortic aneurysm 3 cm in caliber, ± 9.5 cm long, with calcification of the tunica intima figure 4. msct angiography shows presence of abdominal aortic aneurysm, starting at origin of superior mesenteric artery, passing origin of renal artery and ending ± 4.5 cm above aortic bifurcation. proximal part of aneurysm is ulcerated and accompanied by very large nodular mural thrombus, presumably post rupture universa medicina vol.27 no.1 44 indiyarti stroke and takayasu’s arteritis the celiac trunk, common hepatic artery, right and left hepatic arteries, and superior mesenteric artery were of normal form and caliber. no stenosis was seen. the right and left common iliac arteries were within normal limits, while the inferior vena cava was of normal caliber. intra-abdominal organs were within normal limits. results of panaorto-arteriography showed aneurysm of abdominal aorta, beginning from 0.58 cm below the left renal artery, with a maximal diameter of 3.82 cm, and length of 9 cm. stenosis of left renal artery was 50 % at the origin. (figure 7 and figure 8). the right renal artery was small, without any stenosis. the carotid and vertebral arteries were bilaterally normal. the left anterior cerebral artery had a stenosis of 100 % at the origin, collaterals were present (+) distally is but were inadequate. the left middle cerebral artery had a stenosis of 70% (figure 9). the right and left coronary arteries were normal. figure 7. arteriography showing abdominal aortic aneurysm, starting 0.58 cm below left renal artery, with maximal diameter 3.82 cm, length 9 cm. left renal artery stenosis of 50 % at origin and small right renal artery figure 6. abdominal ct angiography shows left and right suprarenal arteries to be in good condition 45 figure 8. abdominal ct angiography revealing renal artery stenosis figure 9. intracranial arteriography showing 100% stenosis at origin of anterior cerebral artery with inadequate collaterals distally, and 70% stenosis of left middle cerebral artery t h e p a t i e n t w a s g i v e n t h e f o l l o w i n g treatment: antihipertensive therapy: amlodipine 1x5 mg in the morning. anti-platelet aggregation therapy: thrombo aspilet 1x1 tablet, clopidogrel 1 x 1 t a b l e t , pe t o x y f i l l i n 2 x 4 0 0 m g . a n t i hyperlipidemic therapy: simvastatin 1x5 mg in the evening. neurotropic therapy: citicholin 2x500 mg, piracetam 4x1200 mg. the patient underwent stenting/percutaneous transluminal angioplasty (pta) of the right renal artery and an extra-intracranial bypass operation was planned (pending availability of funding). discussion takayasu’s arteritis, also called ‘pulseless disease’, ‘martorell syndrome’, or ‘occlusive thromboarthropathy’, is an vascular inflammatory disease (granulomatous vasculitis), in particular universa medicina vol.27 no.1 46 indiyarti stroke and takayasu’s arteritis of the large to medium-sized arteries, with a predilection for the aortic arch and its main b r a n c h e s , a n d m a r k e d b y a p r o g r e s s i v e i n f l a m m a t o r y p r o c e s s o f t h e v e s s e l w a l l , involving the tunica media and adventitia, and subsequently causing wall thickening, dilatation, aneurysm, stenosis, occlusion and thrombosis. the disease is more common in asians, and occurs more frequently in females than males, affecting all age groups, most commonly in the second and third decades. the etiology is thought to be an autoimmune process, because there is an association with the human leucocyte antigens (hla), eg. b51, b52, drb1 1502 etc. there is also a rise in the concentrations of il-1, il-6 and rantes. tuberculosis and virus infections are suspected to be a trigger of the vascular inflammation. clinical manifestations vary from non-specific symptoms to severe sequelae due to involvement of the carotid arteries or other large vessels. there are two stages in takayasu’s arteritis, i.e. the ‘ pre-pulseless’ phase with a non-specific type of inflammation, followed by a chronic phase with vascular insufficiency. the onset is preceded by non-specific systemic symptoms, such as fever, malaise, night sweats, joint pains, anemia, anorexia and loss of weight. after a couple of months or years, symptoms of s t e n o s i s a n d o rg a n i s c h e m i a w i l l b e c o m e apparent, such as diminished pulsation of the artery, vascular bruits, blood pressure difference between the right and left brachial arteries, c l a u d i c a t i o n , r e n o v a s c u l a r h y p e r t e n s i o n , retinopathy, aortic regurgitation, coronary vessel disease up to congestive heart failure, neurologic m a n i f e s t a t i o n s a n d p u l m o n a r y a r t e r y involvement. clinical symptoms are caused by target organ damage due to involvement of the carotid artery, hypertension due to renal artery stenosis or aortic regurgitation due to aortitis. m o r e t h a n 5 0 % o f p a t i e n t s e x p e r i e n c e neurological symptoms, such as headache, disturbances of vision, convulsions, transient ischemic attacks (tia), cerebral infarction, i n t r a c e r e b r a l h e m o r r h a g e a n d a t t a c k s o f orthostatic syncope. approximately 10% of takayasu’s arteritis patients will have ischemic stroke or tia due to vasculitis or embolism. c e r e b r o v a s c u l a r d i s e a s e i s a c o m m o n l y occurring complication. the thyrocervical trunk, the anterior spinal artery or the circle of willis may also be involved. ischemic stroke occurs frequently in the early phase of takayasu’s arteritis (1-2 years after the onset of arteritis), possibly because of inadequate collaterals. cerebral hemodynamics may possibly also be chronically disrupted, and a mild reduction in blood pressure may lead to cerebral ischemia in the chronic phase of this disease. hemorrhagic stroke may also occur, including subarachnoid hemorrhage, although less frequently than ischemic stroke. subarachnoid hemorrhage in takayasu’s arteritis is caused by rupture of an a n e u r y s m . t h e a n e u r y s m i s f o r m e d b y hemodynamic changes at the circle of willis, due to agenesis of the internal carotid artery; alternative causative mechanisms of aneurysm formation are immunologic reactions damaging the elastic lamina; necrosis of the vessel wall may also occur, resulting in aneurysmal rupture and hemorrhage. bruits and diminished pulsation of the artery are the most common symptoms. most patients experience bilateral stenosis, accompanied by aneurysm in the same segment of the involved vessel. there is a predilection for the aortic arch, but there may also be involvement of the renal artery (28-75%), coronary artery < 10%), and pulmonary artery (14-100%). the subclavian artery is the vessel most commonly affected (90%), while two-thirds of cases involve the aorta, particularly just above and below the diaphragm. more than half of c a s e s i n v o l v e t h e c o m m o n c a r o t i d a r t e r y, especially on the left side. the incidence of specific organ involvement varies with ethnicity; in the japanese the disease mainly affects the 47 aortic arch and its branches, while in indian people the abdominal aorta and renal arteries are more commonly involved. based on the v e s s e l s i n v o l v e d , ta k a y a s u ’s a r t e r i t i s i s classified as type i (aortic arch), type ii (aortic arch and descending thoracic aorta), type iii (descending thoracic aorta and abdominal aorta), type iv (abdominal aorta), and type v (aortic arch, descending thoracic aorta and abdominal aorta).(6-13) takayasu’s arteritis is associated with focal mural inflammation causing sclerosis of the tunica media and intima. on macroscopic e x a m i n a t i o n o f t h e i n t i m a l s u r f a c e , i t s appearance is irregular, with a network of scar tissue in the form of horizontal lines. when the sclerosis involves the coronary artery, three forms of abnormalities will be apparent, ie. stenosis or occlusion of the coronary ostia or the proximal coronary artery; focal coronary arteritis, which may extend to all epicardial branches; or coronary aneurysm. when the coronary ostia are affected by sclerosis, the result will be luminal narrowing leading to m y o c a r d i a l i n f a r c t i o n . t h e p u l m o n a r y circulation may also be affected, usually by s y s t e m i c a r t e r y d i s e a s e . h i s t o l o g i c a l examination reveals fibrosis of the tunica adventitia, rupture of elastic fibers in the tunica media, proliferation of fibroblasts in the tunica media, luminal narrowing and the presence of m u l t i n u c l e a t e h i s t i o c y t e s . i n ta k a y a s u ’s arteritis, the artery undergoing partial occlusion will acquire a new large and organized lumen, called the ‘vessel-in-vessel’ phenomenon, which i s n o t p r e s e n t i n s y s t e m i c a r t e r i t i s . t h i s p h e n o m e n o n d i f f e r s f r o m o r g a n i z e d thromboembolism involving blood clots with ingrowth of endothelial cells, hemosiderin, and a myxoid fibrous network with smaller and m o r e n u m e r o u s v a s c u l a r t u n n e l s . ( 1 2 ) t h e diagnosis of ischemic stroke of young adults in the present case was based on the clinical symptom of right hemiparesis, even though the results of a head ct scan were within normal limits. the ct scan was made prior to 2 x 24 hours after admission; thus the picture of infarction was absent. the ischemic stroke had its onset in the childhood period, at age 10, starting with an aneurysm of the abdominal aorta and stenosis of the renal artery, the latter resulting in renovascular hypertension. the renovascular hypertension and takayasu’s arteritis were the causes of ischemic stroke in this patient. renovascular hypertension is secondary hypertension caused by narrowing of blood vessels supplying the kidneys. the most common cause is renal artery stenosis. r e n o v a s c u l a r h y p e r t e n s i o n m a y l e a d t o complications: hypertensive heart disease, heart attacks, congestive heart failure, vascular damage, renal damage, renal failure, stroke, and blindness. the management of takayasu’s a r t e r i t i s c o n s i s t s o f m e d i c a l t h e r a p y, endovascular therapy/angioplasty with stenting to maintain a patent lumen, or a renal artery bypass (revascularization).(14-16) the differential diagnosis of takayasu’s a r t e r i t i s i s s y p h i l i t i c a o r t i t i s , t u b e r c u l o u s aortitis, lupus and other vascular collagen diseases, ‘giant cell arteritis’, and kawasaki disease. there are no diagnostic pathological signs, and the diagnosis is established through a combination of the clinical picture and results o f i m a g i n g ( r a d i o l o g i c ) . to e s t a b l i s h t h e diagnosis of takayasu’s arteritis, the ishikawa c r i t e r i a ( 1 7 ) ( ta b l e 1 ) o r t h e c r i t e r i a o f t h e american college of rheumatology may be applied (18) (table 2). the american college of rheumatology criteria (1990) consist of: (a) age < 40 years, (b) claudication of extremities, (c) decreased pulsation of the brachial artery, (d) right-left brachial systolic pressure difference > 10 mmhg (e) subclavian or aortic bruit, (f) narrowing or occlusion of the aorta and its proximal branches at angiography. universa medicina vol.27 no.1 48 indiyarti stroke and takayasu’s arteritis the diagnosis of takayasu’s arteritis is established when any 3 from above 6 criteria are present. the gold standard for examination is angiography. inflammation and dilatation of blood vessels may be revealed by doppler ultrasound and magnetic resonance imaging (mri). ultrasound, ct and magnetic resonance angiography (mra) may be used for diagnosis of takayasu’s arteritis. mra can reveal wall thickening and luminal configuration of blood vessels. helical ct angiography may detect mural thickening of vessel walls, apart from v a s c u l a r s t e n o s i s a n d o c c l u s i o n . t h e erythrocyte sedimentation rate is raised in the acute phase. although correlation with some hla types supports an autoimmune etiology, this hypothesis remains unproven.(11,12,19,20) the etiological diagnosis of ischemic stroke for this particular patient is considered to be takayasu’s arteritis, based on the clinical picture and imaging test results indicating the p r e s e n c e o f a b d o m i n a l a o r t i c a n e u r y s m , bilateral stenosis of the renal arteries and stenosis of the left anterior and middle cerebral arteries. the patient fulfills both the criteria of ishikawa and those of the american college of rheumatology for the diagnosis of takayasu’s arteritis. the course of takayasu’s arteritis is variable and may lead to spontaneous remission. tr e a t m e n t m a i n l y c o n s i s t s o f s t e r o i d administration with a response rate of 50%. patients unresponsive to steroids may be given cytotoxic drugs, such as cyclophosphamide, a z a t h i o p r i n e , m y c o p h e n o l a t e m o f e t i l a n d methotrexate. treatment is aimed at controlling d i s e a s e a c t i v i t y a n d m a i n t a i n i n g v a s c u l a r function, with minimal long-term effects. s u r g i c a l t r e a t m e n t a n d p e r c u t a n e o u s intervention therapy, yielding variable results, are recommended in cases not responding to medical therapy or where life-threatening ischemia is present. approximately 10-15% of patients show monophasic clinical symptoms w i t h f i b r o s i s , s t e n o s i s , l o w e r e d b l o o d sedimenation rate and absence of inflammatory markers, indicating a subclinical inflammatory phase. in this condition the management of arterial insufficiency by angioplasty, stenting table 2. criteria of the american college of rheumatology, takayasu arteritis if meeting 3 criteria. sensitivity is 90.5% table 1. ishikawa criteria, takayasu arteritis if meeting 2 major criteria, or 1 major and 2 minor criteria, or 4 minor criteria. sensitivity is 84% 49 or surgery is more useful than medical therapy. indications for surgery are severe renal artery srtenosis, claudication of the extremities, stenosis of three or more cerebral vessels or coronary artery involvement. the five-year survival rate is reported to be 83–91%, while the ten-year survival rate is 84%.(6,11,12) laboratory hematological results in this p a t i e n t d i d n o t s h o w a n i n c r e a s e d b l o o d sedimention rate as acute phase marker, thus leading to the question of whether a course of steroids is warranted and of the duration of such a course. at present management is aimed at improving the blood circulation with anti-platelet aggregation drugs, control of hypertension and other risk factors, and placement of stenting/pta in the renal artery to prevent subsequent renal complications. additionally it is intended to perform an extra-intacranial artery bypass to further improve circulation in the left cerebral hemisphere, thus preventing the occurrence of right hemiplegia and aphasia. the carotid arteries, cardiac and other vessels are still in good condition. it is imperative to implement preventive measures to stem the extension of the arteritic process to other vessels, considering that the patient is still young. conclusion a c a s e o f ta k a y a s u ’s a r t e r i t i s w i t h childhood onset was discussed, which had caused an abdominal aortic aneurysm and renal artery s t e n o s i s r e s u l t i n g i n t h e o c c u r r e n c e o f renovascular hypertension. ischemic stroke of young adults occurred with the picture of left anterior and middle cerebral artery stenosis due t o ta k a y a s u ’s a r t e r i t i s , w i t h r e n o v a s c u l a r hypertension as additional risk factor. a stenting operation was performed on the right renal artery and an extra-intracranial artery bypass has been planned. prevention is imperative to stem extension of the arteritic process to other vessels. references 1. stroke mengancam usia produktif. available at: http://www.medicastore.com/stroke. accessed october 4, 2007. 2. verona jf, guerra jm, bermejo f, molina ja, gomez a. causes of ischemic stroke in young adults, and evolution of the etiological diagnosis over the long term. europ neurol 2007; 57: 2128. 3. lipska k, sylaja pn, sarma ps, thankappan kr, kutty vr, vasan rs, et al. risk factors for acute ischaemic stroke in young adults in south india. j neurol, neurosurg psychiatry 2007: 78: 959-63. 4. lee th, hsu wc, chen cj, chen st. etiologic study of young ischemic stroke in taiwan. stroke 2002: 33: 1950. 5. nomano f, okawara m, inomata h, kobayashi y. takayasu’s arteritis. lancet 2000; 356: 1023-5. 6. ahmed w, ahmad z. takayasu’s arteritis: a case report with global arterial involvement. rawal med j 2005: 30: 7. brey rl, moore m. infammatory arteritis and stroke. in: batjer hh, caplan lr, friberg l, greenlee rg, kopitnik ta, young wl. cerebrovascular disease. lippincott-raven. 1997: 506. 8. adam rd, victor m, ropper ah. principles of neurology. 7th ed. new york: mc graw-hill; 2001. 9. ringleb pa, strittmatter ei, loewer m, hartmann m, fiebach jb, lichy c, et al. cerebrovascular manifestations of takayasu’s arteritis in europe. rheumatology 2005; 44: 1012-5. 10. cantú c, pineda c, barinagarrementeria f, salgado p, gurza a, de pablo p, et al. non-invasive cerebrovascular assessment of takayasu’s arteritis. stroke 2000; 31: 2197-202. 11. krishna mv, rudresh, namratha s. takayasu’s arteritis stroke as an initial presentation. j indian acad clin med 2004; 5: 274-6. 12. harris nl, mcneely wf, shephard jo, ebeling sh, ellender sm, peters cc. case records of the massachusetts general hospital. n engl j med 2002; 347: 2057-65. 13. kim ds, kim jk, yoods, huh pw, cho ks, kang jk. takayasu’s arteritis presented with subarachnoid hemorrhage: report of two cases. j korean med sci 2002; 17: 695-8. 14. renovascular hypertension. available at: http:// www.nlm.nih.gov/medlineplus/ency/article/ 000204.htm. accessed october 3, 2007. universa medicina vol.27 no.1 50 indiyarti stroke and takayasu’s arteritis 15. renovascular hypertension. available at: http:// www.merck.com/mmpe/sec07/ch071/ch071b. html. accessed oktober 4, 2007. 16. renovascular hypertension: what is it ? available at: http://www.vdf.org/diseaseinfo/ras/. accessed oktober 4, 2007. 17. ishikawa k. diagnosis approach and proposed criteria for the clinical diagnosis of takayasu’s arteriopathy. j am coll cardiol 1988; 12: 964-72. 18. arend wp, michell ba, bloch da. the american college of rheumatology 1990 criteria for the classification of takayasu’s arteritis. arthritis rheum 1990; 33: 1129-34. 19. neidhart b, kosek r, bachmannl, stey c. exertional dyspnea as initial manifestation of takayasu’s arteritis a case report and literature review. bmc pulmonary medicine. available at: http://www.biomedcentral.com/1471-2466/1/3. accessed december 30, 2007. 20. pinheiro lw, leblang sd, romano j, corteza a. the acute diagnosis of takayasu’s arteritis based on helical ct angiography of the chest and neck in the emergency room. ajnr am j neuroradiol 1999; 20: 1983-5. editorial i the polypill: the solution for prevention of coronary heart disease? hendarto natadidjaja department of internal medicine medical faculty, trisakti university in western countries, cardiovascular disease is the most common cause of death and it is expected that it will continue to be so in the near future.(1) if the resulting physical impairment and psychosocial disturbances are also taken into account, clearly this is a serious problem from the viewpoint of productivity, quality of life, as well as community health level. therefore the institution of preventive measures is an important issue. unfortunately, however, currently preventive measures that are effective, safe, and at the same time practical and economical, are almost nonexistent. changes in lifestyle and control of dietary patterns in themselves do not always produce the desired results. in addition, these measures can potentially reduce or eliminate only some of the risk factors, as changing personal lifestyle and dietary habits of an individual is not always easily accomplished. the lifestyle and dietary habits of an individual are commonly influenced by environmental and other factors, in addition to the individual himself or herself, particularly if the individual’s motivation and willpower is not strong enough and his or her self-discipline is weak. the addition of anti-platelet aggregation and anti-hyperlipidemic agents to changes in lifestyle and dietary pattern does not per se provide significant support. there are indeed reports suggesting that post-myocardial infarction patients who received four kinds of preventive drugs simultaneously, i.e. aspirin, beta-blockers, angiotensin-converting-enzyme (ace) inhibitors, and statins, had a better survival rate in comparison with those who received no medication or only one or two drugs. other studies have emphasized that patients with acute myocardial infarction to whom three preventive drugs were administered simultaneously, had a better one-year survival rate compared with those who received only one drug, either an anti-platelet aggregation, anti-hyperlipidemic, or antihypertensive agent. the preliminary conclusion that may be drawn(2) is that by adding as many kinds of drugs as possible, in addition to changes in lifestyle and dietary pattern, a higher level of prevention may be attained. this is easily understandable since preventive measures that involve more risk factors should logically be more effective; however, this kind of approach is not without problems. consuming too many drugs simultaneously may lower the effectiveness of the preventive measures, because of decreased compliance in taking the drugs and because of the high cost. univ med vol. 28 no.2 ii the concept of a “polypill”, where a number of drugs for prevention of coronary heart disease, such as aspirin, beta-blockers, ace inhibitors, and statins, are packaged as a single “pill”, is neither a new idea nor an original one. with the polypill, prevention is expected to be more effective and efficient, due to better patient compliance. on the basis of the results of a meta-analytical study by wald and law(3) published in 2003, a hypothetical polypill containing a beta-blocker, a thiazide antidiuretic, and an ace inhibitor, all at half the standard dose, with the addition of folic acid, a statin and aspirin, if consumed daily by all individuals over 50 years of age, could be expected to reduce the incidence of coronary heart disease by more than 80%. additionally, one third of the population would be free from heart attacks or stroke for the next 11-12 years of their life.(4) the objective of the hypothetical polypill was to improve four key risk factors of coronary heart disease simultaneously, namely hypertension, ldl cholesterol, serum homocysteine levels and platelet function. the adverse effects of the antihypertensive drugs contained in the polypill would presumably be reduced by using only half-doses. wald and law estimated the probability of discontinuation of the pill due to unwanted effects to be only around 1%-2%, whilst fatal side effects would occur in just less than 1:10,000 cases. sleight et al support the polypill concept, but are of the opinion that a sufficiently long period of time is needed for educating healthcare workers so that they would be prepared to accept this concept. however, besides the promises of the polypill, there are still several doubts about its feasibility. not every patient needs all of the drugs in the polypill with the same dosages. there may be individuals who have to avoid taking beta-blockers or aspirin, such as patients with asthma or peptic ulcer. furthermore, not a few patients are unwilling to take such a large-sized pill, presumably leading to a high drop-out rate. it is also unclear if the total cost of taking polypills will be considerably lower than that of taking only the needed drugs individually. discontinuation of treatment because of adverse effects is also much easier in the case of drugs that are administered separately. apart from the validity of the meta-analysis of wald and law, because the costs of production and promotion of the polypill has not yet been taken into consideration and its effectivity has still to be demonstrated in practice, compared to the currently accepted methods of preventing coronary heart disease, at present the polypill is still not more than a concept. it is to be hoped that research on the polypill be intensified, taking into consideration also the morbidity rates, epidemiological characteristics and risk factors prevalent in various communities with differing psychosocial and cultural conditions. references 1. ezzati m, hoorn sv, rodgers a, lopez ad, mathers cd, murray cj. estimates of global and regional potential health gains from reducing multiple major risk factors. lancet 2003:362:271-80. 2. panchin n, cambon jp, hanama g, kadri z, genes n, cablanche jm, et al. usic 2000 investigators. impact of combined secondary prevention therapy after acute myocardial infarction: data from a nationwide french registry. am heart j 2005;150:1147-53. 3. wald nj, law mr. a strategy to reduce cardiovascular disease by more than 80%. bmj 2003;326:1419. 4. sleight p, pouleur h, zannad f. benefits, challenges, and registerability of the polypill. european heart journal 2006;27:1651–6. univ med alvina 182 abstract * professional study program, faculty of medicine, trisakti university **cilandak subdistrict health center correspondence kirana asmara, sked. professional study program, faculty of medicine, trisakti university jl. kyai tapa no. 260 grogol jakarta 11440 univ med 2011;30:182-8. erectile dysfunction and health-related quality of life in elderly males kirana asmara*, meitty marisha*, hengky*, fitria agustanti* and hotma p tampubolon** september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina one important aspect that will determine the quality of human life is sex life. therefore sexual activity may be used in the assessment of the quality of life. erectile dysfunction (ed) is the inability to continuously achieve or maintain a penile erection quality so as to achieve a satisfying sexual relationship. the aim of this study was to determine the relationship between ed and quality of life in the male elderly. a cross-sectional study was carried out on males aged 60 years and over in west cilandak village, south jakarta. the presence of ed was evaluated by means of the international index of erectile function (iief) and quality of life with the short form health survey (sf-36). one-way analysis of variance (anova) was used to compare the mean difference of qol by erectile dysfunction category. the correlation between the total ed score and qol was analyzed using the pearson correlation analysis. subjects included 199 elderly male patients, with mean age of 66.7 years (age range 60-81 years), among whom 80.5% presented with ed. the results of anova analysis showed that ed affects quality of life total score (p=0.000), with a significant difference in the vitality (p=0.029), physical function (p=0.048), and role emotional subscales (p=0.011). ed is a highly prevalent among elderly males and impairs the overall quality of life, the sf-36 is applicable and suitable for evaluation of quality of life. keywords: erectile dysfunction, health-related quality of life, elderly males introduction owing to advances in public health, human life expectancy continues to increase, with the result that people aged 65 years and older comprise the fastest growing segment of the global population. increasing life expectancy h a s c h a n g e d t h e s t r u c t u r e o f t h e w o r l d population and the numbers of the aging population increase continuously. in 2005, there were 673 million (10%) elderly people over 60 years old out of a world population of 6.6 billion.(1) indonesia has experienced population aging since the last few 183 univ med vol.30 no.3 decades. the proportion of elderly males was 7.8% in 2010, and is predicted to reach 12.6% in 2025.(2) as people age, the incidences of a great number of chronic diseases dramatically i n c r e a s e , a n d a s t h e p o p u l a t i o n a g e s , expectations for their health-related quality of life (hrqol) increase. hrqol is a subdivision of quality of life (qol), and most commonly refers to people’s experience of their global health. it may also refer to health-related subjective well-being, functional status, or selfperceived health. a representative definition of hrqol is “a multi-dimensional concept that encompasses the physical, emotional, and social components associated with an illness or treatment”.(3) qol measures may help construct a comprehensive health profile of older people after they experience an illness.(4) age-related p h y s i o l o g i c c h a n g e s i n c l u d e t h e s l o w e r progression of the sexual response cycle. medical illnesses and medications, as well as cultural, societal, and psychological factors, also impact on sexual function. one important aspect that also determines qol in humans is their sexual life. an enjoyable sexual life has a positive influence on qol. conversely, poor sexual life may impair qol therefore sexual activity may be used to assess the qol in elderly males.(5) in 1995, the number of asian men with erectile dysfunction (ed) ranked first at 86.9 million, followed by approximately 30 million in europe and an equal number in united states, while the estimated prevalence in the rest of north america, africa, south america, and oceania were estimated at 11.9, 11.5, 10.5 and 1.0 m i l l i o n , r e s p e c t i v e l y. (6) e d m a y b e a manifestation of a serious disorder, such as cardiovascular disease, diabetes, or depression, and commonly has a negative influence on qol and interpersonal relationships.(7) with the increasing numbers of the elderly population, ed may possibly become a public health problem. according to the national institute of health consensus development panel on impotence ed is defined as ‘the consistent inability to sustain an erection sufficient for sexual performance”.(8) the international index of erectile function (iief-15), a screening instrument developed by rosen et al. and validated in more than 63 languages, comprises 15 items, while an abridged version, the iief5, contains just 5 items.(9,10) some studies have demonstrated that ed deteriorates the hrqol. hrqol among men in the general population with ed is poorer in those with comorbid illnesses and improves with age.(11) in the general population there is commonly a reduction in hrqol, with an impairment in physical functioning, but minimal changes in mental health.(12) a man’s inability to achieve or maintain an erection is inevitably linked to troublesome feelings of disappointment, frustration, and loss of confidence, which may spill over into other areas of his life. the purpose of this cross-sectional study was to determine the relationship between ed and hrqol in older men. methods research design an analytical cross-sectional study was conducted to determine the presence or absence of an association between ed and health-related qol in elderly males attending a primary health center at the village (kelurahan) of west c i l a n d a k , s o u t h j a k a r t a . t h e s t u d y w a s conducted from july to august 2011. research subjects subjects of the study were men aged 60 years and older, residing in the village of west cilandak; who did not suffer from severe disorders, such as stroke, coma, or cancer; were capable of good communication; and willing to participate in the study. the sample size required for this study was determined according to the formula for sample size of a cross-sectional study, with the prevalence of elderly males with poor qol of 0.79 , alpha level of 0.05 and acceptable margin of error for proportion being 184 estimated = 0.05, giving an optimal sample size of 137.(13) selection of the subjects was by cluster and simple random sampling. in each rw (rukun warga or hamlet, a subunit of kelurahan), the number of subjects were selected by proportional sampling. data collection personal interviews were conducted to obtain information on age, smoking habits, and comorbidities, namely hypertension and diabetes mellitus. assessment of hr-qol hr-qol (subsequently called qol) was assessed by means of the short form health survey (sf-36) questionnaire, which is a reliable and valid instrument for assessment of qol in older people. the sf-36 contains 36 questions that have been translated into indonesian.(14) the sf-36 includes 8 subscales namely: physical functioning (pf), role physical (rp), bodily pain (bp), general health (gh), vitality (vt), social functioning (sf), role emotional (re), and mental health (mh). it also p r o v i d e s t w o s u m m a r y s c a l e s , p h y s i c a l c o m p o n e n t s u m m a r y ( p c s ) a n d m e n t a l component summary (mcs). scores range from 0 to 100 for each subscale with higher scores indicating a better condition. assessment of erectile dysfunction ed was assessed using the international index of erectile function (iief) questionnaire, a multi-dimensional self-report instrument for the assessment of male sexual function, and recommended as a primary endpoint for ed. the questionnaire comprises 15 items that are divided into five domains of sexual function: erectile function (six items), orgasmic function ( t w o i t e m s ) , s e x u a l d e s i r e ( t w o i t e m s ) , intercourse satisfaction (three items), and overall satisfaction (two items). a scoring key for each of the sexual function domains was developed and validated. the subscale scores range as follows: a) erectile function: 1-30; b) orgasmic function: 0-10; c) sexual desire: 2-10; d) intercourse satisfaction: 0-15; and e) overall satisfaction: 2-10. the subjects’ ed was measured and categorized according to severity using a five-level ordinal scale based on their iief score: i) severe dysfunction (score 0-6); ii) moderate dysfunction (score 7-12); iii) mild to moderate dysfunction (score 13-18); iv) mild d y s f u n c t i o n ( s c o r e 1 9 2 4 ) ; a n d v ) n o dysfunction (score 25-30).(15) data analysis to describe the subjects’ characteristics, observed frequencies were used for qualitative variables. one-way analysis of variance (anova) was used to compare the mean difference of total qol and the 8 domains of sf-36 by ed category. the correlation between the total score of ed and qol was analyzed using the pearson correlation test. all statistical calculations were performed by means of spss version 17.0. a p-value of 0.05 was considered statistically significant. results a total of 137 elderly males participated in this study, with mean age of 66.7 ± 8.2 years (age range: 60 81 years), of whom 23 men (16.8%) were smokers, 38.7% had a past history of hypertension, and 59 men (43.1%) had a past history of diabetes mellitus. among these subjects, 36 men (26.3%) had severe ed, 26 men (19.0 %) had mild ed, while 13 men (9.5%) had no ed (had normal erection) (table 1). the results of one-way anova showed that total qol was significantly greater in elderly males with normal erectile function (p = 0.000). similar results were obtained for p h y s i c a l f u n c t i o n i n g ( p = 0 . 0 4 8 ) , v i t a l i t y ( p = 0 . 0 2 9 ) a n d r o l e e m o t i o n a l ( p = 0 . 0 11 ) subscales. higher mean scores from these three domains were found in elderly males with normal erectile function, in comparison to elderly males with severe ed (table 2). asmara, marisha, hengky, et al erectile dyfunction in older men 185 univ med vol.30 no.3 pearson correlation analysis indicated a significant correlation between ed and qol (r = 0.376; p = 0.000). better ed in elderly males result in better qol (table 3). discussion our study demonstrated that 80.5% of elderly males had ed, among whom 26.3% had severe ed according to the iief instrument. vari able n (%) age (years) 60– 74 >75 smoking yes ex-sm oker no history of hypertension yes no history of diabetes m ellitus yes no erectile dysfunction severe moderate mild to moderate mild no 1 15 (83.9) 22 (16.1) 23 (16.8) 56 (40.9) 58 (42.3) 53 (38.7) 84 (61.3) 59 (43.1) 78 (56.9) 36 (26.3) 28 (21.2) 33 (24.1) 26 (19.0) 13 (9.5) table 1. distribution of several key features of the respondents (n=137) qol dimension erectile dysfunction p severe moderate mild to moderate mild normal total sf-36 sf 36 physical functioning sf 36 role physical sf 36 bodily pain sf 36 general health sf 36 vitality sf 36 social functioning sf 36 role emotional sf 36 mental health 49.9±11.9 50.2±28.1 43.8±43.7 46.8±24.0 52.4±15.9 51.1±14.2 57.2±24.7 42.6±39.5 55.3±16.0 56.2±11.9 64.3±27.5 50.0±43.8 50.4±24.9 54.2±14.0 46.4±13.3 57.2±26.2 53.5±36.8 56.7±16.3 53.3±12.7 63.9±26.1 42.4±35.1 47.7±26.5 51.7±15.0 48.8±18.2 61.8±30.1 60.3±38.4 57.0±17.4 63.2±12.2 65.9±30.9 65.4±37.5 53.4±25.1 59.6±16.5 56.1±19.2 62.3±19.5 83.4±30.5 56.6±21.8 65.5±10.1 73.1±24.7 71.2±39.3 47.3±25.3 65.6±17.7 58.3±14.4 67.6±29.1 86.3±19.2 67.3±15.4 0.000 0.048 0.061 0.864 0.115 0.029 0.672 0.011 0.066 table 2. mean total and 8 subscales of qol by erectile dysfunction category * one-way anova comparable results were found in a crosssectional taiwanese study on ed in communitydwelling males aged 65 years and older, using the iief-5, the abridged version of iief.(16) the ed prevalence was 57.6% among the 125 males completing the study, of whom 39.6% were mild cases of ed; 20.8% were moderate to mild; 9.4% were moderate; and 30.2% were severe ed. voluntary health examinations of men between 20 and 80 years revealed that 32% had some degree of ed when screened using iief-5. ed was present in 37.5% (51–60 years), and increased to 71.2% in between 71 and 80 years.(17) in contrast, the study conducted by nicolosi et al.(18) found an overall ed prevalence of 11% among indonesian men. the subjects in nicolosi’s study were men and women aged 40-80 years, and the instrument used to assess ed differred from the instrument used in our study. the presence of sexual dysfunction was assessed using two sequential questions; the first was “ d u r i n g t h e l a s t 1 2 m o n t h s h a v e y o u experienced any of the following for a period of 2 months or more?”: ‘lacked interest in having sex’, ‘was unable to reach climax (experience orgasm)’; ‘reached climax (experienced orgasm) too quickly’; ‘experienced physical pain during intercourse’; ‘did not find sex pleasurable’; (men only) ‘had trouble achieving or maintaining an erection’; (women only) ‘had trouble becoming adequately lubricated’. those who answered positively to the first question 186 were asked a second question: “for each of these experiences, how often would you say this has occurred during the last 12 months?” and the o ff e r e d a n s w e r s w e r e ‘ o c c a s i o n a l l y ’ , ‘sometimes’ and ‘frequently’. the prevalence of ed in men between 60 and 69 years of age in japan, singapore and china are 70%, 77% and 65%, respectively.(1921) these differing prevalence rates may have been caused by the fact that ed is subject to numerous influences. age has been shown to be one of the most, if not the most, powerful and consistent predictor of ed. given the differences in the age distribution of the study populations in different studies, and hence the differences in age-related ed, it is almost impossible to compare the prevalence rates of ed between different studies.(22) our study results demonstrate a significant association between ed and qol. male subjects without ed had a higher qol score than the group of subjects with ed. we observed that average values of the physical functioning, vitality, and role emotional domains decreased when subjects had moderate or severe ed. in addition, several studies showed that clinically and statistically significant improvements in some qol domains (mental and social health, and self-esteem) have been documented after ed treatment, but that other general parameters (physical and cognitive functioning, and global health perceptions) are unaffected.(23) these r e s u l t s d e m o n s t r a t e t h a t g e n e r a l q o l parameters (mental health, depression, and psychological well-being) are profoundly affected by ed. however, the physical capacity and environmental domains did not reveal an impact due to ed; the reasons for this are unclear. further study is needed to explore the possible cause. our study found the role emotional subscale of the sf-36, a multipurpose shortform health survey with 36 questions, to be more profoundly associated with ed than the physical domains. similar results were found in a study on men aged 18 years or older in metropolitan philadelphia who were treated for chronic ed among hemodialysis patients for at least six months.(25) sexuality is an important component of emotional and physical intimacy that men experience through their lives. cardiovascular risk factors and vascular disease result in endothelial dysfunction and early development o f e r e c t i l e f a i l u r e . s m o k i n g , o b e s i t y, hypertension, diabetes and dyslipidemias contribute to ed in elderly males.(26-28) several instruments have been developed to be selfadministered in the context of qol and ed a s s e s s m e n t . ( 2 9 , 3 0 ) t h e u s e o f v a l i d a t e d instruments in clinical work has been suggested in order to improve the diagnostic rate of ed and create an increased opportunity for therapy, but just asking one general question as opposed to none is the first need in clinical practice. two potential limitations of our study must be discussed. first, the presence of ed was based on subjects’ self-report, without any attempt to clinically confirm the diagnosis. second, the cross-sectional design of our study does not allow us to draw conclusions about the causal link between ed and qol. these aspects must be further investigated using a cohort longitudinal study. conclusions ed is a highly prevalent disease among elderly males, with the decline in ed that possibly affecting the qol in elderly males. the qol of many elderly males, especially in the physical functioning, vitality, and role emotional subscales, are already impaired by the presence of ed. the sf-36 can be used for quality of life p erectile dysfunction r = 0.376* 0.000 table 3. correlation between erectile dysfunction and quality of life in elderly males (n=137) * pearson correlation coefficient asmara, marisha, hengky, et al erectile dyfunction in older men 187 univ med vol.30 no.3 clinical research and evaluating treatment outcomes for ed. longitudinal population s u r v e y s s h o u l d b e d o n e t o i m p r o v e t h e understanding of sexuality in the older old. acknowledgements we thank the head and staff of the west c i l a n d a k vi l l a g e h e a l t h c e n t e r a n d t h e participating elderly males for their assistance and cooperation in the conduct of this study. thanks are also due to prof. dr. dr adi hidayat mph for valuable comments and suggestions in the preparation of this paper. references 1. united nations. world population prospects: the 2006 revision. new york: united nations;2006. 2. badan perencanaan pembangunan nasional, badan pusat statistik, united nations population 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older men diana1 42 restless legs syndrome and impact on work performance january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina diana samara* *department of occupational medicine, faculty of medicine, trisakti university correspondence dr. diana samara, mkk department of occupational medicine, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2101 email: davidwp@cbn.net.id univ med 2009; 28:34-40 abstract restless legs syndrome (rls) is a neurological sensorimotor disorder characterized by unpleasant sensations in the legs and an uncontrollable urge to move them for relief. the rsl prevalence in the general population is 0.1% 11.5%, and increases with age, with the highest effect of producing a primary sleep disorder (70%-80%). women appear to be at increased risk, as do individuals with certain chronic conditions, including renal failure and anemia. the pathophysiology of rls is incompletely understood, but it probably results from derangements in dopamine and iron metabolism, and has a genetic component. rsl could be idiopathic or secondary (usually related with iron deficiency, terminal renal failure, pregnancy, and spinal cord lesions). rls patients usually have sleep disorders, so the disease can cause difficulties and problems in occupational and social life. subjects with rls symptoms appear to experience significantly more daytime problems, including being late for work, making errors at work, or missing work because of sleepiness. the diagnosis of rls is made by following the criteria of the international restless legs syndrome study group (irlssg). pharmacologic rls therapy, in which dopaminergic drugs constitute the first line, is effective and may have a dramatic effect on symptoms and quality of life. identifying and treating rls may improve sleep quality, daytime function and work performance. keywords: restless legs syndrome, sleep disorder, workers introduction r e s t l e s s l e g s s y n d r o m e ( r l s ) i s a n e u r o l o g i c a l s e n s o r i m o t o r d i s o r d e r characterized by by unpleasant sensations in the legs and an uncontrollable urge to move them for relief. the patients complain of a burning sensation, of worms moving, of a sudden pulling movement of the leg, or of ants crawling within the legs. the sensations range from uncomfortable to irritating and painful.(1,2) the urge to move the legs has a circadian pattern most occur in the evening or at night when the p a t i e n t i s n o t a c t i v e , a t w h i c h t i m e r l s symptoms are manifested as sudden movements of the legs, such that this condition is frequently 43 univ med vol.28 no.1 accompanied by sleep disturbances.(2) rsl may have a negative impact on the quality of life because it causes unpleasant waking up, chronic sleep disorders, and stress. this condition has an effect on various aspects of life, such as occupational and social problems and difficulties in family life. disturbed sleep and intolerance to activities where the individual has to remain without moving, may cause loss of work, inability to enjoy life and relational problems.(3) epidemiology in the general population, the prevalence of rsl ranges from 0.1% to 11.5%, with the occurrence of a primary sleep disorder as the highest effect (70%-80%).(4) studies conducted by the rls epidemiology, symptoms and treatment (rest) have shown that among the majority of patients seeking relief, only 6.2% was diagnosed as rsl. the symptoms are more frequently associated with conditions such as back pain, arthritis, or peripheral neuropathy.(5) the ratio of females to males with rls is 2:1, but this ratio does not differ significantly from the female to male ratio of respondents in all surveys6. a survey in japan found that 5% of respondents had symptoms of rsl, whilst clinically significant rsl amounted to 1.5%.(7) in the rls epidemiology, symptoms, and treatment (rest) survey of 16,202 individuals in the united states and 5 european countries, which is perhaps the largest study conducted to date, 7% of participants screened positively for rls.(8) a telephone interview of a random sample of 1803 adults in predominantly rural kentucky found an age-adjusted rls prevalence of 10%.(9) results were similar in the wisconsin sleep cohort, a prospective community-based epidemiologic study, in which 10.6% of 2821 participants reported rls symptoms occurring at least weekly.(10) rangarajan et al reported their f i n d i n g s o f a d o o r t o d o o r s u r v e y o n a l l individuals in bangalore, india. they found a prevalence of 2.1% based on the international restless legs syndrome study group (irlssg) criteria, and 1.2% of rsl patients had sleep disturbances.(11) a high prevalence of rls symptoms was observed in one idaho primary care population. b a s e d o n t h e r e s t l e s s l e g s s y n d r o m e questionnaire (rlsq), this study found that 504 (24.0%) of the 2099 patients surveyed reported all 4 basic diagnostic symptoms of rls.(12) etiology the main cause of rsl is not known. rsl m a y b e i d i o p a t h i c o r s e c o n d a r y ( u s u a l l y associated with iron deficiency, terminal renal failure, pregnancy, and spinal cord lesions). a d d i t i o n a l s t u d i e s i n d i c a t e t h a t r s l i s associated with type 2 diabetes mellitus and m u l t i p l e s c l e r o s i s . h a l f o f p a t i e n t s w i t h idiopathic rls have a positive family history of rls.(2,4) several studies also found that caffeine, alcohol, and tobacco may induce symptoms in individuals with a predisposition for developing rls. a number of studies have shown that using a reduced amount of the substances, or not using them at all, may relieve the symptoms, although it is unclear whether elimination of these s u b s t a n c e s c o u l d a l t o g e t h e r p r e v e n t t h e occurrence of rls symptoms.(1) pathophysiology the basic pathophysiologic mechanism of rls is incompletely understood. pharmacologists, physiologists, pathologists, and neuroradiologists have found an association of rls with dopamine transmission. dopamine is a messenger molecule responsible for transmission of signals between one area of the brain, i.e. the substantia nigra, and the next relay station in the brain, which is the corpus striatum, resulting in smoothly coordinated activity of muscles as intended. it 44 is this dopamine transmission that is believed to play a role in the development of rls.(1,13) additionally, the development of rsl is also thought to be associated with a low iron store in the neurons of the substantia nigra and with spinal cord dysfunction.(2,13) symptomatology patients with rsl have uncomfortable sensations in the legs, particularly when sitting or lying down, accompanied with an urge to move the legs. these sensations are usually felt in the legs between the knee and the ankle, but occasionally also in the feet, thighs, arms and hands. the sensations mostly appear on both sides of the body (bilaterally), but may also be on one side only (unilateral). most of the symptoms are ignored in daytime settings and a r e o n l y f e l t i n t h e e v e n i n g o r a t n i g h t , particularly when asleep. most of the symptoms disappear by morning, when the patient is at last able to get some sleep. the symptoms may occur at any stage of life, but commonly become increasingly frequent with advancing age.(1) r e s t l e s s l e g s s y n d r o m e a n d w o r k performance most patients with rls suffer from a sleep disorder called periodic limb movements in sleep (plms). individuals with both rls and plms have difficulty in falling asleep and s t a y i n g a s l e e p , a n d u s u a l l y f a l l a s l e e p a t daytime because of difficulty in falling asleep in the early morning hours. the national sleep foundation 2005 poll on 1,506 adults found associations for persons at risk for rls and sleep behaviors, who had shorter durations of sleep (less than six hours nightly) and had symptoms of insomnia. in comparison to persons not at risk for rsl, they also stayed up longer than intended (several nights per week), took more than 30 minutes to fall asleep, and had more daytime fatigue (p < 0.05).(14) the rls epidemiology, symptoms, and treatment (rest) study in which 16.202 adults aged > 18 years participated, showed that more than 75% of the rls sufferers reported at least one sleep-related symptom. disrupted sleep, an inability to fall asleep, and insufficient hours of s l e e p a r e e x p e c t e d c o n s e q u e n c e s o f t h e sensorimotor abnormalities of rls, which are worse at night and while at rest.(15) consequently persons suffering from rls have problems at w o r k , i n s o c i a l l i f e a n d i n r e c r e a t i o n a l activities.(16) they frequently come late to work and make errors at work, due to sleepiness.(14) the study by ulfberg et al in 200 women between 18-64 years of age, using multivariate logistic regression, found that 11.4% of the women suffered from rls. these women with rls had more sleep disturbances than those without rls. the sleep disorder had an impact on their daily life, where rsl sufferers were f i v e t i m e s m o r e l i k e l y t o c o m p l a i n o f headaches, and tended to have diminished performance at work. in consequence, these conditions caused 9 times more problems at work among women with rsl.(17) a n u m b e r o f s t u d i e s , i n c l u d i n g t h e national sleep foundation 2005 poll, have consistently reported the presence of a strong association between mental and physical health problems on the one hand and rls symptoms on the other.(14,18,19) diagnostic criteria because of a lack of objective biological diagnostic signs, the diagnosis is based on the clinical criteria of the international restless legs syndrome study group (irlssg), consisting of four essential and four supportive criteria. the four essential criteria are (i) an urge to move the legs, (ii) worse at rest or when inactive, (iii) relief by activities such as walking, and (iv) worse in the evening or at night. supportive samara restless legs syndrome 45 univ med vol.28 no.1 clinical conditions include (i) family history of rsl, (ii) response to dopaminergic therapy, and (iii) periodic movement of the extremities at sleep or when awake but relaxed, and (iv) chronic symptoms occurring with varying degrees of sleep disturbance and generally w i t h o u t n e u r o l o g i c a l a b n o r m a l i t i e s o n examination (table 1). ( 2 0 ) the movements usually occur periodically, on average at 20second intervals. the most common movement is dorsoflexion of the ankle and flexion of the knee or hip.(3) in a number of dubious cases, neurophysiological examinations, such as polysomnography and/or immobilization tests, may be needed for confirmation of rsl.(4) management n o t a l l p a t i e n t s w i t h r l s n e e d pharmacological treatment. confirmation of diagnosis and reassurance is sufficient for most patients with rls, and only approximately 20% of all rls patients may have symptoms severe enough to merit pharmacological treatment.(21) rsl can be cured, although determining the most suitable treatment and dosage may take time, and treatment may occasionally have to be individually modified. treatment should begin by examining the patient’s lifestyle and looking for opportunities to initiate lifestyle changes, especially with regard to substances known to exacerbate symptoms (table 2).(22) table 1. diagnostic criteria for restless legs syndrome(20) abbreviation: rls, restless legs syndrome table 2. factors influencing treatment of rls(22) 46 t h e p r i n c i p a l d r u g s u s e d i n pharmacological management of rsl are ldopa, dopamine agonists, anticonvulsants and benzodiazepines. significant recovery with therapy occurs after a sufficiently long period of time.(2) t h e s t u d y c o n d u c t e d b y m o n t a g n a indicated that dopaminergic drugs constituted the first line in pharmacology for treatment of rsl, at least for a short period of time (table 3).(23) a l t h o u g h m o s t p a t i e n t s r e q u i r e pharmacologic treatments, non-pharmacologic treatments are available from which patients m a y a l s o b e n e f i t . ( 2 4 ) m o s t o f t h e n o n pharmacologic treatments for rls are from case series or case reports; however, one small randomized study assessed the effects of e x e r c i s e o n r l s i n 2 8 i n d i v i d u a l s . ( 2 5 ) participants were assigned to no exercise (n=17) or thrice weekly lower body resistance training and treadmill walking (n=11). severity as measured by the international restless legs syndrome (irls) scale decreased by 39% during the first 6 weeks of the intervention. this improvement was maintained for the remaining 6 weeks of the study period. in addition to moderate exercise, good sleep hygiene, including rising and going to bed at the same times e a c h d a y, s h o u l d f o r m t h e b a s i s f o r n o n pharmacologic treatment of rls. (26,27) little information is available about the effects of lifestyle on the symptoms of rls. limiting caffeine, tobacco, and alcohol use may improve s y m p t o m s . a c t i v i t i e s t h a t p r o v i d e m e n t a l stimulation may also provide relief. one survey showed a higher prevalence of rls in persons who were sedentary and overweight.(28) many experts recommend abstaining from alcohol, caffeine, and nicotine. activities that improve mental alertness (crossword puzzles, video games) may also reduce r l s s y m p t o m s ( 2 9 ) h o t b a t h s , m a s s a g e , a n d stretching may also improve symptoms.(30) prognosis rls has a variable course, but symptoms tend to progress with advancing age. some i n d i v i d u a l s m a y e x p e r i e n c e s p o n t a n e o u s improvement in their symptoms for a period of time, but symptoms tend to recur.(31) individuals with rls secondary to an underlying condition m a y h a v e i m p r o v e m e n t o f s y m p t o m s i f t h e underlying condition is treated. medications, when needed, may provide relief of symptoms. table 3 recommendations for primary rsl therapy(23) abbreviation: rls, restless legs syndrome; plms : periodic limb movements in sleep samara restless legs syndrome 47 univ med vol.28 no.1 conclusions rls is a disorder that frequently causes sleep disturbances, which if sufficiently severe will result in impairment of daily activities of life and thus may cause work-related problems. therefore an accurate diagnosis of rls needs to be made to prevent increasing the numbers of patients with sleep disturbances, which will have an impact on their work. the physician should have an increased understanding and a w a r e n e s s o f t h e c o n d i t i o n , t o p r e v e n t m i s d i a g n o s i s a n d c o n s e q u e n t i n e ff e c t i v e treatment. identifying and treating rls may improve sleep quality and daytime function. references 1. restless legs syndrome. national institute of neurological disorder and stroke available at: http://www.ninds.nih.gov/disorders/restless_legs/ restless_legs.htm. accessed december 3, 2008. 2. sonka k, kemlink d. restless legs syndrome in 2004. prague med rep 2004; 105: 337-56. 3. national heart lung and blood institute working group on restless legs syndrome. restless legs syndrome: detection and management in primary care. am fam physician 2000; 62: 108-14. 4. merlino g, valente m, serafini a, gigli gl. restless legs syndrome: diagnosis, epidemiology, classification, and consequences. neurol sci 2007; 28: (suppl 1): s37-46. 5. agarwal p, griffith a. restless legs syndrome: a unique case and essentials of diagnosis and treatment. medscape j med 2008; 1012: 296. 6. hening w, walters as, allen rp, montplaisir j, myers a, ferini-strambi l. impact, diagnosis and treatment of restless legs syndrome (rls) in a primary care population: the rest (rls epidemiology, symptoms, and treatment) primary care study. sleep med 2004; 5: 237–46. 7. kageyama t, kabuto m, nitta h, kurokawa y, taira k, suzuki s, et al. prevalences of periodic limb movement-like and restless legs-like symptoms among japanese adults. psychiatry clin neurosci 2000; 54: 296–8. 8. mccrink l, allen rp, wolowacz s, sherrill b, connolly m, kirsch j. predictors of health-related quality of life in sufferers with restless legs syndrome: a multi-national study. sleep med 2007; 8: 73-83. 9. phillips b, young t, finn l, asher k, hening wa, purvis c. epidemiology of restless legs symptoms in adults. arch int med 2000; 160: 2137-41. 10. winkelman jw, finn l, young t. prevalence and correlates of restless legs syndrome symptoms in the wisconsin sleep cohort. sleep med 2006; 7: 545-52. 11. rangarajan s, rangarajan s, d’souza ga. restless legs syndrome in an indian urban population. sleep med 2007; 8: 247-51. 12. nichols da, allen rp, grauke jh, brown jb, rice ml, hyde pr, et al. restless legs syndrome symptoms in primary care: a prevalence study. arch intern med 2003; 163: 2323-9. 13. paulus w, dowling p, rijsman r, stiasny-kolster k, trenkwalder c, de weerd a, et al. pathophysiological concepts of restless legs syndrome. mov disord 2007; 22: 1451-6. 14. phillips b, hening w, britz p, mannino d. prevalence and correlates of restless legs syndrome: results from the 2005 national sleep foundation poll. chest 2006; 129: 76–80. 15. allen rp, walters as, montplaisir j, hening h, myers a, bell tj, ferini-strambi l. restless legs syndrome prevalence and impact. arch intern med 2005; 165: 1286-92. 16. the foundation for better health care. restless legs syndrome. available at: http://www.fbhc.org/ patients/modules/rls.cfm. accessed december 17, 2008. 17. nyström jub, carter n, edling c. restless legs syndrome among working-age women. eur neurol 2001; 46: 17-9. 18. rothdach aj, trenkwalder c, haberstock j. prevalence and risk factors of rls in an elderly population: the memo study; memory and morbidity in augsburg elderly. neurology 2000; 54: 1064–8. 19. berger k, luedemann j, trenkwalder c. sex and the risk of restless legs syndrome in the general population. arch intern med 2004; 164: 196–202. 20. allen rp, picchietti d, hening wa, trenkwalder c, walters as, montplaisir j. restless legs syndrome: diagnostic criteria, special considerations, and epidemiology. a report from the restless legs syndrome diagnosis and epidemiology workshop at the national institutes of health. sleep med 2003; 4: 101-19. 48 21. chaudhuri kr. the restless legs syndrome: time to recognize a very common movement disorder. prac neurol 2003; 3: 204–13. 22. dekokker a, whitehead h, chaudhuri kr. therapeutic strategies in restless legs syndrome. future prescriber 2005; 6: 5–10. 23. montagna p. the treatment of restless legs syndrome. neurol sci 2007; 28: s61-s6. 24. ryan m, slevin jt. restless legs syndrome. j phar pract 2007; 20; 6: 430–48. 25. aukerman m, aukerman d. exercise and restless legs syndrome: a randomized controlled trial. j am board fam med 2006; 19: 487-93. 26. parker kp, rye db. restless legs syndrome and periodic limb movement disorder. nurs clin n am 2002; 37: 655-73. 27. hening w, allen r, earley c, kushida c, picchietti d, silber m. the treatment of restless legs syndrome and periodic limb movement disorder. sleep 1999; 22: 970-99. 28. phillips b, young t, finn l, asher k, hening wa, purvis c. epidemiology of restless legs symptoms in adults. arch intern med 2000; 160: 2137-41. 29. silber mh, ehrenberg bl, allen rp. an algorithm for the management of restless legs syndrome. mayo clin proc 2004; 79: 916-2. 30. parker kp, rye db. restless legs syndrome and periodic limb movement disorder. nurs clin n am. 2002; 37: 655-73. 31. bayard m, avonda t, wadzinski j. restless legs syndrome. am fam physician 2008; 78: 235-40. samara restless legs syndrome may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 evaluation of clinical abdominal scoring system for predicting outcomes of blunt abdominal trauma nico odolf yordanius1* , i ketut wiargitha2 , nyoman golden3 , i wayan periadijaya2 , i wayan sudarsa4 , and i wayan niryana3 abstract background trauma has been called the neglected disease of modern society and the most common cause of death under 45 years. determining the optimal prospective course of action may be aided by the adoption of a scoring system to evaluate urgent laparotomy intervention. a quick and easy technique to identify whether there are any intra-abdominal injuries is to use the clinical abdominal scoring system (cass). the objective of this study was to evaluate cass in predicting the outcomes in patients with blunt abdominal trauma (bat). methods a retrospective observational study was conducted involving 80 patients with suspected bat that arrived at the emergency department. all patients with suspected bat were scored using cass and radiological investigations that were done in the ed. the decision to proceed with the surgery would be made if the patient had cass >12 and/or if the radiological investigation showed features of bat such as air under the diaphragm. results mean cass score was 10.28 ± 1.340. the majority of the subjects (75 or 93.5%) had successful laparotomies, whereas only five (6.3%) had unsuccessful ones. injuries to the spleen (42.6%), and liver (32%), combined injuries to the spleen and liver (2.6%), intestine (16%), pancreas (1.3%), bladder (4%), and kidneys (1.5%) were all found in positive laparotomies. the cass has specificity of 60%, sensitivity of 80%, ppv 96.7%, and npv 16.6%. conclusions according to our data results, the cass has a poor ability to predict the need for laparotomy in cases of blunt abdominal injuries as it shows low specificity. keywords: blunt abdominal trauma, exploratory laparotomy, scoring system, emergency, trauma management, mortality cite this article as: yordanius no, wiargitha ik, golden n, periadijaya iw, sudarsa iw, niryana iw. evaluation of clinical abdominal scoring system for predicting outcomes of blunt abdominal trauma. univ med 2023;42:173-81. doi: 10.18051/ univmed.2023.v42:173-181 1general surgery training programme, faculty of medicine, universitas udayana/central general hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia 2division of trauma, critical care and acute care surgery, department of surgery, faculty of medicine, universitas udayana/central general hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia 3division of neurosurgery, department of surgery, faculty of medicine, universitas udayana/ central general hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia 4division of surgical oncology, department of surgery, faculty of medicine, universitas udayana/ central general hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia *correspondence: nico odolf yordanius universitas udayana/central general hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia email:nicoodolf@gmail.com orcid id: 0009-0008-4140-3005 date of first submission, june 6, 2023 date of final revised submission, august 4, 2023 date of acceptance, august 10, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license doi: http://dx.doi.org/10.18051/univmed.2023.v42:173-181 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1475 173 original article mailto:nicoodolf@gmail.com https://univmed.org/ejurnal/index.php/medicina/article/view/1475 https://orcid.org/0009-0008-4140-3005 https://orcid.org/0000-0002-3421-8409 https://orcid.org/0000-0001-9700-9025 https://orcid.org/0009-0001-8470-6021 https://orcid.org/0000-0002-6581-7244 https://orcid.org/0000-0003-2626-5931 yordanius, wiargitha, golden, et al cass in abdominal trauma 174 introduction abdominal blunt trauma continues to be a serious issue that needs more studies, as 15% of all trauma cases seen in emergency rooms throughout asia, including qatar, were blunt abdominal trauma cases, according to a previous study.(1) a total of 44 new cases of blunt abdominal trauma were recorded, of which 75% were males, and 79.5% of the ct scans revealed intraabdominal organ rupture.(2) determining the optimal choice for the patient’s care requires weighing whether or not to do a laparotomy in the event of blunt abdominal injuries. screening techniques, such the clinical abdominal scoring system (cass), have been demonstrated to have great validity for patients with suspected intraabdominal organ injury.(3) the validity of cass was examined in a number of studies. the cass is highly effective at determining laparotomy patients with abdominal trauma, according to research comprising 749 abdominal trauma patients. (4) another study that included 46 patients with only blunt abdominal trauma (bat) at the emergency unit of the department of general surgery at zagazig university hospitals revealed that cass has higher sensitivity and specificity in bat patients than do imaging modalities such as usg of the abdomen and ct scan.(5) this score has a minimal measurement cost and a high degree of accuracy. with the aid of this score, patients who have suffered blunt abdominal injuries can cut down on the number of follow-up exams and consequently, on the expense of their care. the cass score is calculated from the glasgow coma scale (gcs), blood pressure, pulse rate, post-trauma status, and the findings of a clinical abdominal exam.(3) the clinical abdominal scoring system was found to result in considerably higher scores in patients with a positive need for laparotomy than in patients with a negative need, indicating that the cass score can be used as a reliable index in identifying patients who need laparotomy following acute abdominal injuries. the clinical abdominal scoring system (cass) uses a different approach than the blunt abdominal trauma severity score (batss), has gained popularity recently, and is thought to be more effective. additionally, it is considered to be a reliable scoring system because it is affordable and rapid detection results, allowing clinicians to manage more emergency cases. the cass score system also makes it easier for clinicians to decide which patients require additional procedures like laparotomies by allowing them to make this determination based solely on the total cass score without the need for additional examinations.(6) this can be explained as cass was designed for predicting the need for laparotomy in trauma rather than to predict mortality. however, in our study, cass was not only used for predicting the need for laparotomy in bat, but also for predicting the mortality rate. there are various components to our study that could potentially be seen as being more up to date than several other studies. however, the total cass score acquired can be used to determine whether surgery, particularly exploratory laparotomy, can be performed immediately without anticipating the findings of complementary examinations. however, there were no conclusions in prior investigations about the usage of this cass score in the therapeutic setting. furthermore, by initiating prompt action, the cass score can reduce postoperative problems caused by delayed therapy, as well as the patient’s longer length of stay (los), which can be avoided, reducing the incidence of in-hospital mortality (ihm). the objective of the present study was to evaluate cass in predicting the outcomes in patients with bat. method research design a study of observational design, using a retrospective study approach was carried out in the emergency department of central general 175 hospital professor i.g.n.g. ngoerah, denpasar, bali, indonesia, between february 2022 and july 2022. research subjects a total of 80 subjects was included in the study. the inclusion criteria in this study were patients with blunt abdominal trauma and aged more than 18 years, who were available from medical records. the exclusion criteria were incomplete medical records, pregnant women with acute abdominal trauma, patients with blunt abdominal trauma who did not undergo a laparotomy, patients with blunt abdominal trauma and laparotomy who were entered in the medical record outside the period of the study, and patients with glasgow coma scale (gcs) = 3. for each participant, the investigators examined the cass score recorded in the medical record at the moment the patient entered triage. data collection data c olle cted from medical rec ords included age, sex, pulse rate, systolic blood pressure, glasgow coma scale, clinical complaints on the abdomen , and laparotomy. all patients who were suspected to have bat were scored using cass and radiological investigations that were done in the emergency department of central general hospital professor i.g.n.g. ngoerah, denpasar, bali by the junior resident under the guidance of a consultant. the decision to proceed with the surgery would be done if the patient had cass of more than 12 and/or if the radiological investigation showed features of bat. the cass is a scoring system that yields a maximum of 15 points ba sed on clinical parameters. total score range: 5-15 classified into 3 categories: priority one with a score of 12, in which patients underwent immediate lifesaving laparotomy following an initial phase of resuscitation; priority two with a score of 9-11, in which patients underwent auxiliary investigations in the form of abdomino-pelvic usg, ct scan, and x-ray. final management was decided according to the observed findings; and priority three with a score of 8, in which patients were kept under observation with no auxiliary investigations for an average of 24 hr for the suspected abdominal injury. the score was reevaluated 6 hr after admission and before discharge to avoid any missed injuries. statistical analysis data analysis was performed with the stata se 12.1 program. t he receiver operating characteristic (roc) curve was used to determine the cut-off point of cass in assessing the need for a laparotomy. based on the area under the curve (auc), the ability of cass to determine the need for a laparotomy was good if the auc score 0.7. the best intersection point of the cass score to determine whether or not a laparotomy is needed is based on the coordinate farthest from the curve to the diagonal line. ethical clearance under license number 508/ un14.2.2.vii.14/lt/2022, the ethics committee of the faculty of medicine at udayana university in denpasar granted approval for this research. result the mean age of the subjects was 33 (±15.0) years. the 80 subjects consisted of 59 (73.8%) men and 21 (26.3%) women. there are three categories of trauma onset or time of presentation to the emergency room: 2 hours, 2–6 hours, and >6 hours. trauma onset was later than 6 hours in 53.8% of participants overall, and followed by 2–6 hours in 28 (35%). the characteristics of the study participants are displayed in table 1. after determining the patients’ pulse rate, systolic blood pressure, and glasgow coma scale (gcs) score, it was found that their vital signs were generally stable. there were 42 (52.5%) 28 participants with a pulse rate of >110. forty eight participants (60.0%) had a systolic blood pressure between 90-120 and. 69 (86.3%) of the univ med vol. 42 no. 2 yordanius, wiargitha, golden, et al cass in abdominal trauma 176 (1.5%) were all observed. for evaluating the cass capacity to predict the necessity of a laparotomy in cases of blunt abdominal injuries, the roc curve was developed (figure 1). the cass score has a poor ability to predict the need for laparotomy in cases of blunt abdominal injuries, as shown by the area under the curve (auc) value, which was reached at 0.687 (0.395 0.978). the roc curve is shown in figure 1. the sample was then divided into two groups according to their cass scores, which were moderate-high (eh10) and low (<10). the cass score sensitivity, specificity, positive predictive value (npp), and negative predictive value (npn) as a predictor of the need for laparotomy in patients with blunt abdominal trauma were measured as part of the validity test. these values were 80.0%, 60.0%, 96.7%, and 16.6%, respectively. table 2 displays the outcomes of the cass score validity test. discussion one of the leading causes of death worldwide is trauma. after head and chest trauma, abdominal trauma has the third highest prevalence, with the majority of cases being blunt abdominal trauma.(6) the mean age of the study participants was 33 (± 15.0) years. there were 21 ( 26.3%) female and 59 (73.8%) male participants. according to research by kumar et al.,(7) men may sustain blunt abdominal injuries in as muc h as 81% of cases, while women comprise the remaining 19%. a startling 38.1% of cases of blunt abdominal injuries occurs in variable age (years) 33 ± 15.00 gender male female trauma onset <2 hours 2-6 hours >6 hours pulse rate (beats/minute) < 90 90-110 >110 systolic blood pressure (mmhg) <90 90-120 >120 glasgow coma scale (gcs) <9 9-12 13-15 clinical complaints on the abdomen painful tenderness abdominal guarding cass score laparotomy positive negative 59 (73.8) 21 (26.3) 9 (11.3) 28 (35) 43 (53.8) 28 (35.0) 10 (12.5) 42 (52.5) 19 (23.8) 48 (60.0) 13 (16.3) 2 (2.5) 9 (11.3) 69 (86.3) 8 (10.0) 28 (35.0) 44 (55.0) 10.28 ± 1.34 75 (93.8) 5 (6.3) table 1. distribution of characteristics of the research subjects (n=80) data presented as n (%), except for age and cass score (mean ± sd);cas : clincal abdominal scoring system cass laparotomy total yes no score ≥10 score <10 60 15 2 3 62 18 total 75 5 80 table 2. cass score validity test results as predictors of the need for laparotomy in blunt abdominal trauma note: sensitivity = 80% (95 % ci : 69.1-88.3); specificity = 60% (95% c.i. 14.4-94.7); positive predictive value (ppv) = 96.7% (85% c.i. 91.0-98.8); negative predicitve value (npv) =16.7% (95% c.i. 7.9-31.8); cass: clincal abdominal scoring system individuals had gcs 13 to 15. in this study, a cass score of 10.28 ± 1.340 was considered average. among those who had a successful laparotomy, injuries to the spleen (42.6%), liver (32%), spleen and liver combined (2.6%), intestine (16%), pancreas (1.3%), bladder (4%), and kidney 177 people between the ages of 21 and 30 years. furthermore, up to 57.1% of cases presented after 6 hours of trauma, 26.2% after 2–6 hours, and just 16.7% within 2 hours.( in india, research on 100 patients with abdominal trauma demonstrated that 48% of the patients were in the 21–30 year age group, followed by the 31–40 year age group with 25% of patients. the remaining 12 cases involved women, providing a total of 88 cases for men.(8) the majority of blunt abdominal injuries occurred in women (62.5%), with a mean age of 33.52 (13.84) years. however these findings were not statistically significant. in general, men in the productive age range have a higher frequency of blunt abdominal trauma. men prefer to be employed in professions that involve more mobility due to culture and traditions, and men additionally suffer more substance and alcohol abuse compared to women.(7) this seems congruent with da ta showing that 61% of cases of blunt abdominal trauma are from road accidents, while up to 25% are caused by falls from heights, and the other cases are due to other causes.(9) in order to determine whether patients with acute abdominal injuries require surgical treatments such as laparotomies, the clinical abdominal scoring system (cass) has started to be utilized widely.(6,10) this evaluation is essential in helping clinicians choose a course of treatment that is appropriate for the patient’s medical condition. the glasgow coma scale (gcs), clinical abdominal signs, pulse rate, systolic blood pressure, and presentation following an accident or trauma contribute to part of the 15-point total cass score.(3) among the elements that significantly impact a patient’s prognosis is the time of the patient’s emergency room visit following a traumatic event.(7) pursuant to our study, the time of presentation or the commencement of trauma was >6 hours in 43 (53.8%) of the subjects, followed by 2–6 hours in 28 (35%), and 2 hours in 9 (11.3) of the individuals. these findings are univ med vol. 42 no. 2 figure 1. receiver operating characteristics (roc) curve of clincal abdominal scoring system as a predictor of the need for laparotomy in patients with blunt abdominal trauma yordanius, wiargitha, golden, et al cass in abdominal trauma 178 reinforced by a study by kumar et al.,(7) which revealed that only 16.7% of instances occurred within two hours of the trauma, whereas 26.2% occurred between two and six hours after the trauma, and 57.1% occurred within six hours. the group with the shortest presentation time after trauma (less than 1 hour) had the highest percentage of cases (57.5%), followed by the group with a longer presentation time (1-4 hours), which had the second-highest percentage (36.2% ), and the group with the longest presentation time (>4 hours) had the third-highest percentage (6.2%). patients with negative laparotomy outcomes tended to present to health services more quickly than those with positive laparotomy results. this difference in presentation time after trauma was statistically significant between patients with negative and positive laparotomy results. the potential of the patient’s condition and complications due to progressively severe trauma is increased the longer the time elapsing between the beginning of the trauma and arrival at the health center. (11) a more severe hypovolemic condition is indicated by a greater pulse rate, which is divided into three groups. stage i hypovolemic shock is a pulse rate of less than 100 beats per minute; stage ii is 100 to 120 beats per minute; stage iii is 120 to 140 beats per minute; and stage iv is greater than 140 beats per minute.(12) a pulse rate that is less than 90 beats per minute receives a score of 1, a rate between 90 and 110 beats per minute receives a score of 2, and a greater rate than 110 beats per minute receives a score of 3.(6) the results of this study showed that 12.5% of subjects had a pulse rate that was below 90 beats per minute, followed by 52.5% of patients who had a pulse rate between 90 and 110 beats per minute, and 35% of subjects who had a pulse rate that was over 110 beats per minute. similar findings were also obtained which showed that the majority of the subjects (16/30) had a pulse rate between 90 and 110 times per minute, followed by a pulse rate below 90 times per minute (10/30 samples), and a pulse rate of over 110 times per minute (4/30 samples).(6) systolic blood pressure is another indicator of hypovolemia in a patient. significant bleeding in intra-abdominal solid organs can lead to hemodynamic imbalances, including reduced cardiac output and contractions. hypovolemic shock and lowered blood pressure are also effects of this condition. an individual has reached the shock phase when his or her systolic blood pressure is reduced to 90 mmhg.(12) a blood pressure below 90 mmhg in patients with suspected abdominal trauma receives the highest score of 3, while a blood pressure between 90 and 120 mmhg receives a score of 2, and a blood pressure above 120 mmhg receives a score of 1.(6) in our investigation, systolic blood pressure was 90-12 mmhg, >120 mmhg, and< 90 mmhg in 48 (60.0%), 13 (16.3%), and 19 (23.8%) patients, respectively. this is similar to the results of kumar et al. (7), where the majority of subjects (22/30) had a systolic blood pressure between 90 and 120 mmhg, followed by >120 mmhg (6/30 subjects), and finally 90 mmhg (2/30 subjects). the glasgow coma scale (gcs), which assesses the patient’s consciousness, is the fourth criterion tested by the cass. reduced gcs may arise from the body’s hemodynamic instability, and one of the causes is hypovolemic shock. the degree of trauma or bleeding experienced is correlated with the gcs score, which is lower and implies a lesser level of awareness in the patient.(12) a clinical examination needs to be performed because tests solely based on changes in systolic blood pressure and pulse frequency carry the risk of leading to incorr ect diagnose s or inef ficie ncies in treatment. (1 3,1 4) clin ical examination of the abdomen will result in a score of 3 for findings of abdominal guarding, a score of 2 for tenderness, and a score of 1 for complaints of pain.(6) although the remainder of 8 (10.0%) and 28 (35.0) patients complained of discomfort and soreness, a total of 44 (55.0%) subjects displayed clinical abdominal guarding. although soreness and guarding were more frequent with positive laparotomy findings, abdominal discomfort was more frequent with 179 univ med vol. 42 no. 2 negative laparotomy findings (75.5% vs. 64.2%). once irritation due to peritonitis occurs, the muscles of the abdominal wall will become rigid, which is a sign of abdominal guarding. the presence of organs that have been traumatized or of peritonitis may be indicated by the presence of tenderness and by the location of the tenderness. the presence of peritonitis is one of the signs that a laparotomy is necessary in cases of blunt abdominal injuries.(15) the severity of the patient’s trauma is indicated by the cass score; the higher the score in this abdominal clinical examination, the more serious the trauma.(6) regarding the predictor of whether or not a laparotomy needed to be performed in cases of blunt abdominal trauma, our study results showed that cass had a sensitivity of 80%, a specificity of 60%, a positive predictive value (npv) of 96.77% and a negative predictive value (npv) of 16.67%. the mean cass score was 10.28 (±1.34) was obtained from our study. a higher mean cass score was found in a different study that was conducted by vanitha et al. (3) on 100 subjects, where the mean cass score of 11.56 (±2.02) points was found in the group that had surgery. (3) the study of sivarajan et al. (8) also found that the mean cass score was 11.56 with a standard deviation of 2.02 for the operative group and that a cass value of more than 12 had a specificity of 100%, sensitivity of 83.5%, positive predictive value of 100%, and negative predictive value of 91.3%. according to both studies, in blunt abdominal trauma the calculated cass score with a cut-off of 12 has a specificity of 100%, a sensitivity of 54%, a positive predictive value of 100%, and a negative predictive value of 78.7% for predicting the necessity for laparotomy. (3,8) the findings of the present study contrast with those of other studies done in the past. during research conducted by kumar et al.,(7) specificity, sensitivity, ppv, and npv were found to be 84.62%, 99.2%, 33.3%, and 100%, respectively. another study showed the specificity, sensitivity, ppv, and npv to be 88%, 100%, 90%, and 100%, respectively.(16) although in the two preceding investigations of vanitha et al. and srivarajan et al. the cass score had a high specificity of 100%, the current study discovered that it only had a poor specificity of 60%. the sensitivity value has not changed very significantly and remains at 80% . (2) it was discovered in our study that the proportion of subjects with trauma onset of more than six hours was 53.8% and achieved hemodynamic stability (systolic bp > 120 mmhg). this is due to the fact that the study patients had received fluid resuscitation while they were being transported to the hospital.(17–19) the cass predicted the need for operative intervention with good accuracy. (4,20) the limitations of the present study were, firstly, that the subjectivity of operators in conducting clinical examinations was very high, resulting in measurement bias. secondly, the number of subjects in this study was based on the research period, not based on statistical calculations. finally, this study was based on secondary data (medical records). the cass score is based on clinical assessment, which is an advantage of this study since it enables measures to be promptly carried out without the need for supporting tests. conclusion the cass is not re commended f or assessing the need for laparotomy in cases of blunt abdominal trauma. further studies in this regard ne ed to be performed on a larger population and in multiple centers to validate the results of the study. conflict of interest none declared. funding none. yordanius, wiargitha, golden, et al cass in abdominal trauma 180 acknowledgment the authors would like to extend their gratitude to everyone who took part in this study, and particularly to the staff at the department of surgery at universitas udayana in bali, for their assistance throughout the entirety of the study. author contributions noy: conceptualization, design, writing and reviewing the manuscript, ikw: conceptualization, design, writing, and manuscript revision. ng: manuscript writing and revision. iws: conceived, designed, wrote, and revised the manuscript. iwn: contributed to the study’s conception and design, and critically revised it for key intellectual content. all authors have read and approved the final manuscript . references 1. arumugam s, al-hassani a, el-menyar a, et al. frequency, causes and pattern of abdominal trauma: a 4-year descriptive analysis. j emerg trauma shock 2015;8: 193–8. https://doi.org/10.4103%2f09742700.1665902. 2. karjosukarso as, wiargitha ik, bagus mahadewa tg. validitas diagnostik blunt abdominal trauma scoring system (batss) pada trauma tumpul abdomen di rsup sanglah denpasar, bali. medicina 2019;50: 377-40. https://doi.org/10.15562/medicina. v50i1.181 3. vanitha dt. prospective study comparing the clinical abdominal scoring system (cass) with blunt abdominal trauma severity scoring (batss) in predicting the necessity of laparotomy. j dent med sci 2018;17:25-33. https://doi.org/10.9790/0853-1703162533 . 4. jang y. analysis of trauma scoring system for patients with abdominal trauma. ulus travma acil cerrahi derg 2022;29:68-72. doi: 10.14744/tjtes.2022.94475. 5. el arini amh, abdellatif t, sallam a, ebrahim a. clinical abdominal scoring system in predicting the necessity of laparotomy in blunt trauma abdomen. zagazig univ med j 2021;29:56-63. doi: 10.21608/zumj.2021.63767.2141. 6. dave d, bansal n, astik h. “clinical abdominal scoring system”: role of clinical judgement in patients of solid organ injury in blunt abdominal trauma in age of emerging technology. j dent med sci 2019;18:10–4. https://doi.org/10.9790/0853-1804011014 . 7. kumar d, kumar mk. effectiveness of clinical abdominal scoring system in the management of patients with blunt trauma abdomen. int surg j 2021;8:1175-80. https:/ /doi.org/10.18203/2349-2902.isj2021129.3. 8. siva raj an n, mo hamed wasim sk , kamalakannan c, bhardwaj a, grover h, sugandhi. prospective study comparing clinical abdominal scoring system (cass) with blunt abdominal trauma severity scoring (batss). medpulse int j surg 2021;19:53– 7. https://doi.org/10.26611/1061925. 9. abebe k, bekele m, tsehaye a, lemmu b, abebe e. laparotomy for abdominal injury: indication & outcome of patients at a teaching hospital in addis ababa, ethiopia. ethiopian j health sci 2019;29:503–12. https://doi.org/10.4314/ejhs.v29i4.12. 10. adelgais km, kuppermann n, kooistra j, et al. accur acy of the abdominal examination for identifying children with blunt intra-abdominal injuries. j pediatr 2014; 165:1230-5.e5. https://doi.org/10.1016/j. jpeds.2014.08.014. 11. faget c, taourel p, charbit j, et al. value of ct to predict surgically important bowel and/ or mesenteric injury in blunt trauma: performance of a preliminary scoring system. eur radiol 2015;25:3620–8. https:/ /doi.org/10.1007/s00330-015-3771-7. 12. hardisman. memahami patofisiologi dan aspek klinis syok hipovolemik: update dan penyegar. j kes andalas 2013;2:178–82. https://doi.org/10.25077/jka.v2i3.167. 181 univ med vol. 42 no. 2 13. wiargitha ik, karjosukarso as. validitas diagnostik skor blunt abdominal trauma scoring system (batss) pada trauma tumpul abdomen di rsup sanglah denpasar, bali [diagnostic validity of blunt abdominal trauma scoring system (batss) in blunt abdominal trauma at sanglah central general hospital, denpasar, bali] [master’s thesis]. denpasar (bali): universitas udayana; 2017. 14. weledji p. perspectives on the management of abdominal trauma. j univ surg 2018;6: 17. doi: 10.21767/2254-6758.100106. 15. umboh i, sapan h, lampus h. hubungan penatalaksanaan operatif trauma abdomen dan kejadian laparotomi negatif di rsup prof. dr. r. d. k andou manado. j biomedik 2016;8:s52–7. https://doi.org/ 10.35790/jbm.8.2.2016.12702. 16. saber a, shams m, farrag s, ellabban g, gad m. incidence, patterns, and factors predicting mortality of abdominal injuries in trauma patients. north am j med sci 2012; 4:129. https://doi.org/10.4103/1947-2714. 93889. 17. haghbeen m, rezaabbasi a, kalani n. epidemiology of causes of intra-abdominal hemorrhage in blunt trauma over the last decade: a cross-sectional study. int j sci stud 2017;5:353-6. doi: 10.17354/ijssi/2017/ 47. 18. behboodi f, mohtasham-amiri z, masjedi n, shojaie r, sadri p. outcome of blunt abdominal traumas with stable hemodynamic and positive fast findings. emerg (tehran) 2016;4:136-9. 19. bhatia k, cra nme r hh. tra uma in pregnancy. in: marx ja, hockberger rs, walls rm, editors. rosen’s emergency medicine: concepts and clinical practice. 8th ed. philadelphia (fa): elsevier health sciences;2014.p.296–304. 20. alam a, gupta ak, gupta n, yelamanchi r, bansal lk, durga ck. evaluation of iss, rts, cass and triss scoring systems for pr edicting outcome s of blunt trauma abdomen. evaluation of iss, rts, cass and triss scoring systems for predicting outcomes of blunt trauma abdomen. pol przegl chir 2021;93:9-14. doi: 10.5604/ 01.3001.0014.7394. alvina 80 abstract coal dust and cigarette smoke are pollutants found in coal mines that are capable of inducing oxidative stress, the effects of which on blood malondialdehyde (mda) level and serum superoxide dismutase (sod) level are still unknown. the purpose of the present study was to evaluate the effect of coal dust and cigarette smoke on levels of mda and sod in rats. an experimental study was done on wistar male rats divided into the following groups: control (c), coal dust exposure (14 days) (cde), cigarette smoke exposure (14 days) (cse), coal dust exposure (7 days) followed by cigarette smoke exposure (7 days) (cde+cse), cigarette smoke exposure (7 days) followed by coal dust exposure (7 days) (cse+cde). all exposures increased mda levels and decreased sod activity significantly between groups (p=0.000). all exposure groups had significantly increased blood mda levels, compared to the control group, although there was no difference between cse + cde and cde + cse. for sod levels, all exposure groups had significantly decreased the sod levels compared to control. but there were no significant differences between cse vs cde and cde + cse vs cse + cde. we conclude that exposure to cigarette smoke significantly increases blood mda level and decreases serum sod activity, which was not found in exposure to coal dust. combined exposures also increase blood mda level and decrease serum sod activity significantly. key words: coal dust, cigarette smoke, malondialdehyde, superoxide dismutase, rats *department of pathology anatomy, ulin general hospital, medical faculty, lambung mangkurat university, banjarmasin **department of medical chemistry, medical faculty, lambung mangkurat university, banjarbaru ***department of paediatric, saiful anwar general hospital, medical faculty, brawijaya university, malang correspondence dr. nia kania, sppa(k) department of pathology anatomy, ulin general hospital, medical faculty, lambung mangkurat university jl. a yani km.2 no.43 banjarmasin-south kalimantan email: kaniazairin@yahoo.com univ med 2011;30:80-7. oxydative stress in rats caused by coal dust plus cigarette smoke nia kania*, bambang setiawan**, and h.m.s. chandra kusuma*** may-august, 2011may-august, 2011may-august, 2011may-august, 2011may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina introduction coal mine dust is a heterogenous and complex mixture of more than 50 organic and inorganic compounds and their oxides. minerals contained in coal dust include silicates, oxides, carbonates, sulfites, and sulfates. a number of particles are respirable, and therefore increase the risks of disease in coal miners.(1) the diseases among the coal miners do not only c o m p r i s e p u l m o n a r y d i s o r d e r s , s u c h a s pneumoconiosis, progressive fibrosis, chronic bronchitis, and accelerated loss of pulmonary function,(2) but also cardiovascular disease 81 univ med vol.30 no.2 ( c v d ) . a n e p i d e m i o l o g i c a l s t u d y i n appallachian mines found a increased risk of cvd (or=1.22; 95%ci=1.14-1.30), coronary heart disease (chd) (or=1.29; 95%ci=1.191.39) and heart attacks (or=1.19; 95%ci=1.101.30).(3) oxidative stres is defined as a condition marked by an imbalance between free radicals and antioxidants on the cellular or individual level. oxidative damage is one of the results of this imbalance, comprising oxidative modification of cellular macromolecules.(4) several transcription factors that are sensitive to changes in redox status, are activated and coordinate certain biological responses. lowgrade oxidative stress induces transcription of nuclear factor-erythroid related factor 2 (nrf2), for gene transactivation of the enzymatic antioxidant superoxide dismutase (sod) as a frontline antioxidant in the defense to oxidative stress.(5,6) habitual cigarette smokers are frequently found among coal miners, causing these individuals to be burdened by oxidative stress from coal dust and cigarette smoke. coal dust particles deposited in the alveolar epithelium are phagocytosed by alveolar macrophages that subsequently increase release of h2o2 and o2 -.(7) cigarette smoke contains free radicals in the tar and gas phases. the tar phase contains 1017 radicals per gram, which are detectable by electron spin resonance (esr), are very stable, and persist for hours. the gas phase contains 1015 radicals per exhalation, consist a shorter half life radicals than the tar phase radicals.(8) the study by armutcu et al. demonstrated increased serum malondialdehyde (mda) levels in rats exposed to coal dust.(9) the study by junior et al. showed an increase in plasma t h i o b a r b i t u r i c a c i d r e a c t i v e s u b s t a n c e (tbars) level and a decrease in sod activity in residents of coal districts and in coal miners, compared to controls.(10) ulker et al. found increased serum sod in active coal miners and those on leave, in comparison to controls.(11) the study by murarescu et al. evaluated increases in serum mda levels in rats exposed to cigarette smoke.(12) on the basis of above mentioned studies, there no studies have been conducted on the combined effect of exposures to coal dust and cigarette smoke. the meeting of two free radical molecules results in termination of their radical status and the formation of neutral compounds. in addition, the reaction velocity of free radicals determines the triggering effect on oxidative damage in biomolecules or reactions with enzymatic antioxidants. this study examined the effect of coal dust and cigarette smoke on levels of mda and sod in rats. methods research design this was an experimental study, using male wistar rats weighing 200-250 grams, obtained from the pharmacology laboratory, faculty of medicine, brawijaya university, malang. experimental animals the experimental animals were assigned to the following groups: control (c); coal dust exposure (14 days) (cde); cigarette smoke exposure (14 days) (cse); coal dust exposure (7 days), followed by cigarette smoke exposure (7 days) (cde + cse); and cigarette smoke exposure (7 days), continued with cigarette smoke exposure (7 days) (cse + cde). there were five rats in each group.(13) preparation of coal dust coal dust was prepared by pulverizing gross coal with ball mill, ring mill and raymond mill at carsurin coal laboratories, banjarmasin. the resulting coal dust was <75 µm in diameter, and subsequently further screened using microsieve (biodesign, usa), producing coal dust of <10 µm diameter as respirable particulate matter. the coal dust 82 characteristics were analyzed by scanning electron microscopy and x-ray fluorometry at t h e p h y s i c s l a b o r a t o r y, m a l a n g s t a t e university. exposure to coal dust exposure to coal dust was performed by means of a coal dust exposure device of 0.5 m3 c a p a c i t y, d e s i g n e d a n d p r o v i d e d b y t h e pharmacology laboratory, faculty of medicine, brawijaya university. this device works on the principle of providing an ambient environment containing coal dust as particulate matter, which c a n b e i n h a l e d i n t o t h e a i r w a y s o f t h e experimental animals. the air flow through the blower is 1.5-2 liter/minute, corresponding to the air flow in collieries. the dose of coal dust exposure had been determined by preliminary studies to be 12.5 mg/m3 for a high dose.(14) cigarette smoke exposure was performed by means of a smoking pump apparatus, designed and provided by the pharmacology laboratory, faculty of medicine, brawijaya university. five rats were placed into the exposure box, then the cigarettes were lighted and the cigarette smoke was introduced into the box, the exposure lasting five minutes. parameter measurements following a 14-day exposure, the rats were anesthesized in plastic jars containing cotton wool drenched in ether. section was performed on rats with beating hearts by opening the abdomen, cutting the ribs, and opening the thoracic cavity to find the heart. blood was obtained from the heart to be used for parameter measurements. the parameters measured were blood malondialdehyde (mda) level and serum superoxide dismutase (sod) activity, by means of a colorimetric method developed in the pharmacology laboratory, faculty of medicine, brawijaya university, malang. ethics this study was approved by ethics local committe in faculty of medicine lambung mangkurat university, banjarmasin, south kalimantan. kania, setiawan, kusuma coal dust plus cigarette smoke figure 1. scanning electron microscopy of coal dust (magnification 5000 x) 83 univ med vol.30 no.2 statistical analysis t h e c o l l e c t e d d a t a w e r e t e s t e d f o r n o r m a l i t y o f d i s t r i b u t i o n a n d v a r i a n c e . normally distributed data of identical variance w e r e a n a l y z e d u s i n g a n o v a . s i g n i f i c a n t differences between intervention groups ( p < 0 . 0 5 ) w e r e f o l l o w e d u p b y m u l t i p l e comparison test. non-normally distributed data of differing variances were tested by nonparametric tests. results the technique for preparation of coal d u s t , a s s t a t e d i n t h e m e t h o d s s e c t i o n , produced coal dust particles with a maximum diameter of <10 µm, as shown in the scanning electron microscopy results in figure 1. the coal dust particles of <10 µm had a variety of shapes and tended to form aggregates. x-ray fluorescence yielded information on the mineral content, comprising iron (fe) 36.9%; silicon (si) 17.9%; molybdenum (mo) 15%; aluminum (al) 10%; calcium (ca) 8.67%; sulphur (s) 4.7%; and titanium (ti) 3.65%. other minerals of <1% included vanadium (v), chromium (cr), manganese (mn), nickel (ni), copper (cu), and yterbium (yb). mean mda levels of the treatment groups are shown in figure 2. the collected data were not suitable for parametric tests, and were therefore analyzed using non-parametric tests. in the single exposure groups for cigarette s m o k e a n d c o a l d u s t , a n d t h e c o m b i n e d exposures to cigarette smoke, followed by coal dust, or coal dust exposure plus cigarette s m o k e , k r u s k a l wa l l i s t e s t i n g f o u n d significantly different increases in mda levels b e t w e e n t r e a t m e n t g r o u p s ( p = 0 . 0 0 0 ) . futhermore, using the mann whitney test, significant differences were found between c vs cse (p=0.009); c vs cde + cse (p=0.009); c vs cse + cde (p=0.009); cde vs cse + cde (p=0.028). no significant differences were found between c vs cde (p=0.117); cde vs cde + cse (p=0.113); cse vs cde + cse (p=0.463); cse vs cse + cde (p=0.347); and cde + cse vs cse + cde (p=0.116). figure 2. mean mda concentrations in the treatment groups. c=control; cse= cigarette smoke exposure; cde= coal dust exposure; cse+cde= cigarette smoke exposure followed by exposure to coal dust; cde + cse= coal dust exposure followed by cigarette smoke exposure 84 mean sod activities in the treatment groups are shown in figure 3. the collected data were not suitable for parametric tests, and were therefore analyzed using non-parametric t e s t s . i n t h e s i n g l e e x p o s u r e g r o u p s f o r c i g a r e t t e s m o k e a n d c o a l d u s t , a n d t h e combined exposures to cigarette smoke, followed by coal dust, or coal dust exposure plus cigarette smoke, kruskal wallis testing found significantly different decreases in sod activity between treatment groups (p=0.000). the mann whitney test found significant differences between c vs cse (p=0.009); c v s c d e ( p = 0 . 0 2 8 ) ; c v s c s e + c d e (p=0.009); c vs cde + cse (p=0.009); cde vs cse + cde (p=0.009); cde vs cde + cse (p=0.009); cse vs cse + cde (p=0.0059); cse vs cde + cse (p=0.016). no significant differences were found between cse vs cde ( p = 0 . 11 7 ) ; c d e + c s e v s c s e + c d e (p=0.917). discussion the technique for preparation of coal dust produced coal dust particles with a maximum diameter of <10 mm, having a variety of shapes a n d t e n d i n g t o f o r m a g g r e g a t e s . t h i s aggregative tendency is presumably due to attraction between charged atoms of the coal dust particles, in the form of cations or oxoions. the diameter of the coal dust particles used in this study was less than the diameter of dust partilces used in the study by pinho et al.,(7) but larger than in the study by ghanem et al. (14) and armutcu et al.(9) the unique physical characteristics (shape, size, surface area) and the metal constituents of these particles are major predictors for vascular oxidative stress. nanoparticle are an important constituent part of pm10. nanoparticle are c l o s e l y a s s o c i a t e d w i t h r e s p i r a t o r y, cardiovascular diseases and even the death rate figure 3. sod activity in the treatment groups. c=control; cse= cigarette smoke exposure; cde= coal dust exposure; cse+cde= cigarette smoke exposure follwed by exposure to coal dust; cde + cse= coal dust exposure follwed by cigarette smoke exposure kania, setiawan, kusuma coal dust plus cigarette smoke 85 univ med vol.30 no.2 due to their nanosize effects, high specific s u r f a c e a r e a a n d c o m p l i c a t e d c h e m i c a l composition allowing redox reaction take place.(15-17) the main finding in this study is that exposure to cigarette smoke and coal dust triggers systemic oxidative stress. this is consistent with the findings of brook et al.(18) malondialdehyde is a lipid peroxidation product involving a three-stage reaction, i.e. initiation, propagation, and termination. the overall reaction is: phagocytosis is a cellular process requiring molecular and cellular communication, thus i n v o l v i n g m o r e t i m e f o r i n i t i a t i n g l i p i d p e r o x i d a t i o n r e a c t i o n s . d e t a i l s s t e p s o f phagocytosis consist of recognition, response, and removal.(19) although coal dust contains catalytic minerals for redox reactions, such as fe and ti, these reactions also require the p r e s e n c e o f h 2o 2 f o r h y d r o x y l r a d i c a l formation. for the combined exposures, all exposure groups had significantly increased blood mda levels, compared to the control group, although there was no difference between cse + cde and cde + cse. the free radicals in the gaseous phase, the products of coal dust phagocytosis, and the redox catalyzation p r o d u c t s w i l l i n i t i a t e l i p i d p e r o x i d a t i o n reactions, although it cannot be determined which of these was the most dominant. there is a variety of reactive compounds produced by coal dust, including •o2 -, h2o2, and no. cigarette smoke contains •o2 and no.4 one of the catalytic redox reactions is the fenton or haber-weiss reaction:(8) ti(iii) + h2o2 → ti(iv) + oh + •oh in comparing the single exposures with the combined exposures, a significant increase was found for cde vs cse + cde. this is due to the diffusive capacity of gaseous reactive compounds derived from cigarette smoke, leading to their appearance in the b l o o d , t o b e a u g m e n t e d w i t h r e a c t i v e compounds from coal dust. in contrast, for cde vs cde + cse; cse vs cde + cse; and cse vs cse + cde, no significant differences w e r e f o u n d . t h i s w a s o n t h e o n e h a n d presumably due to the high level of reactive compounds in cigarette smoke, and on the other hand to reactions between radicals neutralizing one another (termination reactions). superoxide dismutase is an enzymatic antioxidant that catalyzes the conversion of •o2 into h2o2. the function of sod is to convert radicals into oxidants, or reduce the reactivity of radical molecules. the effect of for single exposures, significant increases in blood mda levels versus controls were found in the cigarette smoke exposure group. t h i s f i n d i n g i s s i m i l a r t o t h e s t u d y b y murarescu et al., where increased serum mda levels were found in rats exposed to cigarette smoke.(12) coal dust exposure at a dosage of 12.5 mg/m3 for 14 days failed to significantly increase blood mda levels, compared with the controls. the results of the present study were at variance with the study of armutcu et al., which demonstrated increased serum mda levels in rats exposed to coal dust for 14 days (24 hours per day in underground mines).(9) this discrepancy in results is presumably due to the prolonged daily exposures in the study by armutcu et al. the underlying reason for the different effects of single cigarette smoke exposure (cse) and single coal dust expsosure (cde) is the gaseous form of the active substances in cigarette smoke, leading to diffusion directly of the free radicals to all parts of the lungs. the active substances can also diffuse via the alveolar membrane into the blood stream, where they immediately initiate lipid peroxidation reactions. this is in contrast with coal dust exposure, where the coal dust is initially p h a g o c y t o s e d t o p r o d u c e f r e e r a d i c a l s . lh + oxidant → l• + oxidant-h (initiation) l• + o2 → loo• (propagation) loo• + lh → l• + looh (propagation) l• + l• → non radical products (termination) l• + loo• → non radical products (termination) 86 single cigarette smoke exposures on sod was to significantly reduce sod activity, in comparison to controls, which was also the c a s e w i t h c o a l d u s t e x p o s u r e . t h i s i s presumably caused by the gaseous phase free radicals in cigarette smoke (•o2 -) triggering spontaneous dismutation of sod in the blood, through the diffusion of cigarette smoke gases into the circulation. in the case of single exposures to coal dust, the reduced sod a c t i v i t y w a s d u e t o n o n p h a g o c y t i c mechanisms, in the form of reactivity of i n o rg a n i c c o m p o n e n t s , o r t o p h a g o c y t i c mechanisms resulting in superoxide radical production. the effect of coal dust exposure on blood sod activity in this study was contrary to the study by armutcu et al.,(9) who found no significantly increased sod activity even with exposure times of 24 hours per day. this difference in study results was due to a differences in exposure dose, namely 1.17 mg/ m3 in the study of armutcu et al. and 12.5 mg/ m3 in the present study. in the case of combined exposures, there was a significant decrease in sod activity, as compared to controls or to single exposures. this may be because cigarette smoke and coal dust are sources of •o2 as the substrate of s o d . t h e p o i n t o f i n t e r e s t i s t h e nonsignificancy of single coal dust exposures in comparison with single cigarette smoke exposures, or combined exposures of both, indicating that the formation of •o2 in the circulation, as a result of cigarette smoke gases, has a similar effect as coal dust exposures. beside that, tar phase of cigarettes smoke is an effective metal chelator wherein iron is chelated to produce tar-semiquinone + tar-fe2+, which can inhibit redox properties of metal.(20) a limitation of this study is that we were unable to determine the types of the free radicals produced, in order to determine their respective roles in coal dust and cigarette s m o k e e x p o s u r e s . t h i s i s d u e t o t h e i r considerably high reactivity, requiring electron paramagnetic resonance or electron spin resonance apparatus for identification of their types. conclusions s i n g l e e x p o s u r e t o c i g a r e t t e s m o k e triggered significant increases in blood mda levels and significant decreases ini serum sod activity. single coal dust exposure failed to trigger increases in blood mda levels and only induced decreases in serum sod activity. combined exposures to cigarette smoke and coal dust triggered significant increases in blood mda levels and significant decreases in serum sod activity. acknowledgement the authors thank pt. carsurin coal laboratories for their donation of coal dust with particle size of <75 µm. author also thank to mr. moch. abuhari dan mrs. ferida for technical assistance. references 1. huang x, finkelman rb. understanding the chemical properties of macerals and minerals in coal and its potential application for occupational lung disease prevention. j toxicold environ health part b 2008;11:45-67. 2. huang x, li w, attfield md, nadas a, frenkel c, finkelman rb. mapping and prediction of coal workers’ pneumoconiosis with bioavailable iron content in the bituminous coals. environ health perspect 2005;113:964–8. 3. hendryx m, zullig kj. higher coronary artery disease and heart attack morbidity in appalachian coal mining regions. prev med 2009;49:355-9. 4. lykkesfeldt j, svendsen o. oxidant and antioxidants in disease: oxidative stress in farm animals. vet j 2007;173:502-11. 5. glorie g, legrand-poels s, piette j. nf-κb activation by reactive oxygen species: fifteen years later. biochem pharmacol 2006;72:1493505. 6. romieu i, castro-giner f, kunzli n, sunyer j. air pollution, oxidative stress and dietary supplementation: a review. europ respir j 2008; 31:179-96. kania, setiawan, kusuma coal dust plus cigarette smoke 87 univ med vol.30 no.2 7. pinho ra, silveira pcl, silva la, steck el, dalpizzol f, moreira jcf. n-acetylsisteine and deferoxamine reduce pulmonary oxidative stress and inflammation in rats after coal dust exposure. environ res 2005;99:355-60. 8. halliwell b, whiteman m. measuring reactive species and oxidative damage in vivo and in cell culture: how should you do it and what do the results mean? br j pharmacol 2004;142:231-55. 9. armutcu f, gun bd, altin r, gurel a. examination of lung toxicity, oxidant/antioxidant status and effect of erdosteine in rats kept in coal mine ambience. environ toxicol pharmacol 2007;24:106-13. 10. junior sa, possamai fp, budni p, backes p, parisotto eb, rizelio vm, et al. occupational airborne contamination in south brazil: oxidative stress detected in blood of coal miners. ecotoxicology 2009;18:1150-7. 11. ulker oc, yucesoy b, demir o, tekin io, karakaya a. serum and bal cytokine and antioxidant enzyme level at different stages of pneumoconiosis in coal workers. human exper toxicol 2008;27:871-7. 12. murarescu ed, iancu r, mihailovici ms. morphological changes positive correlates with oxidative stress in copd. preliminary data of an experimental rat model-study literature review. romanian j morphol embryol 2007;48:59-65. 13. stell, rgd, torrie h. principles and procedures of statistics, a biometrical approach 2nd ed. singapore: mcgraw hill book company;1991. 14. ghanem mm, porter d, batteli la, valyathan v, kashon ml, ma jy, et al. respirable coal dust particle modify cytochrome p4501a1 expression in rat alveolar cells. am j respir cell molecular biol 2004;31:171-87. 15. xi yd, hou xm, hong y, wei lx, ke z, chang w, et al. physicochemical properties and potential helath effects of nanoparticles from pulverized coal combustion. chine sci bull 2009;54:124350. 16. donaldson k, tran l, jimenezi la, duffin r, newby de, mills n, et al. combustion-deroved nanoparticles: a review of their toxicology following inhalation exposure. part fibre toxicol 2005;2:10. 17. simeonova pp. nanoparticle exposure and systemic/cardiovascular effects-experimental data. nanotechnol toxicol issues environ safety 2007:53-64. 18. brook rd, rajagopalan s, pope a, brook jr, bhatnagar a, diez-roux av, et al. particulatte matter air pollution and cardiovascular disease: an update to the scientific statement from the american heart association. circulation 2010; 121:2331-78. 19. gregory cd, pound jd. microenvironmental influences of apoptosis in vivo and in vitro. apoptosis 2010;15:1029-49. 20. biswas sk, rahman i. environmental toxicity, redox signalling, and lung inflammation. mol aspect med 2009;30:60-76. editorial 135 high dose simvastatin and adverse muscle effects yenny department of pharmacology & therapeutics medical faculty, trisakti university univ med vol. 30 no.3 high blood cholesterol, or hyperlipidemia, is a cardiovascular risk factor. surveys have demonstrated that 35.6% of adults in the united states suffer from hyperlipidemia.(1) currently there are various therapeutic regimens available for hyperlipidemia. the use of lipid-lowering drugs, patient education, dietary modification, and exercise have all been recommended for the management of hyperlipidemia.(2) among the lipid-lowering drugs, the most effective and best-tolerated agents are the statins, which decrease ldl-cholesterol production in hepatoctyes by competitive inhibition of 3-hydroxy3-methylglutaryl coenzyme a (hmg-coa) reductase. because of their ldl cholesterol–lowering potency, the statins are the most effective in reducing cardiovascular risks, with the highest decrease in serum ldl-cholesterol being due to rosuvastatin 40 mg (63%), atorvastatin 80 mg (57%), and simvastatin 80 mg (46%).(3) however, statin therapy also has a high incidence of adverse effects, particularly affecting skeletal muscle and the liver, with the statin-induced myopathies being the most recognized. statin myopathies range from asymptomatic increases in creatine kinase concentration to muscle aches or weakness to fatal rhabdomyolysis (in ascending order of severity). the risk of statin-induced myopathy increases with the lipophilicity, cholesterol-lowering potency, and dosage of the drugs. with the exception of cervastatin, all lipophilic statins (simvastatin, fluvastatin, lovastatin, atorvastatin) are metabolized by cytochrome p450 3a4 (cyp3a4) enzymes via first-pass metabolism in the gastrointestinal tract and liver. inhibition of first-pass metabolism by competing substances using the same pathway may increase statin toxicity from 5% to 100%.(4) damage to skeletal muscle is commonly assessed by determining the concentration of creatine kinase (ck), an enzyme essential for maintaining atp stores in skeletal muscle.(4) most definitions of myopathy involve a higher than tenfold rise in serum creatine kinase concentration.(5) in the study of the effectiveness of additional reductions in cholesterol and homocysteine (search),(6) involving approximately 12,000 subjects with past myocardial infarction and randomly assigned in approximately equal numbers to receive 80 mg and 20 mg simvastatin, myopathy was defined as a serum creatine kinase level exceeding 10 times the upper limit of normal, accompanied by unexplained muscle weakness or pain. the most severe form of statin myopathy is rhabdomyolysis, with muscle cell destruction or enzyme leakage. rhabdomyolysis is defined as unexplained muscle pain or weakness with a serum creatine kinase level of more than 40 times the upper limit of normal.(7) the search trial found 98 (1.6%) cases of definite or incipient myopathy among the 6,000 subjects on 80 mg simvastatin, during approximately 6 years of follow-up, but only 2 definite and 6 incipient cases of myopathy in the 20 mg group (0.1%). although the search 136 univ med and other clinical trials have generally found a relatively percentage of statin-induced myopathy (<5%), in clinical practice, myalgias occur in 5–10% of patients receiving statins.(6) the statin myopathies are presumably the result of inhibition of mevalonate synthesis, causing depletion of its metabolites, such as cholesterol, isoprenoids, and coenzyme q19. lack of these substances causes abnormal membrane behaviors, impaired intracellular signaling, and decreased mitochondrial respiratory function, respectively. in a genomewide association study, as part of the search trial, genetic predisposition to statin myopathy was demonstrated to be associated with a variant of the slco1b1 gene that is common among individuals of european ancestry.(6) the slco1b1 gene encodes an organic anion transporter that regulates the hepatic uptake of statins and other drugs. single nucleotide polymorphism (snp) analysis of slco1b1 found a strong association of myopathy with the rs4363657 and rs4363656 snps within the slco1b1 gene. the rs4363656 c allele has a prevalence of 15% in the population. the cumulative risk for myopathy in individuals taking 80 mg daily of simvastatin was 18.0% for cc homozygotes, 3.0% for the ct genotype, and 0.6% for the tt genotype. collective evidence indicates that individuals with the c allele of the rs4149056 slco1b1 genotype have higher statin blood concentrations, suggesting that this allele is a high-risk allele for statin-induced myopathy. the percentage of simvastatin-induced myopathy attributable to variant slco1b1 is approximately 60%. therefore, the incidence of simvastatin myopathy could be reduced by 60% if simvastatin were not prescribed to individuals homozygous or heterozygous for the variant allele. on the other hand, prescribing low-dose simvastatin to heterozygous individuals only, and none to homozygous individuals, would result in a 25% reduction in myopathy incidence. this approach merits to be more fully evaluated.(8) based on the search trial and other data on the risks of high-dose (80 mg) simvastatin, the us food and drug administration (fda) has recently instituted safety-labeling changes and related measures to prevent the prescription of high-dose simvastatin to new patients. if during the year 2012 these measures prove to be ineffective, high-dose simvastatin may ultimately be withdrawn from the market.(9) currently, high-dose simvastatin should be prescribed only to patients who have been using the drug for at least one year without clinically significant muscle toxicity. in addition, because simvastatin is extensively metabolized by the cyp3a4 enzyme system, the drug should not be used concomitantly with other drugs metabolized by cyp3a4, such as antifungal azoles, macrolide antibiotics, hiv protease inhibitors, and nefazone. moreover, simvastatin at a dosage of more than 10 mg should not be used concomitantly with gemfibrozil, cyclosporine, and danazol. amiodarone and verapamil should not be used concomitantly with a simvastatin dose of more than 20 mg, while diltiazem should not be used concomitantly with a simvastatin dose of more than 40 mg. references 1. rosamond w, flegal k, furie k, go a, greenlund k, haase n, et al. heart disease and stroke statistics, 2008 update: a report from the american heart association statistics committee and stroke statistics subcommittee. circulation 2008;117:e25–146. 2. third report of the national cholesterol education program (ncep). expert panel on detection, evaluation, and treatment of high blood cholesterol in adults (adult treatment panel iii). available at: http:// www.nhlbi.nih.gov/guidelines/cholesterol/atp3full.pdf. accessed august 1, 2011. 3. smith meb, lee nj, haney e, carson s. drug class review: hmg-coa reductase inhibitors (statins) and fixed-dose combination products containing a statin. final report. update 5. portland: oregon health & science university;2009. available at: http://www.ncbi.nlm.nih.gov/books/nbk47273/pdf/toc.pdf. accessed august 1, 2011. 137 4. di stasi sl, macleod td, winters jd, binder-macleod sa. effects of statins on skeletal muscle: a perspective for physical therapists. phys ther 2010;90:1530–42. 5. eckel rh. approach to the patient who is intolerant of statin therapy. clin endocrinol metab 2010;95:2015– 22. 6. the study of the effectiveness of additional reductions in cholesterol and homocysteine (search) collaborative group. slco1b1 variants and statin-induced myopathy a genomewide study. n engl j med 2008;359:789-99. 7. the study of the effectiveness of additional reductions in cholesterol and homocysteine (search) collaborative group. intensive lowering of ldl cholesterol with 80 mg versus 20 mg simvastatin daily in 12.064 survivors of myocardial infarction: a double-blind randomised trial. lancet 2010;376:1658– 69. 8. nakamura y. pharmacogenomics and drug toxicity. n engl j med 2008;359:856-8. 9. egan a, colman e. weighing the benefits of high-dose simvastatin against the risk of myopathy. n engl j med 2011;365:285-7. vol. 30 no.3 alvina 45 abstract the prevalence of obesity in indonesia is rapidly increasing, particularly in older people. obesity is characterized by increased percentage of body fat in the form of visceral fat and non-visceral or subcutaneous fat. the aim of this study was to analyze body fat percentage (bfp) and associated risk factors, i.e. type of residence (rural or urban), physical activity, gender, age, intakes of energy and fat, and socio-economic background (educational level and occupational status). this cross-sectional study was conducted on 812 older persons (517 females and 295 males) from december 2007february 2008 in the cities of surabaya, semarang, yogyakarta, wonogiri, gunung kidul, and magetan subdistricts. bfp was assessed using an omron fat analyzer. nutritional intakes were collected through interviews using semi-quantitative food frequency questionnaire (ffq). to obtain overall total energy expenditure for physical activity (pa), the energy expenditures for exercise (sports) pa, daily activities, and leisure time pa were added together. the study results indicated that urban residence and light pa at age 55 years constituted risk factors for high bfp. light pa at 55 years of age was the most influential risk factor, since it was 4.3 times greater than vigorous pa at the same age (or=4.3; 95% confidence interval 2.6-7.1) it is recommended to implement nutritional counseling about adequate intakes for increased pa in all age groups (adolescents, adults, older persons), particularly in urban areas with their greater risk of high bfp. keywords: body fat percentage, older persons, rural, urban *department of public health nutrition, faculty of public health, university of indonesia correspondence dr. fatmah, skm, msc department of public health nutrition, faculty of public health, university of indonesia kampus ui depok 16424 phone: 021-7863501 email: ffatmah@yahoo.com univ med 2011;30:45-53 light physical activity increased body fat percentage in elderly javanese fatmah* and yusran nasution* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction the prevalence of obesity is rapidly increasing in both developed and developing countries. this disorder is steadily increasing in older persons, leading to increased mortality due to degenerative diseases, such as diabetes, hypertension, stroke, and coronary heart disease (chd). obesity is characterized by increased total body fat in the form of visceral fat and non-visceral or subcutaneous fat. both forms of fat increase in quantity with advancing age up to the age of 40 years in males and 50 years in females, stabilize up to the age of 70 years 46 fatmah, nasution physical activity body fat percentage and subsequently decline due to loss of adipose tissue. in addition, more of the body fat in older persons is intramuscular and intra-abdominal.(1) concurrently, lean mass [muscle mass] declines steadily with age, resulting in an initial increase of body fat percentage (bfp) with age (with peak level in middle age), followed by a decrease and finally a leveling-off in old age.(1) body fat acts as a reservoir of energy, protects the body in times of illness, protects vital organs against injury (mechanical shock protection), and maintains body temperature (thermal protection). however, excessive accumulation of body fat leads to medical complications in o l d e r p e r s o n s , i . e . t h e e m e rg e n c e o f degenerative diseases. obesity has become a public health problem, as it is associated with metabolic diseases, among others hypertension, dyslipidemia, and atherosclerosis, all of which may increase the risk of chd. accumulation of adipose tissue, particularly in the abdominal or visceral region, plays an essential role in the development of metabolic syndrome, chd, or both.(2) data from the indonesian basic health research survey for 2007 (riskesdas 2007) indicate that the national prevalence of obesity at age 14 years and over is 19.1%, with waisthip circumference (whc) as indicator.(3) the prevalence of obesity is higher in urban areas as compared to rural. the prevalence of obesity is proportional to monthly per capita household expenditure. it is to be regretted that no national data are available on the prevalence of obesity in older persons in indonesia, but only data from local studies. a study of 296 older persons in jakarta in the year 2008 found that 27.5% of the males and 22.2% of the females were overweight.(4) there are also e x t r e m e l y f e w ( a n d r e l a t i v e l y o b s c u r e ) e p i d e m i o l o g i c a l d a t a o n b f p i n o l d e r i n d o n e s i a n s . d e m o g r a p h i c c h a n g e s i n indonesia in the last decade have resulted in increased longevity, such that the numbers of older persons are expected to increase. the availability of information on bfp is an urgent need in the prevention of obesity in older persons. these data may be used as input for governmental, private, and other interested parties in designing health programs for older persons, particularly for prevention of obesity in indonesia. there is thus a need for a study on bfp as one of the indicators for assessing the risk of obesity in older persons, in order to obtain data on prevalence of obesity in older persons. ethnic javanese were selected as study subjects, as they constitute the largest ethnic group in indonesia.(5) the aim of the present study was to determine bfp level and associated risk factors in javanese older persons aged 55 years and older. methods design of the study this cross-sectional study was conducted from december 2007 up to february 2008 to determine the risk factors of bfp. study subjects a total of 812 older persons (517 females and 295 males) participated in this study. sample size was determined on the basis of calculations for multiple regression analysis.(6) inclusion criteria of the respondents were: ethnic javanese males and females aged over 55 years, apparently healthy, and with good verbal communication. respondents who were ill, suffering from loss of memory, incapable of adequate speech, paralyzed or unable to stand, and unable to completely extend both arms anteriorly, were excluded from the study. twostage stratified random sampling was used to select the study area, comprising 2 stages of s e l e c t i o n , i . e . a t s u b d i s t r i c t a n d v i l l a g e (kelurahan) level. the subdistricts and villages were randomly selected from a list of all subdistricts and villages in the province. the study sample was taken by simple random sampling from 54 villages in 18 subdistricts. 47 assessment of dietary intake and physical activity data on daily energy and protein intakes were collected through interviews using semiquantitative food frequency questionnaire (ffq), while data on pa at age 55 were collected by means of a structured questionnaire. the respondents were questioned about their history of food consumption and physical activities at 55 years. the purpose of collecting data at this point in time was to find possible associations of nutritional intakes and physical activities in old age with bfp at the time of interview. bfp was measured by a trained nutritionist using an omron body fat analyzer hbf 352. bfps were grouped into the following categories: i) normal 20-30% (women) and 10-20% (men); ii) near high 30-35% (women) and 20-25% (men); and iii) high > 35% (women) and 25% (men).(7) daily dietary intakes of a selection of foods (in grams) were calculated from the frequency of consumption of the foods, as follows. depending on the food frequency time units ( d a i l y, w e e k l y, m o n t h l y, a n n u a l l y ) , t h e frequencies were divided by the appropriate number of days, as illustrated for carbohydrate in table 1. the columns marked with a cross represent the reported food frequencies, while the rightmost column shows the calculated daily food intakes in grams. total energy and protein intakes were obtained from analysis of nutritional data using the nutrisoft software program from the center for nutrition research and development (puslitbang gizi) in bogor for the year 2005. inputs for the nutrisoft program were the quantities of each food type consumed (in grams), while the outputs were the daily intakes of all nutrients making up each type of food. a d e q u a c y o f n u t r i t i o n a l i n t a k e w a s assessed by comparison with indonesian recommended dietary allowances (indonesian rda, irda) based on age and gender.(8) nutritional intake was deemed adequate if meeting the minimum of 80% irda and inadequate if below 80% irda. data on physical activity (pa) comprised daily activities (da), daily leisure time pa, and exercise (sports) pa at age 55 years. types of da were adjusted to the type of occupation at age 55 years. in sports pa, three items were evaluated, i.e. type of exercise, duration per week, and frequency per week. type of exercise was divided into 3 categories, i.e. light (weight = 3.5), moderate (5.5) and vigorous (7.5), on the basis of durnin and passmore categories.(9) duration of exercise per week in hourly units was scored on a scale of 1-5 as follows: i) score = 1 for a duration/week of <1 hour; ii) score = 2 for a duration of 1-2 hours/week; iii) score = 3 for a duration of 2-3 hours/week; iv) score = 4 for a duration of 3-4 hours/week; and v) score = 5 for a duration of >4 hours/week. frequency of exercise per week was also scored o n a s c a l e o f 1 5 , i n w h i c h s c o r e s 1 – 4 corresponded to the actual weekly frequency, while a score of 5 was given for a weekly frequency of >4 times. food type frequency of consumption household measures (gram) >1x per day 1x per day 3 –5 x per week 1-2 x per week 2 –3 x per month 1x per month 1-2x per year never carbohydrate rice x 2/7 x 100 biscuits or crackers x 2/365 x 50 table 1. frequencies of food consumption reported by the subjects univ med vol.30 no.1 48 fatmah, nasution physical activity body fat percentage to find the energy expenditure per minute for a given type of exercise, the score for weekly duration of exercise was multiplied by weekly f r e q u e n c y s c o r e , t h e n d i v i d e d b y 7 a n d multiplied by 60, and finally multiplied by the weight of exercise type. weighting was applied to all das at 55 years.(9,10) for more than one type of da performed, the weight of each a c t i v i t y w a s c a l c u l a t e d s e p a r a t e l y, t h e n multiplied by duration/day and by 60. duration of da was scored similarly to weekly scores, and calculation of daily energy expenditure per minute was also similar to that for weekly scores. for more than one type of da, the energy expenditures for each type were added to yield the total daily energy expenditure. leisure time activity was weighted according to severity of activity,(8,9) and the weights were multiplied by the score for duration per day, which was identical to abovementioned da scores. calculation of daily energy expenditure for leisure time activity was similar to that for das. to obtain overall total energy expenditure for pa, the energy expenditures for exercise (sports) pa, da, and leisure time were added together. level of pa was categorized as light, moderate, and vigorous, on the basis of overall total energy expenditure. a high energy score corresponds to a high level of pa. body mass index (bmi) was calculated as body weight (kg) divided by the square of height (m). statistical analysis to compare means and standard deviations b e t w e e n i n d e p e n d e n t v a r i a b l e s ( t y p e o f residence, gender, age, educational level, physical activity at age 55, and intakes of energy and fat at age 55) and bfp as dependent variable, the data were analyzed using paired-t tests. multiple logistic regression analysis was used to determine the relationship between bfp status (high and normal) and associated risk factors. all statistical analyses were performed by means of the spss program version 13. values of p<0.01 and p<0.05 were considered significant. variables bfp status p high (n,%) near high (n,%) normal (n,% ) type of residence urban rur al gender male female age gr oup (yrs) 55-65 66-85 educational level low high employment unemployed informal sector formal sector physical activity light moderate vig orous 28 8 (63.9) 13 7 (38.0) 12 8 (43.4) 29 7 (57.4) 31 5 (51.0) 11 0 (56.7) 21 4 (44.5) 21 1 (73.7) 20 9 (65.5) 15 1 (38.1) 65 (67.0) 15 5 (57.2) 15 7 (57.9) 11 3 (41.9) 119 (26.4) 111 (30.7) 89 (30.2) 141 (27.3) 178 (28.8) 52 (26.8) 149 (31.0) 81 ( 24.5) 85 (26.6) 124 (31.3) 21 (21.6) 80 (29.5) 76 (28.0) 74 (27.4) 44 (9.8) 113 (31.3) 78 (26.4) 79 (15.3) 125 (20.2) 32 (16.5) 118 (24.5) 39 (11.8) 25 (7.8) 121 (30.6) 11 (11.3) 36 (13.3) 38 (14.0) 83 (30.7) 0.001 0.001 0.001 0.001 0.001 0.001 table 2. distribution of bfp status by type of residence, gender, age group,educational level, employment, and physical activity level at age 55 years 49 results half of the respondents (52.3%) had a high bfp, while 28.3% had near high and 1 9 . 3 % n o r m a l b f p. b a s e d o n t h e b m i categories, 56.7% of the study subjects was in the normal bmi category and 33.1% was o v e r w e i g h t o r o b e s e . t h e f r e q u e n c y distribution of bfp by type of residence, gender, age, educational level, employment, and level of pa at age 55 years is presented in table 2. overall, total proportions of bfp status were significantly different for pa levels at the age of 55 years. the percentage of high bfp status was smallest and normal bfp status was greatest in older persons with high pa level. high pa level was proportional to normal bfp status and inversely proportional to high bfp status. based on type of residence, the proportion of high bfp in urban areas was greater than in rural areas, while normal bfp was more frequent in rural areas. there were differences in high, near high, and normal bfp between rural and urban areas. the proportions of bfp at all levels (high, near high, normal) were higher in females in comparison with males, while normal bfp was more frequent in m a l e s . t h e p r o p o r t i o n o f h i g h b f p w a s variable coefficient s.e. p wald or 95.0% c.i. or urban type of residence 0.68 60 0.2229 0.0021 1.9858 1.2829 3.0737 ligh t ph ysical activity at 55 years 1.46 39 0.2545 0.0000 4.3230 2.6251 7.1189 constant -0.0457 0.1434 0.7501 0.9554 table 4. multiple logistic regression analysis of bfp risk factors significantly greater in the age group of 66-85 years, compared with the age group of 55-65 years, whereas for normal bfp the converse was true (more frequent at 55-65 years). thus it may be concluded that bfp at 55-65 years was significantly lower than bfp at 66-85 years. regarding pa at age 55 years, older persons with light pa had slightly higher bfps than those with heavy pa. da was significantly different from bfp proportion. the proportion of high bfp status was higher in older persons with light pa compared with those with vigorous pa, which may be due to the fact that the latter expended more energy for performing pa. table 3 shows mean bfp level by intakes of energy and fat at age 55 years. there was a significant difference in high and normal bfp status for an adequate level of energy intake at age 55 years. multiple logistic regression analysis of bfp risk factors is presented in table 4. the most influential risk factor on bfp status was light pa (or=4.3; 95% confidence interval= 2.6-7.1), indicating that older persons with light pa had a probability of 4.3 times that of older persons with vigorous pa in possessing a high bfp status, after adjustment for urban type of residence. table 3 mean bfp level by energy and fat intakes in respondents at age 55 years variable mean bfp level p high mean ± sd near high mean ± sd normal mean ± sd adequacy of energy intake inadequate (< 80% irda) 36.3 ± 5.4 29.0 ± 5.2 21.3 ± 5.5 < 0.05 adequate (>=80% irda) 35.8 ± 5.6 28.6 ± 5.1 21.2 ± 6.4 < 0.05 fat intake 29.7 ± 23.6 27.5 ± 16.4 30.4 ± 24.2 > 0.05 univ med vol.30 no.1 50 fatmah, nasution physical activity body fat percentage f i g u r e 1 s h o w s t h e e x i s t e n c e o f a correlation between bmi and bfp (r = 0.641), while table 5 describes the pattern of increases and/or decreases in bfp by increases in body height and weight. in both older men and women, higher body weight was proportional to mean bfp, whereas older women had higher mean bfp than men. figure 1. correlation between bmi and bfp table 5 mean bfp by height, body weight, and gender discussion the differences in bfp status are caused by life style and dietary habits of urban older persons, who consume more high-fat foods in comparison to rural older persons. this is presumably because urban older persons have high intakes of cholesterol and energy as a result of different dietary patterns. these findings are at variance with those of a study on the dietary intakes of rural and urban older persons in poland. the energy and macronutrient content of the foods consumed by both groups was similar, except for intakes of several vitamins and minerals, particularly vitamins a and c, which were lower in rural older persons.(11) the proportion of normal bfp was higher in males than in females, as the latter have a higher bfp than the former. females have lower pa levels and energy expenditures, and higher energy intakes, while males have a 51 larger lean mass and higher pa levels, and most of their body is composed of muscle.(12) the differing proportions of the three bfp levels based on age are due to increases in body fat and loss of muscle mass (lean mass) with age in both genders. older females have entered the menopause, when there is a decreased functioning of the ovaries and estrogens, resulting in increased absorption of calcium. menopause is a significant predictor of decrease in or loss of muscle mass as a result of estrogen deficiency. the results of the present study are consistent with a study in elderly aged 70–79 years in pittsburgh, pa, and memphis, tn, both in the us. these data showed that, in older men and women, later cohorts had a greater bfp than did earlier cohorts. the increase in bfp was due to a larger increase in fat mass and a moderate increase in lean mass. lean mass was found to decline with age, while fat mass initially increased, but subsequently decreased around the age of 80 years. these changes caused an initial increase in bfp with age, followed by a leveling-off in both older men and women.(13) on the basis of educational level, the present study results indicate that the high educational level group had a greater proportion of high bfp status than the low education group, whereas in the low education group there was a greater proportion of normal bfp status. this is because educational level affects income and ultimately impacts of purchasing power with regard to foods. an age-related decline in physical activity was observed among loweducation individuals. for low-education individuals, unemployment and job losses were associated with reduced pa, whereas for highly educated individuals the reverse was true.(14) the differences in bfp status based on pa level are due to differences in energy expenditure in older working and non-working persons. the lack of a significant relationship between bfp status on the one hand and intakes of energy and fat at age 55 years on the other may be due to the high level of pa of the repondents. when consumption of foods rich in energy and fat is balanced by high levels of pa, then the input calories will be converted into energy, thus there is no accumulation of calories. the lack of a significant relationship between high fat intakes and bfp is similar to the results of a norwegian study on the influence of dietary fat intake on body fat in middle-aged (47-49 years) and older (71-74 years) persons, in men as well as in women.(15) h o w e v e r, b o t h s t u d i e s f a i l e d t o f i n d a relationship between energy intakes and bfp. a high-fat diet may cause increased body fat, since it has a high energy density, while total energy may also be affected by intakes of other macronutrients low in energy, namely proteins and carbohydrates. older persons who do not perform active work have a higher bfp, as inactivity affects the distribution of body fat, thus increasing the number of cases of obesity. this is consistent with the results of a study on aging, body composition, and life style in older persons,(16) where physical work was associated with a decrease in bfp in male and female older persons. a somewhat different result was found in new england, where bfp was also inversely related to pa (r= 0.37, p=0.007), but in elderly men only.(17) the changes in bfp in overweight and obese older persons were due to increased pa. these findings were contrary to the results of a study on variations in bfp and bmi in spanish older persons.(18) bfp in older persons depends on age, menopausal status, and body weight. increased body weight due to body fat may increase bfp. with normal aging there is a progressive increase in fat and decrease in fat-free mass, the latter being mainly due to loss of skeletal muscle. consequently, at any given weight, older people, on average, have substantially more body fat than young adults. the increase in body fat with aging is multifactorial in origin, with decreased pa as a major cause, a n d c o n t r i b u t i o n s f r o m r e d u c e d g r o w t h hormone secretion, declining sex hormone univ med vol.30 no.1 52 fatmah, nasution physical activity body fat percentage action and reduced resting metabolic rate, and t h e r m i c e ff e c t o f f o o d . t h e r e w a s a proportional relationship between increased body weight and bfp in both genders. body weight consists of fat mass and lean body mass, a n d w i t h i n c r e a s i n g b o d y w e i g h t t h e percentage of body fat and visceral fat also increases. (19) in older persons there is an increase in body weight as a result of increased e n e r g y i n t a k e s a n d d e c r e a s e d e n e rg y expenditures through pa. female older persons have a higher bfp than males, due to the fact that accumulation of fat in males takes place in the upper body (waist circumference, waist/ hip ratio, subscapular/triceps). the body of a woman is naturally built for protecting itself and the fetus in pregnancy, therefore it has numerous enzymes for accumulating and burning fats. estrogen promotes replication of the enzymes involved in the building of fat reserves. (20) there were several limitations in this study. first, the cross-sectional design of the study, assessing all independent and dependent variables at a given point in time, has the disadvantage of not being able to find causeand-effect relationships between bfp and associated risk factors. there is also the possibility of recall bias when the respondents have to recall their sports activities, adls, leisure time pa, type and mean level of consumption of carbohydrate and protein sources, as well as their frequencies, at age 55 years. the sq-ffq instrument has several advantages in collecting data on longterm dietary consumption, as it is capable of determining the types of foods commonly consumed by older persons and does not affect their dietary habits. the validity of the ffq method is relatively high, in comparison with other methods. one study on post-menopausal w o m e n i n c h i n a ( 2 1) f o u n d t h a t f f q i s sufficiently valid in describing the dietary habits of the respondents, since ffq measures t h e v o l u m e o f f o o d s c o n s u m e d b y t h e respondents and not the weight of the foods. h o w e v e r, t h i s m e t h o d h a s s e v e r a l disadvantages, as it requires recall of past dietary patterns, where current intakes may influence reports of past intakes. the method a l s o n e e d s a c c u r a c y i n e s t i m a t i n g f o o d frequency and servings, and there is limited possibility for inserting food specifications into the questionnaire, particularly of local foods not listed in the nutrisoft software program for analysis of nutritional content. in addition, the relatively long interview period of 30 minutes per respondent results in a high level of inattention, such that the respondent m a y u n t h i n k i n g l y m e n t i o n f o o d t y p e s , frequency of consumption and food servings. the cross-sectional study design and the inherent recall bias of the sq-ffq method may be the cause of the lack of association between energy and protein intakes and bfp. acknowledgements the investigators wish to express their gratitude to all parties who assisted in this study and enabled the study to be conducted, namely the health services of the participating cities and districts, the local primary health centers, the cadres of the comprehensive health service programs for older persons (posyandu lansia) and all older persons as respondents in this study. references 1. ghosh a. age and sex variation in measures of body composition among the elderly bengalee hindus of calcutta. coll anthropol 2004;2:553– 61. 2. hughes va, frontera wr, roubenoff r, evans wj, singh maf. longitudinal changes in body composition in older men and women: role of body weight change and physical activity. am j clin nutr 2002;2:473-81. 3. badan litbang depkes ri. laporan nasional riset kesehatan dasar (riskesdas) 2007. jakarta: badan litbangkes depkes ri; 2008. 4. kusumaratna r, hidayat a. body mass index and quality of life among the elderly. univ med 2009; 28:34-41. 53 5. aris a, arifin en. report on ageing at provinces and districts in indonesia. singapore: institute of southeast asian studies singapore;2005. 6. dawson b, trapp rg. basic & clinical biostatistics. 4th ed. new york: mcgrawhill; 2004. 7. omron. health management by checking the body fat (use of fat analyzer scale). 2006. 8. biro pusat statistik. prosiding widyakarya nasional pangan dan gizi dan gizi viii ketahanan pangan dan gizi di era otonomi daerah dan globalisasi. jakarta;2008. 9. passmore r, durnin jvga. human energy expenditure. department of physiology, university of edinburgh, edinburgh, scotland and the institute of physiology, university of glasgow, glasgow, scotland;1995. 10. fao/who/unu. energy and protein requirements. geneva: who;1991. 11. szponar r. dietary intake elderly subjects in rural and urban area in poland. pol mekur lekarski 2002;78:490-6. 12. odenigbo um, odenigbo cu, oguejiofor oc. nutritional status of elderly in asaba, delta state, nigeria. pak j nutr 2010;5:416-8. 13. ding j, kritchevsky sb, newman ab, taaffe dr, nicklas bj, visser m, et al. for the health abc study. effects of birth cohort and age on body composition in a sample of community-based elderly. am j clin nutr 2007;85:405–10. 14. shaw ba. examining the association between education level and physical activity changes during early old age. j aging health 2008;20: 767-87. 15. vinknes kj, de vogel s, elshorbagy ak, nurk e, drevon ca, gjesdal cg, et al. dietary intake of protein is positively associated with percent body fat in middle-aged and older adults. j nutr 2011;141:440-6. 16. kromhout d, bloemberg b, seidell jc, nissinen a, menotti a. physical activity and dietary fiber determine population body fat levels: the seven countries study. int j obes relat metab disord 2001;25:301–6. 17. hughes va, roubenoff r, wood m, frontera wr, evans wj, singh maf. anthropometric assessment of 10-y changes in body composition in the elderly. am j clin nutr 2004;80:475–82. 18. gutierrez-fisac jl, lopez e, banegas jr, graciani a, rodriguez-artalejo f. prevalence of overweight and obesity in elderly people in spain. obes res 2004;12:710–5. 19. jackson as, stanforth pr, gagnon j. the effect of sex, age and race on estimating percentage body fat from body mass index: the heritage family study. int j obes relat metab disord 2002; 6:789-96. 20. bedogni g, pietrobelli a, heymsfield sb, borghi a, manzieri am, morini p, et al. is body mass index a measure of adiposity in elderly women? obes res 2001;1:17-20. 21. xua1 l, dibley mj, d'este c. reliability and validity of a food-frequency questionnaire for chinese postmenopausal women. public health nutr 2003;7:91–8. univ med vol.30 no.1 alvina 139 hepatic enzyme concentrations as indicators of nonalcoholic fatty liver disease september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina alvina* *department of clinical pathology, medical faculty, trisakti university correspondence dr. alvina, sppk department of clinical pathology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2404 email: vina_march_dr@yahoo.com univ med 2009;28:139-45 abstract nonalcoholic fatty liver disease (nafld) has emerged as a world-wide problem because it runs an asymptomatic course, ultimately leading to cirrhosis of the liver and portal hypertension, resulting in death. the prevalence of the disease accounts for 3-24% of the population in several countries. generally there are increased concentrations of hepatic enzymes as markers of liver damage, such as serum glutamic oxaloacetic transaminase (sgot), serum glutamic pyruvic transaminase (sgpt) and gamma glutamyl transferase (ggt). the aim of the present study was to determine the concentrations of hepatic enzymes as markers of nafld. the study design was cross-sectional, involving 90 subjects meeting the inclusion and exclusion criteria. the degree of severity nafld was determined by ultrasonography and the concentrations of sgot, sgpt and ggt by automated clinical chemistry analyzer. the results indicated that there were 32 subjects with mild nafld (35.6%), 35 subjects with moderate nafld (38.9%) and 23 subjects with severe nafld (25.6%). there was a significant difference in degree of nafld by gender (p<0.05), where severe nafld was more frequent in males than in females. concentrations of sgot, sgpt and ggt were significantly different between degrees of nafld (p<0.05). the conclusion is that sgot, sgpt and ggt concentrations are indicators of degree of nafld. keywords: nonalcoholic fatty liver disease, liver enzyme concentrations, ultrasonography introduction nonalcoholic fatty liver disease (nafld) is a pathological clinical condition with a wide spectrum, including steatosis and steatohepatitis, with a potential for cirrhosis and hepatoma. the incidence of nafld varies with ethnicity or culture and with gender.(1) according to the american association for the study of liver disease, nafld is a condition characterized by excessive accumulation of fat in the liver of 510% of the weight of the liver and the presence 140 alvina nonalcoholic fatty lever disease of fat-containing hepatocytes on microscopic examination.(2) nafld is a sufficiently important problem because it runs an insidious asymptomatic course and ultimately causes cirrhosis of the liver and portal hypertension, culminating in death.(3) the prevalence of nafld has been reported to account for 3-24% of the population of several countries, in parallel with the concomitant increase in the prevalence of diabetes and obesity, while the disease is the leading cause of liver disease in western countries.(4-6) nafld is also associated with type 2 diabetes, as 70% of patients with type 2 diabetes has steatosis, as determined by ultrasonography.(7) in addition, visceral obesity in adults is considered to be the main risk factor for developing steatosis.(1) the majority of patients with nafld are asymptomatic, although commonly having elevated circulatory concentrations of markers of hepatic damage, such as serum glutamic o x a l o a c e t i c t r a n s a m i n a s e ( s g o t ) , s e r u m glutamic pyruvic transaminase (sgpt) and gamma glutamyl transferase (ggt).(4,8) sgpt is closely associated with accumulation of fat in the liver, such that in epidemiological studies sgpt is commonly used as surrogate marker of nafld. elevated concentrations of sgpt are frequently associated with obesity and the metabolic syndrome.(4,9,10) ggt is considered to be a sensitive but nonspecific indicator of hepatic d a m a g e a n d i s t h e m a i n c o m p o n e n t o f i n t r a c e l l u l a r a n t i o x i d a n t d e f e n s e s . t h e association of ggt with diabetes is due to h e p a t i c d y s f u n c t i o n a s a r e s u l t o f f a t t y i n f i l t r a t i o n o f t h e l i v e r a n d t h i s e ff e c t i s considered to be capable of increasing oxidative stress.(11) o n t h e b a s i s o f t h e a b o v e m e n t i o n e d discussion, the purpose of the present study was to determine the concentrations of hepatic enzymes as markers of nafld. methods research design the study was designed as a cross-sectional study, conducted from april to september 2008 in hospital x in jakarta. study subjects the study subjects were patients with nafld, chosen consecutively from outpatients visiting the hepatology clinic of hospital x and meeting the following inclusion criteria: male and females aged 20-66 years, suffering from nafld as proven by ultrasonography (usg). the exclusion criteria were alcoholics and/or patients with hepatitis b and/or hepatitis c. on usg examination, nafld may be graded into t h r e e s t a g e s , n a m e l y m i l d , m o d e r a t e , a n d severe.(12) in mild nafld there is hepatomegaly with increased echogenicity of the hepatic parenchyma, designated as bright liver, where the diaphragmatic dome and all hepatic vascular structures are clearly visualized. in moderate nafld, in addition to increasing echogenicity of the hepatic surface, there is decreased e c h o g e n i c i t y o f t h e p a r e n c h y m a o f t h e subsurface areas, the diaphragm is somewhat hypoechogenic and the peripheral hepatic vascular structures become increasingly difficult to recognize. in severe nafld, the echogenicity of the hepatic surface is enhanced and most of t h e s u b s u r f a c e h e p a t i c p a r e n c h y m a i s hypoechogenic whilst the diaphragm and the hepatic vascular structures are difficult to identify. measurements the specimens to be examined, consisting of 5 ml venous blood taken from the cubital vein were collected in tubes without anticoagulant. t h e s e r u m w a s s e p a r a t e d f r o m t h e b l o o d maximally one hour after collection. the blood 141 was centrifuged at 3000 rpm for 10 minutes, then t h e s e r u m w a s p u t i n a s a m p l e c u p f o r determination of the sgot, sgpt and ggt a c t i v i t i e s . s g o t a n d s g p t l e v e l s w e r e d e t e r m i n e d b y t h e i f c c m e t h o d w i t h o u t p y r i d o x a l p h o s p h a t e a c t i v a t i o n , w h e r e a s determination of ggt was by the szasz method using 66-3’ carboxy-4-nitranilide at 37ºc. the determinations were performed with a hitachi 912 analyzer. data analysis the collected data were analyzed by means of spss version 11.5. chi-square tests were done to analyze the difference of degree of nafld between genders. to compare the hepatic enzyme concentration between degrees of nafld, analysis of variance (anova) was performed. all the reported p values were 2tailed, and values of p<0.05 were considered to be statistically significant. results the study involved 90 persons, consisting of 28 males (31.1%) and 62 females (68.9%), within the age range of 20-66 years. on usg examination, there were 32 subjects with mild nafld (35.6%), 35 subjects with moderate nafld (38.9%) and 23 subjects with severe nafld (25.6%). findings for risk factors for nafld were as follows: 53 subjects with one risk factor (58.9%), 31 subjects with two risk factors (34.4%) and 6 subjects with three risk factors (6.7%). in subjects with one risk factor, the most frequently encountered risk factor was hypercholesterolemia (15.5%), followed in descending order of frequency by diabetes mellitus (14.4%) and obesity (10.0%). in subjects with two risk factors, there were combinations of risk factors, such as obesity and hypercholesterolemia, obesity and d i a b e t e s m e l l i t u s , d i a b e t e s m e l l i t u s a n d hypertension. in subjects with three risk factors, t h e c o m b i n a t i o n s w e r e d i a b e t e s m e l l i t u s hypertension-dyslipidemia and diabetes mellitushypertension-obesity (table 1). among the subjects with mild nafld there were 9 males (28.1%) and 23 females (71.9%). subjects with moderate nafld comprised 7 males (20%) and 28 females (80%) and those with severe nafld consisted of 12 males (52.2%) and 11 females (47.8%). the chi-square t e s t b y g e n d e r a n d d e g r e e o f n a f l d demonstrated a significant difference in degree of nafld between males and females (p<0.05). the proportion of severe nafld in males (42.9%) was significantly higher than in females (17.7%), as may be seen from table 2. a subtantial proportion of the subjects (36.0%) was in the age group of > 50 years. however, the variable n (%) degree of nafld mild 32 (35.6) moderate 35 (38.9) severe 23 (25.6) nafld risk factors dyslipidemia 11 (12.2) dm 13 (14.4) hypercholesterolemia 14 (15.5) hypertriglyceridemia 4 (4.4) hypertension 2 (2.2) obesity 9 (10) dyslipidemia + hypertension 3 (3.3) dyslipidemia + dm 5 (5.5) dm + hypercholesterolemia 3 (3.3) dm + hypertriglyceridemia 1 (1.1) dm + hypertension 10 (11.6) hypercholesterolemia + hypertension 1 (1.1) obesity + dyslipidemia 2 (2.2) obesity + dm 1 (1.1) obesity + hypercholesterolemia 5 (5.5) three risk factors* 6 (6.6) table 1. distribution of degrees and risk factors of nafld *dm-hypertension-dyslipidemia and obesity-dm-hypertension univ med vol.28 no.3 142 alvina nonalcoholic fatty lever disease m a j o r i t y o f s u b j e c t s ( 6 2 . 5 % ) w i t h s e v e r e nafld was in the age group of 20–29 years. in mild nafld the mean concentrations of sgot, sgpt and ggt were 19.1 u/l, 18.1 u/ l, and 23.5 u/l, respectively. in moderate nafld mean sgot concentration was 26.2 u/ l, while mean sgpt was 27.1 u/l and mean ggt 45.2 u/l. in severe nafld mean sgot, sgpt and ggt activities were respectively 58.0 u/l, 64.1 u/l, and 60.7 u/l. anova results showed sgot, sgpt and ggt activities to be significantly elevated in proportion to degree of nafld (p < 0.05) as indicated in table 3. discussion in the present study, among the 90 study subjects there were a higher number of persons with nafld of mild and moderate degree (35.6% and 38.9%, respectively), compared with those with nafld of severe degree. these findings may have been due to the fact that in the present study no distinction was made between subjects with newly acquired nafld and those who had recovered from nafld of severe degree. thus the possibility exists that subjects with nafld of severe degree made a recovery after treatment and thus were entered into the study as nafld of moderate or mild degree. in this study the number of female subjects was higher than that of males, which is supported by the study of de lusong et al.(14) in the philippines in 2005 where it was also found that female nafld patients amounted to 71% of the 134 study subjects.(13) in contrast, amarapurkar et al. in india found more males with nafld than females (24.6% vs 13.6%). the reason why nafld is found more frequently in males than in females may be due to an excess of intraabdominal fat in males, and possibly also to the fact that the distribution of body fat is influenced enzyme mild nafld moderate nafld severe nafld p sgot (u/l) 19.1 ± 7.3 26.2 ± 10.2 58.0 ± 41.5 0.00* sgpt (u/l) 18.1 ± 6.9 27.1 ± 13.1 64.1 ± 48.6 0.00* ggt (u/l) 23.5 ± 10.1 45.2 ± 27.2 60.7 ± 35.3 0.00* table 3. sgot, sgpt and ggt activities in nafld * significant (p<0.05) table 2. characteristics of the study participants by degree of nafld degree of nafld characteristics mild (n=32) moderate (n=35) severe (23) p age (years) 20 – 29 30 – 39 40 – 49 > 50 1 (12.5%) 5 (29.4%) 12 (40.0%) 14 (40.0%) 2 (25.0%) 9 (52.9%) 12 (40.0%) 12 (34.3%) 5 (62.5%) 3 (17.6%) 6 (20.0%) 9 (25.7%) 0.715 gender male female 9(32.1%) 23(37.1%) 7(25.0%) 28(45.2%) 12(42.9%) 11(17.7%) 0.037* * significant (p<0.05) 143 by sex hormones. sex hormone binding globulin (shbg) synthesized in the liver is strongly correlated with insulin sensitivity.(15) the age range of the subjects in the present study was 20-66 years. in another study in pakistan the age was between 47 and 54 years.(16) another investigator also found that nafld was more common in the younger age groups, which may have been due to changes in dietary pattern and the habit of consuming soft drinks, as r e v e a l e d b y a n o t h e r s t u d y i n d i c a t i n g t h a t consumption of soft drinks was associated with an elevated risk of nafld, although the precise mechanism is unclear.(17) according to shibata, the rapid rise of nafld in the younger age groups is the result of a westernized life style, such as is reflected by a high-fat and high-calorie diet and a decline in physical activity.(18) these results provide confirmatory evidence for our study, where severe nafld was most frequent in the age group of 20-29 years. the most frequent risk factors of nafld in the present study were hypercholesterolemia, diabetes mellitus, dyslipidemia, and obesity. the study found the cause of nafld to be the m e t a b o l i c s y n d r o m e , i . e . h y p e r l i p i d e m i a (80.6%), obesity (37%) and type 2 diabetes mellitus (18%).(19) the metabolic syndrome is associated with insulin resistance (ir), which in turn is related to elevated synthesis of free fatty acids from glucose in the liver. in addition, adipose tissue is a source of tumor necrosis factor-á (tnf-á ), which is a regulator of insulin s e n s i t i v i t y. t n f á m a y i n c r e a s e i n s u l i n resistance by depressing peroxisome proliferator activated receptor gamma (pparã), which is an important receptor for maintaining insulin sensitivity within normal limits.(20,21) generally the number of nafld patients increase in proportion to the course of the metabolic syndrome and insulin resistance. the metabolic syndrome is a collection of signs and symptoms c o n s i s t i n g o f d i a b e t e s , c e n t r a l o b e s i t y, hypertension and dyslipidemia.(22,23) in obese patients there is an increased uptake of free fatty acids by the liver, whereafter the acids are subjected to â -oxidation or esterification with glycerol to form triglycerides that play a role in the accumulation of fat in the liver.(24) the study by chang et al.(25) showed an association between sgpt and the incidence of nafld as determined by usg. therefore it may b e c o n c l u d e d t h a t e l e v a t e d s g p t i s a n i n d e p e n d e n t p r e d i c t o r o f n a f l d e v e n t s . because sgpt is a glucogenic enzyme, elevated s g p t i s a l s o a n i n d i c a t o r o f i n s u l i n abnormalities.(26) nafld patients have higher sgpt concentrations in comparison with sgot, and is mainly synthesized in the liver, making sgpt more specific for liver disease.(27,28) an elevated sgpt concentration in asymptomatic individuals is considered of value as a screening test for nafld patients, as sgpt concentrations are correlated with abdominal fat and as higher sgpt concentrations are associated with the degree of steatosis.(1,29,30) the present study also found elevated ggt concentrations proportional to the degree of nafld, thus it may be assumed that ggt is correlated with nafld. the precise mechanisms of the correlation of ggt with nafld is still unclear. however, the explanation suggested by grundy et al.(31) is that accumulation of fat in the liver probably increases oxidative stress, leading to increased consumption of glutathione (gsh). this is compensated for by increased ggt synthesis, as ggt plays a role in glutathione c a t a b o l i s m . g g t i s a l s o i n v o l v e d i n t h e p a t h o g e n e s i s o f d i a b e t e s t h r o u g h a n o t h e r mechanism associated with oxidative stress. the a s s o c i a t i o n b e t w e e n g g t a n d d i a b e t e s i s indicated by continued exposure to organic pollutants, where these latter may interact with obesity, thus resulting in diabetes.(11) univ med vol.28 no.3 144 alvina nonalcoholic fatty lever disease elevated hepatic enzyme concentrations may indicate the presence of excessive fat deposits in the liver, which are indirectly associated with obesity and deposits of visceral fat, now considered as part of the metabolic syndrome.(11) according to tiikkainen et al., elevated liver enzymes are correlated with i n c r e a s e s i n h e p a t i c f a t a n d n a f l d . ( 3 2 ) according to thamer et al. sgot and ggt concentrations are also correlated with hepatic fat independently of obesity, although sgot is less sensitive than sgpt.(33) the present study has several limitations. f i r s t , t h e s t e a t o s i s w a s d e t e r m i n e d b y ultrasonography instead of liver biopsy as the gold standard. however, ultrasonography is s e n s i t i v e , n o n i n v a s i v e a n d p r a c t i c a l f o r determining nafld. but ultrasonography cannot accurately differentiate steatosis from fibrosis.(34) second, the study participants were mostly persons on medical checkup and thus less representative of the general population. third, the sample size was too small. nafld is generally asymptomatic and it is only the development of cirrhosis that has clinical consequence. at present, therapy in nafld concentrates on managing risk factors but in the future clinical trials may provide robust evidence for the use of insulin sensitising agents and other potential therapies.(35) conclusions in patients with nafld the increase in sgot, sgpt and ggt concentrations were independent indicators of the degree of nafld. references 1. rocha r, cotrim hp, bitencourt agv, barbosa dbv, santos as, almeida adm, et al. nonalcoholic fatty liver disease in asymptomatic brazilian adolescents. world j gastroenterol 2009;15:473-7. 2. kotronen a, yki-jarvinem h. fatty liver: a novel component of the metabolic syndrome. arterioscler thromb vasc biol 2008;28:27-38. 3. ahmed mh. the road map for the diagnosis of nonalcoholic fatty liver disease. am j clin pathol 2007;127:20-2. 4. chen zw, chen ly, dai hi, chen jh, fang lz. relationship between alanine aminotransferase levels and metabolic syndrome in nonalcoholic fatty liver disease. j zhejiang univ sci b 2008;9:61622. 5. clark jm. the epidemiology of nonalcoholic fatty liver disease in adults. j clin gastroenterol 2006;40 suppl:s5-10. 6. ong j, younossi z. epidemiology and natural history of nafld and nash. clin liver dis 2007;11:1-16. 7. targher g, bertolini l, padovani r, rodella s, tessari r, zenari l. prevalence of nonalcoholic fatty liver disease and its association with cardiovascular disease amongtype 2 diabetic patients. diabetes care 2007;30:1212-8. 8. clark j, diehl a. defining nonalcoholic fatty liver disease: implications for epidemiologic studies. gastroenterology 2003;124:248-50. 9. marchesini g, avagnina s, barantani e, ciccarone a, corica f, dalle g, et al. aminotransferase and gamma glutamyltranspeptidase levels in obesity are associated with insulin resistance and the metabolic syndrome. j endocrinol invest 2005;28:333-9. 10. schindhelm r, diamant m, dekker j, tushuizen m, teerlink t, heine r. alanine aminotransferase as a marker of nonalcoholic fatty liver disease in relation to type 2 diabetes mellitus and cardiovascular disease. diabetes metab res rev 2006;22:437-43. 11. kim ch, park jy, lee ku, kim jh, kim hk. association of serum gamma-glutamyltransferase and alanine aminotransferase activities with risk of type 2 diabetes mellitus independent of fatty liver. diabetes metab res rev 2009;25:64-9. 12. kim hc, choi sh, shin hw, cheong jy, lee kw, lee hc, et al. severity of ultrasonographic liver steatosis and metabolic syndrome in korean men and women. world j gastroenterol 2005;11:531421. 13. lusong mad, labio e, daez l, gloria v. nonalcoholic fatty liver disease in the philippines: 145 comparable with other nations? world j gastroenterol 2008;14:913-7. 14. amarapurkar d, kamani p, patel n, gupte p, kumar p, agal s, et al. prevalence of nonalcoholic fatty liver disease: population based study. annals of hepatology 2007;6:161-3. 15. schwimmer j, mcgreal n, deutsch r, finegold mj, lavine je. influence of gender, race and ethnicity on suspected fatty liver in obese adolescents. pediatrics 2005;115:e561-5. 16. khurram m, shakoor a, arshad mm, khaar hb, hasan z. characteristic features of 50 nafld patients. 2004: dhq teaching hospital rawalpindi. 17. alwis nd, day c. non alcoholic fatty liver disease: the mist gradually clears. j hepatol 2008;48 suppl 1:s104-12. 18. shibata m, kihara y, taguchi m, tashiro m, otsuki m. nonalcoholic fatty liver disease is a risk factor for type 2 diabetes in middle-aged japanese men. diabetes care 2007;30:2940-4. 19. bahcecioglu ih, koruk m, yilmaz o, bolukbas c, bolukbas f, tuncer i, et al. demographic and clinicopathological characteristics of nonalcoholic fatty liver disease in the east southeastern anatolia regions in turkey. med princ pract 2006;15:62-8. 20. adams la, angulo p, lindor kd. nonalcoholic fatty liver disease. jamc 2005;172:899-905. 21. oneta cm, dufour jf. nonalcoholic fatty liver disease: treatment options based on pathogenic considerations. swiss med wkly 2002;132:493505. 22. olufadi r, byrne c. clinical and laboratory diagnosis of the metabolic syndrome. j clin pathol 2008;61:697-706. 23. reynolds k, he j. epidemiology of the metabolic syndrome. am j med sci 2005;330:273-9. 24. feldstein a, werneburg n, canbay a, guicciardi m, bronk s, rydzewski r. free fatty acids promote hepatic lipotoxicity by stimulating tnf-α expression via a lysosomal pathway. hepatology 2004;40:185-94. 25. chang y, ryu s, sung e, jang y. higher concentrations of alanine aminotransferase within the reference interval predict nonalcoholic fatty liver disease. clin chem 2007;53:686-92. 26. giboney pt. mildly elevated liver transaminase levels in the asymptomatic patient. am fam physician 2005;71:1105-10. 27. harrison sa, tetri bn. clinical manifestations and diagnosis of nafld. in: farrell gc, george j, hall pdlm, mccullough aj, editors. fatty liver disease: nash and related disorders. 1st ed. massachusetts: blackwell publishing;2005. p.159-67. 28. fraser a, longnecker m, lawlor d. prevalence of elevated alanine aminotransferase among us adolescents and associated factors: nhanes 19992004. gastroenterology 2007;133:1814-20. 29. stranges s, dorn j, muti p, freudenheim j, farinaro e, russell m, et al. body fat distribution, relative weight and liver enzyme level: a population-based study. hepatology 2004;39:754-63. 30. nurman a. non alcoholic fatty liver disease. univ med 2007;26:205-15. 31. grundy sm. gamma glutamyl transferase, another biomarker for metabolic syndrome and cardiovascular risk. arterioscler thromb vasc biol 2007;27:4-7. 32. tiikkainen m, bergholm r, vehkavaara s, aila rissanen a, häkkinen am, tamminen m, et al. effects of identical weight loss on body composition and features of insulin resistance in obese women with high and low liver fat content. diabetes 2003;52:701-7. 33. thamer c, tschritter o, haap m, shirkavand f, machann j, fritsche a, et al. elevated serum ggt concentrations predict reduced insulin sensitivity and increased intrahepatic lipids. horm metab res 2005;37:246-51. 34. siegelman es, rosen ma. imaging of hepatic steatosis. semin liver dis 2001;21:71-80. 35. mcavoy nc, ferguson jw, campbell anw, hayes pc. non-alcoholic fatty liver disease: natural history, pathogenesis and treatment. br j diabetes vasc dis 2006;6:251-60. univ med vol.28 no.3 typhonium flagelliforme decreases telomerase expression in hela cervical cancer cells 3 *department of anatomy, faculty of medicine, yarsi university, jakarta **department of biochemistry, faculty of medicine, yarsi university, jakarta correspondence prof. dr. endang purwaningsih, ms, pa department of anatomy, faculty of medicine, yarsi university, jl. letjend. suprapto cempaka putih, jakarta 10510 phone: +6221-4206674/76 email: endpurwaning@gmail.com univ med 2015;35:3-9 doi: 10.18051/univmed.2016.v35.3-9 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 typhonium flagelliforme decreases telomerase expression in hela cervical cancer cells endang purwaningsih*, yulia suciati**, and etty widayanti* background cancer cells have a relatively high telomerase activity compared to normal cells, so that cancer cells have the ability for continued proliferation and uncontrolled mitosis. telomerase is an enzyme responsible for the length of telomeres, dna segments located at the ends of eukaryotic chromosomes. natural materials such as rodent tuber (typhonium flagelliforme) have anticancer potential. the purpose of the present study was to determine the effects of typhonium flagelliforme extract on telomerase expression in hela cervical cancer and t47d breast cancer cells. methods this experimental laboratory study was conducted on cultured hela and t47d cancer cell lines, with normal vero cells as controls, and using rpmi and m199 culture media. the study comprised three groups, i.e. controls, and groups receiving typhonium flagelliforme extract at doses of ½ ic50 and ic50. telomerase expression was measured by immunohistochemistry (ihc). analysis of variance and lsd multiple comparison test were used to analyze the data. results telomerase expression in cancer cells showed significantly higher values compared to normal vero cells. typhonium flagelliforme extract was capable of significantly decreasing telomerase expression in cancer cells receiving the extract. conclusion typhonium flagelliforme extract at different doses is capable of decreasing telomerase expression more effectively in cervical cancer cells than in breast cancer cells. this study shows that typhonium flagelliforme may have anti-cancer activity, necessitating further investigations. keywords: telomerase, ihc, typhonium flagelliforme, hela and t47d cancer cells doi: http://dx.doi.org/10.18051/univmed.2016.v35.3-9 4 purwaningsih, suciati, widayanti typhonium flagelliforme in hela cancer cells introduction the use of traditional medications or natural substances is at present steadily increasing. although modern therapeutics has advanced considerably, it is relatively expensive a n d m a y c a u s e m a j o r a d v e r s e e ff e c t s , particularly in the treatment of cancers, while its active compounds are not or less selective in killing cancer cells. in addition, the management of tumors or cancers has many constraints, since t u m o r s o r c a n c e r s a r e i n s e n s i t i v e t o antiproliferative signals and are capable of avoiding apoptosis.(1,2) one type of therapy that is attracting attention is chemotherapy using bioactive substances obtained by synthesis or isolation of natural materials, one of these being the rodent tuber (typhonium flagelliforme lodd.).(3,4) the dna segments located at both ends of the chromosomes, known as telomeres, are one of the factors associated with the development of cancers. telomere length is maintained by the telomerase enzyme. the actual shape of this enzyme may differ from species to species, but each of these versions have an rnaspecific template for the formation of new telomere subunits. telomerase activity in normal cells is mainly found in reproductive cells (germl i n e c e l l s ) , s i n c e t h e s e h a v e u n l i m i t e d proliferative capacity.(5) indonesia is known as one of the countries with the greatest biological diversity, so that it has the potential for developmental efforts in medicine to produce drugs that are derived from m e d i c i n a l p l a n t s . t h e s e p l a n t s p r o d u c e secondary metabolites of the alkaloid, terpenoid and flavonoid categories with anticancer a c t i v i t i e s . o n e o f t h e p l a n t s c o n t a i n i n g compounds with potential anticancer activity is rodent tuber (typhonium flagelliforme lodd.),(6) which also may counteract the adverse effects of chemotherapy. several previous studies using cultured t4 lymphoblastoid and wehi-3 leukemia cells have reported that typhonium flagelliforme may inhibit cancer cell proliferation and induce apoptosis.(7-9) according to a study conducted in malaysia, rodent tuber may decrease pain, metastases or dissemination of cancer cells, comprising mammary, nasopharyngeal, cervical, prostatic, pancreatic, and pulmonary cancers.(7) in addition, rodent tuber grows abundantly in indonesia and malaysia, and has been used for the treatment of hemorrhoids and skin diseases, for neutralizing narcotic drugs, and has antibacterial and antioxidant properties.(8,9) regarding the chemical compounds of rodent tuber, there is a scarcity of information. p h y t o c h e m i c a l a n a l y s e s o f r o d e n t t u b e r performed at the research station for medicinal and aromatic plants (balai penelitian tanaman obat dan aromatik) showed the presence of alkaloids, saponins, steroids, and glycosides, but the specific active substances in rodent tuber that play a role in the healing of cancers are as yet unknown.(10) the saline extract of typhonium flagelliforme contains ribosome inactivating proteins (rips), which are proteins with the ability to cut cancer cell dna or rna, so that they inactivate cancer cell development without damage to the surrounding tissues. in addition, rips can also block cancer cell growth.(10, 11) typhonium flagelliforme extract contains antineoplastic or anticancer compounds. (12) it has also been reported that typhonium flagelliforme extract at a dose of 200 mg/kgbw may decrease protein kinase and ki67 protein expression in rats.(13) furthermore, typhonium flagelliforme extract may have antiproliferative properties and significantly induce apoptosis of nci-h23 pulmonary cancer cells and nontumoral balb/ c3t3 rat fibroblasts.(14,15) since rodent tuber has anticancer potential and cancer cells in general show high telomerase expression, we wished to determine the potency o f ty p h o n i u m f l a g e l l i f o r m e e x t r a c t o n telomerase expression. no information is a v a i l a b l e o n t h e e ff e c t o f ty p h o n i u m flagelliforme extract on telomerase expression in t47d breast cancer and hela cervical cancer cells. typhonium flagelliforme extract has cytotoxic effects, with differing ic 50 doses in 5 different cancer cell types. the purpose of this study was to evaluate telomerase expression in cultured hela and t47d cancer cells after administration of typhonium flagelliforme extract. methods study design this was an experimental laboratory study conducted at the parasitology laboratory, faculty of medicine, gadjah mada university from april until november 2013. the study used one control group (of normal vero cells) and two experimental groups (of hela and t47d cancer cells, respectively), where each cancer cell group received three doses (control dose, ½ ic50 and 1 ic50). study subjects the study subjects were cultured t47d breast cancer, hela cervical cancer and normal vero cell lines, obtained from the parasitology laboratory, faculty of medicine, gadjah mada university. the cells were cultured in 24-well microplates using rosswell park memorial institute (rpmi) medium, with two replications per group. the cultures were incubated for 72 hours or until the cultures became confluent, at a density of 1 x 10 4 cells per well. after confluence, the cultures were treated with their previously determined doses of typhonium flagelliforme extract. plant materials rodent tuber plants were obtained from medicinal herb gardens in the jagakarsa area in south jakarta. preparation of cell culture and cell growth media the cell culture media for hela and t47d cells were prepared by dissolving one sachet each of rpmi and m199 powders, respectively, in around 800 ml twice-distilled water, with the addition of 2.0 gram sodium bicarbonate and 2.0 gram hepes, and adding twice-distilled water to obtain a volume of one liter. the solutions were mixed with a magnetic stirrer for around 10 minutes until homogenous, then neutralized with 1 n hcl to a ph of 7.2 – 7.4. the cell growth medium was prepared by mixing 19 ml fetal bovine serum (fbs), 2 ml penicillinstreptomycin, and 0.5 ml fungizone, then diluting with the respective culture media to a volume of 100 ml. subsequently the solutions were aseptically filtered using sterile 0.2 µm polyethylene sulfone filters. the filtered solutions were stored in the refrigerator in stoppered bottles. preparation of typhonium flagelliforme extract typhonium flagelliforme whole plant extract was prepared as follows: all fresh and cleansed plant parts were cut into thin strips and air-dried. then the strips were blenderized into a powder. the powder was macerated in 80% ethanol in an erlenmeyer flask, under continued shaking. subsequently the ethanolic extract was poured into a rotary flask and concentrated using a rotary evaporator. the rodent tuber concentrate was dissolved in dimethyl silfoxide (dmso), diluted into several concentrations, and filtered through 0.2 µm filters before being placed on the 24-well plates. from the preliminary c y t o t o x i c i t y a s s a y o f t h e ty p h o n i u m flagelliforme extract on the three cell lines (vero, t47d and hela cells) were obtained the respective ic50 values of 60.50 µg/ml, 66.90 µg/ml, and 30.198 µg/ml. the interventions were performed after the cell cultures attained a concentration of 5 x 104 cells per well. immunohistochemical telomerase expression assay the hela, t47d, and vero cell cultures at a density of 104 cells per well, that were attached to coverslips, were immunohistochemically stained at the parasitology laboratory, faculty of medicine, gadjah mada university, using the following procedure. the cell cultures on univ med vol. 35 no.1 6 purwaningsih, suciati, widayanti typhonium flagelliforme in hela cancer cells coverslips that had been given interventions, were incubated in a 5% co 2 incubator at 37oc for 24 hours, and were then removed and placed on poly-l-lysine slides, and fixed with acetone or methanol for 10 minutes at -200c. the slides were then washed in phosphate-buffered solution (pbs) for 3 x 5 minutes (3 times for 5 minutes each), and 0.3% h 2 o 2 was dripped onto the slides for 20 minutes. the slides were dripped with normal mouse serum (1:50) for 15 minutes, and the liquid was discarded without washing. then the slides were dripped with primary (telomerase) antibody for 60 minutes. after washing in pbs for 3 x 5 minutes, the slides were incubated in biotinylated secondary antibody for 5-10 minutes, and washed in pbs for 3 x 5 minutes. after incubation in streptavidin-peroxidase for 5-10 minutes and washing in pbs for 3 x 5 minutes, the slides were incubated in the chromogen diaminobenzidine tetrahydrochloride (dab) for 5-10 minutes, at a ratio of chromogen to substrate of 1:20, then washed in distilled water. the slides were then immersed in hematoxylin for 3-5 minutes for counterstaining, washed in distilled water and dehydrated using 95% ethanol followed by xylene, each for 10 minutes. subsequently the slides were given a drop of mounting medium (canada balsam) and covered with a coverslip. telomerase expression was observed using the light microscope. cells with telomerase expression are brown in color, whereas cells without telomerase expression are bluish purple in color. observation of telomerase expression by the ihc method is performed by counting the number of expression-positive (brown-colored) cells among 100 cells examined. the results are expressed as percentages. data analysis data were analyzed using the anova test, followed by the least significant difference (lsd) multiple comparison test using spss version 18. results the telomerase test results for each cancer cell type after administration of typhonium f l a g e l l i f o r m e e x t r a c t i n t h e f o r m o f t h e percentages of telomerase expression-positive cells in all three cell groups at their respective doses are presented in table 1. telomerase expression was significantly higher in t47d breast cancer and hela cervical c a n c e r c e l l s t h a n i n n o r m a l ve r o c e l l s . administration of typhonium flagelliforme extract showed decreased telomerase expression at doses both of one-half and one hela cell ic50 and at doses of one-half and one t47d cell ic50 (table 1). according to the results of the multiple comparison test with lsd on telomerase expression, there were significant differences between the groups (data not shown). administration of typhonium flagelliforme extract was capable of decreasing telomerase expression in both cancer cell types, both at doses of ½ ic50 and of 1 ic50. typhonium flagelliforme extract at a dose of ½ ic50 and 1 ic50 was capable of producing a highly significant decrease in telomerase expression (p<0.01) in hela cells. on the other hand, in t47d cells, a far greater dose was of ½ ic50 and 1 ic50 required, to be able to cause a highly significant reduction in telomerase expression (p<0.001). table 1. mean telomerase expression of each type of cancer cells by experimental group 7 discussion our study results showed that telomerase expression in both types of cancer cells was greater than in normal vero cells. after administration of rodent tuber (typhonium flagelliforme lodd.) extract, telomerase expression in both cancer cell types showed decrease, and telomerase expression was lower in hela cells than in t47d cells. at a lower dose, telomerase expression in hela cells showed a greater decrease in expression in comparison with the dose of 1 ic50 in t47d cells. this shows that the compound in typhonium flagelliforme extract was more effective or more potent as an anticancer agent in hela cells than in t47d cells. it has been reported that there are 4 active fractions contained in rodent tuber, i.e. pheophorbide-a, pheophorbide-a’, pyropheophorbide-a and pyropheophorbide-a’. other compounds that have been identified are oleic acid, linoleic acid, stigmasterol, and beta sitosterol. (15) it is postulated that the active substances in typhonium flagelliforme extract are more potent in decreasing telomerase expression in hela cells than in t47d cells. it is known that telomerase has an important role in the maintenance and stabilization of telomere length, which may affect cancer cell proliferation.(16). in this case the active compounds in typhonium flagelliforme extract are probably more effective in affecting telomere length of hela cells, so that the inhibition of proliferation of these cells is greater. however, this necessitates further studies. in this connection, previous investigators have reported that cancer cells have differing resistance or sensitivity to different chemotherapeutic or antineoplastic compounds, and it is possible that telomerase plays a role in this case. several tumor cell cultures show decreased telomerase activity after treatment with antineoplastic drugs.(17) the use of rodent tuber (typhonium flagelliforme lodd.) as an anticancer agent has demonstrated that this plant has an anticancer effect against pulmonary cancer cells (nci-h23 cells) by inhibiting their proliferation and stimulating their apoptosis. (14) dichloromethane and acetylacetic extracts of typhonium flagelliforme lodd. also have an anticancer effect against leukemia cells. it has been reported that administration of rodent tuber leaf extract (at doses of 19.8 and 5.8 µg/ml) and rodent tuber rhizomes (at doses of 6.5 and 8.2 µg/ml) may be antiproliferative against cemss leukemia cells.(8) telomerase is a ribonucleoprotein enzyme that serves to maintain the protective structures at the ends of eukaryotic chromosomes, called the telomeres. telomerase is the structure responsible for the maintenance of the telomere, which consists of repeats of the nucleotides (ttaggg)n. in most human somatic cells such as fibroblasts, telomerase expression is repressed and the telomere shortens progressively at each cell divison. on the other hand, the majority of human tumor or cancer cells express telomerase, so that the telomere length is stable. this observation shows that telomere maintenance is essential for tumor or cancer cell proliferation. this telomerase activity determines cell proliferation, both of cancer cells and normal cells in in-vitro and in-vivo conditions.(18) in normal human cells such as fibroblasts, the aging process is not only determined by telomere length but also by htert (human telomerase reverse transcriptase) expression and telomerase activity. abnormalities of telomerase activity in normal human cells slow down cell proliferation, limit the lifespan of the cells, and alter the maintenance of the single-strand telomeric overhang at the 3' end of the chromosome without altering the overall telomere shortening. normal and cancer stem cells have different telomerase activities.(19,20) in this study, in addition to the two cancer cell lines (hela and t47d), we also used normal vero cells, which are somatic cells, namely fibroblasts. it is well-known that normal cells have a limited capacity for cell division, in general 40 to 50 generations, after which the cells stop dividing. normal somatic cells, including stem cells, experience telomere shortening, that is univ med vol. 35 no.1 8 purwaningsih, suciati, widayanti typhonium flagelliforme in hela cancer cells meant for cell renewal. therefore somatic cells have programmed aging and low telomerase expression.(21) previous studies on gastrointestinal (gastric and colonic) cancer cells have reported higher telomerase expression of the sub-units htert, htr (human telomerase rna), and telomeraseassociated protein 1 (tp1/tep1) in these cells than in normal cells. similarly, telomerase activity in the tested cancer cells was higher than in normal cells. therefore telomerase may be a satisfactory marker for cancer incidence.(22) studies have been conducted by previous investigators on hela cells using triethylene tetraamine (teta) by the modified telomeric repeat amplification (trap) method and flow cytometry. it is reported that triethylene tetraamine (teta) in micromolar concentrations may inhibit proliferation of hela cells at the g1 phase. telomerase activity in hela cells is considerable and the cells divide rapidly, in other words their proliferative level is high. this leads to the idea of telomerase inhibitors playing a role in the treatment of cancers through molecular mechanisms.(23) other studies reported that t47d cells also have high telomerase activity. administration of curcumin and silibinin can inhibit the growth or proliferation of t47d cells and reduce the expression of the human telomerase reverse transcriptase (htert) gene.(24) in addition, telomerase activity in pancreatic cancer cells is also high. telomerase activity was determined in pancreatic cancer specimens as well as in metastatic lesions and was found to be higher in the metastatic lesions than in the primary tumor. telomerase activity is low in non-malignant pancreatic lesions, such as benign adenomas, and acute and chronic lesions.(25) this study had one limitation, in that it did n o t d e t e r m i n e t h e e ff e c t o f ty p h o n i u m flagelliforme extract on telomere length in hela and t47d cancer cells as compared with vero cells. further studies are necessary to determine the effect of typhonium flagelliforme extract on telomere length in hela and t47d cells. conclusions administration of typhonium flagelliforme e x t r a c t i s c a p a b l e r e d u c i n g t e l o m e r a s e expression, both in hela and t47d cells, although at differing doses. the reduction of telomerase expression in hela cells was more effective than that in t47d cells. conflict of interest the investigators had no conflicting interests in this study. acknowledgements the authors wish to express their gratitude to the directorate general of higher education, w h o t h r o u g h t h e r e s e a r c h f u n d f o r decentralization of outstanding research in higher education, provided additional funding for the conduct of this study. references 1. farida y, rahayu l, faizatun. aktivitas antioksidan serbuk n-heksana dan 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jw, wright we. role of telomer and telomerase. biology 2011;21:349-53. 22. nowak j, januszzkiewicz, lewandowski k, et al. activity and expression of human telomerase in normal and malignant cells in gastric and colon cancer patient. eur j gastroenterol 2003; 15:75–80. 23. ivankovic m, cukusic a, gotic i. telomerase activity in hela cervical carcinoma cell line proliferation. biogerontology 2007;8:163-72. 24. nasiri m, zhargami n, koshki kn, et al. curcumin silibinin inhibit telomerase expression in t47d human breast cancer cells. asian pasific j cancer prev 2013;14:3449–53. 25. zisuh av, han tq. expression of telomerase and its significance in the diagnosis of pancreatic cancer. indian j med res 2012;135:26-30. univ med vol. 35 no.1 alvina 104 abstract amebiasis is caused by e. histolytica, which is the only species pathogenic in humans, while the pathogeneicity of e. dispar and e. moshkovskii is still unclear. the disease is endemic in the developing countries, mainly due to poor sanitation and lack of clean water supplies. infection occurs by ingestion of e. histolytica cysts in fecally contaminated food or water. excystation in the small intestine releases motile invasive trophozoites which migrate to the large intestine, adhere to the colonic epithelium by means of galactose and an amebic surface antigen, n-acetyl-d-galactosamine-specific lectin. this results in killing of epithelial cells, neutrophils, and lymphocytes by the trophozoites, presumably through secretion of the pore-forming proteins called amebapores and activation of caspase 3. the trophozoite virulence factor, cysteine proteinase, induces an inflammatory response, resulting in neutrophil-mediated damage. hematogenous spread of trophozoites causes extraintestinal amebiasis, particularly amebic liver abscess (ala), in the formation of which caspase 3 presumably also plays a role. the trophozoites in the liver induce tissue destruction, cellular necrosis and formation of microabcesses that coalesce into a large solitary abscess in 65-75% of cases. results from pediatric studies reveal that partial immunity is acquired after infection with e.histolytica, the immunity however declining with age. keywords: amebiasis, host-parasite interactions, host defenses *department of parasitology, medical faculty, trisakti university correspondence dr. hj. suriptiastuti, ms department of parasitology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2311 univ med 2010;29:104-13 host-parasite interactions and mechanisms of infection in amebiasis suriptiastuti* may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina introduction diarrhea still constitutes a public health problem in many developing countries, being associated with the morbidity rate and the impact on children in the form of retarded growth and sequelae. it has been reported that around 2.5 million deaths occur annually in developing countries as a result of diarrheal diseases.(1) the annual prevalence of dysenteric diarrhea caused by the shigella bacterium worldwide is around 164.7 million, with 163.2 million in the developing countries.(1) another disease besides shigellosis that also induces symptoms of dysentery is amebiasis, which globally is a parasitic infection with a high mortality rate. the world health organization (who) jointly with the pan american health organization (paho) have defined amebiasis a s a n i n f e c t i o n c a u s e d b y e n t a m o e b a histolytica, irrespective of clinical symptoms.(2) the parasite has a worldwide distribution, but 105 univ med vol.29 no.2 it has been reported that prevalences exceeding 10% are frequently encountered in developing countries. in developed countries the parasite i n f e c t s m a i n l y t r a v e l e r s t o d e v e l o p i n g countries and immigrants. there are reports from bangladesh that dysenteric diarrhea due to e. histolytica kills 1 in 30 children under 5 years of age.(3) the presumed diagnosis of e. histolytica infection is mainly based on stool examination against the parasite, but this method is not sensitive because e. histolytica is morphologically indistinguishable from nonpathogenic entamoeba species. the genus entamoeba consists of many species, six among them being e. histolytica, e. dispar, e. moshkovskii, e. polecki, e. coli and e. hartmanni, located in the human intestinal lumen. e. histolytica is the sole species that is definitely pathogenic in humans. although several recent studies found e. dispar a n d e . m o s h k o v s k i i i n p a t i e n t s w i t h g a s t r o i n t e s t i n a l s y m p t o m s , t h e r e i s n o u n e q u i v o c a l e v i d e n c e o f a n a s s o c i a t i o n between both species and the pathology and symptoms exhibited by the patients.(4-6) the clinical picture of e. histolytica a m e b i a s i s r a n g e s f r o m a s y m p t o m a t i c c o l o n i z a t i o n t o d y s e n t e r i c d i a r r h e a a n d invasive extraintestinal amebiasis, commonly in the form of liver abscess. although effective t h e r a p y i s a v a i l a b l e , t h e m o r b i d i t y a n d mortality of amebic infections is still high, a mortality rate of 100,000 per 50 million patients with liver abscess per year having been reported.(7) from hue city, vietnam,(8) it was reported that the annual incidence of amebic l i v e r a b s c e s s i s a r o u n d 2 5 p e r 1 0 0 , 0 0 0 population, whereas in the united states oralfecal transmission rarely occurs. amebiasis is more severe in very young and old patients,(9) indicating the ineffectiveness of interventions performed for elimination of this disease. man is the sole host for this parasite, such that there is a need for an effective control program designed for eradication of amebiasis. one of the most important clinical questions arising is with regard to the existence of protective immunity against amebiasis. there is still a s c a r c i t y o f d a t a f r o m h u m a n s t u d i e s o n protective immunity and most of them are difficult to interpret, because in the majority of cases infection by e. histolytica is almost indistinguishable from colonization by e. dispar.(10) epidemiology the epidemiology of the e. histolytica parasite is still not known with certainty, because of the morphological similarities between the three species of entamoeba, n a m e l y e . h i s t o l y t i c a , e . d i s p a r a n d e . moshkovskii. several reports state that e. moshkovskii is frequently found in areas endemic for e. histolytica, thus hampering d e t e r m i n a t i o n o f t h e p r e v a l e n c e o f amebiasis.(11,12) the worldwide prevalence of e. histolytica and e. dispar as distinct species has not been investigated extensively and the prevalence of e. moshkovskii is practically unknown. on subcontinents such as india, africa, asia, and south and central america, the prevalence is fairly high. in developing countries the prevalence depends on cultural practices, socioeconomic conditions, age, inadequate supply of clean water, population density, and poor sanitation, facilitating fecaloral transmission of the parasites from one person to another. in developed countries, infections are mostly caused by e. dispar and in the majority of cases are limited to certain c o m m u n i t y g r o u p s . i n f e c t i o n s b y e . m o s h k o v s k i i i n h u m a n s a r e r e p o r t e d l y asymptomatic, but the parasite is considered potentially capable of causing disease in humans. most of the data come from studies u s i n g m e t h o d s t h a t a r e i n c a p a b l e o f differentiating the three aforementioned species. the difficulty of distinguishing the three entamoeba species led the world health o rg a n i z a t i o n ( w h o ) t o r e c o m m e n d t h e development and application of improved 106 methods for specific diagnosis of e. histolytica. i n f e c t i o n . ( 2 ) e p i d e m i o l o g i c a l s u r v e y s o n amebiasis should involve the utilization of test instruments capable of differentiating between e. histolytica, e. dispar and e. moshkovskii, individually, simultaneously, and accurately. single-round pcr assay is reported to be an accurate, rapid, and effective diagnostic method for the detection and discrimination of the three aforementioned entamoeba species as an alternative tool in both routine diagnosis of amebiasis and epidemiological surveys. however, to date no inexpensive laboratory tests are available for use in endemic areas of amebiasis. the identification of e. histolytica remains the principal target of the clinical parasitology laboratory and accurate and definite diagnosis constitutes an important step in the management of patients infected with e. histolytica. it has been known for a long time that i n f e c t i o n w i t h e . h i s t o l y t i c a r e s u l t s i n pathology in the host, although not in all of those infected. however, recently it became clear that 1 in 4 infections with e. histolytica lead to clinical symptoms.(7,12) thus the parasite remains a significant cause of morbidity and mortality for the populations of developing countries. in bangladesh the annual incidence of amebic dysentery in pre-school children is reported to be 2.2%, in comparison with the a n n u a l i n c i d e n c e o f 5 . 3 % f o r s h i g e l l a dysentery, and 1 in 30 children die of diarrhea or dysentery before the age of 5 years.(15) acuna-soto et al.(16) in their summary of cases from various reports between 1929 and 1997 found the male-to-female ratio for invasive intestinal amebiasis and asymptomatic carriers to be respectively 3.2:1 and 1:1, where many asymptomatic carriers were due to e. dispar. some studies reported that the prevalence rate of acute amebic diarrhea was around 1.5% in persons recently returning from travels to southeast asia and 3.6% in persons recently returning from central america, while the overall prevalence rate was 2.7%. (17) the prevalence rate of amebiasis in the united states is around 4%, with asymptomatic e. dispar infections being tenfold more frequent than e. histolytica infections. in addition, only 10% of the latter are invasive, so that only 1% of individuals with entamoeba-positive stools on microscopic examination exhibit symptoms of amebiasis. invasive amebiasis, including amebic liver abscess, is more frequently found in males than in females, while in prepubertal children amebic liver abscess is equally distributed in both genders. however, amebic liver abscess is tenfold more frequent in adults than in children. it is suggested that the higher proportion of amebic liver abscess in males is d u e t o t h e i r s u s c e p t i b i l i t y t o i n v a s i v e amebiasis.(18) pathogenesis of amebiasis the asymptomatic passage or entry of cysts is the most common manifestation of e. histolytica, but this conclusion comes from studies using microscopic examination of fecal samples.(6) in the stool, cysts are commonly seen but trophozoites are rarely encountered. individuals with asymptomatic e. histolytica infection may form antibodies, even though there are no invasive abnormalities. however, untreated asymptomatic colonization with e. histolyticca may lead to amebic dysentery and various invasive disorders.(9) haque et al.(18) reported that after a one-year follow-up, 4-10% of individuals with asymptomatic e. histolytica colonization had colitis or extraintestinal disorders. intestinal amebiasis ingestion of quadrinucleate cysts of e. histolytica in food or water contaminated with fecal matter initiates infection. this event is a daily occurrence for inhabitants in developing countries and constitutes a threat to inhabitants of developed countries.(18,19) the infective form of the cyst survives in the stomach and suriptiastuti host-parasite interactions in amebiasis 107 univ med vol.29 no.2 intestines. excystation takes place within the lumen of the small intestine, whereafter motile invasive trophozoites are released to migrate i n t o t h e l u m e n o f t h e l a r g e i n t e s t i n e . trophozoite adherence occurs by means of galactose and n-acetyl-d-galactosamine (gal/ galnac)-specific lectin, which is a surface molecule of the ameba. the trophozoite adheres to the colonic mucin layer, thereby c o l o n i z i n g t h e l a r g e i n t e s t i n e . ( 2 0 , 2 1 ) t h e reproduction of the trophozoites lacks a sexual c y c l e a n d t h e o v e r a l l p o p u l a t i o n o f e . histolytica is presumably clonal. in most infections, the trophozoites aggregate in the mucin layer and form new cysts by binary fission, thus resulting in a self-limited and asymptomatic infection. the cysts that are excreted in the stool maintain the life cycle by further fecal-oral spread. being protected by their thick walls the cysts are capable of surviving for days to weeks in the external environment and play a role in the transmission of the infection. in contrast, the trophozoites that are excreted in the stool and come to be o u t s i d e t h e h u m a n b o d y a r e r a p i d l y incapacitated and die. ingested trophozoites do n o t s u r v i v e w i t h i n t h e h u m a n s t o m a c h . commonly the trophozoites remain within the figure 1. life cycle of entamoeba histolytica(22) 108 intestinal lumen as a noninvasive infection in asymptomatic individuals, who thus become carriers releasing new cysts. cysts are typically found in formed stools whereas trophozoites are found in liquid stools. i n a n u m b e r o f c a s e s , a d h e r e n c e o f trophozoites to colonic epithelium results in epithelial lysis, initiating invasion of the colon by trophozoites or hematogenous spread of trophozoites to extraintestinal locations, with their various pathological manifestations. in view of the fact that purified lectin has no cytotoxic effect even in high concentrations, it is assumed that cytolysis is effected by a d h e s i n s t h r o u g h s t i m u l a t i o n o f a c t i n polymerization. neutrophils react to the invasion and cause cellular injury locally. invasion of intestinal epithelium is followed by extraintestinal spread to the peritoneum, liver, and other locations.(9,18) invasive intestinal disease may occur days to years after initial infection and is characterized classically by abdominal pain and bloody diarrhea.watery or mucus-containing diarrhea, constipation, and tenesmus may also occur. this clinical picture corresponds histologically with trophozoites invading and laterally undermining the intestinal surface to form the so-called flask-shaped ulcers (figure 2).(19) colitis occurs when the trophozoites p e n e t r a t e t h e i n t e s t i n a l m u c o s a , w h i c h functions as a barrier to invasion by preventing adhesion of the amebae to the epithelium and b y d e c r e a s i n g t r o p h o z o i t e m o t i l i t y. ( 9 , 1 8 ) trophozoite invasion is mediated by the killing o f e p i t h e l i a l c e l l s , n e u t r o p h i l s , a n d lymphocytes by the trophozoites. these events do not occur until lectins of the parasite bind to host n-acetyl-d-galactosamine groups on ofigure 2. “flask-shaped” ulcer of invasive intestinal amebiasis (hematoxylin-eosin, original magnification ×50). note that the apex of the ulcer at the bowel lumen is narrower than the base, accounting for the flask shape. this is formed as trophozoites invade through the mucosa and move laterally into the submucosa (direction of ulcer expansion is marked by arrows). microscopically, trophozoites are localized to the advancing edges of the submucosal ulcer. image courtesy of john williams, cbiol, mibiol, london school of hygiene and tropical medicine(19) suriptiastuti host-parasite interactions in amebiasis 109 univ med vol.29 no.2 linked cell surface oligosaccharides. the l e c t i n g l y c o c o n j u g a t e i n t e r a c t i o n i s stereospecific and multivalent. the identity of t h e h i g h a ff i n i t y r e c e p t o r s o n i n t e s t i n a l epithelial cells is as yet unclear. the secretion by the amebae of amebapores, which are 5-kd proteins capable of forming pores in lipid b i l a y e r s , p r e s u m a b l y p l a y s a r o l e i n aforementioned killing. activation of caspase 3, a distal effector molecule in the apoptotic pathway, occurs soon after contact with the amebae, and caspases are required for killing of cells in vitro and for the formation of amebic liver abscess in vivo.(24) patients with amebic colitis typically show symptoms of several weeks duration, such as abdominal cramping, weight loss, and watery or bloody diarhhea. the insidious onset and variability of the symptoms and signs make t h e d i a g n o s i s d i ff i c u l t t o e s t a b l i s h . t h e occurrence of diarrhea with bloody stools should lead to consideration of bacterial i n f e c t i o n s w i t h s h i g e l l a , s a l m o n e l l a, c a m p y l o b a c t e r a n d e n t e r o i n v a s i v e a n d e n t e r o h e m o r r h a g i c e s c h e r i c h i a c o l i. uncommon manifestations of amebic colitis may also be found, such as acute necrotizing c o l i t i s , t o x i c m e g a c o l o n , a m e b o m a a n d perianal ulceration, the latter potentially l e a d i n g t o f i s t u l a f o r m a t i o n . a l t h o u g h extremely rare, these manifestations should be properly managed. i n d e v e l o p i n g c o u n t r i e s , i n t e s t i n a l amebiasis may frequently be diagnosed by finding and identifying entamoeba cysts or m o t i l e t r o p h o z o i t e s o n m i c r o s c o p i c preparations. a drawback of this method is its p o o r s e n s i t i v i t y, a s i t i s i n c a p a b l e o f differentiating e. histolytica infection from e. dispar and e. moshkovskii infection.(25) for definitive diagnosis, specific tests for fecal e. h i s t o y i t i c a a n t i g e n s , s e r u m a n t i a m e b i c antibodies, or amebic dna, should be utilized. an important aid to fecal antigen tests is detection of serum antibodies against amebae, which may be found in more than 70% of p a t i e n t s w i t h s y m p t o m a t i c a m e b i a s i s . ( 1 6 ) however, these serologic test results remain positive for years after amebic infection, thus making it difficult to differentiate between recent and past infections. extraintestinal amebiasis t h e m o s t c o m m o n e x t r a i n t e s t i n a l manifestation of amebiasis is amebic liver abscess (ala). ala is a progressive disorder caused by hematogenous spread of invasive trophozoites from the colon through the portal vein into the liver. the abscess is four times more common in the right lobe, as this part receives most of its blood supply from the cecum and ascending colon. although amebic liver abscess may affect all ages and both genders, it occcurs with greater frequency in males between 20 and 40 years of age. in c e r t a i n i n d i v i d u a l s a l a i s e n c o u n t e r e d c o n c o m i t a n t l y w i t h a m e b i c c o l i t i s , b u t f r e q u e n t l y w i t h o u t s y m p t o m s , w h i l e microscopic examination of the stool for trophozoites and cysts of e. histolitica yields negative results. the possibility of amebic liver abscess should be suspected in individuals from endemic areas with fever, pain in the right upper quadrant and tenderness in the hepatic region, but rarely with jaundice. the most serious complications of amebic liver abscess are rupture of the abscess and bacterial superinfection. the trophozoites may have infected the patient’s liver for months or years before an abscess develops. in the intervening period hopefully an immune response is induced in the patient’s body, resulting in the formation of circulating immunoglobulins. as mentioned above, the dominant surface antigen of the parasite is the gal/galnac-specific lectin. a r o u n d 8 0 % p a t i e n t s w i t h a l a h a v e circulating igg against the antigens of the parasite, but this does not result in recovery from infection caused by the parasite, thus suggesting the presence of other defense mechanisms.(9,18,25) 110 during liver invasion by e. histolytica, the host will both sequentially and simultaneously deploy a number of mechanisms to kill the parasite. the first line of tissue defense is composed of innate immune system cells that recognize pathogen-associated molecular patterns (pamps) and trigger an inflammatory response. it was previously reported that female and male mice differ in their early responses to e. histolytica liver invasion.(26) in in vitro models, the effects of gamma interferon (ifn ã) can be bypassed by the recognition of ppgs of e. histolytica by toll-like receptor 2 (tlr2) and tlr4, which results in direct tumor necrosis factor (tnf), interleukin-12p40 (il-12p40), and il-8 production. (27) this proinflammatory cytokine profile underlines the importance of the early recognition of pamps (such as proteophosphoglycans/ ppgs) and appropriate inflammatory cell recruitment and activation during ala onset.(28) although the body of the host mounts a massive inflammatory response against e. histolytica, the parasites are capable of survival within their niche. virulence of the parasites in their invasion of the host confers survival and invasive potential. the clonal origin of the t r o p h o z o i t e p o p u l a t i o n c a n n o t e x p l a i n adequately why some of the trophozoites are able to survive within the host body and cause infection, whereas other trophozoites are unable to survive. this suggests the presence of local and individual adaptation mechanisms of the parasites, leading to the hypothesis of specialization of subpopulations, in which the trophozoites are capable of defense against the c o m p l e m e n t s y s t e m o f t h e h o s t . t h e s e trophozoite subpopulations subsequently invade the host tissues, causing cell death through parasite cytotoxicity.(23) hepatic invasion by amebic trophozoites induce tissue destruction, cellular necrosis and formation of microabcesses that gradually coalesce. in 65-75% of cases a solitary abscess is found, although multiple abcesses may also be formed.(29) the abcesses consist of soft, necrotic, acellular yellow-brown debris, called “anchovy paste”.(30) the occurrence of severe jaundice indicates the possibility of multiple abcesses. the parasites themselves are rarely i d e n t i f i a b l e , a s t h e y a r e l o c a t e d i n t h e peripheral parts of the lesions. in general, the symptoms of amebic liver abscess are pain in the right hypochondrium radiating to the right s h o u l d e r a n d s c a p u l a r r e g i o n . t h e p a i n increases on deep inspiration, on coughing, and on stamping the right foot when walking. host immunty and inflammatory response the interaction of the parasites with the intestinal epithelium results in an inflammatory response marked by activation of nuclear factor ê b a n d s e c r e t i o n o f l y m p h o k i n e s . t h e epithelial response depends on the trophozoite virulence factor cysteine proteinase, causing various intestinal abnormalities through neutrophil-mediated damage.(25) however, the neutrophils may also be protective, such as in the activation of neutrophils or macrophages b y t u m o r n e c r o s i s f a c t o r á ( t n f á ) o r interferon ã, which in vitro are capable of killing amebae and of limiting the size of the liver abscess. in contrast with the severe inflammatory response that is typical of early invasive amebiasis, the inflammation occurring after the formation of colonic ulcers and liver abscess is of minimal intensity only. in the case of the infection becoming chronic, e. histolytica maintains itself against the host immune response in several ways. the gal/galnac-specific lectin exhibits sequence homology and antigenic cross-reaction with cd59, a leukocyte antigen that prevents the formation of the c5b-c9 membrane attack complex. amebic cysteine proteinase rapidly degrades complement anaphylatoxins c3a and c5a, and also degrades secretory iga and serum igg, presumably protecting the amebas from opsonization.(18) the immunity against e. histolytica infection is associated with the mucosal ig a reponse to the gal/galnac-specific lectin. suriptiastuti host-parasite interactions in amebiasis 111 univ med vol.29 no.2 after a period of around one year, children with the above response experience less reinfection than do children without the response. the cellmediated response is reportedly found in p a t i e n t s w i t h a m e b i c l i v e r a b s c e s s , characterized by lymphocyte proliferation and lymphokine secretion that is amebicidal in vitro. it should be realized that the pandemic of acquired immunodeficiency syndrome (aids) has not shown increased amebic invasion, although asymptomatic intestinal c o l o n i z a t i o n i s f r e q u e n t l y e n c o u n t e r e d . however, this statement is still controversial, because there are reports stating that both in endemic and non-endemic areas amebic liver abscess is an infectious disease that threatens the individual with hiv-aids. among 31 hospitalized patients with amebic liver abscess at the seoul national university hospital in 1990-2005, ten of them (32%) were hiv-aids patients.(31) r e c e n t l y a p e d i a t r i c c o h o r t s t u d y c o n d u c t e d b y h a q u e e t a l . ( 1 2 ) i n c l u d e d determination of fecal iga antilectin antibodies and found that children with iga antibodies against amebic adherence lectins showed r e s i s t a n c e a g a i s n t r e i n f e c t i o n w i t h e . histolytica. however, the immunity was shortlived, and around 20% of the children in the cohort study suffered from a second episode of e. histolytica infection. these findings demonstrate that immunity to amebiasis may occur in a number of children after a prior infection, but that the immunity is of temporary character. at the time of invasion of the liver by e. histolytica, a number of responses take place in the host, in the form of defense mechanisms for killing the parasites, consisting of immune cells that trigger an inflammatory response. e x p e r i m e n t a l l y, f e m a l e m i c e h a v e b e e n reported to mount a distinct response against invasion of the liver by e. histolytica. these animals rapidly clear the parasites from the liver, release natural killer t cells (nktc) in larger numbers into the infected areas and produce higher levels of gamma interferon (ifn-ã).(32) deficiencies of nktc as well as of ifn-ã result in a higher survival rate of the parasites. ifn-ã is an important regulator in the initial inflammatory process, because it activates the synthesis of tumor necrosis factor (tnf), which increases no synthesis by neutrophils and macrophages. the role of monocytes in hepatic e. histolytica infection is not known in detail, but it is certain that the parasite strongly activates p e r i t o n e a l m a c r o p h a g e s a n d c i r c u l a t i n g monocytes, leading to synthesis of cytokines that subsequently cause the destruction of the parasite. conclusions entamoeba histolytica is the causative organism of the globally distributed human amebiasis. most infections are asymptomatic, but invasion of the tissues by the parasite may result in amebic colitis and liver abscess, which is the most common extraintestinal amebic i n f e c t i o n . t h e o c c u r r e n c e o f i n v a s i v e amebiasis in some individuals undergoing colonization by e. histolytica and of secondary infection indicates that acquired immunity against the parasite is only partial. however, it is clear that amoebic factors potently activate p e r i t o n e a l m a c r o p h a g e s a n d c i r c u l a t i n g monocytes, leading to cytokine and reactive oxygen species (ros) production and then parasite and tissue destruction. references 1. ravdin jl, stauffer wm. entamoeba histolytica (amebiasis). in: mandell gl, bennett je, dolin r, editors. mandell, douglas, and bennett’s priciple and practice of infectious diseases. 6th ed. philadelphia, pa: churchill livingstone; 2005:3097-111. 2. who/paho/unesco report: a consultation with experts on amoebiasis: mexico city, mexico 28-29 january 1997. epidemiol bull 1997;18:134. 112 3. petri wa jr, haque r, lyerly d, vines rr. estimating the impact of amebiasis on health. parasitol today 2006;16:320-1. 4. parija sc, khairnar k. entamoeba moshkovskii and entamoeba dispar-associated infections in pondicherry, india. j health pop nutr 2005;23: 292-5. 5. tanyuksel m, ulukanligil m, guclu z, araz e, koru u, petri wa jr. two cases of rarely recognized infection with entamoeba moshkovskii. am j trop med hyg 2007;76:7234. 6. fotedar r, stark d, beebe n, marriott d, ellis j, harkness j. laboratory diagnosis techniques for entamoeba species. clin microbiol rev 2007;20:511-32. 7. haque r, petri wa. diagnosis of amoebiasis in bagladesh. arch med res 2006;37:273-7. 8. blessmann j, van linh p, nu pa, thi hd, mullermihsok b, buss h, et al. epidemiology of amebiasis in a region of high incidence of amebic liver abscess in central vietnam. am j trop med hyg 2002;66:578-83. 9. stanley sl jr. amoebiasis. lancet 2003;361: 1025-34. 10. stanley sl jr. protective immunity to amebiasis: new insight and new challanges. j infect dis 2001;184:504-6. 11. ali ikm, hossain mb, roy s, ayeh-kumi pf, petri wa jr, haque r, et al. entamoeba moshkovskii infections in children, bangladesh. emerg infect dis 2003;9:580-4. 12. fotedar r, stark d, marriott d, ellis j, harkness j. entamoeba moshkovskii infections in sydney, australia. eur j clin microbiol infect dis 2008; 27:133-7. 13. hamzah z, petmitr s, mungthin m, leelayoova s, chavalitshewinkoon-petmitr p. differential detection of entamoeba histolytica, entamoeba dispar, and entamoeba moshkovskii by a singleround pcr assay. j clin microbiol 2006;44: 3196–200. 14. blessmann j, ali ikm, nu pa, dinh bt, viet tq, van al, et al. longitudinal study of intestinal entamoeba histolytica infections in asymptomatic adult carriers. j clin microbiol 2003;41:474550. 15. haque r, mondal d, kirkpatrick bd, akhter s, farr bm, sack rb, et al. epidemiologic and clinical characteristics of acute diarrhea with emphasis on entamoeba histolytica infections in preschool children in urban slums of dhaka, bangladesh. am j trop med hyg 2003;69:398405. 16. acuno-soto r, maguire jh, wirth df. gender distribution in asymptomatic and invasive amebiasis. am j gastrointerol 2000;95:1277-83. 17. freedman do, weld lh, kozarsky pe, fisk t, robins r, von sonnenburg f, et al. spectrum of disease and relation to place of exposure among ill returned travelers. n engl j med 2006;11930. 18. haque r, huston cd, hughes m, houpt e, petri wa jr. current concept: amebiasis. n engl j med 2003;346:1565-73. 19. pritt bs, graham c. amebiasis. mayo clin proc 2008;83:1154-60. 20. blessmann j, van al, tannich e. epidemiology and treatment of amebiasis in hue, vietnam. arch med reas 2006;37:270-2. 21. haque r, ali im, sack rb, farr bm, ramakrishnan g, petri wa. amebiasis and mucosal iga antibody against the entamoeba histolytica adherence lectin in bangladesh children. j infect dis 2001;183:1787-93. 22. petri wa jr, mann bj, haque r. the bittersweet interface of parasite and host: lectin-carbohydrate interactions during human invasion by the parasite entamoeba histolytica. annu rev microbiol 2001;56:39-64. 23. cdc.amebiasis. available at: http://www.dpd. cdc.gov/dpdx/html/amebiasis.htm. accessed june 22, 2010. 24. yan l, stanley sl jr. blockade of caspase inhibits amebic liver abscess formation in a mouse model of disease. infect immun 2001;69:7911-4. 25. santi-rocca j, rigothier m-c, guillen n. hostmicrobe interactions and defense mechanisms in the development of amoebic liver abscesses. clin microbiol rev 2009;22:65-75. 26. lotter h, jacobs t, gaworski i, tannich e. sexual dimorphism in the control of amebic liver abscess in a mouse model of disease. infect immun 2006;74:118–24. 27. maldonado-bernal c, kirschning cj, rosenstein y, rocha lm, rios-sarabia n, espinosacantellano m, et al. the innate immune response to entamoeba histolytica lipopeptidophosphoglycan is mediated by toll-like receptors 2 and 4. parasite immunol 2005;27:127–37. 28. ivory cp, chadee k. activation of dendritic cells by the gal-lectin of entamoeba histolytica drives th1 responses in vitro and in vivo. eur j immunol 2007; 37:385–94. 29. salles jm, moraes la, salles mc. hepatic amebiasis. braz j infect dis. 2003;7:96-110. 30. gill gv, beeching nj. tropical medicine. 5th ed. oxford, uk: blackwell publishing; 2004. suriptiastuti host-parasite interactions in amebiasis 113 univ med vol.29 no.2 31. muzzafar j, madan k, sharma mp, kar p. randomized, single-blind, placebo-controlled multicenter trial to compare the efficacy and safety of metronidazole and satranidazole in patients with amebic liver abscess. dig dis sci 2006;51:2270-3. 32. lotter h, jacobs t, gaworski i, tannich e. sexual dimorphism in the control of amebic liver abscess in a mouse model of disease. infect immun 2006; 74:118-24. editorial 1 does vitamin e play a role in the primary prevention of stroke? adi hidayat department of community medicine, medical faculty, trisakti university univ med vol. 30 no.1 a few decades ago it was generally accepted from experimental studies, animal experiments, and epidemiological cohort studies that atherogenesis is linked to oxidative stress and that antioxidant supplementation, notably vitamin e supplementation, is associated with a low incidence of cardiovascular disease (cvd). this view led to the widespread use of vitamin e and other antioxidants for reducing cvd morbidity and mortality. in vitro and animal studies on antioxidant and anti-inflammatory properties of alphaand gamma-tocopherols also found that these antioxidants had anti-inflammatory properties.(1-3) however, many large-scale prospective randomized trials failed to find beneficial effects of high dose vitamin e supplementation either to healthy persons or to cvd patients.(4,5) recent meta-analytical studies concluded that vitamin e supplementation results in increased mortality.(5) although this conclusion has been much criticized, a decision analysis using markov modeling on the same data also found that indiscriminate supplementation of high doses of vitamin e is not beneficial in preventing cvd.(6) in contrast, available evidence indicates that vitamin e may have beneficial effects on stroke. one study reported a significant inverse association between stroke mortality and dietary vitamin e intake (rr from lowest to highest fifth of intake, 1.0, 0.80, 0.93, 0.67, and 0.40; p for trend < 0.008) in women with a mean age of 61 years.(7) a meta-analysis of 9 randomized controlled trials on the effect of vitamin e on incident stroke found a differential effect on stroke subtypes, as vitamin e supplementation resulted in a 10% decrease in risk of ischemic stroke, but increased the risk of hemorrhagic stroke by 22%. this differential effect may be due the different mechanisms underlying ischemic and hemorrhagic events.(8) these opposing effects of vitamin e on stroke subtypes should be clarified previous to issuing public health recommendations on the use of vitamin e in potential stroke patients.(7) in absolute terms, the reduction in ischemic stroke events by vitamin e is relatively small. actually, considerably lower ischemic stroke risks may be produced by other preventive measures, such as healthy lifestyle, low body mass index, moderate alcohol consumption, abstinence from smoking, regular physical activity, and healthy diet. in this setting, vitamin e supplements may not lead to further risk reduction. the use of vitamin e for primary prevention of hemorrhagic stroke should ideally be under regular medical supervision, since this subtype of stroke carries a higher morbidity and mortality, while vitamin e in high doses may increase all cause mortality.(8) the best alternative to vitamin e as a primary preventive measure against stroke, especially ischemic stroke, seems to be the adoption a low-risk lifestyle by healthy individuals, who at the same time will be achieving a state of long-term well-being. 2 univ med vol. 30 no.1 references 1. jiang q, ames bn. gamma-tocopherol, but not alpha-tocopherol, decreases proinflammatory eicosanoids and inflammation damage in rats. faseb j 2003;17:816–22. 2. singh u, jialal i. anti-inflammatory effects of alpha-tocopherol. ann n y acad sci 2004;1031:195–203. 3. young is, woodside jv. antioxidants in health and disease. j clin pathol 2001;54:176–86. 4. cook nr, albert cm, gaziano jm, zaharris e, macfadyen j, danielson e, et al. a randomized factorial trial of vitamins c and e and beta carotene in the secondary prevention of cardiovascular events in women: results from the women’s antioxidant cardiovascular study. arch intern med 2007;167:1610-8. 5. miller er, pastor-barriuso r, dalal d, riemersma ra, appel lj, guallar e. meta-analysis: high-dosage vitamin e supplementation may increase all-cause mortality. ann intern med 2005;142:37-46. 6. dotan y, pinchuk i, lichtenberg d, leshno m. decision analysis supports the paradigm that indiscriminate supplementation of vitamin e does more harm than good. arterioscler thromb vasc biol 2009;29:13049. 7. donnan ga, fisher m, macleod m, davis sm. stroke. lancet 2008;371:1612-23. 8. schürks m, glynn rj, rist pm, tzourio c, kurth t.effects of vitamin e on stroke subtypes: metaanalysis of randomised controlled trials. bmj 2010;341:c5702 doi:10.1136/bmj.c5702. alvina 129 abstract to date there is increasing pressure on surgeons to minimize the time that the patient stays in hospital. patients with acute appendicitis without perforation or peritonitis are not discharged early due to concern on the part of the surgeon that it would increase surgical wound infection rates. the aim of this study was to compare surgical wound infection rates after open appendectomy (oa) of patients with acute appendicitis without perforation or peritonitis in an early discharge (ed) group and a control group without early discharge (late discharge [ld] group. the study was also to evaluate patient acceptance of ed in comparison to the ld group. a cross sectional study was carried out on adult patients (age >14 years) with acute appendicitis without perforation or peritonitis, who underwent open appendectomy. the results showed that there was no significant difference (p>0.05) in surgical wound infection rates in both the intervention (ed) and control (ld) groups. in addition, there was a significant difference (p<0.05) in patient acceptance (satisfaction) in both groups, where patients in the ed group were more satisfied than the patients who had not been discharged early. the conclusions of this study are that early discharge from hospital after open appendectomy does not increase surgical wound infection rate and has good patient acceptance. keywords : early discharge, open appendectomy, infection, patient acceptance *department of surgery, medical faculty, trisakti university correspondence dr. hari krismanuel, spb department of surgery, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2808 email: hr_kris@yahoo.com univ med 2010;29:129-36. early versus late discharge from hospital after open appendectomy hari krismanuel* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction at present, many operations have only a one-day length of stay.(1,2) although length of s t a y f o r c o m m o n o p e r a t i o n s i n v a r i o u s c o u n t r i e s t e n d s t o d e c r e a s e , p a t i e n t s undergoing open appendectomy often remain in hospital for 3-5 days after operation.(3,4) in saudi arabia, the mean length of stay in open appendectomy was 3.02 ± 1.27 days.(5) to date there is increasing pressure on surgeons to minimize the time that the patients stay in hospital. therefore, there is a need to establish guidelines for reasonable length of stay standards for common operations.(3) patients with acute appendicitis without perforation or peritonitis are not discharged early, due to concern on the part of the surgeon that it would increase surgical wound infection rates(3) and that postoperative pain would inhibit 130 krismanuel early versus late discharge after appendectomy mobilization of the patient.(6-8) surgical wound infection is commonly due to contamination of the wound at the time of appendix removal.(9-11) with minimal contamination, prophylactic antibiotic administration would bring the incidence of wound infection to a low level.(12,13) p a i n a f t e r o p e n a p p e n d e c t o m y c o u l d b e managed with analgesics. after the pain d i s a p p e a r s , t h e p a t i e n t s w o u l d b e m o r e comfortable, could be mobilized immediately and discharged earlier.(6,8) surgical wound infection is affected by s e v e r a l r i s k f a c t o r s , i . e . p a t i e n t , l o c a l , environmental, procedural, surgeon/operator, and care factors. patient factors consist of age, nutritional status (malnutrition, obesity), the p r e s e n c e o f o t h e r d i s e a s e s ( m a l i g n a n c y, chronic diseases [diabetes mellitus, hepatic cirrhosis], associated infection), the treatment received (corticosteroids, immunosuppresants, radiation) and psychological state of the patient (anxiety, fright, and sleeping difficulty).(10,12) local factors that participate in surgical wound infection are necrotic tissue, avascular tissue, hematoma, poor hemostasis, foreign material in the wound, suture material and suturing technique, skin infection in the surgical area.(12) environmental factors consist of sterility of the operating room, number of personnel in operating room, air circulation of operating room, and sterility of instruments. procedural factors of influence are length of hospital stay before operation, preoperative preparation such as cleansing of the incision site, hair shaving, aseptic and antiseptic techniques for preparation, antibiotics administration, and degree of contamination of the type of surgical procedure, whether categorized as a clean, clean-contaminated, contaminated or dirty operation. emergency or elective operation and duration of the operation are also included in procedural factors. (10,12) surgeon/operator factors are knowledge, skill and experience of t h e s u rg e o n / o p e r a t o r, t i s s u e h a n d l i n g , prevention of the spread of contamination, selection of needles, suture material and suturing technique. (10,12) care factors that i n f l u e n c e s u rg i c a l w o u n d i n f e c t i o n a r e misevaluation (inexperience/lack of attention), lack of asepsis in wound care, less careful evaluation about progress/healing/symptoms of the patients, less mobilization, incorrect nutritional support.(10,12) open appendectomy (oa) patients with early discharge (ed) from hospital may be expected to differ in risk factors from those who are not discharged early (late discharged/ld), presumably due to care factors after the operation. the aim of this study was to compare the surgical wound infection rate and patient acceptance after oa in ed and ld patients. methods research design a cross sectional study was carried out from january 1999 to december 2001 at the irna a2 and irna a3 (3rd class) wards of the surgery division of dr. kariadi hospital, semarang. participants participants were adult patients (more than 14 years old) with acute appendicitis on whom open appendectomy was performed. the inclusion criteria, determined at oa, were phlegmonous, suppurative or gangrenous appendicitis. exclusion criteria were: i) patients with malnutrition, obesity (body mass i n d e x > 2 5 . 0 ) , ( 1 4 ) a n e m i a ( h e m o g l o b i n concentration <11.5 g/dl for women and < 12.5 g/dl for men),(15) malignancy, chronic diseases (diabetes mellitus, hepatic cirrhosis), skin infection on surgical area before operation, patients receiving corticosteroids and/or chemotherapy, patients on radiotherapy; ii) patients who declined to participate in this study and iii) patients with intraoperative findings such as appendiceal mass, perforated appendicitis or normal appendix.(16,17) 131 surgery g e n t a m y c i n i n j e c t i o n w a s g i v e n a s prophylactic antibiotic (80 mg for adults or 2.5 mg/kg body weight). the choice of antibiotic was based on pattern and sensitivity tests of aerobic microorganisms in intraperitoneal fluid o f p a t i e n t s w i t h n o n p e r f o r a t e d a c u t e appendicitis in the surgery division of dr kariadi hospital, semarang.(18) the patients were also given one 500 mg metronidazole s u p p o s i t o r y ( 1 5 m g / k g b o d y w e i g h t ) a s prophylaxis against gram negative anaerobic bacteria (including bacteroides fragilis).(19,20) on all of the patients standard appendectomy was performed via a muscle splitting incision under general anesthesia. closing of muscle layers was done with absorbable material. skin was closed by interrupted sutures with 4-0 silk. postoperative management a f t e r t h e o p e r a t i o n , a n a n a l g e s i c s suppository was administered. in addition the patients received mefenamic acid. antibiotic administration was continued up to 24 hours post operation. (21,22) no intravenous fluid replacement was done after the operation. the patients were supported to early mobilization. they were permitted to drink and eat after being free from anesthetic influence. the patients were evaluated on the next day and discharged when their condition was good. b e f o r e d i s c h a rg e , t h e p a t i e n t s a n d t h e i r families received oral and written instructions on the procedure of wound care. surgical wound care for patients in the ed group was performed by the patients and their families at home. surgical wound care for patients in the control (ld) group was performed by the attending physician in the ward. outcomes the patients with ed (discharged in 24 hours) and ld (more than 24 hours) were followed up one week later. the surgical wound was examined and all problems such as discharge, bleeding or infection were noted. the definition of surgical wound infection is based on center for disease control and prevention (cdc) criteria.(10,23) the surgical wound infection that were evaluated were superficial incisional surgical site incision (ssi) and deep incisional ssi. the patients w e r e a s k e d t o e x p r e s s t h e i r a c c e p t a n c e (satisfied or not satisfied) of their discharge. then the patients were requested to visit the hospital one week later for reevaluation. evaluation of the patients discharged after more than 24 hours was performed by the attending physician in the ward. sample size the approximate sample size (n) needed for this study, involving two groups with the outcome is expressed in terms of proportions, was calculated from the following formula: 21 2 22111 )-(1)-(1z)2z n ππ πππππ βα − ++ = the appropriate sample size for our study was calculated before the beginning of the trial, based on an analysis of sample sizes required for each of the main parameters (wound infection and patient acceptance) for an á of 0.05 and a power of 90%. nandi et al. stated that surgical wound infection rate for cleancontaminated operations (ð1) was 7.7%. (24) s u rg i c a l w o u n d i n f e c t i o n r a t e f o r e a r l y discharge after open appendectomy in a study in royal berkshire hospital, london, (ð2) was 6.12%.(3) we determined that we would need at least 89 patients per group for fulfilling the requirements to perform statistical analysis for surgical wound infection rate with pearson chi square.(25-27) the total number of patients who were included in this study was 208, consisting of 102 patients in the ed group and 106 patients in the ld group, thus meeting the sample size requirement. univ med vol.29 no.3 132 krismanuel early versus late discharge after appendectomy statistical analysis nominal or ordinal data were tested by pearson chi square. data on a ratio scale were tested for normality of distribution. the analysis was continued with independent t-test for data with normal distribution (skewness approaching 0 and kurtosis approaching 3).(25,28) the proportions of risk factors in both groups were tested for equality. all p values reported are 2-sided, and p< 0.05 denotes statistical significance. results twenty two patients were excluded from 2 3 7 a c u t e a p p e n d i c i t i s p a t i e n t s . o f t h e remaining 232 patients 215 (92.68 %) agreed to participate after open appendectomy, among whom there were five patients with perforated appendicitis and two patients with appendiceal mass. the latter were not included in the study, bringing the total number of study subjects to 208. one hundred and two patients were assigned to the ed group and 106 patients to the ld group (figure 1). the values (expressed as mean ± standard deviation) of age, duration of operation, stage of acute appendicitis, and class of operator (e.g. resident) in the ed group and ld group and the probability of each risk factor in both groups is shown in table 1. both groups were figure 1. flow of participants through trial   acute appendicitis (n=237) excluded: anemia (n=1) malignancy (n=1) chronic disease (n=1) skin infection around surgical area (n=1) chemotherapy + radiation (n=1) declined to participate (n=17) open appendectomy (n=215) late discharge (n=106) early discharge (n=102) 102 included in analysis control at 1 week 106 included in analysis simple randomization excluded: -appendiceal mass (n=2) -perforated appendicitis (n=5) -normal appendix (n=0) open appendectomy (n=208) 133 comparable in terms of age and duration of operation (p>0.05). the mean operative duration in the ed group was 65.54 ±21.95 minutes compared to 68.2 ±29.62 minutes in the ld group, yielding a statistically nonsignificant difference (p=0.463). similarly, no significant differences were found between both groups regarding stage of appendicitis and class of operator (p>0.05) t h e p e a r s o n c h i s q u a r e t e s t f o r differences in postoperative surgical wound infection rate between ed group and ld group found no significant difference between both g r o u p s ( p = 0 . 4 3 1 ) , a s s h o w n i n ta b l e 2 . however, the pearson chi square did find a significant difference in patients acceptance (satisfaction) between ed group and ld group (table 3). there was a significant difference (p < 0.05) of patient acceptance (satisfaction) between ed group and ld group, where patients in the ed group were more satisfied with their discharge than the ld patiens. discussion the present study proved that there was no difference in wound infection rates after oa between ed and ld patients. early discharge was also acceptable to both groups. the results of this study were similar to those of a previous study in another country, stating that early discharge of patients with acute appendicitis without perforation after oa was safe and well accepted by the patients. surgical wound infection rate was 4.90% in the ed group and 7.41% in the ld group. statistically there was early discharge (n=102) late discharge (n=106) p value age (years) 26.28 ± 8.45 26.45 ± 8.83 0.888 duration of operation (min) 65.54 ± 21.95 68.21 ± 29.62 0.463 stage of acu te appendicitis : phlegmonous appendicitis 70 66 suppurative appendicitis 19 19 gangrenous appendicitis 13 21 0.382 class of operator : second degree 59 60 third degree 43 46 0.857   table 1. demographic and operative data of the study groups wound infection early discharge (n=102) late discharge (n=107) p value no 97 9 8 0.431 yes 5 8   table 2. surgical wound infection in ed group and ld group patient acceptance early discharge (n=102) late discharge (n=106) p value satisfied 78 4 3 0.000 dissatisfi ed 24 6 3   table 3. patients acceptance in ed group and ld group univ med vol.29 no.3 134 krismanuel early versus late discharge after appendectomy no significant difference (p>0.05) in surgical wound infection rates between the ed and ld groups.(3) the present results also showed similar surgical wound infection rates as compared to the reference values. according to gottrup et al. the surgical wound infection rate for clean-contaminated operations was between 6–9%.(13) nandi et al. declared that surgical wound infection rate for cleancontaminated operation was 7.7%,(24) while surgical wound infection rate for oa in the royal berkshire hospital study in london was 6 . 1 2 % . ( 3 ) e a r l y d i s c h a rg e w a s a l s o w e l l accepted by the patients. it was found that 76.47% of patients in the ed group were satisfied with their discharge, compared with 3 9 . 8 1 % o f p a t i e n t s i n t h e l d g r o u p . statistically, there was a significant difference ( p < 0 . 0 5 ) i n p a t i e n t a c c e p t a n c e o f t h e i r discharge between the ed and ld groups.(25,27) thus more patients were satisfied with early discharge compared to patients satisfied with late discharge. the study in royal berkshire hospital, london, on 147 post appendectomy patients (adults and children) without perforation or peritonitis, who were discharged in 24 hours after operation, showed that among patients who consulted general practitioners there were 2 patients (1.36%) with pain at the incision site, 8 p a t i e n t s ( 5 . 4 4 % ) w i t h s e r o s a n g u i n o u s discharge, 1 patient (0.68%) with wound abscess and 1 patient (0.68%) with pyrexia and malaise caused by mesenteric adenitis. the patients had a normal appendix, as determined in a previous operation. all of the wound p r o b l e m s a p p e a r e d i n 7 – 1 0 d a y s a f t e r o p e r a t i o n , a f t e r t h e p a t i e n t s h a d b e e n discharged from hospital. therefore, a 3–5 day discharge after operation, as was done in the past, was no guarantee that the patients would be free from surgical wound infection.(3) on the contrary, a longer length of hospital stay i n c r e a s e d t h e r i s k o f n o s o c o m i a l infection.(9,10,11) early discharge was also well accepted by the patients and their families, as i t a l l o w e d t h e m t o r e s u m e t h e i r n o r m a l activities. (3) santacroce et al. from state university at bari, italy gave early discharge to patients with acute appendicitis without complications, on whom had been performed o p e n a p p e n d e c t o m y o r l a p a r o s c o p i c appendectomy, with good results.(29) there is a general tendency in health care for decreasing length of stay in hospitals. l e n g t h o f s t a y i s o n e o f t h e c l i n i c a l performance indicators or the main measure of efficiency.(2) early discharge from hospital after open appendectomy results in the patients returning more quickly to normal activities. early discharge also reduces hospital costs compared with late discharge.(2) ramesh and galland showed that there was no morbidity caused by early discharge from hospital. most patients and their families showed good acceptance of early discharge.(3) currently patient acceptance (satisfaction) has become a p a r t o f t h e c l i n i c a l d a t a b a s e . p a t i e n t s a t i s f a c t i o n i s c o n s i d e r e d i n c r e a s i n g l y important in the medical field.(30) the most common problem faced by the patients after oa was surgical wound infection. there is little question that surgical wound infection contributes significantly to the cost, morbidity, and possible long-term consequences of a surgical procedure.(10,12) surgical wound infection was more often due to contamination with endogenous microorganisms, rather than e x o g e n o u s m i c r o o rg a n i s m s . ( 9 , 1 0 ) t h e polymicrobial aerobic and anaerobic flora, closely resembling the normal endogenous microflora of the surgically resected organ, are the most frequently isolated pathogens in clean-contaminated operations.(10) in oa, surgical wound infection is mainly due to contamination of the wound at the time of a p p e n d i x r e m o v a l . ( 9 , 1 0 , 11 ) i n m i n i m a l c o n t a m i n a t i o n , p r o p h y l a c t i c a n t i b i o t i c a d m i n i s t r a t i o n r e d u c e d t h e i n c i d e n c e o f complications to a low level.(11-13) even with a length of stay of 3-5 days in hospital, most surgical wound infection occurred after the 135 patients were discharged from hospital (7–10 days after the operation).(3) wound infections may not constitute serious complications per se but represent a major inconvenience to the patient, impacting on convalescence time and quality of life.(31) this study supports previous studies that declared early discharge from hospital after oa to be safe and well accepted by the patients.(3) although statistically there was no significant difference in surgical wound infection rate between both groups, there still was an obvious c l i n i c a l d i ff e r e n c e , t h e s u r g i c a l w o u n d infection rate in the ed versus ld groups being 4.90% and 7.41%, respectively. the theoretical implication of this study is that late discharge will increase nosocomial infection rates.(12,32,33) the present study has s o m e l i m i t a t i o n s . t h e s t u d y p o p u l a t i o n consisted of patients with acute appendicitis without perforation in 2nd and 3rd class in the surgery division of dr. kariadi hospital, semarang, having different socio-economic status, ward conditions and hospital care. therefore, this study may not be representative of the general population in semarang. our f o l l o w u p w a s l i m i t e d t o t h e f i r s t w e e k postoperatively. conclusions late discharge after open appendectomy is not superior to early discharge. early d i s c h a rg e f r o m h o s p i t a l a f t e r o p e n appendectomy does not increase surgical wound infection rate and is also well accepted by the patients. acknowledgements i gratefully acknowledge my indebtness for the support provided in conducting the present study, especially to dr. andy maleachi, sp.b, sp.bd and prof.dr.dr. i. riwanto, sp.b, sp.bd. references 1. wasowicz dk, schmitz rf, go pm. assessment of one day surgery in a district training hospital: safety, efficacy and patient’s satisfaction. ned tijdschr geneeskd 2000;144:1919-23. 2. gilliard n, eggli y, halfon p. a methodology to estimate the potential to move inpatient to one day surgery. bmc heath services research 2006;6:78. 3. ramesh s, galland rb. early discharge from hospital after open appendicectomy. br j surg 1993;80:1192-3. 4. oludiran oo, ohanaka ce. early discharge following open appendicectomy – a nigerian experience. j med biomed res 2002;1:51-4. 5. yagnik vd, rathord jb, phatak ag. a retrospective study of two-port appendectomy and its comparison with open appendectomy and three-port appendectomy. saudi j gastroenterol 2010;16:268-71. 6. carr ecj. exploring the effect of post operative pain on patient outcomes following surgery. acte pain 2000;3:183-93. 7. pyati s, gan tj. perioperative pain management. cns drugs. 2007;21:185-211. 8. key rw. a preemptive strike against surgical pain. contemporary ob/gyn 2001;46:65. 9. kavic ms, kavic sm, kavic sm. laparoscopic appendectomy. in: wetter pa, kavic ms, levinson cj, kelley we jr, mcdougall em, nezhat c, editors. prevention and management of laparoendoscopic surgical complications. 2nd ed. miami, fl: society of laparoendoscopic surgeons; 2005.p.151-7. 10. nichols rl. preventing surgical site infections: surgeon’s perspective. emerg infect dis 2001;7:220-4. 11. nichols rl. current strategies for prevention of surgical site infections. curr infect dis rep 2004;6:434-42. 12. rubin rh. surgical wound infection: epidemiology, pathogenesis, diagnosis and management. bmc infect dis 2006;6:171. 13. gottrup f, melling a, hollander da. an overview of surgical site infections: aetiology, incidence and risk factors. emwa j 2005;5:11-5. 14. world health organization. bmi classification. in: global database on body mass index.geneva: who; 2004. 15. chavez p, pregler j, buckler d. study challenges who anemia definition: current criteria for healthy adults may not always apply to older women. amnews; 2001. univ med vol.29 no.3 136 krismanuel early versus late discharge after appendectomy 16. carr nj. the pathology of acute appendicitis. ann diagn pathol 2000;4:46-58. 17. nabipour f. histopathological feature of acute appendicitis in kerman – iran from 1997 to 2003. am j environ sci 2005;1:130-2. 18. sugiarto d, riwanto i. pola dan uji kepekaan kuman cairan intra peritoneal pada apendisitis akuta non perforata. muktamar ahli bedah indonesia xi medan;1993. p.1-15. 19. kasatpibal n, norgaard m, sorensen ht, schonheyder hc, jamulitrat s, chongsuvivatwong v. risk of surgical site infection and efficacy of antibiotic prophy-laxis: a cohort study of appendectomy patients in thailand. bmc infectious diseases 2006;6:1117. 20. munckhof w. antibiotic for surgical prophylaxis. austr prescr 2005;28:38-40. 21. dettenkofer m, forster dh, ebner w, gastmeier p, ruden h, daschner fd. the practice of perioperative antibiotic prophylaxis in eight german hospitals. infection 2002;30:164-7. 22. nichols rl. preventing surgical site infections. clin med res 2004;2:115-8. 23. petherick es, dalton je, moore pj, cullum n. methods for identifying surgical wound infection after discharge from hospital: a systematic review. bmc infectious diseases 2006;6:170. 24. nandi pl, soundara rajan s, mak kc, chan sc, so yp. surgical wound infection. hkmj 1999;5:82-6. 25. dawson b, trapp rg. research questions about two separate or independent groups. in: basic and clinical biostatistics. 3rd ed. new york: lange medical books/ mcgraw-hill; 2001.p.132-60. 26. dahlan ms. besar sampel dan cara pengambilan sampel dalam penelitian kedokteran dan kesehatan. jakarta: salemba medika; 2009. 27. mcdonald jh. chi square test for goodness-offit. in: handbook of biological statistics. 2nd ed. baltimore, maryland: sparky house publishing; 2009.p.57-63. 28. knoke d, bohrnstedt gw, mee ap. statistics for social data analysis. 4th ed. itasca, il : f. e. peacock publisher;2002. 29. santacroce l, ocha jb. appendicitis. emedicine 2010. available at: http://emedicine.medscape. com/article/195778. accessed june 25, 2010. 30. torpy jm. changes in anesthesiology practice are explicated. jama 2002;287:1924-6. 31. katkhouda n, mason rj, towfigh s, gevorgyan a, essani r. laparoscopic versus open appendectomy: a prospective randomized doubleblind study. ann surg 2005;242:439-50. 32. shah mh, gandhi md, mehta vp, udani dl, mundra mp, swadia mm. nosocomial infections in surgical wards. internet j surg 2010;24:1. 33. safdar n, maki dg. the commonality of risk factors for nosocomial colonization and infection with antimicrobial-resistant staphylococcus aureus, enterococcus, gram-negative bacilli, clostridium difficile, and candida. ann intern med 2002;136:834-44. obesity contributes toward hypertension 96 *centre for public health research and development, nihrd, republic of indonesia **centre for health resources and services, nihrd, republic of indonesia correspondence: julianty pradono centre for public health research and development, nihrd, republic of indonesia phone: +62812 1004 523 email: jpradono@yahoo.com univ med 2016;35:96-104 doi: 10.18051/univmed.2016.v35.96-104 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2016may-august, 2016may-august, 2016may-august, 2016may-august, 2016 vol.35 no.2 vol.35 no.2 vol.35 no.2 vol.35 no.2 vol.35 no.2 obesity contributes toward hypertension in young and older adult julianty pradono* and sintawati** background obesity and hypertension are independent risk factors in the increasing prevalence of non-communicable diseases. the proportion of obesity in indonesia has increased in the last 5 years according to the national health survey. the purpose of this research was to obtain the contribution of obesity toward hypertension in the age group of 18 years and above. methods an observational study of cross-sectional design was conducted using the national basic health research 2013 population data. the total sample of subjects was 2,741,297 from 33 provinces in indonesia. data were collected through interviews, blood pressure measurement, and anthropometry. analysis of categorical data was by means of the chisquare statistical test, followed by calculation of the attributable fraction in the population, and analysis of factors influencing the impact fraction. results the prevalence of general obesity (bmi>25 kg/m2) was 31.5% in males and 48.0% in females, while central obesity was 20.9% in males and 42.5% in females. in females with general obesity the risk of hypertension was 1.84 (95% ci: 1.82-1.86) times higher than in those with normal bmi. if general obesity and central obesity can be reduced, the prevalence of hypertension may be reduced by 2.9% in males and by 12.2% in females. conclusion the prevalence of hypertension in the age group of 18 years or more can be reduced by 2.9% in males and by 12.2% in females, by overcoming the contribution of obesity. therefore efforts should be geared towards promoting healthy eating habits and maintaining a healthy weight through health education. keywords: obesity, hypertension, age >18 years doi: http://dx.doi.org/10.18051/univmed.2016.v35.96-104 97 univ med vol. 35 no.2 introduction obesity is one of the independent risk factors for the increased incidence of coronary heart disease and diabetes mellitus in the population.(1) according to the national health survey, the proportion of general obesity in indonesian males increased from 13.9% in 2007 to 19.7% in 2013. in indonesian females, the proportion of general obesity also increased, from 14.8% to 32.9%.(2) similarly, the proportion of central obesity increased from 18.8% in 2007 to 26.6% in 2013, both in males and females. the two most common measurements used in population surveys are body mass index (bmi) to indicate general obesity and abdominal circumference to indicate central obesity. during an observation period of 46 years on 508 young adults, a longitudinal cohort study in the us found that bmi scores of >30 kg/m2 were substantially associated with the prevalence of hypertension (hazard ratio, 4.17; 95% confidence interval 2.34-7.42). similarly, bmi scores of 25-29 kg/ m2 increased the risk of hypertension (hazard ratio 1.58; 95% confidence interval 1.28-1.96).(3) another study showed that the risk of hypertension is much greater in men than in women at any given level of bmi. for men, the risk of hypertension is strongly positively associated with bmi only at bmi levels above 25, but for women a positive relationship is observed at all bmi levels. this indicates that using a bmi cut off point of 25 to define overweight is more appropriate for men than for women.(4) hypertension is an increase in blood pressure that remains above normal limits. in general, hypertension does not show any symptoms and is usually detected at the time of consultation for a different illness. the results of the indonesian basic health research (riskesdas) indicate that the prevalence of hypertension in 2007 was 31.7% in the age group of 18 years or above. among the reported prevalences, only 23% of subjects had ever been diagnosed by health personnel and were taking antihypertensive drugs, whereas 77% were found upon blood pressure measurement during the survey. of the subjects who had ever been diagnosed as having hypertension by health personnel, only 24.0% had their blood pressure controlled and regularly consulted their physician.(5) obesity in the long term causes injury to t a rg e t o rg a n s , p a r t i c u l a r l y t h e k i d n e y s . hypertension caused by obesityis more difficult to control, thus requiring several antihypertensive drugs and treatment of the risk factors, including dyslipidemia, insulin resistence, and diabetes mellitus.(6) the objective of the present study was to determine the level of the contribution of obesity toward the prevalence of hypertension in subjects aged 18 years and over. methods study design this observational study was of crosssectional design and was conducted from august until october 2013 in 33 provinces in indonesia. study subjects the subjects were individuals aged >18 years, who resided in urban and rural areas, and were members of house holds selected as samples in riskesdas 2013. the inclusion criteria were residents aged >18 years, males and female, and agreeing to be interviewed and to under go measurements. the number of subjects meeting the inclusion criteria was 2,918,858 from 33 provinces in indonesia. the exclusion criteria were persons with severe illness, who could therefore not be interviewed and were unable to stand or sit for measurements. interviews interviews using a questionnaire were p e r f o r m e d b y t r a i n e d i n t e r v i e w e r s . t h e questionnaire comprised socio demographic characteristics, history of illness, (whether ever diagnosed by health personnel as having h y p e r t e n s i o n a n d c u r r e n t l y t a k i n g a n t i hypertensive drugs), and behavioral risk factors. 98 measurements all subjects under went measurements by trained data collectors. anthropometric measures comprised body weight, which was measured with a personal balance and expressed in kg, and height, which was measured using a statometer and expressed in cm, on subjects without footwear or belts. abdominal circumference was measured using a measuring tape and expressed in cm. measurement of abdominal circumference was carried out by politely asking the subject to open or lift the outer garments, then with the subject standing upright and breathing no rmally, determining the midpoints between the lower margin of the last palpable rib and the top of the iliac crest on both sides of the body and marking them with a marking pen. the measuring tape was placed around the subject’s abdomen through both midpoints. central obesity was defined as an abdominal circumference of >90 cm for males and >80 cm for females.(7) the body mass index was calculated as follows: bmi (kg/m2) = weight (kg)/[height (m)2]. standard bmi scores for asians are: underweight <18.5; normal weight >18.5 <25.0; overweight >25 <27; and obesity >27.0.(7) the who showed that the relationships between bmi, percentage of body fat, and health risks in asian populations differ from those of european populations. the proportion of asians at high risk of non-communicable disease has a bmi score of >25 kg/m 2. ( 7 ) in the analysis for application in preventive programs, general obesity was defined as a bmi score of >25 kg/ m2. blood pressure was measured using a digital sphygnomanometer. the subjects were asked not to perform physical activity such as sports, at least 30 minutes before undergoing blood pressure measurements. the subjects were asked to sit and rest for at least 5-10 minutes before the measurements. the measurements were performed twice with an interval of 3-5 minutes between two successive measurements, during which interval the cuff around the arm w a s l o o s e n e d . i f t h e f i r s t a n d s e c o n d measurements differed by >10 mmhg, a third measurement was taken after a rest of 10 minutes, with loosening of the cuff around the arm. the recorded systolic and diastolic blood pressure was taken as the mean of 2 of the closest measurements. hypertension was defined if the systolic blood pressure was >140 mmhg, or the diastolic blood pressure >90 mmhg, or if the subject was taking antihypertensive drugs.(8) data analysis the chi-square test was used to compare the prevalence of obesity between age groups in the population under study. multiple logistic regression analysis was used to obtaina risk factor model of hypertension, while the odds ratio was used to test for an association between hypertension and several other variables. furthermore, to determine the level of the contribution of each of these variables, the attributable fraction in the population (afp) was determined by calculating the adjusted or value of the respective risk factor variables. in astudy of cross-sectional designand using logistic regression analysis, if the frequency is >10% and or > 2.5, the calculated or value is frequently overestimated. therefore, to obtain a better estimate of the effect of an association, the adjusted or should be corrected to estimate the relative risk, which will subsequently be termed the corrected relative risk (rrcor).(9) the rrcor is calculated from the following formula: ( ) ( )xorpp1 or rrcor 00 +− = where p0=out come of non-exposed group, or= odds ratio, rrcor=corrected relative risk. after obtaining the value of the relationhip of several risk factors and the prevalence of hypertension with corrected relative risk, an analysis is performed on the impact fraction againts these influencing factors. thus will be known the level of the contribution of each of pradono, sintawati obesity and hypertension in adult 99 univ med vol. 35 no.2 the risk factors toward the dependent variables, yielding a priority scale for intervention programs against these variables. if the corrected rr is >1, the calculated impact fraction is the value of attributable fraction of exposure in the exposed population (afe),(10) which is calculated using the formula rrcor 1rrcor afe − = the attributable fraction in the whole population (afp) is then ( ) afe* ca a afp + = where a = number of subjects at risk of hypertension, and (a+c) = all subjects with hypertension. the level of contribution of the risk factors is calculated as follows: level of contribution = afp * proportion of exposed outcome. the analysis was performed using the spss version 15.0® software. ethical clearance the basic health research (riskesdas) for the year 2013 had already been granted ethical clearance from the ethics commission, national institute for health research and deveopment, ministry of health, republic of indonesia, under number lb.02.01/5.2/ke.006/2013. results among the 2,918,858 subjects in the age group of 18 years and over who participated in the interviews, a total of 2,741,297 (93.9%) subjects had complete data and anthropometric measures. t h e n u m b e r o f m a l e s u b j e c t s w a s 1,284,299 (46.9%), and that of the females 1,456,998 (53.1%). mean age of the subjects was 43.18 ± 14.23 years, with no significant difference in mean age between males and females. mean height and weight were higher in males than in females. the converse was true for the means of bmi, abdominal circumference, and diastolic blood pressure (table 1). the prevalences of general obesity (bmi >25 kg/m2), central obesity, hypertension, and smoking behavior were 30.4%, 29.5%, 29.8% and 32.6%, respectively. these prevalences, except that for smoking behavior, were higher in females than in males. the educational level of the female subjects was lower than that of the males. more than half of the females had only primary school education, did not finish primary school, or never went to school (table 1). table 1.comparison of several characteristics between genders 100 general obesity = bmi >25 kg/m2 table 2. prevalences of general obesity, central obesity and hypertension by age group and gender the prevalences of general obesity in the males of the age groups of 18 up to 44 years were on average lower than those in the females, but the opposite was found in the age groups of 45 years and over (table 2). after controlling for age, educational level, and smoking behavior, females with general obesity had a 1.84-fold higher risk (95% ci: 1.821.86) for hypertension than females with normal bmi, while males with general obesity had a 1.69table 3. relationship of bmi and abdominal circumference with hypertension, by gender bmi=body mass index; ac=abdominal circumference; *controlled for age, educational level, smoking fold higher risk (95% ci: 1.68-1.71) for hypertension than males with normal bmi. after controlling for age, educational level, and smoking behavior, males with central obesity (>90 cm) had a 1.94-fold higher risk (95% ci: 1.91-1.96) than those with an abdominal circumference of <90 cm. on the other hand, females with central obesity (>80 cm) had a 1.53-fold higher risk (95% ci: 1.51-1.54) than those with an abdominal circumference of <80 cm (table 3). pradono, sintawati obesity and hypertension in adult 101 univ med vol. 35 no.2 table 4. reduction in prevalence of hypertension if risk factors of obesityare eliminated if both risk factors, namely general obesity (bmi >25 kg/m2) and central obesity, are eliminated, the contribution in males will be 2.9%, the prevalence of hypertension may be reduced from 28.7% to 25.8%. in contrast, the contribution in females will be 12.2%, the prevalence of hypertension may be reduced from 36.3% to 24.1% (table 4). discussion the prevalence ofobesity in residents aged 18 years and above was 30.4% (21.7% in males and 38.0% in females), with the prevalence in females being significantly higher than in males. these results are consistent with the findings in the study by wang et al.(11) in china.the prevalence of central obesity was 12.0% in males and 45.0% in females, showing significant results. these values are lower than those of wang et al.(11) in china. this may have been due to the use of different age groups in both studies. the study by wang used subjects aged 50 years and over from urban areas, where as the present study used subjects aged 18 years and older from both urban and rural areas. the prevalence of general obesity increased with age, in males as well as females. the highest prevalence of general obesity was in the age group of 35-44 years. central obesity showed significant differences by age group, both in males and females. in males the highest prevalence occurred at a 10-year younger age, i.e. in the age group of 35-44 years. these results show that the third and fourth decades are very important in the development of central obesity, particularly in females.(12) from the prevalence of general and central obesity in our study, it is apparent that if these can be prevented or controlled, the prevalence of hypertension in both males and females in the age group of 18 years and over in indonesia may be lowered and with due attention to other risk factors, may impede the development of noncommunicable disease. numerous studies have shown that the risk of hypertension is increased in persons with obesity, and that the relationship between obesity and hypertension varies with age, gender, geographic area, and race.(13) in the analysisof t h e r e l a t i o n s h i p b e t w e e n o b e s i t y a n d hypertension in residents aged 18 years and above in indonesia, it was shown that height, weight, and the prevalences of general obesity (bmi), central obesity, blood pressure, smoking and educational level differed significantly between males and females. this indicates that gender is a strong confounding variable, although the sample sizes of the males and females were almost balanced. according to the who, the definition for overweight and general obesity in caucasian populations are 25 and 30 kg/m2, respectively.(14) on the other hand, studies in china and many o t h e r a s i a n c o u n t r i e s s h o w e d t h a t t h e i r population shad lower bmi scores but higher percentages of body fat in comparison with european countries.(15) the relationship between obesity and hypertension may be explained as being due to 102 the role of leptin-releasing adipose tissue.(16) leptin isan adipose tissue-derived hormone that plays a rolein interactions involving increased blood pressure, in association with metabolic, inflammatory, hemostatic, and other factors. this was demonstrated in the us national health and nutritional examination survey in the age group of 20 years or above (n=5,599; females 54.7%). the plasma leptin concentration was categorized in quartiles (females: <7.68, 7.68-13.18, 13.1921.70, >21.70 fg/l; males: <2.64, 2.64-4.36, 4.37-7.12, >7.12 fg/l), showing that plasma leptin concentration was higher and positively associated with hypertension, after having been controlled for age, gender, ethnicity, education, smoking, alcohol intake, bmi, diabetes mellitus, serum cholesterol and c-reactive protein. in comparison with the first quartile leptin (reference), the odds ratio for hypertension associated with the fourth quartile leptin was 1.89 (95% ci: 1.24-2.09). subgroup analysis by gender and bmi also showed a consistently positive association.(17) shidfar et al.(18) in their study stress the importance of attention to changes in body fat distribution that lead to increased risks for cardiac and metabolic disease, particularly in menopause. a cross-sectional study on 138 females in the age group of 26-35 years showed significantly increase in blood pressures (systolic and diastolic) in subjects within creased bmi and central obesity, in comparison with subjects who had normal bmi and no central obesity.bmi and abdominal circumference showed a significant positive correlation with systolic and diastolic blood pressure, and had several independent effects on therisk of high blood pressure in females.(19) central obesity is a better predictor than general obesity for the risk of cardiovascular disease in females.(20) hypertension is strongly correlated with obesity,(21) which is consistent with our study results confirming a correlation between hypertension, general obesity and central obesity. there is an agreement between countries, which is known as the 25×25 target, to reduce premature mortality as a result of the four main non-communicable diseases (cardiovascular disease, chronic respiratory disease, cancer, and diabetes) by 25% from 2010 to 2025, between the ages of 30 to 70 years. international studies of various countries have shown that, upon achievement of the risk factor target, the probablity of death from the four main noncommunicable diseases will decrease by 22% in malesand by 19% in females between the years 2010 and 2025. achieving the risk factor target will delay the death of more than 37 million persons, which will be mostly felt inlow-to middleincome countries.(22) the sample in this study has a considerably high power in the national population, thus allowing for a correct estimate of the contribution of obesity to ward the prevalence of hypertension among the study subjects. one limitation of this study is that 6.1% of respondents had incomplete data. in addition, errors in blood pressure measurement are more freqnent in obese persons, if a cuff of the wrong size is used. although an analysis of the risk factors of hypertension was performed, including smoking and educational level, there are presumably other risk factors that may affect the contribution of obesity toward hypertension, but were not included in the analysis. the study design used was crosssectional, which cannot explain any cause-andeffect relationship. the nationally-based study results reveal that a reduction in general obesity and central o b e s i t y m a y r e d u c e t h e p r e v a l e n c e o f hypertension, particularly in females of the third or fourth decades. further studies are needed to identify increased obesity as an impediment in the management of hypertension, which continuously threatens to increase the number of persons with non-communicable disease. on the other hand, decreases in weight may be associated with reductions in blood pressureand risk of non-communicable disease, particularly cardiovascular disease.(23) strategies should be developed for optimal increases in interventions or interventional therapies for hypertension due to obesity. pradono, sintawati obesity and hypertension in adult 103 univ med vol. 35 no.2 conclusion the prevalence of hypertension in the age group of 18 years or more can be reduced by 2.9% in males and by 12.2% in females, by over coming the contribution of obesity. therefore efforts should be geared towards promoting healthy eating habits and maintaining a healthy weight through health education. conflict of interests no relevant conflict of interest present. acknowledgement we extend our thanks to the head and s e c r e t a r i a t o f t h e h e a l t h r e s e a r c h a n d development agency, ministry of health, republic of indonesia, who gave us the opportunity for further analysis of the riskesdas 2013 data. we 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pradono, sintawati obesity and hypertension in adult alvina 153 abstract one of the impacts of exposure to noise is stress. natural killer (nk) cells are one of the leukocyte subsets that are responsive to physiological and psychological stress. the objective of the present research was to determine the relationship between cortisol levels and nk cell activity among women with aircraft noise stress in the area of adi sumarmo airport, solo. this study was an analytical survey with a cross sectional design. the number of subjects was 39, who were divided into 3 groups of 13 subjects each. groups 1 to 3 were exposed to noise levels of 92.29 db, 71.79 db and 52.17 db, respectively. the sample was taken using simple random sampling. the data were analyzed by pearson correlation test and anova followed by post hoc test using lsd test. the anova test showed that there were significant differences in circulating cortisol levels among all groups (p = 0.018). the pearson correlation test showed that there was a positive association between circulating cortisol levels and the number of nk cells (r = 0.547; p< 0.05) and a negative association between circulating cortisol levels and nk cell activity (r = 0.578; p < 0.05). this study indicated that cortisol levels decreased nk cell activity among women with exposure to aircraft noise. women who experienced aircraft noise stress showed increased cortisol levels and decreased nk cells activity. keywords : aircraft noise, cortisol, natural killer cells, women *department of physiology, sebelas maret university school of medicine, solo correspondence dr. dr. hartono, m.si department of physiology, sebelas maret university school of medicine jln. ir. sutami 36 a, surakarta 57126 phone: 0271-664178 email: hartonofkuns@yahoo.co.uk univ med 2010;29:153-61. cortisol level decreases natural killer cell activity among women exposed to aircraft noise hartono* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction there is sufficient scientific evidence that noise has an influence on ischemic heart disease, hypertension, hearing impairment, sleep disturbance, and duodenal and gastric disorders. however, for other effects such as changes in the immune system, the evidence is limited.(1) one of the impacts of exposure to noise is stress. (1-3) in response to a stressor, physiological changes are set into motion to help an individual cope with the stressor. however, a chronic activation of these stress responses, which include the hypothalamic-pituitary-adrenal (hpa) axis and the sympathetic-adrenalmedullary (sam) axis, results in chronic production of glucocorticoid hormones and catecholamines.(3,4) glucocorticoid receptors expressed on a variety of immune cells bind cortisol and interfere with the function of nfkappa beta (nf-kβ), which regulates the 154 hartono cortisol decreases natural killer activity of cytokine producing immune cells. adrenergic receptors bind epinephrine and norepinephrine and activated camp response e l e m e n t b i n d i n g p r o t e i n , i n d u c i n g t h e transcription of genes encoding for a variety of cytokines. the changes in gene expression mediated by glucocorticoid hormones and catecholamines can dysregulate the immune system. lymphocytes, natural killer cells, m a c r o p h a g e s a n d g r a n u l o c y t e s e x h i b i t receptors for many neuroendocrine products of the hpa and sam axes, such as cortisol and catecholamines which can cause changes in cellular trafficking, proliferation, cytokine secretion, antibody production and cytolytic activity.(5-7) high intensity noise is more annoying than noise of low intensity, whilst intermittent noise is more annoying than continuous noise.(8) women are more sensitive in response to noise than are men.(9) in the category of intermittent noise, aircraft noise is significantly more annoying. chronic exposure to noise is thought to bring about significant impacts if it happens for more than a year.(1) natural killer (nk) cells are important components of the innate immune systems, o w i n g t o t h e i r c y t o k i n e a n d c h e m o k i n e production and ability to lyse target cells without prior sensitization. human nk cells comprise ±15% of all lymphocytes and are defined phenotypically by their expression of cd56 and cd16, and lack of expression of cd3 (cd56+cd16+cd3-).(10) among the many indices of immune function, nk activity and nk cell subsets have been of interest to researchers because nk cells are known to be important in host defense against viral diseases a n d a p p e a r t o p l a y a s i g n i f i c a n t r o l e i n protection against neoplastic growth.(11-13) nk cells are also one of the leukocyte subsets that are responsive to physiological stress and psychological stress.(14-16) based on the above considerations, the aim of this research study was to find out the presence of a correlation of circulating cortisol levels with nk cell numbers and nk cell activity among women with aircraft noise stress in the area of adi sumarmo airport of solo, indonesia. methods research design this research study was an observational analytical study with cross sectional design. it was conducted from july 2008 to june 2009 among residents in the neighborhood of the runway of adi sumarmo international airport of solo, indonesia, namely in the villages of dibal and gagak sipat, ngemplak subdistrict, boyolali regency. subjects t h e s t u d y p o p u l a t i o n c o m p r i s e d a l l residents of dibal village and gagak sipat v i l l a g e , n g e m p l a k s u b d i s t r i c t , b o y o l a l i regency who fulfilled the following inclusion criteria: female, married, housewife, aged 2040 years old (age influences the number of nk cells),(10) and having lived in the area for at least 1 year. exclusion criteria were consumption of non-herbal or herbal medicines, pregnancy, hearing loss, infectious disease (colds, flu, and diarrhea), and diabetes mellitus. the respondents who fulfilled the criteria were selected by means of simple random sampling. the sample size was calculated using the formula of snedecor and cochran or by u s i n g wi n e p i s c o p e 2 . 0 w i t h e s t i m a t e d difference between means (ä = 0.05), for a confidence level of 95% and significance level of 5%. based on the results of previous studies in the area,(17) the number of lymphocytes sd was 700; m1 was 3.6 x 10 3/µl; m2 was 2.5 x 103/µl, and the number of subjects per group was 13. the total number of subjects was 39, who were divided into 3 groups, on the basis of the distance of their residential area from the runway. group 1 respondents lived at a distance of less than 500 meters from the tip of the runway; group 2 respondents were 155 subjects whose residential area was between 500 and 1,000 meters from the tip of the runway, while group 3 respondents lived at a distance of more than 1,000 meters from the tip of the runway. the subdivision into groups according to the distance of their residence to the runway was based on the following considerations: 1. previous research by hartono(17) in the same geographical area showed that at a distance of less than 500 meters from the runway, the noise intensity was 96.57 db, as measured with the wecpnl scale. at a distance of more than 1000 meters from the runway, the noise intensity was 51.56 db on the wecpnl scale, while at a distance of 500 to 1000 meters from the runway, the noise intensity was 74. 42 db measured with the wecpnl scale.(18) 2. the area around the airport with a noise i n t e n s i t y l e v e l o f m o r e t h a n 8 0 d b w e c p n l i s n o t r e c o m m e n d e d f o r settlement and was therefore chosen as the exposure area, whereas the area with a noise intensity level of less than 56 db wecpnl was used as the control area, since the area is safe for settlement ( d e c r e e o f d i r e c t o r g e n e r a l o f a i r transportation no. skep/109/vi, for the year 2000). measurement of noise exposure the noise exposure was measured using a sound level meter (extech model 407735, japan) and rated according to wecpnl. in each of the two study areas measurement of noise was conducted at three different points with a portable sound level meter (slm), and the acoustic physical parameter was measured in db with a load. the slm was placed with its filter parallel to the subject’s ears. the slm was set up at its maximum function of value to measure the peak noise level of aircraft passing over the areas so that the background noise level could be blocked. the acoustic physical parameter was recorded based on the peak noise level occurring at aircraft take-off and landing, and the time of occurrence of noise level was also recorded. the noise level was rated by using the wecpnl (weighted equivalent continuous perceived noise level) scale, according to the following equation: wecpnl = db (a) + 10 log n-27 n = n1 + 3n2 + 10n3 db (a): average decibel score of each peak level of aircraft activity in a day. n : number of aircraft arrivals and departures in 24 hours. n1 : number of aircraft arrivals and departures b e t w e e n 0 7 . 0 0 a n d 1 9 . 0 0 we s t e r n indonesia time n2: number of aircraft arrivals and departures b e t w e e n 1 9 . 0 0 a n d 2 2 . 0 0 we s t e r n indonesia time n3: number of aircraft arrivals and departures b e t w e e n 2 2 . 0 0 a n d 0 7 . 0 0 we s t e r n indonesia time the measurements in db (a) were then converted into wecpnl in accordance with the number of aircraft passing over the area in 24 hours. biochemical measurements after the subjects had been selected, 4 ml of venous whole blood was taken from the respondents, between 7.00 to 08.00 western indonesian time. subsequently the plasma cortisol level was measured by means of enzyme-linked immunosorbent assay (elisa). the number of nk cells was determined as follows: peripheral blood mononuclear cells (pbmc) were separated from 10 ml of the whole blood using ficoll-hypaque densitygradient centrifugation (30 minutes, 20oc, 400 x g). the pbmc were washed twice with pbs and suspended in rpmi 1640 medium (gibco, univ med vol.29 no.3 156 hartono cortisol decreases natural killer invitrogen) containing 10% (vol/vol) fetal bovine serum, penicillin (100 iu/ml) and streptomycin (100 µg/ml), stored at 4oc until required for analysis. nk cells were enumerated by three-color immunophenotyping using appropriate combinations of monoclonal antibodies (pharmingen, san diego, ca), these being conjugated fluorescein isothiocyanate (fitc), phycoerythrin (pe) and perpridininchlorophyll protein (percp). briefly, a sample of 1 x 106 pbmc was mixed with saturating amounts of monoclonal antibody conjugated with fitc (anti-cd16), pe (anti-cd56) and percp (anti-cd3). after being washed twice with pbs, the stained cells were passed through a facscan flow-cytometer (becton dickinson). t h e n u m b e r o f n k c e l l s i n p b m c w a s calculated as a percentage of cd16+cd56+cd3cells.(13,14,16) nk cell activity was measured by a nonradioactive method, which was a modification of the procedure conducted by andalib et al.(19) the lymphocytes were separated by means of t h e f i c o l l h y p a q u e g r a d i e n t t e c h n i q u e (lymphoprep, norway). lymphocytes were isolated, washed, and brought to a concentration of 5 x 105 cells/ml in rpmi 1640 + 10% fcs (gibco, germany). atcc-k562 erythromyelocytic leukemia cells as the target cells were maintained in continuous suspension culture in rpmi 1640 + 10% fcs, supplemented with l-glutamine, 100 µg/ml streptomycin and 100 u/ml penicillin. a working solution was prepared by adding 0.5 µg/ml propidium iodide (pi, sigma) in rpmi 1640 + 10% fcs. the lymphocytes (effectors) and k562 leukemia cells (target cells) were mixed and cultured in the same tube, with a target to effector ratio of 50:1. briefly, the tubes containing the mixed cells were centrifuged for 7 minutes at 250 x g at room temperature, then kept at 37oc for 10 minutes in a water bath, after which the mixed cells were resuspended. in the working solution, a concentration of 1 x 105 cells/ml was prepared to avoid recycling of nk cells. the samples were then incubated for 1.5 hours at 37oc, under 5% co2, then the cell concentration brought to 1 x 106 cells/ml and the samples were ready for flow-cytometry. the resulting measurements were read twice by t w o d i ff e r e n t o b s e r v e r s . to m o n i t o r t h e spontaneous death rate of nk cells, target cells only (without effector cells) were incubated. the final concentration of 1 x 105 cells/ml has been running as control. the cells were analyzed with a facscalibur flow cytometer (becton dickinson, palo alto, ca, usa). nk cell activity was calculated based on the percentage of dead target cells (k562) in the tube containing effector cells, subtracted by the percentage of dead target cells in the control tube (without effector cells), divided by the total number of cells (100%), and subtracted by the dead target cells in the control tube (without effector cells), as shown in figures 1-3.   r2 figure 1. comparison between living k562 target cells, labeled in red color, and dead target cells, labeled in green color, in group 1 figure 2. comparison between living k562 target cells, labeled in red color, and dead target cells, labeled in green color, in group 2   r 157 t h e d o t p l o t h a s b e e n d e f i n e d a s fluorescence light-2 (ssc-height) versus fluorescence light-1 (pi) detectors that show the fluorescence intensity in distinctive stained cell populations (i.e. gated specific populations). dead k562 cells form a well-defined population with distinctive fluorescence staining with propidium iodide (green gated). the dot-plot is illustrated the representative for dead (green) and live target cell population (red) based on propidium iodide dye staining, in comparison with control cells (red population only) for k562. the calculation of cytotoxicity is based on the two different gated cells with the proportion of cell population based on the acquisition data on system. data analysis the study data were analyzed by analysis of variance (anova) to verify the differences in cortisol level, number of nk cells, and nk cell activity, among the three groups of r e s p o n d e n t s . p e a r s o n ’s p r o d u c t m o m e n t correlation test was used to investigate the correlation of cortisol level with number of nk cells and activity of nk cells. ethical clearance the study participants were subject to the e t h i c a l c l e a r a n c e r e l a t e d m e a s u r e s a n d procedures. ethical clearance was obtained from the ethical review committee, school of medicine, sebelas maret university. the r e s e a r c h s t u d y w a s a l s o s u b j e c t t o confidentiality and anonymity principles towards the data on the respondents. results t h e d a t a o n n o i s e i n t e n s i t y l e v e l (wecpnl), cortisol level, nk cell numbers and activity for each group are presented in table 1. the study showed that at a distance of less than 500 meters from the runway, the noise intensity was 92.29 db, while at a distance of 500 to 1,000 meters from the runway the noise intensity was 71.49 db, and at a distance of more than 1,000 meters from the runway the univ med vol.29 no.3 table 1. noise intensity level (wecpnl), circulating cortisol level, and number and activity of nk cells in each group a, b, c real difference in post hoc test using lsd test completed with homogenous subsets with á = 0.05. notes: group 1, respondents residing less than 500 meters from tip of runway at noise intensity of 92.29 db group 2, respondents residing between 500 and 1,000 meters from tip of runway at noise intensity of 71.79 db group 3, respondents residing more than 1,000 meters from tip of runway at noise intensity of 52.17 db figure 3. comparison between living k562 target cells, labeled in red color, and dead target cells, labeled in green color, in group 3. 158 hartono cortisol decreases natural killer n o i s e i n t e n s i t y w a s 5 2 . 1 7 d b , a l l d b measurements being on the wecpnl scale. the mean cortisol levels of the respondents in areas 1, 2, and 3, were 13.25 µg/dl, 12.19 µg/ dl, and 10.16 µg/dl respectively, which were significantly different (p=0.018). follow up with the post hoc test (á =0.05) showed that there was a significant difference between cortisol levels in the different groups, with the highest levels in area 1 and the lowest in area 3 (p<0.05). based on table 1, it can be seen that the mean numbers of nk cells (cd56+cd16+cd3) of the respondents in groups 1, 2, and 3 were 18.80%, 17.52%, and 12.88% respectively. these results were significantly different (p=0.038) and follow up with the post hoc test (á=0.05) showed that there was a significant d i f f e r e n c e b e t w e e n n k n u m b e r s i n t h e different groups of respondents (p<0.05). t h e a c t i v i t y o f n k c e l l s o f t h e respondents of groups 1, 2, and 3 were 12.50%, 17.20%, and 22.33% respectively. the results of the anova test showed that there was a significant difference in the mean activity of nk cells among the three groups (p=0.000). after the anova test was continued with the post hoc test, the results were similar to those on cortisol level. there was a significant d i ff e r e n c e i n m e a n a c t i v i t y o f n k c e l l s between group 1 and group 3, between group 1 and group 2, and between group 2 and group 3 (p<0.05). the results of pearson’s product moment correlation test showed that there was a s i g n i f i c a n t p o s i t i v e c o r r e l a t i o n b e t w e e n circulating cortisol levels with the number of n k c e l l s ( c d 5 6 +c d 1 6 +c d 3 -) [ r = 0 . 5 4 7 ; p<0.05] (table 2) and a negative (or inverse) correlation between circulating cortisol levels and nk cell activity (r=–0.578; p<0.05), signifying that cortisol level is inversely proportional to nk cell activity. the increase in nk cell numbers due to noise exposure had a negative correlation with nk cell activity, but the correlation was less strong (r=-0.343 and p<0.05) (table 2). discussion from the test results we can conclude that exposure to aircraft noise at an intensity level of 71.49 db (wecpnl) for more than one year acted as a stressor which increased the mean cortisol level of the treatment groups compared to that of the control group (intensity level of 52.17 db). in the group with aircraft noise at an intensity level of 92.29 db (wecpnl) the noise acted as a stressor, resulting in a higher increase in mean cortisol level than was the case with aircraft noise at an intensity level of 71.49 db (wecpnl). the aforementioned results are similar to those reported by cheng and ariizumi (2007) who did an experiment with balb/c mice at a noise intensity level of 90 db, with a length of exposure of five hours per day for four weeks. the mean cortisol level of the treatment group of mice exposed to noise for four weeks was 4.25 µg/dl, which was higher than that of the control group, with mean cortisol level of 1.60 µg/dl.(20) this is in line with the results of a research study conducted by dhanalakshmi et al., who reported that cold stress applied to *p< 0.05 table 2. pearson’s correlation coefficient between cortisol level and number and activity of nk cells 159 white rats resulted in increased plasma cortisol levels, which affected their immune system.(21) it is known that continuous recurrent aircraft noise will bring about stress. this chronic stress will increase the cortisol and catecholamine levels through hpa and sam pathways.(6,11,22) the increase in cortisol level via the glucocorticoid receptors will inhibit production of several cytokines generated by nk cells (ifn-á, ifn-â, ifn-ã, il-10, gmc s f, a n d t n f â ) . i n t e r f e r o n i s a m a j o r regulator of nk cells.(6,10) ifn-ã functions to inhibit the proliferation of nk cells through the inhibition of il-4, thus decreased inf-ã production will cause increased proliferation of nk cells. (10,23,24) t h e r o l e o f i l 2 i s t o i n c r e a s e t h e p r o l i f e r a t i o n o f n k c e l l s t h r o u g h t h e interleukin-2 receptors (il-2ráâã) which are expressed by nk cells of cd56bright and il2ráâã receptors which are expressed by nk cells of cd56dim. in relation to the proliferative response, the two receptors have a high proliferation response toward il-2 at a low dosage and do not have any responses if both receive a high dosage of il-2, particularly il2 r á â ã. the decreased level of il-2 (lowdosage) due to the inhibition of glucocorticoid activity will result in increased proliferation of nk cells.(10,24) several findings of animal model studies show that the increase in glucocorticoids due to stress in the long term resulted in a decreased activity of nk cells.(6,25,26) the activity of nk cells is influenced by tnf and the interferons (ifn á, â, and ã), which cause an increase in the cytolytic function of nk cells. ifn-á brings a b o u t a h i g h e r i n c r e a s e t o t h e c y t o l y t i c functions than ifn-ã. other lymphokines also have effects on nk cells. il-12 and il-2 synergistically increase the cytotoxicity of nk cells. nk cells are also able to lyse cells with the aid of il-2. on the one hand il-2 is potent induction factor for cytokine production by nk cells. on the other hand, il-2 is also a growth f a c t o r f o r n k c e l l s a n d p l a y s a r o l e i n increasing the cytotoxicity and migration of nk cells.(10,12,27) the increase in cortisol level due to stress in the long term will inhibit the activity of nfêb (nf-kappa beta). due to such inhibition, several cytokines generated by nk cells (ifná, ifn-â, ifn-ã, il-10, gm-csf, and tnf-â) and il-2 and il-4 generated by t cells will decrease in terms of their production. the decrease in the levels of cytokines tnf, ifn, il-2 and il-12, which is caused by inhibition of cortisol activity, will cause a decrease in nk cell activity.(10,12,23) these results are similar to those reported by andalib et al. in a study on 45 women suffering from chronic stress due to recurrent spontaneous abortion.(19) their study showed that there was a high level of stress in women with recurrent spontaneous abortion, and such a stress condition resulted in decreased activity of nk cells. similar results were also reported by morikawa et al., suzui et al. and nagao et al.(13,14,16) conclusion there was a relationship of circulating cortisol levels with natural killer cell activity and numbers among women with aircraft noise stress in the area of adi sumarmo airport, solo, boyolali. based on the results of the study, preventive measures are needed to deal with the aircraft noise to prevent further negative impacts on residents around adi sumarmo international airport, solo, boyolali. acknowledgment the author would like to thank prof. dr. adi heru husodo, dr. msc from the public health department, faculty of medicine, gadjah mada university, prof. marsetyawan, dr. hnes., msc., phd from the histology department, faculty of medicine, gadjah mada university and suharyana, phd from the d e p a r t e m e n t o f p h y s i c s , f a c u l t y o f univ med vol.29 no.3 160 hartono cortisol decreases natural killer mathematics and sciences, sebelas maret university, for fruitful discussions throughout the research study. references 1. passchier v w, passchier wf. noise exposure and public health. environ health perspect 2000;108:123-31. 2. haines mm, stansfeld sa, job soames rf, berglund b, head j. a follow-up study of effects of chronic aircraft noise exposure on child stress responses and cognition. inter j epidemiol 2001; 30:839-45. 3. spreng m. central nervous system activation by noise. noise health 2000;7:49-57. 4. ader r. on the development of psychoneuroimmunology. euro j pharmacol 2000;405:167-76. 5. glaser r, kiecolt gj. stress damage immune system and health. discov med 2005;5: 165-9. 6. padgett d, glaser r. how stress influences the immune response.trends immunol 2003;24:4448. 7. ronald de. noise, brain and stress. endocrine reg 2003;37:51-68. 8. stansfeld sa, matheson mp. noise pollution: non-auditory effects on health. british med bull 2003;68:243-57. 9. melamed s, luz j, green ms. noise exposure, noise annoyance and their relation to psychological distress, accident and sickness absence among blue-collar workers-the cordis study. lsr j med sci 1992;28:629-35. 10. cooper ma, fehniger ta, caligiuri ma. the biology of human natural killer-cell subsets. trends immunol 2001;22:633-40. 11. kiecolt gj, robles tf, heffner kl, loving tj, glaser r. psycho-oncology and cancer: psychoneuroimmunology and cancer. euro society med oncol 2002;31:165-9. 12. megan ac, todd af, sarah ct, kenneth sc, bobak ag, tariq g, et al. human natural killer cells: a unique innate immunoregulatory role for the cd56 bright subset. blood 2001;97:3146-51. 13. morikawa y, higashiguchi kk, tanimoto c, hayashi m, oketani r, miura k, et al. crosssectional study on the relationship of job stress with natural killer cell activity and natural killer cell subsets among healthy nurses. j occupl health 2005;47:378-83. 14. suzui m, kawai t, kimura h, takeda k, yagita a, okumora k, et al. natural killer cell lytic activity and cd56 dim and cd56 bright cell distribution during and after intensive training. j appl physiol 2004;96:2167-73. 15. kanemi o, zhang x, sakamoto y, nagatomo r. acute stress reduces intraparenchymal lung natural killer cells via beta-adrenergic stimulation. clin exp immunol 2005;139:25-34. 16. nagao fm, takeda k, yagita h, okumura k. mobilization of nk cells by exercise: downmodulation of adhesion molecules on nk cells by catecholamines. am j physiol regulatory integrative comp physiol 2000; 279:1251-6. 17. hartono. the effect of aircraft noise exposure to the number of lymphocytes among people in the area of adi sumarmo airport solo. environ 2006; 7:20-4. 18. hartono, isna q, margono. the effect of aircraft noise exposure on the histologic structure of duodenal layer in rat (rattus norvegicus). environ 2007;8:33-6. 19. andalib a, rezaie a, oreizy f, shafiei k, baluchi s. a study on stress, depression and nk cytotoxic potential in women with recurrent spontaneous abortion. iran j allergy asthma immunol 2006;5:9-16. 20. cheng z, ariizumi m. modulation of immune functions and oxidative status induced by noise stress. j occup health 2007;49:32-8. 21. dhanalakshmi s, srikumar r, manikandan s, parthasarathy nj, devi rs. antioxidant property of triphala on cold stress induced oxidative stress in experimental rats. j health science 2006;52: 843-7. 22. guyton ac, hall je. textbook of medical physiology. 11th ed. pennsylvania: elsevier inc.; 2006. 23. srikumar r, parthasarathy nj, manikandan s, muthuvel a, rajamani r, sheeladevi r. immunomodulatory effect of thripala during experimentally induced noise stress in albino rats. j health science 2007;53:142-5. 24. loza mj, perussia b. differential regulation of nk cells proliferation by type i dan type ii ifn. j immunol 2004;16:23-33. 25. gan x, zhang l, solomon gf, bonavida b. mechanism of norepinephrine-mediated inhibition of human nk cytotoxic functions: inhibition of cytokine secretion, target binding, and programming for cytotoxicity. brain behav immun 2002;16:227–46. 26. otagiri a, wakabayashi i, shibasaki t. selective corticotropin-releasing factor type 1 receptor antagonist blocks conditioned fear-induced release of norepinephrine in the hypothalamic 161 paraventricular nucleus of rats. j neuroendocrinol 2000;12:1022-6. 27. kehrl jh, ducovich m, whalen g, katz p, fauci as, green wc. novel interleukin-2 (il-2) univ med vol.29 no.3 receptor appears to mediate il-2 induced activation of natural killer cells. j clin inves 1998;81:200-5. oktavianus 19 *departement of histology faculty of medicine islamic university of indonesia yogyakarta **departement of anatomy faculty of medicine islamic university of indonesia yogyakarta correspondence dr. ika fidianingsih, m.sc *departement of histology faculty of medicine islamic university of indonesia jl. kaliurang km 14.5 sleman yogyakarta phone: +62274-898470 ext.2033 email: ikafidy@yahoo.com univ med 2014;33:19-26 abstract universa medicina january-april ,2014january-april ,2014january-april ,2014january-april ,2014january-april ,2014 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 vol.33 no.1 background cancer is a dreadful disease caused by abnormal and uncontrolled cell division. annona muricata l, also known as soursop, is useful as an anticancer herbal medication since its leaves, seeds and fruits contain active compounds called annonaceous acetogenins. the objective of this study was to scientifically justify the traditional application of soursop for anticancer treatment in the community, by comparing the antiproliferative effect of annona muricata l leaf, seed and fruit aqueous extracts on t47d breast cancer cells. methods this study used an experimental post test trial with control group design infusions of soursop leaves, seeds, and fruits collected from kaliurang, sleman district, yogyakarta were used for cytotoxicity tests on t47d cells, in comparison with tamoxifen as standard cancer therapy. proliferative inhibition was determined by 3-(4,5-dimethyl thiazol-2-yl)-2,5-diphenyl tetrazolium bromide [mtt] assay. the parameter of proliferative inhibition was ic 50 which is defined as 50% proliferative inhibition ability of soursop and tamoxifen. significant differences between groups were determined at p<0.05 by kruskal-wallis test. results the leaves, fruits, and seeds annona muricata and tamoxifen were proven to be able to inhibit t47d cell proliferation. the ic 50 of annona muricata leaf, seed, fruit aqueous extracts and tamoxifen were 31,384.21 µg/ml; 1.528,800 µg/ml; 329,194.81 µg/ml and 114.52 µg/ml, respectively (p=0.016). the ic 50 of annona muricata aqueous extract was significantly different from that of tamoxifen. conclusions the proliferative inhibition of soursop leaves against t47d breast cancer cells is higher than that of soursop fruits and seeds. the leaves, fruits, and seeds of annona muricata aqueous extract was less toxic compared to tamoxifen. keywords: annona muricata l, cytotoxic, t47d breast cancer cells annona muricata aqueous extract suppresses t47d breast cancer cell proliferation ika fidianingsih* and ety sari handayani** 20 fidiyaningsih, handayani annona muricata suppresses t47d ekstrak air annona muricata l menghambat proliferasi sel kanker payudara t47d latar belakang kanker merupakan penyakit yang menakutkan karena adanya proliferasi sel yang abnormal dan tidak terkendali. annona muricata atau sirsak terutama daun dan bijinya telah diteliti bermanfaat sebagai antikanker karena mengandung senyawa aktif terutama annonaceous acetogenins. buah sirsak juga mengandung annonaceous acetogenins, namun buah sirsak yang mempunyai rasa lebih enak, belum banyak diteliti efeknya dalam membunuh sel kanker. penelitian ini bertujuan untuk membandingkan efek ekstrak air dari daun, biji dan buah sirsak terhadap penghambatan proliferasi sel kanker payudara t47d. metode sebuah rancangan eksperimental pasca perlakuan digunakan pada studi ini. infusa buah, biji dan daun sirsak dilakukan uji sitotoksik terhadap sel t47d dengan pembanding tamoksifen. penghambatan pertumbuhan dilihat dengan metode 3-(4,5-dimethyl thiazol-2-yl)-2,5-diphenyl tetrazolium bromide [mtt] assay. parameter penghambatan pertumbuhan digunakan ic 50 yaitu kemampuan bahan uji dalam menghambat proliferasi sebanyak 50%. uji kruskal-wallis digunakan untuk menguji perbedaan sitiosik antara kelompok perlakuan. tingkat kemaknaan yang digunakan besarnya p<0,05. hasil buah, daun, biji sirsak dan tamoksifen mampu menghambat proliferasi sel t47d. ic 50 dari buah, daun, biji sirsak sangat berbeda secara bermakna dengan tamoksifen, masing-masing besarnya 329.194,81 µg/ml; 1.528.800,00µg/ ml; 31.384,21µg/ml dan 114,52 µg/ml (p=0,016). kesimpulan penghambatan proliferasi ekstrak air terhadap sel kanker payudara t47d paling tinggi berturut-turut berasal dari daun, kemudian buah dan biji sirsak. ekstrak air dari buah, biji dan daun sirsak kurang toksik dibandingkan tamoksifen. kata kunci: annona muricata l, sitotoksik, sel kanker payudara t47d abstrak introduction cancer is one of the many diseases causing public health problems in the world as well as in indonesia. the number of people living with cancer in the world was 12.8 million in 2008, 7.6 million of which died.(1) if the trend continues, 21.3 million new cancer cases will be discovered in 2030 and almost half of them will die.(2) in indonesia, the proportion of cancer cases (10.2%) has a tendency to increase. cancer is claimed as the seventh leading cause of death (5.7%) in indonesia after stroke, tuberculosis, hypertension, injury, perinatal deaths, and diabetes mellitus. according to sistem informasi rumah sakit (sirs), in the year 2007 breast cancer ranked first among hospitalized patients in indonesia (16.85%), with a prevalence of 26 per 100,000 women.(3) cancer therapy applied mainly in the later stages of cancer is still a problem in the world as well as in indonesia. the signs and symptoms of 21 cancer are almost undetectable in the early stages, hence, patients with cancer are usually diagnosed suffering from cancer in the later stages. according to the study of ng et al.,(5) 63% of cancer patients at dharmais cancer center in jakarta presented with tnm stages iii or iv.(4) the cancer patients in the later stages who receive standard therapy still have a poor outcome. recently, there have been a large number of herbals showing chemopreventive potential, thus becoming attractive modalities to be examined and developed continuously. in the future, herbal medicines are expected to be the solution to the problem of poor treatment outcomes of cancer. therefore, the indonesian government has been supporting the development of herbal medicines for cancer therapy by ministerial decree (sk menkes no 381/menkes/ sk/iii/2007). in addition, complementary and alternative medicines (cam) such as herbals, are believed by the public to be safe and to have less side effects.(6) c am use is common among cancer patients in indonesia as well as in the united states,(7,8) but many of the herbal medicines are not based on clear evidence. one of the herbal medicines preferred by the community for cancer is soursop ( annona muricata l). soursop has been studied as an anticancer m e d i c a t i o n b e c a u s e i t c o n t a i n s a c t i v e c o m p o u n d s c a l l e d a c e t o g e n i n s . ( 9 ) t h e acetogenins in soursop leaves and seeds used as anticancer medication are selective, which means that normal cells are not killed. the cytotoxic effect of acetogenins from sour sop leaves and seeds has been studied in vitro on m a n y c a n c e r c e l l l i n e s , s u c h a s h u m a n hepatoma, lung carcinoma, human breast solid tumor, prostate adenocarcinoma, pancreatic carcinoma, colon adenocarcinoma, human lymphoma and multi-drug resistant human breast adenocarcinoma.(10,11) unfortunately, the aqueous extract of soursop leaves and seeds that people commonly consume have not been studied for its anticancer properties. this is in contrast with the proved anticancer effect of ethanolic(1214) and butanolic soursop extracts,(15) or of soursop essential oil.(16) in addition, soursop fruits, with their delicious taste, have also not been studied as anticancer medication. actually, the fruits of annona muricata had been reported to contain the acetogenin cis-annoreticuin,(17) while the cis-annoreticuin of annona montana was reported to exhibit cytotoxicity against a human hepatoma carcinoma cell line (hep g2). ( 1 8 ) t h e p r e s e n t s t u d y c o m p a r e s t h e antiproliferative effects of aqueous extracts of annona muricata fruits, leaves and seeds on t47d breast cancer cells, with the objective to provide scientific proof of the soursop anticancer effect. methods research design this research used an experimental post test trial with control group design and was conducted from march to october 2013 at integrated research testing laboratory gadjah mada university. plant material the leaves, seeds and fruits of soursop were obtained from kaliurang, sleman district, yogyakarta, indonesia. they were taxonomically identified by the laboratory of pharmacognosy, faculty of mathematics and natural sciences, islamic university of indonesia. extraction procedure t h e p l a n t m a t e r i a l w a s d r i e d f o r approximately 96 hours in a drying cabinet and powdered. five grams of the powdered material (fruits, seeds, or leaves) was added to 50 ml of distilled water, heated for 15 minutes to obtain an infusion, which was filtered and evaporated down to 1 ml (stock solution = 5 g/1 ml). intervention cytotoxic testing of soursop was carried out with initial concentrations of 1000 ìg/ml, 10,000 univ med vol. 33 no.1 22 fidiyaningsih, handayani annona muricata suppresses t47d ì g / m l, and 50,000 ì g / m l, but did not yield any ic 50 values. the last cytotoxic test on soursop was performed with an initial dose of 300,000 ì g / m l (figure 1), which was prepared from 60 ì l soursop stock solution. cytotoxic testing of tamoxifen was performed with an initial dose of 1000 ì g / m l (figure 2), taken from 100 ìl stock [tamoxifen stock = 10 mg/1 ml, dissolved in dimethyl sulfoxide (dmso)]. antiproliferative assay proliferative inhibition was determined by cytotoxic testing using the mtt assay on 96well microplates (figures 1 and 2). t47d breast cancer cells, which are estrogen receptorpositive, were obtained from the integrated research testing laboratory (laboratorium pengujian penelitian terpadu universitas gadjah mada). cytotoxic test results were read by elisa reader at 595 nm. percentage cytotoxicity of soursop and tamoxifen was calculated by the formula: % cytotoxicity = 100{[(a-b) – (c-b)]/(a-b)} x 100% [a= od of control cell; b = od of medium; c= od of treated cell] statistical analysis the experiments were performed in triplicate. cytotoxicity percentages are presented as mean ± standard deviation. the percentage of inhibition of each test material was converted into dose-responsiveness curves using probit analysis to obtain the ic 50 of each test material. significant differences between groups were determined at p<0.05 by kruskal-wallis test. figure 1. microplate scheme of soursop cytotoxic test u1-u10: medium + t47d cells + soursop fruit extract (at doses of 300,000; 150,000; 75,000; 37,500; 18,750; 9,375; 4,687.5; 2343.75; 1171.875; 585.9375 µg/ml). i1-i10: medium + t47d cells + soursop seed extract (at doses of 300,000; 150,000; 75,000; 37,500; 18,750; 9,375; 4,687.5; 2343.75; 1171.875; 585.9375 µg/ml). d1-d10: medium + t47d cells + soursop leaf extract (at doses of 300,000; 150,000; 75,000; 37,500; 18,750; 9,375; 4,687.5; 2343.75; 1171.875; 585.9375 µg/ml). ks = medium + t47d cells; km = medium only figure 2. microplate scheme of tamoxifen cytotoxic test t1-t7 = positive controls (medium + t47d cells + tamoxifen) (at doses of 1000; 500; 250; 125; 62.5; 31.25 µg/ml); ks = medium + t47d cells; km = medium only 23 ethical clearance the study protocol was approved by the medical and health research ethics committee (mhrec), faculty of medicine, gadjah mada university – dr. sardjito general hospital (reference number: ke/fk/259/ec). results cytotoxic testing was performed three times, starting at a dose of up to 1,000 µg/ml, up to 10,000 µg/ml, and up to 50,000 µg/ml. however, the soursop fruit, seed and leaf aqueous extracts at such doses could not inhibit t47d cell proliferation. the cytotoxic tests at an initial dose of 300,000 µg/ml showed the greatest proliferative inhibition with soursop leaf (88.45%) at a dose of 75,000 µg/ml. the lowest proliferative inhibition was found in soursop seed extract, with 36.28% inhibition at a dose of 300,000 µg/ml (table 1). the proliferative inhibition of tamoxifen was better than those of the aqueous extracts of soursop leaves, seeds, and fruits. tamoxifen at a dose of 500 µg/ml was able to inhibit proliferation of t47d cells by 99.91% (table 2). the mean ic 50 values show that the lowest dose was for tamoxifen (114.52 µg/ml), followed by soursop leaf, fruit and seed (table 1). the ic 50 value of tamoxifen was significantly different from the ic 50 values of the soursop aqueous extracts, showing that the latter are less cytotoxic (table 3). discussion we report the finding of an antiproliferative effect of aqueous extract of soursop leaves on t47d cells but only at high doses (mean ic 50 = 31,384 µg/ml). we also noted that there was a significant difference in the ic 50 values of soursop leaf aqueous extract and tamoxifen. a previous study with soursop leaf butanol extract obtained an ic 50 value of 29.2 µg for mda-mb-435s cells and 30.1 µg for hacat cells, while the ic 50 value of soursop leaf ethanol extract was 17,149 for t47d cells. the results of this study showed that soursop leaf aqueous extract is less cytotoxic, because its acetogenin content is less than that of the ethanol extract.(19) if people have to consume aqueous extracts of soursop leaves, they will require higher doses to get any cytotoxic effect. table 2. proliferative inhibition of tamoxifen on t47d cells table 1. proliferative inhibition of (%) soursop on t47d cells values represent mean ± s.d. values represent mean ± s.d. (%) univ med vol. 33 no.1 24 fidiyaningsih, handayani annona muricata suppresses t47d in this study, the aqueous extract of soursop seeds also showed less cytotoxic a c t i v i t y, h a v i n g a v e r y h i g h i c 5 0 v a l u e (1,528,800). to our knowledge there have been no studies demonstrating the ability of soursop seed aqueous extract to kill cancer cells, except a t h i g h d o s e s . ( 2 0 ) h i g h d o s e s o f a n n o n a muricata seeds (1000 mg/kg bw) decreased the viability of ovarium cancer cells in rats, but to a lesser extent than vinblastin.(20) in contrast, organic and aqueous extracts of defatted annona squamosa (custard apple) seeds tested o n d i ff e r e n t h u m a n t u m o r c e l l l i n e s f o r antitumoral activity, induced apoptosis in mcf7 and k-562 cells, but not in colo-205 cells.(21) the aqueous extract of soursop fruits was able to inhibit proliferation of t47d cells, in accordance with previous studies. day et al(22) reported selective inhibition of human breast cancer cell growth by an acetone extract of graviola (soursop) fruits in vitro and in vivo involving downregulation of egfr expression. the aqueous extract of cherimoya (annona chirimola) fruit pulp presented antitumoral activity in drosophila melanogaster.(23) in the present study, the ic 50 of soursop fruit was better than that of soursop seed because the fruit has a higher content of annonacin (the main acetogenin). a dichloromethane extract of a n n o n a m u r i c a t a s e e d s c o n t a i n e d o n l y annoreticuin-9-one, while the pulp (flesh) of the fruits yielded cis-annoreticuin and sabadelin.(19) according to a literature search, the cytotoxic effect of soursop is due to the acetogenin fraction and soursop ethanol extract possesses anti-inflammatory activity as shown table 3. mean ic 50 values of td47d cells by treatment groups soursop and tamoxifen i n e x p e r i m e n t a l a n i m a l s . ( 2 4 , 2 5 ) m o r e o v e r, acetogenins also have an inhibitory effect on nadh ubiquinone oxidoreductase, which is an important enzyme in oxidative phosphorylation reactions, resulting in lack of atp in the cells.(10) in fact, the aqueous extract of soursop leaves has been studied in vivo as an antioxidant to lower oxidative stress in the mice liver induced by streptozotocin.(27) our study has shown that the aqueous extract of soursop fruit has a better inhibitory effect on the proliferation of t47d cells than the aqueous extract of soursop seed, but both are less cytotoxic to t47d cells than tamoxifen. this means that for cancer self-treatment by the community, large amounts of soursop fruit have to be consumed. future research in experimental animals is needed to determine the exact dose of soursop aqueous extract that can kill cancer cells. conclusions proliferative inhibition of aqueous extract of soursop leaves against t47d cells is the highest compared to that of the fruits and seeds. the ic 50 value of soursop aqueous extract against t47d cells is less toxic than tamoxifen. acknowledgements the authors would like to thank the faculty of medicine, islamic university of indonesia for financial support of this research. we would also like to extend our gratitude to ms tri yuliati for helping us in the implementation of this study. values represent mean ± s.d. 25 references 1. jemal a, bray f, center mm, ferlay j, ward e, forman d. global cancer statistics. ca cancer j clin 2011;6:69–90. 2. world health organization international ageing for research on cancer. globocan 2008: cancer incidence, mortality, prevalence and disability-adjusted life years (dalys) worldwide. lyon: iarc press;2010. 3. departemen kesehatan. laporan nasional riset kesehatan dasar 2007. jakarta: badan penelitian dan pengembangan kesehatan departemen kesehatan ri; 2008. 4. ng ch, pathy bn, taib na, teh yc, mun ks, amiruddin a, et al. comparison of breast cancer in indonesia and malaysia – a clinicopathological study between dharmais cancer centre jakarta and universiti malaya medical centre, kuala lumpur. asian pac j cancer p 2011;12:2943-6. 5. keam b, im sa, kim hj, oh dy, kim jh, lee sh, et al. prognostic impact of clinicopathologic parameters in stage ii/iii breast cancer treated with neoadjuvant docetaxel and doxorubicin chemotherapy: paradoxical features of the triple negative breast cancer. bmc cancer 2007;7:111. 6. olaku o, white jd. herbal therapy use by cancer patients: a literature review on case reports. eur j cancer 2011;47:508–14. 7. anderson jg, taylor g. use of complementary therapies for cancer symptom management: results of the 2007 national health interview survey. j altern complement med 2012;18:235– 41. 8. wasito h. meningkatkan peran perguruan tinggi melalui pengembangan obat tradisional. mimbar 2008;24:117-27. 9. mishra s, ahmad s, kumar n. sharma bk. annona muricata (the cancer killer): a review. tgjpr 2012;2:1613-8. 10. gholse yn, yadav sr. developments in nutraceuticals for chemoprevention: a review. ijpt 2012;4:1950-73. 11. yukes je, balick mj. dominican medicinal plants: a guide for health care providers. 2nd ed. new york: the new york botanical garden; 2010. 12. ezirim au, okochi vi, james ab, adebeshi oa, ogunnowo s, odeghe o. induction of apoptosis in myelogenous leukemic k562 cells by ethanolic leaf extract of annona muricata l. global j res med plants indigen 2013;2:142–51. 13. rachmani epn, suhesti ts, widiastuti r. the breast of anticancer from leaf extract of annona muricata against cell line in t47d. int j appl sci technol 2012;2:157-64. 14. hamizah s, roslida ah, fezah o, tan kl, tor ys, tan ci. chemopreventive potential of annona muricata l leaves on chemicallyinduced skin papillomagenesis in mice. asian pac j cancer p 2012;13:2533-9. 15. george vc, kumar drn, rajkumar v, suresh pk, kumar ra. quantitative assessment of the relative antineoplastic potential of the nbutanolic leaf extract of annona muricata linn. in normal and immortalized human cell lines. asian pac j cancer p 2012;13:699-704. 16. owolabi ms, ogundajo al, dosoky ns, setze wn. the cytotoxic activity of annona muricata leaf oil from badagary, nigeria. ajeonp 2013; 1:1-3. 17. consolacion r, geneveve s, oscar t, ming-jaw d, chien-chang s. acetogenins from annona muricata. phcog j 2012;4:32-7. 18. liaw cc, chang fr, wu cc, chen sl, bastow kf, hayashi ki, et al. nine new cytotoxic monotetrahydrofuranic annonaceous acetogenins from annona montana. planta med 2004;70: 948–59. 19. champy p, melot a, guerineau v, gleye c, fall d, hoglinger gu, et al. quantification of acetogenins in annona muricata linked to atypical parkinsonism in guadeloupe. mov disord 2005;20:1629-33. 20. adewole so, ojewole jao. protective effects of annona muricata linn. (annonaceae) leaf aqueous extract on serum lipid profiles and oxidative stress in hepatocytes of streptozotocintreated diabetic rats. afr j trad cam 2009;6:3041. 21. pandey n, barve d. phytochemical and pharmacological review on annona squamosa linn. ijrpbs 2011;2:1404-12. 22. dai y, hogan s, schmelz em, ju yh, canning c, zhou k. selective growth inhibition of human breast cancer cells by graviola fruit extract in vitro and in vivo involving downregulation of egfr expression. nutr cancer 2012;63:795801. 23. nandhakumar e, indumathi p. in vitro antioxidant activities of methanol and aqueous extract of annona squamosa (l.) fruit pulp. j acupunct meridian stud 2013;6:142-8. 24. sousa ov, vieira gd, pinho jjrg, yamamoto ch, alves ms. antinociceptive and antiinflammatory activities of the ethanol extract of univ med vol. 33 no.1 26 fidiyaningsih, handayani annona muricata suppresses t47d annona muricata l. leaves in animal models. int j mol sci 2010;11:2067-78. 25. foong cp, hamid ra. evaluation of antiinflammatory activities of ethanolic extract of annona muricata leaves. braz j pharmacogn 2012;22:1301-7. 26. ukwubile ca. phytochemical screening and anti-ovarian cancer properties of annona muricata linn. (annonaceae) seed ethanol extract. ijpfr 2012;2:9-17. yenny 132 *department of pharmacology, medical faculty, trisakti university **department of pharmacology faculty of medicine, university of indonesia correspondence adr. yenny department of pharmacology, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2801 email : stasia_mk@yahoo.com univ med 2008; 27: 132-42. the benefits and risks of echinacea in treatment of common cold and influenza july-september, 2008july-september, 2008july-september, 2008july-september, 2008july-september, 2008 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 abstract universa medicina yenny* and zunilda djanun** the common cold is one of the world’s most prevalent illnesses in adults and children. this upper respiratory tract infection is caused by different kinds of agents. effects on health, well-being, and productivity are significant. preparations made from plants of the genus echinacea are widely used for the prevention and treatment of colds. three species of echinacea used for medicinal purposes are echinacea purpurea, echinacea angustifolia, and echinacea pallida. the beneficial effects of echinacea are thought to be due to its immunomodulatory activity, most notably activation of macrophages, polymorphonuclear leukocytes and natural killer cells. many clinical trials, including a number of blind randomized trials, have reported health benefits. although these studies show beneficial effects, recommendations on echinacea use cannot be made due to lack of product standardization and variability in dosage, sample size and methodological quality used in the trials. therefore, well-designed studies with consistent standardized measures are required for assessment of the efficacy of echinacea in treatment of common cold and influenza. keywords: echinacea, immunomodulation, common cold, influenza introduction the common cold is one of the most prevalent illnesses in the united states. the infection is self-limited, usually resolving within a week, but a number of viruses may persist more than three weeks, because of the large number of viral strains involved. the infection causes considerable economic loss, due to loss of 40% of work time and 30% of school time. adults experience an average of 2 4 i n f e c t i o n s a n n u a l l y, w h e r e a s c h i l d r e n experience 6-10 infections a year.(1) a study conducted in the united states in 2003 showed that americans spend 3 billion dollars annually on medical visits and over-the-counter (otc) d r u g s . a t l e a s t o n e t h i r d o f p a t i e n t s a r e prescribed antibiotics, although these drugs are not effective in viral infections. this not only adds to the costs, but also contributes to the emergence of bacterial antibiotic resistance.(2) 133 univ med vol.27 no.3 t h e u s e o f h e r b a l s u p p l e m e n t s h a s i n c r e a s e d b y m o r e t h a n 1 0 0 % i n t h e l a s t decade.(3) one of the factors accounting for this situation is the high cost of prescription drugs and the increased awareness of people of the side effects of these drugs. in addition, there is a widely held belief in the community that h e r b a l p r e p a r a t i o n s a r e n a t u r a l a n d consequently safer to consume. in reality there is evidence that the increased usage of herbal preparations are accompanied by an increase in side effects, drug interactions, and deaths. this is due to the fact that many of the commercially available herbal preparations have not been tested in respect with efficacy, safety, and purity o f t h e i r c o n t e n t s . t h e f o o d a n d d r u g administration (fda), which issues licenses for the use of otc drugs, does not evaluate and license preparations of plant origin. echinacea is one of the herbal preparations that is increasingly being used, and for years has been the second most sold medication in the united states. to the 300 million us dollars spent on herbal preparations in the united states, echinacea contributes 40 million us d o l l a r s . (4) o n e o f t h e r e a s o n s w h y p e o p l e consume echinacea preparations is for the prevention of common cold and influenza, and for enhancing the immune system.(5) the common cold and influenza t h e c o m m o n c o l d i s a n a c u t e nasopharyngitis caused by more than 100 kinds of viruses. more than 50% of colds is caused by rhinoviruses, 15% by coronaviruses and 5% by adenoviruses.(6) i n f e c t i o n w i t h r h i n o v i r u s e s i s characteristically limited to the nasopharynx, but may also affect the middle ear and the paranasal sinuses. the rhinovirus grows in the narrow temperature range (33-35°c) that is associated with the upper respiratory tract. the lower respiratory tract has a higher temperature and consequently is less conducive to viral growth. the virus is transmitted by direct contact from one individual to another, by contact with contaminated surfaces of objects ( e g . t e l e p h o n e r e c e i v e r h a n d l e s , s t a i r c a s e railings), and by inhalation of large-sized aerosol particles.(6) the rhinovirus binds to receptors for intracellular adhesion molecules 1 (icam-1) on the surface of nasopharyngeal epitelial cells. the infected cells release interleukin-8 (il-8), a strong chemoattractant that is capable of stimulating the release of proinflammatory mediators, such as kinins and prostaglandins. the presence of these mediators may lead to increased vasodilation, vascular permeability, a n d s e c r e t i o n o f e x o c r i n e g l a n d s , w h i c h ultimately give rise to the classic symptoms of the common cold, such as nasal congestion, rhinorrhea, and sneezing. the severity of cold symptoms is correlated with the concentration of il-8.(6) rhinoviral infections are generally selflimited. the symptoms commonly appear within 1-2 days after inoculation, and reach a peak within 2-4 days, although some reports state that symptoms may appear within less than 24 hours after exposure. the symptoms are frequently heralded by itching or pain in the throat, f o l l o w e d b y s n e e z i n g , n a s a l d r i p , n a s a l congestion, and general malaise. the body temperature is usually normal. initially, the nasal secretions are clear, thin and copious, then become more mucoid and purulent. if cough is present, it is usually mild and may persist for more than two weeks. uncomplicated colds usually resolve within 10 days.(1) complications may be secondary, as a result of other disorders accompanying upper respiratory infections, such as asthma, cystic fibrosis, chronic bronchitis, or infections of the lower respiratory tract in infants, the elderly, and immunocompromized patients. purulent 134 sputum or lower respiratory tract infections may indicate something more serious than rhinoviral infections alone. viral pneumonia is another potential complication; it is commonly mild and m a y r e s o l v e w i t h i n a f e w w e e k s w i t h o u t treatment, but in a number of cases it may worsen and require hospitalization. the rhinoviral infection may also spread to the sinuses or the ear, and cause excessive secretion of mucus. the ostium of the sinus or the auditory meatus may become blocked by accumulated mucus and provide a substrate for t h e m u l t i p l i c a t i o n o f b a c t e r i a a n d o t h e r microorganisms. it has been reported that 80% of children with otitis media recovers even without the use of antibiotics.(7) excessive use of systemic antibiotics (particularly penicillin d e r i v a t i v e s ) i n d u c e s i g n i f i c a n t a n t i b i o t i c resistance in the two pathogenic bacteria most commonly isolated from the nasopharynx of c h i l d r e n w i t h o t i t i s m e d i a , n a m e l y streptococcus pneumoniae and haemophilus influenzae.(1) i n f l u e n z a i s c a u s e d b y a v i r u s t h a t comprises three serotypes (a, b, and c), but only types a and b are associated with the human disease that is called flu. the virus is divided into a number of subgroups on the basis o f t h e i r c h a r a c t e r i s t i c a n t i g e n s . m u t a t i o n occurring in types a and b give rise to new viral strains, due to transfer of antigens from one virus to another (antigenic drift). as a result of mutation, antibody formed against previous strains have limited protective effect against newer strains of the virus.(6) i n f l u e n z a e p i d e m i c s a r e g e n e r a l l y associated with certain serotypes. however, it is still possible for multiple viral strains to simultaneously cause infection in the same l o c a t i o n . t h e u n i t e d s t a t e s e x p e r i e n c e s influenza epidemics every 2-3 years, mostly caused by influenza virus type a. influenza type b commonly causes a milder illness and does not experience antigenic drift as readily as does influenza virus type a.(6) the incubation period of influenza is 1-4 d a y s . i n m i l d c a s e s o f f l u , t h e s y m p t o m s resemble those of the common cold (eg. sore throat, runny nose); conjunctivitis may also occur, but in general the individual rapidly has a high fever and chills, cough, body aches, headache, and photophobia. the respiratory symptoms include sore throat, rhinitis, and productive or dry cough. children may also suffer from nausea, vomiting, or abdominal pain; in infants the symptoms of influenza may r e s e m b l e a s e p s i s l i k e s y n d r o m e . a c u t e symptoms of influenza commonly resolve within 2-3 days, but the fever may persist for more than five days. in uncomplicated cases, the patient commonly recovers after 3-7 days; however, cough and general malaise may persist for weeks.(1) all of the complications occurring in the common cold may also be found in influenza. although rarely encountered in influenza, encephalitis may also develop. the virus enters the blood stream, then relocates to the brain, causing inflammation of the brain tissues and meninges. in an attempt to combat the infection, the leukocytes invade the tissues of the brain, causing edema and tissue destruction. the s y m p t o m s t h a t d e v e l o p a r e f e v e r, s e v e r e headache, drowsiness, nuchal rigidity, muscle weakness, or convulsions. a comparison of the c h a r a c t e r i s t i c s o f t h e c o m m o n c o l d a n d influenza may be seen in table 1. ta b l e 2 l i s t s t h e p o p u l a t i o n g r o u p s identified as being at high risk for suffering from influenza. these groups should have first priority in receiving influenza prophylaxis or therapy. yenny, djanun echinacea in common cold 135 univ med vol.27 no.3 characteristics common cold influenza etiologic agent >100 viral strains; most commonly rhinovirus 3 strains of influenza virus: influenza virus a, b, and c site of infection upper respiratory tract upper and lower respiratory tract onset of symptoms insidious: 1-3 days acute: within hours fever and chills rare, temperature <38.3°c typical, temperature >38.3°c, lasting 2-4 days headache frequent, usually mild typical, more severe body aches mild, if any typical, frequently severe and affecting whole body cough, congestion of chest mild to severe common, may become severe sore throat common, usually mild occasionally found nasal drip & obstruction very frequent, with sneezing occasionally found tiredness, weakness mild, if any common, may be severe and last >2-3 weeks exhaustion never frequent, usually at onset of illness season throughout the year, peaks in winter most cases in november through february effect of antibiotics none, except in secondary bacterial infection none, except in secondary bacterial infection table 1. differences in characteristics of the common cold and influenza(1) echinacea (echinacea spp.) echinacea is a plant species that has since long been utilized as a medication by the indigenous peoples of north america and the settlers. echinacea was used for wounds, insect bites, infections, toothache, joint pains, and as an antidote against rattlesnake bites. in 1916adults > 65 years children < 2 years pregnant women individuals treated for extended periods in health care facilities inividuals with cardiovascular disease individuals requiring regular medical visits or extended periods of hospitalization due to chronic metabolic diseases (eg. diabetes mellitus), renal dysfunction, hemoglobinopathies or immunosuppression (eg. hiv) individuals suffering from various conditions capable of impairing respiratory function or secretion or increasing risk of aspiration children and adults receiving long-term aspirin therapy (due to risk of reye’s syndrome) table 2. populations at high risk for complications of influenza(1) 1950 echinacea was included in the national formulary of the united states. although the popularity of this medication has been waning since 1920, echinacea continues to be utilized and investigated in europe, especially germany. in 1980 echinacea was again widely used when consumers were beginning to be interested in 136 medications capable of enhancing the immune system in conditions of decreased immune function, such as in acquired immunodeficiency s y n d r o m e ( a i d s ) a n d c a n c e r. s i n c e t h e n echinacea was again being widely used for viral infections, because of its immunostimulant properties. (8) currently echinacea is being promoted for prevention and treatment of r e s p i r a t o r y t r a c t i n f e c t i o n s , i n c l u d i n g t h e common cold and influenza.(9) echinacea is also known under the name of purple coneflower. the plant is an herbaceous perennial (a plant capable of living more than two years) that grows in the western and central parts of the united states, southern canada, and europe, especially germany. echinacea is a member of the family compositae/asteraceae. its maximal height is 50-180 cm, depending on the species. up to date nine echinacea species h a v e b e e n f o u n d . t h e t h r e e s p e c i e s u s e d medicinally are e. angustifolia, the narrowleafed purple coneflower; e. purpurea, the eastern purple coneflower; and e. pallida, the p a l e p u r p l e c o n e f l o w e r. o f t h e t h r e e , e . purpurea is the one most extensively cultivated and utilized, because all parts of the plant (roots, leaves, flowers, seeds) may be utilized and also because this species is easy to cultivate. the parts of e. angustifolia and e. pallida that are u s e d a s m e d i c i n e a r e t h e r o o t s a n d t h e rhizomes.(10) echinacea preparations and their indications in germany, herbal medicines are widely u s e d , a n d a c o m m i s s i o n , t h e g e r m a n commission e, has been assigned the task of studying the data on herbals.(11,12) for internal use, the aerial parts of e. purpurea (the parts of the plant above the ground, thus excluding the roots) have been approved for treating the common cold, flu-like symptoms, fever, chronic respiratory tract infections (eg. bronchitis), urinary tract infections, inflammation of the mouth and pharynx, and recurrent infections. the plant is used externally for superficial wounds and burns. in addition, the root of e. pallida is used in supportive therapy of fever and the common cold. the german commission e has not yet approved e. angustifolia for medicinal use. currently there are more than 800 phytopharmacological products containing e c h i n a c e a . a l a rg e v a r i e t y o f e c h i n a c e a p r e p a r a t i o n s a r e a v a i l a b l e c o m m e r c i a l l y, involving different species of echinacea, various parts of the plant, with a number of added products, such as vitamin c and propolis.(13) echinacea is mostly sold in the form of powders, extracts, tinctures, and teas. the phenolic components contained in echinacea are active c o n s t i t u e n t s e x h i b i t i n g i m m u n o s t i m u l a n t , antihyaluronidase, antiviral, antioxidant, and antinflammatory effects. there is no agreement on the dosage of echinacea, and each company gives a different dosage on the label.(13) there i s a l s o n o a g r e e m e n t o n w h e n t o s t a r t consumption of echinacea, and the duration of the course. the duration of treatment of the common cold varies from 7 to 10 days. the physicians’ desk reference (pdr) states that a course for prevention of recurrent infections should not exceed eight weeks and should be about 1-2 weeks for acute infections. the oral dose for short-term treatment should be 3-4 times daily, whilst for long-term treatment it should be 2 times daily.(12) up to now echinacea was regarded as a fairly safe medication to consume. (13) the majority of reported side effects are allergic r e a c t i o n s , u s u a l l y s k i n r a s h e s . t h e s t u d y c o n d u c t e d b y p a r n h a m e t a l . ( 1 4 ) o n 1 , 2 3 1 children treated with echinacea showed that the most frequently reported side effect of the h e r b a l p r e p a r a t i o n s i s b a d t a s t e o f t h e m e d i c a t i o n , a n d l e s s f r e q u e n t l y n a u s e a , vomiting, sore throat, abdominal pain, diarrhea, and difficulty in swallowing. taylor et al.(15) yenny, djanun echinacea in common cold 137 univ med vol.27 no.3 performed a study on children between 2-11 years of age and found an increase in the occurrence of skin rashes in children receiving echinacea, compared with those not receiving the medication. another study reported on 51 c a s e s o f a l l e rg y p o s s i b l y a s s o c i a t e d w i t h echinacea, among which 26 were thought to be d u e t o i m m u n o g l o b u l i n e m e d i a t e d hypersensitivity reactions.(16) in view of the immunostimulant effects of echinacea, the german commission e states that echinacea should not be used in individuals w i t h i m m u n e r e l a t e d c h r o n i c p r o g r e s s i v e d i s e a s e s , s u c h a s a u t o i m m u n e d i s e a s e s , tuberculosis, multiple sclerosis, and aids. this warning was issued not on the basis of clinical evidence, but only on the theory that the mechanisms of inflammation in these diseases may be exacerbated by the immunostimulatory properties of echinacea. (12) more concrete evidence is needed on this issue. as is the case with nearly all medicines, the safety of echinacea usage in pregnancy has n o t b e e n d e t e r m i n e d . t h e r e a r e v e r y f e w relevant data available. a prospective controlled study was conducted on 206 pregnant women c o n s u m i n g e c h i n a c e a , c o m p a r e d t o 2 0 6 pregnant women used as controls. stillbirths, chromosmal abnormalities, and malformations were found in comparable numbers in both groups. the results of the study indicated that the use of echinacea during organogenesis was not associated with an increased risk of major malformations.(17) however, the study still has limitations in statistical power and methodology. the systemic review by perri et al.(18) showed that echinacea is not teratogenic when used in p r e g n a n c y. t h e u s e o f e c h i n a c e a d u r i n g lactation needs further investigation. mechanism of action t h e p r e c i s e m e c h a n i s m o f a c t i o n o f echinacea is not fully understood. the main constituents of echinacea are (i) alkylamides and polyacetylenes, (ii) derivatives of caffeic acid, (iii) polysaccharides, and (iv) glycoproteins. most of the alkylamides are isobutylamides that are capable of causing a burning sensation in the mouth. the derivatives of caffeic acid give rise to several components, such as caftaric acid, chlorogenic acid, cyanarin, echinacoside, and chicoric acid. chicoric acid is the main phenolic component found in e. purpurea, whereas echinacoside is the main phenolic component found in e. angustifolia and e. pallida. chicoric a c i d r e p o r t e d l y h a s i m m u n o s t i m u l a n t a n d phagocytic properties, is an antihyaluronidase, and has a protective effect against antioxidants that induce destruction of collagen, and exerts an anti-inflammatory action. echinacea also protects collagen against damage-inducing reactive oxygen species. chicoric acid and echinacoside are the constituents most frequently e n c o u n t e r e d i n v a r y i n g c o n c e n t r a t i o n s , depending on the species of echinacea.(19) the roots of e. purpurea contain chicoric acid in h i g h c o n c e n t r a t i o n s , b u t d o n o t c o n t a i n echinacoside. in contrast, the roots of e. pallida and e. angustifolia contain echinacoside in l a r g e a m o u n t s . t h e i m m u n o m o d u l a t o r y mechanisms of echinacea may assist in reducing t h e s y m p t o m s o f u p p e r r e s p i r a t o r y t r a c t infections through activation of macrophages, leukocytes, and granulocytes. immunomodulatory effects e. purpurea is well-known for its effects on the immune system. stimulation of various components of the immune system, such as macrophages, other monocytic cells, and natural killer (nk) cells, and modulation of cytokines have also been repeatedly demonstrated in v i t ro . ( 2 0 , 2 1 ) t h e m e c h a n i s m s o f i t s i n v i v o immunomodulatory effects are not yet fully u n d e r s t o o d . o n e t h e o r y s t a t e s t h a t immunosupressive effects occur on exposure to 138 allergens, diseases, malnutrition, drugs, toxins, o r p s y c h o l o g i c a l o r s o c i a l s t r e s s e s . administration of echinacea may bolster a weakened immune system and restore health. the term immunomodulation appears to be more appropriate for the effects of echinacea, because in the immune system echinacea reportedly stimulates a large number of complex c o m p o n e n t s w i t h o u t c l e a r l y e n h a n c i n g o r impairing the functions of the immune system. several of the immune activities are beneficial, w h i l s t o t h e r s a r e d e t r i m e n t a l . t h e t e r m immunomodulation conveys the meaning of a reduction in dangerous host reponses such as irritation or inflammation.(22) many studies have been performed to investigate the effects of echinacea on human leukocytes, either by adding echinacea to a l e u k o c y t e e x t r a c t , o r b y a d m i n i s t e r i n g echinacea to human subjects and subsequently preparing a leukocyte extract. these studies demonstrate increased neutrophil chemotaxis and enhanced bactericidal activities against staphylococcus; there were also raised levels of tumor necrosis factor (tnf) α, interleukin1 (il-1), and il-6. addition of a polysaccharide extract of an echinacea plant cell culture to i m m u n e c e l l s w i l l r e s u l t i n e n h a n c e d phagocytosis, chemotaxis, and oxidative bursts i n n e u t r o p h i l s a n d m a c r o p h a g e s . t h e polysaccharide constituents of echinacea do not activate b cells and do not stimulate antibody production. chicoric acid is a constituent with immunomodulatory effects that is capable of enhancing in vitro and in vivo phagocytosis. this substance also protects cells against free radicals capable of inducing degradation of c o l l a g e n . e c h i n a c o s i d e d o e s n o t h a v e i m m u n o m o d u l a t o r y p r o p e r t i e s , b u t h a s a protective effect against destruction of collagen by reactive oxygen. constituents of echinacea such as echinacoside and chicoric acid have the highest free radical scavenging activity. the c a f f e o y l d e r i v a t i v e s c o m m o n l y f o u n d i n echinacea protect cells against superoxide and hydroxyl radicals. polyunsaturated alkylamides found in e. angustifolia act as antiinflammatoty s u b s t a n c e s b y i n h i b i t i n g m i c r o s o m a l c y c l o o x y g e n a s e a n d 5 l i p o x y g e n a s e activities.(22) clinical trials of echinacea in respiratory infections many studies have been conducted with variable results on the effects of echinacea in reducing the symptoms and duration of illness of acute respiratory infections. the following studies revealed positive results of echinacea on upper respiratory tract infections. o n e s t u d y t h a t w a s u n d e r t a k e n f o r assessing the duration of the common cold, recruited 80 adults, who received e. purpurea extract or placebo from the onset of cold symptoms until their resolution. the mean duration of illness was 6 days in the group receiving echinacea and 9 days in the placebo group (p = 0.0112).(23) in a randomized double-blind controlled study involving 282 adults, the effects of an echinacea purpurea formulation (1 unit = 0.25 mg/ml alkamide, 2.5 mg/ml chicoric acid, and 25 mg/ml polysaccharide) were compared to those of a placebo. the proportions in the preparation had been extrapolated on body weight from studies in rats that demonstrated a n e n h a n c e m e n t i n a l v e o l a r m a c r o p h a g e functions. this study was conducted for a period of seven days after the onset of cold symptoms. on the day of onset 10 units were administered, which was followed by 4 units daily for the following seven days. the severity of symptoms was measured using a 10-point scale (0 = minimal; 9 = maximal). the echinacea group showed a 23.1% lower reduction in severity of s y m p t o m s t h a n t h a t i n t h e p l a c e b o g r o u p (p<0.01).(24) yenny, djanun echinacea in common cold 139 univ med vol.27 no.3 in a follow-up study conducted by the same investigators on 150 adults, using the same echinacea preparation, 8 units (5 ml/unit) were administered on the first day, followed by 3 u n i t s d a i l y f o r s e v e n d a y s . f a s t i n g b l o o d glucose samples were collected before and during the illness. the results of the study showed a reduction in total symptoms of illness and an increase in the numbers of red cells, monocytes, neutrophils, and nk cells in the group receiving echinacea compared with the placebo group.(25) a randomized double-blind controlled clinical trial on 430 children aged 1-5 years used a chizukit preparation containing 50 mg/ml echincea, 50 mg/ml vitamin c, or placebo, in a dosage of 5.0 ml in children aged 1-3 years and 7.5 ml in children aged 4-5 years, twice daily for 12 weeks. in the group receiving the herbal preparation there was a reduction of 36.2% in the number of episodes of respiratory infection, compared with the group receiving placebo. the weakness of this study is that the preparation used was unrefined and contained other substances that may have influenced the results of the study.(26) schoop et al.(27) performed a meta-analysis o f s t u d i e s i n v e s t i g a t i n g t h e e f f i c a c y o f e c h i n a c e a e x t r a c t s i n p r e v e n t i n g t h e development of cold symptoms, experimentally induced using rhinovirus. from a total of 234 papers that were identified, 231 were dropped from the analysis because in those studies the common cold occurred spontaneously. the results of the meta-analysis indicated that standardized echinacea extracts were effective in preventing cold symptoms when compared with placebo. conversely there were several studies reporting that echinacea had not been proven to be effective. a randomized double-blind controlled study, with alfalfa as placebo, was undertaken by barrett et al.(28) on 148 school children with recently acquired common cold. they were given capsules containing a mixture of unrefined e. purpura herbs (25%) and roots (25%) and the roots of e. angustifolia (50%) in a dosage of 1 gram 6 times daily on the first day of illness, and three times daily on the following days, for a maximal period of 10 days. there were no significant differences in severity a n d d u r a t i o n o f s y m p t o m s b e t w e e n t h e echinacea group and the placebo group. a limitation of this study was the use of unrefined echinacea and young healthy subjects. another limitation was that the placebo used was in r e a l i t y n o t a n i n e r t s u b s t a n c e , b e c a u s e i t contained the active substances of alfalfa. this bias may have reduced the difference in efficacy between the group on echinacea and the group o n p l a c e b o , s u c h t h a t t h e a d v a n t a g e s o f echinacea could not be made evident in this study. another placebo-controlled clinical trial used a total of 148 students, who were given 100 mg e. purpurea (as the freeze-dried pressed juice from the aerial parts of the plant) or a placebo, three times daily until the symptoms of illness resolved or until the fourteenth day. no statistical difference was apparent between both groups. the study performed by yale et al.,(29) using the pressed juice from the aerial parts of the plant, indicated that there were no beneficial effects in the use of e. purpurea within 24 hours of onset of the common cold for reducing the symptoms or severity of the illness. to compensate for the variability of the c o l d v i r u s , s p e r b e r e t a l . ( 3 0 ) a d m i n i s t e r e d rhinovirus type 39 in advance, before randomly assigning the subjects to the echinacea or placebo group. the pressed juice of the aerial parts of e. purpurea was given for seven days before and after the subjects had been infected w i t h r h i n o v i r u s . t h e r e s u l t s o f t h e s t u d y revealed that the use of echinacea before and 140 after exposure to rhinovirus type 39 did not reduce the rate of rhinovirus infection. there was a tendency for reduction of symptoms on days 2-7 in subjects receiving echinacea, when compared with those receiving placebo, but this was statistically not significant. the limitation of this study lies in its statistical power, which was too low to detect differences. the randomized study by turner et al.(31) on 437 volunteers, who received extracts of e. angustifolia roots or a placebo, showed no significant differences in rate of viral infection or severity of symptoms. upper respiratory infections also constitute a health problem in children. to reduce the symptoms of illness, t h e s e c h i l d r e n a r e g i v e n d e c o n g e s t a n t s , a n t i h i s t a m i n e s , a n d c o u g h m e d i c i n e s . unfortunately, however, there is scant evidence demonstrating the efficacy of the drugs in children under the age of 12 years. this fact prompted a study by taylor et al.(15) on the efficacy and safety of e. purpurea in combating infection in children. the results of the study showed that use of the pressed dried juice from the aerial parts of e. purpurea did not cure respiratory tract infections in children aged 211 years, and revealed an increased incidence of skin rashes in the group receiving echinacea. although this study failed to show a reduction in symptoms of respiratory tract infections, there was a statistically significant reduction in the frequency of attacks of infection. linda et al.(32) performed a systemic review o f t h e c o c h r a n e d a t a b a s e , u n d e r t h e t i t l e “echinacea for preventing and treating the common cold”. a total of 16 trials were selected according to existing criteria, from 40 previous studies. the sixteen studies were divided into t h r e e c a t e g o r i e s : f i v e p l a c e b o c o n t r o l l e d prevention trials, three controlled prevention trials without treatment, and eight placebocontrolled treatment trials. the total number of participants in the sixteen trials was 3,396. the large heterogeneity in the products used and the poor quality of reports caused difficulties in assessing the limitations in methodologies of the studies. however, there was some evidence that e. purpurea preparations derived from the aerial parts may be effective for initial treatment of the common cold in adults, but the results were not always consistent. there was no clear evidence that other echinacea preparations were effective, and the effects of echinacea on respiratory tract infections in children were not proven. the side effects of echinacea were infrequently found, but one study reported the occurrence of skin rashes in children. a s u m m a r y o f s e v e r a l s t u d i e s o n t h e benefits of echinacea in the common cold and influenza is listed in table 3. author year total subjects results schulten (23) 2001 80 adults effective goel (24) 2004 282 adults effective cohen (26) 2004 430 healthy children effective barret (28) 2002 148 children with cold ineffective yale (29) 2004 148 students with cold ineffective sperber (30) 2004 48 adults ineffective turner (31) 2005 437 adults ineffective taylor (15) 2003 524 healthy children ineffective table 3. summary of several studies pro and contra the efficacy of echinacea in the common cold and influenza yenny, djanun echinacea in common cold 141 univ med vol.27 no.3 conclusions extracts of echinacea plants are widely used in the united states for prevention and t r e a t m e n t o f r e s p i r a t o r y t r a c t i n f e c t i o n s . however, the available evidence from clinical trials on its efficacy is inconsistent. assessment of the efficacy of echinacea preparations is difficult to perform due to limited resources for comparing the available preparations. data on the use of echinacea in pregnancy and lactation are still limited, thus its use should be avoided. the use of echinacea for the prevention of the common cold is not yet supported by adequate data, so that it is not recommended. references 1. roxas m, jurenka j. cold and influenza: a review of diagnosis and conventional, botanical, and nutritional considerations. alter med rev 2007; 12: 25-48. 2. frederick am, monto as, nightingale b, sarnes m. the economic burden of non-influenza-related viral respiratory tract infections in the united states. arch intern med 2003; 163: 487-94. 3. kelly jp, kaufman dw, kelly k, rosenberg l, anderson te, mitchell aa. recent trends in use of herbal and other natural products. arch intern med 2005; 165: 281-6. 4. blumenthal. herb sales down in mainstream market, up in natual food stores. herbal gram 2002; 55: 60. 5. simasek m, blandino da. treatment of the common cold. am fam physician 2007; 75:51520. 6. rajnik m, murray c, hospenthal dr. rhinoviruses. available at: http:// www.emedicine.com/med/topic2030.htm. accessed october 15, 2007. 7. marcy sm. general information and practitioner guidelines for otitis media. apua newsletter 1999. available at: http://www.tufts.edu/med/apua/ practitionersaomguidelines.html accessed october 15, 2007. 8. klinger b. echinacea. am fam physician 2003; 67: 77-80. 9. national center for complementary and alternative medicineechinacea. herbs at a glance. nccam publication. 2005. available at: http:// www.nccam.nih.gov/health/echinacea. accessed october 15, 2007. 10. mills s, bone k. principle and practice of phytotherapy: modern herbal medicine. london: churchil livingstone; 2000. 11. blumenthal m, gruenwald j, hall t, riggins c, rister r, kle s. german commission e monograph: medicinal plants for human use. austin, texas: american botanical council; 1998. 12. gruenwald j, brendler t, jaenicke c. pdr for nonprescription drugs, dietary supplements, and herbs: the definitive guide to otc medications. 27th ed. montvale: thomson; 2006. 13. anonymous. echinacea: cold comfort. consumer rep 2004; 69: 30-3. 14. parnham m. benefits and risks of the squeezed sap of the purple coneflower (echinacea purpurea) for long-term oral immunostimulant therapy. immunomodulatory agents from plants. boston: birkhauser verlag; 1999. 15. taylor ja, weber w, standish l, quinn h, goesling j, mcgann m. efficacy and safety of echinacea in treating upper respiratory tract infections in children: a randomized controlled trial. jama 2003; 290: 2824-30. 16. mullins rj, heddle r. adverse reactions associated with echinacea: the australian experience ann allergy asthma immunol 2002; 88: 42-51. 17. gallo m, sarkar m, waisze a, peterzak k, comas b, smith m, et al. pregnancy outcome following gestational exposure to echinacea: a prospective controlled study. arch intern med 2000; 160: 31413. 18. perri d, dugoua jj, mills e, koren g. safety and efficacy of echinacea (echinacea angustifolia, e. purpurea, and e pallida) during pregnancy and lactation. can j clin pharmacol 2006; 13: e262-7. 19. pellati f, benvenuti s, margo l. analysis of phenolic compounds and radical scavenging activity of echinacea. j pharm biomed anal 2003; 35: 289-301. 20. rininger ja, kickner s, chigurupati p, mclean a, franck z. immunopharmacological activity of echinacea preparations following simulated digestion on murine macrophages and human peripheral blood mononuclear cells. j leukoc biol 2000; 68: 503-10. 142 yenny, djanun echinacea in common cold 21. mccann, solco a, liu y, macaluso f, murphy pa, kohut ml. cytokine and interferon-modulating properties of echinacea spp root tincture stored at -20°c for 2 years. j interferon cytokine res 2007; 27: 425-36. 22. barrett b. medicinal properties of echinacea: a critical review. phytomedicine 2003; 10: 66-86. 23. schulten b, bulitta m, ballering-bruhl b, kostler u, schafer m. efficacy of echinacea purpurea in patients with common cold: a placebo-controlled, randomized, double-blind clinical trial. arzneimittelforschung 2001; 51: 563-68. 24. goel v, lovlin r, barton r, lyon mr, bauer, lee td. efficacy of a standardized echinacea preparation (echinilin) for the treatment of the common cold: a randomized, double-blind, placebo-controlled trial. j clin pharm ther 2004; 29: 75-83. 25. goel v, lovlin r, chang c, slama jv, barton r, gahler r, et al. a proprietary extract from the echinacea plant (echinacea purpurea) enhances systemic immune respone during common cold. phytother res 2005; 19: 689-94. 26. cohen h, varsano i, kahan e. effectiveness of an herbal preparation containing echinacea, propolis, and vitamin c in preventing respiratory tract infections in children. arch pediatr adolesc med 2004; 158: 217-21. 27. schoop r, klein p, suter a, johnston sl. echinacea in the prevention of induced rhinovirus cold: a meta analysis. clin ther 2006; 28: 174-83. 28. barrett bp, brown rl, locken k, maberry r, bobula ja, d’alessio d, et al. treatment of the common cold with unrefined echinacea: a randomized, double-blind, placebo-controlled trial. ann intern med 2002; 137: 939-46. 29. yale sh, liu k. echinacea purpurea therapy for the treatment of the common cold: a randomized, double-blind, placebo-controlled clinical trial. arch intern med 2004; 164: 1237-41. 30. sperber s, shah l, gilbert r. echinacea purpurea for prevention of experimental rhinovirus colds. clin infect dis 2004; 38: 1367-71. 31. turner rb, bauer r, woelkart k, hulsey tc, gangemi d. an evaluation of echinacea angustifolia in experimental rhinovirus infection. n engl j med 2005; 354: 341-8. 32. linda k, barrett b, wolkart k, bauer r, melchart d. echinacea for preventing and treating the common cold (review). cochrane database of systematic review 2006, issue 1. art no.: cd000530. doi: 10.1002/14651858.cd000530.pub2. alvina 84 abstract *medical profession study program, medical faculty, trisakti university correspondence angela febriannie, s.ked jl. pramuka no. 1010, rubai pakanbaru, riau phone: 081159617 univ med 2010;29:84-9 prevalence of headache and impact on anxiety in adults angela febriannie*, renobulan sanusi*, reny fahdiyani* and riani dwianasari* may-august, 2010may-august, 2010may-august, 2010may-august, 2010may-august, 2010 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 vol.29 no.2 universa medicina headache is an extremely common symptom that may have profound impact on peoples’ functioning and quality of life. the two most common primary headache disorders, migraine and tension-type headache, have an annual prevalence of respectively 11% and 40% in adults. the objective of this study was to estimate the prevalences of headache and anxiety in primary care patients and the impact of headache on anxiety in these patients. a crosssectional study was conducted on 140 adult patients attending a primary health center. outcome measures included headache impact test scores and zungself rating anxiety scale. the mean age of the respondents was 34.6 ± 5.2 years (range 22 44 years). sixty one respondents (43.6%) in the preceding month had suffered from headaches that affected their lives, and 91 respondents (65.0%) had anxiety symptoms and a raw anxiety score of more than 40. there was a significant association between headaches affecting the lives of the respondents and the anxiety resulting from the headache (p=.0001). among 16 respondents with attacks of headaches that severely affected their lives, 87.5% were disturbed by anxiety. in conclusion, there was a relatively high proportion of patients in the primary care setting experiencing headaches that potentially affected their lives and had an impact on their anxiety. it may be appropriate to encourage patients to inform their health-care providers about their headaches and to encourage providers to identify patients with frequent headaches. keywords: anxiety, headache, headache impact test, migraine, adults introduction h e a d a c h e i s a n e x t r e m e l y c o m m o n symptom that may have a profound impact on peoples’ functioning and quality of life. the t w o m o s t c o m m o n p r i m a r y h e a d a c h e d i s o r d e r s , m i g r a i n e a n d t e n s i o n t y p e headache, have an annual prevalence of respectively 11% to 40% in adults.(1,2) chronic daily headache (cdh) is a frequent disorder, with a worldwide prevalence of 3.9–4.7%.(3) it produces severe disability in a quarter of patients suffering from the condition, leading to overuse of analgesic medications in 24– 85 univ med vol.29 no.2 34%, with only 25–50% seeking medical assistance.(4) cdh is a public health problem, but it is necessary to know its risk factors to clarify the pathophysiology of the disorder and to guide treatment, as well as to facilitate the development of prevention strategies. multiple risk factors have been described for c d h i n d i ff e r e n t c l i n i c a l o r p o p u l a t i o n settings.(5,6) previous prospective studies of specific headache types have identified a number of predictors of incidence. lyngberg et al.(7) in t h e i r 1 2 y e a r f o l l o w u p o f a g e n e r a l p o p u l a t i o n s a m p l e f o u n d t h e f o l l o w i n g predictors of migraine incidence: younger a g e , f e m a l e g e n d e r, f a m i l y h i s t o r y o f migraine, existing frequent tension-type headache (>14 headache days per year) and having a high work load. depression has also been identified as a predictor of migraine but n o t o f o t h e r s e v e r e h e a d a c h e s a n d t h i s relationship is bidirectional, with migraine also predicting depression.(8) headaches have been cross-sectionally found to be associated with anxiety, depression, and musculoskeletal pain.(9,10) h e a d a c h e i s a s y m p t o m o f v a r i o u s neurological and psychiatric disorders. the age range of 18-25 years is at 37.1% the most frequently subject to headaches, compared with the age range of 45-65 years at 27.8%.(11) only recently has attention been paid to the functional impact of migraine and headache, and it has been slow to be applied in clinical settings. the first questionnaire developed to document this impact was the headache impact questionnaire (himq).(12) migraine disability assessment (midas) was derived from himq, which was not very user friendly for routine application.(13) the headache impact test (hit)-6 was developed after midas. the main objective of both instruments is to identify and stratify patients requiring special attention in terms of treatment. the headache recall period is 4 weeks in hit-6 versus 3 months in midas and does not include days of absence or disability, but rather a semiquantitative assessment of disability. hit-6 is routinely used on websites.(14) a study on headache identification in patients at risk for anxiety disorders conducted in pittsburgh also used subjects in their productive years, with mean age of 40.4 ± 5.6 years and an age range of 27-53 years.(15) several studies have reported the prevalence of anxiety and depression in patients with chronic headache. the functional impact of chronic headache was estimated as severe by 74% of patients, and 75.7% suffered from anxiety.(16) the objective of the present study was to estimate the prevalence of headache and anxiety in a primary care setting. a secondary objective was to assess the impact of headache on anxiety in adults by means of the headache impact test (hit). methods research design an observational cross-sectional study was conducted at the public health center, tebet subdistrict, south jakarta, from 14 december 2009 to 5 february 2010. study subjects the subjects of the study were recruited among patients attending the tebet subdistrict public health center in south jakarta based on the following inclusion criteria: age 20 50 years, having suffered from headaches in the preceding month, and willing to participate. the age range 20 to 50 years was chosen because this period constitutes the productive years. the sample was chosen by means of nonprobability sampling, specifically consecutive sampling, of all patients at the public health center in the tebet subdistrict of south jakarta. data collecting data on patients’ age, gender, level of education and occupation were collected using questionnaires. 86 measurements the headaches attacking the patients during the preceding month were assessed by means of the hit-6 instrument, which is designed “to measure the impact of headaches on a person’s ability to function on the job, at school, at home, and in social situations.” in this test, numerical values for each response are added to produce summary scores ranging from 36 to 78, with scores of 49 points or fewer being described as “your headaches seem to be having little or no impact on your life”. scores of 50-55 were evaluated as “your headaches seem to be having some impact on your life”, suggesting that the headaches should not make the subjects “miss time from family, work, school, or social activities”. in contrast, scores of 56-59 mean that “your headaches are having a substantial impact on your life”, carrying the risk of the subject “experiencing severe pain and other symptoms, causing her/him to “miss some time from family, work, school, or social activities”. a score of 60 or more points is explained as “your headaches are having a very severe impact on your life”, with the additional advice to the patient not to allow the disabling pain and other symptoms interfere in the enjoyment o f l i f e ( f a m i l y, w o r k , s c h o o l o r s o c i a l activities).(17) the hit-6 was found to be reliable and valid among a heterogeneous population of those with headache, and had good internal consistency and reliability among patients from a headache-specialty clinic.(18-20) anxiety was assessed using the zung selfrating anxiety scale.(21) with each self-rating scale, there were 20 questions being completed by the researcher during the interview. each question was assigned a maximum score of 4, and the minimum and maximum responses for each patient were 20 and 80, respectively. the higher the score, the greater the symptoms associated with anxiety. the diagnosis of anxiety symptoms was made if the raw score was more than 40. data analysis the chi square test was used to analyze the difference in prevalence of headache and anxiety, where p < 0.05 was considered to be statistically significant. results mean age of the 140 subjects was 34.6 ± 5.2 years, with an age range of 22 to 44 years. there were 54 (38.6%) males and 86 (61.4%) females in the study sample. a total of 65 subjects (46.4%) had been educated at an smu (senior high school) or equivalent. ninety-one r e s p o n d e n t s ( 6 5 % ) w e r e e m p l o y e d . t h e average raw anxiety score of these patients was 32.1 ± 6.8. anxiety symptoms were present in 91 patients (65.0%) who had a raw anxiety score of more than 40. as shown in table 1, in 79 (56.4%) of the respondents, the headaches were in the category of “no or little impact on life” and 61 (43.6%) of respondents had headaches which had “impact on life”, from mild to severe. of these 61 patients, there were 28 ( 4 4 . 2 % ) w h o n e e d e d p h y s i c i a n b a s e d interventions. the results of the chi square test showed that there was a significant association between headaches that impacted on the lives of the patients and their anxiety. of the sixteen repondents with headaches that had a very severe impact on their lives, 87.5% suffered from anxiety. (table 2) table 1. distribution of headache categories of respondents headache category n (% ) no or little impact on life som e im pact on life substantial impact on life very severe impact on life 79 (56.4) 33 (23.6) 12 (8.6) 16 (11.4)   87 univ med vol.29 no.2 ta b l e 3 i n d i c a t e s t h a t t h e r e w a s n o relationship between the type of headache and the anxiety (p=0.9172) experienced by the respondents. the type of headache most frequently experienced by the respondents was migraine headache at 42.6% (26/61). among the respondents with anxiety, a total of 23.1% (21/91) had migraine headache. discussion our findings demonstrate that headache is a common symptom among patients seen at primary health centers, with 43.6% of the respondents in our study in the preceding m o n t h h a v i n g e x p e r i e n c e d h e a d a c h e s impacting on their lives. however, these headaches were not further analyzed for associations with chronic daily headache (chd). different results were found in the study at the university of north carolina (unc) family medicine center (fmc), where 58% of the respondents reported having had headaches in the preceding month(22) and 9% of these reported a frequency of headaches consistent with chronic daily headache (cdh). o u r s t u d y a l s o i n d i c a t e d t h a t 4 2 . 6 % respondents had headaches of the migraine type. our study results differed from those of a study on subjects with mean age of 40.4 ± 13.0 years, where 21% of the respondents had m i g r a i n e h e a d a c h e s . ( 1 5 ) r e g a r d i n g t h e association of headaches with anxiety, our study results demonstrated that 23.1% of respondents with anxiety also suffered from migraine headache. similar results were obtained in an italian study showing that anxiety was reported by 18.4% of patients with migraine, 19.3% of patients with tension-type h e a d a c h e , a n d 1 8 . 4 % o f p a t i e n t s w i t h c o m b i n e d m i g r a i n e a n d t e n s i o n t y p e h e a d a c h e s . ( 2 3 ) t h e e x a c t n a t u r e o f t h e relationship between migraine and anxiety remains unclear. although chronic headaches induce anxiety, it is likely that anxiety develops n o t o n l y a s a c o n s e q u e n c e o f r e c u r r e n t headache, but also of other disorders. the headache disorders are a group of heterogeneous conditions that result in a spectrum of disability within and among different individuals.(2) our findings suggest that headache disorders are relatively underdiagnosed in the primary care setting, but this is not entirely due to healthcare providers’ *chi-square test table 3. distribution of anxiety by type of headache in respondents type of headache* anxiety p=0.9172 yes (n= 49) no (n=12) tension headache cluster headache migraine headache 17 (80.9%) 11 (78.6%) 21 (80.7%) 4 (19.1%) 3 (21.4%) 5 (19.3%)   table 2. relationship between headaches and anxiety in respondents *chi-square test headache* anxiety p=0.008 yes (n= 91) no (n=49) no or little impact on life som e im pact on life substan tial impact on life very severe impact on life 42 (53.2%) 25 (75.8%) 10 (83.3%) 14 (87.5%) 37 (46.8%) 8 (24.2%) 2 (16.7%) 2 (12.5%)   88 possible inattention to headache conditions. rather, it appears that a substantial proportion o f p a t i e n t s b e l i e v e t h a t t h e i r h e a l t h c a r e providers do not know that they experience headaches. possible explanations for this i n c l u d e p a t i e n t s ’ p e r c e p t i o n t h a t t h e i r headaches or headache-related disabilities are not sufficiently important or debilitating to warrant discussion with their providers. a limitation of the present study is that our subjects were patients attending a public health center, who cannot be said to represent the whole population of the community. another limitation is the cross-sectional design used in our study, which cannot establish cause-effect relationships between headaches and anxiety, due to lack of temporal factors between both variables. it is therefore recommended to conduct further research studies using a prospective cohort study that is capable of determining cause-effect relationships between headaches and anxiety. conclusions a relatively high proportion of patients in the primary care setting experienced attacks of headaches that had an impact on anxiety. anxiety was also experienced by the majority of respondents, around one quarter of whom had migraine headaches. acknowledgements the investigators express their gratitude to the head of the tebet subdistrict public health center, dr. amnur r. kayo, for his guidance in the present study. we also thank the respondents who were willing to participate in this study. references 1. breslau n, rasmussen bk. the impact of migraine: epidemiology, risk factors, and comorbidities. neurology 2001;56: s4–12. 2. bjorner jb, kosinski m, ware je jr. calibration of an item pool for assessing the burden of headaches: an application of item response theory to the headache impact test (hit). qual life res 2003;12:913–33. 3. wang sj, fuh jl, lu sr, liu cy, jsu lc, wang pn, et al. chronic daily headache in chinese elderly. neurology 2000;54:314–9. 4. lu sr, fuh jl, chen wt, juang kd, wang sj. chronic daily headache in taipei, taiwan: prevalence, follow-up and outcome predictors. cephalalgia 2001;21:980–6. 5. stewart wf, scher ai, lipton rb. stressful life events and risk of chronic daily headache: results from the frequent headache epidemiology study. cephalalgia 2001;21:279-82. 6. boardman hf, thomas e, millson ds, croft pr. psychological, sleep, lifestyle, and comorbid associations with headache. headache 2005;45:657–69. 7. lyngberg ac, rasmussen bk, jørgensen t, jensen r. incidence of primary headache: a danish epidemiologic follow-up study. am j epidemiol 2005;161:1066–73. 8. breslau n, schultz lr, stewart wf, lipton rb, lucia vc, welch kma. headache and major depression: is the association specific to migraine? neurology 2000;54:308–13. 9. zwart ja, dyb g, hagen k, odegard kj, dahl aa, bovim g, et al. depression and anxiety disorders associated with headache frequency. the nord-trøndelag health study. eur j neurol 2003;10:147–52. 10. hagen k, einarsen c, zwart ja, svebak s, bovim g. the co-occurrence of headache and musculoskeletal symptoms amongst 51050 adults in norway. eur j neurol 2002;9:527–33. 11. rueda-sánchez m, díaz-martínez la. prevalence and associated factors for episodic and chronic daily headache in the colombian population. cephalalgia 2008;28:216–25. 12. stewart wf, lipton rb, simon d, von korff liberman j. reliability of an illness severity measure for headache in population sample of migraine sufferers. cephalalgia 1998;18:44–51. 13. stewart wf, lipton rb, kolodner k, liberman j, sawyer j. reliability of the migraine disability assessment score in population-based sample of headache sufferers. cephalalgia 1999;19:107–14. 14. magnoux e, freeman ma, zlotnik g. midas and hit-6 french translation: reliability and correlation between tests. cephalalgia 2007;28:26–34. 15. marcus da. identification of patients with headache at risk of psychological distress. headache 2000;40:373-6. 89 univ med vol.29 no.2 16. donnet a, lanteri-minet m, guegan-massardier e, mick g, fabre n, géraud g, et al. chronic cluster headache: a french clinical descriptive study. j neurol neurosurg psychiatry 2007;78: 1354-8. 17. bayliss ms, batenhorst as. the hit-6: a user’s guide. lincoln, ri: quality metric, inc; 2002. 18. kosinski m, bayliss ms, bjorner jb, ware je, garber wh, batenhorst a, et al. a six-item shortform survey for measuring headache impact: the hit-6. qual life res 2003;12:963-74. 19. ware je, kosinski m, bjorner jb, bayliss ms, batenhorst a, dahlof c, et al. applications of computerized adaptive testing (cat) to the assessment of headache impact. qual life res 2003;12:935-52. 20. kawata ak, coeytaux rr, devellis rf, finkel ag, mann jd, kahn k. psychometric properties of the hit-6 among patients in a headachespecialty practice. headache 2005;45:638-43. 21. zung wwk. a rating instrument for anxiety disorders. psychosomatics 1971;12:371-9. 22. coeytaux rr, linville jc. chronic daily headache in a primary care population: prevalence and headache impact test scores. headache 2007; 47:7-12. 23. beghi e, allais g, cortelli p, d’amico d, de simone r, d’onofrio f, et al. headache and anxiety-depressive disorder comorbidity: the hadas study. neurol sci 2007;28:s217–9. albendazole increases serum retinol concentration in primary schoolchildren with low serum retinol 121 *biomedical sciences master program, faculty of medicine, university of indonesia **department of parasitology, faculty of medicine, trisakti university ***department of parasitology, faculty of medicine, university of indonesia ****department of parasitology, faculty of medicine, tarumanagara university correspondence: dr. jane florida kalumpiu, m.biomed faculty of medicine, trisakti university jl. kyai tapa no. 260 grogol, jakarta 11440 phone:+6221-5672731 ext.2311 email: jane.mikejane@gmail.com univ med 2015;34:121-8 doi: 10.18051/univmed.2016.v35.121-128 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background soil-transmitted helminth (sth) infection is still a health problem in indonesia. vitamin a deficiency (vad) is often found together with sth. the effect of the deworming program on the vitamin a status of primary school children is unknown. the objective of this study was to evaluate the effect of albendazole on serum retinol concentrations in primary school children. methods an experimental study of pre-post test design without control was carried out on 118 children from grades 3-5 at one primary school in north jakarta, from july to september 2014. flotac examination was used to determine sth infections and high performance liquid chromatography was performed to measure serum retinol concentration. stool and blood samples were taken twice: before and three weeks after treatment with albendazole 400 mg single dose for three consecutive days given to all children either infected or uninfected. paired t-test was used to analyze the data. results of the 118 children, the prevalence of sth was 71.2%. the prevalence of low retinol serum (<1.05 µmol/l) was 17 (17.2%) and of mild vad was 2 (2.0%). albendazole given in 3 consecutive days could not increase serum retinol concentrations (p=0.055). serum retinol concentration significantly increased after albendazole treatment in children with low retinol serum at baseline (p=0.001). conclusions in children with low serum retinol concentration, treatment with albendazole increased retinol concentration. integrated deworming and vitamin a supplementation strategies should be evaluated in this population. keywords: albendazole, retinol, vitamin a status, primary schoolchildren albendazole increases serum retinol concentration in primary schoolchildren with low serum retinol jane florida kalumpiu,*,** yenny djuardi,*** taniawati supali,*** and ria buana*,**** doi: http://dx.doi.org/10.18051/univmed.2015.v34.121-128 122 kalumpiu, djuardi, supali, et al albendazole and retinol concentration pemberian albendazol meningkatkan kadar retinol dalam serum pada murid sekolah dasar dengan kadar retinol rendah latar belakang infeksi soil-transmitted helminthes (sth) masih merupakan masalah kesehatan di indonesia. prevalensi kurang vitamin a (kva) sering ditemukan bersamaan dengan sth. penelitian ini bertujuan untuk menilai pengaruh pemberian albendazol terhadap konsentrasi retinol dalam serum pada anak usia sekolah. metode penelitian eksperimental pra-pasca perlakuan tanpa kontrol dilakukan pada murid sekolah dasar kelas 3-5 di salah satu sdn di jakarta utara. sebanyak 118 subjek ikut serta pada penelitian, tetapi hanya 88 subjek yang dapat diikuti sampai selesai studi. pemeriksaan flotac dilakukan untuk menentukan infeksi dan intensitas sth. konsentrasi retinol dalam serum diukur menggunakan pemeriksaan kromatografi cair kinerja tinggi. sampel tinja dan darah diambil dua kali yaitu sebelum dan tiga minggu sesudah pengobatan dengan albendazol 400 mg dosis tunggal selama tiga hari berturut-turut yang diberikan pada semua anak. uji t-pasangan digunakan untuk analisis data. hasil dari 118 subjek didapatkan prevalence sth sebesar 71,2%. prevalence subjek dengan kadar retinol yang rendah (<1,05 µmol/l ) ditemukan sebesar 17 (17,2%) anak, dan kva ringan (<0,70 µmol/l) sebanyak 2 (2,0%). pemberian albendazol selama 3 hari berturut-turut tidak meningkatkan kadar retinol dalam serum (p=0,055). ternyata pada subjek yang kadar retinolnya rendah, pemberian albendazol mampu meningkatkan secara bermakna konsentrasi retinol dalam serum (p=0,001). kesimpulan pada subjek dengan kadar retinol yang rendah, pemberian albendazole mampu meningkatkan kadar retinol serum. pengobatan abendazol untuk sth harus dilakukan bersamaan dengan vitamin a untuk mengatasi kva pada murid sekolah dasar. kata kunci: albendazol, retinol, status vitamin a, murid sekolah dasar abstrak introduction helminthiasis is still one of the health problems in the world, particularly in developing tropical and subtropical countries, including indonesia.(1) it has been estimated that around two thousand million people are infected with at least one of these parasites, with the highest prevalence found in poor areas with poor sanitation and hygiene.(1,2) in indonesia helminthiasis is widespread in both rural and urban areas. a study covering several asian and african countries showed in 2010 that the prevalence of soil-transmitted helminths (sths) in indonesia was 24.6%.(3) young children are also disadvantaged by one or more of the soil-transmitted helminths (sths): ascaris lumbricoides (roundworm), trichuris trichiura (whipworm), and ancylostoma duodenale/necator americanus (hookworms).(4) although not fatal, helminthiasis has a wide impact, resulting among other things in malnutrition, anemia, abnormal cognitive functions, and decreased school performance so 123 univ med vol. 34 no.2 that it may decrease the quality of indonesian human resources.(1) the strategy recommended by the who to reduce the morbidity resulting from sths is the administration of anthelmintics of the benzimidazole group, i.e. albendazole 400 mg or mebendazole 500 mg single dose. these drugs should be given periodically once or twice a year, depending on the baseline sth prevalence found in primary school children.(1) the world health organization (who) has recommended that the delivery of vitamin a capsules and anthelmintic tablets should be simultaneous as worm infections and vitamin a deficiency (vad) have the same geographical distribution.(5) vitamin a, a fat soluble vitamin found in different forms such as retinol and provitamin a carotenoids, is essential for cell proliferation, immune functions, vision, gene expression, and excretion of growth hormone.(6) moreover, vitamin a derivatives play a major role in the development of the central nervous system. in addition, it helps maintain the integrity of the skin and mucous membranes that act as a barrier to pathogens.(7) previous in vivo studies have shown beneficial effects of vitamin a supplementation on tissue inflammation and innate and adaptive immunity in humans by downregulating inflammatory responses, enhancing immunoglobulin production, promoting the differentiation of t and b cells and modulating cytokine production.(7) an estimated 4.5 billion people of the world are at risk of intestinal parasites, and 1.2 billion might be infected with roundworms, such as ascaris lumbricoides.(8,9) vitamin a supplementation showed no effect on reinfection with a. lumbricoides (or: 1.11, 95% ci: 0.79-1.56).(10) with regards to a reduction of a. lumbricoides infection intensity, only one lowquality evidence with moderate-to-weak positive effects was found.(11) vitamin a increased the odds of having improved levels of il-4, which is part of the th2 response against helminths, in one study (strong positive effect, high quality evidence).(10) a study in bangladesh on children aged 2460 months showed that administration of albendazole only at a dose of 400g/day at baseline and 4 months later, was able to increase serum retinol concentrations.(12) studies of preschool-age children in bangladesh, india, and indonesia, however, showed that combined deworming and supplementation with beta-carotene, an inactive form of vitamin a, resulted in the greatest rise in serum retinol levels, as compared to children treated with deworming alone or beta-carotene supplementation exclusively.(12,13) while there is some evidence to suggest an added benefit to combined deworming and vitamin a supplementation, a number of studies in similar settings have either been unable to reproduce this positive outcome or have not specifically tested the combined intervention.(14) thus, while the who and the united nations children’s fund (unicef) recommend that benzimidazole anthelminthics can be safely coadministered with vitamin a, the potential synergies of deworming with vitamin a supplementation are neither well documented nor consistent. there is a need for additional studies, especially randomized clinical trials, given the frequent coexistence of dietary deficiency and infection in endemic areas.(15) the aim of the present study was to evaluate the effect of albendazole administration on serum retinol concentration in primary school children. methods design of the study an experimental study of pre-post test design without control was carried out from july to december 2014 in a state primary school in north jakarta. study subjects primary school children aged 9-11 years were recruited for this study. the inclusion criteria for the study subjects were: (a) apparently healthy without a history of chronic illness, and (b) willing to take daily one dose of albendazole during the study. in calculation of the sample size, the level of significance (α) was 0.05 two-sided, and the power (β) was 0.90. the selection of mean differences was taken 25% after albendazole 124 kalumpiu, djuardi, supali, et al albendazole and retinol concentration supplementation. taking into account a 20% dropout rate and the design effect, the sample size was increased to 71 children. the children participated in this study with the informed consent of their parents. intervention each of the children participating in this study were given a single oral dose of albendazole chewable tablets of 400 mg (indofarma) for three consecutive days. the anthelminthic tablets were chewed directly in front of the investigators. stool sample collection stool samples were collected in stool pots given on the previous day to the children through their respective home room teachers. the subjects had been given explanations on the stool collection method. for stool sample collection the children were given three days, after which the stool samples were collected directly by the team of investigators and transported to the laboratory. the stool sample collection was performed twice during the study, i.e. at baseline and three weeks after the last treatment. stool examination by the flotac technique one gram of stool sample was weighed, 10 ml of 5% formaline solution was added, and stored at room temperature waiting for the examination. all collected stool samples were examined by the flotac technique at the parasitology laboratory, faculty of medicine, university of indonesia. to one gram of stool sample was added 11 ml distilled water and the mixture homogenized and centrifuged at 1500 rpm for three minutes, and the supernatant discarded. a volume of 11 ml flotac solution (sucrose) was added and the mixture homogenized. five ml of the homogenate was placed into the flotac instrument, centrifuged at 1000 rpm for 5 minutes. the positive results of microscopic examination was presented as epg (eggs per gram). serum â-carotene determination blood samples were drawn from the antecubital vein by an experienced phlebotomist to the amount of 2-3 ml directly into a vacutainer tube containing a clot activator and separator gel and stored in a cool box containing icepacks and protected from light. the blood samples were then transported to the laboratory to be centrifuged and the serum was placed in a serum cup and stored in a freezer at minus 20°c for further examination. blood samples were drawn twice, at baseline and three weeks after administration of the anthelminthic. determination of serum retinol concentration was performed at the seameo laboratory, faculty of medicine, university of indonesia, by high performance liquid chromatography (hplc). to 40 µl of the serum sample to be assessed was added 100 µl of extraction solution (acetonitryl-methanol 1:1), manually shaken for one minute, and subsequently centrifuged at 12.000 rpm and 4°c for three minutes. approximately 20 µl of the supernatant was injected into the hplc apparatus (flow rate 1 ml/minute, column novapack c18 (3.9 x 150 mm), wavelength 325 nm). then pooled serum of known value was injected as control for every 10 or 20 samples. serum retinol concentration was presented in µmol/l. normal serum retinol concentration is >1.05 µmol/l.(16) data analysis to compare the baseline and follow-up values within the treatment groups, a paired ttest was used. significance was defined as p<0.05. ethical clearance all procedures to be performed in this study had been explained to the respective teachers, parents, and children, and had obtained ethical clearance from the health research ethics committee, faculty of medicine, university of indonesia. results of the 118 children recruited, complete data were available from 88 (88.9%) after three months. thirty children did not complete the trial for various reasons, including sickness, and refusal to take supplements (figure 1). 125 univ med vol. 34 no.2 there were about equal numbers of males and females (49.2% and 50.8%), and the percentage of children with sth infection was 71.2%. demographically, the school children of state primary school 07 (sdn 07) resided not far from school. the majority of the children’s parents were laborers (76.3%) while the remainder were business people, employees, fishers, and drivers. the highest educational level of the parents varied from primary school to senior high school, the majority (41.5%) being junior high school graduates (table 1). the blood samples collected at baseline (before treatment) was 99 and after treatment 88. at baseline mean serum retinol concentration was 1.38 ± 0.35 µmol/l. at baseline there were 1 7 ( 1 7 . 2 % ) c h i l d r e n w i t h s e r u m r e t i n o l concentrations of <1.05 µmol/l (mild vitamin a deficiency) and there were 2 (2.0%) children with serum retinol concentrations of <0.70 µmol/ l (severe vitamin a deficiency). after treatment mean serum retinol concentration was 1.45 ± 0.39 µmol/l, which was not significantly different from mean serum retinol concentration at baseline (p=0.055) (table 2). it was found that in subjects with baseline serum retinol concentrations below normal (<1.05 µmol/l), albendazole administration was able to significantly increase serum retinol concentrations (p=0.001) (table 2). based on infection status at baseline, mean serum retinol concentration before and after albendazole administration were not significantly different. this was shown by subjects with and without sth infection (table 2). discussion our study results showed that subjects with sth infection accounted for 71.2%, which is similar to the results of a study in pahang, malaysia, in which subjects who were infected with at least one sth species comprised 98.6%.(6) soil-transmitted helminthiases caused by ascaris lumbricoides, trichuris trichiura and hookworm are among the most common neglected tropical diseases (ntds) by infecting about 1,200 million people worldwide with the greatest morbidity being among children and mothers of childbearing age.(17,18) the main impact of sth infections is their association with malnutrition, vitamin a deficiency (vad) and iron deficiency anaemia (ida),which may figure 1. flow of subject participation during study 118 subject s screened by inclusion and exclusion criteria 88 subjects albendazole moni toring for 3 months 30 incomplete data due t o illness and refusing to take supplement table 1. distribution of sociodemographic characteristics, infection status, and retinol concentrations at baseline (n=118) 126 kalumpiu, djuardi, supali, et al albendazole and retinol concentration table 2. retinol concentration before (n=118) and after intervention (n=88) have effects at the community level with regard to work and productivity in adults and growth, learning and school performance in children.(19) in our study the prevalence of subjects with mild vitamin a deficiency (having a serum retinol concentration of <1.05 µmol/l) was 17.2% and the prevalence of subjects with severe vitamin a deficiency (with a serum retinol concentration of <0.70 µmol/l) was 2%. the prevalence in the population with low serum retinol (0.70 µmol/l or below) can be used to assess the severity of vitamin a deficiency in most age groups as a public health problem. there is said to exist a mild public health problem if the prevalence of subjects with low serium retinol (0.70 µmol/l or below) is 2.0-9.0%, moderate if 10.0-19.0% and severe if 20.0% or more.(16) the population in our study had a mild public health problem with regard to vitamin a deficiency. our study showed an increase in serum retinol concentration after administration of albendazole, although the increase was not significant from that before administration of albendazole. similar results were shown in a study on preschool children in bangladesh, in which oral albendazole administration at a dose of 400 mg did not significantly increase serum retinol concentration.(20) in communities in which vitamin a deficiency coexists with soil helminth infection, deworming alone and in combination with vitamin a supplementation has been explored as a means to correct or reduce deficiency in infected children. a population study in uttar pradesh, india, found that twice-yearly deworming alone of lightly infected children did not result in either significant weight gain or a reduction in mortality.(21) studies of preschool-age children in bangladesh, india, and indonesia, however, showed that combined deworming and supplementation with betacarotene, an inactive form of vitamin a, resulted in the greatest rise in serum retinol levels, as compared to children treated with deworming alone or beta-carotene supplementation exclusively.(4,20) while there is some evidence to suggest an added benefit to combined deworming and vitamin a supplementation, a number of studies in similar settings have either been unable to reproduce this positive outcome or have not specifically tested the combined intervention.(14) thus, while the who and the united nations children’s fund (unicef) recommend that benzimidazole anthelminthics can be safely coadministered with vitamin a the potential synergies of deworming with vitamin a supplementation are neither well documented nor consistent.(22) there is a need for additional studies, especially randomized clinical trials, given the frequent coexistence of dietary deficiency and infection in endemic areas. one of the limitations of our study was the lack of controls, so that the obtained results could not be compared with that of controls. the proportion of subjects that was successfully followed up to the completion of the study was still below 90.0%, which may have influenced the obtained study results. there is a need for additional studies, especially randomized clinical trials, given the frequent coexistence of dietary deficiency and infection in endemic areas. 127 univ med vol. 34 no.2 conclusions the sth prevalence in primary school children is still relatively high. albendazole administration is capable of increasing serum retinol concentrations in subjects with low serum retinol concentrations. multi-pronged approaches are probably necessary to prevent and control the negative effects of sth infections, including anthelminthic drugs, and, possibly improved nutrition. confict of interest the authors declare that they have no competing interests. acknowledgement the investigators thank prof dra taniawati supali and dr. yenny djuardi, phd. for guidance and consultations during the study. thanks are also due to prof dr dr adi hidayat, ms for his willingness to edit this article. daftar pustaka 1. world health organization. eliminating sth as a public health problem in children. geneva: world health organization;2012. 2. knoop s, steinman p, keiser j, et al. nematode infections soil-transmitted helminths and trichinella: infect dis clin n am 2012;26:34158. 3. pullan rl, smith jl, jasrasaria r, et al. global numbers of infection and disease burden of soil transmitted helminth infections in 2010. parasites vectors 2014;7:37. doi: 10.1186/17563305-7-37. 4. albonico m, allen h, chitsulo l, et al. controlling soil-transmitted helminthiasis in pre-school age children through preventive chemotherapy. plos negl trop dis 2008;2: e126. doi: 10.1371/journal.pntd.0000126. 5. world health organization. preventive chemotherapy in human helminthiasis. world health organization. 2006. 6. al-mekhlafi hm, anuar ts, al-zabedi em, et al. does vitamin a supplementation protect schoolchildren from acquiring soil-transmitted helminthiasis? a randomized controlled trial. parasites vectors 2014;7:367. doi: 10.1186/17563305-7-367. 7. hurst rj, else k. retinoic acid signalling in gastrointestinal parasite infections: lessons from mouse models. parasite immunol 2012;34:351– 9. 8. bethony j, brooker s, albonico m, et al. soiltransmitted helminth infections: ascariasis, trichuriasis, and hookworm. lancet 2006;367: 1521-32. 9. brooker s, clements ac, bundy da. global epidemiology, ecology and control of soiltransmitted helminth infections. adv parasitol 2006;62:221-61. 10. long kz, rosado jl, montoya y, et al. effect of vitamin a and zinc supplementation on gastrointestinal parasitic infections among mexican children. pediatrics 2007;120:e846– e855. 11. payne lg, koski kg, ortega-barria e, et al. benefit of vitamin a supplementation on ascaris reinfection is less evident in stunted children. j nutr 2007;137:1455–9 12. haque r, ahmed t, wahed ma, et al. low-dose ß-carotene supplementation and deworming improve serum vitamin a and ß-carotene concentration in preschool children of bangladesh. j health popul nutr 2010;28:23037. 13. albonico m, allen h, chitsulo l, et al. controlling soil-transmitted helminthiasis in pre-school-age children through preventive chemotherapy. plos negl trop dis 2008;2: e126. doi: 10.1371/journal.pntd.0000126. 14. tanumihardjo sa, permaesih d, muhilal. vitamin a status and hemoglobin concentrations are improved in indonesian children with vitamin a and deworming interventions. eur j clin nutr 2004;58:1223-30. doi: 10.1038/sj.ejcn. 1601953. 15. rajagopal s, hotez pj, bundy dap. micronutrient supplementation and deworming in children with geohelminth infections. plos negl trop dis 2014;8:e2920. doi:10.1371/ journal.pntd.0002920. 16. world health organization. serum retinol concentrations for determining the prevalence of vitamin a deficiency in populations. geneva: world health organization; 2011. 17. surin j. the burden of moderate-to-heavy soiltransmitted helminth infections among rural malaysian aborigines: an urgent need for an integrated control programme. parasites vectors 2011;4:242. 128 kalumpiu, djuardi, supali, et al albendazole and retinol concentration 18. world health organization. soil-transmitted helminthiases. eliminating soil-transmitted helminthiases as a public health problem in children: progress report 2001–2010 and strategic plan 2011–2020. geneva: world health organisation; 2012. 19. yap p, utzinger j, hattendorf j, et al. influence of nutrition on infection and re-infection with soil-transmitted helminths: a systematic review. parasites vectors 2014;7:229. doi:10.1186/17563305-7-229. 20. haque r, ahmed t, wahed ma, et al. low-dose â-carotene supplementation and deworming improve serum vitamin a and â-carotene concentrations in preschool children of bangladesh. j health popul nutr 2010;28:2307. 21. awasthi s, peto r, read s, et al. population deworming every 6 months with albendazole in 1 million pre-school children in north india: devta, a clusterrandomized trial. lancet 2013; 381:1476–86. 22. world health organization. how to add deworming to vitamin a distribution. geneva: world health organization;2004. senjaya 127 a 55 year old man with progressive neurologic deficits may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina sendjaja muljadi*a, and hardy senjaya** *department of neurology, medical faculty, trisakti university; head of neuroscience centre, medistra hospital, jakarta ** department of anatomy, mecical faculty, trisakti university, jakarta correspondence adr. sendjaja muljadi, sps department of neurology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex.2806 univ med 2009;28:127-32 abstract at least 50 percent of the decline in functional abilities associated with the elderly is caused by neurological conditions, particularly vascular dementia, such as occurs in binswanger disease. binswanger disease is a rare condition, characterized by acute strokes with symptoms and signs compatible with lacunar infarction. the disease onset is commonly between 55 and 75 years. the majority of patients with binswanger disease have chronic hypertension and other putative factors including diabetes mellitus, polycythemia, thrombocytosis, hyperlipidemia, hyperglobulinemia and pseudoxanthoma elasticum, increased fibrinogen levels and the antiphospholipid antibody syndrome. we report the case of a 55 year-old man, who suffered from involuntary movements of his right arm, slight hemiparesis on the right side, and also had dementia. he had a history of high blood pressure and laboratory tests showed that he had diabetes mellitus. the brain magnetic resonance imaging showed irregular white matter abnormalities with multiple lacunar infarcts in the basal ganglia and pons. the clinical picture is characterized by acute strokes, followed by involuntary movements and also dementia. therefore we decided to diagnose it as binswanger disease. after discharge from hospital, the patient has not returned for follow-up. keywords: binswanger disease, irregular white matter abnormalities, multiple lacunar infarcts introduction a g i n g i s a s s o c i a t e d w i t h a d e c l i n e i n functional abilities and neurologic conditions are responsible for at least 50 percent of this decline. neurologic conditions especially vascular dementia and stroke are the leading causes of disability and institutionalization in the elderly. a distinctive form of small vessel disease causing dementia is ischemic white matter disease or binswanger’s disease. the concept that dementia is a group of cognitive disorders with many underlying subtypes and pathophysiological causes was first defined by otto binswanger, alois alzheimer, and emil kraepelin at the close of the 19th century. however, at the end of the 20th century, t h e d e s c r i p t i v e c r i t e r i a , i n c i d e n c e , a n d 128 muljadi, senjaya progressive neurologic deficits prevalence for many of these dementias are still subject to controversy.(1) one subtype, labeled binswanger ’s disease by alzheimer in 1902, referred to arteriosclerotic subcortical white matter changes.(2) binswanger’s disease (bd), one of the most common forms of vascular dementia in the elderly, is also called subcortical vascular d e m e n t i a , o r s u b a c u t e a r t e r i o s c l e r o t i c encephalopathy. the clinical features of bd are h i g h l y v a r i a b l e a n d t h e p s y c h i a t r i c a n d behavioral manifestations have been less well described. patients with bd have dementia and various clinical and radiological abnormalities, such as focal cerebrovascular deficits, and subcortical cerebral dysfunction. they also have a variety of vascular risk factors.(3-5) p a t h o l o g i c a l l y t h e r e a r e w i d e s p r e a d , microscopic areas of damage to the deep layers of white matter in the brain. the disorder is characterized by prominent brain atrophy with ventricular dilation, diffuse demyelination of the white matter, and a scattering of lacunar infarcts in the basal ganglia and white matter. the brain damage is the result of thickening and narrowing ( a t h e r o s c l e r o s i s ) o f a r t e r i e s t h a t f e e d t h e subcortical areas of the brain.(6) a t h e r o s c l e r o s i s ( p o p u l a r l y k n o w n a s “hardening of the arteries”) is a systemic process that affects blood vessels throughout the body. it begins late in the fourth decade of life and increases in severity with age.(6) cerebral blood vessels undergo profound changes with aging. in the cerebral cortex and hippocampus cerebral capillaries are reduced in number and have thickened and fibrotic basement membranes.(7) these alterations reduce cerebral perfusion, deplete cerebrovascular reserves, and increase the susceptibility of the brain to vascular insufficiency and ischemic injury.(8) chronic hypertension is associated with profound changes in the structure and function o f c e r e b r a l b l o o d v e s s e l s . h y p e r t e n s i o n promotes atherosclerosis in cerebral arteries(9) and induces lipohyalinosis, a pathological process characterized by fibrinoid necrosis of the vascular wall.(9) functional changes include regionally reduced resting cbf and impaired cerebrovascular reactivity.(10) therefore functional hyperemia is attenuated in hypertensive patients. the following is a case report of binswanger’s disease as encountered by the authors. case report a 55-year old man who came from a remote area, was admitted to our clinic in july 2002. h e c o m p l a i n e d o f i n v o l u n t a r y s w i n g i n g movements of his right arm. before visiting us, this patient had been treated by the neurologist of the local hospital and was diagnosed as having cardiovascular disease (cvd)-ischemic stroke. two weeks later when this patient was treated in the same hospital, the patient’s family noticed that his memory became worse and also that he appeared to have difficulty in moving his limbs. he had a history of hypertension, and took anti-hypertensive drugs irregularly. he did not know whether he had diabetes mellitus or not. on physical examination in our clinic at the time of admission the patient had a good general performance and was fully alert with blood pressure 170/100 mmhg, and pulse 92x/min. there were no signs of meningeal iritation and no papilledema on bilateral funduscopy. the pupils were of equal size and of normal shape, l i g h t r e f l e x + / + . t h e r e w a s s l i g h t r i g h t h e m i p a r e s i s a n d o c c a s i o n a l l y i n v o l u n t a r y m o v e m e n t s o f t h e r i g h t a r m w e r e s e e n . physiologic reflexes were normal and there were n o p a t h o l o g i c a l r e f l e x e s . a t t h e t i m e o f admission our working diagnosis was cvdischemic stroke. we observed this patient as an inpatient and he underwent several diagnostic tests as shown in table 1. 129 echocardiography: valvular heart disease ( m i l d m o d e r a t e a o r t i c r e g u rg i t a t i o n ) . transcranial color doppler sonography (tccd): a l l t h e c e r e b r a l c i r c u l a t i o n ( a n t e r i o r a n d p o s t e r i o r ) s h o w e d l o w d o p p l e r v e l o c i t y. generalized cerebral atherosclerosis. chest xray: normal chest. brain magnetic resonance figure 2. t2 weighted mri showing irregular white matter abnormalities and multiple lacunar infarctions in basal ganglia. figure 1. t2 weighted mri showing infarction in pons i m a g i n g ( m r i ) : i r r e g u l a r w h i t e m a t t e r abnormalities and multiple lacunar infarcts in basal ganglia and pons (figure 1 and 2). no evidence of hydrocephalus (figure 3). after a careful study of his brain mri, we considered the patient to be a case of binswanger disease. this patient received pentoxyphylline univ med vol. 28 no.2 table 1. hematologic laboratory data 130 muljadi, senjaya progressive neurologic deficits 300 mg in 500 ml asering/12 hr, piracetam inj. 3 g four times daily, cilostazol (oral) 50 mg twice daily, donepezil 5 mg once daily, quinapril hcl (accupril) 10 mg once daily, glipizide 5 mg once daily. after discharge from hospital, the patient has not returned for follow-up. discussion binswanger’s disease (encephalopathy or leucoaraiosis) is a rare disorder of presumed vascular etiology, characterized by progressive d e m e n t i a a n d p s e u d o b u l b a r p a l s y. t h e h i s t o p a t h o l o g y s h o w s t h i n n i n g a n d hyalinization of the walls of small penetrating arteries and occasionally amyloid angiopathy in the basal ganglia and periventricular regions. associated with diffuse hemispheric demyelination resulting from chronic ischemic disease, there is axonal loss and gliosis, probably due to anoxia as a result of sclerotic changes.(11) the age of onset of senile dementia of the binswanger’s type is typically in the sixth and seventh decades of life, and men and women appear to be affected equally often. the incidence of the disease is difficult to cite given the controversies regarding its clinical features but has been reported to range from 3 to 12 percent in the elderly. (12) this patient came to our clinic from a remote area with swinging involuntary movements of his right arm. before he visited us, he had been treated at the local hospital as an ischemic stroke patient. when the patient was under treatment, his family noticed that his memory became worse and that he appeared to have difficulty in moving his limbs. the brain mri showed irregular white matter abnormalities and multiple lacunar infarcts in the basal ganglia and also in the pons (figure 1 and figure 2). there was no evidence of hydrocephalus (figure 3). this patient had hypertension and diabetes mellitus and tccd examination indicated t h e i m p r e s s i o n o f g e n e r a l i z e d c e r e b r a l atherosclerosis. the pathogenesis of bd and the relation between bd and the multiple lacunar infarctions that accompany the white matter lesions remain unclear. however, it is likely that chronic cerebral ischemia is common to these two conditions. in addition, it has been suggested that these white m a t t e r l e s i o n s m a y b e c a u s e d b y a r t e r i a l hypertension and a subsequent dysfunction of the b l o o d b r a i n b a r r i e r. l i p o h y a l i n o s i s ( a r t e r i o l o s c l e r o s i s ) , i n d u c e d b y c h r o n i c hypertension or diabetes or both, is the most common finding in the small vessels of deep brain from patients with white matter disease.(13) bd occurs equally in both sexes with onset between 55 and 75 years. the clinical picture is characterized by acute strokes with symptoms and signs compatible with lacunar infarction. subacute onset of focal neurological deficits may develop over a period of several days, and there is a s t e p w i s e p r o g r e s s i o n o f m o t o r, c o g n i t i v e , intellectual, and behavioral deficits during a 5–10 year period. corticospinal and extrapyramidal signs may also occur. the majority of patients with bd have chronic h y p e r t e n s i o n t h a t c o u l d c a u s e d e g e n e r a t i v e figure 3. t2-weighted mri showing no evidence of hydrocephalus 131 changes in the penetrating arteries of the white matter. other putative factors include diabetes m e l l i t u s , p o l y c y t h e m i a , t h r o m b o c y t o s i s , h y p e r l i p i d e m i a , h y p e rg l o b u l i n e m i a , a n d pseudoxanthoma elasticum, increased fibrinogen levels and increased serum viscosity, and the antiphospholipid antibody syndrome. this patient had the clinical picture of bd, such as acute stroke, extrapyramidal signs (involuntary movements), and dementia. he also had a history of hypertension and diabetes mellitus. after complete diagnostic examinations we d e c i d e d t o e s t a b l i s h t h e d i a g n o s i s o f binswanger’s disease in this patient. although we could not find the other putative factors such as polycythemia, thrombocytosis, increased fibrinogen levels and others, all his symptoms (high blood pressure, diabetes mellitus and more importantly, the brain mri) were typical of binswanger disease. bd is a progressive disease for which there is no cure. changes may be sudden or gradual and then progress in a stepwise manner. bd can often coexist with alzheimer ’s disease. if progression of bd can be halted or slowed with treatments then there is that much more time that the patient can properly function and retain his or her personality. until more studies can be done, however, all this is speculation and bd is still a sentence of life-imprisonment and eventual death to the body.(14) the victims of binswanger’s disease have gradually progressive aspontaneity, slowed cognition, frequent falls, upper motor neuron signs, and possibly seizures. in the future, newer laboratory findings may support the diagnosis of bd during life, such as magnetization transfer images, (15) ischemia on diffusion-weighted mri,(16) slowed arterial-venous transit times by transcranial sonography,(17) and decreased cerebral reactivity to apnea during cognitive tasks.(18) conclusion this patient was unique in having extreme bd without accompanying lacunae or cystic lesions, as are usually seen in the presence of hypertensive cerebrovascular arteriolosclerosis. references 1. roman gc. a historical review of the concept of vascular dementia: lessons from the past for the future. alzheimer dis assoc disord 1999;13(suppl 3):s4–s8. 2. hurley ra, tomimoto h, akiguchi i, fisher re, taber kh. binswanger’s disease: an ongoing controversy. j neuropsychiatry clin neurosci 2000;12:301-4. 3. tomimoto h, akiguchi i, wakita h, osaki a, hayashi m, yamamoto y. coagulation activation in patients with binswanger disease. arch neurol 1999;56:1104-8. 4. román gc. new insight into binswanger disease. arch neurol 1999;56:1061-2. 5. nagaratnam n, nagaratnam k. psychiatric and behavioral aspects of dementia of the binswanger type. am j alzheimer’s dis other demen 1998; 13:173-8. 6. national institute of neurological disorders and stroke. ninds binswanger’s disease information page. available at: http://www.ninds.nih.gov/ disorders/binswangers/binswangers.htm . accessed july 1, 2009. 7. farkas e, luiten pg. cerebral microvascular pathology in aging and alzheimer’s disease. prog neurobiol 2001;64:575–611. 8. fernando ms, simpson je, matthews f, brayne c, lewis ce, barber r, et al. white matter lesions in an unselected cohort of the elderly: molecular pathology suggests origin from chronic hypoperfusion injury. stroke 2006;37:1391–8. 9. droste dw, ritter ma, dittrich r, heidenreich s, wichter t, freund m, et al. arterial hypertension and ischaemic stroke. acta neurol scand 2003;107:241–51. 10. iadecola c, davisson rl. hypertension and cerebrovascular dysfunction. cell metab 2008;7:476–84. univ med vol. 28 no.2 132 muljadi, senjaya progressive neurologic deficits 11. gilroy j. binswanger disease. in: basic neurology. 3rd ed. u.s.a, new york: the mcgraw-hill companies, inc; 2000.p.261-2. 12. olsen cg, clasen me. senile dementia of the binswanger’s type. american academy of family physicians. available at: http://www.aafp.org/afp/ afpprinter/981200ap/olsen.html?print=yes. accessed july 1, 2009. 13. palumbo v, boulanger jm, hill md, inzitri d, buchan am. leukoaraiosis and intracerebral hemorrhage after thrombolysis in acute stroke. neurology 2007;68:1020-4. 14. kohshiro f, sadaharu t, hiroaki h, mitsuko s. binswanger’s disease: clinical and computed tomograph neuroradiological study of seven cases. psychogeriatrics 2005;5:127-46. 15. hanyu h, asano t, sakurai h, iwamoto t, takasaki m, shindo h, et al. magnetization transfer ratio in cerebral white matter lesions of binswanger’s disease. j neurol sci 1999;166:85– 90. 16. choi sh, na dl, chung cs. diffusion-weighted mri in vascular dementia. neurology 2000;54:83– 9. 17. puls i, hauck k, demuth k, horowski a, schlieber m, dörfler p, et al. diagnostic impact of cerebral transit time in the identification of microangiopathy in dementia: a transcranial ultrasound study. stroke 1999;30:2291-5. 18. lim gt, mendez mf, bronstein yl, jouben-steele l, vinters hv. clinicopathologic case report: akinetic mutism with findings of white matter hyperintensity. j neuropsychiatry clin neurosci 2002;14:214-21. alvina 102 abstract *department of pharmacology, medical faculty, trisakti university jakarta correspondence dr. elly herwana, mbiomed department of pharmacology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 telp. 021-5672731 ext.2801 email : elly_herwana@yahoo.com univ med 2011;30:102-10. multimicronutrient supplementation in older persons decreased zinc deficiency but not serum tnf-ααααα elly herwana* and yenny* may-august, 2011 may-august, 2011 may-august, 2011 may-august, 2011 may-august, 2011 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 vol.30 no.2 universa medicina the increase in the population of older persons needs to be accompanied by increased quality of healthcare in older persons, particularly a decrease in the incidence of infections. impaired immune responses are common in older adults, and immune senescence likely contributes to the increased incidence of infectious diseases in the older persons. the aging process decreases the immune response and many studies have been conducted to explain the role of supplementation with various micronutrients, such as vitamin c, vitamin e, β-carotene and zinc, on the immune response. the aim of the present study was to assess the influence of 6 months of multi-micronutrient (mmn) supplementation on zinc and tumor necrosis factor (tnf-α) levels in older persons. a randomized controlled trial was conducted on 78 older persons, who were divided into two groups. the treatment group received mmn supplementation containing 40 mg elemental zinc, 120 mg ascorbic acid, 6 mg β-carotene, 15 mg α-tocopherol and 400 µg folic acid and the control group 400 mg calcium carbonate. the study did not demonstrate that 6 months of mmn supplementation resulted in significant differences between both groups, with respect to total protein, albumin, globulin, and tnf-α levels. in contrast, mmn supplementation significantly decreased the proportion of older persons with zinc deficiency in the treatment group, in comparison with the control group. the present data suggest that in older persons with relatively good immune and protein status, improvement of the immune status by mmn supplementation may be difficult and at best limited. key words: multimicronutrients, tnf-α, protein, zinc, older persons introduction technological advances and improved community healthcare services have led to an increased number of patients surviving fatal conditions, resulting in a steadily growing population of older persons. in the year 2025 the world population of older persons is predicted to exceed one billion, with the majority living in developing countries.(1) in indonesia, the number of older persons in the year 2000 was 14.6 million, increasing to 19.1 103 univ med vol.30 no.2 million in 2010, and estimated to reach 29.9 million in 2025.(2) the increase in the population of older persons has led to the need for measures to improve their quality of health, particularly by reducing their risk of infection. older persons generally have an increased risk of infection and a decreased functioning of the immune system. they tend to have increased morbidity of chronic diseases concurrently with the decline in organ functions due to the aging process. one study reported that 50-80% of older persons aged 65 years and over suffer from more than one chronic disease, thus affecting their quality of health.(3,4) nutritional factors also play a role in the health status of older persons and are particularly important for immune functions.(5) micronutrient supplementation has been mostly associated with its effect on immunity and infectious disease. in malnutrition, which is commonly accompanied by micronutrient deficiency, many abnormalities of immune function have been encountered. according to surveys performed in india, europe, the united states, and canada, around 35% of older persons have micronutrient deficiencies.(6) for an efficiently functioning immune system, adequate micronutrient intakes are required, as micronutrient deficiencies depress immunity. this condition causes the body to become more susceptible to infection, thus increasing morbidity and mortality in older persons. conversely, infection may also cause micronutrient deficiencies due to reduced n u t r i e n t i n t a k e s o r t h r o u g h c h a n g e s i n metabolic pathways.(7) oxidative stress has long been recognized as an important factor in several infectious diseases associated with degenerative processes, such as atherosclerosis, cardiac disorders, neurodegenerative disease, immunological disorders, and even the aging process itself.(8) various reactive oxygen species (ros) have been recognized, i.e. o2 .-, h2o2, and .oh, which are continuously generated in vivo under aerobic conditions. inflammatory cytokines, such as tumor necrosis factor-α (tnf-α) have long been known to generate ros in large numbers. (8) tnfα is a proinflammatory c y t o k i n e m a i n l y p r o d u c e d b y a c t i v a t e d m a c r o p h a g e s . s e v e r a l s t u d i e s h a v e demonstrated that zinc deficiency affects the production or the biological activity of tnfα. on the other hand, zinc supplementation given to normal healthy subjects and to cardiac patients resulted in reduced oxidative stress and serum tnf-α levels.(9,10) however, the effect of micronutrient supplementation on serum zinc, protein and tnf-α levels in healthy older persons has not been fully clarified. aging is associated with decreased immune responses and increased frequency of infections, and it may be assumed that older persons suffer from inapparent infections, such that they can be said to have received “natural vaccination”. infection causes t-cell activation, accompanied by the release of serum tnf-α, such that serum tnfα levels can be taken as a parameter of infection. advancing age is probably also associated with failure of control of tnf-α production, and plays a role in infectious events. (11) any beneficial effect of multimicronutrient (mmn) supplementation would be expected to increase serum zinc and protein l e v e l s , w h i l e d e c r e a s i n g t n f α l e v e l s . therefore the aim of the present study was to determine whether mmn supplementation in naturally immunized older persons increased serum zinc and protein levels, and decreased tnf-α levels. methods research design this study was an experimental study d e s i g n e d a s a r a n d o m i z e d d o u b l e b l i n d c o n t r o l l e d t r i a l , c o n d u c t e d i n m a m p a n g prapatan subdistrict, south jakarta, from 1 july 2006 up to 28 february 2007. 104 subjects the target population comprised older p e r s o n s r e s i d e n t i n m a m p a n g p r a p a t a n subdistrict, south jakarta. inclusion criteria were: male and female older persons aged 60 years and older, in good health, capable of communication, capable of walking without support, and willing to participate in the present study. exclusion criteria were individuals with severe or terminal disease, and patients with diabetes mellitus. the sample size was expected to detect a 15% difference in plasma tnf-α concentration, with a 2-sided p value of 0.05, and an approximate power of 80%. the sample size was computed statistically and was determined to comprise 80 subjects. sample selection was by multistage cluster and simple random sampling. randomization the subjects were randomly assigned into the mmn supplemented or the control group, using envelopes, each of which contained 2 smaller envelopes (1 assigning a subject to mmn treatment and 1 assigning a subject to p l a c e b o ) . t h e m m n g r o u p r e c e i v e d a supplement containing 40 mg elemental zinc (as zinc gluconate), 120 mg ascorbic acid, 6 mg βcarotene, 15 mg α-tocopherol (d-α-tocopheryl acid succinate) and 400 ì g folic acid. the control group received a preparation containing 400 mg calcium carbonate. random allocation was performed by means of a block-of-6 design, for which the sequence of random numbers was generated using microsoft excel. intervention supplementation was performed once daily up to 6 months and administered by field workers at home visits. participants in the t r e a t m e n t g r o u p r e c e i v e d s u p p l e m e n t s containing mmn, as explained above, and the control group received supplements containing calcium. both types of supplement were identical in form, color, and taste/flavor, so as to be superficially indistinguishable. subjects were considered to have dropped out of the study after failing to take 10% of supplements or by missing two weeks of supplementation. both mmn and control capsules were supplied by pt ikapharmindo laboratories (jakarta). data collection t h e c h a r a c t e r i s t i c s o f a g e , g e n d e r, educational status, marital status, and health status were collected by interviews using questionnaires that had been tested in a p r e l i m i n a r y t r i a l . c o l l e c t i o n o f s u b j e c t characteristics was done by field workers at b a s e l i n e ( s t a r t o f s t u d y ) a n d a f t e r supplementation for 6 months. measurements body mass index (bmi) was calculated by dividing body weight (kg) by height (m) squared. body weight was determined using sage scales accurate to 0.1 kg, while height was measured by means of microtoise accurate to 0.1 cm. for asian populations, bmi is classified into the following categories: underweight (<18.5 kg/m2), normal (18.5–22.9 kg/m2), overweight (23.0–27.5 kg/m2), and obese (> 27.6 kg/m2).(12) biochemical measurements from each subject 10 ml of venous blood was collected after an overnight fast of 10 hours, for laboratory determination of total protein, albumin and globulin, hemoglobin, zinc and tnf-α. determinations were performed twice, i . e . b e f o r e a n d a f t e r 6 m o n t h s o f supplementation. measurement of tnf-α concentration (pg/ml) was performed by means of an elisa kit (invitrogen). assessment of total protein (g/dl), albumin (g/dl) and globulin (g/dl) was also done using elisa. plasma zn levels were determined by flame atomic a b s o r p t i o n s p e c t r o m e t r y u s i n g s t a n d a r d methodology. a cut-off of 10.7µmol/l zinc was taken as an index of zinc deficiency.(13) herwana, yenny multimicronutrient in older persons 105 univ med vol.30 no.2 ethical clearance older persons willing to participate in the study were informed of the aims and protocol of the study. each of the subjects was informed that their participation in this study was voluntary and that they had the right to withdraw at will from the study at any time without giving any reasons. after the subjects understood the i n f o r m a t i o n g i v e n a n d w e r e w i l l i n g t o participate, they were asked to sign an informed consent form approved by the commission on research ethics of the medical faculty, trisakti university. statistical analysis demographic differences between mmn and control groups were examined by t-test (age) and chi-square test (gender, educational level, and marital status). for other variables, t-tests were used to compare group differences when variables were normally distributed. analyses were performed with spss for windows, version 15.0 (spss inc, chicago, il). the manufacturer of the supplements was not involved in the study design and data analysis. the authors had full and unrestricted rights to analyze, interpret, and publish the results. results from 1 july 2006 to 28 february 2008, a total of 100 older persons underwent screening. as shown in figure 1, 90 older persons as study subjects were randomly assigned to two treatment groups: 45 were assigned to the mmn group and 45 were assigned to the control group. after 6 months of intervention, 12 older persons dropped out of the study (3 in the mmn group and 9 in the control group). the most common reason for withdrawal was gastrointestinal upset (2 subjects in the mmn group and 6 subjects in the control group). a total of 42 subjects in the mmn group and 36 subjects in the control group participated in the study up to completion and all were included in the data analysis. figure 1. flowchart of the study design and subject participation throughout the study (mmn = multi-micronutrient) 6 months of follow‐up excluded ( n=10) not meeting inclusion criteria (n= 6) refused to participate (n= 4) enrollment (n= 90) allocation mmn group (n=45) control (n=45) assessed for eligibility (n=100) 6 months of follow‐up lost to follow‐up (n=3) ‐ discontinued intervention (n=2) ‐ moved (n=1) lost to follow‐up (n=9) ‐ discontinued intervention (n=6) ‐ moved (=3) analyzed (n=42) analyzed (n=36) 106 baseline characteristics of the study subjects are listed in table 1. age, gender, level of education, marriage status were similar at baseline among the treatment groups (p>0.05). baseline mean bmi was not significantly different in both study groups (p=0.874). compliance with the study protocol was confirmed by pill counts and about 95% of the subjects in the two groups had good compliance. serum total protein, albumin, globulin and tnf-α levels at baseline are presented in table 2. obtained values of total protein, albumin, globulin and tnf-α levels were not significantly different in both groups (p>0.05). the proportion of subjects with zinc deficiency was significantly higher in the mmn group (50%) in comparison with the control group (13.9%) (p=0.01). baseline zinc levels in the mmn group (11.24 ± 2.01 µmol/l) were lower than those in the control group (12.19 ± 1.59) (p=0.024). the number of mmn subjects with zinc deficiency was significantly higher than the control subjects (p=0.01). after administration of 6 months of mmn supplementation, values for total protein, albumin, globulin, and tnf-α levels were not variable supplement (n=4 6) control (n=36) p total protein (g/dl)§ 7.15 ± 1.07 7.11 ± 1.17 0.367† albu min (g/dl) § 3.97 ± 0.61 3.89 ± 0.60 0.952† globulin(g/d l) § 3.18 ± 0.63 3.24 ± 0.67 0.846† tnf-α (pg/ml) § 2.32 ± 2.11 1.89 ± 2.25 0.670 zinc (µmol/l) § 11.24 ± 2.0 12.19 ± 1.59 0.024†* zinc deficien cy (<10.7 µmol/l) 50.0% 13.9% 0.011‡* table 2. zinc, protein and tnf-á levels at baseline, by treatment groups † p values by independent t-test ; ‡ p value by chi-square test; * significance; § mean ± sd table 1. baseline descriptive statistics of the subjects by treatment groups ‡p values by chi-square test; †p value by independent t-test; §mean ± sd herwana, yenny multimicronutrient in older persons 107 univ med vol.30 no.2 significantly different between mmn and control groups (p>0.05) (table 3). in the group receiving mmn supplementation for 6 months the proportion of subjects with zinc deficiency was reduced to 33.3%, while that in the control group remained at baseline level. discussion o u r s t u d y s h o w e d t h a t m m n supplementation administered to older persons for six months resulted in a nonsignificant effect on plasma total protein, albumin, globulin, and tnf-α. differing results were found in the study by prasad et al. on oral supplementation of zinc gluconate (45 mg elemental zn/d) for 12 months to 49 subjects in the age range of 55-87 years. their study found that the ex vivo generation of tnf-α decreased significantly in the zinc s u p p l e m e n t e d s u b j e c t s a n d i n c r e a s e d significantly in the placebo group. it was also observed that tnf-α in the placebo group increased with time, suggesting that this increase may be an effect of increasing age.(8) these differences in outcomes presumably occurred because our study subjects were not vaccinated against influenza and pneumonia, unlike the subjects in prasad’s study,(8) in whom vaccination against influenza and pneumonia stimulated their immune system. a few years previously, prasad et al.(9) were the first to demonstrate that zinc supplementation to healthy volunteers significantly decreased oxidative stress. in their study, oxidative stress was assessed by lipid peroxidation and dna oxidation, and also by determining nf-κb activation induced by tnf-α in cultures of mononuclear cells isolated from the subjects. a more recent study in turkey evaluated the effect of zinc supplementation in children with heart disease at a dose of 30 mg elemental zinc given for 28 days after administration of influenza vaccine. among 49 recruited subjects, a total of 44 children completed the study. the results o f t h i s tu r k i s h s t u d y s h o w e d t h a t z i n c supplementation significantly decreased serum tnfα l e v e l s , c o m p a r e d w i t h t h e n o n supplemented group.(10) on the other hand, our finding that mmn supplementation did not affect plasma protein and tnf-α levels was similar to the results of a study by albers et al.(14) using a murine sensitization model. the investigators studied the effects of micronutrient supplementation on markers of adaptive and innate responses, including serum tnf-α, after sensitization and subsequent challenge of the experimental animals with di-nitro-chlorobenzene (dncb). the diets of the experimental animals were supplemented with a single antioxidant, comprising either one of the vitamins a, c, and e, or either one of the minerals zinc and s e l e n i u m . t h e r e w e r e n o s i g n i f i c a n t differences in tnf-α levels between all antioxidant groups and the control group. the tnf-α level for the zinc group was 164 ± 15 pg/ml, compared to 175 ± 13 pg/ml for the control group. table 3. zinc, protein and tnf-á levels after 6 months of supplementation, by treatment groups † p value by independent t-test; ‡ p value by chi-square test; * significance; § mean ± sd 108 the inability of mmn supplementation to improve the immune functions of our study subjects may have been due to the large number of zinc-deficient subjects. at baseline, 50% of the subjects in the mmn group had zinc d e f i c i e n c y, b u t a f t e r 6 m o n t h s o f m m n s u p p l e m e n t a t i o n t h e p r o p o r t i o n o f z i n c deficient subjects, although reduced, still amounted to 33.3%, in comparison with the control group, where it remained at its baseline level of 13.9%. many animal studies have shown that zinc deficiency decreases resistance to a wide range of pathogenic microorganisms, p r o b a b l y d u e t o i m p a i r m e n t o f i m m u n e r e s p o n s e s . ( 1 5 ) t h e z i n c d e f i c i e n c y i n o u r subjects was presumably due to changes in dietary preferences, income, and total energy intake, leading to decreased zinc intake, below the recommended dietary allowance (rda) of 12–15 mg/d in many older adults.(16) nutrition is an important determinant of the health of older persons, which is closely associated with increased morbidity of chronic a n d a c u t e d i s e a s e s in t h e s e p e r s o n s . malnutrition in older persons frequently r e m a i n s u n d e t e c t e d ; f o r d e t e c t i o n o f m a l n u t r i t i o n , s e v e r a l o f t h e f o l l o w i n g parameters need to be evaluated: loss of w e i g h t , a b n o r m a l b o d y m a s s i n d e x , m i c r o n u t r i e n t d e f i c i e n c i e s , a n d r e d u c e d nutrient intakes.(17) the types of undernutrition frequently found in older persons are protein and energy deficiencies. epidemiological data indicate that 5-10% of older persons have m a l n u t r i t i o n , a n d t h e p r e v a l e n c e o f m a l n u t r i t i o n i n c r e a s e s u p t o 2 6 % i n hospitalized patients with acute infections.(18) the changes in bioavailability also play a role in micronutrient deficiencies of older persons. around 24-40% of older persons suffer from a t r o p h i c g a s t r i t i s , l e a d i n g t o i m p a i r e d a b s o r p t i o n o f m i c r o n u t r i e n t s i n o l d e r persons.(19) micronutrients are required as cofactors and for modulating enzyme activity in metabolism.(20) micronutrient deficiency may affect metabolic pathways mediated by various enzymes and for enzyme synthesis adequate levels of protein are required. i n o u r s t u d y, 6 m o n t h s o f m m n supplementation had no effect on total protein, albumin, and globulin levels in the blood. this is likely due to the fact that baseline data did not reveal deficiency of total protein. the aging process results in a reduced immune response in older persons. however, there are other factors apart from the aging process itself that may influence the immune response in older persons. such factors as environmental factors, exposure to antigens, metabolic processes, and infections, may induce activation of immune c e l l s a n d r e l e a s e o f p r o i n f l a m m a t o r y cytokines.(15) the immune response is also affected by micronutrient deficiencies, which are frequently encountered in older persons. data on a population of home-dwelling older persons of age 75+ years indicate that around one-third to one-half of older persons have m i c r o n u t r i e n t d e f i c i e n c i e s . t h e s t u d y conducted by fabian et al.(21) reported low mean energy and micronutrient intakes in older persons, as compared with young adults. there w a s a l o w p r o p o r t i o n o f p r o t e i n i n t a k e compared with that of carbohydrates, while fat intake tended to be high. in addition, mean intakes of micronutrients, such as calcium, folic acid, vitamins a, b, c and d, and the minerals magnesium, iron, zinc, copper, and manganese, were also low.(22) it would be interesting to determine the potential of mmn s u p p l e m e n t a t i o n f o r i m p r o v i n g i m m u n e functions and reducing the incidence of i n f e c t i o n s i n o l d e r p e r s o n s . i n t h e u s , s u p p l e m e n t s a r e u s e d b y a b o u t 4 0 % o f individuals, including older persons. however, a l t h o u g h t h e p r e v a l e n c e o f s u p p l e m e n t consumption in older persons in the us is a p p a r e n t l y s u b s t a n t i a l , m i c r o n u t r i e n t deficiencies are still frequently found in older persons. the factors influencing nutritional disorders in older persons comprise economic, social, mental, environmental, physiological, and health-related factors.(23) herwana, yenny multimicronutrient in older persons 109 univ med vol.30 no.2 the present study did not succeed in demonstrating the expected reduction of tnfα l e v e l s a s a n o u t c o m e o f m m n s u p p l e m e n t a t i o n . t h e s e r e s u l t s m a y b e explained by the fact that tnf-α levels are influenced by many other factors in addition to micronutrients. other influencing factors of equal importance are socio-economic factors and p l a s m a z i n c l e v e l s . t h i s s t u d y w a s conducted on older persons with poor socioeconomic status, zinc deficiency, and low educational status, potentially decreasing the e x p e c t e d o u t c o m e s . f u r t h e r m o r e , o l d e r p e r s o n s w i t h o r w i t h o u t m i c r o n u t r i e n t deficiencies have reduced immune responses as a result of the aging process itself.(25,26) one of the limitations of our study was that it did not determine dietary intakes of the subjects, thus was unable to determine their nutritional status. mmn supplementation an sich was found to be inadequate for increasing immune function, and plasma protein and zinc levels. another limitation of this study was the duration of supplementation of less than 12 months, unlike that used by prasad et al.(8) conclusions mmn supplementation of zinc, ascorbic acid, β-carotene, α-tocopherol and folic acid for 6 months did not improve protein and tnf-α l e v e l s , b u t w a s c a p a b l e o f r e d u c i n g t h e proportion of older persons with baseline zinc deficiency. improvement of immune parameters in individuals with a generally good immune and protein status but poor in zinc levels may b e d i ff i c u l t t o o b t a i n w i t h n u t r i t i o n a l intervention. acknowledgement we express our gratitude to the medical faculty, trisakti university, for the funding of this study, and thank the respondents who were willing to participate in this study. references 1. mobbs c. the merck manual of geriatrics, section 2, chapter 2, biology of aging. available at: http://www.merck.com/pubs/mm_geriatrics/ sec2/ch 2.html. accessed july 23, 2007. 2. badan pengembangan pembangunan nasional, badan pusat statistik, united nations population fund. proyeksi penduduk indonesia 2000-2025. jakarta: pengembangan pembangunan nasional, badan pusat statistik, united nations population fund;2005. 3. hoffman c, rice d, sung hy. persons with chronic conditions: their prevalence and costs. jama 1996;276:1473-9. 4. yenny, herwana e. the prevalence of chronic disease and quality of life in elderly people. univ med 2006;25:164-71. 5. field cj, johnson ir, schley pd. nutrients and their role in host resistance to infection. j leukoc biol 2002;71:16-32. 6. berkow rl, wang d, larrick jw, dodson rw, howard th. enhancement of neutrophil superoxide production by preincubation with recombinant human tumor necrosis factor. j immunol 1987;139:3789-91. 7. maggini s, wintergerst es, beveridge s, hornig dh. selected vitamins and trace elements support immune function by strengthening epithelial barriers and cellular and humoral immune responses. br j nutr 2007;98 suppl 1:s29-35. 8. prasad as, beck fwj, bao b, fitzgerald jt, snell dc, steinberg jd, et al. zinc supplementation decreases incidence of infection in the elderly: effect of zinc on generation of cytokines and oxidative stress. am j clin nutr 2007;85:83744. 9. prasad as, bao b, beck fwj, kucuk o, sarkar fh. antioxidant effect of zinc in humans. free radic biol med 2004;37:1182–90. 10. yalcin ss, engur-karasimav d, alehan d, yurdakok k, ozkutlu s, coskun t. zinc supplementation and tnf-α levels in vaccinated cardiac patients. j trace elem med biol 2011; doi:10.1016/j.jtemb.2011.03.002. 11. lesourd b. nutritional factors and immunological ageing. proc nutr soc 2006;65:319-25. 12. world health organization. appropriate body mass index for asian populations and its implications for policy and intervention strategies. lancet 2004;363:157-63. 13. maret w, sandstead hh. zinc requirements and the risks and benefits of zinc supplementation. j trace elem med biol 2006;20:3–18. 110 14. albers r, antoine jm, bourdet-sicard r, calder pc, gleeson m, lesourd b, et al. markers to measure immunomodulation in human nutrition intervention studies. br j nutr 2005;94:452–81. 15. prasad as. effects of zinc deficiency on immune functions. j trace elem exp med 2000;13:1-20. 16. meydani sn, barnett jb, dallal gf, fine bc, jacques pf, leka ls, et al. serum zinc and pneumonia in nursing home elderly. am j clin nutr 2007;86:1167–73. 17. wells jl, dumbrel ac. nutrition and aging: assessment and treatment of compromised nutritional status in frail elderly patients. clin interv aging 2006;1:67-79. 18. mucci e, jackson shd. nutritional supplementation in community-dwelling elderly people. ann nutr metab 2008;52 suppl 1:s337. 19. russell rm. factors in aging that effect the bioavailability of nutrients. j nutr 2001;131suppl 4:s1359-61. 20. shenkin a. micronutrients in health and disease. postgrad med j 2006;82:559-67. 21. fabian e, elmadfa i. nutritional situation of elderly in the european union: data of the european nutrition and health report. ann nutr metab 2008;52 suppl 1:s57-61. 22. tucker kl, buranapin s. nutrition and aging in developing countries. j nutr 2001;131: s241723. 23. haase h, rink l. the immune system and the impact of zinc during aging. immunity ageing 2009;6:9-26. 24. tam m, gomez s, gonzalez-gross m, marcos a. possible roles of magnesium on the immune system. eur j clin nutr 2003;57:1193-7. 25. hamer dh, semportegui f, estrella b, tucker kl. micronutrient deficiencies are associated with impaired immune response and higher burden of respiratory infections in elderly equadorians. j nutr 2009;139:113-20. 26. marti l, cervera c, filella x, marin jl, almela m, moreno a. cytokine release patterns in elderly patients with systemic inflammatory response syndrome. gerontol 2007;53:239-44. herwana, yenny multimicronutrient in older persons alvina 8 abstract stenosis of the spinal canal can be caused by trauma, degenerative processes, and tumors, causing a neurological deficit. if the neurological deficit could be detected or diagnosed earlier, the late complications such as quadriparesis could be prevented. the torg ratio can be used to find evidence of cervical canal stenosis on lateral plain film, as it has the advantage of not being affected by magnification. the purpose of this study was to determine the torg ratio for normal subjects using lateral plain films of cervical vertebrae. this cross-sectional study was done at the department of radiology fkui/rsupn-cm jakarta, starting from september 16 – 20, 2008. the study included 98 subjects, aged 20 – 40 years, were the mean age of the subjects was 27.4 years (sd ± 5.4). all participants were subjected to measurement of the torg ratio by cervical lateral plain film. the mean torg ratio of normal subjects was 0.99 for males and 1.06 for females. the mean torg ratio of several ethnicities were 1.04 for javanese, 1.02 for sundanese, 1.01 for betawi, and 0.99 for other ethnicities. the mean torg ratio of our subjects is different from that of other people, such as pakistanis, singaporeans, and koreans. the mean torg ratios of ethnicities are not significantly different from one another. therefore, the torg ratio can be relied upon to predict narrowing of the cervical spinal canal in the sagittal plane. keywords: measurement, cervical lateral plain film, torg ratio *department of histology medical faculty trisakti university **department of radiology hosana medical hospital correspondence adr. david tjahjadi, msc. department of histology, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2701 email: davesaboch@yahoo.com univ med 2010;29:8-13 torg ratios based on cervical lateral plain films in normal subjects david tjahjadi*a and mz onibala** january-april, 2010january-april, 2010january-april, 2010january-april, 2010january-april, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction the bodies of the cervical vertebrae are smaller in size compared with those of other vertebrae and function to protect the spinal cord, support the head, and allow movement o f t h e h e a d ( i n f l e x i o n , e x t e n s i o n , a n d rotation). the cervical vertebrae consist of 7 bones, two of which, i.e. cervical vertebrae 1 (c1) and 2 (c2), are different in form compared to the other five. the cervical canal, which is situated posteriorly to the vertebral body, has an almost cylindrical shape, and within it are the spinal cord running along c1-7, and the brachial plexus, which passes outwards at c56. stenosis, or narrowing, of the spinal canal has been previously associated with neurologic injury. the spinal canal-to-vertebral body ratio, 9 or torg ratio, is one method used to determine the presence of spinal stenosis.(1-3) cervical canal stenosis may cause a neurological deficit, with neck stiffness as the earliest symptom. if the deficit increases in severity, or treatment is delayed, there will be neck pain radiating to the shoulder and down the arm, corresponding to the distribution of the affected nerve root.(4) because of the possibility of a serious negative impact due to delayed treatment, this condition has to be detected as early as possible. if the potential for a neurological deficit can be detected in its early stages, risk management for quadriplegia may be avoided. torg et al.(5) have introduced a ratio called the torg ratio (spinal canal-vertebral body ratio), that is not affected by magnification, and is measured on lateral plain films of cervical vertebrae. this measure is a ratio determined by the distance from the center of the posterior aspect of the vertebral bodies c3c7 to the spinal laminar line (the diameter of the spinal canal) divided by the anteroposterior diameter of the vertebral body anterior to the canal. a ratio of > 1.0 signifies absence of stenosis of the spinal canal, but a ratio of < 0.8 indicates the presence of cervical spinal c a n a l s t e n o s i s . s u k e t a l . ( 6 ) f r o m k o r e a determined the torg ratio of the cervical vertebrae (c3-c7) of 90 normal korean adults (without any abnormality of the cervical vertebrae) and found mean ratios of 1.02 for females and 0.9 for males. a study of torg ratios conducted in pakistan in 100 males and females, yielded an almost identical result as in the korean study, with mean ratios of 1.08 for females and 0.95 for males.(7) both studies used a sample of dried human bone specimens f o r d i r e c t m e a s u r e m e n t o f s p i n a l c a n a l diameter and anteroposterior diameter of the vertebral body. lim et al.(8) state that the sagittal diameter of the cervical spinal canal and the size of v e r t e b r a l b o d y a r e d i ff e r e n t i n f e m a l e s compared with those in males. this study was conducted with a sample size of 80 males and females of various ethnic groups in singapore, using torg ratios measured on cervical lateral plain films, resulting in a mean ratio of 0.9 in males and 0.99 in females. the anthropometric structure of indonesians differs from that of americans, japanese, pakistanis, europeans, as well as koreans, necessitating determination of the normal torg ratios specifically for indonesians as indicator of the presence of spinal canal stenosis.(6-8) r a d i o l o g y h a s a s u b s t a n t i a l r o l e i n assessment of spinal canal stenosis, starting with plain films, and proceeding to the more sophisticated radiological modalities. the plain film has a strong potential for playing a role in assessment of spinal canal stenosis. a survey in the united states reports that the vertebral plain film has become a routine procedure (96%) in patients with severe blunt trauma and the standard for investigation of acute trauma of the vertebrae. the cross-table lateral plain film has a specificity of up to 97%, whilst its sensitivity is up to 96% in acute fracture due to cervical trauma, when compared with the ct scan.(9,10) the cross-table lateral plain film may be used for indicating spinal canal stenosis in traumatic as well as nontraumatic cases, but direct measurement of the spinal canal (based on the distance from the midpoint/center of the posterior aspect of the vertebral body to the spinal laminar line) is considerably affected by the magnification factor, due to differences in focus-to-film distance. it was reported that a difference in focus-to-film distance between 1 and 1.5 m will change the size of the spinal canal by 0.5 cm, thus in this case the torg ratio is a better measure.(11) the plain film is a standard radiological modality present in all hospitals in indonesia and the cost is relatively low. in trauma patients in whom assessment of the spinal canal is necessary for rapid detection of cervical canal stenosis, the torg ratio is used. in developing countries such as indonesia not all hospitals h a v e r a d i o l o g i c a l m o d a l i t i e s s u c h a s computerized tomography and mri. univ med vol.29 no.1 10 to date there are no definite torg ratios for indonesians for determining the presence o f s p i n a l c a n a l s t e n o s i s r e s u l t i n g i n neurological deficits. based on this fact, the investigators conducted the present study with the objective of ascertaining the torg ratio in normal subjects, by studying the cervical lateral plain film. methods research design t h e r e s e a r c h w a s d e s i g n e d a s a n observational cross-sectional study. subjects volunteer subjects were recruited from t h e d e p a r t m e n t o f r a d i o l o g y, c i p t o m a n g u n k u s u m o h o s p i t a l , j a k a r t a f r o m september 16 – 20, 2008. the inclusion criteria were: (i) individuals with inactive epiphyseal growth centers and without neurological manifestations, such as neck pain or paresthesia associated with movement of the neck; loss of sensibility corresponding to a dermatome; muscular weakness and atrophy; (ii) and on cervical lateral plain film: normal position of the cervical vertebrae, without evidence of listhesis; no evidence of osteophytes on the vertebral bodies (or only minimal osteophytic growth); no evidence of lytic or blastic lesions or fractures; no evidence of intervertebral disc compression; and intact pedicles. subjects who reported a history of cervical spine injury were excluded from the study. data collection d a t a c o l l e c t i o n i n t h i s s t u d y w a s performed at the department of radiology, cipto mangunkusumo hospital, jakarta. the vertebrae assessed consisted of the cervical vertebrae 3 to 7 (c3-c7). c1 and c2 were not included because of their different shape compared with the other cervical vertebrae, and also because cases of cervical stenosis are more common between c4 – c6.(7,8) the measurements of the cervical spinal canals and vertebral bodies were taken as described above and the torg ratio for each cervical vertebra was calculated by dividing t h e d i a m e t e r o f t h e s p i n a l c a n a l b y t h e anteroposterior diameter of the corresponding vertebral body.(6) for consistency of results, the measurements were performed by a single i n v e s t i g a t o r w i t h t h e s a m e m e a s u r i n g instrument. statistical analysis independent student’s t-test and analysis of variance (anova) were conducted to determine if significant differences existed among the selected variables. the statistical package for the social sciences (version 15.0, spss inc, chicago, il) was used for all statistical analyses. all statistical analyses were conducted in the null form, and the alpha level of 0.05 was determined a priori as statistically significant. results a total of 98 volunteers were willing to participate in this study and among these subjects there were more males than females, namely 58 males (59.2%) and 40 females (40.8%). the youngest subject was 20 years old and the oldest 39 years, while the mean age of the subjects was 27.4 ± 5.4 years. the torg ratio the results of the measurement of the midsagittal diameter of the spinal canal and the anteroposterior diameter of the cervical vertebral bodies c3 to c7 in males and females, and the calculated torg ratio may be seen in table 1. in males the mean torg ratio was 0.99 and in females 1.06. to find a difference in torg ratios between males and females, the investigators performed the t-test, and found that the mean torg ratio was not significantly different between males and females (p = 0.577). tjahjadi, onibala torg rations in normal subjects 11 gender canal body torg ratio p male (n=58) 1.88 1.89 0.99 0.577 female (n=40) 0.99 1.82 1.06 table 1. mean values of cervical variables according to gender c a l c u l a t i o n o f m e a n to r g r a t i o s associated with occupation was also performed for cervical vertebrae c3 to c7, the results of which can be seen in table 2. in physicians and students the mean torg ratio was 1.05, in workers and employees 1.04, in drivers / security / cleaning service personnel 1.01, and in housewifes 1.04. differences in torg ratios between occupations were tested by anova. from the anova results it was found that the m e a n torg r a t i o s w e r e n o t s i g n i f i c a n t l y different between occupations (p = 0.662). the difference of mean torg ratio by ethnicity may be seen in table 3. in javanese the mean torg rato was 1.04, in sundanese 1.02, in betawi 1.01, and in other ethnicities 0.99. to find a difference in mean torg ratios b e t w e e n e t h n i c g r o u p s , t h e i n v e s t i g a t o r performed anova and found that the mean torg ratio was not significantly different between ethnic groups (p=0.421). the differences of mean torg ratio by age group may be seen in table 4, where in the age group below 25 years the mean torg ratio was 1.03, in the age group 25-30 years 1.05, in the age group 31-34 years 1.03, and in the age group over 35 years 0.96. anova testing yielded a significant difference in torg ratios between age groups (p<0.05). the mean torg ratio was greatest in the age group over 35 years. occupation canal body torg ratio p physicians+ 1.89 1.80 1.05 0.662 employees+ 1.84 1.79 1.04 drivers+ 1.88 1.87 1.01 housewifes 1.77 1.73 1.04 table 2. mean values of all cervical variables according to occupation ethnicity canal body torg ratio p javanese 1.88 1.80 1.04 0.421 sundanese 1.81 1.77 1.02 betawi 1.87 1.86 1.01 other ethnicities 1.85 1.86 0.99 table 3. mean values of all cervical variables according to ethnicity age group canal body torg ratio p < 25 1.86 1.82 1.03 0.038 25 – 30 1.89 1.81 1.05 31 – 34 1.90 1.80 1.07 35+ 1.74 1.84 0.96 table 4. mean values of all cervical variables according to age group univ med vol.29 no.1 12 discussion cervical canal stenosis is a disorder that may cause neurological deficits, commonly r e s u l t i n g f r o m c e r v i c a l t r a u m a i n hyperextension or hyperflexion as well as in axial loading. the signs and symptoms of neurological deficits may be in the form of sensory or motor impairment, which if not detected promptly will cause more severe neurological deficits.(10-12) a number of investigators have conducted various studies to detect the presence of cervical stenosis by simple measurement of the cervical canal diameter using cervical lateral plain film.(7) however, the existence of these various reports giving different cervical canal diameters resulted in several different normal ranges. (7,9) in contrast, the spinal canal to vertebral body ratio introduced by torg et al.(5) is not affected by magnification, and is measured on lateral plain films of cervical vertebrae. a ratio of > 1.0 signifies absence of stenosis of the spinal canal, but a ratio of < 0.8 indicates the presence of cervical spinal canal stenosis. a study on 14 male subjects aged 24.4 ± 2.5 years found a torg ratio of less than 0.80 in at least one vertebral level in 93% of subjects. these differences can be attributed to the fact that the latter study used mri in determining measurements.(1) the torg ratio for diagnosis of stenosis of the cervical canal has been used by many researchers(12,13) with the objective of providing reference values for use by clinicians in diagnosis of cervical canal stenosis. t h e v a r i o u s m e t h o d s u s e d b y t h e s e investigators for assessing the torg ratio were lateral plain film,(4) ct scan and mri in living subjects as well as cadavers,(7,14) and direct measurement on dried bony specimens.(7) to date no studies had been conducted on the torg ratio in indonesia. in our study we measured the torg ratio in normal subjects with a total of 98 individuals, consisting of 58 males and 40 females, using cervical lateral plain film. in our study the mean torg ratios for m a l e s a n d f e m a l e s w e r e 0 . 9 9 a n d 1 . 0 6 , respectively. the results indicate the existence of differing values, the torg ratio in indonesian males being larger than that of pakistani males (0.95), whereas indonesian females have a l o w e r to rg r a t i o c o m p a r e d w i t h t h a t i n pakistani females (1.08).(8) the mean torg ratio of indonesians is also larger compared with that of korean males (0.93) and females (1.02)(4) and that of singaporean males and females (0.90 and 0.99 respectively).(8) because our subjects, particularly those living in jakarta, come from various ethnic groups, we also did a comparison of the mean torg ratio on the basis of ethnicity. the mean torg ratios of various ethnicities are listed in table 3. after performing anova to find a difference in mean torg ratio between ethnic g r o u p s , i t w a s f o u n d t h a t t h e r e w a s n o significant difference between these groups. t h i s i n d i c a t e s t h a t t h e e t h n i c g r o u p s p a r t i c i p a t i n g i n t h i s s t u d y r e p r e s e n t a homogeneous population. using anova, the mean torg ratios based on age group showed a significant difference. the variable apparently causing the difference was the mean diameter of the cervical canal in the age group of 35 years, which turned out to be narrower in comparison with the other age groups. this may be due to the smaller size of the sample in the 35 year age group and its poor homogeneity. in this study the investigators did not use the tukey nor shaeffer tests for finding the cause of the difference, because of the purely descriptive nature of this study. one limitation of our study is that it included a small number of normal subjects. we a n a l y z e d 9 8 n o r m a l s u b j e c t s , s o w e acknowledge that it is difficult to generalize the results to the entire indonesian population. another limitation of this study is its clinical r e l e v a n c e b e c a u s e r a d i o g r a p h s a r e l e s s sensitive as a screening mechanism than mri. tjahjadi, onibala torg rations in normal subjects 13 conclusions in normal subjects there was no difference in torg ratio between genders. however, the torg ratio was significantly different between younger and older age groups, where subjects in older age groups had a lower torg ratio. therefore, the torg ratio can be relied upon to predict narrowing of the cervical spinal canal in the sagittal plane. references 1. tierney rt, maldjian c, mattacola cg, starub ss, sitler mr. cervical spine stenosis measures in normal subjects. j athl train 2002;37:190-3. 2. ilyas m. dislokasi interfasetal bilateral. [bilateral interfacetal dislocation]. j med nus 2005;24: 127-34. 3. baehr m, frotscher m. topical diagnosis in neurology 4th ed. thieme: stuttgart; 2005. 4. pavlov h, torg js, robie b, jahre c. cervical spinal stenosis: determination with vertebral body ratio method. radiology 1987;164:771–5. cited by tierney rt, maldjian c, mattacola cg, straub sj, sitler mr. cervical spine stenosis measures in normal subjects. j athl train 2002;37:190–3. 5. torg js, corcoran ta, thibault le, pavlov h, sennett bj, naranja rt jr, et al. ccervical cord neurapraxia: classification, pathomechanics, morbidity, and management guidelines. j neurosurg 1997;87:843-50. 6. suk ks, kim kt, lee jh, lee sh, kim j, kim jy. reevaluation of the pavlov ratio in patients with cervical myelopathy. clin orthopaed surg 2009;1:6-10. 7. maqbool a, athar z, hussain l. midsagittal diameter of cervical spine and torg’s ratio of the cervical spine in pakistanis. pak j med sci 2003; 19:203-10. 8. lim jk, wong hk. variation of the cervical spinal torg ratio with gender and ethnicity. spine 2004;4:396–401. 9. nadalo la. spinal stenosis. available at: http:// www.emedecine.com. accessed september 2, 2009. 10. bailes ge, petschauer m, guskiewicz km, marano g. management of cervical spine injutries in athletes. j athl train 2007;42:126-34. 11. rao rd, currier bl, albert tj, bono cm, marawar sv, poelstra ka, et al. degenerative cervical spondylosis: clinical syndromes, pathogenesis, and management. j bone joint surg am 2007;89:1360-78. 12. prasad ss, o’malley m, caplan m, shackleford im, pydisetty rk. mri measurements of the cervical spine and their correlation to pavlov’s atio. spine 2003;28:1263-8. 13. kelly jd, aliquo d, sitler mr, odgers c, moyer ra. association of burners with cervical canal and foraminal stenosis. am j sports med 2000; 28:214-7. 14. koyanagi i, iwasaki y, hida k, akino m, imamura h, abe h. acute cervical cord injury without fracture or dislocation of the spinal column. j neurosurg 2000;93:15-20. univ med vol.29 no.1 harsono 18 seizure threshold, hormones and anti-epileptic drugs department of neurology medical faculty, gadjah mada university / dr. sardjito hospital yogyakarta correspondence prof. dr. harsono, sp.s(k) department of neurology medical faculty, gadjah mada university bulak sumur 55281 email : harsono_jombor@yahoo.com universa medicina 2008; 27: 18-28. january-march, 2008january-march, 2008january-march, 2008january-march, 2008january-march, 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 abstract harsono the concept of seizure threshold holds that everyone has a certain balance between excitatory and inhibitory forces in the brain. a low seizure threshold makes it easier for epilepsy to develop and easier for someone to elicit single seizure. the opposing effects of estrogen (proconvulsant) and progesterone (anticonvulsant) on seizure threshold have been noted in animal and human studies. estrogen has been shown to lower the seizure threshold. in contrast to estrogen, several studies have confirmed the anticonvulsive effects of progesterone and its metabolite. antiepileptic drugs (aeds) are used to prevent or interrupt seizures. limitation of sustained repetitive neuronal firing via blockade of voltage-dependent sodium channels, enhancement of gaba-mediated inhibition, and blockade of glutamatergic excitatory neurotransmission are the mechanisms of anti-epileptic drugs in preventing seizures. aeds that induce hepatic cytochrome (cy) p450 enzymes can increase the metabolism of sex hormones and make hormonal contraception ineffective. in addition, aeds may even increase seizure frequency or severity or change the seizure type. keywords: seizure threshold, hormones, anti-epileptic drugs, proconvulsant, anticonvulsant universa medicina introduction the international league against epilepsy ( i l a e ) a n d t h e i n t e r n a t i o n a l b u r e a u f o r e p i l e p s y ( i b e ) h a v e c o m e t o c o n s e n s u s definitions for the terms epileptic seizure and epilepsy. an epileptic seizure is a transient o c c u r r e n c e o f s i g n s / o r s y m p t o m s d u e t o abnormal excessive or synchronous neuronal activity in the brain. epilepsy is a disorder of t h e b r a i n c h a r a c t e r i z e d b y a n e n d u r i n g predisposition to generate epileptic seizures and by the neurobiologic, cognitive, psychological, and social consequences of this condition.(1) physiologically, epilepsy is defined as a disorder in which the balance between cerebral excitability and inhibition is tipped toward uncontrolled excitability. there is now clear evidence that there are distinct differences between the immature and mature brain in the pathophysiology and consequences of seizures. both the enhanced excitability of the immature brain compared with mature brain and the unique pathologic consequences of seizures are related 19 universa medicina vol.27 no.1 to the sequential development and expression of essential signaling pathways. although the immature brain is less vulnerable than the mature brain to seizure-induced cell death, seizures in the developing brain can result in irreversible alterations in neuronal connectivity. developing n o v e l s t r a t e g i e s t o t r e a t a n d a v e r t t h e consequences of seizures in children will require further understanding of the unique mechanisms of seizure initiation and propagation in the immature brain.(2) epilepsy is no more prevalent in women than in men but there are experimental data from animals, and observational studies in humans, which show that seizures can be influenced by “female” hormones.(3) seizures patterns are often related to the reproductive cycles of a woman with epilepsy. seizures are influenced by changes in hormone levels, which occur during t h e m e n s t r u a l c y c l e a n d t h r o u g h o u t t h e reproductive life of women with epilepsy. establishing on early accurate diagnosis and initiating appropriate medical treatment may decrease seizure recurrence, reduce the number of anti-epileptic drug (aed) trial, and minimize the impact of seizures on the patient’s quality of life.(4) the importance of the following description is to disclose the relationship between seizure threshold, hormones and anti-epileptic drugs. clinical practice in epilepsy, especially the principles of treatment, should consider the r e l a t i o n s h i p . t h e u n d e r s t a n d i n g i n s u c h relationship will encourage physicians to be more rational in prescribing anti-epileptic drugs. seizure threshold the concept of seizure threshold holds that e v e r y o n e h a s a c e r t a i n b a l a n c e ( p r o b a b l y genetically determined) between excitatory and inhibitory forces in the brain. the relative proportions of each determine whether a person has a low threshold of seizures (because of the higher excitatory balance) or a high threshold (because of a greater inhibition). regarding this view, a low seizure threshold makes it easier for epilepsy to develop and easier for someone to elicit single seizure. threshold means “the place or point of beginning”, “the outset”, “the lowest point at which a stimulus begins to produce a sensation”, or “the minimal stimulus that produces excitation of any structure, eliciting a motor response”. meanwhile, as originally describe by j. hughlings jackson in 1870, a seizure is an “excessive discharge of nerve tissue on muscle”. jackson went on to say that “this discharge occurs in all degrees, it occurs with all sorts of conditions of ill-health, at all ages, and under innumerable circumstances”.(5) these comments by jackson are as true now as they were 130 years ago. epileptic seizures are one of the most common, and frightening, neurologic conditions that occur in children.(2) normally, an action potential occurs in neuron 1 when the membrane potential is depolarized to its threshold level. discharges in neuron 1 also may influence the activity of its neighbor, neuron 2. for example, a delay of several milliseconds from an action potential in n e u r o n 1 m a y g i v e r i s e t o a n e x c i t a t o r y postsynaptic potential (epsp) in neuron 2. if cell 3, an inhibitory interneuron, also is activated by a discharge from neuron 1, then the activity in neuron 2 will be modified by an inhibitory postsynaptic potential (ipsp) that overlaps in time with the epsp. the recorded event will be summed epsp-ipsp sequence. if the ipsp occurs earlier, perhaps coincident with the epsp, the depolarizing effect of the epsp will be d i m i n i s h e d . i n t h i s w a y, w e c a n e n v i s i o n inhibition as “sculpting” or modifying ongoing excitation. if this concept is extrapolated to thousands of interconnected neurons, each influencing the activity of many neighbors, it is easy to see how an increase in excitation or 20 decrease in inhibition in the system could lead to hyper synchronous epileptic firing in a large area of brain. normally, neurons fire single a c t i o n p o t e n t i a l s a l o n e o r i n r u n s , a n d excitability is kept in check by the presence of powerful inhibitory influences.(6) the term seizure refers to a transient a l t e r a t i o n o f b e h a v i o r d u e t o a b n o r m a l synchronized and repetitive bursts of firing of neurons in the central nervous system. different definitions emphasize different features of an e p i l e p t i c s e i z u r e : n a t u r e o f o n s e t a n d t e r m i n a t i o n , c l i n i c a l m a n i f e s t a t i o n s , a n d enhanced neuronal synchrony. some previous definitions also considered issues of etiology, classification, and diagnosis, although none of these strictly fits within the task of a definition.(1) seizure threshold is changed by thyroid hormones in experimental animal and human. seizures occur in patients with graves disease or with excess administration of thyroxin for h y p o t h y r o i d i s m . t h y r o i d h o r m o n e s h a v e profound effects on several aspects of early brain development and seizure threshold. increased level of myelin and thyroid hormones could increase the excitability of the central nervous system (cns) by lowering the threshold for various types of stimuli.(7) more than 50% of all partial epilepsy originates from foci in temporal lobe structures. the high incidence of temporal lobe foci may occur because of the low seizure threshold found in many temporal lobe structures, especially in the limbic structures of the mesial temporal lobe.(8) hormones general view male and female sexuality and reproductive functions are complex systems with cortical, limbic system, hypothalamic, pituitary, and end organ interactions. sexual steroids are produced in the sexual glands, the adrenals, and the brain. they undergo interconversion in the brain, bind to different brain areas, and have multiple effects behaviorally and neurologically. progesterone, estrogen and testosterone have neuroendocrine effects that alter epileptogenicity. seizure frequency may change throughout the life cycle as a result of hormonal status. changes in the central control, peripheral hormone levels, and or medication effects may all contribute to decreased libido, potency, and fertility. aeds interact with hormone-binding metabolism, resulting in altered human reproductive function. aeds alter contraceptive hormone treatment.(9) hormone such as estradiol, progestin, and androgen that are secreted by the ovaries can have a profound effect on seizure vulnerability. estradiol has long been known to decrease seizure threshold. although a preponderance of clinical and experimental data suggests that estradiol has proconvulsant effects, antiseizure effects of estrogen have also been reported. indeed, the precise impact of estradiol (and other steroid hormones) on seizure sensitivity may relate to both proximate levels and changes in those levels. the effects of progestin and androgens on seizure appear clear, with both g e n e t i c a l l y i n c r e a s i n g s e i z u r e t h r e s h o l d s . nonetheless, some reports suggest that progestin or androgen either lack antiseizure effects or that they can have proconvulsant effects.(10) wo m e n w i t h e p i l e p s y f a c e a d d i t i o n a l c h a l l e n g e s . s o m e a e d s r e d u c e l e v e l s o f physiologic ovarian sex steroid hormones and m a y r e d u c e t h e e ff i c a c y o f c o n t r a c e p t i v e steroids. women with epilepsy have a greater risk for syndromes associated with infertility, such as hypothalamic-pituitary axis disruption, polycystic ovary-like syndrome, and anovulatory cycles.(11) the menstrual cycle is fundamentally a n e u r o l o g i c a l e v e n t . n o r m a l r e p r o d u c t i v e f u n c t i o n r e q u i r e s a n i n t e r a c t i o n b e t w e e n harsono seizure threshold and anti-epileptic 21 universa medicina vol.27 no.1 hypothalamic, pituitary and ovarian hormones. gonadotropin releasing hormone (gnrh) is secreted in a pulsatile fashion by neurons in the a r c u a t e n u c l e u s o f t h e h y p o t h a l a m u s . i t s secretion is modified by catecholamines e.g., d o p a m i n e w h i c h a c t s a s a n i n h i b i t o r a n d norepinephrine which is a stimulator. the gnrh travels to the gonadotropic cells of the anterior pituitary through the portal system where it binds to receptors stimulating the production of f o l l i c l e s t i m u l a t i n g h o r m o n e ( f s h ) , a n d luteinizing hormone (lh). in children secretion of gnrh is extremely low, increasing slowly over the 3-4 years prior to the development of menses.(12) ovarian steroid hormones alter excitability of neurons of the central nervous system. estrogen reduces inhibition at the gamma aminobutyric acid (gaba a ) receptor, enhances e x c i t a t i o n a t t h e g l u t a m a t e r e c e p t o r, a n d increases the number of excitatory neuronal s y n a p s e s . p r o g e s t e r o n e n h a n c e g a b a mediated inhibition, increases gaba synthesis, and increases the number of gaba a receptors. in animal models of epilepsy, estrogen increases and progesterone decreases the likelihood that a seizure will occur.(13) e s t r o g e n a n d p r o g e s t e r o n e a ff e c t t h e c e n t r a l n e r v o u s s y s t e m – p r i m a r i l y, t h e regulation of endocrine functions and sexual behavior. experiments in animals have shown that the ovarian sex steroid hormones also modulate the seizure threshold.(14) the opposing e f f e c t s o f e s t r o g e n ( p r o c o n v u l s a n t ) a n d p r o g e s t e r o n e ( a n t i c o n v u l s a n t ) o n s e i z u r e threshold have been noted in animal and human studies. levels of these hormones fluctuate throughout the menstrual cycle, and in some women with epilepsy, these fluctuations may be related to the occurrence of seizures around the time of menses or an increase in seizures in relation to the menstrual cycle, also known as catamenial epilepsy.(15) across the menstrual cycle, estradiol is elevated in the second half of the follicular phase and increases to a peak at midcycle, while progesterone is primarily elevated during the luteal phase and declines before menstruation b e g i n s . t h e c o n t r a s t i n g e f f e c t s o f t h e s e hormones in activating or depressing central nervous system (cns) function, respectively, may have implications for behavior or perhaps even epilepsy across the cycle.(15,16) estrogen estrogen has been shown to lower the seizure threshold in laboratory animals by altering calcium influx at the cell membrane, reducing chloride influx at the gaba a receptor, and acting as an agonist at glutamate receptors in regions of the hippocampus.(12) there are three biologically active forms of estrogen i.e., (i) 17b-estradiol, dominant in pre-menopausal women, (ii) estriol, the major form of estrogen during pregnancy, and (iii) estrone, which is prevalent after menopause. estradiol has been shown in many studies to have significant proconvulsant effect. it facilitates various forms of induced seizures and has been shown to worsen seizures in women with epilepsy. on a cellular level, estradiol, aside from its normal reproductive effects, enhances neural excitation a n d s u p p r e s s e s i n h i b i t i o n . i t a l s o c r e a t e s changes in the physical properties of some neurons (increase in excitatory dendritic spine d e n s i t y i n t h e h i p p o c a m p u s ) , r e s u l t i n g i n increased potential for seizures. it has been observed that there is a relationship between the ratio of estrogen to progesterone and the level of seizure occurrence. an increase in this ratio during certain periods in the menstrual cycle could create the increase in seizure s u s c e p t i b i l i t y o b s e r v e d i n c a t a m e n i a l epilepsy.(17) epilepsy, especially temporal lobe epilepsy (tle), adversely affects testicular endocrine 22 function. the mechanism by which a brain d i s o r d e r c a u s e s a t e s t i c u l a r d i s o r d e r i s inexplicable. one mechanism by which this may o c c u r i s t h a t s u b t l e d e r a n g e m e n t s i n hypothalamic in pituitary function, caused by nearby epileptic discharges, produces elevation in circulating hormones, such as estrogen or prolactin. estrogen can induce sex-hormonebinding globulin production in the liver, and thus, reduce free fraction of testosterone. on the other hand, carbamazepine may increase the negative effects of epilepsy on serum level of reproductive hormones.(18) progesterone in contrast to estrogen, several studies have c o n f i r m e d t h e a n t i c o n v u l s i v e e f f e c t o f progesterone and its metabolite. progesterone enhances chloride influx at the gaba a receptor and reduces glutamate-mediated excitation, thereby increasing the seizure threshold. it also enhances the synthesis of gaba and of the gaba a receptor subunit. the clinical sequelae of these findings are seen most often during the menstrual cycle.(14) progesterone possesses anticonvulsive properties. the level of this hormone drops near the end of the menstrual cycle, leaving women more vulnerable to catamenial epilepsy. recent studies have shown how progesterone protects women against seizures. progesterone plays two roles in the brain. first, it binds to progesterone receptors in the brain, which help regulate the reproductive functions. second, progesterone gets metabolized to allopregnanolone in the brain called a neurosteroid. allopregnanolone plays a c r u c i a l r o l e i n s e i z u r e p r o t e c t i o n . t h e withdrawal from this neurosteroid, which occurs during the menstrual cycle, could provoke s e i z u r e s . c o n s e q u e n t l y, n e u r o s t e r o i d r e p l a c e m e n t c o u l d b e a n o v e l t h e r a p e u t i c approach for catamenial epilepsy.(17) the oral progestogen-only contraceptive pill should not be used in women taking enzymeinducing aeds because effective levels of progestogen cannot be guaranteed. however, the progestogen depot injection medroxyprogesterone acetate (depo-provera) does not undergo first p a s s m e t a b o l i s m a n d i s a v e r y u s e f u l contraceptive in these circumstances. there has been disagreement about the frequency of administration but most guidance now suggests shortening the usual 12 weeks to 10 weeks in women on enzyme-inducing anti-epileptic medication. long duration implants of the progestogen etonogestrel or levonorgestrel are not thought to be reliable in conjunction with enzymeinducing drugs on the basis of case reports of contraceptive failure. intrauterine devices with progestogen levonorgestrel are effective because their action is primarily via a direct effect on the endometrium.(3) water balance and hormones in 1931 mcquarrie & peeler reported their observations on water balance in epileptic patients.(19) early observations of an association between cerebral edema and convulsions led to a series of experiments in the early 20th century investigating the effects of water ingestion on seizures. excessive water ingestion and the antidiuretic hormone vasopressin provoked seizures in patients with epilepsy, while negative water balance produced by fluid restriction had the opposite effect. these findings suggested that neuronal cell membrane permeability was defective in epilepsy and that water imbalance may underlie catamenial epilepsy. however, the study by ansel & clarke revealed no significant difference in body weight, sodium metabolism, or total body water was found between women with perimenstrual seizures and healthy controls or between epileptic women with and without catamenial tendencies.(20) harsono seizure threshold and anti-epileptic 23 universa medicina vol.27 no.1 hormonal therapy oral contraceptives isolated cases of improved seizure control have been reported in women taking oral c o n t r a c e p t i v e s . i n t h e o n l y d o u b l e b l i n d , p l a c e b o c o n t r o l s t u d y, t h e o r a l s y n t h e t i c progestin norethisterone was ineffective in nine women with perimenstrual seizures.(15) medroxyprogesterone acetate (mpa) mpa has been shown to reduce seizures in small numbers of women with epilepsy. some women experience an increase in seizures during the interval between discontinuation of mpa and resumption of regular ovulatory cycles. this may be related to unopposed estrogen exposure during anovulatory cycles.(15) natural progesterone in contrast to oral synthetic progestin, which has been shown to be ineffective, herzog has found natural progesterone to be effective in women with focal epilepsy and catamenial tendencies. average monthly seizure frequency declined by 54% to 68% during the 3-month treatment periods and by 62% to 74% after 3 years. adverse effects, including transient fatigue and depression, resolved within 48 hours of dose reduction.(15,21) neurosteroids n e u r o s t e r o i d s a r e s t e r o i d s t h a t a r e synthesized locally in the brain and have a strong a n d r a p i d e f f e c t o n n e u r a l e x c i t a b i l i t y. ganaxolone, 3alpha-hydroxy-3beta-methyl5alpha-pregnan-20-one, is a neuroactive steroid, or neurosteroid, that modulates the gaba a receptor complex. it is a synthetic analogue of allopregnanolone, a progesterone metabolite, w h i c h h a s b e e n s h o w n t o p o s s e s s b r o a d spectrum anticonvulsant properties. recently it has been discovered that allopregnanolone is a positive modulator of gaba a receptors. gaba is the primary inhibitory neurotransmitter in the brain. allopregnanolone has specific, distinct binding sites on gaba a receptors that are separate from those for gaba, benzodiazepines, and barbiturates. at normal physiological levels, it is sufficient to activate these receptors. this s u g g e s t s t h a t a n a b r u p t “ w i t h d r a w a l ” o f allopregnanolone at the onset of menstruation could decrease the inhibitory effect and possibly exacerbate seizures.(22-24) thyrotropine-releasing hormone thyrotropine-releasing hormone (trh) has been successfully used for treating children with neurologic disorders including epilepsy. the effectiveness of trh and a trh analog has been reported in west syndrome, lennox-gastaut s y n d r o m e , a n d e a r l y i n f a n t i l e e p i l e p t i c e n c e p h a l o p a t h y t h a t w e r e i n t r a c t a b l e t o a n t i c o n v u l s a n t s a n d a d r e n o c o r t i c o t r o p i c hormone (acth). however, the peptide has not been widely studied as a treatment of intractable epilepsy outside japan. trh is safe for children and effective in some cases of west syndrome a n d l e n n o x g a s t a u t s y n d r o m e . t r h i s considered as a possible new strategy fro treating west syndrome and lennox-gastaut syndrome prior to acth therapy, especially for the patient with an infection, immunosuppression, or severe organic lesions in the brain. the mechanism of anti-epileptic action may differ from those of o t h e r a n t i e p i l e p t i c d r u g s ( a e d s ) . o n e possibility is that trh may act as an antiepileptic through a kynurenine mechanism, considering that kynurenic acid acts as an antagonist on the n-methyl-d-aspartate receptor complex. the adverse affects of trh therapy are transient urinary retention, irritability, sleepiness, worsening of involuntary movements, tremor, tachycardia or bradycardia, appetite loss, nausea, and vomiting. however, the adverse effects are infrequent and minimal.(25) 24 other hormonal agents the anti-estrogen clomiphene citrate, the synthetic androgen danazol, and the synthetic gonadotropin agonists triptorelin and goserelin have been effective in reducing seizure in small series. however, the use of these agents is limited because of the potential for significant adverse effects, and consultation with a reproductive endocrinologist or gynecologist is suggested before their use.(15) anti-epileptic drugs aeds are used to prevent or interrupt seizures. they act via three mechanisms i.e., (i) limitation of sustained repetitive neuronal firing via blockade of voltage-dependent sodium channels, (ii) enhancement of gaba-mediated inhibition, and (iii) blockade of glutamatergic excitatory neurotransmission.(26) several aeds t a r g e t a s p e c t s o f t h e i n h i b i t o r y s y s t e m . phenobarbital and benzodiazepines bind to different sites on the gaba a receptor. these drugs enhance inhibition by allowing increased chloride influx through the gaba receptor; phenobarbital by increasing the duration of chloride channel openings and benzodiazepine increasing the frequency of openings. vigabatrin is an example of a “designer drug” that was created to target a specific pathophysiologic mechanism. vigabatrin inhibits the gaba degradatory enzyme, gaba transaminase, t h e r e b y i n c r e a s i n g t h e a m o u n t o f g a b a a v a i l a b l e t o p a r t a k e i n i n h i b i t o r y neurotransmission.(6) other aeds affect aspects of neuronal excitation. phenytoin, carbamazepine, and lamotrigine block voltage-dependent sodium channels and reduce the ability of neurons to fire repetitively. ethosuximide, used primarily for absence seizures, blocks a unique calcium current that is present only in thalamic neurons, preventing them from firing in an oscillatory fashion and recruiting neocortical neurons into spike-wave patterns. several new aeds are said to alter the function of n-methyl-d-aspartate (nmda) receptors (lamotrgine and felbamate) or non nmda receptors (topiramate).(6) effects of aeds on male sexual hormones and function medications might have a direct effect on gonadal function. for example, spermatogenesis sensitive to a variety of factors (temperature, diet, alcohol, stress) including drugs. aeds such as carbamazepine and phenytoin have been shown to directly inhibit testosterone production by the leydig cells in vitro. these studies demonstrated a differential effect by each of the aeds on the metabolic pathway of sex steroid hormones.(27) herzog et al(28) reported their study on differential effects of aed on sexual function and hormones in men with epilepsy. they compared sexual function and reproductive hormone levels among 85 men with localizationrelated epilepsy who took carbamazepine (25 patients), phenytoin (25 patients), lamotrigine (25 patients), 10 untreated patients for at least 6 months (no aed) and 25 controls. sexual function scores (s-scores), hormone levels (bioactive testosterone, estradiol), hormone ratios (bioactive testosterone/bioactive estradiol), and gonadal efficiency (bioactive testosterone/ luteinizing hormone) were compared among the five groups. the conclusions were that sexual function, bioavailable testosterone levels, and gonadal efficiency in men with epilepsy who took lamotrigine were comparable to control and untreated values and significantly greater than with carbamazepine or phenytoin treatment.(28) c a r b a m a z e p i n e , o x c a r b a z e p i n e , a n d v a l p r o a t e a r e a s s o c i a t e d w i t h s p e r m abnormalities in men with epilepsy. in addition, valproate-treated men with generalized epilepsy who have abnormal sperm may have reduced harsono seizure threshold and anti-epileptic 25 universa medicina vol.27 no.1 testicular volume. however, no specific aed can be solely implicated as causing reproductive abnormalities; the common features of the subjects was that they had epilepsy, and the a e d s p r o d u c e d f u r t h e r v a r i a t i o n s ( o r correction) in parameter. in addition, there is no specific reason readily used to advise individual male patients about the risk of impotence or infertility.(29) herzog et al(28) found total and non-sex hormone-binding globulin (shbg)-bound serum estradiol levels to be significantly higher among phenytoin-treated men with epilepsy than among untreated epileptic men or normal control subjects. a significant linear correlation between serum concentrations of biologically active estradiol and phenytoin, but not albumin or hepatic enzymes, suggests a direct medication effects rather than an indirect cause mediated via drug-induced hepatic dysfunction. estradiol exerts a potent inhibitory influence on luteinizing hormone secretion and plays a major role in negative feedback in men as well as women. suppression of luteinizing hormone secretion results in hypogonadotropic hypogonadism. chronically low free testosterone leads to t e s t i c u l a r f a i l u r e a n d h y p e r g o n a d o t r o p i c hypogonadism. this may explain the frequent o c c u r r e n c e o f b o t h o f t h e s e r e p r o d u c t i v e endocrine disorders in men with epilepsy.(21,30) effects of aeds on female sexual hormones a n t i c o n v u l s a n t s t h a t i n d u c e h e p a t i c cytochrome (cy) p450 enzymes can increase the metabolism of sex hormones and make hormonal contraception ineffective. anticonvulsant drugs i n t h i s c a t e g o r y i n c l u d e c a r b a m a z e p i n e , phenobarbital, phenytoin, and primidone. two of the newer anticonvulsant also may interfere with contraceptive efficacy. oxcarbazepine at doses in excess of 1,200 mg/day and topiramate at doses above 200 mg/day can induce cyp450 enzymes. women receiving these anticonvulsants and oral contraceptives should consider taking higher dosage formulations of oral contraceptives. women receiving a cyp450 enzyme-inducing anticonvulsant have at least a 6% failure rate per year for oral hormonal contraceptive pills. gabapentin, lamotrigine, levetiracetam, and tiagabine do not reduce sex-steroid hormone levels and should not reduce contraceptive efficacy.(31) women wishing to take an enzyme-inducing aed with the combined oral contraceptive should be advised to take at least 50 ug of ethinylestradiol and to report any breakthrough bleeding. if it occurs the dose of estrogen should be increased to 75 or 100 ug. “tricycling” the oral contraceptive – that is, taking three months consecutively followed by a four day break, is also advised if the woman wishes to continue with the combined oral contraceptive, although there is no good evidence to back this up. absence of breakthrough bleeding does not necessarily mean that the contraception is e ff e c t i v e . i f m a x i m u m p r o t e c t i o n a g a i n s t pregnancy is desired barrier methods (for example, condom or diaphragm), should be used in addition to the oral contraceptive pill, or the type of contraception changed to one unaffected by enzyme induction.(3) previous observations have indicated that reproductive endocrine disorders are common a m o n g p a t i e n t s w i t h e p i l e p s y. va l p r o a t e treatment is associated with hyperandrogenism, polycystic ovaries, and obesity in women. carbamazepine may also induce endocrine d i s o r d e r s , w h i l e t h e h o r m o n a l e ff e c t s o f oxcarbazepine are poorly known.(32) drugs that stimulate hepatic metabolism may directly affect the serum concentration of e n d o g e n o u s s e x s t e r o i d s a n d v i c e v e r s a . fluctuations of aed concentrations across the menstrual cycle have been reported. women with c a t a m e n i a l s e i z u r e s t a k i n g p h e n y t o i n o r phenytoin and phenobarbital were found to have 26 table 1. aeds reported to increase seizures(34,35) lower aed concentrations despite taking higher doses of the drugs. the phenytoin concentration was significantly lower during menses in women with perimenstrual seizures compared with women who had seizures unrelated to menses, and levels were lower and clearance was greater during menses than during the periovulatory period in women with perimenstrual seizures.(16) paradox effects of aeds aeds may even increase seizure frequency or severity or change the seizure type (table 1). it may be difficult to be certain that an aed e x a c e r b a t e s o r w o r s e n s a s e i z u r e t y p e , particularly with partial seizures, but accurate counts of seizures preceding the introduction of a new aed may help the clinician identify this adverse effect. aeds that increase gaba levels may worsen or exacerbate some generalized seizures. toxic levels of some aeds, such as phenytoin, can increase seizures that were controlled initially. because aeds may worsen seizures, one of the first considerations in choosing an aed is the efficacy for patient’s type of seizure or epilepsy.(33) summary threshold can be defined as lowest point a t w h i c h a s t i m u l u s b e g i n s t o p r o d u c e a sensation, or a minimal stimulus that produces excitation of any structure, eliciting a motor response. a low seizure threshold makes it easier for epilepsy to develop and easier for someone to elicit single seizure. the ovarian sex steroid hormones such as estradiol, progestin, and androgen modulate the seizure threshold. estradiol decreases seizure threshold; progestin and androgen genetically increase seizure threshold. the e f f e c t o f e s t r o g e n ( p r o c o n v u l s a n t ) a n d p r o g e s t e r o n e ( a n t i c o n v u l s a n t ) o n s e i z u r e threshold have been noted in animal and human s t u d i e s . a d u l t w o m e n w i t h e p i l e p s y f a c e additional issues stemming from seizures and aeds that require neurologists to be well v e r s e d i n m e d i c a l s p e c i a l t i e s o u t s i d e o f epileptology, in particular gynecology. the opposing effects of estrogen (proconvulsant) and progesterone (anticonvulsant) on seizure t h r e s h o l d h a v e b e e n n o t e d i n a n i m a l a n d human. level of these hormones fluctuates t h r o u g h o u t t h e m e n s t r u a l c y c l e . i n s o m e women with epilepsy these fluctuations may be related to the occurrence of seizures around the time of menstruation or an increase in seizures in relation to the menstrual cycle. in prescribing aeds, it is important to be aware of potential drug-to-drug anddrug-tohormone interactions, especially in women taking hormonal contraceptives. hormone therapy may be associated with an increase in seizure frequency in menopausal women with epilepsy, and women who have had a catamenial seizure pattern may have increased seizure frequency during perimenopause. harsono seizure threshold and anti-epileptic 27 universa medicina vol.27 no.1 references 1. fisher r, van emde boass w, blume w, elger c, genton p, lee p, et al. epileptic seizures and epilepsy: definitions proposed by the international league against epilepsy and international bureau for epilepsy. epilepsia 2005; 46: 470-2. 2. holmes gl, ben-ari y. the neurobiology and consequences of epilepsy in the developing brain. ped res 2001; 49: 320-35. 3. jackson m. epilepsy in women. practical neurol 2006; 6: 166-79. 4. cohen j. new-onset epilepsy in women: an indication for a newer antiepileptic drug? adv stud nurs 2004; 2: 177-82. 5. jackson jha study of convulsions. transactions of the saint andrews graduate association 1870; 3: 162–204. cited by: holmes gl. ben-ari. the neurobiology and consequences of epilepsy in the developing brain. ped res 2001; 49: 320-35. 6. stafstrom ce. the pathophysiology of epileptic seizures: a primer for pediatricians. pediatr rev 1998; 19: 342-51. 7. su yh, izumi t, kitsu m, fukuyama y. seizure threshold in juvenile myoclonic epilepsy with graves disease. epilepsia 1993; 34: 488-92. 8. abdelmalik pa, burnham wm, carlen pl. increased seizure susceptibility of the hippocampus compared with the neocortex of the immature mouse brain in vitro. epilepsia 2005; 46: 356-66. 9. penovich pe. the effects of epilepsy and its treatment on sexual and reproductive function. epilepsia 2000; 41(suppl. 2): s53-s61. 10. harden cl, baker ga, frye ca, montouris gd, pennell pb, zupancm. epilepsy and ovarian hormones. emory university school of medicine. 2005. 11. morrell mj. reproductive and metabolic disorders in women with epilepsy. epilepsia 2003; 44 (suppl.4): 11-20. 12. yerby ms. neurological management of women with epilepsy. north pacific epilepsy research center, oregon 2002. 13. morrell mj. epilepsy in women. am fam physician 2002; 66: 1489-94. 14. hwang jy, morrell mj. coping with epilepsy in women: sexual function, fertility, pregnancy, and bone stability are affected. women’s health in primary care 1998; 1: 520-7. 15. foldvary-schaefer n, harden c, herzog a, falcone t. hormones and seizures. clev clin j med 2004; 71(suppl.2): s11-s8. 16. smith ss, woolley cs. cellular and molecular effects of steroid hormones on cns excitability. clev clin j med 2004; 71(suppl.2): s4-s10. 17. reddy ds. pharmacotherapy of catamenial epilepsy. indian j pharmacol 2005; 37: 288-93. 18. bauer j, blumenthal s, reuber m, stoffel-wagner b. epilepsy syndrome, focus location, and treatment choice affects testicular function in men with epilepsy. neurology 2004; 62: 243-6. 19. mcquarrie i, peeler db. the effects of sustained pituitary antidiuresis and forced water drinking in epileptic children. a diagnostic and etiologic study. j clin invest 1931: 915–40. cited by foldvary-schaefer n, harden c, herzog a, falcone t. hormones and seizures. clev clin j med 2004; 71(suppl.2): s11-s8. 20. ansell b, clarke e. epilepsy and menstruation. the role of water retention. lancet 1956; 2: 12325. cited by foldvary-schaefer n, harden c, herzog a, falcone t. hormones and seizures. clev clin j med 2004; 71(suppl.2): s11-s8. 21. herzog ag. psychoneuroendocrine aspects of temporolimbic epilepsy-part ii: epilepsy and reproductive steroids. psychosomatics 1999; 40: 102-8. 22. mcauley jw, moore jl, reeves al, flyak j, monaghan ep, data j. a pilot study of the neurosteroid ganaxolone in catamenial epilepsy: clinical experience in two patients. epilepsia 2001; 42 (suppl 7): 85. 23. reddy ds. pharmacology of endogenous neuroactive steroids. crit rev neurobiol 2003; 15: 197-234. 24. lambert jj, belelli d, peden dr, vardy aw, peters ja. neurosteroid modulation of gaba a receptors. progr neurobiol 2003; 71: 67-80. 25. takeuchi y, takano t, abe j, takikita s, ohno m. thyrotropin-releasing hormone: role in the treatment of west syndrome and related epileptic encephalopathies. brain & dev 2001; 23: 662-7. 26. bittigau p, sifringer m, genz k, reith e, pospischil d, govindarajalu s, et al. antiepileptic drugs and apoptotic neurodegeneration in the developing brain. proc natl acad sci u s a. 2002; 99: 15089-94. 27. edwards he, maclusky nj, burnham wm. epileptic seizures: do they cause reproductive 28 dysfunction? univ toronto med j 2000; 77: 10411. 28. herzog ag, drislane fw, schomer dl, pennell pb, bromfield eb, dworetzky ba, et al. differential effects of antiepileptic drugs on sexual function and hormones in men with epilepsy. neurology 2005; 65: 1016-20. 29. isojarvi jit, lofgren e, juntunen kst, pakarinen aj, päivänsalo m, rautakorpi i, et al. effect of epilepsy and antiepileptic drugs on male reproductive health. neurology 2004; 62: 24753. 30. herzog ag, levesque l, drislane f, ronthal m, neuroendocrine unit, charles a. dana research institute, beth israel hospital, and the department of neurology, harvard medical school, boston, massachusetts, u.s.a schomer dl. phenytoininduced elevation of serum estradiol and reproductive dysfunction in men with epilepsy. epilepsia 1991; 32: 550-3. 31. morrell mj. health concerns related to anticonvulsant drugs and reproductive and metabolic health. female patient suppl 2004: 23. 32. rattya j. reproductive endocrine effects of antiepileptic drugs with special reference to valproate. dissertation; oulu; oulu university press 2000. 33. greewood rs. adverse effects of antiepileptic drugs. epilepsia 2000; 41(suppl. 2): s42-s52. 34. berkovic sf. aggravation of generalized epilepsies. epilepsia 1998; 39(suppl. 3): s11-s4. 35. elger ce, bauer j, schermann j, widman g. aggravation of focal epileptic seizures y antiepileptic drugs. epilepsia 1998; 39(suppl.3): s15-s8. harsono seizure threshold and anti-epileptic diana1 100 gastrointestinal symptoms and sleep disturbance in female nurses may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina diana samara* *department of occupational medicine medical faculty, trisakti university correspondence dr. diana samara, mkk department of occupational medicine medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11410 telp. 021-5672731 ex.2101 email: davidwp@cbn.net.id univ med 2009;28:100-5 abstract sleep disturbance is a common symptom in the general population. an association between sleep disturbances and functional gastrointestinal (gi) disorders has been reported by several investigators. gi symptoms are more common among people with sleep disturbance in female nurses. to explore this issue further, a study using a cross sectional design was conducted to determine whether unexplained gi symptoms are more common in female nurses with self-reported sleep disturbance. this study was conducted from february through april 2007 in hospital x in central jakarta. a total of 152 female nurses participated in this study. a questionnaire consisting mainly of items concerning sleep disturbance was distributed to the subjects. significant associations were observed between gastrointestinal symptoms such as anorexia and constipation and sleep disturbance. constipation was significantly more common in female nurses with sleep disturbance (prevalence ratio=6.1;95% c.i. 1.76 – 20.56), but the association between shift work and sleep disturbance was not statistically significant (prevalence ratio=1.67;95% c.i. 0.53-5.24). both constipation and anorexia are more prevalent in female nurses with self-reported sleep disturbance. further research to understand the associations between gi symptoms and sleep disturbance is warranted. keywords: gastrointestinal symptoms, sleep disturbance, female nurses introduction sleep disturbance is a common symptom in the general population, with an estimated 50% or more of american adults experiencing one or more symptoms that indicate insomnia at least a few nights per week.(1) insomnia, in turn, causes significant morbidity, as evidenced by the increased need for general medical and mental health treatment for emotional problems. (2) conceivably, abdominal pain could be an etiology of sleep disturbance if it causes patients difficulty going to sleep or awakens them from sleep. conversely, a specific sleep disturbance might lead to a functional gastrointestinal d i s t u r b a n c e . ( 3 ) g a s t r o i n t e s t i n a l d i s e a s e i s 101 univ med vol.28 no.2 associated with shift work and insufficient sleep is often the reason for leaving shift work.(4) shift workers commonly go to sleep when everybody else has woken up and started working. to adjust to this change may be a sufficiently severe problem for the shift worker. this results in sleep disturbance, such that shift work is usually associated sleep disturbance, which leads to disorders of the immune system, causing the shift worker to become susceptible to flu, rhinorrhea, or other health problems. as many as 20 percent of workers in industrialized nations are shift workers in other words, people who work either at night or on rotating shifts.(5) shift-work sleep disturbance, defined as a primary complaint of insomnia or excessive sleepiness temporally associated with a work period that occurs during the habitual sleep phase, has been diagnosed in as many as 10 percent of shift workers.(6) shift workers overall appear to be at increased risk for peptic ulcer disease, coronary heart disease, insulin resistance, and the metabolic syndrome.(7-9) reports on the impact of shift work on health and well-being have shown a progressive increase and evolution over the years.(10) shift w o r k i s f r e q u e n t l y a s s o c i a t e d w i t h gastrointestinal and cardiovascular disorders. other complaints commonly occurring in shift workers with sleep disturbance are excessive sleep, insomnia, disturbed sleeping schedules, d e c r e a s e d p e r f o r m a n c e , d i ff i c u l t i e s i n interpersonal relations, and irritable moods or depression. a cross-sectional study conducted by ohida et al(11) in 11 japanese hospitals in young female nurses found no significant association between t h e f r e q u e n c y o f n i g h t s h i f t s a n d s l e e p disturbance. occupational sleep disturbance was defined as a complaint of insomnia or excessive sleep associated with work periods (usually at night), occurring during normal sleeping hours. the chief complaint in sleep disturbance is the feeling of unfreshness upon awakening and difficulty in staying awake in the post-shift period, particularly when the major sleep period starts in the morning between 06:00 and 8:00. the combination of decreased quality and quantity of sleep is associated with medical and social problems. shift workers commonly suffer f r o m g a s t r o i n t e s t i n a l a n d c a r d i o v a s c u l a r disturbances.(12) and often report sleep-related s y n d r o m e s s u c h a s c h r o n i c g a s t r i t i s , gastroduodenitis, peptic ulcer and colitis.(13) a high proportion of shift workers are employed in the health care and transportation industries. to explore this issue a study was conducted to determine whether gastrointestinal symptoms and sleep disturbance are more common among female nurses. methods research design the study used a cross-sectional design and was conducted in hospital x in central jakarta from february to april 2007. study subjects all female nurses working in hospital x who were willing to participate and agreed to give informed consent were included in the study. measurements a s s e s s m e n t o f s l e e p d i s t u r b a n c e w a s p e r f o r m e d w i t h a n i n s t r u m e n t f o r s l e e p disturbance, comprising duration of sleep, dreaming, depth of sleep, time needed for falling asleep, waking during the night, time needed for going back to sleep, pattern of awakening in the morning, and feeling of being refreshed on awakening. individuals categorized as having sleep disturbance were those with a score of over univ med vol.28 no.2 102 table 1. characteristics of subjects and risk of sleep disturbance *reference group 8 – 22, out of a range of 8 – 33. sleep disturbance was associated with shift work, age, occupation, and gastrointestinal disorders. data analysis data were processed by means of the spss for windows version 10 and stata version 6.0. logistic regression analysis was used for determining an association between various risk factors for sleep disturbance, with significance level set at p=0.05. results the participants in this study were 152 in number, with minimum age of 22 years (3.9%) and maximum age of 55 years (0.7%). as to marital status, 61 subjects were single (40.1%) whilst 91 subjects were married (59.9%). table 1 shows that the majority of nurses were under 35 years of age (79%) and that age group, marital status, work station, and work shift did not constitute risk factors for the occurrence of sleep disturbance. among the risk factors listed in table 2, the univariate risk factors causing sleep disturbance w e r e a n o r e x i a a n d c o n s t i p a t i o n , w h i c h significantly caused sleep disturbance. anorexia resulted in a five-fold increase in the risk of sleep disturbance, compared with nurses without anorexia (pr 5; 95% ci = 1.90 – 13.13). in nurses with constipation there was a seven-fold increase in the risk of sleep disturbance, compared with nurses without constipation (pr 7.12; 95% ci = 2.22 – 22.80). both factors were subsequently subjected to multivariate analysis using the enter method of logistic regression, of which the results are presented in table 3. from table 3 above it is evident that anorexia and constipation were risk factors for sleep disturbance. anorexia caused a four-fold i n c r e a s e i n t h e r i s k o f s l e e p d i s t u r b a n c e , compared with the nurses without anorexia (pr 4.37; 95% ci = 1.59 – 12.07). in nurses with constipation there was a six-fold increase in the risk of sleep disturbance, compared with the nurses without constipation (pr 6.01; 95% ci = 1.76 –20.56) samara gastrointestinal and sleep disturbance 103 univ med vol.28 no.2 *reference group table 2. gastrointestinal disorder and risk of sleep disturbance table 3. final model of risk factors of sleep disturbance *reference group discussion a total of 24 or 26.18% out of 152 nurses suffered from sleep disturbance. a similar prevalence was found by ohayon et al. in that more night-shift workers had difficulty in falling asleep, compared with non-shift workers (20.1% : 12.0%). in ohayon’s study it was found that workers on night-shift had a shorter duration of sleep than those not on shifts.(14) 104 the national sleep foundation has defined insomnia as any of the following: difficulty falling asleep, waking a lot during the night, waking too early with inability to get back to sleep, or waking up feeling unrefreshed.(1) in the present study shift work was not a r i s k f a c t o r f o r t h e o c c u r r e n c e o f s l e e p disturbance, although 26.18% of shift workers had sleep disturbance. the evidence points to anorexia and constipation as risk factors for sleep disturbance. anorexia caused an increase of 4.37 times in the risk of sleep disturbance, whereas constipation resulted in an increase of 6.01 times in the risk of sleep disturbance. uniquely, sleep disturbance in turn caused an increase of 7.12 times in the risk of anorexia and a five-fold increase in the risk of constipation, compared with those without sleep disturbance. thus it is apparent that sleep disturbance increases the risk of anorexia and constipation, and vice versa. this may be due to the fact that individuals suffering from daily sleep disturbance do not pay attention to their diet, whilst persons with anorexia and constipation become anxious at sleeping time, thus disturbing their sleep. in the present study age, marital status, o c c u p a t i o n , w o r k s h i f t , d i a r r h e a , n a u s e a / vomiting, abdominal distention, epigastric pain, and eructation were not risk factors for sleep disturbance. that work shift was not a risk factor for sleep disturbance may be due to the fact that the majority of nurses working on shifts were accustomed to shift work and thus did not suffer from sleeping problems. the study by chung et al. showed that disturbance in sleep quality was not caused by shift schedule or pattern, but by “morningness” or “eveningness” in relation to sleeping times.(15) the study conducted by chan(16) in 163 nurses demonstrated that more than 70% of the nurses had sleep disturbance, with older age and gastrointestinal disorders being risk factors for sleep disturbance. around 79.6% of the nurses were under 35 years of age and 19% of these had sleep disturbance, whereas among the 31 nurses in the age group over 35 years only one had sleep disturbance, because most of these older nurses were not on shift work; 63.2% of them worked at the outpatient clinic without night shifts. similar results were obtained by sivertsen et al using a historical cohort design, where the results showed that sleep disturbance was associated with somatic diagnoses and somatic symptoms.(17) there are several limitations in the present study, as assessment of sleep disturbance was obtained by self-report rather than clinical diagnosis, and as the instrument did not include an item on duration of sleep disturbance. the absence of the duration criterion may have reduced the specificity of the measurements and thus underestimated the true association. selfreport instruments are prone to error and residual confounding cannot be ruled out. conclusion the present study on the relationship between gastrointestinal symptoms and sleep disturbance provided evidence of an association i n f e m a l e n u r s e s b e t w e e n a n o r e x i a a n d c o n s t i p a t i o n o n t h e o n e h a n d a n d s l e e p disturbance on the other hand. to determine which of them is the cause and which the result, or whether they contribute to each other, future studies should be focussed on intervention by treatment of gastrointestinal symptoms. references 1. national sleep foundation. sleep in america poll. washington, dc. available at: http://www. sleepfoundation.org/2003poll.cfm. accessed august 1, 2009. 2. vege ss, richard locke iii g, weaver al, farmer sa, joseph melton iii l, talley nj. functional gastrointestinal disorders among people with sleep samara gastrointestinal and sleep disturbance 105 univ med vol.28 no.2 disturbances: a population-based study. mayo clin proc 2004;79:1501-6. 3. fass r, fullerton s, tung s, mayer ea. sleep disturbances in clinic patients with functional bowel disorders. am j gastroenterol 2000;95:1195-200. 4. akerstedt t. shift work and disturbed sleep/ wakefulness. occup med 2003;53:89–94. 5. basner rc. shift-work sleep disorder the glass is more than half empty. n engl j med 2005;353:3535. 6. drake cl, roehrs t, richardson g, walsh jk, roth t. shift work sleep disorder: prevalence and consequences beyond that of symptomatic day workers. sleep 2004;27:1453-62. 7. knutsson a. health disorders of shift workers. occup med 2003;53:103-8. 8. karlsson b, knutsson a, lindahl b. is there an association between shift work and having a metabolic syndrome? results from a population based study of 27,485 people. occup environ med 2001;58:747-52. 9. merijanti lt, samara d, tandean r, harrianto r. the role of night shift work on blood pressure among healthy female nurses. univ med 2008;27:65-71 10. giovanni costa shift work and occupational medicine: an overview. occup med 2003;53:83–8. 11. ohida t, kamal amm, sone t, ishii t, uchiyama m, minowa m, et al. night-shift work related problems in young female nurses in japan. j occup health 2001;43:150–6. 12. garbarino s, bellke m, costa g, violani c, lucidi f, ferrilo f, et al. brain function and effects of shift work: implication for clinical neuropharmacology. neuropsychobiology 2002;45:50-6. 13. scott aj. shift work and health. prim care 2000;27:1057-79. 14. ohayon mm, lemoine p, ab veronique, dreyfus m. prevalence and cosequences of sleep disorders in a shift worker population. j psychosom res 2002;53:577-83. 15. chung mh, chang fm, yang ch. sleep quality and morningness-eveningness of shift nurses. j clin nurs 2009;18:279-84. 16. chan mf. factors associated with perceived sleep quality of nurses working on rotating shifts. j clin nurs 2009;18:285-93. 17. sivertsen b, overland s, neckelmann d, glozier n, krokstad n, le pallesen s, et al. the long-term effect of insomnia on work disability. the hunt2 historical cohort study. am j epidemiol 2006;163:1018–24. alvina 177 abstract low back pain (lbp) is a common problem in adult life, since despite its benign nature it is commonly associated with incapacity, productivity loss due to sick leave, and correspondingly high costs to the individual worker. psychosocial and lifestyle factors and work-place exposures have been implicated in the onset of symptoms. heavy physical work, static work postures, frequent bending and twisting, lifting and postural movements, repetitive work, and whole body vibrations are occupational factors associated with lbp. the usual classification of lbp is related to the duration of the complaints (acute, subacute, and chronic). however, these terms fail to take into account several clinically important aspects of the course of lbp, which is frequently recurrent and thus neither acute nor chronic. more realistically, lbp should be classified as specific and nonspecific. approximately 90% of lbp cases have no identifiable cause and is designated nonspecific lbp. however, despite its high prevalence, the etiology and nature of nonspecific lbp are not yet well understood. its pathophysiology remains complex and multifaceted. multiple anatomic structures and elements of the lumbar spine (e.g. bones, ligaments, tendons, discs, and muscles) are all suspected of playing a role. many of these components of the lumbar spine have sensory innervations that can generate nociceptive signals in response to tissuedamaging stimuli. other causes could be neuropathic (e.g. sciatica). some cases of lbp most likely involve mixed nociceptive and neuropathic etiologies. keywords: nonspesific back pain, biomechanical, sciatica, nociceptive, neuropathic *department of anatomy, department of occupational medicine, medical faculty, trisakti university correspondence dr. ridwan harrianto, mh.sc.(om),spok department of anatomy, department of occupational medicine, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2101 email: riddharr@cbn.net.id univ med 2010;29:177-87. biomechanical aspects of nonspecific back pain ridwan harrianto* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction low back pain (lbp) is defined as a symptom complex consisting of pain and muscle tension or stiffness in the lumbar region localized below the costal margin and above the inferior gluteal folds, with or without pain radiating into the legs (sciatica) (figure 1).(1) lbp is a frequently occurring disorder, with more than 85% of individuals having ever experienced lbp in her/his lifetime.(1,2) about two thirds of adults suffer from low back pain at some time. low back pain is second to upper respiratory problems as a symptom-related reason for visits to a physician.(3) the highest prevalence of lbp occurs in the age range of 45-64 years among workers of both genders.(4) 178 harrianto biomechanical of nonspesific low back pain according to the national center for h e a l t h s t a t i s t i c s l b p p o s e s i m p o r t a n t socioeconomic problems to the workers’ community, the most frequent being disability of persons below 45 years of age.(5) adults with low back pain are often in worse physical and mental health than people who do not have low back pain: 28% of adults with low back pain r e p o r t l i m i t e d a c t i v i t y d u e t o a c h r o n i c condition, as compared to 10% of adults who do not have low back pain. also, adults reporting low back pain were three times as likely to be in fair or poor health and more than four times as likely to experience serious psychological distress as people without low back pain.(5) other studies state that in the united states lbp is responsible for the annual loss of 149 million working days, with 102 m i l l i o n w o r k i n g d a y s b e i n g l o s t d u e t o occupational lbp. it is estimated that the compensation costs for loss of working time amounts to $3000 per insurance claim.(4) figure 1. mannequin with shaded area indicating site of lbp symptoms.(1) patients with an attack of lbp commonly recover spontaneously after one month at the latest,(6) while several studies report that 90% of lbp cases recover within 6 weeks, 77% within 7 weeks, and the remaining cases become chronic lbp cases.(6) however, the study conducted by van den hoogen et al. suggests that 70% of patients still suffered from back pain after 4 weeks, 48% after 8 weeks, 35% after 12 weeks, and 10% after 1 year. (7) a population-based, prospective cohort study conducted by cassidy et al. showed that o n l y 1 . 0 % d e v e l o p e d i n t e n s e a n d 0 . 4 % developed disabling lbp after 12 months follow-up. resolution occurred in 26.8%, and 40.2% of episodes persisted. of those that recovered, 28.7% had a recurrence within 6 months, and 82.4% of it was mild lbp.(8) only around 5% of acute lbp becomes chronic lbp and results in disability. pengel et al. reported an improvement in disability of 58% in acute lbp, and found that 82% of patients returned to work within one month.(9) cases of lbp with recovery times of less than 6 weeks are designated acute, those with recovery times between 6 weeks and 3 months are called subacute, while chronic cases do not recover within 3 months and not infrequently lead to disability, such that the individual is unfit for work.(10) however, these terms fail t o t a k e i n t o a c c o u n t s e v e r a l c l i n i c a l l y important aspects of the course of lbp, w h i c h i s f r e q u e n t l y r e c u r r e n t a n d t h u s neither acute nor chronic. more realistically, lbp should be classified as specific and nonspecific.(7) lbp may occur as a result of excessive physical stress on normal spinal structures, or of normal physical stress on abnormal spinal structures. lbp cases with underlying organic disease, either spinal or nonspinal, generally identifiable by radiological abnormalities of the spine, are classified as specific lbp.(2) the study by koes et al. in the netherlands found that of all patients with lbp in primary care, 4% was identified with compression fractures, 179 3% with spondylolisthesis, 0.7% was caused by tumors or tumor metastases, 0.3% was due to ankylosing spondylitis, and 0.01% due to infection, while the remaining 90% had nonspecific lbp (nslbp).(11) epidemiology t h e l a rg e v a r i a t i o n i n m e t h o d s a n d diagnostic criteria for lbp, and the wide range of work types and physical activity performed, result in the wide range of figures obtained by epidemiological studies. the point prevalence of lbp in the general population has been reported by several studies as being in the range of 14-28,(12) while the reported 12-month prevalence is 35%.(7) the overall prevalence of lbp in workers, as reported by a number of studies, ranged between 15% and 30%,(12) while the overall 12-month prevalence in firsttime workers and first-time sufferers of lbp was 19%.(13) the study conducted by omokhodion and sanya on administrative workers with lbp in ibadan, nigeria, found a 12-month prevalence of 38% and a point prevalence of 20%.(14) the 1 2 m o n t h p r e v a l e n c e o f l b p i n i r a n i a n industrial workers is 21%,(13) in construction workers 30%(15) in long-distance taxi drivers 51%,(16) and in personal car drivers 53%.(17) several studies of the nursing profession yielded high prevalence rates, with 12-month prevalences of 30%-76%,(18) while the point prevalences were 15.5-54.7%.(15,17) risk factors the risk factors of influence are age, gender, education, body mass index, and length of employment.(3,8.10) daily habits may also c o n s t i t u t e r i s k f a c t o r s f o r l b p, s u c h a s smoking, alcohol consumption, sports and daily activities of living.(8.10) other factors, such as repetitive movements, vibration, parity and psychosocial stress, may also play a role in the development of lbp.(4,13) although a number of studies on various specific industrial groups suggested that the role of the above risk factors was less significant, most studies indicated a strong association between lbp on the one hand and mechanical exposure and poor working posture on the other.(11,19) approximately 80-90% of these disorders were caused by lumbar strain/sprain,(5) that could be triggered by acute or cumulative trunk injuries.(2) several highly important risk factors for lbp have been reported, such as manual material handling, which is work requiring s t r e n u o u s p h y s i c a l a c t i v i t y, e . g . l i f t i n g , l o w e r i n g , p u s h i n g , p u l l i n g , t h r o w i n g , s u p p o r t i n g , m o v i n g o f l o a d s ( 4 0 % ) , o r involving postures with frequent bending or stooping at work (20%), and prolonged static sitting or standing (20%).(13,20) the study by tousignanti et al. reported that the types of work necessitating frequent exposure to manual material handling activities have a 2.05 times higher risk for lbp than work with frequent exposure to manual material handling activities.(21) harkness et al. reported that workers lifting loads of more than >24 lb with two hands, those lifting loads of more than >23 lb at or above shoulder level, those pulling loads of >55 lb, and those kneeling or squatting at work for >15 minutes had twice the risk for lbp than workers who never performed these activities.(1) other investigators reported that work involving frequent flexing and/or rotation of the trunk had a 2.2x higher risk, while carrying loads of >25 kg had a 1.5x higher risk.(22) although various physical activities in t h e w o r k p l a c e h a v e b e e n i d e n t i f i e d a s significant risk factors for lbp prevalence, the quantitative relationship of both intensity and duration of exposure with lbp prevalence is still unclear. one of several studies in the netherlands reported that there is a doseresponse relationship between lifting and carrying loads of more than 10 kg and lbp risk. workers who performed lifting and carrying of loads for 7.5-15 minutes daily had a 2.13 times higher risk for lbp than those who performed lifting and carrying of loads for 0 – 7.5 minutes daily, while for workers univ med vol.29 no.3 180 harrianto biomechanical of nonspesific low back pain who performed lifting and carrying of loads for 15-30 minutes and for more than 30 minutes, the respective risks were only 1.38 and 1.33 times the risk for workers who p e r f o r m e d t h e s e a c t i v i t i e s f o r 0 – 7 . 5 minutes.(23) the study of chen et al. on longdistance taxi drivers in taiwan reported that static sitting (driving > 4 hours/day) had a 1.78 fold risk for lbp.(16) however, the same group of investigators in their 1998 – 2006 review reported that although 8 studies found evidence for an association between static sitting at work and development of lbp, one study failed to find such an association, thus chen et al. concluded that in the latter study static sitting was not the sole risk factor for lbp. anatomy of the locomotor apparatus of the trunk the spinal column is s-shaped, being concave in the thoracic region and convex in the lumbar region. this shape confers elastic p r o p e r t i e s o n t h e t r u n k f o r a b s o r b i n g downward compression forces when jumping and lifting loads. intervertebral disc (ivd)s are situated between two adjacent vertebrae, starting at ivd c2-c3 (between cervical vertebrae c2 and c3) down to ivd l5-s1 (between l5 and s1), giving a total of 23 ivds. an ivd consists of an outer annular rim, known as the annulus fibrosus, which is a plate of concentrically arranged fibrous connective tissue sheets, with the collagen fibers running obliquely in each sheet, but in different directions in each subsequent sheet, thus forming a strong fibrous ring. the central part of the disc is called n u c l e u s p u l p o s u s , c o n s i s t i n g o f s o f t fibrocartilage-like tissue with the consistency of foam rubber, thus exerting strong pressures to hold apart the vertebrae immediately above and below. this pressure develops in reaction to the weight of the body and the load being lifted. at the posterior part of each vertebra there is an opening in apposition with similar openings of the vertebrae above and below, forming the spinal canal for protection of the spinal cord. the spinal canal also contains openings for the passage of spinal nerve roots to all parts of the body. the risk factors for lbp are closely associated with the anatomical structure and function of the trunk and with the intensity of physical activity. the role of these risk factors c a n b e e x p l a i n e d b y b i o m e c h a n i c a l mechanisms of the locomotor apparatus of the human body. heavy physical work involving frequent truncal movements requires a larger a m o u n t o f e n e rg y o r p h y s i c a l s t r e n g t h , resulting in compressive stress loading on muscles, ligaments, nerves, blood vessels, bones and joints, particularly in the lumbar region. the compressive stress loading in turn gives rise to fatigue and constitutes repetitive microtraumas to these anatomical structures. muscles, nerve roots, dura mater, posterior longitudinal ligaments, facet joints, joint capsules, periosteum, vertebrae, and the fibers of the outer layers of the annulus fibrosus have a somato-sensory innervation and are therefore sensitive to pain stimuli. stimulation of the locally distributed pain fibers of the sensory nerves produces the sensation of pain in the lumbar region. several anatomical structures at these sites, such as the fibers of the inner l a y e r s o f t h e a n n u l u s f i b r o s u s , n u c l e u s pulposus and ligamentum flavum are resistant to pain stimuli. biomechanics of manual material handling and truncal motion in a person standing upright, the load of the body mass is carried by the five lumbar vertebrae and is particularly concentrated at ivd l5-s1. even without the person carrying a load, the compression forces exerted by the body mass results in a forward moment of forces, because the center of mass of the body is located slightly anterior to ivd l5-s1. therefore, maintaining the upright position of the body requires contraction of the erector 181 s p i n a e m u s c l e s ( s a c r o s p i n a l , q u a d r a t u s lumborum, longissimus dorsi, and multifidus muscles) and the flexors of the lower limb (gluteal and hamstring muscles), leading to traction and torsional forces on all spinous processes of the lumbar vertebrae, especially around ivd l5-s1 (figure 2).(24) when an individual is lifting a heavy load, the above mechanism causes ivd l5-s1 to r e c e i v e l a rg e r c o m p r e s s i o n f o r c e s t h a t ultimately result in tearing of the annulus fibrosus and allow prolapse of the nucleus pulposus, known as hernia nucleus pulposus (hnp), with pain radiating into the back due to compression of the spinal nerve roots in this location. although cases of hnp capable of inducing neurogenic pain are rare, mild cases are a relatively frequent occurrence. slight stretching or tearing of the outer layer of the annulus fibrosus, partial prolapse of the nucleus pulposus compressing the posterior longitudinal ligaments, or degeneration of the intervertebral articular surfaces, may lead to irritation of fine unmyelinated sensory nerve fibers in these locations, thus causing lumbar pain, termed mechanical or discogenic pain, which occasionally may be as severe as neurogenic pain. ong et al. in their australian study (25) reported that athletes participating in t h e o l y m p i c g a m e s w h o s u ff e r e d f r o m lumbago actually had degeneraon of the lumbar ivds, 36% of this abnormal group having severe degeneration. the degeneration became more severe in the caudal direction, and was most frequently found in the l5-s1 segment. ivd narrowing was also found mainly at ivd l5-s1, while hnp was most common in the lower lumbar ivds. in 58% of l5-s1 ivds there was displacement of the disc, in most cases causing disc bulging. flexion, extension and rotation of the trunk of an individual at work is a cumulative motion of the whole trunk, but actually the greater part of the motion is performed by the lumbar vertebrae. the lumbar ivds assume the role of synarthroses, with the nucleus pulposus functioning as rotational axis of the vertebrae when performing rotation, flexion, extension, lateral bending, and pulling and pushing movements, with 80-90% of these movements occurring at ivds l4-l5 and l5-s1. rotation of the vertebrae sets up shear stresses that rotate the external portion of the ivd, most of the shear occurring at the outer l a y e r s o f t h e a n n u l u s f i b r o s u s . f l e x i o n , e x t e n s i o n , a n d l a t e r a l b e n d i n g e x e r t compression stresses and tension in the annulus fibrosus at the sites of apposition. several force components parallel to the ivd, such as pushing and pulling of loads, produce shear stresses that give rise to slipping in the univ med vol.29 no.3 figure 2. compression forces of body mass load and the load supported by all spinous processes of the lumbar vertebrae, especially around intervertebral disc l5-s1.(24) b=load, s=sacrospinal muscles, g=gluteal muscles, h=hamstring muscles. 182 harrianto biomechanical of nonspesific low back pain direction of the forces. in load lifting the lumbar vertebrae act as levers, therefore contraction of the muscles of the back and buttock also sets up compressive and rotational stresses in the ivds. the combination of lifting and truncal motion causes larger intradiscal stresses at l5-s1 in comparison with those caused solely by lifting movements. axial loading of short duration is resisted by tensioning of the annular ligament fibers in the ivds, but axial loading of longer duration leads to stretching of the annulus fibrosus and induces larger compression stresses in the surface layers of the vertebral body, leading to pain due to injury to these anatomical structures. ligaments act as fixation points for joints, thus limiting their movements. in lumbar flexion the greatest tension is found within the interspinous and supraspinous ligaments, followed by the intrascapular ligaments and the ligamentum flavum. in lumbar extension the g r e a t e s t t e n s i o n o c c u r s i n t h e a n t e r i o r l o n g i t u d i n a l l i g a m e n t . l a t e r a l b e n d i n g produces the greatest tension in the ligaments contralateral to the direction of bending, while rotation results in the capsular ligaments undergoing the greatest tension.(13) the strains occurring in these ligaments increase the pain induced by the compressive and rotational stresses in the ivds. biomechanics of prolonged static standing and sitting the ivd has no blood supply and obtains its nutrients by diffusion from the adjacent tissues, for which process motion is a necessary condition, while static body posture, such as prolonged sitting or standing, decreases the nutrient flow. the lumbar vertebrae are positioned vertically on the sacrum, thus the magnitude of lumbar lordosis depends on the vertical position of the sacrum and is indicated by the magnitude of the lumbosacral angle. the vertical position of the sacrum depends on the rotation of the pelvis. in individuals standing upright, the thorax has a convex anterior curvature; when the lumbosacral angle is >40o, there is lumbar hyperlordosis, while with increasing relaxation of the upright position t h e p e l v i s r o t a t e s p o s t e r i o r l y a n d t h e lumbosacral angle diminishes. in the sitting position the pelvis rotates posteriorly and the magnitude of the lumbosacral angle decreases to – 5o, decreasing with increasing slumping. in the standing position the pelvic flexor m u s c l e s a n d t h e e r e c t o r s p i n a e m u s c l e s contract, while the pelvic extensors undergo relaxation (stretch) in order to stabilize the pelvis. the result is that the pelvis is tilted forward, thus increasing the lumbosacral angle. in this condition the center of equilibrium of the body tends to move forwards, and lumbar lordosis occurs, so as to maintain the upright position of the trunk and head. prolonged contraction of the erector s p i n a e m u s c l e s ( q u a d r a t u s l u m b o r u m , longissimus dorsi, and multifidus muscles), and the pelvic flexors (gluteal and hamstring muscles), results in weakness or stiffness and occasionally cramps in the pelvic muscles and s u s t a i n e d s t r e t c h i n g o f t h e s a c r o s p i n a l ligament, giving rise to pain.(7) the superior articular processes of a vertebra form facet joints with the inferior articular processes of the vertebra immediately above. the facet joints make an angle of 450 with the horizontal plane, which causes them to resist intervertebral shear forces, while the ivds resist compressive stresses. in a person lifting a load, the compression forces cause narrowing of the ivds and are transmitted to the facet joints, such that these sustain a heavy load, resulting in shear stresses. in the standing position, lumbar hyperlordosis of the vertebrae l e a d s t o s l a c k e n i n g o f t h e s u p r a s p i n o u s ligaments, such that the ligaments cannot prevent forward displacement of the lumbar vertebrae, causing the two adjacent vertebrae to slide against one another due to the greater compression forces on the superior endplates 183 of the ivd. narrowing of the facet joints leads to friction between their articular processes, facilitating the development of facet joint osteoarthritis, and giving rise to back pain. in the sitting position the pelvic extensors (iliopsoas) and the abdominal wall muscles contract, while the pelvic flexors (hamstring and gluteal muscles) and the erector spinae undergo relaxation (stretching), such that the pelvis is tilted backwards, resulting in a decreased lumbosacral angle and decreased lumbar lordosis, which may even turn into a kyphosis in order to maintain the upright position of the trunk and head. in this position the potential elasticity of the trunk in absorbing downward forces is lost, the compression forces are directly transmitted downwards, such that the intradiscal stresses at l5-s1 are greater in sitting than in standing. the large intradiscal stresses at l5-s1 in kyphosis compress the anterior portion of the ivd, while the posterior portion stretches, such that the annulus fibrosus (degenerated due to p o o r n u t r i t i o n ) p r o l a p s e s p o s t e r i o r l y, c o m p r e s s i n g t h e p o s t e r i o r l o n g i t u d i n a l ligaments and giving rise to pain. correlation of organic abnormalities with clinical manifestations of nonspecific back pain on the basis of the organic abnormalities underlying nslbp and for clinical purposes, several diagnostic entities are recognized, such as low back strain, piriformis syndrome, iliolumbar syndrome, discogenic pain, facet joint syndrome and sacroiliac syndrome. myofascial pain syndrome/low back strain muscles that are exposed to prolonged physical stress, because of considerably long periods of contraction and relaxation in a static p o s i t i o n , e x t r e m e l y r a p i d r e p e t i t i v e movements, or forced vigorous contractions, may undergo spasm and shortening, thus increasing their tone and tension, such that they may contract of their own accord without neural stimulation. these contractions may be prolonged and demonstrable on emg. in these conditions the muscle fibers undergo injury and inflammation, with a compromized blood supply. the injured muscles may regenerate if the damage is slight and the physical stress is discontinued, but with severe damage or p e r s i s t e n t p h y s i c a l s t r e s s , t h e m u s c l e s degenerate and are replaced by fibrotic tissue. these fibrotic sites may become trigger points (trps), palpable as tender nodules 3-6 mm in diameter. the pain arising from stimulation of these trps is called myofascial pain, and may be due to direct or indirect trauma, excessive or repetitive physical activity, or faulty posture.(1) the condition is called myofascial p a i n s y n d r o m e / c h r o n i c t h o r a c o l u m b a r syndrome (low back strain), which appears as sudden pain or as mild back pain that gradually worsens. the pain usually persists on one side of the back, and results in marked tenderness in the gluteal region and/or paralumbal regions, with a positive patrick test. piriformis syndrome the piriformis muscle runs from the facies pevina of the sacrum to the greater trochanter of the femur, dividing the greater sciatic foramen into the suprapiriformis and infrapiriformis foramina, through the latter of which the sciatic nerve passes from the pelvic cavity into the leg. in blunt trauma to the sacroiliac or gluteal region, e.g. in a person falling on the buttocks, there is hemorrhage and hematoma in or around the piriformis muscle, followed by spasm and stiffness of this muscle, thus irritating the sciatic nerve and resulting in the piriformis syndrome.(26) a c c o r d i n g t o s e v e r a l s t u d i e s , t h e incidence varies between 0.33% and 6%.(27) this syndrome may also result from arthritis and periarthritis of the sacroiliac joint, from excessive use of the pelvic rotators (e.g. in individuals with severe physical activity, soccer players, or athletes), and from repetitive univ med vol.29 no.3 184 harrianto biomechanical of nonspesific low back pain injury to the sciatic nerve, such as occurs in workers with prolonged sitting postures. the resulting pain, muscle spasm, or stiffness around the sacroiliac joint, greater trochanter, or iliopsoas muscle, is occasionally accompanied by pain radiating into the leg, leading to difficulty in walking. the pain may also appear on stooping or lifting. on physical examination a sausage-shaped mass and tenderness are found around the injured piriformis muscle, with positive lrs test and occasionally fibrosis of the gluteal muscle. the lesions are usually unilateral, but may be bilateral; paresthesia and numbness are rarely f o u n d . t h e s y n d r o m e i s d i ff i c u l t t o differentiate from ischialgia due to hnp. iliolumbar syndrome the iliolumbar ligament is a strong ligament connecting the transverse process of l5 with the internal lip of the iliac crest. injury or inflammation of this ligament results in acute lbp, subsequent to execution of an inapproriate movement or to blunt trauma. this syndrome is the most frequent cause of lbp, w i t h a p r e v a l e n c e o f u p t o 4 3 % . ( 2 8 ) t h e iliolumbar syndrome is also frequently called iliolumbar ligament syndrome, iliac crest pain syndrome, and multifidus triangle syndrome. the pain is felt on the medial side of the iliac crest, with the patient generally being able to indicate the precise location of the pain. the pain may be induced or increased by lateral flexion of the trunk or by the stair-step test. the syndrome commonly occurs in individuals whose occupation requires prolonged standing or sitting. there is marked tenderness at the site of pain, with positive lrs and patrick tests. discogenic pain repetitive compressive and rotational stresses on the ivds, particularly at l5-s1, lead to in degeneration of the annulus fibrosus, with solitary or multiple tears. the tears may b e m a r g i n a l , t a n g e n t i a l , o r r a d i a l , b u t fortunately may undergo autorepair. in the nucleus pulposus the degenerative process is manifested by dehydration and fragmentation of the nucleus into sequestra, with its normally firm consistency (resembling that of lobster meat) turning into a soft mass mixed with gas b u b b l e s . te a r s o f t h e a n n u l u s f i b r o s u s , particularly radial tears, facilitate prolapse of the sequestra of the nucleus pulposus. the posterolateral angle is the thinnest and weakest portion of the annulus fibrosus, such that ivd bulges due to prolapse of the nucleus pulposus compresses the posterior longitudinal ligament, stimulating the fine unmyelinated sensory nerve fibers in these locations, and inducing back pain known as mechanical or discogenic pain. kuslich et al. conducted a study on 193 candidates for hnp or spinal stenosis surgery. the investigators were able to elicit the pain by means of blunt surgical instruments or lowvoltage electric current in 30% of those stimulated at the paracentral area of the a n n u l u s f i b r o s u s a n d i n 1 5 % o f t h o s e stimulated at the central part.(28) mechanical or discogenic pain may ultimately cause tears in the annulus fibrosus, manifesting as hnp, due to compression of the spinal nerve roots. sacroiliac syndrome compression forces from the spinal c o l u m n a r e t r a n s m i t t e d t o t h e p e l v i c (innominate) bones by way of the sacroiliac joint. although apparently locking the pelvic girdle for transmission of downward loads to the femoral head, actually the sacrum tends to be displaced forwards and out of the pelvic girdle, due to its trapezoid shape that is narrower at the rear. in the sacroiliac syndrome the forward shift of the sacrum results in stretching of the ligaments inserting into the s a c r u m , n a m e l y t h e s a c r o s c i a t i c a n d sacrotuberous ligaments, giving rise to sudden pain radiating from the sacroiliac joint to the back and the posterior thigh(figure 3).(29) in contrast to discogenic pain, the pain is never centrally located, but commonly to one 185 figure 3. the sacrum tends to be pushed forwards when lifting loads.(29) a = sacrum, b = ilium, c = pubis, d = position of intervertebral disc between s1–l5 side. there is pain upon standing on one leg, limited movement at the sacroiliac joint, and tenderness over the joint, with positive patrick test. facet joint syndrome prolonged and continuously applied compression forces on the ivd result in ivd degeneration, described as narrowing of the ivd. the biomechanical axis of the ivd promotes the transmission of compression forces posteriorly to the facet joints. therefore the facet joints receive a larger distributed load from compression forces, in comparison to other parts of the vertebra. prolonged injury to the articular surface results in inflammation o f t h e j o i n t f o l l o w e d b y f o r m a t i o n o f osteophytes to compensate for the increased biomechanical stress in order to stabilize the j o i n t . o s t e o a r t h r i t i s o f t h e f a c e t j o i n t s manifests itself as lbp and rigidity of the joints, accompanied by secondary muscle spasm.(11) s i m i l a r t o t h e c a s e o f f a c e t j o i n t s , compressive loading on the sacroiliac joint also allows the formation of osteophytes and the development of osteoarthritis in the joint. parmar et al. found one case of an osteophytic bridge across the anterosuperior border of the left sacroiliac joint,(30) while kumar et al. found 4 cases of osteophytes at the inferior border of the sacroiliac joint, where all cases complained of back pain and recovered after surgery.(31) prevention health education and training for applying biomechanical principles of the body and adequate medical care of the back need to be instituted as primary and secondary preventive measures. analysis of daily physical activities needs to be carried out to study the relationships between the disease symptoms and influencing factors, such as occupation, hobbies, and sports, by evaluation of postures in standing, sitting, driving, load lifting, or performing other physical activities. work-related activities should be planned t o m i n i m i z e t h e a m o u n t o f w o r k t o b e univ med vol.29 no.3 186 harrianto biomechanical of nonspesific low back pain performed requiring prolonged sitting or standing, monotonous motions, and repeated stooping and truncal rotation. particularly for the working community, in the future jobs should be redesigned, by minimizing the frequency and duration of work postures capable of inducing physical stress, eliminating monotonous jobs, regulating rest periods to regain use of the muscles, joints and ligaments. there is also a need for training to improve work techniques. furthermore, there should be a stage by stage evaluation of performance. c l e a r l y w o r d e d i n s t r u c t i o n s f o r p r e v e n t i n g l b p s y m p t o m s s h o u l d b e mandatory reading material for all manual handling workers. strength testing should be carried out particularly when hiring new workers for manual handling jobs. every lbp event experienced by the workers should be reported, to allow early medical evaluation in order to reduce the occurrence of more severe and irreversible health problems. adequate evaluation and counseling performed on workers with previous lbp events is urgently required. conclusions in general nslbp is due to heavy work in connection with manual material handling, such as lifting, lowering, pushing, and pulling of heavy loads, and is also associated with frequent or prolonged bending of the body, stooping, sitting, and standing, or other unnatural postures. although the organic abnormalities of nslbp are difficult to clarify, it is firmly believed that biomechanical stress of the lumbar vertebrae due to changes in the center of gravity of the body, followed by compensatory changes in posture, will give rise to pain. tension and strains or injury to muscles, ligaments, vertebral and pelvic articular surfaces, spinal cord, and spinal nerve roots, are some of the causes of the symptoms. on the basis of the pathophysiology and the c l i n i c a l i m p l i c a t i o n s , n s l b p m a y b e categorized into a number of diagnostic entities. analysis of daily physical activities and training should be carried out, to institute positive behavioral changes in work-related postures, presumably leading to reduced risks of recurrent lbp. references 1. harkness ef, macfarlane gj, nahit es, risk factors for new-onset low back pain amongst cohorts of newly employed workers. rheumatology 2003;42:959-68. 2. zanni gr, wick jy. eliminating myths and elucidating realities. j am pharm assoc 2003;43:357-62. 3. deyo ra, weinsten jn. low back pain. n engl j med 2001;344:363-70. 4. manek nj, macgregor aj. epidemiology of back disorders: prevalence, risk factors, and prognosis. curr opin rheumatol 2005;17:134-140. 5. national centers for health statistics, chartbook on trends in the health of americans 2006, special feature: pain. available at: http://www. cdc.gov/nchs/data/hus/hus06.pdf. assessed august 15, 2010 6. coté pdc, baldwin ml, johnson wg. early pattern of care for occupational back pain. spine 2005;30:581-7. 7. van den hoogen hjm, koes bw, eijk jtm. on the course of low back pain in general practice: a one year follow up study. ann rheum dis 1998; 57:13-9. 8. cassidy jd, côté pdc, carroll, lj, kristman v. incidence and course of low back pain episodes in the general population. spine 2005;30:281723. 9. pengel lhm, herbert rd, maher cg, refshauge km. acute low back pain: systemic review of its prognosis. bmj 2003;327:323-7. 10. cunningham cc, flynn ta, toole cm, ryan rg, gueret pwj, bulfin s, et al. llow back pain and occupation among irish health service workers. occup med 2006;56:447-54. 11. koes bw, tulder mw, thomas s.clinical review diagnosis and treatment of low back pain. bmj; 2006:332:1430-4. 12. van tulder mw, tuut m, pennick v, bombardier c, assendelft wj. quality of primary care guidelines for acute low back pain. spine 2004; 29:e357-62. 187 13. ghaffari m, alipour a, jensen i, farshad aa, vingard e. low back pain among iranian industrial workers. occup med 2006;56:455-60. 14. omokhodion fo, sanya ao. risk factors for low back pain among office workers in ibadan, southwest nigeria. occup med 2003;53:287-9. 15. latza u, karmaus w, sturmer t, neth a, rehder u. cohort study of occupational risk factors of low back pain in construction workers. occup environ med 2000;57:28-34. 16. chen sm, liu mf, cook j, bass s, lo sk. sedentary lifestyle as a risk factor for low back pain: a systematic review. int arch occup environ health 2009;82:797-806. 17. toshihiko s, yuichi k, atsumasa u. effect of driving on low back pain. occup med 2006;56: 494-6. 18. omokhodion fo, umar u.s, ogunnowo b.e prevalence of low back pain among staff in a rural hospital in nigeria. occup med 2000;502:10710. 19. maul i, laubli t, kripstein a, kruger h. course of low back pain among nurses: a longitudinal study across eight years. occup environ med 2003;60:497-503. 20. liu wcv, monroy ds, prevalence of back discomfort and estimates of back load in two manufacturing facilities. ann occup hyg 1998; 42:549-56. 21. tousignanti m, tougas g, rossignol m, goulet l. development of a systemic observation protocol of physical exposure of the back: a preliminary study. ann occup hyg 2002;46:31727. 22. hoogendoorm we, bongers pm, de vet hcw, van mechelen v, bouter im.. comparison of two different approaches for the analysis of data from a prospective cohort study: an application to work related risk factors for low back pain. occup environ med 2002;59:459-65. 23. jansen jp, burdorf a. effect of measurement strategy and statistical analysis on dose-response relations between physical workload and low back pain. occup environ med 2003;60:942-7. 24. harrianto r, editor. bahaya kerja ergonomi. dalam: buku ajar kesehatan kerja. jakarta: penerbit buku kedokteran egc;2010.p.175-244. 25. ong a, anderson j, roche j. a pilot study of the prevalence of lumbar disc degeneration in elite athletes with lower back pain at sydney 2000 olympic games. br j sport med 2003;37:2636. 26. jawish rm, assoum ha, khamis cf. anatomical, clinical and electrical observations in piriformis syndrome. j orthop surg res 2010;5:3. 27. papadopoulus ec, hkan sn. piriformis syndrome and low back pain : a new classification and review of the literature. ortoped clin north am 2004;35:65-71. 28. kuslich sd, ulstrom cl, michael cj. the tissue origin of low back pain and sciatica: a report of pain response to tissue stimulation during operations on the lumbar spine using local anesthesia. orthop clin north am 1991;22:1817. 29. bridger rs, editor. introduction to ergonomics, singapore: mcgraw-hill book co; 1995. 30. parmar ka, solomon m, loefler a, dalton s. bridging osteophyte of the anterosuperior sacroiliac joint as a cause of lumbar back pain. br j sport med 2004;38:e33. 31. kumar b, sriram kg, george c. osteophyte at the sacroiliac joint as a cause of sciatica: a report of four cases. j orthop surg 2002;10:73–6. univ med vol.29 no.3 alvina 29 abstract osteoporosis is characterized by lower bone mineral density (bmd) and microarchitectural degeneration, which tends to increase bone fragility and fracture risk. bone microstructure depends on interactions between the mineral atoms, which may perform substitution or incorporation into bone crystals, and may dynamically take over the function of calcium or may become a complementary part. the mineral atoms may also become a composite in the hydroxyapatite crystals. the aim of this study was to find an association between the bone microstructure and hydoxyapatite crystal structure in osteoporosis, in comparison to normal bone. the subjects of this study were surgery patients at the department of orthopedics of ulin general hospital in banjarmasin and other centers. inclusion criteria consisted of the presence of fracture of trabecular bone, normal or osteoporotic bmd values, and no past history of chronic disease. bone was obtained from fracture patients during surgery. the characteristics of the hydroxyapatite crystals were analyzed by x-ray diffraction (xrd) and the microarchitecture by scanning electron microscopy (sem). sem showed degeneration of the microarchitecture of osteoporotic bone, in comparison with normal bone. on xrd there was a peak of hydoxyapatite crystals only and no other crystal phases. diffraction patterns showed a larger crystal size in osteoporotic bone as compared to normal bone, indicating higher porosity. it may be concluded that there is a difference in crystal size and morphologic distribution of hydoxyapatite in osteoporotic bone, determining bone microarchitecture. keywords: microarchitecture, hydroxyapatite, osteoporosis *department of orthopedics, ulin regional general hospital, faculty of medicine, lambung mangkurat university, banjarmasin **department of biology, faculty of mathematics and natural sciences, brawijaya university, malang ***department of orthopedics, syaiful anwar regional general hospital, faculty of medicine, brawijaya university, malang ****department of orthopedics, hasan sadikin hospital, faculty of medicine, padjadjaran university, bandung *****x-ray diffraction laboratory, central laboratory, faculty of mathematics and natural sciences, malang state university correspondence dr. zairin noor, spot(k) department of orthopedics, ulin regional general hospital jl. a. yani km 2 no.43 banjarmasin 70233 email: noorzairin@yahoo.com univ med 2011;30:29-35. assessment of microarchitecture and crystal structure of hydroxyapatite in osteoporosis zairin noor*, sutiman b sumitro**, mohammad hidayat***, agus hadian rahim**** and ahmad taufiq***** january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina 30 noor, sumitro, hidayat, et al microarchitecture and crystal structure introduction the characteristic features of osteoporosis are low bone mineral density (bmd) and m i c r o a r c h i t e c t u r a l d e g e n e r a t i o n , w h i c h increases the fragility of bone and the risk of fractures.(1-3) in developing or less developed countries the prevalence of osteoporosis is still not known with certainty, due to a lack of studies. in asian population segments of those over 50 years old, osteoporosis of the lumbar spine has a prevalence of 11%-37% in women and of 5.4%-37.4% in men; osteoporosis of the femoral neck accounts for 2% of women and 6.3%-11.4% of men; and osteoporosis of the hip affects 16% of women and 3.8%-24.3% of men.(4-9) according to the white paper issued by t h e i n d o n e s i a n o s t e o p o r o s i s s o c i e t y ( p e rh i m p u n a n o s t e o p o ro s i s i n d o n e s i a , perosi), the prevalence of osteoporosis in 2007 was 28.8% in men and 32.3% in women.(10) these percentages were consistent with the results of an analysis of osteoporosis risk by the nutritional research and development center (pusat penelitian dan pengembangan gizi, puslitbang gizi) of the department of health (depkes) in cooperation with fonterra brands indonesia, in 2005 2 in 5 indonesians were at risk for osteoporosis.(11) the paradigm assumed in taking measures for improving bmd is an adequate intake of calcium, although field data show inconsistent results. the study by prentice et al.(12) revealed that osteoporosis was rarely found in the gambian population, although having a low daily dietary calcium intake. a similarly low fracture rate is found in calcium-deficient asian populations. on the other hand, a high incidence of fractures was found in western populations, which have a high calcium consumption. therefore it must be concluded that bone strength and elasticity does not solely depend on bone density but also on bone quality.(13) mammalian bone is a mineralized tissue comprising solid phases of calcium phosphate mineral and organic matrix, with a crystal structure similar to that of the geological mineral hydroxyapatite, ca10(po4)6(oh)2. biological hydroxyapatites have multiple substitutions and deficiencies at all ionic sites.(14) the microstructure of a material strongly affects its physical characteristics, such as s t r e n g t h , d u c t i l i t y, h a r d n e s s , c o r r o s i o n r e s i s t a n c e , a n d b e h a v i o r a t l o w o r h i g h temperatures. the microstructural development of bone is determined by the role of the mineral atoms. each single atom may be substituted in the bone crystals or may be incorporated into them, and may dynamically replace the function of calcium or may complement calcium and simultaneously affect the elasticity and strength of bone. bone microstructure has frequently been studied in experimental animals as well as in humans,(15-17) but there have been few studies of the microstructure of osteoporotic bone.(18) substitution and incorporation determines the pattern and quality of growth of the bony matrix, which ultimately affects the atomic configuration of the hydroxyapatite complex and interaction of collagen with hydroxyapatite, thus affecting the characteristics of the bone. in the study of ren et al.(19) it was found that substitution of ca2+ ions by zn2+ ions in the hydroxyapatite structure significantly decreased the crystal size proportionally with increasing zinc concentrations. the implication was that zinc inhibited crystallization and crystal growth in hydroxyapatite, which was consistent with the findings of miyaji et al.(20) this phenomenon is believed to be due to the difference in size of ca2+ and zn2+ ions. zn2+ ions have an ionic radius of 0.74 å, which is significantly smaller than the ionic radius of ca2+ of 0.99 å, thus the substitution of ca2+ by zn2+ results in a decrease in the lattice parameters and reduction in crystal lattice volume, leading to impaired crystal growth.(21) the current study on the crystallization profile of hydroxyapatite in osteoporotic bone, in comparison with normal bone, is the first of its kind in indonesia. the aim of this study was 31 to evaluate the relationship between the crystallization profile of hydroxyapatite and the microstructural profile of osteoporotic bone, compared to normal bone, leading to an understanding of the role of mineral atoms as the basic components of bone composite in the course of osteoporosis. methods research design a laboratory observational study using cross-sectional design was conducted to assess the microstructure and crystal profile in osteoporotic bone. study subjects p a t i e n t s u n d e r g o i n g s u rg e r y a t t h e d e p a r t m e n t o f o r t h o p e d i c s o f t h e u l i n regional general hospital in banjarmasin and at other centers. the inclusion criteria for this study were: i) presence of fracture of trabecular bone (in patients undergoing surgery); ii) normal or osteoporotic bmd values; and iii) no past history of chronic disease. tools for bone measurements during the surgery bone samples were t a k e n f o r t h e f o l l o w i n g i n v e s t i g a t i o n s / assessments: i) bone microstructure by means of scanning electron microscopy (sem); ii) characteristics of hydroxyapatite crystals in bone by x-ray diffraction (xrd); and iii) bmd. on the basis of the bmd scores, the subjects were assigned to two groups, i.e. the normal group and the osteoporosis group. according to calculations performed with epi info version 6, the mininum sample size was 32 for á =95% and â =80%. assessment of bmd was performed at ulin regional general hospital in banjarmasin and syaiful anwar regional general hospital in malang. sem and xrd were conducted in the physics laboratory and the central laboratory of the faculty of mathematics and natural sciences (fmipa), malang state hospital. xrd was also performed on standard hydroxyapatite crystals. characterization of the x-ray diffraction r e s u l t s w a s p e r f o r m e d b y m e a n s o f pa n a n a l y t i c a l x ’ p e r t p r o m p d , f o r osteoporotic and normal bone. subsequent a n a l y s i s w a s b y m e a n s o f t h e s o f t w a r e programs high score plus, crystal maker and ddview, complemented with the latest version of pdf2. diffraction spectra were recorded at an angle of 2θ, from 200 to 60o, with a cu-kα radiation source (wave length = 1.54056 å, 40 ma, 40 kv) and step size of 0.05o. mean apatite crystal size in osteoporotic and normal bone was evaluated by means of the scherrer equation.(22) rietvield refinement analysis was obtained from spectrum details of osteoporotic and normal bone apatite samples. r i e t v e l d r e f i n e m e n t a n a l y s i s w a s performed by means of the high score plus program. space groups, cell parameters, atomic p o s i t i o n s , a n d h y d r o x y a p a t i t e t h e r m a l parameters were introduced in an initial structural model. rietveld refinement was performed in several stages. in the first stage, scale factors and background were refined, followed by refinement of other parameters, respectively comprising profile parameters, z e r o s h i f t , a s y m m e t r i c p a r a m e t e r s , c e l l parameters, preferential orientation, atomic c o o r d i n a t e s , t h e r m a l p a r a m e t e r s , a n d occupancy factors. ethical clearance the study was approved by the health r e s e a r c h e t h i c s c o m m i t t e e f a c u l t y o f medicine university of brawijaya. all the subjects were informed of the purpose of the study and were requested to sign an informed consent form. statistical analysis d a t a w e r e a n a l y z e d b y a n a l y s i s o f variance followed by tukey when appropriate. a p value < 0.05 was considered significantly. univ med vol. 30 no.1 32 noor, sumitro, hidayat, et al microarchitecture and crystal structure results the results of xrd characterization are presented in figure 1, indicating that only the hydroxyapatite crystal peak was present and that no other crystal phases were detected. from search and match tests it was found t h a t a l l b o n e s a m p l e s , b o t h n o r m a l a n d osteoporotic, had a crystal phase with a hexagonal structure and space groups p63/m and 176. application of the crystal maker program yielded the crystal structure depicted in figure 2. figure 1. xrd patterns of osteoporotic bone sample (red), normal bone (blue) and standard hydroxyapatite crystals (green) figure 2. crystal structure of bone legend: o-h = red; ca = gray (large); p = gray (small); o = blue 33 from figure 2 it is apparent that o-h groups are located at the corners of the crystal lattice, whereas ca, p, and o atoms are located within the crystal lattice space or volume, in a highly regular manner. the hexagonal crystal structure has the crystal lattice parameters a = b ≠ c, with angles á = â = 900 and ã = 1200. according to crystal geometry, this structure possesses a relatively high stability. crystal sizes are presented in detail in table 1. anova test concluded that there is significantly different of crystal size in all groups (p=0.000). post hoc test concluded there is significantly different of crystal size in all groups (p=0.000). the microarchitecture of osteoporotic bone is significantly different from that of normal bone. figure 3 depicts sem images at 200x magnification, and figure 4 depicts sem table 1. cystal sizes of standard hydroxyapatite, osteoporotic bone and normal bone images at 3000x showing trabeculae with large perforations surrounded by resorption cavities. in the trabecular structure there are stump s t r u c t u r e s a n d t h e i n n e r s u r f a c e o f t h e remaining cavities appear flat and thin (a). in normal bone the resorption cavities have not yet formed stump structures and the trabecular walls are still thick with a crumpled surface (b). discussion in connection with the abovementioned results, the mechanical properties of bone should not be viewed as a table of constants, but rather as a function of various factors.(23) osteoporosis is a process progressing to the amorphic that is difficult to characterize.(24) figure 3. trabeculae in osteoporotic (a) and normal (b) bone at 200x magnification univ med vol. 30 no.1 34 noor, sumitro, hidayat, et al microarchitecture and crystal structure figure 4. trabeculae in osteoporotic (a) and normal bone (b) at 3000x magnification at 3000x magnification, osteoporotic bone consists of parallel strands of collagen fibrils with intervening furrow-like resorption cavities, and also broken fibrils (a). normal bone lacks strands and presents predominantly closely packed hill-like structures (b) in summary, the atomic mineral make-up of the bone composite determines the crystal size, which is the basis for the development of bone microarchitecture. furthermore, the results of this study also indicate that although the crystal structure in osteoporotic bone and normal bone may be of similar hexagonal geometry, at the most basic level the crystal size and bone porosity are also important in determining bone quality, either physical, mechanical, or otherwise. a limitation of this study is that sem only reveals bone structure in two dimensions, necessitating further studies using micro-ct reconstruction as a three-dimensional analytical tool for osteoporotic bone as compared to normal bone. the crystal size also needs to be investigated three-dimensionally by means of atomic force microscopy. conclusion crystal size and morphologic distribution of hydroxyapatite in osteoporotic bone differs from those of normal bone and determine the microarchitecture of bone. the larger crystal size in osteoporotic bone is a result of the atomic make-up of the composite. the porosity of bone is proportional to the crystal size, where with a larger crystal size there is increased porosity. this is the reason why normal bone in this study exhibits a smaller crystal size (has a lower porosity) in c o m p a r i s o n w i t h o s t e o p r o t i c b o n e . t h i s phenomenon may be explained by the fact that within the bone structure the larger crystal size also leads to larger-sized interstitial cavities. the larger-sized cavities within the bone increase the total number of voids, such that ultimately the void ratio also increases. it is the void ratio that increases the porosity, as shown by the agreement between xrd and sem results. according to physical fact and logic, materials with a higher porosity level have poorer mechanical properties, possessing greater fragility, lower hardness, and lower flexibility, in consequence of the weaker bonds between the bone crystals. the present study found a reduction in bone mass and deterioration of its microarchitecture, which is comparable with the findings of shen.(18) 35 acknowledgement the author thank mr. abdulloh fuad and ms. zulaikha in malang state of university for sample preparation. references 1. 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samara*, purnamawati tjhin**, and magdalena wartono** *occupational health department ** anatomy department medical faculty, trisakti university, jakarta correspondence adr. ridwan harrianto, mh.sc.(o.m).sp.ok occupational health department medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2101 email: riddharr@cbn.net.id univ med 2009;28:170-8 abstract disorders of the musculoskeletal system constitute a considerable health problem in industrialized societies. low back pain (lbp) remains a common and costly problem among the workers. workplace injuries, primarily musculoskeletal disorders, are a persistent problem for nursing. a cross-sectional study was conducted to investigate prevalence of lbp as well as the potential risk factors associated with lbp. these potential risk factors include individual characteristics, job duration, type of work, and manual handling knowledge and practice. seventysix subjects consisting of 30 nurses and 46 administrative workers were recruited into the study. symptoms of lbp cases were assessed by means of a simple questionnaire, and the diagnosis of lbp was confirmed by clinical examination. the study showed that the overall point prevalence rate of lbp was 42.1%, while the overall 12-month prevalence rate was 69.7%. occupational group and manual handling practice were independent predictors for point prevalence of lbp. nursing occupation significantly increased the risk of point prevalence rate of lbp by 2.703 (95% c.i. or 1.046 – 6.984) compared to administrative workers. nurses with frequent manual handling practice had a 2.917-fold higher risk of developing a point prevalence of lbp, although this risk was statistically not significant (or=2.917;95% c.i. 0.094-3.003). the study indicates that an association exists between manual handling practice and lbp prevalence. keywords: low back pain, manual material handling, working pattern introduction l o w b a c k p a i n ( l b p ) i s a p r o b l e m frequently complained of by every individual, particularly workers. the frequency of lbp approaches that of flu,(1) as more than 85% of persons has at one time in his or her lifetime ever suffered from lbp.(1,2) in an american study 171 univ med vol.28 no.3 50% of workers suffered yearly from lbp.(2) another study stated that lbp in the united states was responsible for the loss of 149 million work-days per year, with 102 million work-days lost due to occupational lbp. it was estimated that the cost of lost work time reached an amount of $3000 for each insurance compensation claim.(3) lbp is a sharp or dull pain or muscular stiffness occurring in the back, i.e. the region between the lower costal margins and gluteal folds, the pain being either localized or radiating into the lower extremities (ischialgia).(4,5) koes et al.(5) in the netherlands stated that among all patients with lbp 4% was identified with compression fractures, 3% with spondylolisthesis, 0.7% due to tumors or tumor metastases, 0.3% due to ancylosing spondylitis, and 0.01% caused by infection, while among the remaining cases more than 90% had no identifiable cause and was classified as non specific lbp. (2) lbp is designated as acute lbp if it disappears in less than 6 weeks, as subacute lbp if it persists for 6 weeks to 3 months and as chronic lbp if it persists for more than 3 months. chronic lbp frequently leads to invalidity, such that the individual concerned is unfit for work.(4) the recurrence rate of lbp is also high (80%), where the 12-month recurrence rate is around 20-44%.(1) the point prevalence rate in the general population was reported by several studies to be around 14-30%,(6) whilst the point prevalence rate in workers was 15-30%.(7) the study by omokhodion and sanya(8) among office workers in nigeria revealed an annual/12-month lbp prevalence of 38%, while the point prevalence w a s 2 0 % . t h e a n n u a l p r e v a l e n c e r a t e s i n industrial workers(7) and construction workers(9) are 21% and 30.9%, respectively, whilst the point prevalence rate in workers packing detergent powder is 36.8%.(10) back pain is also a very prevalent condition among health care workers. for health care workers in different specialities the 12-month prevalence for pain in the lumbar spine has been reported as being as high as 76%. (11,12) a number of studies on nursing occupations yielded 12-month prevalences of 30%,(6) 69%(13) and 73-76%(14) while the point prevalence was 54.7%.(14) studies investigating occupational risk factors for lbp have tended to focus on workrelated mechanical risk factors with many using job title as a proxy measure of physical load. a study reported increased associations between mechanical factors, such as manual handling, handling heavy loads and frequent bending and twisting, and the risk of lbp.(15) this work pattern, termed manual material handling (mmh), is frequently encountered in n u r s i n g o c c u p a t i o n s , s u c h a s l i f t i n g a n d transferring of patients, walking or moving, abnormal postures of the trunk (bowing, lateral bending, torsion of the trunk) and pushing, p u l l i n g t r o l l e y s a n d m a n i p u l a t i n g h e a v y equipment.(16,17) more recently, work-related psychosocial factors have also been considered as risk factors for lbp.(18,19) there is evidence that individuals who physically transfer or lift objects (manual material handling) on a regular basis increase the strain on their backs and the r i s k o f d e v e l o p i n g b a c k p a i n . i n m a n y occupations, it is difficult to avoid this. the present study aims to measure the prevalence rate o f l b p a m o n g n u r s e s a s c o m p a r e d t o administrative workers and its association with work-related patient handling activities. methods design this was a cross-sectional study in which n u r s e s a n d a d m i n i s t r a t i v e w o r k e r s w e r e recruited. 172 research location and time frame the study was conducted at the medical faculty, trisakti university from september 2006 until february 2007. subjects subjects were nurses with a job duration of several years in a private hospital in jakarta, who w e r e a t t e n d i n g b i o m e d i c a l c o u r s e s a t t h e medical faculty, trisakti university, as part of the strata i program in nursing science, while administrative personnel of the medical faculty, trisakti university funtioned as the control group. all participants consented to become study subjects and signed an informed consent form for this study. exclusion criteria were nurses without nursing jobs or administrative workers without administrative work, persons with traumatic back pain, and persons with a past history of renal disease, tuberculosis of the spine or malignancies. the 12-month prevalence rate estimate of 70%(15) for low back pain was used to determine sample size. assuming the 12-months prevalence rate in administrative workers to be 35%, it was estimated that 29 subjects were required to have 80% power of detecting a risk associated with lbp (95% confidence interval).(20) data collection data collection was conducted by the investigators, using a questionnaire regarding the respondents’ demographic characteristics, type of work, and job duration. the diagnosis of lbp was established on the basis of past or current attacks of lbp at the present work location in the previous year, and/or tenderness of the paralumbal/gluteal/sacroiliac musculature, with or without a positive straight-leg raising test, and with or without radiation of the pain into the legs. assessment of knowledge of mmh techniques was performed by presenting the subjects with six illustrations of work posture in manual handling tasks, selected from “ergonomic checkpoints: practical and easy-to-implement solutions for improving safety, health and working conditions”.(21) this method has been u s e d b y p r e v i o u s i n v e s t i g a t o r s f o r t h e i r studies,(10) where the subjects were asked to choose between right or false and to give their r e a s o n s . s c o r i n g w a s a c c o m p l i s h e d b y evaluating aeach question according to the following criteria. a score of 0 was given if the answer was considered completely incorrect, a score of 1 for a nearly correct answer, and a score of 2 for correct answers. the scores for all six answers were then summed and the resulting total was categorized as follows: a total score of 7–12 was considered evidence of an understanding of the mmh techniques presented in the questionnaire, whereas a total score of 0–6 denoted ignorance of the mmh techniques in question. measurement of height and weight of the subjects was by means of smic instruments made in china. physical examination was performed by the investigators, while the diagnosis of lbp was established on the basis of the previously defined criteria. data analysis data were entered into the statistical package for the social sciences (spss v 15) software program. nominal, binary and interval data were analysed using descriptive statistics. bivariate analysis was used to examine for the associations between age, gender, job duration, manual handling, prevalence of low back pain, with occupational group. chi-square tests were used for categorical data and independent-t tests for continuous data. data were further analysed using multivariate logistic regression techniques to explore for independent predictors of point prevalence of lbp. harrianto, samara, tjin, et al low back pain among workers 173 univ med vol.28 no.3 results a total of 76 respondents were recruited into this study, comprising 30 nurses (3 male and 27 female nurses) and 46 administrative workers (26 male and 20 female workers). the youngest subject was 20 years of age and the eldest 60 years, with a mean age of 34.8 years and a standard deviation (sd) of 9.6. the majority of the subjects, viz. 44 (57,9%) had an academic educational background, 5 subjects had studied at primary school or junior high, comprising 2 with a primary school certificate and 3 with a junior high school certificate, whereas 27 subjects were educated at senior high school. the mean job duration was 10.6 years (sd = 8.6). m i n i m u m j o b d u r a t i o n w a s o n e y e a r a n d maximal job duration 37 years. approximately 67.1% of respondents had poor knowledge of manual handling techniques, and 71.1% rarely had manual handling practice. on t he d ay of the examination, the point prevalence of lbp was 42.1% and the 12-month prevalence of lbp 69.7% (table 1). characteristics n (%) gender male female occupational group nursing administration job duration group (yrs) < 10 > 10 job duration (yrs, mean ± sd) age groups (yrs) < 35 > 35 age (yrs, mean ± sd) manual handling knowledge yes no manual handling practice yes no point prevalence of lbp yes no annual prevalence of lbp yes no 29 (38.2) 47 (61.8) 30 (39.5) 46 (60.5) 46 (60.5) 30 (39.5) 10.6±8.6 44 (57.9) 32 (42.1) 34.8±9.6 25 (32.9) 51 (67.1) 22 (28.9) 54 (71.1) 32 (42.1) 44 (57.9) 53 (69.7) 22 (30.3) table 1. profile of respondents (n=76) occupational group characteristics nursing (n=30) administration (n=46) p gender male female 3 (10.3%) 27 (57.4%) 26 (89.7%) 20 (42.8%) 0.0000 age, yrs, mean (sd) 31.8 (8.2) 36.8 (10.1) 0.0281 job duration, yrs, mean (sd) manual handling knowledge yes no manual handling practice yes no point prevalence of lbp yes no annual prevalence of lbp yes no 7.9 (6.2) 16 (64.0%) 14 (27.5%) 22 (100.0%) 8 (14.8%) 17 (53.1%) 13 (29.5%) 24 (45.3%) 6 (21.6%) 12.4 (9.6) 9 (36.0%) 37 (72.5% 0 (0.0%) 46 (85.2%) 15 (46.9%) 31 (70.5%) 29 (55.7%) 17 (78.4%) 0.0271 0.002 0.0000 0.0380 0.1162 table 2. profile of respondents by occupational group (n=76) 174 males were significantly more frequently employed as administrative workers (89.7%) in comparison with nurses (42.8%). on average the administrative workers were older (36.8 ± 10.1) than the nurses (31.8 ± 8.2). regarding type of occupation, the point prevalence of lbp was significantly higher among nurses (53.1%) compared with that of administrative workers (46.9%). manual hanling knowledge and manual handling practice was significantly better in nurses than in administrative workers (table 2). the occurrence of a significant difference in point prevalence between nurses and administrative workers requires further analysis. a number of risk factors of point prevalence of lbp were examined, namely gender, age group (<40 and >40 years), job duration (<10 and >10 years), type of occupation, manual handling knowledge and manual handling practice. table 3 indicates that occupational group and manual handling practice were independent predictors for point prevalence of lbp. nursing occupation significantly increased the risk of point prevalence of lbp by 2.703 (95% c.i. or 1.046 – 6.984) compared to administrative workers. respondents who did frequent manual handling practice had a 3.501fold significantly higher risk of point prevalence of lbp compared with those who had no frequent manual handling practice (95% c.i.; or 1.241 – 9.849). based on the analytical results on table 3 a stratification of the respondents should be performed by occupation (table 4). nurses with frequent manual handling p r a c t i c e h a d a 2 . 9 1 7 f o l d h i g h e r r i s k f o r developing a point prevalence of lbp compared with nurses with infrequent manual handling practice, but the risk was statistically not significant (or=2.917;95% c.i. 0.094-3.003). risk factors odds ratio (or) 95% confidence interval or gender female male age group (yrs) < 40 > 40 job duration group (yrs) < 10 > 10 occupational group nursing administration manual handling knowledge poor good manual handling practice frequent rare 1.672 reference 0.900 reference 1.087 reference 2.703 reference 1.460 reference 3.501 reference 0.643 – 4.351 0.357 – 2.268 0.429 – 2.756 1.046 -6.984 0.545 – 3.912 1.241 – 9.849 table 3. risk factors of point prevalence of lbp in respondents (n=76) harrianto, samara, tjin, et al low back pain among workers 175 univ med vol.28 no.3 discussion the point prevalence of lbp was 42.1% in all respondents and the annual prevalence of lbp 69.7%. these study results were similar to those of a study in iran with an annual prevalence of lbp of 84% in industrial workers.(7) the present study showed a point prevalence rate of lbp and an annual prevalence rate of lbp in nurses of 53.1% and 46.9%, respectively. these results are consistent with a study in hongkong nurses where of the 377 nurses interviewed, 153 (40.6%) reported having lbp within the last 12 months.(22) in comparison, taiwanese nurses had a point prevalence rate of lbp of 66.0%.(23) however, the results obtained in our study showed a point prevalence of lbp and an annual prevalence rate of lbp that were greater than those found in irish nurses (respectively 15.5% and 30%).(6) the higher point prevalence of lpb found in the present study is presumably due to the fact that the diagnosis was established by a c o m b i n a t i o n o f i n t e r v i e w s a n d p h y s i c a l examination, as the symptoms and signs arising in mild cases that may be found on physical examination are frequently ignored by the patients. our study showed an annual prevalence rate of lbp in nurses which was not significantly different from the rate in administrative workers (respectively 45.3% and 55.7%). these lbp annual prevalence rates suggest that lbp prevalence among health service workers is no greater than that in the general population. this is consistent with the findings of maui et al.(14) who found no difference in lbp prevalence between nursing and non-nursing groups despite the fact that nursing is generally regarded as a high-risk occupation for lbp. however, contrary results were obtained in a study in hongkong indicating a high occurrence rate of lbp in nurses (40.6%).(22) such a high occurrence rate may be accounted for by the nature of nursing w o r k . t h e r e s u l t s o f o u r s t u d y c l e a r l y demonstrates that the annual prevalence rate of lbp is higher than the point prevalence rate of lbp. this fact suggests that lbp is chronic and recurrent in nature. the difference in lbp prevalences indicate a difference in assessment of lbp. two previous studies indicated that the risk factors for lbp d i ff e r w i t h h o w t h e l b p i s d e f i n e d a n d measured.(24,25) the day-to-day work routines proved to be a risk factor in the development of the point prevalence of lbp. nurses had a higher risk of s u ff e r i n g f r o m l b p i n c o m p a r i s o n w i t h administrative workers. in connection with mmh practice, the group of workers with table 4. manual handling practice as risk factor of point prevalence of lbp by occupational group (n=76) *all respondent in the administrative group rarely had manual handling practice, therefore the odds ratio could not be determined occupational group exp(β) 95% confidence interval exp(β) nursing (n=30) manual handling practice frequent rare 2.917 reference 0.094 – 3.003 administration manual handling practice* --- 176 f r e q u e n t m a n u a l h a n d l i n g p r a c t i c e h a d a significantly higher risk of lbp. stratification analysis showed that in nurses with frequent manual handling practice the risk of developing lbp was higher than in those with infrequent m a n u a l h a n d l i n g p r a c t i c e , a l t h o u g h t h e difference was not statistically significant. this may be because the assumption that formed the basis for the calculation of sample size was i n c o r r e c t . t h e a s s u m p t i o n w a s t h a t t h e prevalence of lbp in administrative workers would be 50% lower than in nurses, whereas actually in this study the lbp prevalence in administrative workers was 20% greater than in nurses. thus the sample size in this study was unable to demonstrate a significant difference between nurses with frequent manual handling practice and those with infrequent manual handling practice. the foregoing demonstrate that the technical knowledge of posture and work methods in occupations requiring heavy physical activity, such as lifting, lowering, pushing, pulling, throwing, supporting, transferring weights, or postures with frequent bending and/ or bowing, and sitting or standing still, may in the long term decrease the risk of lbp. h o w e v e r, a t t h e m o m e n t t h e r e i s controversy rather than agreement among the existing study results. one systemic review found no evidence that training with or without lifting equipment is effective in the prevention of back pain or consequent disability. either the advocated techniques did not reduce the risk of back injury or training did not lead to adequate change in lifting and handling techniques.(26) the study of hignett(27) reported that intervention strategies relying exclusively on training in correct manual handling techniques did not reduce the risk of lbp. the study performed by martimo et al.(28) revealed that training in correct manual handling techniques with or without mechanical aids was unable to prevent the occurrence of lbp or invalidity. other studies h a v e s t a t e d t h a t m u l t i p l e i n t e r v e n t i o n s comprising mmh training accompanied by administrative interventions, such as improving work policies and procedures, and by the use of m e c h a n i c a l w e i g h t l i f t i n g a i d s , a n d b y ergonomical redesign of behavior, equipment and work environment may reduce the risk of lbp.(29,30) conclusions a major finding in this study was the high p r e v a l e n c e o f l b p a m o n g n u r s e s a n d administrative workers. there was an association b e t w e e n ‘ m a n u a l h a n d l i n g p a r a c t i c e a n d occupation on the one hand, and point prevalence of low back pain on the other, especially in nurses. these findings have important implications for the prevention of occupational lbp, particularly for nurses. good posture and correct transferring techniques in ward situations should be reinforced with hands-on practice performed on nurses’ common types of clients. acknowledgements we would like to express our gratitude to the dean and vice-deans of the medical faculty, trisakti university, for the funding of the present s t u d y a n d t h e i r c o n t i n u i n g s u p p o r t u n t i l completion of this study. we also thank all respondents consenting to participate in this study. references 1. zanni gr, wick jy. eliminating myths and elucidating realities. j am pharm assoc 2003;43: 357-62. 2. patel at, ogle aa. diagnosis and management of acute low back pain. am fam physician 2000;61: 1779-86. harrianto, samara, tjin, et al low back pain among workers 177 univ med vol.28 no.3 3. cote pdc, baldwin ml, johnson wg. early pattern of care for occupational back pain. spine 2005;30: 581-7. 4. manek nj, macgregor aj. epidemiology of back disorders: prevalence, risk factors, and prognosis. curr opin rheumatol 2005;17:134-40. 5. koes bw, tulder mw, thomas s.clinical review diagnosis and treatment of low back pain. bmj 2006;332:1430-4. 6. cunningham c, flynn t, blake c. low back pain and occupation among irish health service workers. occup med 2006;56:447-54. 7. 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19. linton sj. occupational psychological factors increase the risk for back pain: a systematic review. j occup rehabil 2001;11:53–66. 20. browner ws, newman tb, cummings sr, huley sb. estimating sample size and power: the nittygritty. in: hulley sb, cummnings sr, browner ws, grady d, hearst n, newman tb, editors. designing clinical research: an epidemiological approach. 2nd ed. new york: lippincott willims & wilkins;2001. p.65-91. 21. international labor office. ergonomic checkpoints: practical and easy-to-implemen solutions for improving safety, health and working conditions. geneva: ilo publications;1999. 22. yip yb. a study of work stress, patient handling activities and the risk of low back pain among nurses in hong kong. j advanced nursing 2001;36:794804. 23. feng ck, chen ml, mao if. prevalence of and risk factors for different measures of low back pain among female nursing aides in taiwanese nursing homes. bmc musculoskeletal disorders 2007;8: 52-60. 24. violante fs, fiori m, fiorentini c, risi a, garagnani g, bonfiglioli r, et al. associations of psychosocial and individual factors with three different categories of back disorder. j occup health 2004;46:100-8. 25. ozguler a, leclerc a, landre mf, pietri-taleb f, niedhammer i. individual and occupational determinants of low back pain according to various definitions of low back pain. j epidemiol community health 2000;54:215-20. 26. martimo kp, verbeek j, karppinen j, furlan ad, kuijer ppfm, viikari-juntura e, et al. effect of training and lifting equipment for preventing back pain in lifting and handling: systemic review. bmj 2008;336:429-31. 27. hignett s. intervention strategies to reduce musculoskeletal injuries associated with handling patients: a systemic review. occup environ med 2003;60:e6. 178 28. martimo kp, verbeek jh, karppinen j, furlan ad, kuijer ppfm, viikari-juntura e, et al. manual material handling advice and assistive devices for preventing and treating back pain in workers. cochrane database syst rev 2007:cd005958. 29. carrivic pjw, lee ah, yau kkw. cosultative team to assess manual handling and reduce the risk of harrianto, samara, tjin, et al low back pain among workers occupational injury. occup environ med 2001;58: 339-4. 30. koopelaar e, knibbe jj, miedema hs. determinants of implementations on pateient handling in healthcare: a systematic review. occup environ med 2009;66:353-60. oktavianus 179 *faculty of medicine, yarsi university, jakarta **faculty of medicine and health sciences, muhammadiyah university of jakarta ***faculty of medicine, maranatha christian university, bandung correspondence susi endrini, ssi., msc., phd faculty of medicine yarsi university cempaka putih jakarta 10510 phone : +6221-4213065 email: susi.endrini@yarsi.ac.id/ sendrini@yahoo.com univ med 2014;33:179-84 abstract universa medicina september-december, 2014september-december, 2014september-december, 2014september-december, 2014september-december, 2014 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 background plant-derived herbal compounds have a long history of clinical use, better patient tolerance and acceptance. they are freely available natural compounds that can be safely used to prevent various ailments. plants have been the basis of traditional medicine throughout the world for thousands of years and are providing mankind with new remedies. the objective of this study was to determine the cytotoxicity of soursop (anona muricata linn) leaves and pearl grass (hedyotis corymbosa (l.) lam.) on the hormone-dependent human breast carcinoma michigan cancer foundation-7 (mcf-7) cell line. methods this study used two types of solvents (water and ethanol) in the extraction process and two incubation times (24 hours and 48 hours) in the mtt assays to analyze the cytotoxic effects of both plants. results preliminary results showed that the ethanolic extract of soursop leaves (se) displayed cytotoxic effects against mcf-7 on 24and 48-hour incubation times with ic 50 values of 88.788 µg/ml and 14.678 µg/ml, respectively. ethanolic pearl grass extract (pe) showed similar results, with ic 50 values of 65.011 µg/ ml on 24-hour incubation time and 52.329 µg/ml on 48-hour incubation time against mcf-7 cell line. however, the water extract of both plants displayed lower cytotoxic effect against mcf-7 cell line. conclusion the ethanolic extract of both plants displayed cytotoxic effect against mcf-7. soursop (anona muricata linn) leaves have the strongest cytotoxic activity against mcf-7 breast cancer cell line. keywords: microculture tetrazolium salt assay, hedyotis corymbosa, annona muricata, mcf-7 annona muricata leaves have strongest cytotoxic activity against breast cancer cells susi endrini*, suherman**, and wahyu widowati*** 180 endrini, suherman, widowati soursop leaf cytotoxic activity against breast cancer daun sirsak mempunyai aktifitas sitotoksik paling kuat terhadap kultur sel kanker payudara latar belakang senyawa-senyawa yang diturunkan dari tumbuhan memiliki sejarah yang panjang dalam penggunaan klinis, toleransi pasien yang lebih baik dan juga penerimaannya. senyawa-senyawa tersebut adalah senyawa alami yang tersedia secara bebas yang dapat digunakan secara aman untuk mencegah berbagai penyakit. tanaman menjadi dasar sistem pengobatan tradisional di seluruh dunia selama ribuan tahun dan memberikan obat baru kepada manusia. penelitian ini dilakukan untuk menentukan efek sitotoksisitas daun sirsak (annona muricata linn ) dan rumput mutiara (hedyotis corymbosa (l.) lam.) terhadap kultur sel karsinoma payudara manusia tergantung hormon michigan cancer foundation-7 (mcf-7). metode dalam studi ini, kami telah menggunakan dua jenis pelarut (air dan etanol) dalam proses ekstraksi dan dua jenis waktu inkubasi (24 jam dan 48 jam) dalam tes mtt untuk menganalisis efek sitotoksik dari kedua tanaman . hasil hasil awal menunjukkan bahwa ekstrak etanol daun sirsak (se) yang ditampilkan efek sitotoksik terhadap mcf 7 pada waktu 24 jam dan 48 jam inkubasi dengan masing-masing nilai ic 50 adalah 88,788 µg/ml dan 14,678 µg/ ml. di sisi lain, ekstrak etanol rumput mutiara (pe) juga menunjukkan hasil yang serupa dengan nilai ic 50 65,011 µg/ml pada 24 jam waktu inkubasi dan 52,329 µg/ml pada waktu 48 jam inkubasi terhadap mcf-7. namun, ekstrak air dari kedua tanaman menampilkan efek sitotoksik yang lebih rendah terhadap mcf-7. kesimpulan daun sirsak (annona muricata linn) mempunyai aktifitas sitotoksik paling kuat terhadap kultur sel kanker payudara mcf – 7. kata kunci: uji microculture tetrazolium (mtt), hedyotis corymbosa, anona muricata, mcf-7 abstrak introduction breast cancer incidence in asia is escalating more rapidly than in the west. breast cancer is one of the most prevalent cancers in indonesian females.(1) in the other hand, the plant derived herbal compounds have a long history of clinical use, better patient tolerance and acceptance. they are freely available natural compounds that can be safely used to prevent various ailments. plants have been the basis of traditional medicine throughout the world for thousands of years and are providing mankind with new remedies.(2) in the case of human cancers, thus far, nine plantderived compounds have been approved for clinical use as anticancer drugs in the united states. in the cancer drug discovery program, a p a r a d i g m b a s e d o n e t h n o b o t a n i c a l a n d ethnopharmacological data would be more economical and beneficial for identifying potential anticancer molecules than mass screening of plant species.(3) indonesians have known a lot of traditional medicinal plants, among which are soursop and pearl grass. pearl grass (hedyotis corymbosa (l.) lam.) (synonym: oldenlandia corymbosa linn.) 181 of the rubiaceae family, is a weedy annual herb. the plant is known to clear heat and toxins, activate blood circulation, promote diuresis and relieve stranguria. it is also active against appendicitis, hepatitis, pneumonia, cholesystitis, urinary infection, cellulites and snake bite. chinese folk medicine prescribes the plant for treatment of skin sores, ulcers, sore throat, bronchitis, gynecologic infections and pelvic inflammatory diseases.(4) the anticarcinogenic properties of methanolic extracts of pearl grass have been published in our previous study.(5) in the present study we have continued our study using different solvents (water and ethanol) to achieve better results. annona muricata (common name: soursop) is a lowland tropical fruit-bearing tree in the annonaceae family. other common names are graviola and guanábana (sometimes shortened to guanába). related species include cherimoya (a. cherimola) and sugar-apple (a. squamosa), and paw paw (asimina triloba). the soursop is native to tropical central and south america and the caribbean, but is now widely cultivated in tropical areas worldwide, including southern florida and southeast asia, from sea level to altitudes of around 1150 meters. soursop has numerous traditional medicinal uses in south america and the caribbean, and has become a popular nutritional medicinal supplement. fruit, seeds, bark, leaves, and roots have all been used to treat intestinal parasites, coughs (including a s t h m a a n d b r o n c h i t i s ) , l i v e r a i l m e n t s , inflammation, diabetes, and hypertension. the seeds are insecticidal and a preparation from the leaves has been used to kill headlice and bedbugs.(6) numerous studies on plants from the annonaceae family have been carried out. a. montana has cytotoxic effect on the human liver c a n c e r c e l l l i n e h e p g 2 . (7) t h e s e e d s o f a.crassiflora have high antioxidant activity.(8) the purpose of this study was to determine the cytotoxic effects of pearl grass and soursop leaf extracts using different solvents by the microculture tetrazolium salt (mtt) assay on the hormone-dependent human breast carcinoma michigan cancer foundation-7 (mcf-7) cell line. methods t h i s s t u d y h a s b e e n d o n e u s i n g a n experimental research design and conducted in i n t e g r a t e d r e s e a r c h l a b o r a t o r y, ya r s i university jakarta from january to october 2013. plant materials and extractions for preparing the ethanolic extract, dried whole pearl grass (1 kg) and soursop leaves (1 kg) were extracted with 70% ethanol at room temperature. the extracts were then filtered through a whatman no. 1 filter paper. the collected filtrates were evaporated to dryness under vacuum at 40°c using a rotary evaporator (n-1000v-w, eyela, japan). the extraction methods were according to ali et al. (9) with slight modifications. after evaporation, the yield of dried ethanolic extracts (se and pe) was about 10% of the original plant samples. for preparing the water extract, dried whole pearl grass (1 kg) and soursop leaves (1 kg) were extracted with water at room temperature. the extracts were then filtered through a whatman no. 1 filter paper. the filtrates were freeze-dried and the dried water extracts (sw and pw) were collected. cell cultures the mcf-7 cell line was obtained from the american type culture collection (atcc, usa). the cells were grown in dulbecco’s m o d i f i e d e a g l e m e d i u m ( g i b c o , u s a ) supplemented with 10% of fetal calf serum, 100 iu/ml penicillin and 100 µg/ml of streptomycin (gibco, usa) using 25 cm2 flasks (nunc, denmark), in a co 2 incubator (sanyo, japan) at 37°c. mtt assay the viability of cells was determined with trypan blue. exponentially growing cells were univ med vol. 33 no.3 182 endrini, suherman, widowati soursop leaf cytotoxic activity against breast cancer harvested, counted by hemocytometer and diluted with medium, yielding a concentration of 1 x 105 cells/ml. from this cell suspension, 100 µl was pipetted into 96-well microtiter plates (nunc, denmark) and incubated for 24 h in a 5% co 2 incubator (sanyo, japan) at 37°c. the diluted range of test extracts were 0.468, 0.937, 1.875, 3.750, 7.5, 15 and 30 µg ml-1. after adding the extract samples, new medium was added to make up to a final volume of 200 µl per well. the plate was then incubated in the 5% co 2 incubator at 37°c for 24 and 48 h. then 20 µl of mtt reagent (roche, usa) was added into each well. the plate was incubated again for 4 h in the sanyo co 2 incubator at 37°c. after incubation, 200 µl solubilization solution (roche, usa) was added into each well. the cell was then left overnight at 37°c in the 5% co 2 incubator. finally, the absorbance was read with the elisa reader (lx-800). results as mentioned above, the ethanolic extracts and the water extracts of the studied plants were analyzed for their cytotoxic effects on the mcf7 cell line by the mtt assay using different incubation times. the mcf-7 standard curve used for calculation of ic 50 values is shown in figure 1. the ic 50 values against the mcf-7 cell line of the ethanolic extract of soursop leaves (se), the water extract of soursop leaves (sw), the ethanolic extract of pearl grass (pe) and the water extract of pearl grass (pw) for different incubation time (24 hours and 48 hours) are shown on table 1. doxorubicin has been used table 1. ic 50 values of extracts on 24 hours and 48 hours incubation time there were significant differences between groups a, b, c, and d at 24 and 48 hours. p-value was calculated using a one-way anova test with a value of less than 0.05 indicating significance figure 1. standard curve of mcf-7 183 as a positive standard, with ic 50 values of 0.147 µm and 0.000325 µm against mcf-7 on 24and 48-hour incubation times, respectively. there were significant differences between groups of ic 50 values (p<0.05). the strongest cytotoxic activity was shown by soursop leaves. discussion this study has shown that the ethanolic extract of soursop leaves (se) has potential cytotoxic effects on mcf-7 cells and that the effect increased with incubation time. the highest cytotoxic effect of this extract was displayed by the lowest ic 50 value that has been achieved. rachmani et al.(10) and fidianingsih et al.(11) have reported that annona muricata was cytotoxic against t47d cells. paul et al.(2) found that hela cells treated with 75 µg of a crude leaf extract of annona muricata showed 80% cell inhibition. they also detected in the crude leaf extract of annona muricata several bioactive compounds, such as anonaine, friedelin, isolaureline, a n n o n a m i n e , a n o m u r i n e , k a e m p f e r o l , asimilobine, quercetin, and xylopine. however, the water extract of soursop leaves (sw) did not display the potential cytotoxic activities. on the other hand, pearl grass has also displayed similar results. the ethanolic extract of pearl grass (pe) has potential cytotoxic effect on mcf-7 cell lines. however, the cytotoxic effect of its ethanolic extract was lower compared to the methanolic extract from our previous study.(5) lee et al.(12) reported that pearl grass extract had a significantly inhibited cell growth and induced apoptosis in colo 205 (colon cancer), hep3b (hepatocellular carcinoma) and h460 (lung cancer) cell lines. andriyani et al.(13) have reported that pearl grass extract displayed cytotoxicity against t47d cells. the ethanolic e x t r a c t o f p e a r l g r a s s l e a v e s h a s s h o w n significant anticancer activity on k562 human leukemia cell lines.(14) based on our previous study, the anticarcinogenic properties of pearl grass could be due to its high antioxidant activities. according to sasikumar et al.,(15) pearl grass extract exhibited high antiradical activity against abts, nitric oxide and hydroxyl radicals, with ec 50 values of 150, 130, and 170 ìg/ml, respectively. the pearl grass extract also enhanced the hepatoprotective in albino rats.(16) the alcoholic extract of pearl grass has also shown significant antiulcer activity against aspirin in rats.(17) pearl grass extract were reported to have a number of common bioactive constituents, including ferulic acid, flavonols, flavones, vanillic acid, syringic acid, and caffeic acid.(18) another study has also reported that the methanolic extract of pearl grass contains many bioactive chemical constituents including alkaloids, glycosides, terpenoids, steroids, flavonoids and tannins.(19) two groups of isolated c o m p o u n d s f r o m w h o l e p l a n t s a r e t h e genoposides and iridoid glycosides.(20) the iridoid g l y c o s i d e s h a v e s h o w n a v a r i e t y o f pharmacological activities, such as antioxidant, analgesic, antibacterial, antimalarial, anticancer and hepatoprotective effects.(21) the mechanisms of the cytotoxic effects of both plants are being studied. the different ic 50 values from different solvent extraction methods may have been due to the bioactive compounds of both plants. the anticarcinogenic properties of a combination of both plants are being studied to explore better treatments for breast carcinoma with inflammation. conclusions the strongest cytotoxic properties against the mcf-7 cell line were displayed by soursop leaves with ethanol as a solvent in the extraction process and 48-hour incubation time. the different ic 50 values from different solvent extraction methods may have been due to the bioactive compounds of both plants. acknowledgement we gratefully acknowledge the financial support of the directorate general for higher education, ministry of national education, univ med vol. 33 no.3 184 endrini, suherman, widowati soursop leaf cytotoxic activity against breast cancer republic indonesia, for decentralization research grant (hibah unggulan perguruan tinggi) to yarsi university for 2012-2013. references 1. ng ch, phaty nb, taib na, teh yc, mun ks, amiruddin a, et al. comparison of breast cancer in indonesia and malaysia: a clinico-pathological study between dharmais cancer centre, jakarta, and university malaya medical centre, kuala lumpur. asian pacific j cancer prev 2011;12: 2943-6. 2. paul j, ganan r, jayadeepa rm. anticancer activity of graviola, an exciting medicinal plant extract vs various cancer cell lines and a detailed computational study on its potent anti-cancerous leads. curr top med chem 2013;13:1666-73. 3. cochrane cb, nair pkr, melnick sj, resek ap, ramachandran c. anticancer effects of annona glabra plant extracts in human leukemia cell lines. anticancer res 2008;28:965-72. 4. patel td, jain v, dodia r. oldenlandia corymbosa l: a phytopharmacological review. int j phytophar 2014;4:79-82. 5. endrini s. antioxidant activity and anticarcinogenic properties of “rumput mutiara” {hedyotis corymbosa (l.) lam.} and “pohpohan” {pilea trinervia (roxb.) wight}. j medicinal plant res 2011;5:3715-8. 6. courteau j. annona muricata. encyclopedia of life. available at: http://www.eol.org/. accessed june 6, 2012. 7. liaw cc, chang fr, chen sl, wu cc, lee kh. novel cytotoxic monotetrahydrofuranic annonaceus acetogenins from annona montana. bioorg med chem 2005;13:4767-76. 8. roesler r, catharino rr. malta lg. antioxidant activity of annona crassiflora: characterization of major components by electrospray ionization mass spectrometry. food chem 2007;104:104854. 9. ali am, macjen m, hamid m, lajis nh, el ss, murakoshi m. antitumor promoting and antitumor activities of the crude extract from leaves of juniperus chinensis. j ethnopharmacol 1996;53:165-9. 10. rachmani epn, suhesti ts, widiastuti r, aditiyono a. the breast of anticancer from leaf extract of annona muricata against cell line in t47d. int j appl sci technol 2012;2:157-64. 11. fidianingsih i, handayani es. annona muricata aqueous extract suppresses t47d breast cancer cell proliferation. univ med 2014;33:19-26. 12. lee hz, bau d, kuo cl, tsai ry, hen yc, chan yh. clarification of the phenotypic characteristics and anti-tumor activity of hedyotis diffusa. am j chin med 2011;39:20113. 13. andriyani r, risdian c, udin z. cytotoxicity assay from fractions of hedyotis corymbosa extract against breast cancer cell line t47d. indones j cancer chemoprev 2011;2:182-6. 14. pandey k, sharma pk, dudhe r. anticancer activity of parthenium hysterophorus and oldenlandia corymbosa lam by srb method. scientific reports 2012;6:1-3. 15. sasikumar jm, maheshu v, aseervatham gs, darsini dt. in vitro antioxidant activity of hedyotis corymbosa (l.) lam. aerial parts. indian j biochem biophys 2010;47:49-52. 16. chimkode r, patil mb, jalalpure s, pasha ty, sarkar s. a study of hepatoprotective activity of hedyotis corymbosa linn, in albino rats. anc sci life 2009;28:32-5. 17. mammen d, daniel m, sane rt. identification of pharmacognostic and phytochemical biomarkers to distinguish between hedyotis corymbosa (l) lam and its adulterant, glinus oppositifolius (l) adc. res j pharm biol chem sci 2011;2:649-56. 18. hussain za. kumaresan s. phytochemical and antimicrobial evaluation of oldenlandia corymbosa. asian j plant sci res 2013;3:1558. 19. noiarsa p, ruhirawat s, otsuka h, kanchanapoom t. chemical constituents from oldenlandia corymbosa l of thai origin. j ant med 2008;62:249-50. 20. agrawal s. evaluation of antiulcer activity of oldenlandia corymbosa (l). int j res dev pharm sci 2013;2:363-7. 21. sivapraksam ssk, karunakaran k, kuppusamy s, subashini ts. a review on phytochemical and pharmacological profile of hedyotis corymbosa linn. int j pharm sci rev res 2014;26:320-4. murad1 51 * department of microbiology, ** department of community medicine, *** department of medical pharmacology, medical faculty trisakti university, jakarta correspondence aprof. dr. murad lesmana department of microbiology medical faculty trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2611 email: jmurad@cbn.net.id univ med 2008; 27: 51-6. transport media for shigella include buffered glycerol saline (bgs), and caryblair (cb). however being a liquid medium bgs may leak or spill during transport and thus may cause contamination. the other concern is the 30% concentration of glycerol in the bgs which may be inhibitory to some susceptible shigella species. this study was conducted to determine the best and safe transport media for shigella. rectal swab samples were obtained from 289 dysenteric patients and transported to the laboratory in cary-blair (cb) transport medium, standard buffered glycerol saline (bgs), bgs with the addition of 0.5% agar (bgs-a), and bgs with the addition of 0.5% agar and reduced glycerol to 15% (bgs-m). recovery rates between cb, bgs, bgs-a and bgs-m and their combinations were compared. the overall prevalence of shigella recovered from any of the four tubes was 24.9% (72/289). cb and bgs-m recovered shigella in 54 out of 289 patients (18.7%), cb and bgs-a in 50 (17.3%), and cb and bgs in 49 (17.0%), while cb, bgs, bgs-a, and bgs-m alone gave positive shigella in 30 (10,4%), 29 (10.0%), 34 (11.8%) and 46 (15.9%), respectively. this study suggests that a minor modification to the bgs raised the recovery rate of shigella. keywords: transport media, shigella, isolation comparative analysis of transport media for isolating shigella april-june 2008april-june 2008april-june 2008april-june 2008april-june 2008 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 abstract universa medicina murad lesmana*a, oktavianus ch. salim**, elly herwana***, paul bukitwetan*, and julius e. surjawidjaja* introduction shigellosis occurs both in epidemic and endemic forms in children and adults and remains a major public health problem in developing countries, causing high morbidity and mortality, particularly in children.(1,2) specific diagnosis of shigella infection depends on the isolation and identification of the organism from microbiological cultures of stool or rectal swab sample. it is important to laboratory examination that care should be taken to collect suitable fecal specimen, to use appropriate transport medium, and to ensure that specimen is transported to laboratory in a timely manner. 52 lesmana, salim, herwana, et al transport media for shigella shigellae are fastidious microorganisms and survive poorly in the environment. they remain viable for a limited time outside the human body, therefore, specimens for culture should b e p r o c e s s e d a s s o o n a s p o s s i b l e a f t e r collection.(3) delays of specimen process can result in substantial under-detection of the organism since it will reduce the number of viable shigella. (4) if a delay is anticipated b e t w e e n c o l l e c t i o n a n d p r o c e s s i n g o f specimens, transport medium should be used. transport medium is most commonly used for specimens collected for enteric pathogens analysis, and many media have been developed for this purpose.(5) for many years transport media commonly used for shigella-containing stool include buffered glycerol saline (bgs) and cary-blair (cb).(6-9) bgs has been widely used without undergone any major changes since it was developed and later perfected by sachs in 1939.(10) although cb is probably the best overall transport medium for diarrheal stool or rectal swab samples,(7) for the recovery of shigella, bgs was reported to be a better medium than cb.(3,11,12) one disadvantage of bgs, however, is that being a liquid medium it may leak or spill during transport and thus may c a u s e e n v i r o n m e n t a l c o n t a m i n a t i o n w i t h bacterial pathogens of the specimen being transported. the other concern is the 30% concentration of glycerol in the bgs which may be inhibitory to some susceptible shigella species. a literature search failed to find a transport medium for shigella which has a smaller concentration of glycerol other than the bgs. recent publications on bgs and other transport media were also scarce. to determine the best and safe transport media for shigella, we evaluated cb medium, standard traditional bgs as described and modified by sachs,(10) and two modified bgs media, which were (i) bgs with the addition of 0,5% agar without any other changes (bgsa), and (ii) bgs with the addition of 0,5% agar a n d r e d u c e d g l y c e r o l c o n t e n t t o a f i n a l concentration of 15% (bgs-m). methods preparation of transport media cb (becton dickinson, sparks, md) was prepared according to the direction provided by the manufacturer. standard bgs (bgs) was prepared from the formula according to the method described elsewhere.(13,14) for bgs-a, a 0.5% agar was added to the formula of standard bgs, and for bgs-m a 0.5% agar was added to the formula of standard bgs and the glycerol content was reduced to a final concentration of 15% (table 1). table 1. formula of buffered glycerol saline (bgs) and its modifications 53 collection and transportation of specimens from september 2005 through november 2007, a shigella surveillance was conducted in jakarta, involving community health center. consenting patients of all age groups presenting with dysenteric diarrhea (stool with blood and/ or mucus) were invited to participate. four rectal swabs were collected from each patient and each swab was placed in cb, bgs, bgsa and bgs-m, respectively. swab samples in transport media were held in the refrigerator (20 to 80c) until the end of the normal working day, at which they were transported in a coolbox to the microbiology laboratory of trisakti medical faculty. the swabs were processed immediately. bacteriological procedure swab specimen in transport medium was i n o c u l a t e d d i r e c t l y o n t o t h e s u r f a c e o f macconkey (mac) agar (difco, becton dickinson, sparks, md) and xylose lysine des oxycholate ( xl d) agar plate (difco, becton dickinson, sparks, md). plates were incubated at 370c, aerobically, for 20-24 hours. t h r e e s u s p i c i o u s c o l o n i e s ( n o n l a c t o s e fermenting) from each culture media were p i c k e d a n d i d e n t i f i e d b y c o n v e n t i o n a l biochemical test.(15) serological confirmation of isolates was performed by slide agglutination method employing group-specific shigella antisera (difco, becton dickinson, sparks, md). rectal swab specimen in a particular transport medium was considered negative for shigella when there were no growth on both mac and xld. statistical analysis chi-square test to compare the proportions of positive samples were used to determine the significant differences in isolation rates for individual and combined transport media. a p r o b a b i l i t y v a l u e p < 0 . 0 5 w a s c o n s i d e r e d statistically significant. results a total of 289 rectal swab samples from patients presenting with dysenteric diarrhea were obtained and processed. shigella was recovered from 72 (24.9%) of the rectal swab s a m p l e s . t h e p r o p o r t i o n a l d i s t r i b u t i o n o f shigella species was presented in table 2. s h i g e l l a f l e x n e r i w a s t h e m o s t p r e v a l e n t subgroup isolated with a rate of 17.3% (50/ 289), followed by s. sonnei with 7.3% (21/289) a n d s . b o y d i i , w i t h 0 . 3 % ( 1 / 2 8 9 ) . n o s . dysenteriae was isolated. both s. flexneri and s. sonnei comprised 98.6% (71/72) of all shigella isolated in this study. table 2. isolation of shigella spp. from rectal swab samples (n=289) in 4 transport media univ med vol.27 no.2 54 lesmana, salim, herwana, et al transport media for shigella i n r e l a t i o n t o t h e m e d i a u s e d f o r transportation of the specimen, shigella flexneri was recovered from 10.7% (31/289) rectal swab samples preserved and transported in bgs-m, followed by those in bgs and bgs-a each with 7.6% isolation rate, and in cb with 6.9%. shigella sonnei was isolated from 9 (3.1%) rectal swab samples preserved and transported in cb which was almost similar to that in bgs (2.4%), while bgs-a and bgs-m yielded 4.2% and 5.2% s. sonnei isolates, respectively. for both s. sonnei and s. flexneri, bgs-m with 15.9% (46/289) isolation rate provided the highest result compared to the other three transport media. for the isolation of s. flexneri the combination of cb+bgs-m (13.1%) was slightly better than those of cb+bgs (11.8%) and cb+bgs-a (11.4%), whereas for s. sonnei it was cb+bgs-a (5.5%) which gave higher isolation rate. overall isolation rate of shigella from specimens preserved and transported in cb was 10.4%, in bgs was 10.0%, in bgs-a was 11.8% and in bgs-m was 15.9%. compared to cb and bgs, bgs-m was significantly superior (p<0.05) in the total recovery of shigella species, but it was not significantly different than bgs-a (p>0.05). the combination of cb and b g s m p r o v i d e d 1 8 . 7 % i s o l a t i o n r a t e o f shigella, whereas the combination of cb and bgs, cb and bgs-a yielded 17.0% and 17.3%, respectively. the combination of cb and bgsm demonstrated a slightly better isolation rate f o r s h i g e l l a , h o w e v e r, i t d i d n o t d i f f e r s i g n i f i c a n t l y f r o m o t h e r c o m b i n a t i o n s o f transport media (p>0.05). discussion for over five decades since sachs(10) made a modification on the bgs from its original formulation this medium has been widely used without undergone any changes for preservation and transportation of shigella species in stool or rectal swab specimen. for recovery of shigella, the efficiency of bgs was reportedly superior than cb.(3,11,12) very few studies evaluated this medium were available since approximately over 20 y e a r s a g o . ( 3 , 1 2 ) m a y b e b e c a u s e b g s w a s c o n s i d e r e d t o b e t h e b e s t a n d c o n v e n i e n t transport medium for shigella in stool that further evaluations were not required. study conducted in 1997 by bonten et al(11) was the most recent on bgs which involved fecal flora of non-shigella. they compared the recovery of bacteria from stool specimens or rectal swabs that had been frozen using three preservatives including cb and bgs and concluded that bgs performed better than cb. being a liquid medium bgs is more likely t o s p i l l o r l e a k d u r i n g t r a n s p o r t a n d t h e specimen may contaminate the environment with enteric pathogens, however, there has been no attempt to minimize the risk. by the addition o f 0 . 5 % a g a r w h i c h m a d e t h e m e d i u m s e m i s o l i d , t h e p r o b l e m o f s p i l l a g e a n d contamination has been able to be avoided. thus, buffered glycerol saline with the addition of 0.5% agar (bgs-a) is a safer transport medium than the standard formula. our data shows that 0.5% agar in the standard bgs also increased slightly the yield of shigella species in the stool or rectal swab specimen from 10.0% (in bgs) to 11.8% (in bgs-a). it appears that agar not only served as a solidifying agent but increased the preserving capacity of the medium for shigella as well. the standard bgs contains glycerol at 30% concentration. bgs was a better medium to cb for preservation and transportation of shigella a s r e p o r t e d b y s e v e r a l i n v e s t i g a t o r s . ( 6 8 , 1 5 ) according to bonten et al(11) the stabilizing e ff e c t s o f g l y c e r o l i n b g s e x p l a i n e d t h e superiority of this medium to cb. our study shows that the total isolation rates of shigella 55 from the rectal swab specimens preserved in the standard bgs was no difference than that obtained from cb. the isolation rate, however, increased significantly from 10.0% to 15.9.0% (p<0.05) when the content of glycerol in the bgs was reduced to a final concentration of 15% in addition to the incorporation of agar (0.5%) such as that in the bgs-m (table 2). it appears that the relatively high concentration of glycerol (30%) in the standard bgs was inhibitory to s o m e s u s c e p t i b l e s h i g e l l a s p e c i e s . t h e inhibitory effect of 30% glycerol was reported on vibrio parahaemolyticus and to a lesser degree on salmonella as well.(16) in the long-term storage of bacterial isolates, glycerol was also used and added into the broth medium, namely trypticase soy broth, but in a lower concentration than that in the transport medium. in this maintenance medium the concentration of glycerol was between 15% to 20%.(9,17,18) the presence of glycerol as a preservant in a storage medium was associated with organism survival. glycerol protects the intracellular environment o f t h e o rg a n i s m . ( 1 7 ) c o m p a r e d t o c b , t h e i s o l a t i o n r a t e o f s h i g e l l a a l s o i n c r e a s e d significantly (p<0.05) when using bgs-m as transport medium for fecal or rectal swab specimen. in most studies of diarrheal diseases we usually employed two transport media, bgs specially for shigella and cb for the isolation of other enteric pathogens. specimen in bgs and cb were both processed for shigella. our data show that the combination of cb and bgs-m was better than other combinations although the differences were minimum. conclusion the use of cb and bgs may underestimate the true shigella prevalence, whereas a minor modification to the bgs, namely the bgs-m, raised the recovery rate of shigella. references 1. lee h, kotloff k, chukaserm p, samosornsuk s, chompook p, dee jl, et al. shigellosis remains an important problem in children less than 5 years of age in thailand. epidemiol infect 2005; 133: 46974. 2. ashkenazi s. shigella infections in children: new insights. semin pediatr infect dis 2004; 15: 24652. 3. niyogi sk. shigellosis. j microbiol 2005; 43: 13343. 4. surjawidjaja je, salim oc, bukitwetan p, lesmana m. perbandingan agar macconkey, salmonellashigella dan xylose lysine deoxycholate untuk isolasi shigella dari usap dubur penderita diare. univ med 2007; 26: 57-63. 5. lesmana m, surjawidjaja je, herwana e, salim oc, bukitwetan p. distribusi serotipe dan pola resistensi antibiotika dari isolat salmonella nontifoid di jakarta. univ med 2006; 25: 7-14. 6. clemens j, kotloff k, kay b. generic protocol to estimate the burden of shigella diarrhoea and dysenteric mortality. geneva. department of vaccine and biologicals, world health organization. 1999. 7. oyofo ba, lesmana m, subekti d, tjaniadi p, larasati w, putri m, et al. surveillance of bacterial pathogens of diarrhea disease in indonesia. diagn microbiol infect dis 2002; 44: 227-34. 8. agtini md, soeharno r, lesmana m, punjabi nh, simanjuntak c, wangsasaputra f, et al. the burden of diarrhea, shigellosis, and cholera in north jakarta, indonesia: findings from 24 months surveillance. bmc infect dis 2005; 17: 341-50. 9. fulla n, prado v, duran c, lagos r, levine mm. surveillance for antimicrobial resistance profiles among shigella species isolated from a semirural community in the northern administrative area of santiago, chile. am j trop med hyg 2005; 72: 851-4. 10. sachs a. difficulties associated with the bacteriological diagnosis of bacillary dysentery. j roy army med corps 1939; 73: 235-9. 11. bonten mjm, nathan c, weinstein ra. recovery of nosocomial fecal flora from frozen stool specimens and rectal swabs, comparison of preservatives for epidemiological studies. diagn microbiol infect dis 1997; 27: 103-6. 12. wells jg, gk morris. evaluation of transport methods for isolating shigella spp. j clin microbiol 1981; 13: 789-90. univ med vol.27 no.2 56 lesmana, salim, herwana, et al transport media for shigella 13. difco laboratories. the difco mannual, 11th ed. detroit, mich. difco laboratories; 1998. 14. chapin kc, lauderdale tl. reagents, stain, and media: bacteriology. in: murray pr, baron ej, jorgensen ph, pfaller ma, yolken rh, editors. manual of clinical microbiology. 8 th ed. washington, dc.: american society for microbiology; 2003. p. 354-83. 15. bopp ca, brenner fw, fields pi, wells jg, strockbine na. escherichia, shigella, and salmonella. in: murray pr, baron ej, jorgensen ph, pfaller ma, yolken rh, editors. manual of clinical microbiology. 8th ed. washington, dc.: american society for microbiology; 2003. p. 65471. 16. chun d, seol sy, tak r, park ck. inhibitory effect of glycerin on vibrio parahaemolyticus and salmonella. app microbiol 1972; 24: 675-8. 17. reimer lg, carroll kc. procedures for the storage of microorganisms. in: murray pr, baron ej, jorgensen ph, pfaller ma, yolken rh, editors. manual of clinical microbiology. 8 th ed. washington, dc.: american society for microbiology; 2003. p. 67-73 18. knapp js, koumans eh. neisseria and branhamella. in: murray pr, baron ej, pfaller ma, tenover fc, yolken rh, editors. manual of clinical microbiology. 7th ed. washington, dc.: american society for microbiology; 1999. p. 586603. martiem1 17 effect of aerobic exercise on blood lipid levels in postmenopausal women january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina martiem mawi* *physiology department, medical faculty, trisakti university correspondence dr. martiem mawi physiology department, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta barat phone: 021-5672731 ext.2803 email: martiemmawi@yahoo.com univ med 2009; 28: 17-24 abstract high blood total cholesterol (tc), low-density lipoprotein cholesterol (ldl-c) and triglycerides (tg), and low concentrations of high-density lipoprotein cholesterol (hdl-c) are related to risk for coronary heart disease (chd) development. growing evidence indicates that physical exercise can prevent at least some of the negative effects on health associated with post. the purpose of this study was to evaluate the effect of regular aerobic exercise for 12 weeks on the levels of total cholesterol (tc), low-density lipoprotein cholesterol (ldl-c), highdensity lipoprotein cholesterol (hdl-c), and triglycerides. an experimental study was conducted comprising 62 postmenopausal women, aged 50-70 years, not on hormonal therapy, consuming a regular diet, living in east and south jakarta, and willing to perform aerobic exercises regularly. the results of this study showed that all four lipid levels differed significantly between the control group and the intervention group, the respective mean levels ± sd for tc being 228.0 ± 39.7 mg/ dl vs. 171.6 ± 18.4 mg/dl, (p = 0.000); for ldl-c 149.0 ± 36.9 mg/dl vs. 97.7 ± 17.8 mg/dl, (p = 0.000); for hdl-c 50.9 ± 3.9 mg/dl vs. 71.5 ± 6.7 mg/dl, (p = 0.000); and for triglycerides 150.5 ± 67.5 mg/dl vs. 95.0 ± 37.8 mg/dl (p = 0.000). thus practitioners recommending exercise for coronary artery disease risk reduction in postmenopausal women. keywords: aerobic, exercise, blood lipid levels, postmenopausal women introduction c o r o n a r y h e a r t d i s e a s e ( c h d ) i s t h e leading cause of death and disability in both m e n a n d w o m e n . ( 1 ) t h e i n c i d e n c e o f cardiovascular disease is low in premenopausal w o m e n , b u t i n c r e a s e s i n p o s t m e n o p a u s a l women, to a level similar to that in men.(2) thirty percent of american women aged 65 years and above suffer from coronary arterial disease. after the onset of menopause, women have increased levels of total cholesterol, triglycerides, and low-density lipoprotein c h o l e s t e r o l ( l d l c ) c o m p a r e d w i t h t h e i r 18 mawi exercise on blood lipid levels premenopausal counterparts. epidemiological studies have shown a relationship between elevated cholesterol and coronary arterial disease.(3) e v e r y w o m a n w i l l e x p e r i e n c e menopause. (4) illnesses that often occur in postmenopausal women are cardiovascular disease, osteoporosis, cancer and stroke.(2,5,6) risk factors for cardiovascular disease include h y p e r c h o l e s t e r o l e m i a , h y p e r t e n s i o n , a n d smoking.(2,4) high levels of total cholesterol ( t c ) , l o w d e n s i t y l i p o p r o t e i n c h o l e s t e r o l (ldl-c), triglycerides, and a low level of highdensity lipoprotein-cholesterol (hdl-c) are risk factors for coronary arterial disease. hdlc is a strong predictor of coronary arterial d i s e a s e . r e s e a r c h i n t h e u s f o u n d t h a t a decrease of 1 mg/dl hdl-c would increase the risk of coronary arterial disease by 2-3 %.(7) coronary arterial disease increases in postmenopausal women because of a decrease in the levels of estrogen, and the occurrence of o v a r i a n d e g e n e r a t i o n i n p o s t m e n o p a u s a l women.(7-9) estrogen has protective properties on the cardiovascular system by increasing h d l c , a n d d e c r e a s i n g t c , l d l c a n d t r i g l y c e r i d e s , ( 1 0 1 2 ) w h e r e a s a d e c r e a s e o f estrogen decreases hdl-c, and increases tc, ldl-c and triglycerides. overall, the reduced estrogen level will accelerate the atherosclerotic process in the coronary arteries.(2) i n s o m e p o s t m e n o p a u s a l w o m e n , hypercholesterolemia is also present. typically, t c i n c r e a s e s b y 5 7 % , l d l c 1 0 1 2 % , triglyceride 8-10%, and hdl-c decreases by 4-6%. according to robergs, women who exercise regularly four times or more per week show a decrease in the risk of coronary arterial disease.(13) physical conditioning could have an effect on coronary arterial disease through aerobic exercise, such as static ergo cycle, gymnastics, and walking. regular exercise in postmenopausal women could increase hdlc and decrease tc, ldl-c, and triglycerides. besides those effects, exercise could also decrease hypertension, blood glucose, overweight, stress, and menopausal symptoms, and could increase physical fitness.(14) the results of one study showed that there was no increase of hdl-c in postmenopausal women after 40 weeks of aerobic walking exercise. these results may be due to the short duration and low intensity of exercise done in t h e s t u d y. t h e h d l c w i l l i n c r e a s e significantly if the duration of the aerobic exercise per week is long enough.(15) a different result was obtained in germany, where ldl-c in postmenopausal women after 4 years of intensive aerobic exercise did not show any significant difference compared to the control g r o u p . ( 1 4 ) i n p o s t m e n o p a u s a l w o m e n , t h e duration of exercise per week will slightly increase the hdl-c compared to the intensity of exercise; the duration of exercise should be around 12 weeks, and the intensity of exercise should be moderate.(16) the objective of this study was to determine the levels of blood lipids after regular aerobic exercise for 12 weeks in postmenopausal women. methods research design the study design was an experimental randomized non-blinded controlled trial. research subjects the subjects were women aged between 50-70 years, living in east and south jakarta, with a time window of 3 years after menopause, being in good health (not suffering from any a i l m e n t s , s u c h a s d i a b e t e s m e l l i t u s , l i v e r disease, heart disease, stroke, or lung and kidney diseases), not having received any hormonal therapy in the past three years, and consuming a balanced diet. 19 figure 1. screening of postmenopausal women intervention with aerobic exercise the subjects in the intervention group performed aerobic exercises for 12 weeks with a frequency of 4 times a week. before and after each round of exercises, blood pressure was m e a s u r e d . f o r t h e a e r o b i c e x e r c i s e s , a n e rg o c y c l e ( m o n a r k , f i n l a n d ) w a s u s e d t o measure the speed and loading, and the duration o f e x e r c i s e w a s t i m e b y a s t o p w a t c h . a n electrocardiograph (cardiopax, nihon kohden, japan) was used for monitoring of the heart rhythm and a polar (vantage nv tm, polar electro oy, finland) for checking of the heart rate before, during, and after the exercises. the exercises lasted for 25 minutes, of which the first 5 minutes were used for warming-up, the next 15 minutes for the main exercise, and the last 5 minutes for cooling down. the pulse rate was monitored until a value of 60% x (220 – age) had been achieved. for the first 2 weeks the exercises were conducted without addition of loads, and then loading was applied and gradually increased from 0.5 kp to 0.75 kp, and maximally to 1 kp. the weight was adjusted according to the health of the subject. if during the exercise, the pulse increased to 170 times per minute or more, or if the subject had headache, fatigue, or palpitations, then the exercise was terminated, and the subject was excluded from the study. a subject who had not completed the exercise for 12 weeks was also excluded from the study. the control group continued their habitual life style. measurement of variables r e c o r d e d s u b j e c t c h a r a c t e r i s t i c s comprised age, duration of menopause, and previous or current diseases, such as liver disease, diabetes mellitus, heart disease, stroke, or lung and kidney disease. the participants were also subjected to physical examination, resting 12-lead ecg recording, and fasting and 2-hour post-prandial blood glucose, blood pressure, and body mass index [weight (kg) d i v i d e d b y h e i g h t ( m 2) ] m e a s u r e m e n t s . a n t h r o p o m e t r i c m e a s u r e m e n t s i n c l u d e d standing height and weight. the subjects’ height (without shoes) was recorded to the nearest 0.5 cm, whilst recording of weight (with minimal clothing) was to the nearest 0.1 kg. height was univ med vol.28 no.1 20 mawi exercise on blood lipid levels taken using an anthropometer (microtoise ruban 2.20, france) and weight with a well-calibrated spring balance (secca 770 alpha, germany). those subjects who completed the above measurements were further examined at a certified laboratory in jakarta for their lipid p r o f i l e , n a m e l y t c , l d l c , h d l c a n d triglycerides. the subjects were required to have fasted 14 hours prior to the examination, w h e n 3 m l o f b l o o d w a s t a k e n f r o m t h e antecubital vein, and heparin or edta was added, or the blood was centrifuged to obtain serum. the tc was measured by chod pap enzymatic calorimetry using roche reagents. hdl-c as well as ldl-c concentrations were determined using a homogenous enzymatic method with daiichi reagents. triglyceride level was measured by the gpo-pap method u s i n g r o c h e r e a g e n t s . a l l o f t h e a b o v e assessments of lipid levels were performed using modular p 800, roche, germany. according to the national cholesterol education program, the upper normal limits of serum lipid concentrations are as follows: tc 2 0 0 – 2 3 9 m g / d l , l d l c 1 3 0 1 5 9 m g / d l , triglyceride 150-199 mg/dl, and hdl-c > 60 mg/dl. the present research had been approved b y t h e e t h i c a l c o m m i t t e e o f t h e m e d i c a l faculty, trisakti university. before starting the study, the subjects were given an informed consent form to fill out. after the subjects had expressed their consent by signing the form, they were given an interview and examination. statistical analysis the normality of the data on tc, ldl-c, hdl-c, triglyceride, age, bmi and duration of menopause at baseline was tested using the kolmogorov-smirnov test. if the result of the normality test showed that the data had a normal distribution, then the independent t-test was performed. independent t-test analysis was also used to test the differences in tc, ldl-c, hdlc and triglyceride concentrations between the intervention and control groups. a p value of < 0.05 (2-tailed) was considered to be significant. all analyses were performed using the spss/ p c s t a t i s t i c a l p r o g r a m ( v e r s i o n 1 2 . 0 ) f o r windows. results among the one hundred postmenopausal women who were available, ten refused to be included in the study and 28 did not fulfill the inclusion criteria, thus bringing the final sample size to 62. they were divided into two groups, thirty-one subjects were randomly assigned to t h e c o n t r o l g r o u p a n d a n o t h e r 3 1 t o t h e intervention group (figure 1). the normality tests on tc, ldl-c, hdl-c, triglyceride, age, bmi and duration of menopause at baseline were done using the kolmogorov-smirnov test. the results of the normality tests showed that tc (p = 0.607), ldl-c (p = 0.253), hdl-c (p = 0.959), triglyceride (p = 0.079), age (p = 0.959), bmi (p = 0.607), and duration of m e n o p a u s e ( p = 0 . 9 5 9 ) h a d a n o r m a l distribution. to compare baseline values of important characteristics, namely tc, ldl-c, hdl-c, t r i g l y c e r i d e , a g e , b m i a n d d u r a t i o n o f menopause, the independent t-test was used. the results showed no differences between the two groups with regard to tc, ldl-c, hdlc, triglyceride, age, bmi and duration of menopause at baseline. the mean age at baseline of the control group of 59.9 ± 5.4 years was not significantly different from that of the intervention (exercise) group of 59.9 ± 4.3 years (p = 0.959). similarly, mean bmi and mean duration of menopause in the control group of 26.2 ± 4.5 kg/m2 and 9.7 ± 5 . 6 y e a r s , r e s p e c t i v e l y, d i d n o t d i f f e r significantly from the corresponding variables 21 in the intervention group, being respectively 24.8 ± 4.4 kg/m2 (p = 0.198) and 10.5 ± 5.9 years (p = 0.425). mean tc, ldl-c and hdl-c concentrations of the control group (210.3 ± 34.7 mg/dl, 135.0 ± 28.1 mg/dl, and 54.8 ± 11.1 mg/dl, respectively) also showed no significant differences with their c o u n t e r p a r t s i n t h e i n t e r v e n t i o n g r o u p (respectively 202.3 ± 33.1 mg/dl, 128.0 ± 27.7 mg/dl, and 55.9 ± 13.2 mg/dl), the corresponding p values being p = 0.355, p = 0.345, and p = 0.733. mean triglyceride concentration of the control group was 137.0 ± 56.1 mg/dl, which was not significantly different from that of the intervention group of 110.0 ± 54.0 mg/dl (p = 0.063) (table 1). a f t e r e x p o s u r e t o 1 2 w e e k s o f a e r o b i c exercise, the tc concentration of the control group was 228.0 ± 39.7 mg/dl whereas that of the intervention group was 171.6 ± 18.4 mg/dl, indicating a significant difference in tc levels between the two groups (p = 0.000). the ldl-c concentration in the control group of 149.0 ± 36.9 mg/dl was also significantly different from that in the intervention group of 97.7 ± 17.8 mg/dl (p = 0.000). similarly, hdl-c concentrations were significantly different between the control group (50.9 ± 3.9 mg/dl) and the intervention group (71.5 ± 6.7 mg/dl) with p = 0.000, while the same was true for triglyceride concentrations, being 150.5 ± 67.5 mg/dl and 95.0 ± 37.8 mg/dl, respectively (p = 0.000) (table 2). note: bmi = body mass index; tc = total cholesterol; ldl-c = low density lipoprotein cholesterol; hdl-c = high density lipoprotein cholesterol table 1. age, bmi, tc, ldl-c, hdl-c, triglycerides and menopause duration at baseline by intervention groups table 2. mean of bmi, tc, ldl-c, hdl-c and triglycerides after intervention by intervention groups note: tc = total cholesterol; ldl-c = low density lipoprotein cholesterol; hdl-c = high density lipoprotein cholesterol univ med vol.28 no.1 22 mawi exercise on blood lipid levels discussion the results of this study showed that 12 weeks of aerobic exercise decreased tc, ldlc, triglyceride and increased hdl-c levels of postmenopausal women. these results are consistent with the those of one study on early postmenopausal women who exercised over 26 months and showed significant exercise effects on serum levels of tc and triglycerides.(17) similar investigations in exercise studies have been rather heterogeneous and depend on exercise intensity, duration, and frequency. increases in hdl-c levels were observed if regular exercise intensity levels exceeded 80% hr max, but not at lower intensity levels.(18) the hdl-c increases with moderate intensity exercise for 60 minutes with frequency of 2 to 4 times per week(19) in exercises of moderate to light intensity of more than 30 minute duration, the energy needed for the exercises is mainly generated from fat by lipolytic enzymes and mitochondrial activity. it can be concluded from several studies that in postmenopausal women moderate intensity exercise of long duration and sufficient weekly frequency is recommended for increasing hdl-c. fahlman et al.(15) reported increased hdlc l e v e l s , a n d d e c r e a s e d t c , l d l c , a n d triglyceride concentrations at week 10 of an aerobic training program at 70% heart rate submaximal in elderly women. regular exercise four times or more per week in postmenopausal women could increase hdl-c and decrease tc, ldl-c, and triglycerides. besides those effects, exercise could also reduce hypertension, blood glucose, stress and menopausal symptoms.(13,14) for postmenopausal women it is recommended to perform dynamic types of aerobic exercises, namely static bicycle, swimming, jogging and walking. these exercises are beneficial both physically and psychologically. physically, there will be increases in the number of red blood cells, capillary ratio and amount of muscle fiber as well as blood flow during e x e r c i s e , a n d a l s o i n c r e a s e d h d l c a n d fibrinolytic blood activity to decrease the risk of atherosclerosis. there is a positive relation between exercise and decreased incidence of chd.(13) a meta-analysis indicated that the effect of aerobic training resulted in a 2.53-mg/dl ( 0 . 0 6 5 m m o l / l ) e l e v a t i o n o f n e t h d l c change.(20) this is potentially of substantial importance in public health, although the effect of reducing cardiovascular risk by increasing h d l c l e v e l m i g h t b e s m a l l e r t h a n t h a t obtained through use of medications such as fibrates or niacin.(21) exercise increases the capacity of skeletal muscle to oxidize both glycogen and fatty acids to carbon dioxide and water. this responsive mechanism to increase fatty acid oxidative capacity is related to increased fatty acid tissue release and enzymes related to the transport and degradation of fatty tissue. fatty acids enter the krebs cycle and e l e c t r o n t r a n s p o r t s y s t e m , a n d t h e mitochondrial changes that occur are facilitated by the enzymes involved; all have a role in increasing skeletal muscle oxidative potential for fat metabolism. (22) during sub-maximal work more than 60% of the lipids utilized comes from intramuscular fat stores during muscle contraction due to low muscle glycogen. with submaximal work, an athlete oxidizes more fat than glycogen compared to a non-athlete. moreover, during exercise with submaximal effort, the amounts of lactic acid stored are less and fatigue is decreased.(13) a limitation of this study is its non-blinded randomized design. however, randomization of exercise trials is much more difficult compared with placebo-controlled pharmaceutical studies because exercise studies cannot be blinded. participants in exercise studies often refuse to be randomized to the study arm that they do 23 not prefer. people who do not want to exercise will drop out immediately. even worse, those subjects randomized to the control group who i n i t i a l l y w a n t e d t o e x e r c i s e m a y e x e r c i s e without reporting, causing a bias. conclusion a e r o b i c e x e r c i s e i n p o s t m e n o p a u s a l women of 50-70 years performed routinely for 12 weeks with a frequency of 4 times weekly and a duration of 25 minutes for each round of exercise, was able to reduce lipid levels, which are an important coronary heart disease risk factor. acknowledgments t h e a u t h o r s w o u l d l i k e t o t h a n k t h e trisakti university and the medical faculty that funded the study. we would also like to thank the women who participated in this study. references 1. welty fk. cardiovascular disease and dyslipidemia in women. arch intern med 2001; 161: 514-5. 2. rosano gmc, vitale c, voltererrani m. menopause and cardiovascular disease: the evidence. climacteric 2007; 10 (suppl 1): 19-24. 3. bittner v. estrogens, lipid and cardiovascular disease: no easy answers. j am coll cardiol 2000; 37: 431-3. 4. white wb. drospirenone with 17 ß estradiol in the postmenopausal woman with hypertension. climacteric 2007; 10 (suppl 1): 25-31. 5. ahlborg hg, johnell o, turner ch, rannevik g, karlsson mk. bone loss and bone size after menopause. n engl j med 2003; 349: 327-34. 6. lobo ra. menopause and stroke and the effects of hormonal therapy. climacteric 2007; 10 (suppl 2): 27-31. 7. assmann g, nofer jr. atheroprotective effects of high density lipoprotein. ann rev med 2003; 54: 321-41. 8. bulun se, nelson lr. estrogen production and action. semin reprod endocrinol 1999; 4: 34958. 9. expert panel on detection, evaluation, and treatment of high blood cholesterol in adults. executive summary of the third report of the national cholesterol education program (ncep) expert panel on detection, evaluation, and treatment of high blood cholesterol in adults (adult treatment panel iii). jama 2001; 285: 2486-97. 10. de aloyso d, gambacciani m, meschia m, pansini f, modena ab, bolis pf, et al. the effects of menopause on blood lipid and lipoprotein levels. the icarus study group. atherosclerosis 1999; 147: 147-53. 11. hinderliter l. cholesterol control. am j clin nutr 2001; 74: 730-6. 12. molina pe. endocrine physiology. new york: mcgraw hill; 2004: 207-43. 13. robergs ra, keteyian sj. fundamentals of exercise physiology: for fitness, performance, and health. 2nd ed. san francisco: mcgraw hill; 2003. p. 512 14. kemmler w, engelke k, von stengel s, wienneck j, laurer d, kalender wa. long-term four-year exercise has a positive effect on menopausal risk factors: the erlanger fitness osteoporosis prevention study. j strength cond res 2007; 21: 232-9. 15. fahlman mm, boardley d, lambert cp, flinn mg. effects of endurance training and resistance training on plasma lipoprotein profiles in elderly women. j gerontol a biol sci med sci 2002; 57: b54-60. 16. vella ca, kravitz l, janot jm. a review of the impact of exercise on cholesterol levels. am heart j 1999; 119: 277-83. 17. kemmler w, dirk lauber d, weineck j, hensen j, kalender w, engelke k. benefits of 2 years of intense exercise on bone density, physical fitness, and blood lipids in early postmenopausal osteopenic women. arch intern med 2004; 164: 1084-91. 18. haddock bl, hopp marshak hp, mason jl, blix g. the effect of hormone replacement therapy and exercise on cardiovascular disease risk factors in postmenopausal women. sports med 2000; 29: 3949. 19. sunami y. impact of exercise on cholesterol. am heart j 1999; 119: 277-83. univ med vol.28 no.1 24 mawi exercise on blood lipid levels 20. kodama s, tanaka s, saito k, shu m, sone y, onitake f, et al. effect of aerobic exercise training on serum levels of high-density lipoprotein cholesterol: a meta-analysis. arch intern med. 2007; 167: 999-1008. 21. birjmohun rs, hutten ba, kastelein jj, stroes es. efficacy and safety of high-density lipoprotein cholesterol increasing compounds: a meta-analysis of randomized controlled trials. j am coll cardiol 2005; 45: 185-97. 22. powers sk, howley et. exercise physiology 6th ed. new york: mcgraw hill; 2007. made 87 prof. sulianti saroso infectious disease hospital correspondence dr. dr. i made setiawan, sp.a prof. sulianti saroso infectious disease hospital jl. baru sunter permai raya jakarta utara 14340 phone : 021-6401412 univ med 2008; 27: 87-97. leptospirosis is a world-wide zoonotic disease, especially in tropical and subtropical regions. the disease is found in rural and urban areas with poor environmental conditions. the spectrum of human disease ranges from subclinical infection to severe clinical disease with multi-organ failure (weil’s disease) and high mortality rate, and depends both on the host and the infecting serovar. leptospirosis may occur either sporadically or in the context of an outbreak and is commonly related to occupational or recreational activities that involve direct or indirect contact with the urine of animal species that are reservoirs of the disease. the disease infects man through contact with contaminated environments or direct contact with carrier animals such as rats, dogs, cattle, pigs, etc. leptospirosis has clinical symptoms similar to such diseases as dengue, malaria, typhoid, influenza, thus laboratory methods are required for early detection to facilitate appropriate treatment of patients. the diagnosis of leptospirosis should be considered in any patient presenting with an abrupt onset of fever, chills, conjunctival suffusion, headache, myalgia, and jaundice. suspicion is further increased if there is a history of occupational or recreational exposure to infected animals or to an environment potentially contaminated with animal urine. treatment commonly consists of administration of antibiotics such as penicillin, ampicillin, amoxicillin, tetracycline and doxycycline. prevention by immunization is uncommon, as the available vaccines are ineffective in preventing the disease. in general, prevention is by avoiding environmental exposure. keywords: leptospirosis, clinical symptoms, laboratory, treatment clinical and laboratory aspect of leptospirosis in humans april-june 2008april-june 2008april-june 2008april-june 2008april-june 2008 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 vol.27 no.2 abstract i made setiawan universa medicina introduction leptospirosis in humans is caused by leptospira bacteria transmitted through bites of infected animals, contaminated water and soil, or through occupations in the diary industry and agriculture. (1,2) there have been reports of leptospira infection in tourists after travelling and in sportsmen after participating in matches in areas endemic for leptospirosis.(3) the clinical manifestations of the disease are extremely variable. the majority of patients (90%) show mild symptoms similar to those of influenza, while the rest have very severe symptoms 88 setiawan clinical aspect of leptospirosis consisting of hepatic, renal, pulmonary and central nervous system abnormalities.(4,5) the clinical symptoms of leptospirosis are similar to those in other diseases, such as hepatitis, influenza, dengue hemorrhagic fever, and typhoid fever,(2,5,) so that it is extremely difficult to establish a definite diagnosis of l e p t o s p i r o s i s . to d a t e , t h e m o s t r e l i a b l e diagnostic test is the microagglutination test ( m at ) . h o w e v e r, t h i s t e s t i s e x t r e m e l y c o m p l i c a t e d , b e c a u s e i t r e q u i r e s e x p e r t personnel and a large number of live serovars o f t h e b a c t e r i u m . t h e r e f o r e a s e a r c h f o r alternative tests is mandatory. the treatment of this disease is actually extremely simple, with the administration of penicillin g, doxycycline, ampicillin, or amoxicillin. the prognosis is relatively good, but in severe cases the mortality rate is around 5-52%.(4,6) leptospira was first d i s c o v e r e d s i m u l t a n e o u s l y i n j a p a n a n d germany from autopsy specimens of patients diagnosed as having had yellow fever.(4) the problem of differentiating jaundice due to leptospirosis and yellow fever continued to exist until the deaths of stokes and noguchi while investigating the causative organism.(4) epidemiology leptospirosis is endemic throughout the world. the majority of infections in the tropics are mainly encountered in the rainy season,(5,7) while in the subtropics the disease is mostly found in summer. epidemics usually occur in seasons with a heavy rainfall.(8) in nature leptospira is found in carrier animals suffering from chronic renal disease, so that during the entire lifespan of the animals their urine continuously contains leptospira organisms. infection usually occurs through direct or indirect contact with infected animal urine or tissues.(4) the most important animals as a source of transmission are rats, followed by dogs, cattle and pigs.(9) the disease i s c o m m o n l y t r a n s m i t t e d i n d i r e c t l y a s a n occupational hazard, such as in abattoir workers, meat vendors, workers in the fruit and meat canning industries, and in farmers.(2) there have been reports of swimming pools contaminated with leptospira, so that a large number of swimmers were affected with leptospirosis.(1) in the tropics, individuals most frequently infected are farmers in contact with wet soils contaminated with leptospira-containing urine, e.g. rice and potato farmers. it has also been reported from isreal that troops stationed near the jordan river have been infected with leptospira. lastly the presence of leptospirosis has been reported in t o u r i s t s t r a v e l l i n g i n a r e a s e n d e m i c f o r leptospira.(3,4) microbiology leptospires are tightly coiled spirochetes, usually 0.1 mm by 6 to 0.1 by 20 mm, but occasional cultures may contain much longer cells. the helical amplitude is approximately 0.1 to 0.15 mm, and the wavelength is approximately 0.5 mm. the cells have pointed ends, either or both of which are usually bent into a distinctive hook (figure 1).(10) on the basis of genetic homology, there are currently more than one recognized species, figure 1. electron micrograph of leptospira interrogans fixed on a 0.2 µm filter(10) 89 which proves the existence of an extremely variable expression of the leptospira genome. based on a taxonomy currently being developed, l e p t o s p i r a i s d i v i d e d i n t o 1 2 s p e c i e s : l . alexanderi, l. biflexa, l. borgpetersenii, l. fainei, l. inadai, l. interrogans, l. kirschneri, l. noguchi, l. santarosai, l. weilii, l. meyeri, and l. wolbachii. all known species are divided into pathogens, intermediates, and saprophytes. the terms l. interrogans and l. biflexa have traditionally been used for distinguishing pathogenic and saprophytic strains. pathogenesis although the pathology due to leptospirosis has been known for a long time, not much is known about its pathogenesis. leptospira invades the body through abrasions in the skin, mucous membranes, and conjunctiva. the bacteria may also enter through inhalation of macroscopic aerosol droplets. transmission through food is unimportant, but may allow leptospira to enter by way of the mucous membranes. leptospira entering the blood may spread to all organs of the body.(4) the variety of clinical manifestations seen in patients is due to extensive vasculitis throughout the body. the symptoms occuring are extremely variable, with an onset from one day up to four weeks after exposure. recovery may take more than two months, or even more than six months.(11) there are two phases in the pathogenesis of leptospirosis: the leptospiremic phase and the immune phase. as mentioned previously, leptospira enters the human body through abrasions on the surface of the skin, mucous membranes, and conjunctiva. subsequently the o rg a n i s m s e n t e r t h e c i r c u l a t i o n , u n d e rg o replication and are carried to various organs in the body, thus causing extensive clinical symptoms. infection through the respiratory a n d g a s t r o i n t e s t i n a l t r a c t s i s c o n s i d e r e d insignificant.(12) h e p a t i c d a m a g e t a k e s t h e f o r m o f disorganization rather than injury to hepatocytes. leptospira invades and damages the hepatic sinusoids, spaces of disse, and parenchymal cells. the bacterium may also enter the spaces between the parenchymic cells and damage the canaliculi, thus causing bilirubin overflow into t h e s y s t e m i c c i r c u l a t i o n a n d s u b s e q u e n t h y p e r b i l i r u b i n e m i a , g e n e r a l l y w i t h o u t a n accompanying increase in hepatic enzymes. there is also disorganization or blockage of the sinusoids, while the kupffer cells are commonly swollen, containing leptospira organisms and red blood cells. in the liver there are also focal h e m o r r h a g e s , p e t e c h i a e a n d i n t e r s t i t i a l edema.(4,11) the pathologic findings encountered in the kidneys are due to hypoxia. in addition there are lesions in the kidneys appearing concurrently with impairment of renal function, thus being suggestive of intracellular damage due to toxins. t h e r e i s a l s o v a s c u l i t i s a n d h e m o r r h a g e accompanied by interstitial edema, necrosis of the tubular epithelium, and damage to the basal membrane.(11) in severe cases, the kidneys are swollen and yellowish, particularly in the [areas around the] cortical vessels. histologically, in the tubulointerstitial areas there is diffuse infiltration of lymphocytes, plasma cells and polymorphs, accompanied by localized areas of tubular necrosis. (4) the renal damage was subsequently demonstrated by the presence of abnormal urinalysis findings, i.e. proteinuria, sterile pyuria, hematuria, along with hyaline and granular casts. serum urea and creatinine levels also tended to be elevated.(12) leptospira may also attack the lungs, leading to hemorrhage, dyspnea, hemoptysis, and respiratory failure.(5) a great number of cases have died from respiratory failure, without renal and hepatic abnormalities; no inflammatory processes were found in the lungs of these patients.(8) hemorrhages were found throughout univ med vol.27 no.2 90 setiawan clinical aspect of leptospirosis the respiratory system, including the trachea, alveoli, and interstitium. the pulmonary vessels showed endothelial injury, and leucocytic and platelet thrombi, thus suggesting infarction. the occurrence of hypoxia will increase the vascular damage thus causing recurrent hemorrhages. in t h e a l v e o l i a n d b r o n c h i t h e r e a r e h y a l i n e membranes and occasionally fragments of leptospira or intact leptospiral organisms. in these cases the patient’s condition will rapidly deteriorate, resulting in death.(13) at postmortem, the heart frequently shows interstitial myocarditis with inflammation of the conducting system, coronary arteritis, and acute aortitis.(5,13,14) approximately 90% of known cases are mild in nature and self-limited. when not treated with antibiotics, the spirochetemic phase generally will be followed by the immune phase. clinical symptoms in general, the clinical symptoms are e x t r e m e l y v a r i a b l e , r a n g i n g f r o m m i l d subclinical symptoms with seroconversion, to very severe disease symptoms. clinically there are two recognized leptospirosis syndromes, i.e. self-limited systemic disease in about 90% of infections, and an extremely fatal leptospirosis accompanied by renal failure, hepatic failure, and hemorrhagic pneumonitis.(4) the course of illness is divided into two phases, i.e. the septichemic and immune phases. in the septichemic phase the bacteria are present in the circulation and subsequently spread to all organs; this is followed by the immune phase with grave symptoms (figure 2).(13) in severe illness, the line separating both phases is indistinct. occasionally the patients show symptoms only in the second phase.(4) t h e d i s e a s e c o m m o n l y h a s a m e a n incubation period of 10 days (5-14 days). the septichemic phase is of acute onset, characterized by an elevated temperature 38 to 40°c.(4) the clinical symptoms depend on the organs affected. the most prominent systemic findings are high fever with chills, sweating, nausea/vomiting, headache, joint pains, backache, wide-spread myalgia, particularly in the thigh and calf muscles, conjunctival suffusion, disturbances of vision, diarrhea, and skin rash.(2,3,7,15) occasional signs are lymphadenopathy, splenomegaly, and hepatomegaly. the acute phase usually terminates after 5 to 7 days. if the leptospirosis has affected the lungs, there is coughing that may lead to hemoptysis, and dyspnea leading to respiratory failure, such that the patient requires respiratoryassist devices.(8) the patient frequently also shows jaundice as a result of leptospira invasion of the liver. severe illness is commonly accompanied by manifestations of the central nervous system, such as severe headache, photophobia, visual disturbances, lowering of consciousness and delirium. aseptic meningitis occurs in 5-24% o f p a t i e n t s . o p h t h a l m i c f i n d i n g s i n c l u d e conjunctival suffusion, iritis, iridocyclitis, chorioretinitis, chorioditis, photophobia, blurred vision, and ocular pain. the ophthalmic findings appear a few days up to 18 months after acute i n f e c t i o n . ( 1 5 ) g a s t r o i n t e s t i n a l c o m p l a i n t s comprise abdominal pain, decreased appetite, vomiting, diarrhea, hematemesis, leading to fatal gastrointestinal hemorrhage. occasionally, there are symptoms of cholecystitis without biliary calculi, and pancreatitis.(16) there have also been reports of hemorrhages in cardiac muscle, causing disturbances of cardiac rhythm demonstrable on electrocardiographic examination, and resulting in sudden death.(11,14) nevertheless, reports on deaths in the acute phase are rare. the acute phase is followed by the immune phase, which commonly ends within 4-30 days. the disappearance of leptospira from the blood and cerebrospinal fluid takes place concurrently w i t h t h e a p p e a r a n c e o f i g m a n t i b o d i e s . leptospires may be found in nearly all tissues 91 and organs, and are detectable in urine up to a number of weeks, depending on the severity of the illness. the following findings may still be encountered in the immune phase: jaundice, renal f a i l u r e , c a r d i a c a r r h y t h m i a s , p u l m o n a r y disorders, aseptic meningitis, conjunctival s u f f u s i o n ( w i t h o r w i t h o u t h e m o r r h a g e ) , photophobia, ocular pain, adenopathy, and hepatosplenomegaly.(4,14) aseptic meningitis, either symptomatic or asymptomatic, is a characteristic sign of the immune phase, and is found in more than 80% of patients. in areas endemic for leptospira, the majority of aseptic meningitis cases are due to infection with leptospira. the patient complains o f e x t r e m e l y s e v e r e f r o n t a l a n d t e m p o r a l h e a d a c h e s , w i t h o r w i t h o u t l o w e r i n g o f consciousness. occasionally the presence of grave neurological complications have been figure 2. course of illness in leptospirosis(13) reported, such as coma, transverse myelitis, or the guillain-barre syndome.(4) the most severe form developing after the acute phase is weil’s disease, marked by hepatic and renal failure. in the acute phase occasionally a more severe illness develops, with fever of more than 40°c, followed by severe hepatic abnormalities, renal f a i l u r e , c a r d i a c a r r h y t h m i a s , a n d s h o c k appearing within an extremely short period of time, with no signs of improvement.(4,14) there is also acute renal failure marked by symptoms of uremia and oliguria appearing suddenly in the immune phase, and demonstrated by abnormal laboratory results. frequent pulmonary signs are hemoptysis and dyspnea leading to respiratory f a i l u r e . r a d i o l o g i c a l l y, s e v e r e p u l m o n a r y abnormalities are predominantly found in the lower lobes, developing from small snowflakelike solid nodules into patchy alveolar infiltrates. univ med vol.27 no.2 92 setiawan clinical aspect of leptospirosis extensive pulmonary consolidation is rarely encountered.(8,13,14) heart failure is seldom found; however, electrocardiographic abnormalities are frequent. more than 50% of patients on cardiac monitoring experience cardiac arrhythmias, i n c l u d i n g a t r i a l f i b r i l l a t i o n , f l u t t e r a n d tachycardia, premature ventricular contractions, and ventricular tachycardia.(4,14) prognosis t h e r e a r e m a n y f a c t o r s a ff e c t i n g t h e prognosis of patients with leptospirosis. in severe cases the mortality rate may reach 5-52%.(4,11) there are 5 factors determining the ocurrence of death, i.e. dyspnea, oliguria, a leucocyte count exceeding 12,900/ml, repolarization abnormalities on electrocardiograph (ecg), and the presence of alveolar infiltrates on chest radiographs. the mortality rate is higher in adults than in children,(17) and is not associated with the infecting serovar,(18) while in general those succumbing are the elderly. laboratory investigations the results of peripheral blood examination in the acute phase are not specific, but indicate t h e p r e s e n c e o f b a c t e r i a l i n f e c t i o n . t h e e r y t h r o c y t e s e d i m e n t a t i o n r a t e ( e s r ) i s generally raised, and there is thrombocytopenia and leucocytosis. leptospira organisms are detectable in the blood and cerebrospinal fluid in the acute phase. leptospira may also be found in the urine from the fifth to the seventh day after onset of symptoms. urinalysis results show mild proteinuria and pyuria, with or without hematuria, and hyaline and granular casts.(4,12) renal abnormalities are demonstrable by the hematological findings of elevated blood urea nitrogen levels, but not exceeding 100 mg/dl, and raised serum creatinine concentrations around 2 to 8 mg/dl. there is a reduced platelet count without signs of disseminated intravascular c o a g u l a t i o n ( d i c ) ; i n c o n t r a s t , s i g n s o f progressive renal disease are present.(4,14,18) cerebrospinal fluid examination in a severe immune phase will show increased cell counts, but not more than 500/mm 3, consisting of lymphocytes. protein is slightly increased, about 5-100 mg/ml, while glucose concentrations are within normal limits.(4) patients with severe jaundice will show hepatic pathological findings disproportionate to the visible jaundice. the s e r u m i n d i r e c t b i l i r u b i n c o n c e n t r a t i o n i s increased up to 80 mg/dl, with only a slight increase in the transaminases, i.e. alanine and aspartate aminotransferases. in contrast to viral hepatitis, the increase is rarely more than 200 µ/l. the jaundice will gradually disappear.(4,14) diagnosis a diagnosis of leptospirosis solely on the basis of clinical findings is extremely difficult to establish, as there are many diseases with similar findings. consequently, a definite diagnosis requires laboratory investigations. there are numerous laboratory methods suitable for diagnosis of human leptospirosis, such as (i) direct detection of leptospira in specimens using dark-field microscopy or polymerase chain reaction (pcr), (ii) detection of leptospira in specimens after prior culture, using dark-field microscopy or pcr, (iii) detection of antibodies u s i n g t h e m i c r o a g g l u t i n a t i o n t e s t ( m at ) , enzyme-linked immunosorbent assay (elisa) and various other methods.(4,11,13) direct method using dark-field microscopy t h i s r e q u i r e s e x p e r t a n d e x p e r i e n c e d laboratory personnel and yields low positive results (has low sensitivity). the specimens for examination are usually collected from tissues or fluids such as blood, urine, cerebrospinal fluid, or are cultured beforehand. specimens most frequently yielding positive results are 93 blood specimens, particularly those collected in the early phases. leptospira organisms are rarely found in the urine, as the leptospires are not resistant to acid environments. the collected s p e c i m e n s m a y a l s o b e c u l t u r e d p r i o r t o e x a m i n a t i o n . h o w e v e r, e x a m i n a t i o n o f microscopic specimens that must be cultured in advance is very time-consuming, because l e p t o s p i r a g r o w s v e r y s l o w l y i n c u l t u r e , requiring up to several weeks, such that this test cannot be used for rapid diagnosis.(11) detection of leptospira using pcr leptospira may also be detected by using the pcr. the results obtained are of high sensitivity and specificity, as pcr is capable of detecting leptospira organisms in numbers as low as 10.(19) another advantage of this test is its capacity for detecting the disease in the earlier phases. in addition, pcr is able to detect leptospiral dna in cerebrospinal and intraocular fluids, at a time when leptospiral antibodies have n o t y e t e n t e r e d t h e b l o o d s t r e a m . ( 2 0 ) t h e d i s a d v a n t a g e s o f t h i s t e c h n i q u e a r e i t s r e q u i r e m e n t f o r e x p e r t a n d e x p e r i e n c e d personnel, and the high price of the equipment, s o t h a t i t i s n o t a l w a y s a v a i l a b l e i n a l l l a b o r a t o r i e s , e s p e c i a l l y i n d e v e l o p i n g countries.(11) detection of leptospira antibodies using mat the diagnosis of leptospirosis is generally e s t a b l i s h e d b a s e d o n d e t e c t i o n o f s e r u m antibodies using the mat method. however, this technique is extremely complicated, as it requires expert and experienced personnel, a large number of live serovars, and a knowledge of the serovars prevalent within the particular area. the results obtained frequently arrive too late and are incorrect. this technique requires live leptospires, thus posing extreme dangers to the laboratory personnel involved. moreover, crossreactions are frequent and the test is difficult to s t a n d a r d i z e . ( 4 , 11 ) a l t h o u g h m at h a s m a n y weaknesses, it is still being used world-wide as a diagnostic standard for leptospirosis. samples should be collected serially in duplicate, one sample in the acute phase and one in the convalescent phase. if the titer of the second sample is four-fold that of the first, then the test is considered positive. occasionally, only one sample is collected.(11) evaluation of the result of one sample only is more difficult, because it r e q u i r e s k n o w l e d g e o f t h e m i n i m u m t i t e r considered positive. this minimum titer is different for each [geographic] area, depending on the seroepidemiological data for that area. generally in areas with frequent epidemics, the minimum level of antibodies is higher than in non-epidemic areas.(13) in the united states an antibody titer of over 1:200 is already considered p o s i t i v e , w h e r e a s f o r t r o p i c a l d e v e l o p i n g countries with a relatively high number of leptospirosis cases, a positive level of over 1:800 i s r e c o m m e n d e d . t h e a n t i b o d y t i t e r i n convalescent patients may reach 1:800 and this may commonly last up to 13 months, while a titer of 1:192 may last up to seven years after infection.(21) detection of leptospira using elisa elisa is a recent diagnostic technique c a p a b l e o f m o r e s p e c i f i c a l l y d e t e c t i n g leptospira antibodies, comprising both igm and igg. igm antibodies can be detected on day 2 to day 6 after onset of symptoms, with a sensitivity of 100% and a specificity of 94%, in comparison to mat. however, in about 29% of patients igm antibodies can be detected earlier. igg antibodies are detectable on day 5 to day 8. igm antibody responses occur in all patients, while igg antibody responses occur in less than 90% of patients.(22) based on above findings, the lepto dipstick was developed. the examination of igm using this technique does not require electricity for cooling equipment or refrigerators. this univ med vol.27 no.2 94 setiawan clinical aspect of leptospirosis technique is extremely easy to perform and the costs are low. the dipstick test uses a broadly reactive leptospira antigen, fixed on a solid support. when dipped into serum containing igm-antileptospiral antibodies, the anti-igm-dye conjugate forms an antigen-antibody complex, thus giving rise to a colored band, which may subjectively be assigned a score from 1 to 4. the ratio of acute to convalescent serum titers in each case may be used for establishing the diagnosis.(23) recently the lepto dipstick has been evaluated in 12 countries from 5 continents on 2,665 serum samples from 1,057 patients.(24) in the early phases of the disease, the lepto dipstick had a sensitivity of 86-35% and a specificity of 99-86%. the results of samples collected at a later time indicated that on average its sensitivity increased to 87%, from 60%. based on these facts, it is suggested that the test be used p a r t i c u l a r l y i n c o u n t r i e s w i t h c u r r e n t l y inadequate laboratory facilities. differential diagnosis leptospira exhibits extremely variable clinical findings, so that it is difficult to differentiate from other diseases. particularly in the tropics the incidence of diseases mimicking leptospirosis is very high, thus misdiagnoses are extremely frequent.(25) the climatic condition for the occurrence of epidemics of leptospirosis is identical to that for dengue fever epidemics, i.e. the rainy season. in the early stages both diseases are very difficult to differentiate, presenting with h e a d a c h e , e l e v a t e d b o d y t e m p e r a t u r e a n d myalgia. another disease to be differentiated from leptospirosis is hemorrhagic fever with renal syndrome (hfrs) caused by hantavirus, found in asia and europe accompanied by renal disorders. hfrs also exhibits acute fever, a f f e c t s t h e k i d n e y s a n d i s o c c a s i o n a l l y accompanied by pulmonary disorders. the source of transmission of this disease is also the r a t , t h u s h f r s e p i d e m i c s m a y o c c u r concurrently with those of leptospirosis, i.e. in the rainy season.(26) other hantaviruses, e.g. the south american andes virus, also present syndromes similar to leptospirosis, such as pulmonary vascular abnormalities, shock, and the occurrence of the acute pulmonary failure syndrome, resulting in death. this infectious disease may also be of endemic character.(27) f u r t h e r m o r e , r i c k e t t s i o s e s a l s o h a v e a n epidemiological profile similar to leptospirosis. treatment theoretically leptospira is sensitive to antibiotics, and the antibiotic considered having adequate potency as antileptospiral drug is tetracycline. tetracycline is capable of reducing the duration of fever and other symptoms, but it cannot prevent the occurrence of renal and hepatic abnormalities. penicillin is more effective in r e d u c i n g t h e d u r a t i o n o f f e v e r a n d o t h e r symptoms, especially if administered within the first four days after onset of symptoms. this antibiotic is capable of preventing hepatic and renal abnormalities, and also nuchal rigidity and hemorrhage, but it cannot reverse existing organ damage. in severe cases the administration of 1,500,000 – 2,000,000 units of intravenous penicillin every six hours is recommended. in children penicillin g may be given, 100,000 units/ kg body weight/day for 5-7 days, which may reduce the duration of illness. doxycycline given in oral doses of 100 mg twice daily reduces the duration and severity of illness, and can be used in prophylaxis of leptospira infection. however, at the time this study was undertaken, there were no severe cases of leptospirosis, thus using this antibiotic in severe cases is still of dubious merit.(24) a m p i c i l l i n m a y a l s o b e g i v e n a s a n antileptospiral drug. the results of a study in children given 100 mg/kg body weight/day for 95 5-7 days indicate that this drug may reduce the duration of illness. however, extreme care is called for when administering antibiotics, because these drugs may induce the jarischherxheimer reaction, comprising acute fever, h e a d a c h e s a c c o m p a n i e d b y m y a l g i a , a n d hypotension. the reaction commonly occurs 45 hours after administration of intravenous penicillin. the pathogenetic mechanism is still unclear, but the reaction is considered to be due t o l y s i s o f l e p t o s p i r a o r g a n i s m s b y t h e antibiotic, thus resulting in the release of toxins, which in turn cause induction of cytokines. h o w e v e r, o c c u r r e n c e o f t h i s r e a c t i o n i s extremely rare.(29) in severe cases, in addition to administration of antibiotics, supportive therapy is indicated for dehydration, hypotension, hemorrhage, renal failure, pulmonary disorders, hepatic disorders, and disorders of the central nervous system. administration of corticosteroids should be considered for prevention of chronic sequelae.(11) prevention p r e v e n t i o n o f l e p t o s p i r a i n f e c t i o n comprises avoidance of high risk exposures, use of protective clothing, immunization, and c h e m o p r o p h y l a x i s . ( 4 ) w h e n w o r k i n g i n a contaminated enviroment, e.g. farmers in wet soils at high risk of leptospira infection, it is advisable to don protective wear, such as boots and rubber gloves. for short-term prevention of leptospira infection, as when entering an area endemic for leptospirosis, use of chemoprophylactic drug is suggested. administration of doxycycline 200 mg weekly for 4 weeks may prevent leptospiral infection.(29) prophylaxis may be more beneficial if administered to communities in areas with epidemics (outbreaks).(30) in developed countries such as europe and the united states, immunization of humans for prevention of leptospirosis has not been widely p r a c t i s e d . i m m u n i z a t i o n w i t h p o l y v a l e n t vaccines has already been undertaken in far eastern countries, such as china and japan, where the number of leptospirosis cases are relatively high, the majority of the populations being farmers. in france, a monovalent vaccine containing the icterohemorrhagiae serovar has been used in humans, while in cuba a polyvalent vaccine has been developed for immunizing humans.(11) long-term prevention of human leptospirosis by vaccination is apparently not effective. this is due to the wide variation in lipopolysaccharides of the respective serovars, such that the antibodies produced are also extremely variable. each area has a specific range of prevalent serovars, differing from other areas. this represents a challenge to the development of human vaccines capable of preventing all serovars in a given area.(11) conclusions l e p t o s p i r o s i s h a s e x t r e m e l y v a r i a b l e symptoms such that it is difficult to differentiate from other diseases with similar symptoms. this disease is extremelty difficult to diagnose, as the techniques for examination are very complicated, require expert and experienced personnel, and are of rather low sensitivity, with the consequence that occurrences of this disease are notified only rarely. leptospirosis is treated by administration of antibiotics, such as penicillin, tetracycline, ampicillin, and amoxicilllin. prevention by immunization is as yet unsatisfactory, thus the currently best method is by avoiding exposure to contaminated environments. references 1. nardone a, capek i, baranton g, campese c, postic d, vaillant v, et al. risk factors for leptospirosis in metropolitan france: results of a univ med vol.27 no.2 96 setiawan clinical aspect of leptospirosis national case-control study, 1999-2000. clin infect dis 2004; 39: 751-3. 2. smythe l, dohnt m, symonds m, bernett l, moore m, brookes d, et al. review of leptospirosis notifications in queensland and australia: january 1998-june 1999. commun dis intell 2000; 24: 153-7. 3. morgan j, bornstein sl, karpati am, bruce m, bolin ca, austin cc, et al. outbreak of leptospirosis among triathlon participants and community residents in springfield, illinois, 1998. clin infect dis 2002; 34: 1593-9. 4. levett pn. leptospirosis. in: mandel gl, bennett je, dolin r, editors. principle and practice of infectious diseases. 6th ed. vol.2. philadelphia, pennsylvania, elsevier churchill livingstone; 2005. p. 2789-94. 5. karande s, kulkarni h, kulkarni m, de a, varaiya a. leptospirosis in children in mumbai slums. indian j pediatr 2002; 69: 855-8. 6. levett pn. usefulness of serologic analysis as a predictor of the infecting serovar in patients with severe leptospirosis. clin infect dis 2003; 36: 44752. 7. myint ksa, gibbons rv, murray ck, rungsimanphaiboon k, supornpun w, sithiprasasna r, et al. leptospirosis in kamphaeng phet, thailand. am j trop med hyg 2007; 76: 135-8. 8. trevejo rt, rigau perez jg, ashford da, mcclure m, gonzalez cjg, amador jj, et al. epidemic leptospirosis associated with pulmonary haemorrhage-nicaragua 1995. j infect dis 1998; 178: 1457-63. 9. ismail tf, wasfi m, abdul-rahman b, murray ck, hospenthal dr, abdel-fadeel m, et al. retrospective serosurvey of leptospirosis among patients with acute febrile illness and hepatitis in egypt. am j trop med hyg 2006; 75: 1085-9. 10. collins ra. leptospirosis. biomed scientist 2006; 116-21. 11. plank r, dean d. overview of the epidemiology, microbiology, and pathogenesis of leptospira spp. in humans. microb infect 2000; 2: 1265-76. 12. katz al, ansdell ve, effler pv, middleton cr, sasaki dm. assessment of the clinical presentation and treatment of 353 cases of laboratory-confirmed leptospirosis in hawaii, 1974-1998. clin infect dis 2001; 33: 1834-41. 13. levett pn. leptospirosis. clin microbiol rev 2001; 14: 296-326. 13. marotto pcf, nascimento cmr, neto je. acute lung injury in leptospirosis: clinical and laboratory feature, outcome, and factors associated with mortality. clin infect dis 1999; 29: 1561-3. 14. yersin c, bovet p, merien f, wong t, panowsky j, perolat p. human leptospirosis in the seychelles (indian ocean): a population-based study. am j trop hyg 1998; 59: 933-40. 15. chu km, rathinam r, namperumalsamy p, dean d. identification of leptospira species in the pathogenesis of uveitis and determination of clinical ocular characteristics in south india. j infect dis 1998; 177: 1314-21. 16. guarner j, shieh wj, morgan j, bragg sl, bajani md, tappero jw, et al. leptospirosis mimicking acute cholecystitis among athletes participating in a triathlon. human pathol 2001; 32: 750-2. 17. lopes aa, costa e, costa ya, sacramento e, deoliveira junior arr, lopes mb, et al. comparative study of the in-hospital case-fatality rate of leptospirosis between pediatric and adult patient age groups. rev inst med trop sao paulo 2004; 46: 19-24. 18. maciel eap, athanazio da, reis eag, cunha fq, queiros a, almeida d, et al. high serum nitric oxide levels in patients with severe leptospirosis. acta tropica 2006; 100: 256-60. 19. smythe ld, smith il, smith ga, dohnt mf, symond ml, barnett lj, et al. a quantitative pcr (taqman) assay for pathogenic leptospirosis spp. bmc infec dis 2002; 2: 13-9. 20. oliveira maa, caballero ol, vago ar, harskeerl ra, romanha aj, pena sdj, et al. diagnostics, typing and identification: lowstringency single specipic primer pcr for identification of leptospira. j med microbiol 2003; 52: 127-35. 21. romero ec, caly cr, yasuda ph. the persistence of leptospiral agglutinin titres in human sera diagnosed by the microscopic agglutination test. rev inst med trop sao paulo 1998; 40: 183-4. 22. croda j, ramos jg, matsunaga j, queiroz a, homma a, riley lw, et al. leptospira immunoglobulin like proteins as a serodiagnostic marker for acute leptospirosis. j clin microbiol 2007; 45: 1528-34. 23. tansuphasiri u, deepradit s, phulsuksombati d, tangkanakul w. a test strip igm dot-elisa assay using leptospiral antigen of endemic strain for serodiagnosis of acute leptospirosis. j med thai 2005; 88: 391-8. 97 24. smit hl, ananyina yv, cherhsky a, dancel l, lai-afat rfm, chee hd, et al. international multicenter evaluation of the clinical utility of a dipstick assay for detection of leptospira-specific immunoglobulin m antibodies in human serum specimens. j clin microbiol 1999; 37: 2904-9. 25. suriptiastuti. re-emergence of chikungunya: epidemiology and roles of vector in the transmission of the disease. univ med 2007; 26: 101-10. 26. evander m, eriksson i, pettersson l, juto p, ahlm c, olsson ge, et al. puumala hantavirus viremia diagnosed by real-time reverse transcriptase pcr using samples from patients with hemoohagic fever and renal syndrome. j clin microbiol 2007; 45: 2491-7. 27. chu y, owen rd, gonzalez lm, jonsson cb. the complex ecology of hantavirus in paraguay. am j trop med hyg 2003; 69: 263-8. 28. gonsales cr, casseb j, monteiro eg, paula-neto jb, fernandez rb, silva mv, et al. use of doxycycline for leptospirosis after hight-risk exposure in san paulo, brazil. rev inst med trop 1998; 40: 59-61. 29. levett pn. leptospirosis. clin microbiol rev 2001; 14: 296-326. 30. sehgal sc, suguman ap, murhekar mv, sharma s, vijayachari p. randomized controlled trial of doxycycline prophylaxis against leptospirosis in an endemic area. ints j antimicr agents 2000; 13: 249-55. univ med vol.27 no.2 may-august 2023 universa medicina vol.42no.2 pissn: 1907-3062 / eissn: 2407-2230 source of household water as main risk factor of soil transmitted helminth infections among elementary school pupils in wamena district, jayawijaya regency, papua semuel sandy1* and tri nury kridningsih2 abstract background soil-transmitted helminth (sth) infections are caused by three types of worms: ascaris lumbricoides, trichuris trichiura, and hookworms. soil transmitted helminth infections have significant health and socioeconomic implications for communities in developing countries, particularly in indonesia. this study aims to determine the prevalence and risk factors of sth infections among elementary school pupils in wamena district. methods the study design used was a cross-sectional design involving 317 elementary school pupils. the children were interviewed using a structured questionnaire that included demographic information, hygiene, and environmental sanitation data of the respondents. stool samples were collected from all consenting participants in sterile plastic containers and were analyzed within 24 hours of collection, using the kato-katz method. the data were analyzed using bivariate statistical analysis (chi-square) and multivariate analysis (logistic regression). results the prevalence of helminthiasis among elementary school pupils was 19.9% (63/317). sth prevalence of mild category was 17.4% (55/317). the risk factors for sth infections among school children were the habit of not washing hands with soap after defecation, with an odds ratio of 5.04 [95% ci (2.22-11.48)], and the source of water for household use, with an odds ratio of 7.22 [95% ci (3.66-14.22)]. conclusion the prevalence of helminthiasis was found to be 19.9% (63/317), with an sth prevalence of mild category. risk factors for sth infections included the habit of not washing hands with soap after defecation and the source of water for household use. keywords: risk factors, soil transmitted helminths, elementary school pupils, wamena 1research center for public health and nutrition, national research and innovation agency, jayapura selatan papua, indonesia 2balai penelitian dan pengembangan kesehatan papua, papua, indonesia *correspondence: research center for public health and nutrition, national research and innovation agency kawasan kerja bersama (kkb) brin jayapura, jl. isele kampung waena, distrik heram, jayapura selatan, papua, indonesia email: mercury.sandy56@gmail.com orcid id: 0000-0002-7300-4761 date of first submission, april 25, 2023 date of final revised submission, july 23, 2023 date of acceptance, july 27, 2023 this open access article is distributed under a creative commons attribution non commercial-share alike 4.0 international license original article 160 doi: http://dx.doi.org/10.18051/univmed.2023.v42:160-172 copyright@author(s) https://univmed.org/ejurnal/index.php/medicina/article/view/1466 cite this article as: sandy s, kridningsih tn. source of household water as main risk factor of soil-transmitted helminth infections among elementary school pupils in wamena district, jayawijaya regency, papua. univ med 2023;42: 16072. doi: 10.18051/univmed.2023. v42:160-172 mailto:mercury.sandy56@gmail.com https://orcid.org/0000-0002-7300-4761 https://orcid.org/0000-0002-0131-3987 https://univmed.org/ejurnal/index.php/medicina/article/view/1466 161 univ med vol. 42 no. 2 introduction soil-transmitted helminth infections, commonly known as worm infections, are among the most common neglected tropical diseases affecting children in lowand middle-income countries.(1–3) the most common type of worm infection is caused by soil-transmitted helminths. the largest burden of sth infections occurs in populations living in areas with limited access to sanitation and clean water, as well as poor standards of hygiene.(4) according to data from the world health organization (who), it is estimated that over 1.5 billion people, or 24% of the world’s population, are infected with sth.(5) additionally, over 260 million preschool-age children and more than 654 million school-age children live in areas wh e r e t h es e pa r a s it e s a r e tr a ns mi t te d intensively, requiring treatment and preventive interventions. the highest number of sth infections occurs in the asian region,(5,6) and south ea s t as ia ha s r ep or te d t he hi gh est p r e va l e nc e of st h i n f e c t i o ns i n r e c e nt decades.(4) the species of sth that infect h uma n s inc lu d e as c a r i s l um br i c o i de s , trichuris trichiura, necator americanus, and ancylostoma duodenale. these intestinal nematodes produce thousands of eggs per day, which are then excreted in the feces of infected individuals, contaminating the soil in areas with poor sanitation. sth infections are caused by intestinal nematodes that are transmitted to humans through soil contaminated with feces containing the eggs of ascaris lumbricoides, trichuris trichiura, and hookworms. these worm eggs enter the digestive tract along with contaminated food and drinking water due to poor environmental sanitation and hygiene practices.(7,8) soil-transmitted helminth infections can occur in all age groups, but school-age children are usually the most affected. infections of ascaris lumbricoides and trichuris trichiura are more common in children aged 5-14 years,(9) with a decrease in infection intensity and frequency during adulthood. this is due to changes in exposure, acquired immunity, or a combination of both. on the other hand, hookworm infections also occur in children, but the intensity and frequency generally remain high in adulthood, even in the elderly.(10) soil-transmitted helminth infections in school-age children have a detrimental impact on their growth, intellectual development, and cognitive abilities, which are undergoing rapid and ac tive growth.(11) the impact of sth infections also leads to reduced resistance in children to o ther dise ases and i ncrea sed vulnerability to nutritional deficiencies, due to low nutrient intake, malabsorption, and blood loss caused by the infection.(12) worm infections are also a contributing factor to stunting in children. stunting, or being short for age, is considered a good indicator of chronic malnutrition in children.(13) children who are stunted are more likely to become short-statured adults. sth i nf e c t i ons h a ve b e e n a s s oc ia t e d w i th malnutrition, including an increased risk of nutritional anemia, energy-protein deficiency, and growth impairments in children.(14,15) the results of the 2013 basic health research (riskesdas) showed that there are still households in indonesia where the final disposal of feces is not into a latrine or septic tank. the proportion of households practicing open defecation is still quite high. the five provinces with the highest proportion of feces not being disposed into septic tanks are papua (65.4%), east nusa tenggara ( 65.3%), we st nusa tenggara (49.7%), west sumatra (46.1%), central kalimantan (44.9%), and west sulawesi (44.1%).(16) data from the 2018 riskesdas stated that the proportion of unsafe household feces management for toddlers in papua is still r e l a ti ve l y hi gh a t 6 7. 8 % . unsa f e f e c e s management means that feces of toddlers is disposed of anywhere (including trash bins) or t ha t t od dle r s a r e c le a ne d i n a n y p l a c e . meanwhile, the practice of using a latrine for defecation and proper handwashing behavior in pa pua i s s til l low, a t 5 5. 8% and 2 6.7%, 162 r e s p e c t i ve ly. ( 1 7 ) t he h i gh pr op o r t i on o f households in papua practicing open defecation and the lack of access to sanitation facilities contribute to the development and transmission of sth infections in papua. the world health organization (who) targeted the control of sth infections in children to reduce morbidity by the year 2020 through a school-based deworming program. although the global target was to eliminate morbidity due to sth infections in children by 2020, these infections remain a significant health problem in indonesia, including papua province. the prevalence of worm infections in indonesia va r i e s bet we e n 2 .5 % a n d 6 2% , a n d h a s increased in children.(18) the control of worm infections is carried out through the mass drug administration (mda) p r o gr a m, w hi c h must be c o nt i n uo us l y implemented until the prevalence decreases below 10%. mass drug administration for worms is conducted twice a year in areas with high prevalence and once a year in areas with moderate prevalence. the drugs used for mda of worms are albendazole and mebendazole in the form of chewable tablets. the target age groups for deworming programs are toddlers, preschool-age children, and school-age children. deworming treatment needs to be accompanied by improved hygiene, sanitation, and healthy behaviors to prevent reinfection.(18) papua, as one of the indonesian provinces, has a tropical climate and humidity that supports t he d e ve lo p me n t o f sth l ar va e a n d t he maturation of sth eggs. socioeconomic factors such as lack of access to clean water sources, p oo r sa nit a t i on , l a c k o f per so n a l a n d environmental hygiene, education, poverty, barefoot walking habits, and nutritional status may increase the risk of sth infections in this region. epidemiological data related to sth infections among primary school-age children in papua, including in jayawijaya regency, are still very scarce. the reported prevalence of sth infections in papua includes 24.30% in jayapura regency and 32.90% in boven digoel regency (survey re p or t on wo r m in f e c ti o ns by th e environmental health control technical center ambon). furthermore, in keerom regency, the prevalence of sth infections among primary school children in arso district was 23.2% for ascariasis, 4.9% for trichuriasis, and 7.6% for hookworm infection.(19) the prevalence of helminthiasis in jayapura city is 50%.(20) research on risk factors for sth infections has been extensively conducted in indonesia, including demographic factors (gender, ethnicity, age, parental education, and occupation), hygiene practices (handwashing habits, footwear use, and playing with soil), and environmental sanitation (availability of toilets at home, flooring type, water sources). these studies have yielded significant results, showing variations in the impact of each risk factor variable.(1,19–21) in contrast, a study conducted by chadijah et l.(22) reported no significant association of knowledge level, environmental sanitation, and hygiene behavior with helminth infection among schoolaged children in palu. the study conducted by liena et al.(23) also mentioned that environmental sanitation factors did not have a significant association with sth infection among schoolaged children in moyudan health center, sleman regency. fu r t he r mor e , a s s e s si n g t he c u r r e nt prevalence and intensity of infection and identifying the associated risk factors of sths infection is vital to guide implementers, public health planners, stakeholders, and policymakers to plan and design precise intervention strategies to eliminate sths. therefore, this study aimed to assess the current prevalence, infection intensity, and identify the associated risk factors for sths among elementary school pupils of jayawijaya regency. methods study site the study was conducted in the jayawijaya regency, specifically in the wamena district. sandy, kridningsih soil-transmitted helminth infections 163 univ med vol. 42 no. 2 the selection of the wamena district as the research location was based on its significance in terms of economic and educational activities wi t h i n the j a ya wi j a ya re ge nc y. it w a s considered representative of the population of elementary school pupils in the jayawijaya regency. research design the study design was cross-sectional, and the research was conducted from january to december 2021. research subjects the required sample size in research is calculated based on the lemeshow equation.(24) the prevalence of worm infections in indonesia is 45-65%.(25) the sample size was calculated using the prevalence of 30.6% for sth infection among elementary school children, as found in the study conducted by yuwono et al.(26) in sorong district. the sample size was calculated based on a 30.6% proportion (p=0.306) with a 95% confidence level (1.96) and a margin of error of 5% (d=0.05). the sample size formula used was as follows: n=z²-α*p*(1–p)/d².(24) the calculation resulted in a minimum sample size of 326 samples, to account for non-response rate, an additional 5% of the sample size (16 samples) was added, resulting in a total of 342 samples.(27) the inclusion criteria for the study sample were elementary school pupils in grades 1-6, aged 612 years, of both genders. the exclusion criteria were pupils who were unwilling to participate in the interview and provide stool samples. the selection of school locations was done using simple random sampling, by creating a list of schools in the wamena district. the selection of child samples in schools was carried out using simple random sampling, by creating a list of school-aged children from teachers/school principals. data collection data collection was conducted using a structured questionnaire to obtain information related to demographic data (gender, age), socio-economic factors (mother’s education, mother’s employment status), hygiene practices, and environmental sanitation. face-to-face interviews with schoolchildren and their parents. the interviews were conducted with elementary school children in the presence of their parents or guardians, following prior permission and consent to participate in the research. stool sample examination the stool sample collection technique involved distributing stool containers to all selected school-aged children. the provided stool containers were labeled with the respective student’s name and date. stool samples were processed using a single kato-katz smear and examined under a microscope to detect the presence of intestinal helminth eggs. the intensity of infection was quantified as the number of eggs per gram (epg) of stool, following the guidelines established by the world health organization.(28) the intensity of sth infection is categorized according to who guidelines. the categories of intensity of ascaris lumbricoides infection are mild (14,999 epg), moderate (5000-49,999 epg), and severe (>50,000 epg). categories of degree of trichuris trichiura infection are mild (1-999 epg), moderate (1000-9.999 epg), and severe ( > 1 0 ,0 00 epg) . ca te go r i e s of d e gr e e of hookworm are mild (1–1.999 epg), moderate (2.000–3.999 epg), and severe (4.000 epg).(29) ethical consideration this research has obtained ethical approval for health research from the health research and development agency, ministry of health, indonesia, with the reference number: lb 02.01/2/ke.271/2021. data analysis descriptive analysis was conducted to depict the characteristics of the study population, including the prevalence of sth infections. the chi-square test was employed to examine the 164 relationships between variables. in the univariate analysis, the dependent variable was the prevale nce of sth inf ections, wh ile the independent variables included demographic and socioeconomic factors, hygiene practices, and environmental sanitation. independent variables with a significant value of p<0.25 related to the prevalence of sth infections were included in the multivariate logistic regression analysis to identify risk factors for sth infections. for each statistically significant factor, the odds ratio (or) and 95% confidence interval (ci) were c a l c u l a t e d t h r o ugh mu l ti va r i a te l o gi s t ic regression analysis. results the number of samples obtained at the research site was less than the expected minimum sample size of 326 samples, as only 317 samples met the criteria. this was due to many respondents being unwilling to provide stool samples due to feelings of disgust or discomfort, as well as a lack of participation f r om pa r e nts / gua r di a n s i n t he r e s e a r c h . additionally, some students were not present at the research site during the data collection period. an overview of the relationship between risk factors for sth infection can be seen in table.1. the chi-square test results indicated significant associations between sth infections among school-aged children and various risk factors, including ethnicity, the habit of washing hands with soap after defecation, main water source, and floor type. microscopic examination of the morphology and quantitative measurement of sth eggs was conducted using the kato-katz method on 317 stool samples collected from elementary school children in the wamena district of jayawijaya regency. the r esults of the stool sample examination can be seen in table 2. the stool examination results indicated that ascaris lumbricoides was the most prevalent type of worm found, with an infection rate of 10.4%. several other types of worm eggs were also detected in the stool samples, albeit at lower percentages, including trichuris trichiura ( 1 . 3% ) , ho okwo r ms ( 2 .2 % ) , en t e rob i us vermicularis (2.2%), and hymenolepis nana (0.3%). furthermore, the stool samples from the children exhibited cases of multiple infections, wi t h t h e pr e s e n ce of eggs f ro m as c a r i s lumbricoides, trichuris trichiura, hookworms, enterobius vermicularis, and hymenolepis nana. these findings demonstrate variations in the pattern of worm infections among primary school children in wamena district. the quantitative examination of sth egg counts using the kato-katz method in stool samples was further categorized based on infection intensity using criteria established by the world health organization, which includes mild, moderate, and severe infection categories. table 3 presents the results of the examination on the intensity of sth infections among primary school children in wamena district, where the infection intensity falls within the categories of mild and moderate intensity. fu r t he r logis t i c r e gr e s s i on a na lys i s revealed that the habit of washing hands with soap after defecation and main water source were significant risk factors for sth infection (refer to table 4). interaction tests conducted between each independent variable and the d e pe nd e n t va r i a b le d i d n ot de mo ns t r a te significant associations (p<0.05). discussion microscopic examination of stool samples from primary school-aged children in wamena district, jayawijaya regency, revealed the presence of several types of worms, including ascaris lumbricoides, trichuris trichiura, hookworms, enterobius vermicularis, and hymenolepis nana. the prevalence of worm infections among school-aged children in this location was 19.9% (63/317), with 17.4% (55/ 317) attributed to sth. the most commonly found infection in school-aged children in sandy, kridningsih soil-transmitted helminth infections 165 univ med vol. 42 no. 2 variable sth infections status p-value positive (n =55) negative (n=262) demographic characteristics sex male 32 (18.5) 141 (81.5) 0,544 female 23 (16.0) 121 (84.0) age group (years) 5 – 8 25 (14.5) 148 (85.5) 0.135 φ 9 – 12 30 (20.8) 114 (79.2) ethnicity papua 20 (30.8) 45 (69.2) 0,001 §φ nonpapua 35 (13.9) 217 (86.1) number of household members 2-4 25 (22.3) 87 (77.7) 0.841 φ >4 30 (14.6) 175 (85.4) mother’s education status low education 36(20.7) 13 8(79.3) 0.083 φ high education 19(13.3) 124 (86.7) mother’s employment status unemployed 29 (23.0) 97 (77.0) 0.030 §φ employed 26 (13.6.0) 165 (86.4) hygiene habit of washing hands before eating no 3 (20.0) 12 (80.0) 0.499 yes 52 (17.2) 250 (82.8) habit of washing hands with soap after defecation no 17 (48.6) 18 (51.4) 0.001 §φ yes 38 (13.5) 244 (86.5) nail clipping habit no 15 (21.4) 55 (78.6) 0.307 yes 40 (16.2) 207 (83.8) finger sucking habit no 49 (17.7) 228 (82.3) 0.722 yes 6 (15.4) 33 (84.6) habit of biting fingernails no 49 (18.4) 218 (81.6) 0.276 yes 6 (12.0) 44 (88.0) wearing shoes/slippers no 9 (22.0) 32 (78.0) 0.404 yes 46 (16.7) 230 (83.3) play with soil/dirt no 36 (16.6) 181 (83.4) 0.598 yes 19 (19.0) 81 (81.0) habit of frequent snacks outside home/school no 18 (15.4) 99 (84.6) 0.480 yes 37 (18.5) 163 (81.5) sanitation latrine type latrines without septic tanks 10 (23.3) 33 (76.7) 0.271 latrines with septic tanks 45 (16.4) 229 (83.6) main water source river water/rain/spring water/lake water/pond water 28 (48.3) 30 (51.7) 0.0001 § tap water/well water/bottled water 27 (10.4) 232 (89.6) floor type soil/wooden planks/bamboo 21 (45.7) 25 (54.3) 0.0001 § cement/ceramic floors 34 (12.5) 237 (87.5) family members who have experienced worms no 48 (16.4) 245 (83.6) 0.112 φ yes 7 (29.2) 17 (70.8) table 1. socio-demographic, hygiene, and sanitation factors associated with soil-transmitted helminth infection in elementary school pupils in wamena district, jayawijaya regency (n=317) data presented as n (%);sth : soil-transmitted helminth; § bivariate statistical analysis chi square test (significant, p value <0.05); φ risk factors followed by multivariate statistical analysis logistic regression test (p<0.25) 166 wa men a dist ric t was ca used by as caris lumbricoides. these findings are consistent with a study conducted by sandy et al.,(19) among school-aged children in arso district, keerom regency, where the prevalence of sth wa s r e po r t e d a s 29 . 9%, wi t h as c a r i s lumbricoides being the most prevalent at 23.3%. however, these findings differ from a study conducted by yuwono et al.,(26) in sorong re genc y, wes t pa p ua , wh i c h r e p o r te d a prevalence of sth infections among primary school children of 30.6%. the types of worms infecting primary school children in this area i nc lu d e as c a ri s l um br i co id e s , tri c h u ri s trichiura, hookworms, and strongyloides stercoralis. trichuris trichiura infection was most commonly observed in school-aged children at this location. a study conducted by salma et al.(30) revealed that 16.5% of schoolaged children in mayamuk subdistrict, sorong regency, were infected with one or more types of st h, including ascaris lumbricoides, tri c hu ri s tr i c hi ur a, h o okwo r ms, a nd strongyloides stercoralis. trichuris trichiura infection was the most prevalent both in single and multiple infections. ascaris lumbricoides infection was more common in children, while hookworm infection predominantly affected adults. trichuris trichiura infection was usually found alongside ascaris lumbricoides infection. however, strongyloides stercoralis infection was not detected, possibly due to the kato-katz table 2. prevalence of soil transmitted helminth species among elementary school pupils in wamena district, jayawijaya regency (n=317) note : sth : soil-transmitted helminth stool examination positive (n) prevalence (%) sth infections 55 17.3 non-sth infections 8 2.5 total worm infection (sth infections + non-sth infections) 63 19.9 infection types: mono-infection 52 16.4 dual-infections 9 2.8 triple infections 2 2.2 worm species ascaris lumbricoides 33 10.4 trichuris trichiura 4 1.3 hookworm 7 2.2 ascaris lumbricoides + trichuris trichiura 7 2.3 ascaris lumbricoides + hookworm 1 0.3 ascaris lumbricoides + enterobius vermicularis 1 0.3 ascaris lumbricoides + trichuris trichiura + hymenolepis nana 1 0.3 ascaris lumbricoides + hookworm + enterobius vermicularis 1 0.3 enterobius vermicularis 7 2.2 hymenolepis nana 1 0.3 ascaris lumbricoides trichuris trichiura hookworm mild intensity (1–4.999 epg) moderate intensity (5.000 – 49.999 epg) severe intensity (≥ 50.000 epg) mild intensity (1–999 epg) moderate intensity (1.000– 9.999 epg) severe intensity (≥ 10.000 epg ) mild intensity (1–1.999 epg) moderate intensity (2.000 – 3.999 epg) 42 (13.2%) 2(0.6%) 0(0%) 12(3.8%) 0(0%) 0(0%) 9(2.8%) 0(0%) table 3. intensity of sth infection among elementary school pupils in wamena district, jayawijaya regency (n=317) note : sth : soil-transmitted helminth sandy, kridningsih soil-transmitted helminth infections 167 univ med vol. 42 no. 2 method’s limited effectiveness in detecting the eggs of this worm.(1) the intensity of sth infections among school-aged children in wamena district was found to be predominantly mild for ascaris lumbricoides at 13.2% (42/317) and moderate at 0.6% (2/317). these findings are consistent with a study conducted by quiroz et al.,(31) where the majority of sth infections among school-aged children in colombia were classified as being of mild intensity for trichuris trichiura and hookworms and of mild to moderate intensity for ascaris lumbricoides. another study by ayu et al.(32) found a relatively high prevalence of sth infections among school-aged children in karangasem district, bali, categorized as mild to moderate intensity. another study by pasaribu et al.,(1) indicated mild intensity sth infections among school-aged children in north sumatra.. although the intensity of sth infections is low, variable n unadjusted models adjusted models odds ratio (or) 95% ci p-value odds ratio (or) 95% ci p-value age group (years) 5 – 8 173 0.64 0.32-1.29 0.212 9 – 12 144 1 ethnicity papua 65 1.17 0.48-2.81 0.733 nonpapua 252 1 number of household members 2-4 people 112 1.74 0.87-3.47 0.117 >4 people 205 1 mother education status low education 174 0.75 0.34-1.67 0.485 high education 143 1 mother’s employment status unemployed 126 2.02 0.93-4.38 0.076 employed 191 1 habit of washing hands with soap after defecation no 35 5.19 2.05-13.10 0.0001 5.04 2.22-11.48 0.0001* yes 282 1 1 family members who have experienced worms no 293 1.73 0.59-5.06 0.316 yes 24 1 main water source river water/rain/spring water/lake water/pond water 58 5.20 2.01-14.43 0.0001 7..22 3.66-14.22 0.0001* tap water/well water/ bottled water 259 1 1 floor type soil/wooden planks/bamboo 46 1.89 0.72-4.91 cement/ceramic floors 271 1 table 4. multivariate analysis of logistic regression test of risk factors associated with sths infection in school-age children in wamena district, jayawijaya regency *multiple logistic regression test (significant, p < 0.05); sth : soil-transmitted helminth 168 in the long term, sth infections can have detrimental effects on the health and quality of life of children.(33) the low intensity of sth infections among school-aged children in wamena district can be attributed to the integrated deworming program conducted by the district health office and community health centers, which includes the administration of anthelmintic drugs in conjunction with filariasis treatment once a year. the r isk factors showing significant associatio ns with sth infect ions among elementary school pupils include ethnicity, mother’s occupation status, handwashing habits with soap after defecation, main water source for household use, and floor type (table 1). ethnicity was found to have a significant relationship with sth infections in children, with a higher prevalence among the papua ethnic group compared to the non-papua ethnic group. furthermore, the mother’s occupation status was also found to be associated with sth infections, with a higher prevalence among unemployed mothers. the occupation of the parents, particularly those involved in farming, has close contact with the soil, which may be contaminated with sth eggs or larvae. parents with higher education generally have better knowledge of clean and healthy living behaviors compared to parents with lower education levels. additionally, educated parents are more likely to understand how to provide proper nutritional intake for their family members.(34) the risk factor of handwashing habits with soap after defecation showed a highly significant association with sth infections among children. children who did not practice handwashing with soap after defecation had a higher prevalence of sth infections (table 1). however, other variables such as handwashing before meals, nail cutting activities, thumb sucking, nail biting, wearing footwear outside the house/while playing, playing on the ground, and buying snacks outside the house/school did not show a significant relationship with sth infections. intestinal parasites can be transmitted through dirty hands, which serve as a medium for the entry of parasite eggs into the body.(35) the lack of availability of soap may be a reason why c h i l dr e n do no t wa s h t he ir ha nd s a f t e r defecation. these findings are supported by a study conducted by ayu et al.(32) among schoolaged children in ngis village, karangasem district, bali. a study on sth infections conducted by pasaribu et al.(1) in agricultural a r e a s i n nor t h suma t r a sho we d t h a t handwashing after defecation in toilets reduces the risk of sth infection. a different study by wiryadana et al. (36) on school-aged children in karangasem, bali, reported that the habit of handwashing with water and soap did not have a significant association with sth infection. data from riskesdas reported that proper handwashing behavior in papua is still very low, at only 26.7%.(17) in jayawijaya district itself, the proportion of correct handwashing behavior is only 18.78%. efforts to control helminthiasis can be made by improving health promotion through a family-based approach and through school health interventions, emphasizing the importance of handwashing with water and soap at five critical times: before meals, after using the toilet, before food preparation, after handling children’s waste, and before feeding children.(18) the risk factor of household environmental sanitation also has an influence on sth infections among children. it was found that the main water source used has a highly significant association with sth infections. households that use river/rain/spring water as their main water source have a higher prevale nce of sth infection (table 1). contamination of human and animal feces can pollute water sources through p oo r e n vi ro nme n t a l sa ni t a t i on , t h e r e b y transmitting sth eggs and larvae.(37) these findings are consistent with a study by konstantin et al.(38) in maluku, which found a bivariate association between water sources and sth infections among school-aged children in aru island, maluku. a study by sugianto et.al.(39) on school-aged children in antiga, bali also reported an association between water sources and sth sandy, kridningsih soil-transmitted helminth infections 169 univ med vol. 42 no. 2 infection. according to data from the central statistics agency, in urban areas, approximately 86.18% of the population has septic tank toilets, 5.38% have pit latrines, and 8.44% dispose of their feces into rivers/open fields/gardens/other areas. in contrast, in rural areas, 7.84% of the population has septic tank toilets, 16.5% have pit latrines, and 75.51% dispose of their feces into rivers/open fields/gardens/other areas. this indicates that sanitation in jayawijaya district is still very minimal because a significant percentage of the population does not have proper septic tank disposal for feces.(40) the risk factor of the type of house flooring is a ls o signi fi ca nt ly as so ci ate d wi th t he transmission of sth infections, with children living in houses with dirt/wood/bamboo floors having a higher prevalence of sth infections (table 1). data from the central statistics agency indicates that the indigenous population of jayawijaya district still maintains strong customs and culture. this can be seen from the significant number of indigenous papuan people who still live in traditional houses such as honai houses. generally, honai houses have thatched or grass roofs and are approximately 2.5 meters tall. the walls are made of wood and have a single small door but no windows, providing protection against the cold mountain air in papua.(40) the flooring of honai houses, which consists of wooden planks or soil with the addition of dry grass or straw, can increase the risk of sth transmission. this is because the presence of planks and dry grass/straw can create a damp environment underneath, which has the potential for the development of sth eggs and larvae. this study has several limitations, including the insufficient participation of children and parents in the research. data collection on household environmental sanitation observations could not be conducted due to the ongoing covid-19 pandemic at the time of data collection. the clinical implications of helminth infections have long-term effects, including decreased cognitive abilities, anemia, nutritional status, and stunting in children. this study was conducted to provide data on the prevalence of sth infections among school-aged children in wamena district, emphasizing the need for the health department to continue implementing d e wo r mi ng p r o gr a ms a n d e du ca t i n g t he community about the importance of healthy and hygienic behaviors, as well as environmental sanitation. evaluation of deworming programs can be carried out by conducting st h infection examinations among school-aged children to ensure the availability of prevalence data. in the future, studies on the impact of helminth infections on anemia, cognitive abilities, nutritional status, and stunting among schoolaged children, as well as examinations of environmental sanitation related to water sources and fecal contamination, should be conducted. in efforts to control helminth infections, a holistic and sustainable approach is essential. this includes education on hygiene practices, improving sanitation, regular health monitoring, a n d a w a r en e s s c a mp a i gn s i n vo l vi n g t he community and local authorities. with these measures, it is expected that the prevalence and negative impact of helminth infections on children in wamena district, jayawijaya regency can be reduced. in future research, there are several important directions to explore regarding soiltransmitted helminth (sth) infections among elementary school pupils in wamena district, jayawijaya regency, papua. firstly, the role of water sources as a main risk factor for sth infections should be investigated further. evaluating the effectiveness of interventions to improve water supply systems or implement water treatment methods in reducing sth infection risk would be essential. promoting hygienic practices among school pupils through behavior change interventions, such as proper handwashing, footwear usage, and minimizing contact with contaminated soil, should also be e xplo re d. a ss es sing the impa ct of th ese interventions on reducing sth infection rates would guide the development of effective health 170 education programs. lastly, investigating the role of environmental sanitation, such as improved sanitation facilities, in reducing sth transmission would be significant for prevention and control efforts. conclusion the prevalence of helminthiasis among school-aged children in wamena district is in the mild category. t he intensity of sth infections in school-aged children is also classified as being in the mild category. the risk factors associated with sth infections among school-aged children in jayawijaya district are the habit of not washing hands with soap after defecation and the source of water for household use. conflict of interest no conflict of interest funding this study was funded by the biomedical research and development institute of papua in the fiscal year 2021. acknowledgements we would like to express our gratitude to the head of the research and development center for health research in papua, the head of the provincial health office of papua, the head of the health office of jayawijaya district, and the head of the wamena city health center. we also extend our thanks to the staff of 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ajpcr.2019.v12i6.32941. 40. badan pusat statistik kabupaten jayawijaya. statistik daerah kabupaten jayawijaya 2020. ba d a n pus a t st at i s t ik k a bu p a t e n jayawijaya; 2020. sandy, kridningsih soil-transmitted helminth infections eka1 69 a retrospective study of spontaneous intracranial hemorrhage may-august, 2009may-august, 2009may-august, 2009may-august, 2009may-august, 2009 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 vol.28 no.2 universa medicina eka j. wahjoepramono* *department of neurology, faculty of medicine, pelita harapan university siloam hospital, karawaci tangerang correspondence dr. eka j. wahjoepramono, spbs department of neurology, faculty of medicine, pelita harapan university siloam hospital, karawaci tangerang univ med 2009;28:69-76 abstract spontaneous intracerebral hemorrhage (sich) is a serious disease despite progressing medical knowledge. sich appears suddenly without warning, unlike ischemic strokes that are often preceded by a transient ischemic attack. outcome is determined by the initial severity of the bleeding; mortality and morbidity of sich are high. the aim of this study was to describe the characteristics of type, location, and outcome of sich. a retrospective review was conducted on the records of 2042 cases admitted to a private hospital in karawaci, tangerang, between 1 january 1996 to 31 december 2008. analysis was done on type, location, and the final outcome measures by the glasgow outcome scale (gos). the results of the study showed that the most prevalent type of sich was hypertensive stroke, amounting to 1698 cases (83.1%), and the least commonly encountered type was dural fistula totaling 5 cases (0.3%). sich due to hypertensive stroke frequently occurred in the basal ganglia (50.8%) comprising the putamen, caudate nucleus and globus pallidus. on average, the outcome at the time of dismissal was good, where 105 cases (88.2%) were gos 4 and 5. sich requires prompt and appropriate management. therefore the signs and symptoms of intracranial hemorrhage should be promptly recognized and followed by appropriate ancillary examinations in order to promptly determine the management required, including possible surgical interventions. keywords : spontaneous intracranial hemorrhage, hypertensive stroke, arteriovenous malformations, prognosis introduction intracranial bleeding is a serious clinical event because of the high rates of fatality and disability that it causes. spontaneous intracranial hemorrhage (sich) is an acute hemorrhage occurring in the cerebral parenchyma, that may spread into the cerebral ventricles or even into the subarachnoid space on rare occasions. this type of hemorrhage accounts for 10-15% of all attacks of stroke and has a higher mortality than i s c h e m i c s t r o k e . i t o c c u r s m a i n l y d u r i n g 70 wahjoepramono spontaneous intracranial hemorrhage exertion, due to increased blood flow to the brains. spontaneous intracerebral hemorrhage (sich) must be considered separately from postt r a u m a t i c c e r e b r a l h e m o r r h a g e ( t c h ) , i n particular extraor epidural hematoma, subdural hematoma (sdh), subarachnoid hemorrhage (sah) and cerebral contusion. as the clinical presentation of ischemic atherosclerotic events is similar, the differential diagnosis relies on imaging techniques such as computerized t o m o g r a p h y ( c t ) a n d n u c l e a r m a g n e t i c resonance (nmr). the rate of sich is about 0.10.2 cases/1,000 population/year in the united states, with a trend for progressive increase correlated to the aging of the population.(1) sich represents about 15% of stroke cases. cerebral hemorrhages (ch) can be divided into four major c a t e g o r i e s : ( i ) c a p s u l a r o r t y p i c a l , ( i i ) intracerebral or atypical, localized in the frontal lobe or at the level of the parieto-temporal carrefour, (iii) cerebro-meningeal hemorrhage w i t h b l o o d l e a k a g e i n t h e v e n t r i c u l a r o r subarachnoid space, and (iv) small cerebellar, thalamic, pontine or bulbar bleeding. (2) sich can be divided into primary and secondary events. primary sich accounts for about 80% of cases and is mainly due to spontaneous rupture of a small vessel wall already damaged by arterial h y p e r t e n s i o n o r a m y l o i d a n g i o p a t h y. ( 2 ) s e c o n d a r y s i c h i s d u e t o d i s r u p t i o n o f congenital arteriovenous fistulas or aneurysms, neoplasia, or inherited or acquired (iatrogenic) coagulation disorders. risk factors for primary sich are arterial hypertension, alcohol abuse, heavy meals, emotional stress, physical exertion, prolonged exposure to sun, and pregnancy. genetic risk factors such as the mutation for the α s u b u n i t o f f a c t o r x i i i o r l i p o p r o t e i n e polymorphisms are under study. one of the main and most frequent causes of sich is hypertension, both acute and chronic, with degenerative changes in the cerebral vessel wall.(1,5) cerebral amyloid angiopathy (caa) is also one of the main causes of sich and the most frequent cause of lobar hemorrhage in the elderly.(4) the second most frequent cause of sich is blood vessel pathology,(4-5) such as cerebral aneurysms, avms, cavernomas, and angiographically occult vascular malformations (aovms), eg. dural arteriovenous fistulas and venous malformations.(2,3) coagulation disorders, including patients on previous anticoagulation t h e r a p y, t h r o m b o l y t i c t h e r a p y, l e u k e m i a , thrombocytopenia, also play a role in the development of sich. patients with abnormal liver functions are also at high risk of suffering from sich, because the liver plays a role in the p r o d u c t i o n o f c o a g u l a t i o n f a c t o r s a n d fibrinogen.(6) the incidence of intracranial hemorrhage increases significantly at ages over 55 years, and there will be a twofold rise in the risk for each additional decade up to the age of 80 years. above 80 years, the risk will increase 25-fold and more males than females are affected.(5) in the united states, afro-americans have a higher risk compared with caucasians. the prevalence of hemorrhagic stroke ranges from 17.2% in malaysia to 39% in surabaya, indonesia.(7) the a i m o f t h i s s t u d y w a s t o d e s c r i b e t h e characteristics of type, location, and outcome of the sich. methods subjects and design this study was designed as a retrospective review of case records. medical records of all patients with sich admitted to the neurology department of a private hospital in karawaci, ta n g e r a n g b e t w e e n 1 j a n u a r y 1 9 9 6 t o 3 1 december 2008 were screened. 71 univ med vol.28 no.2 data collection and grading system f o r e a c h r e c o r d , d a t a w e r e e x t r a c t e d concerning the patient’s age, chronic medical conditions and concurrent medications. relevant demographic, clinical, laboratory, and functional outcome data were collected during the study. p h y s i c a l a n d n e u r o l o g i c a l f i n d i n g s u p o n admission were noted. computed tomography (ct) of the brain was performed upon admission for all patients. cephalic ct scan is the initial examination of choice that may be performed rapidly and is capable of producing a hyperdense i m a g e o f b l o o d i n t h e b r a i n p a r e n c h y m a immediately after the occurrence of hemorrhage. the ct scan can accurately identify small hemorrhages, even those only a few millimeters i n d i a m e t e r. c t a n g i o g r a p h y ( c ta ) a n d magnetic resonance angiography are performed in patients with sich due to cerebral aneurysm. surgical criteria were established according to the algorithm of decision in force at the author’s institution, based on the recommendations of the st r o k e c o u n c i l o f t h e a m e r i c a n h e a r t a s s o c i a t i o n . ( 8 ) t h e m o s t c o m m o n l y u s e d classification of the severity of sich is that a c c o r d i n g t o h u n t a n d h e s s , w h e r e t h e differentiation is based on the clinical symptoms, and the classification of the international cooperative study, which is based on the glasgow outcome scale (gos). there is also a c l a s s i f i c a t i o n b a s e d o n t h e p r e s e n c e o f neurological deficits. the classification of hunt and hess is as follows: (i) grade i, patient is asymptomatic, with mild headache, and mild nuchal rigidity, (ii) grade ii, patient has paresis of the cranial nerves, moderate to severe headache, and nuchal rigidity, (iii) grade iii, patient has mild focal deficits, is lethargic or confused, (iv) grade iv, patient is stuporous, with moderate to severe hemiparesis, and early decerebration, and (v) grade v, patient is in coma, has decerebrate posture, and is moribund. the grade must incremented by one if there is serious systemic disease, such as hypertension and diabetes mellitus.(9) all cases p r e s e n t i n g w i t h i n t r a c e r e b r a l h e m o r r h a g e required prompt surgical intervention, whilst the remaining patients underwent elective surgery, among them 6 cases who were first given embolization, followed by excision. at the time of dismissal, the patients were assessed on functional outcome, using the glasgow outcome scale (gos). based on previous literature, gos = 1–3 was considered as unfavorable outcome and gos = 4–5 as favorable outcome, thus distinguishing whether or not patients were able to live independently.(10,11) all clinical ratings were performed by trained staff and neurologists, who were unaware of the sich results. statistical analysis a univariate analysis was used to describe the type, location and outcome of the sich. results a total of 2042 cases were collected at a private hospital in karawaci, tangerang, from 1996 to 2008, where the most prevalent type of hemorrhage was hypertensive stroke (1698 cases o r 8 3 . 1 % ) , a n d t h e l e a s t c o m m o n w a s hemorrhage due to dural fistula (5 cases or 0.3%). (table 1) *avms: arteriovenous malformations table 1. total number of cases of sich at a private hospital from 1996 to 2008 type of hemorrhage n (%) hypertensive stroke 1698 (83.1) cerebral aneurysm 220 (10.8) avms* 119 (5.8) dural fistula 5 (0.3) total 2042 72 wahjoepramono spontaneous intracranial hemorrhage s i c h d u e t o h y p e r t e n s i v e s t r o k e frequently occurs in the basal ganglia (50%) comprising the putamen, caudate nucleus and globus pallidus. next in order of frequency are hemorrhages in the internal capsule (19.4%), thalamus (8.6%), cerebellum (4.7%) and brain stem (4.5%) [particularly the pons] (table 2). a m o n g t h e p a t i e n t s w i t h c e r e b r a l aneurysm (76.8%) were in their productive years (below 50 years of age). the majority of the aneurysms were of moderate size (41.5%), followed by large (37.8%) and small (11%) aneurysms. the most common site of t h e a n e u r y s m s i n t h i s s e r i e s w a s i n t h e posterior communicating artery with a total of 82 cases (37.3%), followed by the anterior communicating artery with 77 cases (35%). t h e n u m b e r o f d e a t h s i n t h i s s e r i e s o f observations was as high as 5% (11 cases), among which 4.1% (9/220) had a hunt and hess grade iv and v on admission. average length of stay was 2-3 weeks. among 119 cases of sich due to avms, 62 (52.1%) were males and 57 (47,9%) were females, with a mean age of 28.9 years (range: 1 2 5 9 y e a r s ) . tw o o f t h e p a t i e n t s w e r e pregnant women, with gestational age of 6 and 9 weeks, respectively. most cases (50%) p r e s e n t e d w i t h h e m o r r h a g e r e q u i r i n g immediate surgery, 36 cases (30%) complained of seizures, and the remaining 24 cases (20%) had progressive headache. on average in the present study, the outcome at the time of dismissal was good, where 195 cases (88.2%) were glasgow outcome scale (gos) 4 and 5. all had previously been grade 1, 2 and 3, including the two pregnant women. seven patients (5.8%) with grade 4 suffered from hemiparesis and required supportive care. at follow-up in the o u t p a t i e n t c l i n i c , t h e s e p a t i e n t s s h o w e d improvement and were still under physiotherapy. three patients (2.5%) with grade 5 and a large hematoma in the basal ganglia remained in the vegetative state and on follow-up ct scan showed extensive infarction. three patients with gos grade 4 died of operative complications in the form of air embolism (2.5%). a ct scan of a patient with sich is shown in figure 1. in patients with cerebral aneurysm cta and mra was performed (figure 2). figure 3 shows the results of ct scan and cta in a patient with cerebral aneurysm. in patients with avms, cta was also performed (figure 4). figure 1. ct scan showing intracerebral hemorrhage extending intraventricularly location of sich n (%) basal ganglia 897 (52.8) internal capsule 330 (19.4) thalamus 315 (18.6) brain stem (pons) 77 (4.5) cerebellum 79 (4.7) table 2. location of sich due to hypertensive stroke in 1698 cases at a private hospital in karawaci, tangerang (1996-2008) 73 univ med vol.28 no.2 discussion sich is a common and serious clinical emergency. the retrospective design of this study must be taken carefully into account to give the right weight to the figures and rates of our study. i n p a r t i c u l a r, s i n c e w e m a y h a v e m i s s e d asymptomatic events, or even worse, fatal events, in outpatients, our figures could be an underestimate and should be considered as the lower limit of an undefined range. this study group is representative of patients with sich in g e n e r a l a s r e f l e c t e d b y t h e a n a t o m i c a l distribution of the ich, which is in accordance figure 2. cta and mra of a cerebral aneurysm figure 3. ct scan and cta of a patient with cerebral aneurysm figure 4. cta in a patient with avms 74 wahjoepramono spontaneous intracranial hemorrhage with a previous study in south israel.(12) the majority of sich locations are in the basal ganglia. consistent results were found in a number of other studies.(3-5) sich frequently occurs in the basal ganglia (50%) comprising the putamen, caudate nucleus and globus pallidus. next in order of frequency are hemorrhages in the internal capsule (19.4%), thalamus (8.6%), cerebellum (4.7%) and brain stem (4.5%) [particularly the pons]. sich is responsible for 10-15% of acute stroke.(13,14) the common causes of sich are h y p e r t e n s i o n , a n e u r y s m s , a r t e r i o v e n o u s malformations (avms), coagulopathies and vasculopathies.(15) in patients with sich due to avms, the majority of cases (50%) presented with hemorrhage, requiring immediate surgical i n t e r v e n t i o n . a r o u n d 3 0 % p r e s e n t e d w i t h seizures and the remaining cases (20%) with progressive headache. the results of the present study did not differ appreciably from those of the study by van beijnum et al.(16) who found that approximately 50% of avms presented with hemorrhage, 25% with seizures and another 25% with other complaints, particularly headaches and neurological deficits. aneurysms, avms, cavernomas, dural arteriovenous fistulas, and venous malformations all can result in secondary s i c h . t h e h e m o r r h a g e d u e t o a r u p t u r e d aneurysm almost always has a subarachnoid component and often extends into the ventricles. there should be a high index of suspicion in young patients with frontal or temporal lobe c l o t s . a r t e r i o v e n o u s m a l f o r m a t i o n s a r e associated with an estimated mean annual hemorrhage risk of 4%.(17) intracranial avms are lesions of the cerebral blood vessels comprising 3 components, namely a cluster of blood vessels with dysplasia (the nidus), a feeding artery, and a draining vein. approximately 30-55% of patients with avms present with intracerebral hemorrhage. a number of studies found that the risk of hemorrhage in intracranial avms is up to 2-4% annually. this information is important for the neurosurgeon to enable him or her to give advice on the risk of hemorrhage that may possibly be experienced by the patient. in contrast to aneurysms, the risk of recurrent hemorrhage in avms is much lower, so that elective surgery may be performed, days or w e e k s a f t e r t h e i n i t i a l h e m o r r h a g e . t h e advantage of this procedure is that the hematoma has time to undergo lysis, after which the condition of the patient may occasionally improve, so as to facilitate the operation and r e d u c e t h e r i s k o f t h e o p e r a t i o n . a n o t h e r a d v a n t a g e i s t h a t t h e r e i s m o r e t i m e f o r e v a l u a t i n g t h e r e s u l t s o f t h e r a d i o l o g i c a l examination, such that an accurate diagnosis may be established. the type of sich most frequently found in this study was hypertensive stroke. in several studies, sich has been strongly linked to age, race, and hypertensive status. (18-20) associations have been less consistent with many other risk factors, including greater alcohol consumption, male sex, smoking, low physical activity, body mass index (both high and low), total cholesterol (both low and high), and diabetes. age, male sex, high alcohol intake, and hypertension had a statistically significant association with ich in one recent metaanalysis.(19) another meta-analysis of studies from the asian-pacific region found high blood pressure, smoking, low cholesterol, and possibly diabetes associated with greater ich risk.(21) conventional angiography is still the gold standard for diagnosis of vascular lesions.(22) although the risk of angiographic procedures is small, there are a number of points to be taken into consideration before performing these procedures. the location of the hemorrhage, age of the patient, history of hypertension, and clinical condition are the points to be noted before selecting this procedure. however, with the development of the minimally invasive ct angiography (cta) and mra, conventional 75 univ med vol.28 no.2 angiography examinations are now rarely used for diagnostic purposes, but more frequently for interventions.(22) on average in the present study, the outcome at the time of dismissal was good, where 88.2% of cases had a good outcome (gos 4 and 5). this is in contrast to a study from argentina, where 38.6% had a good outcome ( g o s 4 t o 5 ) , b u t 2 2 . 8 % s u r v i v e d w i t h significant impairment (gos 2 to 3).(23) since some patients make a late recovery following rehabilitation, it remains to be determined whether the sich score can predict the long-term outcome. conclusions based on the results of our retrospective study, hypertensive stroke was identified as the most prevalent type of sich, while the most frequent location of sich was in the basal ganglia. the majority of patients with sich had a good gos score. a prospective confirmation of these results is needed and is possibly worth being performed. references 1. broderick jp, adams hp jr, barsan w, feinberg w, feldmann e, grotta j, et al. guidelines for the management of spontaneous intracerebral hemorrhage: a statement for healthcare professionals from a special writing group of the stroke council, american heart association. stroke 1999;30:905-15. 2. nicolini a, ghirarduzzi a, iorio a, silingardi m, malferrari g, baldi g. intracranial bleeding: epidemiology and relationships with antithrombotic treatment in 241 cerebral hemorrhages in reggio emilia. haematologica 2002;87:948-56. 3. qureshi ai, thurim s, broderick jp, batjer hh. spontaneous intracerebral hemorrhage. n engl j med 2001;344:1450-60. 4. fewel me, thompson bg, hoff jt. spontaneous intracerebral hemorrhage: a review. neurosurg focus 2003;15:1-16. 5. greenberg ms. intracerebral hemorrhage. in: handbook of neurosurgery 5th ed. new york: thieme;2001.p.815-24. 6. yukihiko y, shigekazu t, ryuichi t, tetsuo k, osamu s, takashi m. liver dysfunction in 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in a pooled prospective study. stroke 2007;38:2718-25. 19. ariesen mj, claus sp, rinkel gje, a. algra a. risk factors for intracerebral hemorrhage in the general population : a systematic review. stroke 2003;34: 2060-6. 20. suh i, jee sh, kim hc, nam cm, kim is, appel lj. low serum cholesterol and haemorrhagic stroke in men: korea medical insurance corporation study. lancet 2001;357:922–5. 21. woodward m, huxley h, lam th, barzi f, lawes cm, ueshima h. a comparison of the associations between risk factors and cardiovascular disease in asia and australasia. eur j cardiovasc prev rehabil 2005;12:484–91. 22. xavier ar, qureshi ai, kirmani jf, yahia am, bakshi r. neuroimaging of stroke: a review. south med j 2003;96:367-79. 23. godoy da, piòero g, di napoli m. predicting mortality in spontaneous intracerebral hemorrhage: can modification to original score improve the prediction? stroke 2006;37:1038-44. alvina 146 body mass index as predictor of carpal tunnel syndrome among garment workers september-december, 2009september-december, 2009september-december, 2009september-december, 2009september-december, 2009 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 vol.28 no.3 universa medicina lie t merijanti s.* *department of occupational medicine, medical faculty, trisakti university correspondence dr. lie t merijanti s., mkk department of occupational medicine, medical faculty, trisakti university jl kyai tapa no. 260, grogol jakarta 11440 phone: 021-5672731 ext.2802 email: lie_mery@hotmail.com univ med 2009;28:146-51 abstract of the nerve entrapment syndromes the most well-known is the carpal tunnel syndrome (cts) involving the median nerve. in the field of occupational medicine this condition is categorized as an occupational disease, for which industrial workers may claim compensation if the cts occurs as a consequence of their job. however, although several occupational risk factors have been suggested as causing the development of cts, a definitive role of work activities as the central cause of cts is unclear. the aim of the present study was to evaluate both nonoccupational and occupational factors associated with cts in garment homeindustry workers. a cross-sectional study was performed from april to june 2008 in the garment home industry in north jakarta. a total of 99 workers, consisting of 45 males and 54 females were included in this study. historical data were obtained from a self-administered detailed questionnaire, while anthropometric and provocative median nerve test variables were measured directly. the results showed that body mass index (bmi) was a significant predictor of cts in male workers (p=0.031), while the risk of cts was three-fold higher in female workers using hormonal contraceptives (prevalence ratio/pr = 3.3 ; 95% confidence of interval/ci = 1.0 – 10.5). in conclusion it appears that bmi and hormonal contraceptive use were cts predictors. keywords: carpal tunnel syndrome, garment home industry, body mass index, hormonal contraceptive introduction carpal tunnel syndrome (cts) is the most w e l l k n o w n n e r v e e n t r a p m e n t s y n d r o m e involving the median nerve. however, its symptoms are such that they are often overlooked by patients or misdiagnosed by their primary care p h y s i c i a n s , l e a d i n g t o p r o g r e s s i o n o f t h e condition so severe that sometimes even surgical options will be of little benefit. the prevalence 147 univ med vol.28 no.3 of cts is approximately 3.8% of the general population, women are 3 to 4 times more likely to develop the condition, and it effects both wrists in 50% cases.(1) cts is often described as an occupational disease and claimed as a basis for worker’s compensation.(2) work related cts is a complex and costly condition.(3) in alberta, t h e r e w e r e 7 2 9 4 d i s a b l i n g i n j u r y c l a i m s ( r e q u i r i n g t i m e a w a y f r o m w o r k o r j o b modification) and 2849 compensated lost time c l a i m s f o r i n j u r i e s t o t h e h a n d a n d w r i s t excluding fingers, although the proportion of these that were due to cts was not reported.(4) t h e n u m b e r a n d f r e q u e n c y o f w o r k e r ’s compensation cts claims increased by more than 500%, despite increased regulations and m o n i t o r i n g , a n d p r e s u m a b l y i m p r o v e d workplace conditions. currently, cts leads to more lost workdays than any other workplace injury.(2) according to a review of occupational p o p u l a t i o n s a w i d e r a n g e i s f o u n d i n t h e prevalence of cts (0.6-61%), with the lowest prevalence occurring in industrial workers and the highest in grinders, butchers, grocery store workers, and frozen food factory workers, as in all of these occupations the workers use high force, high repetitive gripping.(5) however, the pathology of cts remained unclear until phalen reported on his experience in treating 439 patients at the cleveland clinic during the 1950s and 1960s. however, because the majority of the patients were middle aged women and thus not employed in industrial occupations, phalen concluded that cts was not an occupational disease but was “idiopathic”. one important observation made by phalen was that repeated, forceful grasping hand movements seemed to aggravate the symptoms.(6) it has been reported that cts is associated with certain diseases and conditions such as diabetes, hypothyroidism, pregnancy, rheumatoid arthritis, and work related factors. in some cases, two or more of these risk factors may coexist, placing the individual at a higher risk of developing cts. although less than half of all cases of cts are identified as work related in medical claims, a definitive role of work activities as the central cause of cts is unclear. in most cases, individual factors are not the potentially important independent causal factors that they appear to be, but frequently rather obscure an underlying relation between workplace factors and cts. hormone related disorders and/or hormone supplementation have been implicated as potential risk factors for cts, while obesity may also contribute to risk for cts.(7) the purpose of this study was to evaluate the predictors of cts among garment home industry workers. methods study design from april to june 2008 a cross-sectional study was carried out among garment home industry workers, north jakarta. study subjects the study sample consisted of garment home industry workers in north jakarta meeting the inclusion criteria, i.e. workers who had been employed for more than two years and were willing to participate in the study by signing an informed consent form. based on the cts prevalance of the 3.8%,(1) at a confidence level of 95% and accuracy of 4%, using the survey study formula a sample size of 92 subjects was obtained.(8) the exclusion criteria were workers with a history of wrist injuries, rheumatoid arthritis, diabetes mellitus and pregnancy of over three months, the history being obtained by interview. a l l o f t h e w o r k e r s h a v e b e e n i n v i t e d t o participate. 148 merijanti carpal tunnel syndrome data collection all participants in the study filled out a questionnaire relating to gender, age, level of education, use of hormonal contraceptives, job characteristics including job duration, work hours and type of work, also the presence of r e l e v a n t s y m p t o m s o f c t s l i k e t i n g l i n g , numbness, or pain affecting areas innervated by the median nerve. assessments body weight was recorded to the nearest kilogram on barefoot subjects using health scale instruments, while body height was measured with a microtoise to the nearest centimeter without shoes. body mass index (bmi) was calculated as the weight (kg) divided by the height squared (m2), and defined by the following thresholds: underweight (<18.5 kg/m2), normal (18.5 22.9 kg/m2), overweight (23.0 27.5 kg/ m2), and obese (>27.6 kg/m2).(9) provocative tests used to isolate the median nerve included the phalen test and the tinel test. phalen’s sign is of use because it is considered a very good indicator for cts with high sensitivity and specificity, as it localizes the median nerve at the carpal tunnel.(10-12) the phalen test is performed by asking the respondent to hold his or her wrist in a flexed position at approximately 90 degrees. the test is considered a positive phalen’s sign if numbness or pain is felt by the patient within 30-60 seconds. tinel’s sign isolates the median nerve at the carpal tunnel by percussing it at the distal palmar crease. this also should elicit n u m b n e s s o r p a i n . ( 1 0 ) c t s w a s d i a g n o s e d a c c o r d i n g t o t h e n a t i o n a l i n s t i t u t e o f occupational safety and health (niosh) c r i t e r i a , c o m p r i s i n g o n e o f t h e f o l l o w i n g symptoms, i.e. numbness, pain, tingling or paresthesia in the afected area, accompanied by positive tinel’s or phalen’s test and history of occupational work. phalen’s and tinel’s signs, although they may assist in the diagnosis of cts,(11) are not pathomnemonic for the disorder. statistical analysis data were analyzed using spss version 15.0. comparison of the means of continuous variables was performed using the independent t-test, while the chi-square test was done to a n a l y z e t h e r e l a t i o n s h i p b e t w e e n s e v e r a l categorical variables. prevalence ratio was used to evaluate the strength of association between dependent and independent variables. results from a total of 105 garment home-industry workers, 99 participated in this study. six subjects were excluded because they had been employed for less than two years. the subjects consisted of 99 garment workers with a mean characteristics n = 99 age (yrs) 29.8 + 8.0 job duration (yrs) 7.8 + 5.9 work hours (hrs) 10.4 + 1.5 education primary education 91 (91.9%) secondary education 8 (8.1%) bmi overweight and obese 27 (27.3%) normal and underweight 72 (72.7%) hormonal contraceptive use yes 19 (19.2%) no 80 (80.8%) gender male 45 (45.6%) female 54 (54.4%) work type sewing 81 (81.8%) pressing and cutting 10 (10.1%) finishing 5 (5.1%) packing 3 (3.1%) table 1. summary of the characteristics of the participating subjects 149 univ med vol.28 no.3 age of 29.8 + 8.0 years and a mean job duration of 7.8 + 5.9 years. the 99 workers comprised 45 males and 54 females, among whom eigthy one (81.8%) worked as seamster/seamstress and ninety one (91.9%) had only primary education. of the 99 workers included in the study, 43 w o r k e r s w e r e d i a g n o s e d o f c t s . s o , t h e prevalence of cts in our sample was 43.4% (table 1). t h e r e l a t i o n s h i p b e t w e e n w o r k p l a c e factors, personal characteristics and cts in male workers are shown in table 2. there was a significant difference in body mass index (bmi) in male workers with cts, compared with those without cts (p=0.031). both in female workers with cts and those without cts, analysis revealed no significant difference in age, job duration, work hours, or bmi (table 3). among female workers it was found that the risk of cts was three-fold higher in workers using hormonal contraceptives (pr=3.3; 95% ci= 1.0 – 10.5) (table 4). discussion this study did not find any significant relationship between occupational risk factors and cts. however, among male workers bmi was a significant predictor of cts and use of variables cts present n=24 cts absent n=30 p age (years) 28.3 + 6.3 27.2 + 8.8 0.447 job duration (years) 7.1 + 5.4 5.8 + 6.1 0.768 work hours 10.1 + 1.5 10.2 + 1.6 0.220 body mass index 21.6 + 3.2 21.1 + 2.8 0.190 table 3. comparison of several continuous variables and cts in female garment home industry workers variables cts present n=24 cts absent n=30 prevalence ratio (95% ci) non contraceptive 12 23 3.3 (1.0 – 10.5) hormonal contraceptive 12 7 table 4. hormonal contraceptive use and cts in female garment home industry workers variables cts present n=19 cts absent n=26 p age (years) 35.1 + 6.7 30.2 + 7.6 0.124 job duration (years) 10.0 + 5.6 9.0 + 5.6 0.259 work hours 10.5 + 1.7 10.7 + 1.3 0.173 body mass index 20.5 + 3.3 21.3 + 2.7 0.031* table 2. comparison of several continuous variables and cts in male garment home industry workers * significant (p<0.05) 150 loss in obese patients, however, does not bring relief of the syndrome. women who are pregnant, taking oral contraceptives or going through menopause also are at increased risk, most likely due to hormonal changes. hormonal fluctuations in women play a role in cts. such fluctuations may cause fluid retention and other changes that cause swelling in the body. fluid retention is one reason why cts may develop during pregnancy. fortunately, carpal tunnel syndrome related to p r e g n a n c y a l m o s t a l w a y s i m p r o v e s a f t e r c h i l d b i r t h . ( 2 2 , 2 3 ) e s t r o g e n r e c e p t o r s a n d progesteron receptors are present in transverse carpal ligament and flexor tendon synovitis, suggesting a role for sex steroid hormones in the pathogenesis of cts disease.(24) however, the study by maghsoudipour et al.(7) could not find any association between hormonal contraceptive use and cts incidence. one limitation of the present study is that working conditions did not include ergonomic factors but only type of work, because garment home-industry workers are informal workers with irregular work, making it difficult to perform a job analysis. another limitation is that the diagnosis of cts was established without being confirmed by a nerve conduction test, which is considered the most accurate single test for cts. therefore the cts prevalence in this study has presumably been overestimated. conclusions in this study bmi was found to be a significant predictor of cts among males workers, whereas hormonal contraceptives increased the risk of cts in females workers. references 1. burke fd, ellis j, mckenna h, bradley mj. primary care management of carpal tunnel syndrome. j postgrad med 2003;79:433-7. merijanti carpal tunnel syndrome hormonal contraceptives was a predictor in females. the degree of work relatedness of cts reported in the literature ranged from very high to very low.(7) cts is accepted as a work related disorder by some authors.(11) occupational hand uses that are considered ergonomic risk factors for developing cts include those involving highly repetitive awkward wrist movements, high handgrip and pinch forces and those associated with high vibration.(2,14) however, this notion is controversial and many authors do not agree with it. (15) in the longest prospective longitudinal study by nathan, occupation was not associated with cts although being female and overweight was.(13) gedizlioglu et al.(18) found that in manual steel industry workers, m a n u a l w o r k w a s n o t a r i s k f a c t o r f o r development of clinical cts. in the present study, working conditions did not include ergonomic factors but only type of work, because garment home industry workers are classified as informal sector workers with uncertain job continuity. they mainly work when there is an order from clients and the types of garment they produce vary with each order. in addition, when there is no commission, the workers frequently return to their villages, with the result that they are not daily exposed to the same risk factors. the protective nature of informal employment is most likely attributable to decreased exposures to such risk factors and greater time for rest of the affected body areas.(19) bmi and hormonal contraceptive use were found to be significant predictors of cts in this study. the risk of cts was three-fold higher in female workers on hormonal contraceptives (pr= 3.3; 95% ci= 1.0 – 10.5). obesity has been associated with cts in previous studies. (20) a study conducted by geoghegan et al.(21) in the community found that obesity was a significant risk factor to cts. obesity and wrist shape correlate with a higher prevalence of carpal tunnel syndrome. weight 151 univ med vol.28 no.3 2. kao sy. carpal tunnel syndrome as an occupational disease. j am board fam pract 2003;16:533-42. 3. sperka p, cherry n, burnham r, beach j. impact of compensation on work outcome of carpal tunnel syndrome. occup med 2008;58:490-95. 4. alberta employment, immigration and industry. occupational injuries and diseases in alberta. lost time claims, disabling injury claims and claim rates. edmonton, alberta: government of alberta;2007. 5. van rijn rm, huisstede bma, koes bw, burdof a. association between work related factors and the carpal tunnel syndrome a systematic review. scand j work environ health 2009;35:19-36. 6. phalen gs. the carpal tunnel syndrome: 17 years experience in diagnosis and treatment of 654 hands. j bone joint surg am 1966;48:211-28. cited by kao sy. carpal tunnel syndrome as an occupational disease. j am board fam pract 2003;16:533-42. 7. maghsoudipour m, moghimi s, dehghaan f, rahimpanah a. association of occupational and non occupational risk factors with the prevalence of work related carpal tunnel syndrome. j occup rehabil 2008;18:152-6. 8. sastroasmoro s. dasar-dasar metodologi penelitian klinis. edisi 2. jakarta: cv agung seto;2002. 9. world health organization. appropriate body mass index for asian populations and its implications for policy and intervention strategis. lancet 2004;363; 157-63. 10. katz jn, simmons bp. carpal tunnel syndrome. n engl j med 2002;346:1807-12. 11. lajoie as, mccabe sj, thomas b, edgell se. determining the sensitivity and specificity of common diagnostic testa for carpal tunnel syndrome using latent class analysis. plast reconstr surg 2005; 116:502-7. 12. scanlon a, maffei j. carpal tunnel syndrome. j neuroscience nursing 2009;41:140-7. 13. nathan pa, isthvan ja, meadows kd. a longitudinal study of predictors of research defined carpal tunnel syndrome in industrial workers: findings at 17 years. j hand surg 2005;30:593-8. 14. wellman h, davis l, punnet l. work related carpal tunnel syndrome (wr-cts) in massachusetts 1992-1997: source of wr-cts, outcomes, and employer intervention practices. am j ind med 2004;45:139-52. 15. palmer kt, harris c, coggnon d. carpal tunnel syndrome and its relation to occupation: a systematic literature review. occup med 2007;57: 57-66. 16. stapleton mj. occupation and carpal tunnel syndrome. anz j surg 2006;76:494-6. 17. katz jn, simmons bp. carpal tunnel syndrome. n engl j med 2002;346:1807-11. 18. gedizlioglu m, arpaci e, cevher d, ce p, kulan ca, colak i, et al. carpal tunnel syndrome in turkish steel industry. occup med 2008;58:212-4. 19. cole dc, ibrahim s, shannon hs. predictors of work-related repetitive strain injuries in a population cohort. am j pub health 2005;95;1233-7. 20. werner ra, franzblau a, gell n, ulin ss, armstrong tj. a longitudinal study of industrial and clerical workers: predictors of upper extremity tendonitis. j occup rehabil 2005;15:37-46. 21. geoghegan jm, clark di, bainbridge lc, smith c, hubbard r. risk factors in carpal tunnel syndrome. j hand surg eur vol 2004;29:315-20. 22. solomon dh, katz jn, bahn r, mogun h, avorn j. nonoccupational risk factors for carpal tunnel syndrome. j gen intern med 1999;14:310-4. 23. ferry s, hannafoed p, warskyj m, lewis m, croft p. carpal tunnel syndrome: a nested case-control study of risk factors in women. am j epidemiol 2000;151:566-74. 24. toesca a, pagnotta a, zumbo a, sadun r. estrogen and progesterone receptors in carpal tunnel syndrome. cell biol int 2008;32:75-9. dr.sylvia 1 effect of dillenia suffruticosa extract on dengue virus type 2 replication *department of microbiology medical faculty trisakti university correspondence dr. sylvia y. muliawan, phd department of microbiology medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 ext. 2402 email: sylviaym2003@yahoo.com universa medicina 2008; 27: 1-5. january-march, 2008january-march, 2008january-march, 2008january-march, 2008january-march, 2008 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 vol.27 no.1 drugs of plant origin can have easy acceptability as they are non-toxic and inexpensive. dillenia suffruticosa (d.suffruticosa), also known as simpoh air in malaysia, has antibacterial and antifungal activity, but no reported antiviral activity. this led the investigation of this plant against dengue virus type 2 (dv2) replication. two type of samples: dv2-infected c6/36 cells and uninfected c6/36 cells were prepared. d.suffruticosa extract was prepared in water. the plant extract, d.suffruticosa, was subjected to c6/36 cells with following concentrations, 0.025, 0.05, 0.1, 0.2, 0.4 mg/ml and incubated for 2 hours before infected by dv2. immobilized non-linear ph gradient strips, ph 3-10 were used in isoelectric focusing, and 10% homogeneous gels were used in sodium dodecyl sulphatepolyacrylamide gel electrophoresis. the results were stained by silver staining for visualization. it was found that ns1 protein expression on infected c6/36 cells was down regulated in intensity of concentrations 0.025, 0.05 and 0.1 mg/ml. however, when higher concentration of d.suffruticosa extract were used (0.2 and 0.4 mg/ml), the cells exhibited slightly reduced ns1 protein spots, when compared to the above concentrations (0.025, 0.05, 0.1 mg/ml). d.suffruticosa extract has an inhibitory effect on the replication of dv2. non-structural ns1 could be used as a diagnostic marker and/or as a parameter to evaluate the effect of antiviral agents for dengue type 2 virus infection/replication. keywords: dillenia suffruticosa, dengue virus type 2, proteomics abstract sylvia y. muliawan introduction many types of information cannot be obtained from the study of genes alone. for example, it is proteins and not genes, that are responsible for the phenotypes of cells. it is impossible to elucidate mechanisms of disease, aging, and effects of the environment solely by study the genome. only through the study of p r o t e i n s c a n p r o t e i n m o d i f i c a t i o n s b e c h a r a c t e r i z e d a n d t h e t a r g e t s o f d r u g s identified.(1) there is an increasing interest in proteomics technologies now. from a simplistic pharmacological point of view, functional universa medicina 2 muliawan d.suffruticosa on dengue virus proteomics via the analysis of protein complexes would contribute to the identification of novel drug targets, the reconstruction of pathways and to understanding the mechanism of action and s i d e e ff e c t s o f t h e r a p e u t i c c o m p o u n d s . ( 2 ) information at the level of the proteome is critical for understanding the function of specific cell types and their role in health and disease.(3) the application of proteomics provides major opportunities to elucidate disease mechanisms and to identify new diagnostic markers and therapeutic targets.(4) by the very definition of proteomics, it is inevitable that complex protein m i x t u r e s w i l l b e e n c o u n t e r e d . t h e r e f o r e methods must exist to resolve these protein mixtures into their individual components so that the proteins can be visualized, identified, a n d c h a r a c t e r i z e d . ( 1 ) t h e p r e d o m i n a n t technology for protein separation and isolation by use of polyacrylamide gel electrophoresis. d i f f e r e n t i a l d i s p l a y p r o t e o m i c s f o r comparison of protein levels has potential application in a wide range of diseases. graves et al(1) believed that if the appropriate controls were performed, proteomics was an extremely powerful approach for addressing important p h y s i o l o g i c a l q u e s t i o n s . i n t h i s a r e a , t h e m i c r o b i o l o g i s t u s i n g p r o t e o m i c s h a s a significant advantage in cases when the genome of the microbe and even the specific isolate being investigated, is fully sequenced.(5) this clearly improves the success rate of protein identification. the quantitative study of protein expression between samples that differ by some variable is known as expression proteomics.(1) proteomics attempts to catalog and characterize these proteins, compare variations in their expression levels in health and disease, study their interactions, and identify their functional roles. the search for sources of new biologically active compounds is important for the discovery o f n e w d r u g s r e l a t i v e t o t h e t r e a t m e n t o f diseases. in many gardens, there may be plants that will provide suitable breeding sites for m o s q u i t o e s . t h e s e c o m e i n t h e f o r m o f phytotelmata (singular phytotelma), that is, non-aquatic plants that impound water. they include leaf axils, inflorescence, modified leaves, stem holes or depressions, fallen leaves and open fruits. some examples are bromeliads, bananas, taro, gingers, dillenia suffruticosa ( s i m p o h ) , a n d f i c u s a u r i c u l a t a ( f i c u s roxburghiana; ara). the leaf axils and inflorescences are often overlooked as potential breeding sites for mosquitoes. examples of mosquitoes breeding in leaf axils include members of the genera a e d e s , c u l e x , to p o m y i a , to x o r h y n c h i t e s , tripteroides and uranotaenia. drugs of plant origin can have easy acceptability as they are n o n t o x i c a n d i n e x p e n s i v e . t h e c u r r e n t l y a v a i l a b l e a n t i v i r a l c o m p o u n d s a n d t h e antibiotics all have major drawbacks such as a narrow spectrum of activity, limited therapeutic usefulness, and variable degrees of toxicity. any new agent, which could overcome some or all of these disadvantages, would be important. neem leaves (azadirachta indica juss) are traditionally being used as curative against certain fungal, bacterial diseases,(6) and as an antiviral against small pox, fowl pox, polio and herpes simplex.(7) mangrove plants are being used in folklore medicine for treatment of several diseases, such as anti-hiv activity.(8) a review of the literature concerning the s c r e e n i n g o f p l a n t e x t r a c t s f o r v a r i o u s biological activities revealed that there have b e e n o n l y a l i m i t e d n u m b e r o f s t u d i e s t o evaluate the screening of plants for antiviral activity; therefore, extensive studies in this area are justified. in this study, dillenia suffruticosa (d.suffruticosa) extract was evaluated against dengue virus type 2 replication. 3 materials and methods preparation of uninfected sample i n t h i s s t u d y , c 6 / 3 6 c e l l s f r o m t h e department of medical microbiology, faculty of medicine, university of malaya, malaysia were prepared as per the method described by muliawan. (9) briefly, the c6/36 cells were disrupted by repeated fast freezing, three times for 15 minutes, and subsequently pelleted by spinning at 4°c, 2000 rpm for 10 minutes. the pellet was resuspended with 1 ml lysis buffer (8m urea, 4% triton-x 100, 2% ipg-phosphate buffer 3-10), incubated for 1 hour at 4°c and again spun as above. the supernatant was stored at -20°c. dv2-infected c6/36 cells dengue virus type 2 (dv2) cells (newguinea c strain), obtained from the department of medical microbiology, faculty of medicine, university of malaya, malaysia were prepared as per the method described by muliawan.(9) briefly, virus stocks were used to infect 80% confluent cell monolayers and incubated at 28°c until cytopathic effect (cpe) was observed (up to day-4), at which stage the supernatant and cell monolayers were harvested. preparation of d. suffuticosa extract in water briefly, one hundred grams of each sample was soaked in 800 ml distilled water and heated at 60°c in a water bath for 4-5 hours, and then filtered it. the residue was washed with additional distilled water. the combined filtrate was concentrated using a freeze drying (heto.fd4.lab equipment). the concentrated water extract was used for the screening bioassay experiments. d.suffruticosa extract subjected to proteomics technique two-dimensional gel electrophoresis (2dge) was performed using the multiphore ii e l e c t r o p h o r e s i s s y s t e m b a s e d o n t h e recommended method by berkelman et al(10) and m u l i a w a n . ( 9 ) to d e t e r m i n e t h e e ff e c t o f d.suffruticosa extract on c6/36 cells infected with dv2 treated with low concentrations (serial dilutions of 0.025 to 0.1 mg/ml), and high concentrations (serial dilutions of 0.2 to 0.4 mg/ ml) of d.suffruticosa extract were loaded on the drystrip (ph 3-10, 11cm). the proteins separated on isoelectric focusing unit for the first dimension and were separated further according to their m o l e c u l a r w e i g h t o n 1 0 % h o m o g e n e o u s polyacrylamide gel on the second dimension and then visualized by silver staining. results the ns1 protein spots on dv2-infected c6/ 36 cells were reduced after treatment with d.suffruticosa extract, i.e. in concentration of 0.025 mg/ml (fig.1a); 0.05 mg/ml (fig. 1b); 0.1 mg/ml (fig. 1c) and in concentration 0.02 mg/ ml (fig. 2a); 0.4 mg/ml (fig. 2b) compared to infection c6/36 cells without treatment (fig. 3). and the result of ns1 protein expression of dv2infected c6/36 cells after treatment with high concentration of this extract (fig. 2a, 2b) revealed the ns1 protein spots were slightly reduced when compared to the ns1 protein expression when treated with low concentrations of this extract (fig. 1a, 1b and 1c). discussion d.suffruticosa, is known in malaysia as “simpoh air”.(11) in the state of perak, peninsular malaysia, d.suffruticosa is used as traditional medicine for its antibacterial and antifungal activities.(12) in this study, ns1 was used as a m a r k e r a n d p a r a m e t e r t o i n d i c a t e d e n g u e infection(9) and to evaluate the protective efficacy of d.suffruticosa extract against dv2 replication through expression proteomics. this s tudy universa medicina vol.27 no.1 4 muliawan d.suffruticosa on dengue virus showed that d.suffruticosa extract has the ability to down regulated ns1 protein expression in various low concentrations of 0.025-0.1 mg/ ml and in various high concentrations of 0.20.4 mg/ml. comparing the results of ns1 protein expression of dv2-infected c6/36 cells after treatment with different concentrations of this extract revealed the ns1 protein spots after treatment with various higher concentration (0.20.4 mg/ml) of this extract were slightly reduced when compared to the protein expression when treated with various lower concentration (0.0250.1 mg/ml) of this extract. since there were no previous reports of studies employing this technique and/or material, it could not obtain comparative data to support the results. a b figure 2. proteins profile of infected c6/36 cells treated by d. suffruticosa extract in concentrations 0.2 mg/ml (fig. 2a), and 0.4mg/ml (fig. 2b) figure 3. protein profile of infected c6/36 cells without treatment cb a figure 1. proteins profile of infected c6/36 cells treated by d.suffruticosa extract: in various concentrations of 0.025mg/ml (a), 0.05mg/ml (b), and 0.1mg/ml (c) of this extract 5 conclusion d.suffruticosa extract has the inhibitory potential against dv2 replication and the ns1 protein expression could be used as a diagnostic marker and/or as a parameter to evaluate the effect of the antiviral agents for dengue type 2 virus infection/replication. acknowledgements the author expresses her gratitude to prof. lam sk, prof. devi s, prof. hashim oh, and p r o f . yu s o f r f r o m f a c u l t y o f m e d i c i n e , university of malaya, kuala lumpur, malaysia, and also to prof. dr. chambers tj, saint louis university school of medicine, st. louis, usa for their support in this study. references 1. graves pr, haystead taj. molecular biologist’s guide to ptroteomics. microbiol mol biol rev 2002; 66: 39-63. 2. bauer a, kuster b. affinity purification-mass spectrometry powerful tools for the characterization of protein complexes. eur j biochem 2003; 270: 570-8. 3. srinivas pr, srivastava s, hanash s, wright gl. proteomics in early detection of cancer. clin chem 2001; 47: 1901-1. 4. chambers g, lawrie l, cash p, murray gi. proteomics: a new approach to the study of disease. j pathol 2000; 192: 280-8. 5. cash p. proteomica in medical microbiology. electrophoresis 2000; 21: 1187-201. 6. parida mm, upadhyay c, pandya g, jana am. inhibitory potential of neem (azadirachta indica juss) leaves on dengue virus type-2 replication. j ethnopharmacol 2002; 79: 273-8. 7. reddy ab, sethi ms. antiviral effects of some indigeneous plant extracts on vaccinia and fowl pox viruses on chick embryo fibroblasts. indian j exp biol 1974; 12: 572-9. 8. premnathan m, nakashima h, kathiresan k, rajendran n, yamonto n. in vitro anti-human immunodeficiency syndrome virus activity of mangrove plants. indian j med res 1996; 103: 278-81. 9. muliawan sy. profile of nonstructural glycoprotein ns1 as a diagnostic marker in dengue type 2 virus infection. univ med 2007; 26: 73-9. 10. berkelman t, stenstedt t. 2-d electrophoresis using immobilzed gradients: principles and methods. uppzala: ammersham pharmacia biotech inc; 1998. 11. low ks, lee ck, tan bf. quaternized wood as sorbent for reactive dyes. appl biochem biotechnol 2000; 87: 233-45. 12. wiart c, mogana s, khalifah s, mahan m, ismail s, buckle m, et al. antimicrobial screening of plants used for traditional medicine in the state of perak, peninsular malaysia. fitoterapia 2004; 75: 68-73. universa medicina vol.27 no.1 alvina 189 abstract *health research unit, faculty of medicine, university of padjadjaran, bandung **department of community medicine, united arab emirates university, al ain, united arab emirates ***former institution: leiden university medical center correspondence dr. edhyana sahiratmadja, phd health research unit, faculty of medicine, university of padjadjaran jl. eijkman no.38 bandung phone: 022-2033915 email: e.sahiratmadja@gmail.com univ med 2011;30:189-96. smoking habit as a risk factor in tuberculosis: a case-control study edhyana sahiratmadja* and nico nagelkerke**,*** september-december, 2011september-december, 2011september-december, 2011september-december, 2011september-december, 2011 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 vol.30 no.3 universa medicina indonesia is fifth in the tuberculosis (tb) prevalence globally and this country is one of the largest tobacco producers. smoking has been reported to be an important risk factor for tb and a reduction in smoking could be expected to have a significant impact on tb incidence and prevalence. however, studies from various countries yielded conflicting results. our study aims to explore the association between smoking and tb in indonesia as tb-endemic country. in two major cities of indonesia, jakarta and bandung, a case-control study had been conducted. tb was diagnosed based on who criteria including clinical presentation, and chest x-ray (cxr) examination, and confirmed by microscopic detection of acidfast bacilli in ziehl-nielsen stained sputum smears or by culture of m. tuberculosis. newly diagnosed smear-positive pulmonary tb patients (n=802) and their spouses (n=253) or sex-matched neighborhood controls (n=534) were interviewed about their smoking habits. an extensive questionnaire was used to collect data about smoking habits of both patients and controls. smoking categories were grouped into ever (for current/past smokers) and never. our study result showed that smoking appears not to be strongly associated with tb (or=0.99, 95% ci 0.761.31). the reasons for the effect heterogeneity remain to be elucidated as smoking is a lethal habit and should be well controlled. the need to incorporate tobacco cessation programs into tb treatment is strongly recommended to improve tb control. keywords: smoking, tuberculosis, aged >15 years introduction with approximately 7-8 million new cases and 2-3 million deaths annually, tuberculosis (tb) is one of the leading infectious causes of death worldwide.(1) although sufficiently high case detection and cure rates may ultimately eliminate transmission of the causative organism m. tuberculosis, this objective is currently out of reach due to difficulties of diagnosis, multidrug resistance, treatment adherence, and the hiv pandemic.(2,3) new control tools, including better diagnostics, new drugs, and a more effective vaccine are therefore badly needed. 190 sahiratmadja, nagelkerke smoking habit and tuberculosis another potential avenue for tb control is control of risk factors. several risk factors for tb are known, either affecting the risk of infection, or the risk of developing disease after infection; including socio-economic factors (e.g. crowding), concomitant diseases and infections (e.g. diabetes mellitus, and hiv), and behavioral factors (e.g. smoking).(4) a strong association between tobacco smoking and tb has been found in several studies carried out in various countries. meta-analysis of those studies concluded that smoking could be considered as an important risk factor for t h e d e v e l o p m e n t o f t b . (5 ) t h e r e i s a l s o evidence that some of the sex differences in w o r l d w i d e t b n o t i f i c a t i o n r a t e s c a n b e explained by sex differences in smoking.(6) interestingly, a systematic review of studies in four countries: china, india, uk and usa, found associations between both the risk of tb infection and smoking, and between tb disease a n d s m o k i n g , s u g g e s t i n g t h a t t h e l a t t e r association may be due to the increased risk of tb infection among smokers rather than an increased risk of tb disease.(7) the review included several high quality studies, carried out, inter alia in india, where the association appears to be particularly strong. for example, in a nested case-control study carried out in tamil nadu, india, a positive and dosedependent relationship was identified with odds ratios (or) being as high as 3.23 for the highest smoking category.(8) possibly the largest ever study on this association was carried out by gajalakshmi,(9) which positively identified smoking as a major risk factor for t b m o r t a l i t y i n m e n i n i n d i a . wi t h a n estimated relative risk of over 4, smoking would rank only second in strength among known risk factors for tb mortality after hiv i n f e c t i o n , w h i l e i n t e r m s o f p o p u l a t i o n attributable fraction, it may even rank first. in the same study, from a separate population survey, slightly more moderate relative risk estimates were obtained for the effect of smoking on past or present prevalent tb. for cigarettes the prevalence ratio was 1.7 for <10 cigarettes/day and 2.6 for heavier smokers. for bidis (a cigarette rolled in the leaf of another plant, temburni) these prevalence ratios were 2.9 (< 15/day) and 4.5 (15/day or more) respectively. other studies have also found a positive association between smoking and tb. for example, in a cohort study carried out in h o n g k o n g a h i g h l y s i g n i f i c a n t e ff e c t (adjusted hr 2.87) of current smoking on pulmonary tb was found.(10) in a hospitalb a s e d c a s e c o n t r o l s t u d y c a r r i e d o u t i n thailand again a strong positive relationship was found.(11) smoking was similarly found to be a risk factor for tb in a study from south africa,(12) although the strength of the effect (or=1.61) was smaller than that found in either india or hong kong. this might, in part, be attributable to the design used in the southafrican study, in which cases were deaths from smoking related conditions and controls deaths f r o m p re s u m a b l y n o n s m o k i n g r e l a t e d disorders. however, not all studies yielded positive associations between smoking and tb. for example, in chengdu, szetchuan province china, a positive association was identified, b u t o n l y i n a s s o c i a t i o n w i t h a l c o h o l consumption,(13) while, in a case-control study carried out in malawi, no association at all was identified.(14) in view of the heterogeneity of results and the non-experimental nature of all s t u d i e s , w i t h t h e r i s k o f c o n f o u n d i n g , combined with a lack of insight into the extent of publication bias, additional information on the association between smoking and tb would be valuable. as passive smoking was also found to constitute a risk factor, tobacco control could become one of the key pillars of tb control.(15) with an estimated incidence rate of 245/100.000 and a prevalence rate of 275/ 100.000, indonesia harbors over 10% of tb cases worldwide, which makes this country rank third in terms of tb prevalence.(3) in order 191 to further explore the effect of tobacco smoking on tb in indonesia as a tb-endemic country, we analyzed smoking data from a case-control s t u d y a s p a r t o f a l a rg e r s t u d y o n t h e immunogenetic basis of susceptibility to and d i s e a s e m a n i f e s t a t i o n o f m y c o b a c t e r i a l infections in indonesia. methods research design a case-control study was carried out from march 2001 to december 2005 in two major cities of indonesia, jakarta and bandung, as part of a larger study on the immunogenetic b a s i s o f s u s c e p t i b i l i t y t o a n d d i s e a s e manifestation of mycobacterial infections in indonesia, which is a collaborative study between indonesian institutes in jakarta and bandung and the netherlands. research subjects a total of 1020 newly diagnosed smear positive active pulmonary tb patients aged >15 years from tb outpatient clinics were enrolled. tb patients were recruited from perkumpulan pemberantasan tuberkulosis indonesia (ppti) in jakarta and from a tb clinic of rumah sakit hasan sadikin. briefly, tb was diagnosed based on who criteria including clinical presentation and chest x-ray (cxr) examination, and confirmed by microscopic detection of acid-fast bacilli in ziehl-nielsen stained sputum smears or by culture of m. tuberculosis. free anti-tb drug treatment was provided to all patients, consisting of a standard regimen of isoniazide, rifampicin, pyrazinamide and ethambutol (2hrze/4h3r3) according to guidelines of the national tb program. treatment was supervised once weekly by directly observed treatment program. active pulmonary tb p a t i e n t s w i t h h i vs e r o p o s i t i v e ( n = 1 0 ) , concomitant diabetes mellitus (dm, n=153), other co-morbidity such as heart diseases (n=7), and those with missing smoking data (n=48), were excluded in this current study. dm in this study was excluded because it is strongly associated with tb as described previously elsewhere.(16) in the same period, a total of 895 controls, i n c l u d i n g s p o u s e c o n t r o l s a n d n e i g h b o r controls were recruited. spouse controls were enrolled in view of the interest in passive smokers. control neighbors were selected randomly from individuals in the same rukun tetangga, the smallest residential unit or compound system in indonesia consisting of 15-30 households, and matched with patients of the same sex, age (+/10%), and socioe c o n o m i c b a c k g r o u n d . c o n t r o l s w e r e interviewed using the same standardized questionnaire, and subjected to physical and blood examination, and cxr scheme as tb cases. controls were excluded when they showed signs and symptoms suggestive of active tb as seen in the cxr or had a history of anti-tb therapy (n=46), concomitant dm or other co-morbidities (n=30), were hivseropositive (n=3 of 238 tested controls), or had missing smoking data (n=29). data collection in a part of an extensive questionnaire smoking habits were asked in both patients and controls. further we grouped the smoking category into ever (i.e. current and past) vs. never, and the outcome variable into tb or control. ever smoking was used, instead of current smoking, as tb patients may have quitted smoking because of their disease. unfortunately, no information was available on the time when quitters stopped smoking. ethical clearance written consent was obtained from all subjects, and the study protocol was approved by the ethical committees of the medical faculty, university of indonesia, jakarta and the medical faculty, university of padjadjaran, bandung. univ med vol.30 no.3 192 sahiratmadja, nagelkerke smoking habit and tuberculosis statistical analyses as spouse controls were counter-matched for gender, and because in bandung the information linking individual cases to controls was not adequately collected, we decided for our main data analysisto ignore the matching structure and to analyze the data using standard binary logistic regression, and to include the matching structure (jakarta only) only as an auxiliary analysis using conditional logistic regression. the level of statistical significance was set at p<0.05. results demographic data in total, newly diagnosed smear-positive pulmonary tb patients (n=802) and their spouse (n=253) or sex-matched neighborhood controls (n=534) were analyzed, distributed in two cities (jakarta and bandung) as shown in table 1. the mean age of all cases was 31.6 years ± s.d. 10.9 and 29.8 ± s.d. 10.6 for men and women, respectively. the mean age of all neighbor controls was 33.1 ± 12.0 years and 3 2 . 3 ± 11 . 4 y e a r s f o r m e n a n d w o m e n , respectively, while for all control spouses these numbers were 33.8 ± 11.7 years and 32.0 ± 10.2 years, respectively. data from participants in jakarta showed that bcg scar status in tb patients differed significantly from the control group, consisting of both neighbor and spouse controls (p=0.03; or 0.75; ci 0.59-0.97, table 1). the status of ‘no bcg scar’ does not mean that the participants never received bcg vaccination, as no medical record of bcg vaccination in the past was available. table 2 shows the bcg scar and no bcg scar group i n d i ff e r e n t a g e g r o u p s . b e t t e r m e d i c a l recording for nation-wide vaccination is recommended to study the extent of protection afforded by bcg vaccination. table 1. demographic data of the participants from two cities in indonesia, jakarta and bandung note: *not all controls in jakarta or bandung have data on bcg scar. the number is only from the participants with bcg data; **neighbor controls were not equally recruited. †† statistically significant (p<0.05) in jakarta participants and in total number of analyses 193 smoking data smoking categories were grouped into ever (for current/past smokers) and never. notably, most of the males were smokers and most of the females were non smokers (table 1). surprisingly, no significant difference between pulmonary tb and control groups was found. this is different from global findings showing that smoking is a significant risk factor. logistic regression of cases on age, age-squared, site (jakarta or bandung), sex, and ever smoking yielded no statistically significant association between any of the variables and tb, with an adjusted odds ratio (or) for the association between tb and smoking of 0.99 (95% ci 0.761.31). stepwise logistic regression with forward selection only yielded a (negative) statistically significant association between age and tb (data not shown). repetition of the analysis with exclusion of spousal controls, to reduce the risk of over-matching (exposure to passive smoking, highly concordant tb infection) gave similar results with an or of 0.93 (95% ci: 0.68-1.28). re-analysis using conditional logistic regression to take the matching into account using only data from jakarta again yielded no significant association between s m o k i n g a n d t b ( d a t a n o t s h o w n ) . t h e distribution of smoking habits in tb patients and controls in jakarta and bandung, two major cities in indonesia, is presented in table 3. table 3. the distribution of smoking habits in male and female pulmonary tb patients, compared to neighbour and spouse controls in two major cities in indonesia note. smoking categories were grouped into ever for current/past smokers and never; * logistic regression analysis of cases on site (jakarta or bandung), sex, and ever smoking, yielded no statistically significant association d tb; ** repetition of the analysis with spousal controls excluded, to reduce the risk of over-matching or (odds ratio). table 2. the distribution of bcg scar for age group among pulmonary tb patients and controls univ med vol.30 no.3 194 sahiratmadja, nagelkerke smoking habit and tuberculosis discussion indonesia is one of the biggest tobacco producers in the world and smoking-at least among men is very common.(17) indonesia has the third highest tb-prevalence worldwide after india and china, countries where smoking appears to be a strong risk factor.(18) if smoking would be a causal risk factor for tb in this high burden country as it appears to be in many other countries an enormous number of cases could be prevented through tobacco control.(19) in our present study in indonesia, however, no significant positive association between smoking and tb was found. thus, our data would seem to suggest that smoking is less of a risk factor for tb in indonesia than in many other places in the world. although the sample size of our study was only small compared to the studies in india and china, resulting in somewhat wide confidence intervals for effect parameters, our data seem to contradict a major effect of smoking on tb in this population. the question is how to explain this a p p a r e n t h e t e r o g e n e i t y i n t h e e f f e c t o f smoking. first, our study was not specifically designed to study this association, and smoking habits were not elicited in great detail, also no attempt was made to independently verify information. second, misclassification of smoking status may have biased the odds ratios towards unity. another explanation may be overmatching in our study. some of the controls in this study were spouses, and s m o k i n g i n s p o u s e s m a y b e c o r r e l a t e d , especially if passive smoking would have a similar effect as smoking itself. a study in china showed that passive smoking accounted for 13.7% of active tb and for 18.5% of culture-positive tb;(15) however, in our study only a minority of the controls were spouses and exclusion of spouse controls did not affect our conclusions. a fourth possibility may be that the heterogeneity in the effect of smoking i s r e a l , d u e t o d i ff e r e n c e s i n e x p o s u r e s resulting from smoking. for example, the type of tobacco smoked may differ, which could lead to different exposure to, and uptake of, various chemical substances and elements such as iron.(20) smoking habits differ markedly between countries. in india, for example, many people smoke (unfiltered) bidis, whereas in indonesia kretek (unfiltered, cloves containing) cigarettes are common.(17) cloves are known to have disinfecting properties, and may have immuno-modulatory effects as well.(21) also the average amount of tobacco smoked may differ among countries. fifth, either the associations between smoking and tb in other places may have been due to confounding, or conversely our failure to find an association may be due to confounding by an unmeasured variable. in indonesia most men smoke, but most women do not. this makes men who do not s m o k e , o r w o m e n w h o d o , s o m e w h a t exceptional, and the reason for not smoking by men, for instance, may be health related. smoking may be associated with other risk factors for tb, and these associations may d i ff e r a m o n g c o u n t r i e s , w h i c h m a k e s i t notoriously difficult to rule out or adjust for confounding. for example, it is well known that in many populations smoking and alcohol consumption are positively correlated. (22) unfortunately, we have no data on alcohol consumption to explore whether there are any interactions with alcohol consumption, but in view of the fact that the majority of indonesian population are muslims, this is probably low. other associations may exist, for example, it is still disputed whether the association between smoking and cervical cancer which has been observed in different populations is c a u s a l o r d u e t o c o n f o u n d i n g b y s e x u a l behavior.(23) similarly disputed is the protective effect of smoking on alzheimer’s disease.(23,24) however, confounding can also mask true associations, which might explain our failure to find an association. one may use hill’s (minimal) criteria to explore the plausibility of causality.(25) the association between tobacco and tb clearly 195 meets several of these criteria. for example, an association is highly plausible given that tobacco smoking affects the lungs, and is also known to have many effects on the human immune system and increases the risk of several other infections as well.(26,27) several studies, such as the two studies cited above carried out in india, also clearly identify a dose-response relationship, again strongly supporting a causal relationship. another important criterion is consistency, i.e. whether the result can be replicated in different settings or using different methodologies. here the support for a causal relationship between tobacco and tb appears somewhat less positive in view of the negative or mixed findings from malawi, chengdu and indonesia. case-control studies and other nonexperimental studies have many potential b i a s e s . (2 8 ) i n a d d i t i o n , t h e r e e x i s t s t h e possibility of publication bias, as studies identifying smoking as a risk factor would have greater potential public health impact than those that did not.(19) whether this indeed occurs is uncertain, since no registers of epidemiological studies exist as they do for clinical trials. nevertheless, large-scale studies such as the one carried out in india are unlikely to go unreported even when the results would show no association. obviously, no clinical trial to establish experimentally the effect of tobacco smoking on tb is possible, though experiments in vivo and in vitro with primary human alveolar macrophages exposed to cigarette smoke extract, nicotine, or acrolein showed an increased burden of intracellular m. tuberculosis.(29) conclusion tb is a multifactorial disorder. our finding showed that smoking appears not to be strongly associated with tb in indonesia. this inconsistency in smoking and tb findings needs to be further explored as it may provide insight into both the noxious effects of tobacco smoking and the pathogenesis of tb. it has little bearing on public health policy, however, since smoking is a lethal habit and should be controlled by all reasonable means. the need to actively incorporate tobacco cessation p r o g r a m s i n t o t b s e r v i c e s i s s t r o n g l y recommended to improve tb control. acknowledgement this study is an indirect result of the project “imunogenetic basis of susceptibility to and disease manifestation of mycobacterial infections”, financially supported by the royal academy of arts and sciences (knaw), the netherlands, project no 99med01. we would like to thank paul eijler for his support in finding archival data in the netherlands. we are grateful to the members of tb working group under scientific program of indonesian and nederland (spin); prof rhh nelwan, prof sangkot marzuki and bachti alisjahbana from indonesia, and prof thm ottenhoff, esther van de vosse, prof jwm van der meer and reinout van crevel from the netherlands for their continuous support. competing interests the authors declare that they have no competing interests. references 1. frieden tr, sterling tr, munsiff ss, watt cj, dye c. tuberculosis. lancet 2003;362:887-99. 2. lönnroth k, raviglione m. global epidemiology of tuberculosis: prospects for control. semin respir crit care med 2008;29:481-91. 3. world health organization. global tuberculosis control: surveillance, planning, financing. who report 2005. who/htm/tb/2005.349. world health organization, geneva 2005. 4. lienhardt c, fielding k, sillah js, bah b, gustafson p, warndorff d, et al. investigation of the risk factors for tuberculosis: a case-control study in three countries in west africa. int j epidemiol 2005;34:914-23. univ med vol.30 no.3 196 sahiratmadja, nagelkerke smoking habit and tuberculosis 5. maurya v, vijayan vk, shah a. smoking and tuberculosis: an association overlooked. int j tuberc lung dis 2002;6:942-51. 6. watkins re, plant aj. does smoking explain sex differences in the global tuberculosis epidemic? epidemiol infect 2006;134:333-9. 7. davies pd, yew ww, ganguly d, davidow al, reichman lb, dheda k, et al. smoking and tuberculosis: the epidemiological association and immunopathogenesis. trans r soc trop med hyg 2006;100:291-8. 8. kolappan c, gopi pg. tobacco smoking and pulmonary tuberculosis. thorax 2002;57:964-6. 9. gajalakshmi v, peto r, kanaka ts, jha p. smoking and mortality from tuberculosis and other diseases in india: retrospective study of 43000 adult male deaths and 35000 controls. lancet 2003;362:507-15. 10. leung cc, li t, lam th, yew ww, law ws, tam cm, et al. smoking and tuberculosis among the elderly in hong kong. am j respir crit care med 2004;170:1027-33. 11. ariyothai n, podhipak a, akarasewi p, tornee s, smithtikarn s, thongprathum p. cigarette smoking and its relation to pulmonary tuberculosis in adults. southeast asian j trop med public health 2004;35:219-27. 12. sitas f, urban m, bradshaw d, kielkowski d, bah s, peto r. tobacco attributable deaths in south africa. tob control 2004;13:396-9. 13. anderson, johnson c, palmer ph, chou cp, pang z, zhou d, et al. tobacco use among youth and adults in mainland china: the china seven cities study. public health 2006;120:1156-69. 14. crampin ac, glynn jr, floyd s, malema ss, mwinuka vk, ngwira bm, et al. tuberculosis and gender: exploring the patterns in a case control study in malawi. int j tuberc lung dis 2004;8:194-203. 15. leung cc, lam th, ho ks, yew ww, tam cm, chan wm, et al. passive smoking and tuberculosis. arch intern med 2010;170:28792. 16. alisjahbana b, van crevel r, sahiratmadja e, den heijer m, maya a, istriana e, et al. diabetes mellitus is strongly associated with tuberculosis in indonesia. int j tuberc lung dis 2006;10:606700. 17. aditama ty. kretek. the 13th world conference on tobacco or health building capacity for a tobacco-free world. july 12-15, 2006, washington, dc, usa available at: http:// 2006.confex.com/uicc/wctoh/techprogram/ meeting.htm. accessed july 1, 2011. 18. siddiqi k, lee ac. an integrated approach to treat tobacco addiction in countries with high tuberculosis incidence.trop med int health 2009;14:420-8. 19. ng n, padmawati rs, prabandari ys, nichter m. smoking behavior among former tuberculosis patients in indonesia: intervention is needed. int j tuberc lung dis 2008;2:567-72. 20. boelaert jr, gomes ms, gordeuk vr. smoking, iron, and tuberculosis. lancet 2003;362:1243-4. 21. raghavenra h, diwakr bt, lokesh br, naidu ka. eugenol the active principle from cloves inhibits 5-lipoxygenase activity and leukotrienec4 in human pmnl cells. prostaglandins leukot essent fatty acids 2006;74:23-7. 22. gajalakshmi v, peto r. smoking, drinking and incident tuberculosis in rural india: populationbased case-control study. int j epidemiol 2009; 38:1018-25. 23. wolf r, freedman d. cigarette smoking, sexually transmitted diseases, and hiv/aids. int j dermatol 2000;39:1-9. 24. almeida op, hulse gk, lawrence d, flicker l. smoking as a risk factor for alzheimer’s disease: contrasting evidence from a systematic review of case-control and cohort studies. addiction 2002; 97:15-28. 25. hill ab. the environment and disease: association or causation? proc r soc med 1965; 58:295-300. 26. arcavi l, benowitz nl. cigarette smoking and infection. arch intern med 2004;164:2206-16. 27. sopori m. effects of cigarette smoke on the immune system. nat rev immunol 2002;2:3727. 28. jiang j, liu b, nasca pc, zeng x, chen j, zou x, et al. smoking and risk of death due to pulmonary tuberculosis: a case-control comparison in 103 population centers in china. int j tuberc lung dis 2009;13:1530-5. 29. shang s, ordway d, henao-tamayo m, bai x, oberley-deegan r, shanley c, et al. cigarette smoke increases susceptibility to tuberculosisevidence from in vivo and in vitro models. j infect dis 2011;203:1240-8. alvina 34 abstract *department of obstetrics and gynaecology, medical faculty, trisakti university correspondence dr. raditya wratsangka, spog department of obstetrics and gynaecology medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2706 email: raditya@trisakti.ac.id; radityaw@indo.net.id univ med 2010;29:34-45 psychosocial aspect determines quality of life in postmenopausal women raditya wratsangka* january-aprl, 2010january-aprl, 2010january-aprl, 2010january-aprl, 2010january-aprl, 2010 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 vol.29 no.1 universa medicina introduction according to the population census of the year 2000, the number of indonesian women more than 50 years of age and presumably having entered menopausal age was 15.5 million and in the year 2020 it is estimated that the number of women at menopausal age will be 30.3 million or around 11.5% of the total population of indonesia.(1) apart from the increasing number of menopausal women as part of the group of elderly people among the indonesian as well as the world population, there are several other factors that cause the the postmenopausal period plays an important role in women’s life and gives rise to many physical and mental problems. a cross-sectional was conducted to determine the quality of life and its determinants, namely pyschosocial and lifestyle factors in postmenopausal women. one hundred and seventy-six postmenopausal women meeting the inclusion criteria were recruited. the menopause rating scale (mrs) questionnaire was used for the assessment of quality of life. one hundred and thirty-one (74.4%) subjects had complaints related to menopausal symptoms in 3 degrees of severity: mild (38.6%), moderate (30.7%) and severe (5.1%). urogenital symptoms were the most frequent complaints reported by the subjects (71.6%). the correlation between quality of life of postmenopausal women and several psychosocial and lifestyle factors, namely marital status, education, occupation, knowledge and attitude towards menopause, exercise, smoking and consumption of caffeine and alcohol was statistically not significant (p>0.05). by multiple logistic regression analysis, some of the determinants, such as the subjects’ attitude towards menopause (pr = 2.863; 95% ci: 0.578 – 14.185) and support from the husband and/or family (pr = 2.124; 95% ci: 0.979 – 4.610) did not reach statistical significance, but were still the most influencing factors on their quality of life. quality of life is worst in postmenopausal women and therefore counseling and support from husband and/or family are needed by the postmenopausal women in order to improve their quality of life. keywords: psychosocial, quality of life, postmenopause 35 univ med vol.29 no.1 menopausal problem to be in need of special concern. the declining steroidal hormone levels, especially estrogen, in the female body in the perimenopausal period, not only alters the menstrual pattern but also affects general health, such as is apparent in wrinkled skin, dry vagina (leading to dyspareunia), dysuria, p a l p i t a t i o n s , m i g r a i n e , h o t f l u s h e s a n d i n s o m n i a , c o l l e c t i v e l y k n o w n a s t h e climacteric syndrome. the prevalence of the c l i m a c t e r i c s y n d r o m e i n e u r o p e a n a n d american women ranges from 74 to 87.2%,(2) while in china and other asian nations the incidence is 10%.(3) the prevalence of hot flushes varies widely across populations and is strongly influenced by culture and ethnicity. in the united states, the study of women’s health across the nation (swan) surveyed more than 16,000 women and found that the prevalence of hot flushes was highest among a f r i c a n a m e r i c a n s ( 4 6 % ) , f o l l o w e d b y hispanics (34%), whites (31%), chinese (21%), and japanese (18%).(4) several factors strongly suspected of playing a role in the menopausal experience and quality of life in this period are culture-bound behaviors, such as diet, smoking, and exercise.(5-7) preventive measures for proactive maintenance of health and vitality that may be taken by women in facing the menopause, as recommended by the international menopause society (ims), relate to healthy behavior and lifestyle, such as exercise, decreased consumption of caffeine, salt, and sugar, reduction or cessation of smoking and alcohol consumption, taking certain vitamins and/or minerals, adequate rest and sleep, consumption of a balanced diet (low i n f a t ) a n d u n d e rg o i n g r e g u l a r h e a l t h checkups. (8) several longitudinal studies conducted with sufficiently large samples in populations of menopausal women revealed a s u b s t a n t i a l l y s t r o n g r e l e v a n c e b e t w e e n psychosocial factors and biomedical aspects. with the support of healthy behavior and lifestyle, social support of friends and family, the symptoms of menopause may be adequately managed such that medical intervention is unnecessary.(6,7) quality of life (qol) does not only relate to problems of physical health or absence of disease, and currently there is no universally accepted definition of “quality of life”. the definition of “quality of life” according to the who is the perception of an individual ‘of his/ her position in life in the context of the culture and value systems in which he/she lives, and in relation to his/her goals, expectations, standards and concerns’. (9) in the health context, qol that is related to the impact of illness or health disturbance has a number of situational and conditional aspects in the life of an individual. the menopause rating scale (mrs) is a health-related scale that was d e v e l o p e d i n r e s p o n s e t o t h e l a c k o f standardized scales for measuring the severity of aging symptoms and their impact on the hrqol in the early 1990s. actually, the first version of the mrs was to be filled out by the treating physician but methodological critics l e d t o a n e w s c a l e w h i c h c a n e a s i l y b e completed by the women themselves, not by their physician.(10) the aims of the mrs were to enable comparisons of the symptoms of a g i n g b e t w e e n g r o u p s o f w o m e n u n d e r different conditions, to compare severity of symptoms over time, and to measure changes preand post-treatment.(11-13) i n m a n y d e v e l o p e d c o u n t r i e s t h e menopausal problem and its symptoms or the climacteric syndrome have become a national health problem. currently in indonesia many studies and investigations have started to be conducted on the menopausal problem, but are still limited to the biomedical aspects, such the climacteric syndrome, and lipid profile and osteoporosis in menopausal women.(14-15) the present study was done in order to study the degree of qol of postmenopausal women and to determine the presence of an association between psycho-social aspects and lifestyle on the one hand and qol on the other. 36 methods research design t h i s w a s a c r o s s s e c t i o n a l s t u d y t o determine the presence of an association between psycho-social aspects and lifestyle of indonesian postmenopausal women and their qol. the study was performed at the cilandak district health center – south jakarta from 23 march to 25 april 2009. subjects of study a total of 176 subjects were recruited by non-probability (or consecutive) sampling in all service units of the cilandak district health center – south jakarta. all women in the age r a n g e o f 4 5 5 9 y e a r s h a v i n g e n t e r e d menopause (with cessation of menstruation of minimally one year) and meeting the inclusion criteria were involved in this study. the inclusion criteria were: literate and healthy women (capable of independently performing daily activities of life and engaging in verbal communication), not on menopause-related hormonal drugs within the previous three months, willing to participate in the study until completion after receiving the necessary information, and willing to sign an informed consent. the exclusion criteria were prior bilateral oophorectomy and/or hysterectomy and non-compliance with the study protocol. data collection the data collectors conducted interviews by means of a questionnaire comprising questions on sociodemography and economy, knowledge about and attitude towards the menopause, use of hormone replacement therapy and family support, and a number of habits or lifestyles such as exercise, dietary c o m p o s i t i o n , h a b i t u a l c o n s u m p t i o n o f phytoestrogen-containing foods, smoking, consumption of caffeine and alcohol. the hrqol of the menopausal women were assessed by means of the indonesian version of the mrs, that had been tested on its validity and reliability in indonesia, comprising three d i m e n s i o n s o r s u b s c a l e s o f m e n o p a u s a l s y m p t o m s , v i z . p s y c h o l o g i c a l , s o m a t o vegetative and urogenital.(16,17) this instrument consists of questions on 11 menopausal symptoms, the degree of which is expressed as a number from 0 (no symptoms) up to 4 (extremely severe symptoms), as stated by the subject in question based on her own perception.(14,15) the subject was considered to have no qol abnormalities if the abnormality was “absent/slight” or if the subject had a total score of 0–4 by mrs assessment criteria. the s u b j e c t w a s c o n s i d e r e d t o h a v e q o l a b n o r m a l i t i e s i f t h e a b n o r m a l i t y w a s “moderate/severe” or if the subject had a total score of >5 by mrs assessment criteria. data analysis the study data were analyzed with spss (statistical package for social sciences) version 15.0. bivariate chi-square tests were used for comparative analysis of each of the independent variables (psychosocial and lifestyle) and the dependent variable (quality of life of menopausal women), both of which were categorical data. the relationships between several independent variables and the dependent variable were analyzed in a multiple logistic regression model. p-value < 0.05 was taken as a cut-off for statistical significance and all tests were 2-sided. results the subjects recruited into this study totaled 176 women in the age range of 45-59 years, where the youngest subject was 45 years of age and the oldest 59 years, and the mean s u b j e c t a g e w a s 5 3 ± 3 . 4 6 y e a r s . t h e assessment results on the degree of qol of the subjects conducted by means of the mrs questionnaire showed that 131 (74.4%) of the subjects had qol abnormalities, comprising mild (38.6%), moderate (30.7%) and severe degrees (5.1%). wratsangka qol in postmenopausal women 37 univ med vol.29 no.1 vi e w e d f r o m t h e a s p e c t s o f t h e abnormalities experienced by the subjects, the u r o g e n i t a l a b n o r m a l i t i e s w e r e t h e m o s t frequently suffered by the subjects (126 women or 71.6%), i.e. abnormalities connected with sexual and urinary (voiding) activities, and m o r e t h a n 5 0 % a m o n g t h e m h a d t h e abnormalities in moderate and severe degrees. another aspect of the abnormalities that was also experienced by more than half of the subjects related to psychological abnormalities (114 women or 64.7%) and somatovegetative abnormalities (106 women or 60.2%) (table 2). in this investigation, a study was performed on the relationship of marital status, level of education, occupational status, activities of the subjects outside their occupation, and sources of household finance and health funds on the one hand and qol on the other. there was no significant difference in the prevalence of qol abnormalities (p>0.05) between the groups of subjects in marital status, occupational status, activities outside occupation, and household finance and health funds (table 3). therefore it may be stated that i n t h i s s t u d y t h e s e s o c i o e c o n o m i c a n d demographic factors had no relationship with qol abnormalities in postmenopausal women. in this study there was also no significant d i ff e r e n c e i n t h e p r e v a l e n c e o f q o l abnormalities (p>0.05) in respect to: (i) knowledge of the subjects about menopause: between the group of subjects who considered menopause to be an illness, those who viewed menopause as a normal/natural process not needing special attention, and those for whom menopause was a natural process with a risk of negative impacts; (ii) attitude of the subjects towards menopause: between the group of subjects with a positive and those with a negative attitude towards menopause (table 4). as may be seen from table 5, in this study there was also no significant difference in the prevalence of qol abnormalities between the various groups of subjects with respect to adequacy of information on the menopause, knowledge of the husband/partner about the menopause and family support in facing the menopause (p>0.05). degree of quality of life abnormality absent mild moderate severe aspect of abnormality n % n % n % n % psychological 62 35.2 70 39.8 31 17.6 13 7.4 somato-vegetative 70 39.8 74 42.0 26 14.8 6 3.4 urogenital 50 28.4 35 19.9 69 39.2 22 12.5 table 2. aspect and degree of quality of life abnormality of postmenopausal women table 1. assessment criteria of the menopause rating scale (16) assessment score quality of life abnormality psychological subscale somato-vegetative subscale urogenital subscale total absent/slight 0 – 1 0 – 2 0 0 – 4 mild 2 – 3 3 – 4 1 5 – 8 moderate 4 – 6 5 – 8 2 – 3 9 – 16 severe > 7 > 9 > 4 > 17 38 there was no significant difference in the prevalence of qol abnormalities between g r o u p s o f s u b j e c t s w i t h v a r i o u s h a b i t s / lifestyles, such as exercise, consumption of phytoestrogen-containing foods, smoking, and consumption of caffeine and alcohol (p > 0.05). in this study there was a significant difference (p<0.05) in the prevalence of qol abnormalities between groups of subjects who were always, occasionally, and not at all concerned about a balanced composition (carbohydrate, fat and protein) of their daily diet. in the group of subjects who never were concerned about balanced dietary patterns there were more qol abnormalities compared with the other groups. wratsangka qol in postmenopausal women table 4. relationship between knowledge and attitude of subjects on menopause and quality of life abnormalities in postmenopausal women quality of life abnormality yes no psychosocial aspect n % n % p* prevalence ratio knowledge about menopause abnormality/illness normal/natural process natural process with risk of negative impact 3 38 15 75.0 25.2 71.4 1 113 6 25.0 74.8 28.6 0.945 attitude towards menopause positive negative 117 14 73.1 87.5 43 2 26.9 12.5 0.339 2.573 (95% ci: 0.561 – 11.789) * chi-square test * chi-square test table 3. relationship between several sociodemographic and economic factors and quality of life abnormalities in postmenopausal women degree of quality of life abnormality yes no psychosocial aspect n % n % p* prevalence ratio marital status single married 26 105 76.5 73.1 8 37 23.5 26.9 0.933 0.873 (95% ci: 0.363 –2.098) level of education low high 42 89 79.2 72.4 11 34 20.8 27.6 0.440 0.686 (95% ci: 0.317 –1.484) occupational status unemployed employed 62 69 73.8 75.0 22 23 26.2 25.0 0.994 1.065 (95% ci: 0.541 –2.096) activities outside occupation absent present 57 64 77.0 71.9 20 25 23.0 28.1 0.547 0.764 (95% ci: 0.387 –1.509) source of household finance own/husband’s salary retirement funds/other 92 39 76.7 69.6 28 92 23.2 30.4 0.418 0.698 (95% ci: 0.343 –1.419) source of health funds insurance/employer support own funds 55 76 71.4 76.8 22 23 28.6 23.2 0.528 1.322 (95% ci: 0.670 –2.608) 39 univ med vol.29 no.1 quality of life abnormality yes no family factors n % n % p* adequacy of information on menopause inadequate adequate more than adequate 46 77 8 80.7 74.0 53.3 11 27 7 19.3 26.0 46.7 0.096 knowledge of husband/partner about menopause abnormality/illness normal/natural process natural process with risk of negative impact 4 92 9 80.0 72.4 90.0 1 35 1 20.0 27.6 10.0 0.453 family support none poor adequate 99 2 30 79.2 66.7 62.5 28 1 18 20.8 33.3 37.5 0,075 table 5. relationship between family factors and quality of life abnormalities in postmenopausal women * chi-square test * chi-square test table 6. relationship between lifestyle and quality of life abnormalities in postmenopausal women quality of life abnormality yes no lifestyle n % n % p* exercise yes, almost daily yes, occasionally none at all 23 79 29 74.2 71.8 82.9 8 31 6 25.8 28.2 17.1 0.43 balanced dietary composition yes, always yes, occasionally none at all 16 23 38 62.8 25.8 86.4 27 66 6 37.2 74.2 13.6 0.04 consumption of phytoestrogen/isoflavone yes, daily yes, occasionally none at all 95 35 1 72.5 79.5 100.0 36 9 0 27.5 20.5 0 0.54 smoking never in the past, but not now yes 121 7 3 73.8 87.5 75.0 43 1 1 26.2 12.5 25.0 0.69 caffeine yes, daily yes, occasionally none at all 50 64 17 83.3 72.7 60.7 10 24 11 16.7 27.3 39.3 0.07 alcohol yes, daily yes, occasionally none at all 1 4 126 100.0 57.1 75.0 0 3 42 0 42.9 25.0 0.48 40 among the 17 variables included in the bivariate selection, there were five with p < 0.25 and meeting the criteria for inclusion in the multivariate analysis, viz. attitude of subjects towards the menopause, adequacy of i n f o r m a t i o n o n t h e m e n o p a u s e , f a m l i t y support, balanced dietary composition and consumption of caffeinated beverages. the v a r i a b l e “ k n o w l e d g e o f s u b j e c t a b o u t menopause” was also included in the bivariate modeling in spite of p>0.25, because it was considered to be very important. multivariate analysis was performed on several independent variables (psychosocial factors and habit/lifestyle) against the dependent variable (qol). prior to this, bivariate selection was done and it was determined that the independent variables with p < 0.25 were to be included in the multivariate logistic regression analysis. in the multivariate analysis, as shown on table 7, the subjects’ attitude towards the menopause and family support for them in facing the menopausal changes played an important role in their qol. in the relationship between the subjects’ attitude towards the menopause and qol abnormalities, a prevalence ratio of 2.863 was found (95% ci: 0.578 – 14.185) between the group of subjects with a negative and those with a positive attitude towards menopause. this means that the subjects with a positive attitude towards menopause had a 2.8-fold greater probability of being free from qol abnormalities, in comparison with the subjects with a negative attitude towards menopause. in the relationship between family support for the subjects in facing the menopausal changes and the prevalence of qol abnormalities, prevalence ratios of respectively 2.124 (95% wratsangka qol in postmenopausal women quality of life abnormalities yes no independent variable n % n % p* prevalence ratio knowledge about menopause abnormality/illness normal/natural process natural process with risk of negative impact 3 38 15 75.0 25.2 71.4 1 113 6 25.0 74.8 28.6 0.767 0.879 0.536 1.087 (95% ci: 0.372-3.177) 0.433 (95% ci: 0.031-6.140) attitude towards menopause positive negative 43 2 26.9 12.5 117 14 73.1 87.5 0.198 2.863 (95% ci: 0.578-14.185) environmental support none poor adequate 99 2 30 79.2 66.7 62.5 28 1 18 20.8 33.3 37.5 0.159 0.057 0.854 2.124 (95% ci: 0.979-4.610) 1.291 (95% ci: 0.085-19.728) balanced dietary composition yes, always yes, occasionally none at all 27 66 38 62.8 74.2 86.4 16 23 6 37.2 25.8 13.6 0.301 0.124 0.328 0.407 (95% ci: 0.130-1.278) 0.595 (95% ci: 0.210-1.684) caffeinated beverages yes, daily yes, occasionally none at all 50 64 17 83.3 72.7 60.7 10 24 11 16.7 27.3 17.0 0.254 0.313 0.099 0.635 (95% ci: 0.263-1.535) 0.390 (95% ci: 0.127-1.193) table 7. results of multivariate logistic regression of quality of life by psychosocial aspects and lifestyle in postmenopausal women * chi-square test 41 univ med vol.29 no.1 ci: 0.979 – 4.610) and 1.291 (95% ci: 0.085 – 19.728) were found between the group of subjects who felt unsupported by their family a n d t h o s e w h o f o u n d t o b e p o o r l y a n d adequately supported. in spite of that, in this study it could not be proven that the factors of no support and poor support constituted risk f a c t o r s f o r q o l a b n o r m a l i t i e s i n postmenopausal women. discussion based on the qol assessments conducted in the study subjects by means of the mrs questionnaire, a total of 131 (74.4%) subjects were found to have qol abnormalities in mild, moderate and severe degrees. the majority of the subjects had qol abnormalities of mild ( 3 8 . 6 % ) a n d m o d e r a t e d e g r e e s ( 3 0 . 7 % ) . although the prevalence of qol abnormalities in postmenopausal women as found in this study cannot be generalized and cannot be considered to reflect the overall picture of i n d o n e s i a n p o s t m e n o p a u s a l w o m e n , t h e prevalence rates obtained may presumably increase our alertness to the problems of menopause and may provide the basis for further studies on a larger population. the investigators were unable to find reports of other studies on qol in postmenopausal indonesian women, particularly those using the mrs as the measuring instrument of qol of postmenopausal women. viewed from the aspect of abnormalities e x p e r i e n c e d b y t h e s u b j e c t s , u r o g e n i t a l abnormalities were the most frequent (71.6%), namely abnormalities related to sexual and urinary (voiding) activities. more than 50% of the subjects had urogenital abnormalities in moderate and severe degrees. the majority of subjects (80.7%) were married and some of them were still engaged in sexual activities w i t h t h e i r h u s b a n d s / p a r t n e r s , s u c h t h a t abnormalities of sexual activities at menopause may affect their qol. a turkish study yielded lower fugures, i.e. 10.8% of postmenopausal women had sexual problems, 15.0% urinary p r o b l e m s , a n d 7 . 8 % v a g i n a l d r y n e s s . ( 1 8 ) results similar to the turkish study were obtained by boekitwetan et al. in the elderly, where 19.5% har urinary tract infections.(19) from the psychological aspect most of the subjects (64.8%) also had psychological abnormalities. more than 60% of the subjects involved in the present study had somatovegetative abnormalities. hot flushes and night sweats were the most frequently experienced symptoms in postmenopausal women, in association with sleep disturbances, sensory a b n o r m a l i t i e s a n d d e c r e a s e d c o g n i t i v e functions. the turkish study yielded similar figures for somato-vegetative abnormalities, where hot flushes and sweating amounted to 50.7%, heart problems 22.9%, sleep problems 24.3%, feeling unhappy 22.6% and anxiety 30.7%.(18) these abnormalities may lead to s o c i a l a n d w o r k r e l a t e d p r o b l e m s , w i t h significantly lowered qol. the somatovegetative symptoms frequently cause the menopausal women suffering from them to visit their doctor and be prescribed drugs for treating the complaints, so that ultimately h e a l t h e x p e n d i t u r e s m a y c o n s t i t u t e a socioeconomic burden. in the present study the variables marital status, level of education, occupational status, accessory activities outside work, source of family finance and source of funds for health expenditures were not associated with qol abnormalities in postmenopausal women. the study results did not reveal the presence of a significant association between marital status and qol in postmenopausal women. however, a number of studies showed different results, where sociocultural features influence the presence and severity of menopausal symptoms and are not influenced by sociodemographic factors.(20,21) married subjects still needed sexual functions, such that abnormalities in sexual functions may be uncomfortable to them and disturb their relationship with their husbands. several prior studies indicated that 42 v a s o m o t o r s y m p t o m s a n d u r o g e n i t a l abnormalities were less frequently found in single (unmarried or widowed) women in comparison with married women.(17) in this study no association was also found between level of education and qol of postmenopausal women. most of the subjects (69.9%) had a high level of education (high school and university), and several studies have s h o w n t h a t v a s o m o t o r s y m p t o m s a n d palpitations were found more commonly in less-educated women.(4) the outcomes being evaluated in this study comprised not only v a s o m o t o r a b n o r m a l i t i e s , b u t a l s o q o l involving other abnormalities, so that they cannot indeed be compared with the results of other studies. in this study no significant difference in qol was found with regard to: (i) knowledge of the subjects about the menopause, i.e. between the group of subjects who regarded menopause as an illness, menopause as a normal/natural process not needing special attention, and menopause as a natural process with a risk of negative impacts, and (ii) attitude of the subjects towards menopause: between the group of subjects with a positive and those with a negative attitude towards menopause. the menopause is an event in the life of a woman when the menstrual cycle comes to an end, marked by physiological and psychosocial changes in her life. although the menopause is a normal event in a woman’s life, the individual perceptions are variable and some women need medical assistance to manage the symptoms of menopause. the transition into the menopause is a complex physiological process that is frequently accompanied by accessory effects of the aging process and social adaptation. (22) a number of women experience the climacteric syndrome, in the form of vasomotor, somatic and psychic complaints in the transition period towards menopause or the perimenopausal period. subsequently there will be an increased risk of degenerative diseases or chronic disorders such as osteoporosis, cardiovascular disease, colorectal cancer and lowered cognitive functions. the menopausal experience is strongly influenced by the perception of the women about the bodily changes and about how the immediate community around her perceives the menopause. the biomedical model of menopause is focused more on the biological aspects of decreased hormonal levels and on identification of climacteric symptoms. the menopause is considered to be characteristically a deficiency disorder that requires treatment in the form of replacement hormonal therapy, thus transforming the w o m a n i n t o a s i c k p a t i e n t , b e c a u s e t h e climacteric symptoms are believed to be associated with estrogen deficiency. this points out the need for dissemination of more accurate and comprehensive information to premenopausal women regarding all aspects of the menopause. the menopausal woman needs support from her neighbourhood in facing the changes taking place in the periand post-menopausal periods. in this study it is apparent that the majority (72.2%) of the subjects’ husbands/ partners also consider the menopause to be a n o r m a l a n d n a t u r a l p r o c e s s t h a t w i l l b e experienced by every woman, without realizing the risk of negative impacts due to the lowered estrogen levels, arising in the short term as well as in the long term. only 5.7% of the subjects’ husbands realized the risk of negative impacts of the menopause that may be experienced by their wife. a l t h o u g h a p p r o x i m a t e l y h a l f o f t h e subjects (59.1%) mentioned the adequacy of sources of information about the menopause, the abovementioned data indicate that most women or their partners did not know about the true nature of the menopause as a natural process with a risk of negative impacts. the majority of the subjects (59.1%) stated that they had adequate information about the menopause, which they obtained from their friends (35.8%) and health personnel (30.7%), wratsangka qol in postmenopausal women 43 univ med vol.29 no.1 and for the remainder from popular science books, the printed/electronic media and others. l a c k o f i n i t i a l i n f o r m a t i o n a n d c o r r e c t knowledge of the subjects, their partners or their neighborhood (including health personnel a n d m a s s m e d i a ) a b o u t t h e p r o b l e m s o f menopause was one of the causes of the s u b j e c t s ’ l o w n e e d f o r m o r e a d e q u a t e information regarding the menopause and its future impacts. the majority of the subjects (71%) also did not feel that they received special support from the neigborhood when facing physical and non-physical changes due to the menopause. the community, particularly the women, need to be better informed about the all of the problems of menopause. doctors and health personnel in general should be able to provide good support and counseling to women regarding the menopause, starting from menopausal symptoms and complaints and their short term as well as long term impacts, the steps that may be taken for managing those complaints and for preventing problems that might occur in the long term as a result of the menopause. most menopausal women need education, information about the menopause and support from an individual who is willing to listen to them about their experiences.(23) regular exercise, nutritionally balanced daily diets, and lesser or no consumption of caffeinare important for maintaining a high qol in menopausal women. women who exercise regularly and are non-smokers have a better score for positive mood in facing the changes that they experience. studies have found that physically less active women complain more of postmenopausal neurovegetative symptoms than do women who exercise regularly.(7) women who exercise regularly have a better mood profile, fewer somatic symptoms and fewer difficulties in concentration in comparison with l e s s p h y s i c a l l y a c t i v e w o m e n . p h y s i c a l excercise is known to be capable of increasing t h e l e v e l s o f â e n d o r p h i n s , w h i c h a r e neurotransmitters capable of influencing the regulation of body temperature, and it is the levels of â-endorphins that are lowered as a result of reduced estrogen concentrations in menopausal women. in this study no significant difference was found in qol abnormalities between the groups of subjects who exercise almost daily, exercise occasionally or never exercise (table 6). in this study habitual exercise was only quantitatively assessed, based on interviews or self-report by the subjects, making it difficult to measure the differences in biological effect of excercise done almost daily, occasionally, or not at all. phytoestrogens, which are commonly found in the daily food of the indonesian community, are substances whose structure mimick that of estrogens and are thus capable of binding estrogen estrogen receptors and functioning as selective estrogen receptor modulators (serm). several randomized double-blind studies that have been conducted o n t h e i n f l u e n c e o f p h y t o e s t r o g e n s u p p l e m e n t a t i o n r e p o r t e d a s t a t i s t i c a l l y significant reduction in the prevalence of hot flushes in the group of subjects receiving supplemental phytoestrogens.(24,25) with regard to the dietary composition of the subjects, as viewed from the balance between carbohydrate, fat and protein, the important role of dietary fat in the development of menopausal symptoms was indicated by the association between low fat intake and low prevalence of menopausal symptoms in asian populations, such as japanese and chinese women. a high intake of fat is associated with h i g h e r s e r u m l e v e l s o f e s t r o n e a n d dehydroepiandrosterone sulfate (dheas) in postmenopausal japanese women.(26) differing results were obtained in an interventional trial indicating that a low-fat diet had no effect on s e r u m d h e a s a m o n g p o s t m e n o p a u s a l australian women.(27) the statistically non-significant difference obtained in the present study may indeed indicate no association between various 44 abovementioned habits/lifestyles and qol a b n o r m a l i t i e s , o r m a y a l s o b e d u e t o shortcomings of the instrument used in this study, e.g. the qualitative assessment on the independent and dependent variables. the p r e s e n c e o r a b s e n c e o f a s t a t i s t i c a l l y significant difference is not always identical to a clinically significant difference. it is wellknown that the probability of obtaining a s t a t i s t i c a l l y s i g n i f i c a n t d i f f e r e n c e i s proportional to the sample size, such that with a larger sample size even extremely small or clinically irrelevant differences may become statistically significant. the results of multivariate analysis showed t h a t t h e s u b j e c t s ’ a t t i t u d e t o w a r d s t h e menopause and family/neighborhood support for them in facing menopausal changes play an important role in their qol. qol abnormalities were found with a 2.8-fold greater frequency in subjects with a negative attitude towards menopause, compared with those with a positive attitude. qol abnormalities in postmenopausal women were also more frequent in the group of subjects who felt totally unsupported by their neighborhood/family in facing menopausal changes, in comparison with those subjects who felt themselves to be poorly supported. in this study both abovementioned factors (negative attitude towards the menopause and lack of neighborhood support) cannot yet be considered r i s k f a c t o r s f o r q o l a b n o r m a l i t i e s i n postmenopausal women. conclusions i n t h i s s t u d y t h e m a j o r i t y o f postmenopausal women had qol abnormalities and the most commonly experienced symptoms were hot flushes, sweating, heart problems, sleep problems and anxiety. the high percentage of qol abnormalities among postmenopausal women necessitates adequacy of information and counseling by health personnel on the problems of menopause using a biopsychosocial approach. acknowledgements the investigators gratefully acknowledge the help provided by the head and staff of the cilandak health center and the health office of south jakarta in acquiring the necessary licenses and their full support during the conduct of this study. the investigators also thank the postmenopausal women who were willing to participate in this study. references 1. departemen kesehatan republik indonesia. survei kesehatan nasional 2001, laporan skrt 2001: studi morbiditas dan disabilitas. jakarta: badan penelitian dan pengembangan kesehatan departemen kesehatan ri; 2002. 2. hvas l, thorsen h, sondergaard k. discussing menopause in general practice. maturitas 2003; 46:139–46. 3. ho sc, ho sc, chan sg, yip yb, cheng a, yi q, chan c. menopausal symptoms and symptom clustering in chinese women. maturitas 1999;33: 219–27. 4. gold eb, sternfeld b, kelsey jl, brown c, mouton c, reame n, salamone l, stellato r. relation of demographic and lifestyle factors to symptoms in a multi-racial/ethnic population of women 40-55 years of age. am j epidemiol 2000; 152:463-73. 5. hvas l. positive aspects of menopause: a qualitative study. maturitas 2001;39:11-7. 6. hvas l, thorsen h, sondergaard k. discussing menopause in general practice. maturitas 2003; 46:139-46. 7. gold eb, block g, crawford, s, lachance l, gerald gf, miracle h, et al. lifestyle and demographic factors in relation to vasomotor symptoms: baseline results form the study of women’s health across the nation. am j epidemiol 2004;159:1189-99. 8. genazzani ar, gambacciani m, simoncini t. international menopause society expert workshop. menopause and aging, quality of life and sexuality. climacteric 2007;10:88–96. 9. alder em. how to assess quality of life: problems and methodology. in: schneider hpg, editor. hormone replacement therapy and quality of life. london: parthenon publishing;2002.p.11-21. 10. schneider hpg, strelow f, heinemann laj, thai dm. the menopause rating scale (mrs) scale: wratsangka qol in postmenopausal women 45 univ med vol.29 no.1 a methodological review. health qual life outcomes 2004;2:45-52. 11. schneider hpg, heinemann laj, rosemeier hp, potthoff p, behre hm. the menopause rating scale (mrs): reliability of scores of menopausal complaints. climacteric 2000;3:59-64. 12. schneider hpg, heinemann laj, rosemeier hp, potthoff p, behre hm. the menopause rating scale (mrs): comparison with kupperman index and quality of life scale sf-36. climacteric 2000; 3:50-8. 13. schneider hpg, rosemeier hp, schnitker j, gerbsch s, turck r. application and factor analysis of the menopause rating scale [mrs] in a post-marketing surveillance study of climen. maturitas 2000;37:113-24. 14. patria f. gambaran densitas tulang pada wanita menopause yang menderita osteopenia osteoporosis dan mendapat terapi fitoestrogen di rsupn cipto mangunkusumo (tesis). program pendidikan dokter spesialis obstetri dan ginekologi. jakarta: fakultas kedokteran universitas indonesia;2006. 15. lasmini ps. pengaruh isoflavon terhadap profil lipid pada perempuan menopause dan pasca menopause di jakarta (tesis). program pendidikan konsultan fertilitas endokrinologi reproduksi bagian obstetri dan ginekologi. jakarta: fakultas kedokteran universitas indonesia;2005. 16. heinemann, laj, potthoff, p, schneider hpg. international version of the menopause rating scale (mrs). health qual life outcomes 2003; 1:28. 17. heinemann laj, dominh t, strelow f. the menopause rating scale (mrs) as outcome measure for hormone treatment? a validation study. health qual life outcomes 2004;2:67. 18. budikoðlu r, õscan c, eri”lu, yanik f. quality of life and postmenopausal symptoms among women in a rural district of the capital city of turkey. gynecol endocrinol 2007;23:404-9. 19. boekitwetan p, surjawidjaja je, aidilfit m, lesmana m. multimicronutrient suplementation and asymptomatic urinary tract infections in the elderly. univ med 2009;28:25-33. 20. kowalski i, rote d, bans c, dietrich k. women’s attitude and perception towards menopause in different cultures. cross-cultural and intra-cultural comparison of pre-menopausal and postmenopausal women in germany and in papua new guinea. maturitas 2005;51:227-35. 21. dennerstein l, lehert p, guthrie jr, burger hg. modeling women’s health during menopausal transition: a longitudinal analysis. menopause 2007;14:53-62. 22. nelson hd. menopause. the lancet 2008;371: 760-70. 23. armitage gd, suter e, verhoef mj. women’s needs for cam information to manage menopausal symptoms. climacteric 2007;10:21524. 24. upmatis dh, lobo r, bradley l. vasomotor symptom relief by soy isoflavone extract tablets in postmenopausal women: a multicenter, doubleblind, randomized placebo controlled study. menopause 2000;7:236-42. 25. faure ed, chantre p, mares p. effects of standardized soy extract on hot flushes: a multicenter, double-blind, randomized placebocontrolled study. menopause 2002;9:329-34. 26. nagata c, nagao y, shibuya c, kashiki y, shimizu h. fat intake is associated with serum estrogen and androgen concentrations in postmenopausal japanese women. j nutr 2005; 135:2862–5. 27. dowsett m, donaldson k, tsuboi m, wong j, yates r. effects of the aromatase inhibitor anastrozole on serum oestrogens in japanese and caucasian women. cancer chemother pharmacol 2000;45:35–9. editorial i vaccines for prostate cancer : a new era? julius i mulia department of pharmacy, medical faculty, trisakti university univ med vol. 28 no.3 prostate adenocarcinoma is the most prevalent type of noncutaneous cancer in the western world, with an estimated 218,890 new cases and 27,050 deaths in the united states in 2007. currently prostate cancer is detected by measurement of prostate-specific antigen (psa), a serine protease synthesized by the prostatic epithelium. psa is an organ-specific and tumor-associated antigen (taa) but it is not tumor-specific.(1) partly because of increased cancer screening with psa, prostatic cancer may now be diagnosed when it is still localized. localized tumors of the prostate are generally treated with radical prostatectomy, external-beam radiation therapy (ebrt), brachytherapy, or watchful waiting. unfortunately, up to 30%-40% of patients fail local therapy. the standard treatment of recurrent or metastatic disease is androgen-deprivation therapy (adt), but this is only a temporary measure as in the majority of cases the cancer ultimately becomes hormone refractory, the condition being termed androgen-independent prostate cancer (aipc) or hormone refractory prostate cancer (hrpc), which then progresses rapidly. the only available nonpalliative therapy for androgenindependent prostate cancer is docetaxel in combination with prednisone. however, adt given prior to the onset of clinical symptoms results in rising psa levels with castrate levels of testosterone, often with a relatively low tumor burden. this systemic treatment earlier in the disease course combined with effective palliative chemotherapy is implicated in the improvement in median survival time of patients with aipc from an average of about 12 months to about 17-18 months.(2) clearly there is a need for the development of novel, molecularly targeted therapies of aipc. it is therefore not surprising that the last decades have seen the development and testing of several types of prostate cancer vaccines as alternative therapeutic modalities. metastatic prostate cancer is characterized by relatively small lesions within lymph nodes, bone marrow, and other sites within the immune system. therefore prostate cancer may be more susceptible to vaccine immunotherapy than tumors that are characterized by bulkier or less accessible lesions.(3) prostate cancer is well suited for an analysis of the efficacy of cancer vaccines because prostate tumors are relatively slow-growing, and early diagnosis of recurrence is frequent. the doubling time of serum psa acts as a surrogate marker for disease prognosis and outcome. a range of prostate cancer-associated antigens have been identified and characterized, such as secreted proteins psa and prostatic acid phosphatase (pap), cell surface proteins prostate-specific membrane antigens (psma) and intracellular proteins. early ii univ med clinical studies have shown that patients will mount immune responses to the prostate cancer-associated antigens post vaccination.(1,4) a number of approaches to prostate cancer immunotherapy have been investigated, such as whole tumor cell, dendritic cell (dc), and poxvirus vaccines.(2) tumor cell vaccines can be prepared from autologous cells from the patient’s own tumor specimen or from cultured allogeneic tumor cells. autologous cell vaccines contain tumor-specific antigens and taas, but their preparation is time-consuming and at times difficult due to tumor necrosis and other conditions decreasing the percentage of tumor cells. on the other hand, allogeneic cell vaccines are relatively easy to prepare and usually consist of one or more tumor cell lines and may also contain several tumor-specific antigens and/or taas. the cell lines can also be infected with vectors that express cytokine genes such as granulocyte-macrophage colony-stimulating factor (gm-csf), or co-stimulatory molecule genes such as b7-1 or b7-2, to enhance immunogenicity of the tumor cells. however, they may not contain essential antigens for a particular patient and there is the potential induction of alloimmunity.(1) a tumor cell vaccine in advanced clinical trial testing is gvax which consists of two irradiated allogeneic prostate cancer cell lines engineered to secrete gm-csf. its mode of action is proposed as the uptake of the ex vivo x-irradiated tumor cells by antigen-presenting cells (apc) and crosspresentation of tumor-associated antigens to t cells in draining lymph nodes. two phase ii clinical studies have been completed in patients with asymptomatic metastatic hrpc, resulting in median survival times of 20 to 35 months.(4) therapeutic vaccines based on dendritic cells (dcs) carrying tumor antigens have emerged as a promising strategy to initiate an immune response against tumor cells. dc vaccines contain dendritic cells, which are potent apc that have the ability to stimulate t-lymphocyte immune responses in animals and in humans. dcs are capable of activating cd4and cd8-positive t lymphocytes by antigen presentation on their surface major histocompatibility complex (mhc) class i and class ii molecules. dc vaccines are obtained by leukapheresis from peripheral blood mononuclear cells and then cultured in the presence of cytokines before being reinfused into the patient. this process must be conducted for each patient. apart from the difficult preparation process, dc vaccines also have the disadvantage of high cost. one of the most advanced vaccine approaches is sipuleucel-t, which is not a pure autologous dc vaccine but rather a mixture of white cells.(1) sipuleucel-t consists of autologous antigen-presenting cells and a fusion protein composed of prostatic acid phosphatase and gm-csf. in 2006, the results were published on a placebo-controlled, randomized phase iii trial comparing sipuleucel-t and placebo in patients with metastatic, asymptomatic, hrpc. progressionfree survival (the primary endpoint) was not statistically significant, but overall survival between the vaccine and the placebo groups reached statistical significance.(2,4) the vaccine was denied food and drug administration (fda) approval due to its failure to achieve the primary endpoint, necessitating another study with revised endpoint. for this trial the fda decision may be published in the coming months of this year. to stimulate a t-lymphocyte response it is also possible to transfect dcs with tumor messenger rna (mrna). this method could be even more potent than loading dcs or apcs with peptides or proteins (as in sipuleucel-t) or transfection with plasmids or transduction with viral vectors.(1,2,5) poxviruses and fowlpox (modified to be replication-incompetent) have the ability to accept and express multiple transgenes and can thus be engineered to express not only tumor-associated antigens, but also various immunostimulatory molecules. one approach uses recombinant vaccinia and fowlpox iiivol. 28 no.3 vectors containing the transgenes for psa and three human co-stimulatory molecules (cd80, intracellular adhesion molecule 1, and lymphocyte function–associated antigen 3, designated “tricom”). recent phase i and ii trials involving patients with metastatic and locally advanced prostate cancer have shown clinical responses and drops in serum psa.(2) references 1 doehn c, böhmer t, kausch i, sommerauer m, jocham d. prostate cancer vaccines current status and future potential. biodrugs 2008;22:71-84. 2 tarassoff cp, arlen pm, gulley jl. therapeutic vaccines for prostate cancer. oncologist 2006;11:451-62. 3 durso rj, andjelic s, gardner jp, margitich dj, donovan gp, arrigale rr, et al. a novel alphavirus vaccine encoding prostate-specific membrane antigen elicits potent cellular and humoral immune responses. clin cancer res 2007;13:3999-4008. 4 schlom j, gulley jl, arlen pm. role of vaccine therapy in cancer: biology and practice. curr oncol 2007;14:238-45. 5 sousa-canavez jm, canavez fc, leite krm, camara-lopes lh. therapeutic dendritic cell vaccine preparation using tumor rna transfection: a promising approach for the treatment of prostate cancer. genet vacc ther 2008;6:1-7. asiaticoside induces cell proliferation and collagen synthesis in human dermal fibroblasts 96 *department of dermatovenereology, faculty of medicine, tarumanegara university **biomedical sciences doctoral program, faculty of medicine, university of indonesia ***centre for pharmaceutical and medical technology, agency for the assessment and application of technology, ministry of research, technology, and higher education ****department of dermatovenereology, faculty of medicine, university of indonesia correspondence: dr. linda yulianti wijayadi, spkk department of dermatovenereology faculty of medicine, tarumanegara university jalan letjen. s.parman no.1 grogol jakarta barat 11440 email : lindajuliantiwijayadi@gmail.com univ med 2015;34:96-103 doi: 10.18051/univmed.2016.v35.96-103 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background asiatiocoside, a saponin component isolated from centella asiatica can improve wound healing by promoting the proliferation of human dermal fibroblasts (hdf) and synthesis of collagen. the skin-renewing cells and type i and iii collagen synthesis decrease with aging, resulting in the reduction of skin elasticity and delayed wound healing. usage of natural active compounds from plants in wound healing should be evaluated and compared to retinoic acid as an active agent that regulates wound healing. the aim of this study was to compare and evaluate the effect of asiaticoside and retinoic acid to induce greater cell proliferation and type i and iii collagen synthesis in human dermal fibroblast. methods laboratory experiments were conducted using human dermal fibroblasts (hdf) isolated from human foreskin explants. seven passages of hdf were treated with asiaticoside and retinoic acid at several doses and incubated for 24 and 48 hours. cell viability in all groups was tested with the mtt assay to assess hdf proliferation. type i and iii collagen synthesis was examined using the respective elisa kits. analysis of variance was performed to compare the treatment groups. results asiaticoside had significantly stronger effects on hdf proliferation than retinoic acid (p<0.05). the type iii collagen production was significantly greater induction with asiaticoside compared to retinoic acid (p<0.05). conclusion asiaticoside induces hdf proliferation and type i and iii collagen synthesis in a timeand dose-dependent pattern. asiaticoside has a similar effect as retinoic acid on type i and type iii collagen synthesis. keywords: asiaticoside, type i collagen, type iii collagen, fibroblast, proliferation, retinoic acid asiaticoside induces cell proliferation and collagen synthesis in human dermal fibroblasts linda yulianti*,**, etik mardliyati***, kusmarinah bramono****, and hans joachim freisleben** doi: http://dx.doi.org/10.18051/univmed.2015.v34.96-103 97 univ med vol. 34 no.2 asiaticoside menginduksi proliferasi sel dan sintesis kolagen pada fibroblas dermis kulit manusia latar belakang asiatiocosida merupakan komponen saponin yang diisolasi dari centella asiatica yang bermanfaat untuk mempercepat penyembuhan luka dengan meningkatkan proliferasi dan sintesis kolagen dalam fibroblas dermis kulit manusia. proses pembaharuan sel kulit dan sintesis kolagen tipe i dan iii menurun dengan proses penuaan, elastisitas kulit berkurang dan penyembuhan luka melambat. penggunaan senyawa aktif alami dari herbal dalam penyembuhan luka dievaluasi dan dibandingkan dengan asam retinoat sebagai bahan aktif yang mengatur penyembuhan luka. tujuan penelitian ini adalah untuk membandingkan dan mengevaluasi pengaruh asiaticosida dan asam retinoat terhadap proliferasi fibroblas dan sintesis kolagen tipe i dan iii pada dermis kulit manusia. metode sebuah penelitian eksperimental laboratorik menggunakan sel dermis fibroblas kulit manusia yang diisolasi dari eksplan kulit. generasi ke tujuh fibroblas dermis kulit manusia dipajankan dengan beberapa dosis asiaticosida dan asam retinoat, diinkubasi selama 24 dan 48 jam. viabilitas sel diuji dengan uji mtt untuk menilai proliferasi fibroblas kulit manusia. sintesis kolagen tipe i dan iii diperiksa menggunakan elisa kit, masing-masing dievaluasi setelah 24 dan 48 jam. analisis uji anova digunakan untuk menguji perbedaan antara kelompok perlakuan. hasil penelitian ini menunjukkan, asiaticosida menginduksi proliferasi fibroblas dermis kulit manusia lebih tinggi secara bermakna dibandingkan asam retinoat (p<0,05). asiaticosida menginduksi sintesis kolagen tipe iii lebih tinggi secara bermakna dibandingkan asam retinoat (p<0,05). kesimpulan asiaticosida mampu menginduksi proliferasi fibroblas dermis kulit manusia dan sintesis kolagen tipe i dan iii yang dipengaruhi oleh dosis dan waktu inkubasi. asiaticosida mempunyai efek yang sama seperti asam retinoat pada sintesis kolagen tipe i dan iii kata kunci: asiaticosida, kolagen i, kolagen iii, fibroblas, proliferasi, asam retinoat abstrak introduction skin wound healing is a complex process carried out by cells that are involved in inflammation, re-epithelialization, angiogenesis, granulation, tissue formation and differentiation, and deposition of interstitial matrix. in general, wound healing can be divided into three stages: inflammation, proliferation and remodeling.(1) centella asiatica (l.)urb. (ca) has been widely used as traditional herbal medicine in malaysia, india and nepal as part of the traditional ayurvedic medicine for hundreds of years.(2,3) it is commonly known as pegaga in malaysia, pegagan in indonesia and as penny wort or gotu kola in america.(2-4) this tropical plant can be used as “longevity herb” or herbal anti-aging cosmetic (5,6) and traditionally serves various medicinal purposes such as wound healing, treatment of asthma, ulcers, leprosy, lupus erythematosus, psoriasis, venous disorders, for memory improvement, and as antidepressant, antibacterial, antifungal, and anti-cancer agent.(79) 98 c e n t e l l a a s i a t i c a h a s b e e n u s e d traditionally to improve wound healing.(3-5) centella asiatica ethanolic extract treated wounds can epithelialize faster and have greater collagen content.(9) the biologically active ingredients in ca are triterpenes, namely asiatic a c i d , m a d e c a s s i c a c i d , a s i a t i c o s i d e a n d madecassoside.(8-10) asiaticoside isolated from ca promotes fibroblast proliferation and extracellular matrix synthesis in wound healing (11,12) by enhancing collagen formation and angiogenesis.(12,13) in particular, asiaticoside and madecassoside stimulate type i and type iii collagen, respectively.(12,14) a study by hadi et al.(13) indicated that allogenic human dermal fibroblasts (hdf) are viable in peripheral blood. monolayer co-culture in vitro can induce synthesis of type i and iii collagen, the major structural and functional components of the skin. asiaticoside and retinoic acid can regulate (i.e. stimulate or inhibit) the production of these collagens.(11,14) i n s k i n , r e t i n o i d s a r e i n v o l v e d i n keratinocyte cell differentiation, epidermal cell adhesion and corneocyte exfoliation from the surface of epidermis. more specifically to the d e r m i s , r e t i n o i d s r e g u l a t e f i b r o b l a s t proliferation, induce angiogenesis and play an essential role in the synthesis of collagen and elastin fibrils.(14) natural products contain a wealth of interesting pharmaceutically active compounds and various active agents are expected to be beneficial in wound healing and as preventive anti-aging cosmetics. (1) the stimulation of collagen synthesis is an important criterion for plant extracts to be considered as a potential ingredient in skin care anti-aging products.(11,12) due to its ability to stimulate collagen synthesis, ca has been used in skin care products for anti-aging, restoring skin firmness a n d e l a s t i c i t y a n d i m p r o v i n g s k i n appearance.(11,12) lu et al. (10) reported that asiaticoside isolated from centella asiatica promotes fibroblast proliferation and extracellular matrix s y n t h e s i s i n w o u n d h e a l i n g , t h e p r e c i s e mechanism, however, being still only partially understood. the aim of this study was to evaluate fibroblast proliferation and type i and iii collagen synthesis by asiaticoside as an active compound from ca in comparison to retinoic acid, a wellknown active ingredient in the prevention of skin aging. methods research design in the present study, experiments on fibroblast proliferation were conducted at the laboratory of the centre for pharmaceutical and medical technology, agency for the assessment and application of technology, from january 2013 to april 2013, and on collagen synthesis at the integrated laboratory of medicine, yarsi university, from april 2014 to june 2014. preparation of centella asiatica extract centella asiatica (ca) aqueous and ethanolic extracts (tawangmangu strain) and centella asiatica chitosan nanoparticles were prepared in the laboratory of the agency for the assessment and application of technology. centella asiatica was encapsulated in the chitosan nanoparticles by ionotropic gelation. then, proliferative and cytotoxic effects of nanoencapsulated centella asiatica extracts was evaluated in vitro on human dermal fibroblasts (hdf). the mtt proliferation assay was performed with the encapsulated ca extracts in comparison with the unencapsulated ca extracts and with empty chitosan nanoparticles (cnp) as controls. cell culture and treatment human dermal fibroblast cultures were established individually from preputial skin of an 8 year-old child and prepared at yarsi laboratorium by dr. indra kusuma. the seventh passages of cultured cells were used for all experiments. normal human dermal fibroblasts (nhdf) were grown in roswell park memorial institute (rpmi) medium containing 10% fetal yulianti, mardliyati, bramono, et al asiaticoside and cell proliferation 99 univ med vol. 34 no.2 b o v i n e s e r u m ( f b s ) a n d 1 % p e n i c i l l i n streptomycin. cells were reseeded at a ratio of 1:3 and density of 1 x 106 cell/ml and subjected to treatment with 0.3125 mg/ml, 0.625 mg/ml, 1.25 mg/ml, 2.5 mg/ml, 5 mg/ml and 10 mg/ ml of asiaticoside or retinoic acid. the 3-(4,5dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (mtt) assay was repeated three times using mtt as substrate, which is actively absorbed by fibroblasts and then reduced by mitochondrial succinate dehydrogenase under the addition of nicotinamide adenine dinucleotideh (nadh) from water-soluble mtt to insoluble purple formazan. the number of viable cells was then evaluated at 24 and 48 hours after treatment, as an indicator of fibroblast proliferation.(17) obtained values were then normalized against the control group, which was taken as 100%. type i and iii collagen synthetic activity by human dermal fibroblasts collagen synthesis was analyzed using elisa kit for human collagen type i and iii, alpha 1 from cusabio. fibroblast collagen synthetic activity was evaluated using elisa, 24 and 48 hours after treatment and compared with untreated hdf as negative control. results for collagen synthesis were reported in µg/ml. statistical analysis f o r s t a t i s t i c a l e v a l u a t i o n o f h d f proliferation and collagen type i and iii synthesis, one-way anova as well as tukey’s post hoc analysis was performed when one-way anova results were significant. significance was set to p<0.05, and for highly significant differences to p<0.001. results ta b l e 1 s h o w s t h a t a f t e r 2 4 h o u r s , asiaticoside at all concentrations had stronger effects on hdf proliferation than retinoic acid. the optimal stimulatory effect was observed at 0.625 mg/ml. in statistical analysis with t ab le 1 . m ea n d is tr ib u ti o n o f h d f p ro li fe ra ti o n a n d c o ll ag en s y n th es is b y a si at ic o si d e an d r et in o ic a ci d t es t co m po un d co nc en tr at io n fo r h d f p ro li fe ra ti on ( m g/ l ) : i : 0. 31 25 ;i i : 0. 62 5; ii i : 1. 25 ;i v : 2 .5 0; v : 5 .0 ;v i : 10 .0 t es t co m po un d co nc en tr at io n fo r co ll ag en s yn th es is ( µg /m l ): i : 0 .0 25 ;i i : 0. 5; ii i : 0. 1 100 anova test the difference between asiaticoside and retinoic acid was significant (p<0.05). after 48 hours, asiaticoside has its strongest effect at 0.625 mg/ml vs. retinoic acid (p<0.025). the one-way anova test results indicated that between the asiaticoside dose groups there were significant differences in fibroblast proliferation after 24 and 48 hours of treatment (p<0.001). the post hoc tukey test found significant differences in the asiaticoside groups at 24 hours, between dose i and ii, ii and iii, ii and iv, ii and v, ii and vi, iii and iv, iii and vi (table 2). according to the one-way anova test, between the retinoic acid dose groups there were significant differences in fibroblast proliferation after 24 hours and 48 hours of treatment (p <0.001). the post hoc tukey test found significant differences in the retinoic acid groups at 24 hours, between dose i and ii, i and iii, i and v, i and vi, ii and iii, ii and iv, ii and v, ii and vi, iii and v, iii and vi (table 3). type i collagen synthesis by hdf after 24 and 48 hours of treatment at all three doses of asiaticoside and retinoic acid, was observed to actually be lower than controls. however, the differences were statistically not significant. for type iii collagen production, we observed the greatest induction at 24 hours with asiaticoside treatment at 2.50 ì g / m l. on the other hand, at 48 hours the maximum effect was achieved by retinoic acid at 0.50 ì g / m l. table 2. post hoc tukey multiple comparisons on hdf proliferationby asiaticoside asiaticoside concentration (mg/l) : i: 0.3125; ii: 0.625; iii: 1.25; 28.80 iv: 2.50; v: 5.0; vi: 10.0 yulianti, mardliyati, bramono, et al asiaticoside and cell proliferation 101 univ med vol. 34 no.2 table 3. post hoc tukey multiple comparisons on hdf proliferation by retinoic acid retinoic acid concentration (mg/l) : i : 0.3125; ii : 0.625; iii : 1.25; iv : 2.50; v : 5.0; vi : 10.0 discussion our results indicate that 24 hours after treatment, asiaticoside has a stronger effect on fibroblast proliferation at all concentrations compared to retinoic acid. this is in accordance to the previous study by lu et al.,(10) in which they reported alterations in col18a1, col1a2, and col3a1 gene profile, as well as in the fibroblast cell division cycle, in response to asiaticoside stimulation. gimemo et al.(15) investigated the timedependency effect of four different retinoids in the µm dose range on human dermal fibroblasts cultivated in vitro. this study showed that retinol and retinal at concentrations greater than 20 µm, can damage cells as evaluated by lactate dehydrogenase activity released into the culture medium, and induce oxidative stress and apoptosis in human dermal fibroblasts. type i and iii collagens are major structural and functional components of skin connective t i s s u e . t h e r e f o r e , w e i n v e s t i g a t e d t h e intracellular and extracellular modifications of type i and iii collagen, as in the cross-linked step by asiaticoside stimulation.(11) hadi et al.(13) investigated allogeneic hdf viability in peripheral blood mononuclear co-culture and reported that allogeneic hdf were able to secrete type i and iii collagen. our study showed that 102 asiaticoside and retinoic acid induced the synthesis of type i collagen in hdf after 24 and 48 hours of incubation, but after 24 hours 0.05 µ g / m l o f a s i a t i c o s i d e i n d u c e d i n h d f significantly higher type iii collagen synthesis compared to retinoic acid. our experiment indicated that after 24 hours, type iii collagen synthesis in hdf was significantly higher after treatment with asiaticoside compared to retinoic acid and controls (without treatment). maximal effect was achieved at 2.50 µg/ml of asiaticoside, but after 48 hours retinoic acid had a greater effect than asiaticoside at the same dose.(7) a study in malaysia showed that ca extract has a dose-dependent stimulatory effect on collagen synthesis, which was enhanced threefold over controls at a dose of 50 mg/ml.(5) compared to our experiment, another study in malaysia by hashim et al.(4) evaluated the effect of centella asiatica on collagen synthesis in hdf, compared to vitamin c. the effect of ca extract was stronger than that of vitamin c, which was used as a positive control. the ca extract at 50 mg/ml showed three-fold collagen enhancement, whereas vitamin c had a two-fold collagen enhancing response.(4) lu et al.(10) showed that asiaticoside isolated from ca induced collagen iii synthesis with maximum effect at 48 hours. in our study, both asiaticoside and ra showed greatest effects at 48 hours. this is supported by the previous study of wu et al.,(16) which reported significant elevation of procollagen iii level following s t i m u l a t i o n w i t h l o w c o n c e n t r a t i o n s o f asiaticoside and madecassoside. moreover, research by pareda et al.(17) indicated a dosedependent in vitro stimulation on collagen synthesis by green coffea arabica (gco). it was found that collagen synthesis was enhanced 1.8 fold in human dermal fibroblasts than in negative controls after 48 hours of treatment with 3.125 mg/ml and 6.25 mg/ml gco. these results demonstrated a more pronounced stimulatory effect of biosynthetic compounds on collagen p r o d u c t i o n . n e v e r t h e l e s s , w i t h f u r t h e r improvement, we expect a similar stimulatory performance of asiaticoside. song et al. ( 1 8 ) c o n d u c t e d a s t u d y o f madecasoside (one of the active compounds of centella asiatica) and found that this compound induces apoptosis of keloid fibroblasts in a mitochondrial-dependent pathway, in addition to inhibiting type i collagen synthesis. our study with asiaticoside matches this observation, with greater type iii collagen and lower type 1 collagen synthesis in human dermal fibroblast cultures of preputium explants of young children (4-8 years). ju-lin et al.(19) had previously reported that asiaticoside induces the expression and activation of the tgf-â signaling pathway in hyperthropic scars, while inhibiting smad7. this is the underlying mechanism behind the decreased type i collagen production. in the present study, however, we isolated human dermal fibroblast from one subject only. therefore, this may not fully represent some genetic variations related with collagen synthesis. a clinical study by kaji et al.(20) concluded that topical retinol treatment for 24 weeks improved fine wrinkles associated with natural aging, and that increased collagen production by retinol is the most likely reason behind it. clinical application of the present study will be done to i n v e s t i g a t e t h e e ff e c t o f a s i a t i c o s i d e i n accelerating wound healing. another possible clinical study is to investigate the anti-aging effect of asiaticoside after topical treatment, in comparison with retinoic acid. conclusions asiaticoside induces hdf cell proliferation and collagen synthesis in a timeand dosedependent manner. asiaticoside as an active agent of centella asiatica has a similar effect as retinoic acid on type i and iii collagen synthesis in human dermal fibroblasts. conflict of interest the authors have no conflict of interest. yulianti, mardliyati, bramono, et al asiaticoside and cell proliferation 103 univ med vol. 34 no.2 acknowledgements the authors wish to thank intan razari and dani for laboratory assistance, dr. indra kusuma for hdf cell culture and dr. pras for providing pure asiaticoside from the agency for the assessment and application of technology (badan pengkajian dan penerapan teknologi bppt). references 1. davis sc, perez r. cosmeceutical and natural products: wound healing. clin dermatol 2009; 27:502-6. 2. chanchal d, swarniata s. novel approaches in herbal cosmetics. j cosmet dermatol 2008;7:8995. 3. tiwari s, geniot s, gambhir is. centella asiatica: a concise drug review with probable clinical uses. j stress physiol biochem 2011;7: 39-42. 4. hashim p, sidek h, helan mhm, et al. triterpene composition and bioactivities of centella asiatica. molecules 2011;16:1310-22. 5. pitella f, dutra rc, junior dd. antioxidant and cytotoxic activities of centella asiatica (l) urb. int j mol sci 2009;10:3713–21. 6. paocharoen v. the efficacy and side effects of oral centellla asiatica extract for wound healing promotion in diabetic wound patients. j med assoc thai 2010;93:s166–9. 7. zainol na, voo sc, sarmidi mr, et al. profiling of centella asiatica (l.) urban extract. malaysian j anal sci 2008;12;322-7. 8. gohil kj, patel ja, gajjar ak. pharmacological review on centella asiatica: a potential herbal cure-all. indian j pharm sci 2010;72:546-56. 9. bhavna d, jyoti k. centella asiatica: the elixir of life. ijrap 2011;2:431-8. 10. lu l, ying k, wei s, et al. asiaticoside induction for cell-cycle progression, proliferation and collagen synthesis in human dermal fibroblasts. int j dermatol 2004;43:801-7. 11. loc nh, tam an nt. asiaticoside production from centella (centella asiatica l. urban) cell culture. biotechnol bioprocess engineering 2010;15:1065–70. 12. lintner k, chamberlin cm, modun p, et al. cosmeceuticals and active ingredients. clin dermatol 2009;27:461-8. 13. hadi rs, kusuma i, sandra y. allogenic human dermal fibroblast are viable in peripheral blood mononuclear co-culture. univ med 2014;33:3442. 14. jurzak m, latocha m, goiniczek k. influence of retinoids on skin fibroblasts metabolism in vitro. acta pol pharm drug res 2008;1:85-95. 15. gimeno a, zarogoza r, vivosese i. retinol at concentration greater than the physiological limit, induces oxidative stress and apoptosis in human dermal fibroblast. exp dermatol 2004; 13:45-54. 16. wu f, bian d, xia y, et al. identification of major active ingredients responsible for burn wound healing of centella asiatica herbs. j evid based complement altern med 2012. article id 848093, 13 pages. doi:10.1155/2012/848093. 17. pareda mdcv, dieamant gdc, eberlin s, et al. effect of green coffea arabica l. seed oil on extracellular matrix components and waterchannel expression in in vitro and ex vivo human skin models. j cosmetic dermatol 2009;8:5862. 18. song j, day y, bian d, et al. madecassoside induce apoptosis of keloid fibroblast via a mitochondria–dependent pathway. drug dev res 2011;72:315-22. 19. ju-lin x, shao-hai q, tian-zeng l, et al. effect of asiaticoside on hypertrophic scar in the rabbit ear model. j cutan pathol 2009;36:234-9. 20. kaji r, kwak hsr, schumacker we, et al. improvement of naturally aged skin with vitamin a (retinol). arch dermatol 2007;143: 606-12. editorial i the benefit of physical activity for old and young richard tjan editor univ med vol. 29 no.2 there is now ample scientific evidence that elderly persons, will benefit from physical activity in a similar manner as the younger generations. regular physical activity of at least moderate intensity reduces the risk of cardiovascular major events, leading to the conclusion that physical inactivity is a major cardiovascular risk factor. the underlying molecular mechanism may be that moderate physical activity leads to a reduction of oxidative stress.(1) in a prospective cohort of 21,094 men (mean age, 53 years) without known coronary heart disease at baseline in the physicians’ health study, it was shown that vigorous physical activity (defined as ‘exercise to the point of breaking a sweat’) was associated with a decreased risk of heart failure, whereas elevated bmi (even in the pre-obese range) was associated with an increased risk.(2) numerous studies have also demonstrated the benefits of daily physical activity for the elderly in maintaining functional independence, defined as ‘the capacity to carry out activities of daily living’. paterson and warburton in 2010 conducted a systematic review of the relationship between physical activity of healthy community-dwelling elderly (age range 66 84 years) and functional limitations, disability, or loss of independence by analysis of prospective cohort studies reported in the literature. among 2,309 citations from electronic bibliographical databases (medline, embase, cinahl, psycinfo, cochrane library, sportdiscus) the investigators analyzed 66 prospective studies and concluded that “regular aerobic activity and short-term exercise programmes confer a reduced risk of functional limitations and disability in older age”.(3) not only relatively healthy elderly, but also those who are frail or severely deconditioned may benefit from exercise. in a 12-month exercise program, 65 old japanese elderly (median age 85 years) with minor disabilities, including those who had to be assisted in their activities of daily living, showed significant improvements in lower limb strength.(4) similarly, a study of frail institutionalized nonagenarians up to 96 years of age demonstrated increased muscle strength, size and functional mobility after 8 weeks of training.(5) on the other hand, physical activity in the elderly may occasionally result in arrhythmias. the elderly therefore should use equipment that promotes safety, such as treadmills with handrails and cycle ergometers. although the risk of fatalities is indeed minimal (2 fatalities per 1.5 million patient-hours of exercise in cardiac rehabilitation programs), it should still be borne in mind by the elderly when conducting physical activity.(1) the general rule is to conduct exercise according to ones capability and to increase it gradually. if a person is not yet ready for a given activity, she or he should not perform it. conducting daily physical activity should not overload the organ systems of the body. the elderly should also refrain from climbing activities without adequate precautions, as advanced age is associated with deterioration of balance and increased risk of ii univ med vol. 29 no.2 falls. elderly with conditions that can be exacerbated by exercise, such as active fever, unstable angina, uncontrolled diabetes, and congestive heart failure, should undergo appropriate tests before participating in an exercise program.(6) the current physical activity recommendation for healthy elderly as well as for younger age groups is at least 30 minutes of moderate physical activities, such as brisk walking, which may be augmented by vigorous physical activity, such as jogging. the recommendation should be interpreted as being a minimum prescription for the general population.(1) in the year 2007, the american college of sports medicine and the american heart association recommended that “the promotion of physical activity in older adults should emphasize moderate-intensity aerobic activity, muscle-strengthening activity, reducing sedentary behavior, and risk management”.(7) in the same year the national heart foundation of australia advocated 30 minutes or more of moderate-intensity daily physical activity for persons with cardiovascular disease.(8) in summary, the elderly of all ages should engage in at least moderate daily physical activity in order to maintain functional independence and quality of life as long as possible, within the lifespan determined by their genetic makeup. in addition, they should consume nutritionally adequate diets and have adequate sleep, as nutritional status and circadian rhythms are known to affect physical fitness. if daily physical activity can prolong the useful life of an elderly, the young should also take note and conduct as a minimum the recommended levels of daily physical activity and hopefully may all of us become healthy nonagenarians and centenarians. references 1. ignarro lj, balestrieri ml, napoli c. nutrition, physical activity, and cardiovascular disease: an update. cardiovasc res 2007;73:326–40. 2. kenchaiah s, sesso hd, gaziano jm. body-mass index and vigorous physical activity and the risk of heart failure among men. circulation 2009;119:44–52. 3. paterson dh, warburton der. physical activity and functional limitations in older adults: a systematic review related to canada’s physical activity guidelines. int j behav nutr phys act 2010;7:38. 4. taguchi n, higaki y, inoue s, kimura h, tanaka k. effects of a 12-month multicomponent exercise program on physical performance, daily physical activity, and quality of life in very elderly people with minor disabilities: an intervention study. j epidemiol 2010;20:21-9. 5. fahlman mm, topp r. increasing physical activity in the deconditioned person: the role of resistance training. ethn dis 2004;14:s25-7. 6. nelson me, rejeski wj, blair sn, duncan pw, judge jo, king ac, et al. physical activity and public health in older adults: recommendation from the american college of sports medicine and the american heart association. med sci sports exerc 2007;39:1435–45. 7. briffa t, maiorana a, allan r. on behalf of the executive working group and national forum participants. national heart foundation of australia physical activity recommendations for people with cardiovascular disease. sydney: national heart foundation of australia; 2007. meiyanti1 49 the role of triptans in the management of migraine january-april, 2009january-april, 2009january-april, 2009january-april, 2009january-april, 2009 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 vol.28 no.1 universa medicina meiyanti* *department of pharmacology, faculty of medicine, trisakti university correspondence dr. meiyanti, sp.fk department of pharmacology, faculty of medicine, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 phone: 021-5672731 ext.2805 univ med 2009; 28:49-58 abstract migraine is one of the most prevalent disorders seen in clinical practice today and also a major cause of disability in the workplace. the prevalence of migraine is highest during the years of peak productivity, ie, between the ages of 25 and 55 years. the triptans are a group of selective 5-hydroxtriptamine (ht) 1 serotonin receptor agonists that activate the 5-ht 1b/1d receptor and possibly also the 5-ht 1a dan 5-ht 1f receptors. to date 7 subclasses of serotonin receptors have been identified, namely subclasses 5-ht 1 to 5-ht 7 . triptan causes cranial vasoconstriction, inhibits peripheral trigeminal activity and the trigeminal afferents. with its triple action, triptans can control acute attacks of migraine. triptan is contraindicated in patients with previous ischemic or coronary artery disease, cerebral or peripheral vascular disease and other cardiovascular disorders. triptans should be given immediately after an acute attack of migraine. the triptans are useful in the management of an acute migraine, but are not indicated for preventive therapy of migraine. several new advances in migraine management have been made in regard to the recognition of the disease, the pathogenesis of migraine, and the phenomenon of central sensitization. more treatment options become available to patients and prescribers, the impact of such therapy on worker productivity will become more important in determining the value of such interventions. keywords: tiptans, migraine, serotonin reseptor introduction m i g r a i n e i s a n e u r o l o g i c a l s y n d r o m e characterized by changes in body perception, headaches and nausea. the most commonly e n c o u n t e r e d c l i n i c a l m a n i f e s t a t i o n s a r e periodically recurrent headaches, the attacks of which initially are unilateral, but at some point in time may become bilateral or total. migraine o c c u r s a s a r e s u l t o f t r i g e m i n o v a s c u l a r abnormalities. (1) for clinical purposes, the international headache society (ihs) has divided headaches into 2 categories, i.e. primary and secondary headaches. migraine is classified as a primary headache, i.e. not due to organic or structural abnormalities.(2) 50 meiyanti triptans in migraine migraine affects 17% of women and 6% of men in the united states. before puberty, the prevalence and incidence is higher in boys than in girls. in those aged over 12 years, there is an increased prevalence of migraine in females and males. at ages over 40 the incidence declines, except in perimenopausal women. overall, the prevalence in females is higher than in males. the ratio of females to males increases from 2.5:1 at puberty to 3.5:1 at the age of 40 years, then decreases. the incidence of migraine with aura reaches a peak in boys at around 5 years of age and in girls at around 12-13 years. in the united states, the incidence of migraine in white females is higher than in asian females.(2) poor socio-economic conditions are said to be associated with migraine. studies have shown that migraineurs experience lower quality of life than the general population,(3,4) and that attack frequency is inversely related to quality-of-life scores.(5) studies have also shown that effective treatment of migraine has a positive impact on health-related quality of life.(6) on the basis of the clinical manifestations, there are 3 distinctive phases in migraine, namely triggering of acute attacks, aura and headaches.(7) migraine with aura is a hereditary disorder, in which several genes are involved. in familial hemiplegic migraine, a dominant h e r e d i t a r y d i s o r d e r, t h e l o c u s h a s b e e n identified in the 19q gene. the 19q gene codes for p/q calcium channels cacna1a. a second gene, atp1a2, located on chromosome 1q23, was discovered several years ago. the atp1a2 gene encodes an á-subunit of the sodium/ p o t a s s i u m p u m p l o c a t e d i n t h e n e u r o n a l membrane.(8) one complication associated with migraine is stroke, because migraine is associated with an increased risk of ischemic stroke. other complications of migraine comprise mental health problems, such as depression, manic depression, anxiety and panic disorders. for aborting acute attacks of migraine, anti-migraine drugs may be used, such as nonsteroidal anti-inflammatory drugs, triptans, or ergotamine. on the other hand, for the prevention migraine attacks, the drugs used are beta blockers, calcium channel inhibitors, antidepressants, and anticonvulsants.(9) through continuous research in migraine, scientists have been able to identify the serotonin receptors. figure 1. chemical structure of triptans(12) 51 currently there are 7 recognized subclasses of s e r o t o n i n r e c e p t o r s , i . e . s u b c l a s s e s 5hydroxtriptamine (ht) 1 to 5-ht 7 . the 5-ht 1 receptor consists of 5 subtypes, namely a, b, d, e and f.(10) the accumulated knowledge about serotonin receptors ultimately led to the discovery of triptans. chemical structure of triptans triptans are serotonin (5-ht) receptor agonists, that are selective for 5-ht 1 . triptans activate the 5-ht 1b/1d receptors and possibly also the receptors for 5-ht 1a dan 5-ht 1f .(10,11) these drugs are derivatives of indol, with substitutions at positions 3 and 5. the chemical structure of triptans is shown in figure 1.(12) a number of studies have concluded that the trigger for the initial attacks of migraine involves the brain stem as migraine generator, which is associated with genetic abnormalities. in the phase following the initial attack, auras and headaches develop. when the migraine generator is triggered, the cerebral blood flow will be reduced, followed by supression of cortical wave propagation. in patients with a reduction in cerebral blood flow below a critical level, the symptoms of aura will appear. in addition to noradrenaline and acetylcholine, immunohistochemical studies have uncovered several vasodilation transmitters in perivascular n e r v e s t h a t s u p p l y t h e i n t r a c r a n i a l b l o o d vessels, including serotonin (5-ht), vasoactive intestinal peptide (vip), nitric oxide (no), substance p, neurokinin a dan cgrp. no may be involced in the pathophysiology of migraine, and inhibition of no synthesis may be used in the treatment of migraine. in several cases, vasodilation causes changes in blood volume, followed by changes in cardiac stroke volume, with consequent enhanced pulsation of the blood vessels. enhanced pulsation will be detected by receptors in the vessel wall and figure 2. pathophysiology of migraine(7) univ med vol.28 no.1 52 meiyanti triptans in migraine results in increased activity of the perivascular s e n s o r y t r i g e m i n a l n e r v e s , w h i c h c a u s e s headaches and other symptoms (figure 2).(7) a c c o r d i n g t o a d d i t i o n a l e v i d e n c e , serotonin and dopamine stimulate the stage of t h e i n f l a m m a t o r y p r o c e s s t h a t i n v o l v e s endothelial cells, mast cells and platelets. this inflammatory reaction causes vasodilation and perivascular reaction. receptors for 5-ht are r e c o g n i z e d a s b e i n g t h e m o s t i m p o r t a n t r e c e p t o r s i n t h e m e c h a n i s m o f h e a d a c h e . several symptoms associated with migrainous headaches, such as nausea (80%), yawning, irritability, hypotension and hyperactivity may be linked to dopamine receptor activation.(1,13) there are 2 hypotheses that may explain the mechanisms of action of triptan in the pathogenesis of migraine. the first hypothesis states that the 5-ht 1b receptor has the ability to induce vasoconstriction of intracranial blood vessels, including arteriovenous anastomoses. i n m i g r a i n e t h e r e i s d i l a t a t i o n o f c a r o t i d arteriovenous anastomoses in the head, the causes of which are currently still not known with certainty. a total of 80% of the carotid arterial flow is reportedly shunted through anastomoses located in the scalp and the ears. there will be extravasation of blood from the capillaries, which subsequently causes cerebral ischemia and hypoxia. according to this version of the pathophysiology of migraine, an effective antimigraine drug must be able to close the shunt and reverse the cerebral blood flow.(10,11,13) triptan interacts with 5-ht 1d and 5-ht 1b receptors and has no or only low affinity for other 5-ht receptors. the drug is not active against α1-, α2-, and β-adrenergic, dopamine, cholinergic muscarinic and benzodiazepine receptors. the effective dose of triptan is determined by its affinity for the 5-ht 1b and 5ht 1d receptors, whilst the affinity of triptan for 5-ht 1a or 5-ht 1e receptors has no influence on its effective dose.(7,10) the second hypothesis states that 5-ht 1d agonists inhibit release of proinflammatory neuropeptides on perivascular nerve terminals. in the pathophysiology of migraine, headaches are not solely caused by cranial vasodilation, but also involve an inflammatory mechanism known as neurogenic inflammation. arterial dilatation causes traction on the perivascular nerve fibers, resulting in depolarization of the fibers, which induces an action potential that is conducted to the central nervous system. in addition, depolarization also results in the release of neuropeptides from the nerve fibers around the artery. the released neuropeptides are substance p from the c fibers and calcitonin gene-related peptide (cgrp) from the aδ fibers, ultimately causing increasing dilatation of the artery and producing pain.(10,11,14,15) from both of the above hypotheses and several studies that have been conducted, it may be concluded that triptan has 3 mechanisms of a c t i o n , n a m e l y i n d u c t i o n o f c r a n i a l v a s o c o n s t r i c t i o n , i n h i b i t i o n o f p e r i p h e r a l trigeminal activity, and inhibition of trigeminal afferents.(11,14,16) with these three actions, triptan can control acute attacks of migraine. the following illustration shows the site of action of triptan in the trigeminovascular system (figure 3).(11) another benefit of triptan is its ability to r e l i e v e t h e n a u s e a a n d v o m i t i n g w h i c h frequently accompany migraine. this is because triptan acts on the 5-ht 1d receptor that is l o c a t e d i n t h e s o l i t a r y t r a c t n u c l e i , t h u s i n h i b i t i n g t h e c e n t e r s f o r n a u s e a a n d vomiting.(10,14) there are seven kinds of triptans that have been studied and synthesized for use as acute a n t i m i g r a i n e d r u g s , i . e . s u m a t r i p t a n , z o l m i t r i p t a n , n a r a t r i p t a n , r i z a t r i p t a n , almotriptan, eletriptan and frovatriptan.(7,10) with the increasing numbers of available drugs, some guidance is necessary in the selection of 53 those triptans that have the greatest chances o f s u c c e s s i n t h e m a n a g e m e n t o f a c u t e migraine. sumatriptan reaches a peak plasma c o n c e n t r a t i o n w i t h i n 1 2 m i n u t e s a f t e r subcutaneous administration and 1-2 hours after oral administration. the bioavailability of subcutaneous preparations approach 97%, whilst for oral or intranasal preparations it is only 14-17%. the elimination half-time of the drug is 1-2 hours. sumatriptan is metabolized mainly by mao-a, and its metabolites are excreted in the urine. the plasma protein binding of sumatriptan is around 14%.(7,10,17,18) f o r z o l m i t r i p t a n , t h e p e a k p l a s m a concentration occurs about 1.5-2 hours after administration of the oral preparation, which h a s a b i o a v a i l a b i l i t y o f a r o u n d 4 0 % . zolmitriptan is converted into the n-desmethyl form, an active metabolite that has an affinity for 5-ht 1b and 5-ht 1d receptors several times higher than that of zolmitriptan. the half-life of zolmitriptan and is metabolite is 2-3 hours.(7,10,17,18) rizatriptan has its peak plasma concentration i n 1 1 . 5 h o u r a f t e r o r a l a d m i n i s t r a t i o n . i t s bioavailability is around 45%, and the main m e t a b o l i c p a t h w a y i s t h r o u g h o x i d a t i v e deamination by mao-a. plasma protein binding of rizatriptan is about 14 %.(7,10) a l m o t r i p t a n a n d e l e t r i p t a n r e a c h t h e i r respective peak plasma concentrations in 1.4-3.8 and 1-2 hours after administration of the oral p r e p a r a t i o n . t h e b i o a v a i l a b i l i t y o f t h e o r a l preparation of almotriptan is 80%, whilst that of eletriptan is 50%. the elimination half-times of almotriptan and eletriptan are 3.3-3.7 and 3.6-5.5 hours, respectively. almotriptan is metabolized by cytochrome p-450 and mao-a, and eletriptan by cyp3a4.(11,14) figure 3. site of action of triptan11 univ med vol.28 no.1 54 meiyanti triptans in migraine for frovatriptan the characteristics are as follows: peak plasma concentration is reached i n 2 4 h o u r s a f t e r o r a l a d m i n i s t r a t i o n ; bioavailability of the oral preparation is 2430%; elimination is through the kidneys and liver, with a half-time of 25 hours and over; the drug is not metabolized by mao-a.(7,11,18) the side effects of the administration of 5-ht1 agonists may be ser ious or minor. serious side effects rarely occur, and may take t h e f o r m o f c o r o n a r y a r t e r i a l v a s o s p a s m , myocardial ischemia, atrial and ventricular arrhythmias, or myocardial infarction. these side effects usually occur in patients with underlying risk factors for coronary heart disease. however, generally the side effects of triptan in the treatment of acute migraine are minor. oral administration of triptan may cause paresthesia; asthenia and weakness; flushing of the face; sensations of oppression, fullness or p a i n i n t h e c h e s t , n e c k a n d l o w e r j a w ; drowsiness; nausea; vertigo and diaphoresis. on subcutaneous administration, the majority of patients has reported minor pain and burning sensation at the injection site.(10,11,14,16) triptan is contraindicated in patients with a history of ischemia or vasospasm of the c o r o n a r y a r t e r i e s , p e r i p h e r a l o r c e r e b r a l v a s c u l a r d i s e a s e , o r o t h e r c a r d i o v a s c u l a r disorders. however, triptan is still safer than other drugs commonly used for managing migraine, e.g. ergot preparations, which are n o n s p e c i f i c s e r o t o n i n a g o n i s t s . t h e vasoconstrictive effect of the coronary arteries are mediated by 5-ht2a receptors, whilst t r i p t a n h a s o n l y w e a k a c t i v i t y f o r t h e s e receptors.(7,9-11) triptan is also contraindicated in patients with uncontrolled hypertension, as it causes an a c u t e , a l b e i t u s u a l l y s m a l l , r i s e i n b l o o d pressure. on the other hand, triptan is not contraindicated in patients with controlled hypertension. naratriptan is contraindicated in patients with severe renal or hepatic disorders, for which rizatriptan may be given, but under special monitoring.(7,9) use of triptans in migraine triptan is the drug of choice for aborting attacks of migraine. it is reportedly effective, safe and well-tolerated in migraine. treatment with triptan should be given immediately after the onset of a migrainous attack. triptan is effective in the treatment of acute migraine, with or without aura, but it is not indicated for use in the prevention of migraine. the oral preparations are the safest, but difficult to use in patients suffering from nausea or vomiting d u r i n g t h e a t t a c k s o f m i g r a i n e . ( 1 9 2 1 ) t h e i n d i v i d u a l r e s p o n s e s t o t r i p t a n a r e unpredictable, therefore selection of a suitable drug for a patient is usually on a trial-and-error basis. if the selected triptan does not succeed in effecting a cure or if there are side effects limiting its use, the patient could possibly have a better response to another triptan.(9) the injectable preparation sumatriptan 6 mg is the most effective treatment of acute migraine, but also has more frequent side effects, and requires skill in injecting the drug. the injection may be repeated once in one 24hour period if the initial dose fails to abort the attack.(7,10,22) the onset of action of sumatriptan nasal s p r a y s i s a p p r o x i m a t e l y 1 5 m i n u t e s . t h e recommended dosage is between 5-20 mg, which may be repeated after 2 hours, until the maximal dose of 40 mg/24 h is reached.(10) the recommended oral dose of sumatriptan is 25-100 mg, which may be repeated after 2 hours until a total dose of 200 mg in one 24hour period is reached. zolmitriptan is given orally with a dose of 1.25-2.5 mg, repeatable after 2 hours, up to the maximal dose of 10 mg/ 24 h. on the other hand, the oral dose of naratriptan is 1-2.5 mg, which must not be 55 repeated until 4 hours have passed since the previous dose was given. the maximal dose in o n e 2 4 h o u r p e r i o d m u s t n o t e x c e e d 5 mg.(7,9,17,18) the recommended oral doses of rizatriptan and almotriptan are 5-10 mg and 6.25-12.5 mg, respectively, to be repeated if necessary after 2 hours, up to the maximal dose of 30 mg/24 h for rizatriptan and 25 mg/24 h for almotriptan. the triptans are not recommended for c o n c o m i t a n t a d m i n i s t r a t i o n w i t h e r g o t preparations or other triptans within one 24hour period, because all of them stimulate the serotonergic receptors of the cerebral and c o r o n a r y b l o o d v e s s e l s . ( 7 ) s u m a t r i p t a n , rizatriptan and zolmitriptan are contraindicated in patients on monoamine oxidase inhibitors s u c h a s m o c l o b e m i d e . ( 2 3 ) t h e g r o u p o f m o n o a m i n e o x i d a s e i n h i b i t o r s r e t a r d t h e metabolism of sumatriptan, rizatriptan and z o l m i t r i p t a n , a n d r a i s e t h e p e a k b l o o d concentration of these triptans. naratriptan, eletriptan, and frovatriptan are not metabolized by monoamine oxidase and as such are not contraindicated for concomitant administration with monoamine oxidase inhibitors. almotriptan is mainly eliminated through the kidneys and metabolized by cytochrome cyp 450, and only a small percentage is metabolized by monoamine oxidase, and thus is also not contraindicated for use with monoamine oxidase inhibitors.(7,9,18) p r o p a n o l o l i n c r e a s e s t h e b l o o d concentration of rizatriptan through its effect on the monoamine oxidase-a system, such that the dose of rizatriptan needs to be reduced if adiministered with propanolol. a dose of 5 mg of rizatriptan on concomitant administration with propanolol results in an equal blood concentration as a dose of 10 mg rizatriptan given without propanolol. the maximal dose of rizatriptan is also modified to 15 mg/24 h on concomitant administration with propanolol, w h i l s t i n p a t i e n t s w i t h o u t p r o p a n o l o l t h e m a x i m a l d o s e i s 3 0 m g / 2 4 h o u r s . t h i s interaction does not occur between rizatriptan and other b-blockers or between other triptans and propanolol.(14,16) e l e t r i p t a n i s m e t a b o l i z e d m a i n l y b y cytochrome p-450 cyp3a4 and eliminated from the brain by the p-glycoprotein pump. drugs that induce or inhibit this system may modify the pharmacokinetics of eletriptan, a l t h o u g h t h e c l i n i c a l i m p o r t a n c e o f t h i s interaction is not fully understood.(16) t h e u s f d a h a s n o w r e p o r t e d t h e serotonin syndrome in a number of people t a k i n g t r i p t a n s c o n c u r r e n t l y w i t h s o m e antidepressants, particularly selective serotonin a n d s e r o t o n i n – n o r e p i n e p h r i n e r e u p t a k e inhibitors (ssris and snris, respectively).(24) the serotonin syndrome is an idiosyncratic r e a c t i o n t h a t m a y o c c u r w h e n t r i p t a n i s combined with serotonin-specific reuptake inhibitors (ssris). the serotonin syndrome consists of changes in the triad of mental status (e.g. confusion), dyautonomia (e.g. diaphoresis, d i a r r h e a , h y p e r t e n s i o n , a n d f e v e r, a n d neuromuscular symptoms (e.g. myclonus and t r e m o r ) , b u t t h i s s y n d r o m e o c c u r s o n l y rarely.(14,16,25) the symptoms of the serotonin syndrome (box 1)(25) often have a rapid onset, usually within hours of the initiation or dose change of a drug, but occasionally up to several weeks after.(26,27) the majority of triptan clinical trials has a similar research design, i.e. randomized, double blind, and controlled, and thus metaanalyses may be conducted using data from these trials. in 2001 a meta-analysis was done on 53 triptan clinical trials involving 24,089 patients in the age group of 18-65 years with m o d e r a t e a n d s e v e r e a t t a c k s o f m i g r a i n e according to the international headache society criteria. the patients had been treated with one oral triptan preparation in a predertermined therapeutical dose. in the meta-analysis, all univ med vol.28 no.1 56 meiyanti triptans in migraine table 1. comparison of oral sumariptan 100 mg with other oral triptans.(28) legend: the equal sign (=) signifies a value equal to that of sumatriptan 100 mg; the plus sign (+) means superior or higher than sumatriptan 100 mg; two plusses (++) signify increased superiority; the minus sign (-) means inferior or less than sumatriptan 100 mg recovery in 2 hours: indicates that the patient responded to treatment by recovering from moderate or severe pain into having mild pain or none at all. pain-free in 2 hours: the patient became pain-free within 2 hours without additional drugs and there was no recurrence of the headache within 24 hours. consistency: the patient responded in minimally 2 out of 3 treated attacks of migraine. tolerability: in how far the patient could tolerate the side effects of the drug which medically were not important but clinically disturbing, e.g. flushing of the face and sensations of oppression in the chest. box 1. signs and symptoms of serotonin syndrome(25) autonomic hyperactivity • abnormal blood pressure: in moderate cases, severe hypertension in severe cases, hypotension • dilated pupils • diarrhea • fever, diaphoresis, shivering • tachycardia, tachypnea, dyspnea mental status changes • agitation, nervousness, hypervigilance, insomnia • confusion, agitated incoherent speech, delirium • semicoma or coma neuromuscular abnormalities • akathisia, mydriasis, impaired coordination • myoclonic twitching, tremors, ataxia, rigidity, hyperreflexia, clonus (including ocular clonus) • seizure 57 triptan preparations with differing dosages were compared as to efficacy, consistency, and tolerability, with sumatriptan 100 mg as the standard. frovatriptan was excluded from the m e t a a n a l y s i s , b e c a u s e t h e d a t a w e r e n o t available and its efficacy was considered to be less than that of other triptans.(28,29) the safety of a drug is not identical to its tolerability. the occurrence of side effects of the drug in patients on triptan therapy is related to its tolerability and does not affect its safety. a b s e n c e o f s i d e e f f e c t s d o e s n o t i m p l y increased safety. the safety of triptan should be placed in the context of endangering patients at risk for underlying cardiovascular disease. from various studies the fact emerged that longterm use of triptans is safe in patients without contraindications.(16) conclusions migraine is a disorder with a sufficiently high prevalence which affects both women and men. the management of migraine is divided into management for aborting the acute attack and management for prevention of attacks of migraine. the triptans are one group of the drugs of choice in acute attacks of migraine. t h e t r i p t a n s a r e a l l e ff e c t i v e i n a b o r t i n g m i g r a i n e h e a d a c h e s , a s t h e y h a v e s i m i l a r p h a r m a c o d y n a m i c e f f e c t s . t h e o r a l preparations rizatriptan 10 mg, eletriptan 80 mg, and almotriptan 12.5 mg have a better efficacy than do other oral triptan preparations in the management of acute migraine. references 1. blanda m. headache, migraine. available at : http:/ /www.emedicine.medscape.com. accessed august 20, 2008. 2. srivastava ss. pathophysiology and treatment of migraine and related headache. available at: http:/ /www.emedicine.medscape.com. accessed august 20, 2008. 3. lipton rb, liberman jn, kolodner kb, bigal me, dowson a, stewart wf. migraine headache disability and health-related quality-of-life: a population-based case-control study from england. cephalalgia 2003; 23: 441-50. 4. magnusson je, becker wj. migraine frequency and intensity: relationship with disability and psychological factors. headache 2003; 43: 104959. 5. terwindt gm, ferrari md, tijhuis m, groenen sm, picavet hs, launer lj. the impact of migraine on quality of life in the general population: the gem study. neurology 2000; 55: 624-9. 6. lofland jh, johnson ne, batenhorst as, nash db. changes in resource use and outcomes for patients with migraine treated with sumatriptan: a managed care perspective [published correction appears in arch intern med. 1999; 159:2228]. arch intern med 1999; 159: 857-63. 7. villalon cm, centurion d, valdivia lf, vries p, saxena pr. migraine: pathophysiology, pharmacology, treatment and future trends. curr vasc pharmacol 2003; 1: 71-84. 8. li th, wong lk. advances in headache diagnosis and treatment. medical progress 2009; 161-5. 9. srivastava ss. medication for migraine headache: a review of adverse effect profile and safety. headache 2004; 44: s 31-9. 10. sanders-bush e, mayer se. 5-hydroxytryptamine (serotonin): receptor agonists and antagonits. in: hardman jg, limbird le, gilman ag, editors. goodman & gilman’s the pharmacologic basis of therapeutics. 10th ed. new york:mc graw-hill; 2001. p. 269-90. 11. goadsby pj, lipton rb, ferrari md. migraine current understanding and treatment. n engl j med 2002; 346: 257-70. 12. spierings elh. mechanism of migraine and action of antimigraine medications. med clin north am 2001; 85: 943-58. 13. aurora sk. pathophysiology of migraine. available at: http://www.touchneurology.com. accessed april 28, 2009. 14. tepper sj. safety and rational use of the triptans. med clin north am 2001; 85: 959-70. 15. reuter u, moskowitz ma. new insights into migraine pathophysiology. curr opin neurol 2006; 19: 294-8. univ med vol.28 no.1 58 meiyanti triptans in migraine 16. jamieson dg. the safety of triptan in the treatment of patients with migraine. am j med 2002; 112: 135-40. 17. tfelt-hansen p, de vries p, saxena pr. triptans in migraine: a comparative review of pharmacology, pharmacokinetics and efficacy. drugs 2000; 60: 1259-87. 18. jhee ss, shiovitz t, crawford aw, cutler nr. pharmacokinetics and pharmacodynamics of the triptan antimigraine agent: a comparative review. clin pharmacokinet 2001; 40: 189-205. 19. vincenza s, kweiss k, wall am, pilson cm. pharmacologic management of acute attacks of migraine and prevention of migraine headache. ann intern med 2002; 137: 840-9. 20. oldman ad, smith la, mcquay hj, moore ra. pharmacological treatments for acute migraine: quantitative systematic review. pain 2002; 97: 24757. 21. waeber c. emerging drugs in migraine treatment. expert opin emerg drugs 2003; 8: 437-56. 22. kaniecki r. headache assessment and management. jama 2003; 289: 1430-3. 23. armstrong sc, cozza kl. triptans: med-psych drug-drug interactions update. psychosomatics 2002; 43: 502–4. 24. us food and drug administration. information for healthcare professionals: selective serotonin reuptake inhibitors (ssris), selective serotonin– norepinephrine reuptake inhibitors (snris), 5hydroxytryptamine receptor agonists (triptans). available at: www.fda.gov/cder/drug/info sheets/hcp/triptanshcp.htm. accessed sept 14, 2008. 25. wooltorton e. triptan migraine treatments and antidepressants: risk of serotonin syndrome. cmaj 2006; 175: 8745. 26. boyer ew, shannon m. the serotonin syndrome. n engl j med 2005; 352: 1112-20. 27. birmes p, coppin d, schmitt l. serotonin syndrome: a brief review. cmaj 2003; 168: 143942. 28. ferrari md, roon kl, lipton rb, goadsby pj. oral triptans (serotonin 5-ht 1b/1d agonist) in acute migraine treatment: a meta-analysis of 53 trials. lancet 2001; 358: 1668-75. 29. ferrari md, goadsby pj, roon ki, lipton rb. triptans (serotonin, 5-ht 1b/1d agonists) in migraine: detailed results and methods of a metaanalysis of 53 trials. cephalalgia 2002; 22: 633-58. oktavianus 185 *department of biochemistry, faculty of medicine, universitas islam indonesia **anatomic pathology laboratory, faculty of medicine, universitas gadjah mada correspondence dr. asri hendrawati, msc department of biochemistry, faculty of medicine, universitas islam indonesia kaliurang road km 14,5 yogyakarta email: asri_xabi@yahoo.com univ med 2014;33:185-91 abstract universa medicina september-december, 2014september-december, 2014september-december, 2014september-december, 2014september-december, 2014 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 vol.33 no.3 background diabetes mellitus (dm) is a group of metabolic diseases which are characterized by hyperglycemia, resulting in various complications. a major macrovascular complication of dm is cardiac failure due to cardiomyopathy. hyperglycemia increases oxidative stress, so an oxidative-stress reducing therapeutic agent is required, e.g. the antioxidant quercetin. the aim of this study was to assess the effects of quercetin in reducing damage to cardiomyocytes of type 2 diabetic rats. methods this research is an experimental study using 40 rats. with simple random allocation, rats were divided into eight groups, then type 2 diabetes mellitus was induced using streptozotocin (5 rats per group). the test material was quercetin given at doses of 5, 20 and 80 mg/kgbw/day orally for 4 weeks. each single dose of quercetin was given in combination with glibenclamide 5 mg/ kgbw/day. after 4 weeks the rats were decapitated and the cardiac tissues taken to quantify the percentage of cell damage after hematoxylin-eosin staining (he). results quercetin at a dose of 80 mg/kgbw/day can lower cardiomyocyte damage better than quercetin at doses of 5 or 20 mg/kgbw/day. a combination of quercetin and glibenclamide can significantly lower levels of cardiomyocyte damage better than quercetin without glibenclamide (p<0.05). conclusion quercetin at a dose of 80 mg/kgbw/day with or without glibenclamide can lower damage to cardiomyocytes of type 2 diabetic rats. thus quercetin might serve as a valuable protective agent in cardiovascular inflammatory diseases in diabetic rats. keywords: quercetin, glibenclamide, cardiomyocytes, type 2 diabetes mellitus, rats quercetin reduce cardiomyocytes damage in type 2 diabetic rats asri hendrawati* and nadhir** 186 hendrawati, nadhir quercetin reduce cardiomyocytes damage kuersetin menurunkan kerusakan sel otot jantung pada tikus diabetes melitus tipe 2 latar belakang diabetes melitus (dm) merupakan kelompok penyakit metabolik yang ditandai hiperglikemia. berbagai komplikasi karena dm disebabkan oleh hiperglikemia. komplikasi makrovaskuler utama dm adalah gagal jantung karena kardiomiopati. hiperglikemia menyebabkan peningkatan stress oksidatif sehingga diperlukan terapi untuk menurunkan stress oksidatif seperti antioksidan kuersetin. penelitian ini bertujuan untuk menilai efek kuersetin dalam menurunkan kerusakan sel otot jantung tikus dm tipe 2. metode penelitian eksperimental menggunakan kontrol dilakukan pada 40 ekor tikus. secara alokasi random sederhana, tikus dibagi menjadi 8 kelompok yang diinduksi menggunakan streptozotocin menjadi dm tipe 2 (5 ekor per tikus kelompok). bahan uji adalah kuersetin dosis 5, 20 dan 80 mg/kgbb/hari peroral selama 4 minggu. masing-masing dosis kuersetin diberikan tunggal dan kombinasi dengan glibenklamid 5 mg/kgbb/hari. perlakuan diberikan selama 4 minggu. kemudian tikus didekapitasi dan diambil jantungnya untuk dihitung persentase kerusakan selnya setelah pewarnaan hematoksilin-eosin (he). hasil kuersetin dosis 80 mg/kgbb/hari menurunkan kerusakan sel otot jantung lebih baik dari kuersetin dosis 5 atau 20 mg/kgbb/hari. pemberian kombinasi kuersetin bersama glibenklamid menurunkan tingkat kerusakan sel otot jantung lebih baik secara bermakna dibandingkan kelompok tanpa kombinasi dengan glibenklamid (p<0,05). kesimpulan kuersetin dosis 80 mg/kgbb/hari dengan atau tanpa kombinasi glibenklamid mampu menurunkan kerusakan sel otot jantung tikus dm tipe 2. penelitian ini membuktikan kuersetin merupakan agen yang bermanfaat untuk mencegah kerusakan sel otot jantung pada tikus dm tipe 2. kata kunci: kuersetin, glibenklamid, sel otot jantung, diabetes melitus tipe 2, tikus abstrak introduction diabetes mellitus (dm) is a metabolic disease characterized by hyperglycemia, causing damage, dysfunction, and failure of organs, such as the eyes, kidneys, heart, and blood vessels.(1) in 2005 dm had reportedly affected 135 million world inhabitants (around 3% of the world population), including the urban and rural poor.(2) the number of dm patients in the world is projected to reach 522 million in the year 2030.(3) in indonesia there are around 8.4 million people with dm or around 5% of its population and this number is estimated to reach around 21.3 million in 2030.(4) chronic hyperglycemia in dm causes glucose autooxidation into free radicals, such as superoxides that can easily react with cells, so causing cell damage and even cell death.(5) diabetes mellitus is a high risk factor for heart failure, similar to coronary heart disease and hypertension. heart failure in dm is mainly caused by death of cardiomyocytes (diabetic cardiomyopathy). the major cause of cardiac 187 muscle death is principally attributed to increased production of reactive oxygen species (ros) in dm patients.(6) c u r r e n t l y, a d m i n i s t r a t i o n o f o r a l hypoglycemic agents is less effective in reducing oxidative stress in dm patients.(5) therefore, administration of antioxidants such as quercetin plays an important role in the treatment of dm to protect the organs, including cardiac muscle, against free radical-induced damage. quercetin, a flavonoid compound that has been intensively studied in vivo and in vitro, exerts a hypoglycemic effect and reduces the risk of obesity.(7) quercetin and other flavanoids have been shown to increase the synthesis and activity of antioxidant enzymes, such as catalase, in reducing oxidative stress.(7) quercetin has a protective effect on pancreatic â -cells and reduces oxidative stress. quercetin increases insulin secretion and protects pancreatic â -cells against oxidative damage via the extracellular signal-related kinase (erk 1/2) pathway.(8) the aim of the present study was to evaluate the ability of quercetin to prevent cardiomyocyte damage in type 2 diabetic rats. methods design of the study this was an experimental study of post test control group design. the study period was between february and june 2014. experimental animals the experimental animals used were 40 three-month old male wistar rats weighing between 150 and 250 grams each. the sample size was calculated with federer’s formula: (n1) (t-1) >15, giving for 8 groups the minimal number of 4 animals per group.(9) this study used 5 animals per group. the animals were kept and tested in the central inter-university laboratory of gadjah mada university. experimental protocol the rats were assigned by simple random allocation into 8 groups of 5 rats, in whom type 2 dm was induced by a single intraperitoneal injection of streptozotocin at a dose of 60 mg/ kgbw, dissolved in 100 mm cold citrate buffer at ph 4.5. fifteen minutes after streptozotocin administration, the rats were given a single intraperitoneal injection of nicotinamide at a dose of 120 mg/kgb. one week after streptozotocin i n d u c t i o n , t h e f a s t i n g b l o o d g l u c o s e concentration of the rats was determined. rats with a fasting blood glucose of more than 126 mg/dl were considered to be diabetic.(10) the diabetic rats were then subjected to the interventions, where group 1 (k1) received daily oral sodium carboxymethyl cellulose (cmc) as placebo, group 2 (k2) diabetic rats received glibenclamide 5 mg/kgbw/day once daily,(11) group 3 (k3) were given quercetin 5 mg/kgbw/ day, group 4 (k4) diabetic rats quercetin 20 mg/ kgbw/day, (12) group 5 (k5) diabetic rats quercetin 80 mg/kgbw/day, group 6 (k6) quercetin 5 mg/kgbw/day plus glibenclamide 5 mg/kgbw/day, group 7 (k7) diabetic rats quercetin 20 mg/kgbw/day plus glibenclamide 5 mg/kgbw/day, and group 8 (k8) received quercetin 80 mg/kgbw/day plus glibenclamide 5 mg/kgbw/day. the interventions were administered daily to the diabetic rats by a single gavage. the interventions were administered for 4 weeks.(12) histopathologic examination after 4 weeks of treatment, all rats were decapitated and their hearts taken for preparation of hematoxylin-eosin (he) stained sections. normal cardiomyocytes showed centrally located oval nuclei, surrounded by regular miofibrils. damaged cells were characterized by alterations in the size and shape of the nuclei, w h i c h b e c a m e m o r e r o u n d e d o r s q u a r e , surrounded by fibrotic tissue.(13) cardiac muscle damage was expressed as the percentage (%) of square/rounded nuclei in five high power (400x) fields under the light microscope.(14) determination of fasting blood glucose the rats were fasted for 12 hours before their blood was collected for determination of univ med vol. 33 no.3 188 hendrawati, nadhir quercetin reduce cardiomyocytes damage blood glucose. the blood was drawn from the orbital sinus. the blood glucose concentration o f t h e r a t s w a s m e a s u r e d u s i n g a spectrophotometer. this instrument is based on the principle of oxidation of glucose by glucose oxidase, resulting in release of hydrogen p e r o x i d e , w h i c h t h e n r e a c t s w i t h 4 aminoantipyrine and phenol. this reaction is catalyzed by peroxidases and produces the brownish-yellow quinoneimin. color intensity is measured at 500 nm wavelength. the intensity of the color produced is proportional to the glucose concentration. data analysis the between-group differences in cardiac cell damage was tested by one-way anova, followed by post hoc lsd. ethical clearance this study received ethical clearance from the medical and health research ethics committee (mhrec), faculty of medicine, gadjah mada university, yogyakarta, with reference number ke/fk/90/ec. results a l t h o u g h t h e r e w e r e n o s i g n i f i c a n t differences in the weight of the rats (p=0.528) between the intervention groups at baseline, there were significant differences in fasting glucose concentrations (p=0.005) (table 1). the results of multiple comparison lsd showed differences in fasting blood glucose concentrations between k1 and k5, between k1 and k7, and between k6 and k8 (data not shown). the degree of cardiomyocyte damage was d e t e r m i n e d b y m i c r o s c o p i c s t u d y o f cardiomyocyte histology after hematoxyllineosin (he) staining. normal cardiomyocytes were recognized by their centrally located oval nuclei, with regular miofibrils surrounding them. damaged cells were characterized by alterations in the size and shape of the cell nuclei, which became more rounded or square, surrounded by an accumulation of fibrotic tissue. the histologic picture of he-stained normal and damaged cardiomyocytes are shown in figures 1 and 2, respectively. table 1. means of body weights and fasting blood glucose concentrations by intervention group at baseline notes: *significant one-way anova if p<0.05. k1: diabetic rats on placebo/day, k2: diabetic rats on glibenclamide 5mg/ kgbw/day, k3: diabetic rats on quercetin 5 mg/kgbw/day, k4: diabetic rats on quercetin 20 mg/kgbw/day, k5: diabetic rats on quercetin 80 mg/kgbw/day, k6: diabetic rats on quercetin 5 mg/kgbw/day and glibenclamide 5mg/kgbw/day, k7: diabetic rats on quercetin 20 mg/kgbw/day and glibenclamide 5mg/kgbw/day, k8: diabetic rats on quercetin 80 mg/ kgbw/day and glibenclamide 5mg/kgbw/day. figure 1. healthy rat cardiomyocytes stained with he, showing oval cell nuclei surrounded by regular miofibrils oval nucleus regular miofibril 189 figure 2. damaged cardiomyocytes of diabetic rats receiving placebo (he stain), showing many cell nuclei with more rounded shapes and fibrosis of miofibrils around the nuclei without normal miofibril morphology after 4 weeks of intervention, there were no significant between-group differences in mean body weight of the rats (p=0.116). however, there were significant differences in fasting blood glucose concentrations between intervention groups after 4 weeks of intervention (p=0.003) (table 2). multiple comparison lds analysis showed significant differences in fasting blood glucose concentration between k1 and k4 and between k1 and k8. there were also significant d i ff e r e n c e s i n f a s t i n g b l o o d g l u c o s e concentrations between k3 versus k4 and k8, as well as between k4 and k6, and between k6 and k8 (data not shown). in the determination of cardiomyocyte damage, there were significant differences in the mean percentages between the intervention groups (p=0.000). the lowest mean percentage of cardiomyocyte damage was found in k8 and the highest in k1 (table 2). discussion the present study found a significant weight loss in the group of rats with induced dm, one of the clinical signs of which is unexplained weight loss. in type 2 dm there is insulin resistance resulting in decreased cellular glucose uptake. the cells cannot utilize sufficient amounts of glucose as a source of energy, inducing a compensatory utilization of noncarbohydrates as energy source, such as fat and protein reserves. this leads to a compensatory increase in lipolysis and a compensatory decrease in lipogenesis, thereby resulting in weight loss.(15) the present study found that quercetin alone at 80 mg/kgbw/day was effective in reducing the blood glucose concentration of diabetic rats, as compared with 5 mg/kgbw/day or 20 mg/kgbw/ day. quercetin has previously been shown to significantly reduce blood glucose concentration in patients with dm.(16) in another study, oral quercetin at a dose of 100 mg/kgbw/day given for 7 weeks significantly reduced fasting and 2hour postprandial blood glucose concentration table 2. means of weight, fasting blood glucose, and cardiac cell damage after 4 weeks of intervention by intervention group notes: *significant one-way anova if p<0.05. k1: diabetic rats on placebo/day, k2: diabetic rats on glibenclamide 5mg/ kgbw/day, k3: diabetic rats on quercetin 5 mg/kgbw/day, k4: diabetic rats on quercetin 20 mg/kgbw/day, k5: diabetic rats on quercetin 80 mg/kgbw/day, k6: diabetic rats on quercetin 5 mg/kgbw/day and glibenclamide 5mg/kgbw/day, k7: diabetic rats on quercetin 20 mg/kgbw/day and glibenclamide 5mg/kgbw/day, k8: diabetic rats on quercetin 80 mg/ kgbw/day and glibenclamide 5mg/kgbw/day. univ med vol. 33 no.3 190 hendrawati, nadhir quercetin reduce cardiomyocytes damage in diabetic rats. the ability of quercetin in reducing blood glucose concentration is thought to be due to its ability to inhibit the enzyme αglucosidase that plays a role in carbohydrate digestion in the small intestine.(17) t h e g r o u p o f d i a b e t i c r a t s g i v e n a combination of quercetin 20 mg/kgbw/day and glibenclamide 5 mg/kgbw/day and that given quercetin 80 mg/kgbw/day plus glibenclamide 5 mg/kgbw/day had significant reductions in mean fasting blood glucose concentration. this indicates that the combination of quercetin 20 mg/kgbw/day and glibenclamide is more e ff e c t i v e i n d e c r e a s i n g b l o o d g l u c o s e concentration than glibenclamide 5 mg/kgbw/ day or quercetin alone at 20 mg/kgbw/day. a previous study showed that a combination of honey (as antioxidant) and glibenclamide more e ff e c t i v e l y d e c r e a s e d b l o o d g l u c o s e concentration and oxidative stress, as compared with glibenclamide only. the study showed that glibenclamide alone was not significant in preventing pancreatic damage from oxidative stress.(18) in our study, oral quercetin at 80 mg/ kgbw/day for 4 weeks and the combination of quercetin 20 mg/kgbw/day or 80 mg/kgbw/day with glibenclamide 5 mg/kgbw/day were effective in decreasing fasting blood glucose concentration of the rats. in the present study it was found that quercetin 5 mg/kgbw/day was capable of a b e t t e r r e d u c t i o n o f t h e p e r c e n t a g e o f cardiomyocyte damage than placebo, being equivalent to glibenclamide 5 mg/kgbw/day. quercetin at a dose of 20 mg/kgbw/day decreased cardiomyocyte damage better than quercetin 5 mg/kgbw/day, glibenclamide 5 mg/ kgbw/day or placebo, but was equivalent to the combination of quercetin 5 mg/kgbw/day plus glibenclamide 5 mg/kgbw/day. quercetin may protect cardiomyocytes against damage, because of its ability to decrease oxidative stress in diabetic rats. in a previous study it was found that quercetin at doses of 50 mg/kgbw/day and 80 mg/kgbw/day for 45 days was capable of significantly decreasing oxidative stress in diabetic rats.(19) quercetin is able to promote the activity of the transcription factor nuclear factor erythroid 2-related factor 2 (nrf2) t o e n h a n c e p r o d u c t i o n o f e n d o g e n o u s a n t i o x i d a n t s c a p a b l e o f d e c r e a s i n g f r e e radicals.(20) in the present study, quercetin at a dose of 80 mg/kgbw/day was the best in decreasing cardiomyocyte damage than quercetin at lower doses, with or without glibenclamide. the administration of quercetin 5 mg/ kgbw/day, 20 mg/kgbw/day, or 80 mg/kgbw/ day in combination with glibenclamide 5 mg/ kgbw/day was shown to significantly decrease cardiomyocyte damage to a higher degree than did the quercetin doses without glibenclamide. this is due to the ability of quercetin in decreasing the numbers of free radicals that damage the cardiomyocytes, assisted by the action of glibenclamide in reducing blood glucose concentration, so decreasing the n u m b e r s o f f r e e r a d i c a l s p r o d u c e d b y hyperglycemia. a previous study stated that combining standard hypoglycemic drugs with antioxidants was more effective in decreasing free radicals and oxidative stress.(18) from our study results, it is hoped that quercetin may be used as adjunctive treatment for type 2 dm, so decreasing its complications and improving the quality of life of the patients. before this is possible, however, attention should be given to other variables capable of affecting quercetin bioavailability, e.g. its absorption and distribution, which are different in experimental animals and humans. a limitation of the present study was the lack of attention to the amount of feed consumed by the experimental animals, which may affect the bioavailability of quercetin as well as the clinical condition of the diabetic animals. during the intervention, the type and amount of feed given to each of the rats was identical, but some rats ate all their daily feed, whereas others left some of their feed untouched. 191 conclusions quercetin at a dose of 80 mg/kgbw/day protected cardiomyocytes better against damage in type 2 diabetic rats than did quercetin at doses of 5 and 20 mg/kgbw/day, glibenclamide 5 mg/ kgbw/day, or placebo. the combination of q u e r c e t i n a n d g l i b e n c l a m i d e p r o t e c t e d cardiomyocytes better against damage in type 2 diabetic rats than quercetin alone. acknowledgments the researchers wish to express their gratitude to the research and community service unit, faculty of medicine, universitas islam indonesia, yogyakarta for the funding of this study. references 1. american diabetes association. diagnosis and classification of diabetes mellitus. diabetes care 2012;35:64-71. 2. murugesh kv, yeligar dk, dash p, sengupta bc, maityt tk. antidiabetic, antioxidant and antihyperlipidemic status of heliotropium zeylanicum extract on streptozotocin-induced diabetic rats. biol pharm bull 2006;29:2202-5. 3. perkumpulan endokrinologi indonesia (perkeni). konsensus pengelolaan dan pencegahan diabetes mellitus tipe 2 di indonesia 2006. pb. perkeni: jakarta. 4. whiting dr, guariguata l, weil c, shaw j. idf diabetes atlas: global estimates of the prevalence of diabetes for 2011 and 2030. diabetes res clin pract 2011;94:311-21. 5. karasu c. glycoxidative stress and cardiovascular complications in experimentallyinduced diabetes: effects of antioxidant treatment. open cardiovasc med j 2010;4:24056. 6. murarka s, movahed mr. diabetic cardiomyopathy. j card fail 2010;16:971-9. 7. aguirre l, arias n, maraculla mt, gracia a, portillo mp. beneficial effects of quercetin on obesity and diabetes. open nutraceuticals j 2011;4:189-98. 8. youl e, bardy g, magous r. quercetin potentiates insulin secretion and protects ins-1 pancreatic â-cells against oxidative damage via the erk1/2 pathway. br j pharmacol 2010;161: 799-814. 9. david ah. evaluation of the oral toxicity of formaldehyde in rats. univ med 2008;27:10612. 10. barik r, jain s, qwatra d, joshi a, tripathi gs, goyal r. antidiabetic activity of aqueous root extract of ichnocarpus frutescens in streptozotocin-nicotinamide induced type-ii diabetes in rats. indian j pharmacol 2008;40:1922. 11. rabbani si, devi k, khanam s. protective role of glibenclamide against nicotinamidestreptozotocin induced nuclear damage in diabetic wistar rats. j pharmacol pharmacother 2010;1:18–23. 12. parabathina rk, raja gv, rao mn, rao gs, rao ks. cardioprotective effects of vitamin e, morin, rutin and quercetin against doxorubicininduced oxidative stress of rabbits: a biochemical study. j chem pharm res 2010;2:754-65. 13. thent zc, lin ts, das s, zakaria z. histological changes in the cardiac and the proximal aorta in experimental diabetic rats fed with piper sarmentsoum. afr j tradit complement altern med 2012;9:396-404. 14. fineschi v. cardiac pathology in death from electrocution. int j legal med 2006;120:79-82. 15. lai mh. antioxidant effects and insulin resistance improvement of chromium combined with vitamin c and e supplementation for type 2 diabetes mellitus. j clin biochem nutr 2008; 43:191-8. 16. kelly gs. quercetin. altern med rev 2011;16: 172-94. 17. kim sh, jo sh, kwon yi, hwang jk. effects of onion (allium cepa l.) extract administration on intestinal á-glucosidase activities and spikes in postprandial blood glucose levels in sd rats model. int j mol sci 2011;12:3757-69. 18. erejuwa oo, sulaiman sa, wahab ms, sirajudeen kns, salleh ms, gurtu s. effect of glibenclamide alone versus glibenclamide and honey on oxidative stress in pancreas of streptozotocin-induced diabetic rats. int j appl res nat prod 2011;4:1-10. 19. mahesh t, menon vp. quercetin alleviates oxidative stress in streptozotocin-induced diabetic rats. phytother res 2004;18:123–7. 20. moskaug jo, carlsen h, myhrstad m, blomhoff r. molecular imaging of the biological effects of quercetin and quercetin-rich foods. mech ageing dev 2004;125:315-24. univ med vol. 33 no.3 alvina 54 abstract asymptomatic bacteriuria (abu) is one of the bacterial infections most frequently found in women in all age groups, particularly in postmenopausal women. around 10-25% of women suffer from symptomatic urinary tract infection (uti) all their life. several risk factors are associated with the occurrence of abu in females, such as a history of uti, sexual activity, diabetes mellitus, personal hygiene, sexual hygiene, and menopausal status. the aim of this study was to determine the most important risk factor of influence on abu in premenopausal and postmenopausal women at the pasar minggu primary health center. this was an analytical cross-sectional observational study. the study sample consisted of premenopausal and postmenopausal women aged 40-65 years visiting a primary health center of the pasar minggu subdistrict, south jakarta, who were selected by consecutive sampling. the data analysis used prevalence ratios and logistic regression. the results of the study showed that the prevalence of positive bacteriuria in females was 45%. sexual activity, sexual hygiene, menopausal status of the females, and personal hygiene were risk factors of abu. personal hygiene was the most influential risk factor on the occurrence of abu in both premenopausal and postmenopausal women. since in this study abu was present in 45% of women, thus making it a common disorder in middleaged and older women, it is recommended that the primary care physician directly administer therapy to women with symptoms of uti without performing laboratory analysis. keywords: asymptomatic bacteriuria, personal hygiene, sexual activity, women *professional study program, medical faculty, trisakti university correspondence farasita ambarwati, sked. professional study program, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 univ med 2011;30:54-62. personal hygiene and asymptomatic bacteriuria in women aged 40 to 65 years farasita ambarwati*, maysarah elfani*, apriani margastutie*, and nurul mahirah binti mohd. dahuri* january-april, 2011january-april, 2011january-april, 2011january-april, 2011january-april, 2011 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 vol.30 no.1 universa medicina introduction urinary tract infection (uti) is a bacterial infection most frequently found in women and with greater frequency in older than in younger women,(1) and particularly in postmenopausal women. in young and middle-aged women the prevalence of uti is around 5%, rising rapidly with advancing age.(2) in spite of the high prevalence of bacteriuria in postmenopausal women, the predisposing factors of uti in this group has not been extensively studied in comparison with premenopausal women. however, reports from epidemiological and 55 univ med vol.30 no.1 case-control studies indicate that nonsecretory status and urological factors such as residual v o l u m e , r e d u c e d u r i n a r y f l o w, a n d incontinence, are closely associated with recurrent uti, particularly in postmenopausal women.(3) in the us the annually recorded numbers of patients with uti attending clinics is around 8 million, with a recurrence rate of 25% 50%.(3,4) the underlying mechanism of recurrence has been only partially elucidated, but there is a close association between impairment or cessation of estrogen production and increased risk of uti.(4) postmenopausal vaginal changes lead to clinical manifestations that play a role in uti. more than 50% of women older than 60 years of age experience a variety of urogenital symptoms.(2) utis may be divided clinically into symptomatic and asymptomatic infections. the infection is called symptomatic if there is significant bacteriuria (>100.000 cfu/ml) accompanied by clinical symptoms, such as dysuria, frequent micturition, and strangury, with or without fever and lower back pain. the infection is called asymptomatic if significant bacteriuria is found in apparently healthy children or adults without symptoms pointing to uti.(1) the climacteric, more commonly known as menopause, is the transition period between the reproductive phase and the senile phase (senium), occurring as a result of declining ovarial functionality. the premenopausal period is the period between the age of 40 years and the onset of the climacteric phase. the postmenopausal phase is the period from 12 months after menopause up to the senium.(5) in t h e p o s t m e n o p a u s a l p e r i o d t h e v a g i n a l epithelium is atrophic, due to lack of estrogen. epithelial atrophy is also found in the urethra, frequently leading to the urethral syndrome, which includes bacterial urethritis.(2,5,6) in the majority of utis the etiology is commonly found to be bacterial. several studies have reported a higher prevalence of bacteriuria in postmenopausal w o m e n c o m p a r e d w i t h t h a t i n y o u n g o r premenopausal women, (2,4) but data from developing countries are scarce. it is unclear whether women in developing countries have a higher frequency of uti and more severe symptoms, when compared to women in developed countries.(6) there are also reports stating that the prevalence of bacteriuria in premenopausal women is higher than in postmenopausal women, as it tends to be c o r r e l a t e d w i t h t h e f r e q u e n c y o f s e x u a l r e l a t i o n s , u s e o f s p e r m i c i d a l a g e n t s , contraception by means of diaphragms, and history of past utis, but data on the prevalence rate of bacteriuria are still lacking.(7) it has also been reported that diabetic women have a higher risk of asymptomatic bacteriuria (abu) and uti,(8,9) although it is unclear whether postmenopausal diabetic women have a higher r i s k o f b a c t e r i u r i a i n c o m p a r i s o n w i t h nondiabetic women. some investigators view a b u a s a c o m p l i c a t i o n o f d i a b e t e s i n women.(10,11) our study is based on the contradictory results of previous studies and the lack of data on the prevalence of bacteruria in preand p o s t m e n o p a u s a l w o m e n , e s p e c i a l l y i n indonesia. additionally this study also aims to find a relationship between risk factors of abu in premenopausal and postmenopausal women. methods research design the present study was an analytical observational study with cross-sectional approach, conducted from 3 january until 21 january 2011 at pasar minggu subdistrict primary health center, south jakarta. research subjects and sampling t h e s t u d y s u b j e c t s w e r e p r e a n d postmenopausal women on their first visit to the pasar minggu subdistrict primary health center, south jakarta, recruited by nonp r o b a b i l i t y c o n s e c u t i v e s a m p l i n g . t h e 56 inclusion criteria were: i) women in the age range of 40-65 years, with monthly periods (premenopausal women) or without monthly periods in the last year (postmenopausal women), and volunteering to participate. e x c l u d e d f r o m t h e s t u d y w e r e menstruating or pregnant women, and those on antibiotic therapy for infections. sample size the optimal sample size needed in this study was calculated according to the following formula:(12) ( ) ( ) ( ) ( ) 2 21 221111 1112n ⎥ ⎥ ⎦ ⎤ ⎢ ⎢ ⎣ ⎡ − −+−−− = ππ ππππππ βα zz for á = 0.05, zá = 1.96 and for â = 0.20, zâ = 0.845. the prevalence of bacteriuria in p o s t m e n o p a u s a l w o m e n i s 0 . 0 9 a n d i n premenopausal women 0.03,(13) giving a sample size of 50 subjects in each group. data collection t h i s s t u d y u s e d a q u e s t i o n n a i r e a s research instrument for collecting personal data (name, age, marital status, education, occupation, income), sexual activity, history of uti, incontinence, and diabetes mellitus. personal hygiene was assessed by means of a questionnaire consisting of 4 items on hygienic m e a s u r e s t a k e n b y t h e r e s p o n d e n t s i n connection with abu. sexual hygiene was assessed using a questionnaire of 4 items, comprising measures taken by the respondents in connection with sexual relations with their partner. sexual activity was measured by asking the respondents about the frequency of sexual relations with their partner within the last month. personal hygiene, sexual hygiene, and sexual activity was divided into two categories, i.e. excellent and poor. laboratory methods collection of urine specimens before collecting the urine specimens, the external genitalia were washed with soap and water, then rinsed with clean water. the initial urinary stream was discarded and only 20 ml of the midstream urine was collected in a sterile container.(14) transport of urine specimens the containers holding the urine specimens were labeled with the identity of the subject, and were subsequently placed in a thermos bottle filled with ice for transport to the microbiology laboratory of the medical faculty, trisakti university within 4 hours after collection. the urine specimens that could not be transported in time were stored in a cooling box at the study location and were sent to the laboratory within 24 hours. micobiological culture upon arrival at the laboratory the urine specimens were directly processed according to standard conventional methods.(1) volumes of 0.01 and 0.001 ml noncentrifuged urine were plated on blood agar and mcconkey agar. the agar plates were then incubated under aerobic conditions at 350 c for 20-24 hours, after which a count was made of the growing colonies, and the mean number of colonies per ml urine was calculated. identification of the isolates were done according to standard methods. colony counts of <10.000 cfu/ml were considered not indicative of bacteriuria; colony counts in the range of 10.000 – 100.000 cfu/ml were probably due to contamination; while colony counts of >100.000 cfu/ml definitely indicated bacteriuria.(14) abu is a microbiologic diagnosis on urine specimens collected with minimal contamination and rapidly transported to the laboratory to limit bacterial growth. ambarwati, elfani, margastutie, et al personal hygiene of asymptomatic bacteriuria 57 univ med vol.30 no.1 data analysis u n i v a r i a t e a n a l y s i s w a s u s e d f o r explaining the frequency distribution curve against the variables under study, while for determining the presence of an association of s e v e r a l k e y v a r i a b l e s w i t h a s y m t o m a t i c bacteriuria the prevalence ratio (pr) was used. logistic regression is a statistical method which can be used to estimate the probability of disease for a given covariate pattern. the results of logistic regression lead naturally to an estimate of the odds ratio but may also be used to estimate the pr.(15) the statistical tests were considered significant for p <0.05. the statiscal package for the social sciences version 15.0 (spss inc., chicago, il) was used for the statistical analysis. ethical clearance a f t e r w e r e c e i v e d p e r m i s s i o n a n d administrative clearance from the head of the pasar minggu subdistrict primary health center, the subjects meeting the inclusion criteria were entered into the study after giving written informed consent. initially the subjects were informed of the purpose and the general outlines of the study. after the subjects understood and agreed they were given an informed consent form for signing. the present study received ethical clearance from the ethics commission of the medical faculty, trisakti university. results this study recruited 100 women who were willing to participate in the study. fifty women in the age range of 40-50 years and 50 women a g e d 5 1 6 5 y e a r s w e r e a s s i g n e d t o t h e premenopausal and postmenopausal groups, respectively. mean age of the subjects was 50.5 ± 6.55 years, 54% of subjects had higher education (sma + university) and 80% still had a partner. the prevalence of diabetes was 26% (table 1). subjects with uti were 46 in number (46%) and those with excellent sexual hygiene totaled 64%. in this study the overall number o f s u b j e c t s w i t h a b u , a m o n g b o t h premenopausal and postmenopausal women, was 45 (45%). the results of bacteriological culture showed that escherichia coli was the principal causative organism of bacteriuria in women, being present in 26 subjects (57.8%). the variable n = 100 age (years) marital status single (unmarried + widowed) married educational level low (uneducated + primary school) intermediate (junior high) high (senior high + university) employment history employed unemployed menopausal status premenopause postmenopause history of diabetes mellitus present absent sexual hygiene excellent poor personal hygiene excellent poor sexual activity frequent rare/none history of uti present absent history of incontinence present absent asymptomatic bacteriuria present absent 50.5 ± 6.55 20 (20) 80 (80) 8 (8) 38 (38) 54 (54) 48 (48) 52 (52) 50 (50) 50 (50) 26 (26) 74 (74) 64 (64) 36 (36 88 (88) 12 (12) 46 (46) 54 (54) 46 (46) 54 (54) 51 (51) 49 (49) 45 (45) 55 (55) table 1. description of demographic characteristics, history of diabetes mellitus and uti, and sexual activity of the respondents 58 remaining infections were caused by klebsiella spp. (15.6%), staphylococcus epidermidis (20.0%), enterococcus spp. (2.2%), and bacillus spp. (4.4%) (table 2). ta b l e 3 p r e s e n t s a s u m m a r y o f t h e relationship between several key variables and the prevalence of abu in female subjects. in subjects with past uti the risk of bacteriuria was 3.05 times that of subjects without past uti (pr=3.05;95% c.i. 1.84-5.05). similarly, subjects with frequent sexual activity with their partners had a risk of abu of 1.6 times that of subjects who rarely or never had seksual relations with their partners (pr=1.60;95% c.i. 1.03-2.49). differring results were found in subjects with excellent sexual and personal hygiene, where the risk of abu was lower than that of subjects with poor sexual and personal hygiene. ambarwati, elfani, margastutie, et al personal hygiene of asymptomatic bacteriuria table 2. distribution of causative bacteria of abu in the respondents (n=45) table 3. relationship between several key variables and abu in female subjects abbreviations: pr: prevalence ratio; ci: confidence interval; uti: urinary tract infection 59 univ med vol.30 no.1 we constructed a series of multivariable logistic regression models based on a priori hypotheses about potential risk factors. in the final model, 5 variables continued to be associated with abu: sexual activity, sexual hygiene, personal hygiene, history of uti, and menopausal status (table 4). a history of uti (or, 0.131; 95% ci, 3.25-5.42) was strongly associated with abu. premenopausal women h a d a l o w e r r i s k o f a b u t h a n d i d postmenopausal women. discussion this study investigated potential risk factors for abu among women aged between 40 and 65 years. although abu is common, its prevalence in populations varies widely w i t h a g e , g e n d e r, a n d t h e p r e s e n c e o f g e n i t o u r i n a r y a b n o r m a l i t i e s . i n h e a l t h y women, the prevalence of bacteriuria increases w i t h a d v a n c i n g a g e , f r o m 1 % a m o n g s c h o o l g i r l s t o > 2 0 % a m o n g h e a l t h y community-dwelling women older than 80 years.13). the findings in our study were similar; there was a prevalence of abu of 45% in women in the 45-65 year age group, while postmenopausal women had a higher risk of a b u t h a n p r e m e n o p a u s a l w o m e n . a f t e r menopause, the vagina undergoes various changes that lead to vaginal colonization by uropathogenic e. coli and to the development of bacteriuria.(16) vaginal symptoms of frequent occurrence in the early postmenopausal period reportedly affect around 30% of women, increasing up to around 47% in the late postmenopausal period.(17) before menopause the vaginal fluid is acid in reaction, but subsequently the ph becomes neutral, thus enabling the proliferation of enteric bacteria a s s o c i a t e d w i t h u t i . ( 5 ) f u r t h e r m o r e , postmenopausal women reportedly also suffer from symptoms of incontinence without prior urinary bladder dysfunction or neurological abnormalities.(18) the declining estrogen level that is part of the menopausal process and is considered to be a risk factor for bacteriuria, results in the loss of the normal vaginal flora, which consists predominantly of lactobacilli. this triggers a rise in vaginal ph and increases the colonization of the introitus by e. coli.(19) the vaginal and urethral epithelia are estrogen r e s p o n s i v e , a s t h e y h a v e a c o m m o n embryological origin, and function to protect these organs against infection. however, with a d v a n c i n g a g e t h e s e e p i t h e l i a u n d e rg o degenerative changes,(4,6) causing a decline in their regulatory capacity in postmenopause and facilitating infection. however, it has been s u g g e s t e d b y h o o t o n ( 2 0 ) t h a t i n h e a l t h y postmenopausal women the incidence of uti is probably lower than in premenopausal women. in agreement with the generally accepted view that risk factors for uti in women include sexual activity, our study also found that women with frequent sexual activity had a higher risk of abu. sexual activity of the women with their partners constituted a general risk factor for the occurrence of abu. in addition, the results of our study indicate that history of past uti is one of the important risk factors for abu in female subjects aged 40 to 65 years. several studies also found that a history of previous uti is an important risk factor for asymptomatic uti in young and postmenopausal women.(7,21) t h e m o s t f r e q u e n t l y e n c o u n t e r e d microorganism causing uti in this study was escherichia coli with a prevalence of 57.8% table 4. multivariable logistic regression model with selected variables for abu abbreviations: ci: confidence interval; or: odds ratio; uti: urinary tract infection 60 in female subjects, followed by klebsiella pneumoniae. studies on the etiology of bacteriuria have found that escherichia coli is the causative agent in more than 80% of all utis and causes both abu and symptomatic uti. ( 2 2 2 4 ) uropathogenic e. coli possess various virulence traits, enabling these bacteria to attack and infect the normal urinary tract.(25) the reported virulence traits include the presence of fimbriae or pili, which function as l i g a n d s f o r g l y c o l i p i d a n d g l y c o p r o t e i n receptors in uroepithelial cells.(26-28) another risk factor for abu in the present study was a past history of urinary incontinence in the female subjects. studies on behavior in connection with uti or bacteriuria are very few in number.(22) the behavior in question include personal hygiene, sexual hygiene and sexual activity, all of which are risk factors for abu, both in p r e m e n o p a u s a l a n d p o s t m e n o p a u s a l women.(22,29) our study indicates that female subjects with excellent sexual hygiene had a far lower risk than those with poor sexual hygiene. perineal hygiene is important in women, who should be encouraged to shower after sexual intercourse to reduce colonization by fecal and perineal organisms.(30) although there are many similarities among the various uti risk factors in preand postmenopausal women, the single basic factor distinguishing both groups is their sexual activity. as stated in several reports, one of t h e d o m i n a n t u t i r i s k f a c t o r s i n premenopausal women is their sexual activity and use of spermicides.(19,22,29) diabetes melitus results in disturbances of the immune system and other organ functions, thus facilitating the occurrence of infection, among which the most frequent is uti.(10,31) it has previously been reported by several studies that advancing age with added burden of diabetes may increase the risk of uti in an individual.(29) however, our study results differred in this respect, as a history of diabetes mellitus in women was not a risk factor for abu, although we did not enquire in more detail about the treatment given to the study subjects. indeed, in subjects who were not treated regularly for their diabetes mellitus, the risk of abu was higher than in subjects under regular treatment, although there was no increase in the odds of uti in women with diabetes who did not receive treatment.(32) the fact that the rate of abu increases with advancing age may be explained by the low estrogen levels, atrophy of the vaginal epithelium, impaired voiding, and changes in personal as well as sexual hygiene.(33,34) a b u m a y a l s o r e s u l t i n l o n g t e r m cardiovascular-renal damage, the possibility of which should always be kept in mind, and a complete search for all possible causes of abu and treatment modalities should be done to reduce this important cause of chronic disease. to minimize potential bias in this study, particularly to prevent misclassification of abu, we used a case definition of bacteriuria, namely a bacterial count of >100.000 cfu/ml, t h a t i s m o r e t h a n 9 5 % s p e c i f i c f o r t h i s diagnosis.(14) since the population consisted of female patients attending the health center, the r e s u l t s m a y n o t b e g e n e r a l i z e d t o o t h e r populations. conclusions in the population of the present study, the risk factors for women in the age range of 40 65 years reflect the health status of their transitional period towards old age. history of uti and incontinence, personal and sexual hygiene, sexual activity, and menopausal status were all associated with a higher risk of abu. p r o s p e c t i v e s t u d i e s i n d i ff e r e n t p a t i e n t populations are needed to better understand the risk factors of uti. acknowledgements we wish to express our gratitude to the staff of the department of community health, ambarwati, elfani, margastutie, et al personal hygiene of asymptomatic bacteriuria 61 univ med vol.30 no.1 medical faculty, trisakti university for their guidance and support in conducting this study and writing this report. to dr. wida wildani and staff of the pasar minggu primary health 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risiko kesakitan dan kematian. lanjut usia (lansia) yang menderita dm seringkali juga mengalami penyakit lainnya, ketidakmampuan fisik, gangguan psikososial dan fungsi kognisi, serta meningkatnya pelayanan kedokteran. pada akhirnya, komplikasi yang terjadi akan mempengaruhi kualitas hidup lansia. metode penelitian ini bertujuan untuk memperoleh data tentang besarnya prevalensi dm dan hubungannya dengan kualitas hidup lansia di masyarakat. penelitian potong lintang dilakukan terhadap 101 lansia melalui wawancara terstruktur, pemeriksaan fisik, antropometri, pemeriksaan gula darah dan penilaian kualitas hidup lansia berdasarkan whoqol-bref. hasil hasil penelitian menunjukkan domain 4 (kondisi lingkungan) mempunyai rata-rata skor tertinggi (14,1 ± 1,8) dan domain 2 (kondisi psikologi) mempunyai rata-rata skor terendah (12,9 ± 1,9). lansia pria mempunyai rata-rata skor lebih tinggi pada domain kesehatan fisik dan hubungan sosial dibandingkan dengan lansia wanita. prevalensi dm sebesar 15,8% didapatkan pada kelompok usia 60-70 tahun dan lansia wanita memiliki prevalensi lebih tinggi dari lansia pria. rata-rata skor domain kondisi lingkungan lebih tinggi bermakna pada lansia yang tidak menderita dm dan rata-rata skor kesehatan fisik lebih tinggi bermakna pada lansia yang menderita obesitas. semakin besar indeks massa tubuh maka skor domain kesehatan fisik akan semakin meningkat secara bermakna. semakin tinggi kadar gula darah puasa maka skor domain kesehatan lingkungan akan semakin menurun secara bermakna. kesimpulan kadar gula darah yang tinggi menurunkan kualitas hidup lansia. intervensi pada lansia yang mengalami dm harus direncanakan untuk memperbaiki kualitas hidup lansia. kata kunci : diabetes melitus, lanjut usia, whoqol-bref *bagian ilmu penyakit dalam fakultas kedokteran universitas trisakti korespondensi dr. rita khairani, msc bagian ilmu penyakit dalam fakultas kedokteran universitas trisakti jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 eks.2707 email: rita_khairani@yahoo.co.id universa medicina 2007; 26: 18-26 universa medicina januari-maret 2007januari-maret 2007januari-maret 2007januari-maret 2007januari-maret 2007 vol.26 no.1 vol.26 no.1 vol.26 no.1 vol.26 no.1 vol.26 no.1 19 universa medicina vol. 26 no.1 prevalence of diabetes mellitus and the relationship with quality of life of older people in the community rita khairani background diabetes mellitus (dm) is a common condition associated with greater risks of illness and death. elderly who suffered from dm will also has other disease such as physical disability, psycho-social disorder and cognitive function disorder, it is also increase the admission to hospital. finally, the complication of dm will influence the quality of life in elderly. the study objective was to obtain data of dm prevalence and the association with quality of life in older people. methods a cross-sectional study was done in 101 older people by a structured interview, physical examination, anthropometry, blood glucose measurement, and quality of life based on whoqol-bref. results this study showed that domain 4 (environment) has the highest score (14.1 ± 1.8) and domain 2 (psychological) has the lowest score (12.9 ± 1.9). men has the higher score than women in domain 1 (physical health) and domain 3 (social relationship). the prevalence of dm was 15.8% and has found in age group of 60-70 year old and women has higher prevalence than men. mean score of domain 4 (environment) was significantly higher in older people thas has no dm compare with older people with dm. mean score of domain 1 (physical health) was significantly higher in older people with obesity. the higher score of body mas index will increase domain 1 (physical health) significantly and the higher score of fasting blood glucose levels will decrease domain 4 (environment) significantly. conclusions high blood glucose levels decreased quality of life of the elderly. interventions for older adults with dm could be designed to improve the quality of life of the elderly. keywords : diabetes mellitus, prevalence, older people, whoqol-bref *department of internal medicine medical faculty trisakti university correspondence dr. rita khairani, msc department of internal medicine medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 eks.2707 email: rita_khairani@yahoo.co.id universa medicina 2007; 26: 18-26. abstract pendahuluan pertumbuhan penduduk lanjut usia (lansia) di indonesia tercatat sebagai paling pesat di dunia dalam kurun waktu tahun 1990-2025. pada tahun 2005 terdapat 17.767.709 jiwa atau 7,97% dari total populasi, akan menjadi sekitar 25,5 juta orang pada tahun 2020 atau sebesar 11,37 persen dari jumlah penduduk, itu berarti jumlah lansia di indonesia akan berada di peringkat empat dunia sesudah cina, india dan amerika serikat.(1) sedangkan di dki jakarta, berdasarkan data survei kesehatan nasional 2001 lansianya berjumlah 641.124 jiwa atau 8,64% 20 dari keseluruhan penduduk dki jakarta yang berjumlah 7.423.379 jiwa.(2) diabetes melitus (dm) merupakan keadaan yang seringkali dikaitkan dengan meningkatnya risiko kesakitan dan kematian. insidens dan prevalensi dari dm semakin meningkat dan pada tahun 2030 diperkirakan prevalensi dm di seluruh dunia akan meningkat. menjadi dua kali lipat.(3) dm tipe 2 didapatkan pada 85-90% dari total penderita dm dan seringkali ditemukan pada lansia. prevalensi dm tertinggi didapatkan pada penduduk berusia ≥60 tahun dengan i n s i d e n s t e r t i n g g i j u g a d i d a p a t k a n p a d a kelompok usia tersebut.(4) hasil penelitian the canadian study of health and aging (chsa) m e n u n j u k k a n p r e v a l e n s i d m b e s a r n y a 12,1%.(5,6) menurut survei yang dilakukan world h e a l t h o rg a n i z a t i o n ( w h o ) , i n d o n e s i a menempati urutan ke-4 dengan jumlah penderita dm terbesar di dunia setelah india, cina dan amerika serikat.(3) pada tahun 2000 terdapat 8,4 j u t a p e n d e r i t a d m d a n p a d a t a h u n 2 0 3 0 diperkirakan meningkat menjadi 21,3 juta penderita. dm telah menyebabkan sekitar 60% kematian dan 43% kesakitan di seluruh dunia.(3) l a n s i a y a n g m e n d e r i t a d m t i p e 2 membutuhkan perawatan yang berbeda dengan penderita dm tipe 2 usia yang lebih muda. penelitian eksperimental pada lansia yang menderita dm tipe 2 lebih sedikit dibandingkan kelompok usia lebih muda. dengan demikian hasil penelitian pada subjek yang lebih muda tidak dapat diekstrapolasikan pada lansia.(7) lansia yang menderita dm seringkali juga mengalami penyakit lainnya, ketidakmampuan f i s i k ( p h y s y i c a l d i s a b i l i t y ) , g a n g g u a n p s i k o s o s i a l d a n f u n g s i k o g n i s i , s e r t a meningkatnya pelayanan kedokteran.(8) pada a k h i r n y a , k o m p l i k a s i y a n g t e r j a d i a k a n mengganggu kualitas hidup lansia. sehat menurut definisi who adalah suatu keadaan sehat sejahtera yang menyeluruh secara fisik, mental dan sosial, tidak terbatas hanya terbebas dari penyakit. hal ini berarti bahwa m e n e n t u k a n s e s e o r a n g s e h a t , t i d a k h a n y a terbebas dari suatu indikasi penyakit tertentu melainkan juga sehat sejahtera yang dapat dinilai d a r i p e n g u k u r a n k u a l i t a s h i d u p y a n g d i h u b u n g k a n d e n g a n k e s e h a t a n . ( 3 ) w h o mendefinisikan kualitas hidup sebagai persepsi individu di kehidupan mereka dalam konteks k e b u d a y a a n d a n n o r m a k e h i d u p a n d a n hubungannya dengan tujuan, harapan, standar dan perhatian mereka. hal ini dipengaruhi oleh kesehatan fisik, mental, psikologi, kepercayaan pribadi dan hubungan sosial mereka dengan lingkungan sekitar.(9) pengukuran kualitas hidup menurut who (the world health organization quality of life-bref/whoqol-bref) terdiri dari dua b a g i a n , y a i t u i ) k u a l i t a s h i d u p s e c a r a keseluruhan dan ii) kualitas kesehatan secara umum. pada kualitas kesehatan secara umum terdapat 24 item yang dibagi menjadi 4 area/ domain yaitu kesehatan fisik meliputi 7 item, kondisi psikologis meliputi 6 item, hubungan sosial meliputi 3 item dan kondisi lingkungan meliputi 8 item. kuesioner whoqol telah diterima secara luas dan dapat dijadikan alat yang akurat dan sahih untuk menilai kualitas hidup lansia.(10-11) penelitian tentang hubungan antara dm dan kualitas hidup pada lansia sudah dilakukan di berbagai negara. instrumen yang digunakan untuk mengukur kualitas hidup tersebut adalah health related quality of life (hrqol). namun h a s i l p e n e l i t i a n m e n u n j u k k a n a d a n y a kontradiksi, beberapa penelitian menunjukkan a d a n y a p e r b a i k a n k u a l i t a s h i d u p s e t e l a h diberikan pengobatan dm, (12,13) sedangkan p e n e l i t i a n l a i n n y a m e n u n j u k k a n a d a n y a perbaikan fungsional.(14,15) a d a n y a h a s i l p e n e l i t i a n y a n g t i d a k konsisten ini memerlukan penelitian lebih lanjut tentang hubungan antara dm dan kualitas hidup p a d a l a n s i a d i m a s y a r a k a t . p e n e l i t i a n i n i 21 universa medicina vol. 26 no.1 bertujuan untuk memperoleh informasi tentang besarnya prevalensi dm dan hubungannya dengan kualitas hidup pada lansia di masyarakat. metode desain penelitian penelitian ini menggunakan rancangan potong lintang (cross sectional) untuk mencapai tujuan penelitian. populasi penelitian populasi penelitian adalah para lansia (usia ≥60 tahun) yang ada di kecamatan mampang kotamadya jakarta selatan sampel sampel penelitian ini merupakan sebagian dari penelitian utama yang dilakukan oleh fakultas kedokteran universitas trisakti. p e m i l i h a n s u b s a m p e l d i l a k u k a n d e n g a n menggunakan tabel random dari seluruh sampel. kriteria inklusi adalah lansia pria dan wanita y a n g b e r u s i a ≥6 0 t a h u n d a n m a s i h d a p a t beraktivitas. kriteria eksklusi adalah lansia yang m e n d e r i t a p e n y a k i t b e r a t s e h i n g g a h a r u s berbaring di tempat tidur. pengumpulan data lansia terpilih diberikan penjelasan tentang tujuan penelitian dan pemeriksaan yang akan d i l a k u k a n d a n d i m i n t a k e s e d i a a n d e n g a n menandatangani informed consent. mula-mula d i l a k u k a n w a w a n c a r a k e p a d a l a n s i a y a n g bersedia berpartisipasi dalam penelitian ini oleh petugas pewawancara. wawancara dilakukan dengan menggunakan kuesioner terstruktur yang dilakukan oleh peneliti dan paramedis dari p u s k e s m a s k e c a m a t a n m a m p a n g y a n g sebelumnya mengikuti pelatihan, dan uji coba kuesioner dilakukan untuk validasi instrumen yang digunakan. pengisian kuesioner dilakukan setiap hari senin sampai hari jumat setiap minggunya. pasien yang berhasil diwawancara diminta untuk datang ke puskesmas kecamatan m a m p a n g p a d a h a r i s a b t u . s u b y e k y a n g termasuk dalam kelompok yang diambil sampel darahnya diminta puasa 10-12 jam pada malam hari sebelum pengambilan darah. keesokan harinya pasien datang ke puskesmas untuk diperiksa tekanan darah, nadi dan pemeriksaan antropometri yang meliputi berat badan, tinggi badan, lingkar perut dan tinggi lutut. pasien yang telah puasa diambil sampel darah vena untuk pemeriksaan laboratorium yang meliputi kadar gula darah puasa dan 2 jam sesudah makan. pemeriksaan laboratorium dilakukan di laboratorium klinik x. pengumpulan data dilakukan mulai bulan november 2005 sampai dengan januari 2006. pengukuran antropometri indeks massa tubuh (imt) dan rasio lingkar p i n g g a n g / p a n g g u l ( r l p p ) a d a l a h d u a pengukuran antropometrik yang paling sering digunakan untuk menilai obesitas dan obesitas sentral.(16,17) imt diperoleh dari berat badan (kg) dibagi tinggi badan (m2). berdasarkan konsensus ahli endokrinologi indonesia (perkeni), dikatakan berat badan lebih (imt 23,0-24,9 kg/ m2), obesitas i (imt 25,0 29,9 kg/m2) dan obesitas ii (imt ≥30 kg/m 2). (18-20) obesitas abdominal bila rlpp untuk pria 0,9 dan wanita 0,8.(16) atau bila lingkar panggul pria >90 cm dan wanita >80 cm.(21) kriteria dm k r i t e r i a d i a g n o s i s d m b e r d a s a r k a n american diabetes association (ada-2004) yaitu bila gula darah puasa (gdp) ≥126 mg/dl. gdp terganggu bila gdp 100-125 mg/dl, dan normal bila gdp <100 mg/dl, atau sedang menjalani pengobatan dm.(22) whoqol-bref intsrumen yang digunakan untuk mengukur kualitas hidup lansia adalah whoqol-bref. 22 whoqol-bref terdiri dari 24 item yang dibagi dalam 4 domain yaitu kesehatan fisik (domain 1), kondisi psikologi (domain 2), h u b u n g a n s o s i a l ( d o m a i n 3 ) d a n k o n d i s i lingkungan (domain 4). item yang dinilai dari kondisi fisik meliputi: i) rasa nyeri, ii) perasaan tidak nyaman, iii) energi untuk kehidupan sehari-hari, iv) kelelahan, v) mobilitas, vi) aktivitas sehari-hari dan v) kondisi kerja. halhal yang dinilai dari kondisi psikologi meliputi: i) perasaan positif, ii) perasaan negatif, iii) kepuasan diri, iv) kemampuan berpikir dan konsentrasi, v) penampilan diri, dan vi) merasa diri berarti. item yang dinilai dari hubungan sosial meliputi: i) hubungan dengan orang lain, ii) kehidupan seksual dan iii) dukungan sosial. item yang dinilai dari kondisi lingkungan meliputi: i) sumber keuangan, ii) ketersediaan i n f o r m a s i , i i i ) r e k r e a s i d a n a k t i v i t a s menyenangkan, iv) lingkungan sekitar rumah, v) akses pelayanan kesehatan dan sosial, vi) perasaan aman, vii) lingkungan fisik dan viii) transportasi. selain keempat domain tersebut di atas terdapat dua hal yang dinilai tersendiri yaitu kualitas hidup secara umum dan kualitas kesehatan secara umum. domain tidak dihitung bila ≥20% pertanyaan tidak terjawab.(9,10) pengolahan dan analisis data pengolahan data menggunakan program k o m p u t e r st a t i s t i c a l p ro g r a m f o r s o c i a l science (spss) versi 11,0. untuk mengetahui adanya korelasi antara kadar gula darah dan kualitas hidup dipakai uji pearson’s product moment correlation. tingkat kemaknaan yang digunakan besarnya 0,05. hasil s e b a n y a k 1 0 1 l a n s i a ( 3 5 p r i a d a n 6 6 w a n i t a ) b e r h a s i l d i k u m p u l k a n s e l a m a pelaksanaan penelitian ini. rata-rata usia lansia pria besarnya 66,8 ± 5, 9 tahun dan lansia wanita 65,6 ± 6,2 tahun, rata-rata imt pada lansia pria 23,8 ± 4,6 kg/m2 dan lansia wanita 24,5 ± 3,9 kg/m2, rata-rata lingkar perut pada lansia pria 82,9 ± 12,3 cm dan lansia wanita 84,9 ± 10,7 cm, rata-rata gula darah puasa pada lansia pria 105,1 ± 27,5 mg/dl dan lansia wanita 114,76 ± 39,4 mg/dl prevalensi obesitas besarnya 41,6%, obesitas lebih banyak d i t e m u k a n p a d a l a n s i a w a n i t a ( 4 7 % ) dibandingkan lansia pria (37,1%).. prevalensi dm tipe 2 pada lansia besarnya 15,8%. dm lebih banyak ditemukan pada lansia wanita (18,2%) dibandingkan lansia pria (11,4%) (tabel 1). tabel 1. karakteristik demografik dan laboratorik dari lansia (n=111) 23 universa medicina vol. 26 no.1 dari ke empat domain whoqol-bref terlihat domain kondisi lingkungan mempunyai rata-rata skor tertinggi (14,1 ± 1,8) dan domain kondisi psikologi mempunyai rata-rata skor terendah (12,9 ± 1,9). lansia pria mempunyai rata-rata skor lebih tinggi pada semua domain dibandingkan dengan lansia wanita (tabel 2). dm tipe 2 semuanya dialami oleh lansia berusia 60-70 tahun, dan tidak didapatkan pada lansia berusia >70 tahun. prevalensi dm tipe 2 p a d a l a n s i a w a n i t a ( 7 5 , 0 % ) l e b i h b e s a r dibandingkan lansia laki-laki (25,0%). (tabel 3) r a t a r a t a s k o r k e e m p a t d o m a i n d a r i kualitas hidup lansia penderita dm tipe 2 lebih r e n d a h d i b a n d i n g k a n d e n g a n l a n s i a t i d a k menderita dm tipe 2. perbedaan ini bermakna pada domain kondisi lingkungan (p=0,044) (tabel 4). rata-rata skor kualitas hidup lansia yang mengalami obesitas tidak berbeda dengan lansia yang tidak mengalami obesitas, tetapi terdapat perbedaan bermakna pada domain kesehatan f i s i k ( p = 0 , 0 2 6 ) . r a t a r a t a s k o r d o m a i n kesehatan fisik lansia yang obese lebih besar dibandingkan lansia yang tidak obese. (tabel 5) analisis regresi ganda menunjukkan imt sebagai prediktor dari kualitas hidup lansia pada domain kesehatan fisik. semakin besar imt maka skor domain kesehatan fisik akan semakin meningkat secara bermakna. sedangkan kadar gula darah puasa merupakan prediktor dari kualitas hidup pada domain kondisi lingkungan. semakin tinggi kadar gula darah puasa maka skor domain kesehatan lingkungan akan semakin menurun secara bermakna (tabel 6). tabel 3. distribusi penderita dm tipe 2 berdasarkan usia dan jenis kelamin tabel 4. kualitas hidup pada lansia menderita dan tidak menderita dm tipe 2 * bermakna tabel 2. nilai rata-rata skor whoqol-bref berdasarkan domain pada lansia 24 pembahasan hasil penelitian menunjukkan prevalensi obesitas dan dm tipe 2 lebih banyak didapatkan pada lansia wanita dibandingkan lansia pria (47% vs 37,1%) dan (18,2% vs 11,45). weta dkk menemukan lansia overweight (imt 25,0 – 29,9 kg/m2) di jakarta utara pada tahun 19961997 sebesar 35% pada lansia pria dan 31,7 % pada lansia wanita, obesitas (imt ≥30 kg/m2) sebesar 3,8% pada lansia pria dan 7,7% pada lansia wanita.(23) di korea, kim menemukan overweight (imt 25,0 – 29,9kg/m 2) lansia sebesar 23,4% pada dewasa pria dan 24,9% pada dewasa wanita, sedangkan yang obesitas (imt ≥30 kg/m2) sebesar 1,7% pada dewasa pria dan 3,2% pada dewasa wanita.(24) dilihat dari semua domain, domain kondisi lingkungan mempunyai rata-rata skor tertinggi (14,1 ± 1,7) dan domain kondisi psikologi mempunyai rata-rata skor terendah (12,9 ± 1,9). lansia pria mempunyai rata-rata skor lebih tinggi pada domain kesehatan fisik dan hubungan sosial dibandingkan dengan lansia wanita. sedangkan domain kondisi psikologis dan kondisi lingkungan mempunyai rata-rata skor yang sama pada lansia pria dan wanita. p e n e l i t i a n n a u m a n n p a d a l a n s i a menunjukkan hasil serupa, domain kondisi lingkungan memiliki rata-rata skor tertinggi (14,5 ± 2,3) dan domain kondisi psikologi memiliki rata-rata skor terendah (11,7 ± 3,5), lansia pria mempunyai rata-rata skor lebih tinggi pada 3 domain, kecuali domain hubungan sosial.(25) prevalensi dm tipe 2 sebesar 15,8% dan semuanya didapatkan pada kelompok usia 6070 tahun dan tidak didapatkan pada lansia berusia >70 tahun. prevalensi dm tiga kali lebih besar pada lansia wanita. hasil penelitian the canadian study of health and aging (chsa) menunjukkan prevalensi dm pada lansia sebesar 12,1% dan terdapat kecenderungan menurunnya i n s i d e n s d m p a d a u s i a s a n g a t t u a ( > 8 0 tahun).(5,6) tabel 5. kualitas hidup pada lansia berdasarkan obesitas * bermakna tabel 6. imt dan gula darah puasa sebagai prediktor dari kualitas hidup pada lansia usia 60-70 tahun * bermakna 25 universa medicina vol. 26 no.1 dari uji korelasi whoqol-bref dengan l a n s i a y a n g m e n d e r i t a d m a t a u t i d a k menderita, didapatkan rata-rata skor domain kondisi lingkungan lebih tinggi bermakna pada lansia yang tidak menderita dm (p=0,044), rata-rata skor domain kesehatan fisik dan kondisi psikologik lebih tinggi pada lansia yang tidak menderita dm, sedangkan rata-rata skor domain hubungan sosial sedikit lebih tinggi pada lansia yang menderit a dm. edelman m e l a p o r k a n h a s i l p e n e l i t i a n n y a y a n g m e n g g u n a k a n i n s t r u m e n h r q o l , p a d a kelompok usia 45-64 tahun, tidak ada perbedaan bermakna antara kelompok yang menderita dm dengan yang tidak menderita dm baik pada komponen fisik atau mental.(26) kesimpulan prevalensi dm tipe 2 besarnya 15,8% dan didapatkan pada kelompok usia 60-70 tahun. semakin besar imt maka skor domain kesehatan fisik akan semakin meningkat secara bermakna. semakin tinggi kadar gula darah puasa maka skor domain kesehatan lingkungan akan semakin menurun secara bermakna. daftar pustaka 1. perkumpulan keluarga berencana indonesia. prosiding seminar dan lokakarya pengembangan pusat pelayanan lanjut usia. oktober 2001. 2. badan penelitian dan pengembangan kesehatan departemen kesehatan. survei kesehatan nasional (surkesnas) 2001. jakarta; 2002. 3. wild s, sicree r, roglic g, king h, green a. global prevalence of diabetes: estimates for the year 200 and projections for 2030. diabetes care 2004; 27: 1047-53. 4. ubink-veltmaat lj, bilo jhg, groenier kh, houweling st, rischen ro, meyboom-de jong b. prevalence, incidence and mortality of type 2 diabetes mellitus revisited: a prospective population-based study in the netherlands (zodiac-1). eur j epidemiol 2003; 18: 793-800. 5. rockwood k, philips s, tan mh, mcdowell i. prevalence of diabetes mellitus in elderly people in canada. age aging 1998; 27: 573-7. 6. rockwood k, awalt e, macknight c, mcdowell i. incidence and outcomes of diabetes mellitus in elderly people: report from the canadian study of health and aging. cmaj 2000; 162: 769-72. 7. rosenstock j. management of type 2 diabetes mellitus in the elderly. drugs aging 2001; 18: 3144. 8. gregg ew, beckles gl, williamson df, leivelle sg, langlois ja, engelgau mm, et al. diabetes and physical disablity among older u.s. adults. diabetes care 2000; 23: 1272-7. 9. world health organization. whoqol, measuring quality of life. programme on mental health. division on mental health and prevention of substance abuse. geneva: world health organization; 1997. 10. world health organization. whoqol-bref: introduction, administration, scoring and generic version of the assessment. field trial version. programme on mental health. geneva: world health organization; 1996. 11. ohaeri ju, olusina ak, al-abassi ahm. factor analytical study of the short version of the world health organization quality of life instrument. psychopathology 2004; 37: 242-8. 12. tovi j, engfeldt p. well being and symptoms in elderly type 2 with poor metabolic control: effect of insulin treatment. pract dia intl 1998; 15: 737. 13. mehta z. quality of life in type 2 diabetic patients is affected by complication but not by intensive policies to improve blood glucose or blood pressure control (upkds 37). diabetes care 1999; 22: 1125-36. 14. bourdel-marchasson i, dubroca b, manciet g, decamps a, emeriau jp, durtiques jf. prevalence of diabetes and effect on quality of life in older frence living in the community: the paquid epidemiological survey. j am geriatr soc 1997; 45: 295-301. 15. wandelll pe, tovi j. the quality of life of elderly diabetic patients. j diabetes complications 2000;14:25-30. 16. rosenthal ad, jin f, shu xo, elasy ta, chow wii, ji bt, et al. body fat distribution and risk of diabetes among chinese women. int j obes. 2004; 28: 594-9. 17. deshmukh pr, maliye c, bharambe ms, dongre ar, kaur s, garg bs. does waist-hip ratio 26 matter?a study in rural india. regional health forum 2005; 9: 28-35. 18. waspadji s. diabetes melitus: mekanisme dasar dan pengelolaannya yang rasional. in: soegondo s, soewondo p, subekti i, editors. penatalaksanaan diabetes melitus terpadu. jakarta: balai penerbit fkui; 2005. p. 29-42. 19. who expert consultation. appropriate body-mass index for asian populations and its implications for policy and intervention strategies. the lancet 2004; 363: 157-63. 20. pua yh, ong ph. anthropometric indices as screening tools for cardiovascular risk factors in singaporean women. asia pac j clin nutr 2005; 14: 74-9. 21. misra a, vikram nk, gupta r, pandey rm, wasir js, gupta vp. waist circumference cut off points and action levels for asian indians for identification of abdominal obesity. int j obes 2006; 30: 106-11. 22. american diabetes association. diagnosis and classification of diabetes mellitus. position statement. diabetes care 2006; 29: s43-8. 23. weta wi, savitri s, lukito w, lestiani l, kamso s. body fat distribution and lipids profile of elderly in southern jakarta. asia pacific j clin nutr 2000; 9: 256-63. 24. kim y, suh yk, choi h. bmi and metabolic disorders in south korean adults: 1998 korea national health and nutrition survey. obes res 2004; 12: 445-53. 25. naumann vi, byrne gj. whoqol-bref as a measure of quality of life in older patients with depression. int psychogeriatr 2004; 16: 159-73. 26. edelman d, olsen mk, dudley tk, harris ac, oddone ez. impact of diabetes screening on quality of life. diabetes care 2002; 25: 1022-6. prothrombine and activated partial thromboplastin time are prolonged in hepatic cirrhosis 26 *department of clinical pathology, faculty of medicine, diponegoro university, semarang correspondence edward kurnia setiawan limijadi department of clinical pathology, faculty of medicine, diponegoro university jl. dr sutomo no. 16-18 semarang 50244 mobile: +62838 6230 5904 email: liemsianhok@yahoo.com univ med 2016;35:26-32 doi: 10.18051/univmed.2016.v35.26-74 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina january-april, 2016january-april, 2016january-april, 2016january-april, 2016january-april, 2016 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 vol.35 no.1 prothrombine and activated partial thromboplastin time are prolonged in hepatic cirrhosis edward kurnia setiawan limijadi*, lisyani budipradigdo suromo*, and imam budiwiyono* background chronic hepatitis and hepatic cirrhosis are chronic liver diseases that cause disorders of liver function, such as the formation of platelets and coagulation factors (prothrombin time/pt and activated partial thromboplastin time/aptt). chronic hepatitis in the long term can develop into hepatic cirrhosis. the aim of this study was to determine platelet count, pt, and aptt as indicators in the progression of chronic hepatitis towards hepatic cirrhosis. methods a cross-sectional study was conducted on 50 patients with chronic hepatitis and hepatic cirrhosis in semarang city regional general hospital, telogorejo hospital and kariadi general hospital. the platelet count was measured with a sysmex xp-100, while pt and aptt was measured with a sysmex ca-1500 coagulometer. the mann whitney test was applied to analyze the difference in platelet count, pt, and aptt between chronic hepatitis and hepatic cirrhosis. results median, minimum, and maximum values of platelet count, pt and aptt in chronic hepatitis were 284.000/µl, 210.000/µl, 390.000/µl; 10.6 sec, 9.5 sec, 13.6 sec; and 30.5 sec, 24.2 sec, 46.4 sec, respectively, and in hepatic cirrhosis they were 96.300/µl, 48.200/µl, 133.800/µl; 27.5 sec, 11.9 sec, 44.7 sec; and 55.6 sec, 31.3 sec, 72.0 sec, respectively. there was a significant difference the reduction of platelet count, and the prolongation of pt and aptt in chronic hepatitis compared to hepatic cirrhosis (p=0.000). conclusions prothrombine time and aptt were prolonged and platelet count was decreased in hepatic cirrhosis subjects. the three parameters may be used to evaluate the progression of chronic hepatitis towards hepatic cirrhosis. keywords: platelet count, pt, aptt, chronic hepatitis, hepatic cirrhosis doi: http://dx.doi.org/10.18051/univmed.2016.v35.26-32 27 univ med vol. 35 no.1 introduction chronic liver disease comprises chronic hepatitis kronis and hepatic cirrhosis.(1) with regard to hepatic cirrhosis, the morbidity and mortality rates have significantly increased in developing countries, particularly as a result of hepatitis viruses b and c.(2,3) anatomically, hepatic cirrhosis consists of extensive fibrosis with nodule formation in all parts of the liver, and not limited to one lobule.(4) chronic liver disease causes decreased liver f u n c t i o n , a n d f u r t h e r m o r e d e c r e a s e d t h r o m b o p o i e t i n s y n t h e s i s , l e a d i n g t o thrombocytopenia. thrombocytopenia in chronic l i v e r d i s e a s e i s a l s o c a u s e d b y p l a t e l e t sequestration from portal hypertension and the suppression of platelet production in the bone marrow.(5) mihai et al.(6) assert that chronic hepatitis c is associated with thrombocytopenia; the more severe the chronic hepatitis, the more severe the resulting thrombocytopenia. sylvester et al.(7) state that abnormalities of platelet count occur in liver disease associated with hepatitis virus b infection. in hepatic cirrhosis, the platelet count is lower than in chronic hepatitis. the synthesis of coagulation factors that play a role in hemostasis will be reduced in chronic liver disease. routine coagulation tests, i.e. simultaneous determination of protrombine time (pt) and activated partial thromboplastine time (aptt) are required to evaluate both procoagulant pathways. pt and aptt are prolonged in chronic liver disease.(8) tagwa et al.(9) state that pt and aptt are prolonged in patients with hepatic cirrhosis, as compared with healthy persons, indicating the occurrence of abnormalities of hemostasis in these patients.(9) ahmadhameed et al.(10) state that prolonged pt and aptt indicate lack of coagulation factors. abnormalities of platelet count, pt, and aptt in chronic hepatitis have not been much studied previously. the purpose of present study was to determine the three above-mentioned parameters as indicators of the progression of chronic hepatitis towards hepatic cirrhosis. methods study design a cross-sectional study was conducted from march to may 2014 at the ambulatory clinic and hospital wards of semarang city regional general hospital, telogorejo hospital and kariadi general hospital. study subjects the sample size for each group was calculated from the formula of the difference of two means as follows (11): at an effect size of 0.8, zα of 1.96 and zâ of 0.84, the sample size in each group was 25. s e l e c t i o n o f t h e s t u d y s u b j e c t s w a s performed by non-random consecutive sampling. chronic hepatitis was diagnosed on the basis of hbsag positive tests for more than 6 months in the case of chronic hepatitis b infection and on the basis of anti-hcv positive tests for more than 6 months in the case of chronic hepatitis c infection. hepatic cirrhosis was diagnosed from the clinical picture, comprising the signs of liver cell failure, i.e. edema, jaundice, spider nevi, pectoral alopecia, gynecomastia, liver damage, ascites, loss of pubic hair, palmar erythema, and testicular atrophy in males, and the signs of portal hypertension, i.e splenomegaly, esophageal v a r i c e s , c a p u t m e d u s a e , a s c i t e s , a n d hemorrhoids. on usg examination of the abdomen, there are nodules, irregularities, increased echogenicity, and liver atrophy, with positive hbsag and/or anti-hcv test results. the respondents in this study were 21-60 years old; male and female; body temperature within normal limits (36.8-37.2uc); normal sleeping and resting pattern, normal eating and drinking pattern (not alcoholic); regular menstruation in females, and agreeing to participate in the study. excluded from this study were patients on anticoagulants, dextran, isoniazide, quinidine, phenylbutazone; having a 2 21 βα 21 )µ(µ z(z 2nn       − + == 28 history of malignancies, joint disease, skin rash, hemophilia, anemia; menstruating females, and patients with lipemic and hemolyzed blood samples. questionnaire one study questionnaire was handed out to each of the respondents, who were requested to fill it in completely. the questionnaire contained the respondent’s identity, history of illness associated with chronic hepatitis and hepatic cirrhosis, and history of other illnesses. in case a questionnaire was not completely filled-in, the investigators completed it with data from the medical record and from an interview with the respondent. laboratory examination venous blood samples were collected from the respondents with chronic hepatitis and hepatic cirrhosis to determine the platelet count, pt, and aptt. the blood sample was collected from the median cubital vein to a volume of 5 ml, drawn into a vacutainer tube containing 3.2% edta and sodium citrate, and then homogenized. subsequently the blood sample was transported to the laboratory of dr. kariadi general hospital, semarang, for examination. the blood in the citrate tube was centrifuged at 3000 rpm for 5 minutes. the platelet count, pt, and aptt were determined without delay, using a sysmex xp-100 instrument and a sysmex ca1500 coagulometer and corresponding reagents. the normal platelet count was taken as 150.000450.000/µl, while the reference value of pt was 9.8-12.1 seconds and that of aptt was 26.437.5 seconds.(12) statistical analysis the collected data were edited, coded, and entered into the required computer program. the difference in platelet count, pt, and aptt values between chronic hepatitis and hepatic cirrhosis was tested with the mann-whitney test, since the data were not normally distributed. the degree of significance used was 0.05. ethical clearance written informed consent was obtained from all respondents in this study and the identity of the patients was kept secret. permission to conduct the study was obtained from the commission for medical research ethics, faculty of medicine, diponegoro university/dr. kariadi general hospital, semarang, under no. 609/ec/fk-rsdk/2014. results the median age of the chronic hepatitis patients was 47 years, with minimum and m a x i m u m v a l u e s o f 2 2 a n d 6 0 y e a r s , respectively, whereas the median age of the hepatic cirrhosis patients was 55 years, with minimum and maximum values of 35 and 60 years, respectively. not all study subjects knew if they had been diagnosed as having chronic hepatitis and hepatic cirrhosis. the minimum and maximum values of the duration of hepatitis in the group with chronic hepatitis were 7 months and 252 months, respectively. the minimum and maximum values of the duration of hepatitis in the group with hepatic cirrhosis were 108 months and 168 months, respectively. the minimum and maximum values of the duration of hepatic cirrhosis were 3 months and 72 months, respectively (table 1). there were more males than females among the subjects with chronic hepatitis and hepatic cirrhosis. the number of males with chronic hepatitis was 76%, which was higher than the number of females with chronic hepatitis, this being 24%. the number of males with hepatic cirrhosis was 72%, which was higher than the number of females with hepatic cirrhosis, namely 28%. the study results regarding the type of hepatitis are presented in table 1, where it is apparent that the percentage of hepatitis b was 88% and that of hepatitis c was 12%. the percentages of each type of hepatitis were identical between hepatic cirrhosis and chronic hepatitis groups. limijadi, suromo, budiwiyono prothrombine time prolonged in cirrhosis 29 univ med vol. 35 no.1 table 1. distribution of respondent characteristics by hepatitis status the platelet count in hepatic cirrhosis subjects was significantly reduced in comparison w i t h t h e c h r o n i c h e p a t i t i s s u b j e c t s . t h e prothrombine time and aptt were significantly prolonged in hepatic cirrhosis subjects in comparison with the chronic hepatitis subjects (p=0.000) (table 2). discussion the results of our study showed the median age of patients with chronic hepatitis and hepatic cirrhosis to be 47 and 55 years, respectively. essentially similar results were obtained in the study by sajjadieh et al,(13) who found that the mean age of patients with chronic hepatitis was 44.8 years, and that of patients with hepatic cirrhosis was 43.2 years. differing results were obtained in the studies by elzouki et al.(14) and fawad et al.(15) the present study is in agreement with the study of the ministry of health, republic of indonesia, showing that hepatitis has the highest prevalence of 1.4% in the age group of 45-54 years.(16) the median age of the hepatic cirrhosis subjects disagrees with that of daniel, who states that hepatic cirrhosis is more prevalent in the age group of 45-54 years.(17) the indonesian liver researchers association (perhimpunan peneliti hati indonesia, pphi) writes that the mean age of patients with hepatic cirrhosis is 44 years, which lies within the interval between the minimum and maximum.(18) this study is similar to the study by rahmat et al.(19) who found that hepatic cirrhosis is more prevalent between the ages of 36 and 60 years. table 2. differences in platelet count, pt and aptt between chronic hepatitis and hepatic cirrhosis *: statistical testing using the mann-whitney test 30 in our study there were more males with chronic hepatitis than females. this situation agrees with the study by elzouki et al.(14) who state that the prevalence of hepatitis was higher in males than in females. the ministry of health of the republic of indonesia states that males have a higher hepatitis prevalence than females.(16) in the present study, the number of male patients with hepatic cirrhosis was higher than that of female patients. this is in agreement with ratib et al.(20) who state that the prevalence of hepatic cirrhosis was higher in males than in females. infection with hepatitis b virus was more prevalent than that with hepatitis c virus in the chronic hepatitis and hepatic cirrhosis groups. this is similar to that obtained by kiah et al.(21) and marc et al.,(22) in that hepatitis b infection was more frequent than hepatitis c infection. this agrees with the report written by the national institute for health and care excellence (nice),(23) that chronic hepatitis b in its course will develop into hepatic cirrhosis and the report by kenneth (24) that patients with chronic hepatitis c will develop cirrhosis. the platelet count is lower in hepatic cirrhosis than in chronic hepatitis. the difference in platelet count between chronic hepatitis and hepatic cirrhosis in our study is similar to that found in the study by sylvester et al.,(7) namely that the platelet count in hepatic cirrhosis is significantly lower than in chronic hepatitis. tagwa et al.(9) writes that the platelet count in hepatic cirrhosis is significantly reduced, in c o m p a r i s o n w i t h t h e c o n t r o l g r o u p . thrombocytopenia may occur in hepatic cirrhosis through several mechanisms, i.e. splanchnic sequestration, reduced activity of thrombopoetin (tpo), depression of bone marrow by chronic infection with hepatitis virus, interferon antiviral therapy, and autoantibodies against platelet surface antigens.(5,25) rafique et al.(26) state that pt and aptt are significantly prolonged in hepatic cirrhosis, in comparison with chronic hepatitis, which is similar to our study results. tagwa et al.(9) also state that pt and aptt values in hepatic cirrhosis are significantly different from those in the chronic hepatitis group. bikha et al.(27) write that pt and aptt are significantly prolonged in patients with hepatic cirrhosis, in accordance with the severity of the disease. the prothrombine time and aptt in hepatic cirrhosis may be prolonged as a result of several factors. firstly, decreased factor vii followed by decreases in factors v and x and prothrombin.(28) vitamin k deficiency may occur, thus inhibiting the synthesis of factors vii, ix, and x.(29) the differences in platelet count, pt, and aptt between chronic hepatitis and hepatic cirrhosis are caused by the severity of hepatic injury, which is different in both situations. although there is abnormal liver function in chronic hepatitis, this function can still be compensated, since not all hepatic tissues are replaced by fibrous tissue. hepatic cirrhosis differs from chronic hepatitis, since in hepatic c i r r h o s i s t h e l i v e r f u n c t i o n c a n n o t b e compensated anymore, because there is a diminishing amount of hepatic tissue, while the majority has been replaced by fibrosis. the significant differences in the three parameters between chronic hepatitis and hepatic cirrhosis can be used as the basis for evaluating the condition of the patients / for follow-up. we recommend that patients with chronic hepatitis, according to the instructions of the physician, undergo periodic determination of the three parameters for evaluation of the disease, so that the development of hepatitis into hepatic cirrhosis may be known at an earlier point in time. on the basis of our study results, if the platelet count starts to decrease, the patient has entered the hepatic cirrhosis state. the prolonged prothrombine time and aptt indicate that the patient is starting to enter the hepatic cirrhosis state. one limitation of this study was that we did not perform a further evaluation of the exact timing of the decrease in platelet count, and the prolongation of pt and aptt, before the chronic limijadi, suromo, budiwiyono prothrombine time prolonged in cirrhosis 31 univ med vol. 35 no.1 hepatitis progresses to hepatic cirrhosis. further studies on the three parameters using a cohort design may be conducted to evaluate the degree of severity of chronic hepatitis before progressing to hepatic cirrhosis, so that the exact timing of the change may be known. conclusion platelet count, pt and aptt may be used to evaluate the progress of chronic hepatitis to hepatic cirrhosis. conflict of interest the investigators confirm that there was no conflict of interest. acknowledgement the investigators wish to thank the laboratory analysts and nurses at dr. kariadi general hospital, semarang, telogorejo hospital, semarang, and semarang city regional general hospital, who assisted in this study in the collection and examination of the samples. references 1. ivanova l, russev v. chronic liver disease and parenterally transmitted hepatitis viruses. eur j inflamm 2007;5:1-6. 2. ricardo r, rui tm, miguel s. classification and staging of chronic liver disease from multimodal data. ieee trans biomed eng 2012;60:133644. 3. guntur h. perspektif masa depan imunologi infeksi. surakarta: sebelas maret university press; 2006. 4. sherlock s, dooley j, editors. disease of the liver and biliary system. 11th ed. usa: blackwell science; 2002. 5. hiromitsu h, toru b, ken s, et al. management of throombocytopenia due to liver cirhosis: a riview. world j gastroenterol 2014;20:2595605. 6. olariu m, olariu c, olteanu d. thrombocytopenia in chronic hepatitis c. j gastrointestin liver dis 2010;19:381-5. 7. sylvester cn, obike i. quantitative platelet abnormalities in patients with hepatitis b virusrelated liver disease. gastroenterol res 2009;2: 344-9. 8. reverter jc. abnormal hemostasis tests and bleeding in chronic liver disease: are they related? j thromb haemos 2006;4:717-20. 9. tagwa ye, fathelrahman mh. assessment of platelets count and coagulation parameters among sudanese patients with liver cirrhosis. rmj 2013;38:215-8. 10. ahmadhamed a, samina n, saeed s, et al. an assessment of coagulation parameters in liver cirrhosis. biomedica 2006;22:74-7. 11. dawson b, trapp rg. basic & clinical biostatistics. 4th ed. new york: mc graw-hill; 2014. 12. siemens. thromborel s. germany: siemens 2008:1-2. 13. sajjadieh m, viunytska l. prothrombin time in patients with and without fibrotic chronic liver disease. int j pathol 2008;8:1-5 14. elzouki an, smeo mn, sammud m, et al. prevalence of hepatitis b and c virus infections and their related risk factors in libya: a national seroepidemiological survey. east mediterr health j 2013;19:589-99. 15. fawad k, sulaiman s, ihteshamud dq, et al. hepatitis b virus infection among different sex and age groups in pakistani punjab. virology j 2011;8:1-5. 16. badan penelitian dan pengembangan kesehatan kementrian kesehatan ri. riset kesehatan dasar (riskesdas) kementrian kesehatan ri. jakarta: badan penelitian dan pengembangan kesehatan; 2013. 17. daniel hc. chronic liver disease and cirrhosis deaths in california. california: california department of health services; 2006. 18. perhimpunan peneliti hati indonesia (pphi). sirosis hepatis; 2013. 19. rahmat h, ramli ha, elvie l. hubungan gambaran usg pada penderita sirosis hati dengan fibrosis skor di bagian radiologi rsup prof. dr. r. d. kandou manado periode januari 2013 – desember 2013. e-clinic; 2014;2:1-9. 20. ratib s, west j, crooks cj, et al. diagnosis of liver cirrhosis in england, a cohort study, 1998– 2009: a comparison with cancer. am j gastroenterol 2014;109:190-8. 21. kiah h, syarif hd, edhiwan p, et al. penatalaksanaan hepatitis b kronik. majour 2010;1:1-7. 22. marc gg, doris bs, david lt, et al. hepatology: diagnosis, management, and treatment of hepatitis c. an update 2009;49:1335-74. 32 23. national institute for health and care excellence (nice). hepatitis b chronic. united kingdom: health and social care directorate; 2013. 24. kenneth es. perspective advanced liver disease: what every hepatitis c virus treater should know hepatitis. ias-usa 2011;19:121-5. 25. nezam a, john mh, robert b, et al. thrombocytopenia associated with chronic liver disease. j hepatol 2008;48:1000-7. 26. rafique am, badar a, riaz aq. the importance of abnormal coagulation tests and management of bleeding in chronic liver disease. mc 2011;17:65-8. 27. bikha rd, mir aat, aneela ar, et al. coagulopathies in patients with liver cirrhosis. world appl sci j 2012;17:1-4. 28. jody lk. hemostatic defects in end stage liver disease. crit care clin 2005;21:563-87. 29. senzolo m, burra p, cholongitas e, et al. new insights into the coagulopathy of liver disease and liver transplantation. world j gastroenterol 2006;12:7725-36. limijadi, suromo, budiwiyono prothrombine time prolonged in cirrhosis julius 57 perbandingan agar macconkey, salmonella-shigella, dan xylose lysine deoxycholate untuk isolasi shigella dari usap dubur penderita diare julius e. surjawidjaja*, oktavianus ch. salim**, paul bukitwetan* dan murad lesmana* *bagian mikrobiologi dan **bagian ilmu kedokteran komunitas fakultas kedokteran universitas trisakti korespondensi aprof. dr. julius e. surdjawidjaja, sp.mk bagian mikrobiologi fakultas kedokteran universitas trisakti jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 eks.2601 email: fkusakti@indosat.net.id universa medicina 2007; 26: 57-63. universa medicina april-juni 2007april-juni 2007april-juni 2007april-juni 2007april-juni 2007 vol.26 no.2 vol.26 no.2 vol.26 no.2 vol.26 no.2 vol.26 no.2 latar belakang umumnya media untuk isolasi shigella dari tinja terdiri dari media diferensial seperti macconkey (mac) dan media selektif seperti agar salmonella-shigella (ss), xylose-lysine-deoxycholate (xld), dan hektoen enteric (hea). untuk isolasi kuman enterik digunakan kombinasi media dengan selektivitas sedang dan sangat selektif, tetapi belum ada keseragaman mengenai media atau kombinasi media yang baik. penelitian ini bertujuan untuk membandingkan media mac, ss, dan xld serta mengetahui media mana yang paling sensitif untuk isolasi shigella. metode usap dubur dari penderita diare ditanamkan pada agar mac, ss dan xld. lempengagar diinkubasi pada suhu 370c selama 24 jam. koloni tersangka (nonlactose fermenting) diambil dan ditanamkan ke media biokimia untuk identifikasi shigella. uji serologi dilakukan untuk konfirmasi dengan menggunakan serum anti spesifik (difco laboratories, detroit, mi). program epi info versi 6 (center for disease control and prevention) digunakan untuk analisis statistik. hasil sebanyak 1027 usap dubur dari penderita diare dibiakkan pada agar mac, ss, dan xld. hasil isolasi untuk shigella secara keseluruhan adalah 8,4%, terdiri dari s. flexneri 6,2%, s. sonnei 1,9%, s. boydii 0,2% dan s. dysenteriae 0,2%. derajat isolasi shigella pada agar mac adalah sebesar 5,1%, pada ss 4,8%, dan pada xld 7,1%. kombinasi dari media biakan menunjukkan bahwa 6,5% dari isolat shigella diperoleh dari mac+ss, 8,1% dari mac+xld, dan 7,9% dari ss+xld. dari 86 usap dubur yang positif untuk shigella, 20 (22,7%) isolat berasal ari lempeng agar xld saja, 5 (5,8%) dari ss saja, dan 6 (7,0%) dari mac saja. kesimpulan untuk isolasi s. flexneri dan s. sonnei, xld adalah media yang paling sensitif. mac+xld merupakan kombinasi media diferensial dan selektif yang paling sensitif untuk isolasi kuman shigella. kata kunci: media biakan, shigella, diare abstrak 58 comparison of macconkey, salmonella-shigella, and xylose lysine deoxycholate agar for isolation of shigella from rectal swab of diarrheal patients julius e. surjawidjaja*a, oktavianus ch. salim**, paul bukitwetan* and murad lesmana* background generall, isolation of shigella from stool specimen required differential and selective media such as macconkey (mac), salmonella-shigella (ss), xylose-lysinedeoxycholate (xld), and hektoen enteric (hea). to obtain high recovery rate of enteric pathogens, a combination of moderately inhibitive and highly selective media is used. unfortunately, none of these media were choose as the best media by clinical laboratories. the objective of this study was to compare mac, ss, and xld media to determine its sensitivity for isolating shigella. metode rectal swab from diarrheal patients was cultured on mac, ss and xld agar and the plates were incubated at 370c, for 24 hr. suspected shigella colonies appeared as non-lactose fermenting were selected and subcultured in biochemical media for the identification. serologic test for confirmation of shigella identification was performed by using specific anti-sera from difco (difco laboratories, detroit, mi). a software package, epi info version 6, (center for disease control and prevention) was used for statistical analysis. results a total of 1027 rectal swabs from diarrheal patients were obtained and cultured on mac, ss, and xld agar. overall, shigella was isolated from 8.4% specimens, comprised of s. flexneri, 6.2%, s. sonnei, 1.9%, s. boydii, 0.2% and s. dysenteriae, 0.2%. the isolation rate for shigella on mac was 5.1%, on ss was 4.8%, and on xld was 7.1%. combination of media showed that mac+ss yield 6.5% of shigella isolates, mac+xld 8.1%, and ss+xld 7.9%. out of 86 positive rectal swab samples for shigella, 20 (22.7%) isolates were recovered from xld only, 5 (5.8%) from ss only and 6 (7.0%) from mac only. conclusion for isolation of s. flexneri and s. sonnei, xld was the most sensitive media. results of the mac+xld was the best differential combination and selective media for maximum isolation of shigella. keywords: culture media, shigella, diarrhea *department of microbiology and ** department of community medicine, medical faculty, trisakti university correspondence aprof. julius e.surjawidjaja, dr, sp.mk department of microbiology, medical faculty trisakti university jl. kyai tapa no.260, grogol jakarta 11440 telp. 5672731 eks.2402 email: fkusakti@indosat.net.id universa medicina 2007; 26: 57-63. pendahuluan spesies shigella merupakan kuman yang telah dikenal menyebabkan diare yang serius dan setiap tahunnya menyebabkan sekitar 164,7 juta abstract kasus shigellosis di seluruh dunia.(1) di antara kuman-kuman patogen enterik penyebab diare, shigella dikenal berperan dalam kejadian diare inflamatorik dan disenteri serta menyebabkan problem kesehatan global dengan morbiditas dan surjawidjaja, salim, bukitwetan, dkk isolasi shigella dari usap dubur 59 m o r t a l i t a s y a n g t i n g g i d i n e g a r a n e g a r a berkembang.(1) masalah shigellosis di indonesia menjadi menarik oleh karena pada lima tahun terakhir shigella menduduki urutan pertama sebagai penyebab diare bakterial diikuti salmonella di tempat kedua dan vibrio cholerae di tempat ketiga, padahal sebelumnya v. cholerae adalah patogen enterik predominan yang menduduki tempat teratas sebagai etiologi diare.(2) angka isolasi shigella di indonesia berkisar antara 46%,(2,3) angka ini lebih kecil bila dibandingkan dengan yang dilaporkan dari negara berkembang lain seperti bangladesh, afrika dan malaysia.(46) mungkin angka isolasi ini harusnya lebih tinggi dari yang dilaporkan mengingat bahwa upaya biakan bakteriologi tidak dilakukan secara optimal di indonesia karena biayanya yang mahal. di samping itu, ada banyak faktor lain yang berperan di dalam sistem biakan seperti m i s a l n y a p r o s e d u r p e n g a m b i l a n s a m p e l , p e n a n g a n a n d a n t r a n s p o r t a s i s a m p e l k e laboratorium. semuanya itu menentukan hasil isolasi bakteri. pada dasarnya, konfirmasi diagnosis klinis shigellosis memerlukan isolasi dan identifikasi kuman patogen enterik tersebut. sistem ini melibatkan penggunaan media biakan, baik media diferensial maupun media selektif.(7) selama bertahun-tahun ada banyak variasi media biakan yang dirancang untuk isolasi s h i g e l l a d a n b e r b a g a i k o m b i n a s i t e l a h dilaporkan dari berbagai laboratorium. (8-10) namun demikian, beberapa di antara media tersebut ternyata justru menyebabkan hambatan terhadap pertumbuhan dari shigella sedangkan media non-selektif acapkali memungkinkan t u m b u h n y a m i k r o o r g a n i s m e n o n p a t o g e n s e h i n g g a m e n e k a n k u m a n k u m a n p a t o g e n enterik.(11) secara tradisional media untuk isolasi shigella dari tinja atau usap dubur terdiri dari m e d i a y a n g b e r s i f a t d i f e r e n s i a l s e p e r t i macconkey (mac) dan media selektif seperti agar salmonella-shigella (ss), agar xyloselysine-deoxycholate (xld), dan agar hektoen enteric (hea). umumnya digunakan kombinasi media biakan dengan selektivitas sedang dan sangat selektif untuk isolasi shigella dari p e n d e r i t a d i a r e . m e s k i p u n t e l a h b a n y a k dilaporkan penggunaan media biakan tersebut, tetapi masih belum ada kesepakatan mengenai media atau kombinasi media mana yang paling sensitif dan memberikan hasil paling tinggi serta relatif murah untuk isolasi shigella.(7-10) untuk s u a t u d a e r a h a t a u l a b o r a t o r i u m , p i l i h a n penggunaan media isolasi primer shigella dapat berbeda dari daerah atau laboratorium lainnya dan sangat tergantung pada tipe spesies yang prevalen di tempat tersebut. (11) seharusnya variasi penggunaan media ini tidak terjadi, dan ada lempeng agar media biakan yang optimal untuk seluruh tipe shigella secara universal. ini akan dapat mengurangi penggunaan media secara berlebihan yang menyebabkan mahalnya biaya untuk memproses tinja atau usap dubur dalam upaya mendeteksi adanya kuman-kuman e n t e r i k s e p e r t i s h i g e l l a . b e b e r a p a s t u d i melaporkan bahwa performa agar ss untuk i s o l a s i s p e s i e s s h i g e l l a l e b i h i n f e r i o r dibandingkan dengan mac dan xld, (11,12) namun demikian ss agar digunakan di banyak tempat dan merupakan media yang telah mapan di dalam sistem biakan untuk isolasi shigella.(7) agar ss ini untuk waktu lebih dari 10 tahun tidak pernah dievaluasi efektifitasnya terhadap shigella meskipun dari hasil-hasil laboratorium frekuensi isolasi shigella tetap rendah saja.(11,12) bahan dan cara media media yang digunakan dalam penelitian ini adalah xylose-lysine-deoxycholate (xld) agar (difco, becton dickinson, sparks, md), macconkey (mac) agar (difco, becton universa medicina vol.26 no.2 60 dickinson, sparks, md), dan salmonella shigella (ss) agar (difco, becton dickinson, s p a r k s , m d ) . m a c , s s , d a n x l d d i b u a t berdasarkan petunjuk pabrik, yang dicantumkan di masing-masing botol media tersebut. bahan pemeriksaan dan proses biakan sampel berupa usap dubur diperoleh dari penderita diare yang datang ke puskesmas mampang dan tebet. sampel diambil tanpa melihat beratnya penyakit (ringan, sedang atau berat). usap dubur diambil pada saat penderita datang berobat dan sebelum diberi pengobatan antibiotika. usap dubur dimasukkan ke dalam media transpor cary blair dan disimpan di lemari es sampai dikirimkan ke laboratorium mikrobiologi fakultas kedokteran universitas trisakti. transportasi bahan pemeriksaan (cary blair yang mengandung usap dubur) dilakukan dengan menggunakan kotak pendingin (termos). segera setelah sampai di laboratorium, usap dubur ditanamkan pada lempeng agar mac, ss and xld. lempeng-lempeng agar diinkubasi pada suhu 370c selama 24 jam. koloni-koloni tersangka (non-lactose fermenting) dipilih untuk diambil dan ditanamkan ke media biokimia untuk identifikasi dan karakterisasi.(7) uji serologi dilakukan untuk konfirmasi spesies shigella dengan menggunakan serum anti spesifik (difco laboratories, detroit, mi). biakan persemaian tidak dilakukan terhadap shigella oleh karena tidak banyak memberikan isolat tambahan d i b a n d i n g k a n d e n g a n m e t o d e b i a k a n langsung.(3,7) analisis data perbedaan derajat isolasi shigella pada masing-masing lempeng agar secara sendiris e n d i r i a t a u d a l a m g a b u n g a n ( k o m b i n a s i ) ditentukan kemaknaannya dengan menggunakan chi-square untuk membandingkan proporsi sampel positif. program epi info versi 6 (center for disease control and prevention) digunakan di dalam perhitungan statistik. hasil s e b a n y a k 1 . 0 2 7 u s a p d u b u r t e l a h dikumpulkan dari penderita diare yang datang berobat pada dua puskesmas di wilayah jakarta selatan (mampang dan tebet) antara bulan o k t o b e r 2 0 0 4 s a m p a i d e n g a n j u n i 2 0 0 6 . shigella spp. berhasil diisolasi sebesar 86 (8,4%) dari media mac+ss+xld, sedangkan media ss menghasilkan isolat shigella paling rendah (4,8%) (tabel 1). mayoritas isolat yang paling banyak dan menonjol adalah s. flexneri (6,2%), diikuti oleh s. sonnei (1,9%), dan s. dysenteriae (0,2%) serta s. boydii (0,15%) dalam jumlah yang sama besarnya (tabel 1). surjawidjaja, salim, bukitwetan, dkk isolasi shigella dari usap dubur 61 jumlah terbesar dari bahan pemeriksaan yang positif untuk s. flexneri didapatkan dari lempeng agar xld dengan angka sebesar 5,2% (53/1027) yang secara bermakna lebih besar dari pada hasil isolasi dari lempeng agar lainnya (p<0,0001) yaitu agar mac (3,7%) dan ss (3,8%). derajat isolasi untuk s. flexneri pada lempeng agar mac dan ss tidak berbeda bermakna, namun, s e c a r a n o m i n a l , j u m l a h s . f l e x n e r i y a n g didapatkan dari lempeng agar ss (39 isolat) sedikit lebih besar dari pada di mac (38 isolat). dari 86 usap dubur yang positif untuk shigella, 20 (22,7%) isolat diperoleh dari lempeng agar xld, 5 (5,8%) dari ss dan 6 (7,0%) dari mac. derajat isolasi dari s. flexneri pada kombinasi agar mac+xld (6.0%) and ss+xld (5,8%) secara bermakna lebih besar (p<0,01) dari pada derajat isolasinya pada kombinasi mac+ss ( 5 , 0 % ) , t e t a p i p a d a m a c + x l d d a n p a d a ss+xld tidak berbeda bermakna (p>0,05). derajat isolasi dari s. sonnei pada agar xld adalah 1,8%. ini secara bermakna lebih besar (p<0,0001) dari pada yang ditunjukkan oleh mac (1,0%) dan ss (0,8%) dan sama baiknya dengan kombinasi mac+ss, untuk isolasi s. sonnei. untuk agar mac dan ss, tidak ada perbedaan bermakna dalam isolasi s. sonnei (p>0,05). kombinasi lempeng agar manapun y a n g m e n g a n d u n g x l d ( m a c + x l d o r ss+xld) memperlihatkan derajat isolasi yang lebih tinggi dari s. sonnei (1,8%) dari pada kombinasi lainnya seperti mac+ss (1,2%) (p<0,001). d e r a j a t i s o l a s i d a r i s . b o y d i i d a n s . dysenteriae pada agar mac (masing-masing 0,2%) lebih besar dari pada di agar xld dan ss (masing-masing 0,1%). kecuali perbedaan bermakna (p<0,05) derajat isolasi dari s. boydi dan s. dysenteriae pada ss dan xld dengan mac, perbedaan antara lempeng agar lain tidak bermakna (p>0,05) (tabel 1). untuk isolasi s. boydii dan s. dysenteriae. kombinasi dari mac+ss dan mac+xld hanya sedikit lebih baik dari pada kombinasi ss+xld. tabel 1 juga menunjukkan bahwa di antara ketiga media b i a k a n t e r s e b u t , x l d a d a l a h y a n g p a l i n g s u p e r i o r d a n s e c a r a b e r m a k n a l e b i h b a i k (p<0,0001) dari pada mac dan ss dalam total isolasi semua jenis spesies shigella. derajat isolasi keseluruhan dari shigella pada xld adalah 7.1% (73/1027), sedangkan pada mac dan ss, masing-masing secara berurutan adalah 5 , 1 % d a n 4 , 8 % . k e p e k a a n k o m b i n a s i mac+xld dalam isolasi shigella (8,1%) hampir tidak berbeda dari kombinasi lempeng biakan mac+ss+xld yang memberikan hasil isolasi sebesar 8,4%, sedangkan mac+ss d e n g a n 6 , 5 % d e r a j a t i s o l a s i u n t u k s e m u a s h i g e l l a a d a l a h y a n g t e r b u r u k ( p < 0 , 0 0 1 ) kepekaannya dibandingkan dengan kepekaan kombinasi lempeng agar lainnya. pembahasan altwegg et al(12) melaporkan bahwa derajat isolasi untuk shigella secara keseluruhan pada lempeng agar mac dan xld, masing-masing adalah sebesar 86% dan 91% sedangkan pada ss sebesar 77%. ini sesuai dengan yang kami dapatkan pada penelitian ini di mana xld menempati urutan efisiensi biakan paling tinggi sebesar 85% (73/86) dari seluruh isolat shigella yang didapatkan, disusul dengan mac (60%) dan terakhir ss (57%). pilihan media biakan untuk isolasi shigella mungkin tidak sama untuk suatu tempat atau daerah, tergantung dari jenis shigella yang prevalen untuk daerah tersebut. suatu media yang baik dan mendukung pertumbuhan suatu galur shigella tertentu, tidak selalu efektif untuk j e n i s g a l u r s h i g e l l a l a i n n y a . ( 11 1 3 ) ketidakserasian ini sering kali menimbulkan keraguan apabila sebuah laboratorium harus memilih dan menentukan jenis media yang akan d i g u n a k a n d i d a l a m m e n g e r j a k a n b a h a n pemeriksaan untuk isolasi shigella. akan sangat universa medicina vol.26 no.2 62 ideal bilamana perbedaan di dalam pemilihan dan penggunaan media untuk shigella dapat dihilangkan dan suatu media atau kombinasi media yang umum, dapat digunakan secara s e r a g a m . h a l i n i a k a n m e n y e d e r h a n a k a n kebutuhan bahan biakan dan waktu pemeriksaan l a b o r a t o r i u m y a n g p a d a a k h i r n y a j u g a m e n u r u n k a n b i a y a . m e s k i p u n d e m i k i a n , d i a n j u r k a n a g a r u n t u k m e l a k u k a n b i a k a n shigella dari tinja atau usap dubur, selalu disertakan agar mac dalam sistem isolasi t e r s e b u t k a r e n a b e b e r a p a g a l u r s h i g e l l a mungkin mengalami hambatan pada media yang lebih selektif.(12) echeverria et al (11) melaporkan bahwa derajat isolasi dari s. flexneri secara bermakna lebih tinggi pada agar mac dari pada agar ss, sedangkan untuk s. sonnei, agar mac dan ss memberi hasil yang tidak berbeda. berbeda dengan yang mereka(11) laporkan, hasil yang kami peroleh adalah agar mac dan agar ss hampir sama dalam mendeteksi s. flexneri, akan tetapi untuk s. sonnei, mac memberikan d e r a j a t i s o l a s i y a n g s e d i k i t l e b i h t i n g g i d i b a n d i n g k a n d e n g a n a g a r s s , m e s k i p u n p e r b e d a a n i n i t i d a k b e r m a k n a ( p > 0 , 0 5 ) . s a y a n g n y a , e c h e v e r r i a e t a l ( 11 ) t i d a k memberikan data mengenai performa xld meskipun dikatakannya bahwa xld telah digunakan secara memuaskan untuk isolasi shigella. bopp, et al(7) juga mengingatkan supaya berhati-hati menggunakan media ss terutama untuk isolasi s. dysenteriae tipe i, karena agar s s t e r b u k t i m e n g h a m b a t d a n m e n e k a n pertumbuhan galur shigella ini. kecuali itu, juga dilaporkan bahwa galur shigella pembawa r-factor mengalami hambatan pada lempeng agar ss. efesiensi lempeng media biakan yang r e n d a h j u g a d i p e r l i h a t k a n o l e h a g a r s s terhadap isolasi s. sonnei. keadaan ini sesuai dengan yang kami temukan pada penelitian ini yaitu bahwa dari seluruh media biakan yang digunakan, ss hanya memberikan hasil isolasi untuk s. sonnei sebesar 0,8% saja (tabel 1). semua laporan mengenai efisiensi lempeng a g a r b i a k a n u n t u k s h i g e l l a m e n u n j u k k a n bahwa xld adalah yang paling atas urutannya sedangkan ss adalah yang paling rendah. di dalam prosedur pengerjaan bahan pemeriksaan tinja atau usap dubur untuk deteksi kumankuman enteroabacteriaceae, agar ss tidak lagi d i c a n t u m k a n s e b a g a i m e d i a y a n g direkomendasikan untuk digunakan karena nilainya tidak memadai seperti yang pernah dilaporkan selama ini.(7,14) media ss dianggap s a n g a t m e n g h a m b a t p e r t u m b u h a n d a n dilaporkan bahwa tiga perempat dari galur shigella yang diuji pada lempeng agar ss mengalami tekanan atau hambatan(11) sehingga banyak yang tidak dapat tumbuh pada lempeng agar biakan ini. penelitian kami juga menunjukkan bahwa untuk isolasi s. flexneri dan s. sonnei, agar xld adalah yang paling sensitif dibandingkan agar mac dan ss, sedangkan untuk s. boydii and s. dysenteriae, mac adalah yang terbaik. akan tetapi kesimpulan ini tidaklah pasti mengingat bahwa jumlah kedua tipe shigella yang didapatkan tersebut (s. dysenteriae dan s. boydii) hanya sedikit, masing-masing dua untuk s. dysenteriae dan s. boydii. kebanyakan laboratorium menggunakan baik media biakan diferensial maupun media selektif dalam upaya isolasi kuman shigella atau kuman dari famili enterobacteriaceae lainnya. media biakan yang paling umum digunakan adalah mac, ss dan xld. dengan penggunaan kombinasi dua media biakan diharapkan akan dapat diperoleh derajat isolasi yang cukup tinggi. pada penelitian ini, kombinasi mac+xld merupakan sistem kombinasi media biakan yang paling sensitif untuk isolasi shigella, di mana derajat isolasi yang didapatkan untuk shigella adalah 96,5% (63/86) (tabel 1). mac+xld adalah kombinasi media biakan yang dianjurkan surjawidjaja, salim, bukitwetan, dkk isolasi shigella dari usap dubur 63 digunakan untuk mendapatkan hasil isolasi shigella secara optimal dan menjadi kombinasi media biakan baku untuk isolasi shigella dari bahan pemeriksaan tinja atau usap dubur. kesimpulan biakan xld merupakan media yang paling sensitif untuk isolasi s. flexneri dan s. sonnei. mac+xld merupakan kombinasi media biakan y a n g p a l i n g s e n s i t i f u n t u k i s o l a s i k u m a n shigella. ucapan terima kasih kami mengucapkan terima kasih kepada pimpinan fakultas kedokteran universitas trisakti yang telah memberikan dana sehingga penelitian ini dapat dilaksanakan. terima kasih juga kami sampaikan kepada staf puskesmas tebet dan mampang, jakarta selatan, atas bantuan dalam pengumpulan bahan pemeriksaan dari penderita diare. daftar pustaka 1. kotloff kl, winickoff jp, ivanoff b, clemens jd, swerdlow dl, sansonetti pj, et al. global burden of shigella infections: implications for vaccine development and implementation of control strategies. bull who 1999; 77: 651-66. 2 oyofo ba., lesmana m, subekti d, tjaniadi p, larasati w, putri m, et al. surveillance of bacterial pathogens of diarrhea disease in indonesia. diagn microbiol infect dis 2002; 44: 227-34. 3. subekti d, oyofo ba, tjaniadi p, corwin al, larasati w, putri m, et al. shigella spp. surveillance in indonesia: the emergence or reemergence of s. dysenteriae. emerg infect dis 2001; 7: 1-4. 4. khan ai, huq s, malek ma, hossein mi, talukder ka, faruque as, et al. shigella serotypes among hospitalized patients in urban bangladesh and their antimicrobial resistance. epidemiol infect 2004; 132: 773-7. 5. shapiro lr, kumar l, phillips-howard p, wells jg, adcock p, brooks j, et al. antimicrobial resistant bacterial diarrhea in rural western kenya. j infect dis 2001; 183: 1701-4. 6. lee ws, puthucheary sd. bacterial pathogens isolated in childhood diarrhea in kuala lumpur the changing trend. med j malaysia 2002; 57: 12. 7. bopp ca, brenner fw, fields pj, wells jg, strockbine na. in: murray pr, baron ej, jorgensen jh, pfaller ma, yolken rh, editors. escherichia, shigella, and salmonella. manual of clinical microbiology 8th ed. washington dc: american society for microbiolog; 2003, p. 65471. 8. el-gendy a, el-ghorab n, lane em, elyazeed ra, carlin nia, mitry mm, et al. identification of shigella flexneri subserotype 1c in rural egypt. j clin microbiol 1999; 37: 873-4. 9. bogaerts j, verhaegen j, munyabikali jp, mukantabana b, lemmens p, vandeven j, et al. antimicrobial resistance and serotypes of shigella isolates in kigali, rwanda (1983-1993): increasing frequency of multiple resistance. diagn microbiol infect dis 1997; 28:165-71. 10. khalil k, khan sr, mazhar k, kauser b, lindblom g-b. occurrence and susceptibility to antibiotics of shigella species in stool of hospitalized children with bloody diarrhea in pakistan. am j trop med hyg 1998; 58: 800-3. 11. echeverria p, sethabur o, pitarangsi c. microbiology and diagnosis of infections with shigella and enteroinvasive escherichia coli. rev infect dis 1991; 13 (suppl 4): s220-5. 12. altwegg m, buser j, von graevenitz a. stool cultures for shigella spp.: improved specificity by using macconkey agar with xylose. diagn microbiol infect dis 1996; 24: 121-4. 13. maddocks s, olma t, chen s. comparison of chrom agar salmonella media and xylose-lysine desoxycholate and salmonella-shigella agars for isolation of salmonella strains from stool samples. j clin microbiol 2002; 40: 2999-3003. 14. farmer jj. enterobacteriaceae: introduction and identification. in: murray pr, baron ej, jorgensen jh, pfaller ma, yolken rh, editors. escherichia, shigella, and salmonella. manual of clinical microbiology. 8th ed. washington dc: american society for microbiolog 2003. p. 654-71. universa medicina vol.26 no.2 yefta 157 effect of range of motion and isometric strengthening exercises on grip strength and hand function in rheumatoid arthritis patients october-december, 2008october-december, 2008october-december, 2008october-december, 2008october-december, 2008 vol.27 no.4 vol.27 no.4 vol.27 no.4 vol.27 no.4 vol.27 no.4 universa medicina yefta daniel bastiana,*,**,a, angela bm tulaar**, surjanto hartono*** and zuljasri albar**** *department of anatomy, medical faculty, trisakti university **department of rehabilitation medicine, ***medical research unit, ****rheumatology division, department of internal medicine, faculty of medicine, university of indonesia correspondence adr yefta daniel bastian, sprm department of anatomy, medical faculty, trisakti university, jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2101 email: yeftabastian@yahoo.com univ med 2008; 27: 157-64 abstract in previous studies, duration of hand exercises in patients with rheumatoid arthritis (ra) had widely varying ranges, from 3 weeks to 4 months. an experimental study was conducted to evaluate the effect of range of motion (rom) and muscle strengthening exercises for 6 weeks on grip strength and hand function in ra patients. seventeen patients with chronic ra were randomly assigned to a treatment group and a control group. the treatment group (n=8) was given muscle strengthening exercises and heat therapy using paraffin baths 3 times a week at the hospital and rom exercises once a day at home for 6 weeks. the control group (n=9) was given only paraffin baths 3 times a week. after 6 weeks, there were significant differences in hand function (p=0.003), right and left grip strength (p=0.000 and p=0.001) and rom in the interventional group only. rom and isometric strengthening exercises significantly improved grip strength and hand function in patients with ra, while no impact was found when the patients were given paraffin baths only. in view of the small size of the study population, there is a need for further studies with larger populations. keywords: hand exercise, grip strength, rheumatoid arthritis introduction r h e u m a t o i d a r t h r i t i s ( r a ) i s a n inflammatory chronic systemic disease, which i s p a r t i c u l a r l y m a n i f e s t e d a t t h e s y n o v i a l membrane of diarthrodial joints and can result in destruction of the involved joints.(1) it is present in 0.5% to 1% of the general population, twice as often in women, and the age at disease onset is mainly between 45 and 65 years.(2) the clinical picture of ra is characterized by pain, fatigue, disability, and reduced quality of life. 158 bastian, tulaar, hartono, et al grip strength and hand function the course of the disease is often unpredictable, and the symptoms may vary from day to day. the main goals of treatment for ra are to prevent or control joint damage, prevent loss o f f u n c t i o n , a n d d e c r e a s e p a i n . ( 3 ) d e s p i t e substantial progress in the pharmacological and surgical interventions over the last decade, many patients with ra will still experience disability, pain, psychological distress, fatigue, and poor quality of life.(4) reduced levels of physical performance has been found to be associated with ra. patients with ra have been shown to have reduced muscle strength and aerobic capacity. impairments, disabilities, and h a n d i c a p s a s s o c i a t e d w i t h r a c a n b e devastating, leading to pain, activity restriction, and diminished quality of life, while placing a strain on the health care system and society.(5) besides pharmacological and surgical interventions, conventional therapies such as physical therapy, occupational therapy, and c o m p r e h e n s i v e r e h a b i l i t a t i o n a n d s e l f m a n a g e m e n t p r o g r a m s a r e c o m m o n l y a n d f r e q u e n t l y u s e d i n t e r v e n t i o n s . d e s p i t e d i f f e r e n t p a t h o p h y s i o l o g i c a l p r o c e s s e s , patients suffering from ra experience pain and a gradual decline in muscle strength, eventually resulting in loss of function and quality of life. increasing evidence shows that p h y s i c a l e x e r c i s e i m p r o v e s f u n c t i o n a n d prevents loss of function in ra.(6) owing to a fear of enh ancing joint inf lammation and accelerating cartilage destruction, it has been advocated that exercise in active ra should be restricted to gentle assisted range of motion (rom) exercises. on the contrary, exercise w a s f o u n d t o h a v e b e n e f i c i a l e f f e c t s o n f u n c t i o n , p a i n a n d m u s c l e s t r e n g t h . a n intensive exercise program consisting of rom strengthening and aerobic exercises is more effective than a conservative exercise program, a n d d o e s n o t h a v e d e l e t e r i o u s e ff e c t s o n disease activity.(7) in ra patients with active disease, an inpatient program with frequent exercise therapy was found to be superior to usual care regarding disease activity as well as muscle strength. long term high impact exercise has been proven to be beneficial regarding function and muscle strength in p a t i e n t s w i t h l o w d i s e a s e a c t i v i t y i n a n outpatient setting. in this study, exercise also did not increase disease activity.(8) hand function is recognized as being important to those diagnosed with ra, because reduction in muscle power and grip can lead t o i n c r e a s i n g d i f f i c u l t i e s i n p e r f o r m i n g activities of daily living. o’brien et al gave hand strengthening and stretching exercises as a home program for 6 months and showed significant results compared with stretching and joint protection.(9) theoretically, the effect of strengthening exercises can be expected after 2-3 weeks because of neural adaptation, but muscle adaptation itself can be seen after minimally 4 weeks of training.(10) the aim of this study was to examine the e f f e c t o f r o m i s o m e t r i c s t r e n g t h e n i n g exercises, combined with therapeutic heating using paraffin baths on grip strength and hand function in ra patients. methods research design this study was a single-blind, randomized controlled trial and conducted between january and may 2006. subjects subjects were ra patients in the subacute phase who had already been treated, aged 2070 years, male or female, meeting the criteria of the american college of rheumatology.(11) additional inclusion criteria were : (i) having joint involvement in the hand, which may be recognized from intrinsic muscle atrophy and/ 159 univ med vol.27 no.4 or a hand function index (hfi) score of 535.(12) (ii) never done structured rom and hand strengthening exercise before; and (iii) willing to be involved in the study. exclusion criteria were: (i) presence of peripheral nerve problems or muscle disease accompanied with atrophy; (ii) hand muscle weakness; (iii) sensory problems in the hand; (iv) finger amputation, open wound, fracture and contracture; (v) memory and cognitive problems. additional exclusion criteria were: (i) severe hypertension with systolic blood pressure of more than 150 mmhg and diastolic blood pressure of more than 100 mmhg; (iii) h a n d d e f o r m i t y r e l a t e d t o r a , i n c l u d i n g radioulnar or metacarpophalangeal (mcp) subluxation, boutonniere and swan neck; and (iii) doing strenuous grip activities in their activity of daily living, such as washing clothes. the study protocol was approved by the committee of medical research ethics of the faculty of medicine, university of indonesia. interventions all subjects meeting the inclusion and exclusion criteria, after having been given an explanation about the study program and the mechanisms of joint protection, were randomly assigned to the intervention group or the control group, using optimal allocation with a simple randomization. subjects in the intervention group were given heat therapy using paraffin baths 3 times a week at cipto mangunkusumo hospital, followed by isometric strengthening exercises. strengthening exercises were done b y o p p o s i n g t h e r e s i s t a n c e g i v e n b y t h e r e s e a r c h e r ’s h a n d o r b y p u t t y, w i t h o u t performing any movement of the joints. muscle contraction was sustained for 6 seconds and repeated up to 6 times for each joint, alternately for the right and left hands. every subject in this group also did rom exercises once a day at home. these were performed over the 6-week study period. subjects in the control group only had therapeutic heating using paraffin baths 3 times a week at the hospital and did not do any home exercises. all outcome assessments were undertaken at baseline and 6 weeks following randomization. outcome measures hand function was assessed using the hfi by giving a score according to the ability of the subject to do some finger activity then totally summed up. the minimum score is 4 and the maximum 42. the lower the score, the better the hand function. rom was measured using a goniometer, and grip strength (gs) of the right and left hands was measured using a modified sphygmomanometer. the sphygmomanometer was modified by rolling up the cuff and securing it within a bag made of nonstretch material so that when inflated to a specific point, the cuff attains a constant circumference of 6 inches. for each hand, gs was measured 3 times alternately. the best values were taken for each gs. gs measurements were done using a standardized protocol in which the subject had to sit with the shoulder in neutral rotation, the e l b o w f l e x e d 9 0 0, t h e f o r e a r m i n n e u t r a l position, the wrist extended 300, and the ulnar d e v i a t e d 1 5 0. t h e p r e s s u r e o f t h e sphygmomanometer should be adjusted to 20 mmhg before taking any measurements. statistical analysis descriptive statistics was done to know the distribution of the variables age, gender, education level, job and medication. changes i n o u t c o m e m e a s u r e s w e r e e x a m i n e d b y calculating 95% confidence intervals of the d i f f e r e n c e b e t w e e n b a s e l i n e a n d e n d l i n e scores. between-group differences in score changes were determined by student’s t test for unpaired samples. the significance level was set at 0.05. 160 bastian, tulaar, hartono, et al grip strength and hand function results subjects seventeen subjects were involved in this study, with eight subjects in the intervention group and nine in the control group. all subjects successfully followed the study to completion. subjects’ compliance in getting treatment in the hospital in the intervention group was 93%, while that in the control group was 79%. in the interventional group, subjects’ compliance to do rom exercises at home was 96.4%. all subjects were right handed. the age of the subjects ranged from 20 to 70 years (table 1). the majority of the subjects, totalling 14 p a t i e n t s ( 8 2 . 3 % ) w e r e f e m a l e a n d o n l y 3 patients were male. from the educational perspective, 8 subjects had an educational level of high school (47%) and 7 subjects had a master degree (41.2%). hand function h a n d f u n c t i o n b e f o r e a n d a f t e r intervention can be seen in table 2. hfi before and after intervention between the two groups showed non-significant results, in which the p value was more than 0.05. grip strength grip strength before and after intervention can be seen in table 2. gs before and after intervention between interventional and control group showed non-significant results in which the p value for right and left gs was more than 0.05. figure 1. flowchart of the number of subjects who completed the study ra patients attending rheumatology outpatient departmen (n=54) declined (n=33) : died (n=1) fail to be contacted (n=3) not interested (n=14) mobility difficulty (n=12) moved to another city (n=3) assessed for eligibility (n=21) participants randomized (n=17) not randomized (n=4) not meet inclusion criteria intervention group (n=8) control group (n=9) intervention group analysed after 6 weeks (n=8) control group analysed after 6 weeks (n=9) 161 univ med vol.27 no.4 range of motion r a n g e o f m o t i o n b e f o r e a n d a f t e r intervention can be seen in table 3. rom before and after intervention between the intervention and control group showed nonsignificant results for all joints. using the paired t-test, it was found that there was a significant improvement in rom for 12 areas of joints in the intervention group and 2 areas of joints in the control group. discussion the greatest prevalence of ra is in the 5059 year subgroup and 82.3% are female. this reconfirms the literature stating that ra is frequently found in the fourth and fifth decades and the incidence of ra is higher in females.(2) hfi was used in this study to measure hand function before and after intervention, because it has been proved to be a simple and fast tool for evaluating function and disease activity in ra.(12) between the two groups, there was no s i g n i f i c a n t d i f f e r e n c e b e f o r e a n d a f t e r intervention. in the interventional group, there was a significant difference in hand function before and after intervention (table 2), but there was none in the control group. this indicated that there were significant differences of hand function after intervention in both groups, but the difference was higher in the interventional g r o u p . h f i s h o w e d b e t t e r i m p r o v e m e n t characteristic intervention (%) n=8 control (%) n=9 age (year) 20-29 1 (12.5) 1 (11.1) 30-39 2 (25) 2 (22.2) 40-49 2 (22.2) 50-59 4 (50) 1 (11.1) 60-70 1 (12.5) 3 (33.3) sex female 7 (87.5) 7 (77.8) male 1 (12.5) 2 (22.2) education junior high school 1 (12.5) 1 (11.1) high school 4 (50) 4 (44.4) master degree 3 (37.5) 4 (44.4) occupation house wife 2 (25) 2 (22.2) retired 2 (25) 2 (22.2) civil servant 1 (11.1) teacher 3 (37.5) 2 (22.2) student 1 (11.1) unemployed 1 (12.5) 1 (11.1) medication methothrexate 8 (100) 6 (66.7) steroids 5 (62.5) 3 (33.3) nsaids* 5 (62.5) 5 (55.6) others** 2 (25) 4 (44.4) table 1. demographic and clinical data of 17 patients participating in the study at baseline *nsaids = non steroid anti inflammation drugs; **others (sulcolon and chloroquine) 162 bastian, tulaar, hartono, et al grip strength and hand function h fi = h an d fu nc tio n in de x; r g s= ri gh t g ri p st re ng th ; l g s= le ft g ri p st re ng th ; n s= n ot s ig ni fi ca nt (p >0 .0 5) in te rv en ti on g ro up c on tr ol g ro up p ar am et er b as e lin e e nd li ne m ea n di ff er en ce w it hi n gr ou p p b as e lin e e nd li ne m ea n di ff er en ce w it hi n gr ou p p m ea n di ff er en ce be tw ee n gr ou p p h fi 16 .8 8 ± 9. 46 14 .6 3 ± 10 .1 6 2. 25 ± 0 .7 0. 00 3 17 .1 1 ± 5. 75 15 .4 4 ± 4. 82 1. 67 ± 0 .9 3 0. 15 3 0. 58 ± 0 .2 3 ns r g s 89 .5 0 ± 18 .4 5 98 .0 0 ± 18 .7 3 8. 5 ± 0. 28 0. 00 0 89 .1 1 ± 15 .3 3 87 .5 6 ± 12 .7 2 1. 55 ± 2 .6 1 0. 72 5 6. 95 ± 2 .3 3 ns lg s 82 .7 5 ± 30 .6 3 91 .2 5 ± 29 .9 5 8. 5 ± 0. 68 0. 00 1 85 .3 3 ± 18 .1 9 88 .0 0 ± 13 .2 7 2. 67 ± 4 .9 2 0. 31 6 5. 83 ± 4 .2 4 ns ta bl e 2. h an d fu nc ti on a nd g ri p st re ng th b ef or e an d af te r in te rv en ti on ta bl e 3. j oi nt r an ge o f m ot io n be fo re a nd a ft er i nt er ve nt io n w =w ri st ; r =r ig ht ; l =l ef t; f= fl ex io n; e =e xt en si on ; m c p= m et ac ar po ph al an ge al ; p ip = pr ox im al in te rp ha la ng ea l; ns = no t s ig ni fi ca nt ( p > 0. 05 ) in te rv en ti on al g ro up c on tr ol g ro up p ar am et er b as e lin e e nd li ne m ea n di ff er en ce w it hi n gr ou p p b as e lin e e nd lin e m ea n di ff er en ce w it hi n gr ou p p m ea n di ff er en ce be tw ee n gr ou p p r w e 53 .7 5 ± 13 .8 2 60 .6 3 ± 15 .6 8 6. 88 ± 1 .8 6 0. 00 1 55 .0 0 ± 13 .9 2 52 .5 0 ± 10 .0 0 2. 5 ± 3. 92 0. 34 7 4. 38 ± 2 .0 6 ns r m c p1 f 61 .5 0 ± 14 .9 2 67 .5 0 ± 14 .5 3 6. 00 ± 0 .3 9 0. 01 3 58 .6 7 ± 15 .1 3 60 .3 3 ± 13 .9 6 1. 66 ± 1 .1 7 0. 60 5 4. 34 ± 0 .7 8 ns lm c p2 f 85 .0 0 ± 8. 42 90 .2 5 ± 5. 39 5. 25 ± 3 .0 3 0. 02 7 86 .0 0 ± 5. 57 88 .1 1 ± 4. 14 2. 11 ± 1 .4 3 0. 10 0 3. 14 ± 1 .6 ns lm c p2 e 20 .0 0 ± 9. 26 24 .2 5 ± 6. 45 4. 25 ± 2 .8 1 0. 08 5 20 .6 7 ± 8. 89 25 .3 3 ± 10 .0 5 4. 66 ± 1 .1 6 0. 01 9 0. 41 ± 1 .6 5 ns lm c p3 e 20 .0 0 ± 9. 26 24 .2 5 ± 6. 45 4. 25 ± 2 .8 1 0. 08 5 20 .8 9 ± 9. 06 24 .6 7 ± 9. 90 3. 78 ± 0 .8 4 0. 03 3 0. 47 ± 1 .9 7 ns lm c p4 f 84 .5 0 ± 8. 80 88 .2 5 ± 5. 90 3. 75 ± 2 .9 0. 03 5 83 .7 8 ± 9. 46 87 .2 2 ± 7. 14 3. 44 ± 2 .3 2 0. 06 0 0. 31 ± 0 .5 8 ns lm c p5 f 82 .5 0 ± 10 .9 9 88 .2 5 ± 4. 95 5. 75 ± 6 .0 4 0. 04 0 86 .4 4 ± 7. 67 86 .6 7 ± 8. 00 0. 23 ± 0 .3 3 0. 89 2 5. 52 ± 5 .7 1 ns r m c p4 e 84 .5 0 ± 8. 99 84 .7 5 ± 9. 07 0. 25 ± 0 .0 8 0. 04 4 20 .0 0 ± 8. 66 21 .7 8 ± 9. 08 1. 78 ± 0 .4 2 0. 08 6 1. 53 ± 0 .3 4 ns lm c p4 e 18 .7 5 ± 9. 91 24 .2 5 ± 6. 45 5. 5 ± 3. 46 0. 03 6 22 .0 0 ± 9. 54 24 .7 8 ± 10 .0 2 2. 78 ± 0 .4 8 0. 08 5 2. 72 ± 2 .9 8 ns r pi p3 f 99 .2 5 ± 10 .7 9 10 4. 00 ± 9 .7 2 4. 75 ± 1 .0 7 0. 03 2 10 2. 67 ± 8 .3 1 10 4. 56 ± 6 .9 1 1. 89 ± 1 .4 0. 17 6 2. 86 ± 0 .3 3 ns r pi p4 f 10 1. 00 ± 1 1. 95 10 6. 63 ± 1 1. 55 5. 63 ± 0 .4 0. 02 1 10 2. 67 ± 1 0. 10 10 7. 33 ± 5 .4 1 4. 66 ± 4 .6 9 0. 07 1 0. 97 ± 4 .2 9 ns r pi p5 f 99 .0 0 ± 8. 35 10 5. 00 ± 9 .4 4 6. 00 ± 1 .0 9 0. 01 2 10 2. 33 ± 1 0. 37 10 2. 44 ± 7 .4 5 0. 11 ± 2 .9 2 0. 96 9 5. 89 ± 1 .8 3 ns lp ip 3f 10 0. 25 ± 1 5. 51 10 4. 88 ± 1 4. 52 4. 63 ± 0 .9 9 0. 02 6 10 5. 67 ± 7 .2 8 10 8. 33 ± 4 .7 4 2. 66 ± 2 .5 4 0. 05 5 1. 97 ± 1 .5 5 ns lp ip 4f 10 0. 75 ± 1 3. 39 10 6. 75 ± 1 0. 31 6. 75 ± 3 .0 8 0. 00 2 10 5. 33 ± 7 .3 5 10 7. 44 ± 5 .5 0 2. 11 ± 1 .8 5 0. 13 0 4. 64 ± 1 .2 3 ns 163 univ med vol.27 no.4 especially by a combination of therapeutic exercises and heating. it is important to note that hfi measures the ability of the wrist and f i n g e r s t o m o v e i n t h e i r r o m , t h u s improvement in rom is indicated by a higher hfi. there was no significant improvement in right and left grip strengths between the two groups. there was a significant difference in right and left grip strengths in the interventional group (table 2), but not in the control group. it is known from the literature that strengthening exercises can have effect after a minimum of 4 weeks.(10) this was proved in the isometric strengthening of quadriceps muscle in patients with osteoarthritis of the knee.(13) other studies showed that exercise in ra patients needed a longer time to take effect, such as in the study by hakkinen for 2 years.(14,15) myositis in ra patients can result in muscle weakness, and can be confirmed by muscle biopsy, in which there is type ii muscle atrophy, acute myositis and focal necrosis. medications such as steroid agents also can result in myopathy.(16) table 1 indicates that 62.5% of subjects in the interventional group and 33.3% of subjects in the control group took steroid agents. in the control group, right gs decreased after intervention, while left gs increased. this may be due to the great variability in clinical manifestations, joint involvement, disease course a n d r e s p o n s e t o t r e a t m e n t . t h e r e w a s n o significant difference between the two groups. rom before and after intervention in the i n t e r v e n t i o n a l g r o u p s h o w e d s i g n i f i c a n t differences in 12 joints (table 3), while in the control group there were differences in only 2 joints.this may be due to the variability in baseline characteristics between the two groups. in the interventional group, rom improvement may have been the result of the heating and rom exercises that were done at home. in the control group, rom improvement could have been the result of therapeutic heating. as has been commonly recognized, the effect of heating is to improve tissue extensibility, decrease joint stiffness and pain, and help reduce infiltrate resolution in the inflammation.(17) there were no significant differences between the 2 groups in hfi, gs and rom, possibly as a result of the limited number of subjects in this study. the duration of this study which was only 6 weeks may have been one of t h e f a c t o r s r e s u l t i n g i n a n o n s i g n i f i c a n t difference in gs and rom between the two groups. moreover, rom exercises in this study were done only once a day. in this study, joint pain was not assessed. it is well-known that pain can stimulate reflex inhibition of muscular contraction, but the investigators attempted to reduce pain by giving the patient education about joint protection and b y m e a s u r i n g t h e g s u s i n g a m o d i f i e d sphygmomanometer.(18,19) conclusion r o m a n d i s o m e t r i c s t r e n g t h e n i n g exercises combined with therapeutic heating using paraffin baths for 6 weeks in ra patients can increase hand function. gs and rom better than therapeutic heating using paraffin baths alone. references 1. goronzy jj, weyand cm. arthritis rheumatoid: epidemiology, pathology, and pathogenesis. in: klippel jh, editor. primer on the rheumatic diseases. 12th ed. atlanta: arthritis foundation; 2001. p. 632-3. 2. stenstrom ch, minor ma. evidence for the benefit of aerobic and strengthening exercise in rheumatoid arthritis. arthritis rheum 2003; 49: 428–34. 3. american college of rheumatology subcommittee on rheumatoid arthritis. guidelines for the 164 bastian, tulaar, hartono, et al grip strength and hand function management of rheumatoid arthritis: 2002 update. arthritis rheum 2002; 46: 328–46. 4. astin ja, beckner w, soeken k. psychological interventions for rheumatoid arthritis: a metaanalysis of randomized controlled trials. arthritis rheum.2002; 47: 291–302. 5. kobelt g, eberhardt k, johansson b. economic consequences of the progression of rheumatoid arthritis in sweden. arthritis rheum 1999; 42: 347– 56. 6. de jong z, vliet vlieland tpm. safety of exercise in patients with rheumatoid arthritis. curr opin rheumatol 2005; 17: 177–82. 7. van den ende chm, breedveld fc, le cessie s, dijkmans bac, de mug aw, hazes jmw. effect of intensive exercise on patients with active rheumatoid arthritis: a randomised clinical trial. ann rheum dis 2000; 59: 615–21. 8. bulthuis y, drossaers-bakker kw, taal e, raskan j, oostveen j, van’t pad bp, et al. arthritis patients show long term benefits from 3 weeks intensive training directly following hospital discharge. rheumatology 2007; 46: 1712-7. 9. o’brien, av, jones p, mullis r, mulherin d, dziedzic k. conservative hand therapy treatments in rheumatoid arthritis – a randomized controlled trial. rheumatology 2006; 45: 577-83. 10. kisner c, colby la. resistance exercise. in: therapeutic exercise foundations and techniques. 4th ed. philadelphia; f.a. davis; 2002. p. 68-9. 11. arnett fc, edworthy sm, bloch da, mcshane dj, fries jf. the american rheumatism association 1987 revised criteria for the classification of rheumatoid arthritis. arthritis rheum 1988; 31: 315–24. 12. kalla aa, smith pr, brown gmm, meyers ol, chalton d. responsiveness of keitel functional index compared with laboratory measures of diseases activity in eheumatoid arthritis. br j rheumatol 1995; 34: 141-9 13. widjanantie sc. pengukuran fungsi lutut dengan time up and go test dan stair climbing test pada latihan isometrik otot kuadrisep pasien osteoartritis lutut (thesis). jakarta: program studi ilmu rehabilitasi medik, fakultas kedokteran universitas indonesia; 2006. 14. hakkinen a, sokka t, hannonen p. a home-based two year strength training period in early rheumatoid arthritis led to good long-term compliance: a fiveyear follow up. arthritis rheum 2004; 51: 56-62. 15. hakkinen a, sokka t, kautiainen h, kotaniemi a, hannonen p. sustained maintenance of exercise induced muscle strength gains and normal bone mineral density in patients with early rheumatoid arthritis: a five year follow up. ann rheum dis 2004; 63: 910-6. 16. hicks je, joe go, gerber lh. rehabilitation of the patient with inflammatory arthritis and connective tissue disease. in: delisa ja, gans bm, walsh ne, bockenek wl, frontera wr, et al, editors. 4th ed. philadelphia: lippincot williams & wilkins; 2005. p. 737. 17. basford jr. therapeutic physical agents. in: delisa ja, gans bm, walsh ne, bockenek wl, frontera wr, et al, editors. 4th ed. philadelphia: lippincot williams & wilkins; 2005. p. 255. 18. harris ed. clinical features of rheumatoid arthritis. in: ruddy s, harris ed, sledge cb, editors. kelley’s textbook of rheumatology. 6th ed. philadelphia: w.b. saunders; 2001. p. 969, 984. 19. harris ed. treatment of rheumatoid arthritis. in: ruddy s, harris ed, sledge cb, editors. kelley’s textbook of rheumatology. 6th ed. philadelphia: w.b. saunders; 2001. p. 1004-18. alvina 162 abstract menopause is a natural event to be experienced by every woman and appears to be associated with increased risk for developing type 2 diabetes mellitus. it has been postulated that a diet high in legumes may be beneficial for the prevention of glycosuria. these unique components of soy have been shown to have beneficial effects on glucose and insulin homeostasis. the objective of the present study was to examine the possibility of an association between soy food consumption and risk of glycosuria in postmenopausal women. a cross-sectional study was conducted among 94 postmenopausal women attending mampang prapatan health center, mampang prapatan subdistrict, south jakarta. anthropometric measurements were taken using standard instruments and dietary intake was assessed with a validated food-frequency questionnaire. a dipstick semiquantitative assay for urinary glucose was used to define glycosuria (positive). the results showed that 12.8% of postmenopausal women had glycosuria and mean isoflavone intake was 69.5 ± 61.4 g/d. intake of isoflavone was inversely associated with risk of glycosuria. compared to women in the lowest quintile of isoflavone intake (q1), postmenopausal women in the highest quintile (q5) had a lower risk for glycosuria of 0.30 times that of q1, which risk was however statistically not significant (or = 0.30; 95% ci = 0.02 – 3.14). in conclusion, isoflavone may play a role in the prevention of glycosuria (an important indicator of diabetes) among postmenopausal women. keywords : isoflavone, intake, glycosuria, postmenopausal women *professional study program, medical faculty, trisakti university correspondence nurmillah, sked. professional study program, medical faculty, trisakti university jl. kyai tapa no.260 grogol jakarta 11440 univ med 2010;29:114-24. soyfood consumption and risk of glycosuria in post-menopausal women nurmillah*, irena stefani yolantha*, and victor livinus* september-december, 2010september-december, 2010september-december, 2010september-december, 2010september-december, 2010 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 vol.29 no.3 universa medicina introduction s o m e f a c t s a b o u t m e n o p a u s e a r e applicable to all women, since menopause is a natural event to be experienced by every woman. the common denominator is cessation of menstrual cycles. on the other hand, in r e l a t i o n t o t h e s y m p t o m s a n d r i s k s f o r osteoporosis, cardiovascular diseases, cancer and alzheimer disease, every woman is unique. menopausal women suffer from deleterious effects of lowered estrogen levels, including r e d u c t i o n o f b o n e m a s s , m e n o p a u s a l symptoms, and hypercholesterolemia. these effects are pronounced during early post m e n o p a u s e b e c a u s e o f d r a s t i c e s t r o g e n reduction, and tend to become attenuated during late post menopause. menopause 163 univ med vol.29 no.3 appears to be associated with a decrease in p a n c r e a t i c i n s u l i n s e c r e t i o n a s w e l l a s increased insulin resistance. these changes are thought to contribute to the increased risk for developing type 2 diabetes mellitus (dm) after menopause. the prevalence of type 2 dm has been increasing rapidly worldwide;(1) thus knowledge of risk factors and protective factors associated with type 2 dm is essential for the development of prevention strategies. phytoestrogens can potentially alleviate hypoestrogen related deleterious effects. soy and isoflavone dietary supplements are regularly used by millions of north americans for s y m p t o m s a s s o c i a t e d w i t h m e n o p a u s a l t r a n s i t i o n o r f o r o t h e r p u r p o r t e d h e a l t h b e n e f i t s . ( 2 ) p h y t o e s t r o g e n s a r e n a t u r a l l y occurring plant compounds that are structurally and functionally similar to estradiol. there are four major classes of phytoestrogens: i) isoflavones, found in soy beans and soy products; ii) lignans, found in whole grains, cereals and oilseeds; iii) flavonoids, found in some fruits and legumes; and iv) coumestans found in bean and alfafa sprouts.(3) isoflavones are phytoestrogens with the most potent estrogenic activity, comprising genistein, daidzein and glycitein found in soybeans, the l a t t e r b e i n g a m a j o r d i e t a r y s o u r c e o f isoflavones. asians consume 10–100 times more isoflavones than do westerners, and osteoporosis-related fractures are less frequent in asian than western communities, possibly b e c a u s e o f t h e l a rg e q u a n t i t i e s o f phytoestrogen-rich soybeans and vegetables in the asian diet.(4) soybean, a member of the legume family, is a rich source of plant protein, fiber, vitamins, minerals, and phytoestrogens (isoflavones).(5) these unique components of soy have been shown to have beneficial effects on glucose and insulin homeostasis. animal studies have d e m o n s t r a t e d t h a t s o y p r o t e i n a n d s o y isoflavones improve glycemic control, lower insulin requirement, and increase insulin sensitivity.(6) similar benefits have also been documented in several intervention studies with soy supplements (soy protein, soy fiber, and soy isoflavones), but results have been inconsistent.(7,8) one cross-sectional study examined the effect of usual dietary intake of isoflavones on glucose metabolism and observed an inverse association with insulin level.(9) an animal study revealed that soy protein and isoflavone content could improve control of glycemic levels, and increase insulin sensitivity. similar benefits were documented in several studies with soy-derived supplements, but the results were inconsistent. the main point is that soy food has a low glycemic level, which is linked to blood glucose levels.(10,11) the present study a i m e d t o d e t e r m i n e t h e e x i s t e n c e o f a n association between isoflavone intake and the risk of glycosuria in postmenopausal women in mampang prapatan subdistrict, south jakarta. methods design of the study a cross-sectional study was conducted from 16 january 2010 to 2 february 2010 to determine the possiblity of an association between soyfood intake and glycosuria in postmenopausal women at a primary health center in mampang prapatan sub-district, south jakarta. study subjects the subjects who participated in this study were postmenopausal women attending the primary health center at mampang prapatan subdistrict, south jakarta. the inclusion criteria used in this study were: female with cessation of menstruation for one year or longer, able to communicate, and willing to participate in this study. data collection personal interviews were conducted to o b t a i n i n f o r m a t i o n o n d e m o g r a p h i c a n d 164 socioeconomic features, tobacco and alcohol u s e , p h y s i c a l a c t i v i t y, m e n s t r u a l a n d reproductive history, lifetime occupational history, as well as medical history, including diabetes mellitus, coronary heart disease, s t r o k e , h y p e r t e n s i o n , a n d o t h e r c h r o n i c diseases ever diagnosed by a physician, along with use of selected medicines, including postmenopausal hormones. anthropometric measurements, including weight and height, were performed on all study participants according to a standard protocol. body mass index (bmi) was calculated as weight in kilograms divided by the square of height in meters. bmi levels were categorized as normal weight (< 23.0 kg/m2), overweight or obese (> 2 3 . 0 k g / m 2) a c c o r d i n g t o t h e c r i t e r i a established for asian populations.(11) dietary assessment data on nutrient intake were obtained by p e r s o n a l i n t e r v i e w u s i n g a s o y f o o d q u e s t i o n n a i r e l i s t i n g 1 4 s o y f o o d i t e m s r e s p o n s i b l e f o r t h e m a j o r i t y o f s o y consumption, comprising steamed tofu, dried tofu, bandung tofu, soft tofu, steamed tempeh, tempe bacem, regular soy milk, tahu kuning, soy bean sangria, fried soy beans, steamed soy b e a n s , s o y s a u c e , t a h u b u n g k u s , f r i e d tempeh.(12,13) study participants were asked to r e c a l l t h e f r e q u e n c y o f c o n s u m p t i o n o f individual food items (number of times per day, week, month, and year) and estimated portion size, using local weight units (50 g) or natural units (cup, bowl) per unit time. the usa fda f o o d c o m p o s i t i o n ta b l e ( 1 3 ) w a s u s e d t o estimate the intake levels of isoflavone for study participants. urinary glucose test a dipstick semi-quantitative assay for random urinary glucose was performed on study participants who gave a spot urine sample. a cutoff point of greater than trace for urinary glucose was used to define glycosuria (positive) in this study. sample size the number of subjects required for this study was calculated on the basis of the formula for sample size for surveys with a prevalence of glycosuria of 0.1, alpha level of 0.05 and acceptable margin of error for proportion being estimated of 0.05.(14) the sample was taken by consecutive non-random sampling, where persons attending the health center and meeting the inclusion criteria were designated as respondents until the required sample size was obtained. statistical analysis study participants were divided into five categories according to quintile distribution of total soy protein intake (an equivalence of total soy food intake) among the study participants. the lowest quintile was treated as the reference group. logistic regression analysis was used to obtain maximum likelihood estimates of the odds ratios (ors) and their 95% confidence intervals (cis) to measure the association between soy food consumption and glycosuria. variables adjusted for multiple regression models included age, education, regular physical activity during the past 5 years, and bmi. all statistical tests were based on twosided probability using spss, version 15.0. results t h e s t u d y p a r t i c i p a n t s w e r e 9 4 postmenopausal women with mean age of 58.7 ± 7.7 years (range 43-89 years). around half of the women (59.6%) was married, 85.1% was u n e m p l o y e d , 6 8 . 1 % h a d a l o w l e v e l o f education and 97.9% did not smoke (table 1). for most respondents (40.4%) the duration of menopause was more than 10 years, normal and underweight bmi (<22.9) accounted for 50% of respondents, and 56.4% of respondents performed moderate activity (table 2). glycosuria was present in 12.8% of respondents, while mean isoflavone intake was 69.5 ± 61.4 g/d (table 3). nurmillah, yolantha, livinus soyfood consumption and glycosuria 165 univ med vol.29 no.3 table 4 shows that compared to women in the lowest quintile of isoflavone intake (q1), postmenopausal women in the highest quintile of isoflavone (q5) had a 0.30 times lower risk for glycosuria, but the difference was not statistically significant (or = 0.30;95% ci = 0.02 – 3.14). discussion in the present study, the prevalence of glycosuria in postmenopausal women with mean age of 58.7 ± 7.7 years was 12.8%, differing from that of a large cross-sectional study of chinese women, where the prevalence was 8.2%.(11) in our study, postmenopausal women with higher isoflavone intakes had a l o w e r r i s k o f g l y c o s u r i a , a l t h o u g h t h e association was not statistically significant. however, in the abovementioned chinese cross-sectional study there was a significant inverse association between soy intake and glycosuria among postmenopausal women.(16) our study found a mean isoflavone intake of 69.5 ± 61.4 g/d. in traditional asian diets, soy intake is usually high, with a mean level of 100 g/d, which corresponds to an approximate soy protein intake of 10 g/d.(15) there are few studies on the relationship between isoflavone intake and glycosuria in postmenopausal women in indonesia. glycosuria is a strong predictor of diabetes, and our results suggest a potential role for soy foods in the prevention of diabetes. although no previous study has evaluated regular consumption of soy foods in relation to the risk of diabetes, our findings are supported by the existing evidence from animal and human studies showing that several major components of soy foods have beneficial effects on glucose and insulin homeostasis. animal studies have revealed that feeding soy protein results in elevated glucose disposal rates, decreased pancreatic insulin release, and increased hepatic insulin removal.(16) although glycosuria is a powerful predictor of diabetes, its value in diagnosis of diabetes has been factors n (%) glycosu ria posi tive negative isofl avone intake (g/d) * quintile 1 quintile 2 quintile 3 quintile 4 quintile 5 12 (12.8) 82 (87.2) 69.5 ± 61.4 16.9 ± 5.8 31.2 ± 4.9 50.2 ± 8.6 87.1 ± 13.1 159.2 ± 75.0 table 3. glycosuria prevalence and isoflavone intake in postmenopausal women (n=94) * mean ± s.d. table 2. distributions of duration of menopause, bmi dan activity of respondents (n=94) factors n (%) duration of menopause (years) 1 – 5 5 – 10 > 10 body mass index ≤ 22.9 = 23.0 activity inacti ve moderate high 29 (30.9) 27 (28.7) 38 (40.4) 47 (50) 47 (50) 34 (36.2) 53 (56.4) 7 (7.4) demographic n (%) age (years)* level of education ** low medium high employmen t unemployed employed mari tal status married widowed single 58.7 ± 7.7 64 (68.1) 19 (20.2) 11 (11.7) 85.1 14.9 59.1 39.4 1.1 table 1. distribution of demographic characteristics of postmenopausal women (n=94) *mean ± sd; **low: no education, primary school; medium: junior high school; high: senior high school and academy/university 166 questioned. in a large prospective, populationbased study of middle-aged chinese women, a h i g h e r i n t a k e o f l e g u m e s , s o y b e a n s i n particular, was associated with a reduced risk of type 2 dm.(17) soy intake is generally low in western populations, which limits the ability o f e p i d e m i o l o g i c s t u d i e s t o d e t e r m i n e associations between soy intake and type 2 dm in these populations. phytoestrogens have a molecular structure similar to that of estrogens and are weakly e s t r o g e n i c i n c o n d i t i o n s o f e n d o g e n o u s estrogen depletion.(18) among postmenopausal w o m e n , p r e v i o u s s t u d i e s h a v e f o u n d a n a s s o c i a t i o n b e t w e e n i n t a k e s o f d i e t a r y isoflavone and isoflavone supplements on the one hand and improved insulin resistance on the other.(8,19) in addition, there is evidence that soy consumption in postmenopausal women also increases sex hormone-binding globulin level,(20) the latter being inversely associated with impaired glucose tolerance. in a doubleblind, randomized, placebo-controlled trial involving 203 postmenopausal chinese women aged 48 to 62 years, the investigators found that soy isoflavone supplementation for a period of one year presumably could decrease fasting glucose levels.(21) in contrast, a 6-mo r a n d o m i z e d c o n t r o l l e d t r i a l c o u l d n o t convincingly demonstrate that soy protein with or without isoflavone supplementation had favorable effects on glycemic control and insulin sensitivity among postmenopausal hong kong chinese women with prediabetes or early untreated diabetes.(22) soy isoflavones, as a major category of p h y t o e s t r o g e n , c a n b i n d t o t h e e s t r o g e n receptors á and â, although more strongly to the latter.(23) existing evidence has shown that isoflavones could act as estrogen agonists or antagonists, depending on the target tissues,(24) d o s e s a n d t y p e s o f i s o f l a v o n e s , ( 2 5 ) a n d endogenous circulating sex hormone profile.(20) a previous cross-sectional study in shanghai r e p o r t e d t h a t s o y i n t a k e w a s a s s o c i a t e d d i ff e r e n t l y w i t h g l y c o s u r i a b e t w e e n premenopausal and postmenopausal women, i n d i c a t i n g t h a t m e n o p a u s a l s t a t u s a n d endogenous estrogen levels may modify the phytoestrogen activity of soy.(11) legumes have been indirectly linked to a protective role in the development of type 2 dm as components of a prudent diet, which is associated with a lower risk of type 2 dm.(27,28) conversely, in another study, high consumption of legumes was linked to a dietary pattern associated with an increased risk of type 2 dm.(29) n e v e r t h e l e s s , o u r s t u d y h a s s e v e r a l limitations. the primary concern of this study is the accuracy of the method used to detect urinary glucose. a published study, however, has demonstrated that the dipstick assay for urinary glucose is quite accurate, showing a very good agreement with the quantitative e s t i m a t i o n ( k c o e ff i c i e n t = 0 . 8 ) . ( 3 0 ) t h e p o s s i b i l i t y o f o t h e r s o u r c e s o f b i a s i s minimized because of the use of validated ffq. owing to the inherent limitations of a crosssectional study design, the temporal sequence o f s o y f o o d i n t a k e a n d d e v e l o p m e n t o f glycosuria cannot be firmly established in this study. isoflavone intake (g/d) n or ( 95% ci) quintile 1 quintile 2 quintile 3 quintile 4 quintile 5 18 19 19 19 19 1.0 0 (r eference gr oup) 1.0 1 (0.24 – 6.13) 1.0 0 (0.23 5.72) 0.6 3 (0.16 – 4.38) 0.3 0 (0.02 – 3.14 table 4. odds ratio (or) and 95% confidence interval (ci) for glycosuria associated with isoflavone intake among postmenopausal women nurmillah, yolantha, livinus soyfood consumption and glycosuria 167 univ med vol.29 no.3 conclusions regular isoflavone intake was inversely associated with the risk of glycosuria among postmenopausal women, suggesting a potential protective effect of soy foods in the prevention of diabetes. acknowledgements we thank the health workers and the postmenopausal women of mampang prapatan subdistrict for their important contributions to the study. we also thank prof. dr. dr. adi hidayat, ms for his helpful comments and suggestions on the manuscript. references 1. zimmet p. globalization, coca-colonization and the chronic disease epidemic: can the doomsday scenario be averted? j intern med 2000;247:301– 10. 2. henderson v. isoflavones: food for thoughtful consideration. menopause 2003;10: 189-90. 3. branca f, lorezentti s. health effects of phytoestrogens. forum nutr 2005;57:100-11. 4. somekawa y, chiguchi m, ishibashi t, aso t. soy intake related to menopausal symptoms, serum lipids, and bone mineral density in postmenopausal japanese women. obstet gynecol 2001;97:109-15. 5. chester ea. soy for cardiovascular indications. am j health syst pharm 2001;58: 663–6. 6. lavigne c, marette a, jacques h. cod and soy proteins compared with casein improve glucose tolerance and insulin sensitivity in rats. am j physiol endocrinol metab 2000;278:491–500. 7. hermansen k, sondergaard m, hoie l, carstensen m, brock b. beneficial effects of a soy-based dietary supplement on lipid levels and cardiovascular risk markers in type 2 diabetic subjects. diabetes care 2001;24:228–33. 8. jayagopal v, albertazzi p, kilpatrick es, howarth em, jennings pe, hepburn da, et al. beneficial effects of soy phytoestrogen intake in postmenopausal women with type 2 diabetes. diabetes care 2002;25:1709–14. 9. goodman-gruen d, kritz-silverstein d. usual dietary isoflavone intake is associated with cardiovascular disease risk factors in postmenopausal women. j nutr 2001;131: 12026. 10. foster-powell k, holt sh, brand-miller jc. international table of glycemic index and glycemic load values. am j clin nutr 2002;76:556. 11. zhou bf. cooperative meta-analysis group of the working group on obesity in china. predictive values of body mass index and waist circumference for risk factors of certain related diseases in chinese adults: study on optimal cutoff points of body mass index and waist circumference in chinese adults. biomed environ sci 2002;15:83-96. 12. fred hutchinson cancer research center. soy food questionnaire;2002. available at: http:// www.fhcrc.org/science/shared_resources/ nutrition/other_questionnaires/soy.pdf. accessed december 12, 2009. 13. nutrient data laboratory beltsville human nutrition research center agricultural research service u.s. department of agriculture. usda. database for the isoflavone content of selected foods. release 2.0. baltimore: u.s. department of agriculture agricultural research service; 2008. 14. bartlett je ii, kotrlik jw, higgins cc. organizational research: determining appropriate sample size in survey research. info technol learn perform j 2001;19:43-50. 15. nagata c, takatsuka n, shimizu h. soy and fish oil intake and mortality in a japanese community. am j epidemiol 2002;156:824-31. 16. lavigne c, marette a, jacques h. cod and soy proteins compared with casein improve glucose tolerance and insulin sensitivity in rats. am j physiol endocrinol metab 2000;278:491-500. 17. villegas r, gao yt, yang g, li hl, elasy ta, zheng w, et al. legume and soy food intake and the incidence of type 2 diabetes in the shanghai women’s health study. am j clin nutr 2008;87: 162-7. 18. bhathena sj, velasquez mt. beneficial role of dietary phytoestrogens in obesity and diabetes. am j clin nutr 2002;76;1191-201. 19. goodman-gruen d, kritz-silverstein d. usual dietary isoflavone intake is associated with cardiovascular disease risk factors in postmenopausal women. j nutr 2001; 131:12026. 20. pino am, valladares le, palma ma, mancilla am, yanez m, albala c. dietary isoflavones affect sex hormone-binding globulin levels in postmenopausal women. j clin endocrinol metab 2000;85:2797-800. 168 21. ho sc, chen ym, ho sss, woo jlf. soy isoflavone supplementation and fasting serum glucose and lipid profile among postmenopausal chinese women: a double-blind, randomized, placebo-controlled trial. menopause 2007;14: 905-12. 22. liu zm, chen ym, ho sc, ho yp, woo j. effects of soy protein and isoflavones on glycemic control and insulin sensitivity: a 6-mo doubleblind, randomized, placebo-controlled trial in postmenopausal chinese women with prediabetes or untreated early diabetes. am j clin nutr 2010;91:1394-401. 23. morito k, hirose t, kinjo j, hirakawa t, okawa m, nohara t ,et al. interaction of phytoestrogens with estrogen receptors alpha and beta. biol pharm bull 2001; 24:351-6. 24. safe sh, pallaroni l, yoon k, gaido k, ross s, saville b, et al. toxicology of environmental estrogens. reprod fertil dev 2001;13:307-15. 25. mueller so, simon s, chae k, metzler m, korach ks. phytoestrogens and their human metabolites show distinct agonistic and antagonistic properties on estrogen receptor alpha (eralpha) and beta (erbeta) in human cells. toxicol sci 2004;80:14–25. 26. glazier mg, bowman ma. a review of the evidence for the use of phytoestrogens as a replacement for traditional estrogen replacement therapy. arch intern med 2001;161:1161-72. 27. fung tt, willett wc, stampfer mj, manson je, hu fb. dietary patterns and the risk of coronary heart disease in women. arch intern med 2001; 161:1857-62. 28. van dam rm, rimm eb, willett wc, stampfer mj, hu fb. dietary patterns and risk for type 2 diabetes mellitus in u.s. men. ann intern med 2002;136:201-9. 29. heidemann c, hoffmann k, spranger j, klipstein-grobusch k, möhlig m, pfeiffer af, et al. a dietary pattern protective against type 2 diabetes in the european prospective investigation into cancer and nutrition (epic)–potsdam study cohort. diabetologia 2005;48:1126-34. 30. chaturvedi s, jain n, bhatia a. evaluation of semi-quantitative methods for protein and sugar estimation in urine. indian j pathol microbiol 2001;44:399-401. nurmillah, yolantha, livinus soyfood consumption and glycosuria riany 143 *department of neurology, medical faculty, trisakti university correspondence dr. riani indiyarti, sp.s department of neurology, medical faculty, trisakti university jl. kyai tapa 260 grogol jakarta 11440 telp 021-5672731 ext.2806 univ med 2008; 27: 143-9 occipito-cervical meningioma in pregnancy july-september, 2008july-september, 2008july-september, 2008july-september, 2008july-september, 2008 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 vol.27 no.3 abstract universa medicina riani indiyarti* meningiomas are tumors that are believed to be derived from the cells and vascular elements of the meninges, and grow intracranially or in the vertebral canal. they are most common in women. the growth of meningiomas is stimulated by female sex hormones and thus may progress more rapidly in pregnant women and in women with breast cancer. the patient was a pregnant 39-year old woman (g4p3a0) of 8 months gestation. the clinical symptoms and signs were progressive upper motor neuron quadriparesis, diminished sensory functions from the level of c2 downwards, and loss of bladder and rectal control. brain and cervical computed tomography (ct) scans done 2 months before admission showed no abnormalities. induced delivery was terminated by forceps extraction, resulting in a baby of 2,100 g with apgar score 7/9. after delivery, postcontrast magnetic resonance imaging (mri) showed a large contrast-enhancing tumor mass of intradural-extramedullary location in the right occipito-cervical region. the tumor had a meningeal tail, extended into the right posterior fossa and caudally to the level of c3, with compression of the spinal cord. the patient underwent a nontotal resection to remove a tumor that microscopically had the features of a meningioma. keywords : meningioma, pregnancy introduction a meningioma is a tumor that is derived from cellular or vascular elements of the meningeal membranes covering the brain and spinal cord. this type of tumor is the second most common of primary intracranial tumors. a r o u n d 1 5 – 3 0 % o f a l l b r a i n t u m o r s a r e meningiomas, which increase in frequency above the age of 40 years. the tumor is rarely found in children (in only 15% of all cases), and is more predominant in females than in males, in the ratio of 3 : 1. meningiomas may be located intracranially or within the vertebral canal, in a ratio of 6 : 1. around 90% of meningiomas occur in the head, on the cerebral hemispheres, at the base of the skull or the inferior aspect of the brain, such as the brain stem proximal to the spinal cord. meningiomas may also occur on the meningeal coverings of the optic nerve or i n t h e s p i n a l c o r d . ( 1 5 ) t h e m a j o r i t y o f meningiomas have an intradural-extramedullary 144 location.(6) high cervical, spinal, or intradural meningiomas are rare lesions, generating a gradual neur ological decline, with severe deficits or acute loss of spinal function.(7) the incidence of meningioma in pregnant women is comparable with that in non-pregnant women of the same age group. the clinical presentation of headache, vomiting, or seizures could be m i s d i a g n o s e d a s h y p e r e m e s i s g r a v i d a r u m during early pregnancy or as eclampsia during late pregnancy. an abnormal fundoscopic examination, visual impairment, focal seizures, and lateralizing neurological deficits support the diagnosis of an intracranial mass lesion and s h o u l d p r o m p t f u r t h e r i n v e s t i g a t i o n w i t h magnetic resonance imaging (mri) to confirm t h e d i a g n o s i s . ( 8 ) i n t h i s p a p e r, a c a s e o f meningioma in pregnancy and its diagnostic and therapeutic management is presented. case description a 39-year-old women, g4p3a0, of 8 months gestation, presented with paresis of all four e x t r e m i t i e s b e g i n n i n g t w o m o n t h s b e f o r e a d m i s s i o n . t h e p a t i e n t h a d a l r e a d y b e e n admitted to another hospital, where brain and cervical computed tomography (ct) scans were performed with normal results. subsequently the patient was treated by alternative medicine, but the symptoms became worse. there were no history of trauma, radiation therapy or a family history of a similar illness. on physical examination there were upper motor neuron quadriparesis with power of 2, physiological reflexes -/-, pathological reflexes + / + , c l o n u s + / + , h y p e s t h e s i a f r o m t h e c 2 dermatome downwards, and urinary and fecal incontinence. neurofibromatosis was not found. laboratory examination yielded a hemoglobin concentration of 10.7 g/dl, white cell count 8 x 109/l, red cell count 3.8 x 1012/l, hematocrit 0.32 l/l, platelet count 256 x 109/l, blood group o rh+, total protein 61 g/l, albumin 38 g/l, globulin 28 g/l, sgot 27 iu/l, sgpt 30 iu/l, ureum 1.1 mmol/l, creatinine 90 mmol/ l, sodium 133 mmol/l, potassium 34 mmol/l, chloride 109 mmol/l, random serum glucose 9 . 7 m m o l / l . d e l i v e r y w a s i n i t i a t e d b y i n d u c t i o n ; t h e r e w a s c o m p l e t e c e r v i c a l dilatation, but the patient could not bear down adequately and the delivery was terminated by forceps extraction; the infant weighed 2100 g and had an apgar score of 7/9. postcontrast magnetic resonance imaging (mri) performed after delivery showed an extensive contrast-enhancing tumor mass, of intradural-extramedullary location in the right occipito-cervical region, having a meningeal tail, extending into the right posterior fossa and caudally to the level of c3, accompanied by compression of the spinal cord (figure 1, figure 2). the patient underwent a nontotal resection with pathological diagnosis of meningioma. discussion m e n i n g i o m a s a r e t h e m o s t c o m m o n primary intracranial neoplasms in the adult population, representing about 24% of all brain tumors.(9) they originate from the meningeal membranes covering the brain and spinal cord. ninety percent of meningiomas are benign, whereas the remaining 10% are atypical or malignant. although designated as ‘benign’, brain tumors may cause disability or even be life-threatening. in a number of cases, benign meningiomas grow slowly and may attain a large size (depending on their location) before causing symptoms or signs. other meningiomas grow more rapidly. in most patients with meningioma, there is only one tumor, but occasionally several tumors are found at different locations in the brain and spinal cord.(1-5) 145 figure 2. sagittal mri section showing tumor with meningeal tail, extending into posterior fossa and caudally to level of c3 figure 1. axial mri section showing extensive tumor mass, with intradural extramedullary location in right ocipito-cervical region, and compression of spinal cord univ med vol.27 no.3 146 meningiomas may be graded according to the world health organization classification of tumors of the central nervous system, which uses histological grades to communicate a “stage of malignancy” that will predict biologic behavior. grade i tumors are generally well circumscribed, slowly progressing, and can often be cured by resection; grade ii lesions are typically infiltrative with low proliferation, but have a higher likelihood of recurrence; grade iii tumors are histologically malignant and generally require more aggressive adjuvant t h e r a p y ; a n d g r a d e i v t u m o r s a r e h i g h l y malignant and can be rapidly fatal.(16) the current who grading of meningioma into three categories is as follows:(15,16) i) grade i: benign meningioma does not fulfill criteria of grade ii and iii; comprises histologic variants other than clear cell, papillary and rhabdoid tumors. the most c o m m o n h i s t o l o g i c a l s u b t y p e s a r e meningothelial, fibrous (fibroplastic), and transitional (mixed) meningiomas. less common subtypes are psammomatous, a n g i o m a t o u s , m i c r o c y s t i c , s e c r e t o r y, lymphoplasmacytic-rich, and metaplastic meningiomas. grade i tumors account for the majority (90%) of all meningiomas. ii) grade ii: atypical meningioma mitotic index of 4 or more per 10 high-power f i e l d s ; o r a t l e a s t 3 o f t h e f o l l o w i n g parameters in an otherwise grade i tumor: sheeting architecture (loss of whorling and/or fascicles), small cells with high nuclear/cytoplasmic index, macronucleoli, hypercellularity, spontaneous necrosis; or brain invasion; or clear cell meningioma; or chordoid meningioma. grade ii tumors account for 5-7% of all meningiomas. iii) g r a d e i i i : a n a p l a s t i c ( o r m a l i g n a n t ) meningioma mitotic index of 20 or more p e r 1 0 h i g h p o w e r f i e l d s ; o r f r a n k anaplasia (obviously malignant cytology, eg. resemblance to sarcoma, carcinoma, or melanoma); or papillary meningioma; or r h a b d o i d m e n i n g i o m a . m a l i g n a n t meningiomas are rare, accounting for 3-5% of all meningiomas. a high grade is associated with a poor prognosis. patients with grade i meningioma usually have a good prognosis, with 80% or more patients experiencing no progressivity or recurrence of tumors after initial therapy. patients with grade ii or grade iii tumors have a higher risk of recurrence; patients with grade ii tumors will experience a recurrence within 5 y e a r s , a n d g r a d e i i i p a t i e n t s w i l l h a v e a recurrence within 2 years.(1,3) the etiology of meningioma is as yet not known with certainty, but possibly both genetic and environmental factors are of influence. conditions associated with a higher risk of m e n i n g i o m a a r e t h e f o l l o w i n g : i ) neurofibromatosis. in about 40–80% of these tumors there is a deletion in the long arm of c h r o m o s o m e 2 2 , a t t h e l o c u s o f t h e neurofibromatosis 2 (nf2) gene. nf2 is a tumor suppressor gene at 22q12 that is inactive in 40% of sporadic meningiomas. patients with nf2 and familial non-nf2 syndromes may develop multiple meningiomas, commonly at a young age; ii) radiation therapy. patients receiving radiation therapy of the head have higher risk of meningiomas, particularly 10-20 years after t h e r a p y ; i i i ) h i s t o r y o f h e a d t r a u m a . meningioma is found at the site of previous trauma; iv) female hormones and breast cancer. meningiomas are more common in women, especially postmenopausal women on hormonal r e p l a c e m e n t t h e r a p y. m e n i n g i o m a s m a y increase in size during pregnancy, and there is also an association between meningiomas and breast cancer. the occurrence of a meningioma during pregnancy is extremely rare. the signs and symptoms of a meningioma may initially appear 147 d u r i n g t h e s e c o n d o r t h i r d t r i m e s t e r o f pregnancy and then subside in the postpartum period. the most frequent symptoms of a brain tumor such as headache, visual disturbance, nausea and vomiting are often attributed to pregnancy itself and hence the diagnosis may be delayed. it is believed that the presence of h o r m o n e r e c e p t o r s , m a i n l y p r o g e s t e r o n e receptors, are responsible for the worsening symptoms of meningioma.(10,11) the fluctuations in the hormonal milieu of pregnancy as a result of increase in the blood volume, redistribution o f b o d y w a t e r b e t w e e n i n t r a c e l l u l a r a n d e x t r a c e l l u l a r f l u i d c o m p a r t m e n t s a n d t h e influence of steroid hormones may increase the tumor size and peritumor edema. m e n i n g i o m a s h a v e r e c e p t o r s f o r s e x h o r m o n e s a n d o t h e r l i g a n d s , i n c l u d i n g progesterones, estrogens, androgens, dopamines dan a receptors for platelet derived growth factor. using specific immunohistochemical and molecular biological techniques it was found that estrogen receptors are only expressed in approximately 10% of meningiomas and only at very low levels. in contrast, progesterone and androgen receptors are present in approximately t w o t h i r d s o f m e n i n g i o m a s . i n m u l t i p l e meningiomas, the number of progesterone r e c e p t o r s i s h i g h e r t h a n t h a t i n s o l i t a r y m e n i n g i o m a s . p r o g e s t e r o n e r e c e p t o r s i n meningiomas are identical to those found in mammary carcinomas.(1-4,12) the present case concerns a meningioma that occurred during p r e g n a n c y, w i t h o u t a h i s t o r y o f p r e v i o u s t r a u m a , r a d i a t i o n o r t h e p r e s e n c e o f neurofibromatosis, leading to the supposition that female hormonal factors in pregnancy had affected the progression of the tumor. meningiomas cause symptoms and signs by a number of mechanisms, namely irritation of the underlying cortex, pressure on the brain and cranial nerves, hyperostosis and/or invasion of the surrounding soft tissues, or induction of vascular injury in the brain. in general, the symptoms of meningioma consist of headache, vomiting, seizures and focal neurological deficits. the site of the lesion affects the clinical symptoms. depending on the location of the l e s i o n , a m e n i n g i o m a m a y c a u s e v i s u a l disturbances, hearing loss, changes in mental state, paralysis of the limbs, or even cause hydrocephalus, when the tumor is blocking the flow of cerebrospinal fluid.(1-5,13) in the case described here, the meningioma was located in the occipito-cervical region, with pressure on the motor pathways (corticospinal tracts) of the spinal cord, resulting in upper motor neuron quadriparesis. the tumor also exerted pressure on the sensory pathways ( s p i n o t h a l a m i c t r a c t a n d d o r s a l c o l u m n ) , causing hypesthesia from the c2 dermatome downwards and pressing on the autonomic pathways, giving rise to fecal and urinary incontinence. extramedullary tumors of the occipito-cervical region may also include neoplasms of the occipital bone, which are in general rather infrequent when compared to other bones of the skull. these occipital bone t u m o r s c o m p r i s e s u c h d i v e r s e e n t i t i e s a s chondroblastoma, ossifying fibroma, atypical juvenile epidermoid tumor, giant cell tumor in the background of von recklinghausen disease, and primary lymphoma.(13) t h e d i a g n o s i s o f m e n i n g i o m a i s e s t a b l i s h e d b y n e u r o l o g i c a l e x a m i n a t i o n , f o l l o w e d b y a n c i l l a r y p r o c e d u r e s s u c h a s c o m p u t e r i s e d t o m o g r a p h y ( c t ) , m a g n e t i c resonance imaging (mri), angiography or biopsy. in the ct scan, the lesion may appear isodense or hyperdense, and hyperostosis or erosion of bones may be found and occasionally e v e n i n t r a t u m o r a l c a l c i f i c a t i o n . a f t e r administration of contrast, the tumor will be of higher intensity than the surrounding tissues. cystic cavities may also be found, which may represent tumor necrosis, previous hemorrhage, 148 cystic degeneration, or entrapped cerebrospinal fluid. mri of meningioma yields an isointense or hypointense image on t1-weighted sequence, and will appear isointense or hyperintense on t2. enhancement occurs after administration of contrast, and occasionally a ‘dural tail’ appears. the presence of a heterogenous enhancement, irregular tumor boundaries, and edema are indicative of an anaplastic tumor. on magnetic resonance spectroscopy a choline/creatine ratio may be found illustrating the proliferative potential of the lesion; if there is a peak at 1.5 ppm, a meningioma should be suspected. on digital substraction angiography (dsa), pial vessels will be seen supplying the peripheral areas and dural vessels supplying the center of the lesion. in addition, a ‘sunburst’ appearance of enlarged ‘dural feeders’ and ‘prolonged vascular stain’ may be found. it is essential to p e r f o r m e n d o v a s c u l a r a n g i o g r a p h y f o r visualizing the tumor vasculature and impairment o f v i t a l v a s c u l a r s t r u c t u r e s . p r e o p e r a t i v e endovascular embolization in ‘vascular feeders’ of the external circulation may be beneficial, because it reduces the risk of hemorrhage. resection should be performed as soon as p o s s i b l e a f t e r e m b o l i z a t i o n t o r e d u c e t h e likelihood of revascularization of the tumor.(1-5,12) the management of meningioma includes surgical therapy, radiation therapy (stereotactic radiosurgery or stereotactic radiotherapy), or c o n s e r v a t i v e m a n a g e m e n t f o r s m a l l asymptomatic tumors, consisting of close observation without therapy. the choice of therapy is based on location of the tumor, tumor size, symptoms and signs, and age and medical condition of the patient. in a tumor indicated for operation, the therapeutic goal is total resection. however, for tumors in a virtually inaccessible location, the resection frequently cannot be performed maximally, and the patient w i l l c o n t i n u e t o h a v e c l i n i c a l s y m p t o m s . recurrence and survival rate depend on extent of tumor resection and histological grade. postoperative recurrence within 10 years may be estimated from the extent of resection according to the simpson scale: i) grade 1: total resection, including dura and skull, recurrence 9%; ii) grade 2: total resection with coagulation of dural adhesions, recurrence 19%; iii) grade 3: total resection without coagulation of dural adhesions, recurrence 29%; iv) grade 4: subtotal resection, recurrence 29%; and v) grade 5: decompression, recurrence 40%. administration of corticosteroids before a n d a f t e r o p e r a t i o n s i g n i f i c a n t l y r e d u c e s m o r t a l i t y a n d m o r b i d i t y r a t e s o f s u rg i c a l r e s e c t i o n . p a t i e n t s w i t h s u p r a t e n t o r i a l meningioma should receive anticonvulsant t h e r a p y. f o r m e d i c a l m a n a g e m e n t o f meningioma, mifepristone and hydroxyurea m a y b e g i v e n a s a n t i p r o g e s t e r o n e s . administration of cox-2 and 5-lo inhibitors is still under investigation, as is administration of temozolomide in patients with recurrent meningioma and incomplete resection. the use of interferon a as an angiostatic may also be considered. indications for radiotherapy of meningiomas are tumors unsuitable for total r e s e c t i o n , a n d r e c u r r e n t , i n o p e r a b l e , o r histologically malignant meningiomas.(1-5,14) at 32 weeks of pregnancy a consensus was reached to terminate the pregnancy, considering that the fetus would be capable of survival o u t s i d e t h e m a t e r n a l e n v i r o n m e n t . i t w a s decided to perform induction of labor to initiate uterine contractions and opening of the uterine cervix. the delivery was terminated by forceps extraction, because of inability of the patient to bear down, due to impairment of voluntary nerves from the brain to the corresponding muscles. cesarean section was not performed, due to financial considerations and the presence of quadriparesis and immobilization, leading to fears that postoperative recovery would be suboptimal. 149 the prognosis of patients undergoing total resection of meningioma is commonly quite good. however, incompletely excised malignant and multiple meningiomas tend to recur.(3) in the present case the tumor could not be totally resected due to the difficult location of the tumor, but as much as possible of the tumor was removed to relieve pressure on the brain stem a n d s p i n a l c o r d , w h i c h c o u l d h a v e f a t a l consequences. conclusions the management of a pregnant patient with a b r a i n t u m o r s h o u l d b e t a i l o r e d t o t h e individual according to the circumstances. in this patient with meningioma the pregnancy could continue to term and delivery without endangering the mother or the fetus. references 1. uptodate patient information: meningioma. 2007. available at: http//patients.uptodate.com/ topic.asp?file=cancer/10844. accessed october 4, 2007. 2. neurosurgery facts about meningiomas. available at: http://www.brighamandwomens.org/ neurosurgery/meningioma/meningiomafacts.aspx. accessed october 4, 2007. 3. wahjoepramono ej. tumor otak. cetakan pertama. tangerang: penerbit fakultas kedokteran universitas pelita harapan; 2006. 4. gilroy j. basic neurology. 3rd ed. new york: mcgraw-hill; 2000. 5. adams rd, victor m, ropper ah. principles of neurology. 7th ed. new york: mc graw-hill; 2001. 6. clarke mj, krauss we. cervical meningioma masquerading as schwannoma: two cases and review literature. j neurosurg sci 2006; 50: 41-4. 7. iacob g, dabu a, iana g, chirita ã, julea i. spinal cervical, c2-c3, intradural, meningothelial meningioma – a case report. rom j neurosurg 2004: 1: 79-80. 8. kanaan i, jallu a, kanaan h. management strategy for meningioma in pregnancy: a clinical study. skull base 2003;13: 197-203. 9. balki m, manninen ph. craniotomy for suprasellar meningioma in a 28 week pregnant woman without fetal heart rate monitoring. can j anesth 2004; 51: 573–6. 10. swensen r, kirsch w. brain neoplasms in women: a review. clin obstet gynecol 2002; 45: 904-27. 11. smith js, quiãjones-hinojosa a, harmon-smith m, bollen aw, mcdermott mw. sex steroid and growth factor profile of a meningioma associated with pregnancy. can j neurol sci 2005; 32: 122-7. 12. mayo clinic. meningioma 2007. available at: http:/ /www.mayoclinic.com/health/meningioma/ ds00901/dsection=4. acccessed october 4, 2007 13. castellano-sanchez aa, alexis jb, poppiti rj, nanes m, villalobos ee. pathologic quiz case: an unexpected occipital tumor. arch pathol lab med 2001; 125: 301-3. 14. cancer backup. meningioma. 2007. available at: http://www.cancerbackup.org.uk/cancertype/ brain/typesofbraintumor/meningioma. accessed october 4, 2007. 15. lamszus, k. meningioma pathology, genetics and biology. j neuropathol experim neurol 2004; 63: 275-86. 16. brat dj, parisi je, kleinschmidt-demasters bk, yachnis at, montine tj, boyer pj, et al. surgical neuropathology update: a review of changes introduced by the who classification of tumours of the central nervous system. 4th ed. arch pathol lab med 2008; 132: 993-1007. harsono 194 *department of neurology faculty of medicine gadjah mada university / dr. sardjito hospital yogyakarta correspondence prof. dr. harsono, sp.s(k) department of neurology, faculty of medicine gadjah mada university bulak sumur 55281 email : harsono_jombor@yahoo.com univ med 2008; 27: 194-203 the quality of life of epileptic patients october-december, 2008october-december, 2008october-december, 2008october-december, 2008october-december, 2008 vol.27 no.4 vol.27 no.4 vol.27 no.4 vol.27 no.4 vol.27 no.4 abstract universa medicina harsono* epilepsy has historically been surrounded by prejudice and myth, and associated with many misconceptions. even today, people with epilepsy experience psychosocial problems, especially in their relationships and employment. age, seizure severity and frequency, stigma of epilepsy, social deprivation, fear and anxiety, factors responsible for inadequate treatment, treatment gap, and healthcare needs may affect the quality of life of epileptic patients. improving the diagnosis, treatment, prevention, and social acceptability are important factors in achieving the objective of the management of epilepsy. treatment of epilepsy refers to any intervention that is intended to restore health status including quality of life. quality of life is recognized as an important outcome in epilepsy treatment. quality of life has been reported to vary across epileptic patients with different clinical, demographic, and socio-economic variables. seizure type and frequency have been found to be significant predictors of quality of life scores. for measuring quality of life in clinical practice, such as in epileptic patients, a wider range of properties is required to ensure that a measure can be used routinely. these include validity, appropriateness and acceptability, reliability, responsiveness to change, and interpretability. keywords: quality of life, epilepsy, stigma, anxiety, treatment gap introduction epilepsy is the most common serious neurological disorder affecting people with intellectual disabilities (mental retardation), with prevalence ranging from 20-40%, 30 times higher than the general population rate. threequarters of affected individuals in the general population become seizure free on anti-epileptic drug (aed) therapy. on the other hand, epilepsy in people with intellectual disabilities is more difficult to manage, although clinical guidelines have recently been developed by a working group of the international association for the scientific study of intellectual disability. chronic epilepsy may also be associated with psychiatric, behavioral and socioeconomic s e q u e l a e , a n d w i t h i n c r e a s e d r i s k o f hospitalization and failures of community care. i t i s p a r t i c u l a r l y i m p o r t a n t , t h e r e f o r e , t o 195 univ med vol.27 no.4 u n d e r s t a n d t h e f u n c t i o n a l a n d b e h a v i o r a l consequences of epilepsy in this population.(1,2) quality of life (qol) is recognized as an important outcome in epilepsy treatment, and various instruments have been developed to assess qol in epilepsy. the last 20 years has seen an increased interest in identifying the factors that affect qol for individuals with epilepsy. the great majority of this research has focused on the impact of medical interventions o n q o l . a t t h e s a m e t i m e , i n c r e a s e d understanding has developed regarding the significant impact that physical, social, and psychological factors make on the qol and life satisfaction of people with epilepsy. in an effort to better understand the relationships of the physical and psychosocial factors to each other and to qol among people with epilepsy, the authors developed and evaluated an exploratory m o d e l . t h e r e s u l t s h a v e i m p l i c a t i o n s f o r rehabilitation professionals who work with people with epilepsy.(3) typically, studies exploring the impact of epilepsy treatments on qol compare the mean score of instruments among various treatment groups and assess whether the differences are statistically significant. however, it is difficult to interpret the importance of mean changes in qol, regardless of their statistical significance. this is because aggregate data group convey no information about the number of individuals in a group who experience clinically important change. for example, when the mean change for the group is not statistically significant or when it is lower than a prespecified minimum threshold, clinicians may erroneously conclude that the treatment has no important effects.(4,5) qol has been reported to vary across e p i l e p t i c p a t i e n t s w i t h d i ff e r e n t c l i n i c a l , demographic, and socioeconomic variables. with regard to clinical variables, seizure type and frequency have been found to be significant p r e d i c t o r s o f q o l s c o r e s . t h e r o l e o f demographic variables such as age, sex, and education, as well as socioeconomic status in determining qol is less clear. in some studies a g e , s e x , a n d e d u c a t i o n d i d n o t c o r r e l a t e significantly with the qol. several studies have highlighted that patients with epilepsy are m o r e l i k e l y t o b e u n d e r e m p l o y e d o r u n e m p l o y e d , a n d h a v e l o w e r r a t e s o f marriage.(5,6) many factors influence the qol of people with epilepsy, including impact of age and seizures, stigma, social deprivation, fear a n d a n x i e t y, t h e p r e s e n c e o f c o g n i t i v e o r psychiatric problems, and others.(7) bishop and his colleagues also concluded from their study that epilepsy has a broad impact on a patient’s life, cutting across interpersonal, intrapersonal, and extrapersonal domains.(8) referring to the above description, the f o l l o w i n g d i s c u s s i o n w i l l f o c u s o n t h e tendencies of decreased qol of epileptic patients. understanding such phenomena will h e l p p h y s i c i a n s t o d o a p p r o p r i a t e a n d c o m p r e h e n s i v e m a n a g e m e n t o f e p i l e p t i c patients. the purpose of epilepsy management is not merely to maintain the patient free of seizures but also to keep the qol of the epileptic patients as defined by the world health organization (who). general considerations according to the definition of the who, “health is a state of complete physical, mental, a n d s o c i a l w e l l b e i n g a n d n o t m e r e l y t h e absence of disease or infirmity.” a disturbance of health can affect all or some aspects or subsets covered by this definition. treatment refers to any intervention that is intended to restore health.(9) the international league against epilepsy (ilae), the international bureau for epilepsy (ibe), and the who in june 1997 launched the global campaign against epilepsy. the major objective of this campaign is to bring epilepsy 196 “ o u t o f t h e s h a d o w s ” b y i m p r o v i n g t h e diagnosis, treatment, prevention, and social a c c e p t a b i l i t y o f t h i s w o r l d w i d e d i s o r d e r, especially in developing countries. it also looks for “a removal of barriers to a better qol for those with the disease”.(9,10) people with epilepsy living in europe or in north america have significant impairment in their qol. seizure severity and frequency a n d a e d s a p p e a r t o b e p a r t i c u l a r l y problematic.(10,11) qol is impaired in tunisian people with epilepsy. a prospective study was conducted of patients with refractory epilepsy being admitted to an inpatient video-eeg m o n i t o r i n g u n i t . t h e i m p a c t o f c l i n i c a l variables (age, sex, marital status, seizure f r e q u e n c y, d u r a t i o n a n d t y p e o f s e i z u r e d i s o r d e r, s e i z u r e l o c a l i z a t i o n , n u m b e r o f aeds, depression) on qol was analyzed. this study showed that depression was a powerful predictor of qol.(12) the influencing factors differ from the previously published data. s e v e r a l p o s s i b l e r e a s o n s s u c h a s f a m i l y support and cultural and religious beliefs are p r o p o s e d t o e x p l a i n t h e c r o s s c u l t u r a l differences.(13) meanwhile, epidemiologic data on qol of epileptic patients in indonesia are not yet available. measurement of qol the underlying reason for using qol measures in clinical practice is to ensure that treatment plans and evaluations focus on the patient rather than the disease. qol is not the only way to measure patient-centered outcome; measures of disability, social interaction and support, and psychological wellbeing may be a l s o a p p r o p r i a t e . q o l m e a s u r e s a r e n o substitute for measuring outcomes associated with disease but are an adjunct to them.(14) qol measures have eight potential uses in aiding routine clinical practice. they can be u s e d t o p r i o r i t i z e p r o b l e m s , f a c i l i t a t e communication, screen for potential problems, i d e n t i f y p r e f e r e n c e s , m o n i t o r c h a n g e s o r response to treatment, and train new staff. they can also be used in clinical audit and in clinical governance. the first five of these items are of immediate value in clinical encounter, while the last three contribute to training, reviewing care, and improving care in the future.(14) the danish qol survey is based on the philosophy of life known as the integrative quality-of-life (iqol) theory. it comprises eight different quality-of-life concepts, ranging from the superficially subjective via the deeply e x i s t e n t i a l t o t h e s u p e r f i c i a l l y o b j e c t i v e . definitions of what makes up a good life are bound to be subject to numerous and diverging interpretations. the iqol theory states that the qol emanates from (1) well-being “how are you feeling now?”, (2) satisfaction with life “how satisfied are you with life now?”, (3) happiness “how happy are you now?”, (4) meaning in life “how meaningful is your life now?”, (5) inner balance and biological order “how balanced (your inner equilibrium and state of health) are you now?”, (6) realizing life potential “how well are you realizing your d e e p e s t d re a m s a n d d e s i re s n o w ? ” , ( 7 ) fulfillment of needs “how well are your needs being fulfilled now?”, and (8) objective factors (ability, societal norms) “how many of the following societal norms do you fulfill now?”.(15) t h e o b j e c t i v e q o l c o m p r i s e s a l l nonsubjective aspects of life related to external status and achievement, measured in terms of the norms that are dominant in the culture of the respondent. as theories of objective qol typically tend to be theories of lists, in which many things and qualities a person ought to possess are enumerated, such a list was also constructed. it is possible to make many other lists. however, as stated in the methodological criteria, theses lists must be based on the theory or overall philosophy of life.(15) harsono epileptic patients 197 univ med vol.27 no.4 in line with the measurement of qol, epilepsy-related quality of life (erqol) is assessed with administration of the quality of life in epilepsy (qolie)-31. this instrument was developed by cramer et al, derived from the longer qolie-89 developed by devinsky et al. t h e q o l i e 3 1 i s a s e l f a d m i n i s t e r e d questionnaire designed for completion by the patients themselves. this instrument includes 7 of the 17 qolie-89 subscales, i.e. seizure worry, overall qol, emotional well-being, energyfatigue, cognitive functioning, medication effects, social function, and health status. responses can be scored to provide subscale scores and a total score. higher scores represent better function.(4,16) for measuring qol in clinical practice, such as in epileptic patients, a wider range of properties is required to ensure that a measure can be used routinely. these include validity (does the instrument measure what it is intended to measure, such as qol?), appropriateness and acceptability (is the measure suitable for its i n t e n d e d u s e ? ; t h i s i s c r u c i a l i n c l i n i c a l practice), reliability (does the measure produce the same results when repeated in the same population?) responsiveness to change (does the measure detect clinically meaningful changes?; t h i s i s s o m e t i m e s c a l l e d s e n s i t i v i t y ) a n d i n t e r p r e t a b i l i t y ( c a n r e s u l t s f r o m t h e measurement be interpreted clinically and are they relevant?).(14) impact of age, seizure severity and frequency patient age was inversely related to qol in the areas of physical functioning and physical r o l e l i m i t a t i o n . ( 1 7 ) t h e l o c a t i o n , t y p e , a n d f r e q u e n c y o f s e i z u r e s m a y c o n t r i b u t e t o psychosocial problems. seizures may affect the temporal lobes or limbic structures, which are crucial areas for emotions and coping, as well as cortical areas, which are necessary for cognitive and physical functioning. studies have demonstrated that frequency and type of seizure injuries correlate with seizure severity and frequency. patients often report that complex partial seizures in which the patient is partially aware of altered emotions, hallucinations, e x p e r i e n t i a l p h e n o m e n a , o r b e h a v i o r a r e especially frightening. patients with more f r e q u e n t s e i z u r e s e x p e r i e n c e t h e g r e a t e s t burdens; their healthcare costs are five times g r e a t e r t h a n t h o s e o f p a t i e n t s w i t h w e l l controlled seizures. greater seizure severity was also correlated with poorer qol in many studies of adolescents and adults. however, even patients with well-controlled seizures report that their condition affects their life in many ways.(16) as seizure frequency increases, patients showed more impaired qol in the areas of physical functioning, vitality, general health, mental health, and social functioning.(17,18) the above description indicates that older age and frequency as well as severity of seizures have a significant impact on qol and healthcare costs of the epileptic patients. those variables should be considered properly in the management of epileptic patient. stigma of epilepsy epilepsy has historically been surrounded by prejudice and myth, and associated with many misconceptions. even today, people with epilepsy experience psychosocial problems, e s p e c i a l l y i n t h e i r r e l a t i o n s h i p s a n d employment. these problems are usually not directly related to the severity of the seizures, but are based on misconceptions about the condition. there is a vicious circle concerning attitudes towards people with epilepsy. the negative attitudes and fear displayed by the public and employers towards people with epilepsy lead them to continue to conceal their diagnosis. this in turn makes changes to the social attitudes and increased acceptance of people with epilepsy a slow process. these 198 problems are universal but are greatest in the developing world where a majority of the patients with epilepsy receive no diagnosis or t r e a t m e n t . e d u c a t i o n p l a y s a k e y r o l e i n i n c r e a s i n g p r o f e s s i o n a l k n o w l e d g e a b o u t epilepsy as a treatable brain disorder and in reducing, and ultimately preventing, social exclusion of patients with epilepsy.(19) stigma and factors that contribute to it should be addressed as the top priority in epilepsy self-management and advocacy. these factors include (a) lack of awareness, (b) lack of timely, complete, and accurate information, ( c ) m i s p e r c e p t i o n s , ( d ) t h e b r o a d , v a r i e d spectrum of disability among people with epilepsy, (e) over-concern about safety and over-protection limiting choices and options, (f) social tolerance for stigma and discrimination, ( g ) i n s u f f i c i e n t r e s e a r c h o n s t i g m a a n d psychosocial aspects of epilepsy, (h) liability concerns, and (i) fear.(19) mielke et al. in their study showed that people with epilepsy face various psychosocial challenges, including such simple functions as getting from one location to another and maintaining employment even when seizures are well controlled. (20) st i g m a o f e p i l e p s y i s c o n s t r u c t e d b y misconception about the condition amongst the community, not limited to lay people, but also in the well-educated groups. this misconception can be waived by continuous counseling either by direct activities or dialogue, such as seminars, symposia, and small-group discussions, or by indirect action, i.e. leaflets, flyers, daily new papers. the effect of stigma, which is somewhat cross-cultural, has also been reported in studies among epileptics in nigeria. (21) in nigeria, epilepsy is associated with shame and social isolation, and patients often present late for hospital care. most patients would have visited traditional and religious healers before finally presenting for orthodox medical care, and indeed, many combine the various treatment modalities. this practice often affects patients psychosocial functioning, resulting in low qol.(22) social deprivation the relation between illness, health and social deprivation has been well documented. previous studies dating from nearly 60 years ago have shown that this finding remains valid for psychiatric illness, although there is debate as to the direction of causality and whether the relation is specific to diagnosis.(23)patients with epilepsy tolerate higher levels of unemployment than the general population and it would be expected that this will impact on deprivation. unemployment is regarded as a key variable in all deprivation indices and has been identified independently as a strong indicator of health need. patients with epilepsy are also more likely to have unskilled jobs and consequently to be of lower social class. it is likely therefore that a positive association between epilepsy and social deprivation will exist, which may be i n c r e a s e d b y t h e c o n f o u n d i n g e f f e c t o f psychiatric illness and learning disability. epilepsy is well documented as a comorbidity of both these conditions. social relationship and community living epilepsy is associated with a wide range of markers of social and economic disadvantage, including poor academic achievement and low income. because of this association, it is often assumed that people who are socially and economically deprived are more likely to develop epilepsy. this hypothesis is supported to some extent by the observation that the incidence of epilepsy is higher in developing countries than in developed countries.(24) epilepsy can affect the way a person develops healthy relationships and independent living skills (box 1). harsono epileptic patients 199 univ med vol.27 no.4 these social issues, or indirect costs, can have greater impact than the direct costs of m e d i c a l c a r e . m a n y p a t i e n t s a n d f a m i l y members say “it is more than just the seizures” when explaining the challenges of living with epilepsy. community resources can address the burden of living with epilepsy from broader perspectives, helping people identify their strengths and available sources of support. state vocational rehabilitation departments, local epilepsy centers, and epilepsy foundation affiliates can provide a range of employment assistance, support services, information, case management, and educational programs.(7) the background of social deprivation related to epilepsy comprises misconception about the condition as well as the consequences o f t h e i l l n e s s . s o c i a l d e p r i v a t i o n c a n b e minimized by proper management of the patients and providing sheltered workshops or vocational rehabilitation for the patients according to their capacities and disabilities. local epilepsy centers, organizations for epileptic patients, and epilepsy foundations will be useful to assist the p a t i e n t s i n c l o s i n g t h e i r g a p s i n s o c i a l relationships and community living. fear and anxiety for people with epilepsy, fear can be enormous and often is overlooked. in the survey of fisher and associates, 45% of respondents listed fear as the worst thing about living with epilepsy.(25) in addition, austin identified fear and anxiety as common in children with newonset seizures. patients may fear dying during a seizure, suffering brain damage, having a seizure in public, losing control, or losing their friends, their driver ’s license, or their job. women with epilepsy may fear for their safety during or after a seizure. in addition, they may wonder about their ability to successfully bear or rear children; unfortunately, many women with epilepsy are still erroneously advised not to have children.(26) the psychological impacts of seizures are fear and anxiety which disturb the patients’ activities of daily living. in the long run, fear and anxiety may worsen the qol of epileptic patients. factors responsible for inadequate treatment various studies in developing countries h a v e s h o w n t h a t m a n y c o n s t r a i n t s a n d difficulties hinder the adequate treatment of epilepsy. these factors are not restricted to one p a r t i c u l a r s o c i a l s e c t o r b u t e x i s t i n t h e economic, political, and cultural frameworks of s o c i e t i e s . d i f f e r e n t p e r c e p t i o n s a n d understanding, lack of prioritization, lack of i n f r a s t r u c t u r e a n d s t r u c t u r a l a d j u s t m e n t programs, supply of anti-epileptic drugs, and c h o i c e o f d r u g a r e t h e p r o m i n e n t f a c t o r s r e s p o n s i b l e f o r i n a d e q u a t e t r e a t m e n t i n developing countries.(27) cultural beliefs vary from country to country and may influence individuals’ healthseeking strategies. for example, people may not seek treatment with aed if epilepsy is not seen as a condition that can be treated by western medicine. this is equally true of people in both box 1. issues in social relationships and community living for patients with epilepsy (7) 1. personal adjustment to epilepsy 2. sexual issues 3. education and employment 4. recreational opportunities 5. disclosure of epilepsy to employers 6. stigma and discrimination 7. independent living 8. transportation 9. respite care 200 industrialized and developing countries. despite its importance and the existence of an ofteneffective remedy, epilepsy is not generally recognized as a public health priority. where there are low budgets for health, resources are inevitably prioritized for conditions perceived to be more important than epilepsy, such as infectious diseases. lack of infrastructure and structural adjustment programs are linked to and may further accentuate the lack of priority. supply of aed is an important factor. ideally, the choice of aed for each patient should be based on seizure type and/or syndrome as well as the individual person’s needs. unfortunately, in most developing countries both the choice and supply of drugs are limited. phenobarbitone h a s b e c o m e w h o ’s f r o n t l i n e a e d i n developing countries, where it is the most c o m m o n l y p r e s c r i b e d a e d . p h e n y t o i n , carbamazepine, and valproate are up to 5, 15, a n d 2 0 t i m e s a s e x p e n s i v e , r e s p e c t i v e l y. questions have, however, been raised about its suitability with respect to its efficacy and the p r o f i l e o f a d v e r s e e ff e c t s . i n d e e d , i l a e commissions have argued that the who list of essential drugs needs to be discussed further, as the status of phenobarbitone seems to be based on economic factors rather than on efficacy and suitability.(27) there are various factors responsible for inadequate treatment, ranging from a simple reason such as individual noncompliance in taking aed to a complicated situation involving socio-cultural, political and economical aspects. these factors should be considered in the management of epileptic patients. p o t e n t i a l r e a s o n s f o r t h e treatment gap level of health care development the level of health care development is important because it influences knowledge about the true nature of the problem and its potential solutions. it also influences the means to reduce the treatment gap. whether the means available will be sufficient depends on the demand. thus it might be argued that health care should be primarily directed toward prevention. however, in the first place, the prevalence of symptomatic epilepsies is less than one third of a l l c a s e s . n o t a l l s y m p t o m a t i c c a s e s a r e attributable to preventable causes, such as deficient perinatal care or cysticercosis. it should also be stated that before the effects of prevention are felt, incidence cases, which occurred before prevention became effective, will have on average a duration of 13 years (the r a t i o o f p r e v a l e n c e o v e r i n c i d e n c e d a t a ) . therefore closure of the seizure treatment gap remains a high priority.(9) culture beliefs cultural values affect people’s healthseeking strategies. if people see epilepsy as caused by something that is not natural or biomedical, then treatment through western medicine may not be sought.(28) such beliefs may mean that people with epilepsy seek treatment by traditional or faith healers or that continued compliance with aeds is difficult to obtain. these decisions may be rational within these people’s cultures, but they may also lead to epilepsy being untreated or not treated successfully. it should also be mentioned that levels of literacy and knowledge will impinge on cultural beliefs insofar as choices arising from alternative beliefs, or evidence to back up c h o i c e s , a r e l i m i t e d i f t h e m e a n s o f communication and acquiring background knowledge are restricted.(29) economy as some of the sections concerning health care and financial coverage for each region i n d i c a t e , t h e p r o v i s i o n o f a e d s t h r o u g h harsono epileptic patients 201 univ med vol.27 no.4 government-funded schemes may in some cases be impossible. it should also be stated that many developing countries’ health sectors are hindered by world bank structural adjustment programs, so that what little income they have is spent on debt repayment rather than on health expenditure. although this is not the only sector to be adversely affected.(9) distance from health facilities the problem of distance from health care facilities is in fact a problem of the know-how available at the community health care level. it has been shown that a reasonable level of seizure treatment can be achieved by primary health care workers. however, notwithstanding the objections to vertical programs, sufficient back-up for the primary health care workers should be available to give epilepsy care its proper place among their many other duties. some participants argued that epilepsy care w o u l d b e b e t t e r o f f , i f u n d e r t a k e n b y community-based rehabilitation programs.(2) supply of aeds distance may also play a role in the lack of a sustained supply of prescribed aeds. aeds are used to prevent or interrupt seizures.(30) the majority of developing countries also have an extremely limited choice of drugs, with newer aeds being mostly unavailable. however, the reasons for this are more based on income (both personal and government) and inequalities than on geography and distance. the problem is compounded by the evil of counterfeit drugs.(9) lack of prioritization although epilepsy is an important factor in the burden of neurologic and noncommunicable disease and effective treatment often exists, it is not generally recognized as a public health priority. epilepsy has to compete with many other conditions and illnesses. such competition is even harsher where there are low health budgets, so that resources are prioritized for conditions perceived to be more important, such a s m a l a r i a , h i v / a i d s , t u b e r c u l o s i s e t c . although not wanting to detract from the scale of such communicable diseases, it may be more cost-effective to treat epilepsy than to treat these other conditions.(9) political will of the national as well as local government is needed to solve this problem. such political will can be initiated by the ministry of health (as a national policy) and then implemented by the primary, secondary and tertiary health care. the political will should have comprehensive matters such as diagnostic, therapeutic and restorative services. identification of healthcare needs s u c c e s s f u l m a n a g e m e n t o f e p i l e p s y involves many factors (box 2). patients and families should be taught basic skills, such as observing and recording seizures, managing adverse drug effects, identifying and managing stress and other triggers, and maintaining personal safety. the ability to record seizures and identify triggers may lead to behavioral o r l i f e s t y l e c h a n g e s t h a t i m p r o v e s e i z u r e control. it is vital that both physician and patient understand medication management issues, such as identifying optimal times to m a k e m e d i c a t i o n o r d o s a g e c h a n g e s a n d knowing how to respond to adverse effects and h o w t o e n h a n c e c o m p l i a n c e . p h y s i c i a n s handling epileptic patients with uncontrolled seizures may have to consider many factors when choosing or changing treatment. women have unique issues because their epilepsy and general health needs vary across their life span; they depend on primary care physicians to a s s i s t i n c o o r d i n a t i n g c a r e a c r o s s m a n y specialties.(7) 202 conclusions the qol of epileptic patients tend to be poorer compared with healthy people. the background of such tendencies consists of a g e , m e d i c a l , s o c i o c u l t u r a l , e c o n o m i c a l , p s y c h o l o g i c a l , p o l i t i c a l a n d g e o g r a p h i c a l a s p e c t s . h e n c e , m a n a g e m e n t o f e p i l e p t i c patients should be based on a comprehensive and integrated intervention in line with the achievement of health status as defined by the who. successful management of epilepsy involves many important factors such as early diagnosis, choosing the appropriate aed, c o m p l i a n c e i n t a k i n g a e d , a n d s o c i a l a c c e p t a b i l i t y. h o w e v e r, q o l i s a h i g h l y individual concept rather than that of a group or community. in addition to the successful management of epileptic patients, the following issues are important and should be kept in mind: age, sex, stigma of epilepsy, frequency and severity of seizures, fear and anxiety, social deprivation, factors responsible for inadequate treatment, potential reasons for the treatment gap, and healthcare needs. references 1. espie ca, watkins j, curtice l, espie a, duncan r, ryan j, et al. psychopathology in people with epilepsy and intellectual disability; an investigation of potential explanatory variables. j neurol neurosurg psychiatry 2003; 74: 1485-92. 2. cyrlac n, sureskumar pn, kunhikoyamu am, girija as. social factors and psychopathology in epilepsy. neurol india 2002; 50: 153-57. 3. bishop m, berven nl, hermann bp, chan f. quality of life among adults with epilepsy: an exploratory model. rehabil couns bull 2002; 45: 87-95. 4. wiebe s, matijevic s, eliasziw m, derry pa. clinically important change in quality of life in epilepsy. j neurol neurosurg psychiatry 2002; 73: 116-20. 5. djibuti m, shakarishvili r. influence of clinical, demographic, and socioeconomic variables on quality of life in patients with epilepsy: findings from a georgian study. j neurol neurosurg psychiatry 2003; 74: 570-73. 6. herodes m, oun a, haldre s, kaasik ae. epilepsy in estonia: a quality of life study. epilepsia 2001; box-2. healthcare issues for patients with epilepsy (7) 1. coping with the diagnosis 2. observing and recording seizures 3. identifying potential triggers and high-risk times 4. maintaining personal safety 5. handling seizures emergencies 6. managing adverse drug effects 7. understanding the nonmedical options for seizure management 8. managing concomitant illness 9. understanding the relationship between seizures and hormonal states 10. practicing family planning 11. managing pregnancy and menopause 12. maintaining bone health harsono epileptic patients 203 univ med vol.27 no.4 42: 1061-73. 7. shafer po. improving the quality of life in epilepsy. postgrad med 2002; 111: 1. available at: http:// www.postgradmed.com/issues/2002/01_02/ shafer.htm 10/18/2004. accessed september 2, 2008. 8. bishop m, allen ca. the impact of epilepsy on quality of life: a qualitative analysis. epilepsy behav 2003; 4: 226-33. 9. meinardi h, scott ra, reis r, sander jwas. ilae commission report: the treatment gap in epilepsy: the current situation and ways forward. epilepsia 2001; 42:136-49. 10. reynolds eh. the ilae/ibe/who epilepsy global campaign history: international league against epilepsy – international bureau for epilepsy. epilepsia 2002; 43:9-11. 11. stavem k, loge jh, kaasa s. health status of people with epilepsy compared with the general reference population. epilepsia 2000; 41: 85-90. 12. boylan ls, flint la, labovitz dl, jackson sc, starner k, devinsky o. depression but not seizure frequency predicts quality of life in treatmentresistant epilepsy. neurology 2004; 62: 258-61. 13. leidy nk, elixhauser a, vickrey b, means e, willian mk. seizure frequency and the healthrelated quality of life of adults with epilepsy. neurology 1999; 53: 162-66. 14. higginson ij, carr aj. measuring quality of life: using quality of life measures in the clinical setting. bmj 2001; 322: 1297-300. 15. ventegodt s, merrick j, andersen nj. measurement of quality of life iii. from the iqol theory to the global, generic seqol questionnaire. sci world j 2003; 3: 972-91. 16. cramer ja, arrigo c, van hammee, gauer lj, cereghino jj. effect of levetiracetam on epilepsyrelated quality of life. epilepsia 2000; 41: 868-74. 17. mrabet h, mrabet a, zouari b, ghachem r. healthrelated quality of life of people with epilepsy compared with a general reference population: a tunisian study. epilepsia 2004; 45: 838-43. 18. malgren k. epilepsy care across europe and key concerns. neurological disorders: long-term healthcare strategies 2003; 44: 54-6. 19. american epilepsy society. living well with epilepsy. report of the national conference on public health and epilepsy; 1997. 20. mielke j, sebit m, adamolekun b. the impact of epilepsy on quality of life of people with epilepsy in zimbabwe: a pilot study. seizure 2000; 9: 25964. 21. olley bo. psychological and seizure factors related to depression and neurotic disorders among patients with chronic epilepsy in nigeria. afr j med sci 2004; 33: 39-44. 22. mosaku ks, fatoye fo, komolafe m, lawal m, ola ba. quality of life and associated factors among adults with epilepsy in nigeria. int psychiatry med 2006; 36: 469-91. 23. morgan cli, ahmed z, kerr mp. social deprivation and prevalence of epilepsy and associated health usage. j neurol neurosurg psychiatry 2000; 69: 13-7. 24. jacoby a, buck d, baker g, mcnamee p, grahamjones s, chadwick d. uptake and costs of care for epilepsy: findings from a uk regional study. epilepsia 1998; 39: 776-86. 25. fisher rs, vickrey bg, gibson p, hermann b, penovich p, scherer a, et al. the impact of epilepsy from the patient’s perspective i: descriptions and subjective perceptions. epil res 2000; 41: 39-51. 26. austin jk. concerns and fears of children with seizures. clin nurs pract epil 1993; 1: 4-10. 27. scott ra, lhatoo sd, sander jwas. the treatment of epilepsy in developing countries: where do we go from here? bull who 2001; 79: 344-51. 28. shorvon sd, farmer pj. epilepsy in developing countries: a review of epidemiological, sociocultural and treatment aspects. epilepsia 1988; 29: s36-45. 29. watts ae. a model of managing epilepsy in a rural community in africa. bmj 1989; 298: 805-7. 30. harsono. seizure threshold, hormones and antiepileptic drugs. univ med 2008; 27: 18-28. oktavianus 138 *department of public health and community medicine, faculty of medicine jenderal soedirman university **staff at magetan district health office, magetan, east java correspondence: dr. yudhi wibowo, m.ph department of public health and community medicine, faculty of medicine jenderal soedirman university jl. dr. gumbreg no. 1, mersi east purwokerto 53 112 phone: +62281-622022 email: fk@unsoed.ac.id or dryudhiwibowo2005@gmail.com univ med 2015;34:138-48 doi: 10.18051/univmed.2016.v35.138-148 pissn: 1907-3062 / eissn: 2407-2230 this open access article is distributed under a creative commons attribution-non commercial-share alike 4.0 international license abstract universa medicina may-august, 2015may-august, 2015may-august, 2015may-august, 2015may-august, 2015 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 vol.34 no.2 background malaria is re-emerging because of imported cases and the presence of potential vectors that can transmit and spread malaria. malaria is a health problem in banyumas district. mapping the spread of infectious diseases is epidemiologically important. the purpose of this study was to determine the relationship between the variables and the epidemiology of malaria that were spatially modeled using the geographic information system (gis). methods this was a case-control study with ratio of 1:1. cases were malaria-positive patients and controls were people without malaria, as diagnosed by microscopic examination. minimum sample size was 139 per group and total sample size was 282 people. chi-square was used to test the relationship between the variables, and gis modeling to determine the spatial distribution of malaria cases. results there were significant relationships between level of income below minimum wage, not using mosquito nets, not using wire netting, not using insect repellents, habit of going out at night, history of malaria, cattle sheds not located between woods and residential area, history of going to endemic areas, residence at distances <1000 m from plantations, bushes, swamps and puddles, with incidence of confirmed malaria (p<0.001). the group of cases living <1000 meters from plantations numbered 141 (100%). conclusions malaria incidence is clustered and buffers around plantations at <1000 m. malaria hot spots are displayed as risk maps that are useful for monitoring and spatial targeting of prevention and control measures against the disease. keywords: risk factors, spatial analysis, malaria incidence incidence of malaria is clustered and buffers around plantations: a spatial analysis yudhi wibowo*, agung saprasetya dwi laksana*, joko mulyanto*, madya ardi wicaksono*, and agus y purnomo** doi: http://dx.doi.org/10.18051/univmed.2015.v34.138-148 139 univ med vol. 34 no.2 kejadian malaria kluster dan bufer di sekitar perkebunan : model analisis spasial latar belakang malaria adalah penyakit yang muncul dan muncul kembali karena kasus impor dan potensi vektor yang dapat menularkan dan menyebarkan malaria. malaria adalah masalah kesehatan di kabupaten banyumas. pemetaan penyebaran penyakit menular secara epidemiologi adalah penting. tujuan penelitian ini adalah untuk menentukan hubungan antara variabel dan epidemiologi malaria yang dimodelkan secara spasial menggunakan sistem informasi geografis (sig). metode penelitian ini merupakan studi kasus-kontrol dengan perbandingan 1: 1. kasus adalah semua penderita malaria (+) dan kontrol adalah orang-orang dengan tidak didiagnosis malaria dengan pemeriksaan mikroskopis. besar sampel minimum 139 per kelompok dan besar sampel total penelitian adalah 282 orang. chi-square digunakan untuk menguji hubungan antara variabel dan pemodelan menggunakan sig untuk menentukan distribusi spasial kasus malaria. hasil ada hubungan yang bermakna antara tingkat pendapatan kurang upah minimum, tidak menggunakan kelambu, tidak menggunakan kain kawat kasa, tidak menggunakan obat nyamuk, kebiasaan keluar pada malam hari, riwayat penyakit malaria, tata letak kandang ternak tidak di antara hutan dengan perumahan, riwayat bepergian ke daerah endemis, jarak rumah dengan perkebunan, semak-semak, rawa dan genangan air <1000 m dengan kejadian konfirmasi malaria (p<0,001). kelompok kasus yang tinggal <1000 meter dari perkebunan adalah 141 (100%) dari kasus. kesimpulan kejadian malaria adalah kluster dan bufer di sekitar perkebunan yang <1000 m. pemetaan malaria ditampilkan sebagai peta risiko yang bermanfaat untuk pemantauan dan penargetan spasial tindakan pencegahan dan pengendalian penyakit. kata kunci: faktor risiko, analisis spasial, kejadian malaria abstrak introduction each year indonesia’s 230 million people collectively suffer at least several million cases of malaria caused by all four known species of human plasmodium.(1) eastern indonesia faces the challenges of providing adequate and equitable health services to a largely remote, r u r a l p o p u l a t i o n . h e a l t h i n t h e e a s t e r n indonesian province of nusa tenggara timur (ntt) is generally poor, with high incidence of malaria, high infant mortality rate (54/1000, compared with 44/1000 nationally), and child malnutrition averaging 39% and reaching 50% in some areas.(2) one of the malaria-endemic areas in indonesia is central java province. the m a l a r i a m o r b i d i t y r a t e ( a n u a l p a r a s i t e index=api) was 0.1 ‰ in 2011. the number of malaria positive patients in 2010 was 3,300, increasing to 3,467 people in 2011. in the year 2011, the case fatality rate for malaria was 0.12%.(3) 140 banyumas is one of the malaria endemic districts in central java province. according to data from the malaria control program at banyumas district health office, an increase in malaria positive patients occurred from 2007 till 2010. in 2010, the highest number of people with malaria was 623 cases. in 2011, 423 of the 1,278 clinical malaria cases were found to be malaria positive.(3) the number of malaria positive patients is the highest in the region, especially at the watuagungvillage health center tambak i with 146 cases. the second largest number of patients was in the bogangin and banjar penepen village health center sumpiuh ii comprising 117 people. in 2010 an outbreak of malaria occurred in banyumas, in ketanda village (14 malaria positive patients), sumpyuh sub-district, and in watuagung village (30 malaria positive p a t i e n t s ) , ta m b a k s u b d i s t r i c t . b a s e d o n laboratory tests it is known that the most abundant species is plasmodium falcifarum. several studies have shown that malaria infection is influenced by environmental factors s u c h a s t e m p e r a t u r e , r a i n f a l l , h u m i d i t y, elevation, and factors related to demography. specifically, temperature and rainfall act as limiting factors on the development of anopheles mosquitoes which are the intermediate hosts in the transmission of malaria parasites.(4) transmission dynamics of malaria does not recognize administrative boundaries. the increasing mobility of people from one area to another increases due to advancement and ease of transportation. this increases the risk of malaria transmission due to displacement of the population employed in agriculture, plantations and mining. individuals working in the forest are at risk of malaria, especially if staying in the forest at night, as found in studies conducted in central vietnam by thanh et al.(5) this is supported by the results of research conducted in central vietnam by thang et al.(6) stating that work in the forest and the home environment are risk factors for the incidence of malaria. risk factors for malaria in indonesia, among others, are the geography, gender, education and employment.(7) mapping the spread of infectious disease is epidemiologically important. spatial analysis is useful to determine the pattern of distribution of the disease, the high risk areas, the source of disease transmission and disease risk factors in terms of areal, making efforts to c o n t r o l t h e d i s e a s e a n d i n t e r r u p t i n g t h e transmission chain, so that the later can be done properly. the geographic information system (gis) is a technology to store, manipulate, analyze, and display geographically referenced information. outside of healthcare, it has been shown to be valuable in a wide range of situations, such as u r b a n p l a n n i n g , e n v i r o n m e n t a l r e s o u r c e m a n a g e m e n t , e m e rg e n c y p l a n n i n g , a n d t r a n s p o r t a t i o n f o r e c a s t i n g . (8) t h e u s e o f geographic information systems with spatial statistical techniques is useful for measuring the magnitude of the risk of malaria incidence and identify the environmental factors that influence the re-emergence of malaria disease risk factors, so that public health planning should be focused on the maximum spatial cluster region.(9) control management based on regional spatial data is one of the essential ways to control the disease, e s p e c i a l l y i f b a c k e d u p b y d a t a a n d epidemiological investigation of outbreaks. the purpose of this study was to determine the relationship between risk variables and the epidemiology of malaria in banyumas that is spatially modeled using the gis. methods research design this study was an observational analytic study using case-control design with a ratio of 1: 1. research was carried out within 6 months (may to october 2014) and located at the banyumas, kemranjen, sumpyuh and tambak health centers, banyumas district. research subjects the population in this study comprised all banyumas residents who had positive malaria wibowo, laksana, mulyanto, et al incidence of malaria is clustered 141 univ med vol. 34 no.2 by microscopic examination, with the results recorded in the register of banyumas district health office in 2012. the control group were people living in the same district who did not have malaria, as diagnosed by microscopic examination (and recorded in the register of banyumas district health office). exclusion criteria were positive malaria cases who at the time of the study had died or moved outside the study area. the sample size was determined based on a 0.05 significance level and power of 80%, with the proportion in the control group being 0.5 and an odds ratio (or) of 2 obtained, giving a minimum sample size of 139 per group, so that in this study the total sample size was 282 people. (10) the study was conducted in all regions of the sub-districts of banyumas with cases of malaria, especially tambak, sumpyuh, kemranjen and banyumas health center, because in 2012 the regions had the highest malaria positive case rates in banyumas. outbreaks of malaria in 2010 also occurred in this region. all of the malaria positive cases in 2012 were included in the group of cases and controls matched by age and sex. data collection data were collected by interview, using a questionnaire comprising items on level of income, use of mosquito nets, wire netting, mosquito repellents, habit of going out at night, history of malarial illness, the location of cattle sheds, a history of travel to endemic areas, d i s t a n c e o f r e s i d e n c e s ( s e t t l e m e n t s ) t o plantations, bushes, swamps and puddles. geographic information system the geographic information system is a kind of software that can be utilized for the i m p o r t a t i o n , s t o r a g e , m a n i p u l a t i o n , a n d presentation of geographic information products and their attributes. geographic information system is software that serves to collect, store, display and connect spatial data about a geographical phenomenon to be analyzed and the results are communicated to the user as a basis for decision making. the coordinates of the respondents’ homes were determined using gps garmin etrex 10. spatial analysis spatial modeling was performed using computer assistance and mapping software. buffer analysis of the incidence of malaria in banyumas in 2012 was used to determine the environmental buffer zone, the suspected breeding sites of the malaria vectors, and the mosquito flying distance to a live subject with p o s i t i v e m a l a r i a . t h e a n a l y s i s o f t h e environmental buffer zone included rivers, f o r e s t s , r a i n f e d f i e l d s , i r r i g a t e d f i e l d s , plantations, pastures, fields and bushes. through a spatial query mechanism, a spatial element was taken in the form of a line 1000 m from the environmental buffer, which then generated new spatial elements such as polygons that cover the environmental buffer. based on the scope of the polygon, the number of subjects with positive malaria within the scope of the polygon buffer is counted. mean center analysis was used to determine the geographic center (central case) of malaria in banyumas in 2012. from an analysis using gis software the mean center was obtained. the center was obtained from the mean values of x and y that are calculated to obtain the centroid point of malaria cases in banyumas. the projection of the point data is used to measure distances accurately. the mean center value of the x and y point was derived from the calculation of the mean values of x and y and then the x and y coordinates were stored. central points used are the mean centers, and dispersion refers to the spread of the mean centers bounded by polygons. fields surrounding the polygon centroid were determined based on the distance calculated by using the weighted average of the center of all malaria positive subjects. nearest neighbor analysis is an approach to look at the pattern of spread of malaria cases in banyumas 2012. the calculated average nearest neighbor (ann) score is used to 142 determine the pattern of malaria incidence in banyumas 2012. ann can be calculated using the formula: ann= ï o / ï e. ïo : observed mean distance between each feature and their nearest neighbor, ïe : expected mean distance for the features given a random pattern. however, in practice ann values are calculated using gis software. ann values are inferred based on the value of the expected mean distance, and is represented by: (1). ann = 1 indicating the occurrence of a random pattern, (2). ann <1 indicating the incidence of crowding (clustered), (3). ann >1 indicating the incident spread (dispersed). regarding the incidence of malaria in banyumas in 2012, there were 140 subjects with positive malaria, therefore m = 140. because the area of banyumas is 1327.60 km2, the value of a = 1327.60. the distance between each occurrence is calculated using the euclidean distance. ann values are calculated using gis software. to determine the presence of a spatial pattern, tests of significance were used: (i). h0: there is no spatial pattern of malaria cases in banyumas in 2012, há: there is a spatial pattern of malaria cases in banyumas in 2012, (ii). significance level : á, (iii). critical area h0 is rejected if z score > z á/2 = 2.58 z score < z á/2 = -2.58. the standard deviational ellips (sde) is used to analyze trends and patterns of dispersion of malaria cases. standard deviation ellips is a summary of central tendency and dispersion in two dimensions, as well as a directional trend. there are two points that are used as the basis for the distribution of point locations on sde. they are central tendency and dispersion. central tendency uses the center of the mean and dispersion refers to the spread of the mean center bounded by the ellipse. standard deviational ellipse models can be used to gain a better understanding of the geographical aspects of the phenomenon and identify the cause of an event, based on specific geographic patterns.(11) data analysis an odds ratio was used to examine the relationship berween variables, with significant variables being included into a model for multiple logistic regression. ethical clearance t h i s s t u d y w a s a p p r o v e d b y t h e commission on health research ethics, medical school, jenderal soedirman university (unsoed) with ref no: 100/iec/vii/2014. results the analysis using gis software found a z score of -11.17. because z score = -11 17 <2.58 we rejected h0. it can be concluded that there is a spatial pattern of malaria cases in banyumas in 2012. because the expected mean distance = 0.44 < 1 it can be concluded that the pattern of malaria incidence in banyumas in 2012 is clustered. the confirmed participation rate of 141 malaria cases from 214 (65.9%), is sufficient to represent the study and 34.1% of the confirmed cases was not able to participate in this research because the case had died or moved away with no known address. most species of mosquitoes captured in the four endemic villages are of the genus culex spp totalling 106 individuals (44.7%) in both indoor and outdoor captures. species of the genus anopheles were quite diverse, from the most common type, namely an. vagus (36.3%), an. barbirostris (7.2%), an. kochi (4.6%), an. maculatus (4.2%) and an. aconitus (1.3%). an. aconitus, an. maculatus and an. balabacensis are most commonly found in watuagung village. regarding the characteristics of the respondents, in the group of cases of confirmed malaria, 53.2% were male, 73.8% were aged 1560 years, 54.6% less educated, 84.4% income < regional minimum wage (rgw) and 47.5% were farmers. results of bivariate analysis showed statistically significant differences (p<0.001) wibowo, laksana, mulyanto, et al incidence of malaria is clustered 143 univ med vol. 34 no.2 between the independent variables and the dependent variable (incidence of confirmed malaria) in banyumas as presented in table 1. the independent variables were: income < minimum wage, not using mosquito nets, not using wire netting, not using mosquito repellents, habit of going out at night, history of malaria, cattle sheds not located between woods and residential area, history of going to endemic areas, residence at distances < 1000 m from plantations, bushes, swamps and puddles. results of multivariable analysis showed three independent variables that have the highest precision, i.e. location <1000 m from puddles, not using mosquito nets and not using insect repellent, and are associated with a statistically significant incidence of confirmed malaria cases as presented in table 2. table 1. relationship between independent variables and incidence of confirmed malaria or : odds ratio; ** cannot be calculated because the cell value = 0; rmw : regional minimum wage table 2. multivariate logistic regression of selected independent variables with incidence of confirmed malaria rmw : regional minimum wage 144 figure 1. distribution map of malaria cases and controls in banyumas district 2012 from the results of the spatial analysis based on the analysis of average nearest neighbor distance, it is known that the distribution of malaria incidence in banyumas in 2012 was clustered, with z score = -17.74 sd and p-value <0.001 as presented in figure 1. from the results of the analysis of cases the buffer was found for 141 (100%) of cases to be in the area <1000 meters from plantations as presented in figure 2. results of analysis of the sde in banyumas showed the axis to be oriented in the northwestsoutheast direction. from the corresponding elliptical area on the map can be predicted the possibility of a subsequent spread of malaria upon the presence of risk factors and the absence of supportive intervention services/health workers as shown in figure 3. discussion according to erhart et al. (12) the risk of malaria infection was higher in men than in women because of the influence of gender and wibowo, laksana, mulyanto, et al incidence of malaria is clustered 145 univ med vol. 34 no.2 figure 2. malaria map of banyumas district 2012, subjects with positive malaria residing in plantation buffer figure 3. standard deviational ellipse of malaria map of banyumas district 2012 146 their behavior. in developing countries, an activity that involves the movement of people, including workers in the plantation colonies, increases the risk of malaria transmission. regarding characteristics of respondents in the cases of confirmed malaria, 47.5% were clove farmers, rubber farmers, and coconut tree farmers (locally called penderes,i.e. tappers of the sap of coconut inflorescences to be made into brown sugar). the species an. aconitus, an. maculatus and an. balabacensis were most commonly found in watuagung village. the habitats of an. maculatus are in open hilly areas and mountains where forests have been cleared and is located in the hilly areas of forest.(13) the breeding sites of an. maculatus are puddles that get sunlight, various types of ponds, lakes, marshes, along the banks of slow-flowing streams, ditches and rice fields near the hills.(14) in the confirmed malaria case group, 84.4% had an income